UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 9, 2019 (July 2, 2019)
ALCOA CORPORATION
(Exact Name of Registrant as Specified in Charter)
| | | | |
| | |
| Delaware | | 1-37816 | | 81-1789115 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| |
201 Isabella Street, Suite 500 Pittsburgh, Pennsylvania | | 15212-5858 |
| (Address of Principal Executive Offices) | | (Zip Code) |
412-315-2900
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| | ☐ | Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | ☐ | Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | ☐ | Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| | | | |
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | | AA | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On July 2, 2019, Alcoa Corporation (the “Company”) issued a press release announcing that it plans to restart curtailed smelting capacity at the Aluminerie de Bécancour Inc. (ABI) smelter after the United Steelworkers union in Québec, Canada approved a new six-year labor agreement for workers at the facility. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
On July 5, 2019, the Company issued a press release announcing that it has entered into a conditional share purchase agreement to sell its Avilés and La Coruña aluminum plants in Spain to Parter Capital Group. A copy of the press release is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
The internet addresses in the press releases attached as Exhibits 99.1 and 99.2 hereto are included only as inactive textual references and are not intended to be active links to the information therein. Information contained on such websites or platforms, or that can be accessed therein, do not constitute a part of this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | | ALCOA CORPORATION |
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| Date: July 9, 2019 | | | | | | By: | | /s/ Jeffrey D. Heeter |
| | | | | | | | Jeffrey D. Heeter |
| | | | | | | | Executive Vice President, General Counsel and Secretary |
