UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-23439
|
Exact name of registrant as specified in charter: | ETF Opportunities Trust
|
Address of principal executive offices: | 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 |
Name and address of agent for service: | The Corporation Trust Company 1209 Orange Street Wilmington, DE 19801 |
with a copy to: Practus LLP 11300 Tomahawk Creek Parkway, Suite 310 Leawood, KS 66211 | |
Registrant's telephone number, including area code: | 800-267-7400 |
Date of fiscal year end: | July 31st |
Date of reporting period: | July 1, 2022 to June 30, 2023 |
Item 1. Proxy Voting Record.
Wealth Trust DBS Long Term Growth ETF
Wealth Trust ETF -------------------------------------------------------------------------------------------------------------------------- AIRBNB INC Agenda Number: 935831657 -------------------------------------------------------------------------------------------------------------------------- Security: 009066101 Meeting Type: Annual Ticker: ABNB Meeting Date: 01-Jun-2023 ISIN: US0090661010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve until the 2026 Mgmt For For Annual Meeting: Nathan Blecharczyk 1.2 Election of Class III Director to serve until the 2026 Mgmt For For Annual Meeting: Alfred Lin 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on an advisory (non-binding) basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION Agenda Number: 935783349 -------------------------------------------------------------------------------------------------------------------------- Security: 012653101 Meeting Type: Annual Ticker: ALB Meeting Date: 02-May-2023 ISIN: US0126531013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for the ensuing year: M. Mgmt For For Lauren Brlas 1b. Election of Director to serve for the ensuing year: Mgmt For For Ralf H. Cramer 1c. Election of Director to serve for the ensuing year: J. Mgmt For For Kent Masters, Jr. 1d. Election of Director to serve for the ensuing year: Mgmt For For Glenda J. Minor 1e. Election of Director to serve for the ensuing year: Mgmt For For James J. O'Brien 1f. Election of Director to serve for the ensuing year: Mgmt For For Diarmuid B. O'Connell 1g. Election of Director to serve for the ensuing year: Mgmt For For Dean L. Seavers 1h. Election of Director to serve for the ensuing year: Mgmt For For Gerald A. Steiner 1i. Election of Director to serve for the ensuing year: Mgmt For For Holly A. Van Deursen 1j. Election of Director to serve for the ensuing year: Mgmt For For Alejandro D. Wolff 2. To approve the non-binding advisory resolution Mgmt For For approving the compensation of our named executive officers. 3. To vote on a non-binding advisory resolution Mgmt 3 Years Against recommending the frequency of future advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2023. 5. To approve the 2023 Stock Compensation and Deferral Mgmt For For Election Plan for Non-Employee Directors. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935830946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Ticker: GOOGL Meeting Date: 02-Jun-2023 ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt For For 1b. Election of Director: Sergey Brin Mgmt For For 1c. Election of Director: Sundar Pichai Mgmt For For 1d. Election of Director: John L. Hennessy Mgmt For For 1e. Election of Director: Frances H. Arnold Mgmt For For 1f. Election of Director: R. Martin "Marty" Chãvez Mgmt For For 1g. Election of Director: L. John Doerr Mgmt For For 1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1i. Election of Director: Ann Mather Mgmt For For 1j. Election of Director: K. Ram Shriram Mgmt For For 1k. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 3. Approval of amendment and restatement of Alphabet's Mgmt For For Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock 4. Advisory vote to approve compensation awarded to named Mgmt For For executive officers 5. Advisory vote on the frequency of advisory votes to Mgmt 3 Years For approve compensation awarded to named executive officers 6. Stockholder proposal regarding a lobbying report Shr Against For 7. Stockholder proposal regarding a congruency report Shr Against For 8. Stockholder proposal regarding a climate lobbying Shr Against For report 9. Stockholder proposal regarding a report on Shr Against For reproductive rights and data privacy 10. Stockholder proposal regarding a human rights Shr Against For assessment of data center siting 11. Stockholder proposal regarding a human rights Shr Against For assessment of targeted ad policies and practices 12. Stockholder proposal regarding algorithm disclosures Shr Against For 13. Stockholder proposal regarding a report on alignment Shr Against For of YouTube policies with legislation 14. Stockholder proposal regarding a content governance Shr Against For report 15. Stockholder proposal regarding a performance review of Shr Against For the Audit and Compliance Committee 16. Stockholder proposal regarding bylaws amendment Shr Against For 17. Stockholder proposal regarding "executives to retain Shr Against For significant stock" 18. Stockholder proposal regarding equal shareholder Shr Against For voting -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935825452 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 24-May-2023 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Andrew R. Jassy Mgmt For For 1c. Election of Director: Keith B. Alexander Mgmt For For 1d. Election of Director: Edith W. Cooper Mgmt For For 1e. Election of Director: Jamie S. Gorelick Mgmt For For 1f. Election of Director: Daniel P. Huttenlocher Mgmt For For 1g. Election of Director: Judith A. McGrath Mgmt For For 1h. Election of Director: Indra K. Nooyi Mgmt For For 1i. Election of Director: Jonathan J. Rubinstein Mgmt For For 1j. Election of Director: Patricia Q. Stonesifer Mgmt For For 1k. