UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-23439 |
| Exact name of registrant as specified in charter: | ETF Opportunities Trust |
| Address of principal executive offices: | 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 |
| Name and address of agent for service: | The Corporation Trust Company 1209 Orange Street Wilmington, DE 19801 |
| | with a copy to:
Practus LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, KS 66211 |
| Registrant's telephone number, including area code: | 800-267-7400 |
| Date of fiscal year end: | July 31st |
| Date of reporting period: | July 1, 2021 to June 30, 2022 |
Item 1. Proxy Voting Record.
Wealth Trust DBS Long Term Growth ETF
Wealth Trust ETF
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ABBOTT LABORATORIES Agenda Number: 935562909
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Security: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 29-Apr-2022
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. J. Alpern Mgmt For For
S. E. Blount Mgmt For For
R. B. Ford Mgmt For For
P. Gonzalez Mgmt For For
M. A. Kumbier Mgmt For For
D. W. McDew Mgmt For For
N. McKinstry Mgmt For For
W. A. Osborn Mgmt For For
M. F. Roman Mgmt For For
D. J. Starks Mgmt For For
J. G. Stratton Mgmt For For
G. F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP As Auditors Mgmt For For
3. Say on Pay - An Advisory Vote on the Approval of Mgmt For For
Executive Compensation
4. Shareholder Proposal - Special Shareholder Meeting Shr Against For
Threshold
5. Shareholder Proposal - Independent Board Chairman Shr Against For
6. Shareholder Proposal - Rule 10b5-1 Plans Shr Against For
7. Shareholder Proposal - Lobbying Disclosure Shr Against For
8. Shareholder Proposal - Antimicrobial Resistance Report Shr Against For
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096
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Security: 007903107 Meeting Type: Annual
Ticker: AMD Meeting Date: 18-May-2022
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Jon A. Olson Mgmt For For
1H. Election of Director: Lisa T. Su Mgmt For For
1I. Election of Director: Abhi Y. Talwalkar Mgmt For For
1J. Election of Director: Elizabeth W. Vanderslice Mgmt For For
2. Ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
current fiscal year.
3. Advisory vote to approve the executive compensation of Mgmt For For
our named executive officers.
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ALIGN TECHNOLOGY, INC. Agenda Number: 935590136
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Security: 016255101 Meeting Type: Annual
Ticker: ALGN Meeting Date: 18-May-2022
ISIN: US0162551016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin J. Dallas Mgmt For For
1b. Election of Director: Joseph M. Hogan Mgmt For For
1c. Election of Director: Joseph Lacob Mgmt For For
1d. Election of Director: C. Raymond Larkin, Jr. Mgmt For For
1e. Election of Director: George J. Morrow Mgmt For For
1f. Election of Director: Anne M. Myong Mgmt For For
1g. Election of Director: Andrea L. Saia Mgmt For For
1h. Election of Director: Greg J. Santora Mgmt For For
1i. Election of Director: Susan E. Siegel Mgmt For For
1j. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS: Proposal to ratify the appointment
of PricewaterhouseCoopers LLP as Align Technology,
Inc.'s independent registered public accountants for
the fiscal year ending December 31, 2022.
3. ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Mgmt For For
Consider an Advisory Vote to Approve the Compensation
of our Named Executive Officers.
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ALPHABET INC. Agenda Number: 935618578
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Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 01-Jun-2022
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt For For
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: L. John Doerr Mgmt For For
1g. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1h. Election of Director: Ann Mather Mgmt For For
1i. Election of Director: K. Ram Shriram Mgmt For For
1j. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2022.
3. The amendment of Alphabet's 2021 Stock Plan to Mgmt For For
increase the share reserve by 4,000,000 shares of
Class C capital stock.
4. The amendment of Alphabet's Amended and Restated Mgmt For For
Certificate of Incorporation to increase the number of
authorized shares.
5. A stockholder proposal regarding a lobbying report, if Shr Against For
properly presented at the meeting.
