UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23590
CPG Cooper Square International Equity, LLC
(Exact name of registrant as specified in charter)
500 Fifth Avenue, 31st Floor, New York, NY 10110
(Address of principal executive offices) (Zip code)
Mitchell A. Tanzman
c/o Central Park Advisers, LLC
500 Fifth Avenue, 31st Floor
New York, NY 10110
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212.317.9200
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1 – Proxy Voting Record.
Investment Company Report
| CTS EVENTIM AG & CO. KGAA | ||||
| Security | D1648T108 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 13-Jan-2021 | ||
| ISIN | DE0005470306 | Agenda | 713437160 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||
| 1 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION; APPROVE CREATION OF EUR 19.2 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For |
| 2 | APPROVE CREATION OF EUR 19.2 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For |
| CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||
| CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||
| MELROSE INDUSTRIES PLC | ||||
| Security | G5973J178 | Meeting Type | Ordinary General Meeting | |
| Ticker Symbol | Meeting Date | 21-Jan-2021 | ||
| ISIN | GB00BZ1G4322 | Agenda | 713490706 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | TO APPROVE THE 2020 MELROSE EMPLOYEE SHARE PLAN THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN PART II OF THE CIRCULAR TO SHAREHOLDERS | Management | For | For |
| 2 | TO APPROVE AMENDMENTS TO THE 2020 DIRECTORS REMUNERATION POLICY SET OUT ON PAGES 103 TO 111 INCLUSIVE OF THE COMPANY'S 2019 ANNUAL REPORT | Management | For | For |
| CMMT | 30 DEC 2020: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||
Investment Company Report
| CRH PLC | ||||||
| Security | G25508105 | Meeting Type | ExtraOrdinary General Meeting | |||
| Ticker Symbol | Meeting Date | 09-Feb-2021 | ||||
| ISIN | IE0001827041 | Agenda | 713544814 - Management | |||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | ||
| 2 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION | Management | For | For | ||
| 4 | TO AMEND THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE SURRENDER FOR NIL CONSIDERATION, AND AUTHORISE THE CANCELLATION OF, THE INCOME SHARES OF THE COMPANY OF E0.02 EACH | Management | For | For | ||
| 5 | SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO DIMINISH THE AUTHORISED SHARE CAPITAL OF THE COMPANY BY E25,000,000 FROM E426,297,940 TO E401,297,940 | Management | For | For | ||
| 6 | TO AMEND THE ARTICLES OF ASSOCIATION TO DELETE ALL REFERENCES TO THE INCOME SHARES | Management | For | For | ||
Investment Company Report
| IHS MARKIT LTD | |||||
| Security | G47567105 | Meeting Type | Special | ||
| Ticker Symbol | INFO | Meeting Date | 11-Mar-2021 | ||
| ISIN | BMG475671050 | Agenda | 935329462 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | For | For | |
| 2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | For | For | |
| SHISEIDO COMPANY,LIMITED | |||||
| Security | J74358144 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | |||
| ISIN | JP3351600006 | Agenda | 713625816 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| Please reference meeting materials. | Non-Voting | ||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |
| 2.1 | Appoint a Director Uotani, Masahiko | Management | For | For | |
| 2.2 | Appoint a Director Suzuki, Yukari | Management | For | For | |
| 2.3 | Appoint a Director Tadakawa, Norio | Management | For | For | |
| 2.4 | Appoint a Director Yokota, Takayuki | Management | For | For | |
| 2.5 | Appoint a Director Fujimori, Yoshiaki | Management | For | For | |
| 2.6 | Appoint a Director Ishikura, Yoko | Management | For | For | |
| 2.7 | Appoint a Director Iwahara, Shinsaku | Management | For | For | |
| 2.8 | Appoint a Director Oishi, Kanoko | Management | For | For | |
| 3 | Appoint a Corporate Auditor Ozu, Hiroshi | Management | For | For | |
| 4 | Approve Details of the Long-Term Incentive Type Compensation to be received by Directors | Management | For | For | |
| SHIMANO INC. | |||||
| Security | J72262108 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | |||
| ISIN | JP3358000002 | Agenda | 713662511 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| Please reference meeting materials. | Non-Voting | ||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |
| 2.1 | Appoint a Director Chia Chin Seng | Management | For | For | |
| 2.2 | Appoint a Director Otsu, Tomohiro | Management | For | For | |
| 2.3 | Appoint a Director Yoshida, Tamotsu | Management | For | For | |
| 2.4 | Appoint a Director Ichijo, Kazuo | Management | For | For | |
| 2.5 | Appoint a Director Katsumaru, Mitsuhiro | Management | For | For | |
| 2.6 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | |
Investment Company Report
| MERCK KGAA | ||||
| Security | D5357W103 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 23-Apr-2021 | ||
| ISIN | DE0006599905 | Agenda | 713679251 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | For | For |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.40 PER SHARE | Management | For | For |
| 4 | APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL YEAR 2020 | Management | For | For |
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For |
