UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23590
CPG Cooper Square International Equity, LLC
(Exact name of registrant as specified in charter)
125 W. 55th Street, New York, NY 10019
(Address of principal executive offices) (Zip code)
Mitchell A. Tanzman
c/o Central Park Advisers, LLC
125 W. 55th Street
New York, NY 10019
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212.317.9200
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1 – Proxy Voting Record.
| Investment Company Report |
| SCOUT24 AG | |||||||||||||
| Security | D345XT105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-Jul-2021 | |||||||||||
| ISIN | DE000A12DM80 | Agenda | 714228675 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | |||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | |||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | For | For | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | |||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | |||||||||
| 8 | CHANGE OF CORPORATE FORM TO SOCIETAS EUROPAEA (SE) | Management | For | For | |||||||||
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||||||||||
| MELROSE INDUSTRIES PLC | |||||||||||||
| Security | G5973J178 | Meeting Type | Ordinary General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 09-Jul-2021 | |||||||||||
| ISIN | GB00BZ1G4322 | Agenda | 714394361 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO APPROVE THE REDUCTION OF THE COMPANY'S SHARE PREMIUM ACCOUNT | Management | For | For | |||||||||
| 2 | TO CAPITALISE AND APPROVE THE DIRECTORS AUTHORITY TO ALLOT B2 SHARES | Management | For | For | |||||||||
| 3 | TO AUTHORISE THE COMPANY TO UNDERTAKE THE CONSOLIDATION OF ITS ORDINARY SHARE CAPITAL | Management | For | For | |||||||||
| CMMT | 23 JUNE 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| ELECTROCOMPONENTS PLC | |||||||||||||
| Security | G29848101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2021 | |||||||||||
| ISIN | GB0003096442 | Agenda | 714341916 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2021 | Management | For | For | |||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2021 (EXCLUDING THE PART SUMMARISING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | |||||||||
| 3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 9.8P PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2021 | Management | For | For | |||||||||
| 4 | TO RE-ELECT LOUISA BURDETT AS A DIRECTOR | Management | For | For | |||||||||
| 5 | TO RE-ELECT DAVID EGAN AS A DIRECTOR | Management | For | For | |||||||||
| 6 | TO ELECT RONA FAIRHEAD AS A DIRECTOR | Management | For | For | |||||||||
| 7 | TO RE-ELECT BESSIE LEE AS A DIRECTOR | Management | For | For | |||||||||
| 8 | TO RE-ELECT SIMON PRYCE AS A DIRECTOR | Management | For | For | |||||||||
| 9 | TO RE-ELECT LINDSLEY RUTH AS A DIRECTOR | Management | For | For | |||||||||
| 10 | TO RE-ELECT DAVID SLEATH AS A DIRECTOR | Management | For | For | |||||||||
| 11 | TO RE-ELECT JOAN WAINWRIGHT AS A DIRECTOR | Management | For | For | |||||||||
| 12 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FROM THE CONCLUSION OF THE AGM | Management | For | For | |||||||||
| 13 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||
| 14 | TO PROVIDE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND TO INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||||
| 15 | TO AUTHORISE THE DIRECTORS POWER TO ALLOT SHARES | Management | For | For | |||||||||
| 16 | TO AUTHORISE THE DIRECTORS POWER TO DISSAPPLY PREEMPTION RIGHTS FOR UP TO 5% OF ISSUED SHARE CAPITAL | Management | For | For | |||||||||
| 17 | TO AUTHORISE THE DIRECTORS POWER TO DISSAPPLY PREEMPTION RIGHTS FOR ADDITIONAL 5% OF ISSUED SHARE CAPITAL | Management | For | For | |||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | For | For | |||||||||
| 19 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||
| 20 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||||
| EXPERIAN PLC | |||||||||||||
| Security | G32655105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 21-Jul-2021 | |||||||||||
| ISIN | GB00B19NLV48 | Agenda | 714324376 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| 3 | ELECT ALISON BRITTAIN AS DIRECTOR | Management | For | For | |||||||||
| 4 | ELECT JONATHAN HOWELL AS DIRECTOR | Management | For | For | |||||||||
| 5 | RE-ELECT DR RUBA BORNO AS DIRECTOR | Management | For | For | |||||||||
| 6 | RE-ELECT BRIAN CASSIN AS DIRECTOR | Management | For | For | |||||||||
| 7 | RE-ELECT CAROLINE DONAHUE AS DIRECTOR | Management | For | For | |||||||||
| 8 | RE-ELECT LUIZ FLEURY AS DIRECTOR | Management | For | For | |||||||||
| 9 | RE-ELECT DEIRDRE MAHLAN AS DIRECTOR | Management | For | For | |||||||||
| 10 | RE-ELECT LLOYD PITCHFORD AS DIRECTOR | Management | For | For | |||||||||
| 11 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | For | For | |||||||||
| 12 | RE-ELECT GEORGE ROSE AS DIRECTOR | Management | For | For | |||||||||
| 13 | RE-ELECT KERRY WILLIAMS AS DIRECTOR | Management | For | For | |||||||||
| 14 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | |||||||||
| 15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||||
| 16 | AUTHORISE ISSUE OF EQUITY | Management | For | For | |||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | |||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | |||||||||
| 19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||||
| 20 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||||
| Investment Company Report |
| PRUDENTIAL PLC | |||||||||||||
| Security | G72899100 | Meeting Type | Ordinary General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 27-Aug-2021 | |||||||||||
| ISIN | GB0007099541 | Agenda | 714532517 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DEMERGER RESOLUTION | Management | For | For | |||||||||
| CMMT | 09 AUG 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| Investment Company Report |
| ALIBABA GROUP HOLDING LTD | |||||||||||||
| Security | G01719114 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 17-Sep-2021 | |||||||||||
| ISIN | KYG017191142 | Agenda | 714547392 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0811/2021081100932.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0811/2021081100958.pdf | Non-Voting | |||||||||||
| 1.1 | ELECT THE FOLLOWING DIRECTOR NOMINEE TO SERVE ON THE BOARD OF DIRECTOR: JOSEPH C. TSAI | Management | For | For | |||||||||
| 1.2 | ELECT THE FOLLOWING DIRECTOR NOMINEE TO SERVE ON THE BOARD OF DIRECTOR: J. MICHAEL EVANS | Management | For | For | |||||||||
| 1.3 | ELECT THE FOLLOWING DIRECTOR NOMINEE TO SERVE ON THE BOARD OF DIRECTOR: E. BORJE EKHOLM | Management | For | For | |||||||||