6. A stockholder proposal regarding a climate lobbying Shr Against For
report, if properly presented at the meeting.
7. A stockholder proposal regarding a report on physical Shr Against For
risks of climate change, if properly presented at the
meeting.
8. A stockholder proposal regarding a report on water Shr Against For
management risks, if properly presented at the
meeting.
9. A stockholder proposal regarding a racial equity Shr Against For
audit, if properly presented at the meeting.
10. A stockholder proposal regarding a report on Shr Against For
concealment clauses, if properly presented at the
meeting.
11. A stockholder proposal regarding equal shareholder Shr Against For
voting, if properly presented at the meeting.
12. A stockholder proposal regarding a report on Shr Against For
government takedown requests, if properly presented at
the meeting.
13. A stockholder proposal regarding a human rights Shr Against For
assessment of data center siting, if properly
presented at the meeting.
14. A stockholder proposal regarding a report on data Shr Against For
collection, privacy, and security, if properly
presented at the meeting.
15. A stockholder proposal regarding algorithm Shr Against For
disclosures, if properly presented at the meeting.
16. A stockholder proposal regarding misinformation and Shr Against For
disinformation, if properly presented at the meeting.
17. A stockholder proposal regarding a report on external Shr Against For
costs of disinformation, if properly presented at the
meeting.
18. A stockholder proposal regarding a report on board Shr Against For
diversity, if properly presented at the meeting.
19. A stockholder proposal regarding the establishment of Shr Against For
an environmental sustainability board committee, if
properly presented at the meeting.
20. A stockholder proposal regarding a policy on Shr Against For
non-management employee representative director, if
properly presented at the meeting.
21. A stockholder proposal regarding a report on policies Shr Against For
regarding military and militarized policing agencies,
if properly presented at the meeting.
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APPLE INC. Agenda Number: 935541549
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Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 04-Mar-2022
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Andrea Jung Mgmt For For
1F. Election of Director: Art Levinson Mgmt For For
1G. Election of Director: Monica Lozano Mgmt For For
1H. Election of Director: Ron Sugar Mgmt For For
1I. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2022.
3. Advisory vote to approve executive compensation. Mgmt For For
4. Approval of the Apple Inc. 2022 Employee Stock Plan. Mgmt For For
5. A shareholder proposal entitled "Reincorporate with Shr Against For
Deeper Purpose".
6. A shareholder proposal entitled "Transparency Shr Against For
Reports".
7. A shareholder proposal entitled "Report on Forced Shr Against For
Labor".
8. A shareholder proposal entitled "Pay Equity". Shr Against For
9. A shareholder proposal entitled "Civil Rights Audit". Shr Against For
10. A shareholder proposal entitled "Report on Concealment Shr Against For
Clauses".
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935571782
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Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 03-May-2022
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1C) Election of Director: Julia A. Haller, M.D. Mgmt For For
1D) Election of Director: Manuel Hidalgo Medina, M.D., Mgmt For For
Ph.D.
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
4. Shareholder Proposal to Lower the Ownership Threshold Shr Against For
for Special Shareholder Meetings to 10%.
5. Shareholder Proposal on the Adoption of a Board Policy Shr Against For
that the Chairperson of the Board be an Independent
Director.
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CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935581149
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Security: 169656105 Meeting Type: Annual
Ticker: CMG Meeting Date: 18-May-2022
ISIN: US1696561059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the compensation of our Mgmt For For
executive officers as disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the year ending December 31, 2022.
4. Approve the Chipotle Mexican Grill, Inc. 2022 Stock Mgmt For For
Incentive Plan.
5. Approve the Chipotle Mexican Grill, Inc. Employee Mgmt For For
Stock Purchase Plan.
6. Shareholder Proposal - Commission a Racial Equity Shr Against For
Audit.
7. Shareholder Proposal - Publish Quantitative Workforce Shr Against For
Data.
