UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-23090 |
| | |
| Exact name of registrant as specified in charter: | Oppenheimer Small Cap Value Fund |
| | |
| Address of principal executive offices: | 6803 South Tucson Way |
| | Centennial, CO 80112-3924 |
| | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| | Executive Vice President & General Counsel |
| | OFI Global Asset Management, Inc. |
| | 225 Liberty Street |
| | New York, NY 10281-1008 |
| | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| | |
| Date of fiscal year end: | 4/30 |
| | |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-23090
Registrant Name: Oppenheimer Small Cap Value Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Small Cap Value Fund
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ALLETE, INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: ALE
Security ID: 018522300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Sidney W. Emery, Jr. | Management | For | For |
| 1c | Elect Director George G. Goldfarb | Management | For | For |
| 1d | Elect Director James S. Haines, Jr. | Management | For | For |
| 1e | Elect Director Alan R. Hodnik | Management | For | For |
| 1f | Elect Director James J. Hoolihan | Management | For | For |
| 1g | Elect Director Heidi E. Jimmerson | Management | For | For |
| 1h | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1i | Elect Director Douglas C. Neve | Management | For | For |
| 1j | Elect Director Leonard C. Rodman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALMOST FAMILY, INC.
Meeting Date: MAY 08, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: AFAM
Security ID: 020409108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Yarmuth | Management | For | For |
| 1.2 | Elect Director Steven B. Bing | Management | For | For |
| 1.3 | Elect Director Donald G. McClinton | Management | For | For |
| 1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect Director W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Director Henry M. Altman, Jr. | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ASSOCIATED BANC-CORP
Meeting Date: APR 25, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: ASB
Security ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Philip B. Flynn | Management | For | For |
| 1.3 | Elect Director R. Jay Gerken | Management | For | For |
| 1.4 | Elect Director Judith P. Greffin | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Richard T. Lommen | Management | For | For |
| 1.10 | Elect Director Cory L. Nettles | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
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ASTEC INDUSTRIES, INC.
Meeting Date: APR 27, 2017
Record Date: FEB 17, 2017
Meeting Type: ANNUAL | Ticker: ASTE
Security ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
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AZZ INC.
Meeting Date: JUL 12, 2016
Record Date: MAY 09, 2016
Meeting Type: ANNUAL | Ticker: AZZ
Security ID: 002474104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director H. Kirk Downey | Management | For | For |
| 1.3 | Elect Director Paul Eisman | Management | For | For |
| 1.4 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.5 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.6 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.7 | Elect Director Venita McCellon - Allen | Management | For | For |
| 1.8 | Elect Director Stephen E. Pirnat | Management | For | For |
| 1.9 | Elect Director Steven R. Purvis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
B&G FOODS, INC.
Meeting Date: MAY 23, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: BGS
Security ID: 05508R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director DeAnn L. Brunts | Management | For | For |
| 1.2 | Elect Director Robert C. Cantwell | Management | For | For |
| 1.3 | Elect Director Charles F. Marcy | Management | For | For |
| 1.4 | Elect Director Dennis M. Mullen | Management | For | For |
| 1.5 | Elect Director Cheryl M. Palmer | Management | For | For |
| 1.6 | Elect Director Alfred Poe | Management | For | For |
| 1.7 | Elect Director Stephen C. Sherrill | Management | For | For |
| 1.8 | Elect Director David L. Wenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
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BANCORPSOUTH, INC.
Meeting Date: APR 26, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL | Ticker: BXS
Security ID: 059692103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gus J. Blass, III | Management | For | For |
| 1.2 | Elect Director Shannon A. Brown | Management | For | For |
| 1.3 | Elect Director Deborah M. Cannon | Management | For | For |
| 1.4 | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1.5 | Elect Director Larry G. Kirk | Management | For | For |
| 1.6 | Elect Director Guy W. Mitchell, III | Management | For | Withhold |
| 1.7 | Elect Director Alan W. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
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BELDEN INC.
Meeting Date: MAY 25, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: BDC
Security ID: 077454106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Aldrich | Management | For | Against |
| 1.2 | Elect Director Lance C. Balk | Management | For | Against |
| 1.3 | Elect Director Steven W. Berglund | Management | For | Against |
| 1.4 | Elect Director Judy L. Brown | Management | For | Against |
| 1.5 | Elect Director Bryan C. Cressey | Management | For | Against |
| 1.6 | Elect Director Jonathan C. Klein | Management | For | Against |
| 1.7 | Elect Director George E. Minnich | Management | For | Against |
| 1.8 | Elect Director John M. Monter | Management | For | Against |
| 1.9 | Elect Director John S. Stroup | Management | For | Against |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BLACKHAWK NETWORK HOLDINGS, INC.
Meeting Date: JUN 09, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL | Ticker: HAWK
Security ID: 09238E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil D. Aggarwal | Management | For | For |
| 1.2 | Elect Director Richard H. Bard | Management | For | For |
| 1.3 | Elect Director Thomas Barnds | Management | For | For |
| 1.4 | Elect Director Steven A. Burd | Management | For | For |
| 1.5 | Elect Director Robert L. Edwards | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.7 | Elect Director Mohan Gyani | Management | For | For |
| 1.8 | Elect Director Paul Hazen | Management | For | For |
| 1.9 | Elect Director Robert B. Henske | Management | For | For |
| 1.10 | Elect Director Talbott Roche | Management | For | For |
| 1.11 | Elect Director Arun Sarin | Management | For | For |
| 1.12 | Elect Director William Y. Tauscher | Management | For | For |
| 1.13 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
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BRINKER INTERNATIONAL, INC.