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2022 | Management | For | For | |||||||||
| CMMT | 13 AUG 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| Investment Company Report |
| ASHMORE GROUP PLC | |||||||||||||
| Security | G0609C101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 15-Oct-2021 | |||||||||||
| ISIN | GB00B132NW22 | Agenda | 714655480 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2021 OF 12.1 PENCE PER ORDINARY SHARE | Management | For | For | |||||||||
| 3 | TO RE-ELECT MARK COOMBS AS A DIRECTOR | Management | For | For | |||||||||
| 4 | TO RE-ELECT TOM SHIPPEY AS A DIRECTOR | Management | For | For | |||||||||
| 5 | TO RE-ELECT CLIVE ADAMSON AS A DIRECTOR | Management | For | For | |||||||||
| 6 | TO RE-ELECT DAVID BENNETT AS A DIRECTOR | Management | For | For | |||||||||
| 7 | TO RE-ELECT JENNIFER BINGHAM AS A DIRECTOR | Management | For | For | |||||||||
| 8 | TO ELECT HELEN BECK AS A DIRECTOR | Management | For | For | |||||||||
| 9 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) SET OUT ON PAGES 83 TO 115 IN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2021 | Management | For | For | |||||||||
| 10 | TO RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | |||||||||
| 11 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||
| 12 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | |||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||||
| 14 | TO AUTHORISE THE DIS-APPLICATION OF PRE- EMPTION RIGHTS UP TO 35,637,040 SHARES | Management | For | For | |||||||||
| 15 | TO AUTHORISE THE DIS-APPLICATION OF PRE- EMPTION RIGHTS UP TO A FURTHER 35,637,040 SHARES | Management | For | For | |||||||||
| 16 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | |||||||||
| 17 | TO APPROVE THE RENEWAL OF THE WAIVER OF THE OBLIGATION UNDER RULE 9 OF THE TAKEOVER CODE | Management | For | For | |||||||||
| 18 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING | Management | For | For | |||||||||
| TREASURY WINE ESTATES LTD | |||||||||||||
| Security | Q9194S107 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 15-Oct-2021 | |||||||||||
| ISIN | AU000000TWE9 | Agenda | 714665998 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 2.A | RE-ELECTION OF DIRECTOR - MR ED CHAN | Management | For | For | |||||||||
| 2.B | RE-ELECTION OF DIRECTOR - MR WARWICK EVERY-BURNS | Management | For | For | |||||||||
| 2.C | RE-ELECTION OF DIRECTOR - MR GARRY HOUNSELL | Management | For | For | |||||||||
| 2.D | RE-ELECTION OF DIRECTOR - MS COLLEEN JAY | Management | For | For | |||||||||
| 2.E | RE-ELECTION OF DIRECTOR - MS ANTONIA KORSANOS | Management | For | For | |||||||||
| 2.F | RE-ELECTION OF DIRECTOR - MS LAURI SHANAHAN | Management | For | For | |||||||||
| 2.G | RE-ELECTION OF DIRECTOR - MR PAUL RAYNER | Management | For | For | |||||||||
| 3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||||
| 4 | GRANT OF PERFORMANCE RIGHTS TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||
| Investment Company Report |
| SHISEIDO COMPANY,LIMITED | |||||||||||||
| Security | J74358144 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2022 | |||||||||||
| ISIN | JP3351600006 | Agenda | 715217712 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting held without specifying a venue | Management | For | For | |||||||||
| 3.1 | Appoint a Director Uotani, Masahiko | Management | For | For | |||||||||
| 3.2 | Appoint a Director Suzuki, Yukari | Management | For | For | |||||||||
| 3.3 | Appoint a Director Tadakawa, Norio | Management | For | For | |||||||||
| 3.4 | Appoint a Director Yokota, Takayuki | Management | For | For | |||||||||
| 3.5 | Appoint a Director Iwahara, Shinsaku | Management | For | For | |||||||||
| 3.6 | Appoint a Director Charles D. Lake II | Management | For | For | |||||||||
| 3.7 | Appoint a Director Oishi, Kanoko | Management | For | For | |||||||||
| 3.8 | Appoint a Director Tokuno, Mariko | Management | For | For | |||||||||
| 4 | Appoint a Corporate Auditor Yoshida, Takeshi | Management | For | For | |||||||||
| 5 | Approve Details of the Long-Term Incentive Type Compensation to be received by Directors | Management | For | For | |||||||||
| Investment Company Report |
| PERKINELMER, INC. | |||||||||||||
| Security | 714046109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PKI | Meeting Date | 26-Apr-2022 | ||||||||||
| ISIN | US7140461093 | Agenda | 935558811 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director for a term of one year: Peter Barrett, PhD | Management | For | For | |||||||||
| 1B. | Election of Director for a term of one year: Samuel R. Chapin | Management | For | For | |||||||||
| 1C. | Election of Director for a term of one year: Sylvie Grégoire, PharmD | Management | For | For | |||||||||
| 1D. | Election of Director for a term of one year: Alexis P. Michas | Management | For | For | |||||||||
| 1E. | Election of Director for a term of one year: Prahlad R. Singh, PhD | Management | For | For | |||||||||
| 1F. | Election of Director for a term of one year: Michel Vounatsos | Management | For | For | |||||||||
| 1G. | Election of Director for a term of one year: Frank Witney, PhD | Management | For | For | |||||||||
| 1H. | Election of Director for a term of one year: Pascale Witz | Management | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Management | For | For | |||||||||
| 3. | To approve, by non-binding advisory vote, our executive compensation. | Management | For | For | |||||||||
| ALCON SA | |||||||||||||
| Security | H01301128 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2022 | |||||||||||
| ISIN | CH0432492467 | Agenda | 715367252 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | |||||||||||
| 1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF ALCON INC., THE ANNUAL FINANCIAL STATEMENTS OF ALCON INC. AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2021 | Management | No Action | ||||||||||
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE EXECUTIVE COMMITTEE | Management | No Action | ||||||||||
| 3 | APPROPRIATION OF EARNINGS AND DECLARATION OF DIVIDEND AS PER THE BALANCE SHEET OF ALCON INC. OF DECEMBER 31, 2021 | Management | No Action | ||||||||||
| 4.1 | CONSULTATIVE VOTE ON THE 2021 COMPENSATION REPORT | Management | No Action | ||||||||||
| 4.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2022 ANNUAL GENERAL MEETING TO THE 2023 ANNUAL GENERAL MEETING | Management | No Action | ||||||||||
| 4.3 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2023 | Management | No Action | ||||||||||
| 5.1 | RE-ELECTION OF F. MICHAEL BALL AS A MEMBER AND CHAIR | Management | No Action | ||||||||||
