UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202
Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
811 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 765-4711
Date of fiscal year end: 10/31
Date of reporting period: July 1, 2021 – June 30, 2022
Item 1. Proxy Voting Record.
Name of Fund: | Alpha Intelligent - Large Cap Growth Fund | |||
Period: | July 1, 2021 - June 30, 2022 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Danaher Corporation | 5/10/2022 | 235851102 | DHR | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Rainer M. Blair | Issuer | |
For | For | 1B. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Linda Filler | Issuer | |
For | For | 1C. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Teri List | Issuer | |
For | For | 1D. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Issuer | |
For | For | 1E. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Issuer | |
For | For | 1F. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Mitchell P. Rales | Issuer | |
For | For | 1G. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Steven M. Rales | Issuer | |
For | For | 1H. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Issuer | |
For | For | 1I. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: A. Shane Sanders | Issuer | |
For | For | 1J. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: John T. Schwieters | Issuer | |
For | For | 1K. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Alan G. Spoon | Issuer | |
For | For | 1L. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Issuer | |
For | For | 1M. Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Elias A. Zerhouni, MO | Issuer | |
For | For | 2. To ratify the selection of Ernst & Young LLP as Danahers independent registered public accounting firm for the year ending December 31, 2022. | Issuer | |
For | For | 3. To approve on an advisory basis the Company's named executive officer compensation. | Issuer | |
For | Against | 4. To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Agilon Health Inc | 5/24/2022 | 00857U107 | AGL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Richard J. Schnall | Issuer | |
For | For | 1b. Election of Director: Sharad Mansukani, M.D. | Issuer | |
For | For | 1c. Election of Director: Michael Smith | Issuer | |
For | For | 1d. Election of Director: Clay Richards | Issuer | |
For | For | 2. Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm. | Issuer | |
For | For | 3. To approve, by non-binding vote, executive compensation. | Issuer | |
1 Year | 1 Year | 4. To recommend, by non-binding vote, the frequency of executive compensation votes. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
ALIGN TECHNOLOGY, INC. | 5/18/2022 | 016255101 | ALGN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Kevin J. Dallas | Issuer | |
For | For | 1b. Election of Director: Joseph M. Hogan | Issuer | |
For | For | 1c. Election of Director: Joseph Lacob | Issuer | |
For | For | 1d. Election of Director: C. Raymond Larkin, Jr. | Issuer | |
For | For | 1e. Election of Director: George J. Morrow | Issuer | |
For | For | 1f. Election of Director: Anne M. Myong | Issuer | |
For | For | 1g. Election of Director: Andrea L. Saia | Issuer | |
For | For | 1h. Election of Director: Greg J. Santora | Issuer | |
For | For | 1i. Election of Director: Susan E. Siegel | Issuer | |
For | For | 1j. Election of Director: Warren S. Thaler | Issuer | |
For | For | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
American Tower Corporation | 5/17/2022 | 03027X100 | AMT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Thomas A. Bartlett | Issuer | |
For | For | 1B. Election of Director: Kelly C. Chambliss | Issuer | |
For | For | 1C. Election of Director: Teresa H. Clarke | Issuer | |
For | For | 1D. Election of Director: Raymond P. Dolan | Issuer | |
For | For | 1E. Election of Director: Kenneth R. Frank | Issuer | |
For | For | 1F. Election of Director: Robert D. Hormats | Issuer | |
For | For | 1G. Election of Director: Grace D. Lieblein | Issuer | |
For | For | 1H. Election of Director: Craig Macnab | Issuer | |
For | For | 1I. Election of Director: JoAnn A. Reed | Issuer | |
For | For | 1J. Election of Director: Pamela D.A. Reeve | Issuer | |
For | For | 1K. Election of Director: David E. Sharbutt | Issuer | |
For | For | 1L. Election of Director: Bruce L. Tanner | Issuer | |
For | For | 1M. Election of Director: Samme L. Thompson | Issuer | |
For | For | 2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Issuer | |
For | For | 3. To approve, on an advisory basis, the Company's executive compensation. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
AMPHENOL CORPORATION | 5/18/2022 | 032095101 | APH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1.1 Election of Director: Nancy A. Altobello | Issuer | |
For | For | 1.2 Election of Director: Stanley L. Clark | Issuer | |
For | For | 1.3 Election of Director: David P. Falck | Issuer | |
For | For | 1.4 Election of Director: Edward G. Jepsen | Issuer | |
For | For | 1.5 Election of Director: Rita S. Lane | Issuer | |
For | For | 1.6 Election of Director: Robert A. Livingston | Issuer | |
For | For | 1.7 Election of Director: Martin H. Loeffler | Issuer | |
For | For | 1.8 Election of Director: R. Adam Norwitt | Issuer | |
For | For | 1.9 Election of Director: Anne Clarke Wolff | Issuer | |
For | For | 2. Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants | Issuer | |
For | For | 3. Advisory Vote to Approve Compensation of Named Executive Officers | Issuer | |
For | Against | 4. Stockholder Proposal: Special Shareholder Meeting Improvement | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
SALESFORCE, INC. | 6/9/2022 | 79466L302 | CRM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Marc Benioff | Issuer | |
For | For | 1b. Election of Director: Bret Taylor | Issuer | |
For | For | 1e. Election of Director: Laura Alber | Issuer | |
For | For | 1d. Election of Director: Craig Conway | Issuer | |
For | For | 1e. Election of Director: Parker Harris | Issuer | |
For | For | 1f. Election of Director: Alan Hassenfeld | Issuer | |
For | For | 1g. Election of Director: Neelie Kroes | Issuer | |
For | For | 1h. Election of Director: Oscar Munoz | Issuer | |
For | For | 1i. Election of Director: Sanford Robertson | Issuer | |
For | For | 1j. Election of Director: John V. Roos | Issuer | |
For | For | 1k. Election of Director: Robin Washington | Issuer | |
For | For | 1l. Election of Director: Maynard Webb | Issuer | |
For | For | 1m. Election of Director: Susan Wojcicki | Issuer | |
For | For | 2. Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Issuer | |
For | For | 3. Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. | Issuer | |
For | For | 4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Issuer | |
For | For | 5. An advisory vote to approve the fiscal 2022 compensation of our named executive officers. | Issuer | |
For | Against | 6. A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. | Security Holder | |
Against | Against | 7. A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
COSTAR GROUP, INC. | 6/9/2022 | 22160N109 | CSGP | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Michael R. Klein | Issuer | |
For | For | 1b. Election of Director: Andrew C. Florance | Issuer | |
For | For | 1c. Election of Director: Laura Cox Kaplan | Issuer | |
For | For | 1d. Election of Director: Michael J. Glosserman | Issuer | |
For | For | 1e. Election of Director: John W. Hill | Issuer | |
For | For | 1f. Election of Director: Robert W. Musslewhite | Issuer | |
For | For | 1g. Election of Director: Christopher J. Nassetta | Issuer | |
For | For | 1h. Election of Director: Louise S. Sams | Issuer | |
For | For | 2. Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Issuer | |
For | For | 3. Proposal to approve, on an advisory basis, the Company's executive compensation. | Issuer | |
