Uncommon Investment Funds Trust N-PX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-23464

UNCOMMON INVESTMENT FUNDS TRUST

(Exact name of registrant as specified in charter)

75 Virgina Road, Second Floor, Suite VI, North White Plains, New York 10603

(Address of principal executive offices) (Zip code)

Blumbergexcelsior Corporate Services, Inc.

1013 Centre Road, Suite 403S

Wilmington, DE 19805

(Name and address of agent for service)

Registrant's telephone number, including area code: 212-922-2699

Date of fiscal year end: December 31

Date of reporting period: July 1, 2021 to June 30, 2022

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of1940 and rule 30bl-4 thereunder (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The 0MB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

A. Rule as to Use of Form N-PX.

GENERAL INSTRUCTIONS

Form N-PX is to be used for reports pursuant to Section 30 of the Investment Company Act of1940 (the "Act") and Rule 30bl-4 under the Act (17 CFR 270.30b1-4) by all registered management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file their complete proxy voting record not later than August 31 of each year for the most recent twelve-month period ended June 30.

B. Application of General Rules and Regulations.

The General Rules and Regulations under the Act contain certain general requirements that are applicable to reporting on any form under the Act. These general requirements should be carefully read and observed in the preparation and filing of reports on this form, except that any provision in the form or in these instructions shall be controlling.

SEC 2451 (4-22)

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.

C. Preparation of Report.

I. This Form is not to be used as a blank form to be filled in, but only as a guide in preparing the report in accordance with Rules Sb-I I (17 CFR 270.Sb-11) and Sb-12 (17 CFR 270.Sb-12) under the Act. The Commission does not furnish blank copies of this form to be filled in for filing.

2.       These general instructions are not to be filed with the report.

D. Incorporation by Reference.

No items of this Form shall be answered by incorporating any information by reference.

E. Definitions.

Unless the context clearly indicates the contrary, terms used in this Form N-PX have meanings as defined in the Act and the rules and regulations thereunder. Unless otherwise indicated, all references in the form to statutory sections or to rules are sections of the Act and the rules and regulations thereunder.

F. Signature and Filing of Report.

I.If the report is filed in paper pursuant to a hardship exemption from electronic filing (see Item 201 et seq. of Regulation S-T (17 CFR 232.201 et seq.)), eight complete copies of the report shall be filed with the Commission. At least one complete copy of the report filed with the Commission must be manually signed. Copies not manually signed must bear typed or printed signatures.

2. (a) The report must be signed by the registrant, and on behalf of the registrant by its principal executive officer or officers.

(b) The name and title of each person who signs the report shall be typed or printed beneath his or her signature. Attention is directed to Rule 8b-l1 under the Act (17 CFR 270.Sb-11) concerning manual signatures and signatures pursuant to powers of attorney.

Item 1. Proxy Voting Record.

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(t) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote( , for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.

Acct / Group

All Accounts

Proxy Report 2021-Q3

Countries

All Countries

Meeting Range

01-Jul-2021 To 30-Sep-2021

Vote Status

Voted/Unvoted

UGCE Proxy Report 2021 Q3  01-Jul-2021 To 30-Sep-2021

Ticker Symbol

Company Name

Meeting Date

Director Label

Director Name

Proposal Label

Proposal Long Text

Recorded Vote

Management Recommendation

Compare Vote With/Against Management

Preferred IR Provider Recommendation

Compare Vote With/Against Preferred Provider Recommendation

Primary Preferred Provider Recommendation Comments

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Christy Clark

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Jennifer M. Daniels

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Nicholas I. Fink

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Jerry Fowden

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Ernesto M. Hernandez

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Susan S. Johnson

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

James A. Locke III

1.

DIRECTOR

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Related party transactions; Related party transactions disclosure concern

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Jose M. Madero Garza

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Daniel J. McCarthy

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

William A. Newlands

1.

DIRECTOR

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Richard Sands

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Robert Sands

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

1.

Judy A. Schmeling

1.

DIRECTOR

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2022.

For

For

With Management

For

With Preferred Provider Recommendation

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

3.

To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement.

Against

For

Against Management

Against

With Preferred Provider Recommendation

The Company has pay for performance issues and does not link any long-term incentive grant to sustainability metrics.

STZ

CONSTELLATION BRANDS, INC.

20-Jul-2021

4.

Stockholder proposal regarding diversity.

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption of this proposal would constitute best practice for appointing CEOs and directors

FDX

FEDEX CORPORATION

27-Sep-2021

1A.

Election of Director: MARVIN R. ELLISON

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1B.

Election of Director: SUSAN PATRICIA GRIFFITH

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1C.

Election of Director: KIMBERLY A. JABAL

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1D.

Election of Director: SHIRLEY ANN JACKSON

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1E.

Election of Director: R. BRAD MARTIN

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1F.

Election of Director: JOSHUA COOPER RAMO

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1G.

Election of Director: SUSAN C. SCHWAB

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1H.

Election of Director: FREDERICK W. SMITH

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1I.

Election of Director: DAVID P. STEINER

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

IJ.

Election of Director: RAJESH SUBRAMANIAM

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

1K.

Election of Director: PAUL S. WALSH

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

2.

Advisory vote to approve named executive officer compensation.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Poorly justified adjustments relating to COVID-19

FDX

FEDEX CORPORATION

27-Sep-2021

3.

Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2022.

For

For

With Management

For

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

4.

Stockholder proposal regarding independent board chairman.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

FDX

FEDEX CORPORATION

27-Sep-2021

5.

Stockholder proposal regarding report on alignment between company values and electioneering contributions.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

FDX

FEDEX CORPORATION

27-Sep-2021

6.

Stockholder proposal regarding lobbying activity and expenditure report.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

FDX

FEDEX CORPORATION

27-Sep-2021

7.

Stockholder proposal regarding assessing inclusion in the workplace.

Against

Against

With Management

Against

With Preferred Provider Recommendation

FDX

FEDEX CORPORATION

27-Sep-2021

8.

Stockholder proposal regarding shareholder ratification of termination pay.