Meeting Date: NOV 16, 2016
Record Date: SEP 19, 2016
Meeting Type: ANNUAL | Ticker: EAT
Security ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elaine L. Boltz | Management | For | For |
| 1b | Elect Director Joseph M. DePinto | Management | For | For |
| 1c | Elect Director Harriet Edelman | Management | For | For |
| 1d | Elect Director Michael A. George | Management | For | For |
| 1e | Elect Director William T. Giles | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director George R. Mrkonic | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CHEMICAL FINANCIAL CORPORATION
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: CHFC
Security ID: 163731102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Fitterling | Management | For | For |
| 1.2 | Elect Director Ronald A. Klein | Management | For | For |
| 1.3 | Elect Director Richard M. Lievense | Management | For | For |
| 1.4 | Elect Director Barbara J. Mahone | Management | For | For |
| 1.5 | Elect Director John E. Pelizzari | Management | For | For |
| 1.6 | Elect Director David T. Provost | Management | For | For |
| 1.7 | Elect Director David B. Ramaker | Management | For | For |
| 1.8 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Tate | Management | For | For |
| 1.10 | Elect Director Gary Torgow | Management | For | For |
| 1.11 | Elect Director Arthur A. Weiss | Management | For | For |
| 1.12 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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CHICO'S FAS, INC.
Meeting Date: JUN 22, 2017
Record Date: APR 24, 2017
Meeting Type: ANNUAL | Ticker: CHS
Security ID: 168615102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. Walker | Management | For | For |
| 1b | Elect Director John J. Mahoney | Management | For | For |
| 1c | Elect Director Stephen E. Watson | Management | For | For |
| 1d | Elect Director Deborah L. Kerr | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
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CNO FINANCIAL GROUP, INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: CNO
Security ID: 12621E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Edward J. Bonach | Management | For | For |
| 1B | Elect Director Ellyn L. Brown | Management | For | For |
| 1C | Elect Director Stephen N. David | Management | For | For |
| 1D | Elect Director Robert C. Greving | Management | For | For |
| 1E | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1F | Elect Director Charles J. Jacklin | Management | For | For |
| 1G | Elect Director Daniel R. Maurer | Management | For | For |
| 1H | Elect Director Neal C. Schneider | Management | For | For |
| 1I | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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DCT INDUSTRIAL TRUST INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL | Ticker: DCT
Security ID: 233153204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Philip L. Hawkins | Management | For | For |
| 1b | Elect Director Marilyn A. Alexander | Management | For | For |
| 1c | Elect Director Thomas F. August | Management | For | For |
| 1d | Elect Director John S. Gates, Jr. | Management | For | For |
| 1e | Elect Director Raymond B. Greer | Management | For | For |
| 1f | Elect Director Tripp H. Hardin | Management | For | For |
| 1g | Elect Director Tobias Hartmann | Management | For | For |
| 1h | Elect Director John C. O'Keeffe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Require Majority Vote of the Outstanding Shares to Amend Bylaws | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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DEL TACO RESTAURANTS, INC.
Meeting Date: MAY 25, 2017
Record Date: MAR 31, 2017
Meeting Type: ANNUAL | Ticker: TACO
Security ID: 245496104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence F. Levy | Management | For | For |
| 1.2 | Elect Director Eileen Aptman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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DELEK US HOLDINGS, INC.
Meeting Date: MAY 08, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL | Ticker: DK
Security ID: 246647101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Charles H. Leonard | Management | For | For |
| 1.5 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.6 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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DELEK US HOLDINGS, INC.
Meeting Date: JUN 29, 2017
Record Date: MAY 26, 2017
Meeting Type: SPECIAL | Ticker: DK
Security ID: 246647101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
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DIAMONDROCK HOSPITALITY COMPANY
Meeting Date: MAY 02, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL | Ticker: DRH
Security ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
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|---|
DOLBY LABORATORIES, INC.
Meeting Date: FEB 07, 2017
Record Date: DEC 12, 2016
Meeting Type: ANNUAL | Ticker: DLB
Security ID: 25659T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Yeaman | Management | For | For |
| 1.2 | Elect Director Peter Gotcher | Management | For | For |
| 1.3 | Elect Director Micheline Chau | Management | For | For |
| 1.4 | Elect Director David Dolby | Management | For | For |
| 1.5 | Elect Director Nicholas Donatiello, Jr. | Management | For | For |
| 1.6 | Elect Director N. William Jasper, Jr. | Management | For | For |
| 1.7 | Elect Director Simon Segars | Management | For | For |
| 1.8 | Elect Director Roger Siboni | Management | For | For |
| 1.9 | Elect Director Avadis Tevanian, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
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DUPONT FABROS TECHNOLOGY, INC.
Meeting Date: JUN 12, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL | Ticker: DFT
Security ID: 26613Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.7 | Elect Director Mary M. Styer | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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|---|
EAGLE MATERIALS INC.
Meeting Date: AUG 04, 2016
Record Date: JUN 08, 2016
Meeting Type: ANNUAL | Ticker: EXP
Security ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Martin M. Ellen | Management | For | For |
| 1B | Elect Director David B. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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|---|
EL PASO ELECTRIC COMPANY
Meeting Date: MAY 25, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: EE
Security ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Allen | Management | For | For |
| 1.2 | Elect Director Edward Escudero | Management | For | For |
| 1.3 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELDORADO GOLD CORPORATION
Meeting Date: APR 27, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: ELD
Security ID: 284902103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Albino | Management | For | For |
| 1.2 | Elect Director George Burns | Management | For | For |
| 1.3 | Elect Director Pamela M. Gibson | Management | For | For |
| 1.4 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.5 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.6 | Elect Director Michael A. Price | Management | For | For |
| 1.7 | Elect Director Steven P. Reid | Management | For | For |
| 1.8 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.9 | Elect Director John Webster | Management | For | For |
| 1.10 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
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|---|
ENERGY RECOVERY, INC.
