UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-23439 |
| Exact name of registrant as specified in charter: | ETF Opportunities Trust |
| Address of principal executive offices: | 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 |
| Name and address of agent for service: | The Corporation Trust Company 1209 Orange Street Wilmington, DE 19801 |
| | with a copy to:
Practus LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, KS 66211 |
| Registrant's telephone number, including area code: | 800-267-7400 |
| Date of fiscal year end: | July 31st |
| Date of reporting period: | July 1, 2022 to June 30, 2023 |
Item 1. Proxy Voting Record.
Wealth Trust DBS Long Term Growth ETF
Wealth Trust ETF
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AIRBNB INC Agenda Number: 935831657
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Security: 009066101 Meeting Type: Annual
Ticker: ABNB Meeting Date: 01-Jun-2023
ISIN: US0090661010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve until the 2026 Mgmt For For
Annual Meeting: Nathan Blecharczyk
1.2 Election of Class III Director to serve until the 2026 Mgmt For For
Annual Meeting: Alfred Lin
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending December 31, 2023.
3. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of our named executive officers.
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ALBEMARLE CORPORATION Agenda Number: 935783349
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Security: 012653101 Meeting Type: Annual
Ticker: ALB Meeting Date: 02-May-2023
ISIN: US0126531013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for the ensuing year: M. Mgmt For For
Lauren Brlas
1b. Election of Director to serve for the ensuing year: Mgmt For For
Ralf H. Cramer
1c. Election of Director to serve for the ensuing year: J. Mgmt For For
Kent Masters, Jr.
1d. Election of Director to serve for the ensuing year: Mgmt For For
Glenda J. Minor
1e. Election of Director to serve for the ensuing year: Mgmt For For
James J. O'Brien
1f. Election of Director to serve for the ensuing year: Mgmt For For
Diarmuid B. O'Connell
1g. Election of Director to serve for the ensuing year: Mgmt For For
Dean L. Seavers
1h. Election of Director to serve for the ensuing year: Mgmt For For
Gerald A. Steiner
1i. Election of Director to serve for the ensuing year: Mgmt For For
Holly A. Van Deursen
1j. Election of Director to serve for the ensuing year: Mgmt For For
Alejandro D. Wolff
2. To approve the non-binding advisory resolution Mgmt For For
approving the compensation of our named executive
officers.
3. To vote on a non-binding advisory resolution Mgmt 3 Years Against
recommending the frequency of future advisory votes on
the compensation of our named executive officers.
4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as Albemarle's independent registered public
accounting firm for the fiscal year ending December
31, 2023.
5. To approve the 2023 Stock Compensation and Deferral Mgmt For For
Election Plan for Non-Employee Directors.
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ALPHABET INC. Agenda Number: 935830946
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Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 02-Jun-2023
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt For For
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: R. Martin "Marty" Chãvez Mgmt For For
1g. Election of Director: L. John Doerr Mgmt For For
1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1i. Election of Director: Ann Mather Mgmt For For
1j. Election of Director: K. Ram Shriram Mgmt For For
1k. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2023
3. Approval of amendment and restatement of Alphabet's Mgmt For For
Amended and Restated 2021 Stock Plan to increase the
share reserve by 170,000,000 (post stock split) shares
of Class C capital stock
4. Advisory vote to approve compensation awarded to named Mgmt For For
executive officers
5. Advisory vote on the frequency of advisory votes to Mgmt 3 Years For
approve compensation awarded to named executive
officers
6. Stockholder proposal regarding a lobbying report Shr Against For
7. Stockholder proposal regarding a congruency report Shr Against For
8. Stockholder proposal regarding a climate lobbying Shr Against For
report
9. Stockholder proposal regarding a report on Shr Against For
reproductive rights and data privacy
10. Stockholder proposal regarding a human rights Shr Against For
assessment of data center siting
11. Stockholder proposal regarding a human rights Shr Against For
assessment of targeted ad policies and practices
12. Stockholder proposal regarding algorithm disclosures Shr Against For
13. Stockholder proposal regarding a report on alignment Shr Against For
of YouTube policies with legislation
14. Stockholder proposal regarding a content governance Shr Against For
report
15. Stockholder proposal regarding a performance review of Shr Against For
the Audit and Compliance Committee
16. Stockholder proposal regarding bylaws amendment Shr Against For
17. Stockholder proposal regarding "executives to retain Shr Against For
significant stock"
18. Stockholder proposal regarding equal shareholder Shr Against For
voting
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AMAZON.COM, INC. Agenda Number: 935825452