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CIENA CORPORATION Agenda Number: 935550067
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Security: 171779309 Meeting Type: Annual
Ticker: CIEN Meeting Date: 31-Mar-2022
ISIN: US1717793095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Lawton W. Fitt Mgmt For For
1B. Election of Class I Director: Devinder Kumar Mgmt For For
1C. Election of Class I Director: Patrick H. Nettles, Mgmt For For
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal 2022.
3. Advisory vote on our named executive officer Mgmt For For
compensation, as described in the proxy materials.
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DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 935641971
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Security: 238337109 Meeting Type: Annual
Ticker: PLAY Meeting Date: 16-Jun-2022
ISIN: US2383371091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James P. Chambers Mgmt For For
1.2 Election of Director: Hamish A. Dodds Mgmt For For
1.3 Election of Director: Michael J. Griffith Mgmt For For
1.4 Election of Director: Gail Mandel Mgmt For For
1.5 Election of Director: Atish Shah Mgmt For For
1.6 Election of Director: Kevin M. Sheehan Mgmt For For
1.7 Election of Director: Jennifer Storms Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Approval of Executive Compensation Mgmt For For
4. Advisory Vote on Frequency of Future Advisory Votes on Mgmt 3 Years Against
Executive Compensation
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FORD MOTOR COMPANY Agenda Number: 935571681
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Security: 345370860 Meeting Type: Annual
Ticker: F Meeting Date: 12-May-2022
ISIN: US3453708600
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly A. Casiano Mgmt For For
1B. Election of Director: Alexandra Ford English Mgmt For For
1C. Election of Director: James D. Farley, Jr. Mgmt For For
1D. Election of Director: Henry Ford III Mgmt For For
1E. Election of Director: William Clay Ford, Jr. Mgmt For For
1F. Election of Director: William W. Helman IV Mgmt For For
1G. Election of Director: Jon M. Huntsman, Jr. Mgmt For For
1H. Election of Director: William E. Kennard Mgmt For For
1I. Election of Director: John C. May Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Lynn Vojvodich Radakovich Mgmt For For
1L. Election of Director: John L. Thornton Mgmt For For
1M. Election of Director: John B. Veihmeyer Mgmt For For
1N. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Public Mgmt For For
Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve the Mgmt For For
Compensation of the Named Executives.
4. Approval of the Tax Benefit Preservation Plan. Mgmt For For
5. Relating to Consideration of a Recapitalization Plan Mgmt For Against
to Provide That All of the Company's Outstanding Stock
Have One Vote Per Share.
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FREEPORT-MCMORAN INC. Agenda Number: 935615279
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Security: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 09-Jun-2022
ISIN: US35671D8570
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Richard C. Adkerson Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Robert W. Dudley Mgmt For For
1e. Election of Director: Hugh Grant Mgmt For For
1f. Election of Director: Lydia H. Kennard Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: Sara Grootwassink Lewis Mgmt For For
1I. Election of Director: Dustan E. McCoy Mgmt For For
1j. Election of Director: John J. Stephens Mgmt For For
1k. Election of Director: Frances Fragos Townsend Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for 2022.
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INTUITIVE SURGICAL, INC. Agenda Number: 935560765
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Security: 46120E602 Meeting Type: Annual
Ticker: ISRG Meeting Date: 28-Apr-2022
ISIN: US46120E6023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Ph.D. Mgmt For For
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Ph.D. Mgmt For For
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the compensation of the Mgmt For For
Company's Named Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022.
4. To approve the Company's Amended and Restated 2010 Mgmt For For
Incentive Award Plan.
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JOHNSON & JOHNSON Agenda Number: 935562997
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Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 28-Apr-2022
ISIN: US4781601046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Mary C. Beckerle Mgmt For For
1C. Election of Director: D. Scott Davis Mgmt For For
1D. Election of Director: Ian E. L. Davis Mgmt For For
1E. Election of Director: Jennifer A. Doudna Mgmt For For
1F. Election of Director: Joaquin Duato Mgmt For For
1G. Election of Director: Alex Gorsky Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Hubert Joly Mgmt For For
1J. Election of Director: Mark B. McClellan Mgmt For For
1K. Election of Director: Anne M. Mulcahy Mgmt For For
1L. Election of Director: A. Eugene Washington Mgmt For For
1M. Election of Director: Mark A. Weinberger Mgmt For For
1N. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Approval of the Company's 2022 Long-Term Incentive Mgmt For For
Plan.