| 6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For |
| 7 | AMEND ARTICLES RE: SUPERVISORY BOARD APPROVAL OF TRANSACTIONS WITH RELATED PARTIES | Management | For | For |
| 8 | APPROVE REMUNERATION POLICY | Management | For | For |
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For |
| 10 | APPROVE ELEVEN AFFILIATION AGREEMENTS | Management | For | For |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||
| PERKINELMER, INC. | ||||
| Security | 714046109 | Meeting Type | Annual | |
| Ticker Symbol | PKI | Meeting Date | 27-Apr-2021 | |
| ISIN | US7140461093 | Agenda | 935345505 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for one year term: Peter Barrett, PhD | Management | For | For |
| 1B. | Election of Director for one year term: Samuel R. Chapin | Management | For | For |
| 1C. | Election of Director for one year term: Sylvie Grégoire, PharmD | Management | For | For |
| 1D. | Election of Director for one year term: Alexis P. Michas | Management | For | For |
| 1E. | Election of Director for one year term: Prahlad R. Singh, PhD | Management | For | For |
| 1F. | Election of Director for one year term: Michel Vounatsos | Management | For | For |
| 1G. | Election of Director for one year term: Frank Witney, PhD | Management | For | For |
| 1H. | Election of Director for one year term: Pascale Witz | Management | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Management | For | For |
| 3. | To approve, by non-binding advisory vote, our executive compensation. | Management | For | For |
| ALCON SA | ||||
| Security | H01301128 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||
| ISIN | CH0432492467 | Agenda | 713728953 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.10 PER SHARE | Management | No Action | |
| 4.1 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |
| 4.2 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3.3 MILLION | Management | No Action | |
| 4.3 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 38.4 MILLION | Management | No Action | |
| 5.1 | REELECT MICHAEL BALL AS DIRECTOR AND BOARD CHAIRMAN | Management | No Action | |
| 5.2 | REELECT LYNN BLEIL AS DIRECTOR | Management | No Action | |
| 5.3 | REELECT ARTHUR CUMMINGS AS DIRECTOR | Management | No Action | |
| 5.4 | REELECT DAVID ENDICOTT AS DIRECTOR | Management | No Action | |
| 5.5 | REELECT THOMAS GLANZMANN AS DIRECTOR | Management | No Action | |
| 5.6 | REELECT KEITH GROSSMANN AS DIRECTOR | Management | No Action | |
| 5.7 | REELECT SCOTT MAW AS DIRECTOR | Management | No Action | |
| 5.8 | REELECT KAREN MAY AS DIRECTOR | Management | No Action | |
| 5.9 | REELECT INES POESCHEL AS DIRECTOR | Management | No Action | |
| 5.10 | REELECT DIETER SPAELTI AS DIRECTOR | Management | No Action | |
| 6.1 | REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |
| 6.2 | REAPPOINT KEITH GROSSMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |
| 6.3 | REAPPOINT KAREN MAY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |
| 6.4 | REAPPOINT INES POESCHEL AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |
| 7 | DESIGNATE HARTMANN DREYER ATTORNEYS-AT- LAW AS INDEPENDENT PROXY | Management | No Action | |
| 8 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | No Action | |
| ASML HOLDING NV | ||||
| Security | N07059202 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||
| ISIN | NL0010273215 | Agenda | 713687234 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||
| 1. | OPENING | Non-Voting | ||
| 2. | OVERVIEW OF THE COMPANY'S BUSINESS, FINANCIAL SITUATION AND SUSTAINABILITY | Non-Voting | ||
| 3. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND | Non-Voting | ||
| 3.a | ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| 3.b | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2020, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management | For | For |
| 3.c | CLARIFICATION OF THE COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | ||
| 3.d | PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE | Management | For | For |
| 4 | DISCHARGE | Non-Voting | ||
| 4.a | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2020 | Management | For | For |
| 4.b | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2020 | Management | For | For |
| 5. | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management | For | For |
| 6. | PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO THE REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For |
| 7. | PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For |
| 8. | COMPOSITION OF THE BOARD OF MANAGEMENT | Non-Voting | ||
| 9. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||
| 9.a | PROPOSAL TO APPOINT MS. B. CONIX AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For |
| 9.b | COMPOSITION OF THE SUPERVISORY BOARD IN 2022 | Non-Voting | ||
| 10. | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2022: KPMG Accountants N.V. | Management | For | For |
| 11. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR- GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR-EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS | Non-Voting | ||
| 11.a | AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES | Management | For | For |
| 11.b | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH AGENDA ITEM 11 A) | Management | For | For |