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against VOTES ON EXECUTIVE COMPENSATION 5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS Mgmt For For AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT Shr Against For PLAN OPTIONS 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr Against For DUE DILIGENCE 8. SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT Shr Against For AND PRODUCT REMOVAL/RESTRICTIONS 9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT Shr Against For REMOVAL REQUESTS 10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For ON STAKEHOLDER IMPACTS 11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX Shr Against For REPORTING 12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For ON CLIMATE LOBBYING 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For ON GENDER/RACIAL PAY 14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS Shr Against For ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS 15. SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR Shr Against For BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For ON FREEDOM OF ASSOCIATION 17. SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING Shr Against For OUR EXECUTIVE COMPENSATION PROCESS 18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For ON ANIMAL WELFARE STANDARDS 19. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD Shr Against For COMMITTEE 20. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr Against For DIRECTOR CANDIDATE POLICY 21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE Shr Against For WORKING CONDITIONS 22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr Against For MATERIALS 23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr Against For USE OF CERTAIN TECHNOLOGIES -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935757700 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 10-Mar-2023 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Election of Director: James Bell Mgmt For For 1b Election of Director: Tim Cook Mgmt For For 1c Election of Director: Al Gore Mgmt For For 1d Election of Director: Alex Gorsky Mgmt For For 1e Election of Director: Andrea Jung Mgmt For For 1f Election of Director: Art Levinson Mgmt For For 1g Election of Director: Monica Lozano Mgmt For For 1h Election of Director: Ron Sugar Mgmt For For 1i Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for fiscal 2023 3. Advisory vote to approve executive compensation Mgmt For For 4. Advisory vote on the frequency of advisory votes on Mgmt 3 Years Against executive compensation 5. A shareholder proposal entitled "Civil Rights and Shr Against For Non-Discrimination Audit Proposal" 6. A shareholder proposal entitled "Communist China Shr Against For Audit" 7. A shareholder proposal on Board policy for Shr Against For communication with shareholder proponents 8. A shareholder proposal entitled "Racial and Gender Pay Shr Against For Gaps" 9. A shareholder proposal entitled "Shareholder Proxy Shr Against For Access Amendments" -------------------------------------------------------------------------------------------------------------------------- BAYER AG Agenda Number: 935816314 -------------------------------------------------------------------------------------------------------------------------- Security: 072730302 Meeting Type: Annual Ticker: BAYRY Meeting Date: 28-Apr-2023 ISIN: US0727303028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Distribution of the Profit Mgmt For For 2 Ratification of the actions of the members of the Mgmt For For Board of Management 3 Ratification of the actions of the members of the Mgmt For For Supervisory Board 4.1 Supervisory Board election: Prof. Dr. Norbert Mgmt For For Winkeljohann 4.2 Supervisory Board election: Kimberly Mathisen Mgmt For For 5 Approval of the Compensation report Mgmt For For 6 Authorization of the Board of Management to provide Mgmt For For for the holding of virtual Annual Stockholders' Meeting (amendment of Article 13 of the Articles of Incorporation) 7 Enabling the members of the Supervisory Board to Mgmt For For participate in virtual Annual Stockholders' Meetings by means of video and audio transmission (amendment of Articles 15 of the Articles of Incorporation) 8 Election of the Auditor (Deloitte, full-year, half Mgmt For For year and Q3 2023; Q1 2024) -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 02-May-2023 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H. Mgmt For For 1C. Election of Director: Giovanni Caforio, M.D. Mgmt For For 1D. Election of Director: Julia A. Haller, M.D. Mgmt For For 1E. Election of Director: Manuel Hidalgo Medina, M.D., Mgmt For For Ph.D. 1F. Election of Director: Paula A. Price Mgmt For For 1G. Election of Director: Derica W. Rice Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Gerald L. Storch Mgmt For For 1J. