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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
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| FORM 8-K |
Current Report
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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): December 1, 2016 |
CATERPILLAR INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of incorporation)
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1-768
(Commission File Number)
| 37-0602744
(IRS Employer Identification No.)
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100 NE Adams Street, Peoria, Illinois
(Address of principal executive offices)
| 61629
(Zip Code)
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Registrant’s telephone number, including area code: (309) 675-1000 |
Former name or former address, if changed since last report: N/A |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| | o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| | o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| | o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| | o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01. Regulation FD Disclosure.
On December 1, 2016 Caterpillar Inc. Group President of Resource Industries Denise Johnson and Director of Investor Relations Amy Campbell will present at a Credit Suisse Industrials Conference scheduled to begin at 11:15 a.m. EST. The event is available via webcast at https://www.webcaster4.com/Webcast/Page/1302/18518. Presentation materials are available at http://www.caterpillar.com/en/investors/events-and-presentations.html.
A copy of the presentation materials is attached hereto as Exhibit 99.1 and is incorporated into this Item 7.01 by reference.
The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.
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| Item 9.01. | Financial Statements and Exhibits. |
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| | (d) | Exhibits:
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| | | The following is furnished as an exhibit to this report: |
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| | | 99.1 | Caterpillar Inc. presentation materials dated December 1, 2016. |
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SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | CATERPILLAR INC. |
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| December 1, 2016 | By: | /s/James B. Buda |
| | | James B. Buda |
| | | Executive Vice President, Law and Public Policy |
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EXHIBIT INDEX
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| Exhibit No. | Description |
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| 99.1 | Caterpillar Inc. presentation materials dated December 1, 2016. |
