FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02546
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Commonwealth Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 4/30, 11/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Commonwealth Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR EVENT DRIVEN OPPORTUNITIES FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 19, 2014 | TICKER: ANF SECURITY ID: 002896207
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James B. Bachmann | Management | For | For |
| 1b | Elect Director Bonnie R. Brooks | Management | For | For |
| 1c | Elect Director Terry L. Burman | Management | For | For |
| 1d | Elect Director Sarah M. Gallagher | Management | For | For |
| 1e | Elect Director Michael E. Greenlees | Management | For | For |
| 1f | Elect Director Archie M. Griffin | Management | For | For |
| 1g | Elect Director Michael S. Jeffries | Management | For | For |
| 1h | Elect Director Arthur C. Martinez | Management | For | For |
| 1i | Elect Director Diane L. Neal | Management | For | For |
| 1j | Elect Director Charles R. Perrin | Management | For | For |
| 1k | Elect Director Stephanie M. Shern | Management | For | For |
| 1l | Elect Director Craig R. Stapleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
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ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: AMD SECURITY ID: 007903107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nora M. Denzel | Management | For | For |
| 1f | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Michael J. Inglis | Management | For | For |
| 1j | Elect Director Rory P. Read | Management | For | For |
| 1k | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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ALLEGION PLC
MEETING DATE: JUN 11, 2014 | TICKER: ALLE SECURITY ID: G0176J109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
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ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ALSN SECURITY ID: 01973R101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.2 | Elect Director Kosty Gilis | Management | For | For |
| 1.3 | Elect Director Francis Raborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ANR SECURITY ID: 02076X102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
| 1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director Deborah M. Fretz | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director L. Patrick Hassey | Management | For | For |
| 1.9 | Elect Director Joel Richards, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Appalachian Mining Environmental and Community Impact Reduction Efforts | Shareholder | Against | Abstain |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
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ASHFORD HOSPITALITY PRIME INC.
MEETING DATE: MAY 13, 2014 | TICKER: AHP SECURITY ID: 044102101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Douglas A. Kessler | Management | For | For |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.5 | Elect Director W. Michael Murphy | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Andrew L. Strong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles to Remove Antitakeover Provisions | Shareholder | Against | For |
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BIG LOTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BIG SECURITY ID: 089302103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director David J. Campisi | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 1.4 | Elect Director Peter J. Hayes | Management | For | For |
| 1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Russell Solt | Management | For | For |
| 1.8 | Elect Director James R. Tener | Management | For | For |
| 1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
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BOYD GAMING CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: BYD SECURITY ID: 103304101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director William R. Boyd | Management | For | For |
| 1.3 | Elect Director William S. Boyd | Management | For | For |
| 1.4 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.5 | Elect Director Thomas V. Girardi | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Billy G. McCoy | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.10 | Elect Director Peter M. Thomas | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BBRG SECURITY ID: 10567B109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1A | Elect Director Alton F. ('Rick') Doody, III | Management | For | For |
| 1B | Elect Director David B. Pittaway | Management | For | For |
| 1C | Elect Director Harold O. Rosser, II | Management | For | For |
| 1D | Elect Director Fortunato N. Valenti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CALGON CARBON CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: CCC SECURITY ID: 129603106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Randall S. Dearth | Management | For | For |
| 1.2 | Elect Director John J. Paro | Management | For | For |
| 1.3 | Elect Director Timothy G. Rupert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
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CHICO'S FAS, INC.
MEETING DATE: JUN 26, 2014 | TICKER: CHS SECURITY ID: 168615102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director David F. Walker | Management | For | For |
| 1.2 | Elect Director John J. Mahoney | Management | For | For |
| 1.3 | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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COMMONWEALTH REIT
MEETING DATE: MAR 19, 2014 | TICKER: CWH SECURITY ID: 203233101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| Management Proxy (White Card) |
| 1.1 | Revoke Consent to Remove Existing Director William A. Lamkin | Shareholder | For | Did Not Vote |
| 1.2 | Revoke Consent to Remove Existing Director Joseph L. Morea | Shareholder | For | Did Not Vote |
| 1.3 | Revoke Consent to Remove Existing Director Adam D. Portnoy | Shareholder | For | Did Not Vote |
| 1.4 | Revoke Consent to Remove Existing Director Barry M. Portnoy | Shareholder | For | Did Not Vote |
| 1.5 | Revoke Consent to Remove Existing Director Frederick N Zeytoonjian | Shareholder | For | Did Not Vote |
| 1.6 | Revoke Consent to Remove Existing Director Ronald J. Artinian | Shareholder | For | Did Not Vote |
| 1.7 | Revoke Consent to Remove Existing Director Ann Logan | Shareholder | For | Did Not Vote |
| 1.8 | Revoke Consent to Remove Any Other Person | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
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| Dissident Proxy (Gold Card) |
| 1.1 | Consent to Remove Existing Director Barry M. Portnoy | Shareholder | For | For |
| 1.2 | Consent to Remove Existing Director Adam D. Portnoy | Shareholder | For | For |
| 1.3 | Consent to Remove Existing Director Joseph L. Morea | Shareholder | For | For |
| 1.4 | Consent to Remove Existing Director William A. Lamkin | Shareholder | For | For |
| 1.5 | Consent to Remove Existing Director Frederick N Zeytoonjian | Shareholder | For | For |
| 1.6 | Consent to Remove Existing Director Ronald J. Artinian | Shareholder | For | For |
| 1.7 | Consent to Remove Existing Director Ann Logan | Shareholder | For | For |
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COMMONWEALTH REIT
MEETING DATE: MAY 23, 2014 | TICKER: CWH SECURITY ID: 203233101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director David Helfand | Shareholder | For | For |
| 2 | Elect Director Samuel Zell | Shareholder | For | For |
| 3 | Elect Director James Corl | Shareholder | For | For |
| 4 | Elect Director Edward Glickman | Shareholder | For | For |
| 5 | Elect Director Peter Linneman | Shareholder | For | For |
| 6 | Elect Director Jim Lozier | Shareholder | For | For |
| 7 | Elect Director Kenneth Shea | Shareholder | For | For |
| 8 | Adjourn Meeting | Management | For | For |
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COMPUWARE CORPORATION
MEETING DATE: MAR 28, 2014 | TICKER: CPWR SECURITY ID: 205638109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director John G. Freeland | Management | For | For |
| 1.4 | Elect Director David G. Fubini | Management | For | For |
| 1.5 | Elect Director William O. Grabe | Management | For | For |
| 1.6 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.7 | Elect Director Faye Alexander Nelson | Management | For | For |
| 1.8 | Elect Director Robert C. Paul | Management | For | For |
| 1.9 | Elect Director Jennifer J. Raab | Management | For | For |
| 1.10 | Elect Director Lee D. Roberts | Management | For | For |
| 1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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CST BRANDS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CST SECURITY ID: 12646R105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Roger G. Burton | Management | For | For |
| 1.2 | Elect Director Stephen A. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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DARDEN RESTAURANTS, INC.
MEETING DATE: APR 30, 2014 | TICKER: DRI SECURITY ID: 237194105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| Management Proxy (Blue Card) |
| 1 | Revoke Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
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| Dissident Proxy (White Card) |
| 1 | Consent to Request Special Meeting | Shareholder | For | For |
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DEAN FOODS COMPANY
MEETING DATE: MAY 14, 2014 | TICKER: DF SECURITY ID: 242370203
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director Gregg A. Tanner | Management | For | For |
| 1.4 | Elect Director Jim L. Turner | Management | For | For |
| 1.5 | Elect Director Robert T. Wiseman | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require Dairy Farmer Suppliers to Report on Sustainability | Shareholder | Against | Abstain |
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DRESSER-RAND GROUP INC.
MEETING DATE: MAY 06, 2014 | TICKER: DRC SECURITY ID: 261608103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William E. Macaulay | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EMCORE CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: EMKR SECURITY ID: 290846203
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert L. Bogomolny | Management | For | For |
| 1.2 | Elect Director Steven R. Becker | Management | For | For |
| 1.3 | Elect Director Gerald J. Fine | Management | For | For |
| 1.4 | Elect Director Reuben F. Richards, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen L. Domenik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ECPG SECURITY ID: 292554102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Laura Newman Olle | Management | For | For |
| 1.3 | Elect Director Francis E. Quinlan | Management | For | For |
| 1.4 | Elect Director Norman R. Sorensen | Management | For | For |
| 1.5 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
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FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FNF SECURITY ID: 31620R105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | For |
| 2 | Approve the Reclassification Proposal | Management | For | For |
| 3 | Approve the Optional Conversion Proposal | Management | For | For |
| 4 | Approve the Group Disposition Proposal | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
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FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: FHN SECURITY ID: 320517105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Carter | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Mark A. Emkes | Management | For | For |
| 1.4 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.5 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.9 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.10 | Elect Director Colin V. Reed | Management | For | For |
| 1.11 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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FOX CHASE BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FXCB SECURITY ID: 35137T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd S. Benning | Management | For | For |
| 1.2 | Elect Director Thomas M. Petro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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FTD COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: FTD SECURITY ID: 30281V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracey L. Belcourt | Management | For | For |
| 1.2 | Elect Director Joseph W. Harch | Management | For | For |
| 1.3 | Elect Director Michael J. Silverstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
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GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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GROUPE FNAC
MEETING DATE: MAY 15, 2014 | TICKER: FNAC SECURITY ID: F4604M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Kering | Management | For | For |
| 5 | Approve Severance Payment Agreement with Alexandre Bompard, in Compensation of a Non-Competition Agreement | Management | For | For |
| 6 | Approve Additional Pension Scheme Agreement with Alexandre Bompard | Management | For | For |
| 7 | Approve Transaction with Kering BV Re: Issuance of TSSDI Securities | Management | For | For |
| 8 | Approve End of Tax Consolidation Agreement with Kering S.A. and French Subsidiaries | Management | For | For |
| 9 | Approve Tax Consolidation Agreement with French Subsidiaries | Management | For | For |
| 10 | Reelect Carole Ferrand as Director | Management | For | For |
| 11 | Reelect Brigitte Taittinger-Jouyet as Director | Management | For | For |
| 12 | Reelect Alban Greget as Director | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Advisory Vote on Compensation of Alexandre Bompard, Chairman and CEO | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
HYSTER-YALE MATERIALS HANDLING, INC.
MEETING DATE: MAY 07, 2014 | TICKER: HY SECURITY ID: 449172105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.C. Butler, Jr. | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director John P. Jumper | Management | For | For |
| 1.4 | Elect Director Dennis W. LaBarre | Management | For | For |
| 1.5 | Elect Director F. Joseph Loughrey | Management | For | For |
| 1.6 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 1.7 | Elect Director Claiborne R. Rankin | Management | For | For |
| 1.8 | Elect Director Michael E. Shannon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Britton T. Taplin | Management | For | For |
| 1.11 | Elect Director Eugene Wong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KNOWLES CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: KN SECURITY ID: 49926D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Niew | Management | For | For |
| 1.2 | Elect Director Keith L. Barnes | Management | For | For |
| 1.3 | Elect Director Richard K. Lochridge | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KRAFT FOODS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: KRFT SECURITY ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Thomas P. Capo | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1f | Elect Director Donald L. Runkle | Management | For | For |
| 1g | Elect Director Matthew J. Simoncini | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: LXK SECURITY ID: 529771107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph E. Gomory | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director J. Edward Coleman | Management | For | For |
| 1d | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MALLINCKRODT PLC
MEETING DATE: MAR 20, 2014 | TICKER: MNK SECURITY ID: G5785G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melvin D. Booth | Management | For | Against |
| 1b | Elect Director David R. Carlucci | Management | For | Against |
| 1c | Elect Director J. Martin Carroll | Management | For | Against |
| 1d | Elect Director Diane H. Gulyas | Management | For | Against |
| 1e | Elect Director Nancy S. Lurker | Management | For | Against |
| 1f | Elect Director JoAnn A. Reed | Management | For | Against |
| 1g | Elect Director Mark C. Trudeau | Management | For | Against |
| 1h | Elect Director Kneeland C. Youngblood | Management | For | Against |
| 1i | Elect Director Joseph A. Zaccagnino | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 30, 2014 | TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Alice W. Handy | Management | For | For |
| 1e | Elect Director Catherine R. Kinney | Management | For | For |
| 1f | Elect Director Linda H. Riefier | Management | For | For |
| 1g | Elect Director George W. Siguler | Management | For | For |
| 1h | Elect Director Patrick Tierney | Management | For | For |
| 1i | Elect Director Rodolphe M. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NEW RESIDENTIAL INVESTMENT CORP.
MEETING DATE: MAY 28, 2014 | TICKER: NRZ SECURITY ID: 64828T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Tyson | Management | For | For |
| 1.2 | Elect Director David Saltzman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: APR 24, 2014 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director Jeffrey C. Smith | Management | For | For |
| 1i | Elect Director David M. Szymanski | Management | For | For |
| 1j | Elect Director Nigel Travis | Management | For | For |
| 1k | Elect Director Joseph Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cindy B. Taylor | Management | For | For |
| 1.2 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSRAM LICHT AG
MEETING DATE: FEB 27, 2014 | TICKER: OSR SECURITY ID: D5963B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
PACER INTERNATIONAL, INC.
MEETING DATE: MAR 27, 2014 | TICKER: PACR SECURITY ID: 69373H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PRGX GLOBAL, INC.
MEETING DATE: JUN 24, 2014 | TICKER: PRGX SECURITY ID: 69357C503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Cole | Management | For | For |
| 1.2 | Elect Director Archelle Georgiou Feldshon | Management | For | For |
| 1.3 | Elect Director Philip J. Mazzilli, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PROGRESSIVE WASTE SOLUTIONS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: BIN SECURITY ID: 74339G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director John T. Dillon | Management | For | For |
| 2.2 | Elect Director James J. Forese | Management | For | For |
| 2.3 | Elect Director Larry S. Hughes | Management | For | For |
| 2.4 | Elect Director Jeffrey L. Keefer | Management | For | For |
| 2.5 | Elect Director Douglas W. Knight | Management | For | For |
| 2.6 | Elect Director Susan Lee | Management | For | For |
| 2.7 | Elect Director Daniel R. Milliard | Management | For | For |
| 2.8 | Elect Director Joseph D. Quarin | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: QEP SECURITY ID: 74733V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Heinemann | Management | For | For |
| 1.2 | Elect Director Robert E. McKee, III | Management | For | For |
| 1.3 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | For | For |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: RRD SECURITY ID: 257867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Susan M. Gianinno | Management | For | For |
| 1.5 | Elect Director Judith H. Hamilton | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Katz | Management | For | For |
| 1.7 | Elect Director Richard K. Palmer | Management | For | For |
| 1.8 | Elect Director John C. Pope | Management | For | For |
| 1.9 | Elect Director Michael T. Riordan | Management | For | For |
| 1.10 | Elect Director Oliver R. Sockwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SAIC SECURITY ID: 808625107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Jere A. Drummond | Management | For | For |
| 1c | Elect Director Thomas F. Frist, III | Management | For | For |
| 1d | Elect Director John J. Hamre | Management | For | For |
| 1e | Elect Director Anthony J. Moraco | Management | For | For |
| 1f | Elect Director Donna S. Morea | Management | For | For |
| 1g | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1h | Elect Director Steven R. Shane | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNET JEWELERS LIMITED
MEETING DATE: JUN 13, 2014 | TICKER: SIG SECURITY ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale W. Hilpert as Director | Management | For | For |
| 1d | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1e | Elect Thomas G. Plaskett as Director | Management | For | For |
| 1f | Elect Russell Walls as Director | Management | For | For |
| 1g | Elect Helen McCluskey as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Michael W. Barnes as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 06, 2014 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Green Card) |
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | For |
| 1.4 | Elect Director Domenico De Sole | Management | For | For |
| 1.5 | Elect Director The Duke of Devonshire | Management | For | For |
| 1.6 | Elect Director Daniel Meyer | Management | For | For |
| 1.7 | Elect Director Allen Questrom | Management | For | For |
| 1.8 | Elect Director William F. Ruprecht | Management | For | For |
| 1.9 | Elect Director Marsha E. Simms | Management | For | For |
| 1.10 | Elect Director Robert S. Taubman | Management | For | For |
| 1.11 | Elect Director Diana L. Taylor | Management | For | For |
| 1.12 | Elect Director Dennis M. Weibling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Daniel S. Loeb | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Harry J. Wilson | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Olivier Reza | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - John M. Angelo | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Kevin C. Conroy | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Domenico De Sole | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - The Duke of Devonshire | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Allen Questrom | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - William F. Ruprecht | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Marsha E. Simms | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee - Diana L. Taylor | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee - Dennis M. Weibling | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 29, 2014 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | For |
| 1.4 | Elect Director Domenico De Sole | Management | For | For |
| 1.5 | Elect Director The Duke Of Devonshire | Management | For | For |
| 1.6 | Elect Director Daniel S. Loeb | Management | For | For |
| 1.7 | Elect Director Daniel Meyer | Management | For | For |
| 1.8 | Elect Director Allen Questrom | Management | For | For |
| 1.9 | Elect Director Olivier Reza | Management | For | For |
| 1.10 | Elect Director William F. Ruprecht | Management | For | For |
| 1.11 | Elect Director Marsha E. Simms | Management | For | For |
| 1.12 | Elect Director Robert S. Taubman | Management | For | For |
| 1.13 | Elect Director Diana L. Taylor | Management | For | For |
| 1.14 | Elect Director Dennis M. Weibling | Management | For | For |
| 1.15 | Elect Director Harry J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: SPW SECURITY ID: 784635104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.2 | Elect Director Emerson U. Fullwood | Management | For | For |
| 1.3 | Elect Director Michael J. Mancuso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director Donald E. Stout | Management | For | For |
| 1.4 | Elect Director George Cwynar | Management | For | For |
| 1.5 | Elect Director George A. Riedel | Management | For | For |
| 1.6 | Elect Director John Chenault | Management | For | For |
| 1.7 | Elect Director Peter A. Feld | Management | For | For |
| 1.8 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.9 | Elect Director Thomas Lacey | Management | For | For |
| 1.10 | Elect Director Tudor Brown | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
THE ADT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: ADT SECURITY ID: 00101J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Colligan | Management | For | For |
| 1b | Elect Director Richard Daly | Management | For | For |
| 1c | Elect Director Timothy Donahue | Management | For | For |
| 1d | Elect Director Robert Dutkowsky | Management | For | For |
| 1e | Elect Director Bruce Gordon | Management | For | For |
| 1f | Elect Director Naren Gursahaney | Management | For | For |
| 1g | Elect Director Bridgette Heller | Management | For | For |
| 1h | Elect Director Kathleen Hyle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Steven W. Nance | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 1.12 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Spencer B. Hays | Management | For | For |
| 1.4 | Elect Director Larissa L. Herda | Management | For | For |
| 1.5 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.6 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: URS SECURITY ID: 903236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diane C. Creel | Management | For | For |
| 1b | Elect Director Mickey P. Foret | Management | For | Against |
| 1c | Elect Director William H. Frist | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Martin M. Koffel | Management | For | For |
| 1f | Elect Director Timothy R. McLevish | Management | For | Against |
| 1g | Elect Director Joseph W. Ralston | Management | For | Against |
| 1h | Elect Director John D. Roach | Management | For | Against |
| 1i | Elect Director William H. Schumann, III | Management | For | For |
| 1j | Elect Director David N. Siegel | Management | For | For |
| 1k | Elect Director Douglas W. Stotlar | Management | For | For |
| 1l | Elect Director V. Paul Unruh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALMET CORP
MEETING DATE: MAR 26, 2014 | TICKER: VALMT SECURITY ID: X96478114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.15 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, EUR 60,000 for Chairman of Audit Committee, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 12 | Reelect Jukka Viinanen (Chairman), Mikael von Frenckell (Vice-Chairman), Friederike Helfer, Pekka Lundmark, Erkki Pehu-Lehtonen, and Rogerio Ziviani as Directors; Elect Lone Schroder as New Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Establish Nominating Committee | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: XPO SECURITY ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Norden | Management | For | For |
| 1.2 | Elect Director Louise M. Parent | Management | For | For |
| 1.3 | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EVENT DRIVEN OPPORTUNITIES FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 19, 2014 | TICKER: ANF SECURITY ID: 002896207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James B. Bachmann | Management | For | For |
| 1b | Elect Director Bonnie R. Brooks | Management | For | For |
| 1c | Elect Director Terry L. Burman | Management | For | For |
| 1d | Elect Director Sarah M. Gallagher | Management | For | For |
| 1e | Elect Director Michael E. Greenlees | Management | For | For |
| 1f | Elect Director Archie M. Griffin | Management | For | For |
| 1g | Elect Director Michael S. Jeffries | Management | For | For |
| 1h | Elect Director Arthur C. Martinez | Management | For | For |
| 1i | Elect Director Diane L. Neal | Management | For | For |
| 1j | Elect Director Charles R. Perrin | Management | For | For |
| 1k | Elect Director Stephanie M. Shern | Management | For | For |
| 1l | Elect Director Craig R. Stapleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nora M. Denzel | Management | For | For |
| 1f | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Michael J. Inglis | Management | For | For |
| 1j | Elect Director Rory P. Read | Management | For | For |
| 1k | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALLEGION PLC
MEETING DATE: JUN 11, 2014 | TICKER: ALLE SECURITY ID: G0176J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ALSN SECURITY ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.2 | Elect Director Kosty Gilis | Management | For | For |
| 1.3 | Elect Director Francis Raborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ANR SECURITY ID: 02076X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
| 1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director Deborah M. Fretz | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director L. Patrick Hassey | Management | For | For |
| 1.9 | Elect Director Joel Richards, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Appalachian Mining Environmental and Community Impact Reduction Efforts | Shareholder | Against | Abstain |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
ASHFORD HOSPITALITY PRIME INC.
MEETING DATE: MAY 13, 2014 | TICKER: AHP SECURITY ID: 044102101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Douglas A. Kessler | Management | For | For |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.5 | Elect Director W. Michael Murphy | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Andrew L. Strong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles to Remove Antitakeover Provisions | Shareholder | Against | For |
| |
|---|
BIG LOTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BIG SECURITY ID: 089302103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director David J. Campisi | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 1.4 | Elect Director Peter J. Hayes | Management | For | For |
| 1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Russell Solt | Management | For | For |
| 1.8 | Elect Director James R. Tener | Management | For | For |
| 1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BOYD GAMING CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: BYD SECURITY ID: 103304101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director William R. Boyd | Management | For | For |
| 1.3 | Elect Director William S. Boyd | Management | For | For |
| 1.4 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.5 | Elect Director Thomas V. Girardi | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Billy G. McCoy | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.10 | Elect Director Peter M. Thomas | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BBRG SECURITY ID: 10567B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alton F. ('Rick') Doody, III | Management | For | For |
| 1B | Elect Director David B. Pittaway | Management | For | For |
| 1C | Elect Director Harold O. Rosser, II | Management | For | For |
| 1D | Elect Director Fortunato N. Valenti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALGON CARBON CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: CCC SECURITY ID: 129603106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall S. Dearth | Management | For | For |
| 1.2 | Elect Director John J. Paro | Management | For | For |
| 1.3 | Elect Director Timothy G. Rupert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CHICO'S FAS, INC.
MEETING DATE: JUN 26, 2014 | TICKER: CHS SECURITY ID: 168615102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Walker | Management | For | For |
| 1.2 | Elect Director John J. Mahoney | Management | For | For |
| 1.3 | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMONWEALTH REIT
MEETING DATE: MAR 19, 2014 | TICKER: CWH SECURITY ID: 203233101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Revoke Consent to Remove Existing Director William A. Lamkin | Shareholder | For | Did Not Vote |
| 1.2 | Revoke Consent to Remove Existing Director Joseph L. Morea | Shareholder | For | Did Not Vote |
| 1.3 | Revoke Consent to Remove Existing Director Adam D. Portnoy | Shareholder | For | Did Not Vote |
| 1.4 | Revoke Consent to Remove Existing Director Barry M. Portnoy | Shareholder | For | Did Not Vote |
| 1.5 | Revoke Consent to Remove Existing Director Frederick N Zeytoonjian | Shareholder | For | Did Not Vote |
| 1.6 | Revoke Consent to Remove Existing Director Ronald J. Artinian | Shareholder | For | Did Not Vote |
| 1.7 | Revoke Consent to Remove Existing Director Ann Logan | Shareholder | For | Did Not Vote |
| 1.8 | Revoke Consent to Remove Any Other Person | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Consent to Remove Existing Director Barry M. Portnoy | Shareholder | For | For |
| 1.2 | Consent to Remove Existing Director Adam D. Portnoy | Shareholder | For | For |
| 1.3 | Consent to Remove Existing Director Joseph L. Morea | Shareholder | For | For |
| 1.4 | Consent to Remove Existing Director William A. Lamkin | Shareholder | For | For |
| 1.5 | Consent to Remove Existing Director Frederick N Zeytoonjian | Shareholder | For | For |
| 1.6 | Consent to Remove Existing Director Ronald J. Artinian | Shareholder | For | For |
| 1.7 | Consent to Remove Existing Director Ann Logan | Shareholder | For | For |
| |
|---|
COMMONWEALTH REIT
MEETING DATE: MAY 23, 2014 | TICKER: CWH SECURITY ID: 203233101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Helfand | Shareholder | For | For |
| 2 | Elect Director Samuel Zell | Shareholder | For | For |
| 3 | Elect Director James Corl | Shareholder | For | For |
| 4 | Elect Director Edward Glickman | Shareholder | For | For |
| 5 | Elect Director Peter Linneman | Shareholder | For | For |
| 6 | Elect Director Jim Lozier | Shareholder | For | For |
| 7 | Elect Director Kenneth Shea | Shareholder | For | For |
| 8 | Adjourn Meeting | Management | For | For |
| |
|---|
COMPUWARE CORPORATION
MEETING DATE: MAR 28, 2014 | TICKER: CPWR SECURITY ID: 205638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director John G. Freeland | Management | For | For |
| 1.4 | Elect Director David G. Fubini | Management | For | For |
| 1.5 | Elect Director William O. Grabe | Management | For | For |
| 1.6 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.7 | Elect Director Faye Alexander Nelson | Management | For | For |
| 1.8 | Elect Director Robert C. Paul | Management | For | For |
| 1.9 | Elect Director Jennifer J. Raab | Management | For | For |
| 1.10 | Elect Director Lee D. Roberts | Management | For | For |
| 1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CST BRANDS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CST SECURITY ID: 12646R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Burton | Management | For | For |
| 1.2 | Elect Director Stephen A. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: APR 30, 2014 | TICKER: DRI SECURITY ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1 | Revoke Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1 | Consent to Request Special Meeting | Shareholder | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 14, 2014 | TICKER: DF SECURITY ID: 242370203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director Gregg A. Tanner | Management | For | For |
| 1.4 | Elect Director Jim L. Turner | Management | For | For |
| 1.5 | Elect Director Robert T. Wiseman | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require Dairy Farmer Suppliers to Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 06, 2014 | TICKER: DRC SECURITY ID: 261608103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulay | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMCORE CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: EMKR SECURITY ID: 290846203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bogomolny | Management | For | For |
| 1.2 | Elect Director Steven R. Becker | Management | For | For |
| 1.3 | Elect Director Gerald J. Fine | Management | For | For |
| 1.4 | Elect Director Reuben F. Richards, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen L. Domenik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Laura Newman Olle | Management | For | For |
| 1.3 | Elect Director Francis E. Quinlan | Management | For | For |
| 1.4 | Elect Director Norman R. Sorensen | Management | For | For |
| 1.5 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | For |
| 2 | Approve the Reclassification Proposal | Management | For | For |
| 3 | Approve the Optional Conversion Proposal | Management | For | For |
| 4 | Approve the Group Disposition Proposal | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Carter | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Mark A. Emkes | Management | For | For |
| 1.4 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.5 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.9 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.10 | Elect Director Colin V. Reed | Management | For | For |
| 1.11 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOX CHASE BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FXCB SECURITY ID: 35137T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd S. Benning | Management | For | For |
| 1.2 | Elect Director Thomas M. Petro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTD COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: FTD SECURITY ID: 30281V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracey L. Belcourt | Management | For | For |
| 1.2 | Elect Director Joseph W. Harch | Management | For | For |
| 1.3 | Elect Director Michael J. Silverstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GROUPE FNAC
MEETING DATE: MAY 15, 2014 | TICKER: FNAC SECURITY ID: F4604M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Kering | Management | For | For |
| 5 | Approve Severance Payment Agreement with Alexandre Bompard, in Compensation of a Non-Competition Agreement | Management | For | For |
| 6 | Approve Additional Pension Scheme Agreement with Alexandre Bompard | Management | For | For |
| 7 | Approve Transaction with Kering BV Re: Issuance of TSSDI Securities | Management | For | For |
| 8 | Approve End of Tax Consolidation Agreement with Kering S.A. and French Subsidiaries | Management | For | For |
| 9 | Approve Tax Consolidation Agreement with French Subsidiaries | Management | For | For |
| 10 | Reelect Carole Ferrand as Director | Management | For | For |
| 11 | Reelect Brigitte Taittinger-Jouyet as Director | Management | For | For |
| 12 | Reelect Alban Greget as Director | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Advisory Vote on Compensation of Alexandre Bompard, Chairman and CEO | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
HYSTER-YALE MATERIALS HANDLING, INC.
MEETING DATE: MAY 07, 2014 | TICKER: HY SECURITY ID: 449172105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.C. Butler, Jr. | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director John P. Jumper | Management | For | For |
| 1.4 | Elect Director Dennis W. LaBarre | Management | For | For |
| 1.5 | Elect Director F. Joseph Loughrey | Management | For | For |
| 1.6 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 1.7 | Elect Director Claiborne R. Rankin | Management | For | For |
| 1.8 | Elect Director Michael E. Shannon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Britton T. Taplin | Management | For | For |
| 1.11 | Elect Director Eugene Wong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KNOWLES CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: KN SECURITY ID: 49926D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Niew | Management | For | For |
| 1.2 | Elect Director Keith L. Barnes | Management | For | For |
| 1.3 | Elect Director Richard K. Lochridge | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KRAFT FOODS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: KRFT SECURITY ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Thomas P. Capo | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1f | Elect Director Donald L. Runkle | Management | For | For |
| 1g | Elect Director Matthew J. Simoncini | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: LXK SECURITY ID: 529771107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph E. Gomory | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director J. Edward Coleman | Management | For | For |
| 1d | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MALLINCKRODT PLC
MEETING DATE: MAR 20, 2014 | TICKER: MNK SECURITY ID: G5785G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melvin D. Booth | Management | For | Against |
| 1b | Elect Director David R. Carlucci | Management | For | Against |
| 1c | Elect Director J. Martin Carroll | Management | For | Against |
| 1d | Elect Director Diane H. Gulyas | Management | For | Against |
| 1e | Elect Director Nancy S. Lurker | Management | For | Against |
| 1f | Elect Director JoAnn A. Reed | Management | For | Against |
| 1g | Elect Director Mark C. Trudeau | Management | For | Against |
| 1h | Elect Director Kneeland C. Youngblood | Management | For | Against |
| 1i | Elect Director Joseph A. Zaccagnino | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 30, 2014 | TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Alice W. Handy | Management | For | For |
| 1e | Elect Director Catherine R. Kinney | Management | For | For |
| 1f | Elect Director Linda H. Riefier | Management | For | For |
| 1g | Elect Director George W. Siguler | Management | For | For |
| 1h | Elect Director Patrick Tierney | Management | For | For |
| 1i | Elect Director Rodolphe M. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NEW RESIDENTIAL INVESTMENT CORP.
MEETING DATE: MAY 28, 2014 | TICKER: NRZ SECURITY ID: 64828T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Tyson | Management | For | For |
| 1.2 | Elect Director David Saltzman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: APR 24, 2014 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director Jeffrey C. Smith | Management | For | For |
| 1i | Elect Director David M. Szymanski | Management | For | For |
| 1j | Elect Director Nigel Travis | Management | For | For |
| 1k | Elect Director Joseph Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cindy B. Taylor | Management | For | For |
| 1.2 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSRAM LICHT AG
MEETING DATE: FEB 27, 2014 | TICKER: OSR SECURITY ID: D5963B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
PACER INTERNATIONAL, INC.
MEETING DATE: MAR 27, 2014 | TICKER: PACR SECURITY ID: 69373H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PRGX GLOBAL, INC.
MEETING DATE: JUN 24, 2014 | TICKER: PRGX SECURITY ID: 69357C503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Cole | Management | For | For |
| 1.2 | Elect Director Archelle Georgiou Feldshon | Management | For | For |
| 1.3 | Elect Director Philip J. Mazzilli, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PROGRESSIVE WASTE SOLUTIONS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: BIN SECURITY ID: 74339G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director John T. Dillon | Management | For | For |
| 2.2 | Elect Director James J. Forese | Management | For | For |
| 2.3 | Elect Director Larry S. Hughes | Management | For | For |
| 2.4 | Elect Director Jeffrey L. Keefer | Management | For | For |
| 2.5 | Elect Director Douglas W. Knight | Management | For | For |
| 2.6 | Elect Director Susan Lee | Management | For | For |
| 2.7 | Elect Director Daniel R. Milliard | Management | For | For |
| 2.8 | Elect Director Joseph D. Quarin | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: QEP SECURITY ID: 74733V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Heinemann | Management | For | For |
| 1.2 | Elect Director Robert E. McKee, III | Management | For | For |
| 1.3 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | For | For |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: RRD SECURITY ID: 257867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Susan M. Gianinno | Management | For | For |
| 1.5 | Elect Director Judith H. Hamilton | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Katz | Management | For | For |
| 1.7 | Elect Director Richard K. Palmer | Management | For | For |
| 1.8 | Elect Director John C. Pope | Management | For | For |
| 1.9 | Elect Director Michael T. Riordan | Management | For | For |
| 1.10 | Elect Director Oliver R. Sockwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SAIC SECURITY ID: 808625107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Jere A. Drummond | Management | For | For |
| 1c | Elect Director Thomas F. Frist, III | Management | For | For |
| 1d | Elect Director John J. Hamre | Management | For | For |
| 1e | Elect Director Anthony J. Moraco | Management | For | For |
| 1f | Elect Director Donna S. Morea | Management | For | For |
| 1g | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1h | Elect Director Steven R. Shane | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNET JEWELERS LIMITED
MEETING DATE: JUN 13, 2014 | TICKER: SIG SECURITY ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale W. Hilpert as Director | Management | For | For |
| 1d | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1e | Elect Thomas G. Plaskett as Director | Management | For | For |
| 1f | Elect Russell Walls as Director | Management | For | For |
| 1g | Elect Helen McCluskey as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Michael W. Barnes as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 06, 2014 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Green Card) |
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | For |
| 1.4 | Elect Director Domenico De Sole | Management | For | For |
| 1.5 | Elect Director The Duke of Devonshire | Management | For | For |
| 1.6 | Elect Director Daniel Meyer | Management | For | For |
| 1.7 | Elect Director Allen Questrom | Management | For | For |
| 1.8 | Elect Director William F. Ruprecht | Management | For | For |
| 1.9 | Elect Director Marsha E. Simms | Management | For | For |
| 1.10 | Elect Director Robert S. Taubman | Management | For | For |
| 1.11 | Elect Director Diana L. Taylor | Management | For | For |
| 1.12 | Elect Director Dennis M. Weibling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Daniel S. Loeb | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Harry J. Wilson | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Olivier Reza | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - John M. Angelo | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Kevin C. Conroy | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Domenico De Sole | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - The Duke of Devonshire | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Allen Questrom | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - William F. Ruprecht | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Marsha E. Simms | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee - Diana L. Taylor | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee - Dennis M. Weibling | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 29, 2014 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | For |
| 1.4 | Elect Director Domenico De Sole | Management | For | For |
| 1.5 | Elect Director The Duke Of Devonshire | Management | For | For |
| 1.6 | Elect Director Daniel S. Loeb | Management | For | For |
| 1.7 | Elect Director Daniel Meyer | Management | For | For |
| 1.8 | Elect Director Allen Questrom | Management | For | For |
| 1.9 | Elect Director Olivier Reza | Management | For | For |
| 1.10 | Elect Director William F. Ruprecht | Management | For | For |
| 1.11 | Elect Director Marsha E. Simms | Management | For | For |
| 1.12 | Elect Director Robert S. Taubman | Management | For | For |
| 1.13 | Elect Director Diana L. Taylor | Management | For | For |
| 1.14 | Elect Director Dennis M. Weibling | Management | For | For |
| 1.15 | Elect Director Harry J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: SPW SECURITY ID: 784635104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.2 | Elect Director Emerson U. Fullwood | Management | For | For |
| 1.3 | Elect Director Michael J. Mancuso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director Donald E. Stout | Management | For | For |
| 1.4 | Elect Director George Cwynar | Management | For | For |
| 1.5 | Elect Director George A. Riedel | Management | For | For |
| 1.6 | Elect Director John Chenault | Management | For | For |
| 1.7 | Elect Director Peter A. Feld | Management | For | For |
| 1.8 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.9 | Elect Director Thomas Lacey | Management | For | For |
| 1.10 | Elect Director Tudor Brown | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
THE ADT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: ADT SECURITY ID: 00101J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Colligan | Management | For | For |
| 1b | Elect Director Richard Daly | Management | For | For |
| 1c | Elect Director Timothy Donahue | Management | For | For |
| 1d | Elect Director Robert Dutkowsky | Management | For | For |
| 1e | Elect Director Bruce Gordon | Management | For | For |
| 1f | Elect Director Naren Gursahaney | Management | For | For |
| 1g | Elect Director Bridgette Heller | Management | For | For |
| 1h | Elect Director Kathleen Hyle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Steven W. Nance | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 1.12 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Spencer B. Hays | Management | For | For |
| 1.4 | Elect Director Larissa L. Herda | Management | For | For |
| 1.5 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.6 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: URS SECURITY ID: 903236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diane C. Creel | Management | For | For |
| 1b | Elect Director Mickey P. Foret | Management | For | Against |
| 1c | Elect Director William H. Frist | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Martin M. Koffel | Management | For | For |
| 1f | Elect Director Timothy R. McLevish | Management | For | Against |
| 1g | Elect Director Joseph W. Ralston | Management | For | Against |
| 1h | Elect Director John D. Roach | Management | For | Against |
| 1i | Elect Director William H. Schumann, III | Management | For | For |
| 1j | Elect Director David N. Siegel | Management | For | For |
| 1k | Elect Director Douglas W. Stotlar | Management | For | For |
| 1l | Elect Director V. Paul Unruh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALMET CORP
MEETING DATE: MAR 26, 2014 | TICKER: VALMT SECURITY ID: X96478114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.15 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, EUR 60,000 for Chairman of Audit Committee, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 12 | Reelect Jukka Viinanen (Chairman), Mikael von Frenckell (Vice-Chairman), Friederike Helfer, Pekka Lundmark, Erkki Pehu-Lehtonen, and Rogerio Ziviani as Directors; Elect Lone Schroder as New Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Establish Nominating Committee | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: XPO SECURITY ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Norden | Management | For | For |
| 1.2 | Elect Director Louise M. Parent | Management | For | For |
| 1.3 | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP STOCK FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 25, 2014 | TICKER: ABT SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Label Products with GMO Ingredients | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881927
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2014 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Director Jaime Ardila | Management | For | For |
| 2b | Elect Director Charles H. Giancarlo | Management | For | For |
| 2c | Elect Director William L. Kimsey | Management | For | For |
| 2d | Elect Director Blythe J. McGarvie | Management | For | For |
| 2e | Elect Director Mark Moody-Stuart | Management | For | For |
| 2f | Elect Director Pierre Nanterme | Management | For | For |
| 2g | Elect Director Gilles C. Pelisson | Management | For | For |
| 2h | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
| 8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ACCURAY INCORPORATED
MEETING DATE: NOV 21, 2013 | TICKER: ARAY SECURITY ID: 004397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ACTAVIS PLC
MEETING DATE: JUN 17, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTAVIS, INC.
MEETING DATE: SEP 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 30, 2014 | TICKER: AET SECURITY ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Betsy Z. Cohen | Management | For | For |
| 1e | Elect Director Molly J. Coye | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Barbara Hackman Franklin | Management | For | For |
| 1h | Elect Director Jeffrey E. Garten | Management | For | For |
| 1i | Elect Director Ellen M. Hancock | Management | For | For |
| 1j | Elect Director Richard J. Harrington | Management | For | For |
| 1k | Elect Director Edward J. Ludwig | Management | For | For |
| 1l | Elect Director Joseph P. Newhouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7A | Require Independent Board Chairman | Shareholder | Against | Against |
| 7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
| 7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
| |
|---|
AIA GROUP LTD.
MEETING DATE: MAY 09, 2014 | TICKER: 01299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 06, 2013 | TICKER: ARG SECURITY ID: 009363102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Clancey | Management | For | For |
| 1.2 | Elect Director Richard C. Ill | Management | For | For |
| 1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALERE INC.
MEETING DATE: AUG 07, 2013 | TICKER: ALR SECURITY ID: 01449J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Hakan Bjorklund | Management | For | Did Not Vote |
| 1.2 | Elect Director Stephen P. Macmillan | Management | For | Did Not Vote |
| 1.3 | Elect Director Brian A. Markison | Management | For | Did Not Vote |
| 1.4 | Elect Director T.F. Wilson McKillop | Management | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Approve the Grant of Options to Key Executive Officers | Management | For | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Ratify Auditors | Management | For | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Curt R. Hartman | Shareholder | For | For |
| 1.2 | Elect Director Theodore E. Martin | Shareholder | For | For |
| 1.3 | Elect Director Jerome J. Lande | Shareholder | For | For |
| 1.4 | Management Nominee - Hakan Bjorklund | Shareholder | For | For |
| 2 | Amend Omnibus Stock Plan | Management | None | Against |
| 3 | Approve the Grant of Options to Key Executive Officers | Management | None | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | None | For |
| 5 | Ratify Auditors | Management | None | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Lacob | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 1.4 | Elect Director David C. Nagel | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | Against |
| 4 | Amend Tax Asset Protection Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 08, 2014 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMYRIS, INC.
MEETING DATE: SEP 12, 2013 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey Duyk | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando de Castro Reinach | Management | For | For |
| 1.4 | Elect Director HH Sheikh Abdullah bin Khalifa Al Thani | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 3 | Elect Director Amy H. Nelson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 04, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
APR ENERGY PLC
MEETING DATE: MAY 20, 2014 | TICKER: APR SECURITY ID: G0498C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Michael Fairey as Director | Management | For | For |
| 6 | Re-elect Edward Hawkes as Director | Management | For | For |
| 7 | Re-elect Baroness Denise Kingsmill as Director | Management | For | For |
| 8 | Re-elect John Campion as Director | Management | For | For |
| 9 | Re-elect Vipul Tandon as Director | Management | None | None |
| 10 | Re-elect Gregory Bowes as Director | Management | For | For |
| 11 | Re-elect Haresh Jaisinghani as Director | Management | For | For |
| 12 | Re-elect Jim Hughes as Director | Management | For | For |
| 13 | Re-elect Matthew Allen as Director | Management | For | For |
| 14 | Re-elect Shonaid Jemmett-Page as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 22 | Ratify the Payment of Dividends in Respect of the Financial Years Ended 31 December 2011 and 2012 | Management | For | For |
| 23 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JAN 14, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Richard W. Frost | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Stuart A. Randle | Management | For | For |
| 1.8 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 15, 2014 | TICKER: BG. SECURITY ID: G1245Z108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | For |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Byrnes | Management | For | For |
| 1b | Elect Director Nelda J. Connors | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 21, 2014 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.48 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Ratify Appointment of Pascal Lebard as Director | Management | For | For |
| 7 | Advisory Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: CAM SECURITY ID: 13342B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.2 | Elect Director Peter J. Fluor | Management | For | For |
| 1.3 | Elect Director James T. Hackett | Management | For | For |
| 1.4 | Elect Director Jack B. Moore | Management | For | For |
| 1.5 | Elect Director Michael E. Patrick | Management | For | For |
| 1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
| 1.10 | Elect Director Frank J. McKenna | Management | For | For |
| 1.11 | Elect Director Eldon R. Smith | Management | For | For |
| 1.12 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: JUN 16, 2014 | TICKER: COM SECURITY ID: 14159U301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Rieder | Management | For | For |
| 1.2 | Elect Director Peter W. Roberts | Management | For | For |
| 1.3 | Elect Director Harold H. Shlevin | Management | For | For |
| 1.4 | Elect Director Richard M. Glickman | Management | For | For |
| 1.5 | Elect Director William L. Hunter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| |
|---|
CATAMARAN CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: CTRX SECURITY ID: 148887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven D. Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 13, 2014 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Daleo | Management | For | For |
| 1b | Elect Director Murray J. Demo | Management | For | For |
| 1c | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 07, 2013 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Victor Luis | Management | For | For |
| 1.5 | Elect Director Ivan Menezes | Management | For | For |
| 1.6 | Elect Director Irene Miller | Management | For | For |
| 1.7 | Elect Director Michael Murphy | Management | For | For |
| 1.8 | Elect Director Stephanie Tilenius | Management | For | For |
| 1.9 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 13, 2014 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Robert K. Herdman | Management | For | For |
| 6 | Elect Director Robert J. Bernhard | Management | For | For |
| 7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 8 | Elect Director Stephen B. Dobbs | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 06, 2014 | TICKER: DRC SECURITY ID: 261608103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulay | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 23, 2014 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Cardis | Management | For | For |
| 1b | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: FEB 26, 2014 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adopt Dividend Reinvestment Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ENI S.P.A.
MEETING DATE: MAY 08, 2014 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
| 5 | Amend Company Bylaws Re: Shareholder Meetings | Management | For | For |
| 6 | Fix Number of Directors | Management | For | For |
| 7 | Fix Board Terms for Directors | Management | For | For |
| 8.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
| 8.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 9 | Elect Board Chair | Management | None | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Approve Remuneration of Executive Directors | Management | None | For |
| 12.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Against |
| 12.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 13 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
| 14 | Approve Internal Auditors' Remuneration | Management | For | For |
| 15 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Management | For | Abstain |
| 16 | Approve Long-Term Monetary Incentive Plan 2014-2016 | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 19, 2014 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: ESL SECURITY ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.2 | Elect Director James J. Morris | Management | For | For |
| 1.3 | Elect Director Henry W. Winship, IV | Management | For | For |
| 1.4 | Elect Director Curtis C. Reusser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: JUN 24, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Reelect Michael S. Anderson as Director | Management | For | For |
| 4 | Reelect Guillaume Cerutti as Director | Management | For | For |
| 5 | Reelect Francis J.T. Fildes as Director | Management | For | For |
| 6 | Reelect Ambassador Craig Stapleton as Director | Management | For | For |
| 7 | Elect Christophe Navarre as Director | Management | For | For |
| 8 | Elect Ben C. Van Assche as Director | Management | For | For |
| 9 | Renew Appointments of Price Waterhouse Coopers as Auditor and Etienne Boris as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000 | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 12 | Authorize up to 250,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize up to 1,700,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 14 | Subject to Approval of Item 15, Approve Issuance of 300,000 Warrants (ADS) Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Eliminate Preemptive Rights Pursuant to Item 14 Above in Favor of Chairman and Non-Executive Directors | Management | For | Against |
| 16 | Subject to Approval of Item 17, Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 17 | Eliminate Preemptive Rights Pursuant to Item 16 Above in Favor of Employees | Management | Against | Against |
| 18 | Amend Article 13-14, 16-17 of Bylaws Re: Shareholding Requirements for Directors, Board Decisions, Age Limit for Chairman and Managing Director | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 17, 2014 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 23, 2014 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 24, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Discharge of Directors and Statutory Auditors | Management | For | For |
| 2a | Elect Fintan Keegan as Director | Management | For | Against |
| 2b | Elect Suzanne Sawochka Hooper as Director | Management | For | Against |
| 2c | Elect Iain McGill as Director | Management | For | Against |
| 2d | Elect Joyce Victoria Bigio as Director | Management | For | For |
| 2e | Elect Elmar Schnee as Director | Management | For | For |
| 3a | Appoint Mia Pasini as Chair of the Internal Statutory Auditors' Board | Management | For | For |
| 3b | Appoint Luca La Pietra as Internal Statutory Auditor | Management | For | For |
| 3c | Appoint Maurizio Pavia as Internal Statutory Auditor | Management | For | For |
| 3d | Appoint Alberto Demarchi as Alternate Internal Statutory Auditor | Management | For | For |
| 3e | Appoint Giovanni Lurani Cernuschi as Alternate Internal Statutory Auditor | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 28, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of American Depository Shares from Nasdaq Global Market; Approve Deregistration of Ordinary Shares and of American Depository Shares | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Bolinder | Management | For | For |
| 1.2 | Elect Director G. Kent Conrad | Management | For | For |
| 1.3 | Elect Director Melina E. Higgins | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Christine B. Mead | Management | For | For |
| 1.7 | Elect Director David M. Moffett | Management | For | For |
| 1.8 | Elect Director Thomas E. Moloney | Management | For | For |
| 1.9 | Elect Director James A. Parke | Management | For | For |
| 1.10 | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 07, 2014 | TICKER: GSK SECURITY ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Tom de Swaan as Director | Management | For | For |
| 16 | Re-elect Jing Ulrich as Director | Management | For | For |
| 17 | Re-elect Hans Wijers as Director | Management | For | Against |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2013 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Marvin R. Ellison | Management | For | For |
| 1d | Elect Director Robert A. Gerard | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HEALTH MANAGEMENT ASSOCIATES, INC.
MEETING DATE: AUG 15, 2013 | TICKER: HMA SECURITY ID: 421933102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proposals (White Card) |
| 1 | Revoke Consent to Repeal any Bylaw Amendments filed with the SEC on December 7, 2010 made after December 7, 2010 and on or prior to the effectiveness of this Consent Solicitation | Shareholder | For | Did Not Vote |
| 2 | Revoke Consent to Provide Advance Notice | Shareholder | For | Did Not Vote |
| 3 | Revoke Consent to Amend Articles-- Filling Vacancies | Shareholder | For | Did Not Vote |
| 4 | Revoke Consent to Remove Existing Director William J. Schoen | Shareholder | For | Did Not Vote |
| 5 | Revoke Consent to Remove Existing Director Gary D. Newsome | Shareholder | For | Did Not Vote |
| 6 | Revoke Consent to Remove Existing Director Kent P. Dauten | Shareholder | For | Did Not Vote |
| 7 | Revoke Consent to Remove Existing Director Pascal J. Goldschmidt | Shareholder | For | Did Not Vote |
| 8 | Revoke Consent to Remove Existing Director Donald E. Kiernan | Shareholder | For | Did Not Vote |
| 9 | Revoke Consent to Remove Existing Director Robert A. Knox | Shareholder | For | Did Not Vote |
| 10 | Revoke Consent to Remove Existing Director Vicki A. O'Meara | Shareholder | For | Did Not Vote |
| 11 | Revoke Consent to Remove Existing Director William C. Steere, Jr. | Shareholder | For | Did Not Vote |
| 12 | Revoke Consent to Remove Existing Director Randolph W. Westerfield | Shareholder | For | Did Not Vote |
| 13 | Revoke Consent to Remove Each Member of the Board, if any, Appointed to Board to Fill Any Vacancy or Newly-Created Directorship since the Election of Directors at the Company's 2013 Annual Meeting and Immediately prior to the Effectiveness of Items 14-21 | Shareholder | For | Did Not Vote |
| 14 | Revoke Consent to Elect Director Mary Taylor Behrens | Shareholder | For | Did Not Vote |
| 15 | Revoke Consent to Elect Director Steven Epstein | Shareholder | For | Did Not Vote |
| 16 | Revoke Consent to Elect Director Kirk Gorman | Shareholder | For | Did Not Vote |
| 17 | Revoke Consent to Elect Director Stephen Guillard | Shareholder | For | Did Not Vote |
| 18 | Revoke Consent to Elect Director John McCarty | Shareholder | For | Did Not Vote |
| 19 | Revoke Consent to Elect Director Joann Reed | Shareholder | For | Did Not Vote |
| 20 | Revoke Consent to Elect Director Steven Shulman | Shareholder | For | Did Not Vote |
| 21 | Revoke Consent to Elect Director Peter Urbanowicz | Shareholder | For | Did Not Vote |
| 22 | Revoke Consent to Fix Number of Directors | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Consent to Repeal any Bylaw Amendments filed with the SEC on December 7, 2010 made after December 7, 2010 and on or prior to the effectiveness of this Consent Solicitation | Shareholder | For | For |
| 2 | Consent to Provide Advance Notice | Shareholder | For | For |
| 3 | Consent to Amend Articles-- Filling Vacancies | Shareholder | For | For |
| 4 | Consent to Remove Existing Director William J. Schoen | Shareholder | For | For |
| 5 | Consent to Remove Existing Director Gary D. Newsome | Shareholder | For | For |
| 6 | Consent to Remove Existing Director Kent P. Dauten | Shareholder | For | For |
| 7 | Consent to Remove Existing Director Pascal J. Goldschmidt | Shareholder | For | For |
| 8 | Consent to Remove Existing Director Donald E. Kiernan | Shareholder | For | For |
| 9 | Consent to Remove Existing Director Robert A. Knox | Shareholder | For | For |
| 10 | Consent to Remove Existing Director Vicki A. O'Meara | Shareholder | For | For |
| 11 | Consent to Remove Existing Director William C. Steere, Jr. | Shareholder | For | For |
| 12 | Consent to Remove Existing Director Randolph W. Westerfield | Shareholder | For | For |
| 13 | Consent to Remove Each Member of the Board, if any, Appointed to Board to Fill Any Vacancy or Newly-Created Directorship since the Election of Directors at the Company's 2013 Annual Meeting and Immediately prior to the Effectiveness of Items 14-21 | Shareholder | For | For |
| 14 | Consent to Elect Director Mary Taylor Behrens | Shareholder | For | For |
| 15 | Consent to Elect Director Steven Epstein | Shareholder | For | For |
| 16 | Consent to Elect Director Kirk Gorman | Shareholder | For | For |
| 17 | Consent to Elect Director Stephen Guillard | Shareholder | For | For |
| 18 | Consent to Elect Director John McCarty | Shareholder | For | For |
| 19 | Consent to Elect Director JoAnn Reed | Shareholder | For | For |
| 20 | Consent to Elect Director Steven Shulman | Shareholder | For | For |
| 21 | Consent to Elect Director Peter Urbanowicz | Shareholder | For | For |
| 22 | Consent to Fix Number of Directors | Shareholder | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 05, 2014 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 10, 2013 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 2a | Elect Director Daniel N. Mendelson | Management | For | For |
| 2b | Elect Director William F. Miller, III | Management | For | For |
| 2c | Elect Director Ellen A. Rudnick | Management | For | For |
| 2d | Elect Director Richard H. Stowe | Management | For | For |
| 2e | Elect Director Cora M. Tellez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 04, 2014 | TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | Withhold |
| 1.3 | Elect Director Scott T. Garrett | Management | For | Withhold |
| 1.4 | Elect Director David R. LaVance, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Nancy L. Leaming | Management | For | Withhold |
| 1.6 | Elect Director Lawrence M. Levy | Management | For | Withhold |
| 1.7 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.8 | Elect Director Samuel Merksamer | Management | For | For |
| 1.9 | Elect Director Christiana Stamoulis | Management | For | Withhold |
| 1.10 | Elect Director Elaine S. Ullian | Management | For | Withhold |
| 1.11 | Elect Director Wayne Wilson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 28, 2014 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director John G. Russell | Management | For | For |
| 1.11 | Elect Director Steven R. Shawley | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
IMPERIAL OIL LIMITED
MEETING DATE: APR 24, 2014 | TICKER: IMO SECURITY ID: 453038408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
| 2.2 | Elect Director Richard M. Kruger | Management | For | For |
| 2.3 | Elect Director Jack M. Mintz | Management | For | For |
| 2.4 | Elect Director David S. Sutherland | Management | For | For |
| 2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
| 2.6 | Elect Director Darren W. Woods | Management | For | For |
| 2.7 | Elect Director Victor L. Young | Management | For | For |
| 3 | Change Location of Registered Office | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 05, 2014 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director James W. Owens | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joan E. Spero | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 24, 2014 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 25, 2014 | TICKER: K SECURITY ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Bryant | Management | For | For |
| 1.2 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.3 | Elect Director La June Montgomery Tabron | Management | For | For |
| 1.4 | Elect Director Rogelio Rebolledo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Alm | Management | For | For |
| 1.2 | Elect Director John F. Bergstrom | Management | For | For |
| 1.3 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.4 | Elect Director Robert W. Decherd | Management | For | For |
| 1.5 | Elect Director Thomas J. Falk | Management | For | For |
| 1.6 | Elect Director Fabian T. Garcia | Management | For | For |
| 1.7 | Elect Director Mae C. Jemison | Management | For | For |
| 1.8 | Elect Director James M. Jenness | Management | For | For |
| 1.9 | Elect Director Nancy J. Karch | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.12 | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 30, 2014 | TICKER: KFN.P SECURITY ID: 48248A306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Steven A. Burd | Management | For | For |
| 1c | Elect Director Dale E. Jones | Management | For | For |
| 1d | Elect Director Kevin Mansell | Management | For | For |
| 1e | Elect Director John E. Schlifske | Management | For | For |
| 1f | Elect Director Frank V. Sica | Management | For | For |
| 1g | Elect Director Peter M. Sommerhauser | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 1i | Elect Director Nina G. Vaca | Management | For | For |
| 1j | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 07, 2013 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: LNC SECURITY ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis R. Glass | Management | For | For |
| 1.2 | Elect Director Gary C. Kelly | Management | For | For |
| 1.3 | Elect Director Michael F. Mee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | ElectionElect Director Richard H. Lenny | Management | For | For |
| 1c | Elect Director Walter E. Massey | Management | For | For |
| 1d | Elect Director Cary D. McMillan | Management | For | For |
| 1e | Elect Director Sheila A. Penrose | Management | For | For |
| 1f | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1g | Elect Director Roger W. Stone | Management | For | For |
| 1h | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director John H. Hammergren | Management | For | For |
| 1d | Elect Director Alton F. Irby, III | Management | For | For |
| 1e | Elect Director M. Christine Jacobs | Management | For | For |
| 1f | Elect Director Marie L. Knowles | Management | For | For |
| 1g | Elect Director David M. Lawrence | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Jane E. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Elliott Sigal | Management | For | For |
| 1l | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDASSETS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MDAS SECURITY ID: 584045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rand A. Ballard | Management | For | For |
| 1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | For |
| 1.3 | Elect Director R. Halsey Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEI PHARMA, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MEIP SECURITY ID: 55279B202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Rueckert | Management | For | For |
| 1.2 | Elect Director Christine A. White | Management | For | For |
| 1.3 | Elect Director Thomas C. Reynolds | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICHAEL PAGE INTERNATIONAL PLC
MEETING DATE: JUN 05, 2014 | TICKER: MPI SECURITY ID: G68694119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Robin Buchanan as Director | Management | For | For |
| 6 | Re-elect Simon Boddie as Director | Management | For | For |
| 7 | Re-elect Steve Ingham as Director | Management | For | For |
| 8 | Re-elect David Lowden as Director | Management | For | For |
| 9 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
| 10 | Re-elect Tim Miller as Director | Management | For | For |
| 11 | Elect Danuta Gray as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 04, 2014 | TICKER: TAP SECURITY ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MWI VETERINARY SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MWIV SECURITY ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
| 1.4 | Elect Director A. Craig Olson | Management | For | For |
| 1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Kurt P. Kuehn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Karen N. Horn | Management | For | For |
| 1.7 | Elect Director Steven F. Leer | Management | For | For |
| 1.8 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.9 | Elect Director Amy E. Miles | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.12 | Elect Director James A. Squires | Management | For | For |
| 1.13 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 25, 2014 | TICKER: NOVN SECURITY ID: 66987V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | Did Not Vote |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | Did Not Vote |
| 5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | Did Not Vote |
| 5.2 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Verena Briner as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Ulrich Lehner as Director | Management | For | Did Not Vote |
| 5.8 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 5.9 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 5.10 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 5.11 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | Did Not Vote |
| 9 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: OCT 10, 2013 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
| 2b | Elect J. Southern as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 16, 2013 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 1.12 | Elect Director Heather A. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 06, 2013 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.64 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Daniele Ricard as Director | Management | For | Against |
| 6 | Reelect Laurent Burelle as Director | Management | For | For |
| 7 | Reelect Michel Chambaud as Director | Management | For | For |
| 8 | Reelect the Company Paul Ricard as Director | Management | For | Against |
| 9 | Reelect Anders Narvinger as Director | Management | For | Against |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 910,000 | Management | For | For |
| 11 | Advisory Vote on Compensation of Daniele Ricard | Management | For | For |
| 12 | Advisory Vote on Compensation of Pierre Pringuet | Management | For | For |
| 13 | Advisory Vote on Compensation of Alexandre Ricard | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 205 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Employee Stock Purchase Plan | Management | For | For |
| 24 | Amend Article 16 of Bylaws Re: Election of Employee Representative | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PETSMART, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PETM SECURITY ID: 716768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angel Cabrera | Management | For | For |
| 1b | Elect Director Rita V. Foley | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 1e | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1f | Elect Director David K. Lenhardt | Management | For | For |
| 1g | Elect Director Richard K. Lochridge | Management | For | For |
| 1h | Elect Director Barbara Munder | Management | For | For |
| 1i | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1j | Elect Director Thomas G. Stemberg | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 07, 2014 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | For |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 05, 2014 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: DGX SECURITY ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Main | Management | For | For |
| 1.2 | Elect Director Timothy M. Ring | Management | For | For |
| 1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Remove Supermajority Vote Requirement | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUINDELL PLC
MEETING DATE: JUN 19, 2014 | TICKER: QPP SECURITY ID: G6196Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 3 | Elect Robert Bright as Director | Management | For | For |
| 4 | Elect Robert Cooling as Director | Management | For | For |
| 5 | Re-elect Robert Terry as Director | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Approve Share Consolidation | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 14, 2014 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Jan Nicholson | Management | For | For |
| 1j | Elect Director Gregory V. Serio | Management | For | For |
| 1k | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RAISIO GROUP
MEETING DATE: MAR 27, 2014 | TICKER: RAIVV SECURITY ID: X71578110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.13 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 11 | Fix Number of Supervisory Board Members | Management | For | Did Not Vote |
| 12 | Elect Members of Supervisory Board | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 14 | Fix Number of Directors | Management | For | Did Not Vote |
| 15 | Elect Directors | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 17 | Fix Number of Auditors (2) and Deputy Auditors (2) | Management | For | Did Not Vote |
| 18 | Appoint Mika Kaarisalo and Kalle Laaksonen as Auditors and Appoint PricewaterhouseCoopers and Tuomo Korte as Deputy Auditors | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 20 | Approve Issuance of up to 20 Million Shares without Preemptive Rights; Approve Conveyance of 11.5 Million Free Shares and 1.5 Million Restricted Shares | Management | For | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| |
|---|
REMY COINTREAU
MEETING DATE: SEP 24, 2013 | TICKER: RCO SECURITY ID: F7725A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
| 7 | Elect Florence Rollet as Director | Management | For | For |
| 8 | Elect Yves Guillemot as Director | Management | For | For |
| 9 | Elect Olivier Jolivet as Director | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | Against | Against |
| 17 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2012 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 18 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 19 | Amend Article 8.2 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 01, 2014 | TICKER: RR. SECURITY ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | Against |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
ROPER INDUSTRIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Wallman | Management | For | For |
| 1.2 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Benioff | Management | For | For |
| 1.2 | Elect Director Keith Block | Management | For | For |
| 1.3 | Elect Director Craig Conway | Management | For | For |
| 1.4 | Elect Director Alan Hassenfeld | Management | For | For |
| 1.5 | Elect Director Colin Powell | Management | For | For |
| 1.6 | Elect Director John V. Roos | Management | For | For |
| 1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.8 | Elect Director Robin Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 09, 2014 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1e | Elect Director Paal Kibsgaard | Management | For | For |
| 1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: MAY 06, 2014 | TICKER: SU SECURITY ID: F86921107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 01, 2014 | TICKER: STJ SECURITY ID: 790849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 08, 2014 | TICKER: STAN SECURITY ID: G84228157
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Dr Kurt Campbell as Director | Management | For | For |
| 6 | Elect Christine Hodgson as Director | Management | For | For |
| 7 | Elect Naguib Kheraj as Director | Management | For | For |
| 8 | Re-elect Om Bhatt as Director | Management | For | For |
| 9 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Simon Lowth as Director | Management | For | For |
| 13 | Re-elect Ruth Markland as Director | Management | For | For |
| 14 | Re-elect John Paynter as Director | Management | For | For |
| 15 | Re-elect Sir John Peace as Director | Management | For | For |
| 16 | Re-elect Alun Rees as Director | Management | For | For |
| 17 | Re-elect Peter Sands as Director | Management | For | For |
| 18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
| 19 | Re-elect Paul Skinner as Director | Management | For | For |
| 20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
| 21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
| 22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 24 | Approve EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 28 | Approve Scrip Dividend Program | Management | For | For |
| 29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 32 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Kennett F. Burnes | Management | For | For |
| 1c | Elect Director Peter Coym | Management | For | For |
| 1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1e | Elect Director Amelia C. Fawcett | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Robert S. Kaplan | Management | For | For |
| 1i | Elect Director Richard P. Sergel | Management | For | For |
| 1j | Elect Director Ronald L. Skates | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: SYK SECURITY ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director William U. Parfet | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 29, 2014 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director W. Douglas Ford | Management | For | For |
| 1.4 | Elect Director John D. Gass | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 1.13 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 22, 2014 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director David H. Hughes | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.6 | Elect Director Donna S. Morea | Management | For | For |
| 1.7 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNGENTA AG
MEETING DATE: APR 29, 2014 | TICKER: SYNN SECURITY ID: H84140112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 6.1 | Reelect Vinita Bali as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Stefan Borgas as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Gunnar Brock as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
| 6.6 | Reelect David Lawrence as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Eveline Saupper as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
| 7 | Elect Michel Demare as Board Chairman | Management | For | Did Not Vote |
| 8.1 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Jacques Vincent as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Juerg Witmer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Designate Lukas Handschin as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 15, 2013 | TICKER: SYY SECURITY ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John M. Cassaday | Management | For | For |
| 1b | Elect Director Jonathan Golden | Management | For | For |
| 1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
| 1d | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1e | Elect Director Nancy S. Newcomb | Management | For | For |
| 1f | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Henrique De Castro | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Mary E. Minnick | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Derica W. Rice | Management | For | For |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: AUG 27, 2013 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
| 2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
| 2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
| 2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
| 5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
| 6 | Discuss Financial Statements for 2012 | Management | None | None |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: FEB 24, 2014 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 14, 2014 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE KEYW HOLDING CORPORATION
MEETING DATE: AUG 13, 2013 | TICKER: KEYW SECURITY ID: 493723100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah Bonanni | Management | For | For |
| 1.2 | Elect Director Bill Campbell | Management | For | For |
| 1.3 | Elect Director Pierre Chao | Management | For | For |
| 1.4 | Elect Director John Hannon | Management | For | For |
| 1.5 | Elect Director Ken Minihan | Management | For | For |
| 1.6 | Elect Director Art Money | Management | For | For |
| 1.7 | Elect Director Len Moodispaw | Management | For | For |
| 1.8 | Elect Director Caroline Pisano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MEDICINES COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: MDCO SECURITY ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Clive A. Meanwell | Management | For | For |
| 1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 22, 2014 | TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Kay Coles James | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | For |
| 1.9 | Elect Director Jane G. Pepper | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.12 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.13 | Elect Director Thomas J. Usher | Management | For | For |
| 1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 16, 2014 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dinyar S. Devitre | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Jack M. Greenberg | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Linda Fayne Levinson | Management | For | For |
| 1f | Elect Director Frances Fragos Townsend | Management | For | For |
| 1g | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Steven W. Nance | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 1.12 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2014 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: JUN 13, 2014 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNISYS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: UIS SECURITY ID: 909214306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jared L. Cohon | Management | For | For |
| 1b | Elect Director J. Edward Coleman | Management | For | For |
| 1c | Elect Director Alison Davis | Management | For | For |
| 1d | Elect Director Nathaniel A. Davis | Management | For | For |
| 1e | Elect Director Denise K. Fletcher | Management | For | For |
| 1f | Elect Director Leslie F. Kenne | Management | For | For |
| 1g | Elect Director Lee D. Roberts | Management | For | For |
| 1h | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 02, 2014 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VALMONT INDUSTRIES, INC.
MEETING DATE: APR 29, 2014 | TICKER: VMI SECURITY ID: 920253101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Thomas F. Motamed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: JAN 28, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: VMW SECURITY ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela J. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 08, 2014 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: WLT SECURITY ID: 93317Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David R. Beatty | Management | For | For |
| 1b | Elect Director Mary R. Henderson | Management | For | For |
| 1c | Elect Director Jerry W. Kolb | Management | For | For |
| 1d | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1e | Elect Director Joseph B. Leonard | Management | For | For |
| 1f | Elect Director Graham Mascall | Management | For | For |
| 1g | Elect Director Bernard G. Rethore | Management | For | For |
| 1h | Elect Director Walter J. Scheller, III | Management | For | For |
| 1i | Elect Director Michael T. Tokarz | Management | For | For |
| 1j | Elect Director A.J. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 14, 2014 | TICKER: WLP SECURITY ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Kerry Clark | Management | For | For |
| 1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 1.3 | Elect Director Lewis Hay, III | Management | For | For |
| 1.4 | Elect Director William J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 1.3 | Elect Director Brian Mulroney | Management | For | For |
| 1.4 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XENOPORT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: XNPT SECURITY ID: 98411C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Ronald W. Barrett | Management | For | For |
| 1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | Against | Against |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | Against | Against |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | Against | Against |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Kevin J. Cameron | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Rael Mazansky | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Charles A. Rowland, Jr. | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Abstain | Did Not Vote |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | For | Did Not Vote |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | For | Did Not Vote |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | For | Did Not Vote |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director Bonnie G. Hill | Management | For | For |
| 1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1g | Elect Director Thomas C. Nelson | Management | For | For |
| 1h | Elect Director David C. Novak | Management | For | For |
| 1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1j | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ZMH SECURITY ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1e | Elect Director David C. Dvorak | Management | For | For |
| 1f | Elect Director Larry C. Glasscock | Management | For | For |
| 1g | Elect Director Robert A. Hagemann | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID-CAP STOCK FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 07, 2014 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTAVIS, INC.
MEETING DATE: SEP 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AIR METHODS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: AIRM SECURITY ID: 009128307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Connolly | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
| 1.3 | Elect Director Morad Tahbaz | Management | For | For |
| 1.4 | Elect Director Aaron D. Todd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 06, 2013 | TICKER: ARG SECURITY ID: 009363102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Clancey | Management | For | For |
| 1.2 | Elect Director Richard C. Ill | Management | For | For |
| 1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Steven Scopellite | Management | For | For |
| 1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Lacob | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 1.4 | Elect Director David C. Nagel | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.4 | Elect Director D. Keith Cobb | Management | For | For |
| 1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: LNT SECURITY ID: 018802108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Allen | Management | For | For |
| 1.2 | Elect Director Patricia L. Kampling | Management | For | For |
| 1.3 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALTICE S.A.
MEETING DATE: JUN 02, 2014 | TICKER: ATC SECURITY ID: L0179Z104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 08, 2014 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: APH SECURITY ID: 032095101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald P. Badie | Management | For | For |
| 1.2 | Elect Director Stanley L. Clark | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.6 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.7 | Elect Director John R. Lord | Management | For | For |
| 1.8 | Elect Director R. Adam Norwitt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Executive Share Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMPLIFON S.P.A.
MEETING DATE: APR 16, 2014 | TICKER: AMP SECURITY ID: T0388E118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Performance Stock Plan 2014-2021 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Approve Capital Increase to Service Performance Stock Plan | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Cashman, III | Management | For | For |
| 1.2 | Elect Director Ajei S. Gopal | Management | For | For |
| 1.3 | Elect Director William R. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANTERO RESOURCES CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: AR SECURITY ID: 03674X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Rady | Management | For | For |
| 1.2 | Elect Director Glen C. Warren, Jr. | Management | For | For |
| 1.3 | Elect Director James R. Levy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 29, 2014 | TICKER: AIV SECURITY ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
APOLLO INVESTMENT CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: AINV SECURITY ID: 03761U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot Stein, Jr. | Management | For | Proportional |
| 1.2 | Elect Director Bradley J. Wechsler | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| |
|---|
APOLLO INVESTMENT CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: AINV SECURITY ID: 03761U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 04, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2014 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kewsong Lee | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Pat Hartman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aq | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ar | Elect Director Ryan Taylor as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2as | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2at | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2au | Elect Director Argus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2av | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aw | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCOS DORADOS HOLDINGS INC
MEETING DATE: APR 21, 2014 | TICKER: ARCO SECURITY ID: G0457F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Elect Sergio Alonso as Director | Management | For | For |
| 3.2 | Elect Michael Chu as Director | Management | For | For |
| 3.3 | Elect Jose Alberto Velez as Director | Management | For | For |
| 3.4 | Elect Jose Fernandez as Director | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ARW SECURITY ID: 042735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director Philip K. Asherman | Management | For | For |
| 1.3 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.4 | Elect Director John N. Hanson | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Stephen C. Patrick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARTISAN PARTNERS ASSET MANAGEMENT INC.
MEETING DATE: MAY 28, 2014 | TICKER: APAM SECURITY ID: 04316A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew R. Barger | Management | For | For |
| 1.2 | Elect Director Eric R. Colson | Management | For | For |
| 1.3 | Elect Director Tench Coxe | Management | For | For |
| 1.4 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1.6 | Elect Director Allen R. Thorpe | Management | For | For |
| 1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 05, 2013 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMOS ENERGY CORPORATION
MEETING DATE: FEB 05, 2014 | TICKER: ATO SECURITY ID: 049560105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Richard W. Douglas | Management | For | For |
| 1d | Elect Director Ruben E. Esquivel | Management | For | For |
| 1e | Elect Director Richard K. Gordon | Management | For | For |
| 1f | Elect Director Robert C. Grable | Management | For | For |
| 1g | Elect Director Thomas C. Meredith | Management | For | For |
| 1h | Elect Director Nancy K. Quinn | Management | For | For |
| 1i | Elect Director Richard A. Sampson | Management | For | For |
| 1j | Elect Director Stephen R. Springer | Management | For | For |
| 1k | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVIV REIT, INC.
MEETING DATE: MAY 27, 2014 | TICKER: AVIV SECURITY ID: 05381L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Bernfield | Management | For | For |
| 1.2 | Elect Director Norman R. Bobins | Management | For | For |
| 1.3 | Elect Director Michael W. Dees | Management | For | For |
| 1.4 | Elect Director Alan E. Goldberg | Management | For | For |
| 1.5 | Elect Director Susan R. Lichtenstein | Management | For | For |
| 1.6 | Elect Director Mark B. McClellan | Management | For | For |
| 1.7 | Elect Director Sharon O'Keefe | Management | For | For |
| 1.8 | Elect Director Mark J. Parrell | Management | For | For |
| 1.9 | Elect Director Ben W. Perks | Management | For | For |
| 1.10 | Elect Director James H. Roth | Management | For | For |
| 1.11 | Elect Director J. Russell Triedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Richard W. Frost | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Stuart A. Randle | Management | For | For |
| 1.8 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BEAM INC.
MEETING DATE: MAR 25, 2014 | TICKER: BEAM SECURITY ID: 073730103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 08, 2014 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
BRUNELLO CUCINELLI S.P.A.
MEETING DATE: APR 23, 2014 | TICKER: BC SECURITY ID: T2R05S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Fix Number of Directors | Management | For | For |
| 3.2 | Fix Board Terms for Directors | Management | For | For |
| 3.3 | Elect Directors (Bundled) | Shareholder | None | For |
| 3.4 | Approve Remuneration of Directors | Management | For | For |
| 3.5 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | Abstain |
| 4.1 | Elect Internal Auditors (Bundled) | Shareholder | None | For |
| 4.2 | Approve Internal Auditors' Remuneration | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 21, 2014 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.48 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Ratify Appointment of Pascal Lebard as Director | Management | For | For |
| 7 | Advisory Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: JUN 04, 2014 | TICKER: CAB SECURITY ID: 126804301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 1.2 | Elect Director James W. Cabela | Management | For | For |
| 1.3 | Elect Director John H. Edmondson | Management | For | For |
| 1.4 | Elect Director John Gottschalk | Management | For | For |
| 1.5 | Elect Director Dennis Highby | Management | For | For |
| 1.6 | Elect Director Reuben Mark | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Thomas L. Millner | Management | For | For |
| 1.9 | Elect Director Donna M. Milrod | Management | For | For |
| 1.10 | Elect Director Beth M. Pritchard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: CBG SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Brandon B. Boze | Management | For | For |
| 1.3 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.4 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.5 | Elect Director Michael Kantor | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.8 | Elect Director Laura D. Tyson | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHURCH & DWIGHT CO., INC.
MEETING DATE: MAY 01, 2014 | TICKER: CHD SECURITY ID: 171340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Robert D. LeBlanc | Management | For | For |
| 1c | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 15, 2014 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Daleo | Management | For | For |
| 1b | Elect Director Murray J. Demo | Management | For | For |
| 1c | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: CLH SECURITY ID: 184496107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene Banucci | Management | For | For |
| 1.2 | Elect Director Edward G. Galante | Management | For | For |
| 1.3 | Elect Director Thomas J. Shields | Management | For | For |
| 1.4 | Elect Director John R. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CLECO CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: CNL SECURITY ID: 12561W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Marks | Management | For | For |
| 1.2 | Elect Director Peter M. Scott, III | Management | For | For |
| 1.3 | Elect Director William H. Walker, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: STZ SECURITY ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Paul L. Smith | Management | For | For |
| 1.10 | Elect Director Keith E. Wandell | Management | For | For |
| 1.11 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CONSTELLIUM NV
MEETING DATE: JUN 11, 2014 | TICKER: CSTM SECURITY ID: N22035104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Approve Publication of Information in English | Management | For | For |
| 2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
| 4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | For |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Announce Allocation of Income | Management | None | None |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
| 10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
| 10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
| 10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
| 10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
| 10f | Elect J. Ormerod to Supervisory Board | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
| 12 | Approve Cancellation of Preference Shares | Management | For | For |
| 13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
| 13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
| 13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
| 14 | Allow Questions | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
COPA HOLDINGS S.A.
MEETING DATE: MAY 07, 2014 | TICKER: CPAN SECURITY ID: P31076105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alfredo Arias Loredo and Roberto Artavia as Independent Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
| 2 | Approve Increase in Board Size to 12 Members to Represent Class B Common Shareholders; Amend Article 9 of Bylaws | Management | For | Did Not Vote |
| 3 | Reelect Pedro Heilbron, Ricardo A. Arias, Alvaro Heilbron, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders; If Prior Item is Approved, to Elect Carlos Alberto Motta as Director | Management | For | Did Not Vote |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CSGP SECURITY ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | For |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director John W. Hill | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.8 | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CULLEN/FROST BANKERS, INC.
MEETING DATE: APR 24, 2014 | TICKER: CFR SECURITY ID: 229899109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Denny Alexander | Management | For | For |
| 1.2 | Elect Director Carlos Alvarez | Management | For | For |
| 1.3 | Elect Director Royce S. Caldwell | Management | For | For |
| 1.4 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
| 1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director David J. Haemisegger | Management | For | For |
| 1.9 | Elect Director Karen E. Jennings | Management | For | For |
| 1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 22, 2014 | TICKER: CYT SECURITY ID: 232820100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony G. Fernandes | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Raymond P. Sharpe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 23, 2014 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Bradley S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Kane | Management | For | For |
| 1.2 | Elect Director Stephan Schambach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 29, 2014 | TICKER: DPZ SECURITY ID: 25754A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Balson | Management | For | For |
| 1.2 | Elect Director Vernon 'Bud' O. Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DONALDSON COMPANY, INC.
MEETING DATE: NOV 22, 2013 | TICKER: DCI SECURITY ID: 257651109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Hoffman | Management | For | For |
| 1.2 | Elect Director Willard D. Oberton | Management | For | For |
| 1.3 | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Cardis | Management | For | For |
| 1b | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: FEB 26, 2014 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adopt Dividend Reinvestment Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
EQT CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EQT SECURITY ID: 26884L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.2 | Elect Director David L. Porges | Management | For | For |
| 1.3 | Elect Director James E. Rohr | Management | For | For |
| 1.4 | Elect Director David S. Shapira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve the Material Terms of Performance Goals for Purposes of Internal Revenue Code Section 162(m) | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAR 28, 2014 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: ESL SECURITY ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.2 | Elect Director James J. Morris | Management | For | For |
| 1.3 | Elect Director Henry W. Winship, IV | Management | For | For |
| 1.4 | Elect Director Curtis C. Reusser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EUROFINS SCIENTIFIC SE
MEETING DATE: APR 24, 2014 | TICKER: ERF SECURITY ID: F3322K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's Reports | Management | None | None |
| 2 | Receive Auditor's Reports | Management | None | None |
| 3 | Approve Special Reports Re: Related Party Transaction | Management | For | For |
| 4 | Approve Consolidated Financial Statements | Management | For | For |
| 5 | Approve Financial Statements | Management | For | For |
| 6 | Approve Allocation of Income and Dividends | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9 | Elect F. Pouchantchi as Independent Director | Management | For | For |
| 10 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Receive and Approve Information on Repurchase Program | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Receive Directors' Special Reports | Management | None | None |
| 2 | Amend Articles 10 and 11 Re: Reference to Bearer Shares | Management | For | For |
| 3 | Amend Article 20 Re: Certificate of Shares | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
F.N.B. CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FNB SECURITY ID: 302520101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Campbell | Management | For | For |
| 1.2 | Elect Director James D. Chiafullo | Management | For | For |
| 1.3 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
| 1.4 | Elect Director Laura E. Ellsworth | Management | For | For |
| 1.5 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.6 | Elect Director Stephen J. Gurgovits | Management | For | For |
| 1.7 | Elect Director David J. Malone | Management | For | For |
| 1.8 | Elect Director D. Stephen Martz | Management | For | For |
| 1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
| 1.10 | Elect Director David L. Motley | Management | For | For |
| 1.11 | Elect Director Arthur J. Rooney, II | Management | For | For |
| 1.12 | Elect Director John W. Rose | Management | For | For |
| 1.13 | Elect Director John S. Stanik | Management | For | For |
| 1.14 | Elect Director William J. Strimbu | Management | For | For |
| 1.15 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FABRINET
MEETING DATE: DEC 19, 2013 | TICKER: FN SECURITY ID: G3323L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Homa Bahrami as Director | Management | For | For |
| 1.2 | Elect Rollance E. Olson as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers ABAS Ltd as Auditors | Management | For | For |
| |
|---|
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 09, 2014 | TICKER: FFH SECURITY ID: 303901102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director John R.V. Palmer | Management | For | For |
| 1.5 | Elect Director Timothy R. Price | Management | For | For |
| 1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | For |
| 2 | Approve the Reclassification Proposal | Management | For | For |
| 3 | Approve the Optional Conversion Proposal | Management | For | For |
| 4 | Approve the Group Disposition Proposal | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: FAF SECURITY ID: 31847R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Doti | Management | For | For |
| 1.2 | Elect Director Michael D. McKee | Management | For | For |
| 1.3 | Elect Director Thomas V. McKernan | Management | For | For |
| 1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: FNFG SECURITY ID: 33582V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director James R. Boldt | Management | For | For |
| 1.3 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Director Gary M. Crosby | Management | For | For |
| 1.6 | Elect Director Carl Florio | Management | For | For |
| 1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
MEETING DATE: MAY 13, 2014 | TICKER: FRC SECURITY ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Frank J. Fahrenkopf, Jr | Management | For | For |
| 1.5 | Elect Director William E. Ford | Management | For | For |
| 1.6 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Jody S. Lindell | Management | For | For |
| 1.11 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: FMER SECURITY ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.4 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.5 | Elect Director Kim M. Robak | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FUSION-IO, INC.
MEETING DATE: NOV 21, 2013 | TICKER: FIO SECURITY ID: 36112J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Raymond Bingham | Management | For | Withhold |
| 1.2 | Elect Director Scott D. Sandell | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
GARTNER, INC.
MEETING DATE: MAY 29, 2014 | TICKER: IT SECURITY ID: 366651107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bingle | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GENESEE & WYOMING INC.
MEETING DATE: MAY 21, 2014 | TICKER: GWR SECURITY ID: 371559105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mortimer B. Fuller, III | Management | For | For |
| 1.2 | Elect Director John C. Hellmann | Management | For | For |
| 1.3 | Elect Director Robert M. Melzer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Bolinder | Management | For | For |
| 1.2 | Elect Director G. Kent Conrad | Management | For | For |
| 1.3 | Elect Director Melina E. Higgins | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Christine B. Mead | Management | For | For |
| 1.7 | Elect Director David M. Moffett | Management | For | For |
| 1.8 | Elect Director Thomas E. Moloney | Management | For | For |
| 1.9 | Elect Director James A. Parke | Management | For | For |
| 1.10 | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 04, 2014 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director Noel G. Watson | Management | For | For |
| 1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 22, 2014 | TICKER: HBI SECURITY ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.2 | Elect Director James C. Johnson | Management | For | For |
| 1.3 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.4 | Elect Director Robert F. Moran | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Mclaren | Management | For | For |
| 1.2 | Elect Director Linda Rebrovick | Management | For | For |
| 1.3 | Elect Director Michael Shmerling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: JUN 04, 2014 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 05, 2014 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HSIC SECURITY ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M. Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
| 1.3 | Elect Director James P. Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E. Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J. Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J. Kabat | Management | For | For |
| 1.9 | Elect Director Philip A. Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S. Matthews | Management | For | For |
| 1.12 | Elect Director Carol Raphael | Management | For | For |
| 1.13 | Elect Director E. Dianne Rekow | Management | For | For |
| 1.14 | Elect Director Bradley T. Sheares | Management | For | For |
| 1.15 | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 09, 2014 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director John G. Russell | Management | For | For |
| 1.11 | Elect Director Steven R. Shawley | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: IPXL SECURITY ID: 45256B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Z. Benet | Management | For | For |
| 1.2 | Elect Director Robert L. Burr | Management | For | For |
| 1.3 | Elect Director Allen Chao | Management | For | For |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
| 1.5 | Elect Director Larry Hsu | Management | For | For |
| 1.6 | Elect Director Michael Markbreiter | Management | For | For |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INGREDION INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: INGR SECURITY ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Ilene S. Gordon | Management | For | For |
| 1d | Elect Director Paul Hanrahan | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Rhonda L. Jordan | Management | For | For |
| 1g | Elect Director Gregory B. Kenny | Management | For | For |
| 1h | Elect Director Barbara A. Klein | Management | For | For |
| 1i | Elect Director Victoria J. Reich | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERFACE, INC.
MEETING DATE: MAY 12, 2014 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Edward C. Callaway | Management | For | For |
| 1.3 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.4 | Elect Director Carl I. Gable | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director June M. Henton | Management | For | For |
| 1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.8 | Elect Director K. David Kohler | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Harold M. Paisner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 23, 2014 | TICKER: JEC SECURITY ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1b | Elect Director John F. Coyne | Management | For | For |
| 1c | Elect Director Linda Fayne Levinson | Management | For | For |
| 1d | Elect Director Craig L. Martin | Management | For | For |
| 1e | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
JARDINE LLOYD THOMPSON GROUP PLC
MEETING DATE: APR 29, 2014 | TICKER: JLT SECURITY ID: G55440104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Geoffrey Howe as Director | Management | For | For |
| 4 | Re-elect Lord Leach of Fairford as Director | Management | For | Against |
| 5 | Re-elect Dominic Burke as Director | Management | For | Against |
| 6 | Re-elect Annette Court as Director | Management | For | For |
| 7 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 8 | Re-elect Mark Drummond Brady as Director | Management | For | Against |
| 9 | Re-elect Richard Harvey as Director | Management | For | For |
| 10 | Re-elect Mike Reynolds as Director | Management | For | Against |
| 11 | Elect Lord Sassoon as Director | Management | For | Against |
| 12 | Re-elect James Twining as Director | Management | For | Against |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
JUBILANT FOODWORKS LTD
MEETING DATE: AUG 08, 2013 | TICKER: 533155 SECURITY ID: INE797F01012
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect S.S. Bhartia as Director | Management | For | For |
| 3 | Reelect P. Vandrevala as Director | Management | For | Against |
| 4 | Approve S.R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Employees Stock Option Scheme 2011 | Management | For | For |
| |
|---|
JUBILANT FOODWORKS LTD
MEETING DATE: MAR 24, 2014 | TICKER: 533155 SECURITY ID: Y4493W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KANSAS CITY SOUTHERN
MEETING DATE: MAY 01, 2014 | TICKER: KSU SECURITY ID: 485170302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry R. Davis | Management | For | For |
| 1.2 | Elect Director Robert J. Druten | Management | For | For |
| 1.3 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 30, 2014 | TICKER: KFN.P SECURITY ID: 48248A306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Teri P. McClure | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: LLTC SECURITY ID: 535678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 1.2 | Elect Director Lothar Maier | Management | For | For |
| 1.3 | Elect Director Arthur C. Agnos | Management | For | For |
| 1.4 | Elect Director John J. Gordon | Management | For | For |
| 1.5 | Elect Director David S. Lee | Management | For | For |
| 1.6 | Elect Director Richard M. Moley | Management | For | For |
| 1.7 | Elect Director Thomas S. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.11 | Elect Director Melinda R. Rich | Management | For | For |
| 1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.13 | Elect Director Herbert L. Washington | Management | For | For |
| 1.14 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICHAEL PAGE INTERNATIONAL PLC
MEETING DATE: JUN 05, 2014 | TICKER: MPI SECURITY ID: G68694119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Robin Buchanan as Director | Management | For | For |
| 6 | Re-elect Simon Boddie as Director | Management | For | For |
| 7 | Re-elect Steve Ingham as Director | Management | For | For |
| 8 | Re-elect David Lowden as Director | Management | For | For |
| 9 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
| 10 | Re-elect Tim Miller as Director | Management | For | For |
| 11 | Elect Danuta Gray as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 13, 2014 | TICKER: NFG SECURITY ID: 636180101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Shaw | Management | For | For |
| 1.3 | Elect Director Ronald J. Tanski | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity and Expression | Shareholder | Against | For |
| |
|---|
NOKIA CORP.
MEETING DATE: NOV 19, 2013 | TICKER: NOK1V SECURITY ID: 654902204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Approve Sale of the Devices & Services Business | Management | For | Did Not Vote |
| 7 | Close Meeting | Management | None | None |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: MAY 01, 2014 | TICKER: NU SECURITY ID: 664397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director James S. DiStasio | Management | For | For |
| 1.6 | Elect Director Francis A. Doyle | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Paul A. La Camera | Management | For | For |
| 1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director William C. Van Faasen | Management | For | For |
| 1.12 | Elect Director Frederica M. Williams | Management | For | For |
| 1.13 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: FEB 03, 2014 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Patrick T. Hackett | Management | For | Against |
| 1d | Elect Director Brett Icahn | Management | For | For |
| 1e | Elect Director William H. Janeway | Management | For | Against |
| 1f | Elect Director Mark R. Laret | Management | For | Against |
| 1g | Elect Director Katharine A. Martin | Management | For | Against |
| 1h | Elect Director Mark B. Myers | Management | For | Against |
| 1i | Elect Director Philip J. Quigley | Management | For | Against |
| 1j | Elect Director David S. Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 06, 2014 | TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Robert C. Butler | Management | For | For |
| 1.3 | Elect Director Timothy M. Donahue | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director Alfred E. Festa | Management | For | For |
| 1.6 | Elect Director Ed Grier | Management | For | For |
| 1.7 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.8 | Elect Director Mel Martinez | Management | For | For |
| 1.9 | Elect Director William A. Moran | Management | For | For |
| 1.10 | Elect Director David A. Preiser | Management | For | For |
| 1.11 | Elect Director W. Grady Rosier | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 1.13 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
OASIS PETROLEUM INC.
MEETING DATE: MAY 01, 2014 | TICKER: OAS SECURITY ID: 674215108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
| 1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: OII SECURITY ID: 675232102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 15, 2014 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Brandi | Management | For | For |
| 1.2 | Elect Director Wayne H. Brunetti | Management | For | For |
| 1.3 | Elect Director Luke R. Corbett | Management | For | For |
| 1.4 | Elect Director Peter B. Delaney | Management | For | For |
| 1.5 | Elect Director John D. Groendyke | Management | For | For |
| 1.6 | Elect Director Kirk Humphreys | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director Robert O. Lorenz | Management | For | For |
| 1.9 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.10 | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: OCT 23, 2013 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
OSRAM LICHT AG
MEETING DATE: FEB 27, 2014 | TICKER: OSR SECURITY ID: D5963B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERRIGO COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: PRGO SECURITY ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PNM RESOURCES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PNM SECURITY ID: 69349H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
| 1.2 | Elect Director Patricia K. Collawn | Management | For | For |
| 1.3 | Elect Director E. Renae Conley | Management | For | For |
| 1.4 | Elect Director Alan J. Fohrer | Management | For | For |
| 1.5 | Elect Director Maureen T. Mullarkey | Management | For | For |
| 1.6 | Elect Director Robert R. Nordhaus | Management | For | For |
| 1.7 | Elect Director Donald K. Schwanz | Management | For | For |
| 1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 1.9 | Elect Director Joan B. Woodard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.2 | Elect Director Andrew W. Code | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
| 1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1.6 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.7 | Elect Director Robert C. Sledd | Management | For | For |
| 1.8 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PT ACE HARDWARE INDONESIA TBK
MEETING DATE: MAY 14, 2014 | TICKER: ACES SECURITY ID: Y000CY105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: AUG 22, 2013 | TICKER: QUAL3 SECURITY ID: BRQUALACNOR6
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: APR 30, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Fix Board Size and Elect Directors | Management | For | Against |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: MAY 15, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Headquarters | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 7 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: JUN 13, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | For |
| 2 | Amend Remuneration Cap of Company's Management | Management | For | For |
| 3 | Elect Board Chairman | Management | For | For |
| |
|---|
QUINDELL PLC
MEETING DATE: JUN 19, 2014 | TICKER: QPP SECURITY ID: G6196Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 3 | Elect Robert Bright as Director | Management | For | For |
| 4 | Elect Robert Cooling as Director | Management | For | For |
| 5 | Re-elect Robert Terry as Director | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Approve Share Consolidation | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 14, 2014 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Jan Nicholson | Management | For | For |
| 1j | Elect Director Gregory V. Serio | Management | For | For |
| 1k | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: RRC SECURITY ID: 75281A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony V. Dub | Management | For | For |
| 1b | Elect Director V. Richard Eales | Management | For | For |
| 1c | Elect Director Allen Finkelson | Management | For | For |
| 1d | Elect Director James M. Funk | Management | For | For |
| 1e | Elect Director Jonathan S. Linker | Management | For | For |
| 1f | Elect Director Mary Ralph Lowe | Management | For | For |
| 1g | Elect Director Kevin S. McCarthy | Management | For | For |
| 1h | Elect Director John H. Pinkerton | Management | For | For |
| 1i | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Methane Emissions Reduction Targets and Measure Progress | Shareholder | Against | Against |
| |
|---|
RAYONIER INC.
MEETING DATE: MAY 15, 2014 | TICKER: RYN SECURITY ID: 754907103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director C. David Brown, II | Management | For | For |
| 1.3 | Elect Director John E. Bush | Management | For | For |
| 1.4 | Elect Director Mark E. Gaumond | Management | For | For |
| 1.5 | Elect Director Thomas I. Morgan | Management | For | For |
| 1.6 | Elect Director David W. Oskin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Risk Management of Effluent Discharges at Fiber Mill | Shareholder | Against | Abstain |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 08, 2013 | TICKER: RHT SECURITY ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director H. Hugh Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas J. Fischer | Management | For | For |
| 1b | Elect Director Rakesh Sachdev | Management | For | For |
| 1c | Elect Director Jane L. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: OCT 08, 2013 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth H. Beard | Management | For | For |
| 1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.4 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.5 | Elect Director Steven P. Grimes | Management | For | For |
| 1.6 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.2 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.3 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.4 | Elect Director Steven P. Grimes | Management | For | For |
| 1.5 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 31, 2014 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 04, 2014 | TICKER: ROK SECURITY ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director Steven R. Kalmanson | Management | For | Withhold |
| A2 | Elect Director James P. Keane | Management | For | Withhold |
| A3 | Elect Director Donald R. Parfet | Management | For | Withhold |
| B | Ratify Auditors | Management | For | For |
| C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D | Require a Majority Vote for the Election of Directors | Shareholder | None | Against |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RUSHA SECURITY ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2014 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director John R. Golliher | Management | For | For |
| 2.2 | Elect Director Edward W. Rabin | Management | For | For |
| 2.3 | Elect Director Gary G. Winterhalter | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: SNI SECURITY ID: 811065101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jarl Mohn | Management | For | For |
| 1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For |
| 1.3 | Elect Director Jeffrey Sagansky | Management | For | For |
| 1.4 | Elect Director Ronald W. Tysoe | Management | For | For |
| |
|---|
SHUTTERSTOCK, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SSTK SECURITY ID: 825690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Epstein | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 20, 2014 | TICKER: 2325 SECURITY ID: 827084864
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| - | Meeting for ADR Holders | Management | None | None |
| 3.1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 3.2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 4.1 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4.2.1 | Elect Bough Lin, with ID No.C10051****, as Non-Independent Director | Management | For | Withhold |
| 4.2.2 | Elect Chi-Wen Tsai, with ID No.M10004****, as Non-Independent Director | Management | For | Withhold |
| 4.2.3 | Elect Wen-Lung Lin, with ID No.L10023****, as Non-Independent Director | Management | For | Withhold |
| 4.2.4 | Elect Yen-Chun Chang, with ID No.L10028****, as Non-Independent Director | Management | For | Withhold |
| 4.2.5 | Elect Randy Hsiao-Yu Lo, with ID No.A11004****, as Non-Independent Director | Management | For | Withhold |
| 4.2.6 | Elect a Representative of Yang Fong Investment co., Ltd. with ID No.0019****, as Non-Independent Director | Management | For | Withhold |
| 4.2.7 | Elect John Hsuan, with ID No.F10058****, as Independent Director | Management | For | For |
| 4.2.8 | Elect Tsai-Ding Lin, with ID No.F10092****, as Independent Director | Management | For | For |
| 4.2.9 | Elect William W.Sheng, with ID No.A12024****, as Independent Director | Management | For | For |
| 4.3 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 02, 2014 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Holliday | Management | For | For |
| 1.2 | Elect Director John S. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SM ENERGY COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: SM SECURITY ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Best | Management | For | For |
| 1.2 | Elect Director Larry W. Bickle | Management | For | For |
| 1.3 | Elect Director Stephen R. Brand | Management | For | For |
| 1.4 | Elect Director William J. Gardiner | Management | For | For |
| 1.5 | Elect Director Loren M. Leiker | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director John M. Seidl | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: SWN SECURITY ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Elliott Pew | Management | For | For |
| 1.8 | Elect Director Alan H. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SUNEDISON, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SUNE SECURITY ID: 86732Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Blackmore | Management | For | For |
| 1b | Elect Director Ahmad R. Chatila | Management | For | For |
| 1c | Elect Director Marshall Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Stock Option Exchange Relating to Spin Off of SunEdison Semiconductor Ltd | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Issuance of Common Stock Upon Conversion of Convertible Notes and Exercise of Related Warrants | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
TARKETT
MEETING DATE: MAY 13, 2014 | TICKER: TKTT SECURITY ID: F9T08Z124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Approve Transaction with Societe d Investissement Deconinck Re: Assistance Agreement | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Severance Payment Agreement with Michel Giannuzzi | Management | For | For |
| 7 | Advisory Vote on Compensation of Michel Giannuzzi, Chairman of the Management Board | Management | For | For |
| 8 | Advisory Vote on Compensation of Fabrice Barthelemy and Vincent Lecerf, Management Board Members | Management | For | For |
| 9 | Renew Appointment of KPMG S.A. as Auditor | Management | For | For |
| 10 | Appoint Cabinet Mazars as Auditor | Management | For | For |
| 11 | Appoint KPMG Audit IS SAS as Alternate Auditor | Management | For | For |
| 12 | Appoint Jerome de Pastors as Alternate Auditor | Management | For | For |
| 13 | Reelect Didier Deconinck as Supervisory Board Member | Management | For | For |
| 14 | Reelect Jean-Philippe Delsol as Supervisory Board Member | Management | For | For |
| 15 | Appoint Julien Deconinck as Censor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.3 | Elect Director Frank V. Cahouet | Management | For | For |
| 1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 14, 2014 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Freyman | Management | For | For |
| 1.2 | Elect Director Dennis J. Letham | Management | For | For |
| 1.3 | Elect Director Hari N. Nair | Management | For | For |
| 1.4 | Elect Director Roger B. Porter | Management | For | For |
| 1.5 | Elect Director David B. Price, Jr. | Management | For | For |
| 1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.7 | Elect Director Paul T. Stecko | Management | For | For |
| 1.8 | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Keith Cargill | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director Charles S. Hyle | Management | For | For |
| 1.9 | Elect Director W. W. McAllister, III | Management | For | For |
| 1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.11 | Elect Director Steven P. Rosenberg | Management | For | Withhold |
| 1.12 | Elect Director Grant E. Sims | Management | For | For |
| 1.13 | Elect Director Robert W. Stallings | Management | For | For |
| 1.14 | Elect Director Dale W. Tremblay | Management | For | Withhold |
| 1.15 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 23, 2014 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 17, 2014 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: APR 29, 2014 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director John P. Bilbrey | Management | For | For |
| 1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
| 1.4 | Elect Director Charles A. Davis | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.7 | Elect Director James M. Mead | Management | For | For |
| 1.8 | Elect Director James E. Nevels | Management | For | For |
| 1.9 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.10 | Elect Director Thomas J. Ridge | Management | For | For |
| 1.11 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE KEYW HOLDING CORPORATION
MEETING DATE: AUG 13, 2013 | TICKER: KEYW SECURITY ID: 493723100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah Bonanni | Management | For | For |
| 1.2 | Elect Director Bill Campbell | Management | For | For |
| 1.3 | Elect Director Pierre Chao | Management | For | For |
| 1.4 | Elect Director John Hannon | Management | For | For |
| 1.5 | Elect Director Ken Minihan | Management | For | For |
| 1.6 | Elect Director Art Money | Management | For | For |
| 1.7 | Elect Director Len Moodispaw | Management | For | For |
| 1.8 | Elect Director Caroline Pisano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: MAY 30, 2014 | TICKER: MAC SECURITY ID: 554382101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas D. Abbey | Management | For | For |
| 1b | Elect Director Dana K. Anderson | Management | For | For |
| 1c | Elect Director Arthur M. Coppola | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Fred S. Hubbell | Management | For | For |
| 1f | Elect Director Diana M. Laing | Management | For | For |
| 1g | Elect Director Stanley A. Moore | Management | For | For |
| 1h | Elect Director Mason G. Ross | Management | For | For |
| 1i | Elect Director William P. Sexton | Management | For | For |
| 1j | Elect Director Steven L. Soboroff | Management | For | For |
| 1k | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 12, 2014 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Blanchard | Management | For | For |
| 1.2 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1.4 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1.5 | Elect Director Sidney E. Harris | Management | For | For |
| 1.6 | Elect Director William M. Isaac | Management | For | For |
| 1.7 | Elect Director Mason H. Lampton | Management | For | For |
| 1.8 | Elect Director Connie D. McDaniel | Management | For | For |
| 1.9 | Elect Director H. Lynn Page | Management | For | For |
| 1.10 | Elect Director Philip W. Tomlinson | Management | For | For |
| 1.11 | Elect Director John T. Turner | Management | For | For |
| 1.12 | Elect Director Richard W. Ussery | Management | For | For |
| 1.13 | Elect Director M. Troy Woods | Management | For | For |
| 1.14 | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.2 | Elect Director Douglas Peacock | Management | For | For |
| 1.3 | Elect Director John Staer | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TUP SECURITY ID: 899896104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Bertini | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 1.4 | Elect Director E. V. Goings | Management | For | For |
| 1.5 | Elect Director Joe R. Lee | Management | For | For |
| 1.6 | Elect Director Angel R. Martinez | Management | For | For |
| 1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 1.8 | Elect Director Robert J. Murray | Management | For | For |
| 1.9 | Elect Director David R. Parker | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Spencer B. Hays | Management | For | For |
| 1.4 | Elect Director Larissa L. Herda | Management | For | For |
| 1.5 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.6 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 20, 2014 | TICKER: TWO SECURITY ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Mark D. Ein | Management | For | For |
| 1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Dennis K. Eck | Management | For | For |
| 1.3 | Elect Director Charles J. Philippin | Management | For | For |
| 1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.7 | Elect Director Greg M. Graves | Management | For | For |
| 1.8 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.9 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.12 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.13 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.14 | Elect Director Thomas J. Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNDER ARMOUR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: UA SECURITY ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director A.B. Krongard | Management | For | For |
| 1.6 | Elect Director William R. McDermott | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Harvey L. Sanders | Management | For | For |
| 1.9 | Elect Director Thomas J. Sippel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 18, 2013 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail A. Graham | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board of Directors | Management | For | For |
| 5 | Amend Bylaws to Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
UNITED RENTALS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: URI SECURITY ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Pierre E. Leroy | Management | For | For |
| 1.6 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.7 | Elect Director Brian D. McAuley | Management | For | For |
| 1.8 | Elect Director John S. McKinney | Management | For | For |
| 1.9 | Elect Director James H. Ozanne | Management | For | For |
| 1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.11 | Elect Director Filippo Passerini | Management | For | For |
| 1.12 | Elect Director Donald C. Roof | Management | For | For |
| 1.13 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ECOL SECURITY ID: 91732J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Barnhart | Management | For | For |
| 1.2 | Elect Director Joe F. Colvin | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
| 1.4 | Elect Director Daniel Fox | Management | For | For |
| 1.5 | Elect Director Stephen A. Romano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: WLT SECURITY ID: 93317Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David R. Beatty | Management | For | For |
| 1b | Elect Director Mary R. Henderson | Management | For | For |
| 1c | Elect Director Jerry W. Kolb | Management | For | For |
| 1d | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1e | Elect Director Joseph B. Leonard | Management | For | For |
| 1f | Elect Director Graham Mascall | Management | For | For |
| 1g | Elect Director Bernard G. Rethore | Management | For | For |
| 1h | Elect Director Walter J. Scheller, III | Management | For | For |
| 1i | Elect Director Michael T. Tokarz | Management | For | For |
| 1j | Elect Director A.J. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WNS HOLDINGS LTD.
MEETING DATE: SEP 25, 2013 | TICKER: WNS SECURITY ID: 92932M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Anthony A. Greener as a Class I Director | Management | For | For |
| 5 | Reelect Richard Bernays as a Class I Director | Management | For | For |
| 6 | Reelect Adrian T. Dillon as a Class I Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Increase in Ordinary Shares/American Depositary Shares (ADSs) and Adopt Third Amended and Restated 2006 Incentive Award Plan | Management | For | For |
| |
|---|
WORLD DUTY FREE SPA
MEETING DATE: MAY 14, 2014 | TICKER: WDF SECURITY ID: T9819J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Phantom Stock Option Plan 2014 | Management | For | Abstain |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 1.3 | Elect Director Brian Mulroney | Management | For | For |
| 1.4 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY NASDAQ COMPOSITE INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
| |
|---|
1-800-FLOWERS.COM, INC.
MEETING DATE: DEC 13, 2013 | TICKER: FLWS SECURITY ID: 68243Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene DeMark | Management | For | For |
| 1.2 | Elect Director Leonard J. Elmore | Management | For | For |
| |
|---|
1ST SOURCE CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: SRCE SECURITY ID: 336901103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.2 | Elect Director Rex Martin | Management | For | For |
| 1.3 | Elect Director Christopher J. Murphy, III | Management | For | For |
| 1.4 | Elect Director Timothy K. Ozark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
1ST UNITED BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: FUBC SECURITY ID: 33740N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paula Berliner | Management | For | For |
| 1.2 | Elect Director Derek C. Burke | Management | For | For |
| 1.3 | Elect Director Jeffery L. Carrier | Management | For | For |
| 1.4 | Elect Director Ronald A. David | Management | For | For |
| 1.5 | Elect Director James Evans | Management | For | For |
| 1.6 | Elect Director Arthur S. Loring | Management | For | For |
| 1.7 | Elect Director Thomas E. Lynch | Management | For | For |
| 1.8 | Elect Director John Marino | Management | For | For |
| 1.9 | Elect Director Carlos Morrison | Management | For | For |
| 1.10 | Elect Director Warren S. Orlando | Management | For | For |
| 1.11 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.12 | Elect Director Joseph W. Veccia, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
21VIANET GROUP INC.
MEETING DATE: MAY 29, 2014 | TICKER: VNET SECURITY ID: 90138A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Approve Share Incentive Plan | Management | For | Against |
| |
|---|
51JOB, INC.
MEETING DATE: DEC 17, 2013 | TICKER: JOBS SECURITY ID: 316827104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Mr. David K. Chao as Director | Management | For | For |
| 2 | Elect Mr. Li-Lan Cheng as Director | Management | For | For |
| 3 | Reelect Mr. James Jianzhang Liang as Director | Management | For | For |
| 4 | Reelect Mr. Kazumasa Watanabe as Director | Management | For | For |
| 5 | Reelect Mr. Rick Yan as Director | Management | For | For |
| |
|---|
51JOB, INC.
MEETING DATE: JUN 20, 2014 | TICKER: JOBS SECURITY ID: 316827104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Board to be Granted All Powers to Repurchase Up to an Additional $75 Million of the Company's Shares Under the Share Repurchase Program Approved by the Company on September 30, 2008 | Management | For | For |
| 2 | Amend Article 22(b) of the Company's Articles of Association | Management | For | For |
| |
|---|
8X8, INC.
MEETING DATE: JUL 25, 2013 | TICKER: EGHT SECURITY ID: 282914100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
| 1.2 | Elect Director Bryan R. Martin | Management | For | For |
| 1.3 | Elect Director Mansour Salame | Management | For | Withhold |
| 1.4 | Elect Director Eric Salzman | Management | For | For |
| 1.5 | Elect Director Vikram Verma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
A. SCHULMAN, INC.
MEETING DATE: DEC 12, 2013 | TICKER: SHLM SECURITY ID: 808194104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Howard R. Curd | Management | For | For |
| 1e | Elect Director Joseph M. Gingo | Management | For | For |
| 1f | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1g | Elect Director Lee D. Meyer | Management | For | For |
| 1h | Elect Director James A. Mitarotonda | Management | For | For |
| 1i | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1j | Elect Director Irvin D. Reid | Management | For | For |
| 1k | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AAON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: AAON SECURITY ID: 000360206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack E. Short | Management | For | For |
| 1.2 | Elect Director Jerry R. Levine | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AASTROM BIOSCIENCES, INC.
MEETING DATE: OCT 07, 2013 | TICKER: ASTM SECURITY ID: 00253U305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
ABAXIS, INC.
MEETING DATE: OCT 23, 2013 | TICKER: ABAX SECURITY ID: 002567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clinton H. Severson | Management | For | For |
| 1.2 | Elect Director Vernon E. Altman | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Bastiani | Management | For | Withhold |
| 1.4 | Elect Director Michael D. Casey | Management | For | Withhold |
| 1.5 | Elect Director Henk J. Evenhuis | Management | For | Withhold |
| 1.6 | Elect Director Prithipal Singh | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABENGOA S.A.
MEETING DATE: APR 05, 2014 | TICKER: ABG SECURITY ID: 00289R201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Management Reports; Approve Discharge and Remuneration of Directors | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4 | Reelect Mercedes Gracia Diez as Director | Management | For | For |
| 5 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Issuance of Convertible and Non-Convertible Debt Securities Without Preemptive Rights up to EUR 5 Billion | Management | For | Against |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
ABIOMED, INC.
MEETING DATE: AUG 14, 2013 | TICKER: ABMD SECURITY ID: 003654100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Minogue | Management | For | For |
| 1.2 | Elect Director W. Gerald Austen | Management | For | For |
| 1.3 | Elect Director Martin P. Sutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABRAXAS PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: AXAS SECURITY ID: 003830106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Cox | Management | For | For |
| 1.2 | Elect Director Dennis E. Logue | Management | For | For |
| 1.3 | Elect Director Robert L.G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ACHC SECURITY ID: 00404A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wade D. Miquelon | Management | For | For |
| 1.2 | Elect Director William M. Petrie | Management | For | For |
| 1.3 | Elect Director Bruce A. Shear | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 06, 2014 | TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Borer | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Lester J. Kaplan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACASTI PHARMA INC.
MEETING DATE: JUN 19, 2014 | TICKER: APO SECURITY ID: 00430K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Maximum Number of Directors from Nine to Ten | Management | For | For |
| 2.1 | Elect Director Pierre Fitzgibbon | Management | For | For |
| 2.2 | Elect Director Ronald Denis | Management | For | For |
| 2.3 | Elect Director Valier Boivin | Management | For | For |
| 2.4 | Elect Director Jerald J. Wenker | Management | For | For |
| 2.5 | Elect Director Harlan W. Waksal | Management | For | Withhold |
| 2.6 | Elect Director Reed V. Tuckson | Management | For | For |
| 2.7 | Elect Director Adrian Montgomery | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| |
|---|
ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: DEC 06, 2013 | TICKER: AXDX SECURITY ID: 00430H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Mehren | Management | For | Withhold |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: AXDX SECURITY ID: 00430H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Mehren | Management | For | Withhold |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J. M. ten Brink | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCELERON PHARMA INC.
MEETING DATE: JUN 20, 2014 | TICKER: XLRN SECURITY ID: 00434H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACCESS NATIONAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: ANCX SECURITY ID: 004337101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Edgemond | Management | For | Withhold |
| 1.2 | Elect Director Martin S. Friedman | Management | For | Withhold |
| 1.3 | Elect Director Michael G. Anzilotti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCURAY INCORPORATED
MEETING DATE: NOV 21, 2013 | TICKER: ARAY SECURITY ID: 004397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACELRX PHARMACEUTICALS INC.
MEETING DATE: SEP 12, 2013 | TICKER: ACRX SECURITY ID: 00444T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen J. Hoffman | Management | For | For |
| 1.2 | Elect Director Richard A. King | Management | For | For |
| 1.3 | Elect Director Pamela P. Palmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ACETO CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: ACET SECURITY ID: 004446100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert L. Eilender | Management | For | For |
| 1.2 | Elect Director Salvatore Guccione | Management | For | For |
| 1.3 | Elect Director Hans C. Noetzli | Management | For | For |
| 1.4 | Elect Director William N. Britton | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Natasha Giordano | Management | For | For |
| 1.7 | Elect Director Alan G. Levin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: ACHN SECURITY ID: 00448Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 1.3 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACI WORLDWIDE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: ACIW SECURITY ID: 004498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Curtis | Management | For | For |
| 1.2 | Elect Director Philip G. Heasley | Management | For | For |
| 1.3 | Elect Director James C. McGroddy | Management | For | For |
| 1.4 | Elect Director David A. Poe | Management | For | For |
| 1.5 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.6 | Elect Director John M. Shay, Jr. | Management | For | For |
| 1.7 | Elect Director John E. Stokely | Management | For | For |
| 1.8 | Elect Director Jan H. Suwinski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ACNB CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ACNB SECURITY ID: 000868109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Thirteen | Management | For | For |
| 2 | Fix Number of Class 1 Directors at Five | Management | For | For |
| 3 | Fix Number of Class 2 Directors at Four | Management | For | For |
| 4 | Fix Number of Class 3 Directors at Four | Management | For | For |
| 5.1 | Elect Director Frank Elsner, III | Management | For | For |
| 5.2 | Elect Director Scott L. Kelley | Management | For | For |
| 5.3 | Elect Director Daniel W. Potts | Management | For | For |
| 5.4 | Elect Director Thomas A. Ritter | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACORN ENERGY, INC.
MEETING DATE: SEP 20, 2013 | TICKER: ACFN SECURITY ID: 004848107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Moore | Management | For | For |
| 1.2 | Elect Director Christopher E. Clouser | Management | For | For |
| 1.3 | Elect Director Mannie L. Jackson | Management | For | For |
| 1.4 | Elect Director Robert E. McKee III | Management | For | For |
| 1.5 | Elect Director Richard Rimer | Management | For | For |
| 1.6 | Elect Director Andrew H. Sassine | Management | For | For |
| 1.7 | Elect Director Samuel M. Zentman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ACTIONS SEMICONDUCTOR CO., LTD.
MEETING DATE: MAY 06, 2014 | TICKER: ACTS SECURITY ID: 00507E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Huang, Jun-Tse (Walter) as Director | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | Against |
| 3 | Authorize Share Repurchase Program | Management | For | Against |
| |
|---|
ACTIVE POWER, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ACPW SECURITY ID: 00504W308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark A. Ascolese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ACTUATE CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: BIRT SECURITY ID: 00508B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter I. Cittadini | Management | For | For |
| 1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
| 1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
| 1.4 | Elect Director Arthur C. Patterson | Management | For | For |
| 1.5 | Elect Director Steven D. Whiteman | Management | For | For |
| 1.6 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACURA PHARMACEUTICALS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ACUR SECURITY ID: 00509L703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Immanuel Thangaraj | Management | For | For |
| 1.2 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.3 | Elect Director Robert B. Jones | Management | For | Withhold |
| 1.4 | Elect Director William G. Skelly | Management | For | For |
| 1.5 | Elect Director George K. Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACXIOM CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: ACXM SECURITY ID: 005125109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Fox | Management | For | For |
| 1.2 | Elect Director Jerry D. Gramaglia | Management | For | For |
| 1.3 | Elect Director Clark M. Kokich | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ADDUS HOMECARE CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: ADUS SECURITY ID: 006739106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven I. Geringer | Management | For | For |
| 1.2 | Elect Director Michael Earley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director James E. Matthews | Management | For | For |
| 1.5 | Elect Director Balan Nair | Management | For | For |
| 1.6 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Richard P. Beck | Management | For | For |
| 1.3 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.4 | Elect Director Edward C. Grady | Management | For | For |
| 1.5 | Elect Director Terry Hudgens | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ADVENT SOFTWARE, INC.
MEETING DATE: MAY 07, 2014 | TICKER: ADVS SECURITY ID: 007974108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1b | Elect Director David Peter F. Hess Jr. | Management | For | For |
| 1c | Elect Director James D. Kirsner | Management | For | For |
| 1d | Elect Director Wendell G. Van Auken | Management | For | For |
| 1e | Elect Director Asiff S. Hirji | Management | For | For |
| 1f | Elect Director Robert M. Tarkoff | Management | For | For |
| 1g | Elect Director Michael L. Frandsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AEGION CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: AEGN SECURITY ID: 00770F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Joseph Burgess | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1.4 | Elect Director Charles R. Gordon | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director M. Richard Smith | Management | For | For |
| 1.7 | Elect Director Alfred L. Woods | Management | For | For |
| 1.8 | Elect Director Phillip D. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AEP INDUSTRIES INC.
MEETING DATE: APR 08, 2014 | TICKER: AEPI SECURITY ID: 001031103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ira M. Belsky | Management | For | Withhold |
| 1.2 | Elect Director John J. Powers | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AERIE PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: AERI SECURITY ID: 00771V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.2 | Elect Director David W. Gryska | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AEROVIRONMENT, INC.
MEETING DATE: OCT 04, 2013 | TICKER: AVAV SECURITY ID: 008073108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Thomas Burbage | Management | For | For |
| 1.2 | Elect Director Charles R. Holland | Management | For | For |
| 1.3 | Elect Director Edward R. Muller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AETERNA ZENTARIS INC.
MEETING DATE: MAY 09, 2014 | TICKER: AEZ SECURITY ID: 007975303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcel Aubut | Management | For | For |
| 1.2 | Elect Director David A. Dodd | Management | For | For |
| 1.3 | Elect Director Jose P. Dorais | Management | For | For |
| 1.4 | Elect Director Carolyn Egbert | Management | For | For |
| 1.5 | Elect Director Juergen Ernst | Management | For | For |
| 1.6 | Elect Director Pierre Lapalme | Management | For | For |
| 1.7 | Elect Director Gerard Limoges | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AFFYMETRIX, INC.
MEETING DATE: JUN 03, 2014 | TICKER: AFFX SECURITY ID: 00826T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P.A. Fodor | Management | For | For |
| 1b | Elect Director Frank Witney | Management | For | For |
| 1c | Elect Director Nelson C. Chan | Management | For | For |
| 1d | Elect Director Gary S. Guthart | Management | For | For |
| 1e | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1f | Elect Director Robert H. Trice | Management | For | For |
| 1g | Elect Director Robert P. Wayman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGENUS INC.
MEETING DATE: APR 23, 2014 | TICKER: AGEN SECURITY ID: 00847G705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garo H. Armen | Management | For | For |
| 1.2 | Elect Director Tom Dechaene | Management | For | For |
| 1.3 | Elect Director Shahzad Malik | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AGILYSYS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: AGYS SECURITY ID: 00847J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Carnecchia | Management | For | For |
| 1.2 | Elect Director R. Andrew Cueva | Management | For | For |
| 1.3 | Elect Director Keith M. Kolerus | Management | For | For |
| 1.4 | Elect Director Peter F. Sinisgalli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Cantley | Management | For | Withhold |
| 1.2 | Elect Director Perry Karsen | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AIR METHODS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: AIRM SECURITY ID: 009128307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Connolly | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
| 1.3 | Elect Director Morad Tahbaz | Management | For | For |
| 1.4 | Elect Director Aaron D. Todd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ATSG SECURITY ID: 00922R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Carey | Management | For | For |
| 1.2 | Elect Director J. Christopher Teets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIRMEDIA GROUP INC.
MEETING DATE: JUL 18, 2013 | TICKER: AMCN SECURITY ID: 009411109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2a | Approve XIANG Songzuo to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2b | Approve DING Junjie to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2c | Approve XU Qing to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2d | Approve XIA Donglin to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 3 | Approve XIANG Songzuo to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 4 | Approve DING Junjie to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 5 | Approve XU Qing to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 6a | Approve GUO Herman Man to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6b | Approve FENG James Zhonghua to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6c | Approve SHAN Shichong to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6d | Approve YANG Conor Chia-Hung to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| |
|---|
AIXTRON SE
MEETING DATE: MAY 14, 2014 | TICKER: AIXA SECURITY ID: 009606104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 4 | Ratify Deloitte abd Touche GmbH as Auditors for Fiscal 2014 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of EUR 45.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Steven Scopellite | Management | For | For |
| 1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
AKORN, INC.