| 11.c | AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES | Management | For | For |
| 11.d | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH AGENDA ITEM 11 C) | Management | For | For |
| 12. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO REPURCHASE ORDINARY SHARES-UP TO 20% OF THE ISSUED SHARE CAPITAL | Non-Voting | ||
| 12.a | AUTHORIZATION TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For |
| 12.b | AUTHORIZATION TO REPURCHASE ADDITIONAL ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For |
| 13. | PROPOSAL TO CANCEL ORDINARY SHARES | Management | For | For |
| 14. | ANY OTHER BUSINESS | Non-Voting | ||
| 15. | CLOSING | Non-Voting | ||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS.. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||
| CMMT | 30 MAr 2021: Deletion of comment | Non-Voting | ||
Investment Company Report
| IHS MARKIT LTD | |||||
| Security | G47567105 | Meeting Type | Annual | ||
| Ticker Symbol | INFO | Meeting Date | 05-May-2021 | ||
| ISIN | BMG475671050 | Agenda | 935359679 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1A. | Election of Director: Lance Uggla | Management | For | For | |
| 1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For | |
| 1C. | Election of Director: Dinyar S. Devitre | Management | For | For | |
| 1D. | Election of Director: Ruann F. Ernst | Management | For | For | |
| 1E. | Election of Director: Jacques Esculier | Management | For | For | |
| 1F. | Election of Director: Gay Huey Evans | Management | For | For | |
| 1G. | Election of Director: William E. Ford | Management | For | For | |
| 1H. | Election of Director: Nicoletta Giadrossi | Management | For | For | |
| 1I. | Election of Director: Robert P. Kelly | Management | For | For | |
| 1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For | |
| 1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For | |
| 1L. | Election of Director: Deborah K. Orida | Management | For | For | |
| 1M. | Election of Director: James A. Rosenthal | Management | For | For | |
| 2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | |
| 3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | For | For | |
| MELROSE INDUSTRIES PLC | |||||
| Security | G5973J178 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 06-May-2021 | |||
| ISIN | GB00BZ1G4322 | Agenda | 713759186 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 01 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS THEREON | Management | For | For | |
| 02 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |
| 03 | TO DECLARE A FINAL DIVIDEND OF 0.75P PER ORDINARY SHARE | Management | For | For | |
| 04 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management | For | For | |
| 05 | TO RE-ELECT DAVID ROPER AS A DIRECTOR | Management | For | For | |
| 06 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management | For | For | |
| 07 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management | For | For | |
| 08 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management | For | For | |
| 09 | TO RE-ELECT LIZ HEWITT AS A DIRECTOR | Management | For | For | |
| 10 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management | For | For | |
| 11 | TO RE-ELECT ARCHIE G KANE AS A DIRECTOR | Management | For | For | |
| 12 | TO RE-ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management | For | For | |
| 13 | TO RE-ELECT FUNMI ADEGOKE AS A DIRECTOR | Management | For | For | |
| 14 | TO ELECT PETER DILNOT AS A DIRECTOR | Management | For | For | |
| 15 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |
| 16 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | |
| 17 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management | For | For | |
| 18 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |
| 19 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |
| 20 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | |
| 21 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |
| CMMT | 21 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING NEED TO BE- COMPLETED WITHOUT RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | |||
| MELROSE INDUSTRIES PLC | |||||
| Security | G5973J178 | Meeting Type | Ordinary General Meeting | ||
| Ticker Symbol | Meeting Date | 06-May-2021 | |||
| ISIN | GB00BZ1G4322 | Agenda | 713971174 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1 | THAT THE DISPOSAL OF THE AIR MANAGEMENT GROUP ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE DISPOSAL AGREEMENT BE AND IS APPROVED | Management | For | For | |
| CLARIVATE PLC | |||||
| Security | G21810109 | Meeting Type | Annual | ||
| Ticker Symbol | CLVT | Meeting Date | 06-May-2021 | ||
| ISIN | JE00BJJN4441 | Agenda | 935356053 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1A. | Election of Director: Valeria Alberola | Management | For | For | |
| 1B. | Election of Director: Usama N. Cortas | Management | For | For | |
| 1C. | Election of Director: Adam T. Levyn | Management | For | For | |
| 1D. | Election of Director: Charles J. Neral | Management | For | For | |
| 1E. | Election of Director: Roxane White | Management | For | For | |
| 2. | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |
| 3. | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO ALLOW FOR THE REMOVAL OF A DIRECTOR WITH OR WITHOUT CAUSE. | Management | For | For | |
