UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202
Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
811 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 765-4711
Date of fiscal year end: 9/30
Date of reporting period: July 1, 2021 – June 30, 2022
Item 1. Proxy Voting Record.
Preferred-Plus ETF | ||||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Athene Holding LTD | 12/21/2021 | G0684D305 | ATH | Special |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Approve the merger of AHL and Blue Merger Sub Ltd, and the Agreement and Plan of Merger, by and among Apolo Global management, Inc. , AHL, Tango Holdings, Inc, Blue Merger Sub, Ltd. And Green Merger Sub, Inc. (which, as it may be amended from time to time, we refer to as the "merger agreement"), and the statutory merger agreement required by Section 105 of the Companies Act, 1981 (as amended) of Bermuda, which proposal is referred to as the "AHL merger agreement proposal." | Issuer | |
For | For | 2. To approve the adjournment of AHL special general meeting to solicit additional proxies if there are not sufficient votes at the time of the AHL special general meeting to approve the AHL merger agreement proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to holders of AHL Common Shares and AHL Preferred Shares, which is referred to as the "AHL adjournment proposal." | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cohen & Steers Ltd Dur Pfd Inc Fd Inc. | 4/27/2022 | 19248C105 | LDP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Joseph Harvey | ||
For | For | Gerald Maginnis | ||
For | For | Daphne Richards | ||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
QRTEP - Qurate Retail Inc. 8% Ser A Cum Red Pfd - NOT ENTITLED TO VOTE | 6/14/2022 | 74915M308 | QRTEP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors | Issuer | |||
NOT ENTITLED TO VOTE | For | 01. John C Malone | ||
NOT ENTITLED TO VOTE | For | 02. M Ian G. Gilchrist | ||
NOT ENTITLED TO VOTE | For | 03. Andrea L Wong | ||
NOT ENTITLED TO VOTE | For | 2. Proposal to ratify selection of KPMG LLP as auditors for fiscal year ended 12-31-2022 | Issuer |
Dividend Performers ETF | ||||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Regal Beloit Corp | 9/1/2021 | 758750103 | RBC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Proposal to approve the issuance of shares of Regal common stock pursuant to the Merger Agreement dated as of February 15, 2021 as it may be amended from time to time (which we refer to as the "Regal Sharee Issuance Proposal"). | Issuer | |
For | For | 2. Proposal to approve an amendment and restatement of Regal's Articles of Incorporation to effect a change in Regal's legal name from "Regal Beloit Corporation" to "Regal Rexnord Corporation" (which amendment and restatement will not be implemented if the Merger is not consummated). | Issuer | |
For | For | 3. Proposal to approve an amendment and restatement of Regals' Articles of Incorporation to increase the number of authorized shares of Regal common stock from 100,000,000 to 150,000,000 (which amendment and restatement will not be implemented if the Merger is not consummated). | Issuer | |
For | For | 4. Proposal to approve the adjournment of Regal Special Meeting, if necessary, to solicit additional proxies in the event there are not sufficient votes at the time of the Regal Special Meeting to approve the Regal Share Issuance Proposal. | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Paychex | 10/14/2021 | 704326107 | PAYX | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Director Nominees | Issuer | |||
For | For | B. Thomas Golisano | ||
For | For | Thomas F Bonadio | ||
For | For | Joseph Doody | ||
For | For | David J S Flaschen | ||
For | For | Pamela A Joseph | ||
For | For | Martin Mucci | ||
For | For | Kevin A Price | ||
For | For | Joseph M Tucci | ||
For | For | Joseph M Velli | ||
For | For | Kara Wilson | ||
For | For | 2. Advisory vote to approve named executive officer compensation | Issuer | |
For | For | 3. Ratification of selection of PriceWatterhouseCoopers LLP to serve as independent registered public accounting firm | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Applied Industrial Technologies, Inc. | 10/26/2021 | 038220C105 | AIT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Madhuri Andrews | ||
For | For | Peter Dorsman | ||
For | For | Vincent Petrella | ||
2. Say on Pay - to approve, through a nonbinding advisory vote, the compensation of AIT named executive officers | Issuer | |||
3. To ratify the Audit Committee's appointment of independent auditors | Issuer | |||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cintas Corporation | 10/26/2021 | 172908105 | CTAS | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | Gerald Adolph | ||
For | For | John Barrett | ||
For | For | Melanie Barstad | ||
For | For | Karen Carnahan | ||
For | For | Robert Coletti | ||
For | For | Scott Farmer | ||
For | For | Joseph Scaminace | ||
For | For | Todd Schneider | ||
For | For | Ronald Tysoe | ||
For | For | 2. To approve on an advisory basis, named executive officer compensation | Issuer | |
For | For | 3. To ratify Ernst Young LLP as ourindependent registered public accounting firm for fiscal year 2022 | Issuer | |
Against | Against | 4. A shareholder proposal regarding a simple majority vote, if properly presented to the meeting | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
KLA Corporation | 11/3/2021 | 482480100 | KLAC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of director to serve for a one-year term | Issuer | |||
For | For | Edward Barnholt | ||