MEETING DATE: MAY 02, 2014 | TICKER: AKRX SECURITY ID: 009728106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Ronald M. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Brian Tambi | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | Withhold |
| 1.5 | Elect Director Alan Weinstein | Management | For | For |
| 1.6 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
| 1.7 | Elect Director Adrienne L. Graves | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ALSK SECURITY ID: 01167P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For |
| 1.2 | Elect Director Anand Vadapalli | Management | For | For |
| 1.3 | Elect Director Peter D. Ley | Management | For | For |
| 1.4 | Elect Director John Niles Wanamaker | Management | For | For |
| 1.5 | Elect Director David W. Karp | Management | For | For |
| 1.6 | Elect Director Brian A. Ross | Management | For | For |
| 1.7 | Elect Director Margaret L. Brown | Management | For | For |
| 1.8 | Elect Director Carol G. Mills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBANY MOLECULAR RESEARCH, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AMRI SECURITY ID: 012423109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Una S. Ryan | Management | For | For |
| 1.2 | Elect Director Arthur J. Roth | Management | For | For |
| 1.3 | Elect Director Gabriel Leung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALCOBRA LTD
MEETING DATE: FEB 17, 2014 | TICKER: ADHD SECURITY ID: M2239P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Updated Employment Terms of Yaron Daniely, CEO and President | Management | For | For |
| 3 | Approve Annual Bonus for 2013 to Udi Gilboa, CFO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ALCOBRA LTD
MEETING DATE: MAY 27, 2014 | TICKER: ADHD SECURITY ID: M2239P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Udi Gilboa as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Dalia Meggido as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.5 | Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.6 | Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Elect Arieh Ben Yosef as Director and Approve Director's Remuneration | Management | For | For |
| 5 | Amend Compensation Terms of Howard B. Rosen, Chairman | Management | For | For |
| 6 | Grant Daniel E. Geffken, Director, Options to Purchase 3,000 Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALEXZA PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ALXA SECURITY ID: 015384209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. King | Management | For | For |
| 1.2 | Elect Director J. Kevin Buchi | Management | For | For |
| 1.3 | Elect Director Deepika R. Pakianathan | Management | For | For |
| 1.4 | Elect Director J. Leighton Read | Management | For | For |
| 1.5 | Elect Director Gordon Ringold | Management | For | For |
| 1.6 | Elect Director Isaac Stein | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALICO, INC.
MEETING DATE: FEB 28, 2014 | TICKER: ALCO SECURITY ID: 016230104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Brokaw | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Compton | Management | For | For |
| 1.3 | Elect Director R. Greg Eisner | Management | For | For |
| 1.4 | Elect Director Benjamin D. Fishman | Management | For | For |
| 1.5 | Elect Director W. Andrew Krusen, Jr. | Management | For | For |
| 1.6 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1.7 | Elect Director Henry R. Slack | Management | For | For |
| 1.8 | Elect Director Remy W. Trafelet | Management | For | For |
| 1.9 | Elect Director Clayton G. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Lacob | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 1.4 | Elect Director David C. Nagel | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALIMERA SCIENCES, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ALIM SECURITY ID: 016259103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Largent | Management | For | For |
| 1.2 | Elect Director C. Daniel Myers | Management | For | For |
| 1.3 | Elect Director Calvin W. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLEGIANT TRAVEL COMPANY
MEETING DATE: JUN 18, 2014 | TICKER: ALGT SECURITY ID: 01748X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Montie R. Brewer | Management | For | For |
| 1.2 | Elect Director Andrew C. Levy | Management | For | For |
| 1.3 | Elect Director Gary Ellmer | Management | For | For |
| 1.4 | Elect Director Linda A. Marvin | Management | For | For |
| 1.5 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1.6 | Elect Director Charles W. Pollard | Management | For | For |
| 1.7 | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ALLIANCE FIBER OPTIC PRODUCTS, INC.
MEETING DATE: NOV 01, 2013 | TICKER: AFOP SECURITY ID: 018680306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ALLIANCE FIBER OPTIC PRODUCTS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: AFOP SECURITY ID: 018680306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Sun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCE HEALTHCARE SERVICES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: AIQ SECURITY ID: 018606301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Curtis S. Lane | Management | For | Withhold |
| 1.3 | Elect Director Paul S. Viviano | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIED MOTION TECHNOLOGIES INC.
MEETING DATE: MAY 13, 2014 | TICKER: AMOT SECURITY ID: 019330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Federico | Management | For | For |
| 1.2 | Elect Director S.R. (Rollie) Heath, Jr. | Management | For | For |
| 1.3 | Elect Director Gerald J. (Bud) Laber | Management | For | For |
| 1.4 | Elect Director Richard D. Smith | Management | For | For |
| 1.5 | Elect Director James J. Tanous | Management | For | For |
| 1.6 | Elect Director Richard S. Warzala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: AUG 07, 2013 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting | Management | For | For |
| 2 | Approve Bonus to Rami Hadar, President and CEO | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Grant Shraga Katz Options to Purchase Shares | Management | For | For |
| 5 | Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO. | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Company Business for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MDRX SECURITY ID: 01988P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart L. Bascomb | Management | For | For |
| 1.2 | Elect Director Paul M. Black | Management | For | For |
| 1.3 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1.4 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director Anita V. Pramoda | Management | For | For |
| 1.7 | Elect Director David D. Stevens | Management | For | For |
| 1.8 | Elect Director Ralph H. 'Randy' Thurman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALMOST FAMILY, INC.
MEETING DATE: MAY 05, 2014 | TICKER: AFAM SECURITY ID: 020409108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Yarmuth | Management | For | For |
| 1.2 | Elect Director Steven B. Bing | Management | For | For |
| 1.3 | Elect Director Donald G. McClinton | Management | For | For |
| 1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect Director W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Director Henry M. Altman, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALPHA & OMEGA SEMICONDUCTOR LTD.
MEETING DATE: NOV 12, 2013 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Howard M. Bailey | Management | For | For |
| 1.4 | Elect Director Robert I. Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael J. Salameh | Management | For | For |
| 1.7 | Elect Director Thomas W. Steipp | Management | For | For |
| 2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALPHATEC HOLDINGS, INC.
MEETING DATE: JUN 26, 2014 | TICKER: ATEC SECURITY ID: 02081G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie H. Cross | Management | For | For |
| 1.2 | Elect Director Mortimer Berkowitz, III | Management | For | For |
| 1.3 | Elect Director John H. Foster | Management | For | For |
| 1.4 | Elect Director R. Ian Molson | Management | For | For |
| 1.5 | Elect Director Stephen E. O'Neil | Management | For | For |
| 1.6 | Elect Director James R. Glynn | Management | For | For |
| 1.7 | Elect Director Rohit M. Desai | Management | For | For |
| 1.8 | Elect Director Siri S. Marshall | Management | For | For |
| 1.9 | Elect Director James M. Corbett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALTAIR NANOTECHNOLOGIES INC.
MEETING DATE: DEC 04, 2013 | TICKER: ALTI SECURITY ID: 021373303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yincang Wei | Management | For | Withhold |
| 1.2 | Elect Director Richard W. Lee | Management | For | Withhold |
| 1.3 | Elect Director Guohua Wei | Management | For | Withhold |
| 1.4 | Elect Director Guohua Sun | Management | For | Withhold |
| 1.5 | Elect Director Zhigang Zhao | Management | For | Withhold |
| 1.6 | Elect Director Eqbal Al Yousuf | Management | For | For |
| 1.7 | Elect Director Yuhong Li | Management | For | For |
| 1.8 | Elect Director Ching Chuen Chan | Management | For | Withhold |
| 1.9 | Elect Director Jun Liu | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | Withhold |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| |
|---|
ALTRA INDUSTRIAL MOTION CORP.
MEETING DATE: APR 24, 2014 | TICKER: AIMC SECURITY ID: 02208R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.5 | Elect Director Larry McPherson | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALVARION LTD.
MEETING DATE: JAN 05, 2014 | TICKER: ALVR SECURITY ID: M0861T118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Company's Proposed Creditors' Plan of Settlement | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director Robert J. Perez | Management | For | For |
| 1.4 | Elect Director Lesley Russell | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Davey S. Scoon | Management | For | For |
| 1.7 | Elect Director James R. Sulat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMARIN CORPORATION PLC
MEETING DATE: JUL 09, 2013 | TICKER: AMRN SECURITY ID: 023111206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
| 2 | Re-elect Kristine Peterson as Director | Management | For | For |
| 3 | Elect David Stack as Director | Management | For | For |
| 4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: DEC 18, 2013 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana N. Adams | Management | For | For |
| 1.2 | Elect Director Eugene M. Bullis | Management | For | For |
| 1.3 | Elect Director Victor Mandel | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.5 | Elect Director Nader Tavakoli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana N. Adams | Management | For | For |
| 1.2 | Elect Director Eugene M. Bullis | Management | For | For |
| 1.3 | Elect Director Victor Mandel | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.5 | Elect Director Nader Tavakoli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMBARELLA, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AMBA SECURITY ID: G037AX101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie D. Kohn | Management | For | For |
| 1.2 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 1.3 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMBASSADORS GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: EPAX SECURITY ID: 023177108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Kalustian | Management | For | For |
| 1.2 | Elect Director Lisa O'Dell Rapuano | Management | For | For |
| 1.3 | Elect Director Ricardo Lopez Valencia | Management | For | For |
| 1.4 | Elect Director Peter H. Kamin | Management | For | For |
| 1.5 | Elect Director Debra Dulsky | Management | For | For |
| 1.6 | Elect Director Philip B. Livingston | Management | For | For |
| 1.7 | Elect Director Jefferson P. Gramm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMBIENT CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: AMBT SECURITY ID: 02318N201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Joyce | Management | For | For |
| 1.2 | Elect Director Michael Widland | Management | For | Against |
| 1.3 | Elect Director D. Howard Pierce | Management | For | For |
| 1.4 | Elect Director Thomas Michael Higgins | Management | For | For |
| 1.5 | Elect Director Francesca E. Scarito | Management | For | For |
| |
|---|
AMBIT BIOSCIENCES CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: AMBI SECURITY ID: 02318X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bonita | Management | For | For |
| 1.2 | Elect Director Steven A. Elms | Management | For | For |
| 1.3 | Elect Director Mark G. Foletta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: AMED SECURITY ID: 023436108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda J. Hall | Management | For | For |
| 1.2 | Elect Director Ronald A. LaBorde | Management | For | For |
| 1.3 | Elect Director Jake L. Netterville | Management | For | For |
| 1.4 | Elect Director David R. Pitts | Management | For | For |
| 1.5 | Elect Director Peter F. Ricchiuti | Management | For | For |
| 1.6 | Elect Director Donald A. Washburn | Management | For | For |
| 1.7 | Elect Director Nathaniel M. Zilkha | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERCO
MEETING DATE: AUG 29, 2013 | TICKER: UHAL SECURITY ID: 023586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Articles to Add Mandatory Director, Officer and Agent Indemnification Provision | Management | For | Against |
| 3 | Amend Articles to Eliminate Any Specific Terms or Conditions of Any Preferred Stock or Serial Common Stock | Management | For | For |
| 4 | Amend Articles to Update the Conflict of Interest and Interested Transaction Provision | Management | For | For |
| 5 | Amend Articles To Correct Typographical Errors and to Make Non-Substantive Stylistic Changes | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Allow Shareholder Proposals Requesting Ratification of Decisions and Actions Taken by the Board | Shareholder | For | Against |
| 9.1 | Elect Director Edward J. 'Joe' Shoen | Management | For | Withhold |
| 9.2 | Elect Director James E. Acridge | Management | For | For |
| 9.3 | Elect Director Charles J. Bayer | Management | For | For |
| 9.4 | Elect Director John P. Brogan | Management | For | For |
| 9.5 | Elect Director John M. Dodds | Management | For | For |
| 9.6 | Elect Director Michael L. Gallagher | Management | For | For |
| 9.7 | Elect Director Daniel R. Mullen | Management | For | For |
| 9.8 | Elect Director James P. Shoen | Management | For | Withhold |
| |
|---|
AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: APR 28, 2014 | TICKER: AMXL SECURITY ID: 02364W204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve CEO and Auditors' Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Board's Report on Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law | Management | For | For |
| 1.3 | Approve Report on Activities and Operations Undertaken by Board in Accordance with Article 28 IV (E) of Company Law | Management | For | For |
| 1.4 | Approve Audit and Corporate Practices Committee's Report on Their Activities and on Company's Subsidiaries in Accordance with Article 43 of Company Law | Management | For | For |
| 1.5 | Approve Consolidated Financial Statements, Allocation of Income and Distribution of Dividends | Management | For | For |
| 1.6 | Approve Report on Repurchased Shares Program | Management | For | For |
| 1.7 | Approve Report on Compliance with Fiscal Obligations | Management | For | For |
| 2 | Elect or Ratify Directors, Elect Company Secretary and Deputy Secretary, Elect Chairman of Audit Committee; Approve Their Remuneration, and Approve Discharge of Board of Directors and CEO | Management | For | Against |
| 3 | Elect or Ratify Members to Key Board Committees and Approve Their Remuneration, and Approve Discharge of Key Board Committees | Management | For | Against |
| 4 | Set Aggregate Nominal Amount of Share Repurchase Reserve at MXN 30 Billion | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMERICA'S CAR-MART, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CRMT SECURITY ID: 03062T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Englander | Management | For | For |
| 1.2 | Elect Director William H. Henderson | Management | For | For |
| 1.3 | Elect Director William M. Sams | Management | For | For |
| 1.4 | Elect Director John David Simmons | Management | For | For |
| 1.5 | Elect Director Robert Cameron Smith | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: APR 22, 2014 | TICKER: AGNC SECURITY ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
MEETING DATE: APR 22, 2014 | TICKER: MTGE SECURITY ID: 02504A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN INDEPENDENCE CORP.
MEETING DATE: MAY 16, 2014 | TICKER: AMIC SECURITY ID: 026760405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Bennett | Management | For | For |
| 1.2 | Elect Director Teresa A. Herbert | Management | For | Withhold |
| 1.3 | Elect Director David T. Kettig | Management | For | Withhold |
| 1.4 | Elect Director Steven B. Lapin | Management | For | Withhold |
| 1.5 | Elect Director Myron M. Picoult | Management | For | For |
| 1.6 | Elect Director Ronald I. Simon | Management | For | For |
| 1.7 | Elect Director James G. Tatum | Management | For | Withhold |
| 1.8 | Elect Director Roy T.K. Thung | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN NATIONAL BANKSHARES INC.
MEETING DATE: MAY 20, 2014 | TICKER: AMNB SECURITY ID: 027745108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben J. Davenport, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Charles H. Majors | Management | For | For |
| 1.3 | Elect Director Dan M. Pleasant | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERICAN NATIONAL INSURANCE COMPANY
MEETING DATE: APR 25, 2014 | TICKER: ANAT SECURITY ID: 028591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Moody, Sr. | Management | For | For |
| 1.2 | Elect Director James E. Pozzi | Management | For | For |
| 1.3 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.4 | Elect Director Russell S. Moody | Management | For | For |
| 1.5 | Elect Director William L. Moody, IV | Management | For | For |
| 1.6 | Elect Director James D. Yarbrough | Management | For | For |
| 1.7 | Elect Director Arthur O. Dummer | Management | For | For |
| 1.8 | Elect Director Shelby M. Elliott | Management | For | For |
| 1.9 | Elect Director E. J. 'Jere' Pederson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN PACIFIC CORPORATION
MEETING DATE: MAR 11, 2014 | TICKER: APFC SECURITY ID: 028740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara Smith Campbell | Management | For | For |
| 1.2 | Elect Director C. Keith Rooker | Management | For | For |
| 1.3 | Elect Director Charlotte E. Sibley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN PUBLIC EDUCATION, INC.
MEETING DATE: JUN 13, 2014 | TICKER: APEI SECURITY ID: 02913V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric C. Andersen | Management | For | For |
| 1b | Elect Director Wallace E. Boston, Jr. | Management | For | For |
| 1c | Elect Director Barbara G. Fast | Management | For | For |
| 1d | Elect Director Jean C. Halle | Management | For | For |
| 1e | Elect Director Timothy J. Landon | Management | For | For |
| 1f | Elect Director Westley Moore | Management | For | For |
| 1g | Elect Director Timothy T. Weglicki | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN RAILCAR INDUSTRIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: ARII SECURITY ID: 02916P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl C. Icahn | Management | For | Against |
| 1.2 | Elect Director James C. Pontious | Management | For | For |
| 1.3 | Elect Director J. Mike Laisure | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Hunter Gary | Management | For | Against |
| 1.6 | Elect Director SungHwan Cho | Management | For | Against |
| 1.7 | Elect Director Andrew Roberto | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN REALTY CAPITAL HEALTHCARE TRUST, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HCT SECURITY ID: 02917R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas S. Schorsch | Management | For | Against |
| 1b | Elect Director William M. Kahane | Management | For | Against |
| 1c | Elect Director Leslie D. Michelson | Management | For | Against |
| 1d | Elect Director P. Sue Perrotty | Management | For | Against |
| 1e | Elect Director Robert H. Burns | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN REALTY CAPITAL PROPERTIES, INC.
MEETING DATE: JAN 23, 2014 | TICKER: ARCP SECURITY ID: 02917T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AMERICAN REALTY CAPITAL PROPERTIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ARCP SECURITY ID: 02917T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas S. Schorsch | Management | For | Withhold |
| 1.2 | Elect Director Edward M. Weil, Jr. | Management | For | Withhold |
| 1.3 | Elect Director William M. Kahane | Management | For | Withhold |
| 1.4 | Elect Director Leslie D. Michelson | Management | For | Withhold |
| 1.5 | Elect Director Edward G. Rendell | Management | For | Withhold |
| 1.6 | Elect Director Scott J. Bowman | Management | For | Withhold |
| 1.7 | Elect Director William G. Stanley | Management | For | For |
| 1.8 | Elect Director Thomas A. Andruskevich | Management | For | For |
| 1.9 | Elect Director Scott P. Sealy, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN RIVER BANKSHARES
MEETING DATE: MAY 22, 2014 | TICKER: AMRB SECURITY ID: 029326105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors Kimberly A. Box | Management | For | For |
| 1.2 | Elect Director Charles D. Fite | Management | For | For |
| 1.3 | Elect Directors Robert J. Fox | Management | For | For |
| 1.4 | Elect Directors William A. Robotham | Management | For | For |
| 1.5 | Elect Directors David T. Taber | Management | For | For |
| 1.6 | Elect Directors Roger J. Taylor | Management | For | For |
| 1.7 | Elect Directors Stephen H. Waks | Management | For | For |
| 1.8 | Elect Directors Philip A. Wright | Management | For | For |
| 1.9 | Elect Directors Michael A. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN SCIENCE AND ENGINEERING, INC.
MEETING DATE: SEP 04, 2013 | TICKER: ASEI SECURITY ID: 029429107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denis R. Brown | Management | For | For |
| 1.2 | Elect Director Charles P. Dougherty | Management | For | For |
| 1.3 | Elect Director John A. Gordon | Management | For | For |
| 1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
| 1.5 | Elect Director Don R. Kania | Management | For | For |
| 1.6 | Elect Director Mark S. Thompson | Management | For | For |
| 1.7 | Elect Director Jennifer L. Vogel | Management | For | For |
| 1.8 | Elect Director Carl W. Vogt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: AMSWA SECURITY ID: 029683109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dennis Hogue | Management | For | For |
| 1.2 | Elect Director John J. Jarvis | Management | For | For |
| 1.3 | Elect Director James B. Miller, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
AMERICAN SUPERCONDUCTOR CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: AMSC SECURITY ID: 030111108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vikram S. Budhraja | Management | For | Withhold |
| 1.2 | Elect Director Richard Drouin | Management | For | Withhold |
| 1.3 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.4 | Elect Director Daniel P. McGahn | Management | For | For |
| 1.5 | Elect Director David R. Oliver, Jr. | Management | For | For |
| 1.6 | Elect Director John B. Vander Sande | Management | For | Withhold |
| 1.7 | Elect Director John W. Wood, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN WOODMARK CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: AMWD SECURITY ID: 030506109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Martha M. Dally | Management | For | Against |
| 1.4 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.5 | Elect Director Kent B. Guichard | Management | For | For |
| 1.6 | Elect Director Daniel T. Hendrix | Management | For | Against |
| 1.7 | Elect Director Kent J. Hussey | Management | For | For |
| 1.8 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERIS BANCORP
MEETING DATE: MAY 29, 2014 | TICKER: ABCB SECURITY ID: 03076K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Raymond Fulp | Management | For | For |
| 1.2 | Elect Director Robert P. Lynch | Management | For | For |
| 1.3 | Elect Director Brooks Sheldon | Management | For | For |
| 1.4 | Elect Director William H. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMES NATIONAL CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: ATLO SECURITY ID: 031001100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Betty A. Baudler Horras | Management | For | For |
| 1.2 | Elect Director Douglas C. Gustafson | Management | For | For |
| 1.3 | Elect Director Thomas H. Pohlman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Robert Essner | Management | For | For |
| 1.3 | Elect Director Ted W. Love | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2014 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry D. Herr | Management | For | For |
| 1.2 | Elect Director Christopher A. Holden | Management | For | For |
| 1.3 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.4 | Elect Director Kevin P. Lavender | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
AMTECH SYSTEMS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ASYS SECURITY ID: 032332504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jong S. Whang | Management | For | For |
| 1.2 | Elect Director Fokko Pentinga | Management | For | For |
| 1.3 | Elect Director Michael Garnreiter | Management | For | For |
| 1.4 | Elect Director Alfred W. Giese | Management | For | For |
| 1.5 | Elect Director Egbert J. G. Goudena | Management | For | For |
| 1.6 | Elect Director Robert F. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMTRUST FINANCIAL SERVICES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: AFSI SECURITY ID: 032359309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Jay J. Miller | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMYRIS, INC.
MEETING DATE: SEP 12, 2013 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey Duyk | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando de Castro Reinach | Management | For | For |
| 1.4 | Elect Director HH Sheikh Abdullah bin Khalifa Al Thani | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
ANACOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ANAC SECURITY ID: 032420101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Anders D. Hove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANADIGICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ANAD SECURITY ID: 032515108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry T. Rein | Management | For | For |
| 1.2 | Elect Director Dennis F. Strigl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director John C. Hodgson | Management | For | For |
| 1f | Elect Director Yves-Andre Istel | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director F. Grant Saviers | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOGIC CORPORATION
MEETING DATE: JAN 21, 2014 | TICKER: ALOG SECURITY ID: 032657207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernard C. Bailey | Management | For | For |
| 1b | Elect Director Jeffrey P. Black | Management | For | For |
| 1c | Elect Director James W. Green | Management | For | For |
| 1d | Elect Director James J. Judge | Management | For | For |
| 1e | Elect Director Kevin C. Melia | Management | For | For |
| 1f | Elect Director Michael T. Modic | Management | For | For |
| 1g | Elect Director Fred B. Parks | Management | For | For |
| 1h | Elect Director Sophie V. Vandebroek | Management | For | For |
| 1i | Elect Director Edward F. Voboril | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ANAREN, INC.
MEETING DATE: NOV 06, 2013 | TICKER: ANEN SECURITY ID: 032744104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Robison | Management | For | For |
| 1.2 | Elect Director John L. Smucker | Management | For | For |
| 1.3 | Elect Director Patricia T. Civil | Management | For | For |
| 2 | Declassify the Board of Directors | Shareholder | Against | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | Against | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANAREN, INC.
MEETING DATE: FEB 06, 2014 | TICKER: ANEN SECURITY ID: 032744104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ANGIE'S LIST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ANGI SECURITY ID: 034754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Britto | Management | For | For |
| 1.2 | Elect Director Michael S. Maurer | Management | For | For |
| 1.3 | Elect Director Susan E. Thronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANGIODYNAMICS, INC.
MEETING DATE: OCT 22, 2013 | TICKER: ANGO SECURITY ID: 03475V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey G. Gold | Management | For | For |
| 1.2 | Elect Director Kevin J. Gould | Management | For | For |
| 1.3 | Elect Director Dennis S. Meteny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANI PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ANIP SECURITY ID: 00182C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Arthur S. Przybyl | Management | For | For |
| 1.3 | Elect Director Fred Holubow | Management | For | For |
| 1.4 | Elect Director Ross Mangano | Management | For | For |
| 1.5 | Elect Director Tracy L. Marshbanks | Management | For | For |
| 1.6 | Elect Director Thomas A. Penn | Management | For | For |
| 1.7 | Elect Director Daniel Raynor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ANIKA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ANIK SECURITY ID: 035255108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Wheeler | Management | For | For |
| 1.2 | Elect Director Charles H. Sherwood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Cashman, III | Management | For | For |
| 1.2 | Elect Director Ajei S. Gopal | Management | For | For |
| 1.3 | Elect Director William R. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANTARES PHARMA, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ATRS SECURITY ID: 036642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Jacob | Management | For | For |
| 1.2 | Elect Director Paul K. Wotton | Management | For | For |
| 1.3 | Elect Director Marvin Samson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANTHERA PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ANTH SECURITY ID: 03674U201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven B. Engle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
APCO OIL AND GAS INTERNATIONAL INC.
MEETING DATE: APR 24, 2014 | TICKER: APAGF SECURITY ID: G0471F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bender | Management | For | Against |
| 1.2 | Elect Director Piero Ruffinengo | Management | For | For |
| 1.3 | Elect Director J. Kevin Vann | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
API TECHNOLOGIES CORP.
MEETING DATE: APR 11, 2014 | TICKER: ATNY SECURITY ID: 00187E203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew E. Avril | Management | For | For |
| 1.2 | Elect Director Kenton W. Fiske | Management | For | For |
| 1.3 | Elect Director Brian R. Kahn | Management | For | For |
| 1.4 | Elect Director Melvin L. Keating | Management | For | For |
| 1.5 | Elect Director Kenneth J. Krieg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APOGEE ENTERPRISES, INC.
MEETING DATE: JUN 25, 2014 | TICKER: APOG SECURITY ID: 037598109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marzec | Management | For | For |
| 1.2 | Elect Director Donald A. Nolan | Management | For | For |
| 1.3 | Elect Director David E. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 04, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 27, 2013 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director H.K. Desai | Management | For | For |
| 1c | Elect Director Paramesh Gopi | Management | For | For |
| 1d | Elect Director Paul R. Gray | Management | For | For |
| 1e | Elect Director Fred Shlapak | Management | For | For |
| 1f | Elect Director Robert F. Sproull | Management | For | For |
| 1g | Elect Director Duston Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLIED OPTOELECTRONICS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAOI SECURITY ID: 03823U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Moore | Management | For | For |
| 1.2 | Elect Director Che-Wei Lin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
APPROACH RESOURCES INC.
MEETING DATE: MAY 29, 2014 | TICKER: AREX SECURITY ID: 03834A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Bell | Management | For | For |
| 1.2 | Elect Director Sheldon B. Lubar | Management | For | For |
| 1.3 | Elect Director Christopher J. Whyte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APRICUS BIOSCIENCES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: APRI SECURITY ID: 03832V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rusty Ray | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| |
|---|
ARATANA THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: PETX SECURITY ID: 03874P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2014 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kewsong Lee | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Pat Hartman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aq | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ar | Elect Director Ryan Taylor as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2as | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2at | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2au | Elect Director Argus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2av | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aw | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCTIC CAT INC.
MEETING DATE: AUG 08, 2013 | TICKER: ACAT SECURITY ID: 039670104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claude J. Jordan | Management | For | For |
| 1.2 | Elect Director Susan E. Lester | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: ARNA SECURITY ID: 040047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Lief | Management | For | For |
| 1.2 | Elect Director Dominic P. Behan | Management | For | For |
| 1.3 | Elect Director Donald D. Belcher | Management | For | For |
| 1.4 | Elect Director Scott H. Bice | Management | For | For |
| 1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: AGII SECURITY ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Berry Cash | Management | For | For |
| 1b | Elect Director John R. Power, Jr. | Management | For | For |
| 1c | Elect Director Mark E. Watson, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay R. LaMarche | Management | For | For |
| 1b | Elect Director Norbert G. Riedel | Management | For | For |
| 1c | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ARKANSAS BEST CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: ABFS SECURITY ID: 040790107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Fred A. Allardyce | Management | For | For |
| 1.3 | Elect Director William M. Legg | Management | For | For |
| 1.4 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.5 | Elect Director John H. Morris | Management | For | For |
| 1.6 | Elect Director Craig E. Philip | Management | For | For |
| 1.7 | Elect Director Steven L. Spinner | Management | For | For |
| 1.8 | Elect Director Janice E. Stipp | Management | For | For |
| 1.9 | Elect Director Robert A. Young, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 01, 2014 | TICKER: ARM SECURITY ID: 042068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Stuart Chambers as Director | Management | For | For |
| 6 | Re-elect Simon Segars as Director | Management | For | For |
| 7 | Re-elect Andy Green as Director | Management | For | For |
| 8 | Re-elect Larry Hirst as Director | Management | For | For |
| 9 | Re-elect Mike Muller as Director | Management | For | For |
| 10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 11 | Re-elect Janice Roberts as Director | Management | For | For |
| 12 | Re-elect Tim Score as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARQULE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ARQL SECURITY ID: 04269E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARRAY BIOPHARMA INC.
MEETING DATE: OCT 23, 2013 | TICKER: ARRY SECURITY ID: 04269X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | Withhold |
| 1.2 | Elect Director Gil J. Van Lunsen | Management | For | For |
| 1.3 | Elect Director John L. Zabriskie | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARRIS GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ARRS SECURITY ID: 04270V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex B. Best | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director James A. Chiddix | Management | For | For |
| 1.4 | Elect Director Andrew T. Heller | Management | For | For |
| 1.5 | Elect Director Matthew B. Kearney | Management | For | For |
| 1.6 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.7 | Elect Director Doreen A. Toben | Management | For | For |
| 1.8 | Elect Director Debora J. Wilson | Management | For | For |
| 1.9 | Elect Director David A. Woodle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARROW FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: AROW SECURITY ID: 042744102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth O'Connor Little | Management | For | For |
| 1.2 | Elect Director John J. Murphy | Management | For | For |
| 1.3 | Elect Director Thomas J. Murphy | Management | For | For |
| 1.4 | Elect Director Richard J. Reisman | Management | For | For |
| 1.5 | Elect Director Tenee R. Casaccio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARROWHEAD RESEARCH CORPORATION
MEETING DATE: FEB 06, 2014 | TICKER: ARWR SECURITY ID: 042797209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Mauro Ferrari | Management | For | For |
| 1.3 | Elect Director Edward W. Frykman | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Charles P. McKenney | Management | For | For |
| 1.6 | Elect Director Michael S. Perry | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARTHROCARE CORPORATION
MEETING DATE: DEC 12, 2013 | TICKER: ARTC SECURITY ID: 043136100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board | Management | For | For |
| 2 | Elect Director Fabiana Lacerca-Allen | Management | For | For |
| |
|---|
ARTHROCARE CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: ARTC SECURITY ID: 043136100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASB BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ASBB SECURITY ID: 00213T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia S. Smith | Management | For | For |
| 1.2 | Elect Director Stephen P. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 12, 2013 | TICKER: ASNA SECURITY ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot S. Jaffe | Management | For | For |
| 1.2 | Elect Director Michael W. Rayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASCENT CAPITAL GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ASCMA SECURITY ID: 043632108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.2 | Elect Director Michael J. Pohl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASCENT SOLAR TECHNOLOGIES, INC.
MEETING DATE: JAN 20, 2014 | TICKER: ASTI SECURITY ID: 043635101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuances of Shares Pursuant to Securities Purchase Agreement dated June 17, 2013 | Management | For | For |
| 2 | Approve Issuances of Shares Pursuant to Securities Purchase Agreement dated October 28, 2013 | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ASCENT SOLAR TECHNOLOGIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ASTI SECURITY ID: 043635101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor Lee | Management | For | For |
| 1.2 | Elect Director Xu Biao | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 6 | Amend Restricted Stock Plan | Management | For | For |
| |
|---|
ASIA ENTERTAINMENT & RESOURCES LTD.
MEETING DATE: SEP 24, 2013 | TICKER: IKGH SECURITY ID: G0539K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lam Man Pou as Director | Management | For | Withhold |
| 1.2 | Elect George Chui Vai Hou as Director | Management | For | For |
| 1.3 | Elect Vong Hon Kun as Director | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend and Restate the Company's Second Amended and Restated Memorandum and Articles of Association and Change of Corporate Name to Iao Kun Group Holding Company Limited | Management | For | Against |
| 4 | Ratify UHY LLP as Auditors | Management | For | For |
| |
|---|
ASIAINFO-LINKAGE, INC.
MEETING DATE: DEC 19, 2013 | TICKER: ASIA SECURITY ID: 04518A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 21, 2014 | TICKER: ASM SECURITY ID: N07045102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Ratify Deloitte as Auditors for Fiscal Year 2014 | Management | For | For |
| 8b | Ratify KPMG as Auditors for Fiscal Year 2015 | Management | For | For |
| 9a | Reappoint C.D. Del Prado to Executive Board | Management | For | For |
| 9b | Reappoint P.A.M. Van Bommel to Executive Board | Management | For | For |
| 10a | Reappoint H.W. Kreutzer to Supervisory Board | Management | For | For |
| 10b | Reappoint M.C.J. Van Pernis to Supervisory Board | Management | For | For |
| 11 | Approve Remuneration Policy for the Members of the Management Board | Management | For | For |
| 12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 12b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12a | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 23, 2014 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 05, 2013 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTA FUNDING, INC.
MEETING DATE: MAR 11, 2014 | TICKER: ASFI SECURITY ID: 046220109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Stern | Management | For | For |
| 1.2 | Elect Director Arthur Stern | Management | For | For |
| 1.3 | Elect Director Herman Badillo | Management | For | For |
| 1.4 | Elect Director David Slackman | Management | For | For |
| 1.5 | Elect Director Edward Celano | Management | For | For |
| 1.6 | Elect Director Harvey Leibowitz | Management | For | For |
| 1.7 | Elect Director Louis A. Piccolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASTEC INDUSTRIES, INC.
MEETING DATE: APR 24, 2014 | TICKER: ASTE SECURITY ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTRO-MED, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ALOT SECURITY ID: 04638F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Everett V. Pizzuti | Management | For | For |
| 1.2 | Elect Director Graeme MacLetchie | Management | For | For |
| 1.3 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.4 | Elect Director Harold Schofield | Management | For | For |
| 1.5 | Elect Director Hermann Viets | Management | For | For |
| 1.6 | Elect Director Gregory A. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASTRONICS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ATRO SECURITY ID: 046433108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | Withhold |
| 1.4 | Elect Director Peter J. Gundermann | Management | For | Withhold |
| 1.5 | Elect Director Kevin T. Keane | Management | For | Withhold |
| 1.6 | Elect Director Robert J. McKenna | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASTROTECH CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: ASTC SECURITY ID: 046484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Pickens, III | Management | For | Withhold |
| 1.2 | Elect Director Mark Adams | Management | For | Withhold |
| 1.3 | Elect Director John A. Oliva | Management | For | Withhold |
| 1.4 | Elect Director Sha-Chelle Manning | Management | For | Withhold |
| 1.5 | Elect Director William F. Readdy | Management | For | Withhold |
| 1.6 | Elect Director Daniel T. Russler, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHERSYS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ATHX SECURITY ID: 04744L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gil Van Bokkelen | Management | For | For |
| 1.2 | Elect Director John J. Harrington | Management | For | For |
| 1.3 | Elect Director Lee E. Babiss | Management | For | For |
| 1.4 | Elect Director Ismail Kola | Management | For | Withhold |
| 1.5 | Elect Director Kenneth H. Traub | Management | For | For |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATLANTIC COAST FINANCIAL CORPORATION
MEETING DATE: AUG 16, 2013 | TICKER: ACFC SECURITY ID: 048426100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Bhasin | Management | For | For |
| 1.2 | Elect Director Kevin G. Champagne | Management | For | For |
| 1.3 | Elect Director John J. Dolan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ATLANTIC TELE-NETWORK, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ATNI SECURITY ID: 049079205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin L. Budd | Management | For | For |
| 1.2 | Elect Director Michael T. Flynn | Management | For | For |
| 1.3 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
| 1.5 | Elect Director Michael T. Prior | Management | For | For |
| 1.6 | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ATLANTICUS HOLDINGS CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: ATLC SECURITY ID: 04914Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Hanna | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Howard | Management | For | For |
| 1.3 | Elect Director Deal W. Hudson | Management | For | Withhold |
| 1.4 | Elect Director Mack F. Mattingly | Management | For | Withhold |
| 1.5 | Elect Director Thomas G. Rosencrants | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2014 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATLAS FINANCIAL HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: AFH SECURITY ID: G06207115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jordan Kupinsky | Management | For | For |
| 1b | Elect Director Gordon Pratt | Management | For | For |
| 1c | Elect Director Larry Swets, Jr. | Management | For | For |
| 1d | Elect Director Scott Wollney | Management | For | For |
| 1e | Elect Director John T. Fitzgerald | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Director/Officer Liability and Indemnification | Management | For | For |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMI, INC.
MEETING DATE: APR 15, 2014 | TICKER: ATMI SECURITY ID: 00207R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ATOSSA GENETICS INC.
MEETING DATE: MAY 05, 2014 | TICKER: ATOS SECURITY ID: 04962H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen J. Galli | Management | For | For |
| 1.2 | Elect Director Richard I. Steinhart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ATRICURE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ATRC SECURITY ID: 04963C209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Michael D. Hooven | Management | For | For |
| 1.5 | Elect Director Richard M. Johnston | Management | For | For |
| 1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.7 | Elect Director Mark R. Lanning | Management | For | For |
| 1.8 | Elect Director Karen P. Robards | Management | For | For |
| 1.9 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ATRION CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATRI SECURITY ID: 049904105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emile A Battat | Management | For | For |
| 1.2 | Elect Director Ronald N. Spaulding | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATTUNITY LTD.
MEETING DATE: DEC 26, 2013 | TICKER: ATTU SECURITY ID: M15332121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Shimon Alon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Dov Biran as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Dan Falk as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ron Zuckerman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Gil Weiser as External Director for a Three Year Term | Management | For | For |
| 3 | Amend Compensation Terms of Non-Employee Directors | Management | For | For |
| 4 | Approve Annual Bonus to Shimon Alon, CEO and Chairman | Management | For | For |
| 5 | Grant Shimon Alon, CEO and Chairman, Options to Purchase 93,338 Shares | Management | For | For |
| 6 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 7 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
AUDIENCE, INC.
MEETING DATE: JUN 06, 2014 | TICKER: ADNC SECURITY ID: 05070J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Santos | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director Barry L. Cox | Management | For | For |
| 1.4 | Elect Director Rich Geruson | Management | For | For |
| 1.5 | Elect Director Mohan S. Gyani | Management | For | For |
| 1.6 | Elect Director George A. Pavlov | Management | For | For |
| 1.7 | Elect Director Patrick Scaglia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AUDIOCODES LTD.
MEETING DATE: SEP 08, 2013 | TICKER: AUDC SECURITY ID: M15342104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Employment Terms of Shabtai Adlersberg, President and CEO | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
AUTHENTIDATE HOLDING CORP.
MEETING DATE: MAY 01, 2014 | TICKER: ADAT SECURITY ID: 052666203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Edward Sheridan | Management | For | Withhold |
| 1.2 | Elect Director O'Connell (Ben) Benjamin | Management | For | Withhold |
| 1.3 | Elect Director J. David Luce | Management | For | Withhold |
| 1.4 | Elect Director Charles C. Lucas, III | Management | For | Withhold |
| 1.5 | Elect Director Todd A. Borus | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Beunier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AUTOBYTEL INC.
MEETING DATE: JUL 03, 2013 | TICKER: ABTL SECURITY ID: 05275N205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Fuchs | Management | For | For |
| 1.2 | Elect Director Janet M. Thompson | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 4 | Approve Amendment To The Company's Certificate Of Incorporation To Effect The Elimination Of Provisions Establishing The Powers, Designations, Preferences And Rights For Series A, B And C Preferred Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AUTOBYTEL INC.
MEETING DATE: JUN 19, 2014 | TICKER: ABTL SECURITY ID: 05275N205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Coats | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Stibel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Renew NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JAN 14, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 12, 2013 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Leslie A. Brun | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Eric C. Fast | Management | For | For |
| 1.6 | Elect Director Linda R. Gooden | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 27, 2013 | TICKER: AMAP SECURITY ID: 05330F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AUXL SECURITY ID: 05334D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Peter C. Brandt | Management | For | For |
| 1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.7 | Elect Director William T. McKee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AV HOMES, INC.
MEETING DATE: SEP 18, 2013 | TICKER: AVHI SECURITY ID: 00234P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AV HOMES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: AVHI SECURITY ID: 00234P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Barnett | Management | For | Withhold |
| 1.2 | Elect Director Roger A. Cregg | Management | For | Withhold |
| 1.3 | Elect Director Kelvin L. Davis | Management | For | Withhold |
| 1.4 | Elect Director Roger W. Einiger | Management | For | Withhold |
| 1.5 | Elect Director Paul Hackwell | Management | For | Withhold |
| 1.6 | Elect Director Greg Kranias | Management | For | Withhold |
| 1.7 | Elect Director Joshua L. Nash | Management | For | Withhold |
| 1.8 | Elect Director Joel M. Simon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 09, 2014 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director John T. Dickson | Management | For | For |
| 1c | Elect Director James V. Diller | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Bruno Guilmart | Management | For | For |
| 1f | Elect Director Kenneth Y. Hao | Management | For | For |
| 1g | Elect Director Justine F. Lien | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
| |
|---|
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 12, 2014 | TICKER: AVNR SECURITY ID: 05348P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: AVEO SECURITY ID: 053588109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.4 | Elect Director Raju Kucherlapati | Management | For | For |
| 1.5 | Elect Director Henri A. Termeer | Management | For | For |
| 1.6 | Elect Director Robert C. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AVIAT NETWORKS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: AVNW SECURITY ID: 05366Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Hasler | Management | For | For |
| 1.2 | Elect Director Clifford H. Higgerson | Management | For | For |
| 1.3 | Elect Director Charles D. Kissner | Management | For | For |
| 1.4 | Elect Director Michael A. Pangia | Management | For | For |
| 1.5 | Elect Director Raghavendra Rau | Management | For | For |
| 1.6 | Elect Director Mohsen Sohi | Management | For | For |
| 1.7 | Elect Director James C. Stoffel | Management | For | For |
| 1.8 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Alun Cathcart | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.7 | Elect Director Lynn Krominga | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director F. Robert Salerno | Management | For | For |
| 1.10 | Elect Director Stender E. Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AWRE SECURITY ID: 05453N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian F. Kruse | Management | For | For |
| 1.2 | Elect Director John S. Stafford, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ACLS SECURITY ID: 054540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. John Fletcher | Management | For | For |
| 1.2 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen R. Hardis | Management | For | For |
| 1.4 | Elect Director William C. Jennings | Management | For | For |
| 1.5 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.6 | Elect Director Barbara J. Lundberg | Management | For | For |
| 1.7 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.8 | Elect Director Mary G. Puma | Management | For | For |
| 1.9 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXOGEN, INC.
MEETING DATE: MAY 13, 2014 | TICKER: AXGN SECURITY ID: 05463X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory G. Freitag | Management | For | Withhold |
| 1.2 | Elect Director Mark Gold | Management | For | For |
| 1.3 | Elect Director Jamie M. Grooms | Management | For | Withhold |
| 1.4 | Elect Director John Harper | Management | For | For |
| 1.5 | Elect Director Joe Mandato | Management | For | For |
| 1.6 | Elect Director Robert J. Rudelius | Management | For | For |
| 1.7 | Elect Director Karen Zaderej | Management | For | Withhold |
| 1.8 | Elect Director John McLaughlin | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AXT, INC.
MEETING DATE: MAY 13, 2014 | TICKER: AXTI SECURITY ID: 00246W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris S. Young | Management | For | For |
| 1.2 | Elect Director David C. Chang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
B COMMUNICATIONS LTD.
MEETING DATE: NOV 07, 2013 | TICKER: BCOM SECURITY ID: M15629104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Moshe Rosenthal as External Director for an Additional Three Year Term | Management | For | For |
| 1.2 | Reelect Debbie Saperia as External Director for an Additional Three Year Term | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Updated Compensation Arrangement for Turgeman, CEO and Approve Arrangement With the Company?s Principal Shareholder, Internet Gold, and Its Parent, Eurocom Communications, to Share the Cost of his Management Services is Hereby Ratified | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B | Vote FOR if your holding or voting requires the consent of the Prime Minister or Minister of Communications, otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
B/E AEROSPACE, INC.
MEETING DATE: JUL 24, 2013 | TICKER: BEAV SECURITY ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Senft | Management | For | For |
| 1.2 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BALCHEM CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: BCPC SECURITY ID: 057665200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Fischer | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director John Y. Televantos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BALLARD POWER SYSTEMS INC.
MEETING DATE: JUN 03, 2014 | TICKER: BLD SECURITY ID: 058586108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian A. Bourne | Management | For | For |
| 1.2 | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1.3 | Elect Director Edwin J. Kilroy | Management | For | For |
| 1.4 | Elect Director John W. Sheridan | Management | For | For |
| 1.5 | Elect Director Carol M. Stephenson | Management | For | For |
| 1.6 | Elect Director David B. Sutcliffe | Management | For | For |
| 1.7 | Elect Director Ian Sutcliffe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BANC OF CALIFORNIA INC
MEETING DATE: JUL 16, 2013 | TICKER: BANC SECURITY ID: 33589V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Sugarman | Management | For | For |
| 1.2 | Elect Director Jonah Schnel | Management | For | For |
| 1.3 | Elect Director Robb Evans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BANC OF CALIFORNIA, INC.
MEETING DATE: MAY 15, 2014 | TICKER: BANC SECURITY ID: 05990K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Holoman | Management | For | Withhold |
| 1.2 | Elect Director Halle Benett | Management | For | For |
| 1.3 | Elect Director Robert D. Sznewajs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Brand | Management | For | For |
| 1.2 | Elect Director C. L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director William H. Crawford | Management | For | For |
| 1.4 | Elect Director James R. Daniel | Management | For | For |
| 1.5 | Elect Director F. Ford Drummond | Management | For | For |
| 1.6 | Elect Director K. Gordon Greer | Management | For | For |
| 1.7 | Elect Director Donald B. Halverstadt | Management | For | For |
| 1.8 | Elect Director William O. Johnstone | Management | For | For |
| 1.9 | Elect Director Dave R. Lopez | Management | For | Withhold |
| 1.10 | Elect Director J. Ralph McCalmont | Management | For | For |
| 1.11 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.12 | Elect Director Ronald Norick | Management | For | For |
| 1.13 | Elect Director Paul B. Odom, Jr. | Management | For | For |
| 1.14 | Elect Director David E. Rainbolt | Management | For | For |
| 1.15 | Elect Director H. E. Rainbolt | Management | For | For |
| 1.16 | Elect Director Michael S. Samis | Management | For | For |
| 1.17 | Elect Director Natalie Shirley | Management | For | For |
| 1.18 | Elect Director Michael K. Wallace | Management | For | For |
| 1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK MUTUAL CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: BKMU SECURITY ID: 063750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Baumgarten | Management | For | For |
| 1.2 | Elect Director David C. Boerke | Management | For | For |
| 1.3 | Elect Director Lisa A. Mauer | Management | For | For |
| 1.4 | Elect Director Robert B. Olson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BANK OF COMMERCE HOLDINGS
MEETING DATE: MAY 20, 2014 | TICKER: BOCH SECURITY ID: 06424J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Orin N. Bennett | Management | For | For |
| 1.2 | Elect Director Gary R. Burks | Management | For | For |
| 1.3 | Elect Director Joseph Q. Gibson | Management | For | For |
| 1.4 | Elect Director Randall S. Eslick | Management | For | For |
| 1.5 | Elect Director Jon W. Halfhide | Management | For | For |
| 1.6 | Elect Director Linda J. Miles | Management | For | For |
| 1.7 | Elect Director David H. Scott | Management | For | For |
| 1.8 | Elect Director Terence J. Street | Management | For | For |
| 1.9 | Elect Director Lyle L. Tullis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF MARIN BANCORP
MEETING DATE: MAY 13, 2014 | TICKER: BMRC SECURITY ID: 063425102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Colombo | Management | For | For |
| 1.2 | Elect Director James C. Hale, III | Management | For | For |
| 1.3 | Elect Director Robert Heller | Management | For | For |
| 1.4 | Elect Director Norma J. Howard | Management | For | For |
| 1.5 | Elect Director Kevin R. Kennedy | Management | For | For |
| 1.6 | Elect Director Stuart D. Lum | Management | For | For |
| 1.7 | Elect Director William H. McDevitt, Jr. | Management | For | For |
| 1.8 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.9 | Elect Director Joel Sklar | Management | For | For |
| 1.10 | Elect Director Brian M. Sobel | Management | For | For |
| 1.11 | Elect Director J. Dietrich Stroeh | Management | For | For |
| 1.12 | Elect Director Jan I. Yanehiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Dan Thomas | Management | For | For |
| 1.3 | Elect Director Greg McKinney | Management | For | For |
| 1.4 | Elect Director Jean Arehart | Management | For | For |
| 1.5 | Elect Director Nicholas Brown | Management | For | For |
| 1.6 | Elect Director Richard Cisne | Management | For | For |
| 1.7 | Elect Director Robert East | Management | For | For |
| 1.8 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.9 | Elect Director Linda Gleason | Management | For | For |
| 1.10 | Elect Director Peter Kenny | Management | For | For |
| 1.11 | Elect Director Henry Mariani | Management | For | For |
| 1.12 | Elect Director Robert Proost | Management | For | For |
| 1.13 | Elect Director R. L. Qualls | Management | For | For |
| 1.14 | Elect Director John Reynolds | Management | For | For |
| 1.15 | Elect Director Sherece West-Scantlebury | Management | For | For |
| 2 | Change Range for Size of the Board | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BANKFINANCIAL CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: BFIN SECURITY ID: 06643P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Morgan Gasior | Management | For | For |
| 1.2 | Elect Director John W. Palmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jesse G. Foster | Management | For | For |
| 1.2 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.3 | Elect Director D. Michael Jones | Management | For | Withhold |
| 1.4 | Elect Director David A. Klaue | Management | For | For |
| 1.5 | Elect Director Brent A. Orrico | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BARRETT BUSINESS SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BBSI SECURITY ID: 068463108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Michael L. Elich | Management | For | For |
| 1.3 | Elect Director James B. Hicks | Management | For | For |
| 1.4 | Elect Director Roger L. Johnson | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | For |
| 1.6 | Elect Director Anthony Meeker | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BASSETT FURNITURE INDUSTRIES, INCORPORATED
MEETING DATE: MAR 12, 2014 | TICKER: BSET SECURITY ID: 070203104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter W. Brown | Management | For | For |
| 1.2 | Elect Director Kristina Cashman | Management | For | For |
| 1.3 | Elect Director Paul Fulton | Management | For | For |
| 1.4 | Elect Director Howard H. Haworth | Management | For | For |
| 1.5 | Elect Director George W. Henderson, III | Management | For | For |
| 1.6 | Elect Director J. Walter McDowell | Management | For | For |
| 1.7 | Elect Director Dale C. Pond | Management | For | For |
| 1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Wampler, Jr. | Management | For | For |
| 1.10 | Elect Director William C. Warden, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAXANO SURGICAL, INC.
MEETING DATE: AUG 20, 2013 | TICKER: BAXS SECURITY ID: 071773105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell C. Hirsch | Management | For | For |
| 1.2 | Elect Director David Simpson | Management | For | For |
| 1.3 | Elect Director Roderick A. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAXANO SURGICAL, INC.
MEETING DATE: APR 17, 2014 | TICKER: BAXS SECURITY ID: 071773105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul LaViolette | Management | For | For |
| 1.2 | Elect Director Mark Stautberg | Management | For | Withhold |
| 1.3 | Elect Director James Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAYLAKE CORP.
MEETING DATE: JUN 02, 2014 | TICKER: BYLK SECURITY ID: 072788102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Agnew | Management | For | For |
| 1.2 | Elect Director Dee Geurts-Bengtson | Management | For | For |
| 1.3 | Elect Director Joseph J. Morgan | Management | For | For |
| 1.4 | Elect Director Elyse Mollner Stackhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BAZAARVOICE, INC.
MEETING DATE: OCT 22, 2013 | TICKER: BV SECURITY ID: 073271108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dev C. Ittycheria | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BBCN BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: BBCN SECURITY ID: 073295107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Cosso | Management | For | For |
| 1.2 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.3 | Elect Director Kevin S. Kim | Management | For | For |
| 1.4 | Elect Director Peter Y.S. Kim | Management | For | For |
| 1.5 | Elect Director Sang Hoon Kim | Management | For | For |
| 1.6 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.7 | Elect Director David P. Malone | Management | For | For |
| 1.8 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.9 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
BCB BANCORP, INC.
MEETING DATE: APR 24, 2014 | TICKER: BCBP SECURITY ID: 055298103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Ballance | Management | For | For |
| 1.2 | Elect Director Joseph J. Brogan | Management | For | For |
| 1.3 | Elect Director Donald Mindiak | Management | For | For |
| 1.4 | Elect Director August Pellegrini, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Richard W. Frost | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Stuart A. Randle | Management | For | For |
| 1.8 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BEAR STATE FINANCIAL INC
MEETING DATE: JUN 27, 2014 | TICKER: BSF SECURITY ID: 32020F303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dabbs Cavin | Management | For | Against |
| 1.2 | Elect Director K. Aaron Clark | Management | For | For |
| 1.3 | Elect Director Frank Conner | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director G. Brock Gearhart | Management | For | For |
| 1.6 | Elect Director John P. Hammerschmidt | Management | For | For |
| 1.7 | Elect Director O. Fitzgerald Hill | Management | For | For |
| 1.8 | Elect Director Richard N. Massey | Management | For | Against |
| 1.9 | Elect Director John H. Hendrix | Management | For | For |
| 1.10 | Elect Director Daniel C. Horton | Management | For | Against |
| 1.11 | Elect Director Ian R. Vaughan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEASLEY BROADCAST GROUP, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BBGI SECURITY ID: 074014101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George G. Beasley | Management | For | Withhold |
| 1.2 | Elect Director Bruce G. Beasley | Management | For | Withhold |
| 1.3 | Elect Director Caroline Beasley | Management | For | Withhold |
| 1.4 | Elect Director Brian E. Beasley | Management | For | Withhold |
| 1.5 | Elect Director Joe B. Cox | Management | For | For |
| 1.6 | Elect Director Allen B. Shaw | Management | For | Withhold |
| 1.7 | Elect Director Mark S. Fowler | Management | For | For |
| 1.8 | Elect Director Herbert W. McCord | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEBE STORES, INC.
MEETING DATE: NOV 22, 2013 | TICKER: BEBE SECURITY ID: 075571109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Manny Mashouf | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director Steve Birkhold | Management | For | For |
| 1.4 | Elect Director Cynthia Cohen | Management | For | For |
| 1.5 | Elect Director Corrado Federico | Management | For | For |
| 1.6 | Elect Director Narender (Narry) Singh | Management | For | For |
| 1.7 | Elect Director Caden Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEL FUSE INC.
MEETING DATE: MAY 13, 2014 | TICKER: BELFB SECURITY ID: 077347201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avi Eden | Management | For | For |
| 1.2 | Elect Director Robert H. Simandl | Management | For | Withhold |
| 1.3 | Elect Director Norman Yeung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENEFICIAL MUTUAL BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: BNCL SECURITY ID: 08173R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard P. Cuddy | Management | For | For |
| 1.2 | Elect Director Frank A. Farnesi | Management | For | For |
| 1.3 | Elect Director Thomas J. Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENEFITFOCUS, INC.
MEETING DATE: JUN 07, 2014 | TICKER: BNFT SECURITY ID: 08180D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn A. Jenkins | Management | For | Withhold |
| 1.2 | Elect Director Joseph P. DiSabato | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
BG MEDICINE, INC.
MEETING DATE: JUN 03, 2014 | TICKER: BGMD SECURITY ID: 08861T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephane Bancel | Management | For | For |
| 1b | Elect Director Paul R. Sohmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BGC PARTNERS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: BGCP SECURITY ID: 05541T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard W. Lutnick | Management | For | Withhold |
| 1.2 | Elect Director John H. Dalton | Management | For | Withhold |
| 1.3 | Elect Director Stephen T. Curwood | Management | For | Withhold |
| 1.4 | Elect Director Albert M. Weis | Management | For | Withhold |
| 1.5 | Elect Director William J. Moran | Management | For | For |
| 1.6 | Elect Director Linda A. Bell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BGS ACQUISITION CORP
MEETING DATE: SEP 13, 2013 | TICKER: BGSC SECURITY ID: G1082J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to the Memorandum and Articles of Association Re: Extension Amendment | Management | For | Against |
| 2 | Approve Amendments to the Memorandum and Articles of Association Re: IMTA Amendment | Management | For | Against |
| |
|---|
BIG 5 SPORTING GOODS CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: BGFV SECURITY ID: 08915P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
| 1.2 | Elect Director Steven G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIND THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BIND SECURITY ID: 05548N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIO-REFERENCE LABORATORIES, INC.
MEETING DATE: JUL 11, 2013 | TICKER: BRLI SECURITY ID: 09057G602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc D. Grodman | Management | For | For |
| 1.2 | Elect Director Howard Dubinett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIODELIVERY SCIENCES INTERNATIONAL, INC.
MEETING DATE: JUL 18, 2013 | TICKER: BDSI SECURITY ID: 09060J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Sirgo | Management | For | For |
| 1.2 | Elect Director John J. Shea | Management | For | For |
| 1.3 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSANTE PHARMACEUTICALS, INC.
MEETING DATE: JUL 17, 2013 | TICKER: BPAX SECURITY ID: 09065V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia H. Nguyen | Management | For | For |
| 1.8 | Elect Director Richard L. Robbins | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 24, 2014 | TICKER: BSTC SECURITY ID: 090931106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toby Wegman | Management | For | Withhold |
| 1.2 | Elect Director Mark Wegman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOTA PHARMACEUTICALS, INC.
MEETING DATE: NOV 12, 2013 | TICKER: BOTA SECURITY ID: 090694100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell H. Plumb | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 1.3 | Elect Director Geoffrey F. Cox | Management | For | For |
| 1.4 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.5 | Elect Director Richard Hill | Management | For | For |
| 1.6 | Elect Director John P. Richard | Management | For | For |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOTELEMETRY, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BEAT SECURITY ID: 090672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Ahrens | Management | For | For |
| 1.2 | Elect Director Joseph H. Capper | Management | For | For |
| 1.3 | Elect Director Joseph A. Frick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: BJRI SECURITY ID: 09180C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director Patrick Walsh | Management | For | For |
| 1.6 | Elect Director Peter A. Bassi | Management | For | For |
| 1.7 | Elect Director Mark A. McEachen | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.9 | Elect Director Noah Elbogen | Management | For | For |
| 1.10 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.11 | Elect Director Wesley A. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACK BOX CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: BBOX SECURITY ID: 091826107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Crouch | Management | For | For |
| 1.2 | Elect Director Thomas W. Golonski | Management | For | For |
| 1.3 | Elect Director Thomas G. Greig | Management | For | For |
| 1.4 | Elect Director John S. Heller | Management | For | For |
| 1.5 | Elect Director William H. Hernandez | Management | For | For |
| 1.6 | Elect Director Michael McAndrew | Management | For | For |
| 1.7 | Elect Director Edward A. Nicholson | Management | For | For |
| 1.8 | Elect Director Joel T. Trammell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACK DIAMOND, INC.
MEETING DATE: JUN 05, 2014 | TICKER: BDE SECURITY ID: 09202G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren B. Kanders | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Schiller | Management | For | Withhold |
| 1.3 | Elect Director Peter R. Metcalf | Management | For | Withhold |
| 1.4 | Elect Director Donald L. House | Management | For | Withhold |
| 1.5 | Elect Director Nicholas Sokolow | Management | For | Withhold |
| 1.6 | Elect Director Michael A. Henning | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 23, 2014 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Chou | Management | For | For |
| 1.2 | Elect Director Joyce M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBERRY LIMITED
MEETING DATE: JUN 19, 2014 | TICKER: BB SECURITY ID: 09228F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Timothy Dattels | Management | For | For |
| 1.3 | Elect Director Claudia Kotchka | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Approve Deferred Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
BLACKHAWK NETWORK HOLDINGS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HAWK SECURITY ID: 09238E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Mackenzie | Management | For | For |
| 1.2 | Elect Director Lawrence F. Probst, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 29, 2014 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Mark E. Nunnelly | Management | For | Withhold |
| 1.4 | Elect Director Chris T. Sullivan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth Huebner | Management | For | For |
| 1.2 | Elect Director Andrew Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUE NILE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NILE SECURITY ID: 09578R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mindy Meads | Management | For | For |
| 1.2 | Elect Director Scott Howe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Nick Leschly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEKNIGHT ENERGY PARTNERS, L.P.
MEETING DATE: JUN 23, 2014 | TICKER: BKEP SECURITY ID: 09625U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BLUEPHOENIX SOLUTIONS LTD.
MEETING DATE: DEC 26, 2013 | TICKER: BPHX SECURITY ID: M20157117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Melvin L. Keating as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Thomas J. Jurewicz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Harel Kodesh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint BDO Ziv Haft as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 24, 2013 | TICKER: BMC SECURITY ID: 055921100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BNC BANCORP
MEETING DATE: MAY 20, 2014 | TICKER: BNCN SECURITY ID: 05566T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Coltrane, Jr. | Management | For | For |
| 1.2 | Elect Director Richard F. Wood | Management | For | For |
| 1.3 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.4 | Elect Director Elaine M. Lyerly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOB EVANS FARMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: BOBE SECURITY ID: 096761101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry C. Corbin | Management | For | For |
| 1b | Elect Director Steven A. Davis | Management | For | For |
| 1c | Elect Director Michael J. Gasser | Management | For | For |
| 1d | Elect Director E. Gordon Gee | Management | For | For |
| 1e | Elect Director E.W. (Bill) Ingram, III | Management | For | For |
| 1f | Elect Director Mary Kay Haben | Management | For | For |
| 1g | Elect Director Cheryl L. Krueger | Management | For | For |
| 1h | Elect Director G. Robert Lucas | Management | For | For |
| 1i | Elect Director Eileen A. Mallesch | Management | For | For |
| 1j | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BODY CENTRAL CORP.
MEETING DATE: MAY 14, 2014 | TICKER: BODY SECURITY ID: 09689U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna R. Ecton | Management | For | For |
| 1.2 | Elect Director Scott M. Gallin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BOFI HOLDING, INC.
MEETING DATE: OCT 24, 2013 | TICKER: BOFI SECURITY ID: 05566U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Argalas | Management | For | For |
| 1.2 | Elect Director James J. Court | Management | For | For |
| 1.3 | Elect Director Edward J. Ratinoff | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOINGO WIRELESS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: WIFI SECURITY ID: 09739C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chuck Davis | Management | For | For |
| 1.2 | Elect Director Michael Finley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOK FINANCIAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: BOKF SECURITY ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Allen | Management | For | For |
| 1.2 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.3 | Elect Director C. Fred Ball, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon J. Bell | Management | For | For |
| 1.5 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.6 | Elect Director Steven G. Bradshaw | Management | For | Withhold |
| 1.7 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.9 | Elect Director Daniel H. Ellinor | Management | For | Withhold |
| 1.10 | Elect Director John W. Gibson | Management | For | For |
| 1.11 | Elect Director David F. Griffin | Management | For | For |
| 1.12 | Elect Director V. Burns Hargis | Management | For | For |
| 1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
| 1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
| 1.15 | Elect Director George B. Kaiser | Management | For | Withhold |
| 1.16 | Elect Director Robert J. LaFortune | Management | For | For |
| 1.17 | Elect Director Stanley A. Lybarger | Management | For | Withhold |
| 1.18 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.19 | Elect Director E.C. Richards | Management | For | For |
| 1.20 | Elect Director John Richels | Management | For | For |
| 1.21 | Elect Director Michael C. Turpen | Management | For | For |
| 1.22 | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOLT TECHNOLOGY CORPORATION
MEETING DATE: NOV 26, 2013 | TICKER: BOLT SECURITY ID: 097698104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Espeso | Management | For | For |
| 1.2 | Elect Director Michael C. Hedger | Management | For | For |
| 1.3 | Elect Director Stephen F. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BONA FILM GROUP LTD.
MEETING DATE: DEC 27, 2013 | TICKER: BONA SECURITY ID: 09777B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Adoption of Audited Financial Statements | Management | For | For |
| 2 | Approve Ratification of the Appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
BOOKS-A-MILLION, INC.
MEETING DATE: MAY 30, 2014 | TICKER: BAMM SECURITY ID: 098570104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terry C. Anderson | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 16, 2014 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton G. Deutsch | Management | For | For |
| 1.2 | Elect Director Deborah F. Kuenstner | Management | For | For |
| 1.3 | Elect Director Daniel P. Nolan | Management | For | For |
| 1.4 | Elect Director Brian G. Shapiro | Management | For | For |
| 1.5 | Elect Director William J. Shea | Management | For | For |
| 1.6 | Elect Director Stephen M. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BOTTOMLINE TECHNOLOGIES (DE), INC.
MEETING DATE: NOV 14, 2013 | TICKER: EPAY SECURITY ID: 101388106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Loomis | Management | For | Withhold |
| 1.2 | Elect Director Daniel M. McGurl | Management | For | Withhold |
| 1.3 | Elect Director Jennifer M. Gray | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BOULDER BRANDS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: BDBD SECURITY ID: 101405108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Director Gerald J. 'Bud' Laber | Management | For | Withhold |
| 1.3 | Elect Director James B. Leighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BBRG SECURITY ID: 10567B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alton F. ('Rick') Doody, III | Management | For | For |
| 1B | Elect Director David B. Pittaway | Management | For | For |
| 1C | Elect Director Harold O. Rosser, II | Management | For | For |
| 1D | Elect Director Fortunato N. Valenti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BREITBURN ENERGY PARTNERS L.P.
MEETING DATE: JUN 19, 2014 | TICKER: BBEP SECURITY ID: 106776107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall H. Breitenbach | Management | For | For |
| 1.2 | Elect Director David B. Kilpatrick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGE BANCORP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BDGE SECURITY ID: 108035106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles I. Massoud | Management | For | For |
| 1.2 | Elect Director Raymond A. Nielsen | Management | For | For |
| 1.3 | Elect Director Kevin M. O'Connor | Management | For | For |
| 1.4 | Elect Director Thomas J. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 28, 2014 | TICKER: BBNK SECURITY ID: 108030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.9 | Elect Director Thomas A. Sa | Management | For | For |
| 1.10 | Elect Director Terry Schwakopf | Management | For | For |
| 1.11 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGFORD FOODS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: BRID SECURITY ID: 108763103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Bridgford | Management | For | Withhold |
| 1.2 | Elect Director Allan Bridgford, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Bruce H. Bridgford | Management | For | Withhold |
| 1.4 | Elect Director John V. Simmons | Management | For | Withhold |
| 1.5 | Elect Director Todd C. Andrews | Management | For | For |
| 1.6 | Elect Director D. Gregory Scott | Management | For | For |
| 1.7 | Elect Director Raymond F. Lancy | Management | For | Withhold |
| 1.8 | Elect Director Paul R. Zippwald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTCOVE INC.
MEETING DATE: MAY 06, 2014 | TICKER: BCOV SECURITY ID: 10921T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Mendels | Management | For | For |
| 1.2 | Elect Director Derek Harrar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bernardi | Management | For | For |
| 1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROADVISION, INC.
MEETING DATE: JUN 04, 2014 | TICKER: BVSN SECURITY ID: 111412706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pehong Chen | Management | For | For |
| 1.2 | Elect Director James D. Dixon | Management | For | For |
| 1.3 | Elect Director Robert Lee | Management | For | For |
| 1.4 | Elect Director Francois Stieger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADWIND ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: BWEN SECURITY ID: 11161T207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles H. Beynon | Management | For | For |
| 1.2 | Elect Director Peter C. Duprey | Management | For | For |
| 1.3 | Elect Director William T. Fejes, Jr. | Management | For | For |
| 1.4 | Elect Director Terence P. Fox | Management | For | For |
| 1.5 | Elect Director David P. Reiland | Management | For | For |
| 1.6 | Elect Director Thomas A. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 08, 2014 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Boles Fitzgerald | Management | For | For |
| 1.2 | Elect Director Bogdan Nowak | Management | For | For |
| 1.3 | Elect Director Merrill W. Sherman | Management | For | For |
| 1.4 | Elect Director Peter O. Wilde | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: FEB 05, 2014 | TICKER: BRKS SECURITY ID: 114340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robyn C. Davis | Management | For | For |
| 1.3 | Elect Director Joseph R. Martin | Management | For | For |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.6 | Elect Director Kirk P. Pond | Management | For | For |
| 1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.9 | Elect Director Mark S. Wrighton | Management | For | For |
| 1.10 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen W. Fesik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRYN MAWR BANK CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: BMTC SECURITY ID: 117665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis J. Leto | Management | For | For |
| 1.2 | Elect Director Britton H. Murdoch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BSB BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BLMT SECURITY ID: 05573H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Warren Farrell | Management | For | For |
| 1.2 | Elect Director John A. Greene | Management | For | For |
| 1.3 | Elect Director Paul E. Petry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BSD MEDICAL CORPORATION
MEETING DATE: FEB 06, 2014 | TICKER: BSDM SECURITY ID: 055662100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy C. McQuay | Management | For | Withhold |
| 1.2 | Elect Director Harold R. Wolcott | Management | For | For |
| 1.3 | Elect Director Gerhard W. Sennewald | Management | For | For |
| 1.4 | Elect Director Michael Nobel | Management | For | Withhold |
| 1.5 | Elect Director Douglas P. Boyd | Management | For | Withhold |
| 1.6 | Elect Director Steven G. Stewart | Management | For | Withhold |
| 1.7 | Elect Director Damian E. Dupuy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BTU INTERNATIONAL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: BTUI SECURITY ID: 056032105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. van der Wansem | Management | For | For |
| 1.2 | Elect Director G. Mead Wyman | Management | For | For |
| 1.3 | Elect Director J. Samuel Parkhill | Management | For | For |
| 1.4 | Elect Director Joseph F. Wrinn | Management | For | For |
| 1.5 | Elect Director Bertrand Loy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BWLD SECURITY ID: 119848109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul S. Levy | Management | For | Withhold |
| 1.2 | Elect Director David A. Barr | Management | For | Withhold |
| 1.3 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.4 | Elect Director Craig A. Steinke | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BURCON NUTRASCIENCE CORPORATION
MEETING DATE: SEP 11, 2013 | TICKER: BU SECURITY ID: 120831102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan Yap | Management | For | Withhold |
| 1.2 | Elect Director Rosanna Chau | Management | For | For |
| 1.3 | Elect Director David Lorne John Tyrrell | Management | For | For |
| 1.4 | Elect Director Alan Chan | Management | For | For |
| 1.5 | Elect Director Matthew Hall | Management | For | For |
| 1.6 | Elect Director J. Douglas Gilpin | Management | For | For |
| 1.7 | Elect Director Bradford Allen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Proxyholder to Vote on Any Amendments Identified in the Notice of Meeting | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
C&F FINANCIAL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: CFFI SECURITY ID: 12466Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. P. Causey Jr. | Management | For | For |
| 1.2 | Elect Director Barry R. Chernack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CA, INC.
MEETING DATE: JUL 31, 2013 | TICKER: CA SECURITY ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jens Alder | Management | For | For |
| 1B | Elect Director Raymond J. Bromark | Management | For | For |
| 1C | Elect Director Gary J. Fernandes | Management | For | For |
| 1D | Elect Director Michael P. Gregoire | Management | For | For |
| 1E | Elect Director Rohit Kapoor | Management | For | For |
| 1F | Elect Director Kay Koplovitz | Management | For | For |
| 1G | Elect Director Christopher B. Lofgren | Management | For | For |
| 1H | Elect Director Richard Sulpizio | Management | For | For |
| 1I | Elect Director Laura S. Unger | Management | For | For |
| 1J | Elect Director Arthur F. Weinbach | Management | For | For |
| 1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 04, 2014 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Birgeneau | Management | For | For |
| 1.2 | Elect Director Steven V. Wilkinson | Management | For | For |
| 1.3 | Elect Director Bailing Xia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CACHE, INC.
MEETING DATE: AUG 14, 2013 | TICKER: CACH SECURITY ID: 127150308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Margolis | Management | For | For |
| 1.2 | Elect Director Gene G. Gage | Management | For | For |
| 1.3 | Elect Director Michael F. Price | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Robert C. Grayson | Management | For | For |
| 1.6 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Change State of Incorporation [Florida to Delaware] | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CACHE, INC.
MEETING DATE: JUN 09, 2014 | TICKER: CACH SECURITY ID: 127150308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Margolis | Management | For | For |
| 1.2 | Elect Director Gene G. Gage | Management | For | For |
| 1.3 | Elect Director Michael F. Price | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Robert C. Grayson | Management | For | For |
| 1.6 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CDNS SECURITY ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director James D. Plummer | Management | For | For |
| 1.3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.4 | Elect Director George M. Scalise | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Roger S. Siboni | Management | For | For |
| 1.7 | Elect Director Young K. Sohn | Management | For | For |
| 1.8 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CADIZ INC.
MEETING DATE: NOV 14, 2013 | TICKER: CDZI SECURITY ID: 127537207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Brackpool | Management | For | For |
| 1.2 | Elect Director Stephen E. Courter | Management | For | For |
| 1.3 | Elect Director Geoffrey Grant | Management | For | For |
| 1.4 | Elect Director Winston Hickox | Management | For | For |
| 1.5 | Elect Director Murray H. Hutchison | Management | For | For |
| 1.6 | Elect Director Raymond J. Pacini | Management | For | For |
| 1.7 | Elect Director Bryant R. Riley | Management | For | For |
| 1.8 | Elect Director Timothy J. Shaheen | Management | For | For |
| 1.9 | Elect Director Scott S. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CADIZ INC.
MEETING DATE: JUN 10, 2014 | TICKER: CDZI SECURITY ID: 127537207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Brackpool | Management | For | For |
| 1.2 | Elect Director Stephen E. Courter | Management | For | For |
| 1.3 | Elect Director Geoffrey Grant | Management | For | For |
| 1.4 | Elect Director Winston Hickox | Management | For | For |
| 1.5 | Elect Director Murray H. Hutchison | Management | For | For |
| 1.6 | Elect Director Raymond J. Pacini | Management | For | For |
| 1.7 | Elect Director Bryant R. Riley | Management | For | For |
| 1.8 | Elect Director Timothy J. Shaheen | Management | For | For |
| 1.9 | Elect Director Scott S. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAESARS ACQUISITION COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: CACQ SECURITY ID: 12768T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Beilinson | Management | For | For |
| 1.2 | Elect Director Philip Erlanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CAESARS ENTERTAINMENT CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CZR SECURITY ID: 127686103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Davis | Management | For | Withhold |
| 1.2 | Elect Director Eric Press | Management | For | Withhold |
| 1.3 | Elect Director David Sambur | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAESARSTONE SDOT-YAM LTD.
MEETING DATE: DEC 19, 2013 | TICKER: CSTE SECURITY ID: M20598104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Maxim Ohana as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Eitan Shachar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Boaz Shani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Gal Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Elect Ram Belnikov as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Compensation of Directors of the Company | Management | For | For |
| 3 | Approve Conditions for the Extension, Renewal, and Entering nto a New Insurance Policy for Directors and Officers of the Company officers? liability | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 7 | Other Business (Voting), If Relevant | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAESARSTONE SDOT-YAM LTD.
MEETING DATE: FEB 21, 2014 | TICKER: CSTE SECURITY ID: M20598104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Avner Naveh as Director Until the Next Annual Meeting | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 3 | Approve Compensation of Avner Naveh, Incoming Director | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAFEPRESS INC.
MEETING DATE: MAY 15, 2014 | TICKER: PRSS SECURITY ID: 12769A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Douglas M. Leone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAL-MAINE FOODS, INC.
MEETING DATE: OCT 04, 2013 | TICKER: CALM SECURITY ID: 128030202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
| 1.2 | Elect Director Timothy A. Dawson | Management | For | Withhold |
| 1.3 | Elect Director Letitia C. Hughes | Management | For | For |
| 1.4 | Elect Director Sherman L. Miller | Management | For | Withhold |
| 1.5 | Elect Director James E. Poole | Management | For | For |
| 1.6 | Elect Director Steve W. Sanders | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALAMOS ASSET MANAGEMENT, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CLMS SECURITY ID: 12811R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Black | Management | For | For |
| 1.2 | Elect Director Thomas F. Eggers | Management | For | For |
| 1.3 | Elect Director Richard W. Gilbert | Management | For | For |
| 1.4 | Elect Director Keith M. Schappert | Management | For | For |
| 1.5 | Elect Director William N. Shiebler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CALAMP CORP.
MEETING DATE: JUL 25, 2013 | TICKER: CAMP SECURITY ID: 128126109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Perna, Jr. | Management | For | For |
| 1.2 | Elect Director Kimberly Alexy | Management | For | For |
| 1.3 | Elect Director Michael Burdiek | Management | For | For |
| 1.4 | Elect Director A.J. 'Bert' Moyer | Management | For | For |
| 1.5 | Elect Director Thomas Pardun | Management | For | For |
| 1.6 | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 23, 2014 | TICKER: CVGW SECURITY ID: 128246105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | Withhold |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director James D. Helin | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | Withhold |
| 1.5 | Elect Director Marc L. Brown | Management | For | Withhold |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | Withhold |
| 1.8 | Elect Director J. Link Leavens | Management | For | Withhold |
| 1.9 | Elect Director Dorcas H. Thille (McFarlane) | Management | For | Withhold |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | Withhold |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALIFORNIA FIRST NATIONAL BANCORP
MEETING DATE: NOV 19, 2013 | TICKER: CFNB SECURITY ID: 130222102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Paddon | Management | For | Withhold |
| 1.2 | Elect Director Glen T. Tsuma | Management | For | Withhold |
| 1.3 | Elect Director Michael H. Lowry | Management | For | For |
| 1.4 | Elect Director Harris Ravine | Management | For | For |
| 1.5 | Elect Director Danilo Cacciamatta | Management | For | For |
| |
|---|
CALLIDUS SOFTWARE INC.
MEETING DATE: JUN 11, 2014 | TICKER: CALD SECURITY ID: 13123E500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William B. Binch | Management | For | For |
| 1b | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1c | Elect Director Michele Vion | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAMBIUM LEARNING GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ABCD SECURITY ID: 13201A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Bainbridge | Management | For | Withhold |
| 1.2 | Elect Director Walter G. Bumphus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Certificate of Incorporation to Modify the Number of Directors and Declassify the Board of Directors of the Company | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CAMCO FINANCIAL CORPORATION
MEETING DATE: FEB 19, 2014 | TICKER: CAFI SECURITY ID: 132618109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CAMDEN NATIONAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CAC SECURITY ID: 133034108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Campbell | Management | For | Withhold |
| 1.2 | Elect Director Craig S. Gunderson | Management | For | For |
| 1.3 | Elect Director John W. Holmes | Management | For | For |
| 1.4 | Elect Director John M. Rohman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAMTEK LTD.
MEETING DATE: JUL 16, 2013 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Rafi Amit as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Yotam Stern as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Eran Bendoly as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Approve Stock/Cash Award to Rafi Amit (Active Chairman) | Management | For | Against |
| 2.2 | Approve Stock/Cash Award to Roy Porat (CEO) | Management | For | Against |
| 2.3 | Approve Stock/Cash Award to Yotam Stern (VP Business & Strategy) | Management | For | Against |
| 3 | Reappoint Somekh Chaikin, a member firm of KPMG International, and Raveh Ravid as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 4 | Discuss Financial Statements and Auditor's Report for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
CAMTEK LTD.
MEETING DATE: OCT 14, 2013 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Re-Approve Employment and Compensation Structure of Active Chairman of the Board of Directors | Management | For | For |
| 3 | Approve Grant of Cash bonus and Equity Compensation for Active Chairman of the Board of Directors for 2013 | Management | For | For |
| 4 | Approve Grant of Cash Bonus and Equity Compensation for CEO for 2013 | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAMTEK LTD.
MEETING DATE: MAR 27, 2014 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Rafi Amit, Active Chairman, to Assume Responsibilities Previously Held by Roy Porat, Outgoing CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 23, 2014 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CANCER GENETICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CGIX SECURITY ID: 13739U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Pappajohn | Management | For | For |
| 1.2 | Elect Director Panna L. Sharma | Management | For | For |
| 1.3 | Elect Director Keith L. Brownlie | Management | For | For |
| 1.4 | Elect Director Edmund Cannon | Management | For | For |
| 1.5 | Elect Director Raju S. K. Chaganti | Management | For | For |
| 1.6 | Elect Director Franklyn G. Prendergast | Management | For | For |
| 1.7 | Elect Director Paul R. Rothman | Management | For | For |
| 1.8 | Elect Director Michael J. Welsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CAPE BANCORP, INC.
MEETING DATE: APR 28, 2014 | TICKER: CBNJ SECURITY ID: 139209100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Agostino R. Fabietti | Management | For | For |
| 1.2 | Elect Director Roy Goldberg | Management | For | For |
| 1.3 | Elect Director James J. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPELLA EDUCATION COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: CPLA SECURITY ID: 139594105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.2 | Elect Director Michael A. Linton | Management | For | For |
| 1.3 | Elect Director Michael L. Lomax | Management | For | For |
| 1.4 | Elect Director Jody G. Miller | Management | For | For |
| 1.5 | Elect Director Stephen G. Shank | Management | For | For |
| 1.6 | Elect Director Andrew M. Slavitt | Management | For | For |
| 1.7 | Elect Director David W. Smith | Management | For | For |
| 1.8 | Elect Director Jeffrey W. Taylor | Management | For | For |
| 1.9 | Elect Director Darrell R. Tukua | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CAPITAL BANK FINANCIAL CORP.
MEETING DATE: JUN 05, 2014 | TICKER: CBF SECURITY ID: 139794101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha M. Bachman | Management | For | For |
| 1.2 | Elect Director Richard M. DeMartini | Management | For | For |
| 1.3 | Elect Director Peter N. Foss | Management | For | For |
| 1.4 | Elect Director William A. Hodges | Management | For | For |
| 1.5 | Elect Director Oscar A. Keller, III | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kirt | Management | For | For |
| 1.7 | Elect Director Marc D. Oken | Management | For | For |
| 1.8 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.9 | Elect Director William G. Ward, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL CITY BANK GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: CCBG SECURITY ID: 139674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Barron | Management | For | For |
| 1.2 | Elect Director J. Everitt Drew | Management | For | For |
| 1.3 | Elect Director Lina S. Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL PRODUCT PARTNERS LP
MEETING DATE: JUL 22, 2013 | TICKER: CPLP SECURITY ID: Y11082107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Keith Forman as Director | Management | For | For |
| 1.2 | Elect Evangelos G. Bairactaris as Director | Management | For | Withhold |
| |
|---|
CAPITAL SOUTHWEST CORPORATION
MEETING DATE: JUL 15, 2013 | TICKER: CSWC SECURITY ID: 140501107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Armes | Management | For | For |
| 1.2 | Elect Director Samuel B. Ligon | Management | For | For |
| 1.3 | Elect Director Gary L. Martin | Management | For | For |
| 1.4 | Elect Director T . Duane Morgan | Management | For | For |
| 1.5 | Elect Director Richard F . Strup | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CAPITALA FINANCE CORP.
MEETING DATE: MAY 08, 2014 | TICKER: CPTA SECURITY ID: 14054R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Charles Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITOL FEDERAL FINANCIAL, INC.
MEETING DATE: JAN 21, 2014 | TICKER: CFFN SECURITY ID: 14057J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. McCoy | Management | For | For |
| 1.3 | Elect Director Marilyn S. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPSTONE TURBINE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: CPST SECURITY ID: 14067D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Simon | Management | For | For |
| 1.2 | Elect Director Richard K. Atkinson | Management | For | For |
| 1.3 | Elect Director John V. Jaggers | Management | For | For |
| 1.4 | Elect Director Darren R. Jamison | Management | For | For |
| 1.5 | Elect Director Noam Lotan | Management | For | For |
| 1.6 | Elect Director Gary J. Mayo | Management | For | For |
| 1.7 | Elect Director Eliot G. Protsch | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Darrell J. Wilk | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARBONITE, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CARB SECURITY ID: 141337105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Friend | Management | For | For |
| 1.2 | Elect Director Todd Krasnow | Management | For | For |
| 1.3 | Elect Director Jeffry Flowers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CARDICA, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CRDC SECURITY ID: 14141R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard A. Hausen | Management | For | For |
| 1.2 | Elect Director Kevin T. Larkin | Management | For | For |
| 1.3 | Elect Director Richard P. Powers | Management | For | For |
| 1.4 | Elect Director Jeffrey L. Purvin | Management | For | For |
| 1.5 | Elect Director John Simon | Management | For | For |
| 1.6 | Elect Director William H. Younger, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARDINAL FINANCIAL CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: CFNL SECURITY ID: 14149F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara B. Lang | Management | For | For |
| 1.2 | Elect Director B. G. Beck | Management | For | For |
| 1.3 | Elect Director William G. Buck | Management | For | For |
| 1.4 | Elect Director Sidney O. Dewberry | Management | For | For |
| 1.5 | Elect Director William E. Peterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: JUN 16, 2014 | TICKER: COM SECURITY ID: 14159U301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Rieder | Management | For | For |
| 1.2 | Elect Director Peter W. Roberts | Management | For | For |
| 1.3 | Elect Director Harold H. Shlevin | Management | For | For |
| 1.4 | Elect Director Richard M. Glickman | Management | For | For |
| 1.5 | Elect Director William L. Hunter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| |
|---|
CARDIONET, INC.
MEETING DATE: JUL 25, 2013 | TICKER: BEAT SECURITY ID: 14159L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2.1 | Elect Director Eric N. Prystowsky | Management | For | For |
| 2.2 | Elect Director Rebecca W. Rimel | Management | For | For |
| 2.3 | Elect Director Robert J. Rubin | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARDIOVASCULAR SYSTEMS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CSII SECURITY ID: 141619106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Scott Ward | Management | For | For |
| 1.3 | Elect Director Leslie L. Trigg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARDTRONICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: CATM SECURITY ID: 14161H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge M. Diaz | Management | For | For |
| 1.2 | Elect Director G. Patrick Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CECO SECURITY ID: 141665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Caldera | Management | For | For |
| 1.2 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1.3 | Elect Director David W. Devonshire | Management | For | For |
| 1.4 | Elect Director Patrick W. Gross | Management | For | For |
| 1.5 | Elect Director Gregory L. Jackson | Management | For | For |
| 1.6 | Elect Director Thomas B. Lally | Management | For | For |
| 1.7 | Elect Director Ronald D. McCray | Management | For | For |
| 1.8 | Elect Director Scott W. Steffey | Management | For | For |
| 1.9 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARMIKE CINEMAS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CKEC SECURITY ID: 143436400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland C. Smith | Management | For | For |
| 1.2 | Elect Director Mark R. Bell | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Berkman | Management | For | For |
| 1.4 | Elect Director Sean T. Erwin | Management | For | For |
| 1.5 | Elect Director James A. Fleming | Management | For | For |
| 1.6 | Elect Director Alan J. Hirschfield | Management | For | For |
| 1.7 | Elect Director S. David Passman, III | Management | For | For |
| 1.8 | Elect Director Patricia A. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARROLS RESTAURANT GROUP, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TAST SECURITY ID: 14574X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton E. Wilhite | Management | For | Withhold |
| 1.2 | Elect Director Joel M. Handel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CASCADE BANCORP
MEETING DATE: MAY 16, 2014 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CASCADE BANCORP
MEETING DATE: JUN 09, 2014 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerol E. Andres | Management | For | For |
| 1.2 | Elect Director Chris C. Casciato | Management | For | For |
| 1.3 | Elect Director Michael J. Connolly | Management | For | For |
| 1.4 | Elect Director Henry H. Hewitt | Management | For | For |
| 1.5 | Elect Director J. LaMont Keen | Management | For | For |
| 1.6 | Elect Director James B. Lockhart, III | Management | For | For |
| 1.7 | Elect Director Patricia L. Moss | Management | For | For |
| 1.8 | Elect Director Ryan R. Patrick | Management | For | For |
| 1.9 | Elect Director Thomas M. Wells | Management | For | For |
| 1.10 | Elect Director Terry E. Zink | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASCADE MICROTECH, INC.
MEETING DATE: MAY 09, 2014 | TICKER: CSCD SECURITY ID: 147322101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Raymond A. Link | Management | For | For |
| 1.3 | Elect Director Martin L. Rapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASELLA WASTE SYSTEMS, INC.
MEETING DATE: OCT 16, 2013 | TICKER: CWST SECURITY ID: 147448104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael K. Burke | Management | For | Withhold |
| 1.2 | Elect Director James F. Callahan Jr. | Management | For | Withhold |
| 1.3 | Elect Director Douglas R. Casella | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 13, 2013 | TICKER: CASY SECURITY ID: 147528103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnny Danos | Management | For | For |
| 1.2 | Elect Director H. Lynn Horak | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Lamberti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 21, 2014 | TICKER: CASS SECURITY ID: 14808P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.2 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CATALYST PHARMACEUTICAL PARTNERS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CPRX SECURITY ID: 14888U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. McEnany | Management | For | Withhold |
| 1.2 | Elect Director Philip H. Coelho | Management | For | Withhold |
| 1.3 | Elect Director Hubert E. Huckel | Management | For | Withhold |
| 1.4 | Elect Director Charles B. O'Keeffe | Management | For | Withhold |
| 1.5 | Elect Director David S. Tierney | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CATAMARAN CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: CTRX SECURITY ID: 148887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven D. Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 12, 2014 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Chung | Management | For | For |
| 1.2 | Elect Director Felix S. Fernandez | Management | For | For |
| 1.3 | Elect Director Patrick S.D. Lee | Management | For | For |
| 1.4 | Elect Director Ting Y. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAVCO INDUSTRIES, INC.
MEETING DATE: JUL 11, 2013 | TICKER: CVCO SECURITY ID: 149568107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Greenblatt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 19, 2014 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director R. Eden Martin | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director Susan M. Phillips | Management | For | For |
| 1.10 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.11 | Elect Director Carole E. Stone | Management | For | For |
| 1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.13 | Elect Director Edward T. Tilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Alesio | Management | For | Withhold |
| 1.2 | Elect Director Barry K. Allen | Management | For | Withhold |
| 1.3 | Elect Director David W. Nelms | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CECO ENVIRONMENTAL CORP.
MEETING DATE: AUG 26, 2013 | TICKER: CECE SECURITY ID: 125141101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CECO ENVIRONMENTAL CORP.
MEETING DATE: MAY 15, 2014 | TICKER: CECE SECURITY ID: 125141101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur Cape | Management | For | For |
| 1.2 | Elect Director Jason DeZwirek | Management | For | Withhold |
| 1.3 | Elect Director Eric M. Goldberg | Management | For | For |
| 1.4 | Elect Director Jeffrey Lang | Management | For | Withhold |
| 1.5 | Elect Director Lynn J. Lyall | Management | For | For |
| 1.6 | Elect Director Jonathan Pollack | Management | For | Withhold |
| 1.7 | Elect Director Seth Rudin | Management | For | For |
| 1.8 | Elect Director Donald A. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELATOR PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CPXX SECURITY ID: 15089R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott T. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph A. Mollica | Management | For | For |
| 1.3 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.4 | Elect Director Richard S. Kollender | Management | For | For |
| 1.5 | Elect Director Joseph M. Lobacki | Management | For | For |
| 1.6 | Elect Director Scott Morenstein | Management | For | For |
| 1.7 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Reduce Authorized Common and Preferred Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
CELL THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTIC SECURITY ID: 150934883
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director James A. Bianco | Management | For | For |
| 2.2 | Elect Director Karen Ignagni | Management | For | For |
| 2.3 | Elect Director Frederick W. Telling | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
CELLADON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: CLDN SECURITY ID: 15117E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter K. Honig | Management | For | For |
| 1.2 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELLULAR DYNAMICS INTERNATIONAL, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ICEL SECURITY ID: 15117V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Palay | Management | For | Withhold |
| 1.2 | Elect Director Thomas M. Palay | Management | For | Withhold |
| 1.3 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELSION CORPORATION
MEETING DATE: JUL 19, 2013 | TICKER: CLSN SECURITY ID: 15117N305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max E. Link | Management | For | For |
| 1.2 | Elect Director Michael H. Tardugno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | Against |
| |
|---|
CELSION CORPORATION
MEETING DATE: JUN 20, 2014 | TICKER: CLSN SECURITY ID: 15117N404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Augustine Chow | Management | For | For |
| 1.2 | Elect Director Frederick J. Fritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CEMPRA, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CEMP SECURITY ID: 15130J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Kent | Management | For | For |
| 1.2 | Elect Director Garheng Kong | Management | For | For |
| 1.3 | Elect Director P. Sherrill Neff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTER BANCORP, INC.
MEETING DATE: JUN 24, 2014 | TICKER: CNBC SECURITY ID: 151408101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander Bol | Management | For | For |
| 1.2 | Elect Director Lawrence B. Seidman | Management | For | For |
| 1.3 | Elect Director Anthony C. Weagley | Management | For | For |
| 1.4 | Elect Director Frederick Fish | Management | For | For |
| 1.5 | Elect Director Howard Kent | Management | For | For |
| 1.6 | Elect Director Nicholas Minoia | Management | For | For |
| 1.7 | Elect Director Harold Schechter | Management | For | For |
| 1.8 | Elect Director William Thompson | Management | For | For |
| 1.9 | Elect Director Raymond Vanaria | Management | For | For |
| 2 | Approve Acquisition | Management | For | For |
| 3 | Amend Certificate of Incorporation to Increase Authorized Shares of Common Stock and to Change Company Name to ConnectOne Bancorp, Inc. | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTERSTATE BANKS, INC.
MEETING DATE: APR 24, 2014 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Bingham | Management | For | For |
| 1.2 | Elect Director G. Robert Blanchard, Jr. | Management | For | For |
| 1.3 | Elect Director C. Dennis Carlton | Management | For | For |
| 1.4 | Elect Director John C. Corbett | Management | For | For |
| 1.5 | Elect Director Griffin A. Greene | Management | For | For |
| 1.6 | Elect Director Charles W. McPherson | Management | For | For |
| 1.7 | Elect Director G. Tierso Nunez, II | Management | For | For |
| 1.8 | Elect Director Thomas E. Oakley | Management | For | For |
| 1.9 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.10 | Elect Director William Knox Pou, Jr. | Management | For | For |
| 1.11 | Elect Director Joshua A. Snively | Management | For | Withhold |
| 1.12 | Elect Director Michael F. Ciferri | Management | For | For |
| 1.13 | Elect Director Daniel R. Richey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CENTERSTATE BANKS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
MEETING DATE: APR 14, 2014 | TICKER: CETV SECURITY ID: G20045202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
MEETING DATE: JUN 02, 2014 | TICKER: CETV SECURITY ID: G20045202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Billock | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Charles R. Frank, Jr. | Management | For | For |
| 1.4 | Elect Director Iris Knobloch | Management | For | For |
| 1.5 | Elect Director Alfred W. Langer | Management | For | For |
| 1.6 | Elect Director Bruce Maggin | Management | For | Withhold |
| 1.7 | Elect Director Parm Sandhu | Management | For | For |
| 1.8 | Elect Director Douglas S. Shapiro | Management | For | For |
| 1.9 | Elect Director Duco Sickinghe | Management | For | For |
| 1.10 | Elect Director Kelli Turner | Management | For | For |
| 1.11 | Elect Director Gerhard Zeiler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CENTRAL VALLEY COMMUNITY BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: CVCY SECURITY ID: 155685100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sidney B. Cox | Management | For | For |
| 1.2 | Elect Director Daniel N. Cunningham | Management | For | For |
| 1.3 | Elect Director Edwin S. Darden, Jr. | Management | For | For |
| 1.4 | Elect Director Daniel J. Doyle | Management | For | For |
| 1.5 | Elect Director Steven D. McDonald | Management | For | For |
| 1.6 | Elect Director Louis McMurray | Management | For | For |
| 1.7 | Elect Director Joseph B. Weirick | Management | For | For |
| 1.8 | Elect Director William S. Smittcamp | Management | For | For |
| 1.9 | Elect Director F.T. "Tommy" Elliot, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTURY ALUMINUM COMPANY
MEETING DATE: SEP 23, 2013 | TICKER: CENX SECURITY ID: 156431108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jarl Berntzen | Management | For | For |
| 1b | Elect Director Michael Bless | Management | For | For |
| 1c | Elect Director Daniel Goldberg | Management | For | Withhold |
| 1d | Elect Director Peter Jones | Management | For | For |
| 1e | Elect Director Andrew Michelmore | Management | For | For |
| 1f | Elect Director John O'Brien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURY CASINOS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CNTY SECURITY ID: 156492100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Hoetzinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CEPHEID
MEETING DATE: APR 22, 2014 | TICKER: CPHD SECURITY ID: 15670R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Easton | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERAGON NETWORKS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: CRNT SECURITY ID: M22013102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Stock and Cash Award to Executive | Management | For | For |
| 3 | Approve Compensation of Joseph Atsmon, an Independent Director | Management | For | For |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
CERES, INC.
MEETING DATE: MAR 07, 2014 | TICKER: CERE SECURITY ID: 156773103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Flavell | Management | For | For |
| 1.2 | Elect Director Richard Hamilton | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERUS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: CERS SECURITY ID: 157085101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy B. Anderson | Management | For | For |
| 1.2 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1.3 | Elect Director William M. Greenman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CESCA THERAPEUTICS INC.
MEETING DATE: APR 25, 2014 | TICKER: KOOL SECURITY ID: 157131103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig W. Moore | Management | For | For |
| 1.2 | Elect Director Patrick J. McEnany | Management | For | For |
| 1.3 | Elect Director Mahendra S. Rao | Management | For | For |
| 1.4 | Elect Director Robin C. Stracey | Management | For | For |
| 1.5 | Elect Director Matthew T. Plavan | Management | For | For |
| 1.6 | Elect Director Kenneth L. Harris | Management | For | For |
| 2 | Change Company Name and Proposal to Allow Electronic Distribution of Company Communications | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | Against |
| 4 | Eliminate Right to Act by Written Consent | Management | For | Against |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
CEVA, INC.
MEETING DATE: MAY 19, 2014 | TICKER: CEVA SECURITY ID: 157210105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.2 | Elect Director Zvi Limon | Management | For | For |
| 1.3 | Elect Director Bruce A. Mann | Management | For | For |
| 1.4 | Elect Director Peter McManamon | Management | For | For |
| 1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.6 | Elect Director Louis Silver | Management | For | For |
| 1.7 | Elect Director Dan Tocatly | Management | For | For |
| 1.8 | Elect Director Gideon Wertheizer | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CFS BANCORP, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CITZ SECURITY ID: 12525D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: SEP 27, 2013 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles Zhang as Director | Management | For | Against |
| 1.2 | Elect Tao Wang as Director | Management | For | Against |
| 1.3 | Elect Dave De Yang as Director | Management | For | For |
| 1.4 | Elect Xiao Chen as Director | Management | For | For |
| 1.5 | Elect Charles Sheung Wai Chan as Director | Management | For | For |
| 2 | Approve to Ratify the Appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's Auditor for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: JUN 27, 2014 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Zhang | Management | For | Against |
| 1.2 | Elect Director Tao Wang | Management | For | Against |
| 1.3 | Elect Director Dave De Yang | Management | For | For |
| 1.4 | Elect Director Xiao Chen | Management | For | For |
| 1.5 | Elect Director Charles Sheung Wai Chan | Management | For | For |
| 2 | Ratify the Appointment of PricewaterhouseCoopers Zhong Tian LLP as 2014 Independent Auditors | Management | For | For |
| 3 | Approve 2014 Share Incentive Plan | Management | For | For |
| |
|---|
CHARLES & COLVARD, LTD.
MEETING DATE: MAY 21, 2014 | TICKER: CTHR SECURITY ID: 159765106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barr | Management | For | For |
| 1.2 | Elect Director H. Marvin Beasley | Management | For | For |
| 1.3 | Elect Director Anne M. Butler | Management | For | Withhold |
| 1.4 | Elect Director George R. Cattermole | Management | For | For |
| 1.5 | Elect Director Randall N. McCullough | Management | For | For |
| 1.6 | Elect Director Ollin B. Sykes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHART INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: GTLS SECURITY ID: 16115Q308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel F. Thomas | Management | For | For |
| 1.2 | Elect Director W. Douglas Brown | Management | For | For |
| 1.3 | Elect Director Richard E. Goodrich | Management | For | For |
| 1.4 | Elect Director Terrence J. Keating | Management | For | For |
| 1.5 | Elect Director Steven W. Krablin | Management | For | For |
| 1.6 | Elect Director Michael W. Press | Management | For | For |
| 1.7 | Elect Director Elizabeth G. Spomer | Management | For | For |
| 1.8 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CHTR SECURITY ID: 16117M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Lance Conn | Management | For | For |
| 1.2 | Elect Director Michael P. Huseby | Management | For | For |
| 1.3 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.4 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.5 | Elect Director John C. Malone | Management | For | Withhold |
| 1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.7 | Elect Director David C. Merritt | Management | For | For |
| 1.8 | Elect Director Balan Nair | Management | For | Withhold |
| 1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
| 1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHARTER FINANCIAL CORPORATION
MEETING DATE: DEC 11, 2013 | TICKER: CHFN SECURITY ID: 16122W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHARTER FINANCIAL CORPORATION
MEETING DATE: FEB 19, 2014 | TICKER: CHFN SECURITY ID: 16122W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.2 | Elect Director David Z. Cauble, III | Management | For | For |
| 1.3 | Elect Director David L. Strobel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 28, 2014 | TICKER: CHKP SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect External Directors for an Additional Three Year Term | Management | For | For |
| 3 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | Management | For | For |
| 4 | Approve Employment Terms of CEO, Who Is Also the Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CHEMICAL FINANCIAL CORPORATION
MEETING DATE: APR 21, 2014 | TICKER: CHFC SECURITY ID: 163731102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary E. Anderson | Management | For | For |
| 1.2 | Elect Director Nancy Bowman | Management | For | For |
| 1.3 | Elect Director James R. Fitterling | Management | For | For |
| 1.4 | Elect Director Thomas T. Huff | Management | For | For |
| 1.5 | Elect Director Michael T. Laethem | Management | For | For |
| 1.6 | Elect Director James B. Meyer | Management | For | For |
| 1.7 | Elect Director Terence F. Moore | Management | For | For |
| 1.8 | Elect Director David B. Ramaker | Management | For | For |
| 1.9 | Elect Director Grace O. Shearer | Management | For | For |
| 1.10 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.11 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEMOCENTRYX, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CCXI SECURITY ID: 16383L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger C. Lucas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMUNG FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMG SECURITY ID: 164024101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry H. Becker | Management | For | For |
| 1.2 | Elect Director Bruce W. Boyea | Management | For | For |
| 1.3 | Elect Director Stephen M. Lounsberry, III | Management | For | Withhold |
| 1.4 | Elect Director Eugene M. Sneeringer, Jr. | Management | For | Withhold |
| 1.5 | Elect Director G. Thomas Tranter, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas R. Tyrrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHEROKEE INC.
MEETING DATE: JUL 16, 2013 | TICKER: CHKE SECURITY ID: 16444H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Ewing | Management | For | For |
| 1.2 | Elect Director Robert Galvin | Management | For | For |
| 1.3 | Elect Director Keith Hull | Management | For | For |
| 1.4 | Elect Director Jess Ravich | Management | For | For |
| 1.5 | Elect Director Henry Stupp | Management | For | For |
| 1.6 | Elect Director Frank Tworecke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHEROKEE INC.
MEETING DATE: JUN 10, 2014 | TICKER: CHKE SECURITY ID: 16444H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Ewing | Management | For | For |
| 1.2 | Elect Director Robert Galvin | Management | For | For |
| 1.3 | Elect Director Keith Hull | Management | For | For |
| 1.4 | Elect Director Jess Ravich | Management | For | For |
| 1.5 | Elect Director Frank Tworecke | Management | For | For |
| 1.6 | Elect Director Henry Stupp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CHEVIOT FINANCIAL CORP.
MEETING DATE: APR 22, 2014 | TICKER: CHEV SECURITY ID: 16677X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Smith | Management | For | For |
| 1.2 | Elect Director Robert L. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHICOPEE BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CBNK SECURITY ID: 168565109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Giokas | Management | For | For |
| 1.2 | Elect Director Gregg F. Orlen | Management | For | For |
| 1.3 | Elect Director Judith T. Tremble | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHIMERIX, INC.
MEETING DATE: JUN 20, 2014 | TICKER: CMRX SECURITY ID: 16934W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Michelle Berrey | Management | For | For |
| 1.2 | Elect Director Rodman L. Drake | Management | For | For |
| 1.3 | Elect Director Lisa Ricciardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA ADVANCED CONSTRUCTION MATERIALS GROUP, INC.
MEETING DATE: APR 09, 2014 | TICKER: CADC SECURITY ID: 169365202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xianfu Han | Management | For | For |
| 1.2 | Elect Director Weili He | Management | For | For |
| 1.3 | Elect Director Tao Jin | Management | For | Withhold |
| 1.4 | Elect Director Xinyong Gao | Management | For | Withhold |
| 1.5 | Elect Director Ken Ren | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CHINA AUTOMOTIVE SYSTEMS, INC.
MEETING DATE: AUG 20, 2013 | TICKER: CAAS SECURITY ID: 16936R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hanlin Chen | Management | For | For |
| 1.2 | Elect Director Qizhou Wu | Management | For | For |
| 1.3 | Elect Director Arthur Wong | Management | For | For |
| 1.4 | Elect Director Guangxun Xu | Management | For | For |
| 1.5 | Elect Director Robert Tung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA BAK BATTERY, INC.
MEETING DATE: SEP 27, 2013 | TICKER: CBAK SECURITY ID: 16936Y209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiangqian Li | Management | For | For |
| 1.2 | Elect Director Huanyu Mao | Management | For | For |
| 1.3 | Elect Director Jonathan Christopher Paugh | Management | For | For |
| 1.4 | Elect Director Chunzhi Zhang | Management | For | For |
| 1.5 | Elect Director Martha C. Agee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA BIOLOGIC PRODUCTS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: CBPO SECURITY ID: 16938C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean Shao | Management | For | For |
| 1.2 | Elect Director Wenfang Liu | Management | For | For |
| 1.3 | Elect Director David Hui Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws to Clarify Terms of Directors Chosen by Other Directors to Fill a Vacancy on the Board | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | Against |
| |
|---|
CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 27, 2014 | TICKER: JRJC SECURITY ID: 169379104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Rongquan Leng as Director | Management | For | For |
| 2 | Re-elect Jun Wang as Director | Management | For | For |
| 3 | Approve to Appoint Grant Thornton China as Independent Auditors and to Authorize the Board of Directors to Determine the Remuneration | Management | For | For |
| 4 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ended on December 31, 2013 Together with the Reports of the Directors and the Auditors | Management | For | For |
| 5 | Approve Company's 2014 Stock Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal | Management | For | Against |
| 6 | Approve Amendment to the Company's 2007 Equity Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal | Management | For | Against |
| 7 | Authorize the Board of Directors to Exercise All the Powers of the Company to Allot, Issue or Deal with Additional Ordinary Shares or Preferred Shares and to Make or Grant Offers, Agreements and Options which Might Require the Exercise of Such Powers | Management | For | Against |
| |
|---|
CHINA GERUI ADVANCED MATERIALS GROUP LIMITED
MEETING DATE: DEC 06, 2013 | TICKER: G60 SECURITY ID: G21101103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Maotong Xu as Director | Management | For | For |
| 1.2 | Elect J. P. Huang as Director | Management | For | For |
| 2 | Approve Ratification of UHY Vocation HK CPA Limited as the Company's Auditor | Management | For | For |
| |
|---|
CHINA HGS REAL ESTATE INC.
MEETING DATE: SEP 10, 2013 | TICKER: HGSH SECURITY ID: 16948W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiajun Zhu | Management | For | For |
| 1.2 | Elect Director Shenghui Luo | Management | For | For |
| 1.3 | Elect Director Yuankai Wen | Management | For | Withhold |
| 1.4 | Elect Director Christy Young Shue | Management | For | For |
| 1.5 | Elect Director John Chen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA HOUSING & LAND DEVELOPMENT, INC.
MEETING DATE: DEC 27, 2013 | TICKER: CHLN SECURITY ID: 16939V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pingji Lu | Management | For | For |
| 1.2 | Elect Director Xiaohong Feng | Management | For | For |
| 1.3 | Elect Director Cangsang Huang | Management | For | For |
| 1.4 | Elect Director Yusheng Lin | Management | For | For |
| 1.5 | Elect Director Heung Sang Fong | Management | For | For |
| 1.6 | Elect Director Albert McLelland | Management | For | For |
| 1.7 | Elect Director Suiyin Gao | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA INFORMATION TECHNOLOGY, INC.
MEETING DATE: DEC 20, 2013 | TICKER: CNIT SECURITY ID: G21174100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
| 1.3 | Elect Director Yun Sen Huang | Management | For | For |
| 1.4 | Elect Director Remington C.H. Hu | Management | For | For |
| 1.5 | Elect Director Yong Jiang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHINA JO-JO DRUGSTORES, INC.
MEETING DATE: MAR 28, 2014 | TICKER: CJJD SECURITY ID: 16949A206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lei Liu | Management | For | For |
| 1.2 | Elect Director Li Qi | Management | For | For |
| 1.3 | Elect Director Zhimin Su | Management | For | Against |
| 1.4 | Elect Director Taihong Guo | Management | For | Against |
| 1.5 | Elect Director Genghua Gu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA LODGING GROUP, LIMITED
MEETING DATE: NOV 13, 2013 | TICKER: HTHT SECURITY ID: 16949N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
| |
|---|
CHINA RECYCLING ENERGY CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: CREG SECURITY ID: 168913101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guohua Ku | Management | For | For |
| 1.2 | Elect Director Albert McLelland | Management | For | For |
| 1.3 | Elect Director Chungui Shi | Management | For | For |
| 1.4 | Elect Director Yulong Ding | Management | For | For |
| 1.5 | Elect Director Geyun Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Stock Option Plan Grants | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA SUNERGY CO., LTD.
MEETING DATE: SEP 05, 2013 | TICKER: CSUN SECURITY ID: 16942X302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Mr. Xiaoqian Zhou as Director of the Company | Management | For | For |
| 2 | Approve Re-election of Mr. Wenze Wang as Director of the Company | Management | For | For |
| 3 | Approve Re-election of Mr. Shiliang Guo as Director of the Company | Management | For | For |
| 4 | Approve Appointment of Deloitte Touche Tohmatsu Certified Accountants LLP as the Auditor for the Fiscal Year 2013 | Management | For | For |
| 5 | Approve to Authorize the Board of Directors to Fix the Remuneration of Auditors | Management | For | For |
| 6 | Authorize Board to Take Action that Might Be Necessary to Effect the Foregoing Resolutions | Management | For | For |
| |
|---|
CHINA XD PLASTICS COMPANY LIMITED
MEETING DATE: DEC 03, 2013 | TICKER: CXDC SECURITY ID: 16948F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jie Han | Management | For | For |
| 1.2 | Elect Director Taylor Zhang | Management | For | For |
| 1.3 | Elect Director Qingwei Ma | Management | For | For |
| 1.4 | Elect Director Lawrence W. Leighton | Management | For | Withhold |
| 1.5 | Elect Director Linyuan Zhai | Management | For | Withhold |
| 1.6 | Elect Director Feng Li | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
CHINA YIDA HOLDING, CO.
MEETING DATE: DEC 20, 2013 | TICKER: CNYD SECURITY ID: 16945D303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Minhua Chen | Management | For | Withhold |
| 1.2 | Elect Director Yanling Fan | Management | For | Withhold |
| 1.3 | Elect Director Renjiu Pei | Management | For | For |
| 1.4 | Elect Director Chunyu Yin | Management | For | Withhold |
| 1.5 | Elect Director Fucai Huang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINAEDU CORPORATION
MEETING DATE: DEC 29, 2013 | TICKER: CEDU SECURITY ID: 16945L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Min Fan as Director | Management | For | For |
| 2 | Approve Annual Report, Directors Report and Auditors Report | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Other Business (Voting) | Management | For | Against |
| |
|---|
CHINAEDU CORPORATION
MEETING DATE: APR 18, 2014 | TICKER: CEDU SECURITY ID: 16945L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Plan and Agreement | Management | For | For |
| 2 | Authorize Board and Officers to Handle Matters Regarding the Merger | Management | For | For |
| 3 | Approve Authorization of Chairman of the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Special Resolutions of this Meeting | Management | For | For |
| |
|---|
CHINDEX INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CHDX SECURITY ID: 169467107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holli Harris | Management | For | For |
| 1.2 | Elect Director Carol R. Kaufman | Management | For | For |
| 1.3 | Elect Director Roberta Lipson | Management | For | For |
| 1.4 | Elect Director Kenneth A. Nilsson | Management | For | For |
| 1.5 | Elect Director Julius Y. Oestreicher | Management | For | For |
| 1.6 | Elect Director Lawrence Pemble | Management | For | For |
| 1.7 | Elect Director Elyse Beth Silverberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHIPMOS TECHNOLOGIES BERMUDA LTD.
MEETING DATE: AUG 30, 2013 | TICKER: IMOS SECURITY ID: G2110R114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2.1 | Reelect John Yee Woon Seto as Director | Management | For | For |
| 2.2 | Reelect Chao-Jung Tsai as Director | Management | For | For |
| 2.3 | Reelect Rong Hsu as Director | Management | For | For |
| 3 | Reappoint Moore Stephens, Hong Kong as Auditors | Management | For | For |
| 4 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: CHDN SECURITY ID: 171484108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CHUY'S HOLDINGS, INC.
MEETING DATE: JUL 25, 2013 | TICKER: CHUY SECURITY ID: 171604101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saed Mohseni | Management | For | For |
| 1.2 | Elect Director Michael Stanley | Management | For | Withhold |
| 1.3 | Elect Director Ira Zecher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHYRONHEGO CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: CHYR SECURITY ID: 171607104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johan Apel | Management | For | For |
| 1.2 | Elect Director Susan Clark-Johnson | Management | For | Withhold |
| 1.3 | Elect Director Peter F. Frey | Management | For | For |
| 1.4 | Elect Director Christopher R. Kelly | Management | For | Withhold |
| 1.5 | Elect Director Roger L. Ogden | Management | For | Withhold |
| 1.6 | Elect Director Henrik Sundberg | Management | For | For |
| 1.7 | Elect Director Michael C. Wheeler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIFC CORP.
MEETING DATE: JUN 05, 2014 | TICKER: CIFC SECURITY ID: 12547R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick Arnold | Management | For | For |
| 1.2 | Elect Director Iosif Bakaleynik | Management | For | Withhold |
| 1.3 | Elect Director Ehud Barak | Management | For | Withhold |
| 1.4 | Elect Director Jason Epstein | Management | For | Withhold |
| 1.5 | Elect Director Peter Gleysteen | Management | For | Withhold |
| 1.6 | Elect Director Andrew Intrater | Management | For | Withhold |
| 1.7 | Elect Director Paul F. Lipari | Management | For | Withhold |
| 1.8 | Elect Director Robert B. Machinist | Management | For | For |
| 1.9 | Elect Director Marco Musetti | Management | For | Withhold |
| 1.10 | Elect Director Frank C. Puleo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CIMATRON LTD.
MEETING DATE: APR 30, 2014 | TICKER: CIMT SECURITY ID: M23798107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Rami Entin as External Director for a Three Year Term and Approve Granting 10,000 Ordinary Shares | Management | For | For |
| 2 | Rerlect Eti Livni as External Director for a Three Year Term and Approve Granting 10,000 Ordinary Shares | Management | For | For |
| 3.1 | Reelect Yossi Ben Shalom as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect David Golan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Dan Haran as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Wiliam F. Gibbs as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Grant David Golan, Director, Restricted Shares Grant | Management | For | For |
| 5 | Amend Articles of Association, Regarding the Required Quorum for Convening a General Meeting | Management | For | For |
| 6 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Other Business (Voting if applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CINCINNATI FINANCIAL CORPORATION
MEETING DATE: APR 26, 2014 | TICKER: CINF SECURITY ID: 172062101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William F. Bahl | Management | For | For |
| 1b | Elect Director Gregory T. Bier | Management | For | For |
| 1c | Elect Director Linda W. Clement-Holmes | Management | For | For |
| 1d | Elect Director Dirk J. Debbink | Management | For | For |
| 1e | Elect Director Steven J. Johnston | Management | For | For |
| 1f | Elect Director Kenneth C. Lichtendahl | Management | For | For |
| 1g | Elect Director W. Rodney McMullen | Management | For | For |
| 1h | Elect Director David P. Osborn | Management | For | For |
| 1i | Elect Director Gretchen W. Price | Management | For | For |
| 1j | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1k | Elect Director Thomas R. Schiff | Management | For | For |
| 1l | Elect Director Douglas S. Skidmore | Management | For | For |
| 1m | Elect Director Kenneth W. Stecher | Management | For | For |
| 1n | Elect Director John F. Steele, Jr. | Management | For | For |
| 1o | Elect Director Larry R. Webb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
CINEDIGM DIGITAL CINEMA CORP.
MEETING DATE: SEP 19, 2013 | TICKER: CIDM SECURITY ID: 172407108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.2 | Elect Director Adam M. Mizel | Management | For | For |
| 1.3 | Elect Director Gary S. Loffredo | Management | For | For |
| 1.4 | Elect Director Peter C. Brown | Management | For | For |
| 1.5 | Elect Director Wayne L. Clevenger | Management | For | For |
| 1.6 | Elect Director Matthew W. Finlay | Management | For | For |
| 1.7 | Elect Director Martin B. O'Connor, II | Management | For | For |
| 1.8 | Elect Director Laura Nisonger Sims | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: CTAS SECURITY ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Richard T. Farmer | Management | For | For |
| 1e | Elect Director Scott D. Farmer | Management | For | For |
| 1f | Elect Director James J. Johnson | Management | For | For |
| 1g | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 30, 2013 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.3 | Elect Director Jason P. Rhode | Management | For | For |
| 1.4 | Elect Director Alan R. Schuele | Management | For | For |
| 1.5 | Elect Director William D. Sherman | Management | For | For |
| 1.6 | Elect Director Susan Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITI TRENDS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CTRN SECURITY ID: 17306X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurens M. Goff | Management | For | For |
| 1.2 | Elect Director R. Edward Anderson | Management | For | For |
| 1.3 | Elect Director Lawrence E. Hyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 17, 2014 | TICKER: CZNC SECURITY ID: 172922106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis F. Beardslee | Management | For | For |
| 1.2 | Elect Director Jan E. Fisher | Management | For | For |
| 1.3 | Elect Director Ann M. Tyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITIZENS HOLDING COMPANY
MEETING DATE: APR 22, 2014 | TICKER: CIZN SECURITY ID: 174715102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Craig Dungan | Management | For | For |
| 2.2 | Elect Director Daniel Adam Mars | Management | For | For |
| 2.3 | Elect Director David P. Webb | Management | For | Withhold |
| 2.4 | Elect Director Amzie T. Williams | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Daleo | Management | For | For |
| 1b | Elect Director Murray J. Demo | Management | For | For |
| 1c | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 30, 2014 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Fisher | Management | For | For |
| 1.2 | Elect Director Jay C. Goldman | Management | For | For |
| 1.3 | Elect Director Charles R. Hageboeck | Management | For | For |
| 1.4 | Elect Director Philip L. McLaughlin | Management | For | For |
| 1.5 | Elect Director J. Thomas Jones | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN ENERGY FUELS CORP.
MEETING DATE: MAY 07, 2014 | TICKER: CLNE SECURITY ID: 184499101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew J. Littlefair | Management | For | Withhold |
| 1.2 | Elect Director Warren I. Mitchell | Management | For | Withhold |
| 1.3 | Elect Director John S. Herrington | Management | For | Withhold |
| 1.4 | Elect Director James C. Miller, III | Management | For | Withhold |
| 1.5 | Elect Director James E. O'Connor | Management | For | Withhold |
| 1.6 | Elect Director Boone Pickens | Management | For | For |
| 1.7 | Elect Director Stephen A. Scully | Management | For | For |
| 1.8 | Elect Director Kenneth M. Socha | Management | For | Withhold |
| 1.9 | Elect Director Vincent C. Taormina | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CLEANTECH SOLUTIONS INTERNATIONAL, INC.
MEETING DATE: DEC 10, 2013 | TICKER: CLNT SECURITY ID: 18451N204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Wu | Management | For | For |
| 1.2 | Elect Director Fu Ren Chen | Management | For | Withhold |
| 1.3 | Elect Director Xi Liu | Management | For | Withhold |
| 1.4 | Elect Director Baowen Wang | Management | For | Withhold |
| 1.5 | Elect Director Tianxiang Zhou | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CLEARFIELD, INC.
MEETING DATE: FEB 20, 2014 | TICKER: CLFD SECURITY ID: 18482P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl P. Beranek | Management | For | For |
| 1.2 | Elect Director Ronald G. Roth | Management | For | For |
| 1.3 | Elect Director Charles N. Hayssen | Management | For | For |
| 1.4 | Elect Director Donald R. Hayward | Management | For | For |
| 1.5 | Elect Director John G. Reddan | Management | For | For |
| 1.6 | Elect Director Stephen L. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CLEARSIGN COMBUSTION CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: CLIR SECURITY ID: 185064102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Rutkowski | Management | For | For |
| 1.2 | Elect Director Lon E. Bell | Management | For | For |
| 1.3 | Elect Director David B. Goodson | Management | For | For |
| 1.4 | Elect Director Scott P. Isaacson | Management | For | For |
| 1.5 | Elect Director Stephen E. Pirnat | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CLEARWIRE CORPORATION
MEETING DATE: JUL 08, 2013 | TICKER: CLWR SECURITY ID: 18538Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proposals (White Card) |
| 1 | Approve Merger Agreement | Management | For | For |
| 2a | Increase Authorized Class A Common Stock | Management | For | For |
| 2b | Increase Authorized Class B Common Stock | Management | For | For |
| 3a | Approve Issuance of Class A Shares for a Private Placement | Management | For | For |
| 3b | Approve Issuance of Class B Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Approve Merger Agreement | Management | Against | Did Not Vote |
| 2a | Increase Authorized Class A Common Stock | Management | Against | Did Not Vote |
| 2b | Increase Authorized Class B Common Stock | Management | Against | Did Not Vote |
| 3a | Approve Issuance of Class A Shares for a Private Placement | Management | Against | Did Not Vote |
| 3b | Approve Issuance of Class B Shares for a Private Placement | Management | Against | Did Not Vote |
| 4 | Adjourn Meeting | Management | Against | Did Not Vote |
| 5 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
| |
|---|
CLEVELAND BIOLABS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: CBLI SECURITY ID: 185860103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Antal | Management | For | For |
| 1.2 | Elect Director Julia R. Brown | Management | For | For |
| 1.3 | Elect Director Andrei Gudkov | Management | For | For |
| 1.4 | Elect Director Daniel F. Hoth | Management | For | For |
| 1.5 | Elect Director Yakov Kogan | Management | For | For |
| 1.6 | Elect Director Richard S. McGowan | Management | For | For |
| 1.7 | Elect Director Anthony J. Principi | Management | For | For |
| 1.8 | Elect Director Alexander Polinsky | Management | For | For |
| 1.9 | Elect Director Randy S. Saluck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLICKSOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUL 08, 2013 | TICKER: CKSW SECURITY ID: M25082104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consider Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 2 | Appoint Brightman Almagor Zohar & Co., as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Reelect Menahem Shalgi as External Director and approve His Compensation | Management | For | For |
| 5 | Appoint Moshe BenBassat as Both Chairman of the Board of Directors and Chief Executive Officer | Management | For | For |
| 6 | Grant Options to Moshe BenBassat for the Purchase of 90,000 Ordinary Shares | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CLICKSOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 19, 2014 | TICKER: CKSW SECURITY ID: M25082104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 2 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Amendments to the Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Reelect Israel Borovich as Class II Director and Approve Director's Remuneration | Management | For | Against |
| 5 | Reelect Gil Weiser as Class II Director and Approve Director's Remuneration | Management | For | Against |
| 6 | Grant Moshe BenBassat, CEO, Options to Purchase 90,000 Shares | Management | For | Against |
| 7 | Approve Increase of Cash Compensation to Moshe BenBassat, CEO | Management | For | For |
| 8 | Other Business (Voting if applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CLIFTON SAVINGS BANCORP, INC.