For | Against | 4. Stockholder proposal regarding stockholder right to call a special meeting, if properly presented. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
DOORDASH, INC. | 6/23/2022 | 25809K105 | DASH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: John Doerr | Issuer | |
For | For | 1b. Election of Director: Andy Fang | Issuer | |
For | For | 2. The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. The approval, on an advisory basis, of the compensation of our named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
DATADOG, INC. | 6/2/2022 | 23804L103 | DDOG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Class Ill Director to hold office until our Annual Meeting of Stockholders in 2025: Titi Cole | Issuer | |
For | For | 1B. Election of Class Ill Director to hold office until our Annual Meeting of Stockholders in 2025: Matthew Jacobson | Issuer | |
For | For | 1C. Election of Class Ill Director to hold office until our Annual Meeting of Stockholders in 2025: Julie Richardson | Issuer | |
For | For | 2. Advisory vote to approve the compensation of our named executive officers. | Issuer | |
For | For | 3. To ratify the selection by the Audit Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Dollar General | 5/25/2022 | 256677105 | DG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Warren F. Bryant | Issuer | |
For | For | 1B. Election of Director: Michael M. Calbert | Issuer | |
For | For | 1C. Election of Director: Patricia D. Fili-Krushel | Issuer | |
For | For | 1D. Election of Director: Timothy I. McGuire | Issuer | |
For | For | 1E. Election of Director: William C. Rhodes, III | Issuer | |
For | For | 1F. Election of Director: Debra A. Sandler | Issuer | |
For | For | 1G. Election of Director: Ralph E. Santana | Issuer | |
For | For | 1H. Election of Director: Todd J. Vasos | Issuer | |
For | For | 2. To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Issuer | |
For | For | 3. To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2022. | Issuer | |
Against | Against | 4. To vote on a shareholder proposal requesting political spending disclosure. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Equifax Inc | 5/5/2022 | 294429105 | EFX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Mark W. Begor | Issuer | |
For | For | 1B. Election of Director: Mark L. Feidler | Issuer | |
For | For | 1C. Election of Director: G. Thomas Hough | Issuer | |
For | For | 1D. Election of Director: Robert D. Marcus | Issuer | |
For | For | 1E. Election of Director: Scott A. McGregor | Issuer | |
For | For | 1F. Election of Director: John A. McKinley | Issuer | |
For | For | 1G. Election of Director: Robert W. Selander | Issuer | |
For | For | 1H. Election of Director: Melissa D. Smith | Issuer | |
For | For | 1I. Election of Director: Audrey Boone Tillman | Issuer | |
For | For | 1J. Election of Director: Heather H. Wilson | Issuer | |
For | For | 2. Advisory vote to approve named executive officer compensation. | Issuer | |
For | For | 3. Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2022. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Fiserv Inc | 5/18/2022 | 337738108 | FISV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Frank J. Bisignano | ||||
Election of Director: Alison Davis | ||||
Election of Director: Henrique de Castro | ||||
Election of Director: Harry F. DiSimone | ||||
Election of Director: Dylan G. Haggart | ||||
Election of Director: Wafaa Mamilli | ||||
Election of Director: Heidi G. Miller | ||||
Election of Director: Doyle R. Simons | ||||
Election of Director: Kevin M. Warren | ||||
For | For | 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Issuer | |
For | For | 3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2022. | Issuer | |
Against | Against | 4. Shareholder proposal requesting the board seek shareholder approval of senior manager severance and termination payments. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Gartner Inc | 6/2/2022 | 366651107 | IT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director for term expiring in 2023: Peter E. Bisson | Issuer | |
For | For | 1B. Election of Director for term expiring in 2023: Richard J. Bressler | Issuer | |
For | For | 1C. Election of Director for term expiring in 2023: Raul E. Cesan | Issuer | |
For | For | 1D. Election of Director for term expiring in 2023: Karen E. Dykstra | Issuer | |
For | For | lE. Election of Director for term expiring in 2023: Diana S. Ferguson | Issuer | |
For | For | lF. Election of Director for term expiring in 2023: Anne Sutherland Fuchs | Issuer | |
For | For | lG. Election of Director for term expiring in 2023: William 0. Grabe | Issuer | |
For | For | lH. Election of Director for term expiring in 2023: Eugene A. Hall | Issuer | |
For | For | 1I. Election of Director for term expiring in 2023: Stephen G. Pagliuca | Issuer | |
For | For | lJ. Election of Director for term expiring in 2023: Eileen M. Serra | Issuer | |
For | For | lK. Election of Director for term expiring in 2023: James C. Smith | Issuer | |
For | For | 2. Approval, on an advisory basis, of the compensation of our named executive officers. | Issuer | |
For | For | 3. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Live Nation Entertainment Inc | 6/16/2022 | 538034109 | LYV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director to hold office until the 2023 Annual Meeting: Maverick Carter | Issuer | |
For | For | 1B. Election of Director to hold office until the 2023 Annual Meeting: Ping Fu | Issuer | |
For | For | 1C. Election of Director to hold office until the 2023 Annual Meeting: Jeffrey T. Hinson | Issuer | |
For | For | 1D. Election of Director to hold office until the 2023 Annual Meeting: Chad Hollingsworth | Issuer | |
For | For | 1E. Election of Director to hold office until the 2023 Annual Meeting: James Iovine | Issuer | |
For | For | 1F. Election of Director to hold office until the 2023 Annual Meeting: James S. Kahan | Issuer | |
For | For | 1G. Election of Director to hold office until the 2023 Annual Meeting: Gregory B. Maffei | Issuer | |
For | For | 1H. Election of Director to hold office until the 2023 Annual Meeting: Randall T. Mays | Issuer | |
For | For | 1I. Election of Director to hold office until the 2023 Annual Meeting: Michael Rapino | Issuer | |
For | For | 1J. Election of Director to hold office until the 2023 Annual Meeting: Dana Walden | Issuer | |
For | For | 1K. Election of Director to hold office until the 2023 Annual Meeting: Latriece Watkins | Issuer | |
For | For | 2. To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the 2022 fiscal year. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Mastercard Incorporated | 6/21/2022 | 57636Q104 | MA | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Merit E. Janow | Issuer | |
For | For | 1b. Election of Director: Candido Bracher | Issuer | |
For | For | 1c. Election of Director: Richard K. Davis | Issuer | |
For | For | 1d. Election of Director: Julius Genachowski | Issuer | |
For | For | 1e. Election of Director: Choon Phong Goh | Issuer | |
For | For | 1f. Election of Director: Oki Matsumoto | Issuer | |
For | For | 1g. Election of Director: Michael Miebach | Issuer | |
For | For | 1h. Election of Director: Youngme Moon | Issuer | |
For | For | 1i. Election of Director: Rima Qureshi | Issuer | |
For | For | 1j. Election of Director: Gabrielle Sulzberger | Issuer | |
For | For | 1k. Election of Director: Jackson Tai | Issuer | |
For | For | 1l. Election of Director: Harit Talwar | Issuer | |
For | For | 1m. Election of Director: Lance Uggla | Issuer | |
For | For | 2. Advisory approval of Mastercard's executive compensation. | Issuer | |
For | For | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Issuer | |
For | For | 4. Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Issuer | |
For | Against | 5. Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Security Holder | |
