UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of September, 2016
Commission File Number:
001-37877
The Bank of N.T. Butterfield & Son Limited
(Translation of registrant’s name into English)
Bermuda
(Jurisdiction of incorporation or organization)
65 Front Street
Hamilton, HM 12
Bermuda
+1 441 295 1111
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: x Form 20-F o Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
DOCUMENTS INCLUDED AS PART OF THIS FORM 6-K
Attached hereto (i) as Exhibit 99.1 is the press release announcing the closing of The Bank of N.T. Butterfield & Son Limited’s initial public offering in the United States, (ii) as Exhibit 99.2 is the interim financial report for the six months ended June 30, 2016 mailed to shareholders by the registrant on September 21, 2016 pursuant to the listing rules of the Bermuda Stock Exchange and (iii) as Exhibit 99.3 is a reconciliation to GAAP of certain non-GAAP financial measures disclosed in the interim financial report.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | The Bank of N.T. Butterfield & Son Limited |
| | |
Date: September 21, 2016 | By: | /s/ Shaun Morris |
| Name: | Shaun Morris |
| Title: | General Counsel and Group Chief Legal Officer |
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EXHIBIT INDEX
Exhibit No. | | Description |
99.1 | | The Bank of N.T. Butterfield & Son Limited Announces Closing of Initial Public Offering |
99.2 | | Report to Shareholders & Financial Highlights, Six Months Ended 30 June 2016 |
99.3 | | Reconciliation to GAAP of Certain non-GAAP Financial Measures |
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