For | For | Robert Calderoni | ||
For | For | Jeneanne Hanley | ||
For | For | Emiko higashi | ||
For | For | Kevin Kennedy | ||
For | For | Gary Moore | ||
For | For | Marie Myers | ||
For | For | Kiran Patel | ||
For | For | Victor Peng | ||
For | For | Robert Rango | ||
For | For | Richard Wallace | ||
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022 | Issuer | |
For | For | 3. To approve on a non-binding, advisory basis our named executive officer compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cardinal Health Inc | 11/5/2021 | 14149Y108 | CAH | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Carrie S Cox | ||
For | For | Bruce L Downey | ||
For | For | Sheri H Edison | ||
For | For | David C Evans | ||
For | For | Patricia A Hemingway | ||
For | For | Akhil Johri | ||
For | For | Michael C Kaufmann | ||
For | For | Gregory B Kenny | ||
For | For | Nancy Killefer | ||
For | For | Dean A Scarborough | ||
For | For | John H Weiland | ||
For | For | 2. To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2022 | Issuer | |
For | For | 3. To approve, on a non-binding advisory basis, the compensation of our named executive officers | Issuer | |
For | For | 4. To approve the CAH 2021 Long-Term Incentive Plan. | Issuer | |
For | For | 5. To approve than amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders | Issuer | |
Against | Against | Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Oracle Corporation | 11/10/2021 | 68389X105 | KLAC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | Jeffrey Berg | ||
For | For | Michael Boskin | ||
For | For | Safra Catz | ||
For | For | Bruce Chizen | ||
For | For | George Condares | ||
For | For | Lawrence Ellison | ||
For | For | Rona Fairhead | ||
For | For | Jeffrey Henley | ||
For | For | Renee James | ||
For | For | Charles Moorman IV | ||
For | For | Leon Panetta | ||
For | For | William Parrett | ||
For | For | 2. Advisory vote to approve the compensation of named executive officers | Issuer | |
For | For | 3. Approve an amendment to the Oracle Corporation 2020 Equity Incentive Plan | Issuer | |
For | For | 4. Ratification of selection of independent registered public accounting firm | Issuer | |
Against | Against | 5. Stockholder proposal regarding racial equity audit | Security Holder | |
Against | Against | 6. Stockholder proposal regarding independent board chair | Security Holder | |
Against | Against | 7. Stockholder proposal regarding political spending | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Donaldson Company | 11/19/2021 | 257651109 | DCI | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1 .Election of Directors: | Issuer | |||
For | For | Christopher Hilger | ||
For | For | James J. Owens | ||
For | For | Trudy Rautio | ||
For | For | 2. Non-binding advisory vote on the compensation of our named executive officers | Issuer | |
For | For | 3. Ratification of the appointment of PriceWaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Athene Holding Ltd. | 12/21/2021 | G0684D305 | ATH-A | Special |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. To approve the merger of AHL and Blue Merger Sub, Ltd. and the Agreement and Plan of Merger, by and among Apollo Global Managements, Inc., AHL, Tango Holdings, Inc., Blue Merger Sub, Ltd. and Green Merger Sub, Inc. (which as it may be amended from time to time, we refer to as the "merger agreement"), and the statutory merger agreement required by Section 105 of the Companies Act, 1981 (as amended) of Bermuda, which proposal is referred to as the "AHL merger agreement proposal." | Issuer | |
FOr | For | 2. To approve the adjournment of the AHL special general meeting to solicit additional proxies if there are not sufficent votes at the time of the AHL special general meeting to approve the AHL merger agreement proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to holders of AHL Common Shares and AHL Preferred Shares, which is referrred to as the "AHL adjournment proposal." | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Accenture PLC | 1/26/2022 | G1151C101 | CAN | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Jaime Ardila | ||
For | For | Nancy McKinsry | ||
For | For | Beth Mooney | ||
For | For | Giles Pelisson | ||
For | For | Paula Price | ||
For | For | Venkata (Murthy) Renduchintala | ||
For | For | Arun Sarin | ||
For | For | Julie Sweet | ||
For | For | Frank Tang | ||
For | For | Traceu Travos | ||
For | For | 2. Appoval, in a non-binding vote, the compensation of named executive officers | Issuer | |
For | For | 3. To approve an amendment to the Amended and Restated Accenture pls 2010 Share Incentive Plan to increase the number of shares available for issuance thereunder | Issuer | |
For | For | 4. To ratify, in a non-binding vote, the appointment of KPMG LLP as auditors of CAN and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration | Issuer | |
For | For | 5. To grant the Board of Directors the authority to issue shares under Irish law | Issuer | |
For | For | 6. To grant the Board of Directors the authorition to opt-out of pre-emption rights under Irish law | Issuer | |
For | For | 7. To determine the price range at which CAN can re-allot shares that it acquires as treasury shares under Irish law. | Issuer | |
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Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
MSC Industrial Direct, Co., Inc. | 1/26/2022 | 553530106 | MSM | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | Erik Gershwind | ||
For | For | Louise Goeser | ||
For | For | Mitchell Jacobson | ||