Against | Against | 6. Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Security Holder | |
Against | Against | 7. Consideration of a stockholder proposal requesting charitable donation disclosure. | Security Holder | |
Against | Against | 8. Consideration of a stockholder proposal requesting a report on "ghost guns". | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Mongodb Inc | 6/28/2022 | 60937P106 | MDB | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Francisco D'Souza | ||||
Election of Director: Charles M. Hazard, Jr. | ||||
Election of Director: Tom Killalea | ||||
For | For | 2. Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Issuer | |
For | For | 3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Cloudflare Inc | 6/2/2022 | 18915M107 | NET | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Mark Anderson | ||||
Election of Director: Mark Hawkins | ||||
Election of Director: Carl Ledbetter | ||||
For | For | 2. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. To approve, on an advisory basis, the compensation of our named executive officers. | Issuer | |
For | For | 4. To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
NETFLIX, INC. | 6/2/2022 | 64110L106 | NFLX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Issuer | |
For | For | 1b. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Issuer | |
For | For | 1c. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Issuer | |
For | For | 1d. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Issuer | |
For | For | 2. Management Proposal: Declassification of the Board of Directors. | Issuer | |
For | For | 3. Management Proposal: Elimination of Supermajority Voting Provisions. | Issuer | |
For | For | 4. Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Issuer | |
For | For | 5. Ratification of Appointment of Independent Registered Public Accounting Firm. | Issuer | |
For | For | 6. Advisory Approval of Executive Officer Compensation. | Issuer | |
Against | Against | 7. Stockholder Proposal entitled, "Proposal 7 -Simple Majority Vote," if properly presented at the meeting. | Security Holder | |
Against | Against | 8. Stockholder Proposal entitled, "Proposal 8 - Lobbying Activity Report," if properly presented at the meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
O'REILLY AUTOMOTIVE, INC. | 5/12/2022 | 67103H107 | ORLY | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: David O'Reilly | Issuer | |
For | For | 1B. Election of Director: Larry O'Reilly | Issuer | |
For | For | 1C. Election of Director: Greg Henslee | Issuer | |
For | For | 1D. Election of Director: Jay D. Burchfield | Issuer | |
For | For | 1E. Election of Director: Thomas T. Hendrickson | Issuer | |
For | For | 1F. Election of Director: John R. Murphy | Issuer | |
For | For | 1G. Election of Director: Dana M. Perlman | Issuer | |
For | For | 1H. Election of Director: Maria A. Sastre | Issuer | |
For | For | 1I. Election of Director: Andrea M. Weiss | Issuer | |
For | For | 1J. Election of Director: Fred Whitfield | Issuer | |
For | For | 2. Advisory vote to approve executive compensation. | Issuer | |
For | For | 3. Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2022. | Issuer | |
For | Against | 4. Shareholder proposal entitled "Special Shareholder Meeting lmprovement." | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
ROYALTY PHARMA PLC | 6/23/2022 | G7709Q104 | RPRX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Pablo Legorreta | Issuer | |
For | For | 1b. Election of Director: Henry Fernandez | Issuer | |
For | For | 1c. Election of Director: Bonnie Bassler | Issuer | |
For | For | 1d. Election of Director: Errol De Souza | Issuer | |
For | For | 1e. Election of Director: Catherine Engelbert | Issuer | |
For | For | 1f. Election of Director: M. Germano Giuliani | Issuer | |
For | For | 1g. Election of Director: David Hodgson | Issuer | |
For | For | 1h. Election of Director: Ted Love | Issuer | |
For | For | 1i. Election of Director: Gregory Norden | Issuer | |
For | For | 1j. Election of Director: Rory Riggs | Issuer | |
For | For | 2. A non-binding advisory vote to approve executive compensation. | Issuer | |
For | For | 3. Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Issuer | |
For | For | 4. Approve receipt of our U.K. audited annual report and accounts and related directors' and auditor's reports for the fiscal year ended December 31, 2021. | Issuer | |
For | For | 5. Approve on a non-binding advisory basis our U.K. directors' remuneration report. | Issuer | |
For | For | 6. Re-appoint Ernst & Young as our U.K. statutory auditor, to hold office until the conclusion of the next general meeting at which the U.K. annual report and accounts are presented to shareholders. | Issuer | |
For | For | 7. Authorize the board of directors to determine the remuneration of Ernst & Young in its capacity as our U.K. statutory auditor. | Issuer | |
For | For | 8. Approve the terms of the agreements and counterparties pursuant to which we may purchase our Class A ordinary shares. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
THE SHERWIN-WILLIAMS COMPANY | 4/20/2022 | 824348106 | SHW | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Kerrii B. Anderson | Issuer | |
For | For | 1B. Election of Director: Arthur F. Anton | Issuer | |
For | For | 1C. Election of Director: Jeff M. Fettig | Issuer | |
For | For | 1D. Election of Director: Richard J. Kramer | Issuer | |
For | For | 1E. Election of Director: John G. Morikis | Issuer | |
For | For | 1F. Election of Director: Christine A. Poon | Issuer | |
For | For | 1G. Election of Director: Aaron M. Powell | Issuer | |
For | For | 1H. Election of Director: Marta R. Stewart | Issuer | |
For | For | 1I. Election of Director: Michael H. Thaman | Issuer | |
For | For | 1J. Election of Director: Matthew Thornton Ill | Issuer | |
For | For | 1K. Election of Director: Steven H. Wunning | Issuer | |
For | For | 2. Advisory approval of the compensation of the named executives. | Issuer | |
For | For | 3. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
BLOCK, INC. | 6/14/2022 | 852234103 | SQ | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Jack Dorsey | ||||
Election of Director: Paul Deighton | ||||
For | For | 2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Issuer | |
1 Year | 1 Year | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Issuer | |
For | For | 4. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. | Issuer | |
For | Against | 5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
The TJX Companies Inc | 6/7/2022 | 872540109 | TJX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Jose B. Alvarez | Issuer | |
For | For | 1b. Election of Director: Alan M. Bennett | Issuer | |
For | For | 1c. Election of Director: Rosemary T. Berkery | Issuer | |
For | For | 1d. Election of Director: David T. Ching | Issuer | |
For | For | 1e. Election of Director: C. Kim Goodwin | Issuer | |
For | For | 1f. Election of Director: Ernie Herrman | Issuer | |
For | For | 1g. Election of Director: Michael F. Hines | Issuer | |
For | For | 1h. Election of Director: Amy B. Lane | Issuer | |
For | For | 1i. Election of Director: Carol Meyrowitz | Issuer | |
For | For | 1j. Election of Director: Jackwyn L. Nemerov | Issuer | |
For | For | 1k. Election of Director: John F. O'Brien | Issuer | |
For | For | 2. Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2023 | Issuer | |
For | For | 3. Approval of Stock Incentive Plan (2022 Restatement) | Issuer | |
For | For | 4. Advisory approval of TJX's executive compensation (the say-on-pay vote) | Issuer | |
Against | Against | 5. Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain | Security Holder | |
Against | Against | 6. Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees | Security Holder | |
Against | Against | 7. Shareholder proposal for a report on risk due to restrictions on reproductive rights | Security Holder | |