For

Against

Against Management

For

With Preferred Provider Recommendation

Shareholders should be consulted before the Company enters into severance agreements that provide benefits exceeding 2.99 times salary and bonus

Company Name	Meeting Date	Compare Vote  With/Against Management	Management Recommendation	Compare Vote With/Against Preferred Provider Recommendation	Proposal Label	Proposal Long Text	Preferred IR Provider Recommendation	Primary Preferred Provider Recommendation Comments	Recorded Vote
NIKE, INC.	06-Oct-2021	With Management	For	With Preferred Provider Recommendation	1A.	Election of Class B Director: Alan B. Graf, Jr.	For		For
NIKE, INC.	06-Oct-2021	With Management	For	With Preferred Provider Recommendation	1B.	Election of Class B Director:   Peter B. Henry	For		For
NIKE, INC.	06-Oct-2021	With Management	For	With Preferred Provider Recommendation	1C.	Election of Class B Director: Michelle A. Peluso	For		For
NIKE, INC.	06-Oct-2021	With Management	For	With Preferred Provider Recommendation	2.	To approve executive compensation by an advisory vote.	For		For
NIKE, INC.	06-Oct-2021	Against Management	For	With Preferred Provider Recommendation	3.	To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm.	Against	Excessive Auditor Tenure.	Against
NIKE, INC.	06-Oct-2021	Against Management	Against	With Preferred Provider Recommendation	4.	To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting.	For	Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending	For
NIKE, INC.	06-Oct-2021	Against Management	Against	With Preferred Provider Recommendation	5.	To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting.	For	Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks	For
NIKE, INC.	06-Oct-2021	Against Management	Against	With Preferred Provider Recommendation	6.	To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting.	For	Increased disclosure would allow shareholders to fully understand the steps the Company is taking to ensure equitable compensation	For
NIKE, INC.	06-Oct-2021	Against Management	Against	With Preferred Provider Recommendation	7.	To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting.	For		For
KLA CORPORATION	03-Nov-2021	Against Management	For	With Preferred Provider Recommendation	1A	Election of Director to serve for a one-year term: Edward Barnholt	Against	There is insufficient female representation on the board of directors.	Against
KLA CORPORATION	03-Nov-2021	Against Management	For	With Preferred Provider Recommendation	1B	Election of Director to serve for a one-year term: Robert Calderoni	Against	There is insufficient female representation on the board of directors.	Against
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1C	Election of Director to serve for a one-year term: Jeneanne Hanley	For		For
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1D	Election of Director to serve for a one-year term: Emiko Higashi	For		For
KLA CORPORATION	03-Nov-2021	Against Management	For	With Preferred Provider Recommendation	1E	Election of Director to serve for a one-year term: Kevin Kennedy	Against	There is insufficient female representation on the board of directors.	Against
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1F	Election of Director to serve for a one-year term: Gary Moore	For		For
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1G	Election of Director to serve for a one-year term: Marie Myers	For		For
KLA CORPORATION	03-Nov-2021	Against Management	For	With Preferred Provider Recommendation	1H	Election of Director to serve for a one-year term: Kiran Patel	Against	There is insufficient female representation on the board of directors.	Against
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1I	Election of Director to serve for a one-year term: Victor Peng	For		For
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1J	Election of Director to serve for a one-year term: Robert Rango	For		For
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	1K	Election of Director to serve for a one-year term: Richard Wallace	For		For
KLA CORPORATION	03-Nov-2021	Against Management	For	With Preferred Provider Recommendation	2	To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022.	Against	Excessive Auditor Tenure.	Against
KLA CORPORATION	03-Nov-2021	With Management	For	With Preferred Provider Recommendation	3	To approve on a non-binding, advisory basis our named executive officer compensation.	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1A.	Election of Director: Carrie S. Cox	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1B.	Election of Director: Bruce L. Downey	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1C.	Election of Director:   Sheri H. Edison	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1D.	Election of Director:   David C. Evans	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1E.	Election of Director: Patricia A. Hemingway Hall	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1F.	Election of Director: Akhil Johri	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1G.	Election of Director: Michael C. Kaufmann	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1H.	Election of Director: Gregory B. Kenny	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1I.	Election of Director: Nancy Killefer	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1J.	Election of Director: Dean A. Scarborough	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	1K.	Election of Director: John H. Weiland	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	2.	To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2022.	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	3.	To approve, on a non-binding advisory basis, the compensation of our named executive officers.	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	4.	To approve the Cardinal Health, Inc. 2021 Long-Term Incentive Plan.	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	For	With Preferred Provider Recommendation	5.	To approve an amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders.	For		For
CARDINAL HEALTH, INC.	05-Nov-2021	With Management	Against	With Preferred Provider Recommendation	6.	Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented.	Against		Against

Company Name	Meeting Date		Proposal Long Text	Recorded Vote	Management Recommendation	Compare Vote With/Against Management	Preferred IR Provider Recommendation	Compare Vote With/Against Preferred Provider Recommendation	Primary Preferred Provider Recommendation Comments
EMERSON ELECTRIC CO.	01-Feb-2022	Auditor	Ratification of KPMG LLP as Independent Registered Public Accounting Firm.	Against	For	Against Management	Against	With Preferred Provider Recommendation	Excessive Auditor Tenure.
TYSON FOODS, INC.	10-Feb-2022	Auditor	To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year ending October 1, 2022.	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Auditor	Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022.	For	For	With Management	For	With Preferred Provider Recommendation
EMERSON ELECTRIC CO.	01-Feb-2022	Compensation	Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation.	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Compensation	Advisory vote to approve executive compensation.	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Compensation	Approval of the Apple Inc. 2022 Employee Stock Plan.	For	For	With Management	For	With Preferred Provider Recommendation
EMERSON ELECTRIC CO.	01-Feb-2022	Director	DIRECTOR	Withhold	For	Against Management	Withhold	With Preferred Provider Recommendation	There is insufficient female representation on the board of directors.
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Les R. Baledge	Against	For	Against Management	Against	With Preferred Provider Recommendation	Other governance issue; Did not implement SHP passed by a majority; Insufficient disclosure of board diversity and policies; Multi- class share structure with unequal voting rights
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Mike Beebe	Against	For	Against Management	Against	With Preferred Provider Recommendation	Did not implement SHP passed by a majority
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: David J. Bronczek	Against	For	Against Management	Against	With Preferred Provider Recommendation	Did not implement SHP passed by a majority
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Jonathan D. Mariner	Against	For	Against Management	Against	With Preferred Provider Recommendation	Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.
APPLE INC.	04-Mar-2022	Director	Election of Director: Alex Gorsky	Against	For	Against Management	Against	With Preferred Provider Recommendation	Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.
EMERSON ELECTRIC CO.	01-Feb-2022	Director	DIRECTOR	For	For	With Management	For	With Preferred Provider Recommendation
EMERSON ELECTRIC CO.	01-Feb-2022	Director	DIRECTOR	For	For	With Management	For	With Preferred Provider Recommendation
EMERSON ELECTRIC CO.	01-Feb-2022	Director	DIRECTOR	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: John H. Tyson	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Maria Claudia Borras	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Mikel A. Durham	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Donnie King	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Kevin M. McNamara	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Cheryl S. Miller	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Jeffrey K. Schomburger	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Barbara A. Tyson	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Director	Election of Director: Noel White	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: James Bell	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Tim Cook	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Al Gore	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Andrea Jung	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Art Levinson	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Monica Lozano	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Ron Sugar	For	For	With Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Director	Election of Director: Sue Wagner	For	For	With Management	For	With Preferred Provider Recommendation
TYSON FOODS, INC.	10-Feb-2022	Shareholder	Shareholder proposal to request a report on sustainable packaging efforts.	For	Against	Against Management	For	With Preferred Provider Recommendation	The production of the requested report would help shareholders better understand the sustainability-related risks facing the Company
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Report on Forced Labor".	For	Against	Against Management	For	With Preferred Provider Recommendation	Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Pay Equity".	For	Against	Against Management	For	With Preferred Provider Recommendation	Increased disclosure would allow shareholders to fully understand the steps the Company is taking to ensure equitable compensation
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Civil Rights Audit".	For	Against	Against Management	For	With Preferred Provider Recommendation	The requested audit would help to identify and mitigate potentially significant risks
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Report on Concealment Clauses".	For	Against	Against Management	For	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Reincorporate with Deeper Purpose".	Against	Against	With Management	Against	With Preferred Provider Recommendation
APPLE INC.	04-Mar-2022	Shareholder	A shareholder proposal entitled "Transparency Reports".	Against	Against	With Management	Against	With Preferred Provider Recommendation