Meeting Date: JUN 22, 2017
Record Date: APR 24, 2017
Meeting Type: ANNUAL | Ticker: ERII
Security ID: 29270J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander J. Buehler | Management | For | For |
| 1.2 | Elect Director Robert Y.L. Mao | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ESH HOSPITALITY, INC.
Meeting Date: MAY 17, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL | Ticker:
Security ID: 30224P211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Neil Brown | Management | For | For |
| 1.5 | Elect Director Steven Kent | Management | For | For |
| 1.6 | Elect Director Lisa Palmer | Management | For | For |
| 1.7 | Elect Director Adam M. Burinescu | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
Meeting Date: FEB 09, 2017
Record Date: DEC 14, 2016
Meeting Type: ANNUAL | Ticker: ESL
Security ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Cave | Management | For | For |
| 1.2 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.3 | Elect Director Nils E. Larsen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EXTENDED STAY AMERICA, INC.
Meeting Date: MAY 17, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL | Ticker: STAY
Security ID: 30224P200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Thomas F. O'Toole | Management | For | For |
| 1.5 | Elect Director Richard F. Wallman | Management | For | For |
| 1.6 | Elect Director Michael A. Barr | Management | For | Withhold |
| 1.7 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FEDERAL SIGNAL CORPORATION
Meeting Date: APR 21, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: FSS
Security ID: 313855108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Goodwin | Management | For | For |
| 1.2 | Elect Director Paul W. Jones | Management | For | For |
| 1.3 | Elect Director Bonnie C. Lind | Management | For | For |
| 1.4 | Elect Director Dennis J. Martin | Management | For | For |
| 1.5 | Elect Director Richard R. Mudge | Management | For | For |
| 1.6 | Elect Director William F. Owens | Management | For | For |
| 1.7 | Elect Director Brenda L. Reichelderfer | Management | For | For |
| 1.8 | Elect Director Jennifer L. Sherman | Management | For | For |
| 1.9 | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FIRST BUSINESS FINANCIAL SERVICES, INC.
Meeting Date: MAY 23, 2017
Record Date: MAR 23, 2017
Meeting Type: ANNUAL | Ticker: FBIZ
Security ID: 319390100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerome J. Smith | Management | For | For |
| 1.2 | Elect Director Gerald L. Kilcoyne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL | Ticker: FIBK
Security ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approval of the Amended and Restated Articles of Incorporation of First Interstate BancSystem, Inc. | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4.1 | Elect Director Steven J. Corning | Management | For | For |
| 4.2 | Elect Director Dana L. Crandall | Management | For | For |
| 4.3 | Elect Director Charles E. Hart | Management | For | For |
| 4.4 | Elect Director Peter I. Wold | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify RSM US LLP as Auditors | Management | For | For |
| 8 | Amend Bylaws | Management | For | For |
| |
|---|
GENESEE & WYOMING INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: GWR
Security ID: 371559105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Hellmann | Management | For | For |
| 1.2 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.3 | Elect Director Joseph H. Pyne | Management | For | For |
| 1.4 | Elect Director Hunter C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLACIER BANCORP, INC.
Meeting Date: APR 26, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL | Ticker: GBCI
Security ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Randall M. Chesler | Management | For | For |
| 1.3 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.4 | Elect Director James M. English | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Mark J. Semmens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
GRAN TIERRA ENERGY INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 09, 2017
Meeting Type: ANNUAL | Ticker: GTE
Security ID: 38500T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Guidry | Management | For | For |
| 1.2 | Elect Director Peter J. Dey | Management | For | For |
| 1.3 | Elect Director Evan Hazell | Management | For | For |
| 1.4 | Elect Director Robert B. Hodgins | Management | For | For |
| 1.5 | Elect Director Ronald Royal | Management | For | For |
| 1.6 | Elect Director David P. Smith | Management | For | For |
| 1.7 | Elect Director Brooke Wade | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GRAY TELEVISION, INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: GTN
Security ID: 389375106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.2 | Elect Director Howell W. Newton | Management | For | For |
| 1.3 | Elect Director Richard L. Boger | Management | For | For |
| 1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.5 | Elect Director Robin R. Howell | Management | For | For |
| 1.6 | Elect Director Luis A. Garcia | Management | For | For |
| 1.7 | Elect Director Richard B. Hare | Management | For | For |
| 1.8 | Elect Director Elizabeth R. (Beth) Neuhoff | Management | For | For |
| 1.9 | Elect Director Hugh E. Norton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
GREAT WESTERN BANCORP, INC.
Meeting Date: FEB 27, 2017
Record Date: JAN 06, 2017
Meeting Type: ANNUAL | Ticker: GWB
Security ID: 391416104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Lacy | Management | For | For |
| 1.2 | Elect Director Frances Grieb | Management | For | For |
| 1.3 | Elect Director James Israel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HALYARD HEALTH, INC.