| 4. | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO ELIMINATE INAPPLICABLE PROVISIONS. | Management | For | For | |
| 5. | AUTHORIZATION TO PURCHASE ORDINARY SHARES FROM LEONARD GREEN & PARTNERS, L.P., PARTNERS GROUP AG, CASTIK CAPITAL S.A.R.L. AND NGB CORPORATION OR THEIR AFFILIATES. | Management | For | For | |
| 6. | AUTHORIZATION TO PURCHASE ORDINARY SHARES FROM ANY WHOLLY OWNED SUBSIDIARY. | Management | For | For | |
| 7. | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |
| 8. | RECOMMEND, ON AN ADVISORY, NON-BINDING BASIS, WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD TAKE PLACE EVERY ONE, TWO, OR THREE YEARS. | Management | 1 Year | For | |
| 9. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | |
| CTS EVENTIM AG & CO. KGAA | |||||
| Security | D1648T108 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 07-May-2021 | |||
| ISIN | DE0005470306 | Agenda | 713749147 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | |||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | |||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2020 FINANCIAL YEAR WITH-THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT AS WELL AS THE REPORT BY THE GENERAL PARTNER PURSUANT TO-SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE | Non-Voting | |||
| 2 | RESOLUTION ON THE APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | For | For | |
| 3 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 280,717,397.31 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD | Management | For | For | |
| 4 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | |
| 5 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | |
| 6 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2021 FINANCIAL YEAR: KPMG AG, HAMBURG | Management | For | For | |
| 7 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS MEETING OF JUNE 19, 2020 TO ACQUIRE OWN SHARES SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF THE COMPANY'S SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 6, 2026. BESIDES SELLING THE SHARES ON THE STOCK EXCHANGE OR OFFERING THEM TO ALL SHAREHOLDERS, THE GENERAL PARTNER SHALL ALSO BE AUTHORIZED TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AS WELL AS TO MANAGERS OF AFFILIATED COMPANIES, TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO RETIRE THE SHARES | Management | For | For | |
| 8 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS, EFFECTIVE FROM JANUARY 1, 2021, SHALL BE APPROVED | Management | For | For | |
| 9 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD: THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD AS DETERMINED IN SECTION 15 OF THE ARTICLES OF ASSOCIATION SHALL BE CONFIRMED | Management | For | For | |
| 10 | RESOLUTION ON THE INCREASE OF THE NUMBER OF MEMBERS IN THE SUPERVISORY BOARD AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION SECTION 11(1): THE SUPERVISORY BOARD COMPRISES FOUR MEMBERS | Management | For | For | |
| 11 | ELECTION OF PHILIPP WESTERMEYER TO THE SUPERVISORY BOARD | Management | For | For | |
| 12 | RESOLUTION ON THE AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS, THE CREATION OF A CONTINGENT CAPITAL 2021, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS MEETING OF JANUARY 21, 2000 AND THE CONTINGENT CAPITAL 2000/I SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO GRANT SUBSCRIPTION RIGHTS FOR UP TO 1,440,000 BEARER NO-PAR SHARES TO MANAGERS OF AFFILIATED COMPANIES AS WELL TO SELECTED EXECUTIVES AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES, ON OR BEFORE MAY 6, 2026. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 1,440,000 THROUGH THE ISSUE OF UP TO 1,440,000 NEW BEARER NO-PAR SHARES, INSOFAR AS SUBSCRIPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2021) | Management | For | For | |
| CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
| EDENRED SA | |||||
| Security | F3192L109 | Meeting Type | MIX | ||
| Ticker Symbol | Meeting Date | 11-May-2021 | |||
| ISIN | FR0010908533 | Agenda | 713815390 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | |||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | |||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 204,928,787.73. THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 277,202.00 AND THEIR CORRESPONDING TAX OF EUR 69,300.00 | Management | For | For | |
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, WHICH SHOW CONSOLIDATED NET PROFIT OF EUR 237,913,000.00 | Management | For | For | |
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES THAT THE INCOME FOR THE FISCAL YEAR WILL BE APPROPRIATED AS FOLLOWS: ORIGIN EARNINGS: EUR 204,928,787.73 TO THE LEGAL RESERVE: EUR 675,698.80 BALANCE: EUR 204,253,088.93 RETAINED EARNINGS: EUR 225,034,514.93 DISTRIBUTABLE INCOME: EUR 429,287,603.86 ALLOCATION DIVIDENDS (BASED ON 245,905,514 SHARES WITH DIVIDEND RIGHT AS OF DECEMBER 31ST 2020): EUR 184,429,135.50 RETAINED EARNINGS: EUR 244,858,468.36 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.75 PER SHARE, ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THE DIVIDEND WILL BE PAID AS FROM JUNE 9TH, 2021.THE AMOUNT CORRESPONDING TO THE TREASURY SHARES | Management | For | For | |
| WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 0.70 PER SHARE FOR FISCAL YEAR 2019 EUR 0.86 PER SHARE FOR FISCAL YEAR 2018EUR 0.85 PER SHARE FOR FISCAL YEAR 2017 | |||||