4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2022.
5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Against
Arbitration Bylaw).
6. Civil Rights, Equity, Diversity & Inclusion Audit Shr Against For
Proposal.
7. Third Party Racial Justice Audit. Shr Against For
8. Report on Government Financial Support and Access to Shr Against For
COVID-19 Vaccines and Therapeutics.
9. Report on Public Health Costs of Protecting Vaccine Shr Against For
Technology.
10. Discontinue Global Sales of Baby Powder Containing Shr Against For
Talc.
11. Request for Charitable Donations Disclosure. Shr Against For
12. Third Party Review and Report on Lobbying Activities Shr Against For
Alignment with Position on Universal Health Coverage.
13. Adopt Policy to Include Legal and Compliance Costs in Shr Against For
Incentive Compensation Metrics.
14. CEO Compensation to Weigh Workforce Pay and Ownership. Shr Against For
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JPMORGAN CHASE & CO. Agenda Number: 935580515
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Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 17-May-2022
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: Stephen B. Burke Mgmt For For
1c. Election of Director: Todd A. Combs Mgmt For For
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: James Dimon Mgmt For For
1f. Election of Director: Timothy P. Flynn Mgmt For For
1g. Election of Director: Mellody Hobson Mgmt For For
1h. Election of Director: Michael A. Neal Mgmt For For
1i. Election of Director: Phebe N. Novakovic Mgmt For For
1j. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Ratification of independent registered public Mgmt For For
accounting firm
4. Fossil fuel financing Shr Against For
5. Special shareholder meeting improvement Shr Against For
6. Independent board chairman Shr Against For
7. Board diversity resolution Shr Against For
8. Conversion to public benefit corporation Shr Against For
9. Report on setting absolute contraction targets Shr Against For
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LOWE'S COMPANIES, INC. Agenda Number: 935607210
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Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 27-May-2022
ISIN: US5486611073
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Colleen Taylor Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation in fiscal 2021.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered public
accounting firm for fiscal 2022.
4. Approval of the Amended and Restated Lowe's Companies, Mgmt For For
Inc. 2006 Long Term Incentive Plan.
5. Shareholder proposal requesting a report on median and Shr Against For
adjusted pay gaps across race and gender.
6. Shareholder proposal regarding amending the Company's Shr Against For
proxy access bylaw to remove shareholder aggregation
limits.
7. Shareholder proposal requesting a report on risks of Shr Against For
state policies restricting reproductive health care.
8. Shareholder proposal requesting a civil rights and Shr Against For
non- discrimination audit and report.
9. Shareholder proposal requesting a report on risks from Shr Against For
worker misclassification by certain Company vendors.
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META PLATFORMS, INC. Agenda Number: 935601559
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Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 25-May-2022
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Meta Mgmt For For
Platforms, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2022.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation program for Meta Platforms, Inc.'s named
executive officers as disclosed in Meta Platforms,
Inc.'s proxy statement.
4. A shareholder proposal regarding dual class capital Shr Against For
structure.
5. A shareholder proposal regarding an independent chair. Shr Against For
6. A shareholder proposal regarding concealment clauses. Shr Against For
7. A shareholder proposal regarding report on external Shr Against For
costs of misinformation.
8. A shareholder proposal regarding report on community Shr Against For
standards enforcement.
9. A shareholder proposal regarding report and advisory Shr Against For
vote on the metaverse.
10. A shareholder proposal regarding human rights impact Shr Against For
assessment.
11. A shareholder proposal regarding child sexual Shr Against For
exploitation online.