Meeting Date: APR 27, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL | Ticker: HYH
Security ID: 40650V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert E. Abernathy | Management | For | For |
| 1b | Elect Director Ronald W. Dollens | Management | For | For |
| 1c | Elect Director Heidi K. Kunz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
Meeting Date: MAY 17, 2017
Record Date: MAR 28, 2017
Meeting Type: ANNUAL | Ticker: HAFC
Security ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. Ahn | Management | For | For |
| 1b | Elect Director Christie K. Chu | Management | For | For |
| 1c | Elect Director Harry Chung | Management | For | For |
| 1d | Elect Director C. G. Kum | Management | For | For |
| 1e | Elect Director Joseph K. Rho | Management | For | For |
| 1f | Elect Director David L. Rosenblum | Management | For | For |
| 1g | Elect Director Thomas J. Williams | Management | For | For |
| 1h | Elect Director Michael Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HEALTHCARE REALTY TRUST INCORPORATED
Meeting Date: MAY 02, 2017
Record Date: MAR 09, 2017
Meeting Type: ANNUAL | Ticker: HR
Security ID: 421946104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Emery | Management | For | For |
| 1.2 | Elect Director Todd J. Meredith | Management | For | For |
| 1.3 | Elect Director Nancy H. Agee | Management | For | For |
| 1.4 | Elect Director Charles Raymond Fernandez | Management | For | For |
| 1.5 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
| 1.6 | Elect Director Edwin B. Morris, III | Management | For | For |
| 1.7 | Elect Director John Knox Singleton | Management | For | For |
| 1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
| 1.9 | Elect Director Christann M. Vasquez | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HENNESSY CAPITAL ACQUISITION CORP. II
Meeting Date: FEB 27, 2017
Record Date: JAN 31, 2017
Meeting Type: SPECIAL | Ticker: HCAC
Security ID: 42588J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| A1 | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | Against |
| A2 | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 3 | Classify the Board of Directors | Management | For | Against |
| 4 | Approve Additional Amendments to Existing Charter in Connection with the Business Combination | Management | For | For |
| 5.1 | Elect Director Daniel J. Hennessy | Management | For | Withhold |
| 5.2 | Elect Director Don R. Daseke | Management | For | Withhold |
| 5.3 | Elect Director Mark Sinclair | Management | For | Withhold |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
HORACE MANN EDUCATORS CORPORATION
Meeting Date: MAY 24, 2017
Record Date: MAR 28, 2017
Meeting Type: ANNUAL | Ticker: HMN
Security ID: 440327104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel A. Domenech | Management | For | For |
| 1b | Elect Director Stephen J. Hasenmiller | Management | For | For |
| 1c | Elect Director Ronald J. Helow | Management | For | For |
| 1d | Elect Director Beverley J. McClure | Management | For | For |
| 1e | Elect Director H. Wade Reece | Management | For | For |
| 1f | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1g | Elect Director Robert Stricker | Management | For | For |
| 1h | Elect Director Steven O. Swyers | Management | For | For |
| 1i | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HUNTSMAN CORPORATION
Meeting Date: MAY 04, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: HUN
Security ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Mary C. Beckerle | Management | For | For |
| 1.3 | Elect Director M. Anthony Burns | Management | For | For |
| 1.4 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.5 | Elect Director Peter R. Huntsman | Management | For | For |
| 1.6 | Elect Director Robert J. Margetts | Management | For | For |
| 1.7 | Elect Director Wayne A. Reaud | Management | For | For |
| 1.8 | Elect Director Alvin V. Shoemaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
Meeting Date: MAY 09, 2017
Record Date: MAR 21, 2017
Meeting Type: ANNUAL | Ticker: IBKC
Security ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDIVIOR PLC
Meeting Date: MAY 17, 2017
Record Date: MAY 15, 2017
Meeting Type: ANNUAL | Ticker: INDV
Security ID: G4766E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Howard Pien as Director | Management | For | For |
| 4 | Re-elect Shaun Thaxter as Director | Management | For | For |
| 5 | Elect Mark Crossley as Director | Management | For | For |
| 6 | Re-elect Yvonne Greenstreet as Director | Management | For | For |
| 7 | Re-elect Thomas McLellan as Director | Management | For | For |
| 8 | Elect Tatjana May as Director | Management | For | For |
| 9 | Re-elect Lorna Parker as Director | Management | For | For |
| 10 | Re-elect Daniel Phelan as Director | Management | For | For |
| 11 | Re-elect Christian Schade as a Director | Management | For | For |
| 12 | Re-elect Daniel Tasse as Director | Management | For | For |
| 13 | Elect Lizabeth Zlatkus as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INTRAWEST RESORTS HOLDINGS, INC.
Meeting Date: DEC 07, 2016
Record Date: OCT 12, 2016
Meeting Type: ANNUAL | Ticker: SNOW
Security ID: 46090K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Armstrong | Management | For | For |
| 1.2 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.3 | Elect Director Timothy Jay | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
JOHN B. SANFILIPPO & SON, INC.
Meeting Date: NOV 02, 2016
Record Date: SEP 07, 2016
Meeting Type: ANNUAL | Ticker: JBSS
Security ID: 800422107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim R. Edgar | Management | For | For |
| 1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.3 | Elect Director Daniel M. Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIRBY CORPORATION
Meeting Date: APR 25, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL | Ticker: KEX
Security ID: 497266106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Alario | Management | For | For |
| 1.2 | Elect Director David W. Grzebinski | Management | For | For |
| 1.3 | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LEXMARK INTERNATIONAL, INC.
Meeting Date: JUL 22, 2016
Record Date: JUN 15, 2016
Meeting Type: SPECIAL | Ticker: LXK
Security ID: 529771107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LITTELFUSE, INC.
Meeting Date: APR 28, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL | Ticker: LFUS
Security ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tzau-Jin (T.J.) Chung | Management | For | For |
| 1b | Elect Director Cary T. Fu | Management | For | For |
| 1c | Elect Director Anthony Grillo | Management | For | For |
| 1d | Elect Director David W. Heinzmann | Management | For | For |
| 1e | Elect Director Gordon Hunter | Management | For | For |
| 1f | Elect Director John E. Major | Management | For | For |
| 1g | Elect Director William P. Noglows | Management | For | For |
| 1h | Elect Director Ronald L. Schubel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
LOUISIANA-PACIFIC CORPORATION
Meeting Date: MAY 05, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL | Ticker: LPX
Security ID: 546347105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Gary Cook | Management | For | For |
| 1b | Elect Director Kurt M. Landgraf | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MBIA INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 09, 2017
Meeting Type: ANNUAL | Ticker: MBI
Security ID: 55262C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph W. Brown | Management | For | For |
| 1b | Elect Director Maryann Bruce | Management | For | For |
| 1c | Elect Director Francis Y. Chin | Management | For | For |
| 1d | Elect Director Keith D. Curry | Management | For | For |
| 1e | Elect Director William C. Fallon | Management | For | For |
| 1f | Elect Director Steven J. Gilbert | Management | For | For |
| 1g | Elect Director Charles R. Rinehart | Management | For | For |
| 1h | Elect Director Lois A. Scott | Management | For | For |
| 1i | Elect Director Theodore Shasta | Management | For | For |
| 1j | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MDC PARTNERS INC.
