UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-23067
RIVERNORTH CAPITAL AND INCOME FUND, INC.
(Exact name of registrant as specified in charter)
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Address of principal executive offices) (Zip code)
Marc L. Collins
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 832-1440
Date of fiscal year end: June 30
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
| Item 1 | Proxy Voting Record |
| Investment Company Report | |||||||||
| FOXWAYNE ENTERPRISES ACQUISITION CORP. | |||||||||
| Security | 35166L109 | Meeting Type | Annual | ||||||
| Ticker Symbol | FOXW | Meeting Date | 12-Jul-2022 | ||||||
| ISIN | US35166L1098 | Agenda | 935677926 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to (i) extend the date by which the Company has to consummate a business combination for three months, from July 22, 2022 (the "Original Termination Date") to October 22, 2022 (the "Extended Date"), and (ii) allow the Company, without another stockholder vote, to elect to extend the date to consummate a business combination for three months after the Extended Date, for a total of up to six months after the Original Termination Date. | Management | For | For | |||||
| 2a. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Jonathan Hale Zippin | Management | For | For | |||||
| 2b. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Sundeep Agrawal | Management | For | For | |||||
| 3. | A proposal to ratify the appointment of WithumSmith+Brown PC as the Company's independent accountants for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 4. | A proposal to approve the adjournment of the Annual Meeting by the Chairman thereof to a later date, if necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 6,759 | 0 | 17-Jun-2022 | 17-Jun-2022 | ||
| ITHAX ACQUISITION CORP. | |||||||||
| Security | G49775102 | Meeting Type | Special | ||||||
| Ticker Symbol | ITHX | Meeting Date | 15-Jul-2022 | ||||||
| ISIN | KYG497751027 | Agenda | 935684705 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal-RESOLVED, as an ordinary resolution, that ITHAX's entry into (1) the Business Combination Agreement, dated as of December 20, 2021 (as may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among ITHAX, Ithax Merger Sub I, LLC, a Delaware limited liability company and wholly owned subsidiary of ITHAX ("First Merger Sub"), Ithax Merger Sub II a Delaware limited liability company and wholly ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Domestication Proposal-RESOLVED, as a special resolution, that (a) ITHAX be transferred by way of continuation to Delaware pursuant to Article 32 of the amended and restated articles of association of ITHAX, Part XII of the Companies Act (As Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being de- registered in the Cayman Islands, ITHAX be continued and domesticated as a corporation under the laws of the State of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Proposed Charter and Bylaws Proposal- RESOLVED, as a special resolution, that the Interim Charter of ITHAX to be in effect upon the Domestication (a copy of which is attached to the proxy statement/prospectus as Annex I) be replaced in its entirety with the Proposed Charter and Proposed Bylaws of New Mondee (copies of which are attached to the proxy statement/prospectus as Annex B and Annex C, respectively), which be approved as the amended and restated certificate of incorporation and the bylaws of New Mondee, effective at the First Effective Time. | Management | For | For | |||||
| 4a. | Advisory Governing Documents Proposal A-RESOLVED, as a non- binding advisory resolution that the change in the authorized share capital of ITHAX, first (a) upon the Domestication, from (i) US$111,000 divided into 100,000,000 Class A ordinary shares of US$0.001 each, 10,000,000 Class B ordinary shares of US$0.001 and 1,000,000 preference shares of US$0.001 each, to (ii) US$111,000 divided into 100,000,000 shares of Class A common stock, par value $0.0001 per share ("New Mondee Common Stock"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4b. | Advisory Governing Documents Proposal B-RESOLVED, as a non- binding advisory resolution that the authorization to the New Mondee Board to issue any or all shares of New Mondee Preferred Stock in one or more classes or series, with such terms and conditions as may be expressly determined by the New Mondee Board and as may be permitted by the DGCL be approved. | Management | For | For | |||||
| 4c. | Advisory Governing Documents Proposal C-RESOLVED, as a non- binding advisory resolution that the removal of the ability of New Mondee stockholders to take action by written consent in lieu of a meeting provided, however that the holders of New Mondee Preferred Stock may take action by written consent to the extent provided by the Certificate of Designation with respect to the New Mondee Preferred Stock, be approved. | Management | For | For | |||||
| 4d. | Advisory Governing Documents Proposal D-RESOLVED, as a non- binding advisory resolution that the replacement of the Existing Governing Documents be approved and that all other changes necessary or, as mutually agreed in good faith by ITHAX and Mondee, desirable in connection with the replacement of Existing Governing Documents with the Proposed Charter and Proposed Bylaws (copies of which are attached to the proxy statement/prospectus as Annex B and Annex C, respectively) as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4e. | Advisory Governing Documents Proposal E-RESOLVED, as a non- binding advisory resolution that the election of New Mondee to not be governed by Section 203 of the DGCL and limiting certain corporate takeovers by interested stockholders be approved. | Management | For | For | |||||
| 5. | The Nasdaq Proposal-RESOLVED, as an ordinary resolution, that for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, the issuance of 7,000,000 shares of New Mondee Common Stock in the PIPE Financing be approved and adopted in all respects. | Management | For | For | |||||
| 7. | The Equity Incentive Plan Proposal-RESOLVED, as an ordinary resolution, that the New Mondee 2022 Equity Incentive Plan, a copy of which is attached to the proxy statement/prospectus as Annex D, be adopted and approved. | Management | For | For | |||||
| 8. | The Equity Stock Purchase Plan Proposal-RESOLVED, as an ordinary resolution, that the New Mondee Employee Stock Purchase Plan, a copy of which is attached to the proxy statement/prospectus as Annex E, be adopted and approved. | Management | For | For | |||||
| 9. | The Adjournment Proposal-RESOLVED, as an ordinary resolution, that the adjournment of the extraordinary general meeting to a later date or dates (A) to solicit additional proxies for the purpose of obtaining approval by the ITHAX shareholders of each of the proposals necessary to consummate the transactions contemplated by the Business Combination Agreement, (B) for the absence of a quorum or (C) if the holders of the Class A ordinary shares have elected to redeem a number of Class ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 9,398 | 0 | 30-Jun-2022 | 30-Jun-2022 | ||
| BLACKROCK DEBT STRATEGIES FD INC | |||||||||
| Security | 09255R202 | Meeting Type | Annual | ||||||
| Ticker Symbol | DSU | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09255R2022 | Agenda | 935675059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frank J. Fabozzi | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | J. Phillip Holloman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 36,414 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BARINGS GBL SHORT DURATION H/Y FUND | |||||||||
| Security | 06760L100 | Meeting Type | Annual | ||||||
| Ticker Symbol | BGH | Meeting Date | 08-Aug-2022 | ||||||
| ISIN | US06760L1008 | Agenda | 935685872 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | David M. Mihalick | Split | Split | ||||||
| 2 | Dr.Bernard A Harris Jr. | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 39,280 | 0 | 05-Aug-2022 | 05-Aug-2022 | ||
| INVESCO HIGH INCOME TRUST II | |||||||||
| Security | 46131F101 | Meeting Type | Annual | ||||||
| Ticker Symbol | VLT | Meeting Date | 08-Aug-2022 | ||||||
| ISIN | US46131F1012 | Agenda | 935687737 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia Hostetler | Split | Split | ||||||
| 2 | Eli Jones | Split | Split | ||||||
| 3 | Prema Mathai-Davis | Split | Split | ||||||
| 4 | Ann Barnett Stern | Split | Split | ||||||
| 5 | Daniel S. Vandivort | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 15,101 | 0 | 05-Aug-2022 | 05-Aug-2022 | ||
| ARIES I ACQUISITION CORP. | |||||||||
| Security | G0542N107 | Meeting Type | Special | ||||||
| Ticker Symbol | RAM | Meeting Date | 12-Aug-2022 | ||||||
| ISIN | KYG0542N1079 | Agenda | 935696611 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that the Articles of Association of Aries currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the Second Amended and Restated Articles of Association of Aries (a copy of which is attached to the proxy statement for this Meeting as Annex A)." | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - To approve an amendment to the Company's Investment Management Trust Agreement, dated May 18, 2021, by and between Aries and Continental Stock Transfer & Trust Company, allowing Aries to extend the Business Combination Period up to twelve (12) times for an additional one (1) month each time from 08/21/2022 to 08/21/2023 by depositing into the trust account, for each one-month extension, the lesser of (a) $120,000 and (b) $0.035 for each Class A ordinary share outstanding after giving effect to the Redemption. | Management | For | For | |||||
| 3) | The Adjournment Proposal - To adjourn the special meeting of Aries shareholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 13,790 | 0 | 09-Aug-2022 | 09-Aug-2022 | ||
| BNY MELLON HIGH YIELD STRATEGIES FUND | |||||||||
| Security | 09660L105 | Meeting Type | Annual | ||||||
| Ticker Symbol | DHF | Meeting Date | 16-Aug-2022 | ||||||
| ISIN | US09660L1052 | Agenda | 935686494 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Bradley J. Skapyak | Split | Split | ||||||
| 2 | Roslyn M. Watson | Split | Split | ||||||
| 3 | Benaree Pratt Wiley | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 101,960 | 0 | 15-Aug-2022 | 15-Aug-2022 | ||
| GIGINTERNATIONAL1, INC. | |||||||||
| Security | 37518W106 | Meeting Type | Special | ||||||
| Ticker Symbol | GIW | Meeting Date | 19-Aug-2022 | ||||||
| ISIN | US37518W1062 | Agenda | 935698615 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from August 21, 2022 to February 21, 2023 (i.e., for a period of time ending 21 months from the consummation of its initial public offering). | Management | For | For | |||||
| 2. | Trust Amendment: Amend the Company's investment management trust agreement, dated as of May 18, 2021, by and between the Company and Continental Stock Transfer & Trust Company, allowing the Company to extend the Combination Period six (6) times for an additional one (1) month each time from August 21, 2022 to February 21, 2023 by depositing into the Trust Account for each one-month extension the lesser of: $200,000 or $0.05 per share multiplied by the number of public shares then outstanding. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,064 | 0 | 15-Aug-2022 | 15-Aug-2022 | ||
| LAKESHORE AQUISITION I CORP. | |||||||||
| Security | G53521103 | Meeting Type | Special | ||||||
| Ticker Symbol | LAAA | Meeting Date | 07-Sep-2022 | ||||||
| ISIN | KYG535211034 | Agenda | 935703567 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - Approval of an amendment to the company's amended and restated memorandum & AOA (together, the "Existing Charter") (i) extend from September 15, 2022 ("Original Termination Date") to December 15, 2022 ("Extended Date"), date by which, if the company has not consummated a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination involving one or more businesses or entities. | Management | For | For | |||||
| 2. | Adjournment Proposal- Approval of adjournment of the General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for purpose of approving extension proposal, to amended extension proposal, or to allow reasonable additional time for filing or mailing of any supplemental or amended disclosure that the company has determined in good faith after consultation with outside legal counsel is required under applicable law and for such supplemental or amended. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 8,972 | 0 | 30-Aug-2022 | 30-Aug-2022 | ||
| GOLDEN PATH ACQUISITION CORPORATION | |||||||||
| Security | G4028H105 | Meeting Type | Special | ||||||
| Ticker Symbol | GPCO | Meeting Date | 08-Sep-2022 | ||||||
| ISIN | KYG4028H1056 | Agenda | 935704470 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Approval of the Business Combination (the "Business Combination Proposal" or "Proposal 1"). | Management | For | For | |||||
| 2. | DIRECTOR | Management | |||||||
| 1 | Guohui Kang | For | For | ||||||
| 2 | Wei Peng | For | For | ||||||
| 3 | Mi Zhou | For | For | ||||||
| 4 | Han Qin | For | For | ||||||
| 5 | Jun Liu | For | For | ||||||
| 6 | Xu Zhang | For | For | ||||||
| 3. | Approval for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), the issuance by Golden Path of an aggregate of 44,554,455 newly issued Golden Path ordinary shares to the MC shareholders pursuant to the Merger Agreement and the issuance of an aggregate of 380,000 ordinary shares as compensation to Peace Asset Management for services provided by Peace Asset Management in connection with sourcing MC as a business combination candidate (the "Nasdaq Stock Issuance Proposal" or "Proposal 3"). | Management | For | For | |||||
| 4. | Approval by way of special resolution to change the name of Golden Path to MicroCloud Hologram Inc. (the "Name Change Proposal" or "Proposal 4"). For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as a special resolution, that the Company change its name from "Golden Path Acquisition Corporation" to "MicroCloud Hologram Inc." and, subject to the provisions of the Companies Act (Revised), the change of name shall take effect immediately from the passing this resolution;". | Management | For | For | |||||
| 5. | Approval by way of special resolution of all other changes in connection with the amendment, restatement and replacement of the Golden Path's memorandum and articles of association including, among other things, (1) making New Golden Path's corporate existence perpetual, and (2) removing certain provisions related to Golden Path's status as a blank check company that will no longer be applicable upon consummation of the Business Combination (the "Articles Amendment Proposal" or ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 6. | Approval to adjourn the Extraordinary General Meeting under certain circumstances, which is more fully described in the accompanying proxy statement, which we refer to as the "Adjournment Proposal" or Proposal 6") and, together with the Business Combination Proposal, the Director Election Proposal, the Nasdaq Stock Issuance Proposal, the Name Change Proposal, the Articles Amendment Proposal and the Adjournment Proposal, the "Proposals.". | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,453 | 0 | 30-Aug-2022 | 30-Aug-2022 | ||
| SPK ACQUISITION CORP. | |||||||||
| Security | 848651105 | Meeting Type | Special | ||||||
| Ticker Symbol | SPK | Meeting Date | 09-Sep-2022 | ||||||
| ISIN | US8486511053 | Agenda | 935705181 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") SIX (6) TIMES FOR AN ADDITIONAL ONE (1) MONTH EACH TIME UNTIL MARCH 10, 2023 IF APPROVED BY THE COMPANY'S BOARD OF DIRECTORS. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF JUNE 3, 2022 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE COMPANY TO EXTEND THE COMBINATION PERIOD SIX (6) TIMES FOR AN ADDITIONAL ONE-MONTH PERIOD EACH TIME, FROM SEPTEMBER 10, 2022 UP TO MARCH 10, 2023 (THE "TRUST AMENDMENT") BY DEPOSITING INTO THE TRUST ACCOUNT $50,000 FOR EACH ONE-MONTH EXTENSION. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE GENERAL MEETING TO ADJOURN THE GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 21,054 | 0 | 02-Sep-2022 | 02-Sep-2022 | ||
| PIONEER FLOATING RATE TRUST | |||||||||
| Security | 72369J102 | Meeting Type | Annual | ||||||
| Ticker Symbol | PHD | Meeting Date | 15-Sep-2022 | ||||||
| ISIN | US72369J1025 | Agenda | 935697904 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Director to serve until the third annual meeting: John E. Baumgardner, Jr. | Management | Split | Split | |||||
| 1.2 | Election of Director to serve until the third annual meeting: Lisa M. Jones | Management | Split | Split | |||||
| 1.3 | Election of Director to serve until the third annual meeting: Lorraine H. Monchak | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 4,600 | 0 | 14-Sep-2022 | 14-Sep-2022 | ||
| FIRST TRUST HY OPPORTUNITIES 2027 TERM | |||||||||
| Security | 33741Q107 | Meeting Type | Annual | ||||||
| Ticker Symbol | FTHY | Meeting Date | 19-Sep-2022 | ||||||
| ISIN | US33741Q1076 | Agenda | 935701044 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class III Trustee for a three-year term: James A. Bowen | Management | Split | Split | |||||