| 4 | THE DIVIDEND PAYMENT WILL BE FULLY CARRIED OUT EITHER IN CASH OR IN SHARES AS PER THE FOLLOWING CONDITIONS: THE OPTION WILL BE EFFECTIVE FROM MAY 18TH 2021, TO JUNE 2ND 2021 (INCLUSIVE), THE SHAREHOLDERS WHO HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN SHARES AT THE END OF THIS PERIOD, WILL BE PAID IN CASH IF THE AMOUNT OF THE DIVIDENDS FOR WHICH THE OPTION IS EXERCISED DOES NOT CORRESPOND TO A WHOLE NUMBER OF SECURITIES, THE SHAREHOLDER WILL RECEIVE THE NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN CASH. DELIVERY OF THE NEW SHARES WILL TAKE PLACE AS FROM JUNE 9TH 2020 THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |
| 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS SYLVIA COUTINHO AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |
| 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MS FRANCOISE GRI AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |
| 7 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MS ANGELES GARCIA-PROVEDA FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |
| 8 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MS MONICA MONDARDINI FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |
| 9 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MR PHILIPPE VALLEE FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CEO | Management | For | For | |
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS (EXCLUDING THE CEO) | Management | For | For | |
| 12 | THE SHAREHOLDERS' MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 800,000.00 TO THE DIRECTORS AS FROM JANUARY 1ST 2021, UNTIL FURTHER NOTICE | Management | For | For | |
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE | Management | For | For | |
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR BERTRAND DUMAZY, AS CEO | Management | For | For | |
| 15 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND ACKNOWLEDGES THAT THERE ARE NO NEW AGREEMENTS TO BE SUBMITTED TO THE APPROVAL OF THIS MEETING | Management | For | For | |
| 16 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO TRADE THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 70.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 24,658,335 SHARES AS OF DECEMBER 31ST 2020), MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,726,083,450.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 7TH 2020 IN RESOLUTION NR 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |
| 17 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE ORDINARY SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, WITHOUT THE PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT | Management | For | For | |
| REPRESENT MORE THAN 1.5 PER CENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE LIMITS SET FORTH IN THE 16TH AND 17TH RESOLUTIONS OF MAY 7TH 2020 OR ANY OTHER RESOLUTIONS ESTABLISHED DURING THE VALIDITY OF THE PRESENT RESOLUTION. THE TOTAL NUMBER OF SHARES ISSUED, FREELY ALLOCATED TO CORPORATE OFFICERS OF THE COMPANY MAY NOT EXCEED, 0.1 PER CENT OF THE SHARE CAPITAL AND SHALL COUNT AGAINST THE GLOBAL LIMIT AFOREMENTIONED.THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION OF THE SHAREHOLDERS' MEETING OF MAY 7TH 202 RESOLUTION NR 23. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||
| 18 | SUBJECT TO THE APPLICATION OF ARTICLES L. 228-65 AND L. 228-72 OF THE FRENCH COMMERCIAL CODE, THE SHAREHOLDERS' MEETING APPROVES THE TRANSFORMATION OF THE SOCIAL FORM OF THE COMPANY INTO A EUROPEAN COMPANY (SOCIETAS EUROPAEA) WITH A BOARD OF DIRECTORS AND APPROVES THE TERMS OF THE TRANSFORMATION PROJECT THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |
| 19 | SUBJECT TO THE ADOPTION OF RESOLUTION 18, THE SHAREHOLDERS' MEETING DECIDES TO AMEND THE FOLLOWING ARTICLES NUMBER 1: 'FORM' OF THE BYLAWS NUMBER 2: 'CORPORATE NAME' OF THE BYLAWS NUMBER 4: 'REGISTERED OFFICE' OF THE BYLAWS NUMBER 12: 'COMPANY MANAGEMENT' OF THE BYLAWS NUMBER 13: 'POWERS AND DUTIES OF THE BOARD OF DIRECTORS' OF THE BYLAWS NUMBER 15: 'DECISION OF THE BOARD OF DIRECTORS' OF THE BYLAWS NUMBER 25: ' REGULATED AGREEMENTS' OF THE BYLAWS | Management | For | For | |
| 20 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | |
| CMMT | 23 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104232101133-49 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND DUE TO- RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | |||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
| SAP SE | |||||
| Security | D66992104 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 12-May-2021 | |||
| ISIN | DE0007164600 | Agenda | 713760329 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | |||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | |||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | |||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE | Management | For | For | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | |
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | |
| 6.1 | ELECT QI LU TO THE SUPERVISORY BOARD | Management | For | For | |
| 6.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Management | For | For | |
| 7 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | |
| 8 | AMEND CORPORATE PURPOSE | Management | For | For | |