12. A shareholder proposal regarding civil rights and Shr Against For
non-discrimination audit.
13. A shareholder proposal regarding report on lobbying. Shr Against For
14. A shareholder proposal regarding assessment of audit & Shr Against For
risk oversight committee.
15. A shareholder proposal regarding report on charitable Shr Against For
donations.
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NETFLIX, INC. Agenda Number: 935620422
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Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 02-Jun-2022
ISIN: US64110L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II director to hold office until the Mgmt For For
2025 Annual Meeting of Stockholders: Timothy Haley
1b. Election of Class II director to hold office until the Mgmt For For
2025 Annual Meeting of Stockholders: Leslie Kilgore
1c. Election of Class II director to hold office until the Mgmt For For
2025 Annual Meeting of Stockholders: Strive Masiyiwa
1d. Election of Class II director to hold office until the Mgmt For For
2025 Annual Meeting of Stockholders: Ann Mather
2. Management Proposal: Declassification of the Board of Mgmt For For
Directors.
3. Management Proposal: Elimination of Supermajority Mgmt For For
Voting Provisions.
4. Management Proposal: Creation of a New Stockholder Mgmt For For
Right to Call a Special Meeting.
5. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
6. Advisory Approval of Executive Officer Compensation. Mgmt For For
7. Stockholder Proposal entitled, "Proposal 7 - Simple Shr Against For
Majority Vote," if properly presented at the meeting.
8. Stockholder Proposal entitled, "Proposal 8 - Lobbying Mgmt For Against
Activity Report," if properly presented at the
meeting.
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NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 02-Jun-2022
ISIN: US67066G1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal year
2023.
4. Approval of an amendment to our charter to increase Mgmt For For
the number of authorized shares of common stock from 4
billion to 8 billion shares.
5. Approval of an amendment and restatement of our Mgmt For For
Amended and Restated 2007 Equity Incentive Plan.
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QUALCOMM INCORPORATED Agenda Number: 935543567
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 09-Mar-2022
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Cristiano R. Amon Mgmt For For
1C. Election of Director: Mark Fields Mgmt For For
1D. Election of Director: Jeffrey W. Henderson Mgmt For For
1E. Election of Director: Gregory N. Johnson Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Irene B. Rosenfeld Mgmt For For
1J. Election of Director: Kornelis (Neil) Smit Mgmt For For
1K. Election of Director: Jean-Pascal Tricoire Mgmt For For
1L. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent public
accountants for our fiscal year ending September 25,
2022.
3. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935660185
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307 Meeting Type: Annual
Ticker: SONY Meeting Date: 28-Jun-2022
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Incorporation. Mgmt For For
2a. Election of Director: Kenichiro Yoshida Mgmt For For
2b. Election of Director: Hiroki Totoki Mgmt For For
2c. Election of Director: Shuzo Sumi Mgmt For For
2d. Election of Director: Tim Schaaff Mgmt For For
2e. Election of Director: Toshiko Oka Mgmt For For
2f. Election of Director: Sakie Akiyama Mgmt For For
2g. Election of Director: Wendy Becker Mgmt For For
2h. Election of Director: Yoshihiko Hatanaka Mgmt For For
2i. Election of Director: Keiko Kishigami Mgmt For For
2j. Election of Director: Joseph A. Kraft Jr. Mgmt For For
3. To issue Stock Acquisition Rights for the purpose of Mgmt For For
granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935601321
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 18-May-2022
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: David P. Hess Mgmt For For
1H. Election of Director: Robert E. Jordan Mgmt For For
1I. Election of Director: Gary C. Kelly Mgmt For For
1J. Election of Director: Nancy B. Loeffler Mgmt For For
1K. Election of Director: John T. Montford Mgmt For For
1L. Election of Director: Christopher P. Reynolds Mgmt For For
1M. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
3. Approval of the Southwest Airlines Co. Amended and Mgmt For For
Restated 1991 Employee Stock Purchase Plan.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent auditors for the fiscal year
ending December 31, 2022.