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Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 24-May-2023
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Huttenlocher Mgmt For For
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Rubinstein Mgmt For For
1j. Election of Director: Patricia Q. Stonesifer Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT Shr Against For
PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr Against For
DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT Shr Against For
AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT Shr Against For
REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX Shr Against For
REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS Shr Against For
ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION
PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR Shr Against For
BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN
FUTURE AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING Shr Against For
OUR EXECUTIVE COMPENSATION PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD Shr Against For
COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr Against For
DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE Shr Against For
WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr Against For
MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr Against For
USE OF CERTAIN TECHNOLOGIES
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APPLE INC. Agenda Number: 935757700
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Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 10-Mar-2023
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2023
3. Advisory vote to approve executive compensation Mgmt For For
4. Advisory vote on the frequency of advisory votes on Mgmt 3 Years Against
executive compensation
5. A shareholder proposal entitled "Civil Rights and Shr Against For
Non-Discrimination Audit Proposal"
6. A shareholder proposal entitled "Communist China Shr Against For
Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Gender Pay Shr Against For
Gaps"
9. A shareholder proposal entitled "Shareholder Proxy Shr Against For
Access Amendments"
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BAYER AG Agenda Number: 935816314
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Security: 072730302 Meeting Type: Annual
Ticker: BAYRY Meeting Date: 28-Apr-2023
ISIN: US0727303028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Distribution of the Profit Mgmt For For
2 Ratification of the actions of the members of the Mgmt For For
Board of Management
3 Ratification of the actions of the members of the Mgmt For For
Supervisory Board
4.1 Supervisory Board election: Prof. Dr. Norbert Mgmt For For
Winkeljohann
4.2 Supervisory Board election: Kimberly Mathisen Mgmt For For
5 Approval of the Compensation report Mgmt For For
6 Authorization of the Board of Management to provide Mgmt For For
for the holding of virtual Annual Stockholders'
Meeting (amendment of Article 13 of the Articles of
Incorporation)
7 Enabling the members of the Supervisory Board to Mgmt For For
participate in virtual Annual Stockholders' Meetings
by means of video and audio transmission (amendment of
Articles 15 of the Articles of Incorporation)
8 Election of the Auditor (Deloitte, full-year, half Mgmt For For
year and Q3 2023; Q1 2024)
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286
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Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 02-May-2023
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H. Mgmt For For
1C. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D. Election of Director: Julia A. Haller, M.D. Mgmt For For
1E. Election of Director: Manuel Hidalgo Medina, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Paula A. Price Mgmt For For
1G. Election of Director: Derica W. Rice Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Gerald L. Storch Mgmt For For
1J. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1K. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Advisory Vote on the Frequency of the Advisory Vote on Mgmt 3 Years Against
the Compensation of our Named Executive Officers.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Shareholder Proposal on the Adoption of a Board Policy Shr Against For
that the Chairperson of the Board be an Independent
Director.
6. Shareholder Proposal on Workplace Non-Discrimination Shr Against For
Audit.
7. Shareholder Proposal on Special Shareholder Meeting Shr Against For
Improvement.
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CATERPILLAR INC. Agenda Number: 935854794
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Security: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 14-Jun-2023
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: James C. Fish, Jr. Mgmt For For
1e. Election of Director: Gerald Johnson Mgmt For For
1f. Election of Director: David W. MacLennan Mgmt For For
1g. Election of Director: Judith F. Marks Mgmt For For
1h. Election of Director: Debra L. Reed-Klages Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Public Mgmt For For
Accounting Firm.
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
4. Advisory Vote on the Frequency of Executive Mgmt 3 Years Against
Compensation Votes.
5. Approval of Caterpillar Inc. 2023 Long-Term Incentive Mgmt For For
Plan.