Against | Against | 8. Shareholder proposal to adopt a paid sick leave policy for all Associates | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
THERMO FISHER SCIENTIFIC INC. | 5/18/2022 | 883556102 | TMO | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of director: Marc N. Casper | Issuer | |
For | For | 1B. Election of director: Nelson J. Chai | Issuer | |
For | For | 1C. Election of director: Ruby R. Chandy | Issuer | |
For | For | 1D. Election of director: C. Martin Harris | Issuer | |
For | For | 1E. Election of director: Tyler Jacks | Issuer | |
For | For | 1F. Election of director: R. Alexandra Keith | Issuer | |
For | For | 1G. Election of director: Jim P. Manzi | Issuer | |
For | For | 1H. Election of director: James C. Mullen | Issuer | |
For | For | 1I. Election of director: Lars R. Sorensen | Issuer | |
For | For | 1J. Election of director: Debora L. Spar | Issuer | |
For | For | 1K. Election of director: Scott M. Sperling | Issuer | |
For | For | 1L. Election of director: Dion J. Weisler | Issuer | |
For | For | 2. An advisory vote to approve named executive officer compensation. | Issuer | |
For | For | 3. Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2022. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
THE TRADE DESK, INC. | 5/26/2022 | 88339J105 | TTD | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Lise J. Buyer | ||||
Election of Director: Kathryn E. Falberg | ||||
Election of Director: David B. Wells | ||||
For | For | 2. The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. The approval, on a non-binding, of the compensation of our named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
TWILIO INC. | 6/22/2022 | 90138F102 | TWLO | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Donna L. Dubinsky | ||||
Election of Director: Deval Patrick | ||||
For | For | 2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
TWITTER, INC. | 5/25/2022 | 90184L102 | TWTR | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Egon Durban | Issuer | |
For | For | 1b. Election of Director: Patrick Pichette | Issuer | |
For | For | 2. The approval, on an advisory basis, of the compensation of our named executive officers. | Issuer | |
For | For | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Issuer | |
For | For | 4. The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Issuer | |
Against | Against | 5. A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. | Security Holder | |
Against | Against | 6. A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Security Holder | |
Against | Against | 7. A stockholder proposal regarding an audit analyzing the Company's impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. | Security Holder | |
Against | Against | 8. A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. | Security Holder | |
Against | Against | 9. A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
10X GENOMICS, INC. | 6/15/2022 | 88025U109 | TXG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Class III Director to hold office for a three year term expiring at our 2025 Annual Meeting: Sri Kosaraju | Issuer | |
For | For | 1b. Election of Class III Director to hold office for a three year term expiring at our 2025 Annual Meeting: Mathai Mammen, M.D., Ph.D. | Issuer | |
For | For | 1c. Election of Class III Director to hold office for a three year term expiring at our 2025 Annual Meeting: Shehnaaz Suliman, M.D., M.Phil., M.B.A. | Issuer | |
For | For | 2. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm to audit our financial statements for our fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. Approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
UNITY SOFTWARE INC | 6/2/2022 | 91332U101 | U | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Egon Durban | ||||
Election of Director: Barry Schuler | ||||
Election of Director: Robynne Sisco | ||||
For | For | 2. To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Issuer | |
For | For | 3. To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Issuer | |
1 Year | 1 Year | 4. To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
UNITEDHEALTH GROUP | 6/6/2022 | 91324P102 | UNH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Timothy P. Flynn | Issuer | |
For | For | 1b. Election of Director: Paul R. Garcia | Issuer | |
For | For | 1c. Election of Director: Stephen J. Hemsley | Issuer | |
For | For | 1d. Election of Director: Michele J. Hooper | Issuer | |
For | For | 1e. Election of Director: F. William McNabb Ill | Issuer | |
For | For | 1f. Election of Director: Valerie C. Montgomery Rice, M.D. | Issuer | |
For | For | 1g. Election of Director: John H. Noseworthy, M.D. | Issuer | |
For | For | 1h. Election of Director: Andrew Witty | Issuer | |
For | For | 2. Advisory approval of the Company's executive compensation. | Issuer | |
For | For | 3. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022. | Issuer | |
Against | Against | 4. If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Security Holder | |
Against | Against | 5. If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
VEEVA SYSTEMS INC. | 6/9/2022 | 922475108 | VEEV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director to serve until the annual meeting to be held in 2023: Tim Cabral | Issuer | |
For | For | 1b. Election of Director to serve until the annual meeting to be held in 2023: Mark Carges | Issuer | |
For | For | 1c. Election of Director to serve until the annual meeting to be held in 2023: Paul E. Chamberlain | Issuer | |
For | For | 1d. Election of Director to serve until the annual meeting to be held in 2023: Peter P. Gassner | Issuer | |
For | For | 1e. Election of Director to serve until the annual meeting to be held in 2023: Mary Lynne Hedley | Issuer | |
For | For | 1f. Election of Director to serve until the annual meeting to be held in 2023: Priscilla Hung | Issuer | |
For | For | 1g. Election of Director to serve until the annual meeting to be held in 2023: Tina Hunt | Issuer | |
For | For | 1h. Election of Director to serve until the annual meeting to be held in 2023: Marshall Mohr | Issuer | |
For | For | 1i. Election of Director to serve until the annual meeting to be held in 2023: Gordon Ritter | Issuer | |
For | For | 1j. Election of Director to serve until the annual meeting to be held in 2023: Paul Sekhri | Issuer | |
For | For | 1k. Election of Director to serve until the annual meeting to be held in 2023: Matthew J. Wallach | Issuer | |
For | For | 2. To approve an amendment and restatement of our 2013 Equity Incentive Plan. | Issuer | |
For | For | 3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
VERISK ANALYTICS, INC. | 5/25/2022 | 92345Y106 | VRSK | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Jeffrey Dailey | Issuer | |
For | For | 1B. Election of Director: Constantine P. Iordanou | Issuer | |
For | For | 1C. Election of Director: Wendy Lane | Issuer | |
For | For | 1D. Election of Director: Lee M. Shavel | Issuer | |
For | For | 1E. Election of Director: Kimberly S. Stevenson | Issuer | |
For | For | 2. To approve the Board Declassification Amendment | Issuer | |
For | For | 3. To approve executive compensation on an advisory, non-binding basis. | Issuer | |
For | For | 4. To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2022 fiscal year. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
VERTEX PHARMACEUTICALS INCORPORATED | 5/18/2022 | 92532F100 | VRTX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Sangeeta Bhatia | Issuer | |
For | For | 1B. Election of Director: Lloyd Carney | Issuer | |
For | For | 1C. Election of Director: Alan Garber | Issuer | |
For | For | 1D. Election of Director: Terrence Kearney | Issuer | |
For | For | 1E. Election of Director: Reshma Kewalramani | Issuer | |
For | For | 1F. Election of Director: Yuchun Lee | Issuer | |
For | For | 1G. Election of Director: Jeffrey Leiden | Issuer | |