5. Advisory vote on shareholder proposal to permit Shr Against For
shareholder removal of directors without cause.
6. Advisory vote on shareholder proposal to require Shr Against For
shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935620369
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 08-Jun-2022
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1c. Election of Director: George S. Barrett Mgmt For For
1d. Election of Director: Gail K. Boudreaux Mgmt For For
1e. Election of Director: Brian C. Cornell Mgmt For For
1f. Election of Director: Robert L. Edwards Mgmt For For
1g. Election of Director: Melanie L. Healey Mgmt For For
1h. Election of Director: Donald R. Knauss Mgmt For For
1i. Election of Director: Christine A. Leahy Mgmt For For
1j. Election of Director: Monica C. Lozano Mgmt For For
1k. Election of Director: Derica W. Rice Mgmt For For
1l. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as our independent registered public
accounting firm.
3. Company proposal to approve, on an advisory basis, our Mgmt For For
executive compensation (Say on Pay).
4. Shareholder proposal to amend the proxy access bylaw Shr Against For
to remove the shareholder group limit.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935561642
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 28-Apr-2022
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michele Burns Mgmt For For
1B. Election of Director: Drew Faust Mgmt For For
1C. Election of Director: Mark Flaherty Mgmt For For
1D. Election of Director: Kimberley Harris Mgmt For For
1E. Election of Director: Ellen Kullman Mgmt For For
1F. Election of Director: Lakshmi Mittal Mgmt For For
1G. Election of Director: Adebayo Ogunlesi Mgmt For For
1H. Election of Director: Peter Oppenheimer Mgmt For For
1I. Election of Director: David Solomon Mgmt For For
1J. Election of Director: Jan Tighe Mgmt For For
1K. Election of Director: Jessica Uhl Mgmt For For
1L. Election of Director: David Viniar Mgmt For For
1M. Election of Director: Mark Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2022
4. Shareholder Proposal Regarding Charitable Giving Shr Against For
Reporting
5. Shareholder Proposal Regarding a Policy for an Shr Against For
Independent Chair
6. Shareholder Proposal Regarding a Policy to Ensure Shr Against For
Lending and Underwriting do not Contribute to New
Fossil Fuel Development
7. Shareholder Proposal Regarding Special Shareholder Shr Against For
Meeting Thresholds
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935544317
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 09-Mar-2022
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Amy L. Chang Mgmt For For
1E. Election of Director: Robert A. Chapek Mgmt For For
1F. Election of Director: Francis A. deSouza Mgmt For For
1G. Election of Director: Michael B.G. Froman Mgmt For For
1H. Election of Director: Maria Elena Lagomasino Mgmt For For
1I. Election of Director: Calvin R. McDonald Mgmt For For
1J. Election of Director: Mark G. Parker Mgmt For For
1K. Election of Director: Derica W. Rice Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for fiscal
2022.
3. Consideration of an advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting an annual report disclosing
information regarding lobbying policies and
activities.
5. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting amendment of the Company's
governing documents to lower the stock ownership
threshold to call a special meeting of shareholders.
6. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting a diligence report evaluating
human rights impacts.
7. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting a report on both median and
adjusted pay gaps across race and gender.