6. Shareholder Proposal - Report on Corporate Climate Shr Against For
Lobbying in Line with Paris Agreement.
7. Shareholder Proposal - Lobbying Disclosure. Shr Against For
8. Shareholder Proposal - Report on Activities in Shr Against For
Conflict-Affected Areas.
9. Shareholder Proposal - Civil Rights, Shr Against For
Non-Discrimination and Returns to Merit Audit.
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CHENIERE ENERGY, INC. Agenda Number: 935825969
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Security: 16411R208 Meeting Type: Annual
Ticker: LNG Meeting Date: 11-May-2023
ISIN: US16411R2085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: G. Andrea Botta Mgmt For For
1b. Election of Director: Jack A. Fusco Mgmt For For
1c. Election of Director: Patricia K. Collawn Mgmt For For
1d. Election of Director: Brian E. Edwards Mgmt For For
1e. Election of Director: Denise Gray Mgmt For For
1f. Election of Director: Lorraine Mitchelmore Mgmt For For
1g. Election of Director: Donald F. Robillard, Jr Mgmt For For
1h. Election of Director: Matthew Runkle Mgmt For For
1i. Election of Director: Neal A. Shear Mgmt For For
2. Approve, on an advisory and non-binding basis, the Mgmt For For
compensation of the Company's named executive officers
for 2022.
3. Approve, on an advisory and non-binding basis, the Mgmt 3 Years Against
frequency of holding future advisory votes on the
compensation of the Company's named executive
officers.
4. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for 2023.
5. Shareholder Proposal regarding climate change risk Shr Against For
analysis.
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DELTA AIR LINES, INC. Agenda Number: 935859059
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Security: 247361702 Meeting Type: Annual
Ticker: DAL Meeting Date: 15-Jun-2023
ISIN: US2473617023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Greg Creed Mgmt For For
1c. Election of Director: David G. DeWalt Mgmt For For
1d. Election of Director: William H. Easter III Mgmt For For
1e. Election of Director: Leslie D. Hale Mgmt For For
1f. Election of Director: Christopher A. Hazleton Mgmt For For
1g. Election of Director: Michael P. Huerta Mgmt For For
1h. Election of Director: Jeanne P. Jackson Mgmt For For
1i. Election of Director: George N. Mattson Mgmt For For
1j. Election of Director: Vasant M. Prabhu Mgmt For For
1k. Election of Director: Sergio A. L. Rial Mgmt For For
1l. Election of Director: David S. Taylor Mgmt For For
1m. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
Delta's named executive officers.
3. To recommend, on an advisory basis, the frequency of Mgmt 3 Years Against
future advisory votes on executive compensation.
4. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Delta's independent auditors for the year ending
December 31, 2023.
5. A shareholder proposal requesting shareholder Shr Against For
ratification of termination pay.
6. A shareholder proposal requesting a freedom of Shr Against For
association and collective bargaining policy.
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EXXON MOBIL CORPORATION Agenda Number: 935823977
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Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 31-May-2023
ISIN: US30231G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
4. Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years Against
5. Establish a New Board Committee on Decarbonization Shr Against For
Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Emissions Shr Against For
Report
8. Additional Direct Methane Measurement Shr Against For
9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr Against For
Sales
10. Additional Report on Worst-case Spill and Response Shr Against For
Plans
11. GHG Reporting on Adjusted Basis Shr Against For
12. Report on Asset Retirement Obligations Under IEA NZE Shr Against For
Scenario
13. Report on Plastics Under SCS Scenario Shr Against For
14. Litigation Disclosure Beyond Legal and Accounting Shr Against For
Requirements
15. Tax Reporting Beyond Legal Requirements Shr Against For
16. Energy Transition Social Impact Report Shr Against For
17. Report on Commitment Against AMAP Work Shr Against For
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HALLIBURTON COMPANY Agenda Number: 935798528
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Security: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 17-May-2023
ISIN: US4062161017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: M. Katherine Banks Mgmt For For
1d. Election of Director: Alan M. Bennett Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Earl M. Cummings Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Robert A. Malone Mgmt For For
1i. Election of Director: Jeffrey A. Miller Mgmt For For
1j. Election of Director: Bhavesh V. Patel Mgmt For For
1k. Election of Director: Maurice S. Smith Mgmt For For
1l. Election of Director: Janet L. Weiss Mgmt For For
1m. Election of Director: Tobi M. Edwards Young Mgmt For For
2. Ratification of Selection of Principal Independent Mgmt For For
Public Accountants.