Acct / Group

All Accounts

2022 - Q2 Proxy Report

Countries

All Countries

Meeting Range

01-Apr-2022 To 30-Jun-2022

Vote Status

Voted/Unvoted

Uncommon Portfolio Design Core Equity ETF  01-Apr-2022 To 30-Jun-2022

2022-Q2 Proxy Report

Ticker Symbol

Company Name

Meeting Date

Director Label

Proposal Label

Proposal Long Text

Director Name

Recorded Vote

Management Recommendation

Compare Vote With/Against Management

Preferred IR Provider Recommendation

Compare Vote With/Against Preferred Provider Recommendation

Primary Preferred Provider Recommendation Comments

AVGO

BROADCOM INC

04-Apr-2022

1A.

Election of Director: Diane M. Bryant

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1B.

Election of Director: Gayla J. Delly

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1C.

Election of Director: Raul J. Fernandez

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1D.

Election of Director: Eddy W. Hartenstein

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1E.

Election of Director: Check Kian Low

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1F.

Election of Director: Justine F. Page

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1G.

Election of Director: Henry Samueli

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1H.

Election of Director: Hock E. Tan

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

1I.

Election of Director: Harry L. You

Against

For

Against Management

Against

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

AVGO

BROADCOM INC

04-Apr-2022

2.

Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 30, 2022.

For

For

With Management

For

With Preferred Provider Recommendation

AVGO

BROADCOM INC

04-Apr-2022

3.

Advisory vote to approve compensation of Broadcom's named executive officers.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Concerning pay practices; Excessive compensation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Jason D. Robins

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Harry E. Sloan

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Matthew Kalish

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Paul Liberman

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Woodrow H. Levin

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Shalom Meckenzie

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Jocelyn Moore

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Ryan R. Moore

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Valerie Mosley

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Steven J. Murray

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Marni M. Walden

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

1.

1.

DIRECTOR

Tilman Fertitta

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

DKNG

DRAFTKINGS INC.

19-Apr-2022

2.

To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.

For

For

With Management

For

With Preferred Provider Recommendation

DKNG

DRAFTKINGS INC.

19-Apr-2022

3.

To conduct a non-binding advisory vote on executive compensation.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Grants are excessive; Concerning pay practices

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1A.

Election of Director: Daniel F. Akerson

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1B.

Election of Director: David B. Burritt

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1C.

Election of Director: Bruce A. Carlson

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1D.

Election of Director: John M. Donovan

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1E.

Election of Director: Joseph F. Dunford, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1F.

Election of Director: James O. Ellis, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1G.

Election of Director: Thomas J. Falk

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1H.

Election of Director: Ilene S. Gordon

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1I.

Election of Director: Vicki A. Hollub

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1J.

Election of Director: Jeh C. Johnson

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1K.

Election of Director: Debra L. Reed- Klages

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1L.

Election of Director: James D. Taiclet

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

1M.

Election of Director: Patricia E. Yarrington

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

2.

Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

3.

Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay)

For

For

With Management

For

With Preferred Provider Recommendation

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

4.

Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings.

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

LMT

LOCKHEED MARTIN CORPORATION

21-Apr-2022

5.

Stockholder Proposal to Issue a Human Rights Impact Assessment Report.

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1A.

Election of Director: Steven D. Black

Against

For

Against Management

Against

With Preferred Provider Recommendation

Affiliate/Insider on compensation committee

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1B.

Election of Director: Mark A. Chancy

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1C.

Election of Director: Celeste A. Clark

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1D.

Election of Director: Theodore F. Craver, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1E.

Election of Director: Richard K. Davis

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1F.

Election of Director: Wayne M. Hewett

Against

For

Against Management

Against

With Preferred Provider Recommendation

No independent lead or presiding director

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1G.

Election of Director: CeCelia ("CeCe") G. Morken

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1H.

Election of Director: Maria R. Morris

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1I.

Election of Director: Felicia F. Norwood

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1J.

Election of Director: Richard B. Payne, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1K.

Election of Director: Juan A. Pujadas

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1L.

Election of Director: Ronald L. Sargent

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1M.

Election of Director: Charles W. Scharf

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

1N.

Election of Director: Suzanne M. Vautrinot

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

2.

Advisory resolution to approve executive compensation (Say on Pay).

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

3.

Approve the Company's 2022 Long- Term Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

4.

Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

WFC

WELLS FARGO & COMPANY

26-Apr-2022

5.

Shareholder Proposal - Policy for Management Pay Clawback Authorization.