| 9 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | For | For | |
| PRUDENTIAL PLC | |||||
| Security | G72899100 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 13-May-2021 | |||
| ISIN | GB0007099541 | Agenda | 713870461 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1 | TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS STRATEGIC REPORT DIRECTORS REMUNERATION REPORT DIRECTORS REPORT AND THE AUDITORS REPORT THE ANNUAL REPORT | Management | For | For | |
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | |
| 3 | TO ELECT CHUA SOCK KOONG AS A DIRECTOR | Management | For | For | |
| 4 | TO ELECT MING LU AS A DIRECTOR | Management | For | For | |
| 5 | TO ELECT JEANETTE WONG AS A DIRECTOR | Management | For | For | |
| 6 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR | Management | For | For | |
| 7 | TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR | Management | For | For | |
| 8 | TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR | Management | For | For | |
| 9 | TO RE-ELECT DAVID LAW AS A DIRECTOR | Management | For | For | |
| 10 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | |
| 11 | TO RE-ELECT PHILIP REMNANT AS A DIRECTOR | Management | For | For | |
| 12 | TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR | Management | For | For | |
| 13 | TO RE-ELECT JAMES TURNER AS A DIRECTOR | Management | For | For | |
| 14 | TO RE-ELECT THOMAS WATJEN AS A DIRECTOR | Management | For | For | |
| 15 | TO RE-ELECT MICHAEL WELLS AS A DIRECTOR | Management | For | For | |
| 16 | TO RE-ELECT FIELDS WICKER-MIURIN AS A DIRECTOR | Management | For | For | |
| 17 | TO RE-ELECT AMY YIP AS A DIRECTOR | Management | For | For | |
| 18 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR | Management | For | For | |
| 19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AMOUNT OF THE AUDITORS REMUNERATION | Management | For | For | |
| 20 | TO RENEW THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | |
| 21 | TO RENEW THE AUTHORITY TO ALLOT ORDINARY SHARES | Management | For | For | |
| 22 | TO RENEW THE EXTENSION OF AUTHORITY TO ALLOT ORDINARY SHARES TO INCLUDE REPURCHASED SHARES | Management | For | For | |
| 23 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |
| 24 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | For | For | |
| 25 | TO RENEW THE AUTHORITY FOR PURCHASE OF OWN SHARES | Management | For | For | |
| 26 | TO RENEW THE AUTHORITY IN RESPECT OF NOTICE FOR GENERAL MEETINGS | Management | For | For | |
| COMPUGROUP MEDICAL SE & CO. KGAA | |||||
| Security | D193ZN100 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 19-May-2021 | |||
| ISIN | DE000A288904 | Agenda | 713838437 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | |||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | |||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | For | For | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.50 PER SHARE | Management | For | For | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD OF COMPUGROUP MEDICAL SE FOR FISCAL YEAR 2020 | Management | For | For | |
| 4 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER OF COMPUGROUP MEDICAL SE CO. KGAA FOR FISCAL YEAR 2020 | Management | For | For | |
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD OF COMPUGROUP MEDICAL SE FOR FISCAL YEAR 2020 | Management | For | For | |
| 6 | APPROVE DISCHARGE OF SUPERVISORY BOARD OF COMPUGROUP MEDICAL SE CO. KGAA FOR FISCAL YEAR 2020 | Management | For | For | |
| 7 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | |
| 8 | APPROVE CREATION OF EUR 10.7 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | |
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | |
| 10 | APPROVE REMUNERATION POLICY | Management | Against | Against | |
| 11 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | |
| 12 | APPROVE AFFILIATION AGREEMENT WITH CGM CLINICAL EUROPE GMBH | Management | For | For | |
| 13 | AMEND STOCK OPTION PLAN | Management | For | For | |
| 14 | AMEND ARTICLES RE: REGISTRATION REQUIREMENTS | Management | For | For | |
| CMMT | 12 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | |||||
| Security | 31620M106 | Meeting Type | Annual | ||
| Ticker Symbol | FIS | Meeting Date | 19-May-2021 | ||
| ISIN | US31620M1062 | Agenda | 935378097 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1A. | Election of Director: Ellen R. Alemany | Management | For | For | |
| 1B. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |
| 1C. | Election of Director: Lisa A. Hook | Management | For | For | |
| 1D. | Election of Director: Keith W. Hughes | Management | For | For | |
| 1E. | Election of Director: Gary L. Lauer | Management | For | For | |
| 1F. | Election of Director: Gary A. Norcross | Management | For | For | |
| 1G. | Election of Director: Louise M. Parent | Management | For | For | |
| 1H. | Election of Director: Brian T. Shea | Management | For | For | |
| 1I. | Election of Director: James B. Stallings, Jr. | Management | For | For | |
| 1J. | Election of Director: Jeffrey E. Stiefler | Management | For | For | |
| 2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. | Management | For | For | |
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| AIA GROUP LTD | |||||
| Security | Y002A1105 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 20-May-2021 | |||