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For 1K. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory Vote to Approve the Compensation of our Named Mgmt For For Executive Officers. 3. Advisory Vote on the Frequency of the Advisory Vote on Mgmt 3 Years Against the Compensation of our Named Executive Officers. 4. Ratification of the Appointment of an Independent Mgmt For For Registered Public Accounting Firm. 5. Shareholder Proposal on the Adoption of a Board Policy Shr Against For that the Chairperson of the Board be an Independent Director. 6. Shareholder Proposal on Workplace Non-Discrimination Shr Against For Audit. 7. Shareholder Proposal on Special Shareholder Meeting Shr Against For Improvement. -------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda Number: 935854794 -------------------------------------------------------------------------------------------------------------------------- Security: 149123101 Meeting Type: Annual Ticker: CAT Meeting Date: 14-Jun-2023 ISIN: US1491231015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kelly A. Ayotte Mgmt For For 1b. Election of Director: David L. Calhoun Mgmt For For 1c. Election of Director: Daniel M. Dickinson Mgmt For For 1d. Election of Director: James C. Fish, Jr. Mgmt For For 1e. Election of Director: Gerald Johnson Mgmt For For 1f. Election of Director: David W. MacLennan Mgmt For For 1g. Election of Director: Judith F. Marks Mgmt For For 1h. Election of Director: Debra L. Reed-Klages Mgmt For For 1i. Election of Director: Susan C. Schwab Mgmt For For 1j. Election of Director: D. James Umpleby III Mgmt For For 1k. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. Ratification of our Independent Registered Public Mgmt For For Accounting Firm. 3. Advisory Vote to Approve Executive Compensation. Mgmt For For 4. Advisory Vote on the Frequency of Executive Mgmt 3 Years Against Compensation Votes. 5. Approval of Caterpillar Inc. 2023 Long-Term Incentive Mgmt For For Plan. 6. Shareholder Proposal - Report on Corporate Climate Shr Against For Lobbying in Line with Paris Agreement. 7. Shareholder Proposal - Lobbying Disclosure. Shr Against For 8. Shareholder Proposal - Report on Activities in Shr Against For Conflict-Affected Areas. 9. Shareholder Proposal - Civil Rights, Shr Against For Non-Discrimination and Returns to Merit Audit. -------------------------------------------------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Agenda Number: 935825969 -------------------------------------------------------------------------------------------------------------------------- Security: 16411R208 Meeting Type: Annual Ticker: LNG Meeting Date: 11-May-2023 ISIN: US16411R2085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: G. Andrea Botta Mgmt For For 1b. Election of Director: Jack A. Fusco Mgmt For For 1c. Election of Director: Patricia K. Collawn Mgmt For For 1d. Election of Director: Brian E. Edwards Mgmt For For 1e. Election of Director: Denise Gray Mgmt For For 1f. Election of Director: Lorraine Mitchelmore Mgmt For For 1g. Election of Director: Donald F. Robillard, Jr Mgmt For For 1h. Election of Director: Matthew Runkle Mgmt For For 1i. Election of Director: Neal A. Shear Mgmt For For 2. Approve, on an advisory and non-binding basis, the Mgmt For For compensation of the Company's named executive officers for 2022. 3. Approve, on an advisory and non-binding basis, the Mgmt 3 Years Against frequency of holding future advisory votes on the compensation of the Company's named executive officers. 4. Ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder Proposal regarding climate change risk Shr Against For analysis. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 935859059 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Ticker: DAL Meeting Date: 15-Jun-2023 ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward H. Bastian Mgmt For For 1b. Election of Director: Greg Creed Mgmt For For 1c. Election of Director: David G. DeWalt Mgmt For For 1d. Election of Director: William H. Easter III Mgmt For For 1e. Election of Director: Leslie D. Hale Mgmt For For 1f. Election of Director: Christopher A. Hazleton Mgmt For For 1g. Election of Director: Michael P. Huerta Mgmt For For 1h. Election of Director: Jeanne P. Jackson Mgmt For For 1i. Election of Director: George N. Mattson Mgmt For For 1j. Election of Director: Vasant M. Prabhu Mgmt For For 1k. Election of Director: Sergio A. L. Rial Mgmt For For 1l. Election of Director: David S. Taylor Mgmt For For 1m. Election of Director: Kathy N. Waller Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For Delta's named executive officers. 