SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
| | | |
| | | |
| Date of Report: | | Commission file number |
| |
|
| April 16, 2003 | | 1-5805 |
| | | |
J.P. MORGAN CHASE & CO.
(Exact name of registrant as specified in its charter)
| | | |
| | | |
| Delaware | | 13-2624428 |
| |
|
(State or other jurisdiction of
incorporation or organization) | | (I.R.S. Employer
Identification No.) |
| | | |
| 270 Park Avenue, New York, NY | | 10017 |
| |
|
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (212) 270-6000
TABLE OF CONTENTS
Item 7. Financial Statements and Exhibits
| | | |
| Exhibit No. | | Description of Exhibit |
| |
|
| | | |
| 99.1 | | Press Release Financial Supplement – First Quarter 2003 |
| | | |
| 99.2 | | Analyst Presentation Slides – First Quarter 2003 Financial Results |
Item 9. Regulation FD Disclosure
On April 16, 2003, J.P. Morgan Chase & Co. (“JPMorgan Chase” or the “Firm”) held an investor presentation to review 2003 first quarter earnings.
Exhibit 99.1 is a copy of supplemental financial schedules furnished at, and posted on the Firm’s website in connection with, the presentation. Exhibit 99.2 is a copy of slides furnished at, and posted on the Firm’s website in connection with, the presentation. The financial schedules and slides are being furnished pursuant to Item 9, and the information contained in Exhibits 99.1 and 99.2 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information in Exhibits 99.1 and 99.2 shall not be deemed to be incorporated by reference into the filings of the Firm under the Securities Act of 1933.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| | | J.P. MORGAN CHASE & CO.
(Registrant) |
| | | | | |
| | | By: | | /s/ Joseph L. Sclafani |
| | | | |
|
| | | | | Joseph L. Sclafani |
| | | | | |
| | | Executive Vice President and Controller
[Principal Accounting Officer] |
Dated: April 18, 2003
3
EXHIBIT INDEX
| | | |
| Exhibit No. | | Description of Exhibit |
| |
|
| |
| 99.1 | | Press Release Financial Supplement – First Quarter 2003 |
| |
| 99.2 | | Analyst Presentation Slides – First Quarter 2003 Financial Results |
4