| 5.2 | RE-ELECTION OF LYNN D. BLEIL AS A MEMBER | Management | No Action | ||||||||||
| 5.3 | RE-ELECTION OF ARTHUR CUMMINGS AS A MEMBER | Management | No Action | ||||||||||
| 5.4 | RE-ELECTION OF DAVID J. ENDICOTT AS A MEMBER | Management | No Action | ||||||||||
| 5.5 | RE-ELECTION OF THOMAS GLANZMANN AS A MEMBER | Management | No Action | ||||||||||
| 5.6 | RE-ELECTION OF D. KEITH GROSSMAN AS A MEMBER | Management | No Action | ||||||||||
| 5.7 | RE-ELECTION OF SCOTT MAW AS A MEMBER | Management | No Action | ||||||||||
| 5.8 | RE-ELECTION OF KAREN MAY AS A MEMBER | Management | No Action | ||||||||||
| 5.9 | RE-ELECTION OF INES POESCHEL AS A MEMBER | Management | No Action | ||||||||||
| 5.10 | RE-ELECTION OF DIETER SPAELTI AS A MEMBER | Management | No Action | ||||||||||
| 5.11 | ELECTION OF RAQUEL C. BONO AS A MEMBER | Management | No Action | ||||||||||
| 6.1 | RE-ELECTION AND ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: THOMAS GLANZMANN | Management | No Action | ||||||||||
| 6.2 | RE-ELECTION AND ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: KAREN MAY | Management | No Action | ||||||||||
| 6.3 | RE-ELECTION AND ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: INES POESCHEL | Management | No Action | ||||||||||
| 6.4 | RE-ELECTION AND ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: SCOTT MAW | Management | No Action | ||||||||||
| 7 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER ATTORNEYS-AT-LAW | Management | No Action | ||||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS, PRICEWATERHOUSECOOPERS SA, GENEVA | Management | No Action | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||
| CRH PLC | |||||||||||||
| Security | G25508105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2022 | |||||||||||
| ISIN | IE0001827041 | Agenda | 715256396 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | |||||||||||
| 1 | REVIEW OF COMPANY'S AFFAIRS AND CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX) AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 2 | DECLARATION OF A DIVIDEND ON ORDINARY SHARES | Management | For | For | |||||||||
| 3 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||
| 4 | APPROVAL OF NEW REMUNERATION POLICY | Management | For | For | |||||||||
| 5 | DIRECTORS' FEES | Management | For | For | |||||||||
| 6A | RE-ELECTION OF DIRECTOR: R. BOUCHER | Management | For | For | |||||||||
| 6B | RE-ELECTION OF DIRECTOR: C. DOWLING | Management | For | For | |||||||||
| 6C | RE-ELECTION OF DIRECTOR: R. FEARON | Management | For | For | |||||||||
| 6D | RE-ELECTION OF DIRECTOR: J. KARLSTROM | Management | For | For | |||||||||
| 6E | RE-ELECTION OF DIRECTOR: S. KELLY | Management | For | For | |||||||||
| 6F | RE-ELECTION OF DIRECTOR: B. KHAN | Management | For | For | |||||||||
| 6G | RE-ELECTION OF DIRECTOR: L. MCKAY | Management | For | For | |||||||||
| 6H | RE-ELECTION OF DIRECTOR: A. MANIFOLD | Management | For | For | |||||||||
| 6I | RE-ELECTION OF DIRECTOR: J. MINTERN | Management | For | For | |||||||||
| 6J | RE-ELECTION OF DIRECTOR: G.L. PLATT | Management | For | For | |||||||||
| 6K | RE-ELECTION OF DIRECTOR: M.K. RHINEHART | Management | For | For | |||||||||
| 6L | RE-ELECTION OF DIRECTOR: S. TALBOT | Management | For | For | |||||||||
| 7 | REMUNERATION OF AUDITORS | Management | For | For | |||||||||
| 8 | CONTINUATION OF DELOITTE IRELAND LLP AS AUDITORS | Management | For | For | |||||||||
| 9 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||
| 10 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE- ALLOTMENT OF UP TO 5% FOR CASH AND FOR REGULATORY PURPOSES) | Management | For | For | |||||||||
| 11 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE- ALLOTMENT OF UP TO 5% FOR ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS) | Management | For | For | |||||||||
| 12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | |||||||||
| 13 | AUTHORITY TO REISSUE TREASURY SHARES | Management | For | For | |||||||||
| CMMT | 19 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 APR 2022 TO 22 APR 2022, ADDITION OF COMMENT AND CHANGE IN-NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
| CMMT | 22 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||
| ASML HOLDING NV | |||||||||||||
| Security | N07059202 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2022 | |||||||||||
| ISIN | NL0010273215 | Agenda | 715373015 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 704583 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS OF RESOLUTION. 10. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||||
| 1. | OPENING | Non-Voting | |||||||||||
| 2. | OVERVIEW OF THE COMPANY'S BUSINESS, FINANCIAL SITUATION AND SUSTAINABILITY | Non-Voting | |||||||||||
| 3.a. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 | Management | For | For | |||||||||
| 3.b. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2021, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management | For | For | |||||||||
| 3.c. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: CLARIFICATION OF THE COMPANY'S-RESERVES AND DIVIDEND POLICY | Non-Voting | |||||||||||
| 3.d. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF THE FINANCIAL YEAR 2021 | Management | For | For | |||||||||
| 4.a. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 | Management | For | For | |||||||||
| 4.b. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 | Management | For | For | |||||||||
| 5. | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management | For | For | |||||||||
| 6. | PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | |||||||||
| 7.a. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-REAPPOINTMENT OF MR. P.T.F.M. WENNINK | Non-Voting | |||||||||||
| 7.b. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-REAPPOINTMENT OF MR. M.A. VAN DEN BRINK | Non-Voting | |||||||||||
| 7.c. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-REAPPOINTMENT OF MR. F.J.M. SCHNEIDER-MAUNOURY | Non-Voting | |||||||||||
| 7.d. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-REAPPOINTMENT OF MR. C.D. FOUQUET | Non-Voting | |||||||||||
| 7.e. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-REAPPOINTMENT OF MR. R.J.M. DASSEN | Non-Voting | |||||||||||
| 8.a. | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF SUPERVISORY BOARD- VACANCIES | Non-Voting | |||||||||||
| 8.b. | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY TO MAKE RECOMMENDATIONS BY- THE GENERAL MEETING | Non-Voting | |||||||||||