For

Against

Against Management

For

With Preferred Provider Recommendation

Expanding the Company's clawback policy could protect shareholder interests

WFC

WELLS FARGO & COMPANY

26-Apr-2022

6.

Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses.

Against

Against

With Management

Against

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

7.

Shareholder Proposal - Racial and Gender Board Diversity Report.

For

Against

Against Management

For

With Preferred Provider Recommendation

WFC

WELLS FARGO & COMPANY

26-Apr-2022

8.

Shareholder Proposal - Report on Respecting Indigenous Peoples' Rights.

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

WFC

WELLS FARGO & COMPANY

26-Apr-2022

9.

Shareholder Proposal - Climate Change Policy.

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption of proposal will allow shareholders to more fully assess risks presented by climate change

WFC

WELLS FARGO & COMPANY

26-Apr-2022

10.

Shareholder Proposal - Conduct a Racial Equity Audit.

For

Against

Against Management

For

With Preferred Provider Recommendation

Current reporting does not provide sufficient information concerning risk

WFC

WELLS FARGO & COMPANY

26-Apr-2022

11.

Shareholder Proposal - Charitable Donations Disclosure.

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

1A.

Election of Class II Directors: Evan Bayh

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

1B.

Election of Class II Directors: Charles E. Bunch

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

1C.

Election of Class II Directors: Edward G. Galante

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

1D.

Election of Class II Directors: Kim K.W. Rucker

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

2.

Ratification of the selection of PriceWaterhouseCoopers LLP as the company's independent auditor for 2022.

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

3.

Approval, on an advisory basis, of the company's named executive officer compensation.

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

4.

Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors.

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

5.

Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions.

For

For

With Management

For

With Preferred Provider Recommendation

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

6.

Approval of an amendment to the company's Restated Certificate of Incorporation to amend the exclusive forum provision.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Amendment is not in best interests of shareholders

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

7.

Shareholder proposal seeking alternative right to call a special meeting.

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

8.

Shareholder proposal seeking an amendment to the company's existing clawback provisions.

For

Against

Against Management

For

With Preferred Provider Recommendation

Expanding the Company's clawback policy could protect shareholder interests

MPC

MARATHON PETROLEUM CORPORATION

27-Apr-2022

9.

Shareholder proposal seeking a report on just transition.

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption of proposal will allow shareholders to more fully assess risks presented by climate change

BA

THE BOEING COMPANY

29-Apr-2022

1A.

Election of Director: Robert A. Bradway

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

BA

THE BOEING COMPANY

29-Apr-2022

1B.

Election of Director: David L. Calhoun

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1C.

Election of Director: Lynne M. Doughtie

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1D.

Election of Director: Lynn J. Good

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1E.

Election of Director: Stayce D. Harris

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1F.

Election of Director: Akhil Johri

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1G.

Election of Director: David L. Joyce

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1H.

Election of Director: Lawrence W. Kellner

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

BA

THE BOEING COMPANY

29-Apr-2022

1I.

Election of Director: Steven M. Mollenkopf

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

BA

THE BOEING COMPANY

29-Apr-2022

1J.

Election of Director: John M. Richardson

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

1K.

Election of Director: Ronald A. Williams

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

BA

THE BOEING COMPANY

29-Apr-2022

2.

Approve, on an Advisory Basis, Named Executive Officer Compensation.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Concerning pay practices; Poor compensation structure/performance conditions

BA

THE BOEING COMPANY

29-Apr-2022

3.

Approve The Boeing Company Global Stock Purchase Plan.

For

For

With Management

For

With Preferred Provider Recommendation

BA

THE BOEING COMPANY

29-Apr-2022

4.

Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

BA

THE BOEING COMPANY

29-Apr-2022

5.

Additional Report on Lobbying Activities.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

BA

THE BOEING COMPANY

29-Apr-2022

6.

Additional Report on Charitable Contributions.

For

Against

Against Management

For

With Preferred Provider Recommendation

A review of the Company's charitable activities ensure they are congruent with stated values and can mitigate unnecessary risk to shareholder value

BA

THE BOEING COMPANY

29-Apr-2022

7.

Reduce Threshold to Call Special Meetings from 25% to 10%.

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

BA

THE BOEING COMPANY

29-Apr-2022

8.

Report on Net Zero Indicator.

For

For

With Management

For

With Preferred Provider Recommendation

Adoption of proposal will allow shareholders to more fully assess risks presented by climate change

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1A)

Election of Director: Peter J. Arduini

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1B)

Election of Director: Giovanni Caforio, M.D.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1C)

Election of Director: Julia A. Haller, M.D.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1D)

Election of Director: Manuel Hidalgo Medina, M.D., Ph.D.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1E)

Election of Director: Paula A. Price

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1F)

Election of Director: Derica W. Rice

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1G)

Election of Director: Theodore R. Samuels

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1H)

Election of Director: Gerald L. Storch

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1I)

Election of Director: Karen H. Vousden, Ph.D.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

1J)

Election of Director: Phyllis R. Yale

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

2.

Advisory Vote to Approve the Compensation of our Named Executive Officers.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

3.

Ratification of the Appointment of an Independent Registered Public Accounting Firm.

For

For

With Management

For

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

4.

Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%.

Against

Against

With Management

Against

With Preferred Provider Recommendation

BMY

BRISTOL-MYERS SQUIBB COMPANY

03-May-2022

5.

Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1A.

Election of Director: James S. Crown

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1B.

Election of Director: Rudy F. deLeon

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1C.

Election of Director: Cecil D. Haney

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1D.

Election of Director: Mark M. Malcolm

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1E.

Election of Director: James N. Mattis

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1F.

Election of Director: Phebe N. Novakovic

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1G.

Election of Director: C. Howard Nye

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1H.

Election of Director: Catherine B. Reynolds

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1I.

Election of Director: Laura J. Schumacher

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1J.

Election of Director: Robert K. Steel

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1K.

Election of Director: John G. Stratton

Against

For

Against Management

Against

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1L.

Election of Director: Peter A. Wall

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

2.

Advisory Vote on the Selection of Independent Auditors.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

3.

Advisory Vote to Approve Executive Compensation.

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

4.

Shareholder Proposal to Require an Independent Board Chairman.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

5.

Shareholder Proposal that the Board of Directors Issue a Report on Human Rights Due Diligence.

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

GILD

GILEAD SCIENCES, INC.