For | For | Michael Kauffmann | ||
For | For | Steven Paladino | ||
For | For | Philip Peller | ||
For | For | 2. Ratification of the appointment ot independent registered public accounting firm: to ratify the appointment of Ernst & Young LLP to serve as independent registered public accounting firm for fiscal year 2022 | Issuer | |
For | For | 3. Advisory vote to approve named executive officer compensation: to approve, on an advisory basis, the compensation of our named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Rockwell Automation Inc. | 2/1/2022 | 773903109 | ROK | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | James P Keane | ||
For | For | Blake D Moret | ||
For | For | Thomas W Rosamilia | ||
For | For | Patricia A Watson | ||
For | For | 2. To approve, on advisory basis, the compensation of named executive officers | Issuer | |
For | For | 3. To approve Deloitte & Touche LLP as public accounting firm for fiscal 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Emerson Electric Co | 2/1/2022 | 291011104 | EMR | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | J B Bolten | ||
For | For | W H Easter III | ||
For | For | S L Karsanbhai | ||
For | For | L M Lee | ||
For | For | 2. Ratification of KPMG LLP as public accounting firm | Issuer | |
For | For | 3. Approval by non-binding advisory vote, of EMR executive compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Analog Devices, Inc | 3/9/2022 | 32654105 | ADO | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Ray Stata | ||
For | For | Vincent Roche | ||
For | For | James A Champy | ||
For | For | Antha P Chandrakasan | ||
For | For | Tunc Doluca | ||
For | For | Bruce R Evans | ||
For | For | Edward H Frank | ||
For | For | Laurie H Glimcher | ||
For | For | Karen M. Golz | ||
For | For | Mercedes Johnson | ||
For | For | Kenton J Sicchitano | ||
For | For | Susie Wee | ||
For | For | 2. Advisory resolution to approve the compensation of named executive officers | Issuer | |
For | For | 3. Approve and ADI 2022 Employee Stock Purchase Plan | Issuer | |
For | For | 4. Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Amerisourcebergen Corp | 3/10/2022 | 03073E105 | ABC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Ornella Barra | ||
For | For | Steven H Collis | ||
For | For | D Mark Durcan | ||
For | For | Richard W/ Gochnaer | ||
For | For | Lon R Greenberg | ||
For | For | Jane E Henney MD | ||
For | For | Kathleen W Hyle | ||
For | For | Michael J Long | ||
For | For | Henrey W McGee | ||
For | For | Dennis M Nally | ||
For | For | 2. Ratification of Ernst & Young LLP as Companys independent registered public accounting firm for fiscal year 2022 | Issuer | |
For | For | 3. Advisory vote to approve the compensation of named executive officers | Issuer | |
For | For | 4. Approval of the MerisourceBergen Corp 2022 Omnibus Incentive Plan | Issuer | |
Against | Against | 5. Stockholder proposal, if properly presented, to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation | Security Holder | |
Against | Against | 6. Stockholder proposal, if properly presented, regarding the threshold for calling a special meeting | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
ABM Industries Inc. | 3/23/2022 | 000957100 | ABM | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Quincy Allen | ||
For | For | LeighAnne Baker | ||
For | For | Linda Chavez | ||
For | For | Art Garcia | ||
For | For | Jill Golder | ||
For | For | Sudhake Kesavan | ||
For | For | Scott Salmirs | ||
For | For | 2. Advisory vote to approve executive compensation | Issuer | |
For | For | 3. Ratify appointment of KPMG LLP as ABM's independent registered public accounting firm for the fiscal year ending October 31, 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Broadcom Inc. | 4/4/2022 | 11135F101 | AVGO | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | Election of Director: Diane Bryant | Issuer | |
For | For | Election of Director: Gayla Delly | Issuer | |
For | For | Election of Director: Raul Fernandez | Issuer | |
For | For | Election of Director: Eddy Hartenstein | Issuer | |
For | For | Election of Director: Check Kian Low | Issuer | |
For | For | Election of Director: Justine Page | Issuer | |
For | For | Election of Director: Henry Samueli | Issuer | |
For | For | Election of Director: Hock Tan | Issuer | |
For | For | Election of Director: Harry You | Issuer | |
For | For | 2. Ratification of appoitment of Pricewaterhouse Coopers LLP as registred public accounting firm for fiscal year ending October 30, 2022 | Issuer | |
For | For | 3. Advisory vote to approve compensation of Broadcom's named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
T Rowe Price Group, Inc | 4/10/2022 | 74144T108 | TROW | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors | Issuer | |||
For | For | 1A: Glenn August | ||
For | For | 1B: Mark Bartlett | ||
For | For | 1C: Mary Bush | ||
For | For | 1D: Dina Dublon | ||
For | For | 1E: Dr. Freeman Hrabowski, III | ||
For | For | 1F: Robert Rominger | ||
For | For | 1G: Eileen Rominger | ||
For | For | 1H: Robert Sharps | ||
For | For | 1I: Robert Stevens | ||
For | For | 1J: William Stromberg | ||
For | For | 1K: Richard Verma | ||
For | For | 1L: Sandra Wijnberg | ||
For | For | 1M: Alan Wilson | ||
For | For | 2. To approve, by a non-binding advisory vote, the compensation paid by the Company to its named executive officers | Issuer | |
For | For | 3. Ratification of appointment of KPMG LLP as public accounting firm for 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