8. Shareholder proposal, if properly presented at the Shr Against For
meeting, requesting a workplace non-discrimination
audit and report.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935570487
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106 Meeting Type: Annual
Ticker: UPS Meeting Date: 05-May-2022
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2023 annual Mgmt For For
meeting: Carol B. Tomé
1B. Election of Director to serve until 2023 annual Mgmt For For
meeting: Rodney C. Adkins
1C. Election of Director to serve until 2023 annual Mgmt For For
meeting: Eva C. Boratto
1D. Election of Director to serve until 2023 annual Mgmt For For
meeting: Michael J. Burns
1E. Election of Director to serve until 2023 annual Mgmt For For
meeting: Wayne M. Hewett
1F. Election of Director to serve until 2023 annual Mgmt For For
meeting: Angela Hwang
1G. Election of Director to serve until 2023 annual Mgmt For For
meeting: Kate E. Johnson
1H. Election of Director to serve until 2023 annual Mgmt For For
meeting: William R. Johnson
1I. Election of Director to serve until 2023 annual Mgmt For For
meeting: Ann M. Livermore
1J. Election of Director to serve until 2023 annual Mgmt For For
meeting: Franck J. Moison
1K. Election of Director to serve until 2023 annual Mgmt For For
meeting: Christiana Smith Shi
1L. Election of Director to serve until 2023 annual Mgmt For For
meeting: Russell Stokes
1M. Election of Director to serve until 2023 annual Mgmt For For
meeting: Kevin Warsh
2. To approve on an advisory basis named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
UPS's independent registered public accounting firm
for the year ending December 31, 2022.
4. To prepare an annual report on lobbying activities. Shr Against For
5. To prepare a report on alignment of lobbying Shr Against For
activities with the Paris Climate Agreement.
6. To reduce the voting power of UPS class A stock from Shr Against For
10 votes per share to one vote per share.
7. To require adoption of independently verified Shr Against For
science-based greenhouse gas emissions reduction
targets.
8. To prepare a report on balancing climate measures and Shr Against For
financial returns.
9. To prepare an annual report assessing UPS's diversity Shr Against For
and inclusion.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935618453
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 06-Jun-2022
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy P. Flynn Mgmt For For
1b. Election of Director: Paul R. Garcia Mgmt For For
1c. Election of Director: Stephen J. Hemsley Mgmt For For
1d. Election of Director: Michele J. Hooper Mgmt For For
1e. Election of Director: F. William McNabb III Mgmt For For
1f. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1g. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1h. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2022.
4. If properly presented at the 2022 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal seeking
shareholder ratification of termination pay.
5. If properly presented at the 2022 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal regarding
political contributions congruency report.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935610661
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105 Meeting Type: Annual
Ticker: VALE Meeting Date: 29-Apr-2022
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4a Election of the Board of Directors by Candidate: José Mgmt No vote
Luciano Duarte Penido (independent)
4b Election of the Board of Directors by Candidate: Mgmt No vote
Fernando Jorge Buso Gomes
4c Election of the Board of Directors by Candidate: Mgmt No vote
Daniel André Stieler
4d Election of the Board of Directors by Candidate: Mgmt No vote
Eduardo de Oliveira Rodrigues Filho
4e Election of the Board of Directors by Candidate: Ken Mgmt No vote
Yasuhara
4f Election of the Board of Directors by Candidate: Mgmt No vote
Manuel Lino Silva de Sousa Oliveira (Ollie)
(independent)
4g Election of the Board of Directors by Candidate: Mgmt No vote
Marcelo Gasparino da Silva (independent)
4h Election of the Board of Directors by Candidate: Mauro Mgmt No vote
Gentile Rodrigues Cunha (independent)
4i Election of the Board of Directors by Candidate: Mgmt No vote
Murilo Cesar Lemos dos Santos Passos (independent)