MEETING DATE: AUG 08, 2013 | TICKER: CSBK SECURITY ID: 18712Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Adzima | Management | For | Withhold |
| 1.2 | Elect Director Charles J. Pivirotto | Management | For | Withhold |
| 1.3 | Elect Director Cynthia Sisco | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CLIFTON SAVINGS BANCORP, INC.
MEETING DATE: MAR 25, 2014 | TICKER: CSBK SECURITY ID: 18712Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 3 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 21, 2014 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Falger | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey S. Powell | Management | For | For |
| 1.3 | Elect Director James B. Ryan | Management | For | For |
| 1.4 | Elect Director Peter F. Smith | Management | For | For |
| 1.5 | Elect Director Robert D. Hord | Management | For | For |
| 1.6 | Elect Director Nick Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COASTAL CONTACTS INC.
MEETING DATE: APR 16, 2014 | TICKER: COA SECURITY ID: 19044R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by 8800499 Canada Inc., a Wholly-Owned Subsidiary of Essilor International | Management | For | For |
| 2.1 | Elect Director Roger V. Hardy | Management | For | For |
| 2.2 | Elect Director Murray McBride | Management | For | For |
| 2.3 | Elect Director Michaela Tokarski | Management | For | For |
| 2.4 | Elect Director Jeffrey Mason | Management | For | For |
| 2.5 | Elect Director John Currie | Management | For | For |
| 2.6 | Elect Director Jeff Booth | Management | For | For |
| 2.7 | Elect Director Neel Grover | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
COBIZ FINANCIAL INC.
MEETING DATE: MAY 15, 2014 | TICKER: COBZ SECURITY ID: 190897108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.9 | Elect Director Timothy J. Travis | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Mary M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 13, 2014 | TICKER: COKE SECURITY ID: 191098102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | Withhold |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | Withhold |
| 1.6 | Elect Director Morgan H. Everett | Management | For | Withhold |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | Withhold |
| 1.8 | Elect Director Henry W. Flint | Management | For | Withhold |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | Withhold |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | Against |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Baruch | Management | For | For |
| 1.2 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 17, 2014 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | Withhold |
| 1.3 | Elect Director Timothy Weingarten | Management | For | Withhold |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
COGNEX CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CGNX SECURITY ID: 192422103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Shillman | Management | For | For |
| 1.2 | Elect Director Theodor Krantz | Management | For | For |
| 1.3 | Elect Director J. Bruce Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COHERENT, INC.
MEETING DATE: FEB 26, 2014 | TICKER: COHR SECURITY ID: 192479103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Ambroseo | Management | For | For |
| 1.2 | Elect Director Jay T. Flatley | Management | For | For |
| 1.3 | Elect Director Susan M. James | Management | For | For |
| 1.4 | Elect Director L. William Krause | Management | For | For |
| 1.5 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.6 | Elect Director Steve Skaggs | Management | For | For |
| 1.7 | Elect Director Sandeep Vij | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHU, INC.
MEETING DATE: MAY 14, 2014 | TICKER: COHU SECURITY ID: 192576106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Ciardella | Management | For | For |
| 1.2 | Elect Director William E. Bendush | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COLLECTORS UNIVERSE, INC.
MEETING DATE: DEC 09, 2013 | TICKER: CLCT SECURITY ID: 19421R200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robert G. Deuster | Management | For | For |
| 1.3 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.4 | Elect Director David G. Hall | Management | For | For |
| 1.5 | Elect Director Joseph R. Martin | Management | For | For |
| 1.6 | Elect Director A. J. 'Bert' Moyer | Management | For | For |
| 1.7 | Elect Director Van D. Simmons | Management | For | For |
| 1.8 | Elect Director Bruce A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COLONY BANKCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: CBAN SECURITY ID: 19623P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Downing | Management | For | For |
| 1.2 | Elect Director M. Frederick Dwozan, Jr. | Management | For | For |
| 1.3 | Elect Director Edward J. Harrell | Management | For | Withhold |
| 1.4 | Elect Director Terry L. Hester | Management | For | For |
| 1.5 | Elect Director Davis W. King, Sr. | Management | For | For |
| 1.6 | Elect Director Edward P. Loomis, Jr. | Management | For | For |
| 1.7 | Elect Director Mark H. Massee | Management | For | For |
| 1.8 | Elect Director Jonathan W.R. Ross | Management | For | For |
| 1.9 | Elect Director B. Gene Waldron | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | Against |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
MEETING DATE: APR 23, 2014 | TICKER: COLB SECURITY ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Dietzler | Management | For | For |
| 1b | Elect Director Melanie J. Dressel | Management | For | For |
| 1c | Elect Director John P. Folsom | Management | For | For |
| 1d | Elect Director Frederick M. Goldberg | Management | For | For |
| 1e | Elect Director Thomas M. Hulbert | Management | For | For |
| 1f | Elect Director Michelle M. Lantow | Management | For | For |
| 1g | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1h | Elect Director Daniel C. Regis | Management | For | For |
| 1i | Elect Director William T. Weyerhaeuser | Management | For | For |
| 1j | Elect Director James M. Will | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COLUMBIA LABORATORIES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CBRX SECURITY ID: 197779200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valerie L. Andrews | Management | For | For |
| 1.2 | Elect Director Frank M. Armstrong | Management | For | For |
| 1.3 | Elect Director Frank C. Condella, Jr. | Management | For | For |
| 1.4 | Elect Director Cristina Csimma | Management | For | For |
| 1.5 | Elect Director Donald H. Hunter | Management | For | For |
| 1.6 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.7 | Elect Director Nikin Patel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBIA SPORTSWEAR COMPANY
MEETING DATE: JUN 03, 2014 | TICKER: COLM SECURITY ID: 198516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gertrude Boyle | Management | For | For |
| 1.2 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.3 | Elect Director Sarah A. Bany | Management | For | For |
| 1.4 | Elect Director Murrey R. Albers | Management | For | For |
| 1.5 | Elect Director Stephen E. Babson | Management | For | For |
| 1.6 | Elect Director Andy D. Bryant | Management | For | For |
| 1.7 | Elect Director Edward S. George | Management | For | For |
| 1.8 | Elect Director Walter T. Klenz | Management | For | For |
| 1.9 | Elect Director Ronald E. Nelson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 22, 2013 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director Stephanie K. Kushner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 16, 2014 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Capps | Management | For | For |
| 1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
| 1.3 | Elect Director James B. Hebenstreit | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CVGI SECURITY ID: 202608105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bovee | Management | For | For |
| 1.2 | Elect Director Richard P. Lavin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 02, 2014 | TICKER: COMM SECURITY ID: 20337X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Drendel | Management | For | Withhold |
| 1.2 | Elect Director Marco De Benedetti | Management | For | Withhold |
| 1.3 | Elect Director Peter J. Clare | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMTOUCH SOFTWARE LTD.
MEETING DATE: AUG 01, 2013 | TICKER: CTCH SECURITY ID: M25596202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect David Earhart as External Director | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Ratify Bonus Paid to the CEO | Management | For | For |
| 4 | Approve Directors Compensation | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
COMMTOUCH SOFTWARE LTD.
MEETING DATE: DEC 24, 2013 | TICKER: CTCH SECURITY ID: M25596202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Hila Karah as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Aviv Raiz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Lior Samuelson as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Shlomi Yanai as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Todd Thomson as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect James Hamilton as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Yair Bar-Touv as External Director for a Three Year Term | Management | For | For |
| 3 | Authorize Lior Samuelson, Chairman, to Serve as CEO, and Approve His Compensation | Management | For | For |
| 4 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
COMMTOUCH SOFTWARE LTD.
MEETING DATE: FEB 05, 2014 | TICKER: CTCH SECURITY ID: M25596202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to CYREN Ltd., or Such Similar Name Containing the Name "CYREN" as Approved by the Israeli Registrar of Companies, and Amend Articles of Association and Memorandum of Association Accordingly | Management | For | For |
| 2 | Other Business (Voting if Applicable) | Management | For | Against |
| |
|---|
COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: JCS SECURITY ID: 203900105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Luella G. Goldberg | Management | For | For |
| 2.2 | Elect Director Roger H.D. Lacey | Management | For | Against |
| 2.3 | Elect Director Gerald D. Pint | Management | For | For |
| 2.4 | Elect Director Richard A. Primuth | Management | For | For |
| 2.5 | Elect Director Curtis A. Sampson | Management | For | Against |
| 2.6 | Elect Director Randall D. Sampson | Management | For | Against |
| 3.7 | Elect Director Luella G. Goldberg | Management | For | For |
| 3.8 | Elect Director Randall D. Sampson | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY TRUST BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: CTBI SECURITY ID: 204149108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Jean R. Hale | Management | For | For |
| 1.4 | Elect Director James E. McGhee, II | Management | For | For |
| 1.5 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.6 | Elect Director James R. Ramsey | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMUNITYONE BANCORP
MEETING DATE: MAY 28, 2014 | TICKER: COB SECURITY ID: 20416Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director Scott B. Kauffman | Management | For | For |
| 1.3 | Elect Director Jerry R. Licari | Management | For | For |
| 1.4 | Elect Director J. Chandler Martin | Management | For | For |
| 1.5 | Elect Director T. Gray McCaskill | Management | For | For |
| 1.6 | Elect Director H. Ray McKenney, Jr. | Management | For | For |
| 1.7 | Elect Director John C. Redett | Management | For | For |
| 1.8 | Elect Director Robert L. Reid | Management | For | For |
| 1.9 | Elect Director Brian E. Simpson | Management | For | For |
| 1.10 | Elect Director Boyd C. Wilson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPUGEN LTD.
MEETING DATE: SEP 17, 2013 | TICKER: CGEN SECURITY ID: M25722105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Adopt New Articles of Association | Management | For | Against |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3a | Approve Compensation of Non-Management Directors of the Company (Fees and Options) | Management | For | Against |
| 3b | Issue Updated Indemnification Agreements to Directors and Officers | Management | For | For |
| 4 | Approve Stock Option Plan Grants to the Chairman of the Board and to the CEO | Management | For | Against |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in items 2, 3 and 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CPSI SECURITY ID: 205306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Dye | Management | For | For |
| 1.2 | Elect Director A. Robert Outlaw, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPUTER TASK GROUP, INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: CTG SECURITY ID: 205477102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director William D. McGuire | Management | For | For |
| 1.3 | Elect Director James R. Boldt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
COMPUWARE CORPORATION
MEETING DATE: MAR 28, 2014 | TICKER: CPWR SECURITY ID: 205638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director John G. Freeland | Management | For | For |
| 1.4 | Elect Director David G. Fubini | Management | For | For |
| 1.5 | Elect Director William O. Grabe | Management | For | For |
| 1.6 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.7 | Elect Director Faye Alexander Nelson | Management | For | For |
| 1.8 | Elect Director Robert C. Paul | Management | For | For |
| 1.9 | Elect Director Jennifer J. Raab | Management | For | For |
| 1.10 | Elect Director Lee D. Roberts | Management | For | For |
| 1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMSCORE, INC.
MEETING DATE: JUL 23, 2013 | TICKER: SCOR SECURITY ID: 20564W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gian M. Fulgoni | Management | For | For |
| 1.2 | Elect Director Jeffrey Ganek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 10, 2013 | TICKER: CMTL SECURITY ID: 205826209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred Kornberg | Management | For | For |
| 1.2 | Elect Director Edwin Kantor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONATUS PHARMACEUTICALS INC.
MEETING DATE: JUN 19, 2014 | TICKER: CNAT SECURITY ID: 20600T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Preston S. Klassen | Management | For | For |
| 1.2 | Elect Director Shahzad Malik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCURRENT COMPUTER CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: CCUR SECURITY ID: 206710402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Blackmon | Management | For | For |
| 1.2 | Elect Director Larry L. Enterline | Management | For | For |
| 1.3 | Elect Director C. Shelton James | Management | For | For |
| 1.4 | Elect Director Dan Mondor | Management | For | For |
| 1.5 | Elect Director Steve G. Nussrallah | Management | For | For |
| 1.6 | Elect Director Robert M. Pons | Management | For | For |
| 1.7 | Elect Director Dilip Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CONN'S, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CONN SECURITY ID: 208242107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E.M. Jacoby | Management | For | For |
| 1.2 | Elect Director Kelly M. Malson | Management | For | For |
| 1.3 | Elect Director Bob L. Martin | Management | For | For |
| 1.4 | Elect Director Douglas H. Martin | Management | For | For |
| 1.5 | Elect Director David Schofman | Management | For | For |
| 1.6 | Elect Director Scott L. Thompson | Management | For | For |
| 1.7 | Elect Director Theodore M. Wright | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONNECTICUT WATER SERVICE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CTWS SECURITY ID: 207797101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Ann Hanley | Management | For | For |
| 1.2 | Elect Director Richard Forde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: JUN 24, 2014 | TICKER: CNOB SECURITY ID: 20786U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Frank Cavuoto | Management | For | For |
| 3.2 | Elect Director Frank Huttle III | Management | For | For |
| 3.3 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: APR 29, 2014 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Currey | Management | For | For |
| 1.2 | Elect Director C. Robert Udell, Jr. | Management | For | For |
| 1.3 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSOLIDATED WATER CO. LTD.
MEETING DATE: MAY 28, 2014 | TICKER: CWCO SECURITY ID: G23773107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carson K. Ebanks | Management | For | For |
| 1.2 | Elect Director Richard L. Finlay | Management | For | For |
| 1.3 | Elect Director Clarence B. Flowers, Jr. | Management | For | For |
| 1.4 | Elect Director Frederick W. McTaggart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CTCT SECURITY ID: 210313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Anderson | Management | For | For |
| 1.2 | Elect Director Jay Herratti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSUMER PORTFOLIO SERVICES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: CPSS SECURITY ID: 210502100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Chris A. Adams | Management | For | For |
| 1.3 | Elect Director Brian J. Rayhill | Management | For | For |
| 1.4 | Elect Director William B. Roberts | Management | For | For |
| 1.5 | Elect Director Gregory S. Washer | Management | For | For |
| 1.6 | Elect Director Daniel S. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CONTROL4 CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: CTRL SECURITY ID: 21240D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Len Jordan | Management | For | For |
| 1.2 | Elect Director Steven Vassallo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONVERSANT, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CNVR SECURITY ID: 21249J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Zarley | Management | For | For |
| 1.2 | Elect Director David S. Buzby | Management | For | For |
| 1.3 | Elect Director Brian Smith | Management | For | For |
| 1.4 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 1.5 | Elect Director James R. Peters | Management | For | For |
| 1.6 | Elect Director James A. Crouthamel | Management | For | For |
| 1.7 | Elect Director John Giuliani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COPART, INC.
MEETING DATE: DEC 16, 2013 | TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Stock Option Grants | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.3 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.4 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick G. Enright | Management | For | For |
| 1.6 | Elect Director David L. Mahoney | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 1.8 | Elect Director James N. Wilson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORE-MARK HOLDING COMPANY, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CORE SECURITY ID: 218681104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Allen | Management | For | For |
| 1b | Elect Director Stuart W. Booth | Management | For | For |
| 1c | Elect Director Gary F. Colter | Management | For | For |
| 1d | Elect Director Robert G. Gross | Management | For | For |
| 1e | Elect Director Thomas B. Perkins | Management | For | For |
| 1f | Elect Director Harvey L. Tepner | Management | For | For |
| 1g | Elect Director Randolph I. Thornton | Management | For | For |
| 1h | Elect Director J. Michael Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CORINTHIAN COLLEGES, INC.
MEETING DATE: NOV 13, 2013 | TICKER: COCO SECURITY ID: 218868107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. St. Pierre | Management | For | For |
| 1.2 | Elect Director Robert Lee | Management | For | For |
| 1.3 | Elect Director Terry O. Hartshorn | Management | For | For |
| 1.4 | Elect Director Sharon P. Robinson | Management | For | For |
| 1.5 | Elect Director John M. Dionisio | Management | For | For |
| 1.6 | Elect Director Marc H. Morial | Management | For | For |
| 1.7 | Elect Director Linda Arey Skladany | Management | For | For |
| 1.8 | Elect Director Jack D. Massimino | Management | For | For |
| 1.9 | Elect Director Timothy J. Sullivan | Management | For | For |
| 1.10 | Elect Director Hank Adler | Management | For | For |
| 1.11 | Elect Director Alice T. Kane | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE THERAPEUTICS INC.
MEETING DATE: OCT 31, 2013 | TICKER: CRTX SECURITY ID: 21924P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Collard | Management | For | For |
| 1.2 | Elect Director Christopher Codeanne | Management | For | For |
| 1.3 | Elect Director Michael Enright | Management | For | For |
| 1.4 | Elect Director Anton Giorgio Failla | Management | For | Withhold |
| 1.5 | Elect Director James Harper | Management | For | For |
| 1.6 | Elect Director Michael Heffernan | Management | For | For |
| 1.7 | Elect Director Laura Shawver | Management | For | For |
| 1.8 | Elect Director Robert M. Stephan | Management | For | For |
| 1.9 | Elect Director Marco Vecchia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE THERAPEUTICS INC.
MEETING DATE: JAN 31, 2014 | TICKER: CRTX SECURITY ID: 21924P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CORONADO BIOSCIENCES, INC.
MEETING DATE: SEP 30, 2013 | TICKER: CNDO SECURITY ID: 21976U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CORONADO BIOSCIENCES, INC.
MEETING DATE: JUN 16, 2014 | TICKER: CNDO SECURITY ID: 21976U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lindsay A. Rosenwald | Management | For | Against |
| 1.2 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 1.3 | Elect Director David J. Barrett | Management | For | Against |
| 1.4 | Elect Director Jimmie Harvey, Jr. | Management | For | Against |
| 1.5 | Elect Director J. Jay Lobell | Management | For | Against |
| 1.6 | Elect Director Michael S. Weiss | Management | For | For |
| 1.7 | Elect Director Malcolm Hoenlein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORPORATE RESOURCE SERVICES, INC.
MEETING DATE: NOV 06, 2013 | TICKER: CRRS SECURITY ID: 22004Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Messina | Management | For | Withhold |
| 1.2 | Elect Director James Altucher | Management | For | Withhold |
| 1.3 | Elect Director Karen Amato | Management | For | For |
| 1.4 | Elect Director Joseph Cassera | Management | For | Withhold |
| 1.5 | Elect Director Robert Cassera | Management | For | Withhold |
| 1.6 | Elect Director Thomas J. Clarke, Jr. | Management | For | For |
| 1.7 | Elect Director James Foley | Management | For | Withhold |
| 1.8 | Elect Director Larry Melby | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTA INC.
MEETING DATE: JAN 30, 2014 | TICKER: ATX SECURITY ID: 22149T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CSGP SECURITY ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | For |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director John W. Hill | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.8 | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
| 1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
| 1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | For |
| |
|---|
COUNTERPATH CORPORATION
MEETING DATE: SEP 25, 2013 | TICKER: CPAH SECURITY ID: 22228P203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Chris Cooper | Management | For | For |
| 2 | Elect Director Donovan Jones | Management | For | Withhold |
| 3 | Elect Director Owen Matthews | Management | For | For |
| 4 | Elect Director Terence Matthews | Management | For | For |
| 5 | Elect Director Larry Timlick | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Amend Deferred Compensation Plan | Management | For | For |
| 9 | Increase Authorized Common Stock | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
COURIER CORPORATION
MEETING DATE: JAN 21, 2014 | TICKER: CRRC SECURITY ID: 222660102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Hoff | Management | For | For |
| 1.2 | Elect Director Susan L. Wagner | Management | For | For |
| 1.3 | Elect Director John J. Kilcullen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVENANT TRANSPORTATION GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CVTI SECURITY ID: 22284P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Alt | Management | For | For |
| 1.2 | Elect Director Robert E. Bosworth | Management | For | For |
| 1.3 | Elect Director Bradley A. Moline | Management | For | For |
| 1.4 | Elect Director David R. Parker | Management | For | For |
| 1.5 | Elect Director Herbert J. Schmidt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
COWEN GROUP, INC.
MEETING DATE: JUN 03, 2014 | TICKER: COWN SECURITY ID: 223622101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.2 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.3 | Elect Director Steven Kotler | Management | For | For |
| 1.4 | Elect Director Jerome S. Markowitz | Management | For | For |
| 1.5 | Elect Director Jack H. Nusbaum | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey M. Solomon | Management | For | Withhold |
| 1.7 | Elect Director Thomas W. Strauss | Management | For | Withhold |
| 1.8 | Elect Director Joseph R. Wright | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director James W. Bradford | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Glenn A. Davenport | Management | For | For |
| 1.5 | Elect Director Richard J. Dobkin | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | For |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | For | Abstain |
| 5 | Approve Special Dividends | Management | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Sardar Biglari | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Philip L. Cooley | Shareholder | For | Did Not Vote |
| 1.3 | Management Nominee - Thomas H. Barr | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Sandra B. Cochran | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Glenn A. Davenport | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Norman E. Johnson | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - William W. McCarten | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Coleman H. Peterson | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Andrea M. Weiss | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Ratify Auditors | Management | None | Did Not Vote |
| 4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | None | Did Not Vote |
| 5 | Approve Special Dividends | Management | For | Did Not Vote |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: APR 23, 2014 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Seek Sale of Company/Assets | Shareholder | For | Did Not Vote |
| 2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | For | Did Not Vote |
| |
|---|
CRAFT BREW ALLIANCE, INC.
MEETING DATE: MAY 20, 2014 | TICKER: BREW SECURITY ID: 224122101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.2 | Elect Director Marc J. Cramer | Management | For | For |
| 1.3 | Elect Director E. Donald Johnson, Jr. | Management | For | For |
| 1.4 | Elect Director Kevin R. Kelly | Management | For | For |
| 1.5 | Elect Director Thomas D. Larson | Management | For | For |
| 1.6 | Elect Director David R. Lord | Management | For | For |
| 1.7 | Elect Director John D. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Kurt R. Widmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CRAY INC.
MEETING DATE: JUN 12, 2014 | TICKER: CRAY SECURITY ID: 225223304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1.2 | Elect Director Stephen C. Kiely | Management | For | For |
| 1.3 | Elect Director Frank L. Lederman | Management | For | For |
| 1.4 | Elect Director Sally G. Narodick | Management | For | For |
| 1.5 | Elect Director Daniel C. Regis | Management | For | For |
| 1.6 | Elect Director Stephen C. Richards | Management | For | For |
| 1.7 | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CREDIT ACCEPTANCE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: CACC SECURITY ID: 225310101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Foss | Management | For | For |
| 1.2 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.3 | Elect Director Brett A. Roberts | Management | For | For |
| 1.4 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.5 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRESUD S.A.C.I.F. Y A.
MEETING DATE: OCT 31, 2013 | TICKER: CRES SECURITY ID: 226406106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Approve Creation of a Special Reserve Account | Management | For | For |
| 3 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2013 | Management | For | For |
| 4 | Approve Treatment of Loss | Management | For | For |
| 5 | Approve Dividends Charged to Special Reserve Account | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Internal Statutory Auditors Committee | Management | For | For |
| 8 | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2013 in the Amount of ARS 17.54 Million; Approve Audit Committee's Budget | Management | For | For |
| 9 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2013 | Management | For | For |
| 10 | Fix Number of and Elect Directors and Alternates | Management | For | Against |
| 11 | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | Management | For | For |
| 12 | Approve Auditors for Next Fiscal Year and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Amendments to Shared Services Agreement Report | Management | For | Against |
| 14 | Approve Treatment of Provisions for Tax on Shareholders' Personal Assets | Management | For | For |
| 15 | Approve Amendments to the Report on Employee Incentive Plan as Approved by Previous General Meetings | Management | For | Against |
| 16 | Renew Authority of Board to Set Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 31, 2011 | Management | For | For |
| |
|---|
CRESUD S.A.C.I.F. Y A.
MEETING DATE: APR 11, 2014 | TICKER: CRES SECURITY ID: 226406106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Standard Accounting Transfer to Create a Special Reserve Account | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
CRIMSON EXPLORATION INC.
MEETING DATE: OCT 01, 2013 | TICKER: CXPO SECURITY ID: 22662K207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CRITEO SA
MEETING DATE: JUN 18, 2014 | TICKER: CRTO SECURITY ID: 226718104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors and Auditors | Management | For | For |
| 4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,500,000 | Management | For | Against |
| 7 | Reelect Dominique Vidal as Director | Management | For | For |
| 8 | Approval of the 2013 and 2014 OSA (options to subscribe to new shares) and OAA (options to purchase existing shares) plans and of the 2013 and 2014 free share plans adopted by the Board of Directors | Management | For | Against |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Circle of Investors, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 9 to 12 | Management | For | Against |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 1,422,701.65 under Items 9 to 13 | Management | For | Against |
| 15 | Authorize Capitalization of Reserves of Up to EUR 400,000 for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 9,935,710 Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of 9,935,710 Warrants (BSA) Reserved for Non-Executive Directors, Independent Committee Members, Subsidiaries and Consultants | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 18 at 9,935,710 Shares | Management | For | Against |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| |
|---|
CROCS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: CROX SECURITY ID: 227046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.2 | Elect Director Thomas J. Smach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROSS COUNTRY HEALTHCARE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: CCRN SECURITY ID: 227483104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grubbs | Management | For | For |
| 1.2 | Elect Director W. Larry Cash | Management | For | For |
| 1.3 | Elect Director Thomas C. Dircks | Management | For | For |
| 1.4 | Elect Director Gale Fitzgerald | Management | For | For |
| 1.5 | Elect Director Richard M. Mastaler | Management | For | For |
| 1.6 | Elect Director Joseph A. Trunfio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROSSTEX ENERGY, INC.
MEETING DATE: MAR 07, 2014 | TICKER: ENLC SECURITY ID: 22765Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
CROWN MEDIA HOLDINGS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CRWN SECURITY ID: 228411104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Abbott | Management | For | Withhold |
| 1.2 | Elect Director Dwight C. Arn | Management | For | Withhold |
| 1.3 | Elect Director Robert C. Bloss | Management | For | Withhold |
| 1.4 | Elect Director William Cella | Management | For | For |
| 1.5 | Elect Director Glenn Curtis | Management | For | For |
| 1.6 | Elect Director Steve Doyal | Management | For | Withhold |
| 1.7 | Elect Director Brian E. Gardner | Management | For | Withhold |
| 1.8 | Elect Director Herbert A. Granath | Management | For | For |
| 1.9 | Elect Director Timothy Griffith | Management | For | Withhold |
| 1.10 | Elect Director Donald J. Hall, Jr. | Management | For | Withhold |
| 1.11 | Elect Director A. Drue Jennings | Management | For | For |
| 1.12 | Elect Director Peter A. Lund | Management | For | For |
| 1.13 | Elect Director Brad R. Moore | Management | For | Withhold |
| 1.14 | Elect Director Deanne R. Stedem | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CSGS SECURITY ID: 126349109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Barnes | Management | For | For |
| 1.2 | Elect Director John L. M. Hughes | Management | For | For |
| 1.3 | Elect Director Donald V. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CTC MEDIA, INC.
MEETING DATE: MAY 19, 2014 | TICKER: CTCM SECURITY ID: 12642X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamjid Basunia | Management | For | For |
| 1.2 | Elect Director Irina Gofman | Management | For | For |
| 1.3 | Elect Director Timur Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CU BANCORP
MEETING DATE: AUG 20, 2013 | TICKER: CUNB SECURITY ID: 126534106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roberto E. Barragan | Management | For | For |
| 1.2 | Elect Director Kenneth L. Bernstein | Management | For | For |
| 1.3 | Elect Director Stephen G. Carpenter | Management | For | For |
| 1.4 | Elect Director Kenneth J. Cosgrove | Management | For | For |
| 1.5 | Elect Director Robert Matranga | Management | For | For |
| 1.6 | Elect Director David I. Rainer | Management | For | For |
| 1.7 | Elect Director Roy A. Salter | Management | For | For |
| 1.8 | Elect Director Daniel F. Selleck | Management | For | For |
| 1.9 | Elect Director Lester M. Sussman | Management | For | For |
| 1.10 | Elect Director Charles H. Sweetman | Management | For | For |
| 1.11 | Elect Director Anne A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CBST SECURITY ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bonney | Management | For | For |
| 1.2 | Elect Director Jane Henney | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CUI GLOBAL, INC.
MEETING DATE: DEC 05, 2013 | TICKER: CUI SECURITY ID: 126576206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Price | Management | For | For |
| 1.2 | Elect Director Sean P. Rooney | Management | For | For |
| 1.3 | Elect Director Corey A. Lambrecht | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
CUMBERLAND PHARMACEUTICALS INC.
MEETING DATE: APR 15, 2014 | TICKER: CPIX SECURITY ID: 230770109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Griggs | Management | For | For |
| 1.2 | Elect Director Joey Jacobs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: MAY 22, 2014 | TICKER: CMLS SECURITY ID: 231082108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W. Dickey, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Brian Cassidy | Management | For | For |
| 1.3 | Elect Director Ralph B. Everett | Management | For | For |
| 1.4 | Elect Director Alexis Glick | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.6 | Elect Director Robert H. Sheridan, III | Management | For | For |
| 1.7 | Elect Director David M. Tolley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CURIS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: CRIS SECURITY ID: 231269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.2 | Elect Director Kenneth I. Kaitin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CUSTOMERS BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CUBI SECURITY ID: 23204G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Lawrence Way | Management | For | For |
| 1.2 | Elect Director Steven J. Zuckerman | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CUTERA, INC.
MEETING DATE: JUN 18, 2014 | TICKER: CUTR SECURITY ID: 232109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Connors | Management | For | For |
| 1.2 | Elect Director David A. Gollnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 22, 2014 | TICKER: CVBF SECURITY ID: 126600105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Christopher D. Myers | Management | For | For |
| 1.5 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.6 | Elect Director Hal W. Oswalt | Management | For | For |
| 1.7 | Elect Director San E. Vaccaro | Management | For | For |
| 1.8 | Elect Director D. Linn Wiley | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CVD EQUIPMENT CORPORATION
MEETING DATE: NOV 21, 2013 | TICKER: CVV SECURITY ID: 126601103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard A. Rosenbaum | Management | For | For |
| 1.2 | Elect Director Martin J. Teitelbaum | Management | For | For |
| 1.3 | Elect Director Conrad J. Gunther | Management | For | For |
| 1.4 | Elect Director Bruce T. Swan | Management | For | For |
| 1.5 | Elect Director Kelly S. Walters | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 19, 2013 | TICKER: CYBX SECURITY ID: 23251P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.7 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYCLACEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CYCC SECURITY ID: 23254L306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spiro Rombotis | Management | For | For |
| 1.2 | Elect Director David U'Prichard | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CYNOSURE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CYNO SECURITY ID: 232577205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Davin | Management | For | For |
| 1.2 | Elect Director Ettore V. Biagioni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director James R. Long | Management | For | For |
| 1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
| 1.6 | Elect Director J. D. Sherman | Management | For | For |
| 1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYRUSONE INC.
MEETING DATE: MAY 01, 2014 | TICKER: CONE SECURITY ID: 23283R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary J. Wojtaszek | Management | For | Withhold |
| 1.2 | Elect Director John F. Cassidy | Management | For | Withhold |
| 1.3 | Elect Director William E. Sullivan | Management | For | For |
| 1.4 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.5 | Elect Director Alex Shumate | Management | For | For |
| 1.6 | Elect Director Melissa E. Hathaway | Management | For | Withhold |
| 1.7 | Elect Director David H. Ferdman | Management | For | Withhold |
| 1.8 | Elect Director Lynn A. Wentworth | Management | For | Withhold |
| 1.9 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTORI THERAPEUTICS, INC.
MEETING DATE: AUG 28, 2013 | TICKER: CYTX SECURITY ID: 23283K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Rickey | Management | For | For |
| 1.2 | Elect Director Christopher J. Calhoun | Management | For | For |
| 1.3 | Elect Director Lloyd H. Dean | Management | For | For |
| 1.4 | Elect Director Richard J. Hawkins | Management | For | For |
| 1.5 | Elect Director Paul W. Hawran | Management | For | For |
| 1.6 | Elect Director Marc H. Hedrick | Management | For | For |
| 1.7 | Elect Director E. Carmack Holmes | Management | For | For |
| 1.8 | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CYTRX CORPORATION
MEETING DATE: JUL 11, 2013 | TICKER: CYTR SECURITY ID: 232828509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis Ignarro | Management | For | For |
| 1.2 | Elect Director Joseph Rubinfeld | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CYTRX CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: CYTR SECURITY ID: 232828509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Kriegsman | Management | For | For |
| 1.2 | Elect Director Marvin R. Selter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DAKTRONICS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: DAKT SECURITY ID: 234264109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Morgan | Management | For | For |
| 1.2 | Elect Director John L. Mulligan | Management | For | For |
| 1.3 | Elect Director Bruce W. Tobin | Management | For | For |
| 2 | Approve Decrease in Size of Board | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
DATALINK CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: DTLK SECURITY ID: 237934104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Margaret A. Loftus | Management | For | For |
| 1.4 | Elect Director Greg R. Meland | Management | For | Withhold |
| 1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.6 | Elect Director James E. Ousley | Management | For | For |
| 1.7 | Elect Director Robert M. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DATAWATCH CORPORATION
MEETING DATE: AUG 28, 2013 | TICKER: DWCH SECURITY ID: 237917208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
DATAWATCH CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: DWCH SECURITY ID: 237917208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard de J. Osborne | Management | For | For |
| 1.2 | Elect Director James Wood | Management | For | Withhold |
| 1.3 | Elect Director Thomas H. Kelly | Management | For | For |
| 1.4 | Elect Director Terry W. Potter | Management | For | For |
| 1.5 | Elect Director Christopher T. Cox | Management | For | For |
| 1.6 | Elect Director David C. Mahoney | Management | For | For |
| 1.7 | Elect Director Michael A. Morrison | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DAWSON GEOPHYSICAL COMPANY
MEETING DATE: JAN 21, 2014 | TICKER: DWSN SECURITY ID: 239359102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig W. Cooper | Management | For | For |
| 1.2 | Elect Director Gary M. Hoover | Management | For | For |
| 1.3 | Elect Director Stephen C. Jumper | Management | For | For |
| 1.4 | Elect Director Ted R. North | Management | For | For |
| 1.5 | Elect Director Tim C. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEALERTRACK TECHNOLOGIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TRAK SECURITY ID: 242309102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark F. O'Neil | Management | For | For |
| 1.2 | Elect Director Joseph P. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director John G. Perenchio | Management | For | For |
| 1.4 | Elect Director Maureen Conners | Management | For | For |
| 1.5 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.6 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEL FRISCO'S RESTAURANT GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: DFRG SECURITY ID: 245077102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barr | Management | For | For |
| 1.2 | Elect Director William Lamar, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DELCATH SYSTEMS, INC.
MEETING DATE: FEB 24, 2014 | TICKER: DCTH SECURITY ID: 24661P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DELCATH SYSTEMS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DCTH SECURITY ID: 24661P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold S. Koplewicz | Management | For | For |
| 1.2 | Elect Director Laura A. Philips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELIA*S, INC.
MEETING DATE: AUG 06, 2013 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mario Ciampi | Management | For | For |
| 1.2 | Elect Director Tracy Gardner | Management | For | For |
| 1.3 | Elect Director Paul J. Raffin | Management | For | For |
| 1.4 | Elect Director Scott M. Rosen | Management | For | For |
| 1.5 | Elect Director Michael Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DELIA*S, INC.
MEETING DATE: OCT 24, 2013 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
DELIA*S, INC.
MEETING DATE: JUN 17, 2014 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mario Ciampi | Management | For | For |
| 1.2 | Elect Director Seth A. Cohen | Management | For | For |
| 1.3 | Elect Director Tracy Gardner | Management | For | For |
| 1.4 | Elect Director Paul J. Raffin | Management | For | For |
| 1.5 | Elect Director Scott M. Rosen | Management | For | For |
| 1.6 | Elect Director Joshua M. Schwartz | Management | For | For |
| 1.7 | Elect Director Michael Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: SEP 12, 2013 | TICKER: DELL SECURITY ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DELL INC.
MEETING DATE: OCT 17, 2013 | TICKER: DELL SECURITY ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Janet F. Clark | Management | For | For |
| 1.3 | Elect Director Laura Conigliaro | Management | For | For |
| 1.4 | Elect Director Michael S. Dell | Management | For | For |
| 1.5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.6 | Elect Director Gerard J. Kleisterlee | Management | For | For |
| 1.7 | Elect Director Klaus S. Luft | Management | For | For |
| 1.8 | Elect Director Alex J. Mandl | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director H. Ross Perot, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
DELTA NATURAL GAS COMPANY, INC.
MEETING DATE: NOV 21, 2013 | TICKER: DGAS SECURITY ID: 247748106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| 2.1 | Elect Director Sandra C. Gray | Management | For | For |
| 2.2 | Elect Director Edward J. Holmes | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: DNDN SECURITY ID: 24823Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Stump | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: DENN SECURITY ID: 24869P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg R. Dedrick | Management | For | For |
| 1.2 | Elect Director Jose M. Gutierrez | Management | For | For |
| 1.3 | Elect Director George W. Haywood | Management | For | For |
| 1.4 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.5 | Elect Director Robert E. Marks | Management | For | For |
| 1.6 | Elect Director John C. Miller | Management | For | For |
| 1.7 | Elect Director Louis P. Neeb | Management | For | For |
| 1.8 | Elect Director Donald C. Robinson | Management | For | For |
| 1.9 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 1.10 | Elect Director Laysha Ward | Management | For | For |
| 1.11 | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 21, 2014 | TICKER: XRAY SECURITY ID: 249030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director William F. Hecht | Management | For | For |
| 1d | Elect Director Francis J. Lunger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEPOMED, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DEPO SECURITY ID: 249908104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.3 | Elect Director G. Steven Burrill | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Samuel R. Saks | Management | For | For |
| 1.7 | Elect Director James A. Schoeneck | Management | For | For |
| 1.8 | Elect Director David B. Zenoff | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DERMA SCIENCES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DSCI SECURITY ID: 249827502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Quilty | Management | For | For |
| 1.2 | Elect Director Srini Conjeevaram | Management | For | For |
| 1.3 | Elect Director Stephen T. Wills | Management | For | For |
| 1.4 | Elect Director C. Richard Stafford | Management | For | For |
| 1.5 | Elect Director Robert G. Moussa | Management | For | For |
| 1.6 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.7 | Elect Director Brett D. Hewlett | Management | For | For |
| 1.8 | Elect Director Amy Paul | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Other Business | Management | For | Against |
| |
|---|
DESTINATION MATERNITY CORPORATION
MEETING DATE: JAN 24, 2014 | TICKER: DEST SECURITY ID: 25065D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnaud Ajdler | Management | For | For |
| 1.2 | Elect Director Michael J. Blitzer | Management | For | For |
| 1.3 | Elect Director Barry Erdos | Management | For | For |
| 1.4 | Elect Director Joseph A. Goldblum | Management | For | For |
| 1.5 | Elect Director Edward M. Krell | Management | For | For |
| 1.6 | Elect Director Melissa Payner-Gregor | Management | For | For |
| 1.7 | Elect Director William A. Schwartz, Jr. | Management | For | For |
| 1.8 | Elect Director B. Allen Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DESTINATION XL GROUP, INC.
MEETING DATE: AUG 01, 2013 | TICKER: DXLG SECURITY ID: 25065K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour Holtzman | Management | For | For |
| 1.2 | Elect Director David A. Levin | Management | For | For |
| 1.3 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.4 | Elect Director Jesse Choper | Management | For | For |
| 1.5 | Elect Director John E. Kyees | Management | For | For |
| 1.6 | Elect Director Ward K. Mooney | Management | For | For |
| 1.7 | Elect Director George T. Porter, Jr. | Management | For | For |
| 1.8 | Elect Director Mitchell S. Presser | Management | For | For |
| 1.9 | Elect Director Ivy Ross | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DESWELL INDUSTRIES, INC.
MEETING DATE: SEP 11, 2013 | TICKER: DSWL SECURITY ID: 250639101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard Pui Hon Lau as Director | Management | For | Withhold |
| 1.2 | Elect Chin Pang Li as Director | Management | For | Withhold |
| 1.3 | Elect Hung-Hum Leung as Director | Management | For | For |
| 1.4 | Elect Allen Yau-Nam Cham as Director | Management | For | For |
| 1.5 | Elect Wing-Ki Hui as Director | Management | For | For |
| 2 | Approve Amendments of the Company's 2003 Stock Option Plan | Management | For | For |
| 3 | Approve to Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as the Auditor for the Year Ending March 31, 2014 | Management | For | For |
| |
|---|
DEX MEDIA, INC.
MEETING DATE: MAY 14, 2014 | TICKER: DXM SECURITY ID: 25213A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan B. Bulkeley | Management | For | For |
| 1b | Elect Director Thomas D. Gardner | Management | For | For |
| 1c | Elect Director John Slater | Management | For | For |
| 1d | Elect Director W. Kirk Liddell | Management | For | For |
| 1e | Elect Director Thomas S. Rogers | Management | For | For |
| 1f | Elect Director Alan F. Schultz | Management | For | For |
| 1g | Elect Director Douglas D. Wheat | Management | For | For |
| 1h | Elect Director Peter J. McDonald | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
MEETING DATE: NOV 07, 2013 | TICKER: DLLR SECURITY ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clive Kahn | Management | For | For |
| 1.2 | Elect Director John Gavin | Management | For | For |
| 1.3 | Elect Director Edward A. Evans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
MEETING DATE: JUN 06, 2014 | TICKER: DLLR SECURITY ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DIAMOND FOODS, INC.
MEETING DATE: JAN 14, 2014 | TICKER: DMND SECURITY ID: 252603105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Zollars | Management | For | For |
| 1.2 | Elect Director Edward A. Blechschmidt | Management | For | For |
| 1.3 | Elect Director R. Dean Hollis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: DHIL SECURITY ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. H. Dillon | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Donald B. Shackelford | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Frances A. Skinner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Code of Regulations to Separate the Positions of President and Chief Executive Officer | Management | For | For |
| 5 | Amend Code of Regulations to Permit the Board to Amend the Code of Regulations in Accordance with Ohio Law | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 09, 2014 | TICKER: FANG SECURITY ID: 25278X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Michael P. Cross | Management | For | For |
| 1.3 | Elect Director Travis D. Stice | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIANA CONTAINERSHIPS INC
MEETING DATE: MAY 07, 2014 | TICKER: DCIX SECURITY ID: Y2069P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ioannis Zafirakis as Director | Management | For | Withhold |
| 1.2 | Elect Antonios Karavias as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGI INTERNATIONAL INC.
MEETING DATE: JAN 27, 2014 | TICKER: DGII SECURITY ID: 253798102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Girish Rishi | Management | For | For |
| 1.2 | Elect Director Joseph T. Dunsmore | Management | For | For |
| 1.3 | Elect Director Satbir Khanuja | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIGIMARC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: DMRC SECURITY ID: 25381B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Davis | Management | For | For |
| 1.2 | Elect Director William J. Miller | Management | For | For |
| 1.3 | Elect Director James T. Richardson | Management | For | For |
| 1.4 | Elect Director Peter W. Smith | Management | For | For |
| 1.5 | Elect Director Bernard Whitney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
DIGIRAD CORPORATION
MEETING DATE: MAY 12, 2014 | TICKER: DRAD SECURITY ID: 253827109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Climaco | Management | For | For |
| 1.2 | Elect Director Jeffrey E. Eberwein | Management | For | For |
| 1.3 | Elect Director Charles M. Gillman | Management | For | For |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Matthew G. Molchan | Management | For | For |
| 1.6 | Elect Director John W. Sayward | Management | For | For |
| 1.7 | Elect Director Michael A. Cunnion | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DIGITAL ALLY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: DGLY SECURITY ID: 25382P208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Stanton E. Ross | Management | For | For |
| 1.2 | Elect Director Leroy C. Richie | Management | For | For |
| 1.3 | Elect Director Daniel F. Hutchins | Management | For | Withhold |
| 1.4 | Elect Director Elliot M. Kaplan | Management | For | For |
| 2 | Increase Authorized Common Stock and Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Approve Conversion of Securities | Management | Against | Did Not Vote |
| 2 | Increase Authorized Common Stock and Authorize New Class of Preferred Stock | Management | Against | Did Not Vote |
| |
|---|
DIGITAL GENERATION, INC.
MEETING DATE: FEB 03, 2014 | TICKER: DGIT SECURITY ID: 25400B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DIGITAL RIVER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DRIV SECURITY ID: 25388B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Madison | Management | For | For |
| 1b | Elect Director Cheryl F. Rosner | Management | For | For |
| 1c | Elect Director Edmond I. Eger, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DIME COMMUNITY BANCSHARES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: DCOM SECURITY ID: 253922108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
| 1.2 | Elect Director George L. Clark, Jr. | Management | For | For |
| 1.3 | Elect Director Steven D. Cohn | Management | For | For |
| 1.4 | Elect Director Robert C. Golden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 27, 2014 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Michael R. Giordano | Management | For | For |
| 1.3 | Elect Director L.P. Hsu | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Raymond Soong | Management | For | For |
| 1.6 | Elect Director John M. Stich | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: APR 29, 2014 | TICKER: DTV SECURITY ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Anthony Vinciquerra | Management | For | For |
| 1l | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIVERSIFIED RESTAURANT HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: BAGR SECURITY ID: 25532M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Michael Ansley | Management | For | Withhold |
| 1.2 | Elect Director David G. Burke | Management | For | Withhold |
| 1.3 | Elect Director Jay A. Dusenberry | Management | For | For |
| 1.4 | Elect Director Philip Friedman | Management | For | For |
| 1.5 | Elect Director David Ligotti | Management | For | Withhold |
| 1.6 | Elect Director Joseph M. Nowicki | Management | For | For |
| 1.7 | Elect Director Gregory J. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
DNB FINANCIAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: DNBF SECURITY ID: 233237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard F. Griesser | Management | For | For |
| 1.2 | Elect Director William J. Hieb | Management | For | For |
| 1.3 | Elect Director James H. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 19, 2014 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director H. Ray Compton | Management | For | For |
| 1.5 | Elect Director Conrad M. Hall | Management | For | For |
| 1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.7 | Elect Director J. Douglas Perry | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
DONEGAL GROUP INC.
MEETING DATE: APR 17, 2014 | TICKER: DGICA SECURITY ID: 257701201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Bolinger | Management | For | For |
| 1.2 | Elect Director Patricia A. Gilmartin | Management | For | For |
| 1.3 | Elect Director Philip H. Glatfelter, II | Management | For | For |
| 1.4 | Elect Director Jack L. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
DORCHESTER MINERALS, L.P.
MEETING DATE: MAY 14, 2014 | TICKER: DMLP SECURITY ID: 25820R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | Withhold |
| 1.2 | Elect Director C.W. ('Bill') Russell | Management | For | Withhold |
| 1.3 | Elect Director Ronald P. Trout | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DORM SECURITY ID: 258278100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Berman | Management | For | For |
| 1.2 | Elect Director Robert M. Lynch | Management | For | For |
| 1.3 | Elect Director Paul R. Lederer | Management | For | For |
| 1.4 | Elect Director Edgar W. Levin | Management | For | For |
| 1.5 | Elect Director Richard T. Riley | Management | For | For |
| 1.6 | Elect Director Mathias J. Barton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bundled Compensation Plans | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DOT HILL SYSTEMS CORP.
MEETING DATE: MAY 05, 2014 | TICKER: HILL SECURITY ID: 25848T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dana W. Kammersgard | Management | For | For |
| 1.2 | Elect Director Richard Mejia, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DRAGONWAVE INC.
MEETING DATE: JUN 20, 2014 | TICKER: DWI SECURITY ID: 26144M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claude Haw | Management | For | For |
| 1.2 | Elect Director Peter Allen | Management | For | For |
| 1.3 | Elect Director Cesar Cesaratto | Management | For | For |
| 1.4 | Elect Director Lori O'Neill | Management | For | For |
| 1.5 | Elect Director Robert Pons | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Share Based Compensation Plan | Management | For | For |
| |
|---|
DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: JUN 11, 2014 | TICKER: DWA SECURITY ID: 26153C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
| 1.2 | Elect Director Lewis W. Coleman | Management | For | For |
| 1.3 | Elect Director Harry 'Skip' Brittenham | Management | For | Withhold |
| 1.4 | Elect Director Thomas E. Freston | Management | For | For |
| 1.5 | Elect Director Lucian Grainge | Management | For | For |
| 1.6 | Elect Director Mellody Hobson | Management | For | For |
| 1.7 | Elect Director Jason Kilar | Management | For | For |
| 1.8 | Elect Director Michael J. Montgomery | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DRYSHIPS INC.
MEETING DATE: OCT 31, 2013 | TICKER: DRYS SECURITY ID: Y2109Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Chryssoula Kandylidis as Director | Management | For | For |
| 1.2 | Elect George Demathas as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
DSP GROUP, INC.
MEETING DATE: JUN 09, 2014 | TICKER: DSPG SECURITY ID: 23332B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ofer Elyakim | Management | For | For |
| 1.2 | Elect Director Gabi Seligsohn | Management | For | For |
| 1.3 | Elect Director Yair Seroussi | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DTS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: DTSI SECURITY ID: 23335C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Habiger | Management | For | For |
| 1.2 | Elect Director Jon E. Kirchner | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
| |
|---|
DURATA THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DRTX SECURITY ID: 26658A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenton K. Ahrens | Management | For | For |
| 1.2 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DURECT CORPORATION
MEETING DATE: JUN 16, 2014 | TICKER: DRRX SECURITY ID: 266605104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Hoffmann | Management | For | For |
| 1.2 | Elect Director Jon S. Saxe | Management | For | For |
| 1.3 | Elect Director Jay Shepard | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: DXPE SECURITY ID: 233377407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Cletus Davis | Management | For | For |
| 1.3 | Elect Director Timothy P. Halter | Management | For | For |
| 1.4 | Elect Director Bryan Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DYAX CORP.
MEETING DATE: MAY 08, 2014 | TICKER: DYAX SECURITY ID: 26746E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Fordyce | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Thomas L. Kempner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAMIC MATERIALS CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: BOOM SECURITY ID: 267888105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Aldous | Management | For | For |
| 1.2 | Elect Director Yvon Pierre Cariou | Management | For | For |
| 1.3 | Elect Director Robert A. Cohen | Management | For | For |
| 1.4 | Elect Director James J. Ferris | Management | For | For |
| 1.5 | Elect Director Richard P. Graff | Management | For | For |
| 1.6 | Elect Director Bernard Hueber | Management | For | For |
| 1.7 | Elect Director Kevin T. Longe | Management | For | For |
| 1.8 | Elect Director Gerard Munera | Management | For | For |
| 1.9 | Elect Director Rolf Rospek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Kisner | Management | For | Withhold |
| 1.2 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 1.3 | Elect Director Natale ('Nat') Ricciardi | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
E PLUS INC.
MEETING DATE: SEP 10, 2013 | TICKER: PLUS SECURITY ID: 294268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip G. Norton | Management | For | For |
| 1.2 | Elect Director Bruce M. Bowen | Management | For | For |
| 1.3 | Elect Director C. Thomas Faulders, III | Management | For | Withhold |
| 1.4 | Elect Director Terrence O'Donnell | Management | For | For |
| 1.5 | Elect Director Lawrence S. Herman | Management | For | Withhold |
| 1.6 | Elect Director Milton E. Cooper, Jr. | Management | For | Withhold |
| 1.7 | Elect Director John E. Callies | Management | For | Withhold |
| 1.8 | Elect Director Eric D. Hovde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Mohsen Z. Fahmi | Management | For | For |
| 1c | Elect Director Christopher M. Flink | Management | For | For |
| 1d | Elect Director Paul T. Idzik | Management | For | For |
| 1e | Elect Director Frederick W. Kanner | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Rebecca Saeger | Management | For | For |
| 1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1j | Elect Director Joseph M. Velli | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E2OPEN, INC.
MEETING DATE: AUG 07, 2013 | TICKER: EOPN SECURITY ID: 29788A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnston Evans | Management | For | For |
| 1.2 | Elect Director Bernard Mathaisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EAGLE BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: EGBN SECURITY ID: 268948106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Alperstein | Management | For | For |
| 1.2 | Elect Director Dudley C. Dworken | Management | For | For |
| 1.3 | Elect Director Harvey M. Goodman | Management | For | For |
| 1.4 | Elect Director Ronald D. Paul | Management | For | For |
| 1.5 | Elect Director Robert P. Pincus | Management | For | Withhold |
| 1.6 | Elect Director Norman R. Pozez | Management | For | For |
| 1.7 | Elect Director Donald R. Rogers | Management | For | Withhold |
| 1.8 | Elect Director Leland M. Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EAGLE ROCK ENERGY PARTNERS, L.P.
MEETING DATE: APR 29, 2014 | TICKER: EROC SECURITY ID: 26985R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EAGLE ROCK ENERGY PARTNERS, L.P.
MEETING DATE: JUN 24, 2014 | TICKER: EROC SECURITY ID: 26985R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William K. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EARTHLINK HOLDINGS CORP.
MEETING DATE: APR 29, 2014 | TICKER: ELNK SECURITY ID: 27033X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director Joseph F. Eazor | Management | For | For |
| 1c | Elect Director David A. Koretz | Management | For | For |
| 1d | Elect Director Kathy S. Lane | Management | For | For |
| 1e | Elect Director Garry K. McGuire | Management | For | For |
| 1f | Elect Director R. Gerard Salemme | Management | For | For |
| 1g | Elect Director Julie A. Shimer | Management | For | For |
| 1h | Elect Director M. Wayne Wisehart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Advance Notice Requirement for Shareholder Nominations of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Director Julia S. Gouw | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect Director John Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EASTERN INSURANCE HOLDINGS, INC.
MEETING DATE: DEC 27, 2013 | TICKER: EIHI SECURITY ID: 276534104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
EASTERN VIRGINIA BANKSHARES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: EVBS SECURITY ID: 277196101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Rand Cook | Management | For | For |
| 1.2 | Elect Director Charles R. Revere | Management | For | For |
| 1.3 | Elect Director F. L. Garrett, III | Management | For | Withhold |
| 1.4 | Elect Director Joe A. Shearin | Management | For | For |
| 1.5 | Elect Director Ira C. Harris | Management | For | For |
| 1.6 | Elect Director Boris M. Gutin | Management | For | For |
| 1.7 | Elect Director Leslie E. Taylor | Management | For | For |
| 1.8 | Elect Director William L. Lewis | Management | For | Withhold |
| 1.9 | Elect Director Michael E. Fiore | Management | For | For |
| 1.10 | Elect Director Jay T. Thompson, III | Management | For | For |
| 1.11 | Elect Director W. Gerald Cox | Management | For | For |
| 1.12 | Elect Director Eric A. Johnson | Management | For | Withhold |
| 1.13 | Elect Director W. Leslie Kilduff, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 20, 2013 | TICKER: EBIX SECURITY ID: 278715206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans U. Benz | Management | For | For |
| 1.2 | Elect Director Pavan Bhalla | Management | For | For |
| 1.3 | Elect Director Neil D. Eckert | Management | For | For |
| 1.4 | Elect Director Rolf Herter | Management | For | For |
| 1.5 | Elect Director Hans Ueli Keller | Management | For | For |
| 1.6 | Elect Director Robin Raina | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ECHELON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ELON SECURITY ID: 27874N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ECHO SECURITY ID: 27875T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director Bradley A. Keywell | Management | For | Withhold |
| 1.4 | Elect Director Matthew Ferguson | Management | For | For |
| 1.5 | Elect Director David Habiger | Management | For | For |
| 1.6 | Elect Director Nelda J. Connors | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EDAP TMS SA
MEETING DATE: JUN 30, 2014 | TICKER: EDAP SECURITY ID: 268311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Consolidated Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 4 | Reelect Philippe Chauveau as Director | Management | For | For |
| 5 | Reelect Pierre Beysson as Director | Management | For | For |
| 6 | Reelect Rob Michiel as Director | Management | For | For |
| 7 | Reelect Argil Wheelock as Director | Management | For | For |
| 8 | Amend Article 13 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 9 | Amend Article 16 of Bylaws Re: Age Limit for Chairman | Management | For | For |
| 10 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 11-15 at EUR 1.3 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million, Including in the Event of a Public Tender Offer | Management | For | Against |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million, Including in the Event of a Public Tender Offer | Management | For | Against |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.3 Million | Management | For | Against |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.3 Million | Management | For | Against |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| |
|---|
EDGEWATER TECHNOLOGY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: EDGW SECURITY ID: 280358102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shirley Singleton | Management | For | For |
| 1.2 | Elect Director Wayne Wilson | Management | For | For |
| 1.3 | Elect Director Paul E. Flynn | Management | For | For |
| 1.4 | Elect Director Paul Guzzi | Management | For | For |
| 1.5 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.6 | Elect Director Michael R. Loeb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCATION MANAGEMENT CORPORATION
MEETING DATE: NOV 08, 2013 | TICKER: EDMC SECURITY ID: 28140M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. West | Management | For | Withhold |
| 1.2 | Elect Director Samuel C.Cowley | Management | For | For |
| 1.3 | Elect Director William R. Johnson | Management | For | Withhold |
| 1.4 | Elect Director Adrian M. Jones | Management | For | Withhold |
| 1.5 | Elect Director Jeffrey T. Leeds | Management | For | Withhold |
| 1.6 | Elect Director Lester L. Lyles | Management | For | Withhold |
| 1.7 | Elect Director John R. McKernan, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Leo F. Mullin | Management | For | Withhold |
| 1.9 | Elect Director Brian A. Napack | Management | For | Withhold |
| 1.10 | Elect Director Paul J. Salem | Management | For | Withhold |
| 1.11 | Elect Director Peter O. Wilde | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
EDWARDS GROUP LTD
MEETING DATE: OCT 04, 2013 | TICKER: EVAC SECURITY ID: 281736108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Cayman Plan of Merger | Management | For | For |
| |
|---|
EGAIN CORPORATION
MEETING DATE: NOV 08, 2013 | TICKER: EGAN SECURITY ID: 28225C806
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashutosh Roy | Management | For | Withhold |
| 1.2 | Elect Director Gunjan Sinha | Management | For | Withhold |
| 1.3 | Elect Director David S. Scott | Management | For | For |
| 1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EGALET CORPORATION
MEETING DATE: JUN 09, 2014 | TICKER: EGLT SECURITY ID: 28226B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert Radie | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EHEALTH, INC.
MEETING DATE: JUN 12, 2014 | TICKER: EHTH SECURITY ID: 28238P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Shaughnessy | Management | For | For |
| 1.2 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EINSTEIN NOAH RESTAURANT GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: BAGL SECURITY ID: 28257U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Arthur | Management | For | For |
| 1.2 | Elect Director E. Nelson Heumann | Management | For | For |
| 1.3 | Elect Director Frank C. Meyer | Management | For | For |
| 1.4 | Elect Director Edna K. Morris | Management | For | For |
| 1.5 | Elect Director Thomas J. Mueller | Management | For | For |
| 1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ELBIT IMAGING LTD.
MEETING DATE: AUG 19, 2013 | TICKER: EMIT SECURITY ID: M37605108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent to the Settlement Proposed by the Company | Management | For | For |
| 2 | Consent to the Settlement Proposed by Certain Members of the Joint Representation Committee for Bondholders of Bond Series C-G and Series 1 | Shareholder | Against | Against |
| 3 | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
ELBIT IMAGING LTD.
MEETING DATE: SEP 30, 2013 | TICKER: EMIT SECURITY ID: M37605108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Mordechay Zisser as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Shimon Yitzhaki as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Moshe Lion as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Shmuel Peretz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Zvi Tropp as External Director | Management | For | For |
| 3 | Reappoint Brightman Almagor Zohar & Co., a member of Deloitte, as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: NOV 19, 2013 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Michael Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Moshe Arad as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Avraham Asheri as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect David Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Yigal Ne'eman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Rina Baum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Dov Ninveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Dalia Rabin as External Director for an Additional Three Year Term | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 4 | Review Consolidated Financial Statements for the Fiscal Year Ended December 31, 2012 | Management | None | None |
| 5 | Presentation of Dividend Paid to Shareholders | Management | None | None |
| 6 | Presentation of Compensation Paid to Directors | Management | None | None |
| 7 | Presentation of Compensation Arrangement of Independent Auditor | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: JAN 07, 2014 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: JUN 25, 2014 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Avraham Asheri as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Rina Baum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Elect Yoram Ben-Zeev as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect David Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Michael Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Yigal Ne'eman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Dov Ninveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Reelect Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| |
|---|
ELECTRO RENT CORPORATION
MEETING DATE: OCT 10, 2013 | TICKER: ELRC SECURITY ID: 285218103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Y. Bekavac | Management | For | For |
| 1.2 | Elect Director Karen J. Curtin | Management | For | For |
| 1.3 | Elect Director Theodore E. Guth | Management | For | For |
| 1.4 | Elect Director Daniel Greenberg | Management | For | For |
| 1.5 | Elect Director Joseph J. Kearns | Management | For | For |
| 1.6 | Elect Director James S. Pignatelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRO SCIENTIFIC INDUSTRIES, INC.
MEETING DATE: AUG 08, 2013 | TICKER: ESIO SECURITY ID: 285229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.3 | Elect Director Robert R. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ELIZABETH ARDEN, INC.
MEETING DATE: NOV 06, 2013 | TICKER: RDEN SECURITY ID: 28660G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Salman Amin | Management | For | For |
| 1.2 | Elect Director E. Scott Beattie | Management | For | For |
| 1.3 | Elect Director Fred Berens | Management | For | Against |
| 1.4 | Elect Director Maura J. Clark | Management | For | Against |
| 1.5 | Elect Director Richard C.W. Mauran | Management | For | For |
| 1.6 | Elect Director William M. Tatham | Management | For | Against |
| 1.7 | Elect Director J. W. Nevil Thomas | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Animal Testing and Alternatives | Shareholder | Against | Abstain |
| |
|---|
ELONG, INC.
MEETING DATE: DEC 18, 2013 | TICKER: LONG SECURITY ID: 290138205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Fernando Gil de Bernabe as Director | Management | For | For |
| 1.2 | Elect Guangfu Cui as Director | Management | For | Withhold |
| 1.3 | Elect Dhiren Fonseca as Director | Management | For | Withhold |
| 1.4 | Elect Thomas Gurnee as Director | Management | For | For |
| 1.5 | Elect Dara Khosrowshahi as Director | Management | For | Withhold |
| 1.6 | Elect Henrik Kjellberg as Director | Management | For | Withhold |
| 1.7 | Elect Dan Lynn as Director | Management | For | Withhold |
| 1.8 | Elect Cyril Ranque as Director | Management | For | Withhold |
| 1.9 | Elect Michael Scown as Director | Management | For | For |
| 1.10 | Elect Johan Svanstrom as Director | Management | For | Withhold |
| 1.11 | Elect Xiaoguang Wu as Director | Management | For | Withhold |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
EMC INSURANCE GROUP INC.
MEETING DATE: MAY 22, 2014 | TICKER: EMCI SECURITY ID: 268664109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Crane | Management | For | For |
| 1b | Elect Director Jonathan R. Fletcher | Management | For | For |
| 1c | Elect Director Robert L. Howe | Management | For | For |
| 1d | Elect Director Bruce G. Kelley | Management | For | For |
| 1e | Elect Director Gretchen H. Tegeler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMCORE CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: EMKR SECURITY ID: 290846203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bogomolny | Management | For | For |
| 1.2 | Elect Director Steven R. Becker | Management | For | For |
| 1.3 | Elect Director Gerald J. Fine | Management | For | For |
| 1.4 | Elect Director Reuben F. Richards, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen L. Domenik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMMIS COMMUNICATIONS CORPORATION
MEETING DATE: JUL 10, 2013 | TICKER: EMMS SECURITY ID: 291525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Smulyan | Management | For | Withhold |
| 1.2 | Elect Director Greg A. Nathanson | Management | For | Withhold |
| 1.3 | Elect Director James M. Dubin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
EMPIRE RESORTS, INC.
MEETING DATE: NOV 11, 2013 | TICKER: NYNY SECURITY ID: 292052206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. D'Amato | Management | For | For |
| 1.2 | Elect Director Emanuel R. Pearlman | Management | For | For |
| 1.3 | Elect Director Au Fook Yew | Management | For | Withhold |
| 1.4 | Elect Director Nancy A. Palumbo | Management | For | For |
| 1.5 | Elect Director Gregg Polle | Management | For | For |
| 1.6 | Elect Director James Simon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ENANTA PHARMACEUTICALS, INC.
MEETING DATE: FEB 06, 2014 | TICKER: ENTA SECURITY ID: 29251M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L. A. Carter | Management | For | For |
| 1.2 | Elect Director Jay R. Luly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Laura Newman Olle | Management | For | For |
| 1.3 | Elect Director Francis E. Quinlan | Management | For | For |
| 1.4 | Elect Director Norman R. Sorensen | Management | For | For |
| 1.5 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENCORE WIRE CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: WIRE SECURITY ID: 292562105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Courtney | Management | For | For |
| 1.2 | Elect Director Gregory J. Fisher | Management | For | For |
| 1.3 | Elect Director Daniel L. Jones | Management | For | For |
| 1.4 | Elect Director William R. Thomas, III | Management | For | For |
| 1.5 | Elect Director Scott D. Weaver | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: FEB 26, 2014 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adopt Dividend Reinvestment Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
ENDO INTERNATIONAL PLC
MEETING DATE: JUN 10, 2014 | TICKER: ENDP SECURITY ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director John J. Delucca | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ENDOCYTE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ECYT SECURITY ID: 29269A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Aplin | Management | For | For |
| 1b | Elect Director Colin Goddard | Management | For | For |
| 1c | Elect Director Philip S. Low | Management | For | For |
| 1d | Elect Director Lesley Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENDOLOGIX, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ELGX SECURITY ID: 29266S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: EIGI SECURITY ID: 29272B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Hayford | Management | For | Withhold |
| 1.2 | Elect Director Peter J. Perrone | Management | For | Withhold |
| 1.3 | Elect Director Chandler J. Reedy | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGY RECOVERY, INC.
MEETING DATE: JUN 20, 2014 | TICKER: ERII SECURITY ID: 29270J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Yu Lang Mao | Management | For | For |
| 1b | Elect Director Thomas S. Rooney, Jr. | Management | For | For |
| 1c | Elect Director Dominique Trempont | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENERGY XXI (BERMUDA) LIMITED
MEETING DATE: NOV 05, 2013 | TICKER: EXXI SECURITY ID: G10082140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cornelius Dupre, II | Management | For | For |
| 1.2 | Elect Director Kevin Flannery | Management | For | For |
| 2 | Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ENERNOC, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ENOC SECURITY ID: 292764107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Baum | Management | For | For |
| 1.2 | Elect Director Arthur Coviello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENGLOBAL CORPORATION
MEETING DATE: DEC 20, 2013 | TICKER: ENG SECURITY ID: 293306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Coskey | Management | For | For |
| 1.2 | Elect Director David W. Gent | Management | For | For |
| 1.3 | Elect Director Randall B. Hale | Management | For | For |
| 1.4 | Elect Director David C. Roussel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ENGLOBAL CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: ENG SECURITY ID: 293306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Coskey | Management | For | For |
| 1.2 | Elect Director David W. Gent | Management | For | For |
| 1.3 | Elect Director Randall B. Hale | Management | For | For |
| 1.4 | Elect Director David C. Roussel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neal Dempsey | Management | For | For |
| 1.2 | Elect Director Benjamin Kortlang | Management | For | For |
| 1.3 | Elect Director Robert Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
MEETING DATE: JUN 10, 2014 | TICKER: ESGR SECURITY ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James D. Carey | Management | For | For |
| 2 | Authorize a New Class of Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Elect Subsidiary Directors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christman | Management | For | For |
| 1.5 | Elect Director James F. Gentilcore | Management | For | For |
| 1.6 | Elect Director Bertrand Loy | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTEROMEDICS INC.
MEETING DATE: MAY 07, 2014 | TICKER: ETRM SECURITY ID: 29365M208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Goldfischer | Management | For | For |
| 1.2 | Elect Director Anthony P. Jansz | Management | For | For |
| 1.3 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERPRISE BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EBTC SECURITY ID: 293668109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Clementi | Management | For | For |
| 1.2 | Elect Director Carole A. Cowan | Management | For | For |
| 1.3 | Elect Director Normand E. Deschene | Management | For | For |
| 1.4 | Elect Director John A. Koutsos | Management | For | For |
| 1.5 | Elect Director Arnold S. Lerner | Management | For | For |
| 1.6 | Elect Director Richard W. Main | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
MEETING DATE: MAY 21, 2014 | TICKER: EFSC SECURITY ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Benoist | Management | For | For |
| 1.2 | Elect Director James J. Murphy, Jr. | Management | For | For |
| 1.3 | Elect Director Michael A. DeCola | Management | For | For |
| 1.4 | Elect Director William H. Downey | Management | For | For |
| 1.5 | Elect Director John S. Eulich | Management | For | For |
| 1.6 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.7 | Elect Director James M. Havel | Management | For | For |
| 1.8 | Elect Director Judith S. Heeter | Management | For | For |
| 1.9 | Elect Director Birch M. Mullins | Management | For | For |
| 1.10 | Elect Director Brenda D. Newberry | Management | For | For |
| 1.11 | Elect Director Sandra A. Van Trease | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| |
|---|
ENTREMED, INC.
MEETING DATE: JUN 12, 2014 | TICKER: ENMD SECURITY ID: 29382F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Y. Alexander Wu | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Change Company Name | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ENTROPIC COMMUNICATIONS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ENTR SECURITY ID: 29384R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Henry | Management | For | Withhold |
| 1.2 | Elect Director William Bock | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENVIVIO, INC.
MEETING DATE: JUL 17, 2013 | TICKER: ENVI SECURITY ID: 29413T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Gilhuly | Management | For | For |
| 1.2 | Elect Director Corentin du Roy de Blicquy | Management | For | For |
| 1.3 | Elect Director Julien Signes | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: DEC 19, 2013 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Joseph Tenne as External Director For a Three Year Term | Management | For | For |
| 1.2 | Reelect Michal Silverberg as External Director For a Three Year Term | Management | For | For |
| 2 | Approve Bonus of 9,520 Restricted Shares to Yoav Doppelt, Chairman | Management | For | For |
| 3 | Amend Compensation of Dov Pekelman, Director | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: JUN 26, 2014 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | Withhold |
| 1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | Withhold |
| 1.5 | Elect Director James A. Byrnes | Management | For | Withhold |
| 1.6 | Elect Director Joel Pelofsky | Management | For | Withhold |
| 1.7 | Elect Director Charles C. Connely, IV | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EPIZYME, INC.
MEETING DATE: JUN 09, 2014 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew R. Allen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: JUN 04, 2014 | TICKER: EQIX SECURITY ID: 29444U502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Gary Hromadko | Management | For | For |
| 1.3 | Elect Director Scott Kriens | Management | For | For |
| 1.4 | Elect Director William Luby | Management | For | For |
| 1.5 | Elect Director Irving Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher Paisley | Management | For | For |
| 1.7 | Elect Director Stephen Smith | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ERICKSON INCORPORATED
MEETING DATE: JUN 11, 2014 | TICKER: EAC SECURITY ID: 29482P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hank Halter | Management | For | For |
| 1.2 | Elect Director Quinn Morgan | Management | For | Withhold |
| 1.3 | Elect Director Meredith R. Siegfried | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ESB FINANCIAL CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: ESBF SECURITY ID: 26884F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert S. Skuba | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ESCALADE, INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: ESCA SECURITY ID: 296056104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Savitsky | Management | For | For |
| 1.2 | Elect Director Richard D. White | Management | For | For |
| 1.3 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESCALERA RESOURCES CO.
MEETING DATE: JUN 17, 2014 | TICKER: ESCR SECURITY ID: 296064108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Bush | Management | For | For |
| 1.2 | Elect Director Charles Chambers | Management | For | For |
| 1.3 | Elect Director Roy Cohee | Management | For | For |
| 1.4 | Elect Director Richard Dole | Management | For | For |
| 1.5 | Elect Director Brent Hathaway | Management | For | For |
| 1.6 | Elect Director Susan G. Reeves | Management | For | For |
| 1.7 | Elect Director Taylor Simonton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ESPERION THERAPEUTICS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ESPR SECURITY ID: 29664W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Janney | Management | For | For |
| 1b | Elect Director Tim M. Mayleben | Management | For | For |
| 1c | Elect Director Mark E. McGovern | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ESSA BANCORP, INC.
MEETING DATE: MAR 06, 2014 | TICKER: ESSA SECURITY ID: 29667D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Henning | Management | For | For |
| 1.2 | Elect Director Frederick E. Kutteroff | Management | For | For |
| 1.3 | Elect Director Brian T. Regan | Management | For | For |
| 1.4 | Elect Director Elizabeth B. Weekes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSEX RENTAL CORP.
MEETING DATE: JUN 05, 2014 | TICKER: ESSX SECURITY ID: 297187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence S. Levy | Management | For | For |
| 1.2 | Elect Director William W. Fox | Management | For | For |
| 1.3 | Elect Director Nicholas J. Matthews | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EUROSEAS LTD.
MEETING DATE: JUN 20, 2014 | TICKER: ESEA SECURITY ID: Y23592200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aristides J. Pittas | Management | For | Withhold |
| 1.2 | Elect Director Anastasios Aslidis | Management | For | Withhold |
| 1.3 | Elect Director Aristides P. Pittas | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EVERYWARE GLOBAL, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EVRY SECURITY ID: 300439106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Krueger | Management | For | For |
| 1.2 | Elect Director Ronald D. McCray | Management | For | For |
| 1.3 | Elect Director Ron Wainshal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EVOLVING SYSTEMS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: EVOL SECURITY ID: 30049R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thaddeus Dupper | Management | For | For |
| 1.2 | Elect Director David J. Nicol | Management | For | For |
| 1.3 | Elect Director David S. Oros | Management | For | For |
| 1.4 | Elect Director Richard R. Ramlall | Management | For | For |
| 1.5 | Elect Director John B. Spirtos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXACT SCIENCES CORPORATION
MEETING DATE: JUL 25, 2013 | TICKER: EXAS SECURITY ID: 30063P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Katherine S. Napier | Management | For | For |
| 1.3 | Elect Director David A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXACTECH, INC.
MEETING DATE: MAY 08, 2014 | TICKER: EXAC SECURITY ID: 30064E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Petty | Management | For | For |
| 1.2 | Elect Director Richard C. Smith | Management | For | For |
| 1.3 | Elect Director W. Andrew Krusen, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXAR CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: EXAR SECURITY ID: 300645108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Izak Bencuya | Management | For | For |
| 1.3 | Elect Director Louis DiNardo | Management | For | For |
| 1.4 | Elect Director Pierre Guilbault | Management | For | For |
| 1.5 | Elect Director Brian Hilton | Management | For | For |
| 1.6 | Elect Director Richard L. Leza | Management | For | For |
| 1.7 | Elect Director Gary Meyers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXCEED CO LTD.
MEETING DATE: JUL 31, 2013 | TICKER: EDS SECURITY ID: G32335104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Crowe Horwath (HK) CPA Limited as Auditors | Management | For | For |
| |
|---|
EXCEED CO LTD.
MEETING DATE: APR 16, 2014 | TICKER: EDS SECURITY ID: G32335104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EXFO INC.
MEETING DATE: JAN 09, 2014 | TICKER: EXF SECURITY ID: 302046107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre-Paul Allard | Management | For | For |
| 1.2 | Elect Director Darryl Edwards | Management | For | For |
| 1.3 | Elect Director Germain Lamonde | Management | For | For |
| 1.4 | Elect Director Guy Marier | Management | For | For |
| 1.5 | Elect Director Claude Seguin | Management | For | For |
| 1.6 | Elect Director Randy E. Tornes | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Kelso | Management | For | For |
| 1.2 | Elect Director Clyde W. Ostler | Management | For | For |
| 1.3 | Elect Director Som Mittal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 17, 2014 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1.3 | Elect Director Barry Diller | Management | For | Withhold |
| 1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1.9 | Elect Director John C. Malone | Management | For | Withhold |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 07, 2014 | TICKER: EXPD SECURITY ID: 302130109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Rose | Management | For | For |
| 1.2 | Elect Director Robert R. Wright | Management | For | For |
| 1.3 | Elect Director Mark A. Emmert | Management | For | For |
| 1.4 | Elect Director R. Jordan Gates | Management | For | For |
| 1.5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 1.6 | Elect Director Michael J. Malone | Management | For | For |
| 1.7 | Elect Director John W. Meisenbach | Management | For | For |
| 1.8 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.9 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.10 | Elect Director James L.K. Wang | Management | For | For |
| 1.11 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXPONENT, INC.
MEETING DATE: MAY 29, 2014 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Karen A. Richardson | Management | For | For |
| 1.4 | Elect Director Stephen C. Riggins | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTREME NETWORKS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: EXTR SECURITY ID: 30226D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward B. Meyercord, III | Management | For | For |
| 1.2 | Elect Director John H. Kispert | Management | For | For |
| 1.3 | Elect Director Charles W. Berger | Management | For | For |
| 1.4 | Elect Director Charles Carinalli | Management | For | For |
| 1.5 | Elect Director Maury Austin | Management | For | For |
| 1.6 | Elect Director John C. Shoemaker | Management | For | For |
| 1.7 | Elect Director Edward H. Kennedy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EZCHIP SEMICONDUCTORS LTD.
MEETING DATE: SEP 10, 2013 | TICKER: EZCH SECURITY ID: M4146Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Grant Restricted Share Units to Directors | Management | For | For |
| 4 | Amend Stock 2007 U.S. Equity Incentive Plan | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
EZCORP, INC.
MEETING DATE: MAR 24, 2014 | TICKER: EZPW SECURITY ID: 302301106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2014 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: FCS SECURITY ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRPOINT COMMUNICATIONS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: FRP SECURITY ID: 305560302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Aquino | Management | For | For |
| 1.2 | Elect Director Dennis J. Austin | Management | For | For |
| 1.3 | Elect Director Peter C. Gingold | Management | For | For |
| 1.4 | Elect Director Edward D. Horowitz | Management | For | For |
| 1.5 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.6 | Elect Director Michael K. Robinson | Management | For | For |
| 1.7 | Elect Director Paul H. Sunu | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FALCONSTOR SOFTWARE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FALC SECURITY ID: 306137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Fischer | Management | For | For |
| 1.2 | Elect Director Eli Oxenhorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FAMOUS DAVE'S OF AMERICA, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DAVE SECURITY ID: 307068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Richard L. Monfort | Management | For | For |
| 1.3 | Elect Director Edward H. Rensi | Management | For | For |
| 1.4 | Elect Director Dean A. Riesen | Management | For | For |
| 1.5 | Elect Director Patrick Walsh | Management | For | For |
| 1.6 | Elect Director Adam Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FARMER BROS. CO.
MEETING DATE: DEC 05, 2013 | TICKER: FARM SECURITY ID: 307675108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Keown | Management | For | For |
| 1.2 | Elect Director Charles F. Marcy | Management | For | For |
| 1.3 | Elect Director Christopher P. Mottern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FARMERS CAPITAL BANK CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: FFKT SECURITY ID: 309562106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| 2.1 | Elect Director John R. Farris | Management | For | Withhold |
| 2.2 | Elect Director David R. O'Bryan | Management | For | For |
| 2.3 | Elect Director Marvin E. Strong, Jr. | Management | For | For |
| 2.4 | Elect Director Judy Worth | Management | For | For |
| |
|---|
FARMERS NATIONAL BANC CORP.
MEETING DATE: APR 24, 2014 | TICKER: FMNB SECURITY ID: 309627107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory C. Bestic | Management | For | For |
| 1.2 | Elect Director Kevin J. Helmick | Management | For | For |
| 1.3 | Elect Director Terry A. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FARO TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FARO SECURITY ID: 311642102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Cole | Management | For | For |
| 1.2 | Elect Director Marvin R. Sambur | Management | For | For |
| 1.3 | Elect Director Jay W. Freeland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 22, 2014 | TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard D. Oberton | Management | For | For |
| 1b | Elect Director Michael M. Gostomski | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Reyne K. Wisecup | Management | For | For |
| 1e | Elect Director Hugh L. Miller | Management | For | For |
| 1f | Elect Director Michael J. Ancius | Management | For | For |
| 1g | Elect Director Scott A. Satterlee | Management | For | For |
| 1h | Elect Director Rita J. Heise | Management | For | For |
| 1i | Elect Director Darren R. Jackson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FATE THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: FATE SECURITY ID: 31189P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Epstein | Management | For | For |
| 1.2 | Elect Director John D. Mendlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FBR & CO.
MEETING DATE: OCT 22, 2013 | TICKER: FBRC SECURITY ID: 30247C400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FBR & CO.
MEETING DATE: JUN 03, 2014 | TICKER: FBRC SECURITY ID: 30247C400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reena Aggarwal | Management | For | For |
| 1.2 | Elect Director Richard J. Hendrix | Management | For | For |
| 1.3 | Elect Director Thomas J. Hynes, Jr. | Management | For | For |
| 1.4 | Elect Director Richard A. Kraemer | Management | For | For |
| 1.5 | Elect Director Arthur J. Reimers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FEDERATED NATIONAL HOLDING COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: FNHC SECURITY ID: 31422T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Braun | Management | For | For |
| 1.2 | Elect Director Peter J. Prygelski, III | Management | For | For |
| 1.3 | Elect Director Jenifer G. Kimbrough | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FEI COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: FEIC SECURITY ID: 30241L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Arie Huijser | Management | For | For |
| 1.3 | Elect Director Don R. Kania | Management | For | For |
| 1.4 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.5 | Elect Director Jan C. Lobbezoo | Management | For | For |
| 1.6 | Elect Director Jami K. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director James T. Richardson | Management | For | For |
| 1.9 | Elect Director Richard H. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY SOUTHERN CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: LION SECURITY ID: 316394105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.2 | Elect Director David R. Bockel | Management | For | For |
| 1.3 | Elect Director Wm. Millard Choate | Management | For | For |
| 1.4 | Elect Director Donald A. Harp, Jr. | Management | For | For |
| 1.5 | Elect Director Kevin S. King | Management | For | For |
| 1.6 | Elect Director William C. Lankford, Jr. | Management | For | For |
| 1.7 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.8 | Elect Director W. Clyde Shepherd, III | Management | For | For |
| 1.9 | Elect Director Rankin M. Smith, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 15, 2014 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FINANCIAL ENGINES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: FNGN SECURITY ID: 317485100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake R. Grossman | Management | For | For |
| 1.2 | Elect Director Robert A. Huret | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FINANCIAL INSTITUTIONS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: FISI SECURITY ID: 317585404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Benjamin | Management | For | For |
| 1.2 | Elect Director Martin K. Birmingham | Management | For | For |
| 1.3 | Elect Director Andrew W. Dorn, Jr. | Management | For | For |
| 1.4 | Elect Director Susan R. Holliday | Management | For | For |
| 1.5 | Elect Director Robert M. Glaser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: SEP 03, 2013 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
| 1.2 | Elect Director Gaurav Garg | Management | For | For |
| 1.3 | Elect Director Promod Haque | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST BANCORP/NC
MEETING DATE: MAY 08, 2014 | TICKER: FBNC SECURITY ID: 318910106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Blue, Jr. | Management | For | For |
| 1.2 | Elect Director Jack D. Briggs | Management | For | For |
| 1.3 | Elect Director Mary Clara Capel | Management | For | For |
| 1.4 | Elect Director James C. Crawford, III | Management | For | For |
| 1.5 | Elect Director James G. Hudson, Jr. | Management | For | For |
| 1.6 | Elect Director Richard H. Moore | Management | For | For |
| 1.7 | Elect Director George R. Perkins, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas F. Phillips | Management | For | For |
| 1.9 | Elect Director Frederick L. Taylor, II | Management | For | For |
| 1.10 | Elect Director Virginia C. Thomasson | Management | For | For |
| 1.11 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.12 | Elect Director John C. Willis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST BUSEY CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: BUSE SECURITY ID: 319383105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Ambrose | Management | For | For |
| 1.2 | Elect Director David J. Downey | Management | For | Withhold |
| 1.3 | Elect Director Van A. Dukeman | Management | For | For |
| 1.4 | Elect Director Stephen V. King | Management | For | For |
| 1.5 | Elect Director E. Phillips Knox | Management | For | For |
| 1.6 | Elect Director V. B. Leister, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory B. Lykins | Management | For | For |
| 1.8 | Elect Director August C. Meyer, Jr. | Management | For | For |
| 1.9 | Elect Director George T. Shapland | Management | For | For |
| 1.10 | Elect Director Thomas G. Sloan | Management | For | For |
| 1.11 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST BUSINESS FINANCIAL SERVICES, INC.
MEETING DATE: MAY 19, 2014 | TICKER: FBIZ SECURITY ID: 319390100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerome J. Smith | Management | For | For |
| 1.2 | Elect Director Gerald L. Kilcoyne | Management | For | For |
| 1.3 | Elect Director Barbara H. Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: JUN 23, 2014 | TICKER: FCFS SECURITY ID: 31942D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikel D. Faulkner | Management | For | For |
| 1.2 | Elect Director Randel G. Owen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FIRST COMMUNITY BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCBC SECURITY ID: 31983A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin P. Hall | Management | For | For |
| 1.2 | Elect Director William P. Stafford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST CONNECTICUT BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FBNK SECURITY ID: 319850103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Drew | Management | For | For |
| 1.2 | Elect Director Michael A. Ziebka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST DEFIANCE FINANCIAL CORP.
MEETING DATE: APR 22, 2014 | TICKER: FDEF SECURITY ID: 32006W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Hubbard | Management | For | For |
| 1.2 | Elect Director Barbara A. Mitzel | Management | For | For |
| 1.3 | Elect Director James L. Rohrs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
MEETING DATE: MAR 21, 2014 | TICKER: FFBH SECURITY ID: 32020F303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL BANCORP.
MEETING DATE: MAY 27, 2014 | TICKER: FFBC SECURITY ID: 320209109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred Stock | Management | For | For |
| 2.1 | Elect Director J. Wickliffe Ach | Management | For | For |
| 2.2 | Elect Director David S. Barker | Management | For | For |
| 2.3 | Elect Director Cynthia O. Booth | Management | For | For |
| 2.4 | Elect Director Mark A. Collar | Management | For | For |
| 2.5 | Elect Director Claude E. Davis | Management | For | For |
| 2.6 | Elect Director Corinne R. Finnerty | Management | For | For |
| 2.7 | Elect Director Murph Knapke | Management | For | For |
| 2.8 | Elect Director Susan L. Knust | Management | For | For |
| 2.9 | Elect Director William J. Kramer | Management | For | For |
| 2.10 | Elect Director Richard E. Olszewski | Management | For | For |
| 2.11 | Elect Director Maribeth S. Rahe | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL BANKSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: FFIN SECURITY ID: 32020R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director David Copeland | Management | For | For |
| 1.4 | Elect Director F. Scott Dueser | Management | For | For |
| 1.5 | Elect Director Murray Edwards | Management | For | For |
| 1.6 | Elect Director Ron Giddiens | Management | For | For |
| 1.7 | Elect Director Tim Lancaster | Management | For | For |
| 1.8 | Elect Director Kade L. Matthews | Management | For | For |
| 1.9 | Elect Director Ross H. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Johnny E. Trotter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST FINANCIAL CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: THFF SECURITY ID: 320218100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Guille Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Anton H. George | Management | For | For |
| 1.3 | Elect Director Gregory L. Gibson | Management | For | For |
| 1.4 | Elect Director Virginia L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
FIRST FINANCIAL HOLDINGS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: FFCH SECURITY ID: 320239106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
FIRST FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 22, 2014 | TICKER: SCBT SECURITY ID: 32023E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luther J. Battiste, III | Management | For | For |
| 1.2 | Elect Director Paula Harper Bethea | Management | For | For |
| 1.3 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.4 | Elect Director R. Wayne Hall | Management | For | For |
| 1.5 | Elect Director Thomas J. Johnson | Management | For | For |
| 1.6 | Elect Director Ralph W. Norman, Jr. | Management | For | For |
| 1.7 | Elect Director Alton C. Phillips | Management | For | For |
| 1.8 | Elect Director Richard W. Salmons, Jr. | Management | For | For |
| 1.9 | Elect Director B. Ed Shelley, Jr. | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL NORTHWEST, INC.
MEETING DATE: JUN 25, 2014 | TICKER: FFNW SECURITY ID: 32022K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary F. Kohlwes | Management | For | For |
| 1.2 | Elect Director Joseph W. Kiley, III | Management | For | For |
| 1.3 | Elect Director Richard P. Jacobson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST FINANCIAL SERVICE CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FFKY SECURITY ID: 32022D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Stephen Mouser | Management | For | For |
| 1.2 | Elect Director Gregory S. Schreacke | Management | For | For |
| 1.3 | Elect Director Michael L. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INTERNET BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: INBK SECURITY ID: 320557101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Becker | Management | For | For |
| 1.2 | Elect Director John K. Keach, Jr. | Management | For | For |
| 1.3 | Elect Director David R. Lovejoy | Management | For | For |
| 1.4 | Elect Director Ann D. Murtlow | Management | For | For |
| 1.5 | Elect Director Ralph R. Whitney, Jr. | Management | For | For |
| 1.6 | Elect Director Jerry Williams | Management | For | For |
| 1.7 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Corning | Management | For | Against |
| 1.2 | Elect Director Dana Filip-Crandall | Management | For | For |
| 1.3 | Elect Director Charles E. Hart | Management | For | Against |
| 1.4 | Elect Director Charles M. Heyneman | Management | For | Against |
| 1.5 | Elect Director Thomas W. Scott | Management | For | Against |
| 1.6 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: OCT 29, 2013 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: MAY 12, 2014 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roderick English | Management | For | For |
| 1.2 | Elect Director Gary J. Lehman | Management | For | For |
| 1.3 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 1.4 | Elect Director F. Howard Halderman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Chlebowski, Jr. | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Peter J. Henseler | Management | For | For |
| 1d | Elect Director Ellen A. Rudnick | Management | For | For |
| 1e | Elect Director Michael J. Small | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST NBC BANK HOLDING COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: NBCB SECURITY ID: 32115D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Carrouche | Management | For | For |
| 1.2 | Elect Director Leander J. Foley, III | Management | For | For |
| 1.3 | Elect Director John F. French | Management | For | For |
| 1.4 | Elect Director Leon L. Giorgio, Jr. | Management | For | For |
| 1.5 | Elect Director Shivan Govindan | Management | For | For |
| 1.6 | Elect Director L. Blake Jones | Management | For | For |
| 1.7 | Elect Director Louis V. Lauricella | Management | For | For |
| 1.8 | Elect Director Mark G. Merlo | Management | For | For |
| 1.9 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.10 | Elect Director Charles C. Teamer | Management | For | For |
| 1.11 | Elect Director Joseph F. Toomy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: FNFG SECURITY ID: 33582V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director James R. Boldt | Management | For | For |
| 1.3 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Director Gary M. Crosby | Management | For | For |
| 1.6 | Elect Director Carl Florio | Management | For | For |
| 1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SECURITY GROUP, INC.
MEETING DATE: JUL 24, 2013 | TICKER: FSGI SECURITY ID: 336312202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph D. Decosimo | Management | For | For |
| 1.2 | Elect Director Henchy R. Enden | Management | For | For |
| 1.3 | Elect Director William F. Grant, III | Management | For | For |
| 1.4 | Elect Director William C. Hall | Management | For | For |
| 1.5 | Elect Director Adam G. Hurwich | Management | For | For |
| 1.6 | Elect Director Carol H. Jackson | Management | For | For |
| 1.7 | Elect Director Kelly P. Kirkland | Management | For | For |
| 1.8 | Elect Director D. Michael Kramer | Management | For | For |
| 1.9 | Elect Director Robert R. Lane | Management | For | For |
| 1.10 | Elect Director Larry D. Mauldin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 6 | Amend Securities Transfer Restrictions | Management | For | For |
| 7 | Approve Reverse Stock Split | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SECURITY GROUP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FSGI SECURITY ID: 336312202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henchy R. Enden | Management | For | For |
| 1.2 | Elect Director William F. Grant, III | Management | For | For |
| 1.3 | Elect Director William C. Hall | Management | For | For |
| 1.4 | Elect Director Adam G. Hurwich | Management | For | For |
| 1.5 | Elect Director Carol H. Jackson | Management | For | For |
| 1.6 | Elect Director Kelly P. Kirkland | Management | For | For |
| 1.7 | Elect Director D. Michael Kramer | Management | For | For |
| 1.8 | Elect Director Robert R. Lane | Management | For | For |
| 1.9 | Elect Director Larry D. Mauldin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ('Chip') Hambro | Management | For | For |
| 1.5 | Elect Director James A. Hughes | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director James F. Nolan | Management | For | For |
| 1.8 | Elect Director William J. Post | Management | For | For |
| 1.9 | Elect Director J. Thomas Presby | Management | For | For |
| 1.10 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.11 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FIRST SOUTH BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FSBK SECURITY ID: 33646W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Parker, Jr. | Management | For | For |
| 1.2 | Elect Director Marshall T. Singleton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST UNITED CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: FUNC SECURITY ID: 33741H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Barr | Management | For | For |
| 1.2 | Elect Director Brian R. Boal | Management | For | For |
| 1.3 | Elect Director William B. Grant | Management | For | For |
| 1.4 | Elect Director John W. McCullough | Management | For | For |
| 1.5 | Elect Director Marisa A. Shockley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTBANK CORPORATION
MEETING DATE: DEC 12, 2013 | TICKER: FBMI SECURITY ID: 33761G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: FMER SECURITY ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FIRSTSERVICE CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: FSV SECURITY ID: 33761N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director David R. Beatty | Management | For | For |
| 2.2 | Elect Director Brendan Calder | Management | For | For |
| 2.3 | Elect Director Peter F. Cohen | Management | For | For |
| 2.4 | Elect Director Bernard I. Ghert | Management | For | For |
| 2.5 | Elect Director Michael D. Harris | Management | For | For |
| 2.6 | Elect Director Jay S. Hennick | Management | For | For |
| 2.7 | Elect Director Frederick F. Reichheld | Management | For | For |
| 2.8 | Elect Director Michael Stein | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.4 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.5 | Elect Director Kim M. Robak | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
FISHER COMMUNICATIONS, INC.
MEETING DATE: AUG 06, 2013 | TICKER: FSCI SECURITY ID: 337756209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
FIVE BELOW, INC.
MEETING DATE: JUN 24, 2014 | TICKER: FIVE SECURITY ID: 33829M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Collins | Management | For | Withhold |
| 1.2 | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIVE PRIME THERAPEUTICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: FPRX SECURITY ID: 33830X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian G. Atwood | Management | For | For |
| 1.2 | Elect Director R. Lee Douglas | Management | For | For |
| 1.3 | Elect Director Mark D. McDade | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: FEB 11, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of ADS with Preemptive Rights up to Aggregate of 3,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | For |
| 2 | Authorize Issuance of ADS without Preemptive Rights up to Aggregate of 15,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | Against |
| 3 | Eliminate Preemptive Rights Pursuant to Item 2 Above in Favor of Specific Beneficiaries | Management | For | Against |
| 4 | Set Total Limit for Capital Increase to Result from All Issuance Requests at 15 Million Shares | Management | For | For |
| 5 | Authorize Issuance of ADS without Preemptive Rights up to Aggregate of 2,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | For |
| 6 | Eliminate Preemptive Rights Pursuant to Item 5 Above in Favor of Specific Beneficiaries | Management | For | For |
| 7 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 8 | Eliminate Preemptive Rights Pursuant to Item 7 in Favor of Employees | Management | Against | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: JUN 24, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Reelect Michael S. Anderson as Director | Management | For | For |
| 4 | Reelect Guillaume Cerutti as Director | Management | For | Against |
| 5 | Reelect Francis J.T. Fildes as Director | Management | For | Against |
| 6 | Reelect Ambassador Craig Stapleton as Director | Management | For | Against |
| 7 | Elect Christophe Navarre as Director | Management | For | Against |
| 8 | Elect Ben C. Van Assche as Director | Management | For | Against |
| 9 | Renew Appointments of Price Waterhouse Coopers as Auditor and Etienne Boris as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000 | Management | For | Against |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 12 | Authorize up to 250,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize up to 1,700,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 14 | Subject to Approval of Item 15, Approve Issuance of 300,000 Warrants (ADS) Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Eliminate Preemptive Rights Pursuant to Item 14 Above in Favor of Chairman and Non-Executive Directors | Management | For | Against |
| 16 | Subject to Approval of Item 17, Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 17 | Eliminate Preemptive Rights Pursuant to Item 16 Above in Favor of Employees | Management | Against | For |
| 18 | Amend Article 13-14, 16-17 of Bylaws Re: Shareholding Requirements for Directors, Board Decisions, Age Limit for Chairman and Managing Director | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLEXSTEEL INDUSTRIES, INC.
MEETING DATE: DEC 09, 2013 | TICKER: FLXS SECURITY ID: 339382103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey T. Bertsch | Management | For | For |
| 1.2 | Elect Director Lynn J. Davis | Management | For | For |
| 1.3 | Elect Director Eric S. Rangen | Management | For | For |
| 1.4 | Elect Director Nancy E. Uridil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | Against |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 29, 2013 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect H. Raymond Bingham as Director | Management | For | For |
| 1b | Reelect Willy C. Shih as Director | Management | For | For |
| 2 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
| 3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | Management | For | For |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 25, 2014 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Crouch | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director Angus L. Macdonald | Management | For | For |
| 1.4 | Elect Director Cathy Stauffer | Management | For | For |
| 1.5 | Elect Director Andrew C. Teich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLOW INTERNATIONAL CORPORATION
MEETING DATE: DEC 20, 2013 | TICKER: FLOW SECURITY ID: 343468104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: FFIC SECURITY ID: 343873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Hegarty | Management | For | Against |
| 1b | Elect Director John J. McCabe | Management | For | Against |
| 1c | Elect Director Donna M. O'Brien | Management | For | Against |
| 1d | Elect Director Michael J. Russo | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FONAR CORPORATION
MEETING DATE: JUN 23, 2014 | TICKER: FONR SECURITY ID: 344437405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond V. Damadian | Management | For | Withhold |
| 1.2 | Elect Director Claudette J. V. Chan | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Janoff | Management | For | For |
| 1.4 | Elect Director Charles N. O'Data | Management | For | For |
| 1.5 | Elect Director Ronald G. Lehman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
FORBES ENERGY SERVICES LTD.
MEETING DATE: JUL 09, 2013 | TICKER: FES SECURITY ID: 345143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dale W. Bossert | Management | For | Withhold |
| 1.2 | Elect Director Travis H. Burris | Management | For | Withhold |
| 1.3 | Elect Director John E. Crisp | Management | For | For |
| 1.4 | Elect Director Charles C. Forbes, Jr. | Management | For | For |
| 1.5 | Elect Director Janet L. Forbes | Management | For | For |
| 1.6 | Elect Director Ted A. Izatt | Management | For | Withhold |
| 1.7 | Elect Director William W. Sherrill | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORBES ENERGY SERVICES LTD.
MEETING DATE: JUN 11, 2014 | TICKER: FES SECURITY ID: 345143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dale W. Bossert | Management | For | For |
| 1.2 | Elect Director Travis H. Burris | Management | For | For |
| 1.3 | Elect Director John E. Crisp | Management | For | For |
| 1.4 | Elect Director Charles C. Forbes, Jr. | Management | For | For |
| 1.5 | Elect Director Ted A. Izatt | Management | For | For |
| 1.6 | Elect Director William W. Sherrill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORMFACTOR, INC.
MEETING DATE: MAY 16, 2014 | TICKER: FORM SECURITY ID: 346375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Slessor | Management | For | Withhold |
| 1.2 | Elect Director Thomas St. Dennis | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FORRESTER RESEARCH, INC.
MEETING DATE: MAY 13, 2014 | TICKER: FORR SECURITY ID: 346563109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Colony | Management | For | For |
| 1.2 | Elect Director Michael H. Welles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORWARD AIR CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: FWRD SECURITY ID: 349853101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director Ray A. Mundy | Management | For | For |
| 1.8 | Elect Director Gary L. Paxton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOSSIL GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FOSL SECURITY ID: 34988V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine B. Agather | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 1.3 | Elect Director William B. Chiasson | Management | For | For |
| 1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.5 | Elect Director Diane L. Neal | Management | For | For |
| 1.6 | Elect Director Thomas M. Nealon | Management | For | For |
| 1.7 | Elect Director Mark D. Quick | Management | For | For |
| 1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.9 | Elect Director Jal S. Shroff | Management | For | For |
| 1.10 | Elect Director James E. Skinner | Management | For | For |
| 1.11 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 07, 2014 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | Did Not Vote |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | Did Not Vote |
| 1.3 | Elect Director Edward G. Galante | Management | For | Did Not Vote |
| 1.4 | Elect Director John M. Malcolm | Management | For | Did Not Vote |
| 1.5 | Elect Director J. Kent Masters | Management | For | Did Not Vote |
| 1.6 | Elect Director Stephanie S. Newby | Management | For | Did Not Vote |
| 1.7 | Elect Director Henri Philippe Reichstul | Management | For | Did Not Vote |
| 1.8 | Elect Director Maureen B. Tart-Bezer | Management | For | Did Not Vote |
| 2 | Elect Steven J. Demetriou as Board Chairman | Management | For | Did Not Vote |
| 3.1 | Elect Clayton C. Daley, Jr. to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.2 | Elect Edward G. Galante to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.3 | Elect Henri Philippe Reichstul to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.4 | Elect Maureen B. Tart-Bezer to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 4 | Ratify PricewaterhouseCoopers AG, Zurich, Switzerland as Auditors | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 7 | Designate Sandro Tobler as Independent Proxy | Management | For | Did Not Vote |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Dividends of CHF .40 per Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 11 | By Marking the Box to the Right, I Instruct the Independent Proxy to Vote FOR or AGAINST the Voting Recommendations of the Board of Directors in Case of New or Amended Proposals, or to ABSTAIN from such New or Amended Proposals or New Agenda Items | Management | For | Did Not Vote |
| |
|---|
FOUNDATION MEDICINE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FMI SECURITY ID: 350465100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brook Byers | Management | For | Against |
| 1.2 | Elect Director Michael Pellini | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FOX CHASE BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FXCB SECURITY ID: 35137T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd S. Benning | Management | For | For |
| 1.2 | Elect Director Thomas M. Petro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOX FACTORY HOLDING CORP.
MEETING DATE: JUN 05, 2014 | TICKER: FOXF SECURITY ID: 35138V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Hagin | Management | For | For |
| 1b | Elect Director Dudley Mendenhall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUL 09, 2013 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Emmett | Management | For | Withhold |
| 1.2 | Elect Director Richard Kunes | Management | For | For |
| 1.3 | Elect Director Richard Zannino | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: FRAN SECURITY ID:�� 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Brenneman | Management | For | For |
| 1.2 | Elect Director Neill Davis | Management | For | For |
| 1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN ELECTRIC CO., INC.
MEETING DATE: MAY 02, 2014 | TICKER: FELE SECURITY ID: 353514102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David T. Brown | Management | For | For |
| 1.2 | Elect Director David A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRANKLIN FINANCIAL CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: FRNK SECURITY ID: 35353C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Gerald Roach | Management | For | For |
| 1.2 | Elect Director Richard T. Wheeler, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRED'S, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FRED SECURITY ID: 356108100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Hayes | Management | For | For |
| 1.2 | Elect Director John R. Eisenman | Management | For | For |
| 1.3 | Elect Director Thomas H. Tashjian | Management | For | For |
| 1.4 | Elect Director B. Mary McNabb | Management | For | For |
| 1.5 | Elect Director Michael T. McMillan | Management | For | For |
| 1.6 | Elect Director Bruce A. Efird | Management | For | For |
| 1.7 | Elect Director Steven R. Fitzpatrick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREESEAS INC.
MEETING DATE: NOV 14, 2013 | TICKER: FREE SECURITY ID: Y26496201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Focko Nauta as Director | Management | For | For |
| 1.2 | Elect Keith Bloomfield as Director | Management | For | For |
| 2 | Ratify RBSM LLP as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
FREIGHTCAR AMERICA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RAIL SECURITY ID: 357023100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Madden | Management | For | For |
| 1.2 | Elect Director Joseph E. McNeely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FREQUENCY ELECTRONICS, INC.
MEETING DATE: OCT 08, 2013 | TICKER: FEIM SECURITY ID: 358010106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Franklin | Management | For | Withhold |
| 1.2 | Elect Director Martin B. Bloch | Management | For | Withhold |
| 1.3 | Elect Director Joel Girsky | Management | For | For |
| 1.4 | Elect Director S. Robert Foley, Jr. | Management | For | For |
| 1.5 | Elect Director Richard Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: FTR SECURITY ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Edward Fraioli | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FTD COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: FTD SECURITY ID: 30281V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracey L. Belcourt | Management | For | For |
| 1.2 | Elect Director Joseph W. Harch | Management | For | For |
| 1.3 | Elect Director Michael J. Silverstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FSYS SECURITY ID: 35952W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. Pompeo | Management | For | For |
| 1.2 | Elect Director Colin S. Johnston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUEL TECH, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FTEK SECURITY ID: 359523107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Bailey | Management | For | For |
| 1.2 | Elect Director Miguel Espinosa | Management | For | For |
| 1.3 | Elect Director W. Grant Gregory | Management | For | For |
| 1.4 | Elect Director Thomas L. Jones | Management | For | For |
| 1.5 | Elect Director George F. MacCormack | Management | For | For |
| 1.6 | Elect Director Thomas S. Shaw, Jr. | Management | For | For |
| 1.7 | Elect Director Delbert L. Williamson | Management | For | For |
| 1.8 | Elect Director Dennis L. Zeitler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUELCELL ENERGY, INC.
MEETING DATE: MAR 27, 2014 | TICKER: FCEL SECURITY ID: 35952H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur A. Bottone | Management | For | For |
| 1.2 | Elect Director Richard A. Bromley | Management | For | For |
| 1.3 | Elect Director James Herbert England | Management | For | For |
| 1.4 | Elect Director James D. Gerson | Management | For | For |
| 1.5 | Elect Director William A. Lawson | Management | For | For |
| 1.6 | Elect Director John A. Rolls | Management | For | For |
| 1.7 | Elect Director Togo Dennis West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John M. Bond, Jr. | Management | For | For |
| 1b | Elect Director Craig A. Dally | Management | For | For |
| 1c | Elect Director Denise L. Devine | Management | For | For |
| 1d | Elect Director Patrick J. Freer | Management | For | For |
| 1e | Elect Director George W. Hodges | Management | For | For |
| 1f | Elect Director Albert Morrison, III | Management | For | For |
| 1g | Elect Director R. Scott Smith, Jr. | Management | For | For |
| 1h | Elect Director Gary A. Stewart | Management | For | For |
| 1i | Elect Director Ernest J. Waters | Management | For | For |
| 1j | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FURIEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FURX SECURITY ID: 36106P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director June S. Almenoff | Management | For | For |
| 1.2 | Elect Director Peter B. Corr | Management | For | For |
| 1.3 | Elect Director Stephen R. Davis | Management | For | For |
| 1.4 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.5 | Elect Director Fredric N. Eshelman | Management | For | For |
| 1.6 | Elect Director Stephen W. Kaldor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUWEI FILMS (HOLDINGS), CO., LTD
MEETING DATE: DEC 16, 2013 | TICKER: FFHL SECURITY ID: G3704F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Changrong Ji as Director | Management | For | For |
| 1.2 | Elect Shan Jiang as Director | Management | For | For |
| 2 | Approve to Ratify Appointment of Kabani & Company, Inc. as the Company's Auditor | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
FX ENERGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: FXEN SECURITY ID: 302695101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David N. Pierce | Management | For | Withhold |
| 1.2 | Elect Director Dennis B. Goldstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
G&K SERVICES, INC.
MEETING DATE: NOV 06, 2013 | TICKER: GK SECURITY ID: 361268105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Bronson | Management | For | For |
| 1.2 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.3 | Elect Director Ernest J. Mrozek | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 10, 2014 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Amend Employment Agreement with Morris Goldfarb | Management | For | For |
| 3 | Amend Employment Agreement with Sammy Aaron | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
G. WILLI-FOOD INTERNATIONAL LTD.
MEETING DATE: NOV 28, 2013 | TICKER: WILC SECURITY ID: M52523103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Zwi Williger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Joseph Williger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Chaim Gertal as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Brightman, Almagor, Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Approve Annual Bonus of NIS 63,000 to Gil Hochboim, CEO | Management | For | For |
| 5 | Grant Zwi Williger, Chairman, Options to Purchase 200,000 Shares | Management | For | For |
| 6 | Grant Joseph Williger, President and Director, Options to Purchase 200,000 Shares | Management | For | For |
| 7 | Grant Gil Hochboim, CEO, Options to Purchase 30,000 Shares | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| 9 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
G. WILLI-FOOD INTERNATIONAL LTD.
MEETING DATE: MAR 20, 2014 | TICKER: WILC SECURITY ID: M52523103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Enable the Company to Engage In Any Lawful Activity | Management | For | For |
| 2 | Other Business (Voting if Applicable) | Management | For | Against |
| |
|---|
GAIAM, INC.
MEETING DATE: OCT 10, 2013 | TICKER: GAIA SECURITY ID: 36268Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jirka Rysavy | Management | For | Withhold |
| 1.2 | Elect Director Lynn Powers | Management | For | Withhold |
| 1.3 | Elect Director James Argyropoulos | Management | For | For |
| 1.4 | Elect Director Kristin Frank | Management | For | For |
| 1.5 | Elect Director Chris Jaeb | Management | For | For |
| 1.6 | Elect Director Wendy Schoppert | Management | For | For |
| 1.7 | Elect Director Paul Sutherland | Management | For | For |
| |
|---|
GALECTIN THERAPEUTICS INC.
MEETING DATE: MAY 14, 2014 | TICKER: GALT SECURITY ID: 363225202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilbert F. Amelio | Management | For | Withhold |
| 1.2 | Elect Director Kevin D. Freeman | Management | For | For |
| 1.3 | Elect Director Arthur R. Greenberg | Management | For | For |
| 1.4 | Elect Director Rod D. Martin | Management | For | For |
| 1.5 | Elect Director John Mauldin | Management | For | For |
| 1.6 | Elect Director Steven Prelack | Management | For | For |
| 1.7 | Elect Director H. Paul Pressler | Management | For | For |
| 1.8 | Elect Director Marc Rubin | Management | For | For |
| 1.9 | Elect Director Peter G. Traber | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GALENA BIOPHARMA, INC.
MEETING DATE: JUN 27, 2014 | TICKER: GALE SECURITY ID: 363256108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Richard Chin | Management | For | For |
| 1.3 | Elect Director Rudolph Nisi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GALMED PHARMACEUTICALS LTD.
MEETING DATE: JUN 12, 2014 | TICKER: GLMD SECURITY ID: M47238106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tali Yaron-Eldar as Director and Approve Director's Remuneration | Management | For | For |
| 1.2 | Elect David Sidransky as Director and Approve Director's Remuneration | Management | For | For |
| 2 | Other Business (Voting if applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GAMING PARTNERS INTERNATIONAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: GPIC SECURITY ID: 36467A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin A. Berkowitz | Management | For | For |
| 1.2 | Elect Director Eric P. Endy | Management | For | Withhold |
| 1.3 | Elect Director Gregory S. Gronau | Management | For | Withhold |
| 1.4 | Elect Director Charles R. Henry | Management | For | For |
| 1.5 | Elect Director Robert J. Kelly | Management | For | For |
| 1.6 | Elect Director Jean-Francois Lendais | Management | For | Withhold |
| 1.7 | Elect Director Alain Thieffry | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 06, 2014 | TICKER: GRMN SECURITY ID: H2906T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Dividends | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
| 6.2 | Elect Director Joseph J. Hartnett | Management | For | Did Not Vote |
| 6.3 | Elect Director Min H. Kao | Management | For | Did Not Vote |
| 6.4 | Elect Director Charles W. Peffer | Management | For | Did Not Vote |
| 6.5 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
| 6.6 | Elect Director Thomas P. Poberezny | Management | For | Did Not Vote |
| 7 | Elect Min Kao as Board Chairman | Management | For | Did Not Vote |
| 8.1 | Appoint Donald H. Eller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.4 | Appoint Thomas P. Poberezny as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Designate Reiss + Preuss LLP as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify Ernst and Young LLP as Auditors | Management | For | Did Not Vote |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 12 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | Did Not Vote |
| 13 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Compensation of the Board and Executive Management and Related Matters | Management | For | Did Not Vote |
| 14 | Amend Articles Allowing General Meetings to be Held Online | Management | For | Did Not Vote |
| |
|---|
GEEKNET, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GKNT SECURITY ID: 36846Q203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn K. McCarthy | Management | For | For |
| 1.2 | Elect Director Matthew C. Blank | Management | For | For |
| 1.3 | Elect Director Matthew Carey | Management | For | Withhold |
| 1.4 | Elect Director Thomas Coughlin | Management | For | For |
| 1.5 | Elect Director Peter A. Georgescu | Management | For | For |
| 1.6 | Elect Director Ronald Hampel | Management | For | Withhold |
| 1.7 | Elect Director Kenneth G. Langone | Management | For | For |
| 1.8 | Elect Director Frank A. Riddick, III | Management | For | Withhold |
| 1.9 | Elect Director Eric Semler | Management | For | For |
| 1.10 | Elect Director Derek Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENCOR INDUSTRIES, INC.
MEETING DATE: MAR 14, 2014 | TICKER: GENC SECURITY ID: 368678108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cort J. Dondero | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL COMMUNICATION, INC.
MEETING DATE: JUN 23, 2014 | TICKER: GNCMA SECURITY ID: 369385109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bridget L. Baker | Management | For | For |
| 1.2 | Elect Director Jerry A. Edgerton | Management | For | For |
| 1.3 | Elect Director Mark W. Kroloff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL FINANCE CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: GFN SECURITY ID: 369822101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Connell | Management | For | For |
| 1.2 | Elect Director Manuel Marrero | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: GNMK SECURITY ID: 372309104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daryl J. Faulkner | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 05, 2014 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.7 | Elect Director Ginger L. Graham | Management | For | For |
| 1.8 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pete Hoekstra | Management | For | For |
| 1.2 | Elect Director James Hollars | Management | For | For |
| 1.3 | Elect Director John Mulder | Management | For | For |
| 1.4 | Elect Director Mark Newton | Management | For | For |
| 1.5 | Elect Director Richard Schaum | Management | For | For |
| 1.6 | Elect Director Frederick Sotok | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | Against |
| 6 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
GENTHERM INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: THRM SECURITY ID: 37253A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis Booth | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director Sophie Desormiere | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Oscar B. Marx, III | Management | For | For |
| 1.7 | Elect Director Carlos E. Mazzorin | Management | For | For |
| 1.8 | Elect Director Franz Scherer | Management | For | For |
| 1.9 | Elect Director Byron T. Shaw, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 24, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Discharge of Directors and Statutory Auditors | Management | For | Against |
| 2a | Elect Fintan Keegan as Director | Management | For | For |
| 2b | Elect Suzanne Sawochka Hooper as Director | Management | For | For |
| 2c | Elect Iain McGill as Director | Management | For | For |
| 2d | Elect Joyce Victoria Bigio as Director | Management | For | For |
| 2e | Elect Elmar Schnee as Director | Management | For | For |
| 3a | Appoint Mia Pasini as Chair of the Internal Statutory Auditors' Board | Management | For | For |
| 3b | Appoint Luca La Pietra as Internal Statutory Auditor | Management | For | For |
| 3c | Appoint Maurizio Pavia as Internal Statutory Auditor | Management | For | For |
| 3d | Appoint Alberto Demarchi as Alternate Internal Statutory Auditor | Management | For | For |
| 3e | Appoint Giovanni Lurani Cernuschi as Alternate Internal Statutory Auditor | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 28, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of American Depository Shares from Nasdaq Global Market; Approve Deregistration of Ordinary Shares and of American Depository Shares | Management | For | For |
| |
|---|
GENTIVA HEALTH SERVICES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GTIV SECURITY ID: 37247A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
| 1.2 | Elect Director Victor F. Ganzi | Management | For | For |
| 1.3 | Elect Director R. Steven Hicks | Management | For | For |
| 1.4 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1.5 | Elect Director Stuart Olsten | Management | For | For |
| 1.6 | Elect Director Sheldon M. Retchin | Management | For | For |
| 1.7 | Elect Director Tony Strange | Management | For | For |
| 1.8 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.9 | Elect Director Rodney D. Windley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENVEC, INC.
MEETING DATE: NOV 22, 2013 | TICKER: GNVC SECURITY ID: 37246C307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zola P. Horovitz | Management | For | For |
| 1.2 | Elect Director William N. Kelley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GEOSPACE TECHNOLOGIES CORPORATION
MEETING DATE: AUG 20, 2013 | TICKER: GEOS SECURITY ID: 37364X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Ratify Options Granted Under the 1997 Key Employees Stock Option Plan | Management | For | For |
| |
|---|
GEOSPACE TECHNOLOGIES CORPORATION
MEETING DATE: FEB 06, 2014 | TICKER: GEOS SECURITY ID: 37364X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas L. Davis | Management | For | For |
| 1B | Elect Director Richard F. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GERMAN AMERICAN BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: GABC SECURITY ID: 373865104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christina M. Ernst | Management | For | For |
| 1.2 | Elect Director M. Darren Root | Management | For | For |
| 1.3 | Elect Director Mark A. Schroeder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GERON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: GERN SECURITY ID: 374163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karin Eastham | Management | For | For |
| 1.2 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: ROCK SECURITY ID: 374689107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brinn J. Lipke | Management | For | For |
| 1.2 | Elect Director William P. Montague | Management | For | For |
| 1.3 | Elect Director Arthur A. Russ, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GIGAMEDIA LTD.
MEETING DATE: JUN 20, 2014 | TICKER: GIGM SECURITY ID: Y2711Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Appoint KPMG and KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Directors' Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: SEP 11, 2013 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item 1; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: DEC 31, 2013 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Jeremy Blank as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Amiram Boehm as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Ishay Davidi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Gilead Halevy as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Amiram Levinberg as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Kainan Rafaeli as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Cash Compensation to Non-Employee Directors | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: MAY 08, 2014 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dov Baharav as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Jeremy Blank as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Amiram Boehm as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ishay Davidi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Gilead Halevy as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Kainan Rafaeli as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Elect Zvi Lieber As External Director for a Three Year Term and Approve a Grant of Options | Management | For | For |
| 3 | Ratification and Approval of Cash Compensation to External Directors | Management | For | For |
| 4 | Ratification and Approval of Reappointment of Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: JUL 31, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Israel Makov as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Arie Mientkavitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Doron Birger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Nachum Shamir as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Anat Loewenstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Ari Bronshtein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Stanley Stern as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.8 | Reelect Lior Hannes as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 4 | To Act Upon Such Other Matters as May Properly Come Before the Meeting or Any Adjournment or Adjournments Thereof | Management | None | None |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: OCT 08, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus of USD 515,923 to Nachum Shamir, President and CEO | Management | For | For |
| 2 | Approve Grant of 30,000 Restricted Share Units to Nachum Shamir, President and CEO | Management | For | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Amend Restricted Share Unit Plan of Non-Employee Directors to Fix the Value of Equity Awards that May be Granted as Recurring Annual Grants and Extend the Vesting Period of Such Grants from One Year to Three Years | Management | For | Against |
| 5 | Approve Bonus Plan for Nachum Shamir, President and CEO, for Fiscal Year 2013 | Management | For | For |
| 6 | Amend Employment Terms of Nachum Shamir, President and CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: DEC 31, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect James Cornelius and Michael Grobstein as External Directors, until December 31, 2016 | Management | For | For |
| 2 | Approve Compensation of External Directors | Management | For | For |
| 3 | Grant Equity-Based Compensation to External Directors | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: JAN 23, 2014 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Covidien Group S.a.r.l and Rioja Israel (2013) Ltd. | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| A2e | Vote FOR if you are the merging company or are a holder of control as defined in section 320(C) of the Israeli Company Law, 1999; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 30, 2014 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLADSTONE COMMERCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: GOOD SECURITY ID: 376536108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michela A. English | Management | For | For |
| 1.2 | Elect Director Anthony W. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GLEACHER & COMPANY, INC.
MEETING DATE: MAY 29, 2014 | TICKER: GLCH SECURITY ID: 377341201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Liquidation | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Marshall Cohen | Management | For | For |
| 3.2 | Elect Director Keith B. Hall | Management | For | For |
| 3.3 | Elect Director Jaime Lifton | Management | For | For |
| 3.4 | Elect Director Mark R. Patterson | Management | For | For |
| 3.5 | Elect Director Christopher R. Pechock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBAL EAGLE ENTERTAINMENT INC.
MEETING DATE: DEC 19, 2013 | TICKER: ENT SECURITY ID: 37951D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
GLOBAL EAGLE ENTERTAINMENT INC.
MEETING DATE: JUN 06, 2014 | TICKER: ENT SECURITY ID: 37951D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis Belanger-Martin | Management | For | Withhold |
| 1.2 | Elect Director John LaValle | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Reding | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GLOBAL INDEMNITY PLC
MEETING DATE: JUN 11, 2014 | TICKER: GBLI SECURITY ID: G39319101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Saul A. Fox | Management | For | Against |
| 1b | Elect Director Stephen A. Cozen | Management | For | Against |
| 1c | Elect Director James W. Crystal | Management | For | Against |
| 1d | Elect Director Seth J. Gersch | Management | For | For |
| 1e | Elect Director John H. Howes | Management | For | Against |
| 1f | Elect Director Chad A. Leat | Management | For | For |
| 1g | Elect Director Cynthia Y. Valko | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect Subsidiary Directors and Independent Auditor | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Change Location of Annual Meeting | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
GLOBAL POWER EQUIPMENT GROUP INC.
MEETING DATE: MAY 01, 2014 | TICKER: GLPW SECURITY ID: 37941P306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luis Manuel Ramirez | Management | For | For |
| 1.2 | Elect Director Charles Macaluso | Management | For | For |
| 1.3 | Elect Director Carl Bartoli | Management | For | For |
| 1.4 | Elect Director Terence J. Cryan | Management | For | For |
| 1.5 | Elect Director Michael E. Salvati | Management | For | For |
| 1.6 | Elect Director Frank E. Williams, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
GLOBAL SOURCES LTD.
MEETING DATE: JUN 20, 2014 | TICKER: GSOL SECURITY ID: G39300101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect David F. Jones as Director | Management | For | For |
| 1b | Elect James A. Watkins as Director | Management | For | For |
| 1c | Elect Yam Kam Hon Peter as Director | Management | For | For |
| 2 | Fix Maximum Number of Directors at Nine and Authorize Board to Fill Vacancies on the Board | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLOBE SPECIALTY METALS, INC.
MEETING DATE: DEC 03, 2013 | TICKER: GSM SECURITY ID: 37954N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
| 1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.4 | Elect Director Alan Kestenbaum | Management | For | For |
| 1.5 | Elect Director Franklin L. Lavin | Management | For | For |
| 1.6 | Elect Director Alan R. Schriber | Management | For | For |
| |
|---|
GLOBECOMM SYSTEMS INC.