HP Inc. | 4/19/2022 | 40434L105 | HPQ | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Aida Alvarez | ||
For | For | Shumeet Banerji | ||
For | For | Robert Bennett | ||
For | For | Charles Bergh | ||
For | For | Bruce Broussard | ||
For | For | Stacy Brown-Philpot | ||
For | For | Stephanie Burns | ||
For | For | Mary Anne Citrino | ||
For | For | Richard Clemmer | ||
For | For | Enriqe Lores | ||
For | For | Judith Miscik | ||
For | For | Kim K W Rucker | ||
For | For | Subra Suresh | ||
For | For | 2. Ratify appointment of Erns & Young as HP Inc's independent registered public accounting firm for the fiscal year ending October 31, 2022 | Issuer | |
For | For | 3. To approve on an advisory basis, HP Inc's executive compensation | Issuer | |
For | For | 4. To approve the Third Amended and Restated HP Inc 2004 stock incentive plan | Issuer | |
Against | Against | 5. Stock holder proposal to reduce the ownership threshold for calling a special meeting of stockholders | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
US Bancorp | 4/19/2022 | 902973304 | USB | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Election of Directors | Issuer | |||
For | For | Warner Baxter | ||
For | For | Dorothy Bridges | ||
For | For | Elizabeth Buse | ||
For | For | Andrew Cecere | ||
For | For | Kimberly Ellison-Taylor | ||
For | For | Kimberly Harris | ||
For | For | Roland Hernandez | ||
For | For | Olivia Kirtley | ||
For | For | Richard McKenney | ||
For | For | Yusuf Mehdi | ||
For | For | John Wiehoff | ||
For | For | Scott Wine | ||
For | For | 2. Ratification of selection of Ernst Young LLP as auditor for the 2022 fiscal year | Issuer | |
For | For | 3. Advisory vote to approve compensation of named executives as disclosed in the proxy statement | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Sherwin-Williams Company | 4/20/2022 | 824348106 | SHW | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Kerrii Anderson | ||
For | For | Jeff Fettig | ||
For | For | Richard Kramer | ||
For | For | John Morikis | ||
For | For | Christine Poon | ||
For | For | Aaron Powell | ||
For | For | Mara Sewart | ||
For | For | Michael Thaman | ||
For | For | Matthew Thornton III | ||
For | For | Steven Wunning | ||
For | For | 2. Advisory approval for the compensation of named executive | Issuer | |
For | For | 3. Ratification of appointment of Ernst & Young LLp a accounting firm | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
1st Source Corp | 4/21/2022 | 336901103 | SRCE | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors for term expiring 2025 | Issuer | |||
For | For | Isaar Torres | ||
For | For | John F Affleck-Graves | ||
For | For | Daniel Fitzpatrick | ||
For | For | Christopher J Murphy IV | ||
For | For | 2. Ratification of appointment of BKD LLP as accounting firm for fiscal year ending 12-31-2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Lincoln Electric Holdings Inc. | 4/21/2022 | 533900106 | LECO | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Brian Chambers | ||
For | For | Curtis Espeland | ||
For | For | Patrick Goris | ||
For | For | Michal Hilton | ||
For | For | Kathryn Lincoln | ||
For | For | Christopher Mapes | ||
For | For | Phillip Mason | ||
For | For | Ben patel | ||
For | For | Hellene runtagh | ||
For | For | Keylley Walker | ||
For | For | 2. Ratificatio of appoitment of ernst & Young LLP as accounting firm for the year ending December 31, 2022 | Issuer | |
For | For | 3. To approve on an advisory basis, the compensaiton of our named eecutive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Regal Rexnord Corporation | 4/25/2022 | 758750103 | RRX | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors whose terms would expire in 2023 | Issuer | |||
For | For | Jan Berrtsch | ||
For | For | Stephen Burt | ||
For | For | Anesa Chaibi | ||
For | For | Theodore Crandall | ||
For | For | Christopher Doerr | ||
For | For | Michael Hilton | ||
For | For | Louise Pinkham | ||
For | For | Rakesh Sachdev | ||
For | For | Curtis Stoelting | ||
For | For | Robin Walker-Lee | ||
For | For | 2. Advisory vote on compensaion of named executive officers as disclosed in the company's proxy statement | Issuer | |
For | For | 3. Ratify selection of Deloitte & Touche LLP as accounting firm for the year ending December 31, 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Tennant Company | 4/25/2022 | 880345103 | TNC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Election of two Class III directos for thre-year terms, such that the total number of directors is eight. | Issuer | |
For | For | David W Huml | ||
For | For | David Windley | ||
For | For | 2. Ratification of Deloitte & Touche LLP as accounting firm for year eanding December 31, 2022 | Issuer | |
For | For | 3. Advisory approval of executive compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Regal Rexnord Corp. | 4/26/2022 | 758750103 | RRX | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Director Nominees for term expiring in 2023 | Issuer | |||
For | For | 1A: Jan Bertsch | ||
For | For | 1B: Stephen Burt | ||
For | For | 1C: Anesa Chaibi | ||
For | For | 1D: Theodore Crandall | ||
For | For | 1E: Christopher Doerr | ||
For | For | 1F: Michael Hilton | ||
For | For | 1G: Louis Pinkham | ||
For | For | 1H: Rakesh Sachdev | ||
For | For | 1I: Curtis Stoelting | ||
For | For | 1J: Robin Walker-Lee | ||
For | For | 2. Advisory vote on compensation of company's named executive officers as disclosed in the company's proxy statement | Issuer | |