| ISIN | HK0000069689 | Agenda | 713839073 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040800938.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040800946.pdf | Non-Voting | |||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |
| 2 | TO DECLARE A FINAL DIVIDEND OF 100.30 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |
| 3 | TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |
| 4 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |
| 5 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |
| 6 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |
| 7 | TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | |
| 9.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | |
| 9.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | |
| TENCENT HOLDINGS LTD | |||||
| Security | G87572163 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 20-May-2021 | |||
| ISIN | KYG875721634 | Agenda | 713856310 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802057.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802049.pdf | Non-Voting | |||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |
| 3.A | TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR | Management | For | For | |
| 3.B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |
| 4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR | Management | For | For | |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | |
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Against | Against | |
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
| TENCENT HOLDINGS LTD | |||||
| Security | G87572163 | Meeting Type | ExtraOrdinary General Meeting | ||
| Ticker Symbol | Meeting Date | 20-May-2021 | |||
| ISIN | KYG875721634 | Agenda | 714010410 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042302014.pdf, | Non-Voting | |||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||
| 1 | TO ADOPT THE SHARE OPTION PLAN OF CHINA LITERATURE LIMITED | Management | Against | Against | |
| RECKITT BENCKISER GROUP PLC | |||||
| Security | G74079107 | Meeting Type | Annual General Meeting | ||
| Ticker Symbol | Meeting Date | 28-May-2021 | |||
| ISIN | GB00B24CGK77 | Agenda | 713857211 - Management | ||
| Item | Proposal | Proposed by | Vote | For/Against Management | |
| 1 | TO RECEIVE AND ADOPT THE 2020 REPORT AND FINANCIAL STATEMENTS | Management | For | For | |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |
| 3 | TO DECLARE A FINAL DIVIDEND OF 101.6P PER ORDINARY SHARE | Management | For | For | |
| 4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | |
| 5 | TO RE-ELECT JEFF CARR AS A DIRECTOR | Management | For | For | |
| 6 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | |
| 7 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | |
| 8 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | |
| 9 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | |
| 10 | TO RE-ELECT SARA MATHEW AS A DIRECTOR | Management | For | For | |
| 11 | TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR | Management | For | For | |
| 12 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | |
| 13 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | |
| 14 | TO ELECT OLIVIER BOHUON AS A DIRECTOR | Management | For | For | |
| 15 | TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management | For | For | |
| 16 | TO REAPPOINT KPMG LLP AS THE EXTERNAL AUDITOR | Management | For | For | |
| 17 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE EXTERNAL AUDITOR'S REMUNERATION | Management | For | For | |
| 18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | |
| 19 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |
| 20 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL | Management | For | For | |
| 21 | TO AUTHORISE THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO AN ADDITIONAL 5 PER CENT OF ISSUED SHARE CAPITAL | Management | For | For | |
| 22 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Management | For | For | |
| 23 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |
| 24 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING ON 14 CLEAR DAYS' NOTICE | Management | For | For | |
Investment Company Report
| KEYENCE CORPORATION | ||||
| Security | J32491102 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||
| ISIN | JP3236200006 | Agenda | 714203142 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| Please reference meeting materials. | Non-Voting | |||
| 1 | Approve Appropriation of Surplus | Management | For | For |
| 2.1 | Appoint a Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Appoint a Director Nakata, Yu | Management | For | For |
| 2.3 | Appoint a Director Yamaguchi, Akiji | Management | For | For |
| 2.4 | Appoint a Director Miki, Masayuki | Management | For | For |
| 2.5 | Appoint a Director Yamamoto, Hiroaki | Management | For | For |
| 2.6 | Appoint a Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Appoint a Director Taniguchi, Seiichi | Management | For | For |
| 2.8 | Appoint a Director Suenaga, Kumiko | Management | For | For |
| 3 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | For | For |
| TRANCOM CO.,LTD. | ||||
| Security | J9297N102 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 17-Jun-2021 | ||
| ISIN | JP3635650009 | Agenda | 714212672 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| Please reference meeting materials. | Non-Voting | |||