MEETING DATE: NOV 22, 2013 | TICKER: GCOM SECURITY ID: 37956X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
GLU MOBILE INC.
MEETING DATE: JUN 05, 2014 | TICKER: GLUU SECURITY ID: 379890106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hany M. Nada | Management | For | For |
| 1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GOGO INC.
MEETING DATE: MAY 29, 2014 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Small | Management | For | For |
| 1.2 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GOLAR LNG LTD
MEETING DATE: SEP 20, 2013 | TICKER: GOL SECURITY ID: G9456A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Amend Company's Bye-laws 54 (a), 86, 90 (b), 100, 101, 102, 103 (a), 107 and 108 | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
GOLAR LNG PARTNERS L.P.
MEETING DATE: SEP 20, 2013 | TICKER: GMLP SECURITY ID: Y2745C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bart Veldhuizen as Director | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GORDMANS STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: GMAN SECURITY ID: 38269P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stewart M. Kasen | Management | For | For |
| 1.2 | Elect Director James A. Shea | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAND CANYON EDUCATION, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LOPE SECURITY ID: 38526M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director David J. Johnson | Management | For | For |
| 1.4 | Elect Director Jack A. Henry | Management | For | For |
| 1.5 | Elect Director Bradley A. Casper | Management | For | For |
| 1.6 | Elect Director Kevin F. Warren | Management | For | For |
| 1.7 | Elect Director Sara R. Dial | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GREAT SOUTHERN BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GSBC SECURITY ID: 390905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Barclay | Management | For | For |
| 1.2 | Elect Director Larry D. Frazier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN PLAINS RENEWABLE ENERGY, INC.
MEETING DATE: MAY 14, 2014 | TICKER: GPRE SECURITY ID: 393222104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Anderson | Management | For | For |
| 1.2 | Elect Director Wayne Hoovestol | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREENE COUNTY BANCORP, INC.
MEETING DATE: NOV 02, 2013 | TICKER: GCBC SECURITY ID: 394357107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Slutzky | Management | For | For |
| 1.2 | Elect Director David H. Jenkins | Management | For | For |
| 1.3 | Elect Director Donald E Gibson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GREENLIGHT CAPITAL RE, LTD.
MEETING DATE: APR 30, 2014 | TICKER: GLRE SECURITY ID: G4095J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Alan Brooks as GLRE Director | Management | For | For |
| 1b | Elect David Einhorn as GLRE Director | Management | For | For |
| 1c | Elect Leonard Goldberg as GLRE Director | Management | For | For |
| 1d | Elect Barton Hedges as GLRE Director | Management | For | For |
| 1e | Elect Ian Isaacs as GLRE Director | Management | For | For |
| 1f | Elect Frank Lackner as GLRE Director | Management | For | For |
| 1g | Elect Bryan Murphy as GLRE Director | Management | For | For |
| 1h | Elect Joseph Platt as GLRE Director | Management | For | For |
| 2a | Elect Alan Brooks as Greenlight Re Subsidiary Director | Management | For | For |
| 2b | Elect David Einhorn as Greenlight Re Subsidiary Director | Management | For | For |
| 2c | Elect Leonard Goldberg as Greenlight Re Subsidiary Director | Management | For | For |
| 2d | Elect Barton Hedges as Greenlight Re Subsidiary Director | Management | For | For |
| 2e | Elect Ian Isaacs as Greenlight Re Subsidiary Director | Management | For | For |
| 2f | Elect Frank Lackner as Greenlight Re Subsidiary Director | Management | For | For |
| 2g | Elect Bryan Murphy as Greenlight Re Subsidiary Director | Management | For | For |
| 2h | Elect Joseph Platt as Greenlight Re Subsidiary Director | Management | For | For |
| 3a | Elect Leonard Goldberg as GRIL Subsidiary Director | Management | For | For |
| 3b | Elect Philip Harkin as GRIL Subsidiary Director | Management | For | For |
| 3c | Elect Barton Hedges as GRIL Subsidiary Director | Management | For | For |
| 3d | Elect Frank Lackner as GRIL Subsidiary Director | Management | For | For |
| 3e | Elect Caryl Traynor as GRIL Subsidiary Director | Management | For | For |
| 3f | Elect Brendan Tuohy as GRIL Subsidiary Director | Management | For | For |
| 4 | Ratify BDO USA, LLP as auditors | Management | For | For |
| 5 | Ratify BDO Cayman Ltd. as Auditors of Greenlight Re | Management | For | For |
| 6 | Ratify BDO, Registered Auditors as Auditors of GRIL | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRIFFIN LAND & NURSERIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: GRIF SECURITY ID: 398231100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Winston J. Churchill, Jr. | Management | For | Did Not Vote |
| 1.2 | Elect Director David M. Danziger | Management | For | Did Not Vote |
| 1.3 | Elect Director Frederick M. Danziger | Management | For | Did Not Vote |
| 1.4 | Elect Director Thomas C. Israel | Management | For | Did Not Vote |
| 1.5 | Elect Director John J. Kirby, Jr. | Management | For | Did Not Vote |
| 1.6 | Elect Director Jonathan P. May | Management | For | Did Not Vote |
| 1.7 | Elect Director Albert H. Small, Jr. | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Griffin to Qualify as a REIT or MLP | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Christopher P. Haley | Shareholder | For | For |
| 1.2 | Elect Director Walter M. Schenker | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | For |
| 4 | Approve Griffin to Qualify as a REIT or MLP | Shareholder | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: DEC 16, 2013 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley Keywell | Management | For | Withhold |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V.
MEETING DATE: APR 10, 2014 | TICKER: OMAB SECURITY ID: 400501102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | None | None |
| 2 | Present CEO and External Auditor Report | Management | None | None |
| 3 | Present Board of Directors' Report in Accordance with Art. 28, Section IV of Stock Market Law Including Tax Report | Management | None | None |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions in Proposals 1 and 2 of this Agenda | Management | For | For |
| 5 | Approve Allocation of Income, Increase in Reserves and Set Aggregate Nominal Amount of Share Repurchase | Management | For | For |
| 6 | Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees | Management | For | For |
| 7 | Approve Remuneration of Directors and Other Committees | Management | For | For |
| 8 | Approve Reduction in Share Capital and Consequently Amend Article 6 of Bylaws | Management | For | For |
| 9 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: NOV 21, 2013 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Acquisition of Lagarcue SA and Theseus SA; Approve Preliminary Acquisition Agreement Subscribed on Sep. 10, 2013 | Management | For | For |
| 3 | Consider Acquisition and Consolidated Balance Sheets as of June 30, 2013 | Management | For | For |
| 4 | Consider Share Exchange Ratio and Capital Increase in the Amount of ARS 58.86 Million | Management | For | For |
| 5 | Consider Issuance of Shares in Connection with Acquisition | Management | For | For |
| 6 | Authorize Subscription of Final Acquisition Agreement with Lagarcue SA and Theseus SA | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: APR 29, 2014 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2a | To Vote For on Proposals from Banco de Galicia y Buenos Aires S.A.'s Board of Directors When Voting Items 1, 2, 3, 5, 6, 7, 10 and 11 of Agenda | Management | For | For |
| 2b | To Vote For on Item 4 of the Agenda; to Approve Performance of Board of Directors and of Internal Statutory Auditors Committee | Management | For | For |
| 2c | To Vote For on Item 8 to Fix 7 Directors and 5 Alternate Directors; To Vote i. Accept Resignation of Luis Maria Ribaya and Raul H. Seoane as Directors ii. Reelection of Pablo Gutierrez, Luis M. Ribaya and Raul H. Seoane as Directors | Management | For | For |
| 2d | When Voting Item 9, to vote i. to Re-elect Enrique M. Garda Olaciregui, Norberto D. Corizzo and Luis A. Diaz as Internal Statutory Auditors and, ii. to Re-elect Miguel N. Armando, Fernando Noetinger, and Horacio Tedin as Alternate Statutory Auditors | Management | For | For |
| 3 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Advance Remuneration of Directors up to the Amount Determined by AGM | Management | For | For |
| 9 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | For |
| 10 | Fix Number of and Elect Directors and Their Alternates | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Elect Principal and Alternate Auditors | Management | For | For |
| 13 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | For |
| |
|---|
GSI GROUP INC.
MEETING DATE: MAY 15, 2014 | TICKER: GSIG SECURITY ID: 36191C205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director Dennis J. Fortino | Management | For | For |
| 1.4 | Elect Director Ira J. Lamel | Management | For | For |
| 1.5 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.6 | Elect Director John A. Roush | Management | For | For |
| 1.7 | Elect Director Thomas N. Secor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GSI TECHNOLOGY, INC.
MEETING DATE: AUG 22, 2013 | TICKER: GSIT SECURITY ID: 36241U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Haydn Hsieh | Management | For | For |
| 1.2 | Elect Director Ruey L. Lu | Management | For | For |
| 1.3 | Elect Director Lee-Lean Shu | Management | For | For |
| 1.4 | Elect Director Arthur O. Whipple | Management | For | For |
| 1.5 | Elect Director Robert Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 04, 2014 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director Noel G. Watson | Management | For | For |
| 1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GTX, INC.
MEETING DATE: MAY 06, 2014 | TICKER: GTXI SECURITY ID: 40052B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrington J.A. Furr | Management | For | For |
| 1.2 | Elect Director Kenneth S. Robinson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUANWEI RECYCLING CORP.
MEETING DATE: NOV 20, 2013 | TICKER: GPRC SECURITY ID: 400685202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Min Chen | Management | For | For |
| 1.2 | Elect Director Qijie Chen | Management | For | For |
| 1.3 | Elect Director Juguang Gao | Management | For | For |
| 1.4 | Elect Director Howard Barth | Management | For | Withhold |
| 1.5 | Elect Director Rui Wang | Management | For | Withhold |
| 1.6 | Elect Director Changzhu Wang | Management | For | For |
| 1.7 | Elect Director Jingshou Qin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GUARANTY BANCORP
MEETING DATE: MAY 06, 2014 | TICKER: GBNK SECURITY ID: 40075T607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward B. Cordes | Management | For | For |
| 1b | Elect Director John M. Eggemeyer | Management | For | For |
| 1c | Elect Director Keith R. Finger | Management | For | For |
| 1d | Elect Director Stephen D. Joyce | Management | For | For |
| 1e | Elect Director Gail H. Klapper | Management | For | For |
| 1f | Elect Director Stephen G. McConahey | Management | For | For |
| 1g | Elect Director Paul W. Taylor | Management | For | For |
| 1h | Elect Director W. Kirk Wycoff | Management | For | For |
| 1i | Elect Director Albert C. Yates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GUIDANCE SOFTWARE, INC.
MEETING DATE: MAY 01, 2014 | TICKER: GUID SECURITY ID: 401692108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn McCreight | Management | For | For |
| 1.2 | Elect Director Victor Limongelli | Management | For | For |
| 1.3 | Elect Director Jeff Lawrence | Management | For | For |
| 1.4 | Elect Director Kathleen O'Neil | Management | For | For |
| 1.5 | Elect Director Christopher Poole | Management | For | For |
| 1.6 | Elect Director Stephen Richards | Management | For | For |
| 1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GULF ISLAND FABRICATION, INC.
MEETING DATE: APR 24, 2014 | TICKER: GIFI SECURITY ID: 402307102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Cotter | Management | For | For |
| 1.2 | Elect Director Christopher M. Harding | Management | For | For |
| 1.3 | Elect Director John P. (Jack) Laborde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: GURE SECURITY ID: 40251W309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Nan Li | Management | For | For |
| 1.5 | Elect Director Yang Zou | Management | For | For |
| 1.6 | Elect Director Shitong Jiang | Management | For | For |
| 1.7 | Elect Director Tengfei Zhang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUL 18, 2013 | TICKER: GPOR SECURITY ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: GPOR SECURITY ID:�� 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Michael S. Reddin | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GYRODYNE COMPANY OF AMERICA, INC.
MEETING DATE: DEC 27, 2013 | TICKER: GYRO SECURITY ID: 403820103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald J. Macklin | Management | For | Withhold |
| 1.2 | Elect Director Philip F. Palmedo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 16, 2014 | TICKER: HEES SECURITY ID: 404030108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Paul N. Arnold | Management | For | For |
| 1.4 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.5 | Elect Director Patrick L. Edsell | Management | For | For |
| 1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.7 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.8 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALLMARK FINANCIAL SERVICES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: HALL SECURITY ID: 40624Q203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Schwarz | Management | For | For |
| 1.2 | Elect Director Scott T. Berlin | Management | For | For |
| 1.3 | Elect Director James H. Graves | Management | For | For |
| 1.4 | Elect Director Jim W. Henderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
| 1.3 | Elect Director Matthew L. Posard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HAMPTON ROADS BANKSHARES, INC.
MEETING DATE: JUN 12, 2014 | TICKER: HMPR SECURITY ID: 409321502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Burr | Management | For | For |
| 1.2 | Elect Director Patrick E. Corbin | Management | For | For |
| 1.3 | Elect Director Henry P. Custis, Jr. | Management | For | For |
| 1.4 | Elect Director Douglas J. Glenn | Management | For | For |
| 1.5 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.6 | Elect Director Hal F. Goltz | Management | For | For |
| 1.7 | Elect Director Stephen J. Gurgovits | Management | For | For |
| 1.8 | Elect Director Charles M. Johnston | Management | For | For |
| 1.9 | Elect Director William A. Paulette | Management | For | For |
| 1.10 | Elect Director John S. Poelker | Management | For | For |
| 1.11 | Elect Director Billy G. Roughton | Management | For | For |
| 1.12 | Elect Director W. Lewis Witt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HANCOCK HOLDING COMPANY
MEETING DATE: APR 15, 2014 | TICKER: HBHC SECURITY ID: 410120109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. Bertucci | Management | For | For |
| 1.2 | Elect Director Carl J. Chaney | Management | For | For |
| 1.3 | Elect Director Terence E. Hall | Management | For | For |
| 1.4 | Elect Director Thomas H. Olinde | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANDY & HARMAN LTD.
MEETING DATE: MAY 13, 2014 | TICKER: HNH SECURITY ID: 410315105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren G. Lichtenstein | Management | For | Withhold |
| 1.2 | Elect Director Robert Frankfurt | Management | For | For |
| 1.3 | Elect Director Jack L. Howard | Management | For | Withhold |
| 1.4 | Elect Director Glen M. Kassan | Management | For | Withhold |
| 1.5 | Elect Director John H. McNamara, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Patrick A. DeMarco | Management | For | For |
| 1.7 | Elect Director Garen W. Smith | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Svoboda | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: AUG 23, 2013 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I Joon Ahn | Management | For | For |
| 1.2 | Elect Director John A. Hall | Management | For | For |
| 1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
| 1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
| 1.5 | Elect Director Joon Hyung Lee | Management | For | For |
| 1.6 | Elect Director William J. Stolte | Management | For | For |
| 1.7 | Elect Director Joseph K. Rho | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I Joon Ahn | Management | For | For |
| 1.2 | Elect Director John A. Hall | Management | For | For |
| 1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
| 1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
| 1.5 | Elect Director Joon Hyung Lee | Management | For | For |
| 1.6 | Elect Director Chulse (William) Park | Management | For | For |
| 1.7 | Elect Director Joseph K. Rho | Management | For | For |
| 1.8 | Elect Director David L. Rosenblum | Management | For | For |
| 1.9 | Elect Director William J. Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HANSEN MEDICAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: HNSN SECURITY ID: 411307101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Eagle | Management | For | For |
| 1.2 | Elect Director Christopher P. Lowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HANWHA SOLARONE CO., LTD.
MEETING DATE: DEC 20, 2013 | TICKER: HSOL SECURITY ID: 41135V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Thomas J. Toy as Director | Management | For | For |
| 2 | Approve to Re-Elect Ernst A. Butler as Director | Management | For | For |
| 3 | Approve to Re-Elect Ki-Joon Hong as Director and Board Chairman | Management | For | For |
| 4 | Approve to Appoint Ernst & Young Hua Ming as Auditor | Management | For | For |
| |
|---|
HARDINGE INC.
MEETING DATE: MAY 06, 2014 | TICKER: HDNG SECURITY ID: 412324303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Philip Hunter | Management | For | Withhold |
| 1.2 | Elect Director R. Tony Tripeny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
HARMONIC INC.
MEETING DATE: AUG 14, 2013 | TICKER: HLIT SECURITY ID: 413160102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director Harold Covert | Management | For | For |
| 1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.5 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.6 | Elect Director William F. Reddersen | Management | For | For |
| 1.7 | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARRIS & HARRIS GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TINY SECURITY ID: 413833104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dillaway Ayres, Jr. | Management | For | For |
| 1.2 | Elect Director Phillip A. Bauman | Management | For | For |
| 1.3 | Elect Director Stacy R. Brandom | Management | For | For |
| 1.4 | Elect Director Douglas W. Jamison | Management | For | For |
| 1.5 | Elect Director Lucio L. Lanza | Management | For | For |
| 1.6 | Elect Director Charles E. Ramsey | Management | For | For |
| 1.7 | Elect Director Richard P. Shanley | Management | For | For |
| 1.8 | Elect Director Bruce W. Shewmaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HARRIS INTERACTIVE INC.
MEETING DATE: NOV 26, 2013 | TICKER: HPOL SECURITY ID: 414549105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Shecter | Management | For | For |
| 1.2 | Elect Director Antoine G. Treuille | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HART SECURITY ID: 41690A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James J. McGorry | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARVARD BIOSCIENCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HBIO SECURITY ID: 416906105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Green | Management | For | For |
| 1.2 | Elect Director John F. Kennedy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HAS SECURITY ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HA SECURITY ID: 419879101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director Zac S. Hirzel | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.7 | Elect Director Tomoyuki Moriizumi | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 1.9 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAWAIIAN TELCOM HOLDCO, INC.
MEETING DATE: MAY 06, 2014 | TICKER: HCOM SECURITY ID: 420031106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Jalkut | Management | For | For |
| 1.2 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.3 | Elect Director Walter A. Dods, Jr. | Management | For | For |
| 1.4 | Elect Director Warren H. Haruki | Management | For | For |
| 1.5 | Elect Director Steven C. Oldham | Management | For | For |
| 1.6 | Elect Director Bernard R. Phillips III | Management | For | For |
| 1.7 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HAWKINS, INC.
MEETING DATE: AUG 01, 2013 | TICKER: HWKN SECURITY ID: 420261109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John S. McKeon | Management | For | For |
| 2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 3 | Elect Director James A. Faulconbridge | Management | For | For |
| 4 | Elect Director Duane M. Jergenson | Management | For | For |
| 5 | Elect Director Mary J. Schumacher | Management | For | For |
| 6 | Elect Director Daryl I. Skaar | Management | For | For |
| 7 | Elect Director James T. Thompson | Management | For | For |
| 8 | Elect Director Jeffrey L. Wright | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAWTHORN BANCSHARES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: HWBK SECURITY ID: 420476103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip D. Freeman | Management | For | For |
| 1.2 | Elect Director James E. Smith | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 24, 2014 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Timothy J. McCarthy | Management | For | For |
| 6 | Elect Director Michael L. Shor | Management | For | For |
| 7 | Elect Director William P. Wall | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian A. Bernasek | Management | For | Withhold |
| 1.2 | Elect Director Stephen M. Zide | Management | For | Withhold |
| 1.3 | Elect Director John W. Alden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HEALTHCARE SERVICES GROUP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HCSG SECURITY ID: 421906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. McCartney | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Frome | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Moss | Management | For | Withhold |
| 1.4 | Elect Director John M. Briggs | Management | For | Withhold |
| 1.5 | Elect Director Dino D. Ottaviano | Management | For | Withhold |
| 1.6 | Elect Director Theodore Wahl | Management | For | Withhold |
| 1.7 | Elect Director Michael E. McBryan | Management | For | Withhold |
| 1.8 | Elect Director Diane S. Casey | Management | For | Withhold |
| 1.9 | Elect Director John J. McFadden | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Mclaren | Management | For | Withhold |
| 1.2 | Elect Director Linda Rebrovick | Management | For | For |
| 1.3 | Elect Director Michael Shmerling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHWAYS, INC.
MEETING DATE: JUN 24, 2014 | TICKER: HWAY SECURITY ID: 422245100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Karro | Management | For | For |
| 1.2 | Elect Director Paul H. Keckley | Management | For | For |
| 1.3 | Elect Director Conan J. Laughlin | Management | For | For |
| 1.4 | Elect Director Kevin G. Wills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
HEARTLAND EXPRESS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: HTLD SECURITY ID: 422347104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.2 | Elect Director Larry J. Gordon | Management | For | For |
| 1.3 | Elect Director Benjamin J. Allen | Management | For | For |
| 1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
| 1.5 | Elect Director James G. Pratt | Management | For | For |
| 1.6 | Elect Director Tahira K. Hira | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTLAND FINANCIAL USA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HTLF SECURITY ID: 42234Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Conlan | Management | For | Withhold |
| 1.2 | Elect Director Thomas L. Flynn | Management | For | For |
| 1.3 | Elect Director Kurt M. Saylor | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: JUN 04, 2014 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HSII SECURITY ID: 422819102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.2 | Elect Director V. Paul Unruh | Management | For | For |
| 1.3 | Elect Director Tracy R. Wolstencroft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HELEN OF TROY LIMITED
MEETING DATE: AUG 27, 2013 | TICKER: HELE SECURITY ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary B. Abromovitz as Director | Management | For | For |
| 1.2 | Elect John B. Butterworth as Director | Management | For | For |
| 1.3 | Elect Timothy F. Meeker as Director | Management | For | For |
| 1.4 | Elect Gerald J. Rubin as Director | Management | For | For |
| 1.5 | Elect William F. Susetka as Director | Management | For | For |
| 1.6 | Elect Adolpho R. Telles as Director | Management | For | For |
| 1.7 | Elect Darren G. Woody as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HEMISPHERE MEDIA GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HMTV SECURITY ID: 42365Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Kern | Management | For | Withhold |
| 1.2 | Elect Director Leo Hindery, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Gabriel Brener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HSIC SECURITY ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M. Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
| 1.3 | Elect Director James P. Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E. Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J. Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J. Kabat | Management | For | For |
| 1.9 | Elect Director Philip A. Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S. Matthews | Management | For | For |
| 1.12 | Elect Director Carol Raphael | Management | For | For |
| 1.13 | Elect Director E. Dianne Rekow | Management | For | For |
| 1.14 | Elect Director Bradley T. Sheares | Management | For | For |
| 1.15 | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERCULES OFFSHORE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HERO SECURITY ID: 427093109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Amonett | Management | For | For |
| 1.2 | Elect Director Thomas J. Madonna | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| |
|---|
HERITAGE COMMERCE CORP
MEETING DATE: MAY 22, 2014 | TICKER: HTBK SECURITY ID: 426927109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank G. Bisceglia | Management | For | For |
| 1.2 | Elect Director Jack W. Conner | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Celeste V. Ford | Management | For | For |
| 1.5 | Elect Director Steven L. Hallgrimson | Management | For | For |
| 1.6 | Elect Director Walter T. Kaczmarek | Management | For | For |
| 1.7 | Elect Director Robert T. Moles | Management | For | For |
| 1.8 | Elect Director Humphrey P. Polanen | Management | For | For |
| 1.9 | Elect Director Laura Roden | Management | For | For |
| 1.10 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 1.11 | Elect Director Ranson W. Webster | Management | For | For |
| 1.12 | Elect Director W. Kirk Wycoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HERITAGE FINANCIAL CORPORATION
MEETING DATE: APR 14, 2014 | TICKER: HFWA SECURITY ID: 42722X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HERITAGE FINANCIAL GROUP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HBOS SECURITY ID: 42726X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph C. Burger | Management | For | For |
| 1.2 | Elect Director Carol W. Slappey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERITAGE OAKS BANCORP
MEETING DATE: FEB 19, 2014 | TICKER: HEOP SECURITY ID: 42724R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HERITAGE OAKS BANCORP
MEETING DATE: MAY 28, 2014 | TICKER: HEOP SECURITY ID: 42724R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Morris | Management | For | For |
| 1.2 | Elect Director Donald Campbell | Management | For | For |
| 1.3 | Elect Director Michael J. Behrman | Management | For | For |
| 1.4 | Elect Director Mark C. Fugate | Management | For | For |
| 1.5 | Elect Director Daniel J. O'Hare | Management | For | For |
| 1.6 | Elect Director Dee Lacey | Management | For | For |
| 1.7 | Elect Director James J. Lynch | Management | For | For |
| 1.8 | Elect Director Michael E. Pfau | Management | For | For |
| 1.9 | Elect Director Alexander F. Simas | Management | For | For |
| 1.10 | Elect Director Howard N. Gould | Management | For | For |
| 1.11 | Elect Director Simone F. Lagomarsino | Management | For | For |
| 1.12 | Elect Director Stephen P. Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: FEB 11, 2014 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: APR 30, 2014 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Bruckmann | Management | For | For |
| 1.2 | Elect Director Carmine Falcone | Management | For | For |
| 1.3 | Elect Director Robert W. Willmschen, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adopt Delaware as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
HERMAN MILLER, INC.
MEETING DATE: OCT 07, 2013 | TICKER: MLHR SECURITY ID: 600544100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Dorothy A. Terrell | Management | For | For |
| 1.3 | Elect Director David O. Ulrich | Management | For | For |
| 1.4 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 1.3 | Elect Director Barry D. Quart | Management | For | For |
| 1.4 | Elect Director Robert H. Rosen | Management | For | For |
| 1.5 | Elect Director Craig A. Johnson | Management | For | For |
| 1.6 | Elect Director Kimberly J. Manhard | Management | For | For |
| 1.7 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HI-TECH PHARMACAL CO., INC.
MEETING DATE: DEC 19, 2013 | TICKER: HITK SECURITY ID: 42840B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director David S. Seltzer | Management | For | For |
| 4.2 | Elect Director Reuben Seltzer | Management | For | For |
| 4.3 | Elect Director Martin M. Goldwyn | Management | For | For |
| 4.4 | Elect Director Yashar Hirshaut | Management | For | Withhold |
| 4.5 | Elect Director Jack van Hulst | Management | For | Withhold |
| 4.6 | Elect Director Anthony J. Puglisi | Management | For | For |
| 4.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
HIBBETT SPORTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director Albert C. Johnson | Management | For | For |
| 1.3 | Elect Director Ralph T. Parks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HICKORY TECH CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: HTCO SECURITY ID: 429060106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Alton, Jr. | Management | For | Withhold |
| 1.2 | Elect Director R. Wynn Kearney, Jr. | Management | For | For |
| 1.3 | Elect Director Dale E. Parker | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Remove Age Restriction for Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHPOWER INTERNATIONAL, INC.
MEETING DATE: NOV 17, 2013 | TICKER: HPJ SECURITY ID: 43113X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dang Yu Pan | Management | For | For |
| 1.2 | Elect Director Wen Liang Li | Management | For | For |
| 1.3 | Elect Director T. Joseph Fisher, III | Management | For | For |
| 1.4 | Elect Director Xinhai Li | Management | For | For |
| 1.5 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HIMAX TECHNOLOGIES INC.
MEETING DATE: SEP 04, 2013 | TICKER: HIMX SECURITY ID: 43289P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Adopt Audited Financial Reports of the Company for the Fiscal Year Ended December 31, 2012 | Management | For | For |
| 2 | Other Business (Voting) | Management | For | Against |
| |
|---|
HINGHAM INSTITUTION FOR SAVINGS
MEETING DATE: APR 24, 2014 | TICKER: HIFS SECURITY ID: 433323102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian T. Kenner | Management | For | For |
| 1.2 | Elect Director Stacey M. Page | Management | For | For |
| 1.3 | Elect Director Geoffrey C. Wilkinson, Sr. | Management | For | For |
| 1.4 | Elect Director Robert H. Gaughen, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick R. Gaughen | Management | For | For |
| 2 | Elect Marion J. Fahey as Company Clerk | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: HITT SECURITY ID: 43365Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory R. Beecher | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Steve Sanghi | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HMN FINANCIAL, INC.
MEETING DATE: APR 22, 2014 | TICKER: HMNF SECURITY ID: 40424G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen J. Berning | Management | For | For |
| 1.2 | Elect Director Karen L. Himle | Management | For | For |
| 1.3 | Elect Director Bernard R. Nigon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 10, 2013 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 2a | Elect Director Daniel N. Mendelson | Management | For | For |
| 2b | Elect Director William F. Miller, III | Management | For | For |
| 2c | Elect Director Ellen A. Rudnick | Management | For | For |
| 2d | Elect Director Richard H. Stowe | Management | For | For |
| 2e | Elect Director Cora M. Tellez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUN 19, 2014 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig R. Callen | Management | For | For |
| 1b | Elect Director Robert M. Holster | Management | For | For |
| 1c | Elect Director William C. Lucia | Management | For | For |
| 1d | Elect Director Bart M. Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOLLYWOOD MEDIA CORP.
MEETING DATE: DEC 16, 2013 | TICKER: HOLL SECURITY ID: 436233100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell Rubenstein | Management | For | For |
| 1.2 | Elect Director Laurie S. Silvers | Management | For | For |
| 1.3 | Elect Director Harry T. Hoffman | Management | For | For |
| 1.4 | Elect Director Robert D. Epstein | Management | For | For |
| 1.5 | Elect Director Stephen Gans | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 04, 2014 | TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | Withhold |
| 1.3 | Elect Director Scott T. Garrett | Management | For | Withhold |
| 1.4 | Elect Director David R. LaVance, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Nancy L. Leaming | Management | For | Withhold |
| 1.6 | Elect Director Lawrence M. Levy | Management | For | Withhold |
| 1.7 | Elect Director Stephen P. MacMillan | Management | For | Withhold |
| 1.8 | Elect Director Samuel Merksamer | Management | For | For |
| 1.9 | Elect Director Christiana Stamoulis | Management | For | Withhold |
| 1.10 | Elect Director Elaine S. Ullian | Management | For | Withhold |
| 1.11 | Elect Director Wayne Wilson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: HBCP SECURITY ID: 43689E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Blanchet, III | Management | For | For |
| 1.2 | Elect Director Marc W. Judice | Management | For | For |
| 1.3 | Elect Director John W. Bordelon | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: OCT 23, 2013 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: APR 17, 2014 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Allison | Management | For | For |
| 1.2 | Elect Director C. Randall Sims | Management | For | For |
| 1.3 | Elect Director Randy E. Mayor | Management | For | For |
| 1.4 | Elect Director Milburn Adams | Management | For | For |
| 1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Richard H. Ashley | Management | For | For |
| 1.7 | Elect Director Dale A. Bruns | Management | For | For |
| 1.8 | Elect Director Richard A. Buckheim | Management | For | For |
| 1.9 | Elect Director Jack E. Engelkes | Management | For | For |
| 1.10 | Elect Director James G. Hinkle | Management | For | For |
| 1.11 | Elect Director Alex R. Lieblong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME FEDERAL BANCORP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: HOME SECURITY ID: 43710G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
HOME LOAN SERVICING SOLUTIONS, LTD.
MEETING DATE: MAY 13, 2014 | TICKER: HLSS SECURITY ID: G6648D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director John P. Van Vlack | Management | For | For |
| 1.3 | Elect Director Kerry Kennedy | Management | For | For |
| 1.4 | Elect Director Richard J. Lochrie | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Robert McGinnis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOMEAWAY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AWAY SECURITY ID: 43739Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
| 1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
| 1.3 | Elect Director Kevin Krone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOMESTREET, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HMST SECURITY ID: 43785V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Ederer | Management | For | For |
| 1.2 | Elect Director Thomas E. King | Management | For | For |
| 1.3 | Elect Director George 'Judd' Kirk | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOMETRUST BANCSHARES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: HTBI SECURITY ID: 437872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Stanford Allen | Management | For | Withhold |
| 1.2 | Elect Director J. Steven Goforth | Management | For | For |
| 1.3 | Elect Director Robert E. Shepherd, Sr. | Management | For | For |
| 1.4 | Elect Director Dana L. Stonestreet | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HONG KONG TELEVISION NETWORK LTD.
MEETING DATE: DEC 30, 2013 | TICKER: 01137 SECURITY ID: 43858G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Lee Hon Ying, John as Director | Management | For | For |
| 2b | Elect Peh Jefferson Tun Lu as Director | Management | For | For |
| 2c | Elect Mak Wing Sum, Alvin as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HOOKER FURNITURE CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: HOFT SECURITY ID: 439038100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
| 1.2 | Elect Director W. Christopher Beeler, Jr. | Management | For | For |
| 1.3 | Elect Director John L. Gregory, III | Management | For | For |
| 1.4 | Elect Director E. Larry Ryder | Management | For | For |
| 1.5 | Elect Director Mark F. Shreiber | Management | For | For |
| 1.6 | Elect Director David G. Sweet | Management | For | For |
| 1.7 | Elect Director Henry G. Williamson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOPFED BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HFBC SECURITY ID: 439734104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clay Smith | Management | For | For |
| 1.2 | Elect Director Harry J. Dempsey | Management | For | For |
| 1.3 | Elect Director Gilbert E. Lee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HORIZON BANCORP
MEETING DATE: MAY 08, 2014 | TICKER: HBNC SECURITY ID: 440407104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Dwight | Management | For | For |
| 1.2 | Elect Director James B. Dworkin | Management | For | For |
| 1.3 | Elect Director Daniel F. Hopp | Management | For | For |
| 1.4 | Elect Director Steven W. Reed | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HORIZON TECHNOLOGY FINANCE CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: HRZN SECURITY ID: 44045A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bottiglieri | Management | For | For |
| 1.2 | Elect Director Gerald A. Michaud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HORSEHEAD HOLDING CORP.
MEETING DATE: MAY 06, 2014 | TICKER: ZINC SECURITY ID: 440694305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Shilling | Management | For | For |
| 1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOUGHTON MIFFLIN HARCOURT COMPANY
MEETING DATE: MAY 13, 2014 | TICKER: HMHC SECURITY ID: 44157R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda K. Zecher | Management | For | For |
| 1.2 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.3 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.4 | Elect Director John F. Killian | Management | For | For |
| 1.5 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.6 | Elect Director Sheru Chowdhry | Management | For | For |
| 1.7 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.8 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
| 1.9 | Elect Director Jonathan F. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: HWCC SECURITY ID: 44244K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Pokluda, III | Management | For | For |
| 1.2 | Elect Director Michael T. Campbell | Management | For | For |
| 1.3 | Elect Director I. Stewart Farwell | Management | For | For |
| 1.4 | Elect Director Mark A. Ruelle | Management | For | For |
| 1.5 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.6 | Elect Director William H. Sheffield | Management | For | For |
| 1.7 | Elect Director Scott L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HSN, INC.
MEETING DATE: MAY 23, 2014 | TICKER: HSNI SECURITY ID: 404303109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Costello | Management | For | For |
| 1.2 | Elect Director James M. Follo | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.6 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.7 | Elect Director John B. (Jay) Morse, Jr. | Management | For | For |
| 1.8 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.9 | Elect Director Ann Sarnoff | Management | For | For |
| 1.10 | Elect Director Courtnee Ulrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 09, 2014 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUDSON CITY BANCORP, INC.
MEETING DATE: DEC 18, 2013 | TICKER: HCBK SECURITY ID: 443683107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cornelius E. Golding | Management | For | For |
| 1b | Elect Director Donald O. Quest | Management | For | For |
| 1c | Elect Director Joseph G. Sponholz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
HUDSON GLOBAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HSON SECURITY ID: 443787106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert B. Dubner | Management | For | Did Not Vote |
| 1.2 | Elect Director Jennifer Laing | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Declassify the Board of Directors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Richard K. Coleman, Jr. | Shareholder | For | For |
| 1.2 | Elect Director Jeffrey E. Eberwein | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 3 | Ratify Auditors | Management | None | For |
| 4 | Declassify the Board of Directors | Management | None | For |
| |
|---|
HUDSON TECHNOLOGIES, INC.
MEETING DATE: AUG 27, 2013 | TICKER: HDSN SECURITY ID: 444144109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent P. Abbatecola | Management | For | For |
| 1.2 | Elect Director Brian F. Coleman | Management | For | For |
| 1.3 | Elect Director Otto C. Morch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HURCO COMPANIES, INC.
MEETING DATE: MAR 13, 2014 | TICKER: HURC SECURITY ID: 447324104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Cruickshank | Management | For | For |
| 1.2 | Elect Director Michael Doar | Management | For | For |
| 1.3 | Elect Director Philip James | Management | For | For |
| 1.4 | Elect Director Michael P. Mazza | Management | For | For |
| 1.5 | Elect Director Andrew Niner | Management | For | For |
| 1.6 | Elect Director Richard Porter | Management | For | For |
| 1.7 | Elect Director Janaki Sivanesan | Management | For | For |
| 1.8 | Elect Director Ronald Strackbein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUTCHINSON TECHNOLOGY INCORPORATED
MEETING DATE: JAN 30, 2014 | TICKER: HTCH SECURITY ID: 448407106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.2 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.3 | Elect Director Russell Huffer | Management | For | For |
| 1.4 | Elect Director Richard J. Penn | Management | For | For |
| 1.5 | Elect Director Frank P. Russomanno | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HYDROGENICS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HYG SECURITY ID: 448883207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Douglas S. Alexander | Management | For | For |
| 2.2 | Elect Director Michael Cardiff | Management | For | For |
| 2.3 | Elect Director Joseph Cargnelli | Management | For | For |
| 2.4 | Elect Director Henry J. Gnacke | Management | For | For |
| 2.5 | Elect Director Donald Lowry | Management | For | For |
| 2.6 | Elect Director Daryl Wilson | Management | For | For |
| |
|---|
HYPERION THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HPTX SECURITY ID: 44915N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
I.D. SYSTEMS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: IDSY SECURITY ID: 449489103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Brakebill | Management | For | For |
| 1.2 | Elect Director Michael Brodsky | Management | For | For |
| 1.3 | Elect Director Kenneth S. Ehrman | Management | For | For |
| 1.4 | Elect Director Ron Konezny | Management | For | For |
| 1.5 | Elect Director Tony Trousset | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 18, 2014 | TICKER: IACI SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Chelsea Clinton | Management | For | For |
| 1.3 | Elect Director Sonali De Rycker | Management | For | For |
| 1.4 | Elect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Michael D. Eisner | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | For |
| 1.9 | Elect Director David Rosenblatt | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: IBKC SECURITY ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ICAD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ICAD SECURITY ID: 44934S206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Howard | Management | For | For |
| 1.2 | Elect Director Kenneth Ferry | Management | For | For |
| 1.3 | Elect Director Rachel Brem | Management | For | For |
| 1.4 | Elect Director Anthony Ecock | Management | For | For |
| 1.5 | Elect Director Robert Goodman | Management | For | For |
| 1.6 | Elect Director Steven Rappaport | Management | For | For |
| 1.7 | Elect Director Somu Subramaniam | Management | For | For |
| 1.8 | Elect Director Elliot Sussman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ICF INTERNATIONAL, INC.
MEETING DATE: JUN 06, 2014 | TICKER: ICFI SECURITY ID: 44925C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. Bersoff | Management | For | For |
| 1.2 | Elect Director Sudhakar Kesavan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICG GROUP, INC.
MEETING DATE: JUN 13, 2014 | TICKER: ICGE SECURITY ID: 44928D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter W. Buckley, III | Management | For | For |
| 1b | Elect Director Michael J. Hagan | Management | For | For |
| 1c | Elect Director Philip J. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| |
|---|
ICON PLC
MEETING DATE: JUL 22, 2013 | TICKER: ICLR SECURITY ID: G4705A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.2 | Reelect Declan McKeon as Director | Management | For | For |
| 1.3 | Elect William Hall as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorise Share Repurchase Program | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: JUL 22, 2013 | TICKER: ICON SECURITY ID: 451055107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | Withhold |
| 1.3 | Elect Director Drew Cohen | Management | For | For |
| 1.4 | Elect Director F. Peter Cuneo | Management | For | Withhold |
| 1.5 | Elect Director Mark Friedman | Management | For | Withhold |
| 1.6 | Elect Director James A. Marcum | Management | For | For |
| 1.7 | Elect Director Laurence N. Charney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ICU MEDICAL, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ICUI SECURITY ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3.1 | Elect Director John J. Connors | Management | For | For |
| 3.2 | Elect Director Joseph R. Saucedo | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDENIX PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: IDIX SECURITY ID: 45166R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1.2 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.3 | Elect Director Tamar D. Howson | Management | For | For |
| 1.4 | Elect Director Denise Pollard-Knight | Management | For | For |
| 1.5 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 1.6 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 1.7 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDENTIVE GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: INVE SECURITY ID: 45170X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Humphreys | Management | For | Withhold |
| 1.2 | Elect Director Daniel S. Wenzel | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDERA PHARMACEUTICALS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: IDRA SECURITY ID: 45168K306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Declassify the Board of Directors | Management | For | For |
| 1b | Amend Articles to Provide Stockholders to Remove Directors With or Without Cause | Management | For | For |
| 1c | Reduce Supermajority Vote Requirement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6.1 | Elect Director Sudhir Agrawal | Management | For | For |
| 6.2 | Elect Director Eve E. Slater | Management | For | For |
| 6.3 | Elect Director Youssef El Zein | Management | For | For |
| 7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 8a | Amend Certificate of Incorporation Amending Series D Preferred Stock to Increase the Beneficial Ownership Limitation Applicable to the Series D Preferred Stock from 19.99% to 35% | Management | For | For |
| 8b | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Dividend Povisions of the Series D Certificate of Designations | Management | For | For |
| 8c | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Dividend Provisions of the Series D Preferred Stock | Management | For | For |
| 8d | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Provisions Relating to Redemption, Liquidation and Rights to Distributions in the Event of a Sale of the Company | Management | For | For |
| 9a | Amend Certificate of Incorporation Amending Series E Preferred Stock to Modify the Dividend Provisions of the Series E Preferred Stock | Management | For | For |
| 9b | Amend Certificate of Incorporation Amending Series E Preferred Stock to Modify the Liquidation Provisions of the Series E Preferred Stock | Management | For | For |
| |
|---|
IDERA PHARMACEUTICALS, INC.
MEETING DATE: JUN 09, 2014 | TICKER: IDRA SECURITY ID: 45168K306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin M. Neu | Management | For | For |
| 1.2 | Elect Director William S. Reardon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: IDXX SECURITY ID: 45168D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Craig | Management | For | For |
| 1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.3 | Elect Director Sophie V. Vandebroek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IGATE CORPORATION
MEETING DATE: APR 10, 2014 | TICKER: IGTE SECURITY ID: 45169U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sunil Wadhwani | Management | For | For |
| 1.2 | Elect Director Goran Lindahl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
IGNITE RESTAURANT GROUP, INC.
MEETING DATE: JUL 23, 2013 | TICKER: IRG SECURITY ID: 451730105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IGNITE RESTAURANT GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IRG SECURITY ID: 451730105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond A. Blanchette, III | Management | For | Withhold |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IGNYTA, INC.
MEETING DATE: JUN 11, 2014 | TICKER: RXDX SECURITY ID: 451731103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan E. Lim | Management | For | For |
| 1.2 | Elect Director James Bristol | Management | For | For |
| 1.3 | Elect Director Alexander Casdin | Management | For | For |
| 1.4 | Elect Director Heinrich Dreismann | Management | For | For |
| 1.5 | Elect Director James Freddo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
II-VI INCORPORATED
MEETING DATE: NOV 01, 2013 | TICKER: IIVI SECURITY ID: 902104108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter W. Sognefest | Management | For | For |
| 1b | Elect Director Francis J. Kramer | Management | For | For |
| 1c | Elect Director Wendy F. DiCicco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IKANOS COMMUNICATIONS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IKAN SECURITY ID: 45173E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Omid Tahernia | Management | For | For |
| 1.2 | Elect Director Jason W. Cohenour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
IMMERSION CORPORATION
MEETING DATE: JUN 06, 2014 | TICKER: IMMR SECURITY ID: 452521107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Schlachte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 12, 2013 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Nicole Onetto | Management | For | For |
| 2.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.4 | Elect Director Richard J. Wallace | Management | For | For |
| 2.5 | Elect Director Daniel M. Junius | Management | For | For |
| 2.6 | Elect Director Howard H. Pien | Management | For | For |
| 2.7 | Elect Director Mark Goldberg | Management | For | For |
| 2.8 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.9 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: DEC 04, 2013 | TICKER: IMMU SECURITY ID: 452907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Goldenberg | Management | For | For |
| 1.2 | Elect Director Cynthia L. Sullivan | Management | For | For |
| 1.3 | Elect Director Brian A. Markison | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Richard L. Sherman | Management | For | For |
| 1.6 | Elect Director Don C. Stark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: IPXL SECURITY ID: 45256B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
| 1.3 | Elect Director Allen Chao | Management | For | Withhold |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
| 1.5 | Elect Director Larry Hsu | Management | For | Withhold |
| 1.6 | Elect Director Michael Markbreiter | Management | For | Withhold |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IMRIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: IM SECURITY ID: 45322N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. David Graves | Management | For | For |
| 1.2 | Elect Director Stephen Armstrong | Management | For | For |
| 1.3 | Elect Director Carey Diamond | Management | For | For |
| 1.4 | Elect Director William Fraser | Management | For | For |
| 1.5 | Elect Director James Hickey | Management | For | For |
| 1.6 | Elect Director Blaine Hobson | Management | For | For |
| 1.7 | Elect Director Jay D. Miller | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INCONTACT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: SAAS SECURITY ID: 45336E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: INCY SECURITY ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INDEPENDENT BANK CORP.
MEETING DATE: MAY 15, 2014 | TICKER: INDB SECURITY ID: 453836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Bissonnette | Management | For | For |
| 1.2 | Elect Director Daniel F. O'Brien | Management | For | For |
| 1.3 | Elect Director Christopher Oddleifson | Management | For | For |
| 1.4 | Elect Director Brian S. Tedeschi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INDEPENDENT BANK CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: IBCP SECURITY ID: 453838609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Palmer | Management | For | For |
| 1.2 | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1.3 | Elect Director Terry L. Haske | Management | For | For |
| 1.4 | Elect Director William B. Kessel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: APR 14, 2014 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3.1 | Elect Director James D. Stein | Management | For | For |
| 3.2 | Elect Director Donald L. Poarch | Management | For | For |
| 3.3 | Elect Director J. Webb Jennings, III | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Torry Berntsen | Management | For | For |
| 1.2 | Elect Director Jack M. Radke | Management | For | For |
| 1.3 | Elect Director G. Stacy Smith | Management | For | For |
| 1.4 | Elect Director James D. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
INDUSTRIAL SERVICES OF AMERICA, INC.
MEETING DATE: JUL 16, 2013 | TICKER: IDSA SECURITY ID: 456314103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Orson Oliver | Management | For | For |
| 1.2 | Elect Director Albert A. Cozzi | Management | For | For |
| 1.3 | Elect Director Alan Gildenberg | Management | For | For |
| 1.4 | Elect Director Francesca E. Scarito | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Stock Option Plan Grants | Management | For | Against |
| 7 | Approve Stock Option Plan Grants | Management | For | Against |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Fallon | Management | For | For |
| 1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.5 | Elect Director Eric S. Lander | Management | For | For |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INFINITY PROPERTY AND CASUALTY CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IPCC SECURITY ID: 45665Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela Brock-Kyle | Management | For | For |
| 1.2 | Elect Director Teresa A. Canida | Management | For | For |
| 1.3 | Elect Director Jorge G. Castro | Management | For | For |
| 1.4 | Elect Director James R. Gober | Management | For | For |
| 1.5 | Elect Director Harold E. Layman | Management | For | For |
| 1.6 | Elect Director E. Robert Meaney | Management | For | For |
| 1.7 | Elect Director Drayton Nabers, Jr. | Management | For | For |
| 1.8 | Elect Director William Stancil Starnes | Management | For | For |
| 1.9 | Elect Director Samuel J. Weinhoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: INFA SECURITY ID: 45666Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 1.2 | Elect Director Hilarie Koplow-McAdams | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INFORMATION SERVICES GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: III SECURITY ID: 45675Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil G. Budnick | Management | For | For |
| 1.2 | Elect Director Gerald S. Hobbs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INGLES MARKETS, INCORPORATED
MEETING DATE: FEB 11, 2014 | TICKER: IMKTA SECURITY ID: 457030104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Ayers | Management | For | For |
| 1.2 | Elect Director John O. Pollard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INNERWORKINGS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: INWK SECURITY ID: 45773Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.2 | Elect Director Eric D. Belcher | Management | For | For |
| 1.3 | Elect Director Charles K. Bobrinskoy | Management | For | For |
| 1.4 | Elect Director Daniel M. Friedberg | Management | For | For |
| 1.5 | Elect Director David Fisher | Management | For | For |
| 1.6 | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1.7 | Elect Director Julie M. Howard | Management | For | For |
| 1.8 | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INNODATA INC.
MEETING DATE: JUN 03, 2014 | TICKER: INOD SECURITY ID: 457642205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack S. Abuhoff | Management | For | For |
| 1.2 | Elect Director Haig S. Bagerdjian | Management | For | Withhold |
| 1.3 | Elect Director Louise C. Forlenza | Management | For | For |
| 1.4 | Elect Director Stewart R. Massey | Management | For | For |
| 1.5 | Elect Director Anthea C. Stratigos | Management | For | Withhold |
| 1.6 | Elect Director Andargachew S. Zelleke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: IPHS SECURITY ID: 45774N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 07, 2014 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh G.C. Aldous | Management | For | For |
| 1.2 | Elect Director Joachim Roeser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
MEETING DATE: APR 17, 2014 | TICKER: ISSC SECURITY ID: 45769N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen R. Bressner | Management | For | For |
| 1.2 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NSIT SECURITY ID: 45765U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry A. Gunning | Management | For | For |
| 1.2 | Elect Director Robertson C. Jones | Management | For | For |
| 1.3 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
INSIGNIA SYSTEMS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ISIG SECURITY ID: 45765Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boehnen | Management | For | For |
| 1.2 | Elect Director Edward A. Corcoran | Management | For | For |
| 1.3 | Elect Director Glen P. Dall | Management | For | For |
| 1.4 | Elect Director Reid V. MacDonald | Management | For | For |
| 1.5 | Elect Director Gary L. Vars | Management | For | For |
| 1.6 | Elect Director Steven R. Zenz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSTEEL INDUSTRIES, INC.
MEETING DATE: FEB 12, 2014 | TICKER: IIIN SECURITY ID: 45774W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Pechota | Management | For | For |
| 1.2 | Elect Director W. Allen Rogers, II | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally Crawford | Management | For | For |
| 1.2 | Elect Director Regina Sommer | Management | For | For |
| 1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSYS THERAPEUTICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: INSY SECURITY ID: 45824V209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Meyer | Management | For | For |
| 1.2 | Elect Director Brian Tambi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Adjust Par Value of Common Stock | Management | For | Against |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRATED DEVICE TECHNOLOGY, INC.
MEETING DATE: SEP 17, 2013 | TICKER: IDTI SECURITY ID: 458118106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Schofield | Management | For | For |
| 1.2 | Elect Director Jeffrey McCreary | Management | For | For |
| 1.3 | Elect Director Umesh Padval | Management | For | For |
| 1.4 | Elect Director Gordon Parnell | Management | For | For |
| 1.5 | Elect Director Donald Schrock | Management | For | For |
| 1.6 | Elect Director Ron Smith | Management | For | For |
| 1.7 | Elect Director Theodore L. Tewksbury III | Management | For | For |
| 1.8 | Elect Director Peter Feld | Management | For | For |
| 1.9 | Elect Director Norman Taffe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRATED ELECTRICAL SERVICES, INC.
MEETING DATE: SEP 12, 2013 | TICKER: IESC SECURITY ID: 45811E301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
INTEGRATED ELECTRICAL SERVICES, INC.
MEETING DATE: FEB 04, 2014 | TICKER: IESC SECURITY ID: 45811E301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Dowling, III | Management | For | For |
| 1.2 | Elect Director David B. Gendell | Management | For | Withhold |
| 1.3 | Elect Director Joe D. Koshkin | Management | For | For |
| 1.4 | Elect Director James M. Lindstrom | Management | For | For |
| 1.5 | Elect Director Donald L. Luke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRATED SILICON SOLUTION, INC.
MEETING DATE: FEB 11, 2014 | TICKER: ISSI SECURITY ID: 45812P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S. M. Lee | Management | For | For |
| 1.2 | Elect Director Scott D. Howarth | Management | For | For |
| 1.3 | Elect Director Kong Yeu Han | Management | For | For |
| 1.4 | Elect Director Paul Chien | Management | For | For |
| 1.5 | Elect Director Jonathan Khazam | Management | For | For |
| 1.6 | Elect Director Keith McDonald | Management | For | For |
| 1.7 | Elect Director Stephen Pletcher | Management | For | For |
| 1.8 | Elect Director Bruce A. Wooley | Management | For | For |
| 1.9 | Elect Director John Zimmerman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELIQUENT, INC.
MEETING DATE: MAY 20, 2014 | TICKER: IQNT SECURITY ID: 45825N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Hynes | Management | For | For |
| 1.2 | Elect Director Joseph A. Beatty | Management | For | For |
| 1.3 | Elect Director G. Edward Evans | Management | For | For |
| 1.4 | Elect Director Edward M. Greenberg | Management | For | For |
| 1.5 | Elect Director Lawrence M. Ingeneri | Management | For | For |
| 1.6 | Elect Director Timothy A. Samples | Management | For | For |
| 1.7 | Elect Director Rian J. Wren | Management | For | For |
| 1.8 | Elect Director Lauren F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELLIPHARMACEUTICS INTERNATIONAL INC.
MEETING DATE: MAR 27, 2014 | TICKER: I SECURITY ID: 458173101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Isa Odidi | Management | For | Withhold |
| 1b | Elect Director Amina Odidi | Management | For | Withhold |
| 1c | Elect Director John Allport | Management | For | Withhold |
| 1d | Elect Director Bahadur Madhani | Management | For | For |
| 1e | Elect Director Kenneth Keirstead | Management | For | For |
| 1f | Elect Director Eldon R. Smith | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Terms of Outstanding Options | Management | For | Withhold |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: IPAR SECURITY ID: 458334109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan | Management | For | For |
| 1.8 | Elect Director Serge Rosinoer | Management | For | For |
| 1.9 | Elect Director Patrick Choel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
INTERACTIVE BROKERS GROUP, INC.
MEETING DATE: APR 24, 2014 | TICKER: IBKR SECURITY ID: 45841N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas Peterffy | Management | For | Against |
| 1B | Elect Director Earl H. Nemser | Management | For | Against |
| 1C | Elect Director Paul J. Brody | Management | For | Against |
| 1D | Elect Director Milan Galik | Management | For | Against |
| 1E | Elect Director Lawrence E. Harris | Management | For | For |
| 1F | Elect Director Hans R. Stoll | Management | For | For |
| 1G | Elect Director Wayne Wagner | Management | For | For |
| 1H | Elect Director Richard Gates | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERDIGITAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: IDCC SECURITY ID: 45867G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gilbert F. Amelio | Management | For | For |
| 1b | Elect Director Jeffrey K. Belk | Management | For | For |
| 1c | Elect Director Steven T. Clontz | Management | For | For |
| 1d | Elect Director Edward B. Kamins | Management | For | For |
| 1e | Elect Director John A. Kritzmacher | Management | For | For |
| 1f | Elect Director William J. Merritt | Management | For | For |
| 1g | Elect Director Jean F. Rankin | Management | For | For |
| 1h | Elect Director Robert S. Roath | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERFACE, INC.
MEETING DATE: MAY 12, 2014 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Edward C. Callaway | Management | For | For |
| 1.3 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.4 | Elect Director Carl I. Gable | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director June M. Henton | Management | For | For |
| 1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.8 | Elect Director K. David Kohler | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Harold M. Paisner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMOLECULAR, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IMI SECURITY ID: 45882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Baruch | Management | For | For |
| 1.2 | Elect Director Bruce M. McWilliams | Management | For | For |
| 1.3 | Elect Director George M. Scalise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INTERNAP NETWORK SERVICES CORPORATION
MEETING DATE: MAY 30, 2014 | TICKER: INAP SECURITY ID: 45885A300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.2 | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL BANCSHARES CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: IBOC SECURITY ID: 459044103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Greenblum | Management | For | For |
| 1.2 | Elect Director R. David Guerra | Management | For | Withhold |
| 1.3 | Elect Director Douglas B. Howland | Management | For | For |
| 1.4 | Elect Director Imelda Navarro | Management | For | Withhold |
| 1.5 | Elect Director Peggy J. Newman | Management | For | For |
| 1.6 | Elect Director Dennis E. Nixon | Management | For | Withhold |
| 1.7 | Elect Director Larry A. Norton | Management | For | For |
| 1.8 | Elect Director Leonardo Salinas | Management | For | For |
| 1.9 | Elect Director Antonio R. Sanchez, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
INTERNET GOLD-GOLDEN LINES LTD.
MEETING DATE: NOV 07, 2013 | TICKER: IGLD SECURITY ID: M56595107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Updated Compensation Arrangement for Turgeman, CEO, and Approve Arrangement with the Company?s Subsidiary, B Communications, and the Company?s Parent, Eurocom Communications, To Share the Cost of his Management Services | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B | Vote FOR if your holding or voting requires the consent of the Prime Minister or Minister of Communications, otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
INTERSECTIONS INC.
MEETING DATE: MAY 14, 2014 | TICKER: INTX SECURITY ID: 460981301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Stanfield | Management | For | For |
| 1.2 | Elect Director John M. Albertine | Management | For | For |
| 1.3 | Elect Director Thomas G. Amato | Management | For | For |
| 1.4 | Elect Director James L. Kempner | Management | For | For |
| 1.5 | Elect Director Thomas L. Kempner | Management | For | For |
| 1.6 | Elect Director David A. McGough | Management | For | For |
| 1.7 | Elect Director William J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Necip Sayiner | Management | For | For |
| 1b | Elect Director Donald Macleod | Management | For | For |
| 1c | Elect Director Robert W. Conn | Management | For | For |
| 1d | Elect Director James V. Diller | Management | For | For |
| 1e | Elect Director Mercedes Johnson | Management | For | For |
| 1f | Elect Director Gregory Lang | Management | For | For |
| 1g | Elect Director Jan Peeters | Management | For | For |
| 1h | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INTERVAL LEISURE GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: IILG SECURITY ID: 46113M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Gary S. Howard | Management | For | For |
| 1.5 | Elect Director Lewis J. Korman | Management | For | For |
| 1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.7 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.9 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERVEST BANCSHARES CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: IBCA SECURITY ID: 460927106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Callen | Management | For | For |
| 1.2 | Elect Director C. Wayne Crowell | Management | For | For |
| 1.3 | Elect Director Lowell S. Dansker | Management | For | Withhold |
| 1.4 | Elect Director Paul R. DeRosa | Management | For | For |
| 1.5 | Elect Director Stephen A. Helman | Management | For | Withhold |
| 1.6 | Elect Director Wayne F. Holly | Management | For | For |
| 1.7 | Elect Director Susan Roth Katzke | Management | For | For |
| 1.8 | Elect Director Lawton Swan, III | Management | For | For |
| 1.9 | Elect Director Thomas E. Willett | Management | For | Withhold |
| 1.10 | Elect Director Wesley T. Wood | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEVAC, INC.
MEETING DATE: MAY 29, 2014 | TICKER: IVAC SECURITY ID: 461148108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman H. Pond | Management | For | For |
| 1.2 | Elect Director Wendell T. Blonigan | Management | For | For |
| 1.3 | Elect Director Matthew A. Drapkin | Management | For | For |
| 1.4 | Elect Director David S. Dury | Management | For | For |
| 1.5 | Elect Director Marc T. Giles | Management | For | For |
| 1.6 | Elect Director Stanley J. Hill | Management | For | For |
| 1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.8 | Elect Director John F. Schaefer | Management | For | For |
| 1.9 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INTL FCSTONE INC.
MEETING DATE: FEB 27, 2014 | TICKER: INTL SECURITY ID: 46116V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Anderson | Management | For | For |
| 1.2 | Elect Director Scott J. Branch | Management | For | For |
| 1.3 | Elect Director John M. Fowler | Management | For | For |
| 1.4 | Elect Director Daryl K. Henze | Management | For | For |
| 1.5 | Elect Director Bruce Krehbiel | Management | For | For |
| 1.6 | Elect Director Sean M. O'Connor | Management | For | For |
| 1.7 | Elect Director Eric Parthemore | Management | For | For |
| 1.8 | Elect Director John Radziwill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 30, 2014 | TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Lerner | Management | For | Withhold |
| 1.2 | Elect Director Michael Rawlins | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2014 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVENTURE FOODS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SNAK SECURITY ID: 461212102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashton D. Asensio | Management | For | For |
| 1.2 | Elect Director Timothy A. Cole | Management | For | For |
| 1.3 | Elect Director Macon Bryce Edmonson | Management | For | For |
| 1.4 | Elect Director Harold S. Edwards | Management | For | For |
| 1.5 | Elect Director Paul J. Lapadat | Management | For | For |
| 1.6 | Elect Director Terry McDaniel | Management | For | For |
| 1.7 | Elect Director David L. Meyers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ISBC SECURITY ID: 46146P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Approve Charitable Donations | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ISBC SECURITY ID: 46146P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Bone | Management | For | For |
| 1.2 | Elect Director Doreen R. Byrnes | Management | For | For |
| 1.3 | Elect Director William V. Cosgrove | Management | For | For |
| 1.4 | Elect Director Brendan J. Dugan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTORS TITLE COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: ITIC SECURITY ID: 461804106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Morris Fine | Management | For | For |
| 1.2 | Elect Director Richard M. Hutson, II | Management | For | For |
| 1.3 | Elect Director R. Horace Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IPASS INC.
MEETING DATE: JUN 03, 2014 | TICKER: IPAS SECURITY ID: 46261V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Beletic | Management | For | For |
| 1.2 | Elect Director Peter C. Clapman | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Evan L. Kaplan | Management | For | For |
| 1.5 | Elect Director Robert J. Majteles | Management | For | For |
| 1.6 | Elect Director Samuel L. Schwerin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IPC THE HOSPITALIST COMPANY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: IPCM SECURITY ID: 44984A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam D. Singer | Management | For | For |
| 1.2 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.3 | Elect Director Chuck Timpe | Management | For | For |
| 2 | Amend Certificate of Incorporation to Confer on the Board of Directors the Ability to Amend our By-laws | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: IPGP SECURITY ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.7 | Elect Director William S. Hurley | Management | For | For |
| 1.8 | Elect Director Eric Meurice | Management | For | For |
| 1.9 | Elect Director John R. Peeler | Management | For | For |
| 1.10 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IRIDEX CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: IRIX SECURITY ID: 462684101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Moore | Management | For | For |
| 1.2 | Elect Director Garrett A. Garrettson | Management | For | For |
| 1.3 | Elect Director James B. Hawkins | Management | For | Withhold |
| 1.4 | Elect Director Sanford Fitch | Management | For | For |
| 1.5 | Elect Director Scott A. Shuda | Management | For | For |
| 1.6 | Elect Director Ruediger Naumann-Etienne | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 22, 2014 | TICKER: IRDM SECURITY ID: 46269C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Peter M. Dawkins | Management | For | For |
| 1.4 | Elect Director Matthew J. Desch | Management | For | For |
| 1.5 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director S. Scott Smith | Management | For | For |
| 1.11 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Geisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan E. Roberts | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Peter M. Hecht | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ISLE OF CAPRI CASINOS, INC.
MEETING DATE: OCT 01, 2013 | TICKER: ISLE SECURITY ID: 464592104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Goldstein | Management | For | For |
| 1.2 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.3 | Elect Director James B. Perry | Management | For | For |
| 2.4 | Elect Director Bonnie Biumi | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISRAMCO, INC.
MEETING DATE: DEC 18, 2013 | TICKER: ISRL SECURITY ID: 465141406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph From | Management | For | Withhold |
| 1.2 | Elect Director Max Pridgeon | Management | For | For |
| 1.3 | Elect Director Itai Ram | Management | For | For |
| 1.4 | Elect Director Haim Tsuff | Management | For | Withhold |
| 1.5 | Elect Director Frans Sluiter | Management | For | For |
| 1.6 | Elect Director Asaf Yarkoni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Eliassen | Management | For | For |
| 1.2 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.3 | Elect Director Michael V. Pulli | Management | For | For |
| 1.4 | Elect Director Charles H. Gaylord, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: OCT 31, 2013 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: DEC 26, 2013 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 2 | Reappoint Fahn Kanne & co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect Eyal Sheratzky as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Yoav Kahane as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.3 | Reelect Yigal Shani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Amos Kurz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: JAN 28, 2014 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Terms of Son Izzy Sheratzky, President and Controlling Shareholder | Management | For | For |
| 2 | Approve Employment Terms of Eyal Sheratzky, Co-CEO and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 3 | Approve Employment Terms of Nir Sheratzky, Co-CEO and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 4 | Approve Employment Terms of Mr. Gil Sheratzky, CEO of E-Com Global Electronic Commerce Ltd., a Wholly Owned Subsidiary, and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 5 | Approve Consulting Agreement with Professor Yehuda Kahane, a Controlling Shareholder | Management | For | For |
| 6 | Approve Consulting Agreement Between Avner Kurz, a Controlling Shareholder, and a Brazilian Subsidiary | Management | For | For |
| 7 | Approve Purchase of D&O Liability Insurance Policies, from Time to Time, Including to Controlling Shareholders and Their Relatives, Who Serve at the Company and its Subsidiaries | Management | For | For |
| 8 | Amend Articles of Association Regarding Insurance and Indemnification of Office Holders | Management | For | For |
| 9 | Subject to the Approval of Item 8, Approve of Issue and Update Indemnification Agreements from Time to Time, Including to Controlling Shareholders and Their Relatives, Who Serve at the Company and its Subsidiaries | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: APR 30, 2014 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gidon Kotler as External Director for a Three Year Term | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
IVANHOE ENERGY INC.
MEETING DATE: APR 28, 2014 | TICKER: IE SECURITY ID: 465790301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Friedland | Management | For | For |
| 1.2 | Elect Director Carlos A. Cabrera | Management | For | For |
| 1.3 | Elect Director A. Robert Abboud | Management | For | For |
| 1.4 | Elect Director Howard R. Balloch | Management | For | For |
| 1.5 | Elect Director Robert G. Graham | Management | For | For |
| 1.6 | Elect Director Peter G. Meredith | Management | For | For |
| 1.7 | Elect Director Alexander A. Molyneux | Management | For | For |
| 1.8 | Elect Director Robert A. Pirraglia | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
IXYS CORPORATION
MEETING DATE: AUG 30, 2013 | TICKER: IXYS SECURITY ID: 46600W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald L. Feucht | Management | For | For |
| 1.2 | Elect Director Samuel Kory | Management | For | For |
| 1.3 | Elect Director S. Joon Lee | Management | For | For |
| 1.4 | Elect Director Timothy A. Richardson | Management | For | For |
| 1.5 | Elect Director James M. Thorburn | Management | For | For |
| 1.6 | Elect Director Kenneth D. Wong | Management | For | For |
| 1.7 | Elect Director Nathan Zommer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 18, 2014 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vincent Melchiorre | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: JUN 30, 2014 | TICKER: JASO SECURITY ID: 466090206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve to Re-elect Erying Jia as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Approve to Re-elect Yong Liu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Other Business (Voting) | Management | For | Against |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 13, 2013 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director Wesley A. Brown | Management | For | For |
| 1.3 | Elect Director Marla K. Shepard | Management | For | For |
| 1.4 | Elect Director John F. Prim | Management | For | For |
| 1.5 | Elect Director Thomas H. Wilson | Management | For | For |
| 1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.8 | Elect Director Laura G. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JACK IN THE BOX INC.
MEETING DATE: FEB 14, 2014 | TICKER: JACK SECURITY ID: 466367109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard A. Comma | Management | For | For |
| 1b | Elect Director David L. Goebel | Management | For | For |
| 1c | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1d | Elect Director Michael W. Murphy | Management | For | For |
| 1e | Elect Director James M. Myers | Management | For | For |
| 1f | Elect Director David M. Tehle | Management | For | For |
| 1g | Elect Director John T. Wyatt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JAKKS PACIFIC, INC.
MEETING DATE: DEC 06, 2013 | TICKER: JAKK SECURITY ID: 47012E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Berman | Management | For | For |
| 1.2 | Elect Director Robert E. Glick | Management | For | Withhold |
| 1.3 | Elect Director Michael G. Miller | Management | For | Withhold |
| 1.4 | Elect Director Murray L. Skala | Management | For | For |
| 1.5 | Elect Director Peter F. Reilly | Management | For | For |
| 1.6 | Elect Director Rex H. Poulsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
JAMBA, INC.
MEETING DATE: MAY 09, 2014 | TICKER: JMBA SECURITY ID: 47023A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James D. White | Management | For | For |
| 1b | Elect Director Lesley H. Howe | Management | For | For |
| 1c | Elect Director Richard L. Federico | Management | For | For |
| 1d | Elect Director Andrew R. Heyer | Management | For | For |
| 1e | Elect Director Michael A. Depatie | Management | For | For |
| 1f | Elect Director Lorna Donatone | Management | For | For |
| 1g | Elect Director David Pace | Management | For | For |
| 1h | Elect Director Marvin Igelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | Against |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: JDSU SECURITY ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Barnes | Management | For | For |
| 1.2 | Elect Director Martin A. Kaplan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: JBLU SECURITY ID: 477143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Barger | Management | For | For |
| 1b | Elect Director Jens Bischof | Management | For | For |
| 1c | Elect Director Peter Boneparth | Management | For | For |
| 1d | Elect Director David Checketts | Management | For | For |
| 1e | Elect Director Virginia Gambale | Management | For | For |
| 1f | Elect Director Stephan Gemkow | Management | For | For |
| 1g | Elect Director Ellen Jewett | Management | For | For |
| 1h | Elect Director Stanley McChrystal | Management | For | For |
| 1i | Elect Director Joel Peterson | Management | For | For |
| 1j | Elect Director Ann Rhoades | Management | For | For |
| 1k | Elect Director Frank Sica | Management | For | For |
| 1l | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JINPAN INTERNATIONAL LIMITED
MEETING DATE: OCT 11, 2013 | TICKER: JST SECURITY ID: G5138L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Zhiyuan Li as Director | Management | For | For |
| 1.2 | Elect Xiangsheng Ling as Director | Management | For | For |
| 1.3 | Elect Stephan R. Clark as Director | Management | For | For |
| 1.4 | Elect Donald S. Burris as Director | Management | For | For |
| 1.5 | Elect Li-Wen Zhang as Director | Management | For | For |
| 1.6 | Elect Xu Cai as Director | Management | For | For |
| 2 | Approve to Ratify the Appointment of Grant Thornton as 2013 Auditor | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
JIVE SOFTWARE, INC.
MEETING DATE: MAY 16, 2014 | TICKER: JIVE SECURITY ID: 47760A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Reilly | Management | For | For |
| 1.2 | Elect Director Charles (Chuck) J. Robel | Management | For | For |
| 1.3 | Elect Director Anthony Zingale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
JOE'S JEANS INC.
MEETING DATE: MAY 08, 2014 | TICKER: JOEZ SECURITY ID: 47777N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. (Sam) Furrow | Management | For | Withhold |
| 1.2 | Elect Director Marc B. Crossman | Management | For | Withhold |
| 1.3 | Elect Director Joanne Calabrese | Management | For | For |
| 1.4 | Elect Director Joe Dahan | Management | For | Withhold |
| 1.5 | Elect Director Kelly Hoffman | Management | For | For |
| 1.6 | Elect Director Peter Kim | Management | For | Withhold |
| 1.7 | Elect Director Suhail R. Rizvi | Management | For | For |
| 1.8 | Elect Director Kent Savage | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JOHN B. SANFILIPPO & SON, INC.
MEETING DATE: OCT 30, 2013 | TICKER: JBSS SECURITY ID: 800422107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Edgar | Management | For | For |
| 1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.3 | Elect Director Daniel M. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON OUTDOORS INC.
MEETING DATE: FEB 26, 2014 | TICKER: JOUT SECURITY ID: 479167108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry E. London | Management | For | For |
| 1.2 | Elect Director John M. Fahey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
JTH HOLDING, INC.
MEETING DATE: NOV 14, 2013 | TICKER: TAX SECURITY ID: 46637N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Garel | Management | For | For |
| 1.2 | Elect Director Steven Ibbotson | Management | For | For |
| 1.3 | Elect Director Ross N. Longfield | Management | For | For |
| 1.4 | Elect Director George T. Robson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: KALU SECURITY ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KALOBIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: KBIO SECURITY ID: 48344T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Pritchard | Management | For | For |
| 1.2 | Elect Director James I. Healy (RESIGNED) | Management | None | None |
| 1.3 | Elect Director Denise Gilbert | Management | For | For |
| 1.4 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.5 | Elect Director Ted W. Love | Management | For | For |
| 1.6 | Elect Director Gary Lyons | Management | For | For |
| 1.7 | Elect Director V. Bryan Lawlis, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond M. Withy | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAMADA LTD.
MEETING DATE: JAN 28, 2014 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2.1 | Reelect Abraham Havron as External Director for an Additional Three Year Term | Management | For | For |
| 2.2 | Elect Estery Giloz-Ran as External Director for an Initial Three Year Term | Management | For | For |
| 3 | Subject to Approval of Item 2.2, Enter into an Indemnification Agreement with Estery Giloz-Ran | Management | For | Against |
| 4 | Subject to Approval of Item 2.2, Approve Grant of Options to Purchase Shares to External Directors, Including Estery Giloz-Ran | Management | For | For |
| 5 | Approve Grant of Options to Directors, Excluding External Directors, Leon Recanati, Chairman, and David Tsur, CEO and Director | Management | For | For |
| 6 | Grant Leon Recanati, Chairman, Options to Purchase Shares | Management | For | For |
| 7 | Approve Compensation of David Tsur, CEO and Director | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KAMADA LTD.
MEETING DATE: JUN 19, 2014 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Reuven Behar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Jonathan Hahn as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Tuvia Shoham as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect David Tsur as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Annual Cash Award to David Tsur, CEO, for 2013 | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 5 | Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KANDI TECHNOLOGIES GROUP, INC.
MEETING DATE: DEC 19, 2013 | TICKER: KNDI SECURITY ID: 483709101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hu Xiaoming | Management | For | For |
| 1.2 | Elect Director Zhu Xiaoying | Management | For | For |
| 1.3 | Elect Director Qian Jingsong | Management | For | For |
| 1.4 | Elect Director Ni Guangzheng | Management | For | For |
| 1.5 | Elect Director Jerry Lewin | Management | For | For |
| 1.6 | Elect Director Henry Yu | Management | For | For |
| 1.7 | Elect Director Chen Liming | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KANSAS CITY LIFE INSURANCE COMPANY
MEETING DATE: APR 24, 2014 | TICKER: KCLI SECURITY ID: 484836101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter E. Bixby | Management | For | Withhold |
| 1.2 | Elect Director Kevin G. Barth | Management | For | For |
| 1.3 | Elect Director James T. Carr | Management | For | For |
| 1.4 | Elect Director Nancy Bixby Hudson | Management | For | For |
| 1.5 | Elect Director William A. Schalekamp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
KARYOPHARM THERAPEUTICS INC.
MEETING DATE: JUN 09, 2014 | TICKER: KPTI SECURITY ID: 48576U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry E. Greene | Management | For | For |
| 1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEARNY FINANCIAL CORP.
MEETING DATE: OCT 31, 2013 | TICKER: KRNY SECURITY ID: 487169104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Mazur, Jr. | Management | For | For |
| 1.2 | Elect Director Matthew T. McClane | Management | For | Withhold |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | Withhold |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEY TECHNOLOGY, INC.
MEETING DATE: FEB 05, 2014 | TICKER: KTEC ��SECURITY ID: 493143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Ehren | Management | For | For |
| 1.2 | Elect Director Richard Lawrence | Management | For | For |
| 1.3 | Elect Director Frank L.A. Zwerts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KEY TRONIC CORPORATION
MEETING DATE: OCT 24, 2013 | TICKER: KTCC SECURITY ID: 493144109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Bean | Management | For | For |
| 1.2 | Elect Director Craig D. Gates | Management | For | For |
| 1.3 | Elect Director Ronald F. Klawitter | Management | For | For |
| 1.4 | Elect Director Yacov A. Shamash | Management | For | For |
| 1.5 | Elect Director Patrick Sweeney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KEYNOTE SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: KEYN SECURITY ID: 493308100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
KFORCE INC.
MEETING DATE: APR 10, 2014 | TICKER: KFRC SECURITY ID: 493732101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Allred | Management | For | For |
| 1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
| 1.3 | Elect Director A. Gordon Tunstall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIMBALL INTERNATIONAL, INC.
MEETING DATE: OCT 15, 2013 | TICKER: KBALB SECURITY ID: 494274103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jack R. Wentworth | Management | For | For |
| |
|---|
KINGOLD JEWELRY, INC.
MEETING DATE: JUN 16, 2014 | TICKER: KGJI SECURITY ID: 49579A204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zhihong Jia | Management | For | For |
| 1.2 | Elect Director Jun Wang | Management | For | For |
| 1.3 | Elect Director H. David Sherman | Management | For | For |
| 1.4 | Elect Director Guang Chen | Management | For | For |
| 1.5 | Elect Director Bin Nan Zhang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
KIRKLAND'S, INC.
MEETING DATE: JUN 11, 2014 | TICKER: KIRK SECURITY ID: 497498105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Alderson | Management | For | For |
| 1.2 | Elect Director Carl T. Kirkland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Emiko Higashi | Management | For | For |
| 1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
| 1.4 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
KNIGHTSBRIDGE TANKERS LTD
MEETING DATE: SEP 20, 2013 | TICKER: VLCCF SECURITY ID: G5299G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Ola Lorentzon as Director | Management | For | Against |
| 2 | Reelect David M. White as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Herman Billung as Director | Management | For | Against |
| 5 | Elect Robert D. Somerville as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
KNIGHTSBRIDGE TANKERS LTD.
MEETING DATE: JUN 25, 2014 | TICKER: VLCCF SECURITY ID: G5299G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
KONA GRILL, INC.
MEETING DATE: MAY 14, 2014 | TICKER: KONA SECURITY ID: 50047H201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Berke Bakay | Management | For | For |
| 1.2 | Elect Director Richard J. Hauser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KONGZHONG CORPORATION
MEETING DATE: DEC 18, 2013 | TICKER: KONG SECURITY ID: 50047P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Leilei Wang as Director for an Additional Three-year Term | Management | For | For |
| 2 | Approve to Re-Elect Xiaoxin Chen as Independent Director for an Additional Three-year Term | Management | For | For |
| 3 | Approve to Elect Xiaolong Li as Independent Director for One-year Term | Management | For | For |
| 4 | Approve the KongZhong Corporation 2013 Equity Incentive Plan | Management | For | Against |
| 5 | Approve to Re-appoint Deloitte Touche Tohmatsu as Auditor | Management | For | For |
| |
|---|
KOPIN CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: KOPN SECURITY ID: 500600101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. C. Fan | Management | For | For |
| 1.2 | Elect Director James K. Brewington | Management | For | For |
| 1.3 | Elect Director David E. Brook | Management | For | For |
| 1.4 | Elect Director Andrew H. Chapman | Management | For | For |
| 1.5 | Elect Director Morton Collins | Management | For | For |
| 1.6 | Elect Director Chi Chia Hsieh | Management | For | For |
| 1.7 | Elect Director Michael J. Landine | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
KRAFT FOODS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: KRFT SECURITY ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Abstain |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
| |
|---|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: KTOS SECURITY ID: 50077B207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Anderson | Management | For | For |
| 1.2 | Elect Director Bandel Carano | Management | For | For |
| 1.3 | Elect Director Eric DeMarco | Management | For | For |
| 1.4 | Elect Director William Hoglund | Management | For | For |
| 1.5 | Elect Director Scot Jarvis | Management | For | For |
| 1.6 | Elect Director Jane Judd | Management | For | For |
| 1.7 | Elect Director Samuel Liberatore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KU6 MEDIA CO. LTD.
MEETING DATE: NOV 08, 2013 | TICKER: KUTV SECURITY ID: 48274B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bruno Wu as Director | Management | For | For |
| 2 | Elect Tianqiao Chen as Director | Management | For | Against |
| 3 | Elect Danian Chen as Director | Management | For | Against |
| 4 | Elect Robert Chiu as Director | Management | For | Against |
| 5 | Elect Haifa Zhu as Director | Management | For | Against |
| 6 | Elect Tuoc Luong as Director | Management | For | Against |
| 7 | Elect Tongyu Zhou as Director | Management | For | For |
| 8 | Elect Wenwen Niu as Director | Management | For | For |
| 9 | Elect Fang Du as Director | Management | For | Against |
| 10 | Approve PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
KULICKE AND SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 18, 2014 | TICKER: KLIC SECURITY ID: 501242101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director MacDonell Roehm, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KVH INDUSTRIES, INC.
MEETING DATE: JUN 11, 2014 | TICKER: KVHI SECURITY ID: 482738101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W.B. Kits van Heyningen | Management | For | For |
| 1.2 | Elect Director Bruce J. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | Withhold |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
L & L ENERGY, INC.
MEETING DATE: SEP 16, 2013 | TICKER: LLEN SECURITY ID: 50162D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dickson V. Lee | Management | For | For |
| 1.2 | Elect Director Syd S. Peng | Management | For | For |
| 1.3 | Elect Director Jingcai Yang | Management | For | For |
| 1.4 | Elect Director Mohan Datwani | Management | For | For |
| 1.5 | Elect Director Joseph Borich | Management | For | For |
| 1.6 | Elect Director James Schaeffer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
L. B. FOSTER COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: FSTR SECURITY ID: 350060109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Bauer | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Peter McIlroy, II | Management | For | For |
| 1.4 | Elect Director G. Thomas McKane | Management | For | For |
| 1.5 | Elect Director Diane B. Owen | Management | For | For |
| 1.6 | Elect Director William H. Rackoff | Management | For | For |
| 1.7 | Elect Director Suzanne B. Rowland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Bosma | Management | For | For |
| 1.2 | Elect Director Mark J. Fredericks | Management | For | For |
| 1.3 | Elect Director Janeth C. Hendershot | Management | For | For |
| 1.4 | Elect Director Robert B. Nicholson, III | Management | For | For |
| 1.5 | Elect Director Edward B. Deutsch | Management | For | Withhold |
| 1.6 | Elect Director Thomas J. Marino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
| 1.4 | Elect Director Michael L. Kubacki | Management | For | For |
| 1.5 | Elect Director Charles E. Niemier | Management | For | For |
| 1.6 | Elect Director Steven D. Ross | Management | For | For |
| 1.7 | Elect Director Brian J. Smith | Management | For | For |
| 1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
| 1.9 | Elect Director Ronald D. Truex | Management | For | For |
| 1.10 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 07, 2013 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: LAMR SECURITY ID: 512815101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANCASTER COLONY CORPORATION
MEETING DATE: NOV 18, 2013 | TICKER: LANC SECURITY ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.2 | Elect Director Alan F. Harris | Management | For | For |
| 1.3 | Elect Director Zuheir Sofia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANDEC CORPORATION
MEETING DATE: OCT 10, 2013 | TICKER: LNDC SECURITY ID: 514766104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean Hollis | Management | For | For |
| 1.2 | Elect Director Robert Tobin | Management | For | For |
| 1.3 | Elect Director Nicholas Tompkins | Management | For | For |
| 1.4 | Elect Director Tonia Pankopf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Bannister | Management | For | For |
| 1.2 | Elect Director Michael A. Henning | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
| 1.2 | Elect Director Patrick S. Jones | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director John Bourgoin | Management | For | For |
| 1.5 | Elect Director Balaji Krishnamurthy | Management | For | For |
| 1.6 | Elect Director Robert R. Herb | Management | For | For |
| 1.7 | Elect Director Mark E. Jensen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LAWSON PRODUCTS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: LAWS SECURITY ID: 520776105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald B. Port | Management | For | For |
| 1.2 | Elect Director Wilma J. Smelcer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAYNE CHRISTENSEN COMPANY
MEETING DATE: JUN 06, 2014 | TICKER: LAYN SECURITY ID: 521050104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A.B. Brown | Management | For | For |
| 1.2 | Elect Director J. Samuel Butler | Management | For | For |
| 1.3 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.4 | Elect Director John T. Nesser, III | Management | For | For |
| 1.5 | Elect Director Nelson Obus | Management | For | For |
| 1.6 | Elect Director Rene J. Robichaud | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LCA-VISION INC.
MEETING DATE: MAY 07, 2014 | TICKER: LCAV SECURITY ID: 501803308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LCNB CORP.
MEETING DATE: APR 29, 2014 | TICKER: LCNB SECURITY ID: 50181P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Leasure | Management | For | For |
| 1.2 | Elect Director William H. Kaufman | Management | For | For |
| 1.3 | Elect Director Rick L. Blossom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LDR HOLDING CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: LDRH SECURITY ID: 50185U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph Aragona | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LE GAGA HOLDINGS LIMITED
MEETING DATE: DEC 20, 2013 | TICKER: GAGA SECURITY ID: 521168104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Na Lai Chiu as Director | Management | For | For |
| 2 | Reelect Gordon Xiaogang Wang as Director | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| 4 | Authorize Shing Yung Ma to Ratify and Execute Approved Resolutions as He Sees Fit | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: OCT 30, 2013 | TICKER: LEAP SECURITY ID: 521863308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LEARNING TREE INTERNATIONAL, INC.
MEETING DATE: MAR 13, 2014 | TICKER: LTRE SECURITY ID: 522015106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Bain, III | Management | For | For |
| 1.2 | Elect Director Mary C. Collins | Management | For | For |
| 1.3 | Elect Director Richard A. Spires | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEGACY RESERVES LP
MEETING DATE: MAY 15, 2014 | TICKER: LGCY SECURITY ID: 524707304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary D. Brown | Management | For | For |
| 1.2 | Elect Director Kyle A. McGraw | Management | For | For |
| 1.3 | Elect Director Dale A. Brown | Management | For | For |
| 1.4 | Elect Director G. Larry Lawrence | Management | For | For |
| 1.5 | Elect Director William D. (Bill) Sullivan | Management | For | For |
| 1.6 | Elect Director William R. Granberry | Management | For | For |
| 1.7 | Elect Director Kyle D. Vann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEMAITRE VASCULAR, INC.
MEETING DATE: JUN 03, 2014 | TICKER: LMAT SECURITY ID: 525558201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Roush | Management | For | For |
| 1.2 | Elect Director Michael H. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LXRX SECURITY ID: 528872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | Withhold |
| 1.3 | Elect Director Judith L. Swain | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LHC GROUP, INC.
MEETING DATE: JUN 19, 2014 | TICKER: LHCG SECURITY ID: 50187A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith G. Myers | Management | For | For |
| 1.2 | Elect Director George A. Lewis | Management | For | For |
| 1.3 | Elect Director Christopher S. Shackelton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JAN 30, 2014 | TICKER: LBTYA SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JAN 30, 2014 | TICKER: LBTYA SECURITY ID: G5480U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 26, 2014 | TICKER: LBTYK SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | For |
| 3 | Elect Director J.C. Sparkman | Management | For | For |
| 4 | Elect Director J. David Wargo | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 26, 2014 | TICKER: LBTYK SECURITY ID: G5480U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | For |
| 3 | Elect Director J.C. Sparkman | Management | For | For |
| 4 | Elect Director J. David Wargo | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| |
|---|
LIFE PARTNERS HOLDINGS, INC.
MEETING DATE: AUG 05, 2013 | TICKER: LPHI SECURITY ID: 53215T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. Pardo | Management | For | Withhold |
| 1.2 | Elect Director R. Scott Peden | Management | For | Withhold |
| 1.3 | Elect Director Tad M. Ballantyne | Management | For | For |
| 1.4 | Elect Director Fredrick J. Dewald | Management | For | Withhold |
| 1.5 | Elect Director Harold E. Rafuse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: AUG 21, 2013 | TICKER: LIFE SECURITY ID: 53217V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIFEPOINT HOSPITALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: LPNT SECURITY ID: 53219L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Carpenter, III | Management | For | For |
| 1.2 | Elect Director Richard H. Evans | Management | For | For |
| 1.3 | Elect Director Michael P. Haley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LIFETIME BRANDS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: LCUT SECURITY ID: 53222Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Siegel | Management | For | For |
| 1.2 | Elect Director Ronald Shiftan | Management | For | For |
| 1.3 | Elect Director Craig Phillips | Management | For | For |
| 1.4 | Elect Director David E. R. Dangoor | Management | For | For |
| 1.5 | Elect Director Michael Jeary | Management | For | For |
| 1.6 | Elect Director John Koegel | Management | For | For |
| 1.7 | Elect Director Cherrie Nanninga | Management | For | For |
| 1.8 | Elect Director Dennis E. Reaves | Management | For | For |
| 1.9 | Elect Director Michael J. Regan | Management | For | For |
| 1.10 | Elect Director William U. Westerfield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFEVANTAGE CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: LFVN SECURITY ID: 53222K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Beindorff | Management | For | For |
| 1.2 | Elect Director David S. Manovich | Management | For | For |
| 1.3 | Elect Director Garry Mauro | Management | For | For |
| 1.4 | Elect Director George E. Metzger | Management | For | For |
| 1.5 | Elect Director Douglas C. Robinson | Management | For | For |
| 1.6 | Elect Director Richard Okumoto | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIFEWAY FOODS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: LWAY SECURITY ID: 531914109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ludmila Smolyansky | Management | For | Withhold |
| 1.2 | Elect Director Julie Smolyansky | Management | For | Withhold |
| 1.3 | Elect Director Pol Sikar | Management | For | Withhold |
| 1.4 | Elect Director Renzo Bernardi | Management | For | Withhold |
| 1.5 | Elect Director Gustavo Carlos Valle | Management | For | Withhold |
| 1.6 | Elect Director Paul Lee | Management | For | Withhold |
| 1.7 | Elect Director Jason Scher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 04, 2014 | TICKER: LGND SECURITY ID: 53220K504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director David M. Knott | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Spin-off Agreement | Shareholder | Against | Against |
| |
|---|
LIGHTBRIDGE CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: LTBR SECURITY ID: 53224K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Grae | Management | For | For |
| 1.2 | Elect Director Thomas Graham, Jr. | Management | For | For |
| 1.3 | Elect Director Victor E. Alessi | Management | For | For |
| 1.4 | Elect Director Kathleen Kennedy Townsend | Management | For | For |
| 1.5 | Elect Director Daniel B. Magraw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIHUA INTERNATIONAL, INC.
MEETING DATE: OCT 19, 2013 | TICKER: LIWA SECURITY ID: 532352101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Zhu | Management | For | For |
| 1.2 | Elect Director Yaying Wang | Management | For | For |
| 1.3 | Elect Director Robert C. Bruce | Management | For | For |
| 1.4 | Elect Director Jonathan P. Serbin | Management | For | For |
| 1.5 | Elect Director Siu Ki 'Kelvin' Lau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIME ENERGY CO.
MEETING DATE: DEC 03, 2013 | TICKER: LIME SECURITY ID: 53261U304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory T. Barnum | Management | For | Withhold |
| 1.2 | Elect Director Christopher W. Capps | Management | For | Withhold |
| 1.3 | Elect Director Stephen Glick | Management | For | Withhold |
| 1.4 | Elect Director Richard P. Kiphart | Management | For | Withhold |
| 1.5 | Elect Director John O'Rourke | Management | For | Withhold |
| 2 | Approve Conversion of Securities | Management | For | Against |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
LIMELIGHT NETWORKS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: LLNW SECURITY ID: 53261M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D. Amaral | Management | For | For |
| 1.2 | Elect Director Gray Hall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LIMONEIRA COMPANY
MEETING DATE: MAR 25, 2014 | TICKER: LMNR SECURITY ID: 532746104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan M. Pinkerton | Management | For | For |
| 1.2 | Elect Director Alan M. Teague | Management | For | For |
| 1.3 | Elect Director Robert M. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN EDUCATIONAL SERVICES CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: LINC SECURITY ID: 533535100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alvin O. Austin | Management | For | For |
| 1.2 | Elect Director Peter S. Burgess | Management | For | For |
| 1.3 | Elect Director James J. Burke, Jr. | Management | For | For |
| 1.4 | Elect Director Celia H. Currin | Management | For | For |
| 1.5 | Elect Director Paul E. Glaske | Management | For | For |
| 1.6 | Elect Director Charles F. Kalmbach | Management | For | For |
| 1.7 | Elect Director Shaun E. McAlmont | Management | For | For |
| 1.8 | Elect Director Alexis P. Michas | Management | For | For |
| 1.9 | Elect Director J. Barry Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN ELECTRIC HOLDINGS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LECO SECURITY ID: 533900106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Gunning | Management | For | For |
| 1.2 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.3 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.4 | Elect Director Phillip J. Mason | Management | For | For |
| 1.5 | Elect Director Hellene S. Runtagh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: LLTC SECURITY ID: 535678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 1.2 | Elect Director Lothar Maier | Management | For | For |
| 1.3 | Elect Director Arthur C. Agnos | Management | For | For |
| 1.4 | Elect Director John J. Gordon | Management | For | For |
| 1.5 | Elect Director David S. Lee | Management | For | For |
| 1.6 | Elect Director Richard M. Moley | Management | For | For |
| 1.7 | Elect Director Thomas S. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINKTONE LTD.
MEETING DATE: NOV 20, 2013 | TICKER: LTON SECURITY ID: 535925101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Hary Tanoesoedibjo as Director | Management | For | Against |
| 1b | Elect Peck Joo Tan as Director | Management | For | Against |
| |
|---|
LINN ENERGY, LLC
MEETING DATE: DEC 16, 2013 | TICKER: LINE SECURITY ID: 536020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Alcorn | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Mark E. Ellis | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINN ENERGY, LLC
MEETING DATE: APR 22, 2014 | TICKER: LINE SECURITY ID: 536020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINNCO, LLC
MEETING DATE: DEC 16, 2013 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Amendments to the LLC Agreement | Management | For | For |
| 3 | Approve Amendments to the LLC Agreement that Continue to be in Effect After Closing of Transactions | Management | For | For |
| 4.1 | Elect Director George A. Alcorn | Management | For | For |
| 4.2 | Elect Director David D. Dunlap | Management | For | For |
| 4.3 | Elect Director Mark E. Ellis | Management | For | For |
| 4.4 | Elect Director Michael C. Linn | Management | For | For |
| 4.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 4.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Issue Shares in Connection with Acquisition | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Abstain |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINNCO, LLC
MEETING DATE: APR 22, 2014 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 06, 2014 | TICKER: LIOX SECURITY ID: 536252109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Paul A. Kavanagh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIQUID HOLDINGS GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: LIQD SECURITY ID: 53633A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Ross | Management | For | For |
| 1.2 | Elect Director Victor R. Simone, Jr. | Management | For | For |
| 1.3 | Elect Director Brian M. Storms | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIQUIDITY SERVICES, INC.
MEETING DATE: FEB 27, 2014 | TICKER: LQDT SECURITY ID: 53635B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip A. Clough | Management | For | For |
| 1.2 | Elect Director George H. Ellis | Management | For | For |
| 1.3 | Elect Director Jaime Mateus-Tique | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LITTELFUSE, INC.
MEETING DATE: APR 25, 2014 | TICKER: LFUS SECURITY ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tzau-Jin (T. J.) Chung | Management | For | For |
| 1.2 | Elect Director Cary T. Fu | Management | For | For |
| 1.3 | Elect Director Anthony Grillo | Management | For | For |
| 1.4 | Elect Director Gordon Hunter | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director William P. Noglows | Management | For | For |
| 1.7 | Elect Director Ronald L. Schubel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 05, 2014 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Block | Management | For | For |
| 1.2 | Elect Director David Vaskevitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LJ INTERNATIONAL INC.
MEETING DATE: JUL 09, 2013 | TICKER: JADE SECURITY ID: G55312105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Authorized Directors of the Company to do All Things Necessary to Give Effect to the Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LMI AEROSPACE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: LMIA SECURITY ID: 502079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanford S. Neuman | Management | For | Withhold |
| 1.2 | Elect Director John S. Eulich | Management | For | For |
| 1.3 | Elect Director Judith W. Northup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LNB BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: LNBB SECURITY ID: 502100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick D. DiSanto | Management | For | For |
| 1.2 | Elect Director J. Martin Erbaugh | Management | For | For |
| 1.3 | Elect Director Terry D. Goode | Management | For | For |
| 1.4 | Elect Director James R. Herrick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOCAL CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: LOCM SECURITY ID: 53954W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Heath B. Clarke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Issuance of Warrants/Convertible Debentures | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOGITECH INTERNATIONAL S.A.
MEETING DATE: SEP 04, 2013 | TICKER: LOGI SECURITY ID: H50430232
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Appropriation Of Retained Earnings | Management | For | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 7 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 8.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
| 8.2 | Reelect Kee-Lock Chua as Director | Management | For | Did Not Vote |
| 8.3 | Reelect Sally Davis as Director | Management | For | Did Not Vote |
| 8.4 | Reelect Guerrino De Luca as Director | Management | For | Did Not Vote |
| 8.5 | Reelect Didier Hirsch as Director | Management | For | Did Not Vote |
| 8.6 | Reelect Neil Hunt as Director | Management | For | Did Not Vote |
| 8.7 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
| 8.8 | Elect Bracken P. Darrell as Director | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Benson | Management | For | For |
| 1.2 | Elect Director Michael J. Christenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOJACK CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: LOJN SECURITY ID: 539451104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Gary E. Dilts | Management | For | For |
| 1.3 | Elect Director Marcia J. Hooper | Management | For | For |
| 1.4 | Elect Director Philip Horlock | Management | For | For |
| 1.5 | Elect Director John H. MacKinnon | Management | For | For |
| 1.6 | Elect Director Robert J. Murray | Management | For | For |
| 1.7 | Elect Director Randy L. Ortiz | Management | For | For |
| 1.8 | Elect Director Robert L. Rewey | Management | For | For |
| 1.9 | Elect Director David J. Shea | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LORAL SPACE & COMMUNICATIONS INC.
MEETING DATE: DEC 09, 2013 | TICKER: LORL SECURITY ID: 543881106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur L. Simon | Management | For | For |
| 1.2 | Elect Director John P. Stenbit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 06, 2014 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Boyce | Management | For | For |
| 1.2 | Elect Director John J. Brennan | Management | For | For |
| 1.3 | Elect Director Mark S. Casady | Management | For | For |
| 1.4 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.5 | Elect Director James S. Putnam | Management | For | For |
| 1.6 | Elect Director James S. Riepe | Management | For | For |
| 1.7 | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LRAD CORPORATION
MEETING DATE: JUL 17, 2013 | TICKER: LRAD SECURITY ID: 50213V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Brown | Management | For | For |
| 1.2 | Elect Director Laura M. Clague | Management | For | For |
| 1.3 | Elect Director John G. Coburn | Management | For | For |
| 1.4 | Elect Director Dennis J. Wend | Management | For | For |
| 1.5 | Elect Director Richard H. Osgood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LRAD CORPORATION
MEETING DATE: MAR 26, 2014 | TICKER: LRAD SECURITY ID: 50213V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Brown | Management | For | Withhold |
| 1.2 | Elect Director Laura M. Clague | Management | For | For |
| 1.3 | Elect Director John G. Coburn | Management | For | For |
| 1.4 | Elect Director Dennis J. Wend | Management | For | For |
| 1.5 | Elect Director Richard H. Osgood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LSB FINANCIAL CORP.
MEETING DATE: APR 16, 2014 | TICKER: LSBI SECURITY ID: 501925101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Jo David | Management | For | For |
| 1.2 | Elect Director Thomas B. Parent | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey A. Poxon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LSI CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LSI SECURITY ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LSI INDUSTRIES INC.
MEETING DATE: NOV 21, 2013 | TICKER: LYTS SECURITY ID: 50216C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Beech | Management | For | For |
| 1.2 | Elect Director Gary P. Kreider | Management | For | For |
| 1.3 | Elect Director Dennis B. Meyer | Management | For | For |
| 1.4 | Elect Director Wilfred T. O'Gara | Management | For | For |
| 1.5 | Elect Director Robert J. Ready | Management | For | For |
| 1.6 | Elect Director Mark A. Serrianne | Management | For | For |
| 1.7 | Elect Director James P. Sferra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 10, 2013 | TICKER: LTXC SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director David G. Tacelli | Management | For | For |
| 1.3 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: XCRA SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Xcerra Corporation | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2014 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LUMINEX CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: LMNX SECURITY ID: 55027E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred C. Goad, Jr. | Management | For | For |
| 1.2 | Elect Director Jim D. Kever | Management | For | For |
| 1.3 | Elect Director Jay B. Johnston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LUMOS NETWORKS CORP.
MEETING DATE: MAY 06, 2014 | TICKER: LMOS SECURITY ID: 550283105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Steven G. Felsher | Management | For | For |
| 1.3 | Elect Director Robert E. Guth | Management | For | Against |
| 1.4 | Elect Director Michael Huber | Management | For | For |
| 1.5 | Elect Director James A. Hyde | Management | For | For |
| 1.6 | Elect Director Julia B. North | Management | For | For |
| 1.7 | Elect Director Michael K. Robinson | Management | For | Against |
| 1.8 | Elect Director Jerry E. Vaughn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: MTSI SECURITY ID: 55405Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Bland | Management | For | Withhold |
| 1.2 | Elect Director Mark Edelstone | Management | For | For |
| 1.3 | Elect Director Susan Ocampo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACATAWA BANK CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: MCBC SECURITY ID: 554225102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark J. Bugge | Management | For | For |
| 1b | Elect Director Birgit M. Klohs | Management | For | For |
| 1c | Elect Director Arend D. Lubbers | Management | For | For |
| 1d | Elect Director Thomas P. Rosenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACROGENICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: MGNX SECURITY ID: 556099109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Koenig | Management | For | For |
| 1.2 | Elect Director Matthew Fust | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAGELLAN HEALTH SERVICES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MGLN SECURITY ID: 559079207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. McBride | Management | For | For |
| 1.2 | Elect Director Robert M. Le Blanc | Management | For | For |
| 1.3 | Elect Director Perry G. Fine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MAGELLAN PETROLEUM CORPORATION
MEETING DATE: AUG 14, 2013 | TICKER: MPET SECURITY ID: 559091301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | Against |
| 2 | Ratify the Approval by Board of Directors of By-law Amendment to Allow for Participation in Stockholder Meetings by Means of Remote Communication | Management | For | For |
| |
|---|
MAGELLAN PETROLEUM CORPORATION
MEETING DATE: DEC 11, 2013 | TICKER: MPET SECURITY ID: 559091301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald P. Pettirossi | Management | For | For |
| 1.2 | Elect Director J. Robinson West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAGIC SOFTWARE ENTERPRISES LTD.
MEETING DATE: SEP 11, 2013 | TICKER: MGIC SECURITY ID: 559166103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Guy Bernstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Naamit Salomon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Yehezkel Zeira as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Amend Terms of 2007 Incentive Compensation Plan | Management | For | For |
| 3 | Approve Compensation of Naamit Salomon | Management | For | Against |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
MAGICJACK VOCALTEC LTD.
MEETING DATE: JUL 03, 2013 | TICKER: CALL SECURITY ID: M6787E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Burns | Management | For | For |
| 1.2 | Elect Director Richard Harris | Management | For | For |
| 1.3 | Elect Director Yuen Wah Sing | Management | For | For |
| 1.4 | Elect Director Gerald Vento | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Employment Agreements with Gerald Vento | Management | For | Against |
| 4 | Approve Share Grant Arrangement with Richard Harris | Management | For | Against |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Reappoint BDO USA, LLP and BDO Ziv Haft, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
MAGICJACK VOCALTEC LTD.
MEETING DATE: APR 23, 2014 | TICKER: CALL SECURITY ID: M6787E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Burns | Management | For | For |
| 1.2 | Elect Director Richard Harris | Management | For | For |
| 1.3 | Elect Director Yuen Wah Sing | Management | For | For |
| 1.4 | Elect Director Gerald Vento | Management | For | For |
| 2 | Elect Director Tal Yaron-Eldar | Management | For | For |
| 3 | Approve Restricted Share Grant to Donald A. Burns and Richard Harris | Management | For | For |
| 4 | Approve Restricted Share Grant to Tal Yaron-Eldar and Yoseph Dauber | Management | For | For |
| 5 | Approve the Grant of Options and Cash Compensation to Yuen Wah Sing | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Approve the Purchase of Officers and Directors Liability Insurance Coverage | Management | For | For |
| 9 | Reappoint BDO USA, LLP and BDO Ziv Haft, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MAIDEN HOLDINGS, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: MHLD SECURITY ID: G5753U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry D. Zyskind as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.2 | Elect Simcha G. Lyons as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.3 | Elect Raymond M. Neff as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.4 | Elect Yehuda L. Neuberger as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.5 | Elect Steven H. Nigro as Director of Maiden Holdings, Ltd. | Management | For | For |
| 2.6 | Elect Patrick J. Haveron as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.7 | Elect David A. Lamneck as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.8 | Elect John M. Marshaleck as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.9 | Elect Lawrence F. Metz as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.10 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.11 | Elect Karen L. Schmitt as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 3.12 | Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.13 | Elect John M. Marshaleck as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.14 | Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.15 | Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.16 | Elect Maxwell Reid as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Change Subsidiary Name to Maiden Reinsurance Ltd. | Management | For | For |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MAINSOURCE FINANCIAL GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: MSFG SECURITY ID: 56062Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Bardwell | Management | For | For |
| 1.2 | Elect Director William G. Barron | Management | For | For |
| 1.3 | Elect Director Archie M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director Brian J. Crall | Management | For | For |
| 1.5 | Elect Director Philip A. Frantz | Management | For | For |
| 1.6 | Elect Director D.J. Hines | Management | For | For |
| 1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Director Lawrence R. Rueff | Management | For | For |
| 1.9 | Elect Director John G. Seale | Management | For | For |
| 1.10 | Elect Director Charles J. Thayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAJESCO ENTERTAINMENT COMPANY
MEETING DATE: APR 25, 2014 | TICKER: COOL SECURITY ID: 560690208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan I. Grafman | Management | For | For |
| 1.2 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MAKEMYTRIP LTD
MEETING DATE: SEP 25, 2013 | TICKER: MMYT SECURITY ID: V5633W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 3 | Reelect Gyaneshwarnath Gowrea as a Director | Management | For | Against |
| 4 | Reelect Vivek N Gour as a Director | Management | For | For |
| 5 | Reelect Keyur Joshi as a Director | Management | For | Against |
| 6 | Reelect Rajesh Magow as a Director | Management | For | Against |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: DEC 13, 2013 | TICKER: MAKO SECURITY ID: 560879108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Cassidy | Management | For | For |
| 1.2 | Elect Director Eddie Capel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MANITEX INTERNATIONAL, INC.
MEETING DATE: JUN 05, 2014 | TICKER: MNTX SECURITY ID: 563420108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Clark | Management | For | For |
| 1.2 | Elect Director Robert S. Gigliotti | Management | For | For |
| 1.3 | Elect Director Frederick B. Knox | Management | For | For |
| 1.4 | Elect Director David J. Langevin | Management | For | For |
| 1.5 | Elect Director Marvin B. Rosenberg | Management | For | For |
| 1.6 | Elect Director Stephen J. Tober | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANNATECH, INCORPORATED
MEETING DATE: MAY 28, 2014 | TICKER: MTEX SECURITY ID: 563771203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Kennedy | Management | For | For |
| 1.2 | Elect Director Robert A. Toth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MANNKIND CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: MNKD SECURITY ID: 56400P201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred E. Mann | Management | For | For |
| 1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
| 1.3 | Elect Director Ronald Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Kent Kresa | Management | For | For |
| 1.6 | Elect Director David H. MacCallum | Management | For | For |
| 1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: MANT SECURITY ID: 564563104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | Withhold |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | For |
| 1.5 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
| 1.6 | Elect Director Richard J. Kerr | Management | For | For |
| 1.7 | Elect Director Kenneth A. Minihan | Management | For | For |
| 1.8 | Elect Director Stephen W. Porter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARCHEX, INC.
MEETING DATE: MAY 02, 2014 | TICKER: MCHX SECURITY ID: 56624R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell C. Horowitz | Management | For | For |
| 1.2 | Elect Director Dennis Cline | Management | For | For |
| 1.3 | Elect Director Anne Devereux-Mills | Management | For | For |
| 1.4 | Elect Director Nicolas Hanauer | Management | For | For |
| 1.5 | Elect Director M. Wayne Wisehart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MARINE PETROLEUM TRUST
MEETING DATE: MAY 22, 2014 | TICKER: MARPS SECURITY ID: 568423107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Southwest Bank as Successor Trustee | Management | For | For |
| 2 | Amend Indenture Permitting a Bank other than National Bank to Serve as Trustee | Management | For | For |
| 3 | Amend Indenture Regarding Ministerial Items | Management | For | For |
| 4 | Amend Indenture Regarding Expert Advice upon Termination | Management | For | For |
| 5 | Amend Indenture Regarding Direct Registration | Management | For | For |
| 6 | Amend Indenture Regarding Asset Sales | Management | For | Against |
| 7 | Amend Indenture Regarding Electronic Voting | Management | For | For |
| 8 | Amend Indenture Regarding Investments | Management | For | For |
| 9 | Amend Indenture Extending the Term of the Trust | Management | For | For |
| |
|---|
MARKET LEADER, INC.
MEETING DATE: AUG 16, 2013 | TICKER: LEDR SECURITY ID: 57056R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Steven L. Begleiter | Management | For | For |
| 1c | Elect Director Stephen P. Casper | Management | For | For |
| 1d | Elect Director Jane Chwick | Management | For | For |
| 1e | Elect Director William F. Cruger | Management | For | For |
| 1f | Elect Director David G. Gomach | Management | For | For |
| 1g | Elect Director Carlos M. Hernandez | Management | For | For |
| 1h | Elect Director Ronald M. Hersch | Management | For | For |
| 1i | Elect Director John Steinhardt | Management | For | For |
| 1j | Elect Director James J. Sullivan | Management | For | For |
| 1k | Elect Director Lesley Daniels Webster | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARKETO, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MKTO SECURITY ID: 57063L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Roger S. Siboni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARLIN BUSINESS SERVICES CORP.
MEETING DATE: OCT 24, 2013 | TICKER: MRLN SECURITY ID: 571157106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Calamari | Management | For | For |
| 1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Daniel P. Dyer | Management | For | For |
| 1.4 | Elect Director Kevin J. McGinty | Management | For | For |
| 1.5 | Elect Director Matthew J. Sullivan | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director James W. Wert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARLIN BUSINESS SERVICES CORP.
MEETING DATE: JUN 03, 2014 | TICKER: MRLN SECURITY ID: 571157106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Calamari | Management | For | For |
| 1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Daniel P. Dyer | Management | For | For |
| 1.4 | Elect Director Matthew J. Sullivan | Management | For | For |
| 1.5 | Elect Director J. Christopher Teets | Management | For | For |
| 1.6 | Elect Director James W. Wert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 09, 2014 | TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director John W. Marriott, III | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Harry J. Pearce | Management | For | For |
| 1.9 | Elect Director Steven S Reinemund | Management | For | For |
| 1.10 | Elect Director W. Mitt Romney | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: MRTN SECURITY ID: 573075108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MASIMO CORPORATION
MEETING DATE: OCT 02, 2013 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe Kiani | Management | For | For |
| 1.2 | Elect Director Jack Lasersohn | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | Against |
| 1.2 | Elect Director Sanford Fitch | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MATERIAL SCIENCES CORPORATION
MEETING DATE: MAR 20, 2014 | TICKER: MASC SECURITY ID: 576674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MATRIX SERVICE COMPANY
MEETING DATE: NOV 14, 2013 | TICKER: MTRX SECURITY ID: 576853105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Hewitt | Management | For | For |
| 1.2 | Elect Director Michael J. Hall | Management | For | For |
| 1.3 | Elect Director I. Edgar 'Ed' Hendrix | Management | For | For |
| 1.4 | Elect Director Paul K. Lackey | Management | For | For |
| 1.5 | Elect Director Tom E. Maxwell | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTEL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: MAT SECURITY ID: 577081102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Dominic Ng | Management | For | For |
| 1e | Elect Director Vasant M. Prabhu | Management | For | For |
| 1f | Elect Director Andrea L. Rich | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Bryan G. Stockton | Management | For | For |
| 1j | Elect Director Dirk Van de Put | Management | For | For |
| 1k | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MATTERSIGHT CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: MATR SECURITY ID: 577097108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly D. Conway | Management | For | For |
| 1.2 | Elect Director David B. Mullen | Management | For | For |
| 1.3 | Elect Director Michael J. Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTHEWS INTERNATIONAL CORPORATION
MEETING DATE: FEB 20, 2014 | TICKER: MATW SECURITY ID: 577128101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Turner | Management | For | For |
| 1.2 | Elect Director Gregory S. Babe | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTRESS FIRM HOLDING CORP.
MEETING DATE: MAY 29, 2014 | TICKER: MFRM SECURITY ID: 57722W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Childs | Management | For | For |
| 1.2 | Elect Director Joseph M. Fortunato | Management | For | For |
| 1.3 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTSON TECHNOLOGY, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MTSN SECURITY ID: 577223100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fusen E. Chen | Management | For | For |
| 1.2 | Elect Director Kenneth Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: DEC 11, 2013 | TICKER: MXWL SECURITY ID: 577767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Rossi | Management | For | For |
| 1.2 | Elect Director Burkhard Goeschel | Management | For | For |
| 1.3 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MXWL SECURITY ID: 577767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Guyett | Management | For | For |
| 1.2 | Elect Director Yon Yoon Jorden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAZOR ROBOTICS LTD.
MEETING DATE: JAN 21, 2014 | TICKER: MZOR SECURITY ID: 57886P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 1A | Vote FOR if you have a personal interest in Item 1, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 2 | Approve Cash Award of NIS 600,000 (USD 170,910) to Ori Hadomi, CEO | Management | For | Against |
| 2A | Vote FOR if you have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Approve Updated Employment Terms of Ori Hadomi, CEO | Management | For | For |
| 3A | Vote FOR if you have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Approve Cash Award of NIS 360,000 (USD 102,546) to Sharon Levita, CFO | Management | For | Against |
| 4A | Vote FOR if you have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: FEB 26, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director Mitchell Feiger | Management | For | For |
| 1c | Elect Director Charles J. Gries | Management | For | For |
| 1d | Elect Director James N. Hallene | Management | For | For |
| 1e | Elect Director Thomas H. Harvey | Management | For | For |
| 1f | Elect Director Richard J. Holmstrom | Management | For | For |
| 1g | Elect Director Karen J. May | Management | For | For |
| 1h | Elect Director Ronald D. Santo | Management | For | For |
| 1i | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MBT FINANCIAL CORP.
MEETING DATE: MAY 01, 2014 | TICKER: MBTF SECURITY ID: 578877102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter H. Carlton | Management | For | For |
| 1.2 | Elect Director H. Douglas Chaffin | Management | For | For |
| 1.3 | Elect Director Joseph S. Daly | Management | For | Withhold |
| 1.4 | Elect Director Edwin L. Harwood | Management | For | For |
| 1.5 | Elect Director Michael J. Miller | Management | For | For |
| 1.6 | Elect Director Debra J. Shah | Management | For | For |
| 1.7 | Elect Director John L. Skibski | Management | For | For |
| 1.8 | Elect Director Karen M. Wilson-Smithbauer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCGRATH RENTCORP
MEETING DATE: JUN 11, 2014 | TICKER: MGRC SECURITY ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Dawson | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.3 | Elect Director Robert C. Hood | Management | For | For |
| 1.4 | Elect Director Dennis C. Kakures | Management | For | For |
| 1.5 | Elect Director M. Richard Smith | Management | For | For |
| 1.6 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.7 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MDCA SECURITY ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare Copeland | Management | For | Withhold |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | Withhold |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | Withhold |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Irwin D. Simon | Management | For | Withhold |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
MEASUREMENT SPECIALTIES, INC.
MEETING DATE: SEP 19, 2013 | TICKER: MEAS SECURITY ID: 583421102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Arnold | Management | For | For |
| 1.2 | Elect Director Frank D. Guidone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MEDALLION FINANCIAL CORP.
MEETING DATE: JUN 06, 2014 | TICKER: TAXI SECURITY ID: 583928106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry L. Aaron | Management | For | For |
| 1.2 | Elect Director Henry D. Jackson | Management | For | For |
| 1.3 | Elect Director Alvin Murstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDASSETS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MDAS SECURITY ID: 584045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rand A. Ballard | Management | For | Withhold |
| 1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | Withhold |
| 1.3 | Elect Director R. Halsey Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDICAL ACTION INDUSTRIES INC.
MEETING DATE: AUG 08, 2013 | TICKER: MDCI SECURITY ID: 58449L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Meringolo | Management | For | For |
| 1.2 | Elect Director Kenneth R. Newsome | Management | For | For |
| 1.3 | Elect Director Pamela R. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEDIWOUND LTD.
MEETING DATE: JUN 12, 2014 | TICKER: MDWD SECURITY ID: M68830104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sarit Firon as External Director for a Three Year Term | Management | For | For |
| 2 | Elect Abraham Havron as External Director for a Three Year Term | Management | For | For |
| 3 | Approve Cancellation of Share Capital and Amend Articles of Association Accordingly | Management | For | For |
| 4 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MEI PHARMA, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MEIP SECURITY ID: 55279B202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Rueckert | Management | For | For |
| 1.2 | Elect Director Christine A. White | Management | For | For |
| 1.3 | Elect Director Thomas C. Reynolds | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MELA SCIENCES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MELA SECURITY ID: 55277R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Coradini | Management | For | For |
| 1.2 | Elect Director Rose Crane | Management | For | For |
| 1.3 | Elect Director Tony Dimun | Management | For | For |
| 1.4 | Elect Director Jeffrey O'Donnell | Management | For | For |
| 1.5 | Elect Director Samuel Navarro | Management | For | For |
| 1.6 | Elect Director David K. Stone | Management | For | For |
| 1.7 | Elect Director Kathryn Swintek | Management | For | For |
| 1.8 | Elect Director LuAnn Via | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 26, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 21, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
| 2b | Elect William Todd Nisbet as Director | Management | For | For |
| 2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
| 2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: JAN 07, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve The Company's Compensation Philosophy Statement | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: MAY 19, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eyal Waldman as Director | Management | For | For |
| 1.2 | Elect Irwin Federman as Director | Management | For | For |
| 1.3 | Elect Dov Baharav as Director | Management | For | For |
| 1.4 | Elect Glenda Dorchak as Director | Management | For | For |
| 1.5 | Elect Thomas Weatherford as Director | Management | For | For |
| 2 | Elect David Perlmutter as Director | Management | For | For |
| 3 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 4 | Approve Restricted Stock Units to Eyal Waldman | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Compensation of Irwin Federman | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEMSIC, INC.
MEETING DATE: SEP 16, 2013 | TICKER: MEMS SECURITY ID: 586264103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MENTOR GRAPHICS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: MENT SECURITY ID: 587200106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith L. Barnes | Management | For | Withhold |
| 1.2 | Elect Director Peter Bonfield | Management | For | Withhold |
| 1.3 | Elect Director Gregory K. Hinckley | Management | For | Withhold |
| 1.4 | Elect Director J. Daniel McCranie | Management | For | Withhold |
| 1.5 | Elect Director Patrick B. McManus | Management | For | Withhold |
| 1.6 | Elect Director Walden C. Rhines | Management | For | Withhold |
| 1.7 | Elect Director David S. Schechter | Management | For | Withhold |
| 1.8 | Elect Director Jeffrey M. Stafeil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bundled Compensation Plans | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 17, 2014 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Segal | Management | For | For |
| 1.2 | Elect Director Michael Spence | Management | For | Withhold |
| 1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: DEC 12, 2013 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk J. Agerson | Management | For | For |
| 1.2 | Elect Director David M. Cassard | Management | For | For |
| 1.3 | Elect Director Edward J. Clark | Management | For | For |
| 1.4 | Elect Director John F. Donnelly | Management | For | For |
| 1.5 | Elect Director Michael D. Faas | Management | For | For |
| 1.6 | Elect Director Doyle A. Hayes | Management | For | For |
| 1.7 | Elect Director Susan K. Jones | Management | For | For |
| 1.8 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
| 1.9 | Elect Director Calvin D. Murdock | Management | For | For |
| 1.10 | Elect Director Michael H. Price | Management | For | For |
| 1.11 | Elect Director Timothy O. Schad | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCER INTERNATIONAL INC.
MEETING DATE: MAY 30, 2014 | TICKER: MERC SECURITY ID: 588056101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S.H. Lee | Management | For | For |
| 1.2 | Elect Director William D. McCartney | Management | For | For |
| 1.3 | Elect Director Eric Lauritzen | Management | For | For |
| 1.4 | Elect Director Graeme A. Witts | Management | For | For |
| 1.5 | Elect Director Bernard Picchi | Management | For | For |
| 1.6 | Elect Director James Shepherd | Management | For | For |
| 1.7 | Elect Director R. Keith Purchase | Management | For | For |
| 1.8 | Elect Director Nancy Orr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCHANTS BANCSHARES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MBVT SECURITY ID: 588448100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Furlong | Management | For | For |
| 1.2 | Elect Director Lorilee A. Lawton | Management | For | For |
| 1.3 | Elect Director Michael R. Tuttle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERCURY SYSTEMS, INC.
MEETING DATE: OCT 22, 2013 | TICKER: MRCY SECURITY ID: 589378108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MERGE HEALTHCARE INCORPORATED
MEETING DATE: JUN 16, 2014 | TICKER: MRGE SECURITY ID: 589499102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Brown | Management | For | For |
| 1.2 | Elect Director Justin C. Dearborn | Management | For | Withhold |
| 1.3 | Elect Director William J. Devers, Jr. | Management | For | For |
| 1.4 | Elect Director Nancy J. Koenig | Management | For | For |
| 1.5 | Elect Director Matthew M. Maloney | Management | For | For |
| 1.6 | Elect Director Richard A. Reck | Management | For | For |
| 1.7 | Elect Director Neele E. Stearns, Jr. | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 22, 2014 | TICKER: VIVO SECURITY ID: 589584101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director John A. Kraeutler | Management | For | For |
| 1.3 | Elect Director William J. Motto | Management | For | For |
| 1.4 | Elect Director David C. Phillips | Management | For | For |
| 1.5 | Elect Director Robert J. Ready | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent D. Basile | Management | For | For |
| 1.2 | Elect Director Edward J. Merritt | Management | For | For |
| 1.3 | Elect Director James G. Sartori | Management | For | For |
| 1.4 | Elect Director Carl A. LaGreca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERIT MEDICAL SYSTEMS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MMSI SECURITY ID: 589889104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kent W. Stanger | Management | For | For |
| 1.2 | Elect Director Nolan E. Karras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director James van B. Dresser | Management | For | For |
| 1.4 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Sarah E. Nash | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MERU NETWORKS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MERU SECURITY ID: 59047Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bami Bastani | Management | For | For |
| 1.2 | Elect Director Harold Copperman | Management | For | For |
| 1.3 | Elect Director Stephen L. Domenik | Management | For | For |
| 1.4 | Elect Director Charles D. Kissner | Management | For | For |
| 1.5 | Elect Director William Quigley | Management | For | For |
| 1.6 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 1.7 | Elect Director Eric Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MESA LABORATORIES, INC.