| 8.c. | COMPOSITION OF THE SUPERVISORY BOARD: ANNOUNCEMENT OF THE SUPERVISORY BOARD'S- RECOMMENDATION TO REAPPOINT MS. T.L. KELLY AND APPOINT MR. A.F.M. EVERKE AND-MS. A.L. STEEGEN AS MEMBERS OF THE SUPERVISORY BOARD | Non-Voting | |||||||||||
| 8.d. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT MS. T.L. KELLY AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.e. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. A.F.M. EVERKE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.f. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MS. A.L. STEEGEN AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.g. | COMPOSITION OF THE SUPERVISORY BOARD: COMPOSITION OF THE SUPERVISORY BOARD IN- 2023 | Non-Voting | |||||||||||
| 9. | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEARS 2023 AND 2024 | Management | For | For | |||||||||
| 10. | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS EXTERNAL AUDITOR FOR THE-REPORTING YEAR 2025, IN LIGHT OF THE MANDATORY EXTERNAL AUDITOR ROTATION | Non-Voting | |||||||||||
| 11. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||||
| 12.a. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES AND UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES | Management | For | For | |||||||||
| 12.b. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE- EMPTION RIGHTS IN CONNECTION WITH THE AUTHORIZATIONS REFERRED TO IN ITEM 12 A) | Management | For | For | |||||||||
| 13. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For | |||||||||
| 14. | PROPOSAL TO CANCEL ORDINARY SHARES | Management | For | For | |||||||||
| 15. | ANY OTHER BUSINESS | Non-Voting | |||||||||||
| 16. | CLOSING | Non-Voting | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||
| CMMT | 07 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES FPR MID: 720074,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| Investment Company Report |
| MELROSE INDUSTRIES PLC | |||||||||||||
| Security | G5973J202 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 05-May-2022 | |||||||||||
| ISIN | GB00BNR5MZ78 | Agenda | 715369395 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE REPORTS THEREON | Management | For | For | |||||||||
| 2 | TO APPROVE THE DIRECTOR'S REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 1P PER ORDINARY SHARE | Management | For | For | |||||||||
| 4 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management | For | For | |||||||||
| 5 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management | For | For | |||||||||
| 6 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management | For | For | |||||||||
| 7 | TO RE-ELECT PETER DILNOT AS A DIRECTOR | Management | For | For | |||||||||
| 8 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management | For | For | |||||||||
| 9 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management | For | For | |||||||||
| 10 | TO RE-ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management | For | For | |||||||||
| 11 | TO RE-ELECT FUNMI ADEGOKE AS A DIRECTOR | Management | For | For | |||||||||
| 12 | TO ELECT HEATHER LAWRENCE AS A DIRECTOR | Management | For | For | |||||||||
| 13 | TO ELECT VICTORIA JARMAN AS A DIRECTOR | Management | For | For | |||||||||
| 14 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||||
| 15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | |||||||||
| 16 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||||
| 17 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||
| 18 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT WITHOUT APPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | |||||||||
| 19 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | |||||||||
| 20 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |||||||||
| CLARIVATE PLC | |||||||||||||
| Security | G21810109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CLVT | Meeting Date | 05-May-2022 | ||||||||||
| ISIN | JE00BJJN4441 | Agenda | 935609543 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Jerre Stead | Management | For | For | |||||||||
| 1B. | Election of Director: Valeria Alberola | Management | For | For | |||||||||
| 1C. | Election of Director: Michael Angelakis | Management | For | For | |||||||||
| 1D. | Election of Director: Jane Okun Bomba | Management | For | For | |||||||||
| 1E. | Election of Director: Usama N. Cortas | Management | For | For | |||||||||
| 1F. | Election of Director: Konstantin Gilis | Management | For | For | |||||||||
| 1G. | Election of Director: Balakrishnan S. Iyer | Management | For | For | |||||||||
| 1H. | Election of Director: Adam T. Levyn | Management | For | For | |||||||||
| 1I. | Election of Director: Anthony Munk | Management | For | For | |||||||||
| 1J. | Election of Director: Richard W. Roedel | Management | For | For | |||||||||
| 1K. | Election of Director: Andrew Snyder | Management | For | For | |||||||||
| 1L. | Election of Director: Sheryl von Blucher | Management | For | For | |||||||||
| 1M. | Election of Director: Roxane White | Management | For | For | |||||||||
| 2. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES IN OPEN-MARKET TRANSACTIONS. | Management | For | For | |||||||||
| 3. | AUTHORIZATION TO REPURCHASE ORDINARY SHARES FROM ANY SHAREHOLDER PARTY TO THAT CERTAIN REGISTRATION RIGHTS AGREEMENT WITH THE COMPANY DATED AS OF OCTOBER 1, 2020, AS AMENDED. | Management | For | For | |||||||||
| 4. | AUTHORIZATION TO REPURCHASE 5.25% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES IN OPEN-MARKET TRANSACTIONS. | Management | For | For | |||||||||
| 5. | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
| 6. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | |||||||||
| EDENRED SA | |||||||||||||
| Security | F3192L109 | Meeting Type | MIX | ||||||||||
| Ticker Symbol | Meeting Date | 11-May-2022 | |||||||||||
| ISIN | FR0010908533 | Agenda | 715366692 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | |||||||||||
| CMMT | 04 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE-GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY- REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO-THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS-(CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON | Non-Voting | |||||||||||
| MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | |||||||||||||
| 1 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2021 | Management | For | For | |||||||||
| 2 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2021 | Management | For | For | |||||||||
| 3 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROPRIATION OF PROFIT FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2021 AND SETTING OF THE DIVIDEND | Management | For | For | |||||||||