04-May-2022

1A.

Election of Director: Jacqueline K. Barton, Ph.D.

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1B.

Election of Director: Jeffrey A. Bluestone, Ph.D.

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1C.

Election of Director: Sandra J. Horning, M.D.

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1D.

Election of Director: Kelly A. Kramer

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1E.

Election of Director: Kevin E. Lofton

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1F.

Election of Director: Harish Manwani

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1G.

Election of Director: Daniel P. O'Day

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1H.

Election of Director: Javier J. Rodriguez

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

1I.

Election of Director: Anthony Welters

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

2.

To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

GILD

GILEAD SCIENCES, INC.

04-May-2022

3.

To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

4.

To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

5.

To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

GILD

GILEAD SCIENCES, INC.

04-May-2022

6.

To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non- management employees.

Against

Against

With Management

Against

With Preferred Provider Recommendation

GILD

GILEAD SCIENCES, INC.

04-May-2022

7.

To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting.

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

GILD

GILEAD SCIENCES, INC.

04-May-2022

8.

To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third-party review of Gilead's lobbying activities.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

GILD

GILEAD SCIENCES, INC.

04-May-2022

9.

To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices.

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption of proposal can help mitigate risks associated with drug pricing

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1A.

Election of Director: James S. Crown

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1B.

Election of Director: Rudy F. deLeon

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1C.

Election of Director: Cecil D. Haney

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1D.

Election of Director: Mark M. Malcolm

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1E.

Election of Director: James N. Mattis

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1F.

Election of Director: Phebe N. Novakovic

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1G.

Election of Director: C. Howard Nye

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1H.

Election of Director: Catherine B. Reynolds

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1I.

Election of Director: Laura J. Schumacher

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1J.

Election of Director: Robert K. Steel

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1K.

Election of Director: John G. Stratton

Against

For

Against Management

Against

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

1L.

Election of Director: Peter A. Wall

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

2.

Advisory Vote on the Selection of Independent Auditors.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

3.

Advisory Vote to Approve Executive Compensation.

For

For

With Management

For

With Preferred Provider Recommendation

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

4.

Shareholder Proposal to Require an Independent Board Chairman.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

GD

GENERAL DYNAMICS CORPORATION

04-May-2022

5.

Shareholder Proposal that the Board of Directors Issue a Report on Human Rights Due Diligence.

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

CVS

CVS HEALTH CORPORATION

11-May-2022

1A.

Election of Director: Fernando Aguirre

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1B.

Election of Director: C. David Brown II

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1C.

Election of Director: Alecia A. DeCoudreaux

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1D.

Election of Director: Nancy-Ann M. DeParle

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1E.

Election of Director: Roger N. Farah

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1F.

Election of Director: Anne M. Finucane

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1G.

Election of Director: Edward J. Ludwig

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1H.

Election of Director: Karen S. Lynch

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1I.

Election of Director: Jean-Pierre Millon

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1J.

Election of Director: Mary L. Schapiro

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

1K.

Election of Director: William C. Weldon

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

2.

Ratification of the appointment of our independent registered public accounting firm for 2022.

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

3.

Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation.

For

For

With Management

For

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

4.

Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting.

Against

Against

With Management

Against

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

5.

Stockholder proposal regarding our independent Board Chair.

Against

Against

With Management

Against

With Preferred Provider Recommendation

CVS

CVS HEALTH CORPORATION

11-May-2022

6.

Stockholder proposal on civil rights and non-discrimination audit focused on "non-diverse" employees.

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

CVS

CVS HEALTH CORPORATION

11-May-2022

7.

Stockholder proposal requesting paid sick leave for all employees.

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption could help mitigate human capital management-related risks

CVS

CVS HEALTH CORPORATION

11-May-2022

8.

Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios.

Against

Against

With Management

Against

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1A.

Election of Director: James A. Bennett

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1B.

Election of Director: Robert M. Blue

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1C.

Election of Director: Helen E. Dragas

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1D.

Election of Director: James O. Ellis, Jr.

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

D

DOMINION ENERGY, INC.

11-May-2022

1E.

Election of Director: D. Maybank Hagood

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1F.

Election of Director: Ronald W. Jibson

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1G.

Election of Director: Mark J. Kington

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1H.

Election of Director: Joseph M. Rigby

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

D

DOMINION ENERGY, INC.

11-May-2022

1I.

Election of Director: Pamela J. Royal, M.D.

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1J.

Election of Director: Robert H. Spilman, Jr.

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

D

DOMINION ENERGY, INC.

11-May-2022

1K.

Election of Director: Susan N. Story

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

1L.

Election of Director: Michael E. Szymanczyk

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

2.

Advisory Vote on Approval of Executive Compensation (Say on Pay)

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

3.

Ratification of Appointment of Independent Auditor

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

D

DOMINION ENERGY, INC.

11-May-2022

4.

Management Proposal to Amend the Company's Bylaw on Shareholders' Right to Call a Special Meeting to Lower the Ownership Requirement to 15%

For

For

With Management

For

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

5.

Shareholder Proposal Regarding the Shareholders' Right to Call a Special Meeting, Requesting the Ownership Threshold be Lowered to 10%

Against

Against

With Management

Against

With Preferred Provider Recommendation

D

DOMINION ENERGY, INC.

11-May-2022

6.

Shareholder Proposal Regarding Inclusion of Medium-Term Scope 3 Targets to the Company's Net Zero Goal

For

Against

Against Management

For

With Preferred Provider Recommendation

GHG reduction targets can help mitigate environmental impact and mitigate attendant risks

D

DOMINION ENERGY, INC.

11-May-2022

7.

Shareholder Proposal Regarding a Report on the Risk of Natural Gas Stranded Assets

For

None

For

With Preferred Provider Recommendation

Adoption of proposal will allow shareholders to more fully assess risks presented by climate change

PSX

PHILLIPS 66

11-May-2022

1A.

Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Greg C. Garland

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

1B.

Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Gary K. Adams

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

1C.

Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: John E. Lowe

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

1D.

Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Denise L. Ramos

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

2.

Advisory vote to approve our executive compensation.

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

3.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022.

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

4.

To approve the 2022 Omnibus Stock and Performance Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

PSX

PHILLIPS 66

11-May-2022

5.

Shareholder proposal regarding greenhouse gas emissions targets.

For

Against

Against Management

For

With Preferred Provider Recommendation

GHG reduction targets can help mitigate environmental impact and mitigate attendant risks

PSX

PHILLIPS 66

11-May-2022

6.