3. To recommend, on an advisory basis, the frequency of Mgmt 3 Years Against future advisory votes on executive compensation. 4. To ratify the appointment of Ernst & Young LLP as Mgmt For For Delta's independent auditors for the year ending December 31, 2023. 5. A shareholder proposal requesting shareholder Shr Against For ratification of termination pay. 6. A shareholder proposal requesting a freedom of Shr Against For association and collective bargaining policy. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935823977 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 31-May-2023 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael J. Angelakis Mgmt For For 1b. Election of Director: Susan K. Avery Mgmt For For 1c. Election of Director: Angela F. Braly Mgmt For For 1d. Election of Director: Gregory J. Goff Mgmt For For 1e. Election of Director: John D. Harris II Mgmt For For 1f. Election of Director: Kaisa H. Hietala Mgmt For For 1g. Election of Director: Joseph L. Hooley Mgmt For For 1h. Election of Director: Steven A. Kandarian Mgmt For For 1i. Election of Director: Alexander A. Karsner Mgmt For For 1j. Election of Director: Lawrence W. Kellner Mgmt For For 1k. Election of Director: Jeffrey W. Ubben Mgmt For For 1l. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For 4. Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years Against 5. Establish a New Board Committee on Decarbonization Shr Against For Risk 6. Reduce Executive Stock Holding Period Shr Against For 7. Additional Carbon Capture and Storage and Emissions Shr Against For Report 8. Additional Direct Methane Measurement Shr Against For 9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr Against For Sales 10. Additional Report on Worst-case Spill and Response Shr Against For Plans 11. GHG Reporting on Adjusted Basis Shr Against For 12. Report on Asset Retirement Obligations Under IEA NZE Shr Against For Scenario 13. Report on Plastics Under SCS Scenario Shr Against For 14. Litigation Disclosure Beyond Legal and Accounting Shr Against For Requirements 15. Tax Reporting Beyond Legal Requirements Shr Against For 16. Energy Transition Social Impact Report Shr Against For 17. Report on Commitment Against AMAP Work Shr Against For -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 935798528 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Ticker: HAL Meeting Date: 17-May-2023 ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For 1b. Election of Director: William E. Albrecht Mgmt For For 1c. Election of Director: M. Katherine Banks Mgmt For For 1d. Election of Director: Alan M. Bennett Mgmt For For 1e. Election of Director: Milton Carroll Mgmt For For 1f. Election of Director: Earl M. Cummings Mgmt For For 1g. Election of Director: Murry S. Gerber Mgmt For For 1h. Election of Director: Robert A. Malone Mgmt For For 1i. Election of Director: Jeffrey A. Miller Mgmt For For 1j. Election of Director: Bhavesh V. Patel Mgmt For For 1k. Election of Director: Maurice S. Smith Mgmt For For 1l. Election of Director: Janet L. Weiss Mgmt For For 1m. Election of Director: Tobi M. Edwards Young Mgmt For For 2. Ratification of Selection of Principal Independent Mgmt For For Public Accountants. 3. Advisory Approval of Executive Compensation. Mgmt For For 4. Advisory Vote on the Frequency of Future Advisory Mgmt 3 Years Against Votes on Executive Compensation. 5. Approval of an Amendment to the Certificate of Mgmt For For Incorporation Regarding Officer Exculpation. 6. Approval of Miscellaneous Amendments to the Mgmt For For Certificate of Incorporation. -------------------------------------------------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935808595 -------------------------------------------------------------------------------------------------------------------------- Security: 43300A203 Meeting Type: Annual Ticker: HLT Meeting Date: 18-May-2023 ISIN: US43300A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Christopher J. Nassetta Mgmt For For 1b. Election of Director: Jonathan D. Gray Mgmt For For 1c. Election of Director: Charlene T. Begley Mgmt For For 1d. Election of Director: Chris Carr Mgmt For For 1e. Election of Director: Melanie L. Healey Mgmt For For 1f. Election of Director: Raymond E. Mabus, Jr. Mgmt For For 1g. Election of Director: Judith A. McHale Mgmt For For 1h. Election of Director: Elizabeth A. Smith Mgmt For For 1i. Election of Director: Douglas M. Steenland Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2023. 