For | For | 1H. Election of Director: Margaret McGlynn | Issuer | |
For | For | 1I. Election of Director: Diana McKenzie | Issuer | |
For | For | 1J. Election of Director: Bruce Sachs | Issuer | |
For | For | 1K. Election of Director: Suketu Upadhyay | Issuer | |
For | For | 2. Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022. | Issuer | |
For | For | 3. Advisory vote to approve named executive office compensation. | Issuer | |
For | For | 4. Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
WAYFAIR INC | 5/24/2022 | 94419L101 | W | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Niraj Shah | Issuer | |
For | For | 1B. Election of Director: Steven Conine | Issuer | |
For | For | 1C. Election of Director: Michael Choe | Issuer | |
For | For | 1D. Election of Director: Andrea Jung | Issuer | |
For | For | 1E. Election of Director: Jeremy King | Issuer | |
For | For | 1F. Election of Director: Michael Kumin | Issuer | |
For | For | 1G. Election of Director: Jeffrey Naylor | Issuer | |
For | For | 1H. Election of Director: Anke Schäferkordt | Issuer | |
For | For | 1I. Election of Director: Michael E. Sneed | Issuer | |
For | For | 2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the year ending December 31, 2022. | Issuer | |
3 Years | 3 Years | 3. To hold an advisory vote on how frequently a "say on pay" proposal should be included in our Proxy Statement. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
WORKDAY, INC. | 6/22/2022 | 98138H101 | WDAY | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Lynne M. Doughtie | ||||
Election of Director: Carl M. Eschenbach | ||||
Election of Director: Michael M. McNamara | ||||
Election of Director: Jerry Yang | ||||
For | For | 2. To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2023. | Issuer | |
For | For | 3. To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Issuer | |
For | For | 4. To approve the new 2022 Equity Incentive Plan to replace our 2012 Equity Incentive Plan. | Issuer | |
For | For | 5. To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
ZOOM VIDEO COMMUNICATIONS, INC | 6/16/2022 | 98980L101 | ZM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Carl M. Eschenbach | ||||
Election of Director: William R. McDermott | ||||
Election of Director: Janet Napolitano | ||||
Election of Director: Santiago Subotovsky | ||||
For | For | 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. | Issuer | |
For | For | 3. To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
ZOETIS INC. | 5/19/2022 | 98978V103 | ZTS | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Paul M. Bisaro | Issuer | |
For | For | 1B. Election of Director: Frank A. D'Amelio | Issuer | |
For | For | 1C. Election of Director: Michael B. McCallister | Issuer | |
For | For | 2. Advisory vote to approve our executive compensation. | Issuer | |
For | For | 3. Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Issuer | |
For | For | 4. Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Issuer | |
For | For | 5. Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Issuer | |
For | For | 6. Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
ADOBE INC. | 4/14/2022 | 00724F101 | ADBE | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Not Voted | For | 1A. Election of Director to serve for a one-year term: Amy Banse | Issuer | |
Not Voted | For | 1B. Election of Director to serve for a one-year term: Brett Biggs | Issuer | |
Not Voted | For | 1C. Election of Director to serve for a one-year term: Melanie Boulden | Issuer | |
Not Voted | For | 1D. Election of Director to serve for a one-year term: Frank Calderoni | Issuer | |
Not Voted | For | 1E. Election of Director to serve for a one-year term: Laura Desmond | Issuer | |
Not Voted | For | 1F. Election of Director to serve for a one-year term: Shantanu Narayen | Issuer | |
Not Voted | For | 1G. Election of Director to serve for a one-year term: Spencer Neumann | Issuer | |
Not Voted | For | 1H. Election of Director to serve for a one-year term: Kathleen Oberg | Issuer | |
Not Voted | For | 1I. Election of Director to serve for a one-year term: Dheeraj Pandey | Issuer | |
Not Voted | For | 1J. Election of Director to serve for a one-year term: David Ricks | Issuer | |
Not Voted | For | 1K. Election of Director to serve for a one-year term: Daniel Rosensweig | Issuer | |
Not Voted | For | 1L. Election of Director to serve for a one-year term: John Warnock | Issuer | |
Not Voted | For | 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Issuer | |
Not Voted | For | 3. Approve, on an advisory basis, the compensation of our named executive officers. | Issuer |
Name of Fund: | Alpha Intelligent - Large Cap Value Fund | |||
Period: | July 1, 2021 - June 30, 2022 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Agilent Technologies Inc | 3/16/2022 | 00846U101 | A | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Not Voted | For | 1.1 Election of Director for a three-year term: Hans E. Bishop | Issuer | |
Not Voted | For | 1.2 Election of Director for a three-year term: Otis W. Brawley, M.D. | Issuer | |
Not Voted | For | 1.3 Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. | Issuer | |
Not Voted | For | 2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Issuer | |
Not Voted | For | 3. To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Issuer | |
Not Voted | Against | 4. To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
American International Group Inc | 5/11/2022 | 026874784 | AIG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: JAMES COLE, JR. | Issuer | |
For | For | 1B. Election of Director: W. DON CORNWELL | Issuer | |
For | For | 1C. Election of Director: WILLIAM G. JURGENSEN | Issuer | |
For | For | 1D. Election of Director: LINDA A. MILLS | Issuer | |
For | For | 1E. Election of Director: THOMAS F. MOTAMED | Issuer | |
For | For | 1F. Election of Director: PETER R. PORRINO | Issuer | |
For | For | 1G. Election of Director: JOHN G. RICE | Issuer | |
For | For | 1H. Election of Director: DOUGLAS M. STEENLAND | Issuer | |
For | For | 1I. Election of Director: THERESE M. VAUGHAN | Issuer | |
For | For | 1J. Election of Director: PETER ZAFFINO | Issuer | |
For | For | 2. Approve, on an advisory basis, the 2021 compensation of AIG's named executives. | Issuer | |
For | For | 3. Ratify the selection of PricewaterhouseCoopers LLP to serve as AIG's independent registered public accounting firm for 2022. | Issuer | |
For | Against | 4. Shareholder proposal to reduce the threshold to call special meetings from 25 percent to 10 percent. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Baker Hughes Company | 5/17/2022 | 05722G100 | BKR | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1.1 Election of Director: W. Geoffrey Beattie | Issuer | |
For | For | 1.2 Election of Director: Gregory D. Brenneman | Issuer | |
For | For | 1.3 Election of Director: Cynthia B. Carroll | Issuer | |
For | For | 1.4 Election of Director: Nelda J. Connors | Issuer | |
For | For | 1.5 Election of Director: Michael R. Dumais | Issuer | |
For | For | 1.6 Election of Director: Gregory L. Ebel | Issuer | |
For | For | 1.7 Election of Director: Lynn L. Elsenhans | Issuer | |
For | For | 1.8 Election of Director: John G. Rice | Issuer | |
For | For | 1.9 Election of Director: Lorenzo Simonelli | Issuer | |
For | For | 2. An advisory vote related to the Company's executive compensation program | Issuer | |
For | For | 3. The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022 | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
BRISTOL-MYERS SQUIBB COMPANY | 5/3/2022 | 110122108 | BMY | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A) Election of Director: Peter J. Arduini | Issuer | |
For | For | 1B) Election of Director: Giovanni Caforio, M.D. | Issuer | |
For | For | 1C) Election of Director: Julia A. Haller, M.D. | Issuer | |
For | For | 1D) Election of Director: Manuel Hidalgo Medina M.D., Ph.D. | Issuer | |