| 1.2 | Election of Class III Trustee for a three-year term: Robert F. Keith | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 43,464 | 0 | 16-Sep-2022 | 16-Sep-2022 | ||
| MODEL PERFORMANCE ACQUISITION CORP | |||||||||
| Security | G6246M105 | Meeting Type | Special | ||||||
| Ticker Symbol | MPAC | Meeting Date | 28-Sep-2022 | ||||||
| ISIN | VGG6246M1059 | Agenda | 935710170 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL THREE MONTH EACH TIME FROM OCTOBER 12, 2022 TO APRIL 12, 2023. | Management | For | For | |||||
| 2. | ADJOURNMENT-APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 20,604 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| NOCTURNE ACQUISITION CORP. | |||||||||
| Security | G6580S114 | Meeting Type | Special | ||||||
| Ticker Symbol | MBTC | Meeting Date | 04-Oct-2022 | ||||||
| ISIN | KYG6580S1140 | Agenda | 935708466 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date by which the Company must consummate a business combination from October 5, 2022 to April 5, 2023. | Management | For | For | |||||
| 2.1 | Appointment of Director to serve until the 2024 annual general meeting: Henry Monzon | Management | For | For | |||||
| 2.2 | Appointment of Director to serve until the 2024 annual general meeting: Ka Seng (Thomas) Ao | Management | For | For | |||||
| 2.3 | Appointment of Director to serve until the 2024 annual general meeting: Simon Choi | Management | For | For | |||||
| 2.4 | Appointment of Director to serve until the 2024 annual general meeting: Kashan Zaheer Piracha | Management | For | For | |||||
| 2.5 | Appointment of Director to serve until the 2024 annual general meeting: Derek Yiyi Feng | Management | For | For | |||||
| 2.6 | Appointment of Director to serve until the 2024 annual general meeting: Ka Lok (Ivan) Wong | Management | For | For | |||||
| 2.7 | Appointment of Director to serve until the 2024 annual general meeting: Giuseppe Mangiacotti | Management | For | For | |||||
| 3. | Auditor Ratification Proposal: Ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the year ended December 31, 2022. | Management | For | For | |||||
| 4. | Adjournment Proposal: Approve the adjournment of the Extraordinary General Meeting in lieu of the 2022 Annual General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 18,503 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| EATON VANCE SENIOR INCOME TRUST | |||||||||
| Security | 27826S103 | Meeting Type | Annual | ||||||
| Ticker Symbol | EVF | Meeting Date | 13-Oct-2022 | ||||||
| ISIN | US27826S1033 | Agenda | 935704723 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | Split | Split | |||||
| 1 | George J. Gorman | Split | Split | ||||||
| 2 | Marcus L. Smith | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV32 | RIVERNORTH SPECIALTY FINANCE CORP FBO PERSHING | 997RV32 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 12-Oct-2022 | 12-Oct-2022 | ||
| EATON VANCE SENIOR INCOME TRUST | |||||||||
| Security | 27826S103 | Meeting Type | Annual | ||||||
| Ticker Symbol | EVF | Meeting Date | 13-Oct-2022 | ||||||
| ISIN | US27826S1033 | Agenda | 935704723 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | Split | Split | |||||
| 1 | George J. Gorman | Split | Split | ||||||
| 2 | Marcus L. Smith | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 38,061 | 0 | 12-Oct-2022 | 12-Oct-2022 | ||
| LMF ACQUISITION OPPORTUNITIES, INC. | |||||||||
| Security | 502015100 | Meeting Type | Special | ||||||
| Ticker Symbol | LMAO | Meeting Date | 18-Oct-2022 | ||||||
| ISIN | US5020151008 | Agenda | 935716665 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal - To consider and vote upon a Proposal to approve the transactions contemplated under the Merger Agreement, dated as of April 21, 2022, by and among LMAO, LMF Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of LMAO and SeaStar Medical, Inc., a Delaware corporation, a copy of which is attached to the proxy statement/ prospectus as Annex A. | Management | For | For | |||||
| 2. | Charter Approval Proposal - To consider and vote upon a Proposal to approve the Second Amended and Restated Certificate of Incorporation of LMAO, a copy of which is attached to the proxy statement/prospectus as Annex B. | Management | For | For | |||||
| 3a. | Governance Proposal 3A - To (i) reclassify LMAO's existing 100,000,000 authorized shares of Class A Common Stock into 100,000,000 authorized shares of Common Stock (after giving effect to the conversion of each outstanding share of Class B Common Stock to Class A Common Stock under the terms of LMAO's current certificate of incorporation) and (ii) increase the number of shares of preferred stock LMAO is authorized to issue from 1,000,000 shares to 10,000,000 shares. | Management | For | For | |||||
| 3b. | Governance Proposal 3B - To change the classification of the Board from two classes of directors with staggered two-year terms to three classes of directors with staggered three-year terms. | Management | For | For | |||||
| 3c. | Governance Proposal 3C - To require the vote of at least two- thirds (66 and 2/3%) of the outstanding shares of capital stock, voting together as a single class, rather than a simple majority, to remove a director from office. | Management | For | For | |||||
| 3d. | Governance Proposal 3D - To remove certain provisions related to LMAO's status as a special purpose acquisition company that will no longer be relevant following the Business Combination. | Management | For | For | |||||
| 4. | Stock Plan Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Omnibus Incentive Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex D. | Management | For | For | |||||
| 5. | ESPP Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Employee Stock Purchase Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex E. | Management | For | For | |||||
| 6. | Nasdaq Proposal - To consider and vote upon a Proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of shares of Common Stock and securities convertible into or exercisable for Common Stock in the Business Combination, the PIPE Investment, and the Common Stock Investment. | Management | For | For | |||||
| 7. | DIRECTOR | Management | |||||||
| 1 | Andres Lobo* | For | For | ||||||
| 2 | Rick Barnett* | For | For | ||||||
| 3 | Bruce Rodgers+ | For | For | ||||||
| 4 | Richard Russell+ | For | For | ||||||
| 5 | Allan Collins+ | For | For | ||||||
| 6 | Eric Schlorff# | For | For | ||||||
| 7 | Kenneth Van Heel# | For | For | ||||||
| 8. | Adjournment Proposal - To consider and vote upon a Proposal to approve the adjournment of the meeting by the chairman thereof to a later date, if necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 34,075 | 0 | 11-Oct-2022 | 11-Oct-2022 | ||
| VENUS ACQUISITION CORPORATION | |||||||||
| Security | G9420F102 | Meeting Type | Special | ||||||
| Ticker Symbol | VENA | Meeting Date | 21-Oct-2022 | ||||||
| ISIN | KYG9420F1028 | Agenda | 935719483 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To Approve the Merger Agreement, dated as of June 10, 2021, as amended, by and among Venus, Venus Acquisition Merger Subsidiary, Inc., VIYI Algorithm Inc. ("VIYI") and WiMi Hologram Cloud Inc. (collectively referred to as the "Business Combination"). This proposal is referred to as the "Business Combination Proposal" or "Proposal No. 1". | Management | For | For | |||||
| 2. | DIRECTOR | Management | |||||||
| 1 | Jie Zhao | For | For | ||||||
| 2 | Min Shu | For | For | ||||||
| 3 | Shan Cui | For | For | ||||||
| 4 | Haixia Zhao | For | For | ||||||
| 5 | Wengang Kang | For | For | ||||||
| 3. | To Approve for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), the issuance by Venus of an aggregate of 39,603,961 Venus ordinary shares to the VIYI shareholders pursuant to the Merger Agreement. This proposal is referred to as the "Nasdaq Stock Issuance Proposal" or "Proposal No. 3". | Management | For | For | |||||
| 4. | To Approve the amendments to increase the number of authorized ordinary shares to 200,000,000 ordinary shares ("Share Increase Proposal" or "Proposal No. 4"). For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as an ordinary resolution, that the authorized share capital of the Company be amended from USD50,000 divided into 50,000,000 ordinary shares of par value USD0.001 each into USD200,000 divided into 200,000,000 ordinary shares of par value USD0.001 each;" | Management | For | For | |||||
| 5. | To Approve by way of special resolution of amendments to Venus' memorandum and articles of association to change its name to MicroAlgo Inc. (the "Name Change Proposal" or "Proposal No. 5") For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as a special resolution, that the Company change its name from "Venus Acquisition Corporation" to "MicroAlgo Inc." and, subject to the provisions of the Companies Act (Revised), the change of name take effect immediately from the passing this resolution;" | Management | For | For | |||||
| 6. | To Approve by way of special resolution of all other changes in connection with the amendment, restatement and replacement of the Venus' memorandum and articles of association including, among other things, (1) making New Venus' corporate existence perpetual, and (2) removing certain provisions related to Venus' status as a blank check company that will no longer be applicable upon consummation of the Business Combination (the "Articles Amendment Proposal" or "Proposal No. 6"). For the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 7. | To Approve to adjourn the Extraordinary General Meeting under certain circumstances, which is more fully described in the accompanying proxy statement, which we refer to as the "Adjournment Proposal" or "Proposal No. 7") and, together with the Business Combination Proposal, the Director Election Proposal, the Nasdaq Stock Issuance Proposal, the Share Increase Proposal, the Name Change Proposal, the Articles Amendment Proposal and the Adjournment Proposal, collectively the "Proposals." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 35,317 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| IGNYTE ACQUISITION CORP. | |||||||||
| Security | 45175H106 | Meeting Type | Special | ||||||
| Ticker Symbol | IGNY | Meeting Date | 24-Oct-2022 | ||||||
| ISIN | US45175H1068 | Agenda | 935720626 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal: To approve and adopt the Business Combination Agreement, dated as of April 28, 2022, by and between Ignyte Acquisition Corp., Ignyte Korea Co, Ltd. and Peak Bio Co., Ltd., including the transactions contemplated thereby. | Management | For | For | |||||
| 2. | Governing Documents Proposal: To consider and vote upon (a) the adoption of Ignyte's Second Amended and Restated Certificate of Incorporation and Ignyte's Amended and Restated Bylaws, which supersede the existing Amended and Restated Certificate of Incorporation of Ignyte and the Bylaws of Ignyte. | Management | For | For | |||||
| 3. | Nasdaq Proposal: To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of more than 20% of Ignyte's Common Stock in connection with the Business Combination and the PIPE Financing. | Management | For | For | |||||
| 4. | Incentive Plan Proposal: To consider and vote upon a proposal to approve and adopt a new long-term incentive plan in form and substance reasonably acceptable to Ignyte and Peak Bio, a copy of which is attached to the accompanying proxy statement as Annex J. | Management | For | For | |||||
| 5. | Director Election Proposal: To consider and vote upon a proposal to elect up to seven (7) directors, effective as of and contingent upon the consummation of the Business Combination, to serve on Peak Bio, Inc.'s board of directors until the expiration of their applicable term, and until their respective successors are duly elected and qualified or until their earlier resignation, removal or death. | Management | For | For | |||||
| 6. | Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Proposals 1 through 5. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 7,518 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| PROGRESS ACQUISITION CORP. | |||||||||
| Security | 74327P105 | Meeting Type | Special | ||||||
| Ticker Symbol | PGRW | Meeting Date | 27-Oct-2022 | ||||||
| ISIN | US74327P1057 | Agenda | 935722428 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from November 8, 2022 to May 8, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 17,658 | 0 | 20-Oct-2022 | 20-Oct-2022 | ||
| IGNYTE ACQUISITION CORP. | |||||||||
| Security | 45175H106 | Meeting Type | Special | ||||||
| Ticker Symbol | IGNY | Meeting Date | 31-Oct-2022 | ||||||
| ISIN | US45175H1068 | Agenda | 935724876 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from November 1, 2022 to May 1, 2023 (i.e., for a period of time ending 27 months from the consummation of its initial public offering). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 7,518 | 0 | 26-Oct-2022 | 26-Oct-2022 | ||
| MAQUIA CAPITAL ACQUISITION CORPORATION | |||||||||
| Security | 56564V101 | Meeting Type | Special | ||||||
| Ticker Symbol | MAQC | Meeting Date | 03-Nov-2022 | ||||||
| ISIN | US56564V1017 | Agenda | 935722909 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from November 7, 2022 to May 7, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2.1 | Election of Class I Director: Pedro Manuel Zorrilla Velasco | Management | For | For | |||||
| 2.2 | Election of Class I Director: Luis Antonio Marquez-Heine | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 12,687 | 0 | 26-Oct-2022 | 26-Oct-2022 | ||
| GLOBAL CONSUMER ACQUISITION CORP. | |||||||||
| Security | 37892B108 | Meeting Type | Special | ||||||
| Ticker Symbol | GACQ | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | US37892B1089 | Agenda | 935721325 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Luminex Business Combination Proposal - To consider and vote, assuming the Charter Proposal (as defined below) is approved and adopted, upon a proposal to approve the transactions contemplated under the Luminex SPA (such proposal, the "Luminex Business Combination Proposal"). A copy of the Luminex SPA is attached to the proxy statement as Annex A. | Management | For | For | |||||
| 2. | The GP Global Business Combination Proposal - To consider and vote, assuming the Charter Proposal is approved and adopted, upon a proposal to approve the transactions contemplated under the GP Global SPA (such proposal, the "GP Global Business Combination Proposal"). A copy of the GP Global SPA is attached to the proxy statement as Annex B. | Management | For | For | |||||
| 3. | The Charter Proposal - to consider and vote, assuming that the Luminex Business Combination Proposal is approved and adopted, upon a proposal to approve the proposed Second Amended and Restated Certificate of Incorporation of GACQ, a copy of which is attached to the proxy statement as Annex C (the "Proposed Charter," and such proposal, the "Charter Proposal"). | Management | For | For | |||||
| 4a. | The Advisory Charter Proposal A - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Name of the Combined Company. | Management | For | For | |||||
| 4b. | The Advisory Charter Proposal B - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Provisions Specific to a Blank Check Company. | Management | For | For | |||||
| 4c. | The Advisory Charter Proposal C - To approve and adopt, on a non- binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Authorized Shares of Combined Company's Preferred Stock. | Management | For | For | |||||
| 4d. | The Advisory Charter Proposal D - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Voting Threshold for Director Removal. | Management | For | For | |||||
| 4e. | The Advisory Charter Proposal E - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Business Combinations. | Management | For | For | |||||
| 5. | The Nasdaq Proposal - To consider and vote upon a proposal to approve the issuance of more than 20% of the issued and outstanding shares of GACQ Common Stock in connection with the issuance of a maximum of 8,170,000 shares of GACQ Common Stock (subject to adjustment as described in the Proxy Statement) pursuant to the terms of the GP Global SPA, which will result in a change of control, as required by Nasdaq Listing Rule 5635(a) and 5635(b) (such proposal, the "Nasdaq Proposal"). | Management | For | For | |||||
| 6a. | Election of Director: Sergio Pedreiro | Management | For | For | |||||
| 6b. | Election of Director: Rohan Ajila | Management | For | For | |||||
| 6c. | Election of Director: Gautham Pai | Management | For | For | |||||
| 6d. | Election of Director: Art Drogue | Management | For | For | |||||
| 6e. | Election of Director: Tom Clausen | Management | For | For | |||||
| 6f. | Election of Director: Dennis Tse | Management | For | For | |||||
| 7. | The Incentive Plan Proposal - To consider and vote, assuming the Luminex Business Combination Proposal is approved and adopted, upon a proposal to approve the Ascense Brands Inc. 2022 Omnibus Incentive Plan, a copy of which is attached to the proxy statement as Annex D, in connection with the Business Combinations (the "Equity Incentive Plan," and such proposal, the "Incentive Plan Proposal"). | Management | For | For | |||||
| 8. | The Current Charter Amendment Proposal - To consider and vote upon a proposal to modify Article SIXTH (D) in the Current Charter in order to expand the methods that GACQ may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission (such proposal, the "Current Charter Amendment Proposal"). | Management | For | For | |||||
