UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Invesco Exchange-Traded Self-Indexed Fund Trust
(Exact name of registrant as specified in its charter)
Delaware | See Below | |||
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |||
3500 Lacey Road, Suite 700 |
| |||
Downers Grove, IL | 60515 | |||
(Address of Principal Executive Offices) | (Zip Code) | |||
Securities to be registered pursuant to Section 12(b) of the Act: | ||||
Title of each class | Name of the exchange on which | |||
to be so registered |
|
| each class is to be registered | |
Shares of beneficial interest, par value $0.01 per share |
| |||
Invesco BulletShares 2030 | Corporate Bond ETF | The Nasdaq Stock Market LLC | ||
Invesco BulletShares 2030 | Municipal Bond ETF | The Nasdaq Stock Market LLC | ||
Invesco BulletShares 2028 | High Yield Corporate Bond ETF | The Nasdaq Stock Market LLC | ||
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ⬜
Securities Act registration statement file number to which this form relates:
333-221046
Securities to be registered pursuant to Section 12(g) of the Act:
Not applicable
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
A description of the shares of beneficial interest, $0.01 par value, of Invesco BulletShares 2030 Corporate Bond ETF, Invesco BulletShares 2030 Municipal Bond ETF and Invesco BulletShares 2028 High Yield Corporate Bond ETF, each a series of Invesco Exchange-Traded Self-Indexed Fund Trust (the "Trust"), to be registered hereunder is set forth in the Post-Effective Amendment No. 89 to the Trust's Registration Statement on Form N- 1A (File Nos. 333-221046; 811-23304) as filed with the Securities and Exchange Commission on September 8, 2020, which description is incorporated herein by reference.
Each series of the Trust to which this filing relates and its I.R.S. Employer Identification Number is as follows:
| Series Name | EIN |
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| |
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Invesco BulletShares 2030 | Corporate Bond ETF | 85-2076377 |
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Invesco BulletShares 2030 | Municipal Bond ETF | 85-2120028 |
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Invesco BulletShares 2028 | High Yield Corporate Bond ETF | 85-2098072 |
ITEM 2. EXHIBITS.
1.The Trust's Agreement and Declaration of Trust is included as Exhibit (a)(1) to the Trust's initial Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on October 20, 2017, as amended by Amendment No. 1, included as Exhibit (a)(1)(b) to Post-Effective Amendment No. 30 to the Trust's Registration Statement on Form N-1A (File Nos. 333-221046; 811- 23304), as filed with the Securities and Exchange Commission on December 28, 2018.
2.The Trust's Amended and Restated By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 53 to the Trust's Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on September 4, 2019.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: September 11, 2020
INVESCO EXCHANGE-TRADED SELF-INDEXED
FUND TRUST
By: | /s/ Abigail Murray |
Name: | Abigail Murray |
Title: | Assistant Secretary |