MEETING DATE: OCT 03, 2013 | TICKER: MLAB SECURITY ID: 59064R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luke R. Schmieder | Management | For | Withhold |
| 1.2 | Elect Director H. Stuart Campbell | Management | For | For |
| 1.3 | Elect Director Michael T. Brooks | Management | For | For |
| 1.4 | Elect Director Robert V. Dwyer | Management | For | For |
| 1.5 | Elect Director Evan C. Guillemin | Management | For | For |
| 1.6 | Elect Director John. J. Sullivan | Management | For | For |
| 1.7 | Elect Director David M. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
META FINANCIAL GROUP, INC.
MEETING DATE: JAN 27, 2014 | TICKER: CASH SECURITY ID: 59100U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Hajek | Management | For | For |
| 1.2 | Elect Director Rodney J. Muilenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
METABOLIX, INC.
MEETING DATE: MAY 20, 2014 | TICKER: MBLX SECURITY ID: 591018809
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oliver P. Peoples | Management | For | For |
| 1.2 | Elect Director Joseph Shaulson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
METHANEX CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: MX SECURITY ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
METRO BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: METR SECURITY ID: 59161R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Nalbandian | Management | For | For |
| 1.2 | Elect Director James R. Adair | Management | For | For |
| 1.3 | Elect Director John J. Cardello | Management | For | For |
| 1.4 | Elect Director Douglas S. Gelder | Management | For | For |
| 1.5 | Elect Director Alan R. Hassman | Management | For | For |
| 1.6 | Elect Director J. Rodney Messick | Management | For | For |
| 1.7 | Elect Director Howell C. Mette | Management | For | For |
| 1.8 | Elect Director Michael A. Serluco | Management | For | For |
| 1.9 | Elect Director Samir J. Srouji | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
METROCORP BANCSHARES, INC.
MEETING DATE: DEC 16, 2013 | TICKER: MCBI SECURITY ID: 591650106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MFRI, INC.
MEETING DATE: JUN 17, 2014 | TICKER: MFRI SECURITY ID: 552721102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Unger | Management | For | For |
| 1.2 | Elect Director Bradley E. Mautner | Management | For | For |
| 1.3 | Elect Director Dennis Kessler | Management | For | For |
| 1.4 | Elect Director Mark A. Zorko | Management | For | For |
| 1.5 | Elect Director Michael J. Gade | Management | For | For |
| 1.6 | Elect Director David S. Barrie | Management | For | For |
| 1.7 | Elect Director Jerome T. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MGE ENERGY, INC.
MEETING DATE: MAY 20, 2014 | TICKER: MGEE SECURITY ID: 55277P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Regina M. Millner | Management | For | For |
| 1.2 | Elect Director Londa J. Dewey | Management | For | For |
| 1.3 | Elect Director Thomas R. Stolper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: DEC 17, 2013 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John R. Speirs | Management | For | Did Not Vote |
| 1.2 | Elect Director John E. Byom | Management | For | Did Not Vote |
| 1.3 | Elect Director Cloud L. Cray, Jr. | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Provide for Confidential Voting | Shareholder | Against | Did Not Vote |
| 5 | Declassify the Board of Directors | Shareholder | Against | Did Not Vote |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Did Not Vote |
| 7 | Amend Bylaws -- Filling Vacancies | Shareholder | Against | Did Not Vote |
| 8 | Repeal Any Bylaw Amendments Adopted after April 3, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director John P. Bridendall | Shareholder | For | For |
| 1.2 | Elect Director M. Jeannine Strandjord | Shareholder | For | Withhold |
| 1.3 | Management Nominee - Cloud L. Cray, Jr. | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 4 | Provide for Confidential Voting | Shareholder | For | For |
| 5 | Declassify the Board of Directors | Shareholder | For | Against |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | For | Against |
| 7 | Amend Bylaws -- Filling Vacancies | Shareholder | For | Against |
| 8 | Repeal Any Bylaw Amendments Adopted after April 3, 2013 | Shareholder | For | For |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director John Bridendall | Management | For | For |
| 2.2 | Elect Director Cloud L. Cray, Jr. | Management | For | Withhold |
| 2.3 | Elect Director Terrence Dunn | Management | For | For |
| 2.4 | Elect Director Anthony Foglio | Management | For | For |
| 2.5 | Elect Director George Page, Jr. | Management | For | For |
| 2.6 | Elect Director Daryl Schaller | Management | For | For |
| 2.7 | Elect Director Karen Seaberg | Management | For | For |
| 2.8 | Elect Director Jeannine Strandjord | Management | For | For |
| 3.1 | Elect Director Terrence Dunn | Management | For | For |
| 3.2 | Elect Director Anthony Foglio | Management | For | For |
| 3.3 | Elect Director George Page, Jr. | Management | For | For |
| 3.4 | Elect Director Karen Seaberg | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Adjourn Meeting | Management | For | Against |
| |
|---|
MICREL, INCORPORATED
MEETING DATE: MAY 22, 2014 | TICKER: MCRL SECURITY ID: 594793101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond D. Zinn | Management | For | For |
| 1.2 | Elect Director John E. Bourgoin | Management | For | For |
| 1.3 | Elect Director Michael J. Callahan | Management | For | For |
| 1.4 | Elect Director Daniel Heneghan | Management | For | For |
| 1.5 | Elect Director Neil J. Miotto | Management | For | For |
| 1.6 | Elect Director Frank W. Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 16, 2013 | TICKER: MCHP SECURITY ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROFINANCIAL INCORPORATED
MEETING DATE: MAY 08, 2014 | TICKER: MFI SECURITY ID: 595072109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Torrence C. Harder | Management | For | For |
| 1.2 | Elect Director Fritz von Mering | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 23, 2014 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Warren East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 22, 2013 | TICKER: MCRS SECURITY ID: 594901100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. L. Giannopoulos | Management | For | For |
| 1.2 | Elect Director Peter A. Altabef | Management | For | For |
| 1.3 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director B. Gary Dando | Management | For | For |
| 1.5 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.6 | Elect Director John G. Puente | Management | For | For |
| 1.7 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: FEB 11, 2014 | TICKER: MSCC SECURITY ID: 595137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director Paul F. Folino | Management | For | For |
| 1.6 | Elect Director William L. Healey | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.8 | Elect Director James V. Mazzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | Withhold |
| 1.2 | Elect Director Robert H. Epstein | Management | For | For |
| 1.3 | Elect Director Stephen X. Graham | Management | For | For |
| 1.4 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: SEP 13, 2013 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: JUN 03, 2014 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Cowell | Management | For | For |
| 1.2 | Elect Director Slade Gorton | Management | For | For |
| 1.3 | Elect Director Jeanette Horan | Management | For | For |
| 1.4 | Elect Director Perry Mulligan | Management | For | For |
| 1.5 | Elect Director Alexander Tokman | Management | For | For |
| 1.6 | Elect Director Brian Turner | Management | For | For |
| 1.7 | Elect Director Thomas M. Walker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Underwritten Offering of Shares and Warrants | Management | For | For |
| |
|---|
MIDDLEBURG FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: MBRG SECURITY ID: 596094102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Armfield | Management | For | For |
| 1.2 | Elect Director Henry F. Atherton, III | Management | For | For |
| 1.3 | Elect Director Joseph L. Boling | Management | For | For |
| 1.4 | Elect Director Childs F. Burden | Management | For | For |
| 1.5 | Elect Director Alexander G. Green, III | Management | For | For |
| 1.6 | Elect Director Gary D. LeClair | Management | For | Withhold |
| 1.7 | Elect Director John C. Lee, IV | Management | For | For |
| 1.8 | Elect Director Keith W. Meurlin | Management | For | For |
| 1.9 | Elect Director Janet A. Neuharth | Management | For | For |
| 1.10 | Elect Director John M. Rust | Management | For | For |
| 1.11 | Elect Director Gary R. Shook | Management | For | For |
| 1.12 | Elect Director Mary Leigh McDaniel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MIDDLESEX WATER COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: MSEX SECURITY ID: 596680108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Cosgrove, Jr. | Management | For | For |
| 1.2 | Elect Director John R. Middleton | Management | For | For |
| 1.3 | Elect Director Jeffries Shein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MIDWEST ONE FINANCIAL GROUP, INC.
MEETING DATE: APR 17, 2014 | TICKER: MOFG SECURITY ID: 598511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Funk | Management | For | For |
| 1.2 | Elect Director Barbara J. Kniff-McCulla | Management | For | For |
| 1.3 | Elect Director William N. Ruud | Management | For | For |
| 1.4 | Elect Director R. Scott Zaiser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | Withhold |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.5 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MITCHAM INDUSTRIES, INC.
MEETING DATE: JUL 25, 2013 | TICKER: MIND SECURITY ID: 606501104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Billy F. Mitcham, Jr. | Management | For | For |
| 1.2 | Elect Director Peter H. Blum | Management | For | For |
| 1.3 | Elect Director Robert P. Capps | Management | For | For |
| 1.4 | Elect Director R. Dean Lewis | Management | For | For |
| 1.5 | Elect Director John F. Schwalbe | Management | For | For |
| 1.6 | Elect Director Robert J. Albers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MITEK SYSTEMS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: MITK SECURITY ID: 606710200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Thornton | Management | For | For |
| 1.2 | Elect Director James B. DeBello | Management | For | For |
| 1.3 | Elect Director Vinton P. Cunningham | Management | For | For |
| 1.4 | Elect Director Gerald I. Farmer | Management | For | For |
| 1.5 | Elect Director Bruce E. Hansen | Management | For | Withhold |
| 1.6 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
| 1.7 | Elect Director Sally B. Thornton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: MNW SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence H. Matthews | Management | For | For |
| 1.2 | Elect Director Richard D. McBee | Management | For | For |
| 1.3 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.4 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.5 | Elect Director Jean-Paul G. Cossart | Management | For | For |
| 1.6 | Elect Director Andrew J. Kowal | Management | For | For |
| 1.7 | Elect Director John P. McHugh | Management | For | For |
| 1.8 | Elect Director Henry L. Perret | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: MNW SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.2 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.3 | Elect Director Andrew J. Kowal | Management | For | For |
| 1.4 | Elect Director Terence H. Matthews | Management | For | For |
| 1.5 | Elect Director Richard D. McBee | Management | For | For |
| 1.6 | Elect Director John P. McHugh | Management | For | For |
| 1.7 | Elect Director Anthony P. Shen | Management | For | For |
| 1.8 | Elect Director Francis N. Shen | Management | For | For |
| 1.9 | Elect Director David M. Williams | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Equity Incentive Plan | Management | For | Against |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: MKSI SECURITY ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Robert R. Anderson | Management | For | For |
| 1.3 | Elect Director Gregory R. Beecher | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: JUL 24, 2013 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick McNamee, III | Management | For | Withhold |
| 1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: APR 30, 2014 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MODUSLINK GLOBAL SOLUTIONS, INC.
MEETING DATE: APR 08, 2014 | TICKER: MLNK SECURITY ID: 60786L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony Bergamo | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOLEX INCORPORATED
MEETING DATE: NOV 15, 2013 | TICKER: MOLX SECURITY ID: 608554101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Michael J. Birck | Management | For | For |
| 4.2 | Elect Director Anirudh Dhebar | Management | For | For |
| 4.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
| 4.4 | Elect Director Martin P. Slark | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L. Downey | Management | For | For |
| 1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONARCH CASINO & RESORT, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MCRI SECURITY ID: 609027107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Farahi | Management | For | Withhold |
| 1.2 | Elect Director Craig F. Sullivan | Management | For | For |
| 1.3 | Elect Director Paul Andrews | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MONARCH FINANCIAL HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MNRK SECURITY ID: 60907Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe P. Covington, Jr. | Management | For | For |
| 1.2 | Elect Director E. Neal Crawford, Jr. | Management | For | For |
| 1.3 | Elect Director Dwight C. Schaubach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MGI SECURITY ID: 60935Y208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Coley Clark | Management | For | For |
| 1.2 | Elect Director Victor W. Dahir | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | Against |
| 1.5 | Elect Director Seth W. Lawry | Management | For | Against |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Ganesh B. Rao | Management | For | For |
| 1.8 | Elect Director W. Bruce Turner | Management | For | For |
| 1.9 | Elect Director Peggy Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 05, 2014 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONRO MUFFLER BRAKE, INC.
MEETING DATE: AUG 06, 2013 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Robert G. Gross | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.4 | Elect Director Robert E. Mellor | Management | For | For |
| 1.5 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
| |
|---|
MORGANS HOTEL GROUP CO.
MEETING DATE: MAY 14, 2014 | TICKER: MHGC SECURITY ID: 61748W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Jason T. Kalisman | Management | For | For |
| 1.2 | Elect Director John J. Dougherty | Management | For | For |
| 1.3 | Elect Director Martin L. Edelman | Management | For | For |
| 1.4 | Elect Director Mahmood J. Khimji | Management | For | For |
| 1.5 | Elect Director Jonathan A. Langer | Management | For | For |
| 1.6 | Elect Director Andrea L. Olshan | Management | For | Withhold |
| 1.7 | Elect Director Michael E. Olshan | Management | For | Withhold |
| 1.8 | Elect Director Michelle S. Russo | Management | For | For |
| 1.9 | Elect Director Derex Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Directors Sahm Adrangi | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors John Brecker | Shareholder | For | Did Not Vote |
| 1.3 | Elect Directors Andrew Broad | Shareholder | For | Did Not Vote |
| 1.4 | Elect Directors Alan Carr | Shareholder | For | Did Not Vote |
| 1.5 | Elect Directors Jordon Giancoli | Shareholder | For | Did Not Vote |
| 1.6 | Elect Directors Navi Hehar | Shareholder | For | Did Not Vote |
| 1.7 | Elect Directors L. Spencer Wells | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | Did Not Vote |
| |
|---|
MORNINGSTAR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MORN SECURITY ID: 617700109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe Mansueto | Management | For | For |
| 1b | Elect Director Don Phillips | Management | For | For |
| 1c | Elect Director Cheryl Francis | Management | For | For |
| 1d | Elect Director Steve Kaplan | Management | For | For |
| 1e | Elect Director Gail Landis | Management | For | For |
| 1f | Elect Director Bill Lyons | Management | For | For |
| 1g | Elect Director Jack Noonan | Management | For | For |
| 1h | Elect Director Paul Sturm | Management | For | For |
| 1i | Elect Director Hugh Zentmyer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MOSYS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: MOSY SECURITY ID: 619718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tommy Eng | Management | For | For |
| 1.2 | Elect Director Chi-Ping Hsu | Management | For | For |
| 1.3 | Elect Director Stephen L. Domenik | Management | For | Withhold |
| 1.4 | Elect Director Victor K. Lee | Management | For | For |
| 1.5 | Elect Director Leonard Perham | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
MOTORCAR PARTS OF AMERICA, INC.
MEETING DATE: MAR 31, 2014 | TICKER: MPAA SECURITY ID: 620071100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selwyn Joffe | Management | For | For |
| 1.2 | Elect Director Mel Marks | Management | For | For |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Rudolph J. Borneo | Management | For | For |
| 1.5 | Elect Director Philip Gay | Management | For | For |
| 1.6 | Elect Director Duane Miller | Management | For | For |
| 1.7 | Elect Director Jeffrey Mirvis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MOVE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MOVE SECURITY ID: 62458M207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Hanauer | Management | For | For |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
| 1.3 | Elect Director Jennifer Dulski | Management | For | For |
| 1.4 | Elect Director Kenneth K. Klein | Management | For | For |
| 1.5 | Elect Director V. Paul Unruh | Management | For | For |
| 1.6 | Elect Director Bruce G. Willison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: FEB 11, 2014 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jean-Lou Chameau | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Emily M. Liggett | Management | For | For |
| 1.6 | Elect Director Barb J. Samardzich | Management | For | For |
| 1.7 | Elect Director Gail P. Steinel | Management | For | For |
| 1.8 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MULTI-COLOR CORPORATION
MEETING DATE: AUG 21, 2013 | TICKER: LABL SECURITY ID: 625383104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ari J. Benacerraf | Management | For | For |
| 1.2 | Elect Director Robert R. Buck | Management | For | For |
| 1.3 | Elect Director Charles B. Connolly | Management | For | For |
| 1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
| 1.5 | Elect Director Roger A. Keller | Management | For | For |
| 1.6 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.7 | Elect Director Simon T. Roberts | Management | For | For |
| 1.8 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MULTI-FINELINE ELECTRONIX, INC.
MEETING DATE: MAR 05, 2014 | TICKER: MFLX SECURITY ID: 62541B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
| 1.2 | Elect Director James McCluney | Management | For | For |
| 1.3 | Elect Director Sam Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MULTIMEDIA GAMES HOLDING COMPANY, INC.
MEETING DATE: JAN 30, 2014 | TICKER: MGAM SECURITY ID: 625453105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen J. Greathouse | Management | For | For |
| 1b | Elect Director Stephen P. Ives | Management | For | For |
| 1c | Elect Director Neil E. Jenkins | Management | For | For |
| 1d | Elect Director Michael J. Maples, Sr. | Management | For | For |
| 1e | Elect Director Justin A. Orlando | Management | For | For |
| 1f | Elect Director Patrick J. Ramsey | Management | For | For |
| 1g | Elect Director Robert D. Repass | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MUTUALFIRST FINANCIAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: MFSF SECURITY ID: 62845B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linn A. Crull | Management | For | For |
| 1.2 | Elect Director Wilbur R. Davis | Management | For | For |
| 1.3 | Elect Director Jonathan E. Kintner | Management | For | For |
| 1.4 | Elect Director Charles J. Viater | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MWI VETERINARY SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MWIV SECURITY ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
| 1.4 | Elect Director A. Craig Olson | Management | For | For |
| 1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MYLAN INC.
MEETING DATE: APR 11, 2014 | TICKER: MYL SECURITY ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather Bresch | Management | For | For |
| 1.2 | Elect Director Wendy Cameron | Management | For | Against |
| 1.3 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.4 | Elect Director Robert J. Coury | Management | For | For |
| 1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1.6 | Elect Director Neil Dimick | Management | For | For |
| 1.7 | Elect Director Melina Higgins | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director Rajiv Malik | Management | For | For |
| 1.10 | Elect Director Joseph C. Maroon | Management | For | For |
| 1.11 | Elect Director Mark W. Parrish | Management | For | Against |
| 1.12 | Elect Director Rodney L. Piatt | Management | For | Against |
| 1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MYR GROUP INC.
MEETING DATE: MAY 01, 2014 | TICKER: MYRG SECURITY ID: 55405W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry W. Fayne | Management | For | For |
| 1.2 | Elect Director Gary R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Establish Range For Board Size | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MYGN SECURITY ID: 62855J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Meldrum | Management | For | For |
| 1.2 | Elect Director Heiner Dreismann | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: MAY 20, 2014 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.4 | Elect Director Bruce C. Rhine | Management | For | For |
| 1.5 | Elect Director Timothy J. Stultz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NANOSPHERE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: NSPH SECURITY ID: 63009F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.2 | Elect Director Michael K. McGarrity | Management | For | For |
| 1.3 | Elect Director Gene Cartwright | Management | For | For |
| 1.4 | Elect Director Andre de Bruin | Management | For | For |
| 1.5 | Elect Director Erik Holmlin | Management | For | For |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NASB FINANCIAL, INC.
MEETING DATE: JAN 28, 2014 | TICKER: NASB SECURITY ID: 628968109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrett Brady | Management | For | For |
| 1.2 | Elect Director Keith B. Cox | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NASH-FINCH COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: NAFC SECURITY ID: 631158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
NATHAN'S FAMOUS, INC.
MEETING DATE: SEP 12, 2013 | TICKER: NATH SECURITY ID: 632347100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Eide | Management | For | Withhold |
| 1.2 | Elect Director Eric Gatoff | Management | For | Withhold |
| 1.3 | Elect Director Brian S. Genson | Management | For | Withhold |
| 1.4 | Elect Director Barry Leistner | Management | For | Withhold |
| 1.5 | Elect Director Howard M. Lorber | Management | For | Withhold |
| 1.6 | Elect Director Wayne Norbitz | Management | For | Withhold |
| 1.7 | Elect Director A. F. Petrocelli | Management | For | Withhold |
| 1.8 | Elect Director Charles Raich | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
MEETING DATE: OCT 29, 2013 | TICKER: NAUH SECURITY ID: 63245Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Buckingham | Management | For | Withhold |
| 1.2 | Elect Director Jerry L. Gallentine | Management | For | Withhold |
| 1.3 | Elect Director Ronald L. Shape | Management | For | Withhold |
| 1.4 | Elect Director Therese Kreig Crane | Management | For | For |
| 1.5 | Elect Director Thomas D. Saban | Management | For | For |
| 1.6 | Elect Director David L. Warnock | Management | For | For |
| 1.7 | Elect Director Richard L. Halbert | Management | For | For |
| 1.8 | Elect Director Jeffrey B. Berzina | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL BANKSHARES, INC.
MEETING DATE: APR 08, 2014 | TICKER: NKSH SECURITY ID: 634865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Green, III | Management | For | For |
| 1.2 | Elect Director William A. Peery | Management | For | For |
| 1.3 | Elect Director James M. Shuler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL BEVERAGE CORP.
MEETING DATE: OCT 11, 2013 | TICKER: FIZZ SECURITY ID: 635017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cecil D. Conlee | Management | For | For |
| 1.2 | Elect Director Stanley M. Sheridan | Management | For | For |
| |
|---|
NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 30, 2014 | TICKER: NCMI SECURITY ID: 635309107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt C. Hall | Management | For | For |
| 1.2 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.3 | Elect Director Scott N. Schneider | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL GENERAL HOLDINGS CORP.
MEETING DATE: MAY 27, 2014 | TICKER: NGHC SECURITY ID: 636220303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ephraim Brecher | Management | For | For |
| 1.2 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.3 | Elect Director Patrick Fallon | Management | For | For |
| 1.4 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.5 | Elect Director Barry Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Barbara Paris | Management | For | For |
| 1.7 | Elect Director Barry Zyskind | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director Michael E. McGrath | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NRCIA SECURITY ID: 637372202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director JoAnn M. Martin | Management | For | Withhold |
| 1.2 | Elect Director Barbara J. Mowry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NRCIA SECURITY ID: 637372301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director JoAnn M. Martin | Management | For | Withhold |
| 1.2 | Elect Director Barbara J. Mowry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL TECHNICAL SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: NTSC SECURITY ID: 638104109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
NATIONAL WESTERN LIFE INSURANCE COMPANY
MEETING DATE: JUN 20, 2014 | TICKER: NWLI SECURITY ID: 638522102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen E. Glasgow | Management | For | For |
| 1.2 | Elect Director E. Douglas McLeod | Management | For | Withhold |
| 1.3 | Elect Director Louis E. Pauls, Jr. | Management | For | For |
| 1.4 | Elect Director E. J. Pederson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NATURE'S SUNSHINE PRODUCTS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: NATR SECURITY ID: 639027101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Jeffrey D. Watkins | Management | For | For |
| 1.3 | Elect Director Mary Beth Springer | Management | For | For |
| 1.4 | Elect Director Robert B. Mercer | Management | For | For |
| 1.5 | Elect Director Gregory L. Probert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 06, 2014 | TICKER: BABY SECURITY ID: 639050103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth E. Ludlum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 06, 2014 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy E. Delaney | Management | For | For |
| 1.2 | Elect Director James H. Douglas | Management | For | For |
| 1.3 | Elect Director Joseph A. Santangelo | Management | For | For |
| 1.4 | Elect Director Lowell A. Seifter | Management | For | For |
| 1.5 | Elect Director Richard Chojnowski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NCI, INC.
MEETING DATE: JUN 04, 2014 | TICKER: NCIT SECURITY ID: 62886K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles K. Narang | Management | For | For |
| 1.2 | Elect Director Brian J. Clark | Management | For | For |
| 1.3 | Elect Director James P. Allen | Management | For | For |
| 1.4 | Elect Director John E. Lawler | Management | For | For |
| 1.5 | Elect Director Paul V. Lombardi | Management | For | For |
| 1.6 | Elect Director Philip O. Nolan | Management | For | For |
| 1.7 | Elect Director Austin J. Yerks | Management | For | For |
| 1.8 | Elect Director Daniel R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEKTAR THERAPEUTICS
MEETING DATE: JUN 25, 2014 | TICKER: NKTR SECURITY ID: 640268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Krivulka | Management | For | For |
| 1b | Elect Director Howard W. Robin | Management | For | For |
| 1c | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEOGEN CORPORATION
MEETING DATE: OCT 03, 2013 | TICKER: NEOG SECURITY ID: 640491106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Boehm | Management | For | For |
| 1.2 | Elect Director Jack C. Parnell | Management | For | For |
| 1.3 | Elect Director Clayton K. Yeutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEOGENOMICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: NEO SECURITY ID: 64049M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas M. VanOort | Management | For | Withhold |
| 1.2 | Elect Director Steven C. Jones | Management | For | Withhold |
| 1.3 | Elect Director Michael T. Dent | Management | For | Withhold |
| 1.4 | Elect Director Kevin C. Johnson | Management | For | For |
| 1.5 | Elect Director Raymond R. Hipp | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| |
|---|
NEONODE INC.
MEETING DATE: JUN 05, 2014 | TICKER: NEON SECURITY ID: 64051M402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mats Dahlin | Management | For | For |
| 1.2 | Elect Director Lars Lindqvist | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEPTUNE TECHNOLOGIES & BIORESSOURCES INC.
MEETING DATE: JUN 19, 2014 | TICKER: NTB SECURITY ID: 64077P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board from Seven to Ten | Management | For | For |
| 2.1 | Elect Director Reed V. Tuckson | Management | For | For |
| 2.2 | Elect Director Ronald Denis | Management | For | For |
| 2.3 | Elect Director Valier Boivin | Management | For | Withhold |
| 2.4 | Elect Director Jerald J. Wenker | Management | For | For |
| 2.5 | Elect Director Harlan W. Waksal | Management | For | Withhold |
| 2.6 | Elect Director Adrian Montgomery | Management | For | For |
| 2.7 | Elect Director Pierre Fitzgibbon | Management | For | For |
| 2.8 | Elect Director John Moretz | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NET 1 UEPS TECHNOLOGIES, INC.
MEETING DATE: NOV 19, 2013 | TICKER: UEPS SECURITY ID: 64107N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Serge C. P. Belamant | Management | For | Withhold |
| 1.2 | Elect Director Herman G. Kotze | Management | For | Withhold |
| 1.3 | Elect Director Christopher S. Seabrooke | Management | For | For |
| 1.4 | Elect Director Alasdair J. K. Pein | Management | For | For |
| 1.5 | Elect Director Paul Edwards | Management | For | For |
| 1.6 | Elect Director Brian K. Mosehla | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NET ELEMENT INTERNATIONAL, INC.
MEETING DATE: DEC 05, 2013 | TICKER: NETE SECURITY ID: 64111R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oleg Firer | Management | For | For |
| 1.2 | Elect Director Dmitry Kozko | Management | For | For |
| 1.3 | Elect Director Kenges Rakishev | Management | For | For |
| 1.4 | Elect Director Mike Zoi | Management | For | For |
| 1.5 | Elect Director David P. Kelley, II | Management | For | Withhold |
| 1.6 | Elect Director James Caan | Management | For | For |
| 1.7 | Elect Director Felix Vulis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 8 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 9 | Change Company Name | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: SEP 13, 2013 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 1b | Elect Director Nicholas G. Moore | Management | For | For |
| 1c | Elect Director Thomas Georgens | Management | For | For |
| 1d | Elect Director Jeffry R. Allen | Management | For | For |
| 1e | Elect Director Alan L. Earhart | Management | For | For |
| 1f | Elect Director Gerald Held | Management | For | For |
| 1g | Elect Director T. Michael Nevens | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 1i | Elect Director Robert T. Wall | Management | For | For |
| 1j | Elect Director Richard P. Wallace | Management | For | For |
| 1k | Elect Director Tor R. Braham | Management | For | For |
| 1l | Elect Director Kathryn M. Hill | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
| 5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE INC.
MEETING DATE: SEP 05, 2013 | TICKER: NTES SECURITY ID: 64110W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve to Re-elect William Lei Ding as Director | Management | For | For |
| 1b | Approve to Re-elect Alice Cheng as Director | Management | For | For |
| 1c | Approve to Re-elect Denny Lee as Director | Management | For | For |
| 1d | Approve to Re-elect Joseph Tong as Director | Management | For | For |
| 1e | Approve to Re-elect Lun Feng as Director | Management | For | For |
| 1f | Approve to Re-elect Michael Leung as Director | Management | For | For |
| 1g | Approve to Re-elect Michael Tong as Director | Management | For | For |
| 2 | Approve to Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 09, 2014 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NETGEAR, INC.
MEETING DATE: JUN 03, 2014 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C. S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.8 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NETLIST, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NLST SECURITY ID: 64118P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chun Ki Hong | Management | For | Withhold |
| 1.2 | Elect Director Charles F. Cargile | Management | For | Withhold |
| 1.3 | Elect Director Thomas F. Lagatta | Management | For | Withhold |
| 1.4 | Elect Director Claude M. Leglise | Management | For | Withhold |
| 1.5 | Elect Director Alan H. Portnoy | Management | For | Withhold |
| 1.6 | Elect Director Blake A. Welcher | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETSCOUT SYSTEMS, INC.
MEETING DATE: AUG 26, 2013 | TICKER: NTCT SECURITY ID: 64115T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Robert E. Donahue | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETSOL TECHNOLOGIES, INC.
MEETING DATE: JUL 17, 2013 | TICKER: NTWK SECURITY ID: 64115A402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Najeeb Ghauri | Management | For | For |
| 1.2 | Elect Director Naeem Ghauri | Management | For | For |
| 1.3 | Elect Director Salim Ghauri | Management | For | For |
| 1.4 | Elect Director Eugen Beckert | Management | For | Against |
| 1.5 | Elect Director Mark Caton | Management | For | Against |
| 1.6 | Elect Director Shahid J. Burki | Management | For | Against |
| 1.7 | Elect Director Jeffery Bilbrey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETSOL TECHNOLOGIES, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NTWK SECURITY ID: 64115A402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Najeeb U. Ghauri | Management | For | For |
| 1b | Elect Director Naeem Ghauri | Management | For | For |
| 1c | Elect Director Asad Ghauri | Management | For | For |
| 1d | Elect Director Eugen Beckert | Management | For | Against |
| 1e | Elect Director Mark Caton | Management | For | Against |
| 1f | Elect Director Shahid Javed Burki | Management | For | Against |
| 1g | Elect Director Jeffrey Bilbrey | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROBIOPHARM INC.
MEETING DATE: JUN 19, 2014 | TICKER: SECURITY ID: 641250204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Private Company Resolution: Elect Director Pierre Fitzgibbon | Management | For | Withhold |
| 1.2 | Private Company Resolution: Elect Director Ronald Denis | Management | For | Withhold |
| 1.3 | Private Company Resolution: Elect Director Valier Boivin | Management | For | Withhold |
| 1.4 | Private Company Resolution: Elect Director Reed V. Tuckson | Management | For | Withhold |
| 1.5 | Private Company Resolution: Elect Director Daniel Perry | Management | For | Withhold |
| 1.6 | Private Company Resolution: Elect Director Jerald J. Wenker | Management | For | Withhold |
| 1.7 | Private Company Resolution: Elect Director Adrian Montgomery | Management | For | Withhold |
| 2 | Private Company Resolution: Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Withhold |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | Withhold |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: NHTB SECURITY ID: 644722100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard R. Cashman | Management | For | For |
| 1.2 | Elect Director Steven H. Dimick | Management | For | For |
| 1.3 | Elect Director Stephen W. Ensign | Management | For | For |
| 1.4 | Elect Director Catherine A. Feeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NEW YORK MORTGAGE TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NYMT SECURITY ID: 649604501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bock | Management | For | For |
| 1.2 | Elect Director Alan L. Hainey | Management | For | For |
| 1.3 | Elect Director Steven R. Mumma | Management | For | For |
| 1.4 | Elect Director Douglas E. Neal | Management | For | For |
| 1.5 | Elect Director Steven G. Norcutt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWBRIDGE BANCORP
MEETING DATE: MAR 27, 2014 | TICKER: NBBC SECURITY ID: 65080T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
NEWBRIDGE BANCORP
MEETING DATE: MAY 14, 2014 | TICKER: NBBC SECURITY ID: 65080T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Albert | Management | For | For |
| 1.2 | Elect Director Robert A. Boyette | Management | For | For |
| 1.3 | Elect Director J. David Branch | Management | For | For |
| 1.4 | Elect Director C. Arnold Britt | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Alex A. Diffey, Jr. | Management | For | For |
| 1.7 | Elect Director Barry Z. Dodson | Management | For | For |
| 1.8 | Elect Director Donald P. Johnson | Management | For | For |
| 1.9 | Elect Director Joseph H. Kinnarney | Management | For | For |
| 1.10 | Elect Director Michael S. Patterson | Management | For | For |
| 1.11 | Elect Director Pressley A. Ridgill | Management | For | For |
| 1.12 | Elect Director Mary E. Rittling | Management | For | For |
| 1.13 | Elect Director E. Reid Teague | Management | For | For |
| 1.14 | Elect Director Richard A. Urquhart, III | Management | For | For |
| 1.15 | Elect Director G. Alfred Webster | Management | For | For |
| 1.16 | Elect Director Kenan C. Wright | Management | For | For |
| 1.17 | Elect Director Julius S. Young, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEWLEAD HOLDINGS LTD.
MEETING DATE: DEC 23, 2013 | TICKER: NEWL SECURITY ID: G64626131
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint EisnerAmper LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Spyros Gianniotis as Director | Management | For | For |
| 3 | Elect Panagiotis Skiadas as Director | Management | For | For |
| |
|---|
NEWLINK GENETICS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: NLNK SECURITY ID: 651511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Raffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWPORT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: NEWP SECURITY ID: 651824104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Cox | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director Cherry A. Murray | Management | For | For |
| 1.4 | Elect Director Robert J. Phillippy | Management | For | For |
| 1.5 | Elect Director Kenneth F. Potashner | Management | For | For |
| 1.6 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWSTAR FINANCIAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: NEWS SECURITY ID: 65251F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Bralver | Management | For | For |
| 1.2 | Elect Director Timothy J. Conway | Management | For | For |
| 1.3 | Elect Director Bradley E. Cooper | Management | For | For |
| 1.4 | Elect Director Brian L.P. Fallon | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Maureen P. O'Hara | Management | For | For |
| 1.7 | Elect Director Peter A. Schmidt-Fellner | Management | For | For |
| 1.8 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.2 | Elect Director Dennis A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NIC INC.
MEETING DATE: MAY 06, 2014 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Daniel J. Evans | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | Withhold |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: AUG 27, 2013 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect David Kostman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Joseph Atsmon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Zeev Bregman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Joseph Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Dan Falk as External Director for an Additional Three Year Term | Management | For | For |
| 2.2 | Reelect Yocheved Dvir as External Director for an Additional Three Year Term | Management | For | For |
| 3 | Approve Supplemental Annual Cash Fee to David Kostman, Chairman | Management | For | For |
| 4 | Approve Stock Option Grant to Non-Executive Directors | Management | For | For |
| 5 | Approve Compensation of Zeev Bregman, CEO | Management | For | For |
| 6 | Approval of Separation Bonus to Ron Gutler, former Chairman | Management | For | For |
| 7 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 8 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: MAY 27, 2014 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect David Kostman, Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Joseph Atsmon, Vice-Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Grant Options to Non-Executive Directors | Management | For | For |
| 3 | Approve Employment Terms of Barak Eilam, CEO | Management | For | For |
| 4 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NMI HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: NMIH SECURITY ID: 629209305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Michael Embler | Management | For | For |
| 1.3 | Elect Director James G. Jones | Management | For | For |
| 1.4 | Elect Director Michael Montgomery | Management | For | For |
| 1.5 | Elect Director John Brandon Osmon | Management | For | For |
| 1.6 | Elect Director James H. Ozanne | Management | For | For |
| 1.7 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NN, INC.
MEETING DATE: MAY 15, 2014 | TICKER: NNBR SECURITY ID: 629337106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Ronald Morris | Management | For | For |
| 1.2 | Elect Director Steven T. Warshaw | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NOODLES & COMPANY
MEETING DATE: APR 30, 2014 | TICKER: NDLS SECURITY ID: 65540B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Pittman | Management | For | Withhold |
| 1.2 | Elect Director James Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NORDSON CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: NDSN SECURITY ID: 655663102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.2 | Elect Director Michael J. Merriman, Jr | Management | For | For |
| 1.3 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTEK, INC.
MEETING DATE: MAY 01, 2014 | TICKER: NTK SECURITY ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
| 1.2 | Elect Director James B. Hirshorn | Management | For | For |
| 1.3 | Elect Director Chris A. McWilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHEAST BANCORP
MEETING DATE: NOV 21, 2013 | TICKER: NBN SECURITY ID: 663904209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Orestis | Management | For | For |
| 1.2 | Elect Director David A. Tanner | Management | For | For |
| 1.3 | Elect Director Judith E. Wallingford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHEAST COMMUNITY BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: NECB SECURITY ID: 664112109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose M. Collazo | Management | For | Withhold |
| 1.2 | Elect Director Harry (Jeff) A.S. Read | Management | For | For |
| 1.3 | Elect Director Linda M. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | Withhold |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORTHFIELD BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: NFBK SECURITY ID: 66611T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Annette Catino | Management | For | For |
| 1.3 | Elect Director John P. Connors, Jr. | Management | For | For |
| 1.4 | Elect Director Steven M. Klein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: NRIM SECURITY ID: 666762109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Marc Langland | Management | For | For |
| 1.2 | Elect Director Joseph M. Beedle | Management | For | For |
| 1.3 | Elect Director Larry S. Cash | Management | For | For |
| 1.4 | Elect Director Mark G. Copeland | Management | For | For |
| 1.5 | Elect Director Ronald A. Davis | Management | For | For |
| 1.6 | Elect Director Anthony Drabek | Management | For | For |
| 1.7 | Elect Director Karl L. Hanneman | Management | For | For |
| 1.8 | Elect Director Richard L. Lowell | Management | For | For |
| 1.9 | Elect Director David J. McCambridge | Management | For | For |
| 1.10 | Elect Director Irene Sparks Rowan | Management | For | For |
| 1.11 | Elect Director John C. Swalling | Management | For | For |
| 1.12 | Elect Director Linda C. Thomas | Management | For | For |
| 1.13 | Elect Director David G. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
NORTHWEST BANCSHARES, INC.
MEETING DATE: APR 16, 2014 | TICKER: NWBI SECURITY ID: 667340103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Wagner | Management | For | For |
| 1.2 | Elect Director A. Paul King | Management | For | For |
| 1.3 | Elect Director Sonia M. Probst | Management | For | For |
| 1.4 | Elect Director William F. McKnight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHWEST PIPE COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: NWPX SECURITY ID: 667746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne B. Kingsley | Management | For | For |
| 1.2 | Elect Director Scott J. Montross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: APR 24, 2014 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tan Sri Lim Kok Thay | Management | For | Against |
| 1b | Elect Director David M. Abrams | Management | For | Against |
| 1c | Elect Director John Chidsey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NORWOOD FINANCIAL CORP.
MEETING DATE: APR 22, 2014 | TICKER: NWFL SECURITY ID: 669549107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Lamont | Management | For | For |
| 1.2 | Elect Director Daniel J. O'Neill | Management | For | For |
| 1.3 | Elect Director Kenneth A. Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVA LIFESTYLE, INC.
MEETING DATE: JUN 30, 2014 | TICKER: NVFY SECURITY ID: 66979P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ya Ming Wong | Management | For | For |
| 1.2 | Elect Director Yuen Ching Ho | Management | For | For |
| 1.3 | Elect Director Thanh H. Lam | Management | For | For |
| 1.4 | Elect Director James R. Talevich | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Viotto | Management | For | Withhold |
| 1.6 | Elect Director Chung Shing Yam | Management | For | Withhold |
| 1.7 | Elect Director Peter Kam | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Amend Terms of Options held by Gabi Seligsohn, Former President and CEOOptions | Management | For | For |
| 4 | Approve Employment Terms of Eitan Oppenhaim, President and CEO | Management | For | For |
| 5.1 | Reelect Michael Brunstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 5.2 | Reelect Alon Dumanis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 6 | Reelect Avi Cohen as Independent Director Until the End of the Next Annual General Meeting | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 24, 2014 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 2 | Amend Employment Terms of Eitan Oppenhaim, President and CEO | Management | For | For |
| 3.1 | Reelect Michael Brunstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Alon Dumanis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Avi Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Raanan Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Elect Zehava Simon as External Director for a Three Year Term | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NOVADAQ TECHNOLOGIES INC.
MEETING DATE: MAY 21, 2014 | TICKER: NDQ SECURITY ID: 66987G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Menawat | Management | For | For |
| 1.2 | Elect Director Aaron Davidson | Management | For | For |
| 1.3 | Elect Director Anthony Griffiths | Management | For | For |
| 1.4 | Elect Director Harold O. Koch, Jr. | Management | For | For |
| 1.5 | Elect Director William A. MacKinnon | Management | For | For |
| 1.6 | Elect Director Thomas Wellner | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVOGEN LTD.
MEETING DATE: NOV 15, 2013 | TICKER: NRT SECURITY ID: 67010F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Steven Coffey as Director | Management | For | Against |
| 3 | Elect Robert Birch as Director | Management | For | For |
| 4 | Elect Andrew Heaton as Director | Management | For | Against |
| 5 | Ratify the Past Issuance of HBMF Option, Commencement Shares, First Convertible Security and Conversion Shares | Management | For | For |
| 6 | Approve the Issuance of a Convertible Security to Hudson Bay Master Fund Limited | Management | For | For |
| 7 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NTELOS HOLDINGS CORP.
MEETING DATE: MAY 01, 2014 | TICKER: NTLS SECURITY ID: 67020Q305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Chorney | Management | For | For |
| 1.2 | Elect Director Rodney D. Dir | Management | For | For |
| 1.3 | Elect Director Stephen C. Duggan | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Michael Huber | Management | For | For |
| 1.6 | Elect Director James A. Hyde | Management | For | For |
| 1.7 | Elect Director Ellen O'Connor Vos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: FEB 03, 2014 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Patrick T. Hackett | Management | For | Against |
| 1d | Elect Director Brett Icahn | Management | For | For |
| 1e | Elect Director William H. Janeway | Management | For | Against |
| 1f | Elect Director Mark R. Laret | Management | For | Against |
| 1g | Elect Director Katharine A. Martin | Management | For | Against |
| 1h | Elect Director Mark B. Myers | Management | For | Against |
| 1i | Elect Director Philip J. Quigley | Management | For | Against |
| 1j | Elect Director David S. Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NUMEREX CORP.
MEETING DATE: MAY 16, 2014 | TICKER: NMRX SECURITY ID: 67053A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Benson | Management | For | For |
| 1.2 | Elect Director E. James Constantine | Management | For | For |
| 1.3 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.4 | Elect Director Sherrie G. McAvoy | Management | For | For |
| 1.5 | Elect Director Stratton J. Nicolaides | Management | For | For |
| 1.6 | Elect Director Jerry A. Rose | Management | For | For |
| 1.7 | Elect Director Andrew J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NUTRACEUTICAL INTERNATIONAL CORPORATION
MEETING DATE: JAN 27, 2014 | TICKER: NUTR SECURITY ID: 67060Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Hinrichs | Management | For | For |
| 1.2 | Elect Director J. Kimo Esplin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUTRISYSTEM, INC.
MEETING DATE: MAY 13, 2014 | TICKER: NTRI SECURITY ID: 67069D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Director Paul Guyardo | Management | For | For |
| 1.3 | Elect Director Michael J. Hagan | Management | For | For |
| 1.4 | Elect Director Jay Herratti | Management | For | For |
| 1.5 | Elect Director Brian P. Tierney | Management | For | For |
| 1.6 | Elect Director Andrea M. Weiss | Management | For | For |
| 1.7 | Elect Director Stephen T. Zarrilli | Management | For | For |
| 1.8 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NUVA SECURITY ID: 670704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory T. Lucier | Management | For | For |
| 1b | Elect Director Leslie V. Norwalk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 08, 2013 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director James D. Hartman | Management | For | For |
| 1.4 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.5 | Elect Director Robert H. Irish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director James C. Gaither | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director William J. Miller | Management | For | For |
| 1h | Elect Director Mark L. Perry | Management | For | For |
| 1i | Elect Director A. Brooke Seawell | Management | For | For |
| 1j | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NXTM SECURITY ID: 67072V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 1.9 | Elect Director Jay W. Shreiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NYMOX PHARMACEUTICAL CORP.
MEETING DATE: JUN 19, 2014 | TICKER: NYMX SECURITY ID: 67076P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul Averback, Jack Gemmell, Paul McDonald, Randall Lanham, Roger Guy and David Morse as Directors | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director Paul R. Lederer | Management | For | For |
| 2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OAK VALLEY BANCORP
MEETING DATE: JUN 17, 2014 | TICKER: OVLY SECURITY ID: 671807105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Courtney | Management | For | For |
| 1.2 | Elect Director Michael Q. Jones | Management | For | For |
| 1.3 | Elect Director Terrance P. Withrow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OBA FINANCIAL SERVICES, INC.
MEETING DATE: NOV 21, 2013 | TICKER: OBAF SECURITY ID: 67424G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Weller | Management | For | For |
| 1.2 | Elect Director Donald L. Mallorey | Management | For | For |
| 1.3 | Elect Director Michael L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OCEAN POWER TECHNOLOGIES, INC.
MEETING DATE: OCT 03, 2013 | TICKER: OPTT SECURITY ID: 674870308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence J. Cryan | Management | For | For |
| 1.2 | Elect Director David L. Keller | Management | For | For |
| 1.3 | Elect Director Seymour S. Preston, III | Management | For | For |
| 1.4 | Elect Director George W. Taylor | Management | For | For |
| 1.5 | Elect Director Charles F. Dunleavy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OCEAN RIG UDW INC.
MEETING DATE: OCT 31, 2013 | TICKER: OCRG SECURITY ID: Y64354205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kyros Melas as Director | Management | For | For |
| 1.2 | Elect Savvas D. Georghiades as Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OCEAN SHORE HOLDING CO.
MEETING DATE: MAY 21, 2014 | TICKER: OSHC SECURITY ID: 67501R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. Ford | Management | For | For |
| 1.2 | Elect Director John L. Van Duyne, Jr. | Management | For | For |
| 1.3 | Elect Director Dorothy F. McCrosson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OCEANFIRST FINANCIAL CORP.
MEETING DATE: MAY 08, 2014 | TICKER: OCFC SECURITY ID: 675234108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. Burke | Management | For | For |
| 1.2 | Elect Director Angelo Catania | Management | For | For |
| 1.3 | Elect Director John R. Garbarino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCERA THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OCRX SECURITY ID: 67552A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Jean-Paul Castaigne | Management | For | For |
| 1.3 | Elect Director Lars G. Ekman | Management | For | For |
| 1.4 | Elect Director Linda S. Grais | Management | For | For |
| 1.5 | Elect Director Nina Kjellson | Management | For | For |
| 1.6 | Elect Director Michael Powell | Management | For | For |
| 1.7 | Elect Director Franck S. Rousseau | Management | For | For |
| 1.8 | Elect Director Anne M. VanLent | Management | For | For |
| 1.9 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCLARO, INC.
MEETING DATE: JAN 14, 2014 | TICKER: OCLR SECURITY ID: 67555N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kendall Cowan | Management | For | For |
| 1.2 | Elect Director Joel A. Smith, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
OCONEE FEDERAL FINANCIAL CORP.
MEETING DATE: NOV 13, 2013 | TICKER: OFED SECURITY ID: 675607105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry B. Mays, Jr. | Management | For | For |
| 1.2 | Elect Director Cecil T. Sandifer, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ODYSSEY MARINE EXPLORATION, INC.
MEETING DATE: JUN 04, 2014 | TICKER: OMEX SECURITY ID: 676118102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradford B. Baker | Management | For | For |
| 1.2 | Elect Director Max H. Cohen | Management | For | For |
| 1.3 | Elect Director Mark D. Gordon | Management | For | For |
| 1.4 | Elect Director Mark B. Justh | Management | For | For |
| 1.5 | Elect Director David J. Saul | Management | For | For |
| 1.6 | Elect Director Jon D. Sawyer | Management | For | For |
| 1.7 | Elect Director Gregory P. Stemm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan (Withdrawn) | Management | None | None |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OHIO VALLEY BANC CORP.
MEETING DATE: MAY 14, 2014 | TICKER: OVBC SECURITY ID: 677719106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent A. Saunders | Management | For | Withhold |
| 1.2 | Elect Director David W. Thomas | Management | For | For |
| 1.3 | Elect Director Lannes C. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OHR PHARMACEUTICAL, INC.
MEETING DATE: APR 11, 2014 | TICKER: OHRP SECURITY ID: 67778H200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director June S. Almenoff | Management | For | For |
| 1.2 | Elect Director Thomas M. Riedhammer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Warrants | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ODFL SECURITY ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director J. Paul Breitbach | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.6 | Elect Director John D. Kasarda | Management | For | For |
| 1.7 | Elect Director Leo H. Suggs | Management | For | For |
| 1.8 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLD LINE BANCSHARES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: OLBK SECURITY ID: 67984M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig E. Clark | Management | For | Withhold |
| 1.2 | Elect Director G. Thomas Daugherty | Management | For | For |
| 1.3 | Elect Director Gail D. Manuel | Management | For | For |
| 1.4 | Elect Director Gregory S. Proctor, Jr. | Management | For | For |
| 1.5 | Elect Director Suhas R. Shah | Management | For | For |
| 1.6 | Elect Director Thomas H. Graham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
MEETING DATE: MAY 08, 2014 | TICKER: ONB SECURITY ID: 680033107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan W. Braun | Management | For | For |
| 1.2 | Elect Director Larry E. Dunigan | Management | For | For |
| 1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.5 | Elect Director Robert G. Jones | Management | For | For |
| 1.6 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.8 | Elect Director James T. Morris | Management | For | For |
| 1.9 | Elect Director Randall T. Shepard | Management | For | For |
| 1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
| 1.11 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.12 | Elect Director Linda E. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLD POINT FINANCIAL CORPORATION
MEETING DATE: MAY 27, 2014 | TICKER: OPOF SECURITY ID: 680194107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Adams | Management | For | For |
| 1.2 | Elect Director James Reade Chisman | Management | For | For |
| 1.3 | Elect Director Russell Smith Evans, Jr. | Management | For | For |
| 1.4 | Elect Director Michael A. Glasser | Management | For | Withhold |
| 1.5 | Elect Director Arthur D. Greene | Management | For | For |
| 1.6 | Elect Director John Cabot Ishon | Management | For | Withhold |
| 1.7 | Elect Director John B. Morgan, II | Management | For | For |
| 1.8 | Elect Director Louis G. Morris | Management | For | Withhold |
| 1.9 | Elect Director H. Robert Schappert | Management | For | Withhold |
| 1.10 | Elect Director Robert F. Shuford, Sr. | Management | For | Withhold |
| 1.11 | Elect Director Robert F. Shuford, Jr. | Management | For | Withhold |
| 1.12 | Elect Director Ellen Clark Thacker | Management | For | For |
| 1.13 | Elect Director Joseph R. Witt | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLD SECOND BANCORP, INC.
MEETING DATE: MAY 20, 2014 | TICKER: OSBC SECURITY ID: 680277100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry Finn | Management | For | For |
| 1.2 | Elect Director William Kane | Management | For | For |
| 1.3 | Elect Director John Ladowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OLYMPIC STEEL, INC.
MEETING DATE: APR 30, 2014 | TICKER: ZEUS SECURITY ID: 68162K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Wolfort | Management | For | For |
| 1.2 | Elect Director Ralph M. Della Ratta | Management | For | For |
| 1.3 | Elect Director Howard L. Goldstein | Management | For | For |
| 1.4 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
OMEGA FLEX, INC.
MEETING DATE: JUN 10, 2014 | TICKER: OFLX SECURITY ID: 682095104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Hoben | Management | For | For |
| 1.2 | Elect Director Mark F. Albino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OMEROS CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: OMER SECURITY ID: 682143102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Cable | Management | For | For |
| 1.2 | Elect Director Peter A. Demopulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OMNIAMERICAN BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: OABC SECURITY ID: 68216R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Carter | Management | For | For |
| 1.2 | Elect Director Norman G. Carroll | Management | For | For |
| 1.3 | Elect Director Patrick D. Conley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy D. Lindholm | Management | For | For |
| 1.2 | Elect Director Sara J. White | Management | For | For |
| 1.3 | Elect Director Joanne B. Bauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OMNIVISION TECHNOLOGIES, INC.
MEETING DATE: SEP 26, 2013 | TICKER: OVTI SECURITY ID: 682128103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shaw Hong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMTHERA PHARMACEUTICALS INC.
MEETING DATE: JUL 16, 2013 | TICKER: OMTH SECURITY ID: 68217A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Bernard L. Han | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
ON TRACK INNOVATIONS LTD.
MEETING DATE: MAY 26, 2014 | TICKER: OTIV SECURITY ID: M8791A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William C. Anderson III as External Director for a Three Year Term | Management | For | For |
| 2 | Grant All Directors Options to Purchase up to 50,000 Shares | Management | For | For |
| 3 | Advisory Vote on Compensation Policy for the Named Officers of the Company | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Option Plan by Increasing Number of Ordinary Shares Reserved and Available for Issuance | Management | For | Against |
| 6 | Other Business (Voting as Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ONCOGENEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: OGXI SECURITY ID: 68230A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Cormack | Management | For | For |
| 1.2 | Elect Director Neil Clendeninn | Management | For | For |
| 1.3 | Elect Director Jack Goldstein | Management | For | For |
| 1.4 | Elect Director Martin Mattingly | Management | For | For |
| 1.5 | Elect Director Stewart Parker | Management | For | For |
| 1.6 | Elect Director David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ONCOLYTICS BIOTECH INC.
MEETING DATE: JUN 18, 2014 | TICKER: ONC SECURITY ID: 682310107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Matthew C. Coffey | Management | For | For |
| 2.2 | Elect Director Jim Dinning | Management | For | For |
| 2.3 | Elect Director Ed Levy | Management | For | For |
| 2.4 | Elect Director J. Mark Lievonen | Management | For | For |
| 2.5 | Elect Director Wayne Pisano | Management | For | For |
| 2.6 | Elect Director Robert B. Schultz | Management | For | For |
| 2.7 | Elect Director Angela Holtham | Management | For | For |
| 2.8 | Elect Director Bradley G. Thompson | Management | For | For |
| 2.9 | Elect Director Ger van Amersfoort | Management | For | For |
| 2.10 | Elect Director Linda Hohol | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ONCOMED PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: OMED SECURITY ID: 68234X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elisha P. ('Terry') Gould, III | Management | For | Withhold |
| 1.2 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCONOVA THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ONTX SECURITY ID: 68232V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry S. Bienen | Management | For | For |
| 1.2 | Elect Director Jerome E. Groopman | Management | For | For |
| 1.3 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.4 | Elect Director Ramesh Kumar | Management | For | For |
| 1.5 | Elect Director Viren Mehta | Management | For | For |
| 1.6 | Elect Director E. Premkumar Reddy | Management | For | Withhold |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCOTHYREON INC.
MEETING DATE: JUN 06, 2014 | TICKER: ONTY SECURITY ID: 682324108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel Spiegelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ONEIDA FINANCIAL CORP.
MEETING DATE: MAY 06, 2014 | TICKER: ONFC SECURITY ID: 682479100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney D. Kent | Management | For | For |
| 1.2 | Elect Director Daniel L. Maneen | Management | For | For |
| 1.3 | Elect Director Richard B. Myers | Management | For | For |
| 1.4 | Elect Director Eric E. Stickels | Management | For | For |
| 1.5 | Elect Director Gerald N. Volk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: SEP 26, 2013 | TICKER: OTC SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Brian J. Jackman | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OPEN SECURITY ID: 68372A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OPHTHOTECH CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: OPHT SECURITY ID: 683745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Galakatos | Management | For | For |
| 1.2 | Elect Director Michael Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 06, 2013 | TICKER: OPLK SECURITY ID: 68375Q403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Y. Liu | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: OCT 23, 2013 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: OSUR SECURITY ID: 68554V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronny B. Lancaster | Management | For | For |
| 1.2 | Elect Director Roger L. Pringle | Management | For | Withhold |
| 1.3 | Elect Director Ronald H. Spair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ORBCOMM INC.
MEETING DATE: APR 23, 2014 | TICKER: ORBC SECURITY ID: 68555P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.2 | Elect Director Timothy Kelleher | Management | For | For |
| 1.3 | Elect Director John Major | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORBOTECH LTD.
MEETING DATE: SEP 11, 2013 | TICKER: ORBK SECURITY ID: M75253100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Yehudit Bronicki as Director | Management | For | For |
| 1b | Reelect Jabob Richter as Director | Management | For | For |
| 1c | Reelect Arie Weisberg as Director | Management | For | For |
| 2 | Re-Appoint Kesselman and Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3a | Amend Section 2 of the Memorandum of Association | Management | For | For |
| 3b | Adopt a Consolidated Form of the Articles of Association | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Issue Updated Indemnification Agreements to Directors and Officers | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in items 4 and 5; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: OREX SECURITY ID: 686164104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.3 | Elect Director Michael A. Narachi | Management | For | For |
| 2 | Approve Flexible Settlement Feature for the Potential Conversion of the Notes | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
MEETING DATE: NOV 26, 2013 | TICKER: ORIT SECURITY ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ORRSTOWN FINANCIAL SERVICES, INC.
MEETING DATE: APR 29, 2014 | TICKER: ORRF SECURITY ID: 687380105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Coy | Management | For | For |
| 1.2 | Elect Director Eric A. Segal | Management | For | For |
| 1.3 | Elect Director Joel R. Zullinger | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ORTHOFIX INTERNATIONAL N.V.
MEETING DATE: JUN 19, 2014 | TICKER: OFIX SECURITY ID: N6748L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Hinrichs | Management | For | For |
| 1.2 | Elect Director Guy J. Jordan | Management | For | For |
| 1.3 | Elect Director Anthony F. Martin | Management | For | For |
| 1.4 | Elect Director Bradley R. Mason | Management | For | For |
| 1.5 | Elect Director Ronald A. Matricaria | Management | For | For |
| 1.6 | Elect Director Kathleen T. Regan | Management | For | For |
| 1.7 | Elect Director Maria Sainz | Management | For | For |
| 1.8 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSI SYSTEMS, INC.
MEETING DATE: DEC 03, 2013 | TICKER: OSIS SECURITY ID: 671044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Ajay Mehra | Management | For | For |
| 1.3 | Elect Director Steven C. Good | Management | For | For |
| 1.4 | Elect Director Meyer Luskin | Management | For | For |
| 1.5 | Elect Director David T. Feinberg | Management | For | For |
| 1.6 | Elect Director William F. Ballhaus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSIRIS THERAPEUTICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: OSIR SECURITY ID: 68827R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lode Debrabandere | Management | For | For |
| 1.2 | Elect Director Felix Gutzwiller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OTTER TAIL CORPORATION
MEETING DATE: APR 14, 2014 | TICKER: OTTR SECURITY ID: 689648103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Erickson | Management | For | For |
| 1.2 | Elect Director Nathan I. Partain | Management | For | For |
| 1.3 | Elect Director James B. Stake | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OUTERWALL INC.
MEETING DATE: JUN 12, 2014 | TICKER: OUTR SECURITY ID: 690070107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Eskenazy | Management | For | For |
| 1b | Elect Director Robert D. Sznewajs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OVASCIENCE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: OVAS SECURITY ID: 69014Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Aldrich | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kraus | Management | For | For |
| 1.3 | Elect Director Mary Fisher | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OVERLAND STORAGE, INC.
MEETING DATE: JAN 16, 2014 | TICKER: OVRL SECURITY ID: 690310206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
OVERLAND STORAGE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: OVRL SECURITY ID: 690310206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Bordessa | Management | For | Withhold |
| 1.2 | Elect Director Robert A. Degan | Management | For | Withhold |
| 1.3 | Elect Director Joseph A. De Perio | Management | For | Withhold |
| 1.4 | Elect Director Nils Hoff | Management | For | Withhold |
| 1.5 | Elect Director Eric L. Kelly | Management | For | Withhold |
| 1.6 | Elect Director Vivekanand Mahadevan | Management | For | Withhold |
| 1.7 | Elect Director Scott McClendon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OVERSTOCK.COM, INC.
MEETING DATE: MAY 07, 2014 | TICKER: OSTK SECURITY ID: 690370101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allison H. Abraham | Management | For | For |
| 1.2 | Elect Director Stormy D. Simon | Management | For | For |
| 1.3 | Elect Director Samuel A. Mitchell | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OXFORD IMMUNOTEC GLOBAL PLC
MEETING DATE: JUN 12, 2014 | TICKER: OXFD SECURITY ID: G6855A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herm Rosenman as Director | Management | For | Against |
| 2 | Elect Patricia Randall as Director | Management | For | For |
| 3 | Approve Audit Committee's Appointment of Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 11 | Amend Quorum Requirements | Management | For | For |
| 12 | Amend Articles of Association Re: Notice of Meetings | Management | For | For |
| |
|---|
OXIGENE, INC.
MEETING DATE: JUL 16, 2013 | TICKER: OXGN SECURITY ID: 691828404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamar D. Howson | Management | For | For |
| 1.2 | Elect Director Peter J. Langecker | Management | For | For |
| 1.3 | Elect Director Gerald McMahon | Management | For | For |
| 1.4 | Elect Director William D. Schwieterman | Management | For | For |
| 1.5 | Elect Director David Chaplin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OXYGEN BIOTHERAPEUTICS, INC.
MEETING DATE: DEC 04, 2013 | TICKER: OXBT SECURITY ID: 69207P308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald R. Blanck | Management | For | For |
| 1.2 | Elect Director William A. Chatfield | Management | For | For |
| 1.3 | Elect Director Anthony A. DiTonno | Management | For | For |
| 1.4 | Elect Director Gregory Pepin | Management | For | Withhold |
| 1.5 | Elect Director Chris A. Rallis | Management | For | For |
| 2 | Approve Issuance of Warrants | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
P.A.M. TRANSPORTATION SERVICES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PTSI SECURITY ID: 693149106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.2 | Elect Director W. Scott Davis | Management | For | For |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.4 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.5 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.6 | Elect Director Daniel H. Cushman | Management | For | Withhold |
| 1.7 | Elect Director Norman E. Harned | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 29, 2014 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Fluke, Jr. | Management | For | Against |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.4 | Elect Director Mark A. Schulz | Management | For | Against |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
PACER INTERNATIONAL, INC.
MEETING DATE: MAR 27, 2014 | TICKER: PACR SECURITY ID: 69373H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PACB SECURITY ID: 69404D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brook Byers | Management | For | For |
| 1.2 | Elect Director John F. Milligan | Management | For | For |
| 1.3 | Elect Director Lucy Shapiro | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: PCBK SECURITY ID: 69412V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Ballin | Management | For | For |
| 1.2 | Elect Director Hal M. Brown | Management | For | For |
| 1.3 | Elect Director Michael E. Heijer | Management | For | For |
| 1.4 | Elect Director Michael D. Holzgang | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
| 1.7 | Elect Director Donald G. Montgomery | Management | For | For |
| 1.8 | Elect Director Jeffrey D. Pinneo | Management | For | For |
| 1.9 | Elect Director John H. Rickman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC ETHANOL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PEIX SECURITY ID: 69423U305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Jones | Management | For | For |
| 1.2 | Elect Director Neil M. Koehler | Management | For | For |
| 1.3 | Elect Director Terry L. Stone | Management | For | For |
| 1.4 | Elect Director John L. Prince | Management | For | For |
| 1.5 | Elect Director Douglas L. Kieta | Management | For | For |
| 1.6 | Elect Director Larry D. Layne | Management | For | For |
| 1.7 | Elect Director Michael D. Kandris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC MERCANTILE BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: PMBC SECURITY ID: 694552100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven K. Buster | Management | For | For |
| 1.2 | Elect Director Edward J. Carpenter | Management | For | For |
| 1.3 | Elect Director John W. Clark | Management | For | For |
| 1.4 | Elect Director Warren T. Finley | Management | For | For |
| 1.5 | Elect Director John D. Flemming | Management | For | For |
| 1.6 | Elect Director Howard N. Gould | Management | For | For |
| 1.7 | Elect Director Michael P. Hoopis | Management | For | For |
| 1.8 | Elect Director Andrew M. Phillips | Management | For | For |
| 1.9 | Elect Director Daniel A. Strauss | Management | For | For |
| 1.10 | Elect Director John Thomas | Management | For | For |
| 1.11 | Elect Director Stephen P. Yost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Boudreau | Management | For | For |
| 1.2 | Elect Director John J. Carona | Management | For | For |
| 1.3 | Elect Director Steven R. Gardner | Management | For | For |
| 1.4 | Elect Director Joseph L. Garrett | Management | For | For |
| 1.5 | Elect Director John D. Goddard | Management | For | For |
| 1.6 | Elect Director Jeff C. Jones | Management | For | For |
| 1.7 | Elect Director Michael L. McKennon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC SUNWEAR OF CALIFORNIA, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PSUN SECURITY ID: 694873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary H. Schoenfeld | Management | For | For |
| 1.2 | Elect Director Frances P. Philip | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACTERA TECHNOLOGY INTERNATIONAL LTD.
MEETING DATE: DEC 23, 2013 | TICKER: PACT SECURITY ID: 695255109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Ruby Rong Lu as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
| 2 | Reelect Venkatachalam Krishnakumar as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PACTERA TECHNOLOGY INTERNATIONAL LTD.
MEETING DATE: MAR 06, 2014 | TICKER: PACT SECURITY ID: 695255109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
PAIN THERAPEUTICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: PTIE SECURITY ID: 69562K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Z. Gussin | Management | For | Withhold |
| 1.2 | Elect Director Saira Ramasastry | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PALMETTO BANCSHARES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PLMT SECURITY ID: 697062206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.2 | Elect Director John D. Hopkins, Jr. | Management | For | For |
| 1.3 | Elect Director Jane S. Sosebee | Management | For | For |
| 1.4 | Elect Director John P. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 08, 2014 | TICKER: PAA SECURITY ID: 697900108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director Robert P. Pirooz | Management | For | For |
| 1.7 | Elect Director David C. Press | Management | For | For |
| 1.8 | Elect Director Walter T. Segsworth | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Schnatter | Management | For | For |
| 1b | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
PARAMETRIC SOUND CORPORATION
MEETING DATE: DEC 27, 2013 | TICKER: PAMT SECURITY ID: 699172201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PAREXEL INTERNATIONAL CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: PRXL SECURITY ID: 699462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher J. Lindop | Management | For | For |
| 1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PARK STERLING CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: PSTB SECURITY ID: 70086Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter C. Ayers | Management | For | For |
| 1.2 | Elect Director Jean E. Davis | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Kane | Management | For | For |
| 1.4 | Elect Director Kim S. Price | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: JUN 12, 2014 | TICKER: PKOH SECURITY ID: 700666100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Greene | Management | For | For |
| 1.2 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.3 | Elect Director Dan T. Moore, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARKERVISION, INC.
MEETING DATE: JUL 10, 2013 | TICKER: PRKR SECURITY ID: 701354102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Parker | Management | For | For |
| 1.2 | Elect Director William Hightower | Management | For | For |
| 1.3 | Elect Director John Metcalf | Management | For | For |
| 1.4 | Elect Director David Sorrells | Management | For | For |
| 1.5 | Elect Director Robert Sterne | Management | For | Withhold |
| 1.6 | Elect Director Nam Suh | Management | For | For |
| 1.7 | Elect Director Papken der Torossian | Management | For | For |
| 2a | Classify the Board of Directors | Management | For | Against |
| 2b | Provide Directors May Only Be Removed for Cause | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
PARKERVISION, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PRKR SECURITY ID: 701354102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Metcalf | Management | For | For |
| 1.2 | Elect Director Robert Sterne | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNER COMMUNICATIONS COMPANY LTD.
MEETING DATE: JUL 25, 2013 | TICKER: PTNR SECURITY ID: 70211M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 2 | Discuss Remuneration of the Auditors | Management | None | None |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 4.1 | Elect Shlomo Rodav, Ilan Ben-Dov, Adam Chesnoff, Fred Gluckman, Sumeet Jaisinghani, Yoav Rubinstein, Arieh Saban, Yahel Shachar, Elon Shalev, and Arie Steinberg as Directors | Management | For | For |
| 4.2 | Approve Not to Change Compensation for Directors | Management | For | For |
| 4.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 4.3 | Approve Not to Change Compensation for Osnat Ronen and Arie Steinberg | Management | For | For |
| 4.4 | Approve and Ratify Indemnification of Directors, Subject to Adoption of Item 7 | Management | For | Against |
| 4.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5.a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 6 | Approve Registration Rights Agreement | Management | For | For |
| 6.a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.1 | Grant Indemnification Letters to Shlomo Rodav | Management | For | Against |
| 7.1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.2 | Grant Indemnification Letters to Ilan Ben-Dov | Management | For | Against |
| 7.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.3 | Grant Indemnification Letters to Adam Chesnoff | Management | For | Against |
| 7.3a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.4 | Grant Indemnification Letters to Fred Gluckman | Management | For | Against |
| 7.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.5 | Grant Indemnification Letters to Sumeet Jaisinghani | Management | For | Against |
| 7.5a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.6 | Grant Indemnification Letters to Yoav Rubinstein | Management | For | Against |
| 7.6a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.7 | Grant Indemnification Letters to Arieh Saban | Management | For | Against |
| 7.7a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.8 | Grant Indemnification Letters to Yahel Shachar | Management | For | Against |
| 7.8a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.9 | Grant Indemnification Letters to Elon Shalev | Management | For | Against |
| 7.9a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 8 | Indicate If Your Holdings or Vote Does Not Require Consent of Minister of Communications | Management | None | Against |
| |
|---|
PARTNER COMMUNICATIONS COMPANY LTD.
MEETING DATE: OCT 17, 2013 | TICKER: PTNR SECURITY ID: 70211M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Registration Rights Agreement Between the Company and S.B. Israel Telecom Ltd. | Management | For | For |
| 1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.1 | Issue Updated Indemnification Agreements to Shlomo Rodav | Management | For | Against |
| 3.1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.2 | Issue Updated Indemnification Agreements to Ilan Ben-Dov | Management | For | Against |
| 3.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.3 | Issue Updated Indemnification Agreements to Adam Chesnoff | Management | For | Against |
| 3.3a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.4 | Issue Updated Indemnification Agreements to Fred Gluckman | Management | For | Against |
| 3.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.5 | Issue Updated Indemnification Agreements to Sumeet Jaisinghani | Management | For | Against |
| 3.5a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.6 | Issue Updated Indemnification Agreements to Yoav Rubinstein | Management | For | Against |
| 3.6a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.7 | Issue Updated Indemnification Agreements to Arieh Saban | Management | For | Against |
| 3.7a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.8 | Issue Updated Indemnification Agreements to Yahel Shachar | Management | For | Against |
| 3.8a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.9 | Issue Updated Indemnification Agreements to Elon Shalev | Management | For | Against |
| 3.9a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Indicate If Your Holdings or Vote Does Not Require Consent of Minister of Communications | Management | None | For |
| |
|---|
PATRICK INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PATK SECURITY ID: 703343103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence D. Brennan | Management | For | For |
| 1.2 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.3 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.4 | Elect Director John A. Forbes | Management | For | For |
| 1.5 | Elect Director Paul E. Hassler | Management | For | For |
| 1.6 | Elect Director Michael A. Kitson | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Larry D. Renbarger | Management | For | For |
| 1.9 | Elect Director Walter E. Wells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATRIOT TRANSPORTATION HOLDING, INC.
MEETING DATE: FEB 05, 2014 | TICKER: PATR SECURITY ID: 70337B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thompson S. Baker, II | Management | For | Withhold |
| 1.2 | Elect Director Martin E. "Hap" Stein Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PATTERN ENERGY GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PEGI SECURITY ID: 70338P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Batkin | Management | For | For |
| 1.2 | Elect Director Patricia S. Bellinger | Management | For | For |
| 1.3 | Elect Director The Lord Browne of Madingley | Management | For | For |
| 1.4 | Elect Director Michael M. Garland | Management | For | For |
| 1.5 | Elect Director Douglas G. Hall | Management | For | For |
| 1.6 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.7 | Elect Director Patricia M. Newson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON COMPANIES, INC.
MEETING DATE: SEP 09, 2013 | TICKER: PDCO SECURITY ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Buck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 17, 2014 | TICKER: PTEN SECURITY ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director Curtis W. Huff | Management | For | For |
| 1.6 | Elect Director Terry H. Hunt | Management | For | For |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 16, 2013 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PC CONNECTION, INC.
MEETING DATE: MAY 21, 2014 | TICKER: PCCC SECURITY ID: 69318J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
| 1.2 | Elect Director David Hall | Management | For | Withhold |
| 1.3 | Elect Director Joseph Baute | Management | For | For |
| 1.4 | Elect Director David Beffa-Negrini | Management | For | Withhold |
| 1.5 | Elect Director Barbara Duckett | Management | For | For |
| 1.6 | Elect Director Donald Weatherson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PCM, INC.
MEETING DATE: JUL 25, 2013 | TICKER: PCMI SECURITY ID: 69323K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank F. Khulusi | Management | For | For |
| 1.2 | Elect Director Thomas A. Maloof | Management | For | For |
| 1.3 | Elect Director Ronald B. Reck | Management | For | For |
| 1.4 | Elect Director Paul C. Heeschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PCTEL, INC.
MEETING DATE: JUN 11, 2014 | TICKER: PCTI SECURITY ID: 69325Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Levy | Management | For | For |
| 1.2 | Elect Director Giacomo Marini | Management | For | For |
| 1.3 | Elect Director Martin H. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. Casabona | Management | For | For |
| 1.2 | Elect Director David C. Parke | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Caulfield | Management | For | For |
| 1.2 | Elect Director R. Stephen Heinrichs | Management | For | For |
| 1.3 | Elect Director Joseph R. Bronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PDI, INC.
MEETING DATE: JUN 04, 2014 | TICKER: PDII SECURITY ID: 69329V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack E. Stover | Management | For | For |
| 1.2 | Elect Director John M. Climaco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEAPACK-GLADSTONE FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: PGC SECURITY ID: 704699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Finn M. W. Caspersen, Jr. | Management | For | For |
| 1.2 | Elect Director Susan A. Cole | Management | For | For |
| 1.3 | Elect Director Anthony J. Consi, II | Management | For | For |
| 1.4 | Elect Director Edward A. Gramigna, Jr. | Management | For | For |
| 1.5 | Elect Director Douglas L. Kennedy | Management | For | For |
| 1.6 | Elect Director Frank A. Kissel | Management | For | For |
| 1.7 | Elect Director John D. Kissel | Management | For | For |
| 1.8 | Elect Director James R. Lamb | Management | For | For |
| 1.9 | Elect Director Edward A. Merton | Management | For | For |
| 1.10 | Elect Director F. Duffield Meyercord | Management | For | For |
| 1.11 | Elect Director Philip W. Smith, III | Management | For | For |
| 1.12 | Elect Director Beth Welsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: MAY 20, 2014 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director James P. O'Halloran | Management | For | For |
| 1.5 | Elect Director Alan Trefler | Management | For | For |
| 1.6 | Elect Director Larry Weber | Management | For | For |
| 1.7 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PENDRELL CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: PCO SECURITY ID: 70686R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Nicolas Kauser | Management | For | For |
| 1.3 | Elect Director Craig O. McCaw | Management | For | For |
| 1.4 | Elect Director Lee E. Mikles | Management | For | For |
| 1.5 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.6 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.7 | Elect Director H. Brian Thompson | Management | For | For |
| 1.8 | Elect Director Benjamin G. Wolff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENFORD CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: PENX SECURITY ID: 707051108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Behrens | Management | For | For |
| 1.2 | Elect Director William E. Buchholz | Management | For | Withhold |
| 1.3 | Elect Director John C. Hunter III | Management | For | Withhold |
| 1.4 | Elect Director James E. Warjone | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 12, 2014 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENNS WOODS BANCORP, INC.
MEETING DATE: APR 30, 2014 | TICKER: PWOD SECURITY ID: 708430103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Furey, II | Management | For | For |
| 1.2 | Elect Director Richard A. Grafmyre | Management | For | Withhold |
| 1.3 | Elect Director D. Michael Hawbaker | Management | For | For |
| 1.4 | Elect Director John G. Nackley | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 17, 2014 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Barnes | Management | For | For |
| 1.2 | Elect Director Collin P. Baron | Management | For | For |
| 1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
| 1.4 | Elect Director John K. Dwight | Management | For | For |
| 1.5 | Elect Director Janet M. Hansen | Management | For | For |
| 1.6 | Elect Director Richard M. Hoyt | Management | For | For |
| 1.7 | Elect Director Nancy McAllister | Management | For | For |
| 1.8 | Elect Director Mark W. Richards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PEOPLES BANCORP INC.
MEETING DATE: APR 24, 2014 | TICKER: PEBO SECURITY ID: 709789101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tara M. Abraham | Management | For | For |
| 1.2 | Elect Director James S. Huggins | Management | For | For |
| 1.3 | Elect Director Brenda F. Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERCEPTRON, INC.
MEETING DATE: NOV 12, 2013 | TICKER: PRCP SECURITY ID: 71361F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Beattie | Management | For | For |
| 1.2 | Elect Director Kenneth R. Dabrowski | Management | For | For |
| 1.3 | Elect Director Philip J. DeCocco | Management | For | For |
| 1.4 | Elect Director W. Richard Marz | Management | For | For |
| 1.5 | Elect Director Robert S. Oswald | Management | For | For |
| 1.6 | Elect Director Harry T. Rittenour | Management | For | For |
| 1.7 | Elect Director Terryll R. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PEREGRINE PHARMACEUTICALS, INC.
MEETING DATE: OCT 17, 2013 | TICKER: PPHM SECURITY ID: 713661304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlton M. Johnson, Jr. | Management | For | For |
| 1.2 | Elect Director Steven W. King | Management | For | For |
| 1.3 | Elect Director David H. Pohl | Management | For | For |
| 1.4 | Elect Director Eric S. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PEREGRINE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: PSMI SECURITY ID: 71366R703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Allen | Management | For | For |
| 1.2 | Elect Director Robert D. Pavey | Management | For | For |
| 1.3 | Elect Director Carl P. Schlachte | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 22, 2013 | TICKER: PWRD SECURITY ID: 71372U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Ratify the 2013 Share Incentive Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
PERFICIENT, INC.
MEETING DATE: MAY 28, 2014 | TICKER: PRFT SECURITY ID: 71375U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.3 | Elect Director John S. Hamlin | Management | For | For |
| 1.4 | Elect Director James R. Kackley | Management | For | For |
| 1.5 | Elect Director David S. Lundeen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERFORMANCE TECHNOLOGIES, INCORPORATED
MEETING DATE: FEB 18, 2014 | TICKER: PTIX SECURITY ID: 71376K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
PERFORMANT FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: PFMT SECURITY ID: 71377E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon D. Shaver | Management | For | For |
| 1.2 | Elect Director William D. Hansen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERFUMANIA HOLDINGS, INC.
MEETING DATE: DEC 11, 2013 | TICKER: PERF SECURITY ID: 71376C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Nussdorf | Management | For | Withhold |
| 1.2 | Elect Director Michael W. Katz | Management | For | Withhold |
| 1.3 | Elect Director Carole Ann Taylor | Management | For | For |
| 1.4 | Elect Director Joseph Bouhadana | Management | For | For |
| 1.5 | Elect Director Paul Garfinkle | Management | For | For |
| 1.6 | Elect Director Frederick E. Purches | Management | For | Withhold |
| 1.7 | Elect Director Anthony D'Agostino | Management | For | For |
| 1.8 | Elect Director Esther Egozi Choukroun | Management | For | For |
| 1.9 | Elect Director Glenn H. Gopman | Management | For | For |
| 1.10 | Elect Director Robert Mitzman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PERICOM SEMICONDUCTOR CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: PSEM SECURITY ID: 713831105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex Chiming Hui | Management | For | Withhold |
| 1.2 | Elect Director Chi-Hung (John) Hui | Management | For | Withhold |
| 1.3 | Elect Director John C. East | Management | For | For |
| 1.4 | Elect Director Hau L. Lee | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Sophie | Management | For | Withhold |
| 1.6 | Elect Director Siu-Weng Simon Wong | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERION NETWORK LTD.
MEETING DATE: SEP 02, 2013 | TICKER: PERI SECURITY ID: M78673106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect David Jutkowitz as External Director for an Additional Three Year Term | Management | For | For |
| 2.1 | Reelect Josef Mandelbaum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Alan Gelman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Approve Cash Compensation to Non-Executive Directors | Management | For | For |
| 4 | Amend Memorandum of Association | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
PERION NETWORK LTD.
MEETING DATE: NOV 18, 2013 | TICKER: PERI SECURITY ID: M78673106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Share Purchase Agreement, As a Result of Which Company Will Be Owned for 81% by the ClientConnect Shareholders and Option Holders and 19% by Existing Company Shareholders and Option Holders | Management | For | For |
| 2 | Approve New Form of D&O Indemnification Agreement, Which is a Condition to Closing Under the Share Purchase Agreement | Management | For | For |
| 3 | Approve Purchase of D&O Liability Insurance, Which is a Condition to Closing Under the Share Purchase Agreement | Management | For | For |
| 4 | Approve Compensation of CEO | Management | For | Against |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Amend Equity Incentive Plan for U.S. Tax Purposes | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
PERMA-FIX ENVIRONMENTAL SERVICES, INC.
MEETING DATE: SEP 12, 2013 | TICKER: PESI SECURITY ID: 714157104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis F. Centofanti | Management | For | For |
| 1.2 | Elect Director Jack Lahav | Management | For | For |
| 1.3 | Elect Director Joe R. Reeder | Management | For | Withhold |
| 1.4 | Elect Director Larry M. Shelton | Management | For | For |
| 1.5 | Elect Director Charles E. Young | Management | For | For |
| 1.6 | Elect Director Mark A. Zwecker | Management | For | For |
| 1.7 | Elect Director Gary Kugler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
PERNIX THERAPEUTICS HOLDINGS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PTX SECURITY ID: 71426V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Doug Drysdale | Management | For | For |
| 1.2 | Elect Director Steven Elms | Management | For | For |
| 1.3 | Elect Director Tasos G. Konidaris | Management | For | For |
| 1.4 | Elect Director John A. Sedor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERRY ELLIS INTERNATIONAL, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PERY SECURITY ID: 288853104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexandra Wilson | Management | For | For |
| 1.2 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PETMED EXPRESS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: PETS SECURITY ID: 716382106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Menderes Akdag | Management | For | For |
| 1.2 | Elect Director Frank J. Formica | Management | For | For |
| 1.3 | Elect Director Gian M. Fulgoni | Management | For | For |
| 1.4 | Elect Director Ronald J. Korn | Management | For | For |
| 1.5 | Elect Director Robert C. Schweitzer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PETSMART, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PETM SECURITY ID: 716768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angel Cabrera | Management | For | For |
| 1b | Elect Director Rita V. Foley | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 1e | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1f | Elect Director David K. Lenhardt | Management | For | For |
| 1g | Elect Director Richard K. Lochridge | Management | For | For |
| 1h | Elect Director Barbara Munder | Management | For | For |
| 1i | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1j | Elect Director Thomas G. Stemberg | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PFSWEB, INC.
MEETING DATE: JUL 16, 2013 | TICKER: PFSW SECURITY ID: 717098206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Neil W. Jacobs | Management | For | For |
| 2.2 | Elect Director Benjamin Rosenzweig | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PFSWEB, INC.
MEETING DATE: JUN 27, 2014 | TICKER: PFSW SECURITY ID: 717098206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Rosenzweig | Management | For | For |
| 1.2 | Elect Director Monica Luechtefeld | Management | For | For |
| 1.3 | Elect Director Michael C. Willoughby | Management | For | For |
| 1.4 | Elect Director Shinichi Nagakura | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PGT, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PGTI SECURITY ID: 69336V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett N. Milgrim | Management | For | For |
| 1.2 | Elect Director Richard D. Feintuch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHOTOMEDEX, INC.
MEETING DATE: AUG 01, 2013 | TICKER: PHMD SECURITY ID: 719358301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Pell | Management | For | For |
| 1.2 | Elect Director Yoav Ben-Dror | Management | For | Withhold |
| 1.3 | Elect Director Dolev Rafaeli | Management | For | For |
| 1.4 | Elect Director Dennis M. McGrath | Management | For | For |
| 1.5 | Elect Director Nahum Melumad | Management | For | For |
| 1.6 | Elect Director James W. Sight | Management | For | For |
| 1.7 | Elect Director Stephen P. Connelly | Management | For | For |
| 1.8 | Elect Director Katsumi Oneda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: APR 11, 2014 | TICKER: PLAB SECURITY ID: 719405102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
| 1.3 | Elect Director Liang-Choo Hsia | Management | For | For |
| 1.4 | Elect Director Constantine Macricostas | Management | For | For |
| 1.5 | Elect Director George Macricostas | Management | For | For |
| 1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PICO SECURITY ID: 693366205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John R. Hart | Management | For | For |
| 1b | Elect Director Michael J. Machado | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: PPC SECURITY ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
| 1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
| 1.4 | Elect Director William W. Lovette | Management | For | Withhold |
| 1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
| 1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 2.1 | Elect Director David E. Bell | Management | For | For |
| 2.2 | Elect Director Michael L. Cooper | Management | For | For |
| 2.3 | Elect Director Charles Macaluso | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
MEETING DATE: APR 15, 2014 | TICKER: PNFP SECURITY ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Cope | Management | For | For |
| 1.2 | Elect Director William H. Huddleston, IV | Management | For | For |
| 1.3 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.4 | Elect Director Reese L. Smith | Management | For | For |
| 1.5 | Elect Director Glenda Baskin Glover | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIONEER POWER SOLUTIONS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PPSI SECURITY ID: 723836300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nathan J. Mazurek | Management | For | Withhold |
| 1.2 | Elect Director Andrew Minkow | Management | For | Withhold |
| 1.3 | Elect Director Thomas Klink | Management | For | Withhold |
| 1.4 | Elect Director Yossi Cohn | Management | For | For |
| 1.5 | Elect Director David J. Landes | Management | For | Withhold |
| 1.6 | Elect Director Ian Ross | Management | For | For |
| 1.7 | Elect Director David Tesler | Management | For | For |
| 1.8 | Elect Director Jonathan Tulkoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIXELWORKS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PXLW SECURITY ID: 72581M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Domenik | Management | For | For |
| 1.2 | Elect Director David J. Tupman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLANAR SYSTEMS, INC.
MEETING DATE: FEB 26, 2014 | TICKER: PLNR SECURITY ID: 726900103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Hughes | Management | For | For |
| 1.2 | Elect Director Gregory H. Turnbull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLANET PAYMENT, INC.
MEETING DATE: JUN 16, 2014 | TICKER: PLPM SECURITY ID: U72603118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.2 | Elect Director Shane H. Kim | Management | For | For |
| 1.3 | Elect Director Carl J. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLEXUS CORP.
MEETING DATE: FEB 12, 2014 | TICKER: PLXS SECURITY ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | For |
| 1.4 | Elect Director Dean A. Foate | Management | For | For |
| 1.5 | Elect Director Rainer Jueckstock | Management | For | For |
| 1.6 | Elect Director Peter Kelly | Management | For | For |
| 1.7 | Elect Director Phil R. Martens | Management | For | For |
| 1.8 | Elect Director Michael V. Schrock | Management | For | For |
| 1.9 | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLURISTEM THERAPEUTICS INC.
MEETING DATE: MAY 22, 2014 | TICKER: PSTI SECURITY ID: 72940R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zami Aberman | Management | For | Against |
| 1.2 | Elect Director Israel Ben-Yoram | Management | For | For |
| 1.3 | Elect Director Isaac Braun | Management | For | For |
| 1.4 | Elect Director Mark Germain | Management | For | For |
| 1.5 | Elect Director Moria Kwiat | Management | For | Against |
| 1.6 | Elect Director Hava Meretzki | Management | For | Against |
| 1.7 | Elect Director Nachum Rosman | Management | For | For |
| 1.8 | Elect Director Doron Shorrer | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | Against |
| |
|---|
PLX TECHNOLOGY, INC.
MEETING DATE: DEC 18, 2013 | TICKER: PLXT SECURITY ID: 693417107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director D. James Guzy | Management | For | Did Not Vote |
| 1.2 | Elect Director John H. Hart | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas Riordan | Management | For | Did Not Vote |
| 1.4 | Elect Director Michael J. Salameh | Management | For | Did Not Vote |
| 1.5 | Elect Director Ralph H. Schmitt | Management | For | Did Not Vote |
| 1.6 | Elect Director Robert H. Smith | Management | For | Did Not Vote |
| 1.7 | Elect Director Patrick Verderico | Management | For | Did Not Vote |
| 1.8 | Elect Director David K. Raun | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Martin Colombatto | Shareholder | For | For |
| 1.2 | Elect Director Stephen Domenik | Shareholder | For | For |
| 1.3 | Elect Director Eric Singer | Shareholder | For | For |
| 1.4 | Management Nominee - John H. Hart | Shareholder | For | For |
| 1.5 | Management Nominee - Michael J. Salameh | Shareholder | For | For |
| 1.6 | Management Nominee - Ralph H. Schmitt | Shareholder | For | For |
| 1.7 | Management Nominee - Patrick Verderico | Shareholder | For | For |
| 1.8 | Management Nominee - David K. Raun | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PMCS SECURITY ID: 69344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Michael R. Farese | Management | For | For |
| 1.3 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.4 | Elect Director Kirt P. Karros | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PMFG, INC.
MEETING DATE: NOV 14, 2013 | TICKER: PMFG SECURITY ID: 69345P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth R. Hanks | Management | For | For |
| 1.2 | Elect Director R. Clayton Mulford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POINTS INTERNATIONAL LTD.
MEETING DATE: MAY 08, 2014 | TICKER: PTS SECURITY ID: 730843208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernay Box | Management | For | For |
| 1.2 | Elect Director Christopher Barnard | Management | For | For |
| 1.3 | Elect Director Michael Beckerman | Management | For | For |
| 1.4 | Elect Director Douglas Carty | Management | For | For |
| 1.5 | Elect Director Bruce Croxon | Management | For | For |
| 1.6 | Elect Director Robert MacLean | Management | For | For |
| 1.7 | Elect Director John Thompson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.2 | Elect Director Andrew W. Code | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
| 1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1.6 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.7 | Elect Director Robert C. Sledd | Management | For | For |
| 1.8 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPEYES LOUISIANA KITCHEN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PLKI SECURITY ID: 732872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.5 | Elect Director John M. Cranor, III | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Joel K. Manby | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | For |
| 1b | Elect Director C. Kim Goodwin | Management | For | For |
| 1c | Elect Director William J. Teuber, Jr. | Management | For | For |
| 1d | Elect Director John W. Diercksen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PORTFOLIO RECOVERY ASSOCIATES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PRAA SECURITY ID: 73640Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott M. Tabakin | Management | For | For |
| 1.2 | Elect Director James M. Voss | Management | For | For |
| 1.3 | Elect Director Marjorie M. Connelly | Management | For | For |
| 1.4 | Elect Director James A. Nussle | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: PTLA SECURITY ID: 737010108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 1.3 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POSTROCK ENERGY CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: PSTR SECURITY ID: 737525105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nathan M. Avery | Management | For | For |
| 1.2 | Elect Director Terry W. Carter | Management | For | For |
| 1.3 | Elect Director William H. Damon, III | Management | For | For |
| 1.4 | Elect Director Thomas J. Edelman | Management | For | Withhold |
| 1.5 | Elect Director Duke R. Ligon | Management | For | For |
| 1.6 | Elect Director J. Philip McCormick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTBELLY CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: PBPB SECURITY ID: 73754Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bassi | Management | For | For |
| 1.2 | Elect Director Marla Gottschalk | Management | For | For |
| 1.3 | Elect Director Aylwin Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTLATCH CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Moody | Management | For | For |
| 1.2 | Elect Director Lawrence S. Peiros | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWELL INDUSTRIES, INC.
MEETING DATE: FEB 26, 2014 | TICKER: POWL SECURITY ID: 739128106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene L. Butler | Management | For | For |
| 1.2 | Elect Director Christopher E. Cragg | Management | For | For |
| 1.3 | Elect Director Bonnie V. Hancock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Director Alan D. Bickell | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director William George | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.7 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POWER SOLUTIONS INTERNATIONAL, INC.
MEETING DATE: AUG 28, 2013 | TICKER: PSIX SECURITY ID: 73933G202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Winemaster | Management | For | Withhold |
| 1.2 | Elect Director Kenneth W. Landini | Management | For | Withhold |
| 1.3 | Elect Director H. Samuel Greenawalt | Management | For | For |
| 1.4 | Elect Director Jay J. Hansen | Management | For | For |
| 1.5 | Elect Director Mary E. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
POWER-ONE, INC.
MEETING DATE: JUL 23, 2013 | TICKER: PWER SECURITY ID: 73930R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
POZEN INC.
MEETING DATE: JUN 04, 2014 | TICKER: POZN SECURITY ID: 73941U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREFERRED BANK
MEETING DATE: MAY 20, 2014 | TICKER: PFBC SECURITY ID: 740367404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director J. Richard Belliston | Management | For | For |
| 1.3 | Elect Director Gary S. Nunnelly | Management | For | For |
| 1.4 | Elect Director Clark Hsu | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PREFORMED LINE PRODUCTS COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: PLPC SECURITY ID: 740444104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Corlett | Management | For | For |
| 1.2 | Elect Director Michael Gibbons | Management | For | For |
| 1.3 | Elect Director Steven Kestner | Management | For | Withhold |
| 1.4 | Elect Director Randall Ruhlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREMIER EXHIBITIONS, INC.
MEETING DATE: AUG 29, 2013 | TICKER: PRXI SECURITY ID: 74051E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Adams | Management | For | For |
| 1.2 | Elect Director Douglas Banker | Management | For | For |
| 1.3 | Elect Director Ronald C. Bernard | Management | For | For |
| 1.4 | Elect Director Stephen W. Palley | Management | For | For |
| 1.5 | Elect Director Mark A. Sellers | Management | For | For |
| 1.6 | Elect Director Bruce D. Steinberg | Management | For | For |
| 1.7 | Elect Director Samuel S. Weiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PREMIER FINANCIAL BANCORP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PFBI SECURITY ID: 74050M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toney K. Adkins | Management | For | For |
| 1.2 | Elect Director Harry M. Hatfield | Management | For | For |
| 1.3 | Elect Director Lloyd G. Jackson, II | Management | For | For |
| 1.4 | Elect Director Keith F. Molihan | Management | For | For |
| 1.5 | Elect Director Marshall T. Reynolds | Management | For | For |
| 1.6 | Elect Director Neal W. Scaggs | Management | For | For |
| 1.7 | Elect Director Robert W. Walker | Management | For | For |
| 1.8 | Elect Director Thomas W. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRGX GLOBAL, INC.
MEETING DATE: JUN 24, 2014 | TICKER: PRGX SECURITY ID: 69357C503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Cole | Management | For | For |
| 1.2 | Elect Director Archelle Georgiou Feldshon | Management | For | For |
| 1.3 | Elect Director Philip J. Mazzilli, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: JAN 22, 2014 | TICKER: PSMT SECURITY ID: 741511109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.3 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.4 | Elect Director Leon C. Janks | Management | For | For |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Robert E. Price | Management | For | For |
| 1.8 | Elect Director Edgar Zurcher | Management | For | For |
| |
|---|
PRIMEENERGY CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: PNRG SECURITY ID: 74158E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverly A. Cummings | Management | For | Withhold |
| 1.2 | Elect Director Charles E. Drimal, Jr. | Management | For | Withhold |
| 1.3 | Elect Director H. Gifford Fong | Management | For | For |
| 1.4 | Elect Director Thomas S. T. Gimbel | Management | For | Withhold |
| 1.5 | Elect Director Clint Hurt | Management | For | Withhold |
| 1.6 | Elect Director Jan K. Smeets | Management | For | Withhold |
| 1.7 | Elect Director Ebersole Gaines Wehrle | Management | For | For |
| |
|---|
PRIMO WATER CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: PRMW SECURITY ID: 74165N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Billy D. Prim | Management | For | For |
| 1.2 | Elect Director Jack C. Kilgore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIMORIS SERVICES CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: PRIM SECURITY ID: 74164F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIVATEBANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PVTB SECURITY ID: 742962103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Coleman | Management | For | For |
| 1.2 | Elect Director James M. Guyette | Management | For | For |
| 1.3 | Elect Director Ralph B. Mandell | Management | For | For |
| 1.4 | Elect Director Cheryl Mayberry McKissack | Management | For | For |
| 1.5 | Elect Director Edward W. Rabin | Management | For | For |
| 1.6 | Elect Director Larry D. Richman | Management | For | For |
| 1.7 | Elect Director Collin E. Roche | Management | For | For |
| 1.8 | Elect Director William R. Rybak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PROCERA NETWORKS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PKT SECURITY ID: 74269U203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott McClendon | Management | For | For |
| 1.2 | Elect Director James F. Brear | Management | For | For |
| 1.3 | Elect Director Staffan Hillberg | Management | For | For |
| 1.4 | Elect Director Alan B. Lefkof | Management | For | For |
| 1.5 | Elect Director Mary Losty | Management | For | For |
| 1.6 | Elect Director Douglas Miller | Management | For | For |
| 1.7 | Elect Director Thomas Saponas | Management | For | For |
| 1.8 | Elect Director William Slavin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Crowley | Management | For | For |
| 1.2 | Elect Director Paul J. Maddon | Management | For | For |
| 1.3 | Elect Director Mark R. Baker | Management | For | For |
| 1.4 | Elect Director Karen J. Ferrante | Management | For | For |
| 1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.6 | Elect Director David A. Scheinberg | Management | For | For |
| 1.7 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Ram Gupta | Management | For | For |
| 1.4 | Elect Director Charles F. Kane | Management | For | For |
| 1.5 | Elect Director David A. Krall | Management | For | For |
| 1.6 | Elect Director Michael L. Mark | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROOFPOINT, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PFPT SECURITY ID: 743424103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | For |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROPHASE LABS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: PRPH SECURITY ID: 74345W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted Karkus | Management | For | For |
| 1.2 | Elect Director Mark Burnett | Management | For | For |
| 1.3 | Elect Director Mark Frank | Management | For | For |
| 1.4 | Elect Director Louis Gleckel | Management | For | For |
| 1.5 | Elect Director Mark Leventhal | Management | For | For |
| 1.6 | Elect Director James McCubbin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROSENSA HOLDING NV
MEETING DATE: JUN 17, 2014 | TICKER: RNA SECURITY ID: N71546100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.2 | Discuss Remuneration Report | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Elect Michael Wyzga to Supervisory Board | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Against |
| 10.1 | Authorize Repurchase of Ordinary Shares Up to 50 Percent of Issued Share Capital | Management | For | For |
| 10.2 | Authorize Repurchase of Preferred Shares | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
PROSPECT GLOBAL RESOURCES INC.
MEETING DATE: AUG 30, 2013 | TICKER: PGRX SECURITY ID: 74348X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry Munitz | Management | For | For |
| 1.2 | Elect Director Chad Brownstein | Management | For | For |
| 1.3 | Elect Director Marc Holtzman | Management | For | Withhold |
| 1.4 | Elect Director Zhi Zhong Qiu | Management | For | Withhold |
| 1.5 | Elect Director Conway J. Schatz | Management | For | For |
| 1.6 | Elect Director J. Ari Swiller | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Other Business | Management | For | Against |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 21, 2014 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dale B. Schenk | Management | For | For |
| 1b | Elect Director Dennis J. Selkoe | Management | For | For |
| 1c | Elect Director Richard T. Collier | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PROVIDENCE AND WORCESTER RAILROAD COMPANY
MEETING DATE: APR 30, 2014 | TICKER: PWX SECURITY ID: 743737108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Anderson | Management | For | For |
| 1.2 | Elect Director Robert Eder | Management | For | Withhold |
| 1.3 | Elect Director Alfred Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROVIDENT FINANCIAL HOLDINGS, INC.
MEETING DATE: NOV 26, 2013 | TICKER: PROV SECURITY ID: 743868101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Barr | Management | For | Withhold |
| 1.2 | Elect Director Bruce W. Bennett | Management | For | Withhold |
| 1.3 | Elect Director Debbi H. Guthrie | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PRUDENTIAL BANCORP, INC.
MEETING DATE: FEB 03, 2014 | TICKER: PBIP SECURITY ID: 74431A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph R. Corrato | Management | For | For |
| 1.2 | Elect Director Bruce E. Miller | Management | For | For |
| 1.3 | Elect Director Francis V. Mulcahy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRUDENTIAL BANCORP, INC. OF PENNSYLVANIA
MEETING DATE: SEP 26, 2013 | TICKER: PBIP SECURITY ID: 744319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adopt or Increase Supermajority Vote Requirement for Mergers | Management | For | Against |
| 3 | Adopt or Increase Supermajority Vote Requirement for Amendments | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
PSIVIDA CORP.
MEETING DATE: DEC 18, 2013 | TICKER: PSDV SECURITY ID: 74440J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Mazzo | Management | For | For |
| 1.2 | Elect Director Paul Ashton | Management | For | For |
| 1.3 | Elect Director Douglas Godshall | Management | For | For |
| 1.4 | Elect Director Paul A. Hopper | Management | For | For |
| 1.5 | Elect Director Michael Rogers | Management | For | For |
| 1.6 | Elect Director Peter G. Savas | Management | For | For |
| 2 | Approve Stock Option Plan Grants to CEO Paul Ashton | Management | For | Against |
| 3.1 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | Against |
| 3.2 | Approve Stock Option Plan Grants to Paul A. Hopper | Management | For | Against |
| 3.3 | Approve Stock Option Plan Grants to Michael Rogers | Management | For | Against |
| 3.4 | Approve Stock Option Plan Grants to Peter G. Savas | Management | For | Against |
| 3.5 | Approve Stock Option Plan Grants to David J. Mazzo | Management | For | Against |
| 4 | Ratify Past Issuance of 3,494,550 Shares of Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 05, 2014 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: PTCT SECURITY ID: 69366J200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
| 1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULASKI FINANCIAL CORP.
MEETING DATE: JAN 30, 2014 | TICKER: PULB SECURITY ID: 745548107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon A. Felman | Management | For | For |
| 1.2 | Elect Director Sharon A. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PURE CYCLE CORPORATION
MEETING DATE: JAN 15, 2014 | TICKER: PCYO SECURITY ID: 746228303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Harding | Management | For | For |
| 1.2 | Elect Director Harrison H. Augur | Management | For | For |
| 1.3 | Elect Director Arthur G. Epker, III | Management | For | For |
| 1.4 | Elect Director Richard L. Guido | Management | For | For |
| 1.5 | Elect Director Peter C. Howell | Management | For | For |
| 1.6 | Elect Director George M. Middlemas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PVF CAPITAL CORP.
MEETING DATE: SEP 25, 2013 | TICKER: PVFC SECURITY ID: 693654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
QAD INC.
MEETING DATE: JUN 11, 2014 | TICKER: QADA SECURITY ID: 74727D306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
| 1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Lee D. Roberts | Management | For | For |
| 1.5 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QC HOLDINGS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: QCCO SECURITY ID: 74729T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Early | Management | For | Withhold |
| 1.2 | Elect Director Mary Lou Early | Management | For | Withhold |
| 1.3 | Elect Director Richard B. Chalker | Management | For | For |
| 1.4 | Elect Director Gerald F. Lamberti | Management | For | For |
| 1.5 | Elect Director Jack L. Sutherland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 25, 2014 | TICKER: QIA SECURITY ID: N72482107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3a | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 3b | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8b | Reelect Stephane Bancel to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8e | Reelect Lawrence A. Rosen to Supervisory Board | Management | For | For |
| 8f | Elect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 8g | Elect Elaine Mardis to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 10 | Amend Restricted Stock Plan for Executive Directors | Management | For | For |
| 11a | Approve Remuneration of Supervisory Board | Management | For | For |
| 11b | Amend Equity Based Remuneration of Supervisory Board | Management | For | For |
| 12 | Ratify Ernst & Young as Auditors | Management | For | Against |
| 13a | Grant Board Authority to Issue Shares Up To 100 Percent of Issued Capital | Management | For | For |
| 13b | Authorize Board to Exclude Preemptive Rights from Share Issuance Under Item 13a Up to 20 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Approve 2014 Stock Plan | Management | For | For |
| 16 | Allow Questions | Management | None | None |
| 17 | Close Meeting | Management | None | None |
| |
|---|
QIWI PLC
MEETING DATE: AUG 22, 2013 | TICKER: QIWI SECURITY ID: 74735M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director | Management | For | For |
| |
|---|
QIWI PLC
MEETING DATE: JUN 02, 2014 | TICKER: QIWI SECURITY ID: 74735M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A.1 | Accept Financial Statements of 2012 | Management | For | For |
| A.2 | Accept Financial Statements of 2013 | Management | For | For |
| B.1 | Approve Dividends | Management | For | For |
| B.2 | Confirm Dividend Record Date | Management | For | For |
| C.1 | Ratify Auditors | Management | For | For |
| C.2 | Approve Remuneration of External Auditors | Management | For | For |
| D.1.A | Elect Andrey Romanenko as Director | Management | None | For |
| D.1.B | Elect Igor Mikhaylov as Director | Management | None | For |
| D.1.C | Elect Andrey Muraviev as Director | Management | None | For |
| D.1.D | Elect Matthew Hammond as Director | Management | None | For |
| D.1.E | Elect Boris Kim as Director | Management | None | For |
| D.1.F | Elect Andrey Shemetov as Director | Management | None | Against |
| D.1.G | Elect Sergey Solonin as Director | Management | None | For |
| D.1.H | Elect Alexey Rasskazov as Director | Management | None | For |
| D.1.I | Elect Nilesh Lakhani as Director | Management | None | For |
| D.1.J | Elect Denis Yarotskiy as Director | Management | None | Against |
| D.1.K | Elect Dickson Chu as Director | Management | None | Against |
| D.1.L | Elect Osama Bedier as Director | Management | None | Against |
| D.1.M | Elect Ron Khalifa as Director | Management | None | Against |
| D.1.N | Elect Sergey Vibornov as Director | Management | None | Against |
| D.2.A | ELect Markus Rhodes as Director | Management | None | For |
| D.2.B | Elect Dmitry Pleskonos as Director | Management | None | For |
| D.2.C | Elect Alexey Savatygin as Director | Management | None | For |
| E.1 | Approve Remuneration of Non Executive Directors | Management | For | For |
| E.2 | Approve Remuneration of Executive Directors | Management | For | For |
| F.1 | Amend Company Bylaws | Management | For | Against |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 20, 2014 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Golden | Management | For | For |
| 1.2 | Elect Director Lars Bjork | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QLOGIC CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: QLGC SECURITY ID: 747277101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H.K. Desai | Management | For | For |
| 1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1c | Elect Director Christine King | Management | For | For |
| 1d | Elect Director Kathryn B. Lewis | Management | For | For |
| 1e | Elect Director D. Scott Mercer | Management | For | For |
| 1f | Elect Director George D. Wells | Management | For | For |
| 1g | Elect Director William M. Zeitler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALITY DISTRIBUTION, INC.
MEETING DATE: MAY 29, 2014 | TICKER: QLTY SECURITY ID: 74756M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary R. Enzor | Management | For | For |
| 1.2 | Elect Director Richard B. Marchese | Management | For | For |
| 1.3 | Elect Director Thomas R. Miklich | Management | For | For |
| 1.4 | Elect Director Annette M. Sandberg | Management | For | For |
| 1.5 | Elect Director Alan H. Schumacher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALITY SYSTEMS, INC.
MEETING DATE: AUG 15, 2013 | TICKER: QSII SECURITY ID: 747582104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Plochocki | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.3 | Elect Director George H. Bristol | Management | For | For |
| 1.4 | Elect Director James C. Malone | Management | For | For |
| 1.5 | Elect Director Peter M. Neupert | Management | For | For |
| 1.6 | Elect Director Morris Panner | Management | For | For |
| 1.7 | Elect Director D. Russell Pflueger | Management | For | For |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUALYS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: QLYS SECURITY ID: 74758T303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Dixon | Management | For | For |
| 1.2 | Elect Director Peter Pace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC.
MEETING DATE: JUL 25, 2013 | TICKER: QTWW SECURITY ID: 74765E208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Brian Olson | Management | For | For |
| 1.2 | Elect Director Carl E. Sheffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: QTWW SECURITY ID: 74765E307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul E. Grutzner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
QUICKLOGIC CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: QUIK SECURITY ID: 74837P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Auslander | Management | For | For |
| 1.2 | Elect Director E. Thomas Hart | Management | For | For |
| 1.3 | Elect Director Christine Russell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
QUINSTREET, INC.
MEETING DATE: OCT 28, 2013 | TICKER: QNST SECURITY ID: 74874Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Simons | Management | For | For |
| 1.2 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUMU CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: QUMU SECURITY ID: 749063103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherman L. Black | Management | For | For |
| 1.2 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.3 | Elect Director Daniel R. Fishback | Management | For | For |
| 1.4 | Elect Director Thomas F. Madison | Management | For | For |
| 1.5 | Elect Director Kimberly K. Nelson | Management | For | For |
| 1.6 | Elect Director Robert F. Olson | Management | For | For |
| 1.7 | Elect Director Justin A. Orlando | Management | For | For |
| 1.8 | Elect Director Steven M. Quist | Management | For | For |
| 1.9 | Elect Director James L. Reissner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
QUMU CORPORATION
MEETING DATE: JUN 27, 2014 | TICKER: QUMU SECURITY ID: 749063103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: RRD SECURITY ID: 257867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Susan M. Gianinno | Management | For | For |
| 1.5 | Elect Director Judith H. Hamilton | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Katz | Management | For | For |
| 1.7 | Elect Director Richard K. Palmer | Management | For | For |
| 1.8 | Elect Director John C. Pope | Management | For | For |
| 1.9 | Elect Director Michael T. Riordan | Management | For | For |
| 1.10 | Elect Director Oliver R. Sockwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
R.G. BARRY CORPORATION
MEETING DATE: OCT 30, 2013 | TICKER: DFZ SECURITY ID: 068798107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Lauer | Management | For | For |
| 1.2 | Elect Director David Nichols | Management | For | For |
| 1.3 | Elect Director Thomas Von Lehman | Management | For | For |
| 1.4 | Elect Director Gordon Zacks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RADISYS CORPORATION
MEETING DATE: SEP 04, 2013 | TICKER: RSYS SECURITY ID: 750459109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Scott Gibson | Management | For | For |
| 1.2 | Elect Director Brian Bronson | Management | For | For |
| 1.3 | Elect Director Hubert De Pesquidoux | Management | For | For |
| 1.4 | Elect Director Kevin C. Melia | Management | For | For |
| 1.5 | Elect Director David Nierenberg | Management | For | For |
| 1.6 | Elect Director M. Niel Ransom | Management | For | For |
| 1.7 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.8 | Elect Director Vincent H. Tobkin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RADWARE LTD.
MEETING DATE: OCT 03, 2013 | TICKER: RDWR SECURITY ID: M81873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
| 2 | Reelect Yair Tauman as External Director | Management | For | For |
| 3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
| 4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 24, 2014 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Thomas Bentley | Management | For | For |
| 1b | Elect Director Charles Kissner | Management | For | For |
| 1c | Elect Director David Shrigley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RAND LOGISTICS, INC.
MEETING DATE: SEP 24, 2013 | TICKER: RLOG SECURITY ID: 752182105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Bravener | Management | For | For |
| 1.2 | Elect Director Michael D. Lundin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 06, 2014 | TICKER: RRS SECURITY ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Reappoint BDO LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Increase in Authorised Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Approve Scrip Dividend | Management | For | For |
| 24 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
RAPTOR PHARMACEUTICAL CORP.
MEETING DATE: JUL 23, 2013 | TICKER: RPTP SECURITY ID: 75382F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Starr | Management | For | For |
| 1.2 | Elect Director Raymond W. (Bill) Anderson | Management | For | For |
| 1.3 | Elect Director Suzanne L. Bruhn | Management | For | For |
| 1.4 | Elect Director Richard L. Franklin | Management | For | For |
| 1.5 | Elect Director Llew Keltner | Management | For | For |
| 1.6 | Elect Director Erich Sager | Management | For | For |
| 1.7 | Elect Director Vijay B. Samant | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
RAVEN INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RAVN SECURITY ID: 754212108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Andringa | Management | For | For |
| 1.2 | Elect Director Thomas S. Everist | Management | For | For |
| 1.3 | Elect Director Mark E. Griffin | Management | For | For |
| 1.4 | Elect Director Kevin T. Kirby | Management | For | For |
| 1.5 | Elect Director Marc E. LeBaron | Management | For | For |
| 1.6 | Elect Director Cynthia H. Milligan | Management | For | For |
| 1.7 | Elect Director Daniel A. Rykhus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RBC BEARINGS INCORPORATED
MEETING DATE: SEP 12, 2013 | TICKER: ROLL SECURITY ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.2 | Elect Director Thomas J. O'Brien | Management | For | For |
| 1.3 | Elect Director Edward D. Stewart | Management | For | For |
| 1.4 | Elect Director Daniel A. Bergeron | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RCM TECHNOLOGIES, INC.
MEETING DATE: DEC 05, 2013 | TICKER: RCMT SECURITY ID: 749360400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert B. Kerr | Management | For | Did Not Vote |
| 1.2 | Elect Director Michael E. S. Frankel | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Roger H. Ballou | Shareholder | For | For |
| 1.2 | Elect Director Bradley S. Vizi | Shareholder | For | Withhold |
| 2 | Ratify Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Require Independent Board Chairman | Shareholder | For | For |
| |
|---|
RDA MICROELECTRONICS INC.
MEETING DATE: DEC 27, 2013 | TICKER: RDA SECURITY ID: 749394102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RLOC SECURITY ID: 75525F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Carlick | Management | For | For |
| 1.2 | Elect Director Edward Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REALNETWORKS, INC.
MEETING DATE: NOV 12, 2013 | TICKER: RNWK SECURITY ID: 75605L708
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Galgon | Management | For | For |
| 1.2 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.3 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: JUN 04, 2014 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Charles Kane | Management | For | For |
| 1.3 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
RECEPTOS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: RCPT SECURITY ID: 756207106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Faheem Hasnain | Management | For | Withhold |
| 1.2 | Elect Director Erle T. Mast | Management | For | For |
| 1.3 | Elect Director Mary Lynne Hedley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RED ROBIN GOURMET BURGERS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RRGB SECURITY ID: 75689M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Aiken | Management | For | For |
| 1b | Elect Director Stephen E. Carley | Management | For | For |
| 1c | Elect Director Lloyd L. Hill | Management | For | For |
| 1d | Elect Director Richard J. Howell | Management | For | For |
| 1e | Elect Director Glenn B. Kaufman | Management | For | For |
| 1f | Elect Director Pattye L. Moore | Management | For | For |
| 1g | Elect Director Stuart I. Oran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGADO BIOSCIENCES, INC.
MEETING DATE: JUN 12, 2014 | TICKER: RGDO SECURITY ID: 75874Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Mazzo | Management | For | For |
| 1.2 | Elect Director Jesse Treu | Management | For | For |
| 1.3 | Elect Director Andrew J. Fromkin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
REGULUS THERAPEUTICS INC.
MEETING DATE: MAY 22, 2014 | TICKER: RGLS SECURITY ID: 75915K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | Withhold |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Mark G. Foletta | Management | For | For |
| 1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.5 | Elect Director B. Lynne Parshall | Management | For | Withhold |
| 1.6 | Elect Director William H. Rastetter | Management | For | For |
| 1.7 | Elect Director Douglas Williams | Management | For | Withhold |
| 1.8 | Elect Director Kleanthis G. Xanthopoulos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REIS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: REIS SECURITY ID: 75936P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd Lynford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RELIV' INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RELV SECURITY ID: 75952R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Montgomery | Management | For | For |
| 1.2 | Elect Director Carl W. Hastings | Management | For | For |
| 1.3 | Elect Director John B. Akin | Management | For | For |
| 1.4 | Elect Director Robert M. Henry | Management | For | For |
| 1.5 | Elect Director John M. Klimek | Management | For | For |
| 1.6 | Elect Director Stephen M. Merrick | Management | For | For |
| 1.7 | Elect Director David T. Thibodeau | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RELYPSA, INC.
MEETING DATE: JUN 19, 2014 | TICKER: RLYP SECURITY ID: 759531106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.2 | Elect Director Daniel K. Spiegelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REMARK MEDIA, INC.
MEETING DATE: OCT 31, 2013 | TICKER: MARK SECURITY ID: 75954W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore P. Botts | Management | For | For |
| 1.2 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.3 | Elect Director William W. Grounds | Management | For | For |
| 1.4 | Elect Director Kai-Shing Tao | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REMARK MEDIA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MARK SECURITY ID: 75954W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore P. Botts | Management | For | For |
| 1.2 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.3 | Elect Director William W. Grounds | Management | For | For |
| 1.4 | Elect Director Jason E. Strauss | Management | For | For |
| 1.5 | Elect Director Kai-Shing Tao | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REMY INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: REMY SECURITY ID: 759663107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent B. Bickett | Management | For | Withhold |
| 1.2 | Elect Director Alan L. Stinson | Management | For | Withhold |
| 1.3 | Elect Director Douglas K. Ammerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RENASANT CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: RNST SECURITY ID: 75970E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh S. Potts, Jr. | Management | For | For |
| 2.2 | Elect Director Hollis C. Cheek | Management | For | For |
| 3.3 | Elect Director William M. Beasley | Management | For | For |
| 3.4 | Elect Director Marshall H. Dickerson | Management | For | For |
| 3.5 | Elect Director R. Rick Hart | Management | For | For |
| 3.6 | Elect Director Richard L. Heyer, Jr. | Management | For | For |
| 3.7 | Elect Director J. Niles McNeel | Management | For | Withhold |
| 3.8 | Elect Director Michael D. Shmerling | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RENEWABLE ENERGY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: REGI SECURITY ID: 75972A301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Stroburg | Management | For | For |
| 1.2 | Elect Director Christopher D. Sorrells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENTRAK CORPORATION
MEETING DATE: AUG 15, 2013 | TICKER: RENT SECURITY ID: 760174102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Engel | Management | For | For |
| 1.2 | Elect Director Richard Hochhauser | Management | For | For |
| 1.3 | Elect Director William P. Livek | Management | For | For |
| 1.4 | Elect Director Anne MacDonald | Management | For | For |
| 1.5 | Elect Director Martin B. O'Connor, II | Management | For | For |
| 1.6 | Elect Director Brent D. Rosenthal | Management | For | For |
| 1.7 | Elect Director Ralph R. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.2 | Elect Director John G. Cox | Management | For | For |
| 1.3 | Elect Director Karen A. Dawes | Management | For | For |
| 1.4 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.5 | Elect Director Michael A. Griffith | Management | For | For |
| 1.6 | Elect Director Walter C. Herlihy | Management | For | For |
| 1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPROS THERAPEUTICS INC.
MEETING DATE: JUN 16, 2014 | TICKER: RPRX SECURITY ID: 76028H209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph S. Podolski | Management | For | For |
| 1.2 | Elect Director Daniel F. Cain | Management | For | For |
| 1.3 | Elect Director Nola E. Masterson | Management | For | For |
| 1.4 | Elect Director Saira Ramasastry | Management | For | For |
| 1.5 | Elect Director Michael Suesserman | Management | For | For |
| 1.6 | Elect Director Michael G. Wyllie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPUBLIC AIRWAYS HOLDINGS INC.
MEETING DATE: SEP 17, 2013 | TICKER: RJET SECURITY ID: 760276105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan K. Bedford | Management | For | For |
| 1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
| 1.3 | Elect Director Neal S. Cohen | Management | For | For |
| 1.4 | Elect Director Douglas J. Lambert | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.6 | Elect Director Richard P. Schifter | Management | For | For |
| 1.7 | Elect Director David N. Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPUBLIC AIRWAYS HOLDINGS INC.
MEETING DATE: JUN 10, 2014 | TICKER: RJET SECURITY ID: 760276105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan K. Bedford | Management | For | For |
| 1.2 | Elect Director Neal S. Cohen | Management | For | For |
| 1.3 | Elect Director Lawrence J. Cohen | Management | For | For |
| 1.4 | Elect Director Robert L. Colin | Management | For | For |
| 1.5 | Elect Director Daniel P. Garton | Management | For | For |
| 1.6 | Elect Director Douglas J. Lambert | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC BANCORP, INC./KY
MEETING DATE: APR 24, 2014 | TICKER: RBCAA SECURITY ID: 760281204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Greenberg | Management | For | Withhold |
| 1.2 | Elect Director Michael T. Rust | Management | For | For |
| 1.3 | Elect Director Sandra Metts Snowden | Management | For | For |
| 1.4 | Elect Director R. Wayne Stratton | Management | For | For |
| 1.5 | Elect Director Susan Stout Tamme | Management | For | For |
| 1.6 | Elect Director A. Scott Trager | Management | For | For |
| 1.7 | Elect Director Steven E. Trager | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC FIRST BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: FRBK SECURITY ID: 760416107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry D. Madonna | Management | For | Withhold |
| 1.2 | Elect Director Brian P. Tierney | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RESEARCH FRONTIERS INCORPORATED
MEETING DATE: JUN 12, 2014 | TICKER: REFR SECURITY ID: 760911107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert L. Saxe | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RESOURCE AMERICA, INC.
MEETING DATE: MAY 29, 2014 | TICKER: REXI SECURITY ID: 761195205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos C. Campbell | Management | For | Withhold |
| 1.2 | Elect Director Hersh Kozlov | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
RESOURCES CONNECTION, INC.
MEETING DATE: OCT 24, 2013 | TICKER: RECN SECURITY ID: 76122Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony Cherbak | Management | For | For |
| 1.2 | Elect Director Neil F. Dimick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
MEETING DATE: APR 30, 2014 | TICKER: ROIC SECURITY ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | For |
| 1.3 | Elect Director Edward H. Meyer | Management | For | For |
| 1.4 | Elect Director Lee S. Nebart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | For |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAILMENOT, INC.
MEETING DATE: APR 30, 2014 | TICKER: SALE SECURITY ID: 76132B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.i | Elect Director C. Thomas Ball | Management | For | For |
| 1.ii | Elect Director Jeffrey M. Crowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RETROPHIN, INC.
MEETING DATE: MAY 09, 2014 | TICKER: RTRX SECURITY ID: 761299106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Shkreli | Management | For | For |
| 1.2 | Elect Director Stephen Aselage | Management | For | For |
| 1.3 | Elect Director Steve Richardson | Management | For | Withhold |
| 1.4 | Elect Director Cornelius E. Golding | Management | For | For |
| 1.5 | Elect Director Jeffrey Paley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REX ENERGY CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: REXX SECURITY ID: 761565100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lance T. Shaner | Management | For | For |
| 1.2 | Elect Director Thomas C. Stabley | Management | For | For |
| 1.3 | Elect Director John W. Higbee | Management | For | For |
| 1.4 | Elect Director John A. Lombardi | Management | For | For |
| 1.5 | Elect Director Eric L. Mattson | Management | For | For |
| 1.6 | Elect Director Todd N. Tipton | Management | For | For |
| 1.7 | Elect Director John J. Zak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RF MICRO DEVICES, INC.
MEETING DATE: AUG 14, 2013 | TICKER: RFMD SECURITY ID: 749941100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RGC RESOURCES, INC.