For | For | 3. Ratify selection of Deloitte & Touche LLP as accounting firm for the year ending December 31,2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Eaton Corporation | 4/27/2022 | G29183103 | ETN | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Election of Directors | Issuer | |
Craig Arnold | ||||
Christopher Connor | ||||
Olivier Leonetti | ||||
Deborah McCoy | ||||
Silvio Apoli | ||||
Gregory Page | ||||
Sadra Pianalto | ||||
Robert Pragada | ||||
Lori Ryerkerk | ||||
Gerald Smith | ||||
Dorothy Thompson | ||||
Darryl Wilson | ||||
For | For | 2.Ratify appointment of Erst & Young LL as auditor for year ending December 31, 2022 | Issuer | |
For | For | 3. Say on Pay proposal to approve a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s named executive officers | Issuer | |
For | For | 4. Propposal to approve the W.W. Grainger, Inc's 2022 incentive plan | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
W.W. Grainger Inc. | 4/27/2022 | 384802104 | GWW | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Rodney Adkins | ||
For | For | V Ann Hailey | ||
For | For | Katherine Jaspon | ||
For | For | Stuart Lavenick | ||
For | For | D G Macpherson | ||
For | For | Neil Novich | ||
For | For | Beatriz Perez | ||
For | For | Michael Roberts | ||
For | For | E Scott Santi | ||
For | For | Susan Slavik Williams | ||
For | For | Lucas Watson | ||
For | For | Steven White | ||
For | For | 2. Ratify appointment of Erst & Young LLP as auditor for year ending December 31, 2022 | Issuer | |
For | For | 3. Say on Pay proposal to approve a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s named executive officers | Issuer | |
For | For | 4. Propposal to approve the W.W. Grainger, Inc's 2022 incentive plan | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Avery Dennison Croporation | 4/28/2022 | 053611109 | AVY | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Bradley Alford | ||
For | For | Anthony Anderson | ||
For | For | Mitchell Butier | ||
For | For | Ken Hicks | ||
For | For | Andres Lopez | ||
For | For | Patrick Stewart | ||
For | For | Julie Stewart | ||
For | For | Martha Sullivan | ||
For | For | 2. Approval on advisory basis, of our executive compensation | Issuer | |
For | For | 3. Ratification of appointment of PricewaterhouseCoopers LLP as public accounting firm for fiscal year 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Fastenal Compnay | 4/28/2022 | 053611109 | AVY | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | Scott Satterlee | ||
For | For | Michael Ancius | ||
For | For | Stephen Eastman | ||
For | For | Daniel Florness | ||
For | For | Rita Heise | ||
For | For | Hsenghung Sam Hsu | ||
For | For | Daniel Johnson | ||
For | For | Nicholas Lundqist | ||
For | For | Sarah Nielsen | ||
For | For | Reyne Wisecup | ||
For | For | 2. Ratification of KPG LLP as accounting firm for 2022 fiscal year | Issuer | |
For | For | 3. Approval by non-binding vote of executive compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Genuine Parts Company | 4/28/2022 | 372460105 | GPC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Elizabeth Camp | ||
For | For | Richard Cox Jr | ||
For | For | Paul Donahue | ||
For | For | Gary Fayard | ||
For | For | P Russell Hardin | ||
For | For | John Holder | ||
For | For | Donna Hyland | ||
For | For | John Johns | ||
For | For | Jean-Jacques Lafont | ||
For | For | Robert "Robin" Loudermilk Jr | ||
For | For | Wendy Needham | ||
For | For | Juliette Pryor | ||
For | For | E. Jenner Wood III | ||
For | For | 2. Advisory vote on executive compensation | Issuer | |
For | For | 3. Ratification of selection of Ernst Young LLP as auditor for fiscal year ending December 31, 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Globe Life Inc. | 4/28/2022 | 37959102 | GL | Ammual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Director Nominees | Issuer | |||
For | For | Linda Addison | ||
For | For | Maryilyn Alexander | ||
For | For | Cheryl Alston | ||
For | For | Mark Blinn | ||
For | For | James Brannen | ||
For | For | Jane Buchan | ||
For | For | Gary Coleman | ||
For | For | Larry Hutchison | ||
For | For | Robert Ingram | ||
For | For | Steven Johnson | ||
For | For | Darren Rebelez | ||
For | For | Mary Thigpen | ||
For | For | 2. Ratification of Auditors | Issuer | |
For | For | 3. Approval of 2021 Executive Compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Johnson & Johnson | 4/28/2022 | 478160104 | JNJ | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Darius Adamczyk | ||
For | For | Mary Beckerle | ||
For | For | D Scott Davis | ||
For | For | Ian E L Davis | ||
For | For | Jennifer Doudna | ||
For | For | Joaquin Duato | ||
For | For | Alex orsky | ||
For | For | Marillyn Hewson | ||
For | For | Hubert Joly | ||
For | For | Mark McClellan | ||
For | For | Anne Mulcahy | ||
For | For | A Eugene Washington | ||
For | For | Mark Weinberger | ||
For | For | Nadja West | ||
For | For | 2.Advisory vote to approve named executive officer compensaion | Issuer | |
For | For | 3. Approval of the Company's 2022 Long-Term Incentive Plan | Issuer | |
For | For | 4. Ratification of appointment of PricewaterhouseCoopers LLP as accounting firm for 2022 | Issuer | |
Against | Against | 5. Federal securities laws mandatory arbritration bylaw (Proposal Withdrawn) | Security Holder | |
Against | Against | 6. Civil Rights, Equity, Diversity and Inclusion Audit Proposal | Security Holder | |
Against | Against | 7. Third Party Racial Justice Audit | Security Holder | |
Against | Against | 8. Report of Govt. Financial Support and Access to COVID-19 Vaccines and Therapeutics | Security Holder | |
Against | Against | 9. Report on Public Health Cost of protecting vaccine technology | Security Holder | |