3. Approval, in a non-binding advisory vote, of the Mgmt For For compensation paid to the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC Agenda Number: 935800436 -------------------------------------------------------------------------------------------------------------------------- Security: 404280406 Meeting Type: Annual Ticker: HSBC Meeting Date: 05-May-2023 ISIN: US4042804066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Annual Report & Accounts 2022 Mgmt For For 2. To approve the Directors' Remuneration Report Mgmt For For 3a. To elect Geraldine Buckingham as a Director Mgmt For For 3b. To elect Georges Elhedery as a Director Mgmt For For 3c. To elect Kalpana Morparia as a Director Mgmt For For 3d. To re-elect Rachel Duan as a Director Mgmt For For 3e. To re-elect Dame Carolyn Fairbairn as a Director Mgmt For For 3f. To re-elect James Forese as a Director Mgmt For For 3g. To re-elect Steven Guggenheimer as a Director Mgmt For For 3h. To re-elect Dr José Antonio Meade Kuribreña as a Mgmt For For Director 3i. To re-elect Eileen Murray as a Director Mgmt For For 3j. To re-elect David Nish as a Director Mgmt For For 3k. To re-elect Noel Quinn as a Director Mgmt For For 3l. To re-elect Mark E Tucker as a Director Mgmt For For 4. To re-appoint PricewaterhouseCoopers LLP as Auditor of Mgmt For For the Company 5. To authorise the Group Audit Committee to determine Mgmt For For the remuneration of the Auditor 6. To authorise the Company to make political donations Mgmt For For 7. To authorise the Directors to allot shares Mgmt For For 8. To disapply pre-emption rights# (Special Resolution) Mgmt For For 9. To further disapply pre-emption rights for Mgmt For For acquisitions# (Special Resolution) 10. To authorise the Directors to allot any repurchased Mgmt For For shares 11. To authorise the Company to purchase its own ordinary Mgmt For For shares# (Special Resolution) 12. To approve the form of share repurchase contract# Mgmt For For (Special Resolution) 13. To authorise the Directors to allot equity securities Mgmt For For in relation to Contingent Convertible Securities 14. To disapply pre-emption rights in relation to the Mgmt For For issue of Contingent Convertible Securities# (Special Resolution) 15. To call general meetings (other than an AGM) on 14 Mgmt For For clear days' notice# (Special Resolution) 16. Shareholder requisitioned resolution: Midland Bank Shr Against For defined benefit pension scheme# (Special Resolution) 17. Shareholder requisitioned resolution: Strategy Review# Shr Against For (Special Resolution) 18. Shareholder requisitioned resolution: Dividend Policy# Shr Against For (Special Resolution) -------------------------------------------------------------------------------------------------------------------------- HUMANA INC. Agenda Number: 935775467 -------------------------------------------------------------------------------------------------------------------------- Security: 444859102 Meeting Type: Annual Ticker: HUM Meeting Date: 20-Apr-2023 ISIN: US4448591028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For 1b) Election of Director: Bruce D. Broussard Mgmt For For 1c) Election of Director: Frank A. D'Amelio Mgmt For For 1d) Election of Director: David T. Feinberg, M.D. Mgmt For For 1e) Election of Director: Wayne A. I. Frederick, M.D. Mgmt For For 1f) Election of Director: John W. Garratt Mgmt For For 1g) Election of Director: Kurt J. Hilzinger Mgmt For For 1h) Election of Director: Karen W. Katz Mgmt For For 1i) Election of Director: Marcy S. Klevorn Mgmt For For 1j) Election of Director: William J. McDonald Mgmt For For 1k) Election of Director: Jorge S. Mesquita Mgmt For For 1l) Election of Director: Brad D. Smith Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. Non-binding advisory vote for the approval of the Mgmt For For compensation of the named executive officers as disclosed in the 2023 proxy statement. 4. Non-binding advisory vote for the approval of the Mgmt 3 Years Against frequency with which future stockholder votes on the compensation of the named executive officers will be held. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935776813 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 27-Apr-2023 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Darius Adamczyk Mgmt For For 1b. Election of Director: Mary C. Beckerle Mgmt For For 1c. Election of Director: D. Scott Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Joaquin Duato Mgmt For For 1f. Election of Director: Marillyn A. Hewson Mgmt For For 1g. Election of Director: Paula A. Johnson Mgmt For For 1h. Election of Director: Hubert Joly Mgmt For For 1I. Election of Director: Mark B. McClellan Mgmt For For 1j. Election of Director: Anne M. Mulcahy Mgmt For For 1k. Election of Director: Mark A. Weinberger Mgmt For For 1l. Election of Director: Nadja Y. West Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation 3. Advisory Vote on the Frequency of Voting to Approve Mgmt 3 Years Against Named Executive Officer Compensation 4. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm 5. Proposal Withdrawn (Federal Securities Laws Mandatory Shr Against Arbitration Bylaw) 6. Vaccine Pricing Report Shr Against For 7. Executive Compensation Adjustment Policy Shr Against For 8. Impact of Extended Patent Exclusivities on Product Shr Against For Access -------------------------------------------------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Agenda Number: 935780999 -------------------------------------------------------------------------------------------------------------------------- Security: 56585A102 Meeting Type: Annual Ticker: MPC Meeting Date: 26-Apr-2023 ISIN: US56585A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director for a three-year term Mgmt For For expiring in 2026: J. Michael Stice 1b. Election of Class III Director for a three-year term Mgmt For For expiring in 2026: John P. Surma 1c. Election of Class III Director for a three-year term Mgmt For For expiring in 2026: Susan Tomasky 1d. Election of Class III Director for a three-year term Mgmt For For expiring in 2026: Toni Townes-Whitley 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the company's independent auditor for 2023. 