MEETING DATE: FEB 03, 2014 | TICKER: RGCO SECURITY ID: 74955L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Howell Agee | Management | For | For |
| 1.2 | Elect Director J. Allen Layman | Management | For | For |
| 1.3 | Elect Director Raymond D. Smoot, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RICHARDSON ELECTRONICS, LTD.
MEETING DATE: OCT 08, 2013 | TICKER: RELL SECURITY ID: 763165107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Richardson | Management | For | For |
| 1.2 | Elect Director Scott Hodes | Management | For | For |
| 1.3 | Elect Director Paul J. Plante | Management | For | For |
| 1.4 | Elect Director Jacques Belin | Management | For | For |
| 1.5 | Elect Director James Benham | Management | For | For |
| 1.6 | Elect Director Kenneth Halverson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Moos | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIGNET, INC.
MEETING DATE: MAY 09, 2014 | TICKER: RNET SECURITY ID: 766582100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Brent K. Whittington | Management | For | For |
| 1.9 | Elect Director Ditlef de Vibe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RIVERVIEW BANCORP, INC.
MEETING DATE: JUL 24, 2013 | TICKER: RVSB SECURITY ID: 769397100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Wysaske | Management | For | For |
| 1.2 | Elect Director Michael D. Allen | Management | For | For |
| 1.3 | Elect Director Gerald L. Nies | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RLJ ENTERTAINMENT, INC.
MEETING DATE: AUG 01, 2013 | TICKER: RLJE SECURITY ID: 74965F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa Wardell | Management | For | For |
| 1.2 | Elect Director Andor (Andy) M. Laszlo | Management | For | Withhold |
| 1.3 | Elect Director Miguel Penella | Management | For | For |
| 1.4 | Elect Director H. Van Sinclair | Management | For | For |
| 1.5 | Elect Director Morris Goldfarb | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Peter Edwards | Management | For | For |
| 1.8 | Elect Director Tyrone Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RMG NETWORKS HOLDING CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: RMGN SECURITY ID: 74966K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Swimmer | Management | For | For |
| 1.2 | Elect Director Marvin Shrear | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ROCHESTER MEDICAL CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: ROCM SECURITY ID: 771497104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ROCKET FUEL INC.
MEETING DATE: JUN 09, 2014 | TICKER: FUEL SECURITY ID: 773111109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Gardner | Management | For | For |
| 1b | Elect Director Monte Zweben | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROCKVILLE FINANCIAL, INC.
MEETING DATE: APR 08, 2014 | TICKER: RCKB SECURITY ID: 774188106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Set Number of Directors and Reclassify Board of Directors from Four Classes to Three Classes | Management | For | For |
| |
|---|
ROCKWELL MEDICAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RMTI SECURITY ID: 774374102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth L. Holt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ROCKY BRANDS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: RCKY SECURITY ID: 774515100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Campbell | Management | For | For |
| 1.2 | Elect Director Michael L. Finn | Management | For | For |
| 1.3 | Elect Director G. Courtney Haning | Management | For | For |
| 1.4 | Elect Director Curtis A. Loveland | Management | For | For |
| 1.5 | Elect Director David N. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROFIN-SINAR TECHNOLOGIES INC.
MEETING DATE: MAR 13, 2014 | TICKER: RSTI SECURITY ID: 775043102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Wirth | Management | For | For |
| 1.2 | Elect Director Stephen D. Fantone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2014 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: ROVI SECURITY ID: 779376102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Carson | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2013 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William M. Hayes | Management | For | For |
| 2 | Elect Director Ronald J. Vance | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RPX CORPORATION
MEETING DATE: JUN 17, 2014 | TICKER: RPXC SECURITY ID: 74972G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelby W. Bonnie | Management | For | For |
| 1.2 | Elect Director Sanford R. Robertson | Management | For | For |
| 1.3 | Elect Director Thomas O. Ryder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RRSAT GLOBAL COMMUNICATIONS NETWORK LTD.
MEETING DATE: DEC 23, 2013 | TICKER: RRST SECURITY ID: M8183P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | Against |
| 2.1 | Reelect Shlomo Shamir as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.2 | Elect Harel Beit-On as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.3 | Reelect Amit Ben-Yehuda as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.4 | Elect Yigal Berman as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.5 | Reelect Alexander Milner as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.6 | Reelect Ron Oren as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.7 | Reelect David Rivel as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.8 | Reelect Yaron Sheinman as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.9 | Elect Sami Totah as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 3 | Approve Annual Bonus to Maya Rival, VP Global Operations | Management | For | For |
| 4.1 | Approve Compensation Policy for the Officers of the Company | Management | For | For |
| 4.2 | Approve Compensation Policy for the Directors of the Company | Management | For | For |
| 5 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
RTI SURGICAL INC
MEETING DATE: NOV 07, 2013 | TICKER: RTIX SECURITY ID: 74975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Conversion of Securities | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
RTI SURGICAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: RTIX SECURITY ID: 74975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 25, 2014 | TICKER: RBCN SECURITY ID: 78112T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raja M. Parvez | Management | For | For |
| 1.2 | Elect Director Raymond J. Spencer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RUE21, INC.
MEETING DATE: SEP 19, 2013 | TICKER: RUE SECURITY ID: 781295100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RUSHA SECURITY ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RUSHA SECURITY ID: 781846308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 29, 2014 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
S&T BANCORP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: STBA SECURITY ID: 783859101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd D. Brice | Management | For | For |
| 1.2 | Elect Director John J. Delaney | Management | For | For |
| 1.3 | Elect Director Michael J. Donnelly | Management | For | For |
| 1.4 | Elect Director William J. Gatti | Management | For | For |
| 1.5 | Elect Director Jeffrey D. Grube | Management | For | For |
| 1.6 | Elect Director Frank W. Jones | Management | For | For |
| 1.7 | Elect Director Joseph A. Kirk | Management | For | For |
| 1.8 | Elect Director David L. Krieger | Management | For | For |
| 1.9 | Elect Director James C. Miller | Management | For | Withhold |
| 1.10 | Elect Director Fred J. Morelli, Jr. | Management | For | For |
| 1.11 | Elect Director Frank J. Palermo, Jr. | Management | For | For |
| 1.12 | Elect Director Christine J. Toretti | Management | For | For |
| 1.13 | Elect Director Charles G. Urtin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
S.Y. BANCORP, INC.
MEETING DATE: APR 23, 2014 | TICKER: SYBT SECURITY ID: 785060104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Edinger, III | Management | For | For |
| 1.2 | Elect Director David P. Heintzman | Management | For | For |
| 1.3 | Elect Director Carl G. Herde | Management | For | For |
| 1.4 | Elect Director James A. Hillebrand | Management | For | For |
| 1.5 | Elect Director Richard A. Lechleiter | Management | For | For |
| 1.6 | Elect Director Bruce P. Madison | Management | For | For |
| 1.7 | Elect Director Richard Northern | Management | For | For |
| 1.8 | Elect Director Stephen M. Priebe | Management | For | For |
| 1.9 | Elect Director Nicholas X. Simon | Management | For | For |
| 1.10 | Elect Director Norman Tasman | Management | For | For |
| 1.11 | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 24, 2014 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAFETY INSURANCE GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: SAFT SECURITY ID: 78648T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Brussard | Management | For | For |
| 1.2 | Elect Director A. Richard Caputo, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAGENT PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SGNT SECURITY ID: 786692103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Robert Flanagan | Management | For | For |
| 2.2 | Elect Director Frank Kung | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAIA, INC.
MEETING DATE: APR 24, 2014 | TICKER: SAIA SECURITY ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda J. French | Management | For | For |
| 1.2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 1.3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SALEM COMMUNICATIONS CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: SALM SECURITY ID: 794093104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stuart W. Epperson | Management | For | For |
| 1b | Elect Director Edward G. Atsinger, III | Management | For | For |
| 1c | Elect Director David Davenport | Management | For | For |
| 1d | Elect Director Ronald S. Hinz | Management | For | For |
| 1e | Elect Director James Keet Lewis | Management | For | For |
| 1f | Elect Director Richard A. Riddle | Management | For | For |
| 1g | Elect Director Jonathan Venverloh | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDERSON FARMS, INC.
MEETING DATE: FEB 13, 2014 | TICKER: SAFM SECURITY ID: 800013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lampkin Butts | Management | For | For |
| 1.2 | Elect Director Beverly Hogan | Management | For | For |
| 1.3 | Elect Director Phil K. Livingston | Management | For | For |
| 1.4 | Elect Director Charles W. Ritter, Jr | Management | For | For |
| 1.5 | Elect Director Joe F. Sanderson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Craig A. Ruppert | Management | For | For |
| 1.3 | Elect Director Pamela A. Little | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SANGAMO BIOSCIENCES, INC.
MEETING DATE: APR 21, 2014 | TICKER: SGMO SECURITY ID: 800677106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director John W. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director Saira Ramasastry | Management | For | For |
| 1.7 | Elect Director William R. Ringo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANMINA CORPORATION
MEETING DATE: MAR 10, 2014 | TICKER: SANM SECURITY ID: 801056102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil R. Bonke | Management | For | For |
| 1b | Elect Director Michael J. Clarke | Management | For | For |
| 1c | Elect Director Eugene A. Delaney | Management | For | For |
| 1d | Elect Director John P. Goldsberry | Management | For | For |
| 1e | Elect Director Joseph G. Licata, Jr. | Management | For | For |
| 1f | Elect Director Mario M. Rosati | Management | For | For |
| 1g | Elect Director Wayne Shortridge | Management | For | For |
| 1h | Elect Director Jure Sola | Management | For | For |
| 1i | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAPIENS INTERNATIONAL CORP NV
MEETING DATE: DEC 19, 2013 | TICKER: SPNS SECURITY ID: N7716A151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Guy Bernstein as Director Until the Next Annual General Meeting | Management | For | For |
| 1.2 | Elect Eyal Ben-Chlouche as Director Until the Next Annual General Meeting | Management | For | For |
| 1.3 | Elect Roni Al Dor as Director Until the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Yacov Elinav as Director Until the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Uzi Netanel as Director Until the Next Annual General Meeting | Management | For | For |
| 1.6 | Elect Naamit Salomon as Director Until the Next Annual General Meeting | Management | For | For |
| 1.7 | Elect United International Trust NV as Director Until the Next Annual General Meeting | Management | For | For |
| 2 | Approve of Board Report | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Approve Discharge of Management and Supervisory Board | Management | For | For |
| 5 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SAPIENT CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: SAPE SECURITY ID: 803062108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.3 | Elect Director Alan J. Herrick | Management | For | For |
| 1.4 | Elect Director Silvia Lagnado | Management | For | For |
| 1.5 | Elect Director J. Stuart Moore | Management | For | For |
| 1.6 | Elect Director Robert L. Rosen | Management | For | For |
| 1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
| 1.8 | Elect Director Ashok Shah | Management | For | For |
| 1.9 | Elect Director Vijay Singal | Management | For | For |
| 1.10 | Elect Director Curtis R. Welling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: SRPT SECURITY ID: 803607100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Garabedian | Management | For | For |
| 1.2 | Elect Director William Goolsbee | Management | For | For |
| 1.3 | Elect Director Gil Price | Management | For | For |
| 1.4 | Elect Director Hans Wigzell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SB FINANCIAL GROUP, INC.
MEETING DATE: APR 23, 2014 | TICKER: SBFG SECURITY ID: 78408D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Fawcett, Jr. | Management | For | For |
| 1.2 | Elect Director Gaylyn J. Finn | Management | For | For |
| 1.3 | Elect Director Rita A. Kissner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCANSOURCE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: SCSC SECURITY ID: 806037107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Steven R. Fischer | Management | For | For |
| 1.3 | Elect Director Michael J. Grainger | Management | For | For |
| 1.4 | Elect Director John P. Reilly | Management | For | For |
| 1.5 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCBT FINANCIAL CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: SCBT SECURITY ID: 78401V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SCHNITZER STEEL INDUSTRIES, INC.
MEETING DATE: JAN 29, 2014 | TICKER: SCHN SECURITY ID: 806882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayland R. Hicks | Management | For | For |
| 1.2 | Elect Director Judith A. Johansen | Management | For | For |
| 1.3 | Elect Director Tamara L. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SCHOLASTIC CORPORATION
MEETING DATE: SEP 18, 2013 | TICKER: SCHL SECURITY ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director Marianne Caponnetto | Management | For | For |
| 1.3 | Elect Director John L. Davies | Management | For | For |
| |
|---|
SCICLONE PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SCLN SECURITY ID: 80862K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon S. Saxe | Management | For | Withhold |
| 1.2 | Elect Director Friedhelm Blobel | Management | For | For |
| 1.3 | Elect Director Richard J. Hawkins | Management | For | Withhold |
| 1.4 | Elect Director Gregg Anthony Lapointe | Management | For | Withhold |
| 1.5 | Elect Director Simon Li | Management | For | Withhold |
| 1.6 | Elect Director Nancy T. Chang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: SGMS SECURITY ID: 80874P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director David L. Kennedy | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | Withhold |
| 1.6 | Elect Director Debra G. Perelman | Management | For | For |
| 1.7 | Elect Director Michael J. Regan | Management | For | For |
| 1.8 | Elect Director Barry F. Schwartz | Management | For | Withhold |
| 1.9 | Elect Director Frances F. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: APR 30, 2014 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Daniel F. Gillis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEACHANGE INTERNATIONAL, INC.
MEETING DATE: JUL 17, 2013 | TICKER: SEAC SECURITY ID: 811699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Craddock | Management | For | For |
| 1.2 | Elect Director Edward Terino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SEACOAST BANKING CORPORATION OF FLORIDA
MEETING DATE: MAY 21, 2014 | TICKER: SBCF SECURITY ID: 811707801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. Arczynski | Management | For | For |
| 1.2 | Elect Director Stephen E. Bohner | Management | For | For |
| 1.3 | Elect Director T. Michael Crook | Management | For | For |
| 1.4 | Elect Director Julie H. Daum | Management | For | For |
| 1.5 | Elect Director Maryann B. Goebel | Management | For | For |
| 1.6 | Elect Director Dennis S. Hudson, III | Management | For | For |
| 1.7 | Elect Director Edwin E. Walpole, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 30, 2013 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Seh-Woong Jeong | Management | For | For |
| 1h | Elect Director Lydia M. Marshall | Management | For | For |
| 1i | Elect Director Kristen M. Onken | Management | For | For |
| 1j | Elect Director Chong Sup Park | Management | For | For |
| 1k | Elect Director Gregorio Reyes | Management | For | For |
| 1l | Elect Director Edward J. Zander | Management | For | For |
| 2 | Amend Executive Officer Performance Bonus Plan | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6a | Amend Articles Re: Removing Restrictions on Holding AGM Outside the U.S. | Management | For | For |
| 6b | Amend Articles Re: Clarify Shareholders' Right to Appoint Multiple Proxies | Management | For | For |
| 6c | Amend Articles Re: Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| 6d | Amend Articles Re: Clarify the Company's Mechanism for Effecting Share Repurchases | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEANERGY MARITIME HOLDINGS CORP.
MEETING DATE: SEP 05, 2013 | TICKER: SHIP SECURITY ID: Y73760129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Stamatis Tsantanis as Director | Management | For | Withhold |
| 1.2 | Elect Elias Culucundis as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEARS HOLDINGS CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: SHLD SECURITY ID: 812350106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Paul G. DePodesta | Management | For | For |
| 1.3 | Elect Director William C. Kunkler, III | Management | For | For |
| 1.4 | Elect Director Edward S. Lampert | Management | For | For |
| 1.5 | Elect Director Steven T. Mnuchin | Management | For | For |
| 1.6 | Elect Director Ann N. Reese | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
SEARS HOMETOWN AND OUTLET STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SHOS SECURITY ID: 812362101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E.J. Bird | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey Flug | Management | For | For |
| 1.3 | Elect Director James F. Gooch | Management | For | For |
| 1.4 | Elect Director William R. Harker | Management | For | Withhold |
| 1.5 | Elect Director W. Bruce Johnson | Management | For | Withhold |
| 1.6 | Elect Director Josephine Linden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SELECT COMFORT CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: SCSS SECURITY ID: 81616X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Nedorostek | Management | For | For |
| 1.2 | Elect Director Michael A. Peel | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SELECTICA, INC.
MEETING DATE: SEP 10, 2013 | TICKER: SLTC SECURITY ID: 816288203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd Sems | Management | For | For |
| 1.2 | Elect Director Alan Howe | Management | For | For |
| 1.3 | Elect Director Michael J. Casey | Management | For | For |
| 1.4 | Elect Director J. Michael Gullard | Management | For | For |
| 1.5 | Elect Director Michael Brodsky | Management | For | Against |
| 1.6 | Elect Director Jason Stern - WITHDRAWN | Management | None | None |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Conversion of Securities | Management | For | For |
| 6 | Approve Conversion of Securities | Management | For | For |
| |
|---|
SELECTICA, INC.
MEETING DATE: APR 10, 2014 | TICKER: SLTC SECURITY ID: 816288203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
MEETING DATE: APR 23, 2014 | TICKER: SIGI SECURITY ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Bauer | Management | For | For |
| 1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
| 1.3 | Elect Director A. David Brown | Management | For | For |
| 1.4 | Elect Director John C. Burville | Management | For | For |
| 1.5 | Elect Director Joan M. Lamm-Tennant | Management | For | For |
| 1.6 | Elect Director Michael J. Morrissey | Management | For | For |
| 1.7 | Elect Director Gregory E. Murphy | Management | For | For |
| 1.8 | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1.9 | Elect Director Ronald L. O'Kelley | Management | For | For |
| 1.10 | Elect Director William M. Rue | Management | For | For |
| 1.11 | Elect Director J. Brian Thebault | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SEMILEDS CORPORATION
MEETING DATE: APR 10, 2014 | TICKER: LEDS SECURITY ID: 816645105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trung T. Doan | Management | For | For |
| 1.2 | Elect Director Arthur H. del Prado | Management | For | For |
| 1.3 | Elect Director Edward Kuan Hsiung Hsieh | Management | For | For |
| 1.4 | Elect Director Jack Lau | Management | For | For |
| 1.5 | Elect Director Scott R. Simplot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SENECA FOODS CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: SENEA SECURITY ID: 817070501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Gaylord | Management | For | For |
| 1.2 | Elect Director Susan A. Henry | Management | For | For |
| 1.3 | Elect Director Susan W. Stuart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SENOMYX, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SNMX SECURITY ID: 81724Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. Billingsley | Management | For | For |
| 1.2 | Elect Director Stephen A. Block | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 1.4 | Elect Director Michael E. Herman | Management | For | For |
| 1.5 | Elect Director John Poyhonen | Management | For | For |
| 1.6 | Elect Director Jay M. Short | Management | For | For |
| 1.7 | Elect Director Kent Snyder | Management | For | For |
| 1.8 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEQUENOM, INC.
MEETING DATE: JUN 10, 2014 | TICKER: SQNM SECURITY ID: 817337405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.2 | Elect Director John A. Fazio | Management | For | For |
| 1.3 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.4 | Elect Director Myla Lai-Goldman | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 1.8 | Elect Director Charles P. Slacik | Management | For | For |
| 1.9 | Elect Director William Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEVERN BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: SVBI SECURITY ID: 81811M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Jones | Management | For | Withhold |
| 1.2 | Elect Director John A. Lamon, III | Management | For | For |
| 1.3 | Elect Director Konrad M. Wayson | Management | For | For |
| 1.4 | Elect Director Michael H. Cook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SFX ENTERTAINMENT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SFXE SECURITY ID: 784178303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F.X. Sillerman | Management | For | For |
| 1.2 | Elect Director D. Geoff Armstrong | Management | For | For |
| 1.3 | Elect Director Andrew N. Bazos | Management | For | For |
| 1.4 | Elect Director Jared Cohen | Management | For | For |
| 1.5 | Elect Director Pasquale Manocchia | Management | For | For |
| 1.6 | Elect Director Michael Meyer | Management | For | For |
| 1.7 | Elect Director John Miller | Management | For | For |
| 1.8 | Elect Director Joseph F. Rascoff | Management | For | For |
| 1.9 | Elect Director Edward Simon | Management | For | For |
| 1.10 | Elect Director Mitchell Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SHANDA GAMES LIMITED
MEETING DATE: NOV 11, 2013 | TICKER: GAME SECURITY ID: 81941U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Mr. Tianqiao Chen as Director | Management | For | Against |
| 2 | Approve to Re-Elect Mr. Xiangdong Zhang as Director | Management | For | Against |
| 3 | Approve to Re-Elect Mr. Danian Chen as Director | Management | For | Against |
| 4 | Approve to Re-Elect Mr. Li Yao as Director | Management | For | Against |
| 5 | Approve to Re-Elect Mr. Andy Lin as Director | Management | For | For |
| 6 | Approve to Re-Elect Mr. Heng Wing Chan as Director | Management | For | For |
| 7 | Approve to Re-Elect Mr. Yong Gui as Director | Management | For | For |
| 8 | Approve Appointment of PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company's Auditor for the Year Ending December 31, 2013 | Management | For | For |
| |
|---|
SHARPS COMPLIANCE CORP.
MEETING DATE: NOV 21, 2013 | TICKER: SMED SECURITY ID: 820017101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Dalton | Management | For | For |
| 1.2 | Elect Director Parris H. Holmes | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 1.4 | Elect Director Renee P. Tannenbaum | Management | For | For |
| 1.5 | Elect Director David P. Tusa | Management | For | For |
| 1.6 | Elect Director Philip C. Zerrillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SHENANDOAH TELECOMMUNICATIONS COMPANY
MEETING DATE: APR 22, 2014 | TICKER: SHEN SECURITY ID: 82312B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Arthur | Management | For | For |
| 1.2 | Elect Director Tracy Fitzsimmons | Management | For | For |
| 1.3 | Elect Director John W. Flora | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SHFL ENTERTAINMENT, INC.
MEETING DATE: NOV 19, 2013 | TICKER: SHFL SECURITY ID: 78423R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SHILOH INDUSTRIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: SHLO SECURITY ID: 824543102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 1.2 | Elect Director Ramzi Y. Hermiz | Management | For | Withhold |
| 1.3 | Elect Director Robert J. King | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SHOE CARNIVAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SCVL SECURITY ID: 824889109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wayne Weaver | Management | For | For |
| 1.2 | Elect Director Gerald W. Schoor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SHORE BANCSHARES, INC.
MEETING DATE: APR 30, 2014 | TICKER: SHBI SECURITY ID: 825107105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blenda W. Armistead | Management | For | For |
| 1.2 | Elect Director David W. Moore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
SHORETEL, INC.
MEETING DATE: NOV 12, 2013 | TICKER: SHOR SECURITY ID: 825211105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark F. Bregman | Management | For | For |
| 1.2 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHUTTERFLY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SFLY SECURITY ID: 82568P304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Philip A. Marineau | Management | For | For |
| 1b | Elect Director Brian T. Swette | Management | For | For |
| 1c | Elect Director Ann Mather | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SI FINANCIAL GROUP, INC.
MEETING DATE: AUG 15, 2013 | TICKER: SIFI SECURITY ID: 78425V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Rheo A. Brouillard | Management | For | For |
| 3.2 | Elect Director Roger Engle | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SI FINANCIAL GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SIFI SECURITY ID: 78425V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Alliod | Management | For | For |
| 1.2 | Elect Director Michael R. Garvey | Management | For | For |
| 1.3 | Elect Director Robert O. Gillard | Management | For | For |
| 1.4 | Elect Director Kathleen A. Nealon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIEBERT FINANCIAL CORP.
MEETING DATE: JUN 09, 2014 | TICKER: SIEB SECURITY ID: 826176109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia L. Francy | Management | For | For |
| 1.2 | Elect Director Nancy Peterson Hearn | Management | For | For |
| 1.3 | Elect Director Jane H. Macon | Management | For | Withhold |
| 1.4 | Elect Director Robert P. Mazzarella | Management | For | For |
| |
|---|
SIERRA BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: BSRR SECURITY ID: 82620P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fields | Management | For | For |
| 1.2 | Elect Director James C. Holly | Management | For | For |
| 1.3 | Elect Director Lynda B. Scearcy | Management | For | For |
| 1.4 | Elect Director Morris A. Tharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIERRA WIRELESS INC.
MEETING DATE: MAY 22, 2014 | TICKER: SW SECURITY ID: 826516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.2 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director Paul G. Cataford | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Adopt the Amended and Restated By-Law No. 1 | Management | For | Against |
| |
|---|
SIFY TECHNOLOGIES LIMITED
MEETING DATE: SEP 23, 2013 | TICKER: SIFY SECURITY ID: 82655M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect T.H. Chowdary as Director | Management | For | For |
| 3 | Approve ASA & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect C.E.S. Azariah as Director | Management | For | For |
| |
|---|
SIFY TECHNOLOGIES LIMITED
MEETING DATE: NOV 11, 2013 | TICKER: SIFY SECURITY ID: 82655M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Amalgamation | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SIGA SECURITY ID: 826917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director Thomas E. Constance | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
| 1.7 | Elect Director Paul G. Savas | Management | For | Withhold |
| 1.8 | Elect Director Bruce Slovin | Management | For | For |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIGMA DESIGNS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: SIGM SECURITY ID: 826565103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric B. Singer | Management | For | For |
| 1.2 | Elect Director Mark J. Bonney | Management | For | For |
| 1.3 | Elect Director Thinh Q. Tran | Management | For | For |
| 1.4 | Elect Director J. Michael Dodson | Management | For | For |
| 1.5 | Elect Director Patrick W. Little | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: SIAL SECURITY ID: 826552101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rebecca M. Bergman | Management | For | For |
| 1b | Elect Director George M. Church | Management | For | For |
| 1c | Elect Director Michael L. Marberry | Management | For | For |
| 1d | Elect Director W. Lee McCollum | Management | For | For |
| 1e | Elect Director Avi M. Nash | Management | For | For |
| 1f | Elect Director Steven M. Paul | Management | For | For |
| 1g | Elect Director J. Pedro Reinhard | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director D. Dean Spatz | Management | For | For |
| 1j | Elect Director Barrett A. Toan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 24, 2014 | TICKER: SBNY SECURITY ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Shay | Management | For | For |
| 1.2 | Elect Director Alfred B. DelBello | Management | For | For |
| 1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | Withhold |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICOM LTD.
MEETING DATE: JUL 31, 2013 | TICKER: SILC SECURITY ID: M84116108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SILICOM LTD.
MEETING DATE: APR 30, 2014 | TICKER: SILC SECURITY ID: M84116108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Avi Eizenman (Active Chairman), Zohar Zispel and Yeshayahu ('Shaike') Orbach (President and CEO) as Directors Until the End of the Next Annual General Meeting | Management | For | Against |
| 2 | Approve Company's Global Share Incentive Plan (2013), to Qualify for Incentive Stock Options for US Tax Purposes | Management | For | For |
| 3 | Approve Restricted Stock Award to Avi Eizenman, Active Chairman | Management | For | For |
| 4 | Approve Restricted Stock Award to Yeshayahu ('Shaike') Orbach, Director, President and CEO | Management | For | For |
| 5 | Approve Framework Terms of Annual Bonus to Avi Eizenman, Active Chairman, for 2013 | Management | For | For |
| 6 | Approve Framework Terms of Annual Bonus to Yeshayahu ('Shaike') Orbach, Director, President and CEO, for 2013 | Management | For | For |
| 7 | Approve Framework Terms of Annual Bonus to Avi Eizenman, Active Chairman, for 2014 - 2016 | Management | For | For |
| 8 | Approve Framework Terms of Annual Bonus to Yeshayahu ('Shaike') Orbach, Director, President and CEO, for 2014 - 2016 | Management | For | For |
| 9 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 11 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 09, 2013 | TICKER: SGI SECURITY ID: 82706L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge L. Titinger | Management | For | For |
| 1.2 | Elect Director Michael W. Hagee | Management | For | For |
| 1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.4 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.5 | Elect Director Hagi Schwartz | Management | For | For |
| 1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.7 | Elect Director Douglas R. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON IMAGE, INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIMG SECURITY ID: 82705T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Raduchel | Management | For | For |
| 1.2 | Elect Director Camillo Martino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 15, 2014 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Navdeep S. Sooch | Management | For | Withhold |
| 1.2 | Elect Director Laurence G. Walker | Management | For | For |
| 1.3 | Elect Director William P. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 25, 2013 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ms. Lien-Chun Liu as Director | Management | For | For |
| 2 | Approve to Appoint Deloitte & Touche as the Audit Firm and Authorize the Board to Fix the Audit Fee | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 20, 2014 | TICKER: 2325 SECURITY ID: 827084864
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| - | Meeting for ADR Holders | Management | None | None |
| 3.1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 3.2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 4.1 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4.2.1 | Elect Bough Lin, with ID No.C10051****, as Non-Independent Director | Management | For | For |
| 4.2.2 | Elect Chi-Wen Tsai, with ID No.M10004****, as Non-Independent Director | Management | For | For |
| 4.2.3 | Elect Wen-Lung Lin, with ID No.L10023****, as Non-Independent Director | Management | For | For |
| 4.2.4 | Elect Yen-Chun Chang, with ID No.L10028****, as Non-Independent Director | Management | For | For |
| 4.2.5 | Elect Randy Hsiao-Yu Lo, with ID No.A11004****, as Non-Independent Director | Management | For | For |
| 4.2.6 | Elect a Representative of Yang Fong Investment co., Ltd. with ID No.0019****, as Non-Independent Director | Management | For | For |
| 4.2.7 | Elect John Hsuan, with ID No.F10058****, as Independent Director | Management | For | For |
| 4.2.8 | Elect Tsai-Ding Lin, with ID No.F10092****, as Independent Director | Management | For | For |
| 4.2.9 | Elect William W.Sheng, with ID No.A12024****, as Independent Director | Management | For | For |
| 4.3 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SILVER STANDARD RESOURCES INC.
MEETING DATE: MAY 09, 2014 | TICKER: SSO SECURITY ID: 82823L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Peter W. Tomsett | Management | For | For |
| 2.2 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.3 | Elect Director Richard C. Campbell | Management | For | For |
| 2.4 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.5 | Elect Director Richard D. Paterson | Management | For | For |
| 2.6 | Elect Director Steven P. Reid | Management | For | For |
| 2.7 | Elect Director John Smith | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
SIMMONS FIRST NATIONAL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: SFNC SECURITY ID: 828730200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director David L. Bartlett | Management | For | For |
| 2.2 | Elect Director William E. Clark, II | Management | For | For |
| 2.3 | Elect Director Steven A. Cosse | Management | For | For |
| 2.4 | Elect Director Edward Drilling | Management | For | For |
| 2.5 | Elect Director Sharon Gaber | Management | For | For |
| 2.6 | Elect Director Eugene Hunt | Management | For | For |
| 2.7 | Elect Director George A. Makris, Jr. | Management | For | For |
| 2.8 | Elect Director Harry L. Ryburn | Management | For | For |
| 2.9 | Elect Director Robert L. Shoptaw | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Outside Director Stock Awards | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SIMPLICITY BANCORP, INC.
MEETING DATE: OCT 30, 2013 | TICKER: SMPL SECURITY ID: 828867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Breeden | Management | For | For |
| 1.2 | Elect Director Laura G. Weisshar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINA CORPORATION
MEETING DATE: NOV 18, 2013 | TICKER: SINA SECURITY ID: G81477104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
| 2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
| 3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | Withhold |
| 1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
| 1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Lawrence E. McCanna | Management | For | Withhold |
| 1.6 | Elect Director Daniel C. Keith | Management | For | Withhold |
| 1.7 | Elect Director Martin R. Leader | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINOCOKING COAL AND COKE CHEMICAL INDUSTRIES, INC.
MEETING DATE: JUN 06, 2014 | TICKER: SCOK SECURITY ID: 829357102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Lv | Management | For | For |
| 1.2 | Elect Director Yushan Jiang | Management | For | Withhold |
| 1.3 | Elect Director Hui Zheng | Management | For | For |
| 1.4 | Elect Director Hui Huang | Management | For | Withhold |
| 1.5 | Elect Director Haoyi Zhang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SINOVAC BIOTECH LTD.
MEETING DATE: AUG 21, 2013 | TICKER: SVA SECURITY ID: P8696W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-Election of Weidong Yin, Yuk Lam Lo, Simon Anderson, Kenneth Lee and Meng Mei As Directors | Management | For | Against |
| 2 | Approve Financial Statements and Auditors Report | Management | For | For |
| 3 | Approve to Appoint Ernst &Young Hua Ming LLP as Auditor and Authorize Board to Fix the Remuneration | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Anthony J. Bates | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.4 | Elect Director David J.A. Flowers | Management | For | Withhold |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director James P. Holden | Management | For | For |
| 1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.8 | Elect Director Evan D. Malone | Management | For | For |
| 1.9 | Elect Director James E. Meyer | Management | For | For |
| 1.10 | Elect Director James F. Mooney | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIRONA DENTAL SYSTEMS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: SIRO SECURITY ID: 82966C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Hood | Management | For | For |
| 1.2 | Elect Director Thomas Jetter | Management | For | For |
| 1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey T. Slovin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SKULLCANDY, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SKUL SECURITY ID: 83083J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick Alden | Management | For | For |
| 1.2 | Elect Director Doug Collier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SKYPEOPLE FRUIT JUICE, INC.
MEETING DATE: SEP 30, 2013 | TICKER: SPU SECURITY ID: 83086T208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yongke Xue | Management | For | Withhold |
| 1.2 | Elect Director Hongke Xue | Management | For | Withhold |
| 1.3 | Elect Director Norman Ko | Management | For | For |
| 1.4 | Elect Director John Smagula | Management | For | For |
| 1.5 | Elect Director Guolin Wang | Management | For | For |
| 1.6 | Elect Director Baosheng Lu | Management | For | For |
| 1.7 | Elect Director Tao Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SKYSTAR BIO-PHARMACEUTICAL COMPANY
MEETING DATE: OCT 25, 2013 | TICKER: SKBI SECURITY ID: 830884300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Weibing Lu | Management | For | Withhold |
| 1.2 | Elect Director Wei Wen | Management | For | Withhold |
| 1.3 | Elect Director Mark D. Chen | Management | For | Withhold |
| 1.4 | Elect Director R. Scott Cramer | Management | For | Withhold |
| 1.5 | Elect Director Chengtun Qu | Management | For | For |
| 1.6 | Elect Director Weirong Shen | Management | For | Withhold |
| 1.7 | Elect Director Fan Qiang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
SKYWEST, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SKYW SECURITY ID: 830879102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director J. Ralph Atkin | Management | For | For |
| 1.3 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.4 | Elect Director Margaret S. Billson | Management | For | For |
| 1.5 | Elect Director Henry J. Eyring | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Robert G. Sarver | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: JUN 25, 2014 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Joseph A. DePaulo | Management | For | For |
| 1c | Elect Director Carter Warren Franke | Management | For | For |
| 1d | Elect Director Earl A. Goode | Management | For | For |
| 1e | Elect Director Ronald F. Hunt | Management | For | For |
| 1f | Elect Director Marianne Keler | Management | For | For |
| 1g | Elect Director Jed H. Pitcher | Management | For | For |
| 1h | Elect Director Frank C. Puleo | Management | For | For |
| 1i | Elect Director Raymond J. Quinlan | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve an Amendment to the LLC Agreement of Navient, LLC | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | None | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
SMART TECHNOLOGIES INC
MEETING DATE: AUG 08, 2013 | TICKER: SMA SECURITY ID: 83172R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director David Martin | Management | For | Withhold |
| 2.2 | Elect Director Nancy Knowlton | Management | For | Withhold |
| 2.3 | Elect Director Salim Nathoo | Management | For | Withhold |
| 2.4 | Elect Director Neil Gaydon | Management | For | Withhold |
| 2.5 | Elect Director Michael J. Mueller | Management | For | For |
| 2.6 | Elect Director Robert C. Hagerty | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Equity Incentive Plan | Management | For | For |
| 5 | Approve Increase in Maximum Number of Directors from Seven to Eight | Management | For | For |
| |
|---|
SMITH & WESSON HOLDING CORPORATION
MEETING DATE: SEP 23, 2013 | TICKER: SWHC SECURITY ID: 831756101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Monheit | Management | For | For |
| 1.2 | Elect Director Robert L. Scott | Management | For | For |
| 1.3 | Elect Director Michael F. Golden | Management | For | For |
| 1.4 | Elect Director Robert H. Brust | Management | For | For |
| 1.5 | Elect Director P. James Debney | Management | For | For |
| 1.6 | Elect Director John B. Furman | Management | For | For |
| 1.7 | Elect Director Mitchell A. Saltz | Management | For | For |
| 1.8 | Elect Director I. Marie Wadecki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SMSI SECURITY ID: 832154108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director Gregory J. Szabo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SNYDER'S-LANCE, INC.
MEETING DATE: MAY 06, 2014 | TICKER: LNCE SECURITY ID: 833551104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Management | For | Withhold |
| 1.2 | Elect Director James W. Johnston | Management | For | For |
| 1.3 | Elect Director W. J. Prezzano | Management | For | For |
| 1.4 | Elect Director Patricia A. Warehime | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 4 | Change Range for Size of the Board | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SODASTREAM INTERNATIONAL LTD.
MEETING DATE: DEC 23, 2013 | TICKER: SODA SECURITY ID: M9068E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Yuval Cohen as Class II Director Until the Annual Meeting of 2015 | Management | For | For |
| 2 | Reelect David Morris as Class III Director Until the Annual Meeting of 2016 | Management | For | For |
| 3 | Reelect Eytan Glazer as External Director for a Three Year Term | Management | For | For |
| 4 | Reelect Lauri A. Hanover as External Director for a Three Year Term | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Amend Stock Option Plan by Increasing the Number of Ordinary Shares Reserved under the Company's 2010 ESOP | Management | For | For |
| 7 | Approve Non-Employee Director Stock Option Grant | Management | For | For |
| 8 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 10 | Other Business, (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SOHU.COM INC.
MEETING DATE: JUN 20, 2014 | TICKER: SOHU SECURITY ID: 83408W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward B. Roberts | Management | For | For |
| 1.2 | Elect Director Zhonghan Deng | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | Against |
| 1c | Elect Director Peter J. Rive | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOLAZYME, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SZYM SECURITY ID: 83415T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan S. Wolfson | Management | For | For |
| 1.2 | Elect Director David C. Cole | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 16, 2014 | TICKER: SONC SECURITY ID: 835451105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SONIC FOUNDRY, INC.
MEETING DATE: MAR 06, 2014 | TICKER: SOFO SECURITY ID: 83545R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Kleinman | Management | For | For |
| 1.2 | Elect Director Paul S. Peercy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Articles to Reduce the Number of Board Classes and Shorten the Term of Directors | Management | For | For |
| |
|---|
SONUS NETWORKS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: SONS SECURITY ID: 835916107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Brewington | Management | For | Withhold |
| 1.2 | Elect Director Matthew W. Bross | Management | For | For |
| 1.3 | Elect Director John P. Cunningham | Management | For | Withhold |
| 1.4 | Elect Director Raymond P. Dolan | Management | For | Withhold |
| 1.5 | Elect Director Beatriz V. Infante | Management | For | Withhold |
| 1.6 | Elect Director Howard E. Janzen | Management | For | Withhold |
| 1.7 | Elect Director Richard J. Lynch | Management | For | For |
| 1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.9 | Elect Director John A. Schofield | Management | For | Withhold |
| 1.10 | Elect Director Scott E. Schubert | Management | For | Withhold |
| 1.11 | Elect Director H. Brian Thompson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SORL AUTO PARTS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: SORL SECURITY ID: 78461U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiao Ping Zhang | Management | For | For |
| 1.2 | Elect Director Xiao Feng Zhang | Management | For | For |
| 1.3 | Elect Director Shu Ping Chi | Management | For | For |
| 1.4 | Elect Director Li Min Zhang | Management | For | For |
| 1.5 | Elect Director Zhi Zhong Wang | Management | For | For |
| 1.6 | Elect Director Yi Guang Huo | Management | For | For |
| 1.7 | Elect Director Jiang Hua Feng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SORRENTO THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: SRNE SECURITY ID: 83587F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry Ji | Management | For | Withhold |
| 1.2 | Elect Director William S. Marth | Management | For | For |
| 1.3 | Elect Director Vuong Trieu | Management | For | Withhold |
| 1.4 | Elect Director Kim D. Janda | Management | For | Withhold |
| 1.5 | Elect Director Cam Gallagher | Management | For | Withhold |
| 1.6 | Elect Director Jaisim Shah | Management | For | Withhold |
| 1.7 | Elect Director Mark Durand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: OCT 07, 2013 | TICKER: FIRE SECURITY ID: 83616T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
SOUTHCOAST FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: SOCB SECURITY ID: 84129R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James P. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHERN MISSOURI BANCORP, INC.
MEETING DATE: OCT 28, 2013 | TICKER: SMBC SECURITY ID: 843380106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sammy A. Schalk | Management | For | For |
| 1.2 | Elect Director Charles R. Love | Management | For | For |
| 1.3 | Elect Director Charles R. Moffitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
MEETING DATE: APR 24, 2014 | TICKER: SONA SECURITY ID: 843395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick L. Bollerer | Management | For | For |
| 1.2 | Elect Director Neil J. Call | Management | For | For |
| 1.3 | Elect Director John J. Forch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHSIDE BANCSHARES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: SBSI SECURITY ID: 84470P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Anderson | Management | For | For |
| 1.2 | Elect Director Sam Dawson | Management | For | For |
| 1.3 | Elect Director Melvin B. Lovelady | Management | For | For |
| 1.4 | Elect Director William Sheehy | Management | For | For |
| 1.5 | Elect Director Preston L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST BANCORP, INC.
MEETING DATE: APR 23, 2014 | TICKER: OKSB SECURITY ID: 844767103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Berry, II | Management | For | For |
| 1.2 | Elect Director Thomas D. Berry | Management | For | For |
| 1.3 | Elect Director John Cohlmia | Management | For | For |
| 1.4 | Elect Director David S. Crockett, Jr. | Management | For | For |
| 1.5 | Elect Director Mark W. Funke | Management | For | For |
| 1.6 | Elect Director James M. Johnson | Management | For | For |
| 1.7 | Elect Director Larry J. Lanie | Management | For | For |
| 1.8 | Elect Director James M. Morris, II | Management | For | For |
| 1.9 | Elect Director Marran H. Ogilvie | Management | For | For |
| 1.10 | Elect Director Russell W. Teubner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPANISH BROADCASTING SYSTEM, INC.
MEETING DATE: JUN 06, 2014 | TICKER: SBSA SECURITY ID: 846425833
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alarcon | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Garcia | Management | For | Withhold |
| 1.3 | Elect Director Manuel E. Machado | Management | For | For |
| 1.4 | Elect Director Jason L. Shrinsky | Management | For | For |
| 1.5 | Elect Director Jose A. Villamil | Management | For | For |
| 1.6 | Elect Director Mitchell A. Yelen | Management | For | For |
| |
|---|
SPARTAN MOTORS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SPAR SECURITY ID: 846819100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Current | Management | For | For |
| 1.2 | Elect Director Hugh W. Sloan, Jr. | Management | For | For |
| 1.3 | Elect Director Andrew M. Rooke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: JUL 30, 2013 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Wendy A. Beck | Management | For | For |
| 1.3 | Elect Director Dennis Eidson | Management | For | For |
| 1.4 | Elect Director Frank M. Gambino | Management | For | For |
| 1.5 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.6 | Elect Director Frederick J. Morganthall, II | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 1.9 | Elect Director Craig C. Sturken | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: NOV 18, 2013 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Dennis Eidson | Management | For | For |
| 1.3 | Elect Director Mickey P. Foret | Management | For | For |
| 1.4 | Elect Director Frank M. Gambino | Management | For | For |
| 1.5 | Elect Director Douglas A. Hacker | Management | For | For |
| 1.6 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 1.9 | Elect Director Hawthorne L. Proctor | Management | For | For |
| 1.10 | Elect Director Craig C. Sturken | Management | For | For |
| 1.11 | Elect Director William R. Voss | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: SPPI SECURITY ID: 84763A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.3 | Elect Director Stuart M. Krassner | Management | For | Withhold |
| 1.4 | Elect Director Luigi Lenaz | Management | For | Withhold |
| 1.5 | Elect Director Anthony E. Maida | Management | For | Withhold |
| 1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
| 1.7 | Elect Director Dolatrai Vyas | Management | For | Withhold |
| 2 | Amend Conversion of Securities | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SPEED COMMERCE, INC.
MEETING DATE: OCT 23, 2013 | TICKER: SPDC SECURITY ID: 639208107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rebecca Lynn Atchison | Management | For | For |
| 1.2 | Elect Director Keith A. Benson | Management | For | For |
| 1.3 | Elect Director Monroe David Bryant, Jr. | Management | For | For |
| 1.4 | Elect Director Timothy R. Gentz | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Zisk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
MEETING DATE: JUN 10, 2014 | TICKER: SPLK SECURITY ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Connors | Management | For | For |
| 1.2 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SPREADTRUM COMMUNICATIONS INC.
MEETING DATE: JUL 26, 2013 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Reelect Datong Chen as a Director | Management | For | Against |
| 2 | Approve to Reelect Scott Sandell as a Director | Management | For | Against |
| 3 | Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor | Management | For | For |
| |
|---|
SPREADTRUM COMMUNICATIONS INC.
MEETING DATE: SEP 04, 2013 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement and Plan of Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director George G. Golleher | Management | For | For |
| 1.3 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPS COMMERCE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPSC SECURITY ID: 78463M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Archie C. Black | Management | For | For |
| 1.2 | Elect Director Michael B. Gorman | Management | For | For |
| 1.3 | Elect Director Martin J. Leestma | Management | For | For |
| 1.4 | Elect Director James B. Ramsey | Management | For | For |
| 1.5 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STAAR SURGICAL COMPANY
MEETING DATE: JUN 09, 2014 | TICKER: STAA SECURITY ID: 852312305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Logan | Management | For | For |
| 1.2 | Elect Director Barry Caldwell | Management | For | For |
| 1.3 | Elect Director Charles Slacik | Management | For | For |
| 1.4 | Elect Director Richard A. 'Randy' Meier | Management | For | For |
| 1.5 | Elect Director John C. Moore | Management | For | For |
| 1.6 | Elect Director Kathryn Tunstall | Management | For | For |
| 1.7 | Elect Director Caren Mason | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 11, 2014 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth McBride | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY FURNITURE COMPANY, INC.
MEETING DATE: APR 17, 2014 | TICKER: STLY SECURITY ID: 854305208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director T. Scott McIlhenny, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
STAR BULK CARRIERS CORP.
MEETING DATE: SEP 23, 2013 | TICKER: SBLK SECURITY ID: Y8162K121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Petros Pappas as Class C Director | Management | For | For |
| 1.2 | Elect Spyros Capralos as Class C Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors-Accountants S.A. as Auditors | Management | For | For |
| |
|---|
STAR SCIENTIFIC, INC.
MEETING DATE: DEC 27, 2013 | TICKER: STSI SECURITY ID: 85517P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Chapman, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Benjamin M. Dent | Management | For | For |
| 1.3 | Elect Director Michael John Mullan | Management | For | For |
| 1.4 | Elect Director Scott P. Sensenbrenner | Management | For | For |
| 1.5 | Elect Director Naomi Whittel | Management | For | For |
| 1.6 | Elect Director Thomas L. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STARZ
MEETING DATE: JUN 05, 2014 | TICKER: STRZA SECURITY ID: 85571Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
| 1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
| 1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STATE AUTO FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: STFC SECURITY ID: 855707105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. D'Antoni | Management | For | For |
| 1.2 | Elect Director David R. Meuse | Management | For | For |
| 1.3 | Elect Director S. Elaine Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STATE BANK FINANCIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: STBZ SECURITY ID: 856190103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Balkcom, Jr. | Management | For | For |
| 1b | Elect Director Kelly H. Barrett | Management | For | For |
| 1c | Elect Director Archie L. Bransford, Jr. | Management | For | For |
| 1d | Elect Director Kim M. Childers | Management | For | For |
| 1e | Elect Director Ann Q. Curry | Management | For | For |
| 1f | Elect Director Joseph W. Evans | Management | For | For |
| 1g | Elect Director Virginia A. Hepner | Management | For | For |
| 1h | Elect Director John D. Houser | Management | For | For |
| 1i | Elect Director Robert H. McMahon | Management | For | For |
| 1j | Elect Director J. Daniel Speight, Jr. | Management | For | For |
| 1k | Elect Director J. Thomas Wiley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEALTHGAS INC.
MEETING DATE: SEP 23, 2013 | TICKER: GASS SECURITY ID: Y81669106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael G. Jolliffe as Director | Management | For | For |
| 1.2 | Elect John Kostoyannis as Director | Management | For | For |
| 2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| |
|---|
STEC, INC.
MEETING DATE: SEP 12, 2013 | TICKER: STEC SECURITY ID: 784774101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Bates | Management | For | For |
| 1.4 | Elect Director Keith E. Busse | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.8 | Elect Director Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEIN MART, INC.
MEETING DATE: JUN 24, 2014 | TICKER: SMRT SECURITY ID: 858375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Stein | Management | For | For |
| 1.2 | Elect Director John H. Williams, Jr. | Management | For | For |
| 1.3 | Elect Director Alvin R. Carpenter | Management | For | For |
| 1.4 | Elect Director Irwin Cohen | Management | For | Withhold |
| 1.5 | Elect Director Susan Falk | Management | For | Withhold |
| 1.6 | Elect Director Linda M. Farthing | Management | For | Withhold |
| 1.7 | Elect Director Mitchell W. Legler | Management | For | For |
| 1.8 | Elect Director Richard L. Sisisky | Management | For | For |
| 1.9 | Elect Director Burton M. Tansky | Management | For | For |
| 1.10 | Elect Director J. Wayne Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEINER LEISURE LIMITED
MEETING DATE: JUN 11, 2014 | TICKER: STNR SECURITY ID: P8744Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard I. Fluxman | Management | For | For |
| 1.2 | Elect Director Michele Steiner Warshaw | Management | For | For |
| 1.3 | Elect Director Steven J. Preston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STELLARONE CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: STEL SECURITY ID: 85856G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEMCELLS, INC.
MEETING DATE: DEC 20, 2013 | TICKER: STEM SECURITY ID: 85857R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Bjerkholt | Management | For | For |
| 1.2 | Elect Director R. Scott Greer | Management | For | For |
| 1.3 | Elect Director John Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
STEMCELLS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: STEM SECURITY ID: 85857R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ricardo Levy | Management | For | For |
| 1.2 | Elect Director Irving Weissman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEMLINE THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: STML SECURITY ID: 85858C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STEREOTAXIS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: STXS SECURITY ID: 85916J409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Benfer | Management | For | For |
| 1.2 | Elect Director Eric N. Prystowsky | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SRCL SECURITY ID: 858912108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Thomas D. Brown | Management | For | For |
| 1e | Elect Director Thomas F. Chen | Management | For | For |
| 1f | Elect Director Rod F. Dammeyer | Management | For | For |
| 1g | Elect Director William K. Hall | Management | For | For |
| 1h | Elect Director John Patience | Management | For | For |
| 1i | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
STERLING CONSTRUCTION COMPANY, INC.
MEETING DATE: MAY 09, 2014 | TICKER: STRL SECURITY ID: 859241101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marian M. Davenport | Management | For | For |
| 1.2 | Elect Director Robert A. Eckels | Management | For | Against |
| 1.3 | Elect Director Joseph P. Harper, Sr. | Management | For | For |
| 1.4 | Elect Director Charles R. Patton | Management | For | For |
| 1.5 | Elect Director Paul J. Varello | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STERLING FINANCIAL CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: STSA SECURITY ID: 859319303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 23, 2014 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director John L. Madden | Management | For | For |
| 1.4 | Elect Director Peter Migliorini | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: AUG 13, 2013 | TICKER: STEI SECURITY ID: 860370105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STOCK BUILDING SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: STCK SECURITY ID: 86101X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert E. Mellor | Management | For | For |
| 1b | Elect Director Jeffrey G. Rea | Management | For | Withhold |
| 1c | Elect Director David L. Keltner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
STRATTEC SECURITY CORPORATION
MEETING DATE: OCT 08, 2013 | TICKER: STRT SECURITY ID: 863111100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Krejci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STRATUS PROPERTIES INC.
MEETING DATE: MAY 08, 2014 | TICKER: STRS SECURITY ID: 863167201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael D. Madden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: MAY 06, 2014 | TICKER: STRA SECURITY ID: 863236105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director John T. Casteen, III | Management | For | For |
| 1.3 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.4 | Elect Director William E. Brock | Management | For | For |
| 1.5 | Elect Director Robert R. Grusky | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Karl McDonnell | Management | For | For |
| 1.8 | Elect Director Todd A. Milano | Management | For | For |
| 1.9 | Elect Director G. Thomas Waite, III | Management | For | For |
| 1.10 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STUDENT TRANSPORTATION INC.
MEETING DATE: NOV 07, 2013 | TICKER: STB SECURITY ID: 86388A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Denis Gallagher | Management | For | For |
| 2 | Elect Director Irving Gerstein | Management | For | For |
| 3 | Elect Director Kenneth Needler | Management | For | For |
| 4 | Elect Director Grace Palombo | Management | For | For |
| 5 | Elect Director George Rossi | Management | For | For |
| 6 | Elect Director David Scopelliti | Management | For | For |
| 7 | Elect Director Victor Wells | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUCAMPO PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2014 | TICKER: SCMP SECURITY ID: 864909106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Getman | Management | For | For |
| 1.2 | Elect Director Peter Greenleaf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUFFOLK BANCORP
MEETING DATE: APR 29, 2014 | TICKER: SUBK SECURITY ID: 864739107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard C. Bluver | Management | For | For |
| 1.2 | Elect Director Joseph A. Gaviola | Management | For | For |
| 1.3 | Elect Director John D. Stark, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SUMMIT FINANCIAL GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SMMF SECURITY ID: 86606G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Scott Bridgeforth | Management | For | For |
| 1.2 | Elect Director Georgette R. George | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Hott | Management | For | For |
| 1.4 | Elect Director Duke A. McDaniel | Management | For | For |
| 1.5 | Elect Director George W. Pace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SUN HYDRAULICS CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: SNHY SECURITY ID: 866942105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine L. Koski | Management | For | For |
| 1.2 | Elect Director David N. Wormley | Management | For | For |
| 1.3 | Elect Director Alexander Schuetz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SNSS SECURITY ID: 867328601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director David C. Stump | Management | For | For |
| 1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNOPTA INC.
MEETING DATE: MAY 29, 2014 | TICKER: STKL SECURITY ID: 8676EP108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay Amato | Management | For | For |
| 1b | Elect Director Steven Bromley | Management | For | For |
| 1c | Elect Director Michael Detlefsen | Management | For | For |
| 1d | Elect Director Peter Fraser | Management | For | For |
| 1e | Elect Director Douglas Greene | Management | For | For |
| 1f | Elect Director Victor Hepburn | Management | For | For |
| 1g | Elect Director Katrina Houde | Management | For | For |
| 1h | Elect Director Jeremy Kendall | Management | For | For |
| 1i | Elect Director Alan Murray | Management | For | For |
| 1j | Elect Director Allan Routh | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard Clement | Management | For | Withhold |
| 1.2 | Elect Director Denis Giorno | Management | For | Withhold |
| 1.3 | Elect Director Catherine Lesjak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.2 | Elect Director Humbert de Wendel | Management | For | Withhold |
| 1.3 | Elect Director Thomas H. Werner | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
SUNSHINE HEART, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSH SECURITY ID: 86782U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Buckman | Management | For | Withhold |
| 1.2 | Elect Director Warren S. Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 13, 2014 | TICKER: SMCI SECURITY ID: 86800U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Liang | Management | For | For |
| 1.2 | Elect Director Sherman Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERCOM LTD.
MEETING DATE: JUN 09, 2014 | TICKER: SPCB SECURITY ID: M87095119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 2 | Reelect Tsviya Trabelsi and Menachem Mirski as Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Reelect Avi Ayash as External Director for a Three Year Term | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5 | Approve Employment Terms of Barak Trabelsi, VP of Product Development | Management | For | Against |
| 6 | Increase Authorized Common Stock to 18 Million Ordinary Shares and Amend Articles and Memorandum of Association Accordingly | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SUPERIOR UNIFORM GROUP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: SGC SECURITY ID: 868358102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sidney Kirschner | Management | For | For |
| 1.2 | Elect Director Michael Benstock | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | For |
| 1.4 | Elect Director Robin M. Hensley | Management | For | For |
| 1.5 | Elect Director Paul Mellini | Management | For | For |
| 1.6 | Elect Director Todd Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Hudson | Management | For | For |
| 1.2 | Elect Director Charles W. Newhall, III | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERTEX, INC.
MEETING DATE: AUG 16, 2013 | TICKER: SUPX SECURITY ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry C. Pao | Management | For | For |
| 1.2 | Elect Director Benedict C. K. Choy | Management | For | For |
| 1.3 | Elect Director W. Mark Loveless | Management | For | For |
| 1.4 | Elect Director Elliott Schlam | Management | For | For |
| 1.5 | Elect Director Milton Feng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUPERTEX, INC.
MEETING DATE: APR 01, 2014 | TICKER: SUPX SECURITY ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SUPPORT.COM, INC.
MEETING DATE: JUN 04, 2014 | TICKER: SPRT SECURITY ID: 86858W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.4 | Elect Director Toni Portmann | Management | For | For |
| 1.5 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SURGICAL CARE AFFILIATES, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SCAI SECURITY ID: 86881L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd B. Sisitsky | Management | For | Against |
| 1.2 | Elect Director Sharad Mansukani | Management | For | Against |
| 1.3 | Elect Director Jeffrey K. Rhodes | Management | For | Against |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SURMODICS, INC.
MEETING DATE: FEB 04, 2014 | TICKER: SRDX SECURITY ID: 868873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose H. Bedoya | Management | For | For |
| 1.2 | Elect Director Susan E. Knight | Management | For | For |
| 2 | Fix Number of Directors at Eight | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: SUSQ SECURITY ID: 869099101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
| 1.3 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
| 1.5 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
| 1.8 | Elect Director Michael A. Morello | Management | For | For |
| 1.9 | Elect Director Scott J. Newkam | Management | For | For |
| 1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
| 1.11 | Elect Director William J. Reuter | Management | For | For |
| 1.12 | Elect Director Andrew S. Samuel | Management | For | For |
| 1.13 | Elect Director Christine Sears | Management | For | For |
| 1.14 | Elect Director James A. Ulsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUTOR TECHNOLOGY GROUP LIMITED
MEETING DATE: APR 25, 2014 | TICKER: SUTR SECURITY ID: 869362103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lifang Chen | Management | For | For |
| 1.2 | Elect Director Naijiang Zhou | Management | For | For |
| 1.3 | Elect Director Gerard Pascale | Management | For | For |
| 1.4 | Elect Director Guoyou Shao | Management | For | For |
| 1.5 | Elect Director Xinchuang Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 24, 2014 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
SWISHER HYGIENE INC.
MEETING DATE: MAY 15, 2014 | TICKER: SWSH SECURITY ID: 870808102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Burke | Management | For | For |
| 1b | Elect Director Richard L. Handley | Management | For | For |
| 1c | Elect Director Harris W. Hudson | Management | For | Withhold |
| 1d | Elect Director William M. Pierce | Management | For | For |
| 1e | Elect Director William D. Pruitt | Management | For | Withhold |
| 1f | Elect Director David Prussky | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 20, 2014 | TICKER: SYKE SECURITY ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. MacLeod | Management | For | For |
| 1.2 | Elect Director William D. Muir, Jr. | Management | For | For |
| 1.3 | Elect Director Lorraine Leigh Lutton | Management | For | For |
| 1.4 | Elect Director James K. Murray, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1e | Elect Director David L. Mahoney | Management | For | For |
| 1f | Elect Director Robert S. Miller | Management | For | For |
| 1g | Elect Director Anita M. Sands | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SYMMETRICOM, INC.
MEETING DATE: OCT 25, 2013 | TICKER: SYMM SECURITY ID: 871543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director Robert T. Clarkson | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.4 | Elect Director Robert M. Neumeister, Jr. | Management | For | For |
| 1.5 | Elect Director Richard N. Snyder | Management | For | For |
| 1.6 | Elect Director Robert J. Stanzione | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SYNACOR, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SYNC SECURITY ID: 871561106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald N. Frankel | Management | For | For |
| 1.2 | Elect Director Gary L. Ginsberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNALLOY CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: SYNL SECURITY ID: 871565107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig C. Bram | Management | For | For |
| 1.2 | Elect Director Anthony A. Callander | Management | For | For |
| 1.3 | Elect Director Henry L. Guy | Management | For | For |
| 1.4 | Elect Director Amy J. Michtich | Management | For | For |
| 1.5 | Elect Director James W. Terry, Jr. | Management | For | For |
| 1.6 | Elect Director Murray H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 22, 2013 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Bergman | Management | For | For |
| 1.2 | Elect Director Russell J. Knittel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNERGETICS USA, INC.
MEETING DATE: DEC 12, 2013 | TICKER: SURG SECURITY ID: 87160G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence C. Cardinale | Management | For | For |
| 1.2 | Elect Director Guy R. Guarch | Management | For | For |
| 1.3 | Elect Director D. Graeme Thomas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERGY PHARMACEUTICALS INC.
MEETING DATE: SEP 30, 2013 | TICKER: SGYP SECURITY ID: 871639308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Jacob | Management | For | For |
| 1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
| 1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 1.5 | Elect Director Christopher McGuigan | Management | For | For |
| 1.6 | Elect Director Alan F. Joslyn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERON MEDICAL LTD.
MEETING DATE: JUL 18, 2013 | TICKER: ELOS SECURITY ID: M87245102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Reelect Yaffa Krindel as Director | Management | For | For |
| 3.1 | Reelect Michael Anghel as External Director | Management | For | For |
| 3.2 | Reelect Dan Suesskind as External Director | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Approve Compensation for Shimon Eckhouse, CEO | Management | For | For |
| 6 | Approve Compensation for David Schlachet, Chairman of the Board | Management | For | For |
| 7 | Approve Compensation for David Schlachet, for his Prior Service as Interim CFO from August to November 2012 | Management | For | For |
| 8 | Approve Directors Compensation | Management | For | For |
| 9 | Grant Michael Anghel and Dan Suesskind Options to Purchase Shares in Syneron Beauty Ltd., wholly owned by Syneron Medical Ltd. | Management | For | For |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| 11 | Discuss Financial Statements for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 02, 2014 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Alfred Castino | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
| 1.7 | Elect Director John G. Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUN 12, 2014 | TICKER: SNTA SECURITY ID: 87162T206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald W. Kufe | Management | For | For |
| 1.2 | Elect Director William S. Reardon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 03, 2014 | TICKER: SYNT SECURITY ID: 87162H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTHESIS ENERGY SYSTEMS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SYMX SECURITY ID: 871628103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lorenzo Lamadrid | Management | For | Withhold |
| 1.2 | Elect Director Robert Rigdon | Management | For | For |
| 1.3 | Elect Director Denis Slavich | Management | For | Withhold |
| 1.4 | Elect Director Harry Rubin | Management | For | Withhold |
| 1.5 | Elect Director Ziwang Xu | Management | For | For |
| 1.6 | Elect Director Feng Gao | Management | For | For |
| 1.7 | Elect Director Guang Yang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SYNTROLEUM CORPORATION
MEETING DATE: DEC 18, 2013 | TICKER: SYNM SECURITY ID: 871630208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Anthony Jacobs | Management | For | For |
| 1.2 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNTROLEUM CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: SYNM SECURITY ID: 871630208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Approve Plan of Liquidation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
SYNUTRA INTERNATIONAL, INC.
MEETING DATE: MAR 05, 2014 | TICKER: SYUT SECURITY ID: 87164C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lei Lin | Management | For | Withhold |
| 1.2 | Elect Director Min Zhang | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
SYPRIS SOLUTIONS, INC.
MEETING DATE: APR 29, 2014 | TICKER: SYPR SECURITY ID: 871655106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Convis | Management | For | For |
| 1.2 | Elect Director William G. Ferko | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Gill | Management | For | For |
| 1.4 | Elect Director Sidney R. Petersen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 24, 2014 | TICKER: TROW SECURITY ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director James A.C. Kennedy | Management | For | For |
| 1g | Elect Director Robert F. MacLellan | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 1j | Elect Director Alfred Sommer | Management | For | For |
| 1k | Elect Director Dwight S. Taylor | Management | For | For |
| 1l | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director SungHwan Cho | Management | For | For |
| 1.4 | Elect Director Michael Dornemann | Management | For | For |
| 1.5 | Elect Director Brett Icahn | Management | For | For |
| 1.6 | Elect Director J. Moses | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Michael Sheresky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TALMER BANCORP, INC.
MEETING DATE: JUN 09, 2014 | TICKER: TLMR SECURITY ID: 87482X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Berlin | Management | For | For |
| 1.2 | Elect Director Donald Coleman | Management | For | For |
| 1.3 | Elect Director Gary Collins | Management | For | For |
| 1.4 | Elect Director Jennifer Granholm | Management | For | For |
| 1.5 | Elect Director Paul Hodges, III | Management | For | For |
| 1.6 | Elect Director Ronald Klein | Management | For | For |
| 1.7 | Elect Director David Leitch | Management | For | For |
| 1.8 | Elect Director Barbara Mahone | Management | For | For |
| 1.9 | Elect Director Robert Naftaly | Management | For | For |
| 1.10 | Elect Director Albert Papa | Management | For | For |
| 1.11 | Elect Director David Provost | Management | For | For |
| 1.12 | Elect Director Wilbur Ross, Jr. | Management | For | For |
| 1.13 | Elect Director Thomas Schellenberg | Management | For | For |
| 1.14 | Elect Director Gary Torgow | Management | For | For |
| 1.15 | Elect Director Arthur Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TANDEM DIABETES CARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: TNDM SECURITY ID: 875372104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Howard E. Greene, Jr. | Management | For | For |
| 1.3 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TANDY LEATHER FACTORY, INC.
MEETING DATE: JUN 09, 2014 | TICKER: TLF SECURITY ID: 87538X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Angus | Management | For | Withhold |
| 1.2 | Elect Director Jefferson Gramm | Management | For | For |
| 1.3 | Elect Director Shannon L. Greene | Management | For | Withhold |
| 1.4 | Elect Director T. Field Lange | Management | For | Withhold |
| 1.5 | Elect Director Joseph R. Mannes | Management | For | Withhold |
| 1.6 | Elect Director L. Edward Martin, III | Management | For | Withhold |
| 1.7 | Elect Director Michael A. Nery | Management | For | Withhold |
| 1.8 | Elect Director Jon Thompson | Management | For | Withhold |
| 1.9 | Elect Director William M. Warren | Management | For | Withhold |
| 1.10 | Elect Director J. Bryan Wilkinson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TANGOE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TNGO SECURITY ID: 87582Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D. Foy | Management | For | For |
| 1.2 | Elect Director Richard S. Pontin | Management | For | For |
| 1.3 | Elect Director Albert R. Subbloie, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia R. Brown | Management | For | For |
| 1.2 | Elect Director Stephen A. Hill | Management | For | For |
| 1.3 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TASER INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: TASR SECURITY ID: 87651B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Smith | Management | For | For |
| 1.2 | Elect Director Mark W. Kroll | Management | For | For |
| 1.3 | Elect Director Judy Martz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TAT TECHNOLOGIES LTD.
MEETING DATE: NOV 14, 2013 | TICKER: TATTF SECURITY ID: M8740S227
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Reelect Shmulik Vlodinger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Elect Ron Ben Haim as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.3 | Reelect Jan Loeb as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.4 | Elect Dafna Gruber as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Elect Aviram Halevi as External Director for a Three Year Term | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5 | Approve Compensation of Zeev Birnboim, Chairman | Management | For | For |
| 6 | Approve Annual Bonus of NIS 308,000 (USD 86,735) to Itsik Maaravi, President and CEO | Management | For | For |
| 7 | Amend Articles of Association to Reflect Recent Amendments of Israeli Companies Law, Securities Law, and Certain Other Matters | Management | For | For |
| 8 | Approve Employment Terms of Shmulik Vlodinger, Chairman | Management | For | For |
| 9 | Issue New Indemnification Letters to Directors and CEO, Subject to Approval of Item 7 | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
TAYLOR CAPITAL GROUP, INC.
MEETING DATE: FEB 26, 2014 | TICKER: TAYC SECURITY ID: 876851106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
TEARLAB CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TEAR SECURITY ID: 878193101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elias Vamvakas | Management | For | For |
| 1.2 | Elect Director Anthony E. Altig | Management | For | For |
| 1.3 | Elect Director Thomas N. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.5 | Elect Director Paul M. Karpecki | Management | For | For |
| 1.6 | Elect Director Richard L. Lindstrom | Management | For | For |
| 1.7 | Elect Director Donald Rindell | Management | For | For |
| 1.8 | Elect Director Brock Wright | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Charles E. Adair | Management | For | For |
| 2b | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 2c | Elect Director Patrick G. Sayer | Management | For | Against |
| 2d | Elect Director Robert M. Dutkowsky | Management | For | For |
| 2e | Elect Director Jeffery P. Howells | Management | For | For |
| 2f | Elect Director Savio W. Tung | Management | For | Against |
| 2g | Elect Director David M. Upton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TECHNE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: TECH SECURITY ID: 878377100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Kummeth | Management | For | For |
| 1.2 | Elect Director Robert V. Baumgartner | Management | For | For |
| 1.3 | Elect Director Roger C. Lucas | Management | For | For |
| 1.4 | Elect Director Howard V. O'Connell | Management | For | For |
| 1.5 | Elect Director Randolph C Steer | Management | For | For |
| 1.6 | Elect Director Charles A. Dinarello | Management | For | For |
| 1.7 | Elect Director Karen A. Holbrook | Management | For | For |
| 1.8 | Elect Director John L. Higgins | Management | For | For |
| 1.9 | Elect Director Roeland Nusse | Management | For | For |
| 2 | Fix Number of Directors at Nine | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TECHTARGET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: TTGT SECURITY ID: 87874R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay C. Hoag | Management | For | For |
| 1.2 | Elect Director Roger M. Marino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECUMSEH PRODUCTS COMPANY
MEETING DATE: APR 30, 2014 | TICKER: TECUA SECURITY ID: 878895200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Recapitalization Plan | Management | For | For |
| |
|---|
TECUMSEH PRODUCTS COMPANY
MEETING DATE: APR 30, 2014 | TICKER: TECUA SECURITY ID: 878895101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie H. Boyse | Management | For | For |
| 1.2 | Elect Director James J. Connor | Management | For | For |
| 1.3 | Elect Director Gary L. Cowger | Management | For | For |
| 1.4 | Elect Director Harold M. Karp | Management | For | For |
| 1.5 | Elect Director Terence C. Seikel | Management | For | For |
| 1.6 | Elect Director Douglas M. Suliman, Jr. | Management | For | For |
| 2 | Approve Recapitalization Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TEKMIRA PHARMACEUTICALS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: TKM SECURITY ID: 87911B209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Murray | Management | For | For |
| 2 | Elect Director Frank Karbe | Management | For | For |
| 3 | Elect Director Daniel Kisner | Management | For | For |
| 4 | Elect Director Kenneth Galbraith | Management | For | For |
| 5 | Elect Director Donald Jewell | Management | For | For |
| 6 | Elect Director Peggy Phillips | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Amend Omnibus Share Compensation Plan | Management | For | Against |
| 9 | Other Business | Management | For | Against |
| |
|---|
TELECOMMUNICATION SYSTEMS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: TSYS SECURITY ID: 87929J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Jon B. Kutler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
MEETING DATE: APR 11, 2014 | TICKER: ERIC B SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | Did Not Vote |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | Did Not Vote |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | Did Not Vote |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | Did Not Vote |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
TELENAV, INC.
MEETING DATE: DEC 03, 2013 | TICKER: TNAV SECURITY ID: 879455103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel Chen | Management | For | For |
| 1.2 | Elect Director Hon Jane (Jason) Chiu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TELETECH HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TTEC SECURITY ID: 879939106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1.2 | Elect Director James E. Barlett | Management | For | For |
| 1.3 | Elect Director Tracy L. Bahl | Management | For | For |
| 1.4 | Elect Director Gregory A. Conley | Management | For | For |
| 1.5 | Elect Director Robert N. Frerichs | Management | For | For |
| 1.6 | Elect Director Shrikant Mehta | Management | For | For |
| 1.7 | Elect Director Anjan Mukherjee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRITORIAL BANCORP INC.
MEETING DATE: MAY 21, 2014 | TICKER: TBNK SECURITY ID: 88145X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Y. Ikeda | Management | For | For |
| 1.2 | Elect Director David S. Murakami | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TESARO, INC.
MEETING DATE: MAY 16, 2014 | TICKER: TSRO SECURITY ID: 881569107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
| 1.3 | Elect Director David M. Mott | Management | For | For |
| 1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
| 1.5 | Elect Director James O. Armitage | Management | For | For |
| 1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1.7 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.8 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESCO CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TESO SECURITY ID: 88157K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Dielwart | Management | For | For |
| 1.2 | Elect Director Fred J. Dyment | Management | For | For |
| 1.3 | Elect Director Gary L. Kott | Management | For | For |
| 1.4 | Elect Director R. Vance Milligan | Management | For | For |
| 1.5 | Elect Director Julio M. Quintana | Management | For | For |
| 1.6 | Elect Director John T. Reynolds | Management | For | For |
| 1.7 | Elect Director Elijio V. Serrano | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4a | Allow Electronic Distribution of Company Communications | Management | For | For |
| 4b | Approve Advance Notice Policy | Management | For | For |
| 4c | Amend Articles to Make other Updates and Changes | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TESSCO TECHNOLOGIES INCORPORATED
MEETING DATE: JUL 26, 2013 | TICKER: TESS SECURITY ID: 872386107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
| 1.2 | Elect Director John D. Beletic | Management | For | For |
| 1.3 | Elect Director Jay G. Baitler | Management | For | For |
| 1.4 | Elect Director Benn R. Konsynski | Management | For | For |
| 1.5 | Elect Director Dennis J. Shaughnessy | Management | For | For |
| 1.6 | Elect Director Morton F. Zifferer, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director Donald E. Stout | Management | For | For |
| 1.4 | Elect Director George Cwynar | Management | For | For |
| 1.5 | Elect Director George A. Riedel | Management | For | For |
| 1.6 | Elect Director John Chenault | Management | For | For |
| 1.7 | Elect Director Peter A. Feld | Management | For | For |
| 1.8 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.9 | Elect Director Thomas Lacey | Management | For | For |
| 1.10 | Elect Director Tudor Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 27, 2014 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Batrack | Management | For | For |
| 1.2 | Elect Director Hugh M. Grant | Management | For | For |
| 1.3 | Elect Director Patrick C. Haden | Management | For | For |
| 1.4 | Elect Director J. Christopher Lewis | Management | For | For |
| 1.5 | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1.6 | Elect Director Albert E. Smith | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Richard H. Truly | Management | For | For |
| 1.9 | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TETRALOGIC PHARMACEUTICALS CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: TLOG SECURITY ID: 88165U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TETRAPHASE PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TTPH SECURITY ID: 88165N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Nancy Wysenski | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Keith Cargill | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director Charles S. Hyle | Management | For | For |
| 1.9 | Elect Director W. W. McAllister, III | Management | For | For |
| 1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.11 | Elect Director Steven P. Rosenberg | Management | For | Withhold |
| 1.12 | Elect Director Grant E. Sims | Management | For | For |
| 1.13 | Elect Director Robert W. Stallings | Management | For | For |
| 1.14 | Elect Director Dale W. Tremblay | Management | For | Withhold |
| 1.15 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director Pamela H. Patsley | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Wayne R. Sanders | Management | For | For |
| 1i | Elect Director Ruth J. Simmons | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ramsey | Management | For | Withhold |
| 1.2 | Elect Director James R. Zarley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TFS FINANCIAL CORPORATION
MEETING DATE: FEB 20, 2014 | TICKER: TFSL SECURITY ID: 87240R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.2 | Elect Director William C. Mulligan | Management | For | For |
| 1.3 | Elect Director Terrence R. Ozan | Management | For | For |
| 1.4 | Elect Director Paul W. Stefanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TG THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: TGTX SECURITY ID: 88322Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence N. Charney | Management | For | For |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | For |
| 1.4 | Elect Director Neil Herskowitz | Management | For | For |
| 1.5 | Elect Director Mark Schoenebaum | Management | For | For |
| 1.6 | Elect Director Michael S. Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
TGC INDUSTRIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TGE SECURITY ID: 872417308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne A. Whitener | Management | For | Withhold |
| 1.2 | Elect Director William J. Barrett | Management | For | Withhold |
| 1.3 | Elect Director Herbert M. Gardner | Management | For | Withhold |
| 1.4 | Elect Director Allen T. McInnes | Management | For | Withhold |
| 1.5 | Elect Director Edward L. Flynn | Management | For | For |
| 1.6 | Elect Director Stephanie P. Hurtt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE ADVISORY BOARD COMPANY
MEETING DATE: SEP 05, 2013 | TICKER: ABCO SECURITY ID: 00762W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.2 | Elect Director David L. Felsenthal | Management | For | For |
| 1.3 | Elect Director Peter J. Grua | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Kelt Kindick | Management | For | For |
| 1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
| 1.7 | Elect Director Mark R. Neaman | Management | For | For |
| 1.8 | Elect Director Leon D. Shapiro | Management | For | For |
| 1.9 | Elect Director Frank J. Williams | Management | For | For |
| 1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ANDERSONS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: ANDE SECURITY ID: 034164103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.3 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.4 | Elect Director Robert J. King, Jr. | Management | For | For |
| 1.5 | Elect Director Ross W. Manire | Management | For | For |
| 1.6 | Elect Director Donald L. Mennel | Management | For | For |
| 1.7 | Elect Director Patrick S. Mullin | Management | For | For |
| 1.8 | Elect Director John T. Stout, Jr. | Management | For | For |
| 1.9 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TBBK SECURITY ID: 05969A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Betsy Z. Cohen | Management | For | For |
| 1.2 | Elect Director Daniel G. Cohen | Management | For | For |
| 1.3 | Elect Director Walter T. Beach | Management | For | For |
| 1.4 | Elect Director Michael J. Bradley | Management | For | For |
| 1.5 | Elect Director John C. Chrystal | Management | For | For |
| 1.6 | Elect Director Hersh Kozlov | Management | For | For |
| 1.7 | Elect Director Matthew Cohn | Management | For | For |
| 1.8 | Elect Director William H. Lamb | Management | For | For |
| 1.9 | Elect Director Frank M. Mastrangelo | Management | For | For |
| 1.10 | Elect Director James J. McEntee, III | Management | For | For |
| 1.11 | Elect Director Mei-Mei Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANK OF KENTUCKY FINANCIAL CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: BKYF SECURITY ID: 062896105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Berger | Management | For | For |
| 1.2 | Elect DirectorJohn S. Cain | Management | For | For |
| 1.3 | Elect Director Barry G. Kienzle | Management | For | For |
| 1.4 | Elect Director John E. Miracle | Management | For | For |
| 1.5 | Elect Director Mary Sue Rudicill | Management | For | For |
| 1.6 | Elect Director Ruth M. Seligman-Doering | Management | For | For |
| 1.7 | Elect Director James C. Votruba | Management | For | For |
| 1.8 | Elect Director Herbert H. Works | Management | For | For |
| 1.9 | Elect Director Robert W. Zapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BON-TON STORES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: BONT SECURITY ID: 09776J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lucinda M. Baier | Management | For | For |
| 1.2 | Elect Director Philip M. Browne | Management | For | For |
| 1.3 | Elect Director Michael L. Gleim | Management | For | For |
| 1.4 | Elect Director Tim Grumbacher | Management | For | Withhold |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Todd C. McCarty | Management | For | For |
| 1.7 | Elect Director Jeffrey B. Sherman | Management | For | For |
| 1.8 | Elect Director Steven B. Silverstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Alexander L. Cappello | Management | For | For |
| 1c | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1d | Elect Director Laurence B. Mindel | Management | For | For |
| 1e | Elect Director David B. Pittaway | Management | For | For |
| 1f | Elect Director Douglas L. Schmick | Management | For | For |
| 1g | Elect Director Herbert Simon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 16, 2014 | TICKER: CHEF SECURITY ID: 163086101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominick Cerbone | Management | For | For |
| 1.2 | Elect Director John A. Couri | Management | For | For |
| 1.3 | Elect Director Joseph Cugine | Management | For | For |
| 1.4 | Elect Director Alan Guarino | Management | For | For |
| 1.5 | Elect Director Stephen Hanson | Management | For | For |
| 1.6 | Elect Director Christopher Pappas | Management | For | For |
| 1.7 | Elect Director John Pappas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHILDREN'S PLACE RETAIL STORES, INC.
MEETING DATE: JUN 04, 2014 | TICKER: PLCE SECURITY ID: 168905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director Joseph Gromek | Management | For | For |
| 1.3 | Elect Director Susan Sobbott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
| 6 | Change Company Name | Management | For | For |
| |
|---|
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 29, 2014 | TICKER: DSG SECURITY ID: 249906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Anderson | Management | For | For |
| 1.2 | Elect Director David I. Beatson | Management | For | For |
| 1.3 | Elect Director Eric Demirian | Management | For | For |
| 1.4 | Elect Director Chris Hewat | Management | For | For |
| 1.5 | Elect Director Jane O'Hagan | Management | For | For |
| 1.6 | Elect Director Edward J. Ryan | Management | For | For |
| 1.7 | Elect Director John J. Walker | Management | For | For |
| 1.8 | Elect Director Stephen Watt | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
THE DIXIE GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: DXYN SECURITY ID: 255519100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Brock | Management | For | For |
| 1.2 | Elect Director J. Don Brock | Management | For | For |
| 1.3 | Elect Director Daniel K. Frierson | Management | For | For |
| 1.4 | Elect Director D. Kennedy Frierson, Jr. | Management | For | For |
| 1.5 | Elect Director Walter W. Hubbard | Management | For | For |
| 1.6 | Elect Director Lowry F. Kline | Management | For | For |
| 1.7 | Elect Director Hilda S. Murray | Management | For | For |
| 1.8 | Elect Director John W. Murrey, III | Management | For | For |
| 1.9 | Elect Director Michael L. Owens | Management | For | For |
| 2 | Approve Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE EASTERN COMPANY
MEETING DATE: APR 23, 2014 | TICKER: EML SECURITY ID: 276317104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard F. Leganza | Management | For | Withhold |
| 1.2 | Elect Director John W. Everets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE ENSIGN GROUP, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ENSG SECURITY ID: 29358P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Christensen | Management | For | Withhold |
| 1.2 | Elect Director John G. Nackel | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| |
|---|
THE EXONE COMPANY
MEETING DATE: AUG 19, 2013 | TICKER: XONE SECURITY ID: 302104104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Kent Rockwell | Management | For | For |
| 1.2 | Elect Director David J. Burns | Management | For | For |
| 1.3 | Elect Director John Irvin | Management | For | For |
| 1.4 | Elect Director Raymond J. Kilmer | Management | For | For |
| 1.5 | Elect Director Victor Sellier | Management | For | For |
| 1.6 | Elect Director Lloyd A. Semple | Management | For | For |
| 1.7 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE EXONE COMPANY
MEETING DATE: MAY 05, 2014 | TICKER: XONE SECURITY ID: 302104104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Kent Rockwell | Management | For | For |
| 1.2 | Elect Director David Burns | Management | For | For |
| 1.3 | Elect Director John Irvin | Management | For | For |
| 1.4 | Elect Director Raymond J. Kilmer | Management | For | Withhold |
| 1.5 | Elect Director Victor Sellier | Management | For | Withhold |
| 1.6 | Elect Director Lloyd A. Semple | Management | For | For |
| 1.7 | Elect Director Bonnie K. Wachtel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE FEMALE HEALTH COMPANY
MEETING DATE: MAR 20, 2014 | TICKER: FHCO SECURITY ID: 314462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bethune | Management | For | Withhold |
| 1.2 | Elect Director Stephen M. Dearholt | Management | For | Withhold |
| 1.3 | Elect Director Donna Felch | Management | For | For |
| 1.4 | Elect Director Mary Margaret Frank | Management | For | Withhold |
| 1.5 | Elect Director William R. Gargiulo, Jr. | Management | For | For |
| 1.6 | Elect Director Karen King | Management | For | For |
| 1.7 | Elect Director Andrew S. Love | Management | For | Withhold |
| 1.8 | Elect Director O.B. Parrish | Management | For | For |
| 1.9 | Elect Director Richard E. Wenninger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE FINISH LINE, INC.
MEETING DATE: JUL 18, 2013 | TICKER: FINL SECURITY ID: 317923100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Goldsmith | Management | For | For |
| 1.2 | Elect Director Catherine A. Langham | Management | For | For |
| 1.3 | Elect Director Norman H. Gurwitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE FIRST BANCORP, INC.
MEETING DATE: APR 24, 2014 | TICKER: FNLC SECURITY ID: 31866P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine M. Boyd | Management | For | For |
| 1.2 | Elect Director Daniel R. Daigneault | Management | For | For |
| 1.3 | Elect Director Robert B. Gregory | Management | For | For |
| 1.4 | Elect Director Tony C. McKim | Management | For | For |
| 1.5 | Elect Director Carl S. Poole, Jr. | Management | For | For |
| 1.6 | Elect Director Mark N. Rosborough | Management | For | For |
| 1.7 | Elect Director Cornelius J. Russell | Management | For | For |
| 1.8 | Elect Director Stuart G. Smith | Management | For | For |
| 1.9 | Elect Director David B. Soule, Jr. | Management | For | For |
| 1.10 | Elect Director Bruce B. Tindal | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE FIRST OF LONG ISLAND CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: FLIC SECURITY ID: 320734106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen E. Busching | Management | For | For |
| 1.2 | Elect Director Paul T. Canarick | Management | For | For |
| 1.3 | Elect Director Alexander L. Cover | Management | For | For |
| 1.4 | Elect Director J. Douglas Maxwell, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen V. Murphy | Management | For | For |
| 1.6 | Elect Director Eric J. Tveter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
THE FRESH MARKET, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TFM SECURITY ID: 35804H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig Carlock | Management | For | For |
| 1.2 | Elect Director Richard Noll | Management | For | For |
| 1.3 | Elect Director Michael Tucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 14, 2014 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HACKETT GROUP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: HCKT SECURITY ID: 404609109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Harris | Management | For | For |
| 1.2 | Elect Director Edwin A. Huston | Management | For | For |
| 2 | Amend Omnibus Stock Plan - WITHDRAWN | Management | None | None |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2013 | TICKER: HAIN SECURITY ID: 405217100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Jack Futterman | Management | For | For |
| 1.4 | Elect Director Marina Hahn | Management | For | For |
| 1.5 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.6 | Elect Director Roger Meltzer | Management | For | Withhold |
| 1.7 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE KEYW HOLDING CORPORATION
MEETING DATE: AUG 13, 2013 | TICKER: KEYW SECURITY ID: 493723100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah Bonanni | Management | For | For |
| 1.2 | Elect Director Bill Campbell | Management | For | For |
| 1.3 | Elect Director Pierre Chao | Management | For | For |
| 1.4 | Elect Director John Hannon | Management | For | For |
| 1.5 | Elect Director Ken Minihan | Management | For | For |
| 1.6 | Elect Director Art Money | Management | For | For |
| 1.7 | Elect Director Len Moodispaw | Management | For | Withhold |
| 1.8 | Elect Director Caroline Pisano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MADISON SQUARE GARDEN COMPANY
MEETING DATE: NOV 21, 2013 | TICKER: MSG SECURITY ID: 55826P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Parsons | Management | For | For |
| 1.2 | Elect Director Alan D. Schwartz | Management | For | For |
| 1.3 | Elect Director Vincent Tese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MEDICINES COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: MDCO SECURITY ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Clive A. Meanwell | Management | For | For |
| 1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE MIDDLEBY CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: MIDD SECURITY ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selim A. Bassoul | Management | For | For |
| 1.2 | Elect Director Sarah Palisi Chapin | Management | For | For |
| 1.3 | Elect Director Robert B. Lamb | Management | For | For |
| 1.4 | Elect Director John R. Miller, III | Management | For | For |
| 1.5 | Elect Director Gordon O'Brien | Management | For | For |
| 1.6 | Elect Director Philip G. Putnam | Management | For | For |
| 1.7 | Elect Director Sabin C. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE NASDAQ OMX GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: NDAQ SECURITY ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene T. Begley | Management | For | For |
| 1b | Elect Director Steven D. Black | Management | For | For |
| 1c | Elect Director Borje E. Ekholm | Management | For | For |
| 1d | Elect Director Robert Greifeld | Management | For | For |
| 1e | Elect Director Glenn H. Hutchins | Management | For | For |
| 1f | Elect Director Essa Kazim | Management | For | For |
| 1g | Elect Director John D. Markese | Management | For | For |
| 1h | Elect Director Ellyn A. McColgan | Management | For | For |
| 1i | Elect Director Thomas F. O Neill | Management | For | For |
| 1j | Elect Director Michael R. Splinter | Management | For | For |
| 1k | Elect Director Lars R. Wedenborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Charter to Remove Certain Provisions | Management | For | For |
| |
|---|
THE NAVIGATORS GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NAVG SECURITY ID: 638904102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saul L. Basch | Management | For | For |
| 1.2 | Elect Director H. J. Mervyn Blakeney | Management | For | For |
| 1.3 | Elect Director Terence N. Deeks | Management | For | For |
| 1.4 | Elect Director Stanley A. Galanski | Management | For | For |
| 1.5 | Elect Director Geoffrey E. Johnson | Management | For | For |
| 1.6 | Elect Director John F. Kirby | Management | For | For |
| 1.7 | Elect Director Robert V. Mendelsohn | Management | For | For |
| 1.8 | Elect Director David M. Platter | Management | For | For |
| 1.9 | Elect Director Janice C. Tomlinson | Management | For | For |
| 1.10 | Elect Director Marc M. Tract | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE PANTRY, INC.
MEETING DATE: MAR 13, 2014 | TICKER: PTRY SECURITY ID: 698657103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert F. Bernstock | Management | For | Did Not Vote |
| 1.2 | Elect Director Thomas W. Dickson | Management | For | Did Not Vote |
| 1.3 | Elect Director Wilfred A. Finnegan | Management | For | Did Not Vote |
| 1.4 | Elect Director Kathleen Guion | Management | For | Did Not Vote |
| 1.5 | Elect Director Dennis G. Hatchell | Management | For | Did Not Vote |
| 1.6 | Elect Director Edwin J. Holman | Management | For | Did Not Vote |
| 1.7 | Elect Director Terry L. McElroy | Management | For | Did Not Vote |
| 1.8 | Elect Director Mark D. Miles | Management | For | Did Not Vote |
| 1.9 | Elect Director Thomas M. Murnane | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Directors Todd E. Diener | Shareholder | For | For |
| 1.2 | Elect Directors James C. Pappas | Shareholder | For | For |
| 1.3 | Elect Directors Joshua E. Schechter | Shareholder | For | Withhold |
| 1.4 | Management Nominee - Thomas W. Dickson | Shareholder | For | For |
| 1.5 | Management Nominee - Wilfred A. Finnegan | Shareholder | For | For |
| 1.6 | Management Nominee - Kathleen Guion | Shareholder | For | For |
| 1.7 | Management Nominee - Dennis G. Hatchell | Shareholder | For | For |
| 1.8 | Management Nominee - Terry L. McElroy | Shareholder | For | For |
| 1.9 | Management Nominee - Mark D. Miles | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 3 | Ratify Auditors | Management | None | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | None | Abstain |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: SPNC SECURITY ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: ULTI SECURITY ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director LeRoy A. Vander Putten | Management | For | For |
| 1.2 | Elect Director Robert A. Yanover | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WENDY'S COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: WEN SECURITY ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Peltz | Management | For | For |
| 1.2 | Elect Director Peter W. May | Management | For | For |
| 1.3 | Elect Director Emil J. Brolick | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Janet Hill | Management | For | For |
| 1.6 | Elect Director Joseph A. Levato | Management | For | For |
| 1.7 | Elect Director J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Director Peter H. Rothschild | Management | For | For |
| 1.9 | Elect Director David E. Schwab, II | Management | For | For |
| 1.10 | Elect Director Jack G. Wasserman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE WET SEAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WTSL SECURITY ID: 961840105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynda J. Davey | Management | For | For |
| 1.2 | Elect Director John D. Goodman | Management | For | For |
| 1.3 | Elect Director Nancy Lublin | Management | For | For |
| 1.4 | Elect Director John S. Mills | Management | For | For |
| 1.5 | Elect Director Kenneth M. Reiss | Management | For | For |
| 1.6 | Elect Director Adam L. Rothstein | Management | For | For |
| 1.7 | Elect Director Deena Varshavskaya | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE YORK WATER COMPANY
MEETING DATE: MAY 05, 2014 | TICKER: YORW SECURITY ID: 987184108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Newcomer | Management | For | For |
| 1.2 | Elect Director Ernest J. Waters | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
THE9 LIMITED
MEETING DATE: OCT 28, 2013 | TICKER: NCTY SECURITY ID: 88337K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Jun ZHU as Director of the Company | Management | For | Against |
| 2 | Approve Re-election of Cheung Kin AU-YEUNG as Director of the Company | Management | For | Against |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THERMOGENESIS CORP.
MEETING DATE: FEB 13, 2014 | TICKER: KOOL SECURITY ID: 883623308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
THESTREET, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TST SECURITY ID: 88368Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah Fay | Management | For | Withhold |
| 1.2 | Elect Director Vivek Shah | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THORATEC CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: THOR SECURITY ID: 885175307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.3 | Elect Director J. Daniel Cole | Management | For | For |
| 1.4 | Elect Director Steven H. Collis | Management | For | For |
| 1.5 | Elect Director D. Keith Grossman | Management | For | For |
| 1.6 | Elect Director William A. Hawkins, III | Management | For | For |
| 1.7 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.8 | Elect Director Martha H. Marsh | Management | For | For |
| 1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
| 2 | Amend Director Liability and Indemnification | Management | For | For |
| 3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: THLD SECURITY ID: 885807206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
TIBCO SOFTWARE INC.
MEETING DATE: APR 03, 2014 | TICKER: TIBX SECURITY ID: 88632Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Peter J. Job | Management | For | For |
| 1.5 | Elect Director David J. West | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TIGERLOGIC CORPORATION
MEETING DATE: FEB 27, 2014 | TICKER: TIGR SECURITY ID: 8867EQ101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald F. Chew | Management | For | For |
| 1.2 | Elect Director Nancy M. Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TILE SHOP HOLDINGS, INC.
MEETING DATE: JUL 23, 2013 | TICKER: TTS SECURITY ID: 88677Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Jacullo III | Management | For | For |
| 1.2 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TITAN MACHINERY INC.
MEETING DATE: MAY 29, 2014 | TICKER: TITN SECURITY ID: 88830R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Christianson | Management | For | For |
| 1.2 | Elect Director James Irwin | Management | For | For |
| 1.3 | Elect Director Theodore Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIVO INC.
MEETING DATE: JUL 31, 2013 | TICKER: TIVO SECURITY ID: 888706108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Cella | Management | For | Against |
| 1.2 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TONIX PHARMACEUTICALS HOLDING CORP.
MEETING DATE: JUN 09, 2014 | TICKER: TNXP SECURITY ID: 890260201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Lederman | Management | For | For |
| 1.2 | Elect Director Stuart Davidson | Management | For | For |
| 1.3 | Elect Director Patrick Grace | Management | For | For |
| 1.4 | Elect Director Donald W. Landry | Management | For | For |
| 1.5 | Elect Director Ernest Mario | Management | For | For |
| 1.6 | Elect Director Charles E. Mather, IV | Management | For | For |
| 1.7 | Elect Director John Rhodes | Management | For | For |
| 1.8 | Elect Director Samuel Saks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TOP SHIPS INC.
MEETING DATE: SEP 25, 2013 | TICKER: TOPS SECURITY ID: Y8897Y123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Vangelis G. Ikonomou as Director | Management | For | Withhold |
| 1.2 | Elect Alexandros Tsirikos as Director | Management | For | Withhold |
| 2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| 3 | Approve Sale of Company Assets | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TORNIER N.V.
MEETING DATE: JUN 26, 2014 | TICKER: TRNX SECURITY ID: N87237108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alain Tornier | Management | For | For |
| 1b | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP Accountants as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors for Dutch Statutory Accounts | Management | For | For |
| 5 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Authorize Preparation of Dutch Statutory Annual Accounts and Annual Report In English language | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Management to Issue Shares | Management | For | For |
| 10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: SEP 03, 2013 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Employment Terms of Russell Ellwanger, CEO | Management | For | For |
| 3 | Grant Russell Ellwanger Options to Purchase Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: JAN 09, 2014 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Grant Options to Amir Elstein, Chairman of the Board | Management | For | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: JUN 29, 2014 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Amir Elstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Kalman Kaufman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Dana Gross as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Rami Guzman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Sagi Kabla as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Amir Elstein as Chairman | Management | For | For |
| 3 | Reappoint Brightman Almagor & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Reelect Alex Kornhauser as External Director for a Three Year Term | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
TOWERSTREAM CORPORATION
MEETING DATE: NOV 01, 2013 | TICKER: TWER SECURITY ID: 892000100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOWN SPORTS INTERNATIONAL HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CLUB SECURITY ID: 89214A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Giardina | Management | For | For |
| 1.2 | Elect Director Paul N. Arnold | Management | For | For |
| 1.3 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.4 | Elect Director J. Rice Edmonds | Management | For | For |
| 1.5 | Elect Director John H. Flood, III | Management | For | For |
| 1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.7 | Elect Director Kevin McCall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWNEBANK
MEETING DATE: MAY 21, 2014 | TICKER: TOWN SECURITY ID: 89214P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas D. Ellis | Management | For | For |
| 1.2 | Elect Director John W. Failes | Management | For | For |
| 1.3 | Elect Director William I. Foster, III | Management | For | For |
| 1.4 | Elect Director Stephanie J. Marioneaux | Management | For | For |
| 1.5 | Elect Director Juan M. Montero, II | Management | For | For |
| 1.6 | Elect Director Thomas K. Norment, Jr. | Management | For | For |
| 1.7 | Elect Director Alan S. Witt | Management | For | For |
| 2 | Ratify the Appointment of Members to the Respective Boards of Directors of the TowneBanking Groups and Towne Financial Services Insurance/Investment and Towne Financial Services Real Estate | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRADE STREET RESIDENTIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: TSRE SECURITY ID: 89255N203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph C. Coley | Management | For | For |
| 1.2 | Elect Director Evan Gartenlaub | Management | For | For |
| 1.3 | Elect Director Mack D. Pridgen, III | Management | For | For |
| 1.4 | Elect Director Michael Simanovsky | Management | For | For |
| 1.5 | Elect Director Adam Sklar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRANS WORLD ENTERTAINMENT CORPORATION
MEETING DATE: JUL 02, 2013 | TICKER: TWMC SECURITY ID: 89336Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Higgins | Management | For | For |
| 1.2 | Elect Director Issac Kaufman | Management | For | For |
| 1.3 | Elect Director Robert Marks | Management | For | For |
| 1.4 | Elect Director Joseph Morone | Management | For | For |
| 1.5 | Elect Director Michael Nahl | Management | For | For |
| 1.6 | Elect Director Michael Solow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TRANSACT TECHNOLOGIES INCORPORATED
MEETING DATE: MAY 15, 2014 | TICKER: TACT SECURITY ID: 892918103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Schwarz | Management | For | For |
| 1.2 | Elect Director Bart C. Shuldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
TRANSCEPT PHARMACEUTICALS, INC.
MEETING DATE: DEC 19, 2013 | TICKER: TSPT SECURITY ID: 89354M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Eliminatation of the Tax Benefit Preservation Plan | Shareholder | Against | Against |
| 2 | Remove Existing Director Christopher B. Ehrlich | Shareholder | Against | Against |
| 3 | Remove Existing Director Glenn A. Oclassen | Shareholder | Against | Against |
| 4 | Remove Existing Director Jake R. Nunn | Shareholder | Against | Against |
| 5 | Remove Existing Director G. Kirk Raab | Shareholder | Against | Against |
| 6 | Remove Any Other Person Elected to the Board After October 2, 2013 and Prior to the Special Meeting to Become a Member of the Board at Any Future Time or Upon Any Event | Shareholder | Against | Against |
| |
|---|
TRANSGLOBE ENERGY CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: TGL SECURITY ID: 893662106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Ross G. Clarkson | Management | For | For |
| 2.2 | Elect Director Lloyd W. Herrick | Management | For | For |
| 2.3 | Elect Director Robert G. Jennings | Management | For | For |
| 2.4 | Elect Director Geoffrey C. Chase | Management | For | For |
| 2.5 | Elect Director Fred J. Dyment | Management | For | For |
| 2.6 | Elect Director Susan M. MacKenzie | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | Against |
| 5 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRANSITION THERAPEUTICS INC.
MEETING DATE: DEC 13, 2013 | TICKER: TTH SECURITY ID: 893716209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Ashton | Management | For | For |
| 1.2 | Elect Director Paul Baehr | Management | For | For |
| 1.3 | Elect Director Tony Cruz | Management | For | For |
| 1.4 | Elect Director Christopher M. Henley | Management | For | For |
| 1.5 | Elect Director Gary W. Pace | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
TRAVELZOO INC.
MEETING DATE: SEP 12, 2013 | TICKER: TZOO SECURITY ID: 89421Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split Followed by Forward Stock Split | Management | For | For |
| 2.1 | Elect Director Holger Bartel | Management | For | For |
| 2.2 | Elect Director Ralph Bartel | Management | For | For |
| 2.3 | Elect Director David J. Ehrlich | Management | For | For |
| 2.4 | Elect Director Donovan Neale-May | Management | For | For |
| 2.5 | Elect Director Mary Reilly | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
TRAVELZOO INC.
MEETING DATE: MAY 09, 2014 | TICKER: TZOO SECURITY ID: 89421Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holger Bartel | Management | For | For |
| 1.2 | Elect Director Ralph Bartel | Management | For | For |
| 1.3 | Elect Director Michael Karg | Management | For | For |
| 1.4 | Elect Director Donovan Neale-May | Management | For | For |
| 1.5 | Elect Director Mary Reilly | Management | For | For |
| 2 | Approve Stock Option Plan Grants to Christopher Loughlin | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TREE.COM, INC.
MEETING DATE: JUN 11, 2014 | TICKER: TREE SECURITY ID: 894675107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neal Dermer | Management | For | For |
| 1.2 | Elect Director Peter Horan | Management | For | For |
| 1.3 | Elect Director W. Mac Lackey | Management | For | For |
| 1.4 | Elect Director Douglas Lebda | Management | For | For |
| 1.5 | Elect Director Joseph Levin | Management | For | For |
| 1.6 | Elect Director Steven Ozonian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TREVENA, INC.
MEETING DATE: MAY 14, 2014 | TICKER: TRVN SECURITY ID: 89532E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Farah Champsi | Management | For | For |
| 1.2 | Elect Director Terrance G. McGuire | Management | For | For |
| 1.3 | Elect Director Christopher K. Mirabelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Eugene A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY BIOTECH PLC
MEETING DATE: JUN 06, 2014 | TICKER: TRIB SECURITY ID: 896438306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Peter Coyne as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
| |
|---|
TRIPADVISOR, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TRIP SECURITY ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
| 1.5 | Elect Director Jeremy Philips | Management | For | For |
| 1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.7 | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
TRISTATE CAPITAL HOLDINGS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TSC SECURITY ID: 89678F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Getz | Management | For | For |
| 1.2 | Elect Director Richard B. Seidel | Management | For | For |
| 1.3 | Elect Director Richard A. Zappala | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TROVAGENE, INC.
MEETING DATE: JUL 18, 2013 | TICKER: TROV SECURITY ID: 897238309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Classify the Board of Directors | Management | For | Against |
| 2.1 | Elect Director Gabriele M. Cerrone | Management | For | For |
| 2.2 | Elect Director Gary S. Jacob | Management | For | Withhold |
| 2.3 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 2.4 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 2.5 | Elect Director Antonius Schuh | Management | For | For |
| 2.6 | Elect Director Stanley Tennant | Management | For | For |
| 2.7 | Elect Director Christopher McGuigan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | For | Against |
| |
|---|
TRUE RELIGION APPAREL, INC.
MEETING DATE: JUL 29, 2013 | TICKER: TRLG SECURITY ID: 89784N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
TRUNKBOW INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: DEC 18, 2013 | TICKER: TBOW SECURITY ID: 89818A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director WanChun Hou | Management | For | For |
| 1.2 | Elect Director Qiang Li | Management | For | For |
| 1.3 | Elect Director Jihong Bao | Management | For | For |
| 1.4 | Elect Director Xin Wang | Management | For | For |
| 1.5 | Elect Director Regis Kwong | Management | For | For |
| 1.6 | Elect Director Kokhui Tan | Management | For | For |
| 1.7 | Elect Director Iris Geng | Management | For | For |
| 1.8 | Elect Director Tingjie Lv | Management | For | For |
| 1.9 | Elect Director Zhaoxing Huang | Management | For | For |
| 1.10 | Elect Director Dong Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TRUNKBOW INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: APR 14, 2014 | TICKER: TBOW SECURITY ID: 89818A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
TRUSTCO BANK CORP NY
MEETING DATE: MAY 22, 2014 | TICKER: TRST SECURITY ID: 898349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Marinello | Management | For | For |
| 1.2 | Elect Director William D. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRUSTMARK CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: TRMK SECURITY ID: 898402102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Director Toni D. Cooley | Management | For | For |
| 1.3 | Elect Director Daniel A. Grafton | Management | For | For |
| 1.4 | Elect Director Gerard R. Host | Management | For | For |
| 1.5 | Elect Director David H. Hoster, II | Management | For | For |
| 1.6 | Elect Director John M. McCullouch | Management | For | For |
| 1.7 | Elect Director Richard H. Puckett | Management | For | For |
| 1.8 | Elect Director R. Michael Summerford | Management | For | For |
| 1.9 | Elect Director LeRoy G. Walker, Jr. | Management | For | For |
| 1.10 | Elect Director William G. Yates, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: APR 23, 2014 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TUESDAY MORNING CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: TUES SECURITY ID: 899035505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Becker | Management | For | For |
| 1.2 | Elect Director Terry Burman | Management | For | For |
| 1.3 | Elect Director William Montalto | Management | For | Withhold |
| 1.4 | Elect Director Richard S. Willis | Management | For | For |
| 1.5 | Elect Director R. Michael Rouleau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Spencer B. Hays | Management | For | For |
| 1.4 | Elect Director Larissa L. Herda | Management | For | For |
| 1.5 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.6 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
MEETING DATE: OCT 18, 2013 | TICKER: FOX SECURITY ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | Against |
| 1b | Elect Director Delphine Arnault | Management | For | For |
| 1c | Elect Director James W. Breyer | Management | For | Against |
| 1d | Elect Director Chase Carey | Management | For | Against |
| 1e | Elect Director David F. DeVoe | Management | For | Against |
| 1f | Elect Director Viet Dinh | Management | For | Against |
| 1g | Elect Director Roderick I. Eddington | Management | For | Against |
| 1h | Elect Director James R. Murdoch | Management | For | Against |
| 1i | Elect Director Lachlan K. Murdoch | Management | For | Against |
| 1j | Elect Director Jacques Nasser | Management | For | For |
| 1k | Elect Director Robert S. Silberman | Management | For | For |
| 1l | Elect Director Alvaro Uribe | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
MEETING DATE: MAR 21, 2014 | TICKER: FOX SECURITY ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of Shares from Stock Exchange | Management | For | Against |
| 2 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
TWIN DISC, INCORPORATED
MEETING DATE: OCT 18, 2013 | TICKER: TWIN SECURITY ID: 901476101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Batten | Management | For | For |
| 1.2 | Elect Director Harold M. Stratton, II | Management | For | For |
| 1.3 | Elect Director Michael C. Smiley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
U.S. AUTO PARTS NETWORK, INC.
MEETING DATE: JUL 09, 2013 | TICKER: PRTS SECURITY ID: 90343C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shane Evangelist | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Repricing of Options | Management | For | Against |
| |
|---|
U.S. AUTO PARTS NETWORK, INC.
MEETING DATE: MAY 20, 2014 | TICKER: PRTS SECURITY ID: 90343C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua L. Berman | Management | For | For |
| 1.2 | Elect Director Sol Khazani | Management | For | For |
| 1.3 | Elect Director Robert J. Majteles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Appointment of Director Barbara Palmer | Management | For | For |
| 5 | Ratify Appointment of Director Bradley E. Wilson | Management | For | For |
| |
|---|
U.S. CONCRETE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: USCR SECURITY ID: 90333L201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene I. Davis | Management | For | For |
| 1.2 | Elect Director William J. Sandbrook | Management | For | For |
| 1.3 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.4 | Elect Director Michael D. Lundin | Management | For | For |
| 1.5 | Elect Director Robert M. Rayner | Management | For | For |
| 1.6 | Elect Director Colin M. Sutherland | Management | For | For |
| 1.7 | Elect Director Theodore P. Rossi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. ENERGY CORP.
MEETING DATE: JUN 20, 2014 | TICKER: USEG SECURITY ID: 911805109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry W. Danni | Management | For | For |
| 1.2 | Elect Director Leo A. Heath | Management | For | For |
| 1.3 | Elect Director James B. Fraser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBIQUITI NETWORKS, INC.
MEETING DATE: DEC 13, 2013 | TICKER: UBNT SECURITY ID: 90347A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UFP TECHNOLOGIES, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UFPT SECURITY ID: 902673102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Stevenson | Management | For | For |
| 1.2 | Elect Director Robert W. Pierce, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Dennis K. Eck | Management | For | For |
| 1.3 | Elect Director Charles J. Philippin | Management | For | For |
| 1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRA CLEAN HOLDINGS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UCTT SECURITY ID: 90385V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence L. Granger | Management | For | For |
| 1.2 | Elect Director Susan H. Billat | Management | For | For |
| 1.3 | Elect Director John Chenault | Management | For | For |
| 1.4 | Elect Director David T. ibnAle | Management | For | For |
| 1.5 | Elect Director Leonid Mezhvinsky | Management | For | For |
| 1.6 | Elect Director Emily Maddox Liggett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRALIFE CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: ULBI SECURITY ID: 903899102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Anderson | Management | For | For |
| 1.2 | Elect Director Michael D. Popielec | Management | For | For |
| 1.3 | Elect Director Thomas L. Saeli | Management | For | For |
| 1.4 | Elect Director Robert W. Shaw, II | Management | For | For |
| 1.5 | Elect Director Ranjit C. Singh | Management | For | For |
| 1.6 | Elect Director Bradford T. Whitmore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ULTRAPETROL (BAHAMAS) LIMITED
MEETING DATE: NOV 29, 2013 | TICKER: ULTR SECURITY ID: P94398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2.1 | Elect Eduardo Ojea Quintana as Director | Management | For | For |
| 2.2 | Elect Horacio Reyser as Director | Management | For | Against |
| 2.3 | Elect Felipe Menendez Ross as Director | Management | For | Against |
| 2.4 | Elect Ricardo Menendez Ross as Director | Management | For | Against |
| 2.5 | Elect Gonzalo Alende Serra as Director | Management | For | Against |
| 2.6 | Elect Fernando Barros Tocornal as Director | Management | For | For |
| 2.7 | Elect George Wood as Director | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions and Approve Indemnification of Directors, Officers and Employees of the Company | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ULTRATECH, INC.
MEETING DATE: JUL 16, 2013 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
| 1.2 | Elect Director Michael Child | Management | For | For |
| 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.4 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.5 | Elect Director Dennis R. Raney | Management | For | For |
| 1.6 | Elect Director Henri Richard | Management | For | For |
| 1.7 | Elect Director Rick Timmins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.7 | Elect Director Greg M. Graves | Management | For | For |
| 1.8 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.9 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.12 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.13 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.14 | Elect Director Thomas J. Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.3 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.4 | Elect Director James S. Greene | Management | For | For |
| 1.5 | Elect Director Luis F. Machuca | Management | For | For |
| 1.6 | Elect Director Laureen E. Seeger | Management | For | For |
| 1.7 | Elect Director Dudley R. Slater | Management | For | For |
| 1.8 | Elect Director Susan F. Stevens | Management | For | For |
| 1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.10 | Elect Director Bryan L. Timm | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNILIFE CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: UNIS SECURITY ID: 90478E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratification of Issuance and Sale of Common Stock | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
UNILIFE CORPORATION
MEETING DATE: NOV 21, 2013 | TICKER: UNIS SECURITY ID: 90478E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Slavko James Joseph Bosnjak | Management | For | For |
| 1.2 | Elect Director Jeff Carter | Management | For | For |
| 1.3 | Elect Director William Galle | Management | For | For |
| 1.4 | Elect Director John Lund | Management | For | For |
| 1.5 | Elect Director Mary Katherine Wold | Management | For | For |
| 1.6 | Elect Director Alan D. Shortall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Grant to Slavko James Joseph Bosnjak | Management | For | For |
| 5 | Approve Stock Grant to Jeff Carter | Management | For | For |
| 6 | Approve Stock Grant to William Galle | Management | For | For |
| 7 | Approve Stock Grant to John Lund | Management | For | For |
| 8 | Approve Stock Grant to Mary Katherine Wold | Management | For | For |
| 9 | Approve Special Stock Grant to William Galle | Management | For | For |
| 10 | Ratification of Issuance and Sale of Common Stock | Management | For | For |
| |
|---|
UNION BANKSHARES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UNB SECURITY ID: 905400107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia D. Borck | Management | For | For |
| 1.2 | Elect Director Steven J. Bourgeois | Management | For | For |
| 1.3 | Elect Director Kenneth D. Gibbons | Management | For | Withhold |
| 1.4 | Elect Director John M. Goodrich | Management | For | For |
| 1.5 | Elect Director Timothy W. Sargent | Management | For | For |
| 1.6 | Elect Director David S. Silverman | Management | For | Withhold |
| 1.7 | Elect Director John H. Steel | Management | For | For |
| 1.8 | Elect Director Schuyler W. Sweet | Management | For | For |
| 1.9 | Elect Director Cornelius J. Van Dyke | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNION FIRST MARKET BANKSHARES CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: UBSH SECURITY ID: 90662P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNION FIRST MARKET BANKSHARES CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UBSH SECURITY ID: 90662P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverley E. Dalton | Management | For | For |
| 1.2 | Elect Director Thomas P. Rohman | Management | For | For |
| 1.3 | Elect Director Charles W. Steger | Management | For | For |
| 1.4 | Elect Director Keith L. Wampler | Management | For | For |
| 2.5 | Elect Director Glen C. Combs | Management | For | For |
| 2.6 | Elect Director Jan S. Hoover | Management | For | For |
| 3.7 | Elect Director G. William Beale | Management | For | For |
| 3.8 | Elect Director Gregory L. Fisher | Management | For | For |
| 3.9 | Elect Director Patrick J. McCann | Management | For | For |
| 3.10 | Elect Director Alan W. Myers | Management | For | For |
| 3.11 | Elect Director Linda V. Schreiner | Management | For | For |
| 3.12 | Director Raymond D. Smoot, Jr. | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: OCT 21, 2013 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Adams | Management | For | For |
| 1.2 | Elect Director Robert G. Astorg | Management | For | For |
| 1.3 | Elect Director W. Gaston Caperton, III | Management | For | For |
| 1.4 | Elect Director Peter A. Converse | Management | For | For |
| 1.5 | Elect Director Lawrence K. Doll | Management | For | For |
| 1.6 | Elect Director W. Douglas Fisher | Management | For | For |
| 1.7 | Elect Director Theodore J. Georgelas | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director John M. McMahon | Management | For | For |
| 1.10 | Elect Director J. Paul McNamara | Management | For | For |
| 1.11 | Elect Director Mark R. Nesselroad | Management | For | For |
| 1.12 | Elect Director William C. Pitt, III | Management | For | For |
| 1.13 | Elect Director Mary K. Weddle | Management | For | For |
| 1.14 | Elect Director Gary G. White | Management | For | For |
| 1.15 | Elect Director P. Clinton Winter, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED COMMUNITY BANKS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: UCBI SECURITY ID: 90984P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. C. Nelson, Jr. | Management | For | For |
| 1.2 | Elect Director Jimmy C. Tallent | Management | For | For |
| 1.3 | Elect Director Robert H. Blalock | Management | For | For |
| 1.4 | Elect Director Clifford V. Brokaw | Management | For | For |
| 1.5 | Elect Director L. Cathy Cox | Management | For | For |
| 1.6 | Elect Director Steven J. Goldstein | Management | For | For |
| 1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.8 | Elect Director Tim R. Wallis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE: AUG 27, 2013 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Bevack | Management | For | For |
| 1.2 | Elect Director Scott N. Crewson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE:�� MAY 27, 2014 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Schiraldi | Management | For | For |
| 1.2 | Elect Director Gary M. Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED FINANCIAL BANCORP, INC.
MEETING DATE: APR 08, 2014 | TICKER: UBNK SECURITY ID: 91030T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
UNITED FIRE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UFCS SECURITY ID: 910340108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Carlton | Management | For | For |
| 1.2 | Elect Director Douglas M. Hultquist | Management | For | For |
| 1.3 | Elect Director Casey D. Mahon | Management | For | For |
| 1.4 | Elect Director Randy A. Ramlo | Management | For | For |
| 1.5 | Elect Director Susan E. Voss | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED INSURANCE HOLDINGS CORP.
MEETING DATE: MAY 07, 2014 | TICKER: UIHC SECURITY ID: 910710102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alec L. Poitevint, II | Management | For | For |
| 1.2 | Elect Director Kern M. Davis | Management | For | For |
| 1.3 | Elect Director William H. Hood, III | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 18, 2013 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail A. Graham | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board of Directors | Management | For | For |
| 5 | Amend Bylaws to Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
UNITED ONLINE, INC.
MEETING DATE: SEP 05, 2013 | TICKER: UNTD SECURITY ID: 911268100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
UNITED ONLINE, INC.
MEETING DATE: JUN 12, 2014 | TICKER: UNTD SECURITY ID: 911268209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis Lobo | Management | For | For |
| 1b | Elect Director Howard G. Phanstiel | Management | For | For |
| 1c | Elect Director Carol A. Scott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED SECURITY BANCSHARES
MEETING DATE: MAY 21, 2014 | TICKER: UBFO SECURITY ID: 911460103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Bitter | Management | For | For |
| 1.2 | Elect Director Stanley J. Cavalla | Management | For | For |
| 1.3 | Elect Director Tom Ellithorpe | Management | For | For |
| 1.4 | Elect Director Ronnie D. Miller | Management | For | For |
| 1.5 | Elect Director Robert M. Mochizuki | Management | For | For |
| 1.6 | Elect Director Kenneth D. Newby | Management | For | For |
| 1.7 | Elect Director Walter Reinhard | Management | For | For |
| 1.8 | Elect Director John Terzian | Management | For | For |
| 1.9 | Elect Director Dennis R. Woods | Management | For | For |
| 1.10 | Elect Director Michael T. Woolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED SECURITY BANCSHARES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: USBI SECURITY ID: 911459105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew C. Bearden, Jr. | Management | For | For |
| 1.2 | Elect Director Linda H. Breedlove | Management | For | For |
| 1.3 | Elect Director Gerald P. Corgill | Management | For | For |
| 1.4 | Elect Director John C. Gordon | Management | For | For |
| 1.5 | Elect Director William G. Harrison | Management | For | For |
| 1.6 | Elect Director James F. House | Management | For | For |
| 1.7 | Elect Director J. Lee McPhearson | Management | For | For |
| 1.8 | Elect Director Jack W. Meigs | Management | For | For |
| 1.9 | Elect Director A. J. Strickland, III | Management | For | For |
| 1.10 | Elect Director Howard M. Whitted | Management | For | For |
| 1.11 | Elect Director Bruce N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED STATES LIME & MINERALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: USLM SECURITY ID: 911922102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy W. Byrne | Management | For | For |
| 1.2 | Elect Director Richard W. Cardin | Management | For | For |
| 1.3 | Elect Director Antoine M. Doumet | Management | For | Withhold |
| 1.4 | Elect Director Billy R. Hughes | Management | For | For |
| 1.5 | Elect Director Edward A. Odishaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED-GUARDIAN, INC.
MEETING DATE: MAY 14, 2014 | TICKER: UG SECURITY ID: 910571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Rubinger | Management | For | Withhold |
| 1.2 | Elect Director Kenneth H. Globus | Management | For | Withhold |
| 1.3 | Elect Director Lawrence F. Maietta | Management | For | Withhold |
| 1.4 | Elect Director Arthur M. Dresner | Management | For | For |
| 1.5 | Elect Director Andrew A. Boccone | Management | For | For |
| 1.6 | Elect Director C.W. Nolan, Sr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEK GLOBAL SERVICES, INC.
MEETING DATE: DEC 05, 2013 | TICKER: UNTK SECURITY ID: 91324T302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Stott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL BUSINESS PAYMENT SOLUTIONS ACQUISITION CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: UBPS SECURITY ID: 913384103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Braddock | Management | For | For |
| 1.2 | Elect Director Frederick S. Hammer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven V. Abramson | Management | For | Against |
| 1b | Elect Director Leonard Becker | Management | For | For |
| 1c | Elect Director Richard C. Elias | Management | For | For |
| 1d | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1e | Elect Director C. Keith Hartley | Management | For | For |
| 1f | Elect Director Lawrence Lacerte | Management | For | For |
| 1g | Elect Director Sidney D. Rosenblatt | Management | For | Against |
| 1h | Elect Director Sherwin I. Seligsohn | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 12, 2014 | TICKER: UEIC SECURITY ID: 913483103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Arling | Management | For | For |
| 1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
| 1.3 | Elect Director William C. Mulligan | Management | For | For |
| 1.4 | Elect Director J.C. Sparkman | Management | For | For |
| 1.5 | Elect Director Gregory P. Stapleton | Management | For | For |
| 1.6 | Elect Director Carl E. Vogel | Management | For | For |
| 1.7 | Elect Director Edward K. Zinser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 16, 2014 | TICKER: UFPI SECURITY ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary F. Goode | Management | For | For |
| 1.2 | Elect Director Mark A. Murray | Management | For | For |
| 1.3 | Elect Director Mary E. Tuuk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: USAP SECURITY ID: 913837100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher L. Ayers | Management | For | For |
| 1.2 | Elect Director Douglas M. Dunn | Management | For | For |
| 1.3 | Elect Director M. David Kornblatt | Management | For | For |
| 1.4 | Elect Director Dennis M. Oates | Management | For | For |
| 1.5 | Elect Director Udi Toledano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL TRUCKLOAD SERVICES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: UACL SECURITY ID: 91388P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald B. Cochran | Management | For | Withhold |
| 1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.4 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.6 | Elect Director Daniel J. Deane | Management | For | For |
| 1.7 | Elect Director Michael A. Regan | Management | For | For |
| 1.8 | Elect Director Daniel C. Sullivan | Management | For | Withhold |
| 1.9 | Elect Director Richard P. Urban | Management | For | For |
| 1.10 | Elect Director Ted B. Wahby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
UNIVEST CORPORATION OF PENNSYLVANIA
MEETING DATE: APR 15, 2014 | TICKER: UVSP SECURITY ID: 915271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Clemens | Management | For | For |
| 1.2 | Elect Director R. Lee Delp | Management | For | For |
| 1.3 | Elect Director P. Gregory Shelly | Management | For | For |
| 2.4 | Elect Director K. Leon Moyer | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNWIRED PLANET, INC.
