UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 26, 2018
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Great Elm Capital Corp.
(Exact name of registrant as specified in its charter)
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Maryland | | 814-01211 | | 81-2621577 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
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800 South Street, Suite 230, Waltham, MA | | 02453 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (617) 375-3006
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On December 27, 2018, Great Elm Capital Corp. (the “Company”) issued a press release announcing that on December 26, 2018, the board of the directors of the Company declared a special distribution of $0.24 per share to stockholders of record on December 28, 2018.
The Company also declared the record and payment dates for its previously announced Q1 2019 monthly base distribution of $0.083 per share. The schedule of distribution payments is as follows:
Month | | Rate | | Record Date | | Payable Date |
January | | $0.083 | | January 31, 2019 | | February 15, 2019 |
February | | $0.083 | | February 28, 2019 | | March 15, 2019 |
March | | $0.083 | | March 29, 2019 | | April 15, 2019 |
The Company’s press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | GREAT ELM CAPITAL CORP. |
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Date: December 27, 2018 | | /s/ John J. Woods______________ |
| | By: John J. Woods |
| | Title: Chief Financial Officer |