Shareholder proposal regarding report on shift to recycled polymers for single use plastics.

For

Against

Against Management

For

With Preferred Provider Recommendation

The production of the requested report would help shareholders better understand the sustainability-related risks facing the Company

INTC

INTEL CORPORATION

12-May-2022

1A.

Election of Director: Patrick P. Gelsinger

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1B.

Election of Director: James J. Goetz

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1C.

Election of Director: Andrea J. Goldsmith

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1D.

Election of Director: Alyssa H. Henry

Against

For

Against Management

Against

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

INTC

INTEL CORPORATION

12-May-2022

1E.

Election of Director: Omar Ishrak

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1F.

Election of Director: Risa Lavizzo- Mourey

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1G.

Election of Director: Tsu-Jae King Liu

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1H.

Election of Director: Gregory D. Smith

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1I.

Election of Director: Dion J. Weisler

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

1J.

Election of Director: Frank D. Yeary

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

2.

Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

INTC

INTEL CORPORATION

12-May-2022

3.

Advisory vote to approve executive compensation of our listed officers.

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

4.

Approval of amendment and restatement of the 2006 Equity Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

5.

Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting.

Against

Against

With Management

Against

With Preferred Provider Recommendation

INTC

INTEL CORPORATION

12-May-2022

6.

Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.

Against

Against

With Management

Against

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1a.

Election of Director: Shellye Archambeau

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1b.

Election of Director: Roxanne Austin

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1c.

Election of Director: Mark Bertolini

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1d.

Election of Director: Melanie Healey

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1e.

Election of Director: Laxman Narasimhan

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1f.

Election of Director: Clarence Otis, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1g.

Election of Director: Daniel Schulman

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1h.

Election of Director: Rodney Slater

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1i.

Election of Director: Carol Tomé

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1j.

Election of Director: Hans Vestberg

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

1k.

Election of Director: Gregory Weaver

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

2.

Advisory vote to approve executive compensation

For

For

With Management

For

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

3.

Ratification of appointment of independent registered public accounting firm

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

4.

Report on charitable contributions

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

5.

Amend clawback policy

For

Against

Against Management

For

With Preferred Provider Recommendation

Expanding the Company's clawback policy could protect shareholder interests

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

6.

Shareholder ratification of annual equity awards

Against

Against

With Management

Against

With Preferred Provider Recommendation

VZ

VERIZON COMMUNICATIONS INC.

12-May-2022

7.

Business operations in China

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

JPM

JPMORGAN CHASE & CO.

17-May-2022

1a.

Election of Director: Linda B. Bammann

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1b.

Election of Director: Stephen B. Burke

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1c.

Election of Director: Todd A. Combs

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1d.

Election of Director: James S. Crown

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1e.

Election of Director: James Dimon

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1f.

Election of Director: Timothy P. Flynn

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1g.

Election of Director: Mellody Hobson

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1h.

Election of Director: Michael A. Neal

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1i.

Election of Director: Phebe N. Novakovic

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

1j.

Election of Director: Virginia M. Rometty

For

For

With Management

For

With Preferred Provider Recommendation

JPM

JPMORGAN CHASE & CO.

17-May-2022

2.

Advisory resolution to approve executive compensation

Against

For

Against Management

Against

With Preferred Provider Recommendation

Grants are excessive; Pay and performance disconnect

JPM

JPMORGAN CHASE & CO.

17-May-2022

3.

Ratification of independent registered public accounting firm

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

JPM

JPMORGAN CHASE & CO.

17-May-2022

4.

Fossil fuel financing

For

Against

Against Management

For

With Preferred Provider Recommendation

Adoption of proposal will allow shareholders to more fully assess risks presented by climate change

JPM

JPMORGAN CHASE & CO.

17-May-2022

5.

Special shareholder meeting improvement

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

JPM

JPMORGAN CHASE & CO.

17-May-2022

6.

Independent board chairman

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

JPM

JPMORGAN CHASE & CO.

17-May-2022

7.

Board diversity resolution

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

JPM

JPMORGAN CHASE & CO.

17-May-2022

8.

Conversion to public benefit corporation

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

JPM

JPMORGAN CHASE & CO.

17-May-2022

9.

Report on setting absolute contraction targets

For

Against

Against Management

For

With Preferred Provider Recommendation

GHG reduction targets can help mitigate environmental impact and mitigate attendant risks

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1A.

Election of Director: John K. Adams, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1B.

Election of Director: Stephen A. Ellis

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1C.

Election of Director: Brian M. Levitt

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1D.

Election of Director: Arun Sarin

Against

For

Against Management

Against

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1E.

Election of Director: Charles R. Schwab

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

1F.

Election of Director: Paula A. Sneed

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

2.

Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors.

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

3.

Ratification of the selection of Deloitte & Touche LLP as independent auditors.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

4.

Advisory vote to approve named executive officer compensation.

Against

For

Against Management

Against

With Preferred Provider Recommendation

The Company has pay for performance issues and does not link any long-term incentive grant to sustainability metrics.

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

5.

Approval of the 2022 Stock Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

6.

Approval of the board's proposal to amend Bylaws to adopt proxy access.

For

For

With Management

For

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

7.

Stockholder Proposal requesting amendment to Bylaws to adopt proxy access.

Against

Against

With Management

Against

With Preferred Provider Recommendation

SCHW

THE CHARLES SCHWAB CORPORATION

17-May-2022

8.

Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

ANTM

ANTHEM, INC.

18-May-2022

1.1

Election of Director: Susan D. DeVore

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

1.2

Election of Director: Bahija Jallal

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

1.3

Election of Director: Ryan M. Schneider

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

1.4

Election of Director: Elizabeth E. Tallett

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

2.

Advisory vote to approve the compensation of our named executive officers.

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

3.

To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

ANTM

ANTHEM, INC.

18-May-2022

4.

To approve an amendment to our Articles of Incorporation to change our name to Elevance Health, Inc.

For

For

With Management

For

With Preferred Provider Recommendation

ANTM

ANTHEM, INC.

18-May-2022

5.

Shareholder proposal to prohibit political funding.

For

Against

Against Management

For

With Preferred Provider Recommendation

Limiting spending can help to mitigate risks associated with companies' political involvement

ANTM

ANTHEM, INC.

18-May-2022

6.

Shareholder proposal requesting a racial impact audit and report.