| 4 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING RENEWAL OF MR. BERTRAND DUMAZY AS A DIRECTOR | Management | For | For | |||||||||
| 5 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING RENEWAL OF MS. MA LLE GAVET AS A DIRECTOR | Management | For | For | |||||||||
| 6 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING RENEWAL OF MR. JEAN-ROMAIN LHOMME AS A DIRECTOR | Management | For | For | |||||||||
| 7 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPOINTMENT OF MR. BERNARDO SANCHEZ INCERA AS A DIRECTOR | Management | For | For | |||||||||
| 8 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22- 10-8 (II.) OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||
| 9 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS (EXCLUDING THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER), PURSUANT TO ARTICLE L.22-10-8 (II.) OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||
| 10 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE INFORMATION ON CORPORATE OFFICERS' COMPENSATION REFERRED TO IN ARTICLE L.22-10-9 (I.) OF THE FRENCH COMMERCIAL CODE, PURSUANT TO ARTICLE L.22-10-34 (I.) OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||
| 11 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED FOR, THE FINANCIAL YEAR ENDED DECEMBER 31, 2021 TO MR. BERTRAND DUMAZY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22- 10-34 (II.) OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||
| 12 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE RELATED- PARTY AGREEMENTS REFERRED TO IN ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||
| 13 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING REAPPOINTMENT OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Management | For | For | |||||||||
| 14 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING AUTHORIZATION GRANTED TO TRADE IN THE COMPANY'S SHARES | Management | For | For | |||||||||
| 15 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING AUTHORIZATION GRANTED TO REDUCE THE COMPANY'S SHARE CAPITAL BY UP TO 10% IN ANY 24-MONTH PERIOD BY CANCELING SHARES | Management | For | For | |||||||||
| 16 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF AUTHORITY GRANTED TO INCREASE THE CAPITAL, WITH PRE- EMPTIVE SUBSCRIPTION RIGHTS, THROUGH THE ISSUANCE OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES, FOR A MAXIMUM NOMINAL AMOUNT OF 164,728,118 (I.E., 33% OF THE CAPITAL) | Management | For | For | |||||||||
| 17 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF AUTHORITY TO INCREASE THE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, THROUGH THE ISSUANCE OF, BY A PUBLIC OFFER, SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES, FOR A MAXIMUM NOMINAL AMOUNT OF 24,958,805 (I.E., 5% OF THE CAPITAL) | Management | For | For | |||||||||
| 18 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF AUTHORITY TO INCREASE THE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, THROUGH THE ISSUANCE OF, ADDRESSED TO QUALIFIED INVESTORS, SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES, FOR A MAXIMUM NOMINAL AMOUNT OF 24,958,805 (I.E., 5% OF THE CAPITAL) | Management | For | For | |||||||||
| 19 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING AUTHORIZATION GRANTED TO INCREASE THE NUMBER OF SHARES AND/OR SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | |||||||||
| 20 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF POWERS TO INCREASE THE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, THROUGH THE ISSUANCE OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY AS CONSIDERATION FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF 24,958,805 (I.E., 5% OF THE CAPITAL) | Management | For | For | |||||||||
| 21 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF AUTHORITY TO INCREASE THE CAPITAL THROUGH CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHER ELIGIBLE ITEMS, FOR A MAXIMUM NOMINAL AMOUNT OF 164,728,118 | Management | For | For | |||||||||
| 22 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING DELEGATION OF AUTHORITY TO INCREASE THE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, THROUGH THE ISSUANCE OF, RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN, SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL OF THE COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF 9,983,522 (I.E., 2% OF THE CAPITAL) | Management | For | For | |||||||||
| 23 | PLEASE REFER TO THE FULL TEXT IN THE NOTICE OF MEETING POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||
| CMMT | 05 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0401/202204012200722-.pdf AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED-AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU- SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE- INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW | Non-Voting | |||||||||||
| TO PROVIDE THIS LEVEL OF DATA TO-BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT-SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT THIS IS A REVISION-DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | |||||||||||||
| CTS EVENTIM AG & CO. KGAA | |||||||||||||
| Security | D1648T108 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 12-May-2022 | |||||||||||
| ISIN | DE0005470306 | Agenda | 715360753 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | |||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | For | For | |||||||||
| 4 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | For | For | |||||||||
| 7.1 | RE-ELECT BERND KUNDRUN TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 7.2 | RE-ELECT JULIANE THUEMMEL TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 7.3 | RE-ELECT PHILIPP WESTERMEYER TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 7.4 | ELECT CORNELIUS BAUR TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||
| SAP SE | |||||||||||||
| Security | D66992104 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 18-May-2022 | |||||||||||
| ISIN | DE0007164600 | Agenda | 715404466 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.95 PER SHARE AND SPECIAL DIVIDENDS OF EUR 0.50 PER SHARE | Management | For | For | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | For | For | |||||||||
| 6 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | For | For | |||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| 8.1 | ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.3 | ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 8.4 | ELECT JENNIFER XIN-ZHE LI TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | |||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | |||||||||||
| AIA GROUP LTD | |||||||||||||