| 1 | Approve Appropriation of Surplus | Management | For | For |
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Masahisa | Management | For | For |
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tsunekawa, Yutaka | Management | For | For |
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Jinno, Yasuhiro | Management | For | For |
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Kambayashi, Ryo | Management | For | For |
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takebe, Atsunori | Management | For | For |
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Kei | Management | For | For |
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Kanayama, Aiko | Management | For | For |
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Shibuya, Eiji | Management | For | For |
| JUSTSYSTEMS CORPORATION | ||||
| Security | J28783108 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||
| ISIN | JP3388450003 | Agenda | 714295892 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| Please reference meeting materials. | Non-Voting | |||
| 1 | Approve Appropriation of Surplus | Management | Against | Against |
| 2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | For | For |
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Sekinada, Kyotaro | Management | For | For |
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tajiki, Masayuki | Management | For | For |
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miki, Masayuki | Management | For | For |
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Kurihara, Manabu | Management | For | For |
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kuwayama, Katsuhiko | Management | For | For |
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Higo, Yasushi | Management | For | For |
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Kumagai, Tsutomu | Management | For | For |
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Igarashi, Toru | Management | For | For |
| 5 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Wakabayashi, Norio | Management | For | For |
| 6 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) and Directors who are Audit and Supervisory Committee Members | Management | For | For |
| NOF CORPORATION | ||||
| Security | J58934100 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||
| ISIN | JP3753400005 | Agenda | 714250139 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| Please reference meeting materials. | Non-Voting | |||
| 1 | Approve Appropriation of Surplus | Management | For | For |
| 2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | For | For |
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Miyaji, Takeo | Management | For | For |
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Maeda, Kazuhito | Management | For | For |
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miyo, Masanobu | Management | For | For |
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamauchi, Kazuyoshi | Management | For | For |
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Unami, Shingo | Management | For | For |
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Izumi | Management | For | For |
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Miyazaki, Tsuneharu | Management | For | For |
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Ito, Kunimitsu | Management | For | For |
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Sagara, Yuriko | Management | For | For |
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Miura, Keiichi | Management | For | For |
| 5 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
| 6 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For |
| 7 | Approve Details of the Performance-based Stock Compensation to be received by Directors | Management | For | For |
| OBIC CO.,LTD. | ||||
| Security | J5946V107 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||
| ISIN | JP3173400007 | Agenda | 714295880 - Management | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| Please reference meeting materials. | Non-Voting | |||
| 1 | Approve Appropriation of Surplus | Management | For | For |
| 2.1 | Appoint a Director Noda, Masahiro | Management | For | For |
| 2.2 | Appoint a Director Tachibana, Shoichi | Management | For | For |
| 2.3 | Appoint a Director Kawanishi, Atsushi | Management | For | For |
| 2.4 | Appoint a Director Fujimoto, Takao | Management | For | For |
| 2.5 | Appoint a Director Gomi, Yasumasa | Management | For | For |
| 2.6 | Appoint a Director Ejiri, Takashi | Management | For | For |
| 3.1 | Appoint a Corporate Auditor Koyamachi, Akira | Management | For | For |
| 3.2 | Appoint a Corporate Auditor Tanaka, Takeo | Management | For | For |
| 3.3 | Appoint a Corporate Auditor Yamada, Shigetsugu | Management | For | For |
| 4 | Approve Details of the Compensation to be received by Directors | Management | For | For |
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SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | CPG Cooper Square International Equity, LLC | |
| By (Signature and Title) | /s/ Mitchell A. Tanzman | |
| Mitchell A. Tanzman, | ||
| Principal Executive Officer | ||
| Date | August 20, 2021 |
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