Against | Against | 10. Discountine global sales of baby powder containing talc | Security Holder | |
Against | Against | 11. Request to charitable donations disclosure | Security Holder | |
Against | Against | 12. Third party review and report on lobbying activities alignment with position on universal health coverage | Security Holder |
Against | Against | 13. Adopt policy to inclue legal and compliance costs in incentive compensations metrics | Security Holder | |
Against | Against | 14. CEO compensation to Weight Workforce Pay and Ownership | Security Holder |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Snap-on Incorporated | 4/28/2022 | 833034101 | SNA | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | David Adams | ||
For | For | Karen Daniel | ||
For | For | Ruth Ann Gillis | ||
For | For | James Holden | ||
For | For | Nathan Jones | ||
For | For | Henry Knueppel | ||
For | For | W Dudley Lehman | ||
For | For | Nicholas Pinchuk | ||
For | For | Gregg Sherrill | ||
For | For | Donald Stebbins | ||
For | For | 2. Proposal to ratify appointment of Deloitte & Touche LLP as SNA public accounting firm for fiscal 2022 | Issuer | |
For | For | 3. Advisory vote to approve compensation of SNA named executive officers, as disclosed in "Compensaion Discussion and Analysis" and "Executive Compensaion Information" in the Proxy Statement. | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Abbott Laboratores | 4/29/2022 | 002824100 | ABT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | RJ Alpern | ||
For | For | SE Blount | ||
For | For | RB Ford | ||
For | For | P Gonzalez | ||
For | For | MA Kumbier | ||
For | For | DW McDew | ||
For | For | N McKinstry | ||
For | For | WA Osborn | ||
For | For | MF Roman | ||
For | For | DJ Starks | ||
For | For | JG Stratton | ||
For | For | GF Tilton | ||
For | For | 2. Ratification of Ernst & Young LLP as auditors | Issuer | |
For | For | 3. Say on Pay - an advisory vote on the approval of executive compensation | Issuer | |
Against | Against | 4. Special Shareholder Meeting Threshold | Security Holder | |
Against | Against | 5. Independent Board Chairman | Security Holder | |
Against | Against | 6. Rule 10B5-1 Plans | Security Holder | |
Against | Against | 7. Lobbying Disclosure | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Carlisle Companies | 5/3/2022 | 142339100 | CSL | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Robin Adams | ||
For | For | Jonathan Collins | ||
For | For | D Christian Koch | ||
For | For | 2. To adopt an amendment to the company's retated certificat of incorporation to eliminate enhanced voting rights for holdrs of shares of the company's common stock that satisfy certain criteria and provide for one vote for each outstanding share | Issuer | |
For | For | 3. To ratify appointment of Deloitte & Touche LLP as accountingfirm for 2022 | Issuer | |
For | For | 4. To approve an amendment and restatment of the company's incentive compensaiton program to increase the number of shares of the companys common stock available for issuance thereunder | Issuer | |
For | For | 5. To approve on an advisory basis, the comapnys named executive officer compensation in 2021 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Hubbell Inc. | 5/3/2022 | 443510607 | HUBB | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Non-vote | For | Board of Directors: | Issuer | |
Gerben Bakker | ||||
Carlos Cardoso | ||||
Anthony Guzzi | ||||
Fhett Hernandez | ||||
Neal J Keating | ||||
Bonnie C Lind | ||||
John F Mallow | ||||
Jennifer Pollino | ||||
John Russell | ||||
Non-vote | For | Non binding vote to approve compnsation of named executive officers as presented in the 2022 Proxy Statement | Issuer | |
Non-vote | For | To ratify selection of PricewaterhouseCoopers LLP as accounting firm for year 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Carlisle Companies, Inc. | 5/4/2022 | 142339100 | CSL | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors | Issuer | |||
For | For | 1A: Robin Adams | ||
For | For | 1B: Jonathan Collins | ||
For | For | 1C: D Christian Kock | ||
For | For | 2. Adopt amendment to Company's restated certificate of Incorporation to eliminate enhanced voting rights for holders of shares of the Company's common stock that satisfy certain criteria and provide for one vote foe each outstanding share. | Issuer | |
For | For | 3. Ratify appointment of Deloitte & Touche LLP to serve a accounting firm for 2022 | Issuer | |
For | For | 4. Approve an amendment and restatement of the Company's Incentive Compensation Program to increase the number of shares of the Company's common stock available for issuance thereunder | Issuer | |
For | For | 5. To approve on an advisory basis, the Company's name executive officer compensation in 2021 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Stryker Corporation | 5/4/2022 | 863667101 | SYK | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | Mary Brainerd | ||
For | For | Giovanni Caforio MD | ||
For | For | Skikant Datar PhD | ||
For | For | Allan Golston | ||
For | For | Kevin Lobo | ||
For | For | Sheriln McCoy | ||
For | For | Andrew Silvernail | ||
For | For | Lisa Skeete Tatum | ||
For | For | Ronda Stryker | ||
For | For | Rajeev Suri | ||
For | For | 2. Ratification of appointment of independent registered public accounting firm | Issuer | |
For | For | 3. Advisory vote to approve named executive officer compensation | Issuer | |
Against | Against | 4. Shareholder proposal to amend proxy access terms | Stock Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cohen & Steers, Inc. | 5/5/2022 | 19247A100 | CNS | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors | Issuer | |||