MEETING DATE: NOV 12, 2013 | TICKER: UPIP SECURITY ID: 91531F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7a | Elect Director Philip A. Vachon | Management | For | For |
| 7b | Elect Director William Marino | Management | For | For |
| 7c | Elect Director Mark Jensen | Management | For | For |
| |
|---|
URANIUM RESOURCES, INC.
MEETING DATE: JAN 29, 2014 | TICKER: URRE SECURITY ID: 916901606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loan Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
URANIUM RESOURCES, INC.
MEETING DATE: JUN 04, 2014 | TICKER: URRE SECURITY ID: 916901606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul K. Willmott | Management | For | For |
| 1b | Elect Director Christopher M. Jones | Management | For | For |
| 1c | Elect Director Terence J. Cryan | Management | For | For |
| 1d | Elect Director Marvin K. Kaiser | Management | For | For |
| 1e | Elect Director Tracy A. Stevenson | Management | For | For |
| 1f | Elect Director Mark K. Wheatley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | Against |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | Against |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
UROPLASTY, INC.
MEETING DATE: SEP 12, 2013 | TICKER: UPI SECURITY ID: 917277204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Jamison | Management | For | Withhold |
| 1.2 | Elect Director James P. Stauner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ECOL SECURITY ID: 91732J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Barnhart | Management | For | For |
| 1.2 | Elect Director Joe F. Colvin | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
| 1.4 | Elect Director Daniel Fox | Management | For | For |
| 1.5 | Elect Director Stephen A. Romano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA MOBILITY, INC.
MEETING DATE: JUL 23, 2013 | TICKER: USMO SECURITY ID: 90341G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Nicholas A. Gallopo | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Samme L. Thompson | Management | For | For |
| 1.7 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA MOBILITY, INC.
MEETING DATE: MAY 28, 2014 | TICKER: USMO SECURITY ID: 90341G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Nicholas A. Gallopo | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Samme L. Thompson | Management | For | For |
| 1.7 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
USA TECHNOLOGIES, INC.
MEETING DATE: JUN 18, 2014 | TICKER: USAT SECURITY ID: 90328S500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah G. Arnold | Management | For | For |
| 1.2 | Elect Director Steven D. Barnhart | Management | For | For |
| 1.3 | Elect Director Joel Brooks | Management | For | For |
| 1.4 | Elect Director Stephen P. Herbert | Management | For | For |
| 1.5 | Elect Director Albin F. Moschner | Management | For | For |
| 1.6 | Elect Director William J. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director William J. Schoch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA TRUCK, INC.
MEETING DATE: MAY 23, 2014 | TICKER: USAK SECURITY ID: 902925106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Hanna | Management | For | For |
| 1.2 | Elect Director James D. Simpson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
USMD HOLDINGS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: USMD SECURITY ID: 903313104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. House | Management | For | Withhold |
| 1.2 | Elect Director Steven D. Brock | Management | For | Withhold |
| 1.3 | Elect Director Darcie Bundy | Management | For | For |
| 1.4 | Elect Director Breaux Castleman | Management | For | For |
| 1.5 | Elect Director M. Patrick Collini | Management | For | Withhold |
| 1.6 | Elect Director Charles Cook | Management | For | For |
| 1.7 | Elect Director Russell Dickey | Management | For | Withhold |
| 1.8 | Elect Director Gary L. Rudin | Management | For | Withhold |
| 1.9 | Elect Director James Saalfield | Management | For | Withhold |
| 1.10 | Elect Director Paul Thompson | Management | For | Withhold |
| 1.11 | Elect Director Khang Tran | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
UTAH MEDICAL PRODUCTS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: UTMD SECURITY ID: 917488108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst G. Hoyer | Management | For | For |
| 1.2 | Elect Director James H. Beeson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UTI WORLDWIDE INC.
MEETING DATE: JUN 09, 2014 | TICKER: UTIW SECURITY ID: G87210103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eric W. Kirchner as a Director | Management | For | For |
| 1.2 | Elect Leon J. Level as a Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| |
|---|
VALUE LINE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: VALU SECURITY ID: 920437100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Brecher | Management | For | Withhold |
| 1.2 | Elect Director Stephen R. Anastasio | Management | For | Withhold |
| 1.3 | Elect Director Mary Bernstein | Management | For | Withhold |
| 1.4 | Elect Director William E. Reed | Management | For | For |
| 1.5 | Elect Director Alfred R. Fiore | Management | For | For |
| 1.6 | Elect Director Stephen P. Davis | Management | For | For |
| 1.7 | Elect Director Glenn J. Muenzer | Management | For | For |
| |
|---|
VALUEVISION MEDIA, INC.
MEETING DATE: JUN 18, 2014 | TICKER: VVTV SECURITY ID: 92047K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Jill Botway | Management | For | Did Not Vote |
| 1.2 | Elect Director John D. Buck | Management | For | Did Not Vote |
| 1.3 | Elect Director William F. Evans | Management | For | Did Not Vote |
| 1.4 | Elect Director Landel C. Hobbs | Management | For | Did Not Vote |
| 1.5 | Elect Director Sean F. Orr | Management | For | Did Not Vote |
| 1.6 | Elect Director Lowell W. Robinson | Management | For | Did Not Vote |
| 1.7 | Elect Director Randy S. Ronning | Management | For | Did Not Vote |
| 1.8 | Elect Director Keith R. Stewart | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Repeal Certain Bylaw Amendments | Shareholder | Against | Did Not Vote |
| 5 | Deletion of Bylaws | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Thomas D. Beers | Shareholder | For | For |
| 1.2 | Elect Director Mark Bozek | Shareholder | For | For |
| 1.3 | Elect Director Ronald L. Frasch | Shareholder | For | Withhold |
| 1.4 | Elect Director Thomas D. Mottola | Shareholder | For | Withhold |
| 1.5 | Elect Director Robert Rosenblatt | Shareholder | For | For |
| 1.6 | Elect Director Fred Siegel | Shareholder | For | For |
| 2 | Repeal Certain Bylaw Amendments | Shareholder | For | For |
| 3 | Deletion of Bylaws | Shareholder | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: MAY 22, 2014 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Dugan | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VANGUARD NATURAL RESOURCES, LLC
MEETING DATE: JUN 05, 2014 | TICKER: VNR SECURITY ID: 92205F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Richard Anderson | Management | For | For |
| 1.2 | Elect Director Bruce W. McCullough | Management | For | For |
| 1.3 | Elect Director Richard A. Robert | Management | For | For |
| 1.4 | Elect Director Loren Singletary | Management | For | For |
| 1.5 | Elect Director Scott W. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VASCO DATA SECURITY INTERNATIONAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: VDSI SECURITY ID: 92230Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Kendall 'Ken' Hunt | Management | For | For |
| 1.2 | Elect Director Michael P. Cullinane | Management | For | For |
| 1.3 | Elect Director John N. Fox, Jr. | Management | For | For |
| 1.4 | Elect Director Jean K. Holley | Management | For | For |
| 1.5 | Elect Director Matthew Moog | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VASCULAR SOLUTIONS, INC.
MEETING DATE: APR 30, 2014 | TICKER: VASC SECURITY ID: 92231M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Emerson | Management | For | For |
| 1.2 | Elect Director John Erb | Management | For | For |
| 1.3 | Elect Director Richard Kramp | Management | For | For |
| 1.4 | Elect Director Richard Nigon | Management | For | For |
| 1.5 | Elect Director Paul O'Connell | Management | For | For |
| 1.6 | Elect Director Howard Root | Management | For | For |
| 1.7 | Elect Director Jorge Saucedo | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: APR 21, 2014 | TICKER: WOOF SECURITY ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Chickering, Jr. | Management | For | For |
| 1.2 | Elect Director John Heil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Change Company Name | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: DEC 10, 2013 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.2 | Elect Director John R. Peeler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: MAY 06, 2014 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon Hunter | Management | For | For |
| 1.2 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VELTI PLC
MEETING DATE: JUL 31, 2013 | TICKER: VELT SECURITY ID: G93285107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect David Mann as Director | Management | For | For |
| 3 | Reelect David Hobley as Director | Management | For | For |
| 4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Increase in Authorised Share Capital | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Kaplan | Management | For | For |
| 1.2 | Elect Director John E. Kyees | Management | For | For |
| 1.3 | Elect Director Matthew McEvoy | Management | For | For |
| 1.4 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERACYTE, INC.
MEETING DATE: MAY 19, 2014 | TICKER: VCYT SECURITY ID: 92337F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bonnie H. Anderson | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERASTEM, INC.
MEETING DATE: MAY 05, 2014 | TICKER: VSTM SECURITY ID: 92337C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison Lawton | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | Withhold |
| 1.3 | Elect Director Timothy Barberich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 26, 2014 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | For |
| 1.4 | Elect Director Larry Myers | Management | For | For |
| 1.5 | Elect Director Richard Nottenburg | Management | For | For |
| 1.6 | Elect Director Howard Safir | Management | For | For |
| 1.7 | Elect Director Earl Shanks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Roger H. Moore | Management | For | For |
| 1.5 | Elect Director John D. Roach | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Thomas F. Motamed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VERTEX ENERGY, INC.
MEETING DATE: JUN 03, 2014 | TICKER: VTNR SECURITY ID: 92534K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin P. Cowart | Management | For | For |
| 1.2 | Elect Director Dan Borgen | Management | For | For |
| 1.3 | Elect Director David L. Phillips | Management | For | For |
| 1.4 | Elect Director Christopher Stratton | Management | For | Against |
| 1.5 | Elect Director Timothy C. Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIACOM INC.
MEETING DATE: MAR 17, 2014 | TICKER: VIAB SECURITY ID: 92553P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George S. Abrams | Management | For | For |
| 1.2 | Elect Director Philippe P. Dauman | Management | For | For |
| 1.3 | Elect Director Thomas E. Dooley | Management | For | For |
| 1.4 | Elect Director Cristiana Falcone Sorrell | Management | For | Withhold |
| 1.5 | Elect Director Alan C. Greenberg | Management | For | For |
| 1.6 | Elect Director Robert K. Kraft | Management | For | For |
| 1.7 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.8 | Elect Director Deborah Norville | Management | For | For |
| 1.9 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.10 | Elect Director Shari Redstone | Management | For | For |
| 1.11 | Elect Director Sumner M. Redstone | Management | For | For |
| 1.12 | Elect Director Frederic V. Salerno | Management | For | For |
| 1.13 | Elect Director William Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 18, 2013 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bowman | Management | For | For |
| 1.2 | Elect Director B. Allen Lay | Management | For | For |
| 1.3 | Elect Director Jeffrey Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: VIAS SECURITY ID: 92553H803
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | Withhold |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | Withhold |
| 1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peter Frank | Management | For | Withhold |
| 1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
| 1.7 | Elect Director Edward Herring | Management | For | Withhold |
| 1.8 | Elect Director William A. Owens | Management | For | For |
| 1.9 | Elect Director Dominic J. Pileggi | Management | For | For |
| 1.10 | Elect Director David M. Sindelar | Management | For | Withhold |
| 1.11 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.12 | Elect Director David D. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 22, 2014 | TICKER: VICL SECURITY ID: 925602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Merton | Management | For | For |
| 1.2 | Elect Director Vijay B. Samant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VICOR CORPORATION
MEETING DATE: JUN 20, 2014 | TICKER: VICR SECURITY ID: 925815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. Anderson | Management | For | Withhold |
| 1.2 | Elect Director Estia J. Eichten | Management | For | For |
| 1.3 | Elect Director Barry Kelleher | Management | For | Withhold |
| 1.4 | Elect Director David T. Riddiford | Management | For | For |
| 1.5 | Elect Director James A. Simms | Management | For | Withhold |
| 1.6 | Elect Director Claudio Tuozzolo | Management | For | Withhold |
| 1.7 | Elect Director Patrizio Vinciarelli | Management | For | Withhold |
| 1.8 | Elect Director Jason L. Carlson | Management | For | For |
| 1.9 | Elect Director Liam K. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIEWPOINT FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: VPFG SECURITY ID: 92672A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Brian McCall | Management | For | For |
| 1.2 | Elect Director Karen H. O'Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIEWTRAN GROUP INC.
MEETING DATE: NOV 18, 2013 | TICKER: VIEW SECURITY ID: G22538105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Q.Y. Ma as Director | Management | For | For |
| 1.2 | Elect Nathan Xin Zhang as Director | Management | For | For |
| 1.3 | Elect George Mao as Director | Management | For | For |
| 1.4 | Elect Jeffrey Kang as Director | Management | For | For |
| 1.5 | Elect Andy Liu as Director | Management | For | For |
| 2 | Approve the Sale and Purchase Agreement with Brilliant Group | Management | For | Against |
| 3 | Change Company Name to Viewtran Group, Inc. | Management | For | For |
| 4 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
VILLAGE SUPER MARKET, INC.
MEETING DATE: DEC 13, 2013 | TICKER: VLGEA SECURITY ID: 927107409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Sumas | Management | For | Withhold |
| 1.2 | Elect Director Robert Sumas | Management | For | Withhold |
| 1.3 | Elect Director William Sumas | Management | For | Withhold |
| 1.4 | Elect Director John P. Sumas | Management | For | Withhold |
| 1.5 | Elect Director Kevin Begley | Management | For | Withhold |
| 1.6 | Elect Director Nicholas Sumas | Management | For | Withhold |
| 1.7 | Elect Director John J. Sumas | Management | For | Withhold |
| 1.8 | Elect Director Steven Crystal | Management | For | For |
| 1.9 | Elect Director David C. Judge | Management | For | For |
| 1.10 | Elect Director Peter R. Lavoy | Management | For | For |
| 1.11 | Elect Director Stephen F. Rooney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VIRCO MFG. CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: VIRC SECURITY ID: 927651109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3.1 | Elect Director Robert A. Virtue | Management | For | For |
| 3.2 | Elect Director Douglas A. Virtue | Management | For | For |
| 3.3 | Elect Director Michael DiGregorio | Management | For | For |
| 3.4 | Elect Director Robert Lind | Management | For | For |
| 3.5 | Elect Director Donald R. Rudkin | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VIRGINIA COMMERCE BANCORP, INC.
MEETING DATE: OCT 17, 2013 | TICKER: VCBI SECURITY ID: 92778Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
VIRTUS INVESTMENT PARTNERS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: VRTS SECURITY ID: 92828Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Aylward | Management | For | For |
| 1.2 | Elect Director Edward M. Swan, Jr. | Management | For | For |
| 1.3 | Elect Director Mark C. Treanor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Ronald T. Maheu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISION-SCIENCES, INC.
MEETING DATE: AUG 26, 2013 | TICKER: VSCI SECURITY ID: 927912105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Pell | Management | For | For |
| 1.2 | Elect Director John J. Rydzewski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: DEC 09, 2013 | TICKER: VISN SECURITY ID: 92833U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Ratify the Appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Auditor of the Company for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: APR 24, 2014 | TICKER: VISN SECURITY ID: 92833U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize the Settlement Documents and the Settlement Transaction | Management | For | For |
| 2 | Approve the Increase of the Number of Available Shares Under 2006 Share Incentive Plan | Management | For | For |
| |
|---|
VISTAPRINT N.V.
MEETING DATE: NOV 07, 2013 | TICKER: VPRT SECURITY ID: N93540107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John J. Gavin, Jr. to Supervisory Board | Management | For | For |
| 2 | Elect George M. Overholser to Supervisory Board | Management | For | For |
| 3 | Elect Robert S. Keane to Management Board | Management | For | For |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 6.5 Million of Issued and Outstanding Ordinary Shares | Management | For | Against |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Approve Changes to Supervisory Board Compensation Package | Management | For | Against |
| 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VITACOST.COM, INC.
MEETING DATE: JUN 05, 2014 | TICKER: VITC SECURITY ID: 92847A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher S. Gaffney | Management | For | Withhold |
| 1.2 | Elect Director Stuart Goldfarb | Management | For | For |
| 1.3 | Elect Director Jeffrey J. Horowitz | Management | For | For |
| 1.4 | Elect Director Edwin J. Kozlowski | Management | For | For |
| 1.5 | Elect Director Michael A. Kumin | Management | For | For |
| 1.6 | Elect Director Michael J. McConnell | Management | For | For |
| 1.7 | Elect Director Robert G. Trapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VITESSE SEMICONDUCTOR CORPORATION
MEETING DATE: FEB 19, 2014 | TICKER: VTSS SECURITY ID: 928497304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher R. Gardner | Management | For | For |
| 1.2 | Elect Director Steven P. Hanson | Management | For | For |
| 1.3 | Elect Director James H. Hugar | Management | For | For |
| 1.4 | Elect Director Matthew B. Frey | Management | For | For |
| 1.5 | Elect Director Edward Rogas, Jr. | Management | For | For |
| 1.6 | Elect Director Kenneth H. Traub | Management | For | For |
| 1.7 | Elect Director Scot B. Jarvis | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VITRAN CORPORATION INC.
MEETING DATE: MAR 05, 2014 | TICKER: VTNC SECURITY ID: 92850E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by 2400520 Ontario Inc., an Indirect Wholly-Owned Subsidiary of TransForce Inc. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: JUL 18, 2013 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Card) |
| 1.1 | Elect Director Leland F. Wilson | Management | For | Did Not Vote |
| 1.2 | Elect Director Peter Y. Tam | Management | For | Did Not Vote |
| 1.3 | Elect Director Mark B. Logan | Management | For | Did Not Vote |
| 1.4 | Elect Director J. Martin Carroll | Management | For | Did Not Vote |
| 1.5 | Elect Director Charles J. Casamento | Management | For | Did Not Vote |
| 1.6 | Elect Director Ernest Mario | Management | For | Did Not Vote |
| 1.7 | Elect Director Jorge Plutzky | Management | For | Did Not Vote |
| 1.8 | Elect Director Linda M. Dairiki Shortliffe | Management | For | Did Not Vote |
| 1.9 | Elect Director Robert N. Wilson | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Michael James Astrue | Shareholder | For | For |
| 1.2 | Elect Director Rolf Bass | Shareholder | For | Withhold |
| 1.3 | Elect Director Jon C. Biro | Shareholder | For | Withhold |
| 1.4 | Elect Director Samuel F. Colin | Shareholder | For | Withhold |
| 1.5 | Elect Director Alexander J. Denner | Shareholder | For | For |
| 1.6 | Elect Director Johannes J.P. Kastelein | Shareholder | For | Withhold |
| 1.7 | Elect Director Melvin L. Keating | Shareholder | For | Withhold |
| 1.8 | Elect Director David York Norton | Shareholder | For | For |
| 1.9 | Elect Director Herman Rosenman | Shareholder | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | Shareholder | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: AUG 14, 2013 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Astrue | Management | For | For |
| 1.2 | Elect Director J. Martin Carroll | Management | For | For |
| 1.3 | Elect Director Samuel F. Colin | Management | For | For |
| 1.4 | Elect Director Alexander J. Denner | Management | For | For |
| 1.5 | Elect Director Johannes J.P. Kastelein | Management | For | For |
| 1.6 | Elect Director Mark B. Logan | Management | For | For |
| 1.7 | Elect Director David York Norton | Management | For | For |
| 1.8 | Elect Director Jorge Plutzky | Management | For | For |
| 1.9 | Elect Director Herman Rosenman | Management | For | For |
| 1.10 | Elect Director Robert N. Wilson | Management | For | For |
| 1.11 | Elect Director Anthony P. Zook | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
VOLCANO CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: VOLC SECURITY ID: 928645100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Siddhartha Kadia | Management | For | For |
| 1.2 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.3 | Elect Director Daniel J. Wolterman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VOXX INTERNATIONAL CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: VOXX SECURITY ID: 91829F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For |
| 1.2 | Elect Director Peter A. Lesser | Management | For | For |
| 1.3 | Elect Director Stan Glasgow | Management | For | For |
| 1.4 | Elect Director John J. Shalam | Management | For | Withhold |
| 1.5 | Elect Director Patrick M. Lavelle | Management | For | Withhold |
| 1.6 | Elect Director Charles M. Stoehr | Management | For | Withhold |
| 1.7 | Elect Director Ari M. Shalam | Management | For | Withhold |
| 1.8 | Elect Director Fred S. Klipsch | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VRINGO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: VRNG SECURITY ID: 92911N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew D. Perlman | Management | For | Withhold |
| 1.2 | Elect Director John Engelman | Management | For | For |
| 1.3 | Elect Director Andrew Kennedy Lang | Management | For | Withhold |
| 1.4 | Elect Director Alexander R. Berger | Management | For | Withhold |
| 1.5 | Elect Director Donald E. Stout | Management | For | Withhold |
| 1.6 | Elect Director H. Van Sinclair | Management | For | For |
| 1.7 | Elect Director Ashley C. Keller | Management | For | For |
| 1.8 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
VSE CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: VSEC SECURITY ID: 918284100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.2 | Elect Director Maurice A. Gauthier | Management | For | For |
| 1.3 | Elect Director Clifford M. Kendall | Management | For | For |
| 1.4 | Elect Director Calvin S. Koonce | Management | For | For |
| 1.5 | Elect Director James F. Lafond | Management | For | For |
| 1.6 | Elect Director David M. Osnos | Management | For | For |
| 1.7 | Elect Director Jack E. Potter | Management | For | For |
| 1.8 | Elect Director Jack C. Stultz | Management | For | For |
| 1.9 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
WARREN RESOURCES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: WRES SECURITY ID: 93564A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chet Borgida | Management | For | For |
| 1.2 | Elect Director Marcus C. Rowland | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
WASHINGTON BANKING COMPANY
MEETING DATE: APR 15, 2014 | TICKER: WBCO SECURITY ID: 937303105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 22, 2014 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert A. DiMuccio | Management | For | For |
| 1.3 | Elect Director H. Douglas Randall, III | Management | For | For |
| 1.4 | Elect Director John F. Treanor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: DEC 27, 2013 | TICKER: WSBF SECURITY ID: 941888109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Formation of Holding Company | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 4 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
| 5 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: WSBF SECURITY ID: 94188P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hansen | Management | For | For |
| 1.2 | Elect Director Stephen J. Schmidt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WAVE SYSTEMS CORP.
MEETING DATE: JUN 19, 2014 | TICKER: WAVX SECURITY ID: 943526400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Bagalay, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Nolan Bushnell | Management | For | Withhold |
| 1.3 | Elect Director Robert Frankenberg | Management | For | Withhold |
| 1.4 | Elect Director George Gilder | Management | For | Withhold |
| 1.5 | Elect Director William Solms | Management | For | For |
| 1.6 | Elect Director Lorraine Hariton | Management | For | For |
| 1.7 | Elect Director David Cote | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WD-40 COMPANY
MEETING DATE: DEC 10, 2013 | TICKER: WDFC SECURITY ID: 929236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Giles H. Bateman | Management | For | For |
| 1.2 | Elect Director Peter D. Bewley | Management | For | For |
| 1.3 | Elect Director Richard A. Collato | Management | For | For |
| 1.4 | Elect Director Mario L. Crivello | Management | For | For |
| 1.5 | Elect Director Linda A. Lang | Management | For | For |
| 1.6 | Elect Director Garry O. Ridge | Management | For | For |
| 1.7 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.8 | Elect Director Neal E. Schmale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: WWWW SECURITY ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 31, 2013 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Cameron | Management | For | For |
| 1.2 | Elect Director Jerome C. Keller | Management | For | For |
| 1.3 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WERNER ENTERPRISES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: WERN SECURITY ID: 950755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Werner | Management | For | For |
| 1.2 | Elect Director Gregory L. Werner | Management | For | For |
| 1.3 | Elect Director Michael L. Steinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESBANCO, INC.
MEETING DATE: APR 16, 2014 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abigail M. Feinknopf | Management | For | For |
| 1.2 | Elect Director Paul M. Limbert | Management | For | For |
| 1.3 | Elect Director Jay T. McCamic | Management | For | For |
| 1.4 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
| 1.5 | Elect Director Todd F. Clossin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEST BANCORPORATION, INC.
MEETING DATE: APR 24, 2014 | TICKER: WTBA SECURITY ID: 95123P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank W. Berlin | Management | For | For |
| 1.2 | Elect Director Thomas A. Carlstrom | Management | For | For |
| 1.3 | Elect Director Joyce A. Chapman | Management | For | For |
| 1.4 | Elect Director Steven K. Gaer | Management | For | For |
| 1.5 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.6 | Elect Director Kaye R. Lozier | Management | For | For |
| 1.7 | Elect Director Sean P. McMurray | Management | For | For |
| 1.8 | Elect Director David R. Milligan | Management | For | For |
| 1.9 | Elect Director George D. Milligan | Management | For | For |
| 1.10 | Elect Director David D. Nelson | Management | For | For |
| 1.11 | Elect Director James W. Noyce | Management | For | For |
| 1.12 | Elect Director Robert G. Pulver | Management | For | For |
| 1.13 | Elect Director Lou Ann Sandburg | Management | For | For |
| 1.14 | Elect Director Philip Jason Worth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEST CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: WSTC SECURITY ID: 952355204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Barker | Management | For | Against |
| 1.2 | Elect Director Anthony J. DiNovi | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
WEST MARINE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: WMAR SECURITY ID: 954235107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph K. Repass | Management | For | For |
| 1.2 | Elect Director Matthew L. Hyde | Management | For | For |
| 1.3 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.4 | Elect Director James F. Nordstrom, Jr. | Management | For | For |
| 1.5 | Elect Director Robert D. Olsen | Management | For | For |
| 1.6 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.7 | Elect Director Alice M. Richter | Management | For | For |
| 1.8 | Elect Director Christiana Shi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTELL TECHNOLOGIES, INC.
MEETING DATE: SEP 16, 2013 | TICKER: WSTL SECURITY ID: 957541105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Gilbert | Management | For | For |
| 1.2 | Elect Director Kirk R. Brannock | Management | For | For |
| 1.3 | Elect Director Robert W. Foskett | Management | For | Withhold |
| 1.4 | Elect Director James M. Froisland | Management | For | For |
| 1.5 | Elect Director Dennis O. Harris | Management | For | For |
| 1.6 | Elect Director Martin D. Hernandez | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Robert C. Penny, III | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2013 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTFIELD FINANCIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: WFD SECURITY ID: 96008P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Benoit | Management | For | For |
| 1.2 | Elect Director Donna J. Damon | Management | For | Withhold |
| 1.3 | Elect Director Lisa G. McMahon | Management | For | For |
| 1.4 | Elect Director Steven G. Richter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
WESTMORELAND COAL COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: WLB SECURITY ID: 960878106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.4 | Elect Director Robert P. King | Management | For | For |
| 1.5 | Elect Director Richard M. Klingaman | Management | For | For |
| 1.6 | Elect Director Craig R. Mackus | Management | For | For |
| 1.7 | Elect Director Jan B. Packwood | Management | For | For |
| 1.8 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTPORT INNOVATIONS INC.
MEETING DATE: APR 24, 2014 | TICKER: WPT SECURITY ID: 960908309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Beaulieu | Management | For | For |
| 1.2 | Elect Director Warren J. Baker | Management | For | For |
| 1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
| 1.4 | Elect Director David R. Demers | Management | For | For |
| 1.5 | Elect Director Brenda J. Eprile | Management | For | For |
| 1.6 | Elect Director Philip B. Hodge | Management | For | For |
| 1.7 | Elect Director Dezso J. Horvath | Management | For | For |
| 1.8 | Elect Director Douglas R. King | Management | For | For |
| 1.9 | Elect Director Gottfried (Guff) Muench | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| |
|---|
WEYCO GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: WEYS SECURITY ID: 962149100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Florsheim, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Feitler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 24, 2014 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
WI-LAN INC.
MEETING DATE: JUN 18, 2014 | TICKER: WIN SECURITY ID: 928972108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Douglas Skippen | Management | For | For |
| 1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
| 1.3 | Elect Director John Kendall Gillberry | Management | For | For |
| 1.4 | Elect Director William Keith Jenkins | Management | For | For |
| 1.5 | Elect Director W. Paul McCarten | Management | For | For |
| 1.6 | Elect Director Richard J. Shorkey | Management | For | For |
| 1.7 | Elect Director Robert S. Bramson | Management | For | For |
| 1.8 | Elect Director Jim Roche | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Reduction in Stated Capital | Management | For | For |
| 5 | Amend By-Law No. 1 and Approve Advance Notice Policy | Management | For | For |
| |
|---|
WILLIS LEASE FINANCE CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: WLFC SECURITY ID: 970646105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Morris | Management | For | For |
| 1.2 | Elect Director W. William Coon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WILSHIRE BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: WIBC SECURITY ID: 97186T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Byun | Management | For | For |
| 1.2 | Elect Director Lawrence Jeon | Management | For | For |
| 1.3 | Elect Director Steven Koh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINDSTREAM HOLDINGS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: WIN SECURITY ID: 97382A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Armitage | Management | For | Against |
| 1b | Elect Director Samuel E. Beall, III | Management | For | For |
| 1c | Elect Director Dennis E. Foster | Management | For | For |
| 1d | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1e | Elect Director Jeffery R. Gardner | Management | For | For |
| 1f | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1g | Elect Director Judy K. Jones | Management | For | For |
| 1h | Elect Director William A. Montgomery | Management | For | For |
| 1i | Elect Director Alan L. Wells | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | Management | For | Against |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
WINMARK CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: WINA SECURITY ID: 974250102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director John L. Morgan | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.5 | Elect Director Paul C. Reyelts | Management | For | For |
| 2.6 | Elect Director Mark L. Wilson | Management | For | For |
| 2.7 | Elect Director Steven C. Zola | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: WTFC SECURITY ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director Joseph F. Damico | Management | For | For |
| 1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Charles H. James, III | Management | For | For |
| 1.8 | Elect Director Albin F. Moschner | Management | For | For |
| 1.9 | Elect Director Thomas J. Neis | Management | For | For |
| 1.10 | Elect Director Christopher J. Perry | Management | For | For |
| 1.11 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.12 | Elect Director Sheila G. Talton | Management | For | For |
| 1.13 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: FEB 06, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as External Director For a Three Year Term | Management | For | For |
| 1.2 | Reelect Betsy Atkins as External Director For a Three Year Term | Management | For | For |
| 2 | Authorize Avishai Abrahami, Chairman to Serve as CEO for a Three Year Period | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Adam Fisher as Director Until the 2017 Annual Meeting | Management | For | For |
| 2.1 | Approve Compensation Policy for Officers of the Company | Management | For | Against |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | Against |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 5 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 22, 2014 | TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
| 1.3 | Elect Director Paul Donovan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Alexander McLean, III | Management | For | For |
| 1.2 | Elect Director James R. Gilreath | Management | For | For |
| 1.3 | Elect Director William S. Hummers, III | Management | For | Withhold |
| 1.4 | Elect Director Charles D. Way | Management | For | Withhold |
| 1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Scott J. Vassalluzzo | Management | For | Withhold |
| 1.7 | Elect Director Darrell E. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WPP PLC
MEETING DATE: JUN 25, 2014 | TICKER: WPP SECURITY ID: 92937A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Sustainability Report | Management | For | For |
| 6 | Re-elect Roger Agnelli as Director | Management | For | For |
| 7 | Re-elect Dr Jacques Aigrain as Director | Management | For | For |
| 8 | Re-elect Colin Day as Director | Management | For | For |
| 9 | Re-elect Philip Lader as Director | Management | For | For |
| 10 | Re-elect Ruigang Li as Director | Management | For | For |
| 11 | Re-elect Mark Read as Director | Management | For | For |
| 12 | Re-elect Paul Richardson as Director | Management | For | For |
| 13 | Re-elect Jeffrey Rosen as Director | Management | For | For |
| 14 | Re-elect Hugo Shong as Director | Management | For | For |
| 15 | Re-elect Timothy Shriver as Director | Management | For | For |
| 16 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 17 | Re-elect Sally Susman as Director | Management | For | For |
| 18 | Re-elect Solomon Trujillo as Director | Management | For | For |
| 19 | Elect Dr John Hood as Director | Management | For | For |
| 20 | Elect Charlene Begley as Director | Management | For | For |
| 21 | Elect Nicole Seligman as Director | Management | For | For |
| 22 | Elect Daniela Riccardi as Director | Management | For | For |
| 23 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 13, 2014 | TICKER: WMGI SECURITY ID: 98235T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Martin J. Emerson | Management | For | For |
| 1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 1.5 | Elect Director John L. Miclot | Management | For | For |
| 1.6 | Elect Director Robert J. Palmisano | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Elect Director David D. Stevens | Management | For | For |
| 1.10 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Charles G. Cheleden | Management | For | For |
| 1.3 | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 16, 2014 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Board Qualifications | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XENCOR, INC.
MEETING DATE: JUN 12, 2014 | TICKER: XNCR SECURITY ID: 98401F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Jonathan Fleming | Management | For | For |
| 1.5 | Elect Director John S. Stafford, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XENOPORT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: XNPT SECURITY ID: 98411C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Ronald W. Barrett | Management | For | For |
| 1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | Against | Against |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | Against | Against |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | Against | Against |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Kevin J. Cameron | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Rael Mazansky | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Charles A. Rowland, Jr. | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Abstain | Did Not Vote |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | For | Did Not Vote |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | For | Did Not Vote |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | For | Did Not Vote |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 14, 2013 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XOOM CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: XOOM SECURITY ID: 98419Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Frederik Botha | Management | For | For |
| 1.2 | Elect Director John Kunze | Management | For | For |
| 1.3 | Elect Director Keith Rabois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: XPO SECURITY ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XYRATEX LTD.
MEETING DATE: FEB 26, 2014 | TICKER: XRTX SECURITY ID: G98268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Special Meeting | Management | For | Against |
| |
|---|
YADKIN FINANCIAL CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: YDKN SECURITY ID: 984305102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Elect Director Nolan G. Brown | Management | For | For |
| 4 | Elect Director Harry M. Davis | Management | For | For |
| 5 | Elect Director Thomas J. Hall | Management | For | For |
| 6 | Elect Director James A. Harrell, Jr. | Management | For | For |
| 7 | Elect Director Larry S. Helms | Management | For | For |
| 8 | Elect Director Dan W. Hill, III | Management | For | For |
| 9 | Elect Director Alison J. Smith | Management | For | For |
| 10 | Elect Director Harry C. Spell | Management | For | For |
| 11 | Elect Director Joseph H. Towell | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Adjourn Meeting | Management | For | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YANDEX NV
MEETING DATE: MAY 21, 2014 | TICKER: YNDX SECURITY ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4 | Elect Herman Gref as a Non-Executive Director | Management | For | Against |
| 5 | Reelect Arkady Volozh as an Executive Director | Management | For | For |
| 6 | Reelect Alfred Fenaughty as a Non-Executive Director | Management | For | Against |
| 7 | Reelect Elena Ivashenseva as a Non-Executive Director | Management | For | Against |
| 8 | Reelect Rogier Rijnja as a Non-Executive Director | Management | For | For |
| 9 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 10 | Decrease Authorized Share Capital | Management | For | For |
| 11 | Amend Company's Equity Incentive Plan | Management | For | For |
| 12 | Ratify Zao Deloitte & Touche CIS as Auditors | Management | For | For |
| 13 | Grant Board Authority to Issue Shares | Management | For | Against |
| 14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | Against |
| 15 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 16 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: DEC 03, 2013 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zishen Wu | Management | For | For |
| 1.2 | Elect Director Rijun Zhang | Management | For | For |
| 1.3 | Elect Director Xiaochuan Guo | Management | For | For |
| 1.4 | Elect Director Sean Shao | Management | For | For |
| 1.5 | Elect Director Xindan Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: MAR 05, 2014 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: JUN 06, 2014 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
YRC WORLDWIDE INC.
MEETING DATE: MAR 14, 2014 | TICKER: YRCW SECURITY ID: 984249607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| |
|---|
YRC WORLDWIDE INC.
MEETING DATE: APR 29, 2014 | TICKER: YRCW SECURITY ID: 984249607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director James E. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.6 | Elect Director James L. Welch | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ZAGG INC
MEETING DATE: JUN 12, 2014 | TICKER: ZAGG SECURITY ID: 98884U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Hales | Management | For | For |
| 1.2 | Elect Director Cheryl A. Larabee | Management | For | For |
| 1.3 | Elect Director E. Todd Heiner | Management | For | For |
| 1.4 | Elect Director Bradley J. Holiday | Management | For | For |
| 1.5 | Elect Director Daniel R. Maurer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ZAZA ENERGY CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ZAZA SECURITY ID: 98919T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Todd A. Brooks | Management | For | Withhold |
| 1b | Elect Director Travis H. Burris | Management | For | Withhold |
| 1c | Elect Director John E. Hearn, Jr. | Management | For | Withhold |
| 1d | Elect Director Gaston L. Kearby | Management | For | Withhold |
| 1e | Elect Director A. Haag Sherman | Management | For | Withhold |
| 1f | Elect Director Herbert C. Williamson, III | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ZBRA SECURITY ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank B. Modruson | Management | For | For |
| 1.2 | Elect Director Anders Gustafsson | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZELTIQ AESTHETICS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: ZLTQ SECURITY ID: 98933Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Foley | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ZHONE TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ZHNE SECURITY ID: 98950P884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Dahl | Management | For | For |
| 1.2 | Elect Director Nancy Pierce | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZILLOW, INC.
MEETING DATE: JUN 04, 2014 | TICKER: Z SECURITY ID: 98954A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | For |
| |
|---|
ZION OIL & GAS, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ZN SECURITY ID: 989696109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor G. Carrillo | Management | For | Withhold |
| 1.2 | Elect Director Paul Oroian | Management | For | For |
| 1.3 | Elect Director Yehezkel Druckman | Management | For | Withhold |
| 1.4 | Elect Director William H. Avery | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 30, 2014 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Patricia Frobes | Management | For | For |
| 1c | Elect Director J. David Heaney | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director Stephen D. Quinn | Management | For | For |
| 1f | Elect Director Harris H. Simmons | Management | For | For |
| 1g | Elect Director L.e. Simmons | Management | For | For |
| 1h | Elect Director Shelley Thomas Williams | Management | For | For |
| 1i | Elect Director Steven C. Wheelwright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 18, 2014 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Murray Brennan | Management | For | Withhold |
| 1.3 | Elect Director James A. Cannon | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Randal J. Kirk | Management | For | For |
| 1.6 | Elect Director Timothy McInerney | Management | For | Withhold |
| 1.7 | Elect Director Michael Weiser | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ZIPREALTY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ZIPR SECURITY ID: 98974V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elisabeth H. DeMarse | Management | For | For |
| 1.2 | Elect Director Donald F. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ZIX CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: ZIXI SECURITY ID: 98974P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Bonney | Management | For | For |
| 1.2 | Elect Director Michael E. Dailey | Management | For | For |
| 1.3 | Elect Director Taher A. Elgamal | Management | For | For |
| 1.4 | Elect Director Robert C. Hausmann | Management | For | For |
| 1.5 | Elect Director Maribess L. Miller | Management | For | For |
| 1.6 | Elect Director Richard D. Spurr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOGENIX, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ZGNX SECURITY ID: 98978L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis C. Bock | Management | For | For |
| 1.2 | Elect Director Cam L. Garner | Management | For | Withhold |
| 1.3 | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOLTEK COMPANIES, INC.
MEETING DATE: JAN 23, 2014 | TICKER: ZOLT SECURITY ID: 98975W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ZULILY, INC.
MEETING DATE: MAY 19, 2014 | TICKER: ZU SECURITY ID: 989774104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Geschke | Management | For | For |
| 1.2 | Elect Director Mark Vadon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ZUMIEZ INC.
MEETING DATE: MAY 21, 2014 | TICKER: ZUMZ SECURITY ID: 989817101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Campion | Management | For | For |
| 1b | Elect Director Sarah (Sally) G. McCoy | Management | For | For |
| 1c | Elect Director Ernest R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ZYGO CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: ZIGO SECURITY ID: 989855101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Fantone | Management | For | Withhold |
| 1.2 | Elect Director Samuel H. Fuller | Management | For | For |
| 1.3 | Elect Director Michael A. Kaufman | Management | For | For |
| 1.4 | Elect Director Seymour E. Liebman | Management | For | Withhold |
| 1.5 | Elect Director Carol P. Wallace | Management | For | Withhold |
| 1.6 | Elect Director Gary K. Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZYGO CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: ZIGO SECURITY ID: 989855101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ZYNGA INC.
MEETING DATE: JUN 11, 2014 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Pincus | Management | For | Withhold |
| 1.2 | Elect Director Don A. Mattrick | Management | For | Withhold |
| 1.3 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.4 | Elect Director William 'Bing' Gordon | Management | For | Withhold |
| 1.5 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.6 | Elect Director Sunil Paul | Management | For | Withhold |
| 1.7 | Elect Director Ellen Siminoff | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
| |
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1-800-FLOWERS.COM, INC.
MEETING DATE: DEC 13, 2013 | TICKER: FLWS SECURITY ID: 68243Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene DeMark | Management | For | For |
| 1.2 | Elect Director Leonard J. Elmore | Management | For | For |
| |
|---|
1ST SOURCE CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: SRCE SECURITY ID: 336901103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.2 | Elect Director Rex Martin | Management | For | For |
| 1.3 | Elect Director Christopher J. Murphy, III | Management | For | For |
| 1.4 | Elect Director Timothy K. Ozark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
1ST UNITED BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: FUBC SECURITY ID: 33740N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paula Berliner | Management | For | For |
| 1.2 | Elect Director Derek C. Burke | Management | For | For |
| 1.3 | Elect Director Jeffery L. Carrier | Management | For | For |
| 1.4 | Elect Director Ronald A. David | Management | For | For |
| 1.5 | Elect Director James Evans | Management | For | For |
| 1.6 | Elect Director Arthur S. Loring | Management | For | For |
| 1.7 | Elect Director Thomas E. Lynch | Management | For | For |
| 1.8 | Elect Director John Marino | Management | For | For |
| 1.9 | Elect Director Carlos Morrison | Management | For | For |
| 1.10 | Elect Director Warren S. Orlando | Management | For | For |
| 1.11 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.12 | Elect Director Joseph W. Veccia, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
21VIANET GROUP INC.
MEETING DATE: MAY 29, 2014 | TICKER: VNET SECURITY ID: 90138A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Approve Share Incentive Plan | Management | For | Against |
| |
|---|
51JOB, INC.
MEETING DATE: DEC 17, 2013 | TICKER: JOBS SECURITY ID: 316827104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Mr. David K. Chao as Director | Management | For | For |
| 2 | Elect Mr. Li-Lan Cheng as Director | Management | For | For |
| 3 | Reelect Mr. James Jianzhang Liang as Director | Management | For | For |
| 4 | Reelect Mr. Kazumasa Watanabe as Director | Management | For | For |
| 5 | Reelect Mr. Rick Yan as Director | Management | For | For |
| |
|---|
51JOB, INC.
MEETING DATE: JUN 20, 2014 | TICKER: JOBS SECURITY ID: 316827104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Board to be Granted All Powers to Repurchase Up to an Additional $75 Million of the Company's Shares Under the Share Repurchase Program Approved by the Company on September 30, 2008 | Management | For | For |
| 2 | Amend Article 22(b) of the Company's Articles of Association | Management | For | For |
| |
|---|
8X8, INC.
MEETING DATE: JUL 25, 2013 | TICKER: EGHT SECURITY ID: 282914100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
| 1.2 | Elect Director Bryan R. Martin | Management | For | For |
| 1.3 | Elect Director Mansour Salame | Management | For | Withhold |
| 1.4 | Elect Director Eric Salzman | Management | For | For |
| 1.5 | Elect Director Vikram Verma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
A. SCHULMAN, INC.
MEETING DATE: DEC 12, 2013 | TICKER: SHLM SECURITY ID: 808194104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Howard R. Curd | Management | For | For |
| 1e | Elect Director Joseph M. Gingo | Management | For | For |
| 1f | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1g | Elect Director Lee D. Meyer | Management | For | For |
| 1h | Elect Director James A. Mitarotonda | Management | For | For |
| 1i | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1j | Elect Director Irvin D. Reid | Management | For | For |
| 1k | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AAON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: AAON SECURITY ID: 000360206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack E. Short | Management | For | For |
| 1.2 | Elect Director Jerry R. Levine | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AASTROM BIOSCIENCES, INC.
MEETING DATE: OCT 07, 2013 | TICKER: ASTM SECURITY ID: 00253U305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
ABAXIS, INC.
MEETING DATE: OCT 23, 2013 | TICKER: ABAX SECURITY ID: 002567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clinton H. Severson | Management | For | For |
| 1.2 | Elect Director Vernon E. Altman | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Bastiani | Management | For | Withhold |
| 1.4 | Elect Director Michael D. Casey | Management | For | Withhold |
| 1.5 | Elect Director Henk J. Evenhuis | Management | For | Withhold |
| 1.6 | Elect Director Prithipal Singh | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABIOMED, INC.
MEETING DATE: AUG 14, 2013 | TICKER: ABMD SECURITY ID: 003654100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Minogue | Management | For | For |
| 1.2 | Elect Director W. Gerald Austen | Management | For | For |
| 1.3 | Elect Director Martin P. Sutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABRAXAS PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: AXAS SECURITY ID: 003830106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Cox | Management | For | For |
| 1.2 | Elect Director Dennis E. Logue | Management | For | For |
| 1.3 | Elect Director Robert L.G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ACHC SECURITY ID: 00404A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wade D. Miquelon | Management | For | For |
| 1.2 | Elect Director William M. Petrie | Management | For | For |
| 1.3 | Elect Director Bruce A. Shear | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 06, 2014 | TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Borer | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Lester J. Kaplan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: DEC 06, 2013 | TICKER: AXDX SECURITY ID: 00430H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Mehren | Management | For | Withhold |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: AXDX SECURITY ID: 00430H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Mehren | Management | For | Withhold |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J. M. ten Brink | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCELERON PHARMA INC.
MEETING DATE: JUN 20, 2014 | TICKER: XLRN SECURITY ID: 00434H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACCESS NATIONAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: ANCX SECURITY ID: 004337101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Edgemond | Management | For | Withhold |
| 1.2 | Elect Director Martin S. Friedman | Management | For | Withhold |
| 1.3 | Elect Director Michael G. Anzilotti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCURAY INCORPORATED
MEETING DATE: NOV 21, 2013 | TICKER: ARAY SECURITY ID: 004397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACELRX PHARMACEUTICALS INC.
MEETING DATE: SEP 12, 2013 | TICKER: ACRX SECURITY ID: 00444T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen J. Hoffman | Management | For | For |
| 1.2 | Elect Director Richard A. King | Management | For | For |
| 1.3 | Elect Director Pamela P. Palmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ACETO CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: ACET SECURITY ID: 004446100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert L. Eilender | Management | For | For |
| 1.2 | Elect Director Salvatore Guccione | Management | For | For |
| 1.3 | Elect Director Hans C. Noetzli | Management | For | For |
| 1.4 | Elect Director William N. Britton | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Natasha Giordano | Management | For | For |
| 1.7 | Elect Director Alan G. Levin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: ACHN SECURITY ID: 00448Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 1.3 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACI WORLDWIDE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: ACIW SECURITY ID: 004498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Curtis | Management | For | For |
| 1.2 | Elect Director Philip G. Heasley | Management | For | For |
| 1.3 | Elect Director James C. McGroddy | Management | For | For |
| 1.4 | Elect Director David A. Poe | Management | For | For |
| 1.5 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.6 | Elect Director John M. Shay, Jr. | Management | For | For |
| 1.7 | Elect Director John E. Stokely | Management | For | For |
| 1.8 | Elect Director Jan H. Suwinski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACORN ENERGY, INC.
MEETING DATE: SEP 20, 2013 | TICKER: ACFN SECURITY ID: 004848107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Moore | Management | For | For |
| 1.2 | Elect Director Christopher E. Clouser | Management | For | For |
| 1.3 | Elect Director Mannie L. Jackson | Management | For | For |
| 1.4 | Elect Director Robert E. McKee III | Management | For | For |
| 1.5 | Elect Director Richard Rimer | Management | For | For |
| 1.6 | Elect Director Andrew H. Sassine | Management | For | For |
| 1.7 | Elect Director Samuel M. Zentman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ACTIVE POWER, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ACPW SECURITY ID: 00504W308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark A. Ascolese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ACTUATE CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: BIRT SECURITY ID: 00508B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter I. Cittadini | Management | For | For |
| 1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
| 1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
| 1.4 | Elect Director Arthur C. Patterson | Management | For | For |
| 1.5 | Elect Director Steven D. Whiteman | Management | For | For |
| 1.6 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACURA PHARMACEUTICALS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ACUR SECURITY ID: 00509L703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Immanuel Thangaraj | Management | For | For |
| 1.2 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.3 | Elect Director Robert B. Jones | Management | For | Withhold |
| 1.4 | Elect Director William G. Skelly | Management | For | For |
| 1.5 | Elect Director George K. Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACXIOM CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: ACXM SECURITY ID: 005125109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Fox | Management | For | For |
| 1.2 | Elect Director Jerry D. Gramaglia | Management | For | For |
| 1.3 | Elect Director Clark M. Kokich | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ADDUS HOMECARE CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: ADUS SECURITY ID: 006739106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven I. Geringer | Management | For | For |
| 1.2 | Elect Director Michael Earley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director James E. Matthews | Management | For | For |
| 1.5 | Elect Director Balan Nair | Management | For | For |
| 1.6 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Richard P. Beck | Management | For | For |
| 1.3 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.4 | Elect Director Edward C. Grady | Management | For | For |
| 1.5 | Elect Director Terry Hudgens | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ADVENT SOFTWARE, INC.
MEETING DATE: MAY 07, 2014 | TICKER: ADVS SECURITY ID: 007974108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1b | Elect Director David Peter F. Hess Jr. | Management | For | For |
| 1c | Elect Director James D. Kirsner | Management | For | For |
| 1d | Elect Director Wendell G. Van Auken | Management | For | For |
| 1e | Elect Director Asiff S. Hirji | Management | For | For |
| 1f | Elect Director Robert M. Tarkoff | Management | For | For |
| 1g | Elect Director Michael L. Frandsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AEGION CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: AEGN SECURITY ID: 00770F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Joseph Burgess | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1.4 | Elect Director Charles R. Gordon | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director M. Richard Smith | Management | For | For |
| 1.7 | Elect Director Alfred L. Woods | Management | For | For |
| 1.8 | Elect Director Phillip D. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AEP INDUSTRIES INC.
MEETING DATE: APR 08, 2014 | TICKER: AEPI SECURITY ID: 001031103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ira M. Belsky | Management | For | Withhold |
| 1.2 | Elect Director John J. Powers | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AERIE PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: AERI SECURITY ID: 00771V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.2 | Elect Director David W. Gryska | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AEROVIRONMENT, INC.
MEETING DATE: OCT 04, 2013 | TICKER: AVAV SECURITY ID: 008073108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Thomas Burbage | Management | For | For |
| 1.2 | Elect Director Charles R. Holland | Management | For | For |
| 1.3 | Elect Director Edward R. Muller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AETERNA ZENTARIS INC.
MEETING DATE: MAY 09, 2014 | TICKER: AEZ SECURITY ID: 007975303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcel Aubut | Management | For | For |
| 1.2 | Elect Director David A. Dodd | Management | For | For |
| 1.3 | Elect Director Jose P. Dorais | Management | For | For |
| 1.4 | Elect Director Carolyn Egbert | Management | For | For |
| 1.5 | Elect Director Juergen Ernst | Management | For | For |
| 1.6 | Elect Director Pierre Lapalme | Management | For | For |
| 1.7 | Elect Director Gerard Limoges | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AFFYMETRIX, INC.
MEETING DATE: JUN 03, 2014 | TICKER: AFFX SECURITY ID: 00826T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P.A. Fodor | Management | For | For |
| 1b | Elect Director Frank Witney | Management | For | For |
| 1c | Elect Director Nelson C. Chan | Management | For | For |
| 1d | Elect Director Gary S. Guthart | Management | For | For |
| 1e | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1f | Elect Director Robert H. Trice | Management | For | For |
| 1g | Elect Director Robert P. Wayman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGENUS INC.
MEETING DATE: APR 23, 2014 | TICKER: AGEN SECURITY ID: 00847G705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garo H. Armen | Management | For | For |
| 1.2 | Elect Director Tom Dechaene | Management | For | For |
| 1.3 | Elect Director Shahzad Malik | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AGILYSYS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: AGYS SECURITY ID: 00847J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Carnecchia | Management | For | For |
| 1.2 | Elect Director R. Andrew Cueva | Management | For | For |
| 1.3 | Elect Director Keith M. Kolerus | Management | For | For |
| 1.4 | Elect Director Peter F. Sinisgalli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Cantley | Management | For | Withhold |
| 1.2 | Elect Director Perry Karsen | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AIR METHODS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: AIRM SECURITY ID: 009128307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Connolly | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
| 1.3 | Elect Director Morad Tahbaz | Management | For | For |
| 1.4 | Elect Director Aaron D. Todd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ATSG SECURITY ID: 00922R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Carey | Management | For | For |
| 1.2 | Elect Director J. Christopher Teets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIRMEDIA GROUP INC.
MEETING DATE: JUL 18, 2013 | TICKER: AMCN SECURITY ID: 009411109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2a | Approve XIANG Songzuo to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2b | Approve DING Junjie to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2c | Approve XU Qing to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 2d | Approve XIA Donglin to Retire from Office and Cease to be a Director at the AGM | Management | For | For |
| 3 | Approve XIANG Songzuo to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 4 | Approve DING Junjie to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 5 | Approve XU Qing to Be Re-elected to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 | Management | For | For |
| 6a | Approve GUO Herman Man to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6b | Approve FENG James Zhonghua to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6c | Approve SHAN Shichong to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| 6d | Approve YANG Conor Chia-Hung to Serve a Term of Office Which Shall Expire on 31 July 2014 | Management | For | For |
| |
|---|
AIXTRON SE
MEETING DATE: MAY 14, 2014 | TICKER: AIXA SECURITY ID: 009606104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 4 | Ratify Deloitte abd Touche GmbH as Auditors for Fiscal 2014 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of EUR 45.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Steven Scopellite | Management | For | For |
| 1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
AKORN, INC.
MEETING DATE: MAY 02, 2014 | TICKER: AKRX SECURITY ID: 009728106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Ronald M. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Brian Tambi | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | Withhold |
| 1.5 | Elect Director Alan Weinstein | Management | For | For |
| 1.6 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
| 1.7 | Elect Director Adrienne L. Graves | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ALSK SECURITY ID: 01167P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For |
| 1.2 | Elect Director Anand Vadapalli | Management | For | For |
| 1.3 | Elect Director Peter D. Ley | Management | For | For |
| 1.4 | Elect Director John Niles Wanamaker | Management | For | For |
| 1.5 | Elect Director David W. Karp | Management | For | For |
| 1.6 | Elect Director Brian A. Ross | Management | For | For |
| 1.7 | Elect Director Margaret L. Brown | Management | For | For |
| 1.8 | Elect Director Carol G. Mills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBANY MOLECULAR RESEARCH, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AMRI SECURITY ID: 012423109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Una S. Ryan | Management | For | For |
| 1.2 | Elect Director Arthur J. Roth | Management | For | For |
| 1.3 | Elect Director Gabriel Leung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALCOBRA LTD
MEETING DATE: FEB 17, 2014 | TICKER: ADHD SECURITY ID: M2239P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Updated Employment Terms of Yaron Daniely, CEO and President | Management | For | For |
| 3 | Approve Annual Bonus for 2013 to Udi Gilboa, CFO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ALCOBRA LTD
MEETING DATE: MAY 27, 2014 | TICKER: ADHD SECURITY ID: M2239P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Udi Gilboa as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Dalia Meggido as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.5 | Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.6 | Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Elect Arieh Ben Yosef as Director and Approve Director's Remuneration | Management | For | For |
| 5 | Amend Compensation Terms of Howard B. Rosen, Chairman | Management | For | For |
| 6 | Grant Daniel E. Geffken, Director, Options to Purchase 3,000 Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALEXZA PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ALXA SECURITY ID: 015384209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. King | Management | For | For |
| 1.2 | Elect Director J. Kevin Buchi | Management | For | For |
| 1.3 | Elect Director Deepika R. Pakianathan | Management | For | For |
| 1.4 | Elect Director J. Leighton Read | Management | For | For |
| 1.5 | Elect Director Gordon Ringold | Management | For | For |
| 1.6 | Elect Director Isaac Stein | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALICO, INC.
MEETING DATE: FEB 28, 2014 | TICKER: ALCO SECURITY ID: 016230104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Brokaw | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Compton | Management | For | For |
| 1.3 | Elect Director R. Greg Eisner | Management | For | For |
| 1.4 | Elect Director Benjamin D. Fishman | Management | For | For |
| 1.5 | Elect Director W. Andrew Krusen, Jr. | Management | For | For |
| 1.6 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1.7 | Elect Director Henry R. Slack | Management | For | For |
| 1.8 | Elect Director Remy W. Trafelet | Management | For | For |
| 1.9 | Elect Director Clayton G. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Lacob | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 1.4 | Elect Director David C. Nagel | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALIMERA SCIENCES, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ALIM SECURITY ID: 016259103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Largent | Management | For | For |
| 1.2 | Elect Director C. Daniel Myers | Management | For | For |
| 1.3 | Elect Director Calvin W. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLEGIANT TRAVEL COMPANY
MEETING DATE: JUN 18, 2014 | TICKER: ALGT SECURITY ID: 01748X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Montie R. Brewer | Management | For | For |
| 1.2 | Elect Director Andrew C. Levy | Management | For | For |
| 1.3 | Elect Director Gary Ellmer | Management | For | For |
| 1.4 | Elect Director Linda A. Marvin | Management | For | For |
| 1.5 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1.6 | Elect Director Charles W. Pollard | Management | For | For |
| 1.7 | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ALLIANCE FIBER OPTIC PRODUCTS, INC.
MEETING DATE: NOV 01, 2013 | TICKER: AFOP SECURITY ID: 018680306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ALLIANCE FIBER OPTIC PRODUCTS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: AFOP SECURITY ID: 018680306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Sun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCE HEALTHCARE SERVICES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: AIQ SECURITY ID: 018606301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Curtis S. Lane | Management | For | Withhold |
| 1.3 | Elect Director Paul S. Viviano | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: AUG 07, 2013 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting | Management | For | For |
| 2 | Approve Bonus to Rami Hadar, President and CEO | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Grant Shraga Katz Options to Purchase Shares | Management | For | For |
| 5 | Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO. | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Company Business for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MDRX SECURITY ID: 01988P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart L. Bascomb | Management | For | For |
| 1.2 | Elect Director Paul M. Black | Management | For | For |
| 1.3 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1.4 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director Anita V. Pramoda | Management | For | For |
| 1.7 | Elect Director David D. Stevens | Management | For | For |
| 1.8 | Elect Director Ralph H. 'Randy' Thurman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALMOST FAMILY, INC.
MEETING DATE: MAY 05, 2014 | TICKER: AFAM SECURITY ID: 020409108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Yarmuth | Management | For | For |
| 1.2 | Elect Director Steven B. Bing | Management | For | For |
| 1.3 | Elect Director Donald G. McClinton | Management | For | For |
| 1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect Director W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Director Henry M. Altman, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALPHA & OMEGA SEMICONDUCTOR LTD.
MEETING DATE: NOV 12, 2013 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Howard M. Bailey | Management | For | For |
| 1.4 | Elect Director Robert I. Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael J. Salameh | Management | For | For |
| 1.7 | Elect Director Thomas W. Steipp | Management | For | For |
| 2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALPHATEC HOLDINGS, INC.
MEETING DATE: JUN 26, 2014 | TICKER: ATEC SECURITY ID: 02081G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie H. Cross | Management | For | For |
| 1.2 | Elect Director Mortimer Berkowitz, III | Management | For | For |
| 1.3 | Elect Director John H. Foster | Management | For | For |
| 1.4 | Elect Director R. Ian Molson | Management | For | For |
| 1.5 | Elect Director Stephen E. O'Neil | Management | For | For |
| 1.6 | Elect Director James R. Glynn | Management | For | For |
| 1.7 | Elect Director Rohit M. Desai | Management | For | For |
| 1.8 | Elect Director Siri S. Marshall | Management | For | For |
| 1.9 | Elect Director James M. Corbett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALTAIR NANOTECHNOLOGIES INC.
MEETING DATE: DEC 04, 2013 | TICKER: ALTI SECURITY ID: 021373303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yincang Wei | Management | For | Withhold |
| 1.2 | Elect Director Richard W. Lee | Management | For | Withhold |
| 1.3 | Elect Director Guohua Wei | Management | For | Withhold |
| 1.4 | Elect Director Guohua Sun | Management | For | Withhold |
| 1.5 | Elect Director Zhigang Zhao | Management | For | Withhold |
| 1.6 | Elect Director Eqbal Al Yousuf | Management | For | For |
| 1.7 | Elect Director Yuhong Li | Management | For | For |
| 1.8 | Elect Director Ching Chuen Chan | Management | For | Withhold |
| 1.9 | Elect Director Jun Liu | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | Withhold |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| |
|---|
ALTRA INDUSTRIAL MOTION CORP.
MEETING DATE: APR 24, 2014 | TICKER: AIMC SECURITY ID: 02208R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.5 | Elect Director Larry McPherson | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALVARION LTD.
MEETING DATE: JAN 05, 2014 | TICKER: ALVR SECURITY ID: M0861T118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Company's Proposed Creditors' Plan of Settlement | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director Robert J. Perez | Management | For | For |
| 1.4 | Elect Director Lesley Russell | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Davey S. Scoon | Management | For | For |
| 1.7 | Elect Director James R. Sulat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMARIN CORPORATION PLC
MEETING DATE: JUL 09, 2013 | TICKER: AMRN SECURITY ID: 023111206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
| 2 | Re-elect Kristine Peterson as Director | Management | For | For |
| 3 | Elect David Stack as Director | Management | For | For |
| 4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: DEC 18, 2013 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana N. Adams | Management | For | For |
| 1.2 | Elect Director Eugene M. Bullis | Management | For | For |
| 1.3 | Elect Director Victor Mandel | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.5 | Elect Director Nader Tavakoli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana N. Adams | Management | For | For |
| 1.2 | Elect Director Eugene M. Bullis | Management | For | For |
| 1.3 | Elect Director Victor Mandel | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.5 | Elect Director Nader Tavakoli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMBARELLA, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AMBA SECURITY ID: G037AX101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie D. Kohn | Management | For | For |
| 1.2 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 1.3 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMBASSADORS GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: EPAX SECURITY ID: 023177108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Kalustian | Management | For | For |
| 1.2 | Elect Director Lisa O'Dell Rapuano | Management | For | For |
| 1.3 | Elect Director Ricardo Lopez Valencia | Management | For | For |
| 1.4 | Elect Director Peter H. Kamin | Management | For | For |
| 1.5 | Elect Director Debra Dulsky | Management | For | For |
| 1.6 | Elect Director Philip B. Livingston | Management | For | For |
| 1.7 | Elect Director Jefferson P. Gramm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMBIENT CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: AMBT SECURITY ID: 02318N201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Joyce | Management | For | For |
| 1.2 | Elect Director Michael Widland | Management | For | Against |
| 1.3 | Elect Director D. Howard Pierce | Management | For | For |
| 1.4 | Elect Director Thomas Michael Higgins | Management | For | For |
| 1.5 | Elect Director Francesca E. Scarito | Management | For | For |
| |
|---|
AMBIT BIOSCIENCES CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: AMBI SECURITY ID: 02318X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bonita | Management | For | For |
| 1.2 | Elect Director Steven A. Elms | Management | For | For |
| 1.3 | Elect Director Mark G. Foletta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: AMED SECURITY ID: 023436108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda J. Hall | Management | For | For |
| 1.2 | Elect Director Ronald A. LaBorde | Management | For | For |
| 1.3 | Elect Director Jake L. Netterville | Management | For | For |
| 1.4 | Elect Director David R. Pitts | Management | For | For |
| 1.5 | Elect Director Peter F. Ricchiuti | Management | For | For |
| 1.6 | Elect Director Donald A. Washburn | Management | For | For |
| 1.7 | Elect Director Nathaniel M. Zilkha | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERCO
MEETING DATE: AUG 29, 2013 | TICKER: UHAL SECURITY ID: 023586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Articles to Add Mandatory Director, Officer and Agent Indemnification Provision | Management | For | Against |
| 3 | Amend Articles to Eliminate Any Specific Terms or Conditions of Any Preferred Stock or Serial Common Stock | Management | For | For |
| 4 | Amend Articles to Update the Conflict of Interest and Interested Transaction Provision | Management | For | For |
| 5 | Amend Articles To Correct Typographical Errors and to Make Non-Substantive Stylistic Changes | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Allow Shareholder Proposals Requesting Ratification of Decisions and Actions Taken by the Board | Shareholder | For | Against |
| 9.1 | Elect Director Edward J. 'Joe' Shoen | Management | For | Withhold |
| 9.2 | Elect Director James E. Acridge | Management | For | For |
| 9.3 | Elect Director Charles J. Bayer | Management | For | For |
| 9.4 | Elect Director John P. Brogan | Management | For | For |
| 9.5 | Elect Director John M. Dodds | Management | For | For |
| 9.6 | Elect Director Michael L. Gallagher | Management | For | For |
| 9.7 | Elect Director Daniel R. Mullen | Management | For | For |
| 9.8 | Elect Director James P. Shoen | Management | For | Withhold |
| |
|---|
AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: APR 28, 2014 | TICKER: AMXL SECURITY ID: 02364W204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve CEO and Auditors' Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Board's Report on Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law | Management | For | For |
| 1.3 | Approve Report on Activities and Operations Undertaken by Board in Accordance with Article 28 IV (E) of Company Law | Management | For | For |
| 1.4 | Approve Audit and Corporate Practices Committee's Report on Their Activities and on Company's Subsidiaries in Accordance with Article 43 of Company Law | Management | For | For |
| 1.5 | Approve Consolidated Financial Statements, Allocation of Income and Distribution of Dividends | Management | For | For |
| 1.6 | Approve Report on Repurchased Shares Program | Management | For | For |
| 1.7 | Approve Report on Compliance with Fiscal Obligations | Management | For | For |
| 2 | Elect or Ratify Directors, Elect Company Secretary and Deputy Secretary, Elect Chairman of Audit Committee; Approve Their Remuneration, and Approve Discharge of Board of Directors and CEO | Management | For | Against |
| 3 | Elect or Ratify Members to Key Board Committees and Approve Their Remuneration, and Approve Discharge of Key Board Committees | Management | For | Against |
| 4 | Set Aggregate Nominal Amount of Share Repurchase Reserve at MXN 30 Billion | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMERICA'S CAR-MART, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CRMT SECURITY ID: 03062T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Englander | Management | For | For |
| 1.2 | Elect Director William H. Henderson | Management | For | For |
| 1.3 | Elect Director William M. Sams | Management | For | For |
| 1.4 | Elect Director John David Simmons | Management | For | For |
| 1.5 | Elect Director Robert Cameron Smith | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: APR 22, 2014 | TICKER: AGNC SECURITY ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
MEETING DATE: APR 22, 2014 | TICKER: MTGE SECURITY ID: 02504A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN NATIONAL BANKSHARES INC.
MEETING DATE: MAY 20, 2014 | TICKER: AMNB SECURITY ID: 027745108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben J. Davenport, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Charles H. Majors | Management | For | For |
| 1.3 | Elect Director Dan M. Pleasant | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERICAN NATIONAL INSURANCE COMPANY
MEETING DATE: APR 25, 2014 | TICKER: ANAT SECURITY ID: 028591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Moody, Sr. | Management | For | For |
| 1.2 | Elect Director James E. Pozzi | Management | For | For |
| 1.3 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.4 | Elect Director Russell S. Moody | Management | For | For |
| 1.5 | Elect Director William L. Moody, IV | Management | For | For |
| 1.6 | Elect Director James D. Yarbrough | Management | For | For |
| 1.7 | Elect Director Arthur O. Dummer | Management | For | For |
| 1.8 | Elect Director Shelby M. Elliott | Management | For | For |
| 1.9 | Elect Director E. J. 'Jere' Pederson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN PACIFIC CORPORATION
MEETING DATE: MAR 11, 2014 | TICKER: APFC SECURITY ID: 028740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara Smith Campbell | Management | For | For |
| 1.2 | Elect Director C. Keith Rooker | Management | For | For |
| 1.3 | Elect Director Charlotte E. Sibley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN PUBLIC EDUCATION, INC.
MEETING DATE: JUN 13, 2014 | TICKER: APEI SECURITY ID: 02913V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric C. Andersen | Management | For | For |
| 1b | Elect Director Wallace E. Boston, Jr. | Management | For | For |
| 1c | Elect Director Barbara G. Fast | Management | For | For |
| 1d | Elect Director Jean C. Halle | Management | For | For |
| 1e | Elect Director Timothy J. Landon | Management | For | For |
| 1f | Elect Director Westley Moore | Management | For | For |
| 1g | Elect Director Timothy T. Weglicki | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN RAILCAR INDUSTRIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: ARII SECURITY ID: 02916P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl C. Icahn | Management | For | Against |
| 1.2 | Elect Director James C. Pontious | Management | For | For |
| 1.3 | Elect Director J. Mike Laisure | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Hunter Gary | Management | For | Against |
| 1.6 | Elect Director SungHwan Cho | Management | For | Against |
| 1.7 | Elect Director Andrew Roberto | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN REALTY CAPITAL HEALTHCARE TRUST, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HCT SECURITY ID: 02917R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas S. Schorsch | Management | For | Against |
| 1b | Elect Director William M. Kahane | Management | For | Against |
| 1c | Elect Director Leslie D. Michelson | Management | For | Against |
| 1d | Elect Director P. Sue Perrotty | Management | For | Against |
| 1e | Elect Director Robert H. Burns | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN REALTY CAPITAL PROPERTIES, INC.
MEETING DATE: JAN 23, 2014 | TICKER: ARCP SECURITY ID: 02917T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AMERICAN REALTY CAPITAL PROPERTIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ARCP SECURITY ID: 02917T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas S. Schorsch | Management | For | Withhold |
| 1.2 | Elect Director Edward M. Weil, Jr. | Management | For | Withhold |
| 1.3 | Elect Director William M. Kahane | Management | For | Withhold |
| 1.4 | Elect Director Leslie D. Michelson | Management | For | Withhold |
| 1.5 | Elect Director Edward G. Rendell | Management | For | Withhold |
| 1.6 | Elect Director Scott J. Bowman | Management | For | Withhold |
| 1.7 | Elect Director William G. Stanley | Management | For | For |
| 1.8 | Elect Director Thomas A. Andruskevich | Management | For | For |
| 1.9 | Elect Director Scott P. Sealy, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN RIVER BANKSHARES
MEETING DATE: MAY 22, 2014 | TICKER: AMRB SECURITY ID: 029326105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors Kimberly A. Box | Management | For | For |
| 1.2 | Elect Director Charles D. Fite | Management | For | For |
| 1.3 | Elect Directors Robert J. Fox | Management | For | For |
| 1.4 | Elect Directors William A. Robotham | Management | For | For |
| 1.5 | Elect Directors David T. Taber | Management | For | For |
| 1.6 | Elect Directors Roger J. Taylor | Management | For | For |
| 1.7 | Elect Directors Stephen H. Waks | Management | For | For |
| 1.8 | Elect Directors Philip A. Wright | Management | For | For |
| 1.9 | Elect Directors Michael A. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN SCIENCE AND ENGINEERING, INC.
MEETING DATE: SEP 04, 2013 | TICKER: ASEI SECURITY ID: 029429107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denis R. Brown | Management | For | For |
| 1.2 | Elect Director Charles P. Dougherty | Management | For | For |
| 1.3 | Elect Director John A. Gordon | Management | For | For |
| 1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
| 1.5 | Elect Director Don R. Kania | Management | For | For |
| 1.6 | Elect Director Mark S. Thompson | Management | For | For |
| 1.7 | Elect Director Jennifer L. Vogel | Management | For | For |
| 1.8 | Elect Director Carl W. Vogt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: AMSWA SECURITY ID: 029683109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dennis Hogue | Management | For | For |
| 1.2 | Elect Director John J. Jarvis | Management | For | For |
| 1.3 | Elect Director James B. Miller, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
AMERICAN SUPERCONDUCTOR CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: AMSC SECURITY ID: 030111108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vikram S. Budhraja | Management | For | Withhold |
| 1.2 | Elect Director Richard Drouin | Management | For | Withhold |
| 1.3 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.4 | Elect Director Daniel P. McGahn | Management | For | For |
| 1.5 | Elect Director David R. Oliver, Jr. | Management | For | For |
| 1.6 | Elect Director John B. Vander Sande | Management | For | Withhold |
| 1.7 | Elect Director John W. Wood, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN WOODMARK CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: AMWD SECURITY ID: 030506109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Martha M. Dally | Management | For | Against |
| 1.4 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.5 | Elect Director Kent B. Guichard | Management | For | For |
| 1.6 | Elect Director Daniel T. Hendrix | Management | For | Against |
| 1.7 | Elect Director Kent J. Hussey | Management | For | For |
| 1.8 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERIS BANCORP
MEETING DATE: MAY 29, 2014 | TICKER: ABCB SECURITY ID: 03076K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Raymond Fulp | Management | For | For |
| 1.2 | Elect Director Robert P. Lynch | Management | For | For |
| 1.3 | Elect Director Brooks Sheldon | Management | For | For |
| 1.4 | Elect Director William H. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMES NATIONAL CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: ATLO SECURITY ID: 031001100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Betty A. Baudler Horras | Management | For | For |
| 1.2 | Elect Director Douglas C. Gustafson | Management | For | For |
| 1.3 | Elect Director Thomas H. Pohlman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Robert Essner | Management | For | For |
| 1.3 | Elect Director Ted W. Love | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 13, 2014 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Robert R. Morse | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2014 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry D. Herr | Management | For | For |
| 1.2 | Elect Director Christopher A. Holden | Management | For | For |
| 1.3 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.4 | Elect Director Kevin P. Lavender | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
AMTECH SYSTEMS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: ASYS SECURITY ID: 032332504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jong S. Whang | Management | For | For |
| 1.2 | Elect Director Fokko Pentinga | Management | For | For |
| 1.3 | Elect Director Michael Garnreiter | Management | For | For |
| 1.4 | Elect Director Alfred W. Giese | Management | For | For |
| 1.5 | Elect Director Egbert J. G. Goudena | Management | For | For |
| 1.6 | Elect Director Robert F. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMTRUST FINANCIAL SERVICES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: AFSI SECURITY ID: 032359309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Jay J. Miller | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMYRIS, INC.
MEETING DATE: SEP 12, 2013 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey Duyk | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando de Castro Reinach | Management | For | For |
| 1.4 | Elect Director HH Sheikh Abdullah bin Khalifa Al Thani | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
ANACOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ANAC SECURITY ID: 032420101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Anders D. Hove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANADIGICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ANAD SECURITY ID: 032515108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry T. Rein | Management | For | For |
| 1.2 | Elect Director Dennis F. Strigl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director John C. Hodgson | Management | For | For |
| 1f | Elect Director Yves-Andre Istel | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director F. Grant Saviers | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOGIC CORPORATION
MEETING DATE: JAN 21, 2014 | TICKER: ALOG SECURITY ID: 032657207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernard C. Bailey | Management | For | For |
| 1b | Elect Director Jeffrey P. Black | Management | For | For |
| 1c | Elect Director James W. Green | Management | For | For |
| 1d | Elect Director James J. Judge | Management | For | For |
| 1e | Elect Director Kevin C. Melia | Management | For | For |
| 1f | Elect Director Michael T. Modic | Management | For | For |
| 1g | Elect Director Fred B. Parks | Management | For | For |
| 1h | Elect Director Sophie V. Vandebroek | Management | For | For |
| 1i | Elect Director Edward F. Voboril | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ANAREN, INC.
MEETING DATE: NOV 06, 2013 | TICKER: ANEN SECURITY ID: 032744104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Robison | Management | For | For |
| 1.2 | Elect Director John L. Smucker | Management | For | For |
| 1.3 | Elect Director Patricia T. Civil | Management | For | For |
| 2 | Declassify the Board of Directors | Shareholder | Against | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | Against | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANAREN, INC.
MEETING DATE: FEB 06, 2014 | TICKER: ANEN SECURITY ID: 032744104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ANGIE'S LIST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ANGI SECURITY ID: 034754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Britto | Management | For | For |
| 1.2 | Elect Director Michael S. Maurer | Management | For | For |
| 1.3 | Elect Director Susan E. Thronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANGIODYNAMICS, INC.
MEETING DATE: OCT 22, 2013 | TICKER: ANGO SECURITY ID: 03475V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey G. Gold | Management | For | For |
| 1.2 | Elect Director Kevin J. Gould | Management | For | For |
| 1.3 | Elect Director Dennis S. Meteny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANI PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ANIP SECURITY ID: 00182C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Arthur S. Przybyl | Management | For | For |
| 1.3 | Elect Director Fred Holubow | Management | For | For |
| 1.4 | Elect Director Ross Mangano | Management | For | For |
| 1.5 | Elect Director Tracy L. Marshbanks | Management | For | For |
| 1.6 | Elect Director Thomas A. Penn | Management | For | For |
| 1.7 | Elect Director Daniel Raynor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ANIKA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ANIK SECURITY ID: 035255108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Wheeler | Management | For | For |
| 1.2 | Elect Director Charles H. Sherwood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Cashman, III | Management | For | For |
| 1.2 | Elect Director Ajei S. Gopal | Management | For | For |
| 1.3 | Elect Director William R. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANTARES PHARMA, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ATRS SECURITY ID: 036642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Jacob | Management | For | For |
| 1.2 | Elect Director Paul K. Wotton | Management | For | For |
| 1.3 | Elect Director Marvin Samson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APCO OIL AND GAS INTERNATIONAL INC.
MEETING DATE: APR 24, 2014 | TICKER: APAGF SECURITY ID: G0471F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bender | Management | For | Against |
| 1.2 | Elect Director Piero Ruffinengo | Management | For | For |
| 1.3 | Elect Director J. Kevin Vann | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
API TECHNOLOGIES CORP.
MEETING DATE: APR 11, 2014 | TICKER: ATNY SECURITY ID: 00187E203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew E. Avril | Management | For | For |
| 1.2 | Elect Director Kenton W. Fiske | Management | For | For |
| 1.3 | Elect Director Brian R. Kahn | Management | For | For |
| 1.4 | Elect Director Melvin L. Keating | Management | For | For |
| 1.5 | Elect Director Kenneth J. Krieg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APOGEE ENTERPRISES, INC.
MEETING DATE: JUN 25, 2014 | TICKER: APOG SECURITY ID: 037598109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marzec | Management | For | For |
| 1.2 | Elect Director Donald A. Nolan | Management | For | For |
| 1.3 | Elect Director David E. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 04, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 27, 2013 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director H.K. Desai | Management | For | For |
| 1c | Elect Director Paramesh Gopi | Management | For | For |
| 1d | Elect Director Paul R. Gray | Management | For | For |
| 1e | Elect Director Fred Shlapak | Management | For | For |
| 1f | Elect Director Robert F. Sproull | Management | For | For |
| 1g | Elect Director Duston Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLIED OPTOELECTRONICS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAOI SECURITY ID: 03823U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Moore | Management | For | For |
| 1.2 | Elect Director Che-Wei Lin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
APPROACH RESOURCES INC.
MEETING DATE: MAY 29, 2014 | TICKER: AREX SECURITY ID: 03834A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Bell | Management | For | For |
| 1.2 | Elect Director Sheldon B. Lubar | Management | For | For |
| 1.3 | Elect Director Christopher J. Whyte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APRICUS BIOSCIENCES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: APRI SECURITY ID: 03832V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rusty Ray | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| |
|---|
ARATANA THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: PETX SECURITY ID: 03874P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2014 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kewsong Lee | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Pat Hartman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aq | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ar | Elect Director Ryan Taylor as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2as | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2at | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2au | Elect Director Argus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2av | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aw | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCTIC CAT INC.
MEETING DATE: AUG 08, 2013 | TICKER: ACAT SECURITY ID: 039670104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claude J. Jordan | Management | For | For |
| 1.2 | Elect Director Susan E. Lester | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: ARNA SECURITY ID: 040047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Lief | Management | For | For |
| 1.2 | Elect Director Dominic P. Behan | Management | For | For |
| 1.3 | Elect Director Donald D. Belcher | Management | For | For |
| 1.4 | Elect Director Scott H. Bice | Management | For | For |
| 1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: AGII SECURITY ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Berry Cash | Management | For | For |
| 1b | Elect Director John R. Power, Jr. | Management | For | For |
| 1c | Elect Director Mark E. Watson, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay R. LaMarche | Management | For | For |
| 1b | Elect Director Norbert G. Riedel | Management | For | For |
| 1c | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ARKANSAS BEST CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: ABFS SECURITY ID: 040790107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Fred A. Allardyce | Management | For | For |
| 1.3 | Elect Director William M. Legg | Management | For | For |
| 1.4 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.5 | Elect Director John H. Morris | Management | For | For |
| 1.6 | Elect Director Craig E. Philip | Management | For | For |
| 1.7 | Elect Director Steven L. Spinner | Management | For | For |
| 1.8 | Elect Director Janice E. Stipp | Management | For | For |
| 1.9 | Elect Director Robert A. Young, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 01, 2014 | TICKER: ARM SECURITY ID: 042068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Stuart Chambers as Director | Management | For | For |
| 6 | Re-elect Simon Segars as Director | Management | For | For |
| 7 | Re-elect Andy Green as Director | Management | For | For |
| 8 | Re-elect Larry Hirst as Director | Management | For | For |
| 9 | Re-elect Mike Muller as Director | Management | For | For |
| 10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 11 | Re-elect Janice Roberts as Director | Management | For | For |
| 12 | Re-elect Tim Score as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARQULE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ARQL SECURITY ID: 04269E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARRAY BIOPHARMA INC.
MEETING DATE: OCT 23, 2013 | TICKER: ARRY SECURITY ID: 04269X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | Withhold |
| 1.2 | Elect Director Gil J. Van Lunsen | Management | For | For |
| 1.3 | Elect Director John L. Zabriskie | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARRIS GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ARRS SECURITY ID: 04270V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex B. Best | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director James A. Chiddix | Management | For | For |
| 1.4 | Elect Director Andrew T. Heller | Management | For | For |
| 1.5 | Elect Director Matthew B. Kearney | Management | For | For |
| 1.6 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.7 | Elect Director Doreen A. Toben | Management | For | For |
| 1.8 | Elect Director Debora J. Wilson | Management | For | For |
| 1.9 | Elect Director David A. Woodle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARROW FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: AROW SECURITY ID: 042744102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth O'Connor Little | Management | For | For |
| 1.2 | Elect Director John J. Murphy | Management | For | For |
| 1.3 | Elect Director Thomas J. Murphy | Management | For | For |
| 1.4 | Elect Director Richard J. Reisman | Management | For | For |
| 1.5 | Elect Director Tenee R. Casaccio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARROWHEAD RESEARCH CORPORATION
MEETING DATE: FEB 06, 2014 | TICKER: ARWR SECURITY ID: 042797209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Mauro Ferrari | Management | For | For |
| 1.3 | Elect Director Edward W. Frykman | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Charles P. McKenney | Management | For | For |
| 1.6 | Elect Director Michael S. Perry | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARTHROCARE CORPORATION
MEETING DATE: DEC 12, 2013 | TICKER: ARTC SECURITY ID: 043136100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board | Management | For | For |
| 2 | Elect Director Fabiana Lacerca-Allen | Management | For | For |
| |
|---|
ARTHROCARE CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: ARTC SECURITY ID: 043136100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASB BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ASBB SECURITY ID: 00213T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia S. Smith | Management | For | For |
| 1.2 | Elect Director Stephen P. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 12, 2013 | TICKER: ASNA SECURITY ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot S. Jaffe | Management | For | For |
| 1.2 | Elect Director Michael W. Rayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASCENT CAPITAL GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ASCMA SECURITY ID: 043632108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.2 | Elect Director Michael J. Pohl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASIA ENTERTAINMENT & RESOURCES LTD.
MEETING DATE: SEP 24, 2013 | TICKER: IKGH SECURITY ID: G0539K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lam Man Pou as Director | Management | For | Withhold |
| 1.2 | Elect George Chui Vai Hou as Director | Management | For | For |
| 1.3 | Elect Vong Hon Kun as Director | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend and Restate the Company's Second Amended and Restated Memorandum and Articles of Association and Change of Corporate Name to Iao Kun Group Holding Company Limited | Management | For | Against |
| 4 | Ratify UHY LLP as Auditors | Management | For | For |
| |
|---|
ASIAINFO-LINKAGE, INC.
MEETING DATE: DEC 19, 2013 | TICKER: ASIA SECURITY ID: 04518A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 21, 2014 | TICKER: ASM SECURITY ID: N07045102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Ratify Deloitte as Auditors for Fiscal Year 2014 | Management | For | For |
| 8b | Ratify KPMG as Auditors for Fiscal Year 2015 | Management | For | For |
| 9a | Reappoint C.D. Del Prado to Executive Board | Management | For | For |
| 9b | Reappoint P.A.M. Van Bommel to Executive Board | Management | For | For |
| 10a | Reappoint H.W. Kreutzer to Supervisory Board | Management | For | For |
| 10b | Reappoint M.C.J. Van Pernis to Supervisory Board | Management | For | For |
| 11 | Approve Remuneration Policy for the Members of the Management Board | Management | For | For |
| 12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 12b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12a | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 23, 2014 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 05, 2013 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTA FUNDING, INC.
MEETING DATE: MAR 11, 2014 | TICKER: ASFI SECURITY ID: 046220109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Stern | Management | For | For |
| 1.2 | Elect Director Arthur Stern | Management | For | For |
| 1.3 | Elect Director Herman Badillo | Management | For | For |
| 1.4 | Elect Director David Slackman | Management | For | For |
| 1.5 | Elect Director Edward Celano | Management | For | For |
| 1.6 | Elect Director Harvey Leibowitz | Management | For | For |
| 1.7 | Elect Director Louis A. Piccolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASTEC INDUSTRIES, INC.
MEETING DATE: APR 24, 2014 | TICKER: ASTE SECURITY ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTRO-MED, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ALOT SECURITY ID: 04638F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Everett V. Pizzuti | Management | For | For |
| 1.2 | Elect Director Graeme MacLetchie | Management | For | For |
| 1.3 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.4 | Elect Director Harold Schofield | Management | For | For |
| 1.5 | Elect Director Hermann Viets | Management | For | For |
| 1.6 | Elect Director Gregory A. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASTRONICS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ATRO SECURITY ID: 046433108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | Withhold |
| 1.4 | Elect Director Peter J. Gundermann | Management | For | Withhold |
| 1.5 | Elect Director Kevin T. Keane | Management | For | Withhold |
| 1.6 | Elect Director Robert J. McKenna | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHERSYS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ATHX SECURITY ID: 04744L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gil Van Bokkelen | Management | For | For |
| 1.2 | Elect Director John J. Harrington | Management | For | For |
| 1.3 | Elect Director Lee E. Babiss | Management | For | For |
| 1.4 | Elect Director Ismail Kola | Management | For | Withhold |
| 1.5 | Elect Director Kenneth H. Traub | Management | For | For |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATLANTIC COAST FINANCIAL CORPORATION
MEETING DATE: AUG 16, 2013 | TICKER: ACFC SECURITY ID: 048426100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Bhasin | Management | For | For |
| 1.2 | Elect Director Kevin G. Champagne | Management | For | For |
| 1.3 | Elect Director John J. Dolan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ATLANTIC TELE-NETWORK, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ATNI SECURITY ID: 049079205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin L. Budd | Management | For | For |
| 1.2 | Elect Director Michael T. Flynn | Management | For | For |
| 1.3 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
| 1.5 | Elect Director Michael T. Prior | Management | For | For |
| 1.6 | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ATLANTICUS HOLDINGS CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: ATLC SECURITY ID: 04914Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Hanna | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Howard | Management | For | For |
| 1.3 | Elect Director Deal W. Hudson | Management | For | Withhold |
| 1.4 | Elect Director Mack F. Mattingly | Management | For | Withhold |
| 1.5 | Elect Director Thomas G. Rosencrants | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2014 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMI, INC.
MEETING DATE: APR 15, 2014 | TICKER: ATMI SECURITY ID: 00207R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ATRICURE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ATRC SECURITY ID: 04963C209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Michael D. Hooven | Management | For | For |
| 1.5 | Elect Director Richard M. Johnston | Management | For | For |
| 1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.7 | Elect Director Mark R. Lanning | Management | For | For |
| 1.8 | Elect Director Karen P. Robards | Management | For | For |
| 1.9 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ATRION CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATRI SECURITY ID: 049904105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emile A Battat | Management | For | For |
| 1.2 | Elect Director Ronald N. Spaulding | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUDIENCE, INC.
MEETING DATE: JUN 06, 2014 | TICKER: ADNC SECURITY ID: 05070J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Santos | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director Barry L. Cox | Management | For | For |
| 1.4 | Elect Director Rich Geruson | Management | For | For |
| 1.5 | Elect Director Mohan S. Gyani | Management | For | For |
| 1.6 | Elect Director George A. Pavlov | Management | For | For |
| 1.7 | Elect Director Patrick Scaglia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AUDIOCODES LTD.
MEETING DATE: SEP 08, 2013 | TICKER: AUDC SECURITY ID: M15342104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Employment Terms of Shabtai Adlersberg, President and CEO | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
AUTOBYTEL INC.
MEETING DATE: JUL 03, 2013 | TICKER: ABTL SECURITY ID: 05275N205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Fuchs | Management | For | For |
| 1.2 | Elect Director Janet M. Thompson | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 4 | Approve Amendment To The Company's Certificate Of Incorporation To Effect The Elimination Of Provisions Establishing The Powers, Designations, Preferences And Rights For Series A, B And C Preferred Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AUTOBYTEL INC.
MEETING DATE: JUN 19, 2014 | TICKER: ABTL SECURITY ID: 05275N205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Coats | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Stibel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Renew NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JAN 14, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 12, 2013 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Leslie A. Brun | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Eric C. Fast | Management | For | For |
| 1.6 | Elect Director Linda R. Gooden | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 27, 2013 | TICKER: AMAP SECURITY ID: 05330F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AUXL SECURITY ID: 05334D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Peter C. Brandt | Management | For | For |
| 1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.7 | Elect Director William T. McKee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AV HOMES, INC.
MEETING DATE: SEP 18, 2013 | TICKER: AVHI SECURITY ID: 00234P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AV HOMES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: AVHI SECURITY ID: 00234P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Barnett | Management | For | Withhold |
| 1.2 | Elect Director Roger A. Cregg | Management | For | Withhold |
| 1.3 | Elect Director Kelvin L. Davis | Management | For | Withhold |
| 1.4 | Elect Director Roger W. Einiger | Management | For | Withhold |
| 1.5 | Elect Director Paul Hackwell | Management | For | Withhold |
| 1.6 | Elect Director Greg Kranias | Management | For | Withhold |
| 1.7 | Elect Director Joshua L. Nash | Management | For | Withhold |
| 1.8 | Elect Director Joel M. Simon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 09, 2014 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director John T. Dickson | Management | For | For |
| 1c | Elect Director James V. Diller | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Bruno Guilmart | Management | For | For |
| 1f | Elect Director Kenneth Y. Hao | Management | For | For |
| 1g | Elect Director Justine F. Lien | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
| |
|---|
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 12, 2014 | TICKER: AVNR SECURITY ID: 05348P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: AVEO SECURITY ID: 053588109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.4 | Elect Director Raju Kucherlapati | Management | For | For |
| 1.5 | Elect Director Henri A. Termeer | Management | For | For |
| 1.6 | Elect Director Robert C. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AVIAT NETWORKS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: AVNW SECURITY ID: 05366Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Hasler | Management | For | For |
| 1.2 | Elect Director Clifford H. Higgerson | Management | For | For |
| 1.3 | Elect Director Charles D. Kissner | Management | For | For |
| 1.4 | Elect Director Michael A. Pangia | Management | For | For |
| 1.5 | Elect Director Raghavendra Rau | Management | For | For |
| 1.6 | Elect Director Mohsen Sohi | Management | For | For |
| 1.7 | Elect Director James C. Stoffel | Management | For | For |
| 1.8 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Alun Cathcart | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.7 | Elect Director Lynn Krominga | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director F. Robert Salerno | Management | For | For |
| 1.10 | Elect Director Stender E. Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ACLS SECURITY ID: 054540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. John Fletcher | Management | For | For |
| 1.2 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen R. Hardis | Management | For | For |
| 1.4 | Elect Director William C. Jennings | Management | For | For |
| 1.5 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.6 | Elect Director Barbara J. Lundberg | Management | For | For |
| 1.7 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.8 | Elect Director Mary G. Puma | Management | For | For |
| 1.9 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXT, INC.
MEETING DATE: MAY 13, 2014 | TICKER: AXTI SECURITY ID: 00246W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris S. Young | Management | For | For |
| 1.2 | Elect Director David C. Chang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
B COMMUNICATIONS LTD.
MEETING DATE: NOV 07, 2013 | TICKER: BCOM SECURITY ID: M15629104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Moshe Rosenthal as External Director for an Additional Three Year Term | Management | For | For |
| 1.2 | Reelect Debbie Saperia as External Director for an Additional Three Year Term | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Updated Compensation Arrangement for Turgeman, CEO and Approve Arrangement With the Company?s Principal Shareholder, Internet Gold, and Its Parent, Eurocom Communications, to Share the Cost of his Management Services is Hereby Ratified | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B | Vote FOR if your holding or voting requires the consent of the Prime Minister or Minister of Communications, otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
B/E AEROSPACE, INC.
MEETING DATE: JUL 24, 2013 | TICKER: BEAV SECURITY ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Senft | Management | For | For |
| 1.2 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BALCHEM CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: BCPC SECURITY ID: 057665200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Fischer | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director John Y. Televantos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BALLARD POWER SYSTEMS INC.
MEETING DATE: JUN 03, 2014 | TICKER: BLD SECURITY ID: 058586108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian A. Bourne | Management | For | For |
| 1.2 | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1.3 | Elect Director Edwin J. Kilroy | Management | For | For |
| 1.4 | Elect Director John W. Sheridan | Management | For | For |
| 1.5 | Elect Director Carol M. Stephenson | Management | For | For |
| 1.6 | Elect Director David B. Sutcliffe | Management | For | For |
| 1.7 | Elect Director Ian Sutcliffe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BANC OF CALIFORNIA INC
MEETING DATE: JUL 16, 2013 | TICKER: BANC SECURITY ID: 33589V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Sugarman | Management | For | For |
| 1.2 | Elect Director Jonah Schnel | Management | For | For |
| 1.3 | Elect Director Robb Evans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BANC OF CALIFORNIA, INC.
MEETING DATE: MAY 15, 2014 | TICKER: BANC SECURITY ID: 05990K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Holoman | Management | For | Withhold |
| 1.2 | Elect Director Halle Benett | Management | For | For |
| 1.3 | Elect Director Robert D. Sznewajs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Brand | Management | For | For |
| 1.2 | Elect Director C. L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director William H. Crawford | Management | For | For |
| 1.4 | Elect Director James R. Daniel | Management | For | For |
| 1.5 | Elect Director F. Ford Drummond | Management | For | For |
| 1.6 | Elect Director K. Gordon Greer | Management | For | For |
| 1.7 | Elect Director Donald B. Halverstadt | Management | For | For |
| 1.8 | Elect Director William O. Johnstone | Management | For | For |
| 1.9 | Elect Director Dave R. Lopez | Management | For | Withhold |
| 1.10 | Elect Director J. Ralph McCalmont | Management | For | For |
| 1.11 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.12 | Elect Director Ronald Norick | Management | For | For |
| 1.13 | Elect Director Paul B. Odom, Jr. | Management | For | For |
| 1.14 | Elect Director David E. Rainbolt | Management | For | For |
| 1.15 | Elect Director H. E. Rainbolt | Management | For | For |
| 1.16 | Elect Director Michael S. Samis | Management | For | For |
| 1.17 | Elect Director Natalie Shirley | Management | For | For |
| 1.18 | Elect Director Michael K. Wallace | Management | For | For |
| 1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK MUTUAL CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: BKMU SECURITY ID: 063750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Baumgarten | Management | For | For |
| 1.2 | Elect Director David C. Boerke | Management | For | For |
| 1.3 | Elect Director Lisa A. Mauer | Management | For | For |
| 1.4 | Elect Director Robert B. Olson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BANK OF MARIN BANCORP
MEETING DATE: MAY 13, 2014 | TICKER: BMRC SECURITY ID: 063425102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Colombo | Management | For | For |
| 1.2 | Elect Director James C. Hale, III | Management | For | For |
| 1.3 | Elect Director Robert Heller | Management | For | For |
| 1.4 | Elect Director Norma J. Howard | Management | For | For |
| 1.5 | Elect Director Kevin R. Kennedy | Management | For | For |
| 1.6 | Elect Director Stuart D. Lum | Management | For | For |
| 1.7 | Elect Director William H. McDevitt, Jr. | Management | For | For |
| 1.8 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.9 | Elect Director Joel Sklar | Management | For | For |
| 1.10 | Elect Director Brian M. Sobel | Management | For | For |
| 1.11 | Elect Director J. Dietrich Stroeh | Management | For | For |
| 1.12 | Elect Director Jan I. Yanehiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Dan Thomas | Management | For | For |
| 1.3 | Elect Director Greg McKinney | Management | For | For |
| 1.4 | Elect Director Jean Arehart | Management | For | For |
| 1.5 | Elect Director Nicholas Brown | Management | For | For |
| 1.6 | Elect Director Richard Cisne | Management | For | For |
| 1.7 | Elect Director Robert East | Management | For | For |
| 1.8 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.9 | Elect Director Linda Gleason | Management | For | For |
| 1.10 | Elect Director Peter Kenny | Management | For | For |
| 1.11 | Elect Director Henry Mariani | Management | For | For |
| 1.12 | Elect Director Robert Proost | Management | For | For |
| 1.13 | Elect Director R. L. Qualls | Management | For | For |
| 1.14 | Elect Director John Reynolds | Management | For | For |
| 1.15 | Elect Director Sherece West-Scantlebury | Management | For | For |
| 2 | Change Range for Size of the Board | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BANKFINANCIAL CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: BFIN SECURITY ID: 06643P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Morgan Gasior | Management | For | For |
| 1.2 | Elect Director John W. Palmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jesse G. Foster | Management | For | For |
| 1.2 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.3 | Elect Director D. Michael Jones | Management | For | Withhold |
| 1.4 | Elect Director David A. Klaue | Management | For | For |
| 1.5 | Elect Director Brent A. Orrico | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BARRETT BUSINESS SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BBSI SECURITY ID: 068463108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Michael L. Elich | Management | For | For |
| 1.3 | Elect Director James B. Hicks | Management | For | For |
| 1.4 | Elect Director Roger L. Johnson | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | For |
| 1.6 | Elect Director Anthony Meeker | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAZAARVOICE, INC.
MEETING DATE: OCT 22, 2013 | TICKER: BV SECURITY ID: 073271108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dev C. Ittycheria | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BBCN BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: BBCN SECURITY ID: 073295107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Cosso | Management | For | For |
| 1.2 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.3 | Elect Director Kevin S. Kim | Management | For | For |
| 1.4 | Elect Director Peter Y.S. Kim | Management | For | For |
| 1.5 | Elect Director Sang Hoon Kim | Management | For | For |
| 1.6 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.7 | Elect Director David P. Malone | Management | For | For |
| 1.8 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.9 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
BCB BANCORP, INC.
MEETING DATE: APR 24, 2014 | TICKER: BCBP SECURITY ID: 055298103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Ballance | Management | For | For |
| 1.2 | Elect Director Joseph J. Brogan | Management | For | For |
| 1.3 | Elect Director Donald Mindiak | Management | For | For |
| 1.4 | Elect Director August Pellegrini, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Richard W. Frost | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Stuart A. Randle | Management | For | For |
| 1.8 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BEAR STATE FINANCIAL INC
MEETING DATE: JUN 27, 2014 | TICKER: BSF SECURITY ID: 32020F303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dabbs Cavin | Management | For | Against |
| 1.2 | Elect Director K. Aaron Clark | Management | For | For |
| 1.3 | Elect Director Frank Conner | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director G. Brock Gearhart | Management | For | For |
| 1.6 | Elect Director John P. Hammerschmidt | Management | For | For |
| 1.7 | Elect Director O. Fitzgerald Hill | Management | For | For |
| 1.8 | Elect Director Richard N. Massey | Management | For | Against |
| 1.9 | Elect Director John H. Hendrix | Management | For | For |
| 1.10 | Elect Director Daniel C. Horton | Management | For | Against |
| 1.11 | Elect Director Ian R. Vaughan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEBE STORES, INC.
MEETING DATE: NOV 22, 2013 | TICKER: BEBE SECURITY ID: 075571109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Manny Mashouf | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director Steve Birkhold | Management | For | For |
| 1.4 | Elect Director Cynthia Cohen | Management | For | For |
| 1.5 | Elect Director Corrado Federico | Management | For | For |
| 1.6 | Elect Director Narender (Narry) Singh | Management | For | For |
| 1.7 | Elect Director Caden Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEL FUSE INC.
MEETING DATE: MAY 13, 2014 | TICKER: BELFB SECURITY ID: 077347300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avi Eden | Management | For | For |
| 1.2 | Elect Director Robert H. Simandl | Management | For | Withhold |
| 1.3 | Elect Director Norman Yeung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENEFICIAL MUTUAL BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: BNCL SECURITY ID: 08173R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard P. Cuddy | Management | For | For |
| 1.2 | Elect Director Frank A. Farnesi | Management | For | For |
| 1.3 | Elect Director Thomas J. Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENEFITFOCUS, INC.
MEETING DATE: JUN 07, 2014 | TICKER: BNFT SECURITY ID: 08180D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn A. Jenkins | Management | For | Withhold |
| 1.2 | Elect Director Joseph P. DiSabato | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
BGC PARTNERS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: BGCP SECURITY ID: 05541T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard W. Lutnick | Management | For | Withhold |
| 1.2 | Elect Director John H. Dalton | Management | For | Withhold |
| 1.3 | Elect Director Stephen T. Curwood | Management | For | Withhold |
| 1.4 | Elect Director Albert M. Weis | Management | For | Withhold |
| 1.5 | Elect Director William J. Moran | Management | For | For |
| 1.6 | Elect Director Linda A. Bell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIG 5 SPORTING GOODS CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: BGFV SECURITY ID: 08915P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
| 1.2 | Elect Director Steven G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIND THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BIND SECURITY ID: 05548N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIO-REFERENCE LABORATORIES, INC.
MEETING DATE: JUL 11, 2013 | TICKER: BRLI SECURITY ID: 09057G602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc D. Grodman | Management | For | For |
| 1.2 | Elect Director Howard Dubinett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSANTE PHARMACEUTICALS, INC.
MEETING DATE: JUL 17, 2013 | TICKER: BPAX SECURITY ID: 09065V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia H. Nguyen | Management | For | For |
| 1.8 | Elect Director Richard L. Robbins | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 24, 2014 | TICKER: BSTC SECURITY ID: 090931106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toby Wegman | Management | For | Withhold |
| 1.2 | Elect Director Mark Wegman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOTA PHARMACEUTICALS, INC.
MEETING DATE: NOV 12, 2013 | TICKER: BOTA SECURITY ID: 090694100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell H. Plumb | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 1.3 | Elect Director Geoffrey F. Cox | Management | For | For |
| 1.4 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.5 | Elect Director Richard Hill | Management | For | For |
| 1.6 | Elect Director John P. Richard | Management | For | For |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOTELEMETRY, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BEAT SECURITY ID: 090672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Ahrens | Management | For | For |
| 1.2 | Elect Director Joseph H. Capper | Management | For | For |
| 1.3 | Elect Director Joseph A. Frick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: BJRI SECURITY ID: 09180C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director Patrick Walsh | Management | For | For |
| 1.6 | Elect Director Peter A. Bassi | Management | For | For |
| 1.7 | Elect Director Mark A. McEachen | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.9 | Elect Director Noah Elbogen | Management | For | For |
| 1.10 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.11 | Elect Director Wesley A. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACK BOX CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: BBOX SECURITY ID: 091826107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Crouch | Management | For | For |
| 1.2 | Elect Director Thomas W. Golonski | Management | For | For |
| 1.3 | Elect Director Thomas G. Greig | Management | For | For |
| 1.4 | Elect Director John S. Heller | Management | For | For |
| 1.5 | Elect Director William H. Hernandez | Management | For | For |
| 1.6 | Elect Director Michael McAndrew | Management | For | For |
| 1.7 | Elect Director Edward A. Nicholson | Management | For | For |
| 1.8 | Elect Director Joel T. Trammell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACK DIAMOND, INC.
MEETING DATE: JUN 05, 2014 | TICKER: BDE SECURITY ID: 09202G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren B. Kanders | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Schiller | Management | For | Withhold |
| 1.3 | Elect Director Peter R. Metcalf | Management | For | Withhold |
| 1.4 | Elect Director Donald L. House | Management | For | Withhold |
| 1.5 | Elect Director Nicholas Sokolow | Management | For | Withhold |
| 1.6 | Elect Director Michael A. Henning | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 23, 2014 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Chou | Management | For | For |
| 1.2 | Elect Director Joyce M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBERRY LIMITED
MEETING DATE: JUN 19, 2014 | TICKER: BB SECURITY ID: 09228F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Timothy Dattels | Management | For | For |
| 1.3 | Elect Director Claudia Kotchka | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Approve Deferred Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 29, 2014 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Mark E. Nunnelly | Management | For | Withhold |
| 1.4 | Elect Director Chris T. Sullivan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth Huebner | Management | For | For |
| 1.2 | Elect Director Andrew Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUE NILE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NILE SECURITY ID: 09578R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mindy Meads | Management | For | For |
| 1.2 | Elect Director Scott Howe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Nick Leschly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEKNIGHT ENERGY PARTNERS, L.P.
MEETING DATE: JUN 23, 2014 | TICKER: BKEP SECURITY ID: 09625U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BLUEPHOENIX SOLUTIONS LTD.
MEETING DATE: DEC 26, 2013 | TICKER: BPHX SECURITY ID: M20157117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Melvin L. Keating as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Thomas J. Jurewicz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Harel Kodesh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint BDO Ziv Haft as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 24, 2013 | TICKER: BMC SECURITY ID: 055921100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BNC BANCORP
MEETING DATE: MAY 20, 2014 | TICKER: BNCN SECURITY ID: 05566T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Coltrane, Jr. | Management | For | For |
| 1.2 | Elect Director Richard F. Wood | Management | For | For |
| 1.3 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.4 | Elect Director Elaine M. Lyerly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOB EVANS FARMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: BOBE SECURITY ID: 096761101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry C. Corbin | Management | For | For |
| 1b | Elect Director Steven A. Davis | Management | For | For |
| 1c | Elect Director Michael J. Gasser | Management | For | For |
| 1d | Elect Director E. Gordon Gee | Management | For | For |
| 1e | Elect Director E.W. (Bill) Ingram, III | Management | For | For |
| 1f | Elect Director Mary Kay Haben | Management | For | For |
| 1g | Elect Director Cheryl L. Krueger | Management | For | For |
| 1h | Elect Director G. Robert Lucas | Management | For | For |
| 1i | Elect Director Eileen A. Mallesch | Management | For | For |
| 1j | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BODY CENTRAL CORP.
MEETING DATE: MAY 14, 2014 | TICKER: BODY SECURITY ID: 09689U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna R. Ecton | Management | For | For |
| 1.2 | Elect Director Scott M. Gallin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BOFI HOLDING, INC.
MEETING DATE: OCT 24, 2013 | TICKER: BOFI SECURITY ID: 05566U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Argalas | Management | For | For |
| 1.2 | Elect Director James J. Court | Management | For | For |
| 1.3 | Elect Director Edward J. Ratinoff | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOINGO WIRELESS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: WIFI SECURITY ID: 09739C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chuck Davis | Management | For | For |
| 1.2 | Elect Director Michael Finley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOK FINANCIAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: BOKF SECURITY ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Allen | Management | For | For |
| 1.2 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.3 | Elect Director C. Fred Ball, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon J. Bell | Management | For | For |
| 1.5 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.6 | Elect Director Steven G. Bradshaw | Management | For | Withhold |
| 1.7 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.9 | Elect Director Daniel H. Ellinor | Management | For | Withhold |
| 1.10 | Elect Director John W. Gibson | Management | For | For |
| 1.11 | Elect Director David F. Griffin | Management | For | For |
| 1.12 | Elect Director V. Burns Hargis | Management | For | For |
| 1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
| 1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
| 1.15 | Elect Director George B. Kaiser | Management | For | Withhold |
| 1.16 | Elect Director Robert J. LaFortune | Management | For | For |
| 1.17 | Elect Director Stanley A. Lybarger | Management | For | Withhold |
| 1.18 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.19 | Elect Director E.C. Richards | Management | For | For |
| 1.20 | Elect Director John Richels | Management | For | For |
| 1.21 | Elect Director Michael C. Turpen | Management | For | For |
| 1.22 | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BONA FILM GROUP LTD.
MEETING DATE: DEC 27, 2013 | TICKER: BONA SECURITY ID: 09777B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Adoption of Audited Financial Statements | Management | For | For |
| 2 | Approve Ratification of the Appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
BOOKS-A-MILLION, INC.
MEETING DATE: MAY 30, 2014 | TICKER: BAMM SECURITY ID: 098570104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terry C. Anderson | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 16, 2014 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton G. Deutsch | Management | For | For |
| 1.2 | Elect Director Deborah F. Kuenstner | Management | For | For |
| 1.3 | Elect Director Daniel P. Nolan | Management | For | For |
| 1.4 | Elect Director Brian G. Shapiro | Management | For | For |
| 1.5 | Elect Director William J. Shea | Management | For | For |
| 1.6 | Elect Director Stephen M. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BOTTOMLINE TECHNOLOGIES (DE), INC.
MEETING DATE: NOV 14, 2013 | TICKER: EPAY SECURITY ID: 101388106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Loomis | Management | For | Withhold |
| 1.2 | Elect Director Daniel M. McGurl | Management | For | Withhold |
| 1.3 | Elect Director Jennifer M. Gray | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BOULDER BRANDS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: BDBD SECURITY ID: 101405108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Director Gerald J. 'Bud' Laber | Management | For | Withhold |
| 1.3 | Elect Director James B. Leighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BBRG SECURITY ID: 10567B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alton F. ('Rick') Doody, III | Management | For | For |
| 1B | Elect Director David B. Pittaway | Management | For | For |
| 1C | Elect Director Harold O. Rosser, II | Management | For | For |
| 1D | Elect Director Fortunato N. Valenti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BREITBURN ENERGY PARTNERS L.P.
MEETING DATE: JUN 19, 2014 | TICKER: BBEP SECURITY ID: 106776107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall H. Breitenbach | Management | For | For |
| 1.2 | Elect Director David B. Kilpatrick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGE BANCORP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BDGE SECURITY ID: 108035106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles I. Massoud | Management | For | For |
| 1.2 | Elect Director Raymond A. Nielsen | Management | For | For |
| 1.3 | Elect Director Kevin M. O'Connor | Management | For | For |
| 1.4 | Elect Director Thomas J. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 28, 2014 | TICKER: BBNK SECURITY ID: 108030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.9 | Elect Director Thomas A. Sa | Management | For | For |
| 1.10 | Elect Director Terry Schwakopf | Management | For | For |
| 1.11 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGFORD FOODS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: BRID SECURITY ID: 108763103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Bridgford | Management | For | Withhold |
| 1.2 | Elect Director Allan Bridgford, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Bruce H. Bridgford | Management | For | Withhold |
| 1.4 | Elect Director John V. Simmons | Management | For | Withhold |
| 1.5 | Elect Director Todd C. Andrews | Management | For | For |
| 1.6 | Elect Director D. Gregory Scott | Management | For | For |
| 1.7 | Elect Director Raymond F. Lancy | Management | For | Withhold |
| 1.8 | Elect Director Paul R. Zippwald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTCOVE INC.
MEETING DATE: MAY 06, 2014 | TICKER: BCOV SECURITY ID: 10921T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Mendels | Management | For | For |
| 1.2 | Elect Director Derek Harrar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bernardi | Management | For | For |
| 1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROADWIND ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: BWEN SECURITY ID: 11161T207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles H. Beynon | Management | For | For |
| 1.2 | Elect Director Peter C. Duprey | Management | For | For |
| 1.3 | Elect Director William T. Fejes, Jr. | Management | For | For |
| 1.4 | Elect Director Terence P. Fox | Management | For | For |
| 1.5 | Elect Director David P. Reiland | Management | For | For |
| 1.6 | Elect Director Thomas A. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 08, 2014 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Boles Fitzgerald | Management | For | For |
| 1.2 | Elect Director Bogdan Nowak | Management | For | For |
| 1.3 | Elect Director Merrill W. Sherman | Management | For | For |
| 1.4 | Elect Director Peter O. Wilde | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: FEB 05, 2014 | TICKER: BRKS SECURITY ID: 114340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robyn C. Davis | Management | For | For |
| 1.3 | Elect Director Joseph R. Martin | Management | For | For |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.6 | Elect Director Kirk P. Pond | Management | For | For |
| 1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.9 | Elect Director Mark S. Wrighton | Management | For | For |
| 1.10 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen W. Fesik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRYN MAWR BANK CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: BMTC SECURITY ID: 117665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis J. Leto | Management | For | For |
| 1.2 | Elect Director Britton H. Murdoch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BSB BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BLMT SECURITY ID: 05573H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Warren Farrell | Management | For | For |
| 1.2 | Elect Director John A. Greene | Management | For | For |
| 1.3 | Elect Director Paul E. Petry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BWLD SECURITY ID: 119848109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul S. Levy | Management | For | Withhold |
| 1.2 | Elect Director David A. Barr | Management | For | Withhold |
| 1.3 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.4 | Elect Director Craig A. Steinke | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BURCON NUTRASCIENCE CORPORATION
MEETING DATE: SEP 11, 2013 | TICKER: BU SECURITY ID: 120831102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan Yap | Management | For | Withhold |
| 1.2 | Elect Director Rosanna Chau | Management | For | For |
| 1.3 | Elect Director David Lorne John Tyrrell | Management | For | For |
| 1.4 | Elect Director Alan Chan | Management | For | For |
| 1.5 | Elect Director Matthew Hall | Management | For | For |
| 1.6 | Elect Director J. Douglas Gilpin | Management | For | For |
| 1.7 | Elect Director Bradford Allen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Proxyholder to Vote on Any Amendments Identified in the Notice of Meeting | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CA, INC.
MEETING DATE: JUL 31, 2013 | TICKER: CA SECURITY ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jens Alder | Management | For | For |
| 1B | Elect Director Raymond J. Bromark | Management | For | For |
| 1C | Elect Director Gary J. Fernandes | Management | For | For |
| 1D | Elect Director Michael P. Gregoire | Management | For | For |
| 1E | Elect Director Rohit Kapoor | Management | For | For |
| 1F | Elect Director Kay Koplovitz | Management | For | For |
| 1G | Elect Director Christopher B. Lofgren | Management | For | For |
| 1H | Elect Director Richard Sulpizio | Management | For | For |
| 1I | Elect Director Laura S. Unger | Management | For | For |
| 1J | Elect Director Arthur F. Weinbach | Management | For | For |
| 1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 04, 2014 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Birgeneau | Management | For | For |
| 1.2 | Elect Director Steven V. Wilkinson | Management | For | For |
| 1.3 | Elect Director Bailing Xia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CACHE, INC.
MEETING DATE: AUG 14, 2013 | TICKER: CACH SECURITY ID: 127150308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Margolis | Management | For | For |
| 1.2 | Elect Director Gene G. Gage | Management | For | For |
| 1.3 | Elect Director Michael F. Price | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Robert C. Grayson | Management | For | For |
| 1.6 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Change State of Incorporation [Florida to Delaware] | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CACHE, INC.
MEETING DATE: JUN 09, 2014 | TICKER: CACH SECURITY ID: 127150308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Margolis | Management | For | For |
| 1.2 | Elect Director Gene G. Gage | Management | For | For |
| 1.3 | Elect Director Michael F. Price | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Robert C. Grayson | Management | For | For |
| 1.6 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CDNS SECURITY ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director James D. Plummer | Management | For | For |
| 1.3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.4 | Elect Director George M. Scalise | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Roger S. Siboni | Management | For | For |
| 1.7 | Elect Director Young K. Sohn | Management | For | For |
| 1.8 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CADIZ INC.
MEETING DATE: NOV 14, 2013 | TICKER: CDZI SECURITY ID: 127537207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Brackpool | Management | For | For |
| 1.2 | Elect Director Stephen E. Courter | Management | For | For |
| 1.3 | Elect Director Geoffrey Grant | Management | For | For |
| 1.4 | Elect Director Winston Hickox | Management | For | For |
| 1.5 | Elect Director Murray H. Hutchison | Management | For | For |
| 1.6 | Elect Director Raymond J. Pacini | Management | For | For |
| 1.7 | Elect Director Bryant R. Riley | Management | For | For |
| 1.8 | Elect Director Timothy J. Shaheen | Management | For | For |
| 1.9 | Elect Director Scott S. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CADIZ INC.
MEETING DATE: JUN 10, 2014 | TICKER: CDZI SECURITY ID: 127537207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Brackpool | Management | For | For |
| 1.2 | Elect Director Stephen E. Courter | Management | For | For |
| 1.3 | Elect Director Geoffrey Grant | Management | For | For |
| 1.4 | Elect Director Winston Hickox | Management | For | For |
| 1.5 | Elect Director Murray H. Hutchison | Management | For | For |
| 1.6 | Elect Director Raymond J. Pacini | Management | For | For |
| 1.7 | Elect Director Bryant R. Riley | Management | For | For |
| 1.8 | Elect Director Timothy J. Shaheen | Management | For | For |
| 1.9 | Elect Director Scott S. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAESARS ACQUISITION COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: CACQ SECURITY ID: 12768T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Beilinson | Management | For | For |
| 1.2 | Elect Director Philip Erlanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CAESARS ENTERTAINMENT CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CZR SECURITY ID: 127686103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Davis | Management | For | Withhold |
| 1.2 | Elect Director Eric Press | Management | For | Withhold |
| 1.3 | Elect Director David Sambur | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAESARSTONE SDOT-YAM LTD.
MEETING DATE: DEC 19, 2013 | TICKER: CSTE SECURITY ID: M20598104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Maxim Ohana as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Eitan Shachar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Boaz Shani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Gal Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Elect Ram Belnikov as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Compensation of Directors of the Company | Management | For | For |
| 3 | Approve Conditions for the Extension, Renewal, and Entering nto a New Insurance Policy for Directors and Officers of the Company officers? liability | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 7 | Other Business (Voting), If Relevant | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAESARSTONE SDOT-YAM LTD.
MEETING DATE: FEB 21, 2014 | TICKER: CSTE SECURITY ID: M20598104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Avner Naveh as Director Until the Next Annual Meeting | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 3 | Approve Compensation of Avner Naveh, Incoming Director | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAFEPRESS INC.
MEETING DATE: MAY 15, 2014 | TICKER: PRSS SECURITY ID: 12769A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Douglas M. Leone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAL-MAINE FOODS, INC.
MEETING DATE: OCT 04, 2013 | TICKER: CALM SECURITY ID: 128030202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
| 1.2 | Elect Director Timothy A. Dawson | Management | For | Withhold |
| 1.3 | Elect Director Letitia C. Hughes | Management | For | For |
| 1.4 | Elect Director Sherman L. Miller | Management | For | Withhold |
| 1.5 | Elect Director James E. Poole | Management | For | For |
| 1.6 | Elect Director Steve W. Sanders | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALAMOS ASSET MANAGEMENT, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CLMS SECURITY ID: 12811R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Black | Management | For | For |
| 1.2 | Elect Director Thomas F. Eggers | Management | For | For |
| 1.3 | Elect Director Richard W. Gilbert | Management | For | For |
| 1.4 | Elect Director Keith M. Schappert | Management | For | For |
| 1.5 | Elect Director William N. Shiebler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CALAMP CORP.
MEETING DATE: JUL 25, 2013 | TICKER: CAMP SECURITY ID: 128126109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Perna, Jr. | Management | For | For |
| 1.2 | Elect Director Kimberly Alexy | Management | For | For |
| 1.3 | Elect Director Michael Burdiek | Management | For | For |
| 1.4 | Elect Director A.J. 'Bert' Moyer | Management | For | For |
| 1.5 | Elect Director Thomas Pardun | Management | For | For |
| 1.6 | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 23, 2014 | TICKER: CVGW SECURITY ID: 128246105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | Withhold |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director James D. Helin | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | Withhold |
| 1.5 | Elect Director Marc L. Brown | Management | For | Withhold |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | Withhold |
| 1.8 | Elect Director J. Link Leavens | Management | For | Withhold |
| 1.9 | Elect Director Dorcas H. Thille (McFarlane) | Management | For | Withhold |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | Withhold |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALIFORNIA FIRST NATIONAL BANCORP
MEETING DATE: NOV 19, 2013 | TICKER: CFNB SECURITY ID: 130222102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Paddon | Management | For | Withhold |
| 1.2 | Elect Director Glen T. Tsuma | Management | For | Withhold |
| 1.3 | Elect Director Michael H. Lowry | Management | For | For |
| 1.4 | Elect Director Harris Ravine | Management | For | For |
| 1.5 | Elect Director Danilo Cacciamatta | Management | For | For |
| |
|---|
CALLIDUS SOFTWARE INC.
MEETING DATE: JUN 11, 2014 | TICKER: CALD SECURITY ID: 13123E500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William B. Binch | Management | For | For |
| 1b | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1c | Elect Director Michele Vion | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAMBIUM LEARNING GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ABCD SECURITY ID: 13201A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Bainbridge | Management | For | Withhold |
| 1.2 | Elect Director Walter G. Bumphus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Certificate of Incorporation to Modify the Number of Directors and Declassify the Board of Directors of the Company | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CAMCO FINANCIAL CORPORATION
MEETING DATE: FEB 19, 2014 | TICKER: CAFI SECURITY ID: 132618109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CAMDEN NATIONAL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CAC SECURITY ID: 133034108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Campbell | Management | For | Withhold |
| 1.2 | Elect Director Craig S. Gunderson | Management | For | For |
| 1.3 | Elect Director John W. Holmes | Management | For | For |
| 1.4 | Elect Director John M. Rohman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAMTEK LTD.
MEETING DATE: JUL 16, 2013 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Rafi Amit as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Yotam Stern as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Eran Bendoly as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Approve Stock/Cash Award to Rafi Amit (Active Chairman) | Management | For | Against |
| 2.2 | Approve Stock/Cash Award to Roy Porat (CEO) | Management | For | Against |
| 2.3 | Approve Stock/Cash Award to Yotam Stern (VP Business & Strategy) | Management | For | Against |
| 3 | Reappoint Somekh Chaikin, a member firm of KPMG International, and Raveh Ravid as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 4 | Discuss Financial Statements and Auditor's Report for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
CAMTEK LTD.
MEETING DATE: OCT 14, 2013 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Re-Approve Employment and Compensation Structure of Active Chairman of the Board of Directors | Management | For | For |
| 3 | Approve Grant of Cash bonus and Equity Compensation for Active Chairman of the Board of Directors for 2013 | Management | For | For |
| 4 | Approve Grant of Cash Bonus and Equity Compensation for CEO for 2013 | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAMTEK LTD.