Meeting Date: JUN 07, 2017
Record Date: APR 17, 2017
Meeting Type: ANNUAL | Ticker: MDCA
Security ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.2 | Elect Director Clare R. Copeland | Management | For | For |
| 1.3 | Elect Director Daniel S. Goldberg | Management | For | For |
| 1.4 | Elect Director Bradley J. Gross | Management | For | For |
| 1.5 | Elect Director Lawrence S. Kramer | Management | For | For |
| 1.6 | Elect Director Anne Marie O'Donovan | Management | For | For |
| 1.7 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency for Every Year | Management | For | For |
| |
|---|
MDU RESOURCES GROUP, INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: MDU
Security ID: 552690109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Everist | Management | For | For |
| 1.2 | Elect Director Karen B. Fagg | Management | For | For |
| 1.3 | Elect Director David L. Goodin | Management | For | For |
| 1.4 | Elect Director Mark A. Hellerstein | Management | For | For |
| 1.5 | Elect Director A. Bart Holaday | Management | For | For |
| 1.6 | Elect Director Dennis W. Johnson | Management | For | For |
| 1.7 | Elect Director William E. McCracken | Management | For | For |
| 1.8 | Elect Director Patricia L. Moss | Management | For | For |
| 1.9 | Elect Director Harry J. Pearce | Management | For | For |
| 1.10 | Elect Director John K. Wilson | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
MIDLAND STATES BANCORP, INC.
Meeting Date: MAY 01, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL | Ticker: MSBI
Security ID: 597742105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon J. Holschbach | Management | For | Against |
| 1.2 | Elect Director Richard T. Ramos | Management | For | Against |
| 1.3 | Elect Director Laurence A. Schiffer | Management | For | Against |
| 1.4 | Elect Director Jeffrey C. Smith | Management | For | Against |
| |
|---|
MIDLAND STATES BANCORP, INC.
Meeting Date: JUN 08, 2017
Record Date: APR 28, 2017
Meeting Type: SPECIAL | Ticker: MSBI
Security ID: 597742105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 08, 2017
Meeting Type: ANNUAL | Ticker: MKSI
Security ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Gregory R. Beecher | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MOELIS & COMPANY
Meeting Date: JUN 09, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL | Ticker: MC
Security ID: 60786M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Moelis | Management | For | Withhold |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Raich | Management | For | Withhold |
| 1.4 | Elect Director Eric Cantor | Management | For | Withhold |
| 1.5 | Elect Director J. Richard Leaman, III | Management | For | Withhold |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
MOVADO GROUP, INC.
Meeting Date: JUN 22, 2017
Record Date: APR 24, 2017
Meeting Type: ANNUAL | Ticker: MOV
Security ID: 624580106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Hayes Adame | Management | For | For |
| 1.2 | Elect Director Peter A. Bridgman | Management | For | For |
| 1.3 | Elect Director Richard Cote | Management | For | For |
| 1.4 | Elect Director Alex Grinberg | Management | For | For |
| 1.5 | Elect Director Efraim Grinberg | Management | For | For |
| 1.6 | Elect Director Alan H. Howard | Management | For | For |
| 1.7 | Elect Director Richard Isserman | Management | For | For |
| 1.8 | Elect Director Nathan Leventhal | Management | For | For |
| 1.9 | Elect Director Maurice Reznik | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATIONAL BEVERAGE CORP.
Meeting Date: SEP 30, 2016
Record Date: AUG 08, 2016
Meeting Type: ANNUAL | Ticker: FIZZ
Security ID: 635017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cecil D. Conlee | Management | For | For |
| 1.2 | Elect Director Stanley M. Sheridan | Management | For | For |
| |
|---|
NATIONAL PRESTO INDUSTRIES, INC.
Meeting Date: MAY 16, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL | Ticker: NPK
Security ID: 637215104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy F. Lieble | Management | For | For |
| 1.2 | Elect Director Joseph G. Stienessen | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NAVIENT CORPORATION
Meeting Date: MAY 25, 2017
Record Date: MAR 30, 2017
Meeting Type: ANNUAL | Ticker: NAVI
Security ID: 63938C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1c | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1d | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1e | Elect Director Katherine A. Lehman | Management | For | For |
| 1f | Elect Director Linda A. Mills | Management | For | For |
| 1g | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1h | Elect Director Jane J. Thompson | Management | For | For |
| 1i | Elect Director Laura S. Unger | Management | For | For |
| 1j | Elect Director Barry L. Williams | Management | For | For |
| 1k | Elect Director David L. Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NOMAD FOODS LIMITED
Meeting Date: JUN 19, 2017
Record Date: MAY 05, 2017
Meeting Type: ANNUAL | Ticker: NOMD
Security ID: G6564A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Noam Gottesman | Management | For | For |
| 1c | Elect Director Ian G.H. Ashken | Management | For | For |
| 1d | Elect Director Stefan Descheemaeker | Management | For | For |
| 1e | Elect Director Jeremy Isaacs | Management | For | For |
| 1f | Elect Director Paul Kenyon | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director Lord Myners of Truro | Management | For | For |
| 1i | Elect Director Victoria Parry | Management | For | For |
| 1j | Elect Director Brian Welch | Management | For | For |
| 1k | Elect Director Simon White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORTHWESTERN CORPORATION
Meeting Date: APR 27, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: NWE
Security ID: 668074305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Adik | Management | For | For |
| 1.2 | Elect Director Anthony T. Clark | Management | For | For |
| 1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.5 | Elect Director Jan R. Horsfall | Management | For | For |
| 1.6 | Elect Director Britt E. Ide | Management | For | For |
| 1.7 | Elect Director Julia L. Johnson | Management | For | For |
| 1.8 | Elect Director Linda G. Sullivan | Management | For | For |
| 1.9 | Elect Director Robert C. Rowe | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
ORBOTECH LTD.