| 9. | The Adjournment Proposal - To consider and vote upon a proposal to adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve each of the Luminex Business Combination Proposal, GP Global Business Combination Proposal, the Charter Proposal, the Nasdaq Proposal, the Directors Proposal, the Incentive Plan Proposal, and the Current Charter Amendment Proposal (such proposal, the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 11,064 | 0 | 31-Oct-2022 | 31-Oct-2022 | ||
| VENUS ACQUISITION CORPORATION | |||||||||
| Security | G9420F102 | Meeting Type | Special | ||||||
| Ticker Symbol | VENA | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | KYG9420F1028 | Agenda | 935726109 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal. Amend Venus' Amended and Restated Memorandum and Articles of Association to extend the date by Venus must consummate its initial business combination to December 11, 2022, by amending the Amended and Restated Memorandum and Articles of Association to delete the existing Section 48.7 and 48.8 thereof and replacing it with the new Section 48.7 and 48.8 in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | Adjournment Proposal. To direct the chairman of the Extraordinary General Meeting to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Proposals 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 35,317 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| DATA KNIGHTS ACQUISITION CORP. | |||||||||
| Security | 237699103 | Meeting Type | Special | ||||||
| Ticker Symbol | DKDCA | Meeting Date | 11-Nov-2022 | ||||||
| ISIN | US2376991038 | Agenda | 935727579 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: IT IS RESOLVED, that subject to and conditional upon the trust account, which is governed by the investment management trust agreement entered into between the Company and Continental Stock Transfer & Trust Company on May 11, 2021 (the Trust Agreement), having net tangible assets of at least US$5,000,001 as at the date of this resolution, the first amendment to the second amended and restated certificate of incorporation, a copy of which is attached to the accompanying proxy statement as Annex A. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: IT IS RESOLVED THAT subject to and conditional upon the trust account, which is governed by Trust Agreement, having net tangible assets of at least US$5,000,001 as at the date of this resolution, the Trust Agreement be amended in the form set forth in Annex B to the accompanying proxy statement to allow the Company to extend the date by which the Company has to complete a business combination from November 11, 2022 to August 11, 2023 via nine one-month extensions provided the Company deposits into its trust account. | Management | For | For | |||||
| 3. | Adjournment Proposal: IT IS RESOLVED THAT, the adjournment of the Special Meeting to a later date or dates to permit further solicitation of proxies to be determined by the chairman of the Special Meeting be confirmed, adopted, approved and ratified in all respects, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 16,697 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| MOUNTAIN CREST ACQUISITION CORP III | |||||||||
| Security | 62402U107 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAE | Meeting Date | 17-Nov-2022 | ||||||
| ISIN | US62402U1079 | Agenda | 935724408 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") UNTIL FEBRUARY 20, 2023. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| 3. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF MAY 17, 2021 (THE "TRUST AGREEMENT"), TO PROVIDE THAT THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FOR A PERIOD OF THREE MONTHS FROM NOVEMBER 20, 2022 TO FEBRUARY 20, 2023 AND TO BE FURTHER EXTENDED TO THE EXTENT THE COMPANY'S CERTIFICATE OF INCORPORATION IS FURTHER AMENDED TO EXTEND THE BUSINESS COMBINATION PERIOD. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,109 | 0 | 14-Nov-2022 | 14-Nov-2022 | ||
| FORTRESS VALUE ACQUISITION CORP. III | |||||||||
| Security | 34964G107 | Meeting Type | Special | ||||||
| Ticker Symbol | FVT | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | US34964G1076 | Agenda | 935732481 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 4, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class F common stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3,170 | 0 | 21-Nov-2022 | 21-Nov-2022 | ||
| FORTRESS VALUE ACQUISITION CORP. III | |||||||||
| Security | 34964G206 | Meeting Type | Special | ||||||
| Ticker Symbol | FVTU | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | US34964G2066 | Agenda | 935732481 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 4, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class F common stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 5 | 0 | 21-Nov-2022 | 21-Nov-2022 | ||
| GOLDENBRIDGE ACQUISITION LIMITED | |||||||||
| Security | G3970D104 | Meeting Type | Special | ||||||
| Ticker Symbol | GBRG | Meeting Date | 23-Nov-2022 | ||||||
| ISIN | VGG3970D1042 | Agenda | 935725741 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | THE CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") UP TO THREE (3) TIMES FOR AN ADDITIONAL THREE MONTHS EACH TIME FROM DECEMBER 4, 2022 TO SEPTEMBER 4, 2023. | Management | For | For | |||||
| 2. | THE ADJOURNMENT PROPOSAL - APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 60,293 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| OCEANTECH ACQUISITIONS I CORP. | |||||||||
| Security | 675507107 | Meeting Type | Special | ||||||
| Ticker Symbol | OTEC | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US6755071072 | Agenda | 935730324 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from 12/02/2022 to 06/02/2023, or such earlier date as determined by the Board of Directors, provided that Sponsor (or its affiliates or permitted designees) will deposit into Trust Account $125,000 for each such 1 month extension until 06/02/2023, unless the closing of the Company's initial business combination shall have occurred, which we refer to as "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's investment management trust agreement, dated as of May 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from December 2, 2022 to June 2, 2023 and (ii) updating certain defined terms in the Trust Agreement. | Management | For | For | |||||
| 3. | Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,253 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| ATLAS CREST INVESTMENT CORP. II | |||||||||
| Security | 049287204 | Meeting Type | Special | ||||||
| Ticker Symbol | ACIIU | Meeting Date | 01-Dec-2022 | ||||||
| ISIN | US0492872041 | Agenda | 935736263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 8, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated February 3, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 2 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| ATLAS CREST INVESTMENT CORP. II | |||||||||
| Security | 049287105 | Meeting Type | Special | ||||||
| Ticker Symbol | ACII | Meeting Date | 01-Dec-2022 | ||||||
| ISIN | US0492871050 | Agenda | 935736263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 8, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated February 3, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 8,848 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| FORTISTAR SUSTAINABLE SOLUTIONS CORP | |||||||||
| Security | 34962M106 | Meeting Type | Special | ||||||
| Ticker Symbol | FSSI | Meeting Date | 02-Dec-2022 | ||||||
| ISIN | US34962M1062 | Agenda | 935737126 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement (the "Second Amended and Restated Charter") to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 29, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 18,576 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| BLUE SAFARI GROUP ACQUISITION CORP. | |||||||||
| Security | G1195R106 | Meeting Type | Special | ||||||
| Ticker Symbol | BSGA | Meeting Date | 05-Dec-2022 | ||||||
| ISIN | VGG1195R1064 | Agenda | 935740224 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT AND RESTATEMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION - to, among other things, extend the date by which the company has to consummate a business combination (the "extension") up to four (4) times for an additional three month each time from December 14, 2022 to December 14, 2023. | Management | For | For | |||||
| 2. | APPROVAL OF ADJOURNMENT - to direct the Chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve the proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,124 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| CLARIM ACQUISITION CORP. | |||||||||
| Security | 18049C108 | Meeting Type | Special | ||||||
| Ticker Symbol | CLRM | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US18049C1080 | Agenda | 935737152 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 2, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 7,515 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| CLARIM ACQUISITION CORP. | |||||||||
| Security | 18049C207 | Meeting Type | Special | ||||||
| Ticker Symbol | CLRMU | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US18049C2070 | Agenda | 935737152 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 2, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 2 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| Z-WORK ACQUISITION CORP. | |||||||||
| Security | 98880C201 | Meeting Type | Special | ||||||
| Ticker Symbol | ZWRKU | Meeting Date | 08-Dec-2022 | ||||||
| ISIN | US98880C2017 | Agenda | 935737138 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 2 | 0 | 01-Dec-2022 | 01-Dec-2022 | ||
| Z-WORK ACQUISITION CORP. | |||||||||
| Security | 98880C102 | Meeting Type | Special | ||||||
| Ticker Symbol | ZWRK | Meeting Date | 08-Dec-2022 | ||||||
| ISIN | US98880C1027 | Agenda | 935737138 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3,756 | 0 | 01-Dec-2022 | 01-Dec-2022 | ||
| SENIOR CONNECT ACQUISITION CORP. I | |||||||||
| Security | 81723H108 | Meeting Type | Special | ||||||
| Ticker Symbol | SNRH | Meeting Date | 09-Dec-2022 | ||||||
| ISIN | US81723H1086 | Agenda | 935740933 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal: Amend the Company's Amended and Restated Certificate of Incorporation pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must either (i) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial Business Combination, or (ii) cease its operations, except for the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,252 | 0 | 07-Dec-2022 | 07-Dec-2022 | ||
| BIG SKY GROWTH PARTNERS, INC. | |||||||||
| Security | 08954L102 | Meeting Type | Special | ||||||
| Ticker Symbol | BSKY | Meeting Date | 12-Dec-2022 | ||||||
| ISIN | US08954L1026 | Agenda | 935745147 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation to amend the date by which the Company must cease its operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, and redeem all of the shares of Class A Common Stock, par value $0.0001 per share, of the Company, included as part of the units sold in the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated April 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee, to change the date on which Continental must commence liquidation of the trust account established in connection with the IPO (the "Trust Account") to the Amended Termination Date. | Management | For | For | |||||
| 3. | To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the previous proposals or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 11,312 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| BNY MELLON HIGH YIELD STRATEGIES FUND | |||||||||
| Security | 09660L105 | Meeting Type | Special | ||||||
| Ticker Symbol | DHF | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US09660L1052 | Agenda | 935707325 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve a sub-investment advisory agreement between BNY Mellon Investment Adviser, Inc., on behalf of the Fund, and Alcentra NY, LLC. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 101,960 | 0 | 12-Oct-2022 | 12-Oct-2022 | ||
| ADVANCED MERGER PARTNERS, INC. | |||||||||
| Security | 00777J109 | Meeting Type | Special | ||||||
| Ticker Symbol | AMPI | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US00777J1097 | Agenda | 935739310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the Accompanying proxy statement as Annex A to (i) accelerate the date by which we must consummate our initial business combination from March 4, 2023 to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the Redemption Limitation (as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend our investment management trust agreement, dated March 1, 2021, with Continental Stock Transfer & Trust Company, as trustee, or the Trust Agreement, pursuant to an amendment in the form attached to the Accompanying proxy statement as Annex B, to accelerate the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1,320 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| ADVANCED MERGER PARTNERS, INC. | |||||||||
| Security | 00777J208 | Meeting Type | Special | ||||||
| Ticker Symbol | AMPIU | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US00777J2087 | Agenda | 935739310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the Accompanying proxy statement as Annex A to (i) accelerate the date by which we must consummate our initial business combination from March 4, 2023 to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the Redemption Limitation (as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend our investment management trust agreement, dated March 1, 2021, with Continental Stock Transfer & Trust Company, as trustee, or the Trust Agreement, pursuant to an amendment in the form attached to the Accompanying proxy statement as Annex B, to accelerate the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| COVA ACQUISITION CORP. | |||||||||
| Security | G2554Y104 | Meeting Type | Special | ||||||
| Ticker Symbol | COVA | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | KYG2554Y1044 | Agenda | 935740185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve and authorize the Agreement and Plan of Merger, dated as of May 26, 2022 by and among COVA Acquisition Corp., a Cayman Islands exempted company ("COVA"), ECARX Holdings Inc., a Cayman Islands exempted company (the "Company" or "ECARX"), Ecarx Temp Limited, a wholly-owned subsidiary of ECARX ("Merger Sub 1"), and Ecarx&Co Limited, a wholly-owned subsidiary of ECARX ("Merger Sub 2"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and authorize the First Merger and the First Plan of Merger, substantially in the form attached to the proxy statement/prospectus as Annex C. | Management | For | For | |||||
| 3. | The Adjournment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to adjourn the extraordinary general meeting to a later date or dates to be determined by the chairman of the extraordinary general meeting, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve one or more proposals presented to shareholders for a vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 9,144 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| MONUMENT CIRCLE ACQUISITION CORP. | |||||||||
| Security | 61531M101 | Meeting Type | Special | ||||||
| Ticker Symbol | MON | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US61531M1018 | Agenda | 935741808 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company would be required to consummate a business combination from January 19, 2023 to July 19, 2023. | Management | For | For | |||||
| 2. | Liquidation Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to permit the Board, in its sole discretion, to elect to wind up our operations on an earlier date than July 19, 2023 (including prior to January 19, 2023). | Management | For | For | |||||
| 3. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of January 13, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be required to consummate a business combination from January 19, 2023 to July 19, 2023, or such earlier date as determined by the Board, in its sole discretion. | Management | For | For | |||||
| 4. | Auditor Ratification Proposal: Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 5. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1,362 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| 26 CAPITAL ACQUISITION CORP. | |||||||||
| Security | 90138P100 | Meeting Type | Special | ||||||
| Ticker Symbol | ADER | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US90138P1003 | Agenda | 935741872 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from January 20, 2023 to October 20, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2.1 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal: Rafi Ashkenazi | Management | For | For | |||||
| 2.2 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal: J. Randall Waterfield | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3,372 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| OSIRIS ACQUISITION CORP. | |||||||||
| Security | 68829A103 | Meeting Type | Special | ||||||