For | For | 1E) Election of Director: Paula A. Price | Issuer | |
For | For | 1F) Election of Director: Derica W. Rice | Issuer | |
For | For | 1G) Election of Director: Theodore R. Samuels | Issuer | |
For | For | 1H) Election of Director: Gerald L. Storch | Issuer | |
For | For | 1I) Election of Director: Karen H. Vousden, Ph.D. | Issuer | |
For | For | 1J) Election of Director: Phyllis R. Yale | Issuer | |
For | For | 2. Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer | |
For | For | 3. Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Issuer | |
For | Against | 4. Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Security Holder | |
For | Against | 5. Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Caterpillar Inc | 6/8/2022 | 149123101 | CAT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Kelly A. Ayotte | Issuer | |
For | For | 1b. Election of Director: David L. Calhoun | Issuer | |
For | For | 1c. Election of Director: Daniel M. Dickinson | Issuer | |
For | For | 1d. Election of Director: Gerald Johnson | Issuer | |
For | For | 1e. Election of Director: David W. Maclennan | Issuer | |
For | For | 1f. Election of Director: Debra L. Reed-Klages | Issuer | |
For | For | 1g. Election of Director: Edward B. Rust, Jr. | Issuer | |
For | For | 1h. Election of Director: Susan C. Schwab | Issuer | |
For | For | 1i. Election of Director: D. James Umpleby Ill | Issuer | |
For | For | 1j. Election of Director: Rayford Wilkins, Jr. | Issuer | |
For | For | 2. Ratification of our Independent Registered Public Accounting Firm | Issuer | |
For | For | 3. Advisory Vote to Approve Executive Compensation | Issuer | |
For | For | 4. Shareholder Proposal - Report on Climate | Security Holder | |
Against | Against | 5. Shareholder Proposal - Lobbying Disclosure | Security Holder | |
Against | Against | 6. Shareholder Proposal - Report on Activities in Conflict- Affected Areas | Security Holder | |
For | Against | 7. Shareholder Proposal - Special Shareholder Meeting Improvement | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Chubb Limited | 5/19/2022 | H1467J104 | CB | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1 Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2021 | Issuer | |
For | For | 2A Allocation of disposable profit | Issuer | |
For | For | 2B Distribution of a dividend out of legal reserves (by way of release and allocation | Issuer | |
For | For | 3 Discharge of the Board of Directors | Issuer | |
For | For | 4A Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Issuer | |
For | For | 4B Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Issuer | |
For | For | 4C Election of BDO AG (Zurich) as special audit firm | Issuer | |
For | For | 5A Election of Director: Evan G. Greenberg | Issuer | |
For | For | 5B Election of Director: Michael P. Connors | Issuer | |
For | For | 5C Election of Director: Michael G. Atieh | Issuer | |
For | For | 5D Election of Director: Kathy Bonanno | Issuer | |
For | For | 5E Election of Director: Sheila P. Burke | Issuer | |
For | For | 5F Election of Director: Mary Cirillo | Issuer | |
For | For | 5G Election of Director: Robert J. Hugin | Issuer | |
For | For | 5H Election of Director: Robert W. Scully | Issuer | |
For | For | 5I Election of Director: Theodore E. Shasta | Issuer | |
For | For | 5J Election of Director: David H. Sidwell | Issuer | |
For | For | 5K Election of Director: Olivier Steimer | Issuer | |
For | For | 5L Election of Director: Luis Téllez | Issuer | |
For | For | 5M Election of Director: Frances F. Townsend | Issuer | |
For | For | 6 Election of Evan G. Greenberg as Chairman of the Board of Directors | Issuer | |
For | For | 7A Election of Director of the Compensation Committee: Michael P. Connors | Issuer | |
For | For | 7B Election of Director of the Compensation Committee: Mary Cirillo | Issuer | |
For | For | 7C Election of Director of the Compensation Committee: Frances F. Townsend | Issuer | |
For | For | 8 Election of Homburger AG as independent proxy | Issuer | |
For | For | 9 Amendment to the Articles of Association relating to authorized share capital for general purposes | Issuer | |
For | For | 10 Reduction of share capital | Issuer | |
For | For | 11A Compensation of the Board of Directors until the next annual general meeting | Issuer | |
For | For | 11B Compensation of Executive Management for the next calendar year | Issuer | |
For | For | 12 Advisory vote to approve executive compensation under U.S. securities law requirements | Issuer | |
Against | Against | 13 Shareholder proposal regarding a policy restricting underwriting of new fossil fuel supplies | Security Holder | |
Against | Against | 14 Shareholder proposal regarding a report on greenhouse gas emissions | Security Holder | |
For | For | A If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Comcast Corporation | 6/1/2022 | 20030N101 | CMCSA | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Kenneth J. Bacon | ||||
Election of Director: Madeline S. Bell | ||||
Election of Director: Edward D. Breen | ||||
Election of Director: Gerald L. Hassell | ||||
Election of Director: Jeffrey A. Honickman | ||||
Election of Director: Maritza G. Montiel | ||||
Election of Director: Asuka Nakahara | ||||
Election of Director: David C. Novak | ||||
Election of Director: Brian L. Roberts | ||||
For | For | 2. Advisory vote on executive compensation | Issuer | |
For | For | 3. Ratification of the appointment of our independent auditors | Issuer | |
Against | Against | 4. To report on charitable donations | Security Holder | |
Against | Against | 5. To perform independent racial equity audit | Security Holder | |
Against | Against | 6. To report on risks of omitting "viewpoint" and "ideology" from EEO policy | Security Holder | |
Against | Against | 7. To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Security Holder | |
Against | Against | 8. To report on how retirement plan options align with company climate goals | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Cognizant Technology Solutions Corp | 6/7/2022 | 192446102 | CTSH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director to serve until the 2023 Annual meeting: Zein Abdalla | Issuer | |
For | For | 1b. Election of Director to serve until the 2023 Annual meeting: Vinita Bali | Issuer | |
For | For | 1c. Election of Director to serve until the 2023 Annual meeting: Maureen Breakiron Evans | Issuer | |
For | For | 1d. Election of Director to serve until the 2023 Annual meeting: Archana Deskus | Issuer | |
For | For | 1e. Election of Director to serve until the 2023 Annual meeting: John M. Dineen | Issuer | |
For | For | 1f. Election of Director to serve until the 2023 Annual meeting: Brian Humphries | Issuer | |
For | For | 1g. Election of Director to serve until the 2023 Annual meeting: Leo S. Mackay, Jr. | Issuer | |
For | For | 1h. Election of Director to serve until the 2023 Annual meeting: Michael Patsalos Fox | Issuer | |
For | For | 1i. Election of Director to serve until the 2023 Annual meeting: Stephen J. Rohleder | Issuer | |
For | For | 1j. Election of Director to serve until the 2023 Annual meeting: Joseph M. Velli | Issuer | |
For | For | 1k. Election of Director to serve until the 2023 Annual meeting: Sandra S. Wijnberg | Issuer | |
For | For | 2. Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. | Issuer | |
For | For | 3. Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2022. | Issuer | |
For | Against | 4. Shareholder proposal requesting that the board of directors take action as necessary to amend the existing right for shareholders to call a special meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Corteva Inc | 4/29/2022 | 22052L104 | CTVA | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Lamberto Andreotti | Issuer | |
For | For | 1B. Election of Director: Klaus A. Engel | Issuer | |
For | For | 1C. Election of Director: David C. Everitt | Issuer | |