3. Advisory Approval of Executive Compensation. Mgmt For For
4. Advisory Vote on the Frequency of Future Advisory Mgmt 3 Years Against
Votes on Executive Compensation.
5. Approval of an Amendment to the Certificate of Mgmt For For
Incorporation Regarding Officer Exculpation.
6. Approval of Miscellaneous Amendments to the Mgmt For For
Certificate of Incorporation.
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HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935808595
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Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 18-May-2023
ISIN: US43300A2033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher J. Nassetta Mgmt For For
1b. Election of Director: Jonathan D. Gray Mgmt For For
1c. Election of Director: Charlene T. Begley Mgmt For For
1d. Election of Director: Chris Carr Mgmt For For
1e. Election of Director: Melanie L. Healey Mgmt For For
1f. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1g. Election of Director: Judith A. McHale Mgmt For For
1h. Election of Director: Elizabeth A. Smith Mgmt For For
1i. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2023.
3. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation paid to the Company's named executive
officers.
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HSBC HOLDINGS PLC Agenda Number: 935800436
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Security: 404280406 Meeting Type: Annual
Ticker: HSBC Meeting Date: 05-May-2023
ISIN: US4042804066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Annual Report & Accounts 2022 Mgmt For For
2. To approve the Directors' Remuneration Report Mgmt For For
3a. To elect Geraldine Buckingham as a Director Mgmt For For
3b. To elect Georges Elhedery as a Director Mgmt For For
3c. To elect Kalpana Morparia as a Director Mgmt For For
3d. To re-elect Rachel Duan as a Director Mgmt For For
3e. To re-elect Dame Carolyn Fairbairn as a Director Mgmt For For
3f. To re-elect James Forese as a Director Mgmt For For
3g. To re-elect Steven Guggenheimer as a Director Mgmt For For
3h. To re-elect Dr José Antonio Meade Kuribreña as a Mgmt For For
Director
3i. To re-elect Eileen Murray as a Director Mgmt For For
3j. To re-elect David Nish as a Director Mgmt For For
3k. To re-elect Noel Quinn as a Director Mgmt For For
3l. To re-elect Mark E Tucker as a Director Mgmt For For
4. To re-appoint PricewaterhouseCoopers LLP as Auditor of Mgmt For For
the Company
5. To authorise the Group Audit Committee to determine Mgmt For For
the remuneration of the Auditor
6. To authorise the Company to make political donations Mgmt For For
7. To authorise the Directors to allot shares Mgmt For For
8. To disapply pre-emption rights# (Special Resolution) Mgmt For For
9. To further disapply pre-emption rights for Mgmt For For
acquisitions# (Special Resolution)
10. To authorise the Directors to allot any repurchased Mgmt For For
shares
11. To authorise the Company to purchase its own ordinary Mgmt For For
shares# (Special Resolution)
12. To approve the form of share repurchase contract# Mgmt For For
(Special Resolution)
13. To authorise the Directors to allot equity securities Mgmt For For
in relation to Contingent Convertible Securities
14. To disapply pre-emption rights in relation to the Mgmt For For
issue of Contingent Convertible Securities# (Special
Resolution)
15. To call general meetings (other than an AGM) on 14 Mgmt For For
clear days' notice# (Special Resolution)
16. Shareholder requisitioned resolution: Midland Bank Shr Against For
defined benefit pension scheme# (Special Resolution)
17. Shareholder requisitioned resolution: Strategy Review# Shr Against For
(Special Resolution)
18. Shareholder requisitioned resolution: Dividend Policy# Shr Against For
(Special Resolution)
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HUMANA INC. Agenda Number: 935775467
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102 Meeting Type: Annual
Ticker: HUM Meeting Date: 20-Apr-2023
ISIN: US4448591028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1b) Election of Director: Bruce D. Broussard Mgmt For For
1c) Election of Director: Frank A. D'Amelio Mgmt For For
1d) Election of Director: David T. Feinberg, M.D. Mgmt For For
1e) Election of Director: Wayne A. I. Frederick, M.D. Mgmt For For
1f) Election of Director: John W. Garratt Mgmt For For
1g) Election of Director: Kurt J. Hilzinger Mgmt For For
1h) Election of Director: Karen W. Katz Mgmt For For
1i) Election of Director: Marcy S. Klevorn Mgmt For For
1j) Election of Director: William J. McDonald Mgmt For For
1k) Election of Director: Jorge S. Mesquita Mgmt For For
1l) Election of Director: Brad D. Smith Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm.