| Ticker Symbol | OSI | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US68829A1034 | Agenda | 935743701 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses, which we refer to as a "business combination", (ii) cease its operations if it fails to complete such business combination, and (iii) redeem or repurchase 100% of the Company's Class A common stock included as part of the units. | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,062 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| MOUNTAIN CREST ACQUISITION CORP IV | |||||||||
| Security | 62403K108 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAF | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US62403K1088 | Agenda | 935744501 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM JANUARY 2, 2023 TO APRIL 2, 2023, PLUS AN OPTION FOR THE COMPANY TO FURTHER EXTEND SUCH DATE TO JULY 2, 2023. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF MAY 17, 2021 BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST TO EXTEND THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION TO APRIL 2, 2023, PLUS AN OPTION TO FURTHER EXTEND SUCH DATE TO JULY 2, 2023 AND TO BE FURTHER EXTENDED TO THE EXTENT THE COMPANY'S CHARTER IS AMENDED TO EXTEND SUCH DATE. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AND PROPOSAL 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 15,335 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| GORES HOLDINGS VII, INC. | |||||||||
| Security | 38286T101 | Meeting Type | Special | ||||||
| Ticker Symbol | GSEV | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US38286T1016 | Agenda | 935745111 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated February 25, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal") | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 5,052 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| BITE ACQUISITION CORP. | |||||||||
| Security | 09175K105 | Meeting Type | Special | ||||||
| Ticker Symbol | BITE | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US09175K1051 | Agenda | 935745159 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Charter Amendment Proposal: Amend Bite's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for up to an additional six months, from February 17, 2023 to up to August 17, 2023, or such earlier date as determined by the Board of Directors, provided that the sponsor (or its affiliates or permitted designees) will deposit into the Trust Account $250,000 for each such one-month extension until August 17, 2023. | Management | For | For | |||||
| 2. | The Termination Charter Amendment Proposal: Amend Bite's Amended and Restated Certificate of Incorporation to (i) change the date by which we must consummate our initial business combination from February 17, 2023 to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the Conversion Limitation (as defined in the amended and restated certificate of incorporation) to allow us to redeem public shares. | Management | For | For | |||||
| 3. | The Trust Amendment Proposal: Amend Bite's investment management trust agreement, dated February 11, 2021, with Continental Stock Transfer & Trust Company, as trustee, or the Trust Agreement to change the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 4. | Election of Director: To elect one director to serve as Class I director on the Company's Board of Directors until his successors are elected and qualified. Alberto Ardura González | Management | For | For | |||||
| 5. | Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 6. | Adjournment: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 26,682 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| B. RILEY PRINCIPAL 250 MERGER CORP. | |||||||||
| Security | 05602L203 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRIVU | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US05602L2034 | Agenda | 935739803 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class I Director to serve until the annual meeting: Samuel McBride | Management | For | For | |||||
| 1b. | Election of Class I Director to serve until the annual meeting: Timothy Presutti | Management | For | For | |||||
| 2. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1,113 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| D&Z MEDIA ACQUISITION CORP. | |||||||||
| Security | 23305Q106 | Meeting Type | Special | ||||||
| Ticker Symbol | DNZ | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US23305Q1067 | Agenda | 935737746 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend the Company's amended and restated certificate of incorporation, in the form set forth as Annex A to the accompanying proxy statement, to extend the date by which the Company must consummate an initial business combination from January 28, 2023 to October 31, 2023 or such earlier date as determined by the Company's board of directors (the "Board") (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated as of January 25, 2021, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3.1 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: Scott Kurnit | Management | For | For | |||||
| 3.2 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: David Panton | Management | For | For | |||||
| 4. | The Auditor Ratification Proposal - To ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 5. | The Adjournment Proposal - To direct the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more of the foregoing proposals or the Board determines before the Special Meeting that it is not necessary or no longer desirable to proceed with the Charter Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1,134 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| D&Z MEDIA ACQUISITION CORP. | |||||||||
| Security | 23305Q205 | Meeting Type | Special | ||||||
| Ticker Symbol | DNZU | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US23305Q2057 | Agenda | 935737746 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend the Company's amended and restated certificate of incorporation, in the form set forth as Annex A to the accompanying proxy statement, to extend the date by which the Company must consummate an initial business combination from January 28, 2023 to October 31, 2023 or such earlier date as determined by the Company's board of directors (the "Board") (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated as of January 25, 2021, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3.1 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: Scott Kurnit | Management | For | For | |||||
| 3.2 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: David Panton | Management | For | For | |||||
| 4. | The Auditor Ratification Proposal - To ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 5. | The Adjournment Proposal - To direct the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more of the foregoing proposals or the Board determines before the Special Meeting that it is not necessary or no longer desirable to proceed with the Charter Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| OYSTER ENTERPRISES ACQUISITION CORP. | |||||||||
| Security | 69242M104 | Meeting Type | Special | ||||||
| Ticker Symbol | OSTR | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US69242M1045 | Agenda | 935745236 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To permit the Company to liquidate and wind up early by amending the Company's Amended and Restated Certificate of Incorporation (the "Charter") to (i) amend the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, which we refer to as our initial business combination, from January 22, 2023 (the "Original Termination Date") to such other ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 19, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering from the Original Termination Date to the Amended Termination Date (the "Early Termination Trust Amendment Proposal"). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal and Early Termination Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 10,138 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| COLICITY INC. | |||||||||
| Security | 194170106 | Meeting Type | Special | ||||||
| Ticker Symbol | COLI | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US1941701062 | Agenda | 935744525 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To approve the adoption of an amendment to the Company's Charter to, among other things, change the date by which the Company must cease all operations to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To approve an amendment to the Trust Agreement for the Company's public shareholders to effectively change the date on which the trustee must commence liquidation of the trust account to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal or the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3,570 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| COLICITY INC. | |||||||||
| Security | 194170205 | Meeting Type | Special | ||||||
| Ticker Symbol | COLIU | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US1941702052 | Agenda | 935744525 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To approve the adoption of an amendment to the Company's Charter to, among other things, change the date by which the Company must cease all operations to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To approve an amendment to the Trust Agreement for the Company's public shareholders to effectively change the date on which the trustee must commence liquidation of the trust account to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal or the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| CLASS ACCELERATION CORP. | |||||||||
| Security | 18274B106 | Meeting Type | Special | ||||||
| Ticker Symbol | CLAS | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US18274B1061 | Agenda | 935748369 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company would be required to consummate a business combination from January 20, 2023 to June 20, 2023. | Management | For | For | |||||
| 2. | Liquidation Amendment Proposal: A proposal to amend the Company's second amended and restated certificate of incorporation to permit the Board, in its sole discretion, to elect to wind up our operations on an earlier date than June 20, 2023 (including prior to January 20, 2023). | Management | For | For | |||||
| 3. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of January 14, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be required to consummate a business combination from January 20, 2023 to June 20, 2023, or such earlier date as determined by the Board, in its sole discretion. | Management | For | For | |||||
| 4. | Auditor Ratification Proposal: Ratification of the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 5. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3,372 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| SPORTSTEK ACQUISITION CORP. | |||||||||
| Security | 849196100 | Meeting Type | Special | ||||||
| Ticker Symbol | SPTK | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US8491961004 | Agenda | 935749917 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 19, 2023 to August 19, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 26,494 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| GRAF ACQUISITION CORP. IV | |||||||||
| Security | 384272100 | Meeting Type | Special | ||||||
| Ticker Symbol | GFOR | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US3842721009 | Agenda | 935743737 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation (the "Charter"), in the form set forth in Annex A to the accompanying Proxy Statement, to extend the date by which the Company must consummate a Business Combination (as defined below) from May 25, 2023 to September 29, 2023 (the "Extension", and such later date, the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | Non-Sponsor CFO Compensation Proposal: A proposal to approve the payment by the Company, directly or indirectly, of $16,667.00 per month base cash compensation, to the Company's Chief Financial Officer ("CFO"), who is not a member of the Sponsor (as defined below), plus any related taxes (including, without limitation, Medicare and social security), governmental payments and health care benefits, for services rendered to the Company as an employee, contractor or otherwise from May 6, 2022. | Management | For | For | |||||
| 3. | Health Care Benefits Proposal: A proposal to approve the payment by the Company, directly or indirectly, of up to $6,000.00 per month in aggregate for health care benefits to be provided to three of the Company's executive officers, the Chief Executive Officer, the Executive Vice President, General Counsel and Secretary and the Executive Vice President, Strategy, from the date of approval of this proposal through the Company's closing of a Business Combination (the "Health Care Benefits Proposal"). | Management | For | For | |||||
| 4. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Extension Amendment Proposal, the Non-Sponsor CFO Compensation Proposal or the Health Care Benefits Proposal, or to provide additional time to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,295 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| SHELTER ACQUISITION CORPORATION I | |||||||||
| Security | 822821104 | Meeting Type | Special | ||||||
| Ticker Symbol | SHQA | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US8228211046 | Agenda | 935744486 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination from January 2, 2023 to June 30, 2023 or such earlier date as determined by our board to be in the best interests of the Company. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Investment Management Trust Agreement, dated June 29, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from January 2, 2023 to June 30, 2023. Proposal 2 is conditioned on the approval of Proposal 1. | Management | For | For | |||||
| 3. | Adjournment: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 15,334 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| HENNESSY CAPITAL INVESTMENT CORP V | |||||||||
| Security | 42589T107 | Meeting Type | Special | ||||||
| Ticker Symbol | HCIC | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US42589T1079 | Agenda | 935746682 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from January 20, 2023 to July 20, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of Withum by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 14,584 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| EQ HEALTH ACQUISITION CORP. | |||||||||
| Security | 26886A101 | Meeting Type | Special | ||||||
| Ticker Symbol | EQHA | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US26886A1016 | Agenda | 935748434 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To permit the Company to liquidate and wind up early by amending the Amended and Restated Certificate of Incorporation in the form set forth in Annex A of the accompanying proxy statement to (i) change the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, (ii) change the date by which the Company must consummate an initial business combination or cease all operations, (iii) remove the Redemption Limitation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering to the Amended Termination Date. | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from shares of the Company's holders of the Common Stock to approve the Charter Amendment Proposal and the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 9,396 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| EDIFY ACQUISITION CORP. | |||||||||
| Security | 28059Q103 | Meeting Type | Special | ||||||
| Ticker Symbol | EAC | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US28059Q1031 | Agenda | 935748927 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - To amend the Company's Amended and Restated Certificate of Incorporation to allow the Company to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension"). | Management | For | For | |||||
| 2. | TERMINATION AMENDMENT - To amend the Investment Management Trust Agreement, dated January 14, 2021, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with the IPO (the "trust account"). | Management | For | For | |||||
| 3. | ADJOURNMENT - To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 674 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| ASTREA ACQUISITION CORP. | |||||||||
| Security | 04637C106 | Meeting Type | Special | ||||||
| Ticker Symbol | ASAX | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US04637C1062 | Agenda | 935748511 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the accompanying proxy statement as Annex A to (i) change the date by which we must consummate our initial business combination from February 8, 2023 (the "Original Termination Date") to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend our investment management trust agreement, dated February 3, 2021, with Continental Stock Transfer & Trust Company, as trustee pursuant to an amendment in the form attached to the accompanying proxy statement as Annex B, to change the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal: To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 21,240 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PIVOTAL INVESTMENT CORPORATION III | |||||||||
| Security | 72582M106 | Meeting Type | Special | ||||||
| Ticker Symbol | PICC | Meeting Date | 28-Dec-2022 | ||||||