3. Approval, on an advisory basis, of the company's named Mgmt For For executive officer compensation. 4. Approval of an amendment to the company's Restated Mgmt For For Certificate of Incorporation to declassify the Board of Directors. 5. Approval of an amendment to the company's Restated Mgmt For For Certificate of Incorporation to eliminate the supermajority provisions. 6. Approval of an amendment to the company's Restated Mgmt For For Certificate of Incorporation to increase the maximum size of the Board of Directors. 7. Shareholder proposal seeking a simple majority vote. Shr Against For 8. Shareholder proposal seeking an amendment to the Shr Against For company's existing clawback provisions. 9. Shareholder proposal seeking a report on just Shr Against For transition. 10. Shareholder proposal seeking an audited report on Shr Against For asset retirement obligations. -------------------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Agenda Number: 935797564 -------------------------------------------------------------------------------------------------------------------------- Security: 571903202 Meeting Type: Annual Ticker: MAR Meeting Date: 12-May-2023 ISIN: US5719032022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For 1b. ELECTION OF DIRECTOR: Isabella D. Goren Mgmt For For 1c. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For 1d. ELECTION OF DIRECTOR: Frederick A. Henderson Mgmt For For 1e. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For 1f. ELECTION OF DIRECTOR: Lauren R. Hobart Mgmt For For 1g. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For 1h. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For 1i. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For 1j. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For 1k. ELECTION OF DIRECTOR: Grant F. Reid Mgmt For For 1l. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For 1m. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against VOTES TO APPROVE EXECUTIVE COMPENSATION 5. APPROVAL OF THE 2023 MARRIOTT INTERNATIONAL, INC. Mgmt For For STOCK AND CASH INCENTIVE PLAN 6. STOCKHOLDER RESOLUTION REQUESTING THAT THE COMPANY Shr Against For PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS 7. STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY Shr Against For PREPARE A PAY EQUITY DISCLOSURE -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Ticker: MRK Meeting Date: 23-May-2023 ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Mary Ellen Coe Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Robert M. Davis Mgmt For For 1e. Election of Director: Thomas H. Glocer Mgmt For For 1f. Election of Director: Risa J. Lavizzo-Mourey, M.D. Mgmt For For 1g. Election of Director: Stephen L. Mayo, Ph.D. Mgmt For For 1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Christine E. Seidman, M.D. Mgmt For For 1k. Election of Director: Inge G. Thulin Mgmt For For 1l. Election of Director: Kathy J. Warden Mgmt For For 1m. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Non-binding advisory vote to approve the frequency of Mgmt 3 Years Against future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Company's Mgmt For For independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business operations in Shr Against For China. 6. Shareholder proposal regarding access to COVID-19 Shr Against For products. 7. Shareholder proposal regarding indirect political Shr Against For spending. 8. Shareholder proposal regarding patents and access. Shr Against For 9. Shareholder proposal regarding a congruency report of Shr Against For partnerships with globalist organizations. 10. Shareholder proposal regarding an independent board Shr Against For chairman. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935722567 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 13-Dec-2022 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Reid G. Hoffman Mgmt For For 1b. Election of Director: Hugh F. Johnston Mgmt For For 1c. Election of Director: Teri L. List Mgmt For For 1d. Election of Director: Satya Nadella Mgmt For For 1e. Election of Director: Sandra E. Peterson Mgmt For For 1f. Election of Director: Penny S. Pritzker Mgmt For For 1g. Election of Director: Carlos A. Rodriguez Mgmt For For 1h. Election of Director: Charles W. Scharf Mgmt For For 1i. Election of Director: John W. Stanton Mgmt For For 1j. Election of Director: John W. Thompson Mgmt For For 1k. Election of Director: Emma N. Walmsley Mgmt For For 1l. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation 3. Ratification of the Selection of Deloitte & Touche LLP Mgmt For For as our Independent Auditor for Fiscal Year 2023 4. Shareholder Proposal - Cost/Benefit Analysis of Shr Against For Diversity and Inclusion 5. Shareholder Proposal - Report on Hiring of Persons Shr Against For with Arrest or Incarceration Records 6. Shareholder Proposal - Report on Investment of Shr Against For Retirement Funds in Companies Contributing to Climate Change 7. Shareholder Proposal - Report on Government Use of Shr Against For Microsoft Technology 8. Shareholder Proposal - Report on Development of Shr Against For Products for Military 9. Shareholder Proposal - Report on Tax Transparency Shr Against For -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 935809763 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Ticker: NOC Meeting Date: 17-May-2023 ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kathy J. Warden Mgmt For For 1b. Election of Director: David P. Abney Mgmt For For 1c. Election of Director: Marianne C. Brown Mgmt For For 1d. Election of Director: Ann M. Fudge Mgmt For For 1e. Election of Director: Madeleine A. Kleiner Mgmt For For 1f. Election of Director: Arvind Krishna Mgmt For For 1g. Election of Director: Graham N. Robinson Mgmt For For 1h. Election of Director: Kimberly A. Ross Mgmt For For 1i. Election of Director: Gary Roughead Mgmt For For 1j. Election of Director: Thomas M. Schoewe Mgmt For For 1k. Election of Director: James S. Turley Mgmt For For 1l. Election of Director: Mark A. Welsh III Mgmt For For 1m. Election of Director: Mary A. Winston Mgmt For For 2. Proposal to approve, on an advisory basis, the Mgmt For For compensation of the Company's Named Executive Officers. 3. Proposal to vote on the preferred frequency of future Mgmt 3 Years Against advisory votes on the compensation of the Company's Named Executive Officers. 4. Proposal to ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2023. 5. Proposal to amend the Company's Amended and Restated Mgmt For For Certificate of Incorporation to reduce the threshold to call a special meeting of shareholders. 6. Shareholder proposal to annually conduct an evaluation Shr Against For and issue a report describing the alignment of the Company's political activities with its human rights policy 7. Shareholder proposal to provide for an independent Shr Against For Board chair. -------------------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935831188 -------------------------------------------------------------------------------------------------------------------------- Security: V7780T103 Meeting Type: Annual Ticker: RCL Meeting Date: 01-Jun-2023 ISIN: LR0008862868 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John F. Brock Mgmt For For 1b. Election of Director: Richard D. Fain Mgmt For For 1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For 1d. Election of Director: William L. Kimsey Mgmt For For 1e. Election of Director: Michael O. Leavitt Mgmt For For 1f. Election of Director: Jason T. Liberty Mgmt For For 1g. Election of Director: Amy McPherson Mgmt For For 1h. Election of Director: Maritza G. Montiel Mgmt For For 1i. Election of Director: Ann S. Moore Mgmt For For 1j. Election of Director: Eyal M. Ofer Mgmt For For 1k. Election of Director: Vagn O. Sørensen Mgmt For For 1l. Election of Director: Donald Thompson Mgmt For For 1m. Election of Director: Arne Alexander Wilhelmsen Mgmt For For 1n. Election of Director: Rebecca Yeung Mgmt For For 2. Advisory approval of the Company's compensation of its Mgmt For For named executive officers. 3. Advisory vote on the frequency of shareholder vote on Mgmt 3 Years Against executive compensation. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- UBS GROUP AG Agenda Number: 935801616 -------------------------------------------------------------------------------------------------------------------------- Security: H42097107 Meeting Type: Annual Ticker: UBS Meeting Date: 05-Apr-2023 ISIN: CH0244767585 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the UBS Group AG management report and Mgmt For For consolidated and standalone financial statements for the 2022 financial year 2. Advisory vote on the UBS Group AG Compensation Report Mgmt For For 2022 3. Advisory vote on the UBS Group AG Sustainability Mgmt For For Report 2022 4. Appropriation of total profit and distribution of Mgmt For For ordinary dividend out of total profit and capital contribution reserve 5.1 Amendments related to the General Meeting (section 3 Mgmt For For A., excluding article 10a paragraph 2) 5.2 Vote on virtual General Meetings (article 10a Mgmt For For paragraph 2) 5.3 Amendments related to the Board of Directors (section Mgmt For For 3 B.), Group Executive Board (section 3 C.) and compensation of the members of the Board and the Group Executive Board (section 5) 5.4 General amendments Mgmt For For 6. Discharge of the members of the Board of Directors and Mgmt For For the Group Executive Board for the 2022 financial year 7a. Re-election of the member of the Board of Director: Mgmt For For Colm Kelleher, as Chairman of the Board of Director 7b. Re-election of the member of the