| Security | Y002A1105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | |||||||||||
| ISIN | HK0000069689 | Agenda | 715544006 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | IN THE HONG KONG MARKET A VOTE OF ABSTAIN WILL BE TREATED THE SAME AS A VOTE-OF TAKE NO ACTION. | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0425/2022042501535.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0425/2022042501481.pdf | Non-Voting | |||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 108 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 3 | TO RE-ELECT MS. SUN JIE (JANE) AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 4 | TO RE-ELECT MR. GEORGE YONG-BOON YEO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 5 | TO RE-ELECT MS. SWEE-LIAN TEO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 6 | TO RE-ELECT DR. NARONGCHAI AKRASANEE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | |||||||||
| 8.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | |||||||||
| 8.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | |||||||||
| SAFRAN SA | |||||||||||||
| Security | F4035A557 | Meeting Type | MIX | ||||||||||
| Ticker Symbol | Meeting Date | 25-May-2022 | |||||||||||
| ISIN | FR0000073272 | Agenda | 715335178 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | |||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 SETTING OF THE DIVIDEND | Management | For | For | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MONIQUE COHEN AS DIRECTOR | Management | For | For | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF F&P AS DIRECTOR | Management | For | For | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MAZARS COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF ERNST & YOUNG ET AUTRES COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING THE FINANCIAL YEAR 2021 OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING THE FINANCIAL YEAR 2021 OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||
| 10 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE REMUNERATION OF CORPORATE OFFICERS | Management | For | For | |||||||||
| 11 | SETTING THE ANNUAL AMOUNT ALLOCATED TO DIRECTORS IN REMUNERATION FOR THEIR DUTIES | Management | For | For | |||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | �� | ||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||
| 14 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | |||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY S SHARES | Management | For | For | |||||||||
| 16 | EXTENSION OF THE TERM OF THE COMPANY AND CONSEQUENTIAL AMENDMENT OF ARTICLE 5 OF THE BY-LAWS | Management | For | For | |||||||||
| 17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||
| CMMT | 01 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0330/202203302200644-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE-FROM 23 MAY 2022 TO 20 MAY 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | |||||||||||||
| Security | 31620M106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | FIS | Meeting Date | 25-May-2022 | ||||||||||
| ISIN | US31620M1062 | Agenda | 935601042 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Ellen R. Alemany | Management | For | For | |||||||||
| 1B. | Election of Director: Vijay D'Silva | Management | For | For | |||||||||
| 1C. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |||||||||
| 1D. | Election of Director: Lisa A. Hook | Management | For | For | |||||||||
| 1E. | Election of Director: Keith W. Hughes | Management | For | For | |||||||||
| 1F. | Election of Director: Kenneth T. Lamneck | Management | For | For | |||||||||
| 1G. | Election of Director: Gary L. Lauer | Management | For | For | |||||||||
| 1H. | Election of Director: Gary A. Norcross | Management | For | For | |||||||||
| 1I. | Election of Director: Louise M. Parent | Management | For | For | |||||||||
| 1J. | Election of Director: Brian T. Shea | Management | For | For | |||||||||
| 1K. | Election of Director: James B. Stallings, Jr. | Management | For | For | |||||||||
| 1L. | Election of Director: Jeffrey E. Stiefler | Management | For | For | |||||||||
| 2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. | Management | For | For | |||||||||
| 3. | To approve the Fidelity National Information Services, Inc. 2022 Omnibus Incentive Plan. | Management | For | For | |||||||||
| 4. | To approve the Fidelity National Information Services, Inc. Employee Stock Purchase Plan. | Management | For | For | |||||||||
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | |||||||||
| W.A.G PAYMENT SOLUTIONS PLC | |||||||||||||
| Security | G9417Z103 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 26-May-2022 | |||||||||||
| ISIN | GB00BLGXWY71 | Agenda | 715369232 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE PERIOD ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE PERIOD ENDED 31 DECEMBER 2021 | Management | For | For | |||||||||
| 3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||||
| 4 | TO ELECT PAUL MANDUCA AS A DIRECTOR | Management | For | For | |||||||||
| 5 | TO ELECT MARTIN VOHANKA AS A DIRECTOR | Management | For | For | |||||||||
| 6 | TO ELECT MAGDALENA BARTOS AS A DIRECTOR | Management | For | For | |||||||||
| 7 | TO ELECT MIRJANA BLUME AS A DIRECTOR | Management | For | For | |||||||||
| 8 | TO ELECT SHARON BAYLAY-BELL AS A DIRECTOR | Management | For | For | |||||||||
| 9 | TO ELECT CAROLINE BROWN AS A DIRECTOR | Management | For | For | |||||||||
| 10 | TO ELECT SUSAN HOOPER AS A DIRECTOR | Management | For | For | |||||||||
| 11 | TO ELECT MORGAN SEIGLER AS A DIRECTOR | Management | For | For | |||||||||
| 12 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY (THE AUDITOR), TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH THE COMPANY'S FINANCIAL STATEMENTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||
| 14 | TO AUTHORISE, FOR THE PURPOSES OF PART 14 OF THE COMPANIES ACT 2006, THE COMPANY AND ALL COMPANIES WHICH ARE, AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, SUBSIDIARIES OF THE COMPANY: A. TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTORAL CANDIDATES, NOT EXCEEDING GBP 100,000 IN TOTAL; B. TO MAKE POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS OTHER THAN POLITICAL PARTIES, NOT EXCEEDING GBP 100,000 IN TOTAL; AND C. TO INCUR POLITICAL EXPENDITURE, NOT EXCEEDING GBP 100,000 IN TOTAL IN EACH CASE, AS SUCH TERMS ARE DEFINED IN PART 14 OF THE COMPANIES ACT 2006, | Management | For | For | |||||||||
| PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE SHALL NOT EXCEED GBP 100,000 DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023 | |||||||||||||