| ISIN | US72582M1062 | Agenda | 935749309 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's business combination to August 11, 2023. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 350 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PIVOTAL INVESTMENT CORPORATION III | |||||||||
| Security | 72582M205 | Meeting Type | Special | ||||||
| Ticker Symbol | PICCU | Meeting Date | 28-Dec-2022 | ||||||
| ISIN | US72582M2052 | Agenda | 935749309 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 11, 2023. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| MDH ACQUISITION CORP. | |||||||||
| Security | 55283P106 | Meeting Type | Special | ||||||
| Ticker Symbol | MDH | Meeting Date | 29-Dec-2022 | ||||||
| ISIN | US55283P1066 | Agenda | 935751621 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - to consider and vote upon a proposal to amend the Company's second amended and restated certificate of incorporation (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A to the accompanying Proxy Statement (the "Charter Amendment") to change the date by which the Company must cease all operation except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - to consider and vote upon a proposal to amend the Investment Management Trust Agreement, effective as of February 1, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B accompanying the Proxy Statement (the "Trust Amendment") to change the date on which Continental must commence liquidation ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - to consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 35,900 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| ACE GLOBAL BUSINESS ACQUISITION LIMITED | |||||||||
| Security | G0083E102 | Meeting Type | Annual | ||||||
| Ticker Symbol | ACBA | Meeting Date | 05-Jan-2023 | ||||||
| ISIN | VGG0083E1025 | Agenda | 935753310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | TO APPROVE (THE "CHARTER AMENDMENT") THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION (THE "CHARTER") AND ADOPT TWO SEPARATE PROPOSALS WITH RESPECT TO THE EXTENSION OF THE BUSINESS COMBINATION PERIOD AND CERTAIN GOVERNANCE PROVISIONS IN THE CURRENT CHARTER, A COPY OF WHICH IS ATTACHED TO THE PROXY STATEMENT AS ANNEX A: TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A TOTAL OF FIVE (5) TIMES, AS FOLLOWS: (I) TWO (2) ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 1b. | TO APPROVE (THE "CHARTER AMENDMENT") THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION (THE "CHARTER") AND ADOPT TWO SEPARATE PROPOSALS WITH RESPECT TO THE EXTENSION OF THE BUSINESS COMBINATION PERIOD AND CERTAIN GOVERNANCE PROVISIONS IN THE CURRENT CHARTER, A COPY OF WHICH IS ATTACHED TO THE PROXY STATEMENT AS ANNEX A: TO INTRODUCE PROVISIONS WHERE THE COMPANY CAN HOLD SHAREHOLDERS AND DIRECTORS MEETINGS BY VIRTUAL CONFERENCING OR OTHER ELECTRONIC FACILITIES. | Management | For | For | |||||
| 2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF APRIL 5, 2021 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE COMPANY TO EXTEND THE COMBINATION PERIOD A TOTAL OF FIVE (5) TIMES, AS FOLLOWS: (I) TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS EACH TIME FROM JANUARY 8, 2023 TO JULY 8, 2023, BY DEPOSITING INTO THE TRUST ACCOUNT $0.15 FOR EACH ISSUED AND OUTSTANDING ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Eugene Wong | For | For | ||||||
| 2 | Nicholas Xue-Wei Tan | For | For | ||||||
| 3 | Robert Morris | For | For | ||||||
| 4 | Yan Xu | For | For | ||||||
| 5 | Leslie Chow | For | For | ||||||
| 4. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE ANNUAL MEETING TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSALS 1, 2, AND 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 11,871 | 0 | 30-Dec-2022 | 30-Dec-2022 | ||
| RMG ACQUISITION CORP. III | |||||||||
| Security | G76088106 | Meeting Type | Special | ||||||
| Ticker Symbol | RMGC | Meeting Date | 11-Jan-2023 | ||||||
| ISIN | KYG760881063 | Agenda | 935747127 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend and restate the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amended and restated Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an "initial business combination"), (2) cease its ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 730 | 0 | 09-Jan-2023 | 09-Jan-2023 | ||
| BIOTECH ACQUISITION COMPANY | |||||||||
| Security | G1125A108 | Meeting Type | Special | ||||||
| Ticker Symbol | BIOT | Meeting Date | 19-Jan-2023 | ||||||
| ISIN | KYG1125A1085 | Agenda | 935756176 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, the amended and restated Memorandum and Articles of Association to extend the date by which the Company must consummate a Business Combination from January 27, 2023 to October 27, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 21,998 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||
| JACK CREEK INVESTMENT CORP. | |||||||||
| Security | G4989X115 | Meeting Type | Special | ||||||
| Ticker Symbol | JCIC | Meeting Date | 24-Jan-2023 | ||||||
| ISIN | KYG4989X1152 | Agenda | 935752899 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - To approve, by ordinary resolution, the Business Combination described in the accompanying proxy statement/prospectus, including (a) adopting the Agreement and Plan of Merger dated effective as of August 3, 2022 (the "Merger Agreement") by and among JCIC, Wildfire New PubCo, Inc., a Delaware corporation and direct, wholly owned subsidiary of JCIC ("New Bridger"), Wildfire Merger Sub I, Inc., a Delaware corporation and direct, wholly owned subsidiary of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Merger Proposal - To approve, by special resolution, that (1) JCIC be authorized to merge with Wildfire Merger Sub II (the "Second Merger") so that JCIC be the surviving company (in accordance with the terms and subject to the conditions of the Merger Agreement and Plan of Merger relating to the Second Merger) and all the undertaking, property and liabilities of Wildfire Merger Sub II shall vest in JCIC by virtue of the Second Merger pursuant to the provisions of the Companies Act ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Share Capital Proposal - To approve, by ordinary resolution, the alteration of the authorized share capital of JCIC from US$55,100 divided into 500,000,000 Class A ordinary shares of a par value of US$0.0001 each, 50,000,000 Class B Ordinary shares of a par value of US$0.0001 each and 1,000,000 preference shares of a par value of US$0.0001 each to US$50,000 shares with a par value of $1.00 each. | Management | For | For | |||||
| 4. | The Organizational Documents Proposal - To approve and adopt, by special resolution, that the Cayman Constitutional Documents currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the proposed amendment and restatement of JCIC's Amended and Restated Memorandum and Articles of Association (a copy of which is attached to the proxy statement/prospectus as Annex E) and that the name of JCIC be changed from Jack Creek Investment Corp. to Bridger Merger Corp. | Management | For | For | |||||
| 5. | The Non-Binding Governance Proposals - To approve, by ordinary resolution and on a non-binding advisory basis, certain material differences between JCIC's Amended and Restated Memorandum and Articles of Association (as it may be amended from time to time, the "Cayman Constitutional Documents") and the proposed amended and restated certificate of incorporation of New Bridger (the "New Bridger Certificate of Incorporation"), presented separately in accordance with the United States Securities and ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5A. | Change the Authorized Capital Stock - To approve and adopt provisions in the New Bridger Certificate of Incorporation to authorize 1,000,000,000 shares of New Bridger common stock and 10,000,000 shares of New Bridger preferred stock, par value $0.0001 per share, compared to the currently authorized capital stock of JCIC of 500,000,000 JCIC Class A ordinary shares, 50,000,000 JCIC Class B ordinary shares and 1,000,000 preference shares, par value $0.0001 per share. | Management | For | For | |||||
| 5B. | Change the Stockholder Vote Required to Amend the Bylaws - To approve and adopt provisions in the proposed bylaws of New Bridger (the "Proposed Bylaws") to require the affirmative vote of holders of at least 66 2/3%of the voting power of all then- outstanding New Bridger capital stock entitled to vote generally in the election of directors, voting together as a single class, to adopt, amend, alter or repeal the Proposed Bylaws. | Management | For | For | |||||
| 5C. | No Right to Call Special Meetings - To approve and adopt provisions in the Proposed Bylaws to stipulate that, unless required by law, special meetings of stockholders may only be called by (i) the board of New Bridger (the "New Bridger Board"), (ii) the Chairperson of the New Bridger Board, or (iii) New Bridger's Chief Executive Officer. | Management | For | For | |||||
| 5D. | Action by Written Consent of the Stockholders - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that any action required or permitted to be taken by the New Bridger stockholders may be effected at a duly called annual or special meeting of such stockholders, and may not be taken by written consent. | Management | For | For | |||||
| 5E. | Appointment and Removal of Directors - To approve and adopt provisions in the Proposed Bylaws such that (i) subject to the rights of the holders of any series of preferred stock of New Bridger to elect directors under specified circumstances, election of directors at all meetings of the stockholders at which directors are to be elected shall be by a plurality of the votes cast at any meeting for the election of directors at which a quorum is present and (ii) subject to the rights of holders ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5F. | Delaware as Exclusive Forum - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that, unless a majority of the New Bridger Board consents in writing to the selection of an alternative forum, the Court of Chancery of the State of Delaware (or, if the Court of Chancery does not have jurisdiction, another state court located within the State of Delaware or, if no court located within the State of Delaware has jurisdiction, the federal district court for the District of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5G. | Business Combinations - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide a consent right to holders of New Bridger Series A preferred stock with respect to mergers, consolidations, sales of all or substantially all of the assets of New Bridger, subject to certain exceptions. | Management | For | For | |||||
| 5H. | Limitation of Ownership by Non-Citizen - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that in no event will a Non- Citizen, as defined in the New Bridger Certificate of Incorporation, be entitled to own (beneficially or of record) and/or control more than the Voting Limiting Percentage or the Outstanding Share Limitation Percentage, as defined in the New Bridger Certificate of Incorporation. | Management | For | For | |||||
| 6. | The Incentive Plan Proposal - To approve and assume the Bridger Aerospace Group Holdings, Inc. 2022 Omnibus Incentive Plan and any grants or awards issued thereunder (the "Omnibus Incentive Plan"). A copy of the Omnibus Incentive Plan is attached to the proxy statement/prospectus as Annex I. | Management | For | For | |||||
| 7. | The ESPP Proposal - To approve, by ordinary resolution, the Bridger Aerospace Group Holdings, Inc. 2022 Employee Stock Purchase Plan (the "ESPP"). A copy of the ESPP is attached to the proxy statement/prospectus as Annex J. | Management | For | For | |||||
| 8. | The Adjournment Proposal - To adjourn, by ordinary resolution, the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient shares represented to constitute a quorum necessary to conduct business at the extraordinary general meeting or for the approval of one or more proposals at the extraordinary general meeting or to the extent necessary to ensure that any required supplement or amendment to ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 4,602 | 0 | 09-Jan-2023 | 09-Jan-2023 | ||
| JACK CREEK INVESTMENT CORP. | |||||||||
| Security | G4989X115 | Meeting Type | Special | ||||||
| Ticker Symbol | JCIC | Meeting Date | 24-Jan-2023 | ||||||
| ISIN | KYG4989X1152 | Agenda | 935759108 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, the Memorandum and Articles of Association to extend the date by which JCIC has to consummate a business combination (the "Charter Extension ") from January 26, 2023 (the "Termination Date") to February 27, 2023 (the "Charter Extension Date"). | Management | For | For | |||||
| 2. | Director Election Proposal - Holders of the Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares") of JCIC will vote to appoint, by way of ordinary resolution of the Class B Ordinary Shares, Class I director Heather Hartnett to serve on the board of directors (the "Board") of JCIC for a three-year term expiring at the third succeeding annual general meeting after her election, or until her successor has been elected and qualified. | Management | For | For | |||||
| 3. | Adjournment Proposal - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares") and Class B Ordinary Shares. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 4,602 | 0 | 23-Jan-2023 | 23-Jan-2023 | ||
| NORTH ATLANTIC ACQUISITION CORP. | |||||||||
| Security | G66139109 | Meeting Type | Annual | ||||||
| Ticker Symbol | NAAC | Meeting Date | 25-Jan-2023 | ||||||
| ISIN | KYG661391097 | Agenda | 935752988 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Ratification of the selection by the audit committee of Marcum LLP to serve as our independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 2. | Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination from January 26, 2023 to July 26, 2023 (or such earlier date as determined by the Board of Directors). | Management | For | For | |||||
| 3. | Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the other proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 11,499 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| DIAMONDHEAD HOLDINGS CORP. | |||||||||
| Security | 25278L105 | Meeting Type | Special | ||||||
| Ticker Symbol | DHHC | Meeting Date | 25-Jan-2023 | ||||||
| ISIN | US25278L1052 | Agenda | 935755213 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Amend the Company's Certificate of Incorporation to extend the date by which the Company has to consummate a business combination from January 28, 2023 to July 28, 2023 (or such earlier date as determined by the board of directors). | Management | For | For | |||||
| 2. | Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 224 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| DIAMONDHEAD HOLDINGS CORP. | |||||||||
| Security | 25278L204 | Meeting Type | Special | ||||||
| Ticker Symbol | DHHCU | Meeting Date | 25-Jan-2023 | ||||||
| ISIN | US25278L2043 | Agenda | 935755213 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Amend the Company's Certificate of Incorporation to extend the date by which the Company has to consummate a business combination from January 28, 2023 to July 28, 2023 (or such earlier date as determined by the board of directors). | Management | For | For | |||||
| 2. | Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 3 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| NORTHERN REVIVAL ACQUISITION CORP. | |||||||||
| Security | G6546R101 | Meeting Type | Special | ||||||
| Ticker Symbol | NRAC | Meeting Date | 27-Jan-2023 | ||||||
| ISIN | KYG6546R1011 | Agenda | 935757180 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution, to amend the company's Amended and Restated Memorandum and Articles of Association (the "charter") pursuant to an amendment to the charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the company may either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination (the "initial business combination"), from February ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the extension proposal (the "adjournment proposal"), which will be presented at the general meeting if, based on the tabulated votes, there are not sufficient votes at the time of the general meeting to approve ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 26,925 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| BLUERIVER ACQUISITION CORP. | |||||||||
| Security | G1261Q107 | Meeting Type | Special | ||||||
| Ticker Symbol | BLUA | Meeting Date | 31-Jan-2023 | ||||||
| ISIN | KYG1261Q1073 | Agenda | 935759033 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - To consider and vote upon a proposal by the following special resolution to amend (the "Extension Proposal") the Company's amended and restated memorandum and articles of association (together, the "Existing Charter") to extend from February 2, 2023 (the "Original Termination Date") to August 2, 2023 (the "Extended Date"), the date (the "Termination Date") by which, if the Company has not consummated a merger, share exchange, asset acquisition, share purchase, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - To consider and vote upon a proposal (the "Adjournment Proposal") by the following ordinary resolution to approve the adjournment of the General Meeting by the chair thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for the purpose of approving the Extension Proposal, to amend the Extension Proposal, or to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 375 | 0 | 01-Feb-2023 | |||