For

Against

Against Management

For

With Preferred Provider Recommendation

The requested audit would help to identify and mitigate potentially significant risks

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Albert S. Baldocchi

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Matthew A. Carey

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Gregg Engles

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Patricia Fili-Krushel

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Mauricio Gutierrez

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Robin Hickenlooper

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Adopted forum selection clause in past year w/o shareholder approval

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Scott Maw

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Brian Niccol

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

1.

1.

DIRECTOR

Mary Winston

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

2.

An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on-pay").

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

3.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

4.

Approve the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan.

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

5.

Approve the Chipotle Mexican Grill, Inc. Employee Stock Purchase Plan.

For

For

With Management

For

With Preferred Provider Recommendation

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

6.

Shareholder Proposal - Commission a Racial Equity Audit.

For

Against

Against Management

For

With Preferred Provider Recommendation

The requested audit would help to identify and mitigate potentially significant risks

CMG

CHIPOTLE MEXICAN GRILL, INC.

18-May-2022

7.

Shareholder Proposal - Publish Quantitative Workforce Data.

For

Against

Against Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1a.

Election of Director: Kevin J. Dallas

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1b.

Election of Director: Joseph M. Hogan

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1c.

Election of Director: Joseph Lacob

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1d.

Election of Director: C. Raymond Larkin, Jr.

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1e.

Election of Director: George J. Morrow

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1f.

Election of Director: Anne M. Myong

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1g.

Election of Director: Andrea L. Saia

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1h.

Election of Director: Greg J. Santora

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1i.

Election of Director: Susan E. Siegel

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

1j.

Election of Director: Warren S. Thaler

For

For

With Management

For

With Preferred Provider Recommendation

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

ALGN

ALIGN TECHNOLOGY, INC.

18-May-2022

3.

ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers.

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1a.

Election of Director: Jeffrey P. Bezos

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1b.

Election of Director: Andrew R. Jassy

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1c.

Election of Director: Keith B. Alexander

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1d.

Election of Director: Edith W. Cooper

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1e.

Election of Director: Jamie S. Gorelick

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1f.

Election of Director: Daniel P. Huttenlocher

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1g.

Election of Director: Judith A. McGrath

Against

For

Against Management

Against

With Preferred Provider Recommendation

Other governance issue

AMZN

AMAZON.COM, INC.

25-May-2022

1h.

Election of Director: Indra K. Nooyi

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1i.

Election of Director: Jonathan J. Rubinstein

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1j.

Election of Director: Patricia Q. Stonesifer

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

1k.

Election of Director: Wendell P. Weeks

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

AMZN

AMAZON.COM, INC.

25-May-2022

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Against

For

Against Management

Against

With Preferred Provider Recommendation

Grants are excessive; Pay and performance disconnect

AMZN

AMAZON.COM, INC.

25-May-2022

4.

APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK

For

For

With Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

5.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS

Against

Against

With Management

Against

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

6.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

AMZN

AMAZON.COM, INC.

25-May-2022

7.

SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY

Against

Against

With Management

Against

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

8.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS

For

Against

Against Management

For

With Preferred Provider Recommendation

The production of the requested report would help shareholders better understand the sustainability-related risks facing the Company

AMZN

AMAZON.COM, INC.

25-May-2022

9.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES

For

Against

Against Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

10.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES

For

Against

Against Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

11.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS

For

Against

Against Management

For

With Preferred Provider Recommendation

A review of the Company's charitable activities ensure they are congruent with stated values and can mitigate unnecessary risk to shareholder value

AMZN

AMAZON.COM, INC.

25-May-2022

12.

SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING

For

Against

Against Management

For

With Preferred Provider Recommendation

Additional disclosure could help mitigate regulatory and reputational risks

AMZN

AMAZON.COM, INC.

25-May-2022

13.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

AMZN

AMAZON.COM, INC.

25-May-2022

14.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

AMZN

AMAZON.COM, INC.

25-May-2022

15.

SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS

Against

Against

With Management

Against

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

16.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS

For

Against

Against Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

17.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to fully understand the steps the Company is taking to ensure equitable compensation

AMZN

AMAZON.COM, INC.

25-May-2022

18.

SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT

For

Against

Against Management

For

With Preferred Provider Recommendation

AMZN

AMAZON.COM, INC.

25-May-2022

19.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Peggy Alford

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Affiliate/Insider on audit committee; Other governance issue; Multi-class share structure with unequal voting rights

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Marc L. Andreessen

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Andrew W. Houston

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Nancy Killefer

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Robert M. Kimmitt

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Sheryl K. Sandberg

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Tracey T. Travis

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Tony Xu

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

1.

1.

DIRECTOR

Mark Zuckerberg

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

2.

To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022.

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

3.

To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement.

For

For

With Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

4.

A shareholder proposal regarding dual class capital structure.

For

Against

Against Management

For

With Preferred Provider Recommendation

Allowing one vote per share generally operates as a safeguard for common shareholders

FB

META PLATFORMS, INC.

25-May-2022

5.

A shareholder proposal regarding an independent chair.

For

Against

Against Management

For

With Preferred Provider Recommendation

An independent chair is better able to oversee the executives of a company and set a pro-shareholder agenda

FB

META PLATFORMS, INC.

25-May-2022

6.

A shareholder proposal regarding concealment clauses.

For

Against

Against Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

7.

A shareholder proposal regarding report on external costs of misinformation.

Against

Against

With Management

Against

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

8.

A shareholder proposal regarding report on community standards enforcement.

For

Against

Against Management

For

With Preferred Provider Recommendation

Additional disclosure concerning content enforcement policies is warranted

FB

META PLATFORMS, INC.

25-May-2022

9.

A shareholder proposal regarding report and advisory vote on the metaverse.

Against

Against

With Management

Against

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

10.

A shareholder proposal regarding human rights impact assessment.

For

Against

Against Management

For

With Preferred Provider Recommendation

Enhanced disclosure would allow shareholders to better gauge the Company's human rights-related risks

FB

META PLATFORMS, INC.

25-May-2022

11.

A shareholder proposal regarding child sexual exploitation online.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure will provide shareholders assurance that the Company is managing associated risks

FB

META PLATFORMS, INC.

25-May-2022

12.

A shareholder proposal regarding civil rights and non-discrimination audit.

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

FB

META PLATFORMS, INC.

25-May-2022

13.

