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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23464
UNCOMMON INVESTMENT FUNDS TRUST
(Exact name of registrant as specified in charter)
75 Virginia Road, Second Floor, Suite V1, North White Plains, New York 10603
(Address of principal executive offices) (Zip code)
Blumbergexcelsior Corporate Services, Inc.
1013 Centre Road, Suite 403S
Wilmington, DE 19805
(Name and address of agent for service)
Registrant's telephone number, including area code: 888-291-2011
Date of fiscal year end: December
Date of reporting period: July 1, 2020 – June 30, 2021
ITEM 1. PROXY VOTING RECORD:
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Appended hereto is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
UGCE Proxy Voting Report for Second Quarter 2021
Acct / Group All Accounts
Countries All Countries
Meeting Range 15-Apr-2021 To 30-Jun-2021
Vote Status Voted/Unvoted
Uncommon Investment Funds Trust
UGCE Proxy Voting Report for Second Quarter 2021
15-Apr-2021 To 30-Jun-2021
| Company Name | Meeting
Date | Meeting
Notes | Ticker
Symbol | Compare Vote With/Against
Management | Management
Recommendation | Compare Vote With/Against
Preferred Provider
Recommendation |
| No Data To Display | | | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) UNCOMMON INVESTMENT FUNDS TRUST
By (Signature and Title)* /s/ Eric M. Rubin
Eric M. Rubin, President
Date: August 18, 2021
* Print the name and title of each signing officer under his or her signature.