| JAWS MUSTANG ACQUISITION CORPORATION | |||||||||
| Security | G50737108 | Meeting Type | Special | ||||||
| Ticker Symbol | JWSM | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | KYG507371089 | Agenda | 935757940 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) the first sentence of Article 49.7 of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new first sentence of Article 49.7: "In the event that the Company does not consummate a Business Combination by February 4, 2024, or such later time as the Members may approve in accordance with the Articles, the Company shall:" b) Article 49.8(a) of JWSM's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of JWSM represented (either in person or by proxy) to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 12,500 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| CC NEUBERGER PRINCIPAL HOLDINGS III | |||||||||
| Security | G1992N100 | Meeting Type | Special | ||||||
| Ticker Symbol | PRPC | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | KYG1992N1007 | Agenda | 935759437 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of CCNB's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) 5 May 2023 (or 5 February 2024, if applicable under the provisions of this Article 49.7) and (ii) such later date as may be approved by the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49. 2(b) of CCNB's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value US$0.0001 per share (the "Public Shares") and Class B ordinary shares, par value US$0.0001 per share in the capital of CCNB represented (either in person or by proxy) to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 4,980 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| QUANTUM FINTECH ACQUISITION CORPORATION | |||||||||
| Security | 74767A105 | Meeting Type | Special | ||||||
| Ticker Symbol | QFTA | Meeting Date | 06-Feb-2023 | ||||||
| ISIN | US74767A1051 | Agenda | 935759829 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | �� | ||||
| 1. | The Charter Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for an additional six months, from February 9, 2023 to August 9, 2023, or such earlier date as determined by the board of directors of the Company. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated as of February 4, 2021, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment. | Management | For | For | |||||
| 3a. | Election of Director to serve until the first annual meeting of stockholders: John Schaible | Management | For | For | |||||
| 3b. | Election of Director to serve until the first annual meeting of stockholders: Miguel Leon | Management | For | For | |||||
| 3c. | Election of Director to serve until the first annual meeting of stockholders: Michael Devlin | Management | For | For | |||||
| 3d. | Election of Director to serve until the first annual meeting of stockholders: Sandip I. Patel | Management | For | For | |||||
| 3e. | Election of Director to serve until the first annual meeting of stockholders: Thomas J. Hammond | Management | For | For | |||||
| 3f. | Election of Director to serve until the first annual meeting of stockholders: Richard Korhammer | Management | For | For | |||||
| 3g. | Election of Director to serve until the first annual meeting of stockholders: Steven J. Carlson | Management | For | For | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm - To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||
| 5. | Adjournment - To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 64,011 | 0 | 02-Feb-2023 | 02-Feb-2023 | ||
| GOLUB CAPITAL BDC, INC. | |||||||||
| Security | 38173M102 | Meeting Type | Annual | ||||||
| Ticker Symbol | GBDC | Meeting Date | 07-Feb-2023 | ||||||
| ISIN | US38173M1027 | Agenda | 935752623 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class I Director of the Company who will each serve for a term expiring in 2026: David B. Golub | Management | Split | Split | |||||
| 1b. | Election of Class I Director of the Company who will each serve for a term expiring in 2026: Anita J. Rival | Management | Split | Split | |||||
| 2. | To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 20,252 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| GOAL ACQUISITIONS CORP. | |||||||||
| Security | 38021H107 | Meeting Type | Special | ||||||
| Ticker Symbol | PUCK | Meeting Date | 07-Feb-2023 | ||||||
| ISIN | US38021H1077 | Agenda | 935758055 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - A proposal to amend our amended and restated certificate of incorporation (the "Charter") to (a) extend the initial period of time by which we have to consummate an initial business combination to March 18, 2023, subject to extension by our board of directors (the "Board") for up to five additional thirty-day periods (the latest of which such date is referred to as the "New Termination Date"), provided that, in each case, Goal Acquisitions Sponsor LLC (the "Sponsor") (or its ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - A proposal to amend the Trust Agreement pursuant to an amendment in the form set forth in Annex B of the accompanying proxy statement, to change the initial date on which Continental must commence liquidation of the Trust Account to the New Termination Date or such later date as may be approved by our stockholders in accordance with the Charter (as may be amended) if a letter of termination under the Trust Agreement is not received by Continental prior to such date (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3. | The Adjournment Proposal - A proposal to approve one or more adjournments of the Special Meeting from time to time if requested by the chairman of the Special Meeting (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,188 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| MORINGA ACQUISITION CORP | |||||||||
| Security | G6S23K116 | Meeting Type | Special | ||||||
| Ticker Symbol | MACAU | Meeting Date | 09-Feb-2023 | ||||||
| ISIN | KYG6S23K1168 | Agenda | 935756823 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal - A proposal to approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from February 19, 2023 to August 19, 2023, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date. | Management | For | For | |||||
| 2. | Trust Extension Proposal - A proposal to amend the Company's investment management trust agreement, dated as of 2/19/2021, by & between Company & Trust Company, to extend date by which the Company would be permitted to consummate a business combination from 2/19/2023 to 8/19/2023, or such earlier date as may be determined by the Board, in its sole discretion, including, without limitation, upon termination for any reason of Business Combination Agreement with Holisto Ltd., pursuant to resolution set forth in Proposal No. 2. of accompanying proxy statement. | Management | For | For | |||||
| 3. | Director Election Proposal [HOLDERS OF FOUNDER SHARES ONLY] - A proposal to approve, by way of ordinary resolution of the holders of the Class B ordinary shares in the capital of the Company, the reappointment of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael Basch, and Eric Brachfeld until the second succeeding annual general meeting of the Company to be held in 2024 or until their successors are appointed and qualified pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| 4. | Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, or Proposal No. 3, pursuant to the resolution set forth in Proposal No. 4 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 1 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| MORINGA ACQUISITION CORP | |||||||||
| Security | G6S23K108 | Meeting Type | Special | ||||||
| Ticker Symbol | MACA | Meeting Date | 09-Feb-2023 | ||||||
| ISIN | KYG6S23K1085 | Agenda | 935756823 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal - A proposal to approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from February 19, 2023 to August 19, 2023, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date. | Management | For | For | |||||
| 2. | Trust Extension Proposal - A proposal to amend the Company's investment management trust agreement, dated as of 2/19/2021, by & between Company & Trust Company, to extend date by which the Company would be permitted to consummate a business combination from 2/19/2023 to 8/19/2023, or such earlier date as may be determined by the Board, in its sole discretion, including, without limitation, upon termination for any reason of Business Combination Agreement with Holisto Ltd., pursuant to resolution set forth in Proposal No. 2. of accompanying proxy statement. | Management | For | For | |||||
| 3. | Director Election Proposal [HOLDERS OF FOUNDER SHARES ONLY] - A proposal to approve, by way of ordinary resolution of the holders of the Class B ordinary shares in the capital of the Company, the reappointment of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael Basch, and Eric Brachfeld until the second succeeding annual general meeting of the Company to be held in 2024 or until their successors are appointed and qualified pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| 4. | Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, or Proposal No. 3, pursuant to the resolution set forth in Proposal No. 4 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 10,596 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| PRIVETERRA ACQUISITION CORP. | |||||||||
| Security | 74275N102 | Meeting Type | Special | ||||||
| Ticker Symbol | PMGM | Meeting Date | 10-Feb-2023 | ||||||
| ISIN | US74275N1028 | Agenda | 935753889 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension") from February 11, 2023 (the date which is 24 months from the closing date of the Company's initial public offering of our shares of Class A common stock (the "IPO")) to September 11, 2023 (the date which is 30 months from the closing date of the IPO) (the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 14,127 | 0 | 23-Jan-2023 | 23-Jan-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N102 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNB | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US36118N1028 | Agenda | 935764185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 43,471 | 0 | 23-Feb-2023 | |||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N201 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNBU | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US36118N2018 | Agenda | 935764185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 24,801 | 0 | 23-Feb-2023 | |||
| NEW VISTA ACQUISITION CORP. | |||||||||
| Security | G6529L105 | Meeting Type | Special | ||||||
| Ticker Symbol | NVSA | Meeting Date | 15-Feb-2023 | ||||||
| ISIN | KYG6529L1059 | Agenda | 935758473 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial Business ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - As a special resolution, to amend the Company's Charter pursuant to an amendment to the Charter as set forth in Annex A of the accompanying proxy statement to eliminate from the Charter the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets of less than $5,000,001 (the "Redemption Limitation") in order to allow the Company to redeem public ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 3. | The Liquidation Amendment Proposal - A proposal to amend the Charter as set forth in Annex A of the accompanying proxy statement to permit our Board, in its sole discretion, to elect to wind up our operations on an earlier date (the "Liquidation Amendment" and such proposal, the "Liquidation Amendment Proposal" and, collectively with the Extension Proposal and the Redemption Limitation Amendment Proposal, the "Charter Amendment Proposals"). | Management | For | For | |||||
| 4. | The Trust Amendment Proposal - A proposal to amend the Company's investment management trust agreement, dated as of February 16, 2022, by and between the Continental Stock Transfer & Trust Company ("Continental") and the Company (the "Trust Agreement") pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement to extend the date by which the Company would be required to consummate our initial Business Combination from February 19, 2023 to ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 5. | The Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Charter Amendment Proposals (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 351 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| FINSERV ACQUISITION CORP. II | |||||||||
| Security | 31809Y103 | Meeting Type | Special | ||||||
| Ticker Symbol | FSRX | Meeting Date | 20-Feb-2023 | ||||||
| ISIN | US31809Y1038 | Agenda | 935764197 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 22, 2023 to August 22, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| �� | |||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 65,000 | 0 | 16-Feb-2023 | 16-Feb-2023 | ||
| TAILWIND INTERNATIONAL ACQUISITION CORP. | |||||||||
| Security | G8662F101 | Meeting Type | Special | ||||||
| Ticker Symbol | TWNI | Meeting Date | 21-Feb-2023 | ||||||
| ISIN | KYG8662F1019 | Agenda | 935764642 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of Tailwind's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (A) 23 August 2023 and (B) such later date as may be approved by the Members in accordance with the Articles (in any case, such date being ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of Tailwind's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of Tailwind represented (either in person or by proxy) ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 7,068 | 0 | 16-Feb-2023 | 16-Feb-2023 | ||
| FLAME ACQUISITION CORP. | |||||||||
| Security | 33850F108 | Meeting Type | Special | ||||||
| Ticker Symbol | FLME | Meeting Date | 27-Feb-2023 | ||||||
| ISIN | US33850F1084 | Agenda | 935766343 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend Flame's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which Flame must consummate a business combination (the "Extension") from March 1, 2023 (the date that is 24 months from the closing date of Flame's initial public offering of units (the "IPO")) to September 1, 2023 (the date that is 30 months from the closing date of the IPO) (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 8,854 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| TWELVE SEAS INVESTMENT COMPANY II | |||||||||
| Security | 90118T205 | Meeting Type | Special | ||||||
| Ticker Symbol | TWLVU | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US90118T2050 | Agenda | 935766038 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from March 2, 2023 to December 2, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 17,400 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| TWELVE SEAS INVESTMENT COMPANY II | |||||||||
| Security | 90118T106 | Meeting Type | Special | ||||||
| Ticker Symbol | TWLV | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US90118T1060 | Agenda | 935766038 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from March 2, 2023 to December 2, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 14,295 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N102 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNB | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US36118N1028 | Agenda | 935767383 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which is ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend (the "Founder Share Amendment" and, together with the Extension Amendment, the "Charter Amendments") our charter to provide holders of Class B common stock, par value $0.0001 per share, of the Company ("founder shares" or "Class B Common Stock") the right to convert any and all their Class B Common Stock into Class A common stock, par value $0.0001 per share of the Company ("Class A Common Stock"), on a one-for-one basis prior to the closing of a business combination at the election ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 43,471 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N201 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNBU | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US36118N2018 | Agenda | 935767383 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which is ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend (the "Founder Share Amendment" and, together with the Extension Amendment, the "Charter Amendments") our charter to provide holders of Class B common stock, par value $0.0001 per share, of the Company ("founder shares" or "Class B Common Stock") the right to convert any and all their Class B Common Stock into Class A common stock, par value $0.0001 per share of the Company ("Class A Common Stock"), on a one-for-one basis prior to the closing of a business combination at the election ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 24,801 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| NORTHERN STAR INVESTMENT CORP. IV | |||||||||
| Security | 66575B101 | Meeting Type | Special | ||||||
| Ticker Symbol | NSTD | Meeting Date | 01-Mar-2023 | ||||||