3. Non-binding advisory vote for the approval of the Mgmt For For
compensation of the named executive officers as
disclosed in the 2023 proxy statement.
4. Non-binding advisory vote for the approval of the Mgmt 3 Years Against
frequency with which future stockholder votes on the
compensation of the named executive officers will be
held.
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JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 27-Apr-2023
ISIN: US4781601046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Voting to Approve Mgmt 3 Years Against
Named Executive Officer Compensation
4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Against
Arbitration Bylaw)
6. Vaccine Pricing Report Shr Against For
7. Executive Compensation Adjustment Policy Shr Against For
8. Impact of Extended Patent Exclusivities on Product Shr Against For
Access
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935780999
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102 Meeting Type: Annual
Ticker: MPC Meeting Date: 26-Apr-2023
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director for a three-year term Mgmt For For
expiring in 2026: J. Michael Stice
1b. Election of Class III Director for a three-year term Mgmt For For
expiring in 2026: John P. Surma
1c. Election of Class III Director for a three-year term Mgmt For For
expiring in 2026: Susan Tomasky
1d. Election of Class III Director for a three-year term Mgmt For For
expiring in 2026: Toni Townes-Whitley
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2023.
3. Approval, on an advisory basis, of the company's named Mgmt For For
executive officer compensation.
4. Approval of an amendment to the company's Restated Mgmt For For
Certificate of Incorporation to declassify the Board
of Directors.
5. Approval of an amendment to the company's Restated Mgmt For For
Certificate of Incorporation to eliminate the
supermajority provisions.
6. Approval of an amendment to the company's Restated Mgmt For For
Certificate of Incorporation to increase the maximum
size of the Board of Directors.
7. Shareholder proposal seeking a simple majority vote. Shr Against For
8. Shareholder proposal seeking an amendment to the Shr Against For
company's existing clawback provisions.
9. Shareholder proposal seeking a report on just Shr Against For
transition.
10. Shareholder proposal seeking an audited report on Shr Against For
asset retirement obligations.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935797564
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202 Meeting Type: Annual
Ticker: MAR Meeting Date: 12-May-2023
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1b. ELECTION OF DIRECTOR: Isabella D. Goren Mgmt For For
1c. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1d. ELECTION OF DIRECTOR: Frederick A. Henderson Mgmt For For
1e. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1f. ELECTION OF DIRECTOR: Lauren R. Hobart Mgmt For For
1g. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1h. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1i. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1j. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1k. ELECTION OF DIRECTOR: Grant F. Reid Mgmt For For
1l. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1m. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2023
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES TO APPROVE EXECUTIVE COMPENSATION
5. APPROVAL OF THE 2023 MARRIOTT INTERNATIONAL, INC. Mgmt For For
STOCK AND CASH INCENTIVE PLAN
6. STOCKHOLDER RESOLUTION REQUESTING THAT THE COMPANY Shr Against For
PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH
GLOBALIST ORGANIZATIONS
7. STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY Shr Against For
PREPARE A PAY EQUITY DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935809080
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 23-May-2023
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Mary Ellen Coe Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Risa J. Lavizzo-Mourey, M.D. Mgmt For For
1g. Election of Director: Stephen L. Mayo, Ph.D. Mgmt For For
1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Christine E. Seidman, M.D. Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Non-binding advisory vote to approve the frequency of Mgmt 3 Years Against
future votes to approve the compensation of our named
executive officers.
4. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2023.
5. Shareholder proposal regarding business operations in Shr Against For
China.