For | For | 1A: Martin Cohen | ||
For | For | 1B: Robert Steers | ||
For | For | 1C: Joseph Harvey | ||
For | For | 1D: Reena Aggarwal | ||
For | For | 1E: Frank Connor | ||
For | For | 1F: Peter Rhein | ||
For | For | 1G: Richard Simon | ||
For | For | 1H: Dasha Smith | ||
For | For | 1I: Edmond Villani | ||
For | For | 2: Approval of amended and restated Cohen & Steers, Inc. stock incentive plan | Issuer | |
For | For | 3. Ratification of Deloitte & Touche LLP as company's public accounting firm for the fiscal year ending December 31, 2022 | Issuer | |
For | For | 4. Approval, non binding vote, of compensation of company's named executive officers | ||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Colegate-Pamolive Company | 5/6/2022 | 194162103 | CL | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Direcots: | Issuer | |||
For | For | John Bilbrey | ||
For | For | John Cahill | ||
For | For | Lisa Edwards | ||
For | For | C Martin Harris | ||
For | For | Maartina Hund-Mejean | ||
For | For | Kimberly Nelson | ||
For | For | Lorrie Norrington | ||
For | For | Michael Polk | ||
For | For | Stephen Sadove | ||
For | For | Noel Wallace | ||
For | For | 2. Ratify selection of PricewaterhouseCoopers LLP as Colgates independent registered public accounting firm | Issuer | |
For | For | 3. Advisory vote on executive compensation | Issuer | |
Against | Against | 4.Stockholder proposal regarding shareholder ratification of termination pay | Security Holder | |
Against | Against | 5 .Stockholder proposal regaring charitable donation disclosure | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Dover | 5/6/2022 | 260003108 | DOV | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | Issuer | |||
For | For | DL DeHaas | ||
For | For | HJ Gilbertson Jr | ||
For | For | KD Graham | ||
For | For | MF Johnston | ||
For | For | AE Spigel | ||
For | For | RJ Tobin | ||
For | For | SM Todd | ||
For | For | SK Wagner | ||
For | For | KE Wandell | ||
For | For | MA Winson | ||
For | For | 2. To ratify appointment of PricewaterhouseCoopers LLP as public accounting firm for 2022 | Issuer | |
For | For | 3. To approve, on an advisory basis, named executive officer compensation | Issuer | |
Against | Against | 4. To consider a sharehold proposal regarding the right to allow shareholders to act by written consent | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Franklin Electric | 5/6/2022 | 353514102 | FELE | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors for term expiring 2025 | Issuer | |||
For | For | Renee Peterson | ||
For | For | Jennifer Sherman | ||
For | For | 2. Ratify appointment of Deloitte & Touche LLP as accounting firm for the 2022 fiscal year | Issuer | |
For | For | 3. Approve on advisory basis, the executive compensaiton of named executive officers as disclosed in the Proxy Statement | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
3M Company | 5/9/2022 | 88579Y101 | MMM | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors, each for a term of one year | Issuer | |||
For | For | Thomas "Tony" Brown | ||
For | For | Pamela Craig | ||
For | For | David Dillon | ||
For | For | Michael Eskew | ||
For | For | James Fitterling | ||
For | For | Amy Hood | ||
For | For | Muhtar Kent | ||
For | For | Suzan Kereere | ||
For | For | Dambisa Moyo | ||
For | For | Gregory Page | ||
For | For | Michael Roman | ||
For | For | 2. Ratify appointment of PricewaterhouseCoopers as public accounting firm | Issuer | |
For | For | 3. Advisory approval of executive compensaion | Issuer | |
Against | Against | 4. Shareholder proposal on publishing a report on environmental costs | Security Holder | |
Against | Against | 5. Shareholder proposal on China audit | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cummins | 5/9/2022 | 231021106 | CMI | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1) N Thomas Linebarger | ||
For | For | 2) Jennifer Rumsey | ||
For | For | 3) Robert Bernhard | ||
For | For | 4) Dr Franklin Chang Diaz | ||
For | For | 5) Bruno Di Leo Allen | ||
For | For | 6) Stephen Dobbs | ||
For | For | 7) Carla Harris | ||
For | For | 8) Robert Herdman | ||
For | For | 9) Thomas Lynch | ||
For | For | 10) William Miller | ||
For | For | 11) Georgia Nelson | ||
For | For | 12) Kimberly Nelson | ||
For | For | 13) Karen Quintos | ||
For | For | 14) Advisory vote to approve compensation of named executive officers as disclosed in the proxy statement | Issuer | |
For | For | 15) Proposal to ratify appointment of PricewaterhouseCoopers Lapp as auditors for 2022 | Issuer | |
Against | Against | 16) Shareholder proposal regarding an independent chairman of the board | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Hanover Insurance Group, Inc. | 5/10/2022 | 410867105 | THG | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1.1 Martin Hughes - 2 yr term expiring in 2024 | ||
For | For | 1.2 Kevin Bradicich - 3 yr term expiring in 2025 | ||
For | For | 1.3 Theodore Bunting - 3 yr term expiring in 2025 | ||
For | For | 1.4 Joseph Ramrath - 3 yr term expiring in 2025 | ||
For | For | 1.5 John Roche - 3 yr term expiring in 2025 | ||
For | For | 2. Approve THG 2022 Long-Term Incentive Plan | Issuer | |
For | For | 3. Approve the advisory vote on the Company's executive compensation | Issuer | |
For | For | 4. Ratify appointment of PricewaterhouseCoopers LLP as accounting firm for 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Primaerica, Inc 2:2 | 5/11/2022 | 74164M108 | PRI | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors | Issuer | |||