| ISIN | US66575B1017 | Agenda | 935766406 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to September 4, 2023. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 17,000 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| LIVE OAK MOBILITY ACQUISITION CORP. | |||||||||
| Security | 538126103 | Meeting Type | Special | ||||||
| Ticker Symbol | LOKM | Meeting Date | 02-Mar-2023 | ||||||
| ISIN | US5381261032 | Agenda | 935766456 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend and restate (the "Amendment") the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (the "Extension") from 24 months from the closing of the Company's initial public offering (the "IPO") to November 30, 2023 (the "Extended Date" and, such proposal, the "Extension Amendment Proposal" or "Proposal No. 1"). | Management | For | For | |||||
| 2. | The Adjournment Proposal - A proposal to approve the approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 65,000 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| AFRICAN GOLD ACQUISITION CORPORATION | |||||||||
| Security | G0112R108 | Meeting Type | Special | ||||||
| Ticker Symbol | AGAC | Meeting Date | 02-Mar-2023 | ||||||
| ISIN | KYG0112R1083 | Agenda | 935770443 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of African Gold's Amended and Restated Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (A) 2 June 2023 (or 2 March 2024, if applicable under the provisions of this Article 49.7) and (B) such later date as may be approved by the Members in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of African Gold's Amended and Restated Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of African Gold represented (either in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 892 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| DHC ACQUISITION CORP. | |||||||||
| Security | G2758T109 | Meeting Type | Special | ||||||
| Ticker Symbol | DHCA | Meeting Date | 03-Mar-2023 | ||||||
| ISIN | KYG2758T1094 | Agenda | 935769375 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend the Memorandum and Articles of Association (our "Articles") to extend the initial date by which DHC Acquisition Corp must consummate a business combination from March 4, 2023 to December 4, 2023, subject to any additional extensions as provided in our Articles. | Management | For | For | |||||
| 2. | Adjournment - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies, if, based on the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, of DHC Acquisition Corp (either in person or by proxy) to constitute a quorum necessary to conduct business at the Shareholder Meeting or at the time of the Shareholder Meeting to approve Proposal No. 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 35,466 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| EATON VANCE FLOATING-RATE INCOME TRUST | |||||||||
| Security | 278279104 | Meeting Type | Annual | ||||||
| Ticker Symbol | EFT | Meeting Date | 16-Mar-2023 | ||||||
| ISIN | US2782791048 | Agenda | 935763652 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | Split | Split | |||||
| 1 | Thomas E. Faust Jr. | Split | Split | ||||||
| 2 | Cynthia E. Frost | Split | Split | ||||||
| 3 | Scott E. Wennerholm | Split | Split | ||||||
| 4 | Nancy A. Wiser | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 128,698 | 0 | 15-Mar-2023 | 15-Mar-2023 | ||
| PGIM INVESTMENTS | |||||||||
| Security | 69346H100 | Meeting Type | Annual | ||||||
| Ticker Symbol | ISD | Meeting Date | 29-Mar-2023 | ||||||
| ISIN | US69346H1005 | Agenda | 935765579 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class II Director: Kevin J. Bannon | Management | Split | Split | |||||
| 1.2 | Election of Class II Director: Keith F. Hartstein | Management | Split | Split | |||||
| 1.3 | Election of Class II Director: Grace C. Torres | Management | Split | Split | |||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 50,000 | 0 | 28-Mar-2023 | 28-Mar-2023 | ||
| BLUE SAFARI GROUP ACQUISITION CORP. | |||||||||
| Security | G1195R106 | Meeting Type | Special | ||||||
| Ticker Symbol | BSGA | Meeting Date | 11-Apr-2023 | ||||||
| ISIN | VGG1195R1064 | Agenda | 935807961 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the amended and restated agreement and plan of merger dated December 15, 2021 (as it may be amended and/or restated from time to time, the "Merger Agreement"), by and among Bitdeer Technologies Group, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("BTG"), Bitdeer Technologies Holding Company, an exempted company with limited liability incorporated under the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Initial Mergers Proposal - to consider and vote upon a proposal to approve, (1) the First SPAC Merger and the plan of merger for the First SPAC Merger (the "First Plan of Merger"), attached to the accompanying proxy statement/prospectus as Annex A-5, and the transactions contemplated thereunder, and (2) that upon the effective time of the First SPAC Merger, (i) the amended and restated memorandum and articles of association in the form attached to the First Plan of Merger, a copy of ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Nasdaq Proposal - to consider and vote upon a proposal to approve, the issuance of securities in connection with the Business Combination in order to comply with Nasdaq Listing Rules 5635(a) and (b) (the "Nasdaq Proposal"). | Management | For | For | |||||
| 4. | The Governing Documents Proposal - to consider and vote upon a proposal (the "Governing Documents Proposal") in connection with the replacement of the current Second Amended and Restated Memorandum and Articles of Association (the "Existing BSGA Articles") with the proposed Amended and Restated Memorandum and Articles of Association of BTG (the "Amended BTG Articles"). | Management | For | For | |||||
| 5A. | Governing Documents Proposal A - to authorize the effective change in authorized share capital from (i) the maximum of 111,000,000 shares that BSGA is authorized to issue, with no par value, divided into three classes of shares as follows: (a) 100,000,000 class A ordinary shares with no par value ("BSGA Class A Ordinary Shares"); (b) 10,000,000 class B ordinary shares with no par value ("BSGA Class B Ordinary Shares"); and (c) 1,000,000 preferred shares with no par value, to (ii) the ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5B. | Governing Documents Proposal B - to authorize the effective change in voting power in respect of the BSGA Class A Ordinary Shares given that, following the consummation of the Business Combination, each BTG Class A Ordinary Share will be entitled to one (1) vote per share compared with each BTG Class V Ordinary Share being entitled to ten (10) votes per share, which change will be effected given holders of BSGA Class A Ordinary Shares will, effective as of the consummation of the Business ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5C. | Governing Documents Proposal C - to authorize the effective change in the requirement of the number of directors from (i) the minimum number of directors shall be one and there shall be no maximum number of directors to (ii) unless otherwise determined by BTG in general meeting, the number of directors shall be no less than three (3) and no more than twelve (12). | Management | For | For | |||||
| 5D. | Governing Documents Proposal D - to authorize all other changes in connection with the effective replacement of the Existing BSGA Articles with the Amended BTG Articles effective as of the consummation of the Business Combination, including changing the name from BSGA to BTG, and removing certain provisions relating to BSGA's status as a blank check company that will no longer be applicable to BTG following consummation of the Business Combination, which changes will be effected given holders ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 6. | The BTG Incentive Plan Proposal - to consider and vote upon a proposal to approve, the BTG incentive plan a form of which is attached to the accompanying proxy statement/prospectus as Annex C (the "BTG Incentive Plan Proposal"), the approval of which the BSGA Board believes is important in attracting, retaining and rewarding high caliber employees who are essential to BTG's success and in providing incentive to these individuals to promote the success of BTG. | Management | For | For | |||||
| 7. | The Adjournment Proposal - to consider and approve, if presented, a proposal to adjourn the Extraordinary General Meeting to a later date or dates for the purpose of soliciting additional proxies in favor of the approval of the Business Combination if, based on the tabulated votes, there are not sufficient votes received at the time of the Extraordinary General Meeting to approve any of Proposals 1 through 6. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,124 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| WESTERN ASSET HIGH INC OPP FD INC. | |||||||||
| Security | 95766K109 | Meeting Type | Annual | ||||||
| Ticker Symbol | HIO | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US95766K1097 | Agenda | 935780812 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class I Director to serve until the 2026 Annual Meeting: Robert D. Agdern | Management | Split | Split | |||||
| 1.2 | Election of Class I Director to serve until the 2026 Annual Meeting: Carol L. Colman | Management | Split | Split | |||||
| 1.3 | Election of Class I Director to serve until the 2026 Annual Meeting: Daniel P. Cronin | Management | Split | Split | |||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV32 | RIVERNORTH SPECIALTY FINANCE CORP FBO PERSHING | 997RV32 | STATE STREET BANK & TRUST CO | 150,000 | 0 | 13-Apr-2023 | 13-Apr-2023 | ||
| WESTERN ASSET HIGH INC OPP FD INC. | |||||||||
| Security | 95766K109 | Meeting Type | Annual | ||||||
| Ticker Symbol | HIO | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US95766K1097 | Agenda | 935780812 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class I Director to serve until the 2026 Annual Meeting: Robert D. Agdern | Management | Split | Split | |||||
| 1.2 | Election of Class I Director to serve until the 2026 Annual Meeting: Carol L. Colman | Management | Split | Split | |||||
| 1.3 | Election of Class I Director to serve until the 2026 Annual Meeting: Daniel P. Cronin | Management | Split | Split | |||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 139,360 | 0 | 13-Apr-2023 | 13-Apr-2023 | ||
| WESTERN ASSET DIVERSIFIED INCOME FUND | |||||||||
| Security | 95790K109 | Meeting Type | Annual | ||||||
| Ticker Symbol | WDI | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US95790K1097 | Agenda | 935780886 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class II Director to serve until the 2026 Annual Meeting: Paolo M. Cucchi | Management | Split | Split | |||||
| 1.2 | Election of Class II Director to serve until the 2026 Annual Meeting: Eileen A. Kamerick | Management | Split | Split | |||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 34,500 | 0 | 13-Apr-2023 | 13-Apr-2023 | ||
| GOLDENBRIDGE ACQUISITION LIMITED | |||||||||
| Security | G3970D104 | Meeting Type | Special | ||||||
| Ticker Symbol | GBRG | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | VGG3970D1042 | Agenda | 935814005 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | Reincorporation Merger Proposal - to approve the merger of Goldenbridge with and into SunCar Technology Group Inc. (the "PubCo"), a Cayman Islands exempted company and wholly owned subsidiary of Goldenbridge, with PubCo surviving the merger. The merger will change Goldenbridge's place of incorporation from the British Virgin Islands to the Cayman Islands. Goldenbridge refers to the merger as the Reincorporation Merger. | Management | For | For | |||||
| 2) | Acquisition Merger Proposal - to approve the authorization for PubCo's board of directors to complete the merger of SunCar Technology Global Inc. (the "Merger Sub"), a Cayman Islands exempted company and wholly owned subsidiary of PubCo, into Auto Services Group Limited (the "SunCar"), a Cayman Islands exempted company, resulting in SunCar becoming a wholly owned subsidiary of PubCo. Goldenbridge refers to the merger as the Acquisition Merger. | Management | For | For | |||||
| 3) | Nasdaq Proposal - to approve for purposes of complying with Nasdaq Listing Rule 5635 (a) and (b), the issuance of more than 20% of the issued and outstanding ordinary shares of PubCo pursuant to the terms of the Merger Agreement and the resulting change in control in connection with the Business Combination. | Management | For | For | |||||
| 4) | Pre-Merger Charter Amendment Proposal - to approve the pre- merger charter amendment. | Management | For | For | |||||
| 5) | PubCo Charter Proposal - to approve each material difference between the proposed PubCo's Amended and Restated Memorandum and Articles of Association and the amended and restated memorandum and articles of association of Goldenbridge, as amended and restated on November 24, 2022. | Management | For | For | |||||
| 6) | Adjournment Proposal - to approve the adjournment of the Extraordinary General Meeting in the event Goldenbridge does not receive the requisite shareholder vote to approve any of the above Proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 60,293 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| FLAHERTY & CRUMRINE PREFERRED INCOME OPP | |||||||||
| Security | 33848E106 | Meeting Type | Annual | ||||||
| Ticker Symbol | PFO | Meeting Date | 19-Apr-2023 | ||||||
| ISIN | US33848E1064 | Agenda | 935776748 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Director: Morgan Gust | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 6,058 | 0 | 18-Apr-2023 | 18-Apr-2023 | ||
| BLACKSTONE FUNDS | |||||||||
| Security | 09257D102 | Meeting Type | Annual | ||||||
| Ticker Symbol | BGX | Meeting Date | 19-Apr-2023 | ||||||
| ISIN | US09257D1028 | Agenda | 935780709 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 2.1 | Election of Trustee: Jane Siebels | Management | Split | Split | |||||
| 2.2 | Election of Trustee: Daniel H. Smith, Jr. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 55,836 | 0 | 18-Apr-2023 | 18-Apr-2023 | ||
| BLACKSTONE / GSO SENIOR FLT RATE TERM FD | |||||||||
| Security | 09256U105 | Meeting Type | Annual | ||||||
| Ticker Symbol | BSL | Meeting Date | 19-Apr-2023 | ||||||
| ISIN | US09256U1051 | Agenda | 935780711 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Edward D'Alelio | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Jane Siebels | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 48,700 | 0 | 18-Apr-2023 | 18-Apr-2023 | ||
| BLACKSTONE / GSO SENIOR FLT RATE TERM FD | |||||||||
| Security | 09256U105 | Meeting Type | Annual | ||||||
| Ticker Symbol | BSL | Meeting Date | 19-Apr-2023 | ||||||
| ISIN | US09256U1051 | Agenda | 935780711 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Edward D'Alelio | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Jane Siebels | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV32 | RIVERNORTH SPECIALTY FINANCE CORP FBO PERSHING | 997RV32 | STATE STREET BANK & TRUST CO | 40,000 | 0 | 18-Apr-2023 | 18-Apr-2023 | ||
| THE NEW AMERICA HIGH INCOME FUND, INC. | |||||||||
| Security | 641876800 | Meeting Type | Annual | ||||||
| Ticker Symbol | HYB | Meeting Date | 27-Apr-2023 | ||||||
| ISIN | US6418768007 | Agenda | 935770746 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Joseph L. Bower | Split | Split | ||||||
| 2 | Stuart A. McFarland | Split | Split | ||||||
| 3 | Marguerite Piret | Split | Split | ||||||
| 4 | Ellen E. Terry | Split | Split | ||||||
| 5 | Luis Viceira | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 35,503 | 0 | 26-Apr-2023 | 26-Apr-2023 | ||
| BARINGS BDC, INC. | |||||||||
| Security | 06759L103 | Meeting Type | Annual | ||||||
| Ticker Symbol | BBDC | Meeting Date | 04-May-2023 | ||||||
| ISIN | US06759L1035 | Agenda | 935787183 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class II Director who will serve until 2026 Annual Meeting: Steve Byers | Management | Split | Split | |||||
| 1b. | Election of Class II Director who will serve until 2026 Annual Meeting: Valerie Lancaster-Beal | Management | Split | Split | |||||
| 1c. | Election of Class II Director who will serve until 2026 Annual Meeting: John A. Switzer | Management | Split | Split | |||||
| 2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV32 | RIVERNORTH SPECIALTY FINANCE CORP FBO PERSHING | 997RV32 | STATE STREET BANK & TRUST CO | 75,000 | 0 | 03-May-2023 | 03-May-2023 | ||
| BARINGS BDC, INC. | |||||||||
| Security | 06759L103 | Meeting Type | Annual | ||||||
| Ticker Symbol | BBDC | Meeting Date | 04-May-2023 | ||||||
| ISIN | US06759L1035 | Agenda | 935787183 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class II Director who will serve until 2026 Annual Meeting: Steve Byers | Management | Split | Split | |||||
| 1b. | Election of Class II Director who will serve until 2026 Annual Meeting: Valerie Lancaster-Beal | Management | Split | Split | |||||
| 1c. | Election of Class II Director who will serve until 2026 Annual Meeting: John A. Switzer | Management | Split | Split | |||||
| 2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 107,849 | 0 | 03-May-2023 | 03-May-2023 | ||
| NUVEEN PREFERED & CONVERTIBLE INCOME 2 | |||||||||
| Security | 67073D102 | Meeting Type | Annual | ||||||