Board of Director: Mgmt For For Lukas Gähwiler 7c. Re-election of the member of the Board of Director: Mgmt For For Jeremy Anderson 7d. Re-election of the member of the Board of Director: Mgmt For For Claudia Böckstiegel 7e. Re-election of the member of the Board of Director: Mgmt For For William C. Dudley 7f. Re-election of the member of the Board of Director: Mgmt For For Patrick Firmenich 7g. Re-election of the member of the Board of Director: Mgmt For For Fred Hu 7h. Re-election of the member of the Board of Director: Mgmt For For Mark Hughes 7i. Re-election of the member of the Board of Director: Mgmt For For Nathalie Rachou 7j. Re-election of the member of the Board of Director: Mgmt For For Julie G. Richardson 7k. Re-election of the member of the Board of Director: Mgmt For For Dieter Wemmer 7l. Re-election of the member of the Board of Director: Mgmt For For Jeanette Wong 8.1 Re-election of the member of the Compensation Mgmt For For Committee: Julie G. Richardson 8.2 Re-election of the member of the Compensation Mgmt For For Committee: Dieter Wemmer 8.3 Re-election of the member of the Compensation Mgmt For For Committee: Jeanette Wong 9.1 Approval of the maximum aggregate amount of Mgmt For For compensation for the members of the Board from the 2023 AGM to the 2024 AGM 9.2 Approval of the aggregate amount of variable Mgmt For For compensation for members of the Group Executive Board for 2022 financial year 9.3 Approval of the maximum aggregate amount of fixed Mgmt For For compensation for members of Group Executive Board for 2024 financial year 10a Re-election of the independent proxy, ADB Altorfer Mgmt For For Duss & Beilstein AG, Zurich 10b Re-election of the auditors, Ernst & Young Ltd, Basel Mgmt For For 11 Ordinary reduction of share capital by way of Mgmt For For cancellation of shares repurchased under the 2021 share repurchase program 12 Approval of a new 2023 share repurchase program Mgmt For For 13a Ordinary reduction of the share capital by way of Mgmt For For reduction of the nominal value per share 13b Conversion of currency of the share capital of UBS Mgmt For For Group AG: Change of currency of the share capital 14 Instruction for the exercise of voting rights for Mgmt For motions not published. In the event that, at the Annual General Meeting, shareholders or the Board of Directors make additional or amending motions to the published agenda items and / or put forward new motions pursuant to Article 704b of the Swiss Code of Obligations, I / we instruct the independent proxy to act as follows. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Ticker: UNH Meeting Date: 05-Jun-2023 ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Timothy Flynn Mgmt For For 1b. Election of Director: Paul Garcia Mgmt For For 1c. Election of Director: Kristen Gil Mgmt For For 1d. Election of Director: Stephen Hemsley Mgmt For For 1e. Election of Director: Michele Hooper Mgmt For For 1f. Election of Director: F. William McNabb III Mgmt For For 1g. Election of Director: Valerie Montgomery Rice, M.D. Mgmt For For 1h. Election of Director: John Noseworthy, M.D. Mgmt For For 1i. Election of Director: Andrew Witty Mgmt For For 2. Advisory approval of the Company's executive Mgmt For For compensation. 3. Advisory approval of the frequency of holding future Mgmt 3 Years Against say-on-pay votes. 4. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. 5. If properly presented at the 2023 Annual Meeting of Shr Against For Shareholders, the shareholder proposal seeking a third-party racial equity audit. 6. If properly presented at the 2023 Annual Meeting of Shr Against For Shareholders, the shareholder proposal requiring a political contributions congruency report. 7. If properly presented at the 2023 Annual Meeting of Shr Against For Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935745779 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Ticker: V Meeting Date: 24-Jan-2023 ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd A. Carney Mgmt For For 1b. Election of Director: Kermit R. Crawford Mgmt For For 1c. Election of Director: Francisco Javier Mgmt For For Fernãndez-Carbajal 1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1e. Election of Director: Ramon Laguarta Mgmt For For 1f. Election of Director: Teri L. List Mgmt For For 1g. Election of Director: John F. Lundgren Mgmt For For 1h. Election of Director: Denise M. Morrison Mgmt For For 1i. Election of Director: Linda J. Rendle Mgmt For For 1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. To approve, on an advisory basis, the compensation Mgmt For For paid to our named executive officers. 3. To hold an advisory vote on the frequency of future Mgmt 3 Years Against advisory votes to approve executive compensation. 4. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for fiscal year 2023. 5. To vote on a stockholder proposal requesting an Shr Against For independent board chair policy. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ETF Opportunities Trust
(Registrant)
By /s/ Karen Shupe
Name: Karen Shupe
Title: Principal Executive Officer
Date: August 29, 2023