4j Election of the Board of Directors by Candidate: Mgmt No vote
Rachel de Oliveira Maia (independent)
4k Election of the Board of Directors by Candidate: Mgmt No vote
Roberto da Cunha Castello Branco (independent)
4l Election of the Board of Directors by Candidate: Roger Mgmt No vote
Allan Downey (independent)
6a Election of the Board of Directors by Cumulative Mgmt No vote
voting: José Luciano Duarte Penido (independent)
6b Election of the Board of Directors by Cumulative Mgmt No vote
voting: Fernando Jorge Buso Gomes
6c Election of the Board of Directors by Cumulative Mgmt No vote
voting: Daniel André Stieler
6d Election of the Board of Directors by Cumulative Mgmt No vote
voting: Eduardo de Oliveira Rodrigues Filho
6e Election of the Board of Directors by Cumulative Mgmt No vote
voting: Ken Yasuhara
6f Election of the Board of Directors by Cumulative Mgmt No vote
voting: Manuel Lino Silva de Sousa Oliveira (Ollie)
(independent)
6g Election of the Board of Directors by Cumulative Mgmt No vote
voting: Marcelo Gasparino da Silva (independent)
6h Election of the Board of Directors by Cumulative Mgmt No vote
voting: Mauro Gentile Rodrigues Cunha (independent)
6i Election of the Board of Directors by Cumulative Mgmt No vote
voting: Murilo Cesar Lemos dos Santos Passos
(independent)
6j Election of the Board of Directors by Cumulative Mgmt No vote
voting: Rachel de Oliveira Maia (independent)
6k Election of the Board of Directors by Cumulative Mgmt No vote
voting: Roberto da Cunha Castello Branco (independent)
6l Election of the Board of Directors by Cumulative Mgmt No vote
voting: Roger Allan Downey (independent)
7 Election of Chairman of the Board of Directors: José Mgmt No vote
Luciano Duarte Penido (independent)
8 Election of Vice-Chairman of the Board: Fernando Jorge Mgmt No vote
Buso Gomes
9a Election of the Fiscal Council by Candidate: Marcelo Mgmt No vote
Amaral Moraes (Marcus Vinícius Dias Severini as
alternate). (You may only vote "FOR" in up to 4 of the
6 Fiscal Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals 9A-9F if you
vote in favor of more than 4 Fiscal Council
candidates)
9b Election of the Fiscal Council by Candidate: Gueitiro Mgmt No vote
Matsuo Genso. (You may only vote "FOR" in up to 4 of
the 6 Fiscal Council candidates in proposals 9A-9F.
Your vote will be deemed invalid for proposals 9A-9F
if you vote in favor of more than 4 Fiscal Council
candidates)
9c Election of the Fiscal Council by Candidate: Márcio de Mgmt No vote
Souza (Nelson de Menezes Filho as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal Council
candidates in proposals 9A-9F. Your vote will be
deemed invalid for proposals 9A-9F if you vote in
favor of more than 4 Fiscal Council candidates)
9d Election of the Fiscal Council by Candidate: Raphael Mgmt No vote
Manhães Martins (Adriana de Andrade Solé as
alternate). (You may only vote "FOR" in up to 4 of the
6 Fiscal Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals 9A-9F if you
vote in favor of more than 4 Fiscal Council
candidates)
9e Election of the Fiscal Council by Candidate: Heloísa Mgmt No vote
Belotti Bedicks (Rodrigo de Mesquita Pereira as
alternate). (You may only vote "FOR" in up to 4 of the
6 Fiscal Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals 9A-9F if you
vote in favor of more than 4 Fiscal Council
candidates)
9f Election of the Fiscal Council by Candidate: Robert Mgmt No vote
Juenemann (Jandaraci Ferreira de Araéjo as alternate).
(You may only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your vote will
be deemed invalid for proposals 9A-9F if you vote in
favor of more than 4 Fiscal Council candidates)
10 Resolution 10 Mgmt No vote
11 Resolution 11 Mgmt No vote
E1 Extraordinary Shareholders' Meeting: Resolution 1 Mgmt No vote
E2 Extraordinary Shareholders' Meeting: Resolution 2 Mgmt No vote
E3 Extraordinary Shareholders' Meeting: Resolution 3 Mgmt No vote
E4 Extraordinary Shareholders' Meeting: Resolution 4 Mgmt No vote
E5 Extraordinary Shareholders' Meeting: Resolution 5 Mgmt No vote
E6 Extraordinary Shareholders' Meeting: Resolution 6 Mgmt No vote
E7 Extraordinary Shareholders' Meeting: Resolution 7 Mgmt No vote
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ETF Opportunities Trust
(Registrant)
By /s/ Karen Shupe
Name: Karen Shupe
Title: Principal Executive Officer
Date: August 31, 2022