| 15 | THAT APPROVAL IS GRANTED FOR THE WAIVER BY THE PANEL ON TAKEOVERS AND MERGERS OF ANY OBLIGATION THAT WOULD OTHERWISE ARISE, PURSUANT TO RULE 9 OF THE CITY CODE ON AKEOVERS AND MERGERS, ON MARTIN VOHANKA TO MAKE A GENERAL OFFER FOR ALL THE ORDINARY ISSUED SHARE CAPITAL OF THE COMPANY, FOLLOWING ANY INCREASE IN THE PERCENTAGE OF SHARES OF THE COMPANY CARRYING VOTING RIGHTS IN MARTIN VOHANKA IS INTERESTED RESULTING FROM THE EXERCISE BY THE COMPANY OF THE AUTHORITY TO PURCHASE ITS OWN ORDINARY SHARES GRANTED TO THE COMPANY PURSUANT TO RESOLUTION 19 BELOW PROVIDED THAT SUCH APPROVAL SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 26 AUGUST 2023, WHICHEVER IS EARLIER | Management | Against | Against | |||||||||
| 16 | TO AUTHORISE THE DIRECTORS, IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE ACT), TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: A. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,273,407.39; AND B. UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 2,273,407.39 PROVIDED THAT I. THEY ARE EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560(1) OF THE ACT; AND II. THEY ARE OFFERED BY WAY OF A RIGHTS ISSUE TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT SUCH RECORD DATE AS THE DIRECTORS MAY DETERMINE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF THE ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY THEM ON ANY SUCH RECORD DATE AND TO OTHER HOLDERS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN, SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS ARISING UNDER THE LAWS OF ANY OVERSEAS TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR BY VIRTUE OF SHARES BEING REPRESENTED BY DEPOSITARY | Management | Against | Against | |||||||||
| RECEIPTS OR ANY OTHER MATTER. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON THE DATE OF THE ANNUAL GENERAL MEETING IN 2023 (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 26 AUGUST 2023), PROVIDED THAT THE DIRECTORS SHALL BE ENTITLED TO MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF SUCH AUTHORITY WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR SUCH RIGHTS TO BE GRANTED AFTER SUCH EXPIRY AND THE COMPANY MAY ALLOT SHARES AND GRANT RIGHTS PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | |||||||||||||
| 17 | THAT SUBJECT TO THE PASSING OF RESOLUTION 16 ABOVE, THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY EMPOWERED,UNTIL THE CONCLUSION OF THE PERIOD OF AUTHORITY, PURSUANT TOSECTION 570 OF THE COMPANIES ACT 2006 (THE "ACT") TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED UPON THEM UNDER RESOLUTION 15 ABOVE AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT AND PURSUANT TO SECTION 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES (WITHIN THEMEANING OF SECTION 724(5) OF THE ACT) FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO: A. THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR ANY OTHER OFFER IN FAVOUR OF HOLDERS OF ORDINARY SHARES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS ARISING UNDER THE LAWS OR REQUIREMENTS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY AUTHORITY OR ANY STOCK EXCHANGE]; B. THE ALLOTMENT OF EQUITY SECURITIES (OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (A) ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT EQUAL TO THE | Management | Against | Against | |||||||||
| SUM OF GBP 344,455.66, AND IN RESPECT OF ANY SUCH ALLOTMENT, ON TERMS THAT THE SHARES CONSTITUTING THE EQUITY SECURITIES ALLOTTED OR FOR OR INTO WHICH THE EQUITY SECURITIES ALLOTTED GIVE A RIGHT TO SUBSCRIBE OR CONVERT (AS THE CASE MAY BE) SHALL BE SUBSCRIBED FOR OR ISSUED OR SOLD (AS THE CASE MAY BE) AT A PRICE PER SHARE NOT LESS THAN THE NET ASSET VALUE PER SHARE CALCULATED PURSUANT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS AT THE CALCULATION DATE (AS DEFINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY) IMMEDIATELY PRECEDING THE ISSUE (OR SALE) OF SUCH SHARES; SAVE THAT THE COMPANY MAY, BEFORE THE EXPIRY OF THE PERIOD OF AUTHORITY, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||
| 18 | IF RESOLUTION 16 IS PASSED, AND IN ADDITION TO THE POWER CONFERRED BY RESOLUTION 17, TO AUTHORISE THE DIRECTORS PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006, TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THAT ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 16 AND BY WAY OF A SALE OF TREASURY SHARES AS IF SECTION 561(1) OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT PROVIDED THAT THIS POWER SHALL: A. BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES TO ANY PERSON OR PERSONS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 344,455.66; AND B. ONLY BE USED FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE 2015 STATEMENT OF PRINCIPLES ON DISAPPLYING PREEMPTION RIGHTS PUBLISHED BY THE PRE-EMPTION GROUP. THIS AUTHORITY SHALL CONTINUE FOR THE SAME PERIOD AS THE AUTHORITY CONFERRED BY RESOLUTION 17, PROVIDED THAT THE COMPANY SHALL BE ENTITLED TO MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF SUCH | Management | Against | Against | |||||||||
| AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | |||||||||||||
| 19 | THAT, THE COMPANY IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 1 PENCE EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: I. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 68,891,133; II. THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 1 PENCE PER SHARE; III. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS, IN RESPECT OF AN ORDINARY SHARE CONTRACTED TO BE PURCHASED ON ANY DAY, THE HIGHER OF (A) AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF AN ORDINARY SHARE OF THE COMPANY DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND (B) AN AMOUNTEQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (IV) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CLOSE OF THE AGM IN 2023 OR 18 MONTHS FROM THE DATE OF THIS RESOLUTION (WHICHEVER IS EARLIER) (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING); AND IV. DURING THE RELEVANT PERIOD THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OFSUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | Against | Against | |||||||||
| 20 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | |||||||||
| PETERSHILL PARTNERS PLC | |||||||||||||
| Security | G52314104 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 31-May-2022 | |||||||||||
| ISIN | GB00BL9ZF303 | Agenda | 715573300 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||||
| 4 | APPROVE FINAL DIVIDEND | Management | For | For | |||||||||
| 5 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | |||||||||
| 6 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||||