For | For | 1D. Election of Director: Janet P. Giesselman | Issuer | |
For | For | 1E. Election of Director: Karen H. Grimes | Issuer | |
For | For | 1F. Election of Director: Michael O. Johanns | Issuer | |
For | For | 1G. Election of Director: Rebecca B. Liebert | Issuer | |
For | For | 1H. Election of Director: Marcos M. Lutz | Issuer | |
For | For | 1I. Election of Director: Charles V. Magro | Issuer | |
For | For | 1J. Election of Director: Nayaki R. Nayyar | Issuer | |
For | For | 1K. Election of Director: Gregory R. Page | Issuer | |
For | For | 1L. Election of Director: Kerry J. Preete | Issuer | |
For | For | 1M. Election of Director: Patrick J. Ward | Issuer | |
For | For | 2. Advisory resolution to approve executive compensation of the Company's named executive officers. | Issuer | |
For | For | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Fastenal Company | 4/23/2022 | 311900104 | FAST | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Scott A. Satterlee | Issuer | |
For | For | 1B. Election of Director: Michael J. Ancius | Issuer | |
For | For | 1C. Election of Director: Stephen L. Eastman | Issuer | |
For | For | 1D. Election of Director: Daniel L. Florness | Issuer | |
For | For | 1E. Election of Director: Rita J. Heise | Issuer | |
For | For | 1F. Election of Director: Hsenghung Sam Hsu | Issuer | |
For | For | 1G. Election of Director: Daniel L. Johnson | Issuer | |
For | For | 1H. Election of Director: Nicholas J. Lundquist | Issuer | |
For | For | 1I. Election of Director: Sarah N. Nielsen | Issuer | |
For | For | 1J. Election of Director: Reyne K. Wisecup | Issuer | |
For | For | 2. Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2022 fiscal year. | Issuer | |
For | For | 3. Approval, by non-binding vote, of executive compensation. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Alphabet Inc | 6/1/2022 | 02079K305 | GOOGL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1a. Election of Director: Larry Page | Issuer | |
For | For | 1b. Election of Director: Sergey Brin | Issuer | |
For | For | 1c. Election of Director: Sundar Pichai | Issuer | |
For | For | 1d. Election of Director: John l. Hennessy | Issuer | |
For | For | 1e. Election of Director: Frances H. Arnold | Issuer | |
For | For | 1f. Election of Director: L. John Doerr | Issuer | |
For | For | 1g. Election of Director: Roger W. Ferguson Jr. | Issuer | |
For | For | 1h. Election of Director: Ann Mather | Issuer | |
For | For | 1i. Election of Director: K. Ram Shriram | Issuer | |
For | For | 1j. Election of Director: Robin L. Washington | Issuer | |
For | For | 2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Issuer | |
For | For | 3. The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Issuer | |
For | For | 4. The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Issuer | |
Against | Against | 5. A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Security Holder | |
Against | Against | 6. A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Security Holder | |
Against | Against | 7. A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Security Holder | |
Against | Against | 8. A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Security Holder | |
Against | Against | 9. A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Security Holder | |
Against | Against | 10. A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Security Holder | |
For | Against | 11. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Security Holder | |
Against | Against | 12. A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Security Holder | |
Against | Against | 13. A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Security Holder | |
Against | Against | 14. A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Security Holder | |
Against | Against | 15. A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Security Holder | |
Against | Against | 16. A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting | Security Holder | |
Against | Against | 17. A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Security Holder | |
Against | Against | 18. A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Security Holder | |
Against | Against | 19. A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting, | Security Holder | |
Against | Against | 20. A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | Security Holder | |
Against | Against | 21. A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
GAP Inc | 5/10/2022 | 364760108 | GPS | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Elisabeth B. Donohue | Issuer | |
For | For | 1B. Election of Director: Robert J. Fisher | Issuer | |
For | For | 1C. Election of Director: William S. Fisher | Issuer | |
For | For | 1D. Election of Director: Tracy Gardner | Issuer | |
For | For | 1E. Election of Director: Kathryn Hall | Issuer | |
For | For | 1F. Election of Director: Bob L. Martin | Issuer | |
For | For | 1G. Election of Director: Amy Miles | Issuer | |
For | For | 1H. Election of Director: Chris O'Neill | Issuer | |
For | For | 1I. Election of Director: Mayo A. Shattuck Ill | Issuer | |
For | For | 1J. Election of Director: Salaam Coleman Smith | Issuer | |
For | For | 1K. Election of Director: Sonia Syngal | Issuer | |
For | For | 2. Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending on January 28, 2023. | Issuer | |
For | For | 3. Approval, on an advisory basis, of the overall compensation of the named executive officers. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
The Hershey Company | 5/17/2022 | 427866108 | HSY | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Vote Board of Directors: | Issuer | |
Election of Director: Pamela M. Arway | ||||
Election of Director: James W. Brown | ||||
Election of Director: Michele G. Buck | ||||
Election of Director: Victor L. Crawford | ||||
Election of Director: Robert M. Dutkowsky | ||||
Election of Director: Mary Kay Haben | ||||
Election of Director: James C. Katzman | ||||
Election of Director: M. Diane Koken | ||||
Election of Director: Robert M. Malcolm | ||||
Election of Director: Anthony J. Palmer | ||||
Election of Director: Juan R. Perez | ||||
Election of Director: Wendy L. Schoppert | ||||
For | For | 2. Ratify the appointment of Ernst & Young LLP as independent auditors for 2022. | Issuer | |
For | For | 3. Approve named executive officer compensation on a non-binding advisory basis. | Issuer | |
Against | Against | 4. Stockholder Proposal entitled "End Child Labor in Cocoa Production." | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
L3Harris Technologies Inc | 4/22/2022 | 502431109 | LHX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director for a Term Expiring at 2023: Sallie B. Bailey | Issuer | |
For | For | 1B. Election of Director for a Term Expiring at 2023: William M. Brown | Issuer | |
For | For | 1C. Election of Director for a Term Expiring at 2023: Peter W. Chiarelli | Issuer | |
For | For | 1D. Election of Director for a Term Expiring at 2023: Thomas A. Corcoran | Issuer | |
For | For | 1E. Election of Director for a Term Expiring at 2023: Thomas A. Dattilo | Issuer | |
For | For | 1F. Election of Director for a Term Expiring at 2023: Roger B. Fradin | Issuer | |
For | For | 1G. Election of Director for a Term Expiring at 2023: Harry B. Harris Jr. | Issuer | |
For | For | 1H. Election of Director for a Term Expiring at 2023: Lewis Hay Ill | Issuer | |
For | For | 1I. Election of Director for a Term Expiring at 2023: Lewis Kramer | Issuer | |
For | For | 1J. Election of Director for a Term Expiring at 2023: Christopher E. Kubasik | Issuer | |
For | For | 1K. Election of Director for a Term Expiring at 2023: Rita S. Lane | Issuer | |
For | For | 1L. Election of Director for a Term Expiring at 2023: Robert B. Millard | Issuer | |
For | For | 1M. Election of Director for a Term Expiring at 2023: Lloyd W. Newton | Issuer | |