| Ticker Symbol | JQC | Meeting Date | 08-May-2023 | ||||||
| ISIN | US67073D1028 | Agenda | 935816679 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | Split | Split | |||||
| 1 | Robert L. Young* | Split | Split | ||||||
| 2 | Amy B.R. Lancellotta** | Split | Split | ||||||
| 3 | John K. Nelson** | Split | Split | ||||||
| 4 | Terence J. Toth** | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 122,069 | 0 | 05-May-2023 | 05-May-2023 | ||
| NUVEEN PREFERRED AND INC SECURITIES FD | |||||||||
| Security | 67072C105 | Meeting Type | Annual | ||||||
| Ticker Symbol | JPS | Meeting Date | 08-May-2023 | ||||||
| ISIN | US67072C1053 | Agenda | 935816679 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | |||||||
| 1 | Robert L. Young* | For | For | ||||||
| 2 | Amy B.R. Lancellotta** | For | For | ||||||
| 3 | John K. Nelson** | For | For | ||||||
| 4 | Terence J. Toth** | For | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 82,837 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| NUVEEN VARIABLE RATE PREFERRED & INCOME | |||||||||
| Security | 67080R102 | Meeting Type | Annual | ||||||
| Ticker Symbol | NPFD | Meeting Date | 08-May-2023 | ||||||
| ISIN | US67080R1023 | Agenda | 935816679 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | |||||||
| 1 | Robert L. Young* | For | For | ||||||
| 2 | Amy B.R. Lancellotta** | For | For | ||||||
| 3 | John K. Nelson** | For | For | ||||||
| 4 | Terence J. Toth** | For | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 33,115 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| CHURCHILL CAPITAL CORP VII | |||||||||
| Security | 17144M102 | Meeting Type | Special | ||||||
| Ticker Symbol | CVII | Meeting Date | 11-May-2023 | ||||||
| ISIN | US17144M1027 | Agenda | 935834792 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - To amend the amended and restated certificate of incorporation of Churchill Capital Corp VII ("Churchill") to extend the date by which Churchill has to consummate a business combination (the "Extension"), as more fully set forth in Churchill's proxy statement (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2) | The Adjournment Proposal - To adjourn the special meeting of Churchill stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if Churchill determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 52,201 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| CHURCHILL CAPITAL CORP VI | |||||||||
| Security | 17143W101 | Meeting Type | Special | ||||||
| Ticker Symbol | CCVI | Meeting Date | 11-May-2023 | ||||||
| ISIN | US17143W1018 | Agenda | 935836948 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - To amend the amended and restated certificate of incorporation of Churchill Capital Corp VI ("Churchill") to extend the date by which Churchill has to consummate a business combination (the "Extension"), as more fully set forth in Churchill's proxy statement (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2) | The Adjournment Proposal - To adjourn the special meeting of Churchill stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if Churchill determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 45,000 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| WESTERN ASSET PREMIER BOND FUND | |||||||||
| Security | 957664105 | Meeting Type | Annual | ||||||
| Ticker Symbol | WEA | Meeting Date | 19-May-2023 | ||||||
| ISIN | US9576641057 | Agenda | 935829981 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Robert Abeles, Jr. | Split | Split | ||||||
| 2 | Jane F. Dasher | Split | Split | ||||||
| 3 | Anita L. DeFrantz | Split | Split | ||||||
| 4 | Susan B. Kerley | Split | Split | ||||||
| 5 | Michael Larson | Split | Split | ||||||
| 6 | Avedick B. Poladian | Split | Split | ||||||
| 7 | William E. B. Siart | Split | Split | ||||||
| 8 | Jaynie M. Studenmund | Split | Split | ||||||
| 9 | Peter J. Taylor | Split | Split | ||||||
| 10 | Ronald Olson | Split | Split | ||||||
| 11 | Jane E. Trust | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 2,800 | 0 | 18-May-2023 | 18-May-2023 | ||
| VIRTUS INVESTMENT PARTNERS | |||||||||
| Security | 92829B101 | Meeting Type | Annual | ||||||
| Ticker Symbol | VGI | Meeting Date | 22-May-2023 | ||||||
| ISIN | US92829B1017 | Agenda | 935837154 - Opposition | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 8a. | Election of Class II Trustee: Donald C. Burke | Management | Split | Split | |||||
| 8b. | Election of Class II Trustee: Sarah E. Cogan | Management | Split | Split | |||||
| 8c. | Election of Class II Trustee: Sidney E. Harris | Management | Split | Split | |||||
| 8d. | Election of Class II Trustee: John R. Mallin | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 116,278 | 0 | 19-May-2023 | 19-May-2023 | ||
| GRAF ACQUISITION CORP. IV | |||||||||
| Security | 384272100 | Meeting Type | Special | ||||||
| Ticker Symbol | GFOR | Meeting Date | 22-May-2023 | ||||||
| ISIN | US3842721009 | Agenda | 935864202 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - A proposal to amend the Company's amended and restated certificate of incorporation (the "Charter"), in the form set forth in Annex A to the accompanying Proxy Statement, to (i) extend the date by which the Company must consummate the Business Combination (as defined below) from 05/25/2023 to 09/29/2023 (the "Extended Date"), and (ii) permit the Company's board of directors (the "Board"), in its sole discretion, to elect to wind up the Company's operations on an earlier date than the Extended Date as determined by the Board. | Management | For | For | |||||
| 2. | Adjournment Proposal - A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal, or to provide additional time to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,295 | 0 | 09-May-2023 | 09-May-2023 | ||
| OCEANTECH ACQUISITIONS I CORP. | |||||||||
| Security | 675507107 | Meeting Type | Special | ||||||
| Ticker Symbol | OTEC | Meeting Date | 30-May-2023 | ||||||
| ISIN | US6755071072 | Agenda | 935867727 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to complete a business combination from June 2, 2023 to June 2, 2024, or such earlier date as determined by the Board of Directors, which we refer to as the "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Company's Amended and Restated Investment Management Trust Agreement, dated as of November 30, 2023, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from June 2, 2023 to June 2, 2024 and (ii) updating certain defined terms in the Trust Agreement. | Management | For | For | |||||
| 3. | Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 22,253 | 0 | 15-May-2023 | 15-May-2023 | ||
| NUVEEN SENIOR INCOME FUND | |||||||||
| Security | 67067Y104 | Meeting Type | Annual | ||||||
| Ticker Symbol | NSL | Meeting Date | 08-Jun-2023 | ||||||
| ISIN | US67067Y1047 | Agenda | 935816718 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve an Agreement and Plan of Merger pursuant to which Nuveen Senior Income Fund (a "Target Fund") would be merged with and into NFRIF Merger Sub, LLC, a Massachusetts limited liability company and wholly- owned subsidiary of Nuveen Floating Rate Income Fund (the "Acquiring Fund"), with the issued and outstanding common and preferred shares of the Target Fund being converted into newly issued common and preferred shares of the Acquiring Fund. | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Robert L. Young* | For | For | ||||||
| 2 | Amy B. R. Lancellotta# | For | For | ||||||
| 3 | John K. Nelson# | For | For | ||||||
| 4 | Terence J. Toth# | For | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 125,566 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| NUVEEN SENIOR INCOME FUND | |||||||||
| Security | 67067Y104 | Meeting Type | Annual | ||||||
| Ticker Symbol | NSL | Meeting Date | 08-Jun-2023 | ||||||
| ISIN | US67067Y1047 | Agenda | 935866612 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve an Agreement and Plan of Merger pursuant to which Nuveen Senior Income Fund (a "Target Fund") would be merged with and into NFRIF Merger Sub, LLC, a Massachusetts limited liability company and wholly- owned subsidiary of Nuveen Floating Rate Income Fund (the "Acquiring Fund"), with the issued and outstanding common and preferred shares of the Target Fund being converted into newly issued common and preferred shares of the Acquiring Fund. | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Robert L. Young* | For | For | ||||||
| 2 | Amy B. R. Lancellotta# | For | For | ||||||
| 3 | John K. Nelson# | For | For | ||||||
| 4 | Terence J. Toth# | For | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 125,566 | 0 | 30-May-2023 | 30-May-2023 | ||
| XAI OCTAGON FUNDS | |||||||||
| Security | 98400T205 | Meeting Type | Annual | ||||||
| Ticker Symbol | XFLTPR | Meeting Date | 08-Jun-2023 | ||||||
| ISIN | US98400T2050 | Agenda | 935868325 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class III Trustee to serve until the 2026 annual meeting: Scott Craven Jones | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 167,487 | 0 | 07-Jun-2023 | 07-Jun-2023 | ||
| JAWS HURRICANE ACQUISITION CORPORATION | |||||||||
| Security | 47201B103 | Meeting Type | Special | ||||||
| Ticker Symbol | HCNE | Meeting Date | 08-Jun-2023 | ||||||
| ISIN | US47201B1035 | Agenda | 935877451 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend the Company's amended and restated certificate of incorporation to extend the date (the "Termination Date") by which the Company has to consummate an initial business combination from June 15, 2023 (the "Original Termination Date") to June 15, 2024 (the "Charter Extension Date"), unless the closing of a Business Combination shall have occurred prior thereto, or such earlier date as is determined by the board of directors of the Company (the "Board" to be in the best interests of the Company. | Management | For | For | |||||
| 2. | To amend the Company's Certificate of Incorporation to eliminate from the Certificate of Incorporation the limitation that the Company may not redeem Public Stock (as defined below) to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51- 1(g)(1) of the Securities Exchange Act of 1934, as amended) of less than $5,000,001 (the "Redemption Limitation") in order to allow the Company to redeem Public Stock irrespective of whether such redemption would exceed the Redemption Limitation. | Management | For | For | |||||
| 3. | Trust Amendment Proposal - To amend the Investment Management Trust Agreement (the "Trust Agreement"), dated June 15, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), to extend the date on which Continental must liquidate the Trust Account (the "Trust Account") established in connection with the Company's initial public offering ("IPO") if the Company has not completed its initial business combination, from June 15, 2023 to June 15, 2024. | Management | For | For | |||||
| 4. | To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if (i) based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and Class B common stock, par value $0.0001 per share in the capital of the Company. (ii) the holders of Public Stock have elected to redeem an amount of shares in connection with the Stockholder Meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 30,000 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| MOUNTAIN CREST ACQUISITION CORP IV | |||||||||
| Security | 62403K108 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAF | Meeting Date | 22-Jun-2023 | ||||||
| ISIN | US62403K1088 | Agenda | 935892085 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | SECOND EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM JULY 2, 2023 TO JANUARY 2, 2024 IN EXCHANGE FOR THE COMPANY DEPOSITING $250,000 INTO THE TRUST FUND AS DEFINED IN THE CHARTER. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO PERMIT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF DESIRED. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 15,335 | 0 | 12-Jun-2023 | 12-Jun-2023 | ||
| COLISEUM ACQUISITION CORP. | |||||||||
| Security | G2263T123 | Meeting Type | Special | ||||||
| Ticker Symbol | MITA | Meeting Date | 22-Jun-2023 | ||||||
| ISIN | KYG2263T1233 | Agenda | 935893912 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | Extension Amendment Proposal - To approve, as a special resolution, an amendment to Coliseum's Amended and Restated Memorandum of Association and Articles of Association (as may be amended from time to time, together, the "Articles of Association") as provided by the first resolution in the form set forth in Annex A to the accompanying proxy statement, to extend the date by which it has to consummate a business combination from June 25, 2023 (the "Termination Date") to June 25, 2024 (as extended, the "Extended Date"). | Management | For | For | |||||
| 2) | NTA Requirement Amendment Proposal - To approve, as a special resolution, as provided in the second resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to remove the net tangible asset requirement from the Articles of Association in order to expand the methods that Coliseum may employ so as not to become subject to the "penny stock" rules of the Securities and Exchange Commission. | Management | For | For | |||||
| 3) | To approve, as a special resolution, as provided in the third resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to provide for the right of a holder of the Company's Class B ordinary shares, par value $0.001 per share to convert into Class A ordinary shares, par value $0.001 per share, of the Company (the "Class A Ordinary Shares" or "Public Shares") on a one-for-one basis at any time and from time to time prior to the closing of a business combination at the election of the holder. | Management | For | For | |||||
| 4) | Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal, the NTA Requirement Amendment, or the Founder Share Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 12,978 | 0 | 14-Jun-2023 | 14-Jun-2023 | ||
| PIMCO DYNAMIC INCOME FUND | |||||||||
| Security | 72201Y101 | Meeting Type | Annual | ||||||
| Ticker Symbol | PDI | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US72201Y1010 | Agenda | 935880395 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | |||||
| 1.3 | Election of Trustee: Joseph B. Kittredge, Jr. | Management | Split | Split | |||||
| 1.4 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 96,437 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
| FRONTIER INVESTMENT CORP | |||||||||
| Security | G36816109 | Meeting Type | Special | ||||||
| Ticker Symbol | FICV | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | KYG368161090 | Agenda | 935891134 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | To approve, as a special resolution, an amendment to FRONTIER's Amended and Restated Memorandum of Association and Articles of Association (as may be amended from time to time, together, the "Articles of Association") as provided by the first resolution in the form set forth in Annex A to the accompanying proxy statement, to extend the date by which FRONTIER must consummate a business combination from July 6, 2023 (the "Termination Date") to July 6, 2024 (the "Extended Date"). A copy of the Amendment is attached to the proxy statement as Annex A. | Management | For | For | |||||
| 2) | Trust Agreement Amendment Proposal - To approve, as a special resolution, as provided in Annex B to the accompanying proxy statement, an amendment to FRONTIER's investment management trust agreement, dated as of July 6, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to extend the Termination Date from July 6, 2023 to July 6, 2024, the Extended Date. A copy of the Amendment is attached to the proxy statement as Annex B. | Management | For | For | |||||
| 3) | NTA Requirement Amendment Proposal - To approve, as a special resolution, as provided in the second resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to remove the net tangible asset requirement from the Articles of Association in order to expand the methods that FRONTIER may employ so as not to become subject to the "penny stock" rules of the Securities and Exchange Commission. A copy of the Amendment is attached to the proxy statement as Annex A. | Management | For | For | |||||
| 4) | The Founder Share Amendment Proposal - To approve, as a special resolution, as provided in the third resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to Articles of Association to provide the right of a holder of the Company's Class B ordinary shares, par value $0.0001 per share to convert into Class A ordinary shares, par value $0.0001 per share, of the Company on a one-for-one basis at any time to the closing of a business combination. A copy of the Amendment is attached to the proxy statement as Annex A. | Management | For | For | |||||
| 5) | The Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal, the Trust Agreement Amendment Proposal, the NTA Requirement Amendment, or the Founder Share Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997RV1O | RN SPECIALTY FINANCE CORP | 997RV1O | STATE STREET BANK & TRUST CO | 21,852 | 0 | 12-Jun-2023 | 12-Jun-2023 | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RiverNorth Capital and Income Fund, Inc. | ||
| /s/ Patrick W. Galley | ||
| By: | Patrick W. Galley | |
| Title: | President and Chairman of the Board | |
| Date: | August 18, 2023 | |