A shareholder proposal regarding report on lobbying.

For

Against

Against Management

For

With Preferred Provider Recommendation

Increased disclosure would allow shareholders to more fully assess risks presented by the Company's political spending

FB

META PLATFORMS, INC.

25-May-2022

14.

A shareholder proposal regarding assessment of audit & risk oversight committee.

For

Against

Against Management

For

With Preferred Provider Recommendation

FB

META PLATFORMS, INC.

25-May-2022

15.

A shareholder proposal regarding report on charitable donations.

For

Against

Against Management

For

With Preferred Provider Recommendation

A review of the Company's charitable activities ensure they are congruent with stated values and can mitigate unnecessary risk to shareholder value

ULTA

ULTA BEAUTY, INC.

01-Jun-2022

1.

1.

DIRECTOR

Kelly E. Garcia

For

For

With Management

For

With Preferred Provider Recommendation

ULTA

ULTA BEAUTY, INC.

01-Jun-2022

1.

1.

DIRECTOR

Michael R. MacDonald

For

For

With Management

For

With Preferred Provider Recommendation

ULTA

ULTA BEAUTY, INC.

01-Jun-2022

1.

1.

DIRECTOR

Gisel Ruiz

For

For

With Management

For

With Preferred Provider Recommendation

ULTA

ULTA BEAUTY, INC.

01-Jun-2022

2.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2022, ending January 28, 2023.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

ULTA

ULTA BEAUTY, INC.

01-Jun-2022

3.

To vote on an advisory resolution to approve the Company's executive compensation.

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Kenneth J. Bacon

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Madeline S. Bell

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Edward D. Breen

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

Nominee sits on more than two public company boards while being an executive of a public company or the nominee sits on more than five public company boards.

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Gerald L. Hassell

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Jeffrey A. Honickman

Withhold

For

Against Management

Withhold

With Preferred Provider Recommendation

There is insufficient female representation on the board of directors.

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Maritza G. Montiel

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Asuka Nakahara

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

David C. Novak

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

1.

1.

DIRECTOR

Brian L. Roberts

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

2.

Advisory vote on executive compensation

For

For

With Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

3.

Ratification of the appointment of our independent auditors

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

CMCSA

COMCAST CORPORATION

01-Jun-2022

4.

To report on charitable donations

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

CMCSA

COMCAST CORPORATION

01-Jun-2022

5.

To perform independent racial equity audit

For

Against

Against Management

For

With Preferred Provider Recommendation

The requested audit would help to identify and mitigate potentially significant risks

CMCSA

COMCAST CORPORATION

01-Jun-2022

6.

To report on risks of omitting "viewpoint" and "ideology" from EEO policy

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

CMCSA

COMCAST CORPORATION

01-Jun-2022

7.

To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies

For

Against

Against Management

For

With Preferred Provider Recommendation

CMCSA

COMCAST CORPORATION

01-Jun-2022

8.

To report on how retirement plan options align with company climate goals

Against

Against

With Management

Against

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1a.

Election of Director: Rodney C. Adkins

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1b.

Election of Director: Jonathan Christodoro

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1c.

Election of Director: John J. Donahoe

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1d.

Election of Director: David W. Dorman

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1e.

Election of Director: Belinda J. Johnson

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1f.

Election of Director: Enrique Lores

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1g.

Election of Director: Gail J. McGovern

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1h.

Election of Director: Deborah M. Messemer

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1i.

Election of Director: David M. Moffett

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1j.

Election of Director: Ann M. Sarnoff

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1k.

Election of Director: Daniel H. Schulman

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

1l.

Election of Director: Frank D. Yeary

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

2.

Advisory Vote to Approve Named Executive Officer Compensation.

For

For

With Management

For

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

3.

Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation.

1 Year

1 Year

With Management

1 Year

With Preferred Provider Recommendation

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

4.

Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

PYPL

PAYPAL HOLDINGS, INC.

02-Jun-2022

5.

Stockholder Proposal - Special Shareholder Meeting Improvement.

For

Against

Against Management

For

With Preferred Provider Recommendation

A 10% threshold for calling a special meeting is appropriate

CRM

SALESFORCE, INC.

09-Jun-2022

1a.

Election of Director: Marc Benioff

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1b.

Election of Director: Bret Taylor

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1c.

Election of Director: Laura Alber

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1d.

Election of Director: Craig Conway

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1e.

Election of Director: Parker Harris

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1f.

Election of Director: Alan Hassenfeld

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1g.

Election of Director: Neelie Kroes

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1h.

Election of Director: Oscar Munoz

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1i.

Election of Director: Sanford Robertson

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1j.

Election of Director: John V. Roos

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1k.

Election of Director: Robin Washington

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1l.

Election of Director: Maynard Webb

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

1m.

Election of Director: Susan Wojcicki

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

2.

Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance.

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

3.

Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance.

For

For

With Management

For

With Preferred Provider Recommendation

CRM

SALESFORCE, INC.

09-Jun-2022

4.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023.

Against

For

Against Management

Against

With Preferred Provider Recommendation

Excessive Auditor Tenure.

CRM

SALESFORCE, INC.

09-Jun-2022

5.

An advisory vote to approve the fiscal 2022 compensation of our named executive officers.

Against

For

Against Management

Against

With Preferred Provider Recommendation

The Company has pay for performance issues and does not link any long-term incentive grant to sustainability metrics.

CRM

SALESFORCE, INC.

09-Jun-2022

6.

A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting.

Against

Against

With Management

Against

With Preferred Provider Recommendation

Shareholder proposal is anti-social.

CRM

SALESFORCE, INC.

09-Jun-2022

7.

A stockholder proposal requesting a racial equity audit, if properly presented at the meeting.

For

Against

Against Management

For

With Preferred Provider Recommendation

The requested audit would help to identify and mitigate potentially significant risks

Registrant:		UNCOMMON INVESTMENT FUNDS TRUST - Uncommon Generosity 50 Equity ETF							Item 1, Exhibit A
Investment Company Act file number: 811-23464
Reporting Period:		July 1, 2021 through June 30, 2022
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1
2	The Uncommon Generosity 50 Equity ETF was not operational during the reporting period ended June 30, 2022.

SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) UNCOMMON INVESTMENT FUNDS TRUST

By (Signature and Title)* /s/ Eric Rubin, President

By: Eric Rubin, President

Date: July 15, 2022

* Print the name and title of each signing officer under his or her signature.