Meeting Date: JUN 29, 2017
Record Date: MAY 22, 2017
Meeting Type: ANNUAL | Ticker: ORBK
Security ID: M75253100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Yochai Richter as director until the end of the next annual meeting | Management | For | For |
| 1.2 | Reelect Yehudit Bronicki as director until the end of the next annual meeting | Management | For | For |
| 1.3 | Reelect Dan Falk as director until the end of the next annual meeting | Management | For | For |
| 1.4 | Reelect Miron Kenneth as director until the end of the next annual meeting | Management | For | For |
| 1.5 | Reelect Jacob Richter as director until the end of the next annual meeting | Management | For | For |
| 1.6 | Reelect Eliezer Tokman as director until the end of the next annual meeting | Management | For | For |
| 1.7 | Reelect Shimon Ullman as director until the end of the next annual meeting | Management | For | For |
| 1.8 | Reelect Arie Weisberg as director until the end of the next annual meeting | Management | For | For |
| 2.1 | Reelect Michael Anghel as external director for a three-year term | Management | For | For |
| 2.2 | Reelect Joseph Tenne as external director for a three-year term | Management | For | For |
| 3 | Reappoint Kesselman & Kesselman as auditors | Management | For | For |
| 4 | Discuss financial statements and the report of the board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
OWENS-ILLINOIS, INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL | Ticker: OI
Security ID: 690768403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary F. Colter | Management | For | For |
| 1.2 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Gordon J. Hardie | Management | For | For |
| 1.4 | Elect Director Peter S. Hellman | Management | For | For |
| 1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.6 | Elect Director Andres A. Lopez | Management | For | For |
| 1.7 | Elect Director John J. McMackin, Jr. | Management | For | For |
| 1.8 | Elect Director Alan J. Murray | Management | For | For |
| 1.9 | Elect Director Hari N. Nair | Management | For | For |
| 1.10 | Elect Director Hugh H. Roberts | Management | For | For |
| 1.11 | Elect Director Carol A. Williams | Management | For | For |
| 1.12 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PACWEST BANCORP
Meeting Date: MAY 15, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL | Ticker: PACW
Security ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tanya M. Acker | Management | For | For |
| 1.2 | Elect Director Paul R. Burke | Management | For | For |
| 1.3 | Elect Director Craig A. Carlson | Management | For | For |
| 1.4 | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Roger H. Molvar | Management | For | For |
| 1.8 | Elect Director James J. Pieczynski | Management | For | For |
| 1.9 | Elect Director Daniel B. Platt | Management | For | For |
| 1.10 | Elect Director Robert A. Stine | Management | For | For |
| 1.11 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
PATTERSON-UTI ENERGY, INC.
Meeting Date: APR 20, 2017
Record Date: FEB 22, 2017
Meeting Type: SPECIAL | Ticker: PTEN
Security ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
Meeting Date: JUN 29, 2017
Record Date: MAY 01, 2017
Meeting Type: ANNUAL | Ticker: PTEN
Security ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Charles O. Buckner | Management | For | For |
| 1.3 | Elect Director Michael W. Conlon | Management | For | For |
| 1.4 | Elect Director William Andrew Hendricks, Jr. | Management | For | For |
| 1.5 | Elect Director Curtis W. Huff | Management | For | For |
| 1.6 | Elect Director Terry H. Hunt | Management | For | For |
| 1.7 | Elect Director Tiffany J. Thom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date: APR 26, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: POR
Security ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director James J. Piro | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PRA GROUP, INC.
Meeting Date: JUN 01, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL | Ticker: PRAA
Security ID: 69354N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Nussle | Management | For | For |
| 1.2 | Elect Director Scott M. Tabakin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RADIAN GROUP INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL | Ticker: RDN
Security ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Brian D. Montgomery | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLC as Auditors | Management | For | For |
| |
|---|
RAVEN INDUSTRIES, INC.
Meeting Date: MAY 25, 2017
Record Date: APR 12, 2017
Meeting Type: ANNUAL | Ticker: RAVN
Security ID: 754212108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Andringa | Management | For | For |
| 1.2 | Elect Director David L. Chicoine | Management | For | For |
| 1.3 | Elect Director Thomas S. Everist | Management | For | For |
| 1.4 | Elect Director Mark E. Griffin | Management | For | For |
| 1.5 | Elect Director Kevin T. Kirby | Management | For | For |
| 1.6 | Elect Director Marc E. LeBaron | Management | For | For |
| 1.7 | Elect Director Daniel A. Rykhus | Management | For | For |
| 1.8 | Elect Director Heather A. Wilson *Withdrawn Resolution* | Management | None | None |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| |
|---|
RE/MAX HOLDINGS, INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 23, 2017
Meeting Type: ANNUAL | Ticker: RMAX
Security ID: 75524W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger J. Dow | Management | For | For |
| 1.2 | Elect Director Ronald E. Harrison | Management | For | For |
| 1.3 | Elect Director Joseph A. DeSplinter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
REGAL ENTERTAINMENT GROUP
Meeting Date: MAY 03, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL | Ticker: RGC
Security ID: 758766109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
| 1.2 | Elect Director Jack Tyrrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
Meeting Date: MAY 17, 2017
Record Date: MAR 31, 2017
Meeting Type: ANNUAL | Ticker: RS
Security ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Karen W. Colonias | Management | For | For |
| 1c | Elect Director John G. Figueroa | Management | For | For |
| 1d | Elect Director Thomas W. Gimbel | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director Douglas M. Hayes | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Gregg J. Mollins | Management | For | For |
| 1j | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1k | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
Meeting Date: APR 25, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: ROIC
Security ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | Withhold |
| 1.3 | Elect Director Edward H. Meyer | Management | For | Withhold |
| 1.4 | Elect Director Lee S. Neibart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | Withhold |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Meeting Date: JUN 07, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL | Ticker: SAIC
Security ID: 808625107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Deborah B. Dunie | Management | For | For |
| 1c | Elect Director John J. Hamre | Management | For | For |
| 1d | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1e | Elect Director Anthony J. Moraco | Management | For | For |
| 1f | Elect Director Donna S. Morea | Management | For | For |
| 1g | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1h | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEAWORLD ENTERTAINMENT, INC.
