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10-K/A Filing
Caterpillar (CAT) 10-K/A2000 FY Annual report (amended)
Filed: 13 Jun 01, 12:00am
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CATERPILLAR
FORM 10-K/A
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2000
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________.
Commission File No. 1-768
CATERPILLAR INC.
(Exact name of Registrant as specified in its charter)
Delaware | |
1-768 | 37-0602744 |
100 NE Adams Street, Peoria, Illinois | 61629 |
Registrant's telephone number, including area code: (309) 675-1000 |
Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange | |
Title of each class | on which registered |
Common stock ($1.00 par value) | Chicago Stock Exchange |
New York Stock Exchange | |
Pacific Exchange, Inc. | |
Preferred Stock Purchase Rights | Chicago Stock Exchange |
New York Stock Exchange | |
Pacific Exchange, Inc. | |
9 3/8% Notes due July 15, 2001 | New York Stock Exchange |
9% Debentures due April 15, 2006 | New York Stock Exchange |
6% Debentures due May 1, 2007 | New York Stock Exchange |
9 3/8% Debentures due August 15, 2011 | New York Stock Exchange |
9 3/4% Sinking Fund Debentures due June 1, 2019 | New York Stock Exchange |
9 3/8% Debentures due March 15, 2021 | New York Stock Exchange |
8% Debentures due February 15, 2023 | New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: NONE
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ].
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
As of December 31, 2000, there were 343,396,810 shares of common stock of the Registrant outstanding, and the aggregate market value of the voting stock held by non-affiliates of the Registrant (assuming only for purposes of this computation that directors and officers may be affiliates) was $16,042,645,570.
Documents Incorporated by Reference
NONE
The undersigned registrant hereby amends its Form 10-K filed with the Securities and Exchange Commission for the year ended December 31, 2000 to reflect the inclusion of PriceWaterhouseCoopers' report related to the financial statements of the Company's Employee Investment Plan, Tax Deferred Savings Plan, and Solar Turbines Incorporated Savings and Investment Plan and replaces the prior 10-K/A filing in its entirety.
Part IV Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K.