For | For | 2. To amend Our Restated Certificate of Incorporation to increase the maximum number of Board seats | Issuer | |
For | For | 3. Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Issuer | |
For | For | 4. Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Mondelez International Inc | 5/18/2022 | 609207105 | MDLZ | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Lewis W.K. Booth | Issuer | |
For | For | 1B. Election of Director: Charles E. Bunch | Issuer | |
For | For | 1C. Election of Director: Ertharin Cousin | Issuer | |
For | For | 1D. Election of Director: Lois D. Juliber | Issuer | |
For | For | 1E. Election of Director: Jorge S. Mesquita | Issuer | |
For | For | 1F. Election of Director: Jane Hamilton Nielsen | Issuer | |
For | For | 1G. Election of Director: Christiana S. Shi | Issuer | |
For | For | 1H. Election of Director: Patrick T. Siewert | Issuer | |
For | For | 1I. Election of Director: Michael A. Todman | Issuer | |
For | For | 1J. Election of Director: Dirk Van de Put | Issuer | |
For | For | 2. Advisory Vote to Approve Executive Compensation. | Issuer | |
For | For | 3. Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2022. | Issuer | |
Against | Against | 4. Conduct and Publish Racial Equity Audit. | Security Holder | |
For | Against | 5. Require Independent Chair of the Board. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Pepsico Inc | 5/4/2022 | 713448108 | PEP | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Segun Agbaje | Issuer | |
For | For | 1B. Election of Director: Shona L. Brown | Issuer | |
For | For | 1C. Election of Director: Cesar Conde | Issuer | |
For | For | 1D. Election of Director: Ian Cook | Issuer | |
For | For | 1E. Election of Director: Edith W. Cooper | Issuer | |
For | For | 1F. Election of Director: Dina Dublon | Issuer | |
For | For | 1G. Election of Director: Michelle Gass | Issuer | |
For | For | 1H. Election of Director: Ramon L. Laguarta | Issuer | |
For | For | 1I. Election of Director: Dave Lewis | Issuer | |
For | For | 1J. Election of Director: David C. Page | Issuer | |
For | For | 1K. Election of Director: Robert C. Pohlad | Issuer | |
For | For | 1L. Election of Director: Daniel Vasella | Issuer | |
For | For | 1M. Election of Director: Darren Walker | Issuer | |
For | For | 1N. Election of Director: Alberto Weisser | Issuer | |
For | For | 2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Issuer | |
For | For | 3. Advisory approval of the Company's executive compensation. | Issuer | |
For | Against | 4. Shareholder Proposal - Independent Board Chairman. | Security Holder | |
Against | Against | 5. Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S. | Security Holder | |
Against | Against | 6. Shareholder Proposal - Report on Public Health Costs. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Principal Financial Group Inc | 5/17/2022 | 74251V102 | PFG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Michael T. Dan | Issuer | |
For | For | 1B. Election of Director: Blair C. Pickerell | Issuer | |
For | For | 1C. Election of Director: Clare S. Richer | Issuer | |
For | For | 2. Advisory Approval of Compensation of Our Named Executive Officers | Issuer | |
For | For | 3. Ratification of Appointment of Independent Registered Public Accountants | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Charles Schwab Corporation | 5/17/2022 | 808513105 | SCHW | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: John K. Adams, Jr. | Issuer | |
For | For | 1B. Election of Director: Stephen A. Ellis | Issuer | |
For | For | 1C. Election of Director: Brian M. Levitt | Issuer | |
For | For | 1D. Election of Director: Arun Sarin | Issuer | |
For | For | 1E. Election of Director: Charles R. Schwab | Issuer | |
For | For | 1F. Election of Director: Paula A. Sneed | Issuer | |
For | For | 2. Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. | Issuer | |
For | For | 3. Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Issuer | |
For | For | 4. Advisory vote to approve named executive officer compensation. | Issuer | |
For | For | 5. Approval of the 2022 Stock Incentive Plan. | Issuer | |
For | For | 6. Approval of the board's proposal to amend Bylaws to adopt proxy access. | Issuer | |
For | Against | 7. Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. | Security Holder | |
Against | Against | 8. Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Simon Property Group | 5/11/2022 | 828806109 | SPG | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Glyn F. Aeppel | Issuer | |
For | For | 1B. Election of Director: Larry C. Glasscock | Issuer | |
For | For | 1C. Election of Director: Karen N. Horn, Ph.D. | Issuer | |
For | For | 1D. Election of Director: Allan Hubbard | Issuer | |
For | For | 1E. Election of Director: Reuben S. Leibowitz | Issuer | |
For | For | 1F. Election of Director: Gary M. Rodkin | Issuer | |
For | For | 1G. Election of Director: Peggy Fang Roe | Issuer | |
For | For | 1H. Election of Director: Stefan M. Selig | Issuer | |
For | For | 1I. Election of Director: Daniel C. Smith, Ph.D. | Issuer | |
For | For | 1J. Election of Director: J. Albert Smith, Jr. | Issuer | |
For | For | 1K. Election of Director: Marta R. Stewart | Issuer | |
For | For | 2. Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer | |
For | For | 3. Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2022. | Issuer | |
Company Name | Meeting Date | CUSIP | Ticker | |
Tyson Foods Inc | 2/10/2022 | 902494103 | TSN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Not Voted | For | 1A. Election of Director: John H. Tyson | Issuer | |
Not Voted | For | 1B. Election of Director: Les R. Baledge | Issuer | |
Not Voted | For | 1C. Election of Director: Mike Beebe | Issuer | |
Not Voted | For | 1D. Election of Director: Maria Claudia Borras | Issuer | |
Not Voted | For | 1E. Election of Director: David J. Bronczek | Issuer | |
Not Voted | For | 1F. Election of Director: Mikel A. Durham | Issuer | |
Not Voted | For | 1G. Election of Director: Donnie King | Issuer | |
Not Voted | For | 1H. Election of Director: Jonathan D. Mariner | Issuer | |
Not Voted | For | 1I. Election of Director: Kevin M. McNamara | Issuer | |
Not Voted | For | 1J. Election of Director: Cheryl S. Miller | Issuer | |
Not Voted | For | 1K. Election of Director: Jeffrey K. Schomburger | Issuer | |
Not Voted | For | 1L. Election of Director: Barbara A. Tyson | Issuer | |
Not Voted | For | 1M. Election of Director: Noel White | Issuer | |
Not Voted | For | 2.To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year ending October 1, 2022. | Issuer | |
Not Voted | Against | 3. Shareholder proposal to request a report on sustainable packaging efforts. | Security Holder | |
Company Name | Meeting Date | CUSIP | Ticker | |
Union Pacific Corporation | 5/12/2022 | 907818108 | UNP | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: William J. Delaney | Issuer | |
For | For | 1B. Election of Director: David B. Dillon | Issuer | |
For | For | 1C. Election of Director: Sheri H. Edison | Issuer | |
For | For | 1D. Election of Director: Teresa M. Finley | Issuer | |
For | For | 1E. Election of Director: Lance M. Fritz | Issuer | |
For | For | 1F. Election of Director: Deborah C. Hopkins | Issuer | |
For | For | 1G. Election of Director: Jane H. Lute | Issuer | |
For | For | 1H. Election of Director: Michael R. McCarthy | Issuer | |
For | For | 1I. Election of Director: Jose H. Villarreal | Issuer | |
For | For | 1J. Election of Director: Christopher J. Williams | Issuer | |
For | For | 2. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Issuer | |
For | For | 3. An advisory vote on executive compensation ("Say On Pay"). | Issuer |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)* /s/ Gregory Bakken
Gregory Bakken
President/Principal Executive Officer
Date: 8/30/2022
* Print the name and title of each signing officer under his or her signature.