Meeting Date: JUN 14, 2017
Record Date: APR 18, 2017
Meeting Type: ANNUAL | Ticker: SEAS
Security ID: 81282V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. D'Alessandro | Management | For | For |
| 1b | Elect Director Joel K. Manby | Management | For | For |
| 1c | Elect Director Judith A. McHale | Management | For | For |
| 1d | Elect Director Ellen O. Tauscher | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SEMTECH CORPORATION
Meeting Date: JUN 15, 2017
Record Date: APR 21, 2017
Meeting Type: ANNUAL | Ticker: SMTC
Security ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director Ye Jane Li | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
Meeting Date: JUN 01, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: SBGI
Security ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | Withhold |
| 1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
| 1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | Withhold |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
SM ENERGY COMPANY
Meeting Date: MAY 23, 2017
Record Date: APR 04, 2017
Meeting Type: ANNUAL | Ticker: SM
Security ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director Loren M. Leiker | Management | For | For |
| 1.4 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.5 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director Rose M. Robeson | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
STORE CAPITAL CORPORATION
Meeting Date: JUN 01, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL | Ticker: STOR
Security ID: 862121100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morton H. Fleischer | Management | For | Withhold |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director Mary Fedewa | Management | For | For |
| 1.5 | Elect Director William F. Hipp | Management | For | For |
| 1.6 | Elect Director Einar A. Seadler | Management | For | Withhold |
| 1.7 | Elect Director Mark N. Sklar | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SUNOPTA INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL/SPECIAL | Ticker: STKL
Security ID: 8676EP108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret Shan Atkins | Management | For | For |
| 1b | Elect Director Albert Bolles | Management | For | For |
| 1c | Elect Director David J. Colo | Management | For | For |
| 1d | Elect Director Michael Detlefsen | Management | For | For |
| 1e | Elect Director Dean Hollis | Management | For | For |
| 1f | Elect Director Katrina Houde | Management | For | For |
| 1g | Elect Director Brendan Springstubb | Management | For | For |
| 1h | Elect Director Gregg Tanner | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
Meeting Date: MAY 23, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL | Ticker: SPN
Security ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.6 | Elect Director Janiece M. Longoria | Management | For | For |
| 1.7 | Elect Director Michael M. McShane | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNNEX CORPORATION
Meeting Date: MAR 21, 2017
Record Date: FEB 07, 2017
Meeting Type: ANNUAL | Ticker: SNX
Security ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | Withhold |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Ann Vezina | Management | For | For |
| 1.9 | Elect Director Thomas Wurster | Management | For | For |
| 1.10 | Elect Director Duane Zitzner | Management | For | For |
| 1.11 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TALMER BANCORP, INC.
Meeting Date: JUL 14, 2016
Record Date: JUN 08, 2016
Meeting Type: SPECIAL | Ticker: TLMR
Security ID: 87482X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL | Ticker: THG
Security ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Angelini | Management | For | For |
| 1.2 | Elect Director Jane D. Carlin | Management | For | For |
| 1.3 | Elect Director Daniel T. Henry | Management | For | For |
| 1.4 | Elect Director Wendell J. Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
THE MEDICINES COMPANY
Meeting Date: MAY 25, 2017
Record Date: APR 21, 2017
Meeting Type: ANNUAL | Ticker: MDCO
Security ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William W. Crouse | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director Robert J. Hugin | Management | For | For |
| 1d | Elect Director John C. Kelly | Management | For | For |
| 1e | Elect Director Clive A. Meanwell | Management | For | For |
| 1f | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1g | Elect Director Hiroaki Shigeta | Management | For | For |
| 1h | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THOR INDUSTRIES, INC.