6. Shareholder proposal regarding access to COVID-19 Shr Against For
products.
7. Shareholder proposal regarding indirect political Shr Against For
spending.
8. Shareholder proposal regarding patents and access. Shr Against For
9. Shareholder proposal regarding a congruency report of Shr Against For
partnerships with globalist organizations.
10. Shareholder proposal regarding an independent board Shr Against For
chairman.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 13-Dec-2022
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt For For
1e. Election of Director: Sandra E. Peterson Mgmt For For
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt For For
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt For For
1l. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation
3. Ratification of the Selection of Deloitte & Touche LLP Mgmt For For
as our Independent Auditor for Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Analysis of Shr Against For
Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Persons Shr Against For
with Arrest or Incarceration Records
6. Shareholder Proposal - Report on Investment of Shr Against For
Retirement Funds in Companies Contributing to Climate
Change
7. Shareholder Proposal - Report on Government Use of Shr Against For
Microsoft Technology
8. Shareholder Proposal - Report on Development of Shr Against For
Products for Military
9. Shareholder Proposal - Report on Tax Transparency Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935809763
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 17-May-2023
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kathy J. Warden Mgmt For For
1b. Election of Director: David P. Abney Mgmt For For
1c. Election of Director: Marianne C. Brown Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Madeleine A. Kleiner Mgmt For For
1f. Election of Director: Arvind Krishna Mgmt For For
1g. Election of Director: Graham N. Robinson Mgmt For For
1h. Election of Director: Kimberly A. Ross Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Mark A. Welsh III Mgmt For For
1m. Election of Director: Mary A. Winston Mgmt For For
2. Proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named Executive
Officers.
3. Proposal to vote on the preferred frequency of future Mgmt 3 Years Against
advisory votes on the compensation of the Company's
Named Executive Officers.
4. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent Auditor for
fiscal year ending December 31, 2023.
5. Proposal to amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to reduce the threshold
to call a special meeting of shareholders.
6. Shareholder proposal to annually conduct an evaluation Shr Against For
and issue a report describing the alignment of the
Company's political activities with its human rights
policy
7. Shareholder proposal to provide for an independent Shr Against For
Board chair.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935831188
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103 Meeting Type: Annual
Ticker: RCL Meeting Date: 01-Jun-2023
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1d. Election of Director: William L. Kimsey Mgmt For For
1e. Election of Director: Michael O. Leavitt Mgmt For For
1f. Election of Director: Jason T. Liberty Mgmt For For
1g. Election of Director: Amy McPherson Mgmt For For
1h. Election of Director: Maritza G. Montiel Mgmt For For
1i. Election of Director: Ann S. Moore Mgmt For For
1j. Election of Director: Eyal M. Ofer Mgmt For For
1k. Election of Director: Vagn O. Sørensen Mgmt For For
1l. Election of Director: Donald Thompson Mgmt For For
1m. Election of Director: Arne Alexander Wilhelmsen Mgmt For For
1n. Election of Director: Rebecca Yeung Mgmt For For
2. Advisory approval of the Company's compensation of its Mgmt For For
named executive officers.
3. Advisory vote on the frequency of shareholder vote on Mgmt 3 Years Against
executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2023.