| 7 | ELECT NAGUIB KHERAJ AS DIRECTOR | Management | For | For | |||||||||
| 8 | ELECT EVERARD SIMMONS AS DIRECTOR | Management | For | For | |||||||||
| 9 | ELECT ANNEMARIE DURBIN AS DIRECTOR | Management | For | For | |||||||||
| 10 | ELECT ERICA HANDLING AS DIRECTOR | Management | For | For | |||||||||
| 11 | ELECT MARK MERSON AS DIRECTOR | Management | For | For | |||||||||
| 12 | AUTHORISE ISSUE OF EQUITY | Management | For | For | |||||||||
| 13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | |||||||||
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | |||||||||
| 15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||||
| 16 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS NOTICE | Management | For | For | |||||||||
| Investment Company Report |
| KEYENCE CORPORATION | |||||||||||||
| Security | J32491102 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 10-Jun-2022 | |||||||||||
| ISIN | JP3236200006 | Agenda | 715663452 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | Against | Against | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | |||||||||
| 3.1 | Appoint a Director Takizaki, Takemitsu | Management | For | For | |||||||||
| 3.2 | Appoint a Director Nakata, Yu | Management | For | For | |||||||||
| 3.3 | Appoint a Director Yamaguchi, Akiji | Management | For | For | |||||||||
| 3.4 | Appoint a Director Miki, Masayuki | Management | For | For | |||||||||
| 3.5 | Appoint a Director Yamamoto, Hiroaki | Management | For | For | |||||||||
| 3.6 | Appoint a Director Yamamoto, Akinori | Management | For | For | |||||||||
| 3.7 | Appoint a Director Taniguchi, Seiichi | Management | For | For | |||||||||
| 3.8 | Appoint a Director Suenaga, Kumiko | Management | For | For | |||||||||
| 3.9 | Appoint a Director Yoshioka, Michifumi | Management | For | For | |||||||||
| 4 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | For | For | |||||||||
| 5 | Approve Details of the Compensation to be received by Directors | Management | For | For | |||||||||
| TRANCOM CO.,LTD. | |||||||||||||
| Security | J9297N102 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2022 | |||||||||||
| ISIN | JP3635650009 | Agenda | 715705919 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines | Management | For | For | |||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Masahisa | Management | For | For | |||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Takebe, Atsunori | Management | For | For | |||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Jinno, Yasuhiro | Management | For | For | |||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Kambayashi, Ryo | Management | For | For | |||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Kei | Management | For | For | |||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Usagawa, Kuniko | Management | For | For | |||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Kawamura, Kazuo | Management | For | For | |||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Nakano, Masayuki | Management | For | For | |||||||||
| 5 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Takeo, Takuro | Management | For | For | |||||||||
| JUSTSYSTEMS CORPORATION | |||||||||||||
| Security | J28783108 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | |||||||||||
| ISIN | JP3388450003 | Agenda | 715753162 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | |||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Sekinada, Kyotaro | Management | For | For | |||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tajiki, Masayuki | Management | For | For | |||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miki, Masayuki | Management | For | For | |||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Kurihara, Manabu | Management | For | For | |||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kuwayama, Katsuhiko | Management | For | For | |||||||||
| 4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Wakabayashi, Norio | Management | For | For | |||||||||
| NOF CORPORATION | |||||||||||||
| Security | J58934100 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2022 | |||||||||||
| ISIN | JP3753400005 | Agenda | 715746004 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | |||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Miyaji, Takeo | Management | For | For | |||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Maeda, Kazuhito | Management | For | For | |||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miyo, Masanobu | Management | For | For | |||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamauchi, Kazuyoshi | Management | For | For | |||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Unami, Shingo | Management | For | For | |||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Izumi | Management | For | For | |||||||||
| OBIC CO.,LTD. | |||||||||||||
| Security | J5946V107 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2022 | |||||||||||
| ISIN | JP3173400007 | Agenda | 715753150 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | |||||||||
| 3.1 | Appoint a Director Noda, Masahiro | Management | For | For | |||||||||
| 3.2 | Appoint a Director Tachibana, Shoichi | Management | For | For | |||||||||
| 3.3 | Appoint a Director Kawanishi, Atsushi | Management | For | For | |||||||||
| 3.4 | Appoint a Director Fujimoto, Takao | Management | For | For | |||||||||
| 3.5 | Appoint a Director Gomi, Yasumasa | Management | For | For | |||||||||
| 3.6 | Appoint a Director Ejiri, Takashi | Management | For | For | |||||||||
| 4 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Outside Directors) | Management | For | For | |||||||||
| 5 | Approve Provision of Special Payment for Retiring Directors | Management | For | For | |||||||||
| SCOUT24 SE | |||||||||||||
| Security | D345XT105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2022 | |||||||||||
| ISIN | DE000A12DM80 | Agenda | 715663212 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.84 PER SHARE | Management | For | For | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | For | For | |||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | For | For | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | |||||||||
| 8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | |||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | |||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||||||||||
-2-
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | CPG Cooper Square International Equity, LLC | |
| By (Signature and Title) | /s/ Mitchell A. Tanzman | |
| Mitchell A. Tanzman, | ||
| Principal Executive Officer | ||
| Date | August 22, 2022 |
-3-