Meeting Date: DEC 09, 2016
Record Date: OCT 14, 2016
Meeting Type: ANNUAL | Ticker: THO
Security ID: 885160101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Orthwein | Management | For | For |
| 1.2 | Elect Director Robert W. Martin | Management | For | For |
| 1.3 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TUESDAY MORNING CORPORATION
Meeting Date: NOV 16, 2016
Record Date: SEP 22, 2016
Meeting Type: ANNUAL | Ticker: TUES
Security ID: 899035505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Becker | Management | For | For |
| 1.2 | Elect Director Terry Burman | Management | For | For |
| 1.3 | Elect Director Frank M. Hamlin | Management | For | For |
| 1.4 | Elect Director William Montalto | Management | For | For |
| 1.5 | Elect Director Sherry M. Smith | Management | For | For |
| 1.6 | Elect Director Jimmie L. Wade | Management | For | For |
| 1.7 | Elect Director Richard S. Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TUTOR PERINI CORPORATION
Meeting Date: MAY 24, 2017
Record Date: MAR 31, 2017
Meeting Type: ANNUAL | Ticker: TPC
Security ID: 901109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald N. Tutor | Management | For | For |
| 1.2 | Elect Director Peter Arkley | Management | For | Withhold |
| 1.3 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.4 | Elect Director James A. Frost | Management | For | For |
| 1.5 | Elect Director Michael R. Klein | Management | For | For |
| 1.6 | Elect Director Thomas C. Leppert | Management | For | For |
| 1.7 | Elect Director Robert C. Lieber | Management | For | For |
| 1.8 | Elect Director Dennis D. Oklak | Management | For | For |
| 1.9 | Elect Director Raymond R. Oneglia | Management | For | For |
| 1.10 | Elect Director Dale A. Reiss | Management | For | For |
| 1.11 | Elect Director Donald D. Snyder | Management | For | For |
| 1.12 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UMPQUA HOLDINGS CORPORATION
Meeting Date: APR 19, 2017
Record Date: FEB 10, 2017
Meeting Type: ANNUAL | Ticker: UMPQ
Security ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.3 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.4 | Elect Director James S. Greene | Management | For | For |
| 1.5 | Elect Director Luis F. Machuca | Management | For | For |
| 1.6 | Elect Director Cort L. O'Haver | Management | For | For |
| 1.7 | Elect Director Maria M. Pope | Management | For | For |
| 1.8 | Elect Director John F. Schultz | Management | For | For |
| 1.9 | Elect Director Susan F. Stevens | Management | For | For |
| 1.10 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.11 | Elect Director Bryan L. Timm | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
UNISYS CORPORATION
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: UIS
Security ID: 909214306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director Alison Davis | Management | For | For |
| 1d | Elect Director Nathaniel A. Davis | Management | For | For |
| 1e | Elect Director Denise K. Fletcher | Management | For | For |
| 1f | Elect Director Philippe Germond | Management | For | For |
| 1g | Elect Director Paul E. Martin | Management | For | For |
| 1h | Elect Director Lee D. Roberts | Management | For | For |
| 1i | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITI GROUP INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: UNIT
Security ID: 91325V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director Scott G. Bruce | Management | For | For |
| 1c | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1d | Elect Director Andrew Frey | Management | For | For |
| 1e | Elect Director Kenneth A. Gunderman | Management | For | For |
| 1f | Elect Director David L. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
Meeting Date: APR 18, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL | Ticker: UFPI
Security ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary F. Goode | Management | For | For |
| 1b | Elect Director Mary E. Tuuk | Management | For | For |
| 1c | Elect Director Michael G. Wooldridge | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
Meeting Date: MAY 10, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: VR
Security ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew J. Grayson | Management | For | For |
| 1.2 | Elect Director Jean-Marie Nessi | Management | For | For |
| 1.3 | Elect Director Mandakini Puri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers Ltd. as Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
Meeting Date: JUN 22, 2017
Record Date: APR 28, 2017
Meeting Type: ANNUAL | Ticker: VRNT
Security ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | Withhold |
| 1.4 | Elect Director Penelope Herscher | Management | For | For |
| 1.5 | Elect Director William Kurtz | Management | For | For |
| 1.6 | Elect Director Richard Nottenburg | Management | For | Withhold |
| 1.7 | Elect Director Howard Safir | Management | For | Withhold |
| 1.8 | Elect Director Earl Shanks | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WASHINGTON PRIME GROUP INC
Meeting Date: AUG 30, 2016
Record Date: JUL 01, 2016
Meeting Type: ANNUAL | Ticker: WPG
Security ID: 92939N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis G. Conforti | Management | For | For |
| 1.2 | Elect Director John J. Dillon, III | Management | For | For |
| 1.3 | Elect Director Robert J. Laikin | Management | For | Withhold |
| 1.4 | Elect Director John F. Levy | Management | For | For |
| 1.5 | Elect Director Mark S. Ordan | Management | For | For |
| 1.6 | Elect Director Jacquelyn R. Soffer | Management | For | Withhold |
| 2 | Change Company Name to "Washington Prime Group Inc." | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WASHINGTON PRIME GROUP INC.
Meeting Date: MAY 18, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL | Ticker: WPG
Security ID: 93964W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Taggert Birge | Management | For | For |
| 1.2 | Elect Director Louis G. Conforti | Management | For | For |
| 1.3 | Elect Director John J. Dillon, III | Management | For | For |
| 1.4 | Elect Director Robert J. Laikin | Management | For | For |
| 1.5 | Elect Director John F. Levy | Management | For | For |
| 1.6 | Elect Director Sheryl G. von Blucher | Management | For | For |
| 1.7 | Elect Director Jacquelyn R. Soffer | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Change the Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
Meeting Date: MAY 31, 2017
Record Date: APR 07, 2017
Meeting Type: ANNUAL | Ticker: WCC
Security ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.2 | Elect Director John J. Engel | Management | For | For |
| 1.3 | Elect Director Matthew J. Espe | Management | For | For |
| 1.4 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.5 | Elect Director John K. Morgan | Management | For | For |
| 1.6 | Elect Director Steven A. Raymund | Management | For | For |
| 1.7 | Elect Director James L. Singleton | Management | For | For |
| 1.8 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WPX ENERGY, INC.
Meeting Date: MAY 18, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: WPX
Security ID: 98212B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director William R. Granberry | Management | For | For |
| 1.3 | Elect Director Robert K. Herdman | Management | For | For |
| 1.4 | Elect Director Kelt Kindick | Management | For | For |
| 1.5 | Elect Director Karl F. Kurz | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director William G. Lowrie | Management | For | For |
| 1.9 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.10 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.11 | Elect Director David F. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
Meeting Date: DEC 20, 2016
Record Date: NOV 17, 2016
Meeting Type: SPECIAL | Ticker: XPO
Security ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Small Cap Value Fund |
| By: | Arthur P. Steinmetz* |
| | Arthur P. Steinmetz, |
| | Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| | ------------------------------------------ | |
| | Taylor V. Edwards, Attorney in Fact | |