For | For | 1A: John Addison, Jr | ||
For | For | 1B: Joel Babbit | ||
For | For | 1C: P George Benson | ||
For | For | 1D: Amber Cottle | ||
For | For | 1E: Gary Crittenden | ||
For | For | 1F: Cynthia Day | ||
For | For | 1G: Sanjeev Dheer | ||
For | For | 1H: Beatriz Perez | ||
For | For | 1I: D Richard Williams | ||
For | For | 1J: Glenn Williams | ||
For | For | 1K: Barbara Yastine | ||
For | For | 2. To consider an advisory vote on executive compensation (Say-on-Pay) | Issuer | |
For | For | 3. Ratify appointment of KPMG LLC as accounting firm for fiscal 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
American Financial | 5/18/2022 | 028932104 | AFG | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1) Carl Lindner III | ||
For | For | 2) S. Craig Lindner | ||
For | For | 3) John Berding | ||
For | For | 4)( James Evans | ||
For | For | 5) Terry Jacobs | ||
For | For | 6) Gregory Joseph | ||
For | For | 7) Mary Beth Martin | ||
For | For | 8) Amy Murray | ||
For | For | 9) Evans Nwankwo | ||
For | For | 10) William Verity | ||
For | For | 11) John Von Lehman | ||
For | For | 2. Proposal to ratify Audit Committee's appointment of Ernst & Young LLP as company's public accounting firm for 2022 | Issuer | |
For | For | 3. Advisory vote on compensation of named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
ITT | 5/18/2022 | 45073V108 | ITT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1A. Geraud Darnis | ||
For | For | 1B. Donald DeFosset, Jr. | ||
For | For | 1C. Nicholas Fanandkis | ||
For | For | 1D. Richard Lavin | ||
For | For | 1E. Rebecca McDonald | ||
For | For | 1F. Timothy Powers | ||
For | For | 1G. Luca Savi | ||
For | For | 1H. Cheryl Shavers | ||
For | For | 1I. Sabrina Soussan | ||
For | For | 2. Ratification of Deloitte & Touche LLP as accounting firm of the Company for the 2022 fiscal year | Issuer | |
For | For | 3. Approval of a non-binding advisory vote on executive compensation | Issuer | |
Against | Against | 4. Shareholder proposal regarding special shareholder meetings | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Robert Half Int'l Inc. | 5/18/2022 | 770323103 | RHI | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
` | For | 1A Julia Coronado | ||
For | For | 1B Dirk Kempthorne | ||
For | For | 1C Harold Messmer Jr | ||
For | For | 1D Marc Morial | ||
For | For | 1E Robert Pace | ||
For | For | 1F Frederick Richman | ||
For | For | 1G M Keith Waddell | ||
For | For | 2. Advisory vote to approve executive compensation | Issuer | |
For | For | 3. Ratify appointment of PricewaterhouseCoopers LLP as accounting firm for 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Allstate | 5/24/2022 | 020002101 | ALL | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1A Donald Brown | ||
For | For | 1B Kermit Crawford | ||
For | For | 1C Richard Hume | ||
For | For | 1D Margaret Keane | ||
For | For | 1E Siddharth Mehta | ||
For | For | 1F Jacques Perold | ||
For | For | 1G Andrea Redmond | ||
For | For | 1H Gregg Sherrill | ||
For | For | 1I Judith Spieser | ||
For | For | 1J Perry Traquina | ||
For | For | 1K Thomas Wilson | ||
For | For | 2. Advisory vote to approve compensation of named executives | Issuer | |
For | For | 3. Ratification of appointment of Deloitte & Touche LLP as independent registered public accountant for 2022 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Unitedhealth Group | 6/6/2022 | 91324P102 | UNH | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors | Issuer | |||
For | For | 1a Timothy Flynn | ||
For | For | 1b Paul Garcia | ||
For | For | 1c Stephen Hemsley | ||
For | For | 1d Michael Hopper | ||
For | For | 1e F William McNabb III | ||
For | For | 1f Valerie Montgomery Rice MD | ||
For | For | 1g John Noseworthy MD | ||
For | For | 1h Andrew Witty | ||
For | For | 2 Advisory approval of the company's executive compensation | Issuer | |
For | For | 3 Ratification of the appointment of Deloitte & Touche LLP as accounting firm for the Company for the year ending December 31, 2022 | Issuer | |
Against | Against | 4 If properly presented at the 2022 annual meeting of shareholders, the shareholder proposal seeking shareholder ratification of termination pay | Security Holder | |
Against | Against | 5 If properly presented at the 2022 annual meeting of shareholders, the shareholder proposal regarding political contributions congruency report | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Target Corp. | 6/8/2022 | 87612E106 | TGT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1 Election of Directors | Issuer | |||
For | For | 1a David Abney | ||
For | For | 1b Douglas Baker Jr | ||
For | For | 1c George Barrett | ||
For | For | 1d Gail Bourdreaux | ||
For | For | 1e Brian Cornell | ||
For | For | 1f Robert Edwards | ||
For | For | 1g Melanie Healey | ||
For | For | 1h Donald Knauss | ||
For | For | 1i Christine Leahy | ||
For | For | 1j Monica Lozano | ||
For | For | 1k Derica Rice | ||
For | For | 1l Dmitri Stockton | ||
For | For | 2 Company proposal to ratify appointment of Ernst & Young LLp as public accounting firm | Issuer | |
For | For | 3 Company proposal to approve, on an advisory basis, our executive compensation (say on Pay ) | Issuer | |
Against | Against | 4 Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit | Security Holder |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)* /s/ Gregory Bakken
Gregory Bakken
President/Principal Executive Officer
Date: 8/30/2022
* Print the name and title of each signing officer under his or her signature.