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 935801616
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107 Meeting Type: Annual
Ticker: UBS Meeting Date: 05-Apr-2023
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the UBS Group AG management report and Mgmt For For
consolidated and standalone financial statements for
the 2022 financial year
2. Advisory vote on the UBS Group AG Compensation Report Mgmt For For
2022
3. Advisory vote on the UBS Group AG Sustainability Mgmt For For
Report 2022
4. Appropriation of total profit and distribution of Mgmt For For
ordinary dividend out of total profit and capital
contribution reserve
5.1 Amendments related to the General Meeting (section 3 Mgmt For For
A., excluding article 10a paragraph 2)
5.2 Vote on virtual General Meetings (article 10a Mgmt For For
paragraph 2)
5.3 Amendments related to the Board of Directors (section Mgmt For For
3 B.), Group Executive Board (section 3 C.) and
compensation of the members of the Board and the Group
Executive Board (section 5)
5.4 General amendments Mgmt For For
6. Discharge of the members of the Board of Directors and Mgmt For For
the Group Executive Board for the 2022 financial year
7a. Re-election of the member of the Board of Director: Mgmt For For
Colm Kelleher, as Chairman of the Board of Director
7b. Re-election of the member of the Board of Director: Mgmt For For
Lukas Gähwiler
7c. Re-election of the member of the Board of Director: Mgmt For For
Jeremy Anderson
7d. Re-election of the member of the Board of Director: Mgmt For For
Claudia Böckstiegel
7e. Re-election of the member of the Board of Director: Mgmt For For
William C. Dudley
7f. Re-election of the member of the Board of Director: Mgmt For For
Patrick Firmenich
7g. Re-election of the member of the Board of Director: Mgmt For For
Fred Hu
7h. Re-election of the member of the Board of Director: Mgmt For For
Mark Hughes
7i. Re-election of the member of the Board of Director: Mgmt For For
Nathalie Rachou
7j. Re-election of the member of the Board of Director: Mgmt For For
Julie G. Richardson
7k. Re-election of the member of the Board of Director: Mgmt For For
Dieter Wemmer
7l. Re-election of the member of the Board of Director: Mgmt For For
Jeanette Wong
8.1 Re-election of the member of the Compensation Mgmt For For
Committee: Julie G. Richardson
8.2 Re-election of the member of the Compensation Mgmt For For
Committee: Dieter Wemmer
8.3 Re-election of the member of the Compensation Mgmt For For
Committee: Jeanette Wong
9.1 Approval of the maximum aggregate amount of Mgmt For For
compensation for the members of the Board from the
2023 AGM to the 2024 AGM
9.2 Approval of the aggregate amount of variable Mgmt For For
compensation for members of the Group Executive Board
for 2022 financial year
9.3 Approval of the maximum aggregate amount of fixed Mgmt For For
compensation for members of Group Executive Board for
2024 financial year
10a Re-election of the independent proxy, ADB Altorfer Mgmt For For
Duss & Beilstein AG, Zurich
10b Re-election of the auditors, Ernst & Young Ltd, Basel Mgmt For For
11 Ordinary reduction of share capital by way of Mgmt For For
cancellation of shares repurchased under the 2021
share repurchase program
12 Approval of a new 2023 share repurchase program Mgmt For For
13a Ordinary reduction of the share capital by way of Mgmt For For
reduction of the nominal value per share
13b Conversion of currency of the share capital of UBS Mgmt For For
Group AG: Change of currency of the share capital
14 Instruction for the exercise of voting rights for Mgmt For
motions not published. In the event that, at the
Annual General Meeting, shareholders or the Board of
Directors make additional or amending motions to the
published agenda items and / or put forward new
motions pursuant to Article 704b of the Swiss Code of
Obligations, I / we instruct the independent proxy to
act as follows.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 05-Jun-2023
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy Flynn Mgmt For For
1b. Election of Director: Paul Garcia Mgmt For For
1c. Election of Director: Kristen Gil Mgmt For For
1d. Election of Director: Stephen Hemsley Mgmt For For
1e. Election of Director: Michele Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie Montgomery Rice, M.D. Mgmt For For
1h. Election of Director: John Noseworthy, M.D. Mgmt For For
1i. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Advisory approval of the frequency of holding future Mgmt 3 Years Against
say-on-pay votes.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2023.
5. If properly presented at the 2023 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal seeking a
third-party racial equity audit.
6. If properly presented at the 2023 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal requiring a
political contributions congruency report.
7. If properly presented at the 2023 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal seeking
shareholder ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 24-Jan-2023
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernãndez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt For For
1g. Election of Director: John F. Lundgren Mgmt For For
1h. Election of Director: Denise M. Morrison Mgmt For For
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the compensation Mgmt For For
paid to our named executive officers.
3. To hold an advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes to approve executive compensation.
4. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
fiscal year 2023.
5. To vote on a stockholder proposal requesting an Shr Against For
independent board chair policy.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ETF Opportunities Trust
(Registrant)
By /s/ Karen Shupe
Name: Karen Shupe
Title: Principal Executive Officer
Date: August 29, 2023