MEETING DATE: MAR 27, 2014 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Rafi Amit, Active Chairman, to Assume Responsibilities Previously Held by Roy Porat, Outgoing CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 23, 2014 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CANCER GENETICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CGIX SECURITY ID: 13739U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Pappajohn | Management | For | For |
| 1.2 | Elect Director Panna L. Sharma | Management | For | For |
| 1.3 | Elect Director Keith L. Brownlie | Management | For | For |
| 1.4 | Elect Director Edmund Cannon | Management | For | For |
| 1.5 | Elect Director Raju S. K. Chaganti | Management | For | For |
| 1.6 | Elect Director Franklyn G. Prendergast | Management | For | For |
| 1.7 | Elect Director Paul R. Rothman | Management | For | For |
| 1.8 | Elect Director Michael J. Welsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CAPELLA EDUCATION COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: CPLA SECURITY ID: 139594105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.2 | Elect Director Michael A. Linton | Management | For | For |
| 1.3 | Elect Director Michael L. Lomax | Management | For | For |
| 1.4 | Elect Director Jody G. Miller | Management | For | For |
| 1.5 | Elect Director Stephen G. Shank | Management | For | For |
| 1.6 | Elect Director Andrew M. Slavitt | Management | For | For |
| 1.7 | Elect Director David W. Smith | Management | For | For |
| 1.8 | Elect Director Jeffrey W. Taylor | Management | For | For |
| 1.9 | Elect Director Darrell R. Tukua | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CAPITAL BANK FINANCIAL CORP.
MEETING DATE: JUN 05, 2014 | TICKER: CBF SECURITY ID: 139794101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha M. Bachman | Management | For | For |
| 1.2 | Elect Director Richard M. DeMartini | Management | For | For |
| 1.3 | Elect Director Peter N. Foss | Management | For | For |
| 1.4 | Elect Director William A. Hodges | Management | For | For |
| 1.5 | Elect Director Oscar A. Keller, III | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kirt | Management | For | For |
| 1.7 | Elect Director Marc D. Oken | Management | For | For |
| 1.8 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.9 | Elect Director William G. Ward, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL CITY BANK GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: CCBG SECURITY ID: 139674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Barron | Management | For | For |
| 1.2 | Elect Director J. Everitt Drew | Management | For | For |
| 1.3 | Elect Director Lina S. Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL PRODUCT PARTNERS LP
MEETING DATE: JUL 22, 2013 | TICKER: CPLP SECURITY ID: Y11082107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Keith Forman as Director | Management | For | For |
| 1.2 | Elect Evangelos G. Bairactaris as Director | Management | For | Withhold |
| |
|---|
CAPITAL SOUTHWEST CORPORATION
MEETING DATE: JUL 15, 2013 | TICKER: CSWC SECURITY ID: 140501107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Armes | Management | For | For |
| 1.2 | Elect Director Samuel B. Ligon | Management | For | For |
| 1.3 | Elect Director Gary L. Martin | Management | For | For |
| 1.4 | Elect Director T . Duane Morgan | Management | For | For |
| 1.5 | Elect Director Richard F . Strup | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CAPITALA FINANCE CORP.
MEETING DATE: MAY 08, 2014 | TICKER: CPTA SECURITY ID: 14054R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Charles Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITOL FEDERAL FINANCIAL, INC.
MEETING DATE: JAN 21, 2014 | TICKER: CFFN SECURITY ID: 14057J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. McCoy | Management | For | For |
| 1.3 | Elect Director Marilyn S. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPSTONE TURBINE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: CPST SECURITY ID: 14067D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Simon | Management | For | For |
| 1.2 | Elect Director Richard K. Atkinson | Management | For | For |
| 1.3 | Elect Director John V. Jaggers | Management | For | For |
| 1.4 | Elect Director Darren R. Jamison | Management | For | For |
| 1.5 | Elect Director Noam Lotan | Management | For | For |
| 1.6 | Elect Director Gary J. Mayo | Management | For | For |
| 1.7 | Elect Director Eliot G. Protsch | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Darrell J. Wilk | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARBONITE, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CARB SECURITY ID: 141337105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Friend | Management | For | For |
| 1.2 | Elect Director Todd Krasnow | Management | For | For |
| 1.3 | Elect Director Jeffry Flowers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CARDICA, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CRDC SECURITY ID: 14141R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard A. Hausen | Management | For | For |
| 1.2 | Elect Director Kevin T. Larkin | Management | For | For |
| 1.3 | Elect Director Richard P. Powers | Management | For | For |
| 1.4 | Elect Director Jeffrey L. Purvin | Management | For | For |
| 1.5 | Elect Director John Simon | Management | For | For |
| 1.6 | Elect Director William H. Younger, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARDINAL FINANCIAL CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: CFNL SECURITY ID: 14149F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara B. Lang | Management | For | For |
| 1.2 | Elect Director B. G. Beck | Management | For | For |
| 1.3 | Elect Director William G. Buck | Management | For | For |
| 1.4 | Elect Director Sidney O. Dewberry | Management | For | For |
| 1.5 | Elect Director William E. Peterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: JUN 16, 2014 | TICKER: COM SECURITY ID: 14159U301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Rieder | Management | For | For |
| 1.2 | Elect Director Peter W. Roberts | Management | For | For |
| 1.3 | Elect Director Harold H. Shlevin | Management | For | For |
| 1.4 | Elect Director Richard M. Glickman | Management | For | For |
| 1.5 | Elect Director William L. Hunter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| |
|---|
CARDIONET, INC.
MEETING DATE: JUL 25, 2013 | TICKER: BEAT SECURITY ID: 14159L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2.1 | Elect Director Eric N. Prystowsky | Management | For | For |
| 2.2 | Elect Director Rebecca W. Rimel | Management | For | For |
| 2.3 | Elect Director Robert J. Rubin | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARDIOVASCULAR SYSTEMS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CSII SECURITY ID: 141619106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Scott Ward | Management | For | For |
| 1.3 | Elect Director Leslie L. Trigg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARDTRONICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: CATM SECURITY ID: 14161H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge M. Diaz | Management | For | For |
| 1.2 | Elect Director G. Patrick Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CECO SECURITY ID: 141665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Caldera | Management | For | For |
| 1.2 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1.3 | Elect Director David W. Devonshire | Management | For | For |
| 1.4 | Elect Director Patrick W. Gross | Management | For | For |
| 1.5 | Elect Director Gregory L. Jackson | Management | For | For |
| 1.6 | Elect Director Thomas B. Lally | Management | For | For |
| 1.7 | Elect Director Ronald D. McCray | Management | For | For |
| 1.8 | Elect Director Scott W. Steffey | Management | For | For |
| 1.9 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARMIKE CINEMAS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CKEC SECURITY ID: 143436400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland C. Smith | Management | For | For |
| 1.2 | Elect Director Mark R. Bell | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Berkman | Management | For | For |
| 1.4 | Elect Director Sean T. Erwin | Management | For | For |
| 1.5 | Elect Director James A. Fleming | Management | For | For |
| 1.6 | Elect Director Alan J. Hirschfield | Management | For | For |
| 1.7 | Elect Director S. David Passman, III | Management | For | For |
| 1.8 | Elect Director Patricia A. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARROLS RESTAURANT GROUP, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TAST SECURITY ID: 14574X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton E. Wilhite | Management | For | Withhold |
| 1.2 | Elect Director Joel M. Handel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CASCADE BANCORP
MEETING DATE: MAY 16, 2014 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CASCADE BANCORP
MEETING DATE: JUN 09, 2014 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerol E. Andres | Management | For | For |
| 1.2 | Elect Director Chris C. Casciato | Management | For | For |
| 1.3 | Elect Director Michael J. Connolly | Management | For | For |
| 1.4 | Elect Director Henry H. Hewitt | Management | For | For |
| 1.5 | Elect Director J. LaMont Keen | Management | For | For |
| 1.6 | Elect Director James B. Lockhart, III | Management | For | For |
| 1.7 | Elect Director Patricia L. Moss | Management | For | For |
| 1.8 | Elect Director Ryan R. Patrick | Management | For | For |
| 1.9 | Elect Director Thomas M. Wells | Management | For | For |
| 1.10 | Elect Director Terry E. Zink | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASCADE MICROTECH, INC.
MEETING DATE: MAY 09, 2014 | TICKER: CSCD SECURITY ID: 147322101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Raymond A. Link | Management | For | For |
| 1.3 | Elect Director Martin L. Rapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASELLA WASTE SYSTEMS, INC.
MEETING DATE: OCT 16, 2013 | TICKER: CWST SECURITY ID: 147448104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael K. Burke | Management | For | Withhold |
| 1.2 | Elect Director James F. Callahan Jr. | Management | For | Withhold |
| 1.3 | Elect Director Douglas R. Casella | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 13, 2013 | TICKER: CASY SECURITY ID: 147528103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnny Danos | Management | For | For |
| 1.2 | Elect Director H. Lynn Horak | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Lamberti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 21, 2014 | TICKER: CASS SECURITY ID: 14808P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.2 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CATAMARAN CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: CTRX SECURITY ID: 148887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven D. Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 12, 2014 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Chung | Management | For | For |
| 1.2 | Elect Director Felix S. Fernandez | Management | For | For |
| 1.3 | Elect Director Patrick S.D. Lee | Management | For | For |
| 1.4 | Elect Director Ting Y. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAVCO INDUSTRIES, INC.
MEETING DATE: JUL 11, 2013 | TICKER: CVCO SECURITY ID: 149568107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Greenblatt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 19, 2014 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director R. Eden Martin | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director Susan M. Phillips | Management | For | For |
| 1.10 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.11 | Elect Director Carole E. Stone | Management | For | For |
| 1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.13 | Elect Director Edward T. Tilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Alesio | Management | For | Withhold |
| 1.2 | Elect Director Barry K. Allen | Management | For | Withhold |
| 1.3 | Elect Director David W. Nelms | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CECO ENVIRONMENTAL CORP.
MEETING DATE: AUG 26, 2013 | TICKER: CECE SECURITY ID: 125141101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CECO ENVIRONMENTAL CORP.
MEETING DATE: MAY 15, 2014 | TICKER: CECE SECURITY ID: 125141101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur Cape | Management | For | For |
| 1.2 | Elect Director Jason DeZwirek | Management | For | Withhold |
| 1.3 | Elect Director Eric M. Goldberg | Management | For | For |
| 1.4 | Elect Director Jeffrey Lang | Management | For | Withhold |
| 1.5 | Elect Director Lynn J. Lyall | Management | For | For |
| 1.6 | Elect Director Jonathan Pollack | Management | For | Withhold |
| 1.7 | Elect Director Seth Rudin | Management | For | For |
| 1.8 | Elect Director Donald A. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
CELL THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTIC SECURITY ID: 150934883
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director James A. Bianco | Management | For | For |
| 2.2 | Elect Director Karen Ignagni | Management | For | For |
| 2.3 | Elect Director Frederick W. Telling | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
CELLADON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: CLDN SECURITY ID: 15117E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter K. Honig | Management | For | For |
| 1.2 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELLULAR DYNAMICS INTERNATIONAL, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ICEL SECURITY ID: 15117V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Palay | Management | For | Withhold |
| 1.2 | Elect Director Thomas M. Palay | Management | For | Withhold |
| 1.3 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELSION CORPORATION
MEETING DATE: JUL 19, 2013 | TICKER: CLSN SECURITY ID: 15117N305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max E. Link | Management | For | For |
| 1.2 | Elect Director Michael H. Tardugno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | Against |
| |
|---|
CELSION CORPORATION
MEETING DATE: JUN 20, 2014 | TICKER: CLSN SECURITY ID: 15117N404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Augustine Chow | Management | For | For |
| 1.2 | Elect Director Frederick J. Fritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CEMPRA, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CEMP SECURITY ID: 15130J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Kent | Management | For | For |
| 1.2 | Elect Director Garheng Kong | Management | For | For |
| 1.3 | Elect Director P. Sherrill Neff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTER BANCORP, INC.
MEETING DATE: JUN 24, 2014 | TICKER: CNBC SECURITY ID: 151408101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander Bol | Management | For | For |
| 1.2 | Elect Director Lawrence B. Seidman | Management | For | For |
| 1.3 | Elect Director Anthony C. Weagley | Management | For | For |
| 1.4 | Elect Director Frederick Fish | Management | For | For |
| 1.5 | Elect Director Howard Kent | Management | For | For |
| 1.6 | Elect Director Nicholas Minoia | Management | For | For |
| 1.7 | Elect Director Harold Schechter | Management | For | For |
| 1.8 | Elect Director William Thompson | Management | For | For |
| 1.9 | Elect Director Raymond Vanaria | Management | For | For |
| 2 | Approve Acquisition | Management | For | For |
| 3 | Amend Certificate of Incorporation to Increase Authorized Shares of Common Stock and to Change Company Name to ConnectOne Bancorp, Inc. | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTERSTATE BANKS, INC.
MEETING DATE: APR 24, 2014 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Bingham | Management | For | For |
| 1.2 | Elect Director G. Robert Blanchard, Jr. | Management | For | For |
| 1.3 | Elect Director C. Dennis Carlton | Management | For | For |
| 1.4 | Elect Director John C. Corbett | Management | For | For |
| 1.5 | Elect Director Griffin A. Greene | Management | For | For |
| 1.6 | Elect Director Charles W. McPherson | Management | For | For |
| 1.7 | Elect Director G. Tierso Nunez, II | Management | For | For |
| 1.8 | Elect Director Thomas E. Oakley | Management | For | For |
| 1.9 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.10 | Elect Director William Knox Pou, Jr. | Management | For | For |
| 1.11 | Elect Director Joshua A. Snively | Management | For | Withhold |
| 1.12 | Elect Director Michael F. Ciferri | Management | For | For |
| 1.13 | Elect Director Daniel R. Richey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CENTERSTATE BANKS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
MEETING DATE: APR 14, 2014 | TICKER: CETV SECURITY ID: G20045202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
MEETING DATE: JUN 02, 2014 | TICKER: CETV SECURITY ID: G20045202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Billock | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Charles R. Frank, Jr. | Management | For | For |
| 1.4 | Elect Director Iris Knobloch | Management | For | For |
| 1.5 | Elect Director Alfred W. Langer | Management | For | For |
| 1.6 | Elect Director Bruce Maggin | Management | For | Withhold |
| 1.7 | Elect Director Parm Sandhu | Management | For | For |
| 1.8 | Elect Director Douglas S. Shapiro | Management | For | For |
| 1.9 | Elect Director Duco Sickinghe | Management | For | For |
| 1.10 | Elect Director Kelli Turner | Management | For | For |
| 1.11 | Elect Director Gerhard Zeiler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CENTRAL GARDEN & PET COMPANY
MEETING DATE: FEB 10, 2014 | TICKER: CENTA SECURITY ID: 153527106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Brown | Management | For | Withhold |
| 1.2 | Elect Director Brooks M. Pennington, III | Management | For | Withhold |
| 1.3 | Elect Director John B. Balousek | Management | For | For |
| 1.4 | Elect Director David N. Chichester | Management | For | For |
| 1.5 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.6 | Elect Director John R. Ranelli | Management | For | Withhold |
| 1.7 | Elect Director M. Beth Springer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTRAL VALLEY COMMUNITY BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: CVCY SECURITY ID: 155685100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sidney B. Cox | Management | For | For |
| 1.2 | Elect Director Daniel N. Cunningham | Management | For | For |
| 1.3 | Elect Director Edwin S. Darden, Jr. | Management | For | For |
| 1.4 | Elect Director Daniel J. Doyle | Management | For | For |
| 1.5 | Elect Director Steven D. McDonald | Management | For | For |
| 1.6 | Elect Director Louis McMurray | Management | For | For |
| 1.7 | Elect Director Joseph B. Weirick | Management | For | For |
| 1.8 | Elect Director William S. Smittcamp | Management | For | For |
| 1.9 | Elect Director F.T. "Tommy" Elliot, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTURY ALUMINUM COMPANY
MEETING DATE: SEP 23, 2013 | TICKER: CENX SECURITY ID: 156431108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jarl Berntzen | Management | For | For |
| 1b | Elect Director Michael Bless | Management | For | For |
| 1c | Elect Director Daniel Goldberg | Management | For | Withhold |
| 1d | Elect Director Peter Jones | Management | For | For |
| 1e | Elect Director Andrew Michelmore | Management | For | For |
| 1f | Elect Director John O'Brien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURY CASINOS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CNTY SECURITY ID: 156492100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Hoetzinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CEPHEID
MEETING DATE: APR 22, 2014 | TICKER: CPHD SECURITY ID: 15670R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Easton | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERAGON NETWORKS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: CRNT SECURITY ID: M22013102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Stock and Cash Award to Executive | Management | For | For |
| 3 | Approve Compensation of Joseph Atsmon, an Independent Director | Management | For | For |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
CERES, INC.
MEETING DATE: MAR 07, 2014 | TICKER: CERE SECURITY ID: 156773103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Flavell | Management | For | For |
| 1.2 | Elect Director Richard Hamilton | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERUS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: CERS SECURITY ID: 157085101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy B. Anderson | Management | For | For |
| 1.2 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1.3 | Elect Director William M. Greenman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CEVA, INC.
MEETING DATE: MAY 19, 2014 | TICKER: CEVA SECURITY ID: 157210105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.2 | Elect Director Zvi Limon | Management | For | For |
| 1.3 | Elect Director Bruce A. Mann | Management | For | For |
| 1.4 | Elect Director Peter McManamon | Management | For | For |
| 1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.6 | Elect Director Louis Silver | Management | For | For |
| 1.7 | Elect Director Dan Tocatly | Management | For | For |
| 1.8 | Elect Director Gideon Wertheizer | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CFS BANCORP, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CITZ SECURITY ID: 12525D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: SEP 27, 2013 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles Zhang as Director | Management | For | Against |
| 1.2 | Elect Tao Wang as Director | Management | For | Against |
| 1.3 | Elect Dave De Yang as Director | Management | For | For |
| 1.4 | Elect Xiao Chen as Director | Management | For | For |
| 1.5 | Elect Charles Sheung Wai Chan as Director | Management | For | For |
| 2 | Approve to Ratify the Appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's Auditor for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: JUN 27, 2014 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Zhang | Management | For | Against |
| 1.2 | Elect Director Tao Wang | Management | For | Against |
| 1.3 | Elect Director Dave De Yang | Management | For | For |
| 1.4 | Elect Director Xiao Chen | Management | For | For |
| 1.5 | Elect Director Charles Sheung Wai Chan | Management | For | For |
| 2 | Ratify the Appointment of PricewaterhouseCoopers Zhong Tian LLP as 2014 Independent Auditors | Management | For | For |
| 3 | Approve 2014 Share Incentive Plan | Management | For | For |
| |
|---|
CHART INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: GTLS SECURITY ID: 16115Q308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel F. Thomas | Management | For | For |
| 1.2 | Elect Director W. Douglas Brown | Management | For | For |
| 1.3 | Elect Director Richard E. Goodrich | Management | For | For |
| 1.4 | Elect Director Terrence J. Keating | Management | For | For |
| 1.5 | Elect Director Steven W. Krablin | Management | For | For |
| 1.6 | Elect Director Michael W. Press | Management | For | For |
| 1.7 | Elect Director Elizabeth G. Spomer | Management | For | For |
| 1.8 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CHTR SECURITY ID: 16117M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Lance Conn | Management | For | For |
| 1.2 | Elect Director Michael P. Huseby | Management | For | For |
| 1.3 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.4 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.5 | Elect Director John C. Malone | Management | For | Withhold |
| 1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.7 | Elect Director David C. Merritt | Management | For | For |
| 1.8 | Elect Director Balan Nair | Management | For | Withhold |
| 1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
| 1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHARTER FINANCIAL CORPORATION
MEETING DATE: DEC 11, 2013 | TICKER: CHFN SECURITY ID: 16122W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHARTER FINANCIAL CORPORATION
MEETING DATE: FEB 19, 2014 | TICKER: CHFN SECURITY ID: 16122W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.2 | Elect Director David Z. Cauble, III | Management | For | For |
| 1.3 | Elect Director David L. Strobel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 28, 2014 | TICKER: CHKP SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect External Directors for an Additional Three Year Term | Management | For | For |
| 3 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | Management | For | For |
| 4 | Approve Employment Terms of CEO, Who Is Also the Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CHEMICAL FINANCIAL CORPORATION
MEETING DATE: APR 21, 2014 | TICKER: CHFC SECURITY ID: 163731102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary E. Anderson | Management | For | For |
| 1.2 | Elect Director Nancy Bowman | Management | For | For |
| 1.3 | Elect Director James R. Fitterling | Management | For | For |
| 1.4 | Elect Director Thomas T. Huff | Management | For | For |
| 1.5 | Elect Director Michael T. Laethem | Management | For | For |
| 1.6 | Elect Director James B. Meyer | Management | For | For |
| 1.7 | Elect Director Terence F. Moore | Management | For | For |
| 1.8 | Elect Director David B. Ramaker | Management | For | For |
| 1.9 | Elect Director Grace O. Shearer | Management | For | For |
| 1.10 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.11 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEMOCENTRYX, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CCXI SECURITY ID: 16383L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger C. Lucas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMUNG FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMG SECURITY ID: 164024101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry H. Becker | Management | For | For |
| 1.2 | Elect Director Bruce W. Boyea | Management | For | For |
| 1.3 | Elect Director Stephen M. Lounsberry, III | Management | For | Withhold |
| 1.4 | Elect Director Eugene M. Sneeringer, Jr. | Management | For | Withhold |
| 1.5 | Elect Director G. Thomas Tranter, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas R. Tyrrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHEROKEE INC.
MEETING DATE: JUL 16, 2013 | TICKER: CHKE SECURITY ID: 16444H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Ewing | Management | For | For |
| 1.2 | Elect Director Robert Galvin | Management | For | For |
| 1.3 | Elect Director Keith Hull | Management | For | For |
| 1.4 | Elect Director Jess Ravich | Management | For | For |
| 1.5 | Elect Director Henry Stupp | Management | For | For |
| 1.6 | Elect Director Frank Tworecke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHEROKEE INC.
MEETING DATE: JUN 10, 2014 | TICKER: CHKE SECURITY ID: 16444H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Ewing | Management | For | For |
| 1.2 | Elect Director Robert Galvin | Management | For | For |
| 1.3 | Elect Director Keith Hull | Management | For | For |
| 1.4 | Elect Director Jess Ravich | Management | For | For |
| 1.5 | Elect Director Frank Tworecke | Management | For | For |
| 1.6 | Elect Director Henry Stupp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CHIMERIX, INC.
MEETING DATE: JUN 20, 2014 | TICKER: CMRX SECURITY ID: 16934W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Michelle Berrey | Management | For | For |
| 1.2 | Elect Director Rodman L. Drake | Management | For | For |
| 1.3 | Elect Director Lisa Ricciardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA AUTOMOTIVE SYSTEMS, INC.
MEETING DATE: AUG 20, 2013 | TICKER: CAAS SECURITY ID: 16936R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hanlin Chen | Management | For | For |
| 1.2 | Elect Director Qizhou Wu | Management | For | For |
| 1.3 | Elect Director Arthur Wong | Management | For | For |
| 1.4 | Elect Director Guangxun Xu | Management | For | For |
| 1.5 | Elect Director Robert Tung | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA BAK BATTERY, INC.
MEETING DATE: SEP 27, 2013 | TICKER: CBAK SECURITY ID: 16936Y209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiangqian Li | Management | For | For |
| 1.2 | Elect Director Huanyu Mao | Management | For | For |
| 1.3 | Elect Director Jonathan Christopher Paugh | Management | For | For |
| 1.4 | Elect Director Chunzhi Zhang | Management | For | For |
| 1.5 | Elect Director Martha C. Agee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA BIOLOGIC PRODUCTS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: CBPO SECURITY ID: 16938C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean Shao | Management | For | For |
| 1.2 | Elect Director Wenfang Liu | Management | For | For |
| 1.3 | Elect Director David Hui Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws to Clarify Terms of Directors Chosen by Other Directors to Fill a Vacancy on the Board | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | Against |
| |
|---|
CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 27, 2014 | TICKER: JRJC SECURITY ID: 169379104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Rongquan Leng as Director | Management | For | For |
| 2 | Re-elect Jun Wang as Director | Management | For | For |
| 3 | Approve to Appoint Grant Thornton China as Independent Auditors and to Authorize the Board of Directors to Determine the Remuneration | Management | For | For |
| 4 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ended on December 31, 2013 Together with the Reports of the Directors and the Auditors | Management | For | For |
| 5 | Approve Company's 2014 Stock Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal | Management | For | Against |
| 6 | Approve Amendment to the Company's 2007 Equity Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal | Management | For | Against |
| 7 | Authorize the Board of Directors to Exercise All the Powers of the Company to Allot, Issue or Deal with Additional Ordinary Shares or Preferred Shares and to Make or Grant Offers, Agreements and Options which Might Require the Exercise of Such Powers | Management | For | Against |
| |
|---|
CHINA GERUI ADVANCED MATERIALS GROUP LIMITED
MEETING DATE: DEC 06, 2013 | TICKER: G60 SECURITY ID: G21101103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Maotong Xu as Director | Management | For | For |
| 1.2 | Elect J. P. Huang as Director | Management | For | For |
| 2 | Approve Ratification of UHY Vocation HK CPA Limited as the Company's Auditor | Management | For | For |
| |
|---|
CHINA HGS REAL ESTATE INC.
MEETING DATE: SEP 10, 2013 | TICKER: HGSH SECURITY ID: 16948W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiajun Zhu | Management | For | For |
| 1.2 | Elect Director Shenghui Luo | Management | For | For |
| 1.3 | Elect Director Yuankai Wen | Management | For | Withhold |
| 1.4 | Elect Director Christy Young Shue | Management | For | For |
| 1.5 | Elect Director John Chen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA HOUSING & LAND DEVELOPMENT, INC.
MEETING DATE: DEC 27, 2013 | TICKER: CHLN SECURITY ID: 16939V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pingji Lu | Management | For | For |
| 1.2 | Elect Director Xiaohong Feng | Management | For | For |
| 1.3 | Elect Director Cangsang Huang | Management | For | For |
| 1.4 | Elect Director Yusheng Lin | Management | For | For |
| 1.5 | Elect Director Heung Sang Fong | Management | For | For |
| 1.6 | Elect Director Albert McLelland | Management | For | For |
| 1.7 | Elect Director Suiyin Gao | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA INFORMATION TECHNOLOGY, INC.
MEETING DATE: DEC 20, 2013 | TICKER: CNIT SECURITY ID: G21174100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
| 1.3 | Elect Director Yun Sen Huang | Management | For | For |
| 1.4 | Elect Director Remington C.H. Hu | Management | For | For |
| 1.5 | Elect Director Yong Jiang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHINA LODGING GROUP, LIMITED
MEETING DATE: NOV 13, 2013 | TICKER: HTHT SECURITY ID: 16949N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
| |
|---|
CHINA RECYCLING ENERGY CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: CREG SECURITY ID: 168913101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guohua Ku | Management | For | For |
| 1.2 | Elect Director Albert McLelland | Management | For | For |
| 1.3 | Elect Director Chungui Shi | Management | For | For |
| 1.4 | Elect Director Yulong Ding | Management | For | For |
| 1.5 | Elect Director Geyun Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Stock Option Plan Grants | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA SUNERGY CO., LTD.
MEETING DATE: SEP 05, 2013 | TICKER: CSUN SECURITY ID: 16942X302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Mr. Xiaoqian Zhou as Director of the Company | Management | For | For |
| 2 | Approve Re-election of Mr. Wenze Wang as Director of the Company | Management | For | For |
| 3 | Approve Re-election of Mr. Shiliang Guo as Director of the Company | Management | For | For |
| 4 | Approve Appointment of Deloitte Touche Tohmatsu Certified Accountants LLP as the Auditor for the Fiscal Year 2013 | Management | For | For |
| 5 | Approve to Authorize the Board of Directors to Fix the Remuneration of Auditors | Management | For | For |
| 6 | Authorize Board to Take Action that Might Be Necessary to Effect the Foregoing Resolutions | Management | For | For |
| |
|---|
CHINA XD PLASTICS COMPANY LIMITED
MEETING DATE: DEC 03, 2013 | TICKER: CXDC SECURITY ID: 16948F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jie Han | Management | For | For |
| 1.2 | Elect Director Taylor Zhang | Management | For | For |
| 1.3 | Elect Director Qingwei Ma | Management | For | For |
| 1.4 | Elect Director Lawrence W. Leighton | Management | For | Withhold |
| 1.5 | Elect Director Linyuan Zhai | Management | For | Withhold |
| 1.6 | Elect Director Feng Li | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
CHINA YIDA HOLDING, CO.
MEETING DATE: DEC 20, 2013 | TICKER: CNYD SECURITY ID: 16945D303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Minhua Chen | Management | For | Withhold |
| 1.2 | Elect Director Yanling Fan | Management | For | Withhold |
| 1.3 | Elect Director Renjiu Pei | Management | For | For |
| 1.4 | Elect Director Chunyu Yin | Management | For | Withhold |
| 1.5 | Elect Director Fucai Huang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINDEX INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CHDX SECURITY ID: 169467107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holli Harris | Management | For | For |
| 1.2 | Elect Director Carol R. Kaufman | Management | For | For |
| 1.3 | Elect Director Roberta Lipson | Management | For | For |
| 1.4 | Elect Director Kenneth A. Nilsson | Management | For | For |
| 1.5 | Elect Director Julius Y. Oestreicher | Management | For | For |
| 1.6 | Elect Director Lawrence Pemble | Management | For | For |
| 1.7 | Elect Director Elyse Beth Silverberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHIPMOS TECHNOLOGIES BERMUDA LTD.
MEETING DATE: AUG 30, 2013 | TICKER: IMOS SECURITY ID: G2110R114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2.1 | Reelect John Yee Woon Seto as Director | Management | For | For |
| 2.2 | Reelect Chao-Jung Tsai as Director | Management | For | For |
| 2.3 | Reelect Rong Hsu as Director | Management | For | For |
| 3 | Reappoint Moore Stephens, Hong Kong as Auditors | Management | For | For |
| 4 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: CHDN SECURITY ID: 171484108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CHUY'S HOLDINGS, INC.
MEETING DATE: JUL 25, 2013 | TICKER: CHUY SECURITY ID: 171604101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saed Mohseni | Management | For | For |
| 1.2 | Elect Director Michael Stanley | Management | For | Withhold |
| 1.3 | Elect Director Ira Zecher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CIFC CORP.
MEETING DATE: JUN 05, 2014 | TICKER: CIFC SECURITY ID: 12547R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick Arnold | Management | For | For |
| 1.2 | Elect Director Iosif Bakaleynik | Management | For | Withhold |
| 1.3 | Elect Director Ehud Barak | Management | For | Withhold |
| 1.4 | Elect Director Jason Epstein | Management | For | Withhold |
| 1.5 | Elect Director Peter Gleysteen | Management | For | Withhold |
| 1.6 | Elect Director Andrew Intrater | Management | For | Withhold |
| 1.7 | Elect Director Paul F. Lipari | Management | For | Withhold |
| 1.8 | Elect Director Robert B. Machinist | Management | For | For |
| 1.9 | Elect Director Marco Musetti | Management | For | Withhold |
| 1.10 | Elect Director Frank C. Puleo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CINCINNATI FINANCIAL CORPORATION
MEETING DATE: APR 26, 2014 | TICKER: CINF SECURITY ID: 172062101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William F. Bahl | Management | For | For |
| 1b | Elect Director Gregory T. Bier | Management | For | For |
| 1c | Elect Director Linda W. Clement-Holmes | Management | For | For |
| 1d | Elect Director Dirk J. Debbink | Management | For | For |
| 1e | Elect Director Steven J. Johnston | Management | For | For |
| 1f | Elect Director Kenneth C. Lichtendahl | Management | For | For |
| 1g | Elect Director W. Rodney McMullen | Management | For | For |
| 1h | Elect Director David P. Osborn | Management | For | For |
| 1i | Elect Director Gretchen W. Price | Management | For | For |
| 1j | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1k | Elect Director Thomas R. Schiff | Management | For | For |
| 1l | Elect Director Douglas S. Skidmore | Management | For | For |
| 1m | Elect Director Kenneth W. Stecher | Management | For | For |
| 1n | Elect Director John F. Steele, Jr. | Management | For | For |
| 1o | Elect Director Larry R. Webb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
CINEDIGM DIGITAL CINEMA CORP.
MEETING DATE: SEP 19, 2013 | TICKER: CIDM SECURITY ID: 172407108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.2 | Elect Director Adam M. Mizel | Management | For | For |
| 1.3 | Elect Director Gary S. Loffredo | Management | For | For |
| 1.4 | Elect Director Peter C. Brown | Management | For | For |
| 1.5 | Elect Director Wayne L. Clevenger | Management | For | For |
| 1.6 | Elect Director Matthew W. Finlay | Management | For | For |
| 1.7 | Elect Director Martin B. O'Connor, II | Management | For | For |
| 1.8 | Elect Director Laura Nisonger Sims | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: CTAS SECURITY ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Richard T. Farmer | Management | For | For |
| 1e | Elect Director Scott D. Farmer | Management | For | For |
| 1f | Elect Director James J. Johnson | Management | For | For |
| 1g | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 30, 2013 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.3 | Elect Director Jason P. Rhode | Management | For | For |
| 1.4 | Elect Director Alan R. Schuele | Management | For | For |
| 1.5 | Elect Director William D. Sherman | Management | For | For |
| 1.6 | Elect Director Susan Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITI TRENDS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CTRN SECURITY ID: 17306X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurens M. Goff | Management | For | For |
| 1.2 | Elect Director R. Edward Anderson | Management | For | For |
| 1.3 | Elect Director Lawrence E. Hyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 17, 2014 | TICKER: CZNC SECURITY ID: 172922106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis F. Beardslee | Management | For | For |
| 1.2 | Elect Director Jan E. Fisher | Management | For | For |
| 1.3 | Elect Director Ann M. Tyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Daleo | Management | For | For |
| 1b | Elect Director Murray J. Demo | Management | For | For |
| 1c | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 30, 2014 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Fisher | Management | For | For |
| 1.2 | Elect Director Jay C. Goldman | Management | For | For |
| 1.3 | Elect Director Charles R. Hageboeck | Management | For | For |
| 1.4 | Elect Director Philip L. McLaughlin | Management | For | For |
| 1.5 | Elect Director J. Thomas Jones | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN ENERGY FUELS CORP.
MEETING DATE: MAY 07, 2014 | TICKER: CLNE SECURITY ID: 184499101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew J. Littlefair | Management | For | Withhold |
| 1.2 | Elect Director Warren I. Mitchell | Management | For | Withhold |
| 1.3 | Elect Director John S. Herrington | Management | For | Withhold |
| 1.4 | Elect Director James C. Miller, III | Management | For | Withhold |
| 1.5 | Elect Director James E. O'Connor | Management | For | Withhold |
| 1.6 | Elect Director Boone Pickens | Management | For | For |
| 1.7 | Elect Director Stephen A. Scully | Management | For | For |
| 1.8 | Elect Director Kenneth M. Socha | Management | For | Withhold |
| 1.9 | Elect Director Vincent C. Taormina | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CLEANTECH SOLUTIONS INTERNATIONAL, INC.
MEETING DATE: DEC 10, 2013 | TICKER: CLNT SECURITY ID: 18451N204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Wu | Management | For | For |
| 1.2 | Elect Director Fu Ren Chen | Management | For | Withhold |
| 1.3 | Elect Director Xi Liu | Management | For | Withhold |
| 1.4 | Elect Director Baowen Wang | Management | For | Withhold |
| 1.5 | Elect Director Tianxiang Zhou | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CLEARFIELD, INC.
MEETING DATE: FEB 20, 2014 | TICKER: CLFD SECURITY ID: 18482P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl P. Beranek | Management | For | For |
| 1.2 | Elect Director Ronald G. Roth | Management | For | For |
| 1.3 | Elect Director Charles N. Hayssen | Management | For | For |
| 1.4 | Elect Director Donald R. Hayward | Management | For | For |
| 1.5 | Elect Director John G. Reddan | Management | For | For |
| 1.6 | Elect Director Stephen L. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CLEARWIRE CORPORATION
MEETING DATE: JUL 08, 2013 | TICKER: CLWR SECURITY ID: 18538Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proposals (White Card) |
| 1 | Approve Merger Agreement | Management | For | For |
| 2a | Increase Authorized Class A Common Stock | Management | For | For |
| 2b | Increase Authorized Class B Common Stock | Management | For | For |
| 3a | Approve Issuance of Class A Shares for a Private Placement | Management | For | For |
| 3b | Approve Issuance of Class B Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Approve Merger Agreement | Management | Against | Did Not Vote |
| 2a | Increase Authorized Class A Common Stock | Management | Against | Did Not Vote |
| 2b | Increase Authorized Class B Common Stock | Management | Against | Did Not Vote |
| 3a | Approve Issuance of Class A Shares for a Private Placement | Management | Against | Did Not Vote |
| 3b | Approve Issuance of Class B Shares for a Private Placement | Management | Against | Did Not Vote |
| 4 | Adjourn Meeting | Management | Against | Did Not Vote |
| 5 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
| |
|---|
CLICKSOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUL 08, 2013 | TICKER: CKSW SECURITY ID: M25082104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consider Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 2 | Appoint Brightman Almagor Zohar & Co., as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Reelect Menahem Shalgi as External Director and approve His Compensation | Management | For | For |
| 5 | Appoint Moshe BenBassat as Both Chairman of the Board of Directors and Chief Executive Officer | Management | For | For |
| 6 | Grant Options to Moshe BenBassat for the Purchase of 90,000 Ordinary Shares | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CLICKSOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 19, 2014 | TICKER: CKSW SECURITY ID: M25082104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 2 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Amendments to the Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Reelect Israel Borovich as Class II Director and Approve Director's Remuneration | Management | For | Against |
| 5 | Reelect Gil Weiser as Class II Director and Approve Director's Remuneration | Management | For | Against |
| 6 | Grant Moshe BenBassat, CEO, Options to Purchase 90,000 Shares | Management | For | Against |
| 7 | Approve Increase of Cash Compensation to Moshe BenBassat, CEO | Management | For | For |
| 8 | Other Business (Voting if applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CLIFTON SAVINGS BANCORP, INC.
MEETING DATE: AUG 08, 2013 | TICKER: CSBK SECURITY ID: 18712Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Adzima | Management | For | Withhold |
| 1.2 | Elect Director Charles J. Pivirotto | Management | For | Withhold |
| 1.3 | Elect Director Cynthia Sisco | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CLIFTON SAVINGS BANCORP, INC.
MEETING DATE: MAR 25, 2014 | TICKER: CSBK SECURITY ID: 18712Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 3 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 21, 2014 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Falger | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey S. Powell | Management | For | For |
| 1.3 | Elect Director James B. Ryan | Management | For | For |
| 1.4 | Elect Director Peter F. Smith | Management | For | For |
| 1.5 | Elect Director Robert D. Hord | Management | For | For |
| 1.6 | Elect Director Nick Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COASTAL CONTACTS INC.
MEETING DATE: APR 16, 2014 | TICKER: COA SECURITY ID: 19044R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by 8800499 Canada Inc., a Wholly-Owned Subsidiary of Essilor International | Management | For | For |
| 2.1 | Elect Director Roger V. Hardy | Management | For | For |
| 2.2 | Elect Director Murray McBride | Management | For | For |
| 2.3 | Elect Director Michaela Tokarski | Management | For | For |
| 2.4 | Elect Director Jeffrey Mason | Management | For | For |
| 2.5 | Elect Director John Currie | Management | For | For |
| 2.6 | Elect Director Jeff Booth | Management | For | For |
| 2.7 | Elect Director Neel Grover | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
COBIZ FINANCIAL INC.
MEETING DATE: MAY 15, 2014 | TICKER: COBZ SECURITY ID: 190897108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.9 | Elect Director Timothy J. Travis | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Mary M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 13, 2014 | TICKER: COKE SECURITY ID: 191098102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | Withhold |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | Withhold |
| 1.6 | Elect Director Morgan H. Everett | Management | For | Withhold |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | Withhold |
| 1.8 | Elect Director Henry W. Flint | Management | For | Withhold |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | Withhold |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | Against |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Baruch | Management | For | For |
| 1.2 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 17, 2014 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | Withhold |
| 1.3 | Elect Director Timothy Weingarten | Management | For | Withhold |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
COGNEX CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CGNX SECURITY ID: 192422103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Shillman | Management | For | For |
| 1.2 | Elect Director Theodor Krantz | Management | For | For |
| 1.3 | Elect Director J. Bruce Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COHERENT, INC.
MEETING DATE: FEB 26, 2014 | TICKER: COHR SECURITY ID: 192479103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Ambroseo | Management | For | For |
| 1.2 | Elect Director Jay T. Flatley | Management | For | For |
| 1.3 | Elect Director Susan M. James | Management | For | For |
| 1.4 | Elect Director L. William Krause | Management | For | For |
| 1.5 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.6 | Elect Director Steve Skaggs | Management | For | For |
| 1.7 | Elect Director Sandeep Vij | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHU, INC.
MEETING DATE: MAY 14, 2014 | TICKER: COHU SECURITY ID: 192576106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Ciardella | Management | For | For |
| 1.2 | Elect Director William E. Bendush | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COLONY BANKCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: CBAN SECURITY ID: 19623P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Downing | Management | For | For |
| 1.2 | Elect Director M. Frederick Dwozan, Jr. | Management | For | For |
| 1.3 | Elect Director Edward J. Harrell | Management | For | Withhold |
| 1.4 | Elect Director Terry L. Hester | Management | For | For |
| 1.5 | Elect Director Davis W. King, Sr. | Management | For | For |
| 1.6 | Elect Director Edward P. Loomis, Jr. | Management | For | For |
| 1.7 | Elect Director Mark H. Massee | Management | For | For |
| 1.8 | Elect Director Jonathan W.R. Ross | Management | For | For |
| 1.9 | Elect Director B. Gene Waldron | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | Against |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
MEETING DATE: APR 23, 2014 | TICKER: COLB SECURITY ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Dietzler | Management | For | For |
| 1b | Elect Director Melanie J. Dressel | Management | For | For |
| 1c | Elect Director John P. Folsom | Management | For | For |
| 1d | Elect Director Frederick M. Goldberg | Management | For | For |
| 1e | Elect Director Thomas M. Hulbert | Management | For | For |
| 1f | Elect Director Michelle M. Lantow | Management | For | For |
| 1g | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1h | Elect Director Daniel C. Regis | Management | For | For |
| 1i | Elect Director William T. Weyerhaeuser | Management | For | For |
| 1j | Elect Director James M. Will | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COLUMBIA LABORATORIES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CBRX SECURITY ID: 197779200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valerie L. Andrews | Management | For | For |
| 1.2 | Elect Director Frank M. Armstrong | Management | For | For |
| 1.3 | Elect Director Frank C. Condella, Jr. | Management | For | For |
| 1.4 | Elect Director Cristina Csimma | Management | For | For |
| 1.5 | Elect Director Donald H. Hunter | Management | For | For |
| 1.6 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.7 | Elect Director Nikin Patel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBIA SPORTSWEAR COMPANY
MEETING DATE: JUN 03, 2014 | TICKER: COLM SECURITY ID: 198516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gertrude Boyle | Management | For | For |
| 1.2 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.3 | Elect Director Sarah A. Bany | Management | For | For |
| 1.4 | Elect Director Murrey R. Albers | Management | For | For |
| 1.5 | Elect Director Stephen E. Babson | Management | For | For |
| 1.6 | Elect Director Andy D. Bryant | Management | For | For |
| 1.7 | Elect Director Edward S. George | Management | For | For |
| 1.8 | Elect Director Walter T. Klenz | Management | For | For |
| 1.9 | Elect Director Ronald E. Nelson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 22, 2013 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director Stephanie K. Kushner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 16, 2014 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Capps | Management | For | For |
| 1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
| 1.3 | Elect Director James B. Hebenstreit | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CVGI SECURITY ID: 202608105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bovee | Management | For | For |
| 1.2 | Elect Director Richard P. Lavin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 02, 2014 | TICKER: COMM SECURITY ID: 20337X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Drendel | Management | For | Withhold |
| 1.2 | Elect Director Marco De Benedetti | Management | For | Withhold |
| 1.3 | Elect Director Peter J. Clare | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: JCS SECURITY ID: 203900105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Luella G. Goldberg | Management | For | For |
| 2.2 | Elect Director Roger H.D. Lacey | Management | For | Against |
| 2.3 | Elect Director Gerald D. Pint | Management | For | For |
| 2.4 | Elect Director Richard A. Primuth | Management | For | For |
| 2.5 | Elect Director Curtis A. Sampson | Management | For | Against |
| 2.6 | Elect Director Randall D. Sampson | Management | For | Against |
| 3.7 | Elect Director Luella G. Goldberg | Management | For | For |
| 3.8 | Elect Director Randall D. Sampson | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY TRUST BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: CTBI SECURITY ID: 204149108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Jean R. Hale | Management | For | For |
| 1.4 | Elect Director James E. McGhee, II | Management | For | For |
| 1.5 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.6 | Elect Director James R. Ramsey | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMUNITYONE BANCORP
MEETING DATE: MAY 28, 2014 | TICKER: COB SECURITY ID: 20416Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director Scott B. Kauffman | Management | For | For |
| 1.3 | Elect Director Jerry R. Licari | Management | For | For |
| 1.4 | Elect Director J. Chandler Martin | Management | For | For |
| 1.5 | Elect Director T. Gray McCaskill | Management | For | For |
| 1.6 | Elect Director H. Ray McKenney, Jr. | Management | For | For |
| 1.7 | Elect Director John C. Redett | Management | For | For |
| 1.8 | Elect Director Robert L. Reid | Management | For | For |
| 1.9 | Elect Director Brian E. Simpson | Management | For | For |
| 1.10 | Elect Director Boyd C. Wilson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPUGEN LTD.
MEETING DATE: SEP 17, 2013 | TICKER: CGEN SECURITY ID: M25722105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Adopt New Articles of Association | Management | For | Against |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3a | Approve Compensation of Non-Management Directors of the Company (Fees and Options) | Management | For | Against |
| 3b | Issue Updated Indemnification Agreements to Directors and Officers | Management | For | For |
| 4 | Approve Stock Option Plan Grants to the Chairman of the Board and to the CEO | Management | For | Against |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in items 2, 3 and 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CPSI SECURITY ID: 205306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Dye | Management | For | For |
| 1.2 | Elect Director A. Robert Outlaw, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPUTER TASK GROUP, INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: CTG SECURITY ID: 205477102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director William D. McGuire | Management | For | For |
| 1.3 | Elect Director James R. Boldt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
COMPUWARE CORPORATION
MEETING DATE: MAR 28, 2014 | TICKER: CPWR SECURITY ID: 205638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director John G. Freeland | Management | For | For |
| 1.4 | Elect Director David G. Fubini | Management | For | For |
| 1.5 | Elect Director William O. Grabe | Management | For | For |
| 1.6 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.7 | Elect Director Faye Alexander Nelson | Management | For | For |
| 1.8 | Elect Director Robert C. Paul | Management | For | For |
| 1.9 | Elect Director Jennifer J. Raab | Management | For | For |
| 1.10 | Elect Director Lee D. Roberts | Management | For | For |
| 1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMSCORE, INC.
MEETING DATE: JUL 23, 2013 | TICKER: SCOR SECURITY ID: 20564W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gian M. Fulgoni | Management | For | For |
| 1.2 | Elect Director Jeffrey Ganek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 10, 2013 | TICKER: CMTL SECURITY ID: 205826209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred Kornberg | Management | For | For |
| 1.2 | Elect Director Edwin Kantor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONATUS PHARMACEUTICALS INC.
MEETING DATE: JUN 19, 2014 | TICKER: CNAT SECURITY ID: 20600T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Preston S. Klassen | Management | For | For |
| 1.2 | Elect Director Shahzad Malik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCURRENT COMPUTER CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: CCUR SECURITY ID: 206710402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Blackmon | Management | For | For |
| 1.2 | Elect Director Larry L. Enterline | Management | For | For |
| 1.3 | Elect Director C. Shelton James | Management | For | For |
| 1.4 | Elect Director Dan Mondor | Management | For | For |
| 1.5 | Elect Director Steve G. Nussrallah | Management | For | For |
| 1.6 | Elect Director Robert M. Pons | Management | For | For |
| 1.7 | Elect Director Dilip Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CONN'S, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CONN SECURITY ID: 208242107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E.M. Jacoby | Management | For | For |
| 1.2 | Elect Director Kelly M. Malson | Management | For | For |
| 1.3 | Elect Director Bob L. Martin | Management | For | For |
| 1.4 | Elect Director Douglas H. Martin | Management | For | For |
| 1.5 | Elect Director David Schofman | Management | For | For |
| 1.6 | Elect Director Scott L. Thompson | Management | For | For |
| 1.7 | Elect Director Theodore M. Wright | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONNECTICUT WATER SERVICE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CTWS SECURITY ID: 207797101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Ann Hanley | Management | For | For |
| 1.2 | Elect Director Richard Forde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: JUN 24, 2014 | TICKER: CNOB SECURITY ID: 20786U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Frank Cavuoto | Management | For | For |
| 3.2 | Elect Director Frank Huttle III | Management | For | For |
| 3.3 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: APR 29, 2014 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Currey | Management | For | For |
| 1.2 | Elect Director C. Robert Udell, Jr. | Management | For | For |
| 1.3 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSOLIDATED WATER CO. LTD.
MEETING DATE: MAY 28, 2014 | TICKER: CWCO SECURITY ID: G23773107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carson K. Ebanks | Management | For | For |
| 1.2 | Elect Director Richard L. Finlay | Management | For | For |
| 1.3 | Elect Director Clarence B. Flowers, Jr. | Management | For | For |
| 1.4 | Elect Director Frederick W. McTaggart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CTCT SECURITY ID: 210313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Anderson | Management | For | For |
| 1.2 | Elect Director Jay Herratti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSUMER PORTFOLIO SERVICES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: CPSS SECURITY ID: 210502100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Chris A. Adams | Management | For | For |
| 1.3 | Elect Director Brian J. Rayhill | Management | For | For |
| 1.4 | Elect Director William B. Roberts | Management | For | For |
| 1.5 | Elect Director Gregory S. Washer | Management | For | For |
| 1.6 | Elect Director Daniel S. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CONTROL4 CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: CTRL SECURITY ID: 21240D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Len Jordan | Management | For | For |
| 1.2 | Elect Director Steven Vassallo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONVERSANT, INC.
MEETING DATE: MAY 06, 2014 | TICKER: CNVR SECURITY ID: 21249J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Zarley | Management | For | For |
| 1.2 | Elect Director David S. Buzby | Management | For | For |
| 1.3 | Elect Director Brian Smith | Management | For | For |
| 1.4 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 1.5 | Elect Director James R. Peters | Management | For | For |
| 1.6 | Elect Director James A. Crouthamel | Management | For | For |
| 1.7 | Elect Director John Giuliani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COPART, INC.
MEETING DATE: DEC 16, 2013 | TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Stock Option Grants | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.3 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.4 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick G. Enright | Management | For | For |
| 1.6 | Elect Director David L. Mahoney | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 1.8 | Elect Director James N. Wilson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORE-MARK HOLDING COMPANY, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CORE SECURITY ID: 218681104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Allen | Management | For | For |
| 1b | Elect Director Stuart W. Booth | Management | For | For |
| 1c | Elect Director Gary F. Colter | Management | For | For |
| 1d | Elect Director Robert G. Gross | Management | For | For |
| 1e | Elect Director Thomas B. Perkins | Management | For | For |
| 1f | Elect Director Harvey L. Tepner | Management | For | For |
| 1g | Elect Director Randolph I. Thornton | Management | For | For |
| 1h | Elect Director J. Michael Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CORINTHIAN COLLEGES, INC.
MEETING DATE: NOV 13, 2013 | TICKER: COCO SECURITY ID: 218868107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. St. Pierre | Management | For | For |
| 1.2 | Elect Director Robert Lee | Management | For | For |
| 1.3 | Elect Director Terry O. Hartshorn | Management | For | For |
| 1.4 | Elect Director Sharon P. Robinson | Management | For | For |
| 1.5 | Elect Director John M. Dionisio | Management | For | For |
| 1.6 | Elect Director Marc H. Morial | Management | For | For |
| 1.7 | Elect Director Linda Arey Skladany | Management | For | For |
| 1.8 | Elect Director Jack D. Massimino | Management | For | For |
| 1.9 | Elect Director Timothy J. Sullivan | Management | For | For |
| 1.10 | Elect Director Hank Adler | Management | For | For |
| 1.11 | Elect Director Alice T. Kane | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE THERAPEUTICS INC.
MEETING DATE: OCT 31, 2013 | TICKER: CRTX SECURITY ID: 21924P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Collard | Management | For | For |
| 1.2 | Elect Director Christopher Codeanne | Management | For | For |
| 1.3 | Elect Director Michael Enright | Management | For | For |
| 1.4 | Elect Director Anton Giorgio Failla | Management | For | Withhold |
| 1.5 | Elect Director James Harper | Management | For | For |
| 1.6 | Elect Director Michael Heffernan | Management | For | For |
| 1.7 | Elect Director Laura Shawver | Management | For | For |
| 1.8 | Elect Director Robert M. Stephan | Management | For | For |
| 1.9 | Elect Director Marco Vecchia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE THERAPEUTICS INC.
MEETING DATE: JAN 31, 2014 | TICKER: CRTX SECURITY ID: 21924P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CORONADO BIOSCIENCES, INC.
MEETING DATE: SEP 30, 2013 | TICKER: CNDO SECURITY ID: 21976U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CORONADO BIOSCIENCES, INC.
MEETING DATE: JUN 16, 2014 | TICKER: CNDO SECURITY ID: 21976U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lindsay A. Rosenwald | Management | For | Against |
| 1.2 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 1.3 | Elect Director David J. Barrett | Management | For | Against |
| 1.4 | Elect Director Jimmie Harvey, Jr. | Management | For | Against |
| 1.5 | Elect Director J. Jay Lobell | Management | For | Against |
| 1.6 | Elect Director Michael S. Weiss | Management | For | For |
| 1.7 | Elect Director Malcolm Hoenlein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORPORATE RESOURCE SERVICES, INC.
MEETING DATE: NOV 06, 2013 | TICKER: CRRS SECURITY ID: 22004Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Messina | Management | For | Withhold |
| 1.2 | Elect Director James Altucher | Management | For | Withhold |
| 1.3 | Elect Director Karen Amato | Management | For | For |
| 1.4 | Elect Director Joseph Cassera | Management | For | Withhold |
| 1.5 | Elect Director Robert Cassera | Management | For | Withhold |
| 1.6 | Elect Director Thomas J. Clarke, Jr. | Management | For | For |
| 1.7 | Elect Director James Foley | Management | For | Withhold |
| 1.8 | Elect Director Larry Melby | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTA INC.
MEETING DATE: JAN 30, 2014 | TICKER: ATX SECURITY ID: 22149T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CSGP SECURITY ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | For |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director John W. Hill | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.8 | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
| 1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
| 1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | For |
| |
|---|
COURIER CORPORATION
MEETING DATE: JAN 21, 2014 | TICKER: CRRC SECURITY ID: 222660102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Hoff | Management | For | For |
| 1.2 | Elect Director Susan L. Wagner | Management | For | For |
| 1.3 | Elect Director John J. Kilcullen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVENANT TRANSPORTATION GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CVTI SECURITY ID: 22284P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Alt | Management | For | For |
| 1.2 | Elect Director Robert E. Bosworth | Management | For | For |
| 1.3 | Elect Director Bradley A. Moline | Management | For | For |
| 1.4 | Elect Director David R. Parker | Management | For | For |
| 1.5 | Elect Director Herbert J. Schmidt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
COWEN GROUP, INC.
MEETING DATE: JUN 03, 2014 | TICKER: COWN SECURITY ID: 223622101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.2 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.3 | Elect Director Steven Kotler | Management | For | For |
| 1.4 | Elect Director Jerome S. Markowitz | Management | For | For |
| 1.5 | Elect Director Jack H. Nusbaum | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey M. Solomon | Management | For | Withhold |
| 1.7 | Elect Director Thomas W. Strauss | Management | For | Withhold |
| 1.8 | Elect Director Joseph R. Wright | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: NOV 13, 2013 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director James W. Bradford | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Glenn A. Davenport | Management | For | For |
| 1.5 | Elect Director Richard J. Dobkin | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | For |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | For | Abstain |
| 5 | Approve Special Dividends | Management | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Sardar Biglari | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Philip L. Cooley | Shareholder | For | Did Not Vote |
| 1.3 | Management Nominee - Thomas H. Barr | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Sandra B. Cochran | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Glenn A. Davenport | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Norman E. Johnson | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - William W. McCarten | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Coleman H. Peterson | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Andrea M. Weiss | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Ratify Auditors | Management | None | Did Not Vote |
| 4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | None | Did Not Vote |
| 5 | Approve Special Dividends | Management | For | Did Not Vote |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: APR 23, 2014 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Seek Sale of Company/Assets | Shareholder | For | Did Not Vote |
| 2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | For | Did Not Vote |
| |
|---|
CRAFT BREW ALLIANCE, INC.
MEETING DATE: MAY 20, 2014 | TICKER: BREW SECURITY ID: 224122101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.2 | Elect Director Marc J. Cramer | Management | For | For |
| 1.3 | Elect Director E. Donald Johnson, Jr. | Management | For | For |
| 1.4 | Elect Director Kevin R. Kelly | Management | For | For |
| 1.5 | Elect Director Thomas D. Larson | Management | For | For |
| 1.6 | Elect Director David R. Lord | Management | For | For |
| 1.7 | Elect Director John D. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Kurt R. Widmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CRAY INC.
MEETING DATE: JUN 12, 2014 | TICKER: CRAY SECURITY ID: 225223304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1.2 | Elect Director Stephen C. Kiely | Management | For | For |
| 1.3 | Elect Director Frank L. Lederman | Management | For | For |
| 1.4 | Elect Director Sally G. Narodick | Management | For | For |
| 1.5 | Elect Director Daniel C. Regis | Management | For | For |
| 1.6 | Elect Director Stephen C. Richards | Management | For | For |
| 1.7 | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CREDIT ACCEPTANCE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: CACC SECURITY ID: 225310101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Foss | Management | For | For |
| 1.2 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.3 | Elect Director Brett A. Roberts | Management | For | For |
| 1.4 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.5 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRESUD S.A.C.I.F. Y A.
MEETING DATE: OCT 31, 2013 | TICKER: CRES SECURITY ID: 226406106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Approve Creation of a Special Reserve Account | Management | For | For |
| 3 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2013 | Management | For | For |
| 4 | Approve Treatment of Loss | Management | For | For |
| 5 | Approve Dividends Charged to Special Reserve Account | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Internal Statutory Auditors Committee | Management | For | For |
| 8 | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2013 in the Amount of ARS 17.54 Million; Approve Audit Committee's Budget | Management | For | For |
| 9 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2013 | Management | For | For |
| 10 | Fix Number of and Elect Directors and Alternates | Management | For | Against |
| 11 | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | Management | For | For |
| 12 | Approve Auditors for Next Fiscal Year and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Amendments to Shared Services Agreement Report | Management | For | Against |
| 14 | Approve Treatment of Provisions for Tax on Shareholders' Personal Assets | Management | For | For |
| 15 | Approve Amendments to the Report on Employee Incentive Plan as Approved by Previous General Meetings | Management | For | Against |
| 16 | Renew Authority of Board to Set Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 31, 2011 | Management | For | For |
| |
|---|
CRESUD S.A.C.I.F. Y A.
MEETING DATE: APR 11, 2014 | TICKER: CRES SECURITY ID: 226406106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Standard Accounting Transfer to Create a Special Reserve Account | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
CRIMSON EXPLORATION INC.
MEETING DATE: OCT 01, 2013 | TICKER: CXPO SECURITY ID: 22662K207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CRITEO SA
MEETING DATE: JUN 18, 2014 | TICKER: CRTO SECURITY ID: 226718104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors and Auditors | Management | For | For |
| 4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,500,000 | Management | For | Against |
| 7 | Reelect Dominique Vidal as Director | Management | For | For |
| 8 | Approval of the 2013 and 2014 OSA (options to subscribe to new shares) and OAA (options to purchase existing shares) plans and of the 2013 and 2014 free share plans adopted by the Board of Directors | Management | For | Against |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Circle of Investors, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 9 to 12 | Management | For | Against |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 1,422,701.65 under Items 9 to 13 | Management | For | Against |
| 15 | Authorize Capitalization of Reserves of Up to EUR 400,000 for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 9,935,710 Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of 9,935,710 Warrants (BSA) Reserved for Non-Executive Directors, Independent Committee Members, Subsidiaries and Consultants | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 18 at 9,935,710 Shares | Management | For | Against |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| |
|---|
CROCS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: CROX SECURITY ID: 227046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.2 | Elect Director Thomas J. Smach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROSS COUNTRY HEALTHCARE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: CCRN SECURITY ID: 227483104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grubbs | Management | For | For |
| 1.2 | Elect Director W. Larry Cash | Management | For | For |
| 1.3 | Elect Director Thomas C. Dircks | Management | For | For |
| 1.4 | Elect Director Gale Fitzgerald | Management | For | For |
| 1.5 | Elect Director Richard M. Mastaler | Management | For | For |
| 1.6 | Elect Director Joseph A. Trunfio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROSSTEX ENERGY, INC.
MEETING DATE: MAR 07, 2014 | TICKER: ENLC SECURITY ID: 22765Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
CROWN MEDIA HOLDINGS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CRWN SECURITY ID: 228411104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Abbott | Management | For | Withhold |
| 1.2 | Elect Director Dwight C. Arn | Management | For | Withhold |
| 1.3 | Elect Director Robert C. Bloss | Management | For | Withhold |
| 1.4 | Elect Director William Cella | Management | For | For |
| 1.5 | Elect Director Glenn Curtis | Management | For | For |
| 1.6 | Elect Director Steve Doyal | Management | For | Withhold |
| 1.7 | Elect Director Brian E. Gardner | Management | For | Withhold |
| 1.8 | Elect Director Herbert A. Granath | Management | For | For |
| 1.9 | Elect Director Timothy Griffith | Management | For | Withhold |
| 1.10 | Elect Director Donald J. Hall, Jr. | Management | For | Withhold |
| 1.11 | Elect Director A. Drue Jennings | Management | For | For |
| 1.12 | Elect Director Peter A. Lund | Management | For | For |
| 1.13 | Elect Director Brad R. Moore | Management | For | Withhold |
| 1.14 | Elect Director Deanne R. Stedem | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CSGS SECURITY ID: 126349109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Barnes | Management | For | For |
| 1.2 | Elect Director John L. M. Hughes | Management | For | For |
| 1.3 | Elect Director Donald V. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CTC MEDIA, INC.
MEETING DATE: MAY 19, 2014 | TICKER: CTCM SECURITY ID: 12642X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamjid Basunia | Management | For | For |
| 1.2 | Elect Director Irina Gofman | Management | For | For |
| 1.3 | Elect Director Timur Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CBST SECURITY ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bonney | Management | For | For |
| 1.2 | Elect Director Jane Henney | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CUMBERLAND PHARMACEUTICALS INC.
MEETING DATE: APR 15, 2014 | TICKER: CPIX SECURITY ID: 230770109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Griggs | Management | For | For |
| 1.2 | Elect Director Joey Jacobs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: MAY 22, 2014 | TICKER: CMLS SECURITY ID: 231082108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W. Dickey, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Brian Cassidy | Management | For | For |
| 1.3 | Elect Director Ralph B. Everett | Management | For | For |
| 1.4 | Elect Director Alexis Glick | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.6 | Elect Director Robert H. Sheridan, III | Management | For | For |
| 1.7 | Elect Director David M. Tolley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CURIS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: CRIS SECURITY ID: 231269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.2 | Elect Director Kenneth I. Kaitin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CUSTOMERS BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CUBI SECURITY ID: 23204G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Lawrence Way | Management | For | For |
| 1.2 | Elect Director Steven J. Zuckerman | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CUTERA, INC.
MEETING DATE: JUN 18, 2014 | TICKER: CUTR SECURITY ID: 232109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Connors | Management | For | For |
| 1.2 | Elect Director David A. Gollnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 22, 2014 | TICKER: CVBF SECURITY ID: 126600105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Christopher D. Myers | Management | For | For |
| 1.5 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.6 | Elect Director Hal W. Oswalt | Management | For | For |
| 1.7 | Elect Director San E. Vaccaro | Management | For | For |
| 1.8 | Elect Director D. Linn Wiley | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 19, 2013 | TICKER: CYBX SECURITY ID: 23251P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.7 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYCLACEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CYCC SECURITY ID: 23254L306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spiro Rombotis | Management | For | For |
| 1.2 | Elect Director David U'Prichard | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CYNOSURE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CYNO SECURITY ID: 232577205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Davin | Management | For | For |
| 1.2 | Elect Director Ettore V. Biagioni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director James R. Long | Management | For | For |
| 1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
| 1.6 | Elect Director J. D. Sherman | Management | For | For |
| 1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYRUSONE INC.
MEETING DATE: MAY 01, 2014 | TICKER: CONE SECURITY ID: 23283R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary J. Wojtaszek | Management | For | Withhold |
| 1.2 | Elect Director John F. Cassidy | Management | For | Withhold |
| 1.3 | Elect Director William E. Sullivan | Management | For | For |
| 1.4 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.5 | Elect Director Alex Shumate | Management | For | For |
| 1.6 | Elect Director Melissa E. Hathaway | Management | For | Withhold |
| 1.7 | Elect Director David H. Ferdman | Management | For | Withhold |
| 1.8 | Elect Director Lynn A. Wentworth | Management | For | Withhold |
| 1.9 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTORI THERAPEUTICS, INC.
MEETING DATE: AUG 28, 2013 | TICKER: CYTX SECURITY ID: 23283K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Rickey | Management | For | For |
| 1.2 | Elect Director Christopher J. Calhoun | Management | For | For |
| 1.3 | Elect Director Lloyd H. Dean | Management | For | For |
| 1.4 | Elect Director Richard J. Hawkins | Management | For | For |
| 1.5 | Elect Director Paul W. Hawran | Management | For | For |
| 1.6 | Elect Director Marc H. Hedrick | Management | For | For |
| 1.7 | Elect Director E. Carmack Holmes | Management | For | For |
| 1.8 | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CYTRX CORPORATION
MEETING DATE: JUL 11, 2013 | TICKER: CYTR SECURITY ID: 232828509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis Ignarro | Management | For | For |
| 1.2 | Elect Director Joseph Rubinfeld | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CYTRX CORPORATION
MEETING DATE: JUN 24, 2014 | TICKER: CYTR SECURITY ID: 232828509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Kriegsman | Management | For | For |
| 1.2 | Elect Director Marvin R. Selter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DAKTRONICS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: DAKT SECURITY ID: 234264109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Morgan | Management | For | For |
| 1.2 | Elect Director John L. Mulligan | Management | For | For |
| 1.3 | Elect Director Bruce W. Tobin | Management | For | For |
| 2 | Approve Decrease in Size of Board | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
DATALINK CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: DTLK SECURITY ID: 237934104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Margaret A. Loftus | Management | For | For |
| 1.4 | Elect Director Greg R. Meland | Management | For | Withhold |
| 1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.6 | Elect Director James E. Ousley | Management | For | For |
| 1.7 | Elect Director Robert M. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DATAWATCH CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: DWCH SECURITY ID: 237917208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard de J. Osborne | Management | For | For |
| 1.2 | Elect Director James Wood | Management | For | Withhold |
| 1.3 | Elect Director Thomas H. Kelly | Management | For | For |
| 1.4 | Elect Director Terry W. Potter | Management | For | For |
| 1.5 | Elect Director Christopher T. Cox | Management | For | For |
| 1.6 | Elect Director David C. Mahoney | Management | For | For |
| 1.7 | Elect Director Michael A. Morrison | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DAWSON GEOPHYSICAL COMPANY
MEETING DATE: JAN 21, 2014 | TICKER: DWSN SECURITY ID: 239359102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig W. Cooper | Management | For | For |
| 1.2 | Elect Director Gary M. Hoover | Management | For | For |
| 1.3 | Elect Director Stephen C. Jumper | Management | For | For |
| 1.4 | Elect Director Ted R. North | Management | For | For |
| 1.5 | Elect Director Tim C. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEALERTRACK TECHNOLOGIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TRAK SECURITY ID: 242309102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark F. O'Neil | Management | For | For |
| 1.2 | Elect Director Joseph P. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director John G. Perenchio | Management | For | For |
| 1.4 | Elect Director Maureen Conners | Management | For | For |
| 1.5 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.6 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEL FRISCO'S RESTAURANT GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: DFRG SECURITY ID: 245077102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barr | Management | For | For |
| 1.2 | Elect Director William Lamar, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DELIA*S, INC.
MEETING DATE: AUG 06, 2013 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mario Ciampi | Management | For | For |
| 1.2 | Elect Director Tracy Gardner | Management | For | For |
| 1.3 | Elect Director Paul J. Raffin | Management | For | For |
| 1.4 | Elect Director Scott M. Rosen | Management | For | For |
| 1.5 | Elect Director Michael Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DELIA*S, INC.
MEETING DATE: OCT 24, 2013 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
DELIA*S, INC.
MEETING DATE: JUN 17, 2014 | TICKER: DLIA SECURITY ID: 246911101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mario Ciampi | Management | For | For |
| 1.2 | Elect Director Seth A. Cohen | Management | For | For |
| 1.3 | Elect Director Tracy Gardner | Management | For | For |
| 1.4 | Elect Director Paul J. Raffin | Management | For | For |
| 1.5 | Elect Director Scott M. Rosen | Management | For | For |
| 1.6 | Elect Director Joshua M. Schwartz | Management | For | For |
| 1.7 | Elect Director Michael Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: SEP 12, 2013 | TICKER: DELL SECURITY ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DELL INC.
MEETING DATE: OCT 17, 2013 | TICKER: DELL SECURITY ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Janet F. Clark | Management | For | For |
| 1.3 | Elect Director Laura Conigliaro | Management | For | For |
| 1.4 | Elect Director Michael S. Dell | Management | For | For |
| 1.5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.6 | Elect Director Gerard J. Kleisterlee | Management | For | For |
| 1.7 | Elect Director Klaus S. Luft | Management | For | For |
| 1.8 | Elect Director Alex J. Mandl | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director H. Ross Perot, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
DELTA NATURAL GAS COMPANY, INC.
MEETING DATE: NOV 21, 2013 | TICKER: DGAS SECURITY ID: 247748106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| 2.1 | Elect Director Sandra C. Gray | Management | For | For |
| 2.2 | Elect Director Edward J. Holmes | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: DNDN SECURITY ID: 24823Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Stump | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: DENN SECURITY ID: 24869P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg R. Dedrick | Management | For | For |
| 1.2 | Elect Director Jose M. Gutierrez | Management | For | For |
| 1.3 | Elect Director George W. Haywood | Management | For | For |
| 1.4 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.5 | Elect Director Robert E. Marks | Management | For | For |
| 1.6 | Elect Director John C. Miller | Management | For | For |
| 1.7 | Elect Director Louis P. Neeb | Management | For | For |
| 1.8 | Elect Director Donald C. Robinson | Management | For | For |
| 1.9 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 1.10 | Elect Director Laysha Ward | Management | For | For |
| 1.11 | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 21, 2014 | TICKER: XRAY SECURITY ID: 249030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director William F. Hecht | Management | For | For |
| 1d | Elect Director Francis J. Lunger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEPOMED, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DEPO SECURITY ID: 249908104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.3 | Elect Director G. Steven Burrill | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Samuel R. Saks | Management | For | For |
| 1.7 | Elect Director James A. Schoeneck | Management | For | For |
| 1.8 | Elect Director David B. Zenoff | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DERMA SCIENCES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DSCI SECURITY ID: 249827502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Quilty | Management | For | For |
| 1.2 | Elect Director Srini Conjeevaram | Management | For | For |
| 1.3 | Elect Director Stephen T. Wills | Management | For | For |
| 1.4 | Elect Director C. Richard Stafford | Management | For | For |
| 1.5 | Elect Director Robert G. Moussa | Management | For | For |
| 1.6 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.7 | Elect Director Brett D. Hewlett | Management | For | For |
| 1.8 | Elect Director Amy Paul | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Other Business | Management | For | Against |
| |
|---|
DESTINATION MATERNITY CORPORATION
MEETING DATE: JAN 24, 2014 | TICKER: DEST SECURITY ID: 25065D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnaud Ajdler | Management | For | For |
| 1.2 | Elect Director Michael J. Blitzer | Management | For | For |
| 1.3 | Elect Director Barry Erdos | Management | For | For |
| 1.4 | Elect Director Joseph A. Goldblum | Management | For | For |
| 1.5 | Elect Director Edward M. Krell | Management | For | For |
| 1.6 | Elect Director Melissa Payner-Gregor | Management | For | For |
| 1.7 | Elect Director William A. Schwartz, Jr. | Management | For | For |
| 1.8 | Elect Director B. Allen Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DESTINATION XL GROUP, INC.
MEETING DATE: AUG 01, 2013 | TICKER: DXLG SECURITY ID: 25065K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour Holtzman | Management | For | For |
| 1.2 | Elect Director David A. Levin | Management | For | For |
| 1.3 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.4 | Elect Director Jesse Choper | Management | For | For |
| 1.5 | Elect Director John E. Kyees | Management | For | For |
| 1.6 | Elect Director Ward K. Mooney | Management | For | For |
| 1.7 | Elect Director George T. Porter, Jr. | Management | For | For |
| 1.8 | Elect Director Mitchell S. Presser | Management | For | For |
| 1.9 | Elect Director Ivy Ross | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DESWELL INDUSTRIES, INC.
MEETING DATE: SEP 11, 2013 | TICKER: DSWL SECURITY ID: 250639101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard Pui Hon Lau as Director | Management | For | Withhold |
| 1.2 | Elect Chin Pang Li as Director | Management | For | Withhold |
| 1.3 | Elect Hung-Hum Leung as Director | Management | For | For |
| 1.4 | Elect Allen Yau-Nam Cham as Director | Management | For | For |
| 1.5 | Elect Wing-Ki Hui as Director | Management | For | For |
| 2 | Approve Amendments of the Company's 2003 Stock Option Plan | Management | For | For |
| 3 | Approve to Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as the Auditor for the Year Ending March 31, 2014 | Management | For | For |
| |
|---|
DEX MEDIA, INC.
MEETING DATE: MAY 14, 2014 | TICKER: DXM SECURITY ID: 25213A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan B. Bulkeley | Management | For | For |
| 1b | Elect Director Thomas D. Gardner | Management | For | For |
| 1c | Elect Director John Slater | Management | For | For |
| 1d | Elect Director W. Kirk Liddell | Management | For | For |
| 1e | Elect Director Thomas S. Rogers | Management | For | For |
| 1f | Elect Director Alan F. Schultz | Management | For | For |
| 1g | Elect Director Douglas D. Wheat | Management | For | For |
| 1h | Elect Director Peter J. McDonald | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
MEETING DATE: NOV 07, 2013 | TICKER: DLLR SECURITY ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clive Kahn | Management | For | For |
| 1.2 | Elect Director John Gavin | Management | For | For |
| 1.3 | Elect Director Edward A. Evans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
MEETING DATE: JUN 06, 2014 | TICKER: DLLR SECURITY ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DIAMOND FOODS, INC.
MEETING DATE: JAN 14, 2014 | TICKER: DMND SECURITY ID: 252603105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Zollars | Management | For | For |
| 1.2 | Elect Director Edward A. Blechschmidt | Management | For | For |
| 1.3 | Elect Director R. Dean Hollis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: DHIL SECURITY ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. H. Dillon | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Donald B. Shackelford | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Frances A. Skinner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Code of Regulations to Separate the Positions of President and Chief Executive Officer | Management | For | For |
| 5 | Amend Code of Regulations to Permit the Board to Amend the Code of Regulations in Accordance with Ohio Law | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 09, 2014 | TICKER: FANG SECURITY ID: 25278X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Michael P. Cross | Management | For | For |
| 1.3 | Elect Director Travis D. Stice | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIANA CONTAINERSHIPS INC
MEETING DATE: MAY 07, 2014 | TICKER: DCIX SECURITY ID: Y2069P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ioannis Zafirakis as Director | Management | For | Withhold |
| 1.2 | Elect Antonios Karavias as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGI INTERNATIONAL INC.
MEETING DATE: JAN 27, 2014 | TICKER: DGII SECURITY ID: 253798102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Girish Rishi | Management | For | For |
| 1.2 | Elect Director Joseph T. Dunsmore | Management | For | For |
| 1.3 | Elect Director Satbir Khanuja | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIGIMARC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: DMRC SECURITY ID: 25381B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Davis | Management | For | For |
| 1.2 | Elect Director William J. Miller | Management | For | For |
| 1.3 | Elect Director James T. Richardson | Management | For | For |
| 1.4 | Elect Director Peter W. Smith | Management | For | For |
| 1.5 | Elect Director Bernard Whitney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
DIGITAL GENERATION, INC.
MEETING DATE: FEB 03, 2014 | TICKER: DGIT SECURITY ID: 25400B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DIGITAL RIVER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DRIV SECURITY ID: 25388B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Madison | Management | For | For |
| 1b | Elect Director Cheryl F. Rosner | Management | For | For |
| 1c | Elect Director Edmond I. Eger, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DIME COMMUNITY BANCSHARES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: DCOM SECURITY ID: 253922108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
| 1.2 | Elect Director George L. Clark, Jr. | Management | For | For |
| 1.3 | Elect Director Steven D. Cohn | Management | For | For |
| 1.4 | Elect Director Robert C. Golden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 27, 2014 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Michael R. Giordano | Management | For | For |
| 1.3 | Elect Director L.P. Hsu | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Raymond Soong | Management | For | For |
| 1.6 | Elect Director John M. Stich | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: APR 29, 2014 | TICKER: DTV SECURITY ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Anthony Vinciquerra | Management | For | For |
| 1l | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DISCA SECURITY ID: 25470F203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIVERSIFIED RESTAURANT HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: BAGR SECURITY ID: 25532M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Michael Ansley | Management | For | Withhold |
| 1.2 | Elect Director David G. Burke | Management | For | Withhold |
| 1.3 | Elect Director Jay A. Dusenberry | Management | For | For |
| 1.4 | Elect Director Philip Friedman | Management | For | For |
| 1.5 | Elect Director David Ligotti | Management | For | Withhold |
| 1.6 | Elect Director Joseph M. Nowicki | Management | For | For |
| 1.7 | Elect Director Gregory J. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 19, 2014 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director H. Ray Compton | Management | For | For |
| 1.5 | Elect Director Conrad M. Hall | Management | For | For |
| 1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.7 | Elect Director J. Douglas Perry | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
DONEGAL GROUP INC.
MEETING DATE: APR 17, 2014 | TICKER: DGICA SECURITY ID: 257701201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Bolinger | Management | For | For |
| 1.2 | Elect Director Patricia A. Gilmartin | Management | For | For |
| 1.3 | Elect Director Philip H. Glatfelter, II | Management | For | For |
| 1.4 | Elect Director Jack L. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
DORCHESTER MINERALS, L.P.
MEETING DATE: MAY 14, 2014 | TICKER: DMLP SECURITY ID: 25820R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | Withhold |
| 1.2 | Elect Director C.W. ('Bill') Russell | Management | For | Withhold |
| 1.3 | Elect Director Ronald P. Trout | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DORM SECURITY ID: 258278100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Berman | Management | For | For |
| 1.2 | Elect Director Robert M. Lynch | Management | For | For |
| 1.3 | Elect Director Paul R. Lederer | Management | For | For |
| 1.4 | Elect Director Edgar W. Levin | Management | For | For |
| 1.5 | Elect Director Richard T. Riley | Management | For | For |
| 1.6 | Elect Director Mathias J. Barton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bundled Compensation Plans | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DOT HILL SYSTEMS CORP.
MEETING DATE: MAY 05, 2014 | TICKER: HILL SECURITY ID: 25848T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dana W. Kammersgard | Management | For | For |
| 1.2 | Elect Director Richard Mejia, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DRAGONWAVE INC.
MEETING DATE: JUN 20, 2014 | TICKER: DWI SECURITY ID: 26144M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claude Haw | Management | For | For |
| 1.2 | Elect Director Peter Allen | Management | For | For |
| 1.3 | Elect Director Cesar Cesaratto | Management | For | For |
| 1.4 | Elect Director Lori O'Neill | Management | For | For |
| 1.5 | Elect Director Robert Pons | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Share Based Compensation Plan | Management | For | For |
| |
|---|
DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: JUN 11, 2014 | TICKER: DWA SECURITY ID: 26153C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
| 1.2 | Elect Director Lewis W. Coleman | Management | For | For |
| 1.3 | Elect Director Harry 'Skip' Brittenham | Management | For | Withhold |
| 1.4 | Elect Director Thomas E. Freston | Management | For | For |
| 1.5 | Elect Director Lucian Grainge | Management | For | For |
| 1.6 | Elect Director Mellody Hobson | Management | For | For |
| 1.7 | Elect Director Jason Kilar | Management | For | For |
| 1.8 | Elect Director Michael J. Montgomery | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DRYSHIPS INC.
MEETING DATE: OCT 31, 2013 | TICKER: DRYS SECURITY ID: Y2109Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Chryssoula Kandylidis as Director | Management | For | For |
| 1.2 | Elect George Demathas as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
DSP GROUP, INC.
MEETING DATE: JUN 09, 2014 | TICKER: DSPG SECURITY ID: 23332B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ofer Elyakim | Management | For | For |
| 1.2 | Elect Director Gabi Seligsohn | Management | For | For |
| 1.3 | Elect Director Yair Seroussi | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DTS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: DTSI SECURITY ID: 23335C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Habiger | Management | For | For |
| 1.2 | Elect Director Jon E. Kirchner | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
| |
|---|
DURATA THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DRTX SECURITY ID: 26658A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenton K. Ahrens | Management | For | For |
| 1.2 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DURECT CORPORATION
MEETING DATE: JUN 16, 2014 | TICKER: DRRX SECURITY ID: 266605104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Hoffmann | Management | For | For |
| 1.2 | Elect Director Jon S. Saxe | Management | For | For |
| 1.3 | Elect Director Jay Shepard | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: DXPE SECURITY ID: 233377407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Cletus Davis | Management | For | For |
| 1.3 | Elect Director Timothy P. Halter | Management | For | For |
| 1.4 | Elect Director Bryan Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DYAX CORP.
MEETING DATE: MAY 08, 2014 | TICKER: DYAX SECURITY ID: 26746E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Fordyce | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Thomas L. Kempner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAMIC MATERIALS CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: BOOM SECURITY ID: 267888105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Aldous | Management | For | For |
| 1.2 | Elect Director Yvon Pierre Cariou | Management | For | For |
| 1.3 | Elect Director Robert A. Cohen | Management | For | For |
| 1.4 | Elect Director James J. Ferris | Management | For | For |
| 1.5 | Elect Director Richard P. Graff | Management | For | For |
| 1.6 | Elect Director Bernard Hueber | Management | For | For |
| 1.7 | Elect Director Kevin T. Longe | Management | For | For |
| 1.8 | Elect Director Gerard Munera | Management | For | For |
| 1.9 | Elect Director Rolf Rospek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Kisner | Management | For | Withhold |
| 1.2 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 1.3 | Elect Director Natale ('Nat') Ricciardi | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
E PLUS INC.
MEETING DATE: SEP 10, 2013 | TICKER: PLUS SECURITY ID: 294268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip G. Norton | Management | For | For |
| 1.2 | Elect Director Bruce M. Bowen | Management | For | For |
| 1.3 | Elect Director C. Thomas Faulders, III | Management | For | Withhold |
| 1.4 | Elect Director Terrence O'Donnell | Management | For | For |
| 1.5 | Elect Director Lawrence S. Herman | Management | For | Withhold |
| 1.6 | Elect Director Milton E. Cooper, Jr. | Management | For | Withhold |
| 1.7 | Elect Director John E. Callies | Management | For | Withhold |
| 1.8 | Elect Director Eric D. Hovde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Mohsen Z. Fahmi | Management | For | For |
| 1c | Elect Director Christopher M. Flink | Management | For | For |
| 1d | Elect Director Paul T. Idzik | Management | For | For |
| 1e | Elect Director Frederick W. Kanner | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Rebecca Saeger | Management | For | For |
| 1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1j | Elect Director Joseph M. Velli | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E2OPEN, INC.
MEETING DATE: AUG 07, 2013 | TICKER: EOPN SECURITY ID: 29788A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnston Evans | Management | For | For |
| 1.2 | Elect Director Bernard Mathaisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EAGLE BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: EGBN SECURITY ID: 268948106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Alperstein | Management | For | For |
| 1.2 | Elect Director Dudley C. Dworken | Management | For | For |
| 1.3 | Elect Director Harvey M. Goodman | Management | For | For |
| 1.4 | Elect Director Ronald D. Paul | Management | For | For |
| 1.5 | Elect Director Robert P. Pincus | Management | For | Withhold |
| 1.6 | Elect Director Norman R. Pozez | Management | For | For |
| 1.7 | Elect Director Donald R. Rogers | Management | For | Withhold |
| 1.8 | Elect Director Leland M. Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EAGLE ROCK ENERGY PARTNERS, L.P.
MEETING DATE: APR 29, 2014 | TICKER: EROC SECURITY ID: 26985R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EAGLE ROCK ENERGY PARTNERS, L.P.
MEETING DATE: JUN 24, 2014 | TICKER: EROC SECURITY ID: 26985R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William K. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EARTHLINK HOLDINGS CORP.
MEETING DATE: APR 29, 2014 | TICKER: ELNK SECURITY ID: 27033X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director Joseph F. Eazor | Management | For | For |
| 1c | Elect Director David A. Koretz | Management | For | For |
| 1d | Elect Director Kathy S. Lane | Management | For | For |
| 1e | Elect Director Garry K. McGuire | Management | For | For |
| 1f | Elect Director R. Gerard Salemme | Management | For | For |
| 1g | Elect Director Julie A. Shimer | Management | For | For |
| 1h | Elect Director M. Wayne Wisehart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Advance Notice Requirement for Shareholder Nominations of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Director Julia S. Gouw | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect Director John Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EASTERN INSURANCE HOLDINGS, INC.
MEETING DATE: DEC 27, 2013 | TICKER: EIHI SECURITY ID: 276534104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
EASTERN VIRGINIA BANKSHARES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: EVBS SECURITY ID: 277196101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Rand Cook | Management | For | For |
| 1.2 | Elect Director Charles R. Revere | Management | For | For |
| 1.3 | Elect Director F. L. Garrett, III | Management | For | Withhold |
| 1.4 | Elect Director Joe A. Shearin | Management | For | For |
| 1.5 | Elect Director Ira C. Harris | Management | For | For |
| 1.6 | Elect Director Boris M. Gutin | Management | For | For |
| 1.7 | Elect Director Leslie E. Taylor | Management | For | For |
| 1.8 | Elect Director William L. Lewis | Management | For | Withhold |
| 1.9 | Elect Director Michael E. Fiore | Management | For | For |
| 1.10 | Elect Director Jay T. Thompson, III | Management | For | For |
| 1.11 | Elect Director W. Gerald Cox | Management | For | For |
| 1.12 | Elect Director Eric A. Johnson | Management | For | Withhold |
| 1.13 | Elect Director W. Leslie Kilduff, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 20, 2013 | TICKER: EBIX SECURITY ID: 278715206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans U. Benz | Management | For | For |
| 1.2 | Elect Director Pavan Bhalla | Management | For | For |
| 1.3 | Elect Director Neil D. Eckert | Management | For | For |
| 1.4 | Elect Director Rolf Herter | Management | For | For |
| 1.5 | Elect Director Hans Ueli Keller | Management | For | For |
| 1.6 | Elect Director Robin Raina | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ECHELON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ELON SECURITY ID: 27874N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: ECHO SECURITY ID: 27875T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director Bradley A. Keywell | Management | For | Withhold |
| 1.4 | Elect Director Matthew Ferguson | Management | For | For |
| 1.5 | Elect Director David Habiger | Management | For | For |
| 1.6 | Elect Director Nelda J. Connors | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ECHO THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: ECTE SECURITY ID: 27876L206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert F. Doman | Management | For | For |
| 1.2 | Elect Director Michael M. Goldberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Shepard M. Goldberg | Shareholder | For | Did Not Vote |
| 1.2 | Management Nominee - Michael M. Goldberg | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Ratify Auditors | Management | None | Did Not Vote |
| |
|---|
EDUCATION MANAGEMENT CORPORATION
MEETING DATE: NOV 08, 2013 | TICKER: EDMC SECURITY ID: 28140M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. West | Management | For | Withhold |
| 1.2 | Elect Director Samuel C.Cowley | Management | For | For |
| 1.3 | Elect Director William R. Johnson | Management | For | Withhold |
| 1.4 | Elect Director Adrian M. Jones | Management | For | Withhold |
| 1.5 | Elect Director Jeffrey T. Leeds | Management | For | Withhold |
| 1.6 | Elect Director Lester L. Lyles | Management | For | Withhold |
| 1.7 | Elect Director John R. McKernan, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Leo F. Mullin | Management | For | Withhold |
| 1.9 | Elect Director Brian A. Napack | Management | For | Withhold |
| 1.10 | Elect Director Paul J. Salem | Management | For | Withhold |
| 1.11 | Elect Director Peter O. Wilde | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
EGAIN CORPORATION
MEETING DATE: NOV 08, 2013 | TICKER: EGAN SECURITY ID: 28225C806
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashutosh Roy | Management | For | Withhold |
| 1.2 | Elect Director Gunjan Sinha | Management | For | Withhold |
| 1.3 | Elect Director David S. Scott | Management | For | For |
| 1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EGALET CORPORATION
MEETING DATE: JUN 09, 2014 | TICKER: EGLT SECURITY ID: 28226B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert Radie | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EHEALTH, INC.
MEETING DATE: JUN 12, 2014 | TICKER: EHTH SECURITY ID: 28238P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Shaughnessy | Management | For | For |
| 1.2 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EINSTEIN NOAH RESTAURANT GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: BAGL SECURITY ID: 28257U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Arthur | Management | For | For |
| 1.2 | Elect Director E. Nelson Heumann | Management | For | For |
| 1.3 | Elect Director Frank C. Meyer | Management | For | For |
| 1.4 | Elect Director Edna K. Morris | Management | For | For |
| 1.5 | Elect Director Thomas J. Mueller | Management | For | For |
| 1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ELBIT IMAGING LTD.
MEETING DATE: AUG 19, 2013 | TICKER: EMIT SECURITY ID: M37605108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent to the Settlement Proposed by the Company | Management | For | For |
| 2 | Consent to the Settlement Proposed by Certain Members of the Joint Representation Committee for Bondholders of Bond Series C-G and Series 1 | Shareholder | Against | Against |
| 3 | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
ELBIT IMAGING LTD.
MEETING DATE: SEP 30, 2013 | TICKER: EMIT SECURITY ID: M37605108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Mordechay Zisser as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Shimon Yitzhaki as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Moshe Lion as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Shmuel Peretz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Zvi Tropp as External Director | Management | For | For |
| 3 | Reappoint Brightman Almagor Zohar & Co., a member of Deloitte, as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: NOV 19, 2013 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Michael Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Moshe Arad as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Avraham Asheri as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect David Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Yigal Ne'eman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Rina Baum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Dov Ninveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Dalia Rabin as External Director for an Additional Three Year Term | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 4 | Review Consolidated Financial Statements for the Fiscal Year Ended December 31, 2012 | Management | None | None |
| 5 | Presentation of Dividend Paid to Shareholders | Management | None | None |
| 6 | Presentation of Compensation Paid to Directors | Management | None | None |
| 7 | Presentation of Compensation Arrangement of Independent Auditor | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: JAN 07, 2014 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: JUN 25, 2014 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Avraham Asheri as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Rina Baum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Elect Yoram Ben-Zeev as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect David Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Michael Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Yigal Ne'eman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Dov Ninveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Reelect Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| |
|---|
ELECTRO RENT CORPORATION
MEETING DATE: OCT 10, 2013 | TICKER: ELRC SECURITY ID: 285218103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Y. Bekavac | Management | For | For |
| 1.2 | Elect Director Karen J. Curtin | Management | For | For |
| 1.3 | Elect Director Theodore E. Guth | Management | For | For |
| 1.4 | Elect Director Daniel Greenberg | Management | For | For |
| 1.5 | Elect Director Joseph J. Kearns | Management | For | For |
| 1.6 | Elect Director James S. Pignatelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRO SCIENTIFIC INDUSTRIES, INC.
MEETING DATE: AUG 08, 2013 | TICKER: ESIO SECURITY ID: 285229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.3 | Elect Director Robert R. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ELIZABETH ARDEN, INC.
MEETING DATE: NOV 06, 2013 | TICKER: RDEN SECURITY ID: 28660G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Salman Amin | Management | For | For |
| 1.2 | Elect Director E. Scott Beattie | Management | For | For |
| 1.3 | Elect Director Fred Berens | Management | For | Against |
| 1.4 | Elect Director Maura J. Clark | Management | For | Against |
| 1.5 | Elect Director Richard C.W. Mauran | Management | For | For |
| 1.6 | Elect Director William M. Tatham | Management | For | Against |
| 1.7 | Elect Director J. W. Nevil Thomas | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Animal Testing and Alternatives | Shareholder | Against | Abstain |
| |
|---|
ELONG, INC.
MEETING DATE: DEC 18, 2013 | TICKER: LONG SECURITY ID: 290138205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Fernando Gil de Bernabe as Director | Management | For | For |
| 1.2 | Elect Guangfu Cui as Director | Management | For | Withhold |
| 1.3 | Elect Dhiren Fonseca as Director | Management | For | Withhold |
| 1.4 | Elect Thomas Gurnee as Director | Management | For | For |
| 1.5 | Elect Dara Khosrowshahi as Director | Management | For | Withhold |
| 1.6 | Elect Henrik Kjellberg as Director | Management | For | Withhold |
| 1.7 | Elect Dan Lynn as Director | Management | For | Withhold |
| 1.8 | Elect Cyril Ranque as Director | Management | For | Withhold |
| 1.9 | Elect Michael Scown as Director | Management | For | For |
| 1.10 | Elect Johan Svanstrom as Director | Management | For | Withhold |
| 1.11 | Elect Xiaoguang Wu as Director | Management | For | Withhold |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
EMC INSURANCE GROUP INC.
MEETING DATE: MAY 22, 2014 | TICKER: EMCI SECURITY ID: 268664109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Crane | Management | For | For |
| 1b | Elect Director Jonathan R. Fletcher | Management | For | For |
| 1c | Elect Director Robert L. Howe | Management | For | For |
| 1d | Elect Director Bruce G. Kelley | Management | For | For |
| 1e | Elect Director Gretchen H. Tegeler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMCORE CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: EMKR SECURITY ID: 290846203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bogomolny | Management | For | For |
| 1.2 | Elect Director Steven R. Becker | Management | For | For |
| 1.3 | Elect Director Gerald J. Fine | Management | For | For |
| 1.4 | Elect Director Reuben F. Richards, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen L. Domenik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMMIS COMMUNICATIONS CORPORATION
MEETING DATE: JUL 10, 2013 | TICKER: EMMS SECURITY ID: 291525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Smulyan | Management | For | Withhold |
| 1.2 | Elect Director Greg A. Nathanson | Management | For | Withhold |
| 1.3 | Elect Director James M. Dubin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
EMPIRE RESORTS, INC.
MEETING DATE: NOV 11, 2013 | TICKER: NYNY SECURITY ID: 292052206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. D'Amato | Management | For | For |
| 1.2 | Elect Director Emanuel R. Pearlman | Management | For | For |
| 1.3 | Elect Director Au Fook Yew | Management | For | Withhold |
| 1.4 | Elect Director Nancy A. Palumbo | Management | For | For |
| 1.5 | Elect Director Gregg Polle | Management | For | For |
| 1.6 | Elect Director James Simon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ENANTA PHARMACEUTICALS, INC.
MEETING DATE: FEB 06, 2014 | TICKER: ENTA SECURITY ID: 29251M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L. A. Carter | Management | For | For |
| 1.2 | Elect Director Jay R. Luly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Laura Newman Olle | Management | For | For |
| 1.3 | Elect Director Francis E. Quinlan | Management | For | For |
| 1.4 | Elect Director Norman R. Sorensen | Management | For | For |
| 1.5 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENCORE WIRE CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: WIRE SECURITY ID: 292562105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Courtney | Management | For | For |
| 1.2 | Elect Director Gregory J. Fisher | Management | For | For |
| 1.3 | Elect Director Daniel L. Jones | Management | For | For |
| 1.4 | Elect Director William R. Thomas, III | Management | For | For |
| 1.5 | Elect Director Scott D. Weaver | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: FEB 26, 2014 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adopt Dividend Reinvestment Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
ENDO INTERNATIONAL PLC
MEETING DATE: JUN 10, 2014 | TICKER: ENDP SECURITY ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director John J. Delucca | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ENDOCYTE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ECYT SECURITY ID: 29269A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Aplin | Management | For | For |
| 1b | Elect Director Colin Goddard | Management | For | For |
| 1c | Elect Director Philip S. Low | Management | For | For |
| 1d | Elect Director Lesley Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENDOLOGIX, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ELGX SECURITY ID: 29266S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: EIGI SECURITY ID: 29272B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Hayford | Management | For | Withhold |
| 1.2 | Elect Director Peter J. Perrone | Management | For | Withhold |
| 1.3 | Elect Director Chandler J. Reedy | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGY RECOVERY, INC.
MEETING DATE: JUN 20, 2014 | TICKER: ERII SECURITY ID: 29270J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Yu Lang Mao | Management | For | For |
| 1b | Elect Director Thomas S. Rooney, Jr. | Management | For | For |
| 1c | Elect Director Dominique Trempont | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENERGY XXI (BERMUDA) LIMITED
MEETING DATE: NOV 05, 2013 | TICKER: EXXI SECURITY ID: G10082140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cornelius Dupre, II | Management | For | For |
| 1.2 | Elect Director Kevin Flannery | Management | For | For |
| 2 | Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ENERNOC, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ENOC SECURITY ID: 292764107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Baum | Management | For | For |
| 1.2 | Elect Director Arthur Coviello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENGLOBAL CORPORATION
MEETING DATE: DEC 20, 2013 | TICKER: ENG SECURITY ID: 293306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Coskey | Management | For | For |
| 1.2 | Elect Director David W. Gent | Management | For | For |
| 1.3 | Elect Director Randall B. Hale | Management | For | For |
| 1.4 | Elect Director David C. Roussel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ENGLOBAL CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: ENG SECURITY ID: 293306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Coskey | Management | For | For |
| 1.2 | Elect Director David W. Gent | Management | For | For |
| 1.3 | Elect Director Randall B. Hale | Management | For | For |
| 1.4 | Elect Director David C. Roussel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neal Dempsey | Management | For | For |
| 1.2 | Elect Director Benjamin Kortlang | Management | For | For |
| 1.3 | Elect Director Robert Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
MEETING DATE: JUN 10, 2014 | TICKER: ESGR SECURITY ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James D. Carey | Management | For | For |
| 2 | Authorize a New Class of Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Elect Subsidiary Directors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christman | Management | For | For |
| 1.5 | Elect Director James F. Gentilcore | Management | For | For |
| 1.6 | Elect Director Bertrand Loy | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTEROMEDICS INC.
MEETING DATE: MAY 07, 2014 | TICKER: ETRM SECURITY ID: 29365M208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Goldfischer | Management | For | For |
| 1.2 | Elect Director Anthony P. Jansz | Management | For | For |
| 1.3 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERPRISE BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EBTC SECURITY ID: 293668109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Clementi | Management | For | For |
| 1.2 | Elect Director Carole A. Cowan | Management | For | For |
| 1.3 | Elect Director Normand E. Deschene | Management | For | For |
| 1.4 | Elect Director John A. Koutsos | Management | For | For |
| 1.5 | Elect Director Arnold S. Lerner | Management | For | For |
| 1.6 | Elect Director Richard W. Main | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
MEETING DATE: MAY 21, 2014 | TICKER: EFSC SECURITY ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Benoist | Management | For | For |
| 1.2 | Elect Director James J. Murphy, Jr. | Management | For | For |
| 1.3 | Elect Director Michael A. DeCola | Management | For | For |
| 1.4 | Elect Director William H. Downey | Management | For | For |
| 1.5 | Elect Director John S. Eulich | Management | For | For |
| 1.6 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.7 | Elect Director James M. Havel | Management | For | For |
| 1.8 | Elect Director Judith S. Heeter | Management | For | For |
| 1.9 | Elect Director Birch M. Mullins | Management | For | For |
| 1.10 | Elect Director Brenda D. Newberry | Management | For | For |
| 1.11 | Elect Director Sandra A. Van Trease | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| |
|---|
ENTROPIC COMMUNICATIONS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ENTR SECURITY ID: 29384R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Henry | Management | For | Withhold |
| 1.2 | Elect Director William Bock | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENVIVIO, INC.
MEETING DATE: JUL 17, 2013 | TICKER: ENVI SECURITY ID: 29413T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Gilhuly | Management | For | For |
| 1.2 | Elect Director Corentin du Roy de Blicquy | Management | For | For |
| 1.3 | Elect Director Julien Signes | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: DEC 19, 2013 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Joseph Tenne as External Director For a Three Year Term | Management | For | For |
| 1.2 | Reelect Michal Silverberg as External Director For a Three Year Term | Management | For | For |
| 2 | Approve Bonus of 9,520 Restricted Shares to Yoav Doppelt, Chairman | Management | For | For |
| 3 | Amend Compensation of Dov Pekelman, Director | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: JUN 26, 2014 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | Withhold |
| 1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | Withhold |
| 1.5 | Elect Director James A. Byrnes | Management | For | Withhold |
| 1.6 | Elect Director Joel Pelofsky | Management | For | Withhold |
| 1.7 | Elect Director Charles C. Connely, IV | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EPIZYME, INC.
MEETING DATE: JUN 09, 2014 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew R. Allen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: JUN 04, 2014 | TICKER: EQIX SECURITY ID: 29444U502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Gary Hromadko | Management | For | For |
| 1.3 | Elect Director Scott Kriens | Management | For | For |
| 1.4 | Elect Director William Luby | Management | For | For |
| 1.5 | Elect Director Irving Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher Paisley | Management | For | For |
| 1.7 | Elect Director Stephen Smith | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ERICKSON INCORPORATED
MEETING DATE: JUN 11, 2014 | TICKER: EAC SECURITY ID: 29482P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hank Halter | Management | For | For |
| 1.2 | Elect Director Quinn Morgan | Management | For | Withhold |
| 1.3 | Elect Director Meredith R. Siegfried | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ESB FINANCIAL CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: ESBF SECURITY ID: 26884F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert S. Skuba | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ESCALADE, INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: ESCA SECURITY ID: 296056104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Savitsky | Management | For | For |
| 1.2 | Elect Director Richard D. White | Management | For | For |
| 1.3 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESCALERA RESOURCES CO.
MEETING DATE: JUN 17, 2014 | TICKER: ESCR SECURITY ID: 296064108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Bush | Management | For | For |
| 1.2 | Elect Director Charles Chambers | Management | For | For |
| 1.3 | Elect Director Roy Cohee | Management | For | For |
| 1.4 | Elect Director Richard Dole | Management | For | For |
| 1.5 | Elect Director Brent Hathaway | Management | For | For |
| 1.6 | Elect Director Susan G. Reeves | Management | For | For |
| 1.7 | Elect Director Taylor Simonton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ESPERION THERAPEUTICS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: ESPR SECURITY ID: 29664W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Janney | Management | For | For |
| 1b | Elect Director Tim M. Mayleben | Management | For | For |
| 1c | Elect Director Mark E. McGovern | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ESSA BANCORP, INC.
MEETING DATE: MAR 06, 2014 | TICKER: ESSA SECURITY ID: 29667D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Henning | Management | For | For |
| 1.2 | Elect Director Frederick E. Kutteroff | Management | For | For |
| 1.3 | Elect Director Brian T. Regan | Management | For | For |
| 1.4 | Elect Director Elizabeth B. Weekes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EUROSEAS LTD.
MEETING DATE: JUN 20, 2014 | TICKER: ESEA SECURITY ID: Y23592200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aristides J. Pittas | Management | For | Withhold |
| 1.2 | Elect Director Anastasios Aslidis | Management | For | Withhold |
| 1.3 | Elect Director Aristides P. Pittas | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EVERYWARE GLOBAL, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EVRY SECURITY ID: 300439106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Krueger | Management | For | For |
| 1.2 | Elect Director Ronald D. McCray | Management | For | For |
| 1.3 | Elect Director Ron Wainshal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXACT SCIENCES CORPORATION
MEETING DATE: JUL 25, 2013 | TICKER: EXAS SECURITY ID: 30063P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Katherine S. Napier | Management | For | For |
| 1.3 | Elect Director David A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXACTECH, INC.
MEETING DATE: MAY 08, 2014 | TICKER: EXAC SECURITY ID: 30064E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Petty | Management | For | For |
| 1.2 | Elect Director Richard C. Smith | Management | For | For |
| 1.3 | Elect Director W. Andrew Krusen, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXAR CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: EXAR SECURITY ID: 300645108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Izak Bencuya | Management | For | For |
| 1.3 | Elect Director Louis DiNardo | Management | For | For |
| 1.4 | Elect Director Pierre Guilbault | Management | For | For |
| 1.5 | Elect Director Brian Hilton | Management | For | For |
| 1.6 | Elect Director Richard L. Leza | Management | For | For |
| 1.7 | Elect Director Gary Meyers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXCEED CO LTD.
MEETING DATE: JUL 31, 2013 | TICKER: EDS SECURITY ID: G32335104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Crowe Horwath (HK) CPA Limited as Auditors | Management | For | For |
| |
|---|
EXCEED CO LTD.
MEETING DATE: APR 16, 2014 | TICKER: EDS SECURITY ID: G32335104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EXFO INC.
MEETING DATE: JAN 09, 2014 | TICKER: EXF SECURITY ID: 302046107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre-Paul Allard | Management | For | For |
| 1.2 | Elect Director Darryl Edwards | Management | For | For |
| 1.3 | Elect Director Germain Lamonde | Management | For | For |
| 1.4 | Elect Director Guy Marier | Management | For | For |
| 1.5 | Elect Director Claude Seguin | Management | For | For |
| 1.6 | Elect Director Randy E. Tornes | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Kelso | Management | For | For |
| 1.2 | Elect Director Clyde W. Ostler | Management | For | For |
| 1.3 | Elect Director Som Mittal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 17, 2014 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1.3 | Elect Director Barry Diller | Management | For | Withhold |
| 1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1.9 | Elect Director John C. Malone | Management | For | Withhold |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 07, 2014 | TICKER: EXPD SECURITY ID: 302130109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Rose | Management | For | For |
| 1.2 | Elect Director Robert R. Wright | Management | For | For |
| 1.3 | Elect Director Mark A. Emmert | Management | For | For |
| 1.4 | Elect Director R. Jordan Gates | Management | For | For |
| 1.5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 1.6 | Elect Director Michael J. Malone | Management | For | For |
| 1.7 | Elect Director John W. Meisenbach | Management | For | For |
| 1.8 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.9 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.10 | Elect Director James L.K. Wang | Management | For | For |
| 1.11 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXPONENT, INC.
MEETING DATE: MAY 29, 2014 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Karen A. Richardson | Management | For | For |
| 1.4 | Elect Director Stephen C. Riggins | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTREME NETWORKS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: EXTR SECURITY ID: 30226D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward B. Meyercord, III | Management | For | For |
| 1.2 | Elect Director John H. Kispert | Management | For | For |
| 1.3 | Elect Director Charles W. Berger | Management | For | For |
| 1.4 | Elect Director Charles Carinalli | Management | For | For |
| 1.5 | Elect Director Maury Austin | Management | For | For |
| 1.6 | Elect Director John C. Shoemaker | Management | For | For |
| 1.7 | Elect Director Edward H. Kennedy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EZCHIP SEMICONDUCTORS LTD.
MEETING DATE: SEP 10, 2013 | TICKER: EZCH SECURITY ID: M4146Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Grant Restricted Share Units to Directors | Management | For | For |
| 4 | Amend Stock 2007 U.S. Equity Incentive Plan | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
EZCORP, INC.
MEETING DATE: MAR 24, 2014 | TICKER: EZPW SECURITY ID: 302301106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2014 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: FCS SECURITY ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRPOINT COMMUNICATIONS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: FRP SECURITY ID: 305560302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Aquino | Management | For | For |
| 1.2 | Elect Director Dennis J. Austin | Management | For | For |
| 1.3 | Elect Director Peter C. Gingold | Management | For | For |
| 1.4 | Elect Director Edward D. Horowitz | Management | For | For |
| 1.5 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.6 | Elect Director Michael K. Robinson | Management | For | For |
| 1.7 | Elect Director Paul H. Sunu | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FALCONSTOR SOFTWARE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FALC SECURITY ID: 306137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Fischer | Management | For | For |
| 1.2 | Elect Director Eli Oxenhorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FARMER BROS. CO.
MEETING DATE: DEC 05, 2013 | TICKER: FARM SECURITY ID: 307675108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Keown | Management | For | For |
| 1.2 | Elect Director Charles F. Marcy | Management | For | For |
| 1.3 | Elect Director Christopher P. Mottern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FARMERS NATIONAL BANC CORP.
MEETING DATE: APR 24, 2014 | TICKER: FMNB SECURITY ID: 309627107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory C. Bestic | Management | For | For |
| 1.2 | Elect Director Kevin J. Helmick | Management | For | For |
| 1.3 | Elect Director Terry A. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FARO TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FARO SECURITY ID: 311642102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Cole | Management | For | For |
| 1.2 | Elect Director Marvin R. Sambur | Management | For | For |
| 1.3 | Elect Director Jay W. Freeland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 22, 2014 | TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard D. Oberton | Management | For | For |
| 1b | Elect Director Michael M. Gostomski | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Reyne K. Wisecup | Management | For | For |
| 1e | Elect Director Hugh L. Miller | Management | For | For |
| 1f | Elect Director Michael J. Ancius | Management | For | For |
| 1g | Elect Director Scott A. Satterlee | Management | For | For |
| 1h | Elect Director Rita J. Heise | Management | For | For |
| 1i | Elect Director Darren R. Jackson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FATE THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: FATE SECURITY ID: 31189P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Epstein | Management | For | For |
| 1.2 | Elect Director John D. Mendlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FBR & CO.
MEETING DATE: OCT 22, 2013 | TICKER: FBRC SECURITY ID: 30247C400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FBR & CO.
MEETING DATE: JUN 03, 2014 | TICKER: FBRC SECURITY ID: 30247C400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reena Aggarwal | Management | For | For |
| 1.2 | Elect Director Richard J. Hendrix | Management | For | For |
| 1.3 | Elect Director Thomas J. Hynes, Jr. | Management | For | For |
| 1.4 | Elect Director Richard A. Kraemer | Management | For | For |
| 1.5 | Elect Director Arthur J. Reimers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FEI COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: FEIC SECURITY ID: 30241L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Arie Huijser | Management | For | For |
| 1.3 | Elect Director Don R. Kania | Management | For | For |
| 1.4 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.5 | Elect Director Jan C. Lobbezoo | Management | For | For |
| 1.6 | Elect Director Jami K. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director James T. Richardson | Management | For | For |
| 1.9 | Elect Director Richard H. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY SOUTHERN CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: LION SECURITY ID: 316394105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.2 | Elect Director David R. Bockel | Management | For | For |
| 1.3 | Elect Director Wm. Millard Choate | Management | For | For |
| 1.4 | Elect Director Donald A. Harp, Jr. | Management | For | For |
| 1.5 | Elect Director Kevin S. King | Management | For | For |
| 1.6 | Elect Director William C. Lankford, Jr. | Management | For | For |
| 1.7 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.8 | Elect Director W. Clyde Shepherd, III | Management | For | For |
| 1.9 | Elect Director Rankin M. Smith, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 15, 2014 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FINANCIAL ENGINES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: FNGN SECURITY ID: 317485100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake R. Grossman | Management | For | For |
| 1.2 | Elect Director Robert A. Huret | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FINANCIAL INSTITUTIONS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: FISI SECURITY ID: 317585404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Benjamin | Management | For | For |
| 1.2 | Elect Director Martin K. Birmingham | Management | For | For |
| 1.3 | Elect Director Andrew W. Dorn, Jr. | Management | For | For |
| 1.4 | Elect Director Susan R. Holliday | Management | For | For |
| 1.5 | Elect Director Robert M. Glaser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: SEP 03, 2013 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
| 1.2 | Elect Director Gaurav Garg | Management | For | For |
| 1.3 | Elect Director Promod Haque | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST BANCORP/NC
MEETING DATE: MAY 08, 2014 | TICKER: FBNC SECURITY ID: 318910106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Blue, Jr. | Management | For | For |
| 1.2 | Elect Director Jack D. Briggs | Management | For | For |
| 1.3 | Elect Director Mary Clara Capel | Management | For | For |
| 1.4 | Elect Director James C. Crawford, III | Management | For | For |
| 1.5 | Elect Director James G. Hudson, Jr. | Management | For | For |
| 1.6 | Elect Director Richard H. Moore | Management | For | For |
| 1.7 | Elect Director George R. Perkins, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas F. Phillips | Management | For | For |
| 1.9 | Elect Director Frederick L. Taylor, II | Management | For | For |
| 1.10 | Elect Director Virginia C. Thomasson | Management | For | For |
| 1.11 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.12 | Elect Director John C. Willis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST BUSEY CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: BUSE SECURITY ID: 319383105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Ambrose | Management | For | For |
| 1.2 | Elect Director David J. Downey | Management | For | Withhold |
| 1.3 | Elect Director Van A. Dukeman | Management | For | For |
| 1.4 | Elect Director Stephen V. King | Management | For | For |
| 1.5 | Elect Director E. Phillips Knox | Management | For | For |
| 1.6 | Elect Director V. B. Leister, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory B. Lykins | Management | For | For |
| 1.8 | Elect Director August C. Meyer, Jr. | Management | For | For |
| 1.9 | Elect Director George T. Shapland | Management | For | For |
| 1.10 | Elect Director Thomas G. Sloan | Management | For | For |
| 1.11 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: JUN 23, 2014 | TICKER: FCFS SECURITY ID: 31942D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikel D. Faulkner | Management | For | For |
| 1.2 | Elect Director Randel G. Owen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FIRST COMMUNITY BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCBC SECURITY ID: 31983A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin P. Hall | Management | For | For |
| 1.2 | Elect Director William P. Stafford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST CONNECTICUT BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FBNK SECURITY ID: 319850103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Drew | Management | For | For |
| 1.2 | Elect Director Michael A. Ziebka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST DEFIANCE FINANCIAL CORP.
MEETING DATE: APR 22, 2014 | TICKER: FDEF SECURITY ID: 32006W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Hubbard | Management | For | For |
| 1.2 | Elect Director Barbara A. Mitzel | Management | For | For |
| 1.3 | Elect Director James L. Rohrs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
MEETING DATE: MAR 21, 2014 | TICKER: FFBH SECURITY ID: 32020F303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL BANCORP.
MEETING DATE: MAY 27, 2014 | TICKER: FFBC SECURITY ID: 320209109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred Stock | Management | For | For |
| 2.1 | Elect Director J. Wickliffe Ach | Management | For | For |
| 2.2 | Elect Director David S. Barker | Management | For | For |
| 2.3 | Elect Director Cynthia O. Booth | Management | For | For |
| 2.4 | Elect Director Mark A. Collar | Management | For | For |
| 2.5 | Elect Director Claude E. Davis | Management | For | For |
| 2.6 | Elect Director Corinne R. Finnerty | Management | For | For |
| 2.7 | Elect Director Murph Knapke | Management | For | For |
| 2.8 | Elect Director Susan L. Knust | Management | For | For |
| 2.9 | Elect Director William J. Kramer | Management | For | For |
| 2.10 | Elect Director Richard E. Olszewski | Management | For | For |
| 2.11 | Elect Director Maribeth S. Rahe | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL BANKSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: FFIN SECURITY ID: 32020R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director David Copeland | Management | For | For |
| 1.4 | Elect Director F. Scott Dueser | Management | For | For |
| 1.5 | Elect Director Murray Edwards | Management | For | For |
| 1.6 | Elect Director Ron Giddiens | Management | For | For |
| 1.7 | Elect Director Tim Lancaster | Management | For | For |
| 1.8 | Elect Director Kade L. Matthews | Management | For | For |
| 1.9 | Elect Director Ross H. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Johnny E. Trotter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST FINANCIAL CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: THFF SECURITY ID: 320218100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Guille Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Anton H. George | Management | For | For |
| 1.3 | Elect Director Gregory L. Gibson | Management | For | For |
| 1.4 | Elect Director Virginia L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
FIRST FINANCIAL HOLDINGS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: FFCH SECURITY ID: 320239106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
FIRST FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 22, 2014 | TICKER: SCBT SECURITY ID: 32023E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luther J. Battiste, III | Management | For | For |
| 1.2 | Elect Director Paula Harper Bethea | Management | For | For |
| 1.3 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.4 | Elect Director R. Wayne Hall | Management | For | For |
| 1.5 | Elect Director Thomas J. Johnson | Management | For | For |
| 1.6 | Elect Director Ralph W. Norman, Jr. | Management | For | For |
| 1.7 | Elect Director Alton C. Phillips | Management | For | For |
| 1.8 | Elect Director Richard W. Salmons, Jr. | Management | For | For |
| 1.9 | Elect Director B. Ed Shelley, Jr. | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST FINANCIAL NORTHWEST, INC.
MEETING DATE: JUN 25, 2014 | TICKER: FFNW SECURITY ID: 32022K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary F. Kohlwes | Management | For | For |
| 1.2 | Elect Director Joseph W. Kiley, III | Management | For | For |
| 1.3 | Elect Director Richard P. Jacobson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Corning | Management | For | Against |
| 1.2 | Elect Director Dana Filip-Crandall | Management | For | For |
| 1.3 | Elect Director Charles E. Hart | Management | For | Against |
| 1.4 | Elect Director Charles M. Heyneman | Management | For | Against |
| 1.5 | Elect Director Thomas W. Scott | Management | For | Against |
| 1.6 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: OCT 29, 2013 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: MAY 12, 2014 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roderick English | Management | For | For |
| 1.2 | Elect Director Gary J. Lehman | Management | For | For |
| 1.3 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 1.4 | Elect Director F. Howard Halderman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Chlebowski, Jr. | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Peter J. Henseler | Management | For | For |
| 1d | Elect Director Ellen A. Rudnick | Management | For | For |
| 1e | Elect Director Michael J. Small | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST NBC BANK HOLDING COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: NBCB SECURITY ID: 32115D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Carrouche | Management | For | For |
| 1.2 | Elect Director Leander J. Foley, III | Management | For | For |
| 1.3 | Elect Director John F. French | Management | For | For |
| 1.4 | Elect Director Leon L. Giorgio, Jr. | Management | For | For |
| 1.5 | Elect Director Shivan Govindan | Management | For | For |
| 1.6 | Elect Director L. Blake Jones | Management | For | For |
| 1.7 | Elect Director Louis V. Lauricella | Management | For | For |
| 1.8 | Elect Director Mark G. Merlo | Management | For | For |
| 1.9 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.10 | Elect Director Charles C. Teamer | Management | For | For |
| 1.11 | Elect Director Joseph F. Toomy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: FNFG SECURITY ID: 33582V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director James R. Boldt | Management | For | For |
| 1.3 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Director Gary M. Crosby | Management | For | For |
| 1.6 | Elect Director Carl Florio | Management | For | For |
| 1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SECURITY GROUP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FSGI SECURITY ID: 336312202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henchy R. Enden | Management | For | For |
| 1.2 | Elect Director William F. Grant, III | Management | For | For |
| 1.3 | Elect Director William C. Hall | Management | For | For |
| 1.4 | Elect Director Adam G. Hurwich | Management | For | For |
| 1.5 | Elect Director Carol H. Jackson | Management | For | For |
| 1.6 | Elect Director Kelly P. Kirkland | Management | For | For |
| 1.7 | Elect Director D. Michael Kramer | Management | For | For |
| 1.8 | Elect Director Robert R. Lane | Management | For | For |
| 1.9 | Elect Director Larry D. Mauldin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ('Chip') Hambro | Management | For | For |
| 1.5 | Elect Director James A. Hughes | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director James F. Nolan | Management | For | For |
| 1.8 | Elect Director William J. Post | Management | For | For |
| 1.9 | Elect Director J. Thomas Presby | Management | For | For |
| 1.10 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.11 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FIRST SOUTH BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FSBK SECURITY ID: 33646W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Parker, Jr. | Management | For | For |
| 1.2 | Elect Director Marshall T. Singleton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: FMER SECURITY ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FIRSTSERVICE CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: FSV SECURITY ID: 33761N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director David R. Beatty | Management | For | For |
| 2.2 | Elect Director Brendan Calder | Management | For | For |
| 2.3 | Elect Director Peter F. Cohen | Management | For | For |
| 2.4 | Elect Director Bernard I. Ghert | Management | For | For |
| 2.5 | Elect Director Michael D. Harris | Management | For | For |
| 2.6 | Elect Director Jay S. Hennick | Management | For | For |
| 2.7 | Elect Director Frederick F. Reichheld | Management | For | For |
| 2.8 | Elect Director Michael Stein | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.4 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.5 | Elect Director Kim M. Robak | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
FISHER COMMUNICATIONS, INC.
MEETING DATE: AUG 06, 2013 | TICKER: FSCI SECURITY ID: 337756209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
FIVE BELOW, INC.
MEETING DATE: JUN 24, 2014 | TICKER: FIVE SECURITY ID: 33829M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Collins | Management | For | Withhold |
| 1.2 | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIVE PRIME THERAPEUTICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: FPRX SECURITY ID: 33830X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian G. Atwood | Management | For | For |
| 1.2 | Elect Director R. Lee Douglas | Management | For | For |
| 1.3 | Elect Director Mark D. McDade | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: FEB 11, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of ADS with Preemptive Rights up to Aggregate of 3,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | For |
| 2 | Authorize Issuance of ADS without Preemptive Rights up to Aggregate of 15,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | Against |
| 3 | Eliminate Preemptive Rights Pursuant to Item 2 Above in Favor of Specific Beneficiaries | Management | For | Against |
| 4 | Set Total Limit for Capital Increase to Result from All Issuance Requests at 15 Million Shares | Management | For | For |
| 5 | Authorize Issuance of ADS without Preemptive Rights up to Aggregate of 2,000,000 Ordinary Shares of a Nominal Value of EUR 0.12196 | Management | For | For |
| 6 | Eliminate Preemptive Rights Pursuant to Item 5 Above in Favor of Specific Beneficiaries | Management | For | For |
| 7 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 8 | Eliminate Preemptive Rights Pursuant to Item 7 in Favor of Employees | Management | Against | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: JUN 24, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Reelect Michael S. Anderson as Director | Management | For | For |
| 4 | Reelect Guillaume Cerutti as Director | Management | For | Against |
| 5 | Reelect Francis J.T. Fildes as Director | Management | For | Against |
| 6 | Reelect Ambassador Craig Stapleton as Director | Management | For | Against |
| 7 | Elect Christophe Navarre as Director | Management | For | Against |
| 8 | Elect Ben C. Van Assche as Director | Management | For | Against |
| 9 | Renew Appointments of Price Waterhouse Coopers as Auditor and Etienne Boris as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000 | Management | For | Against |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 12 | Authorize up to 250,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize up to 1,700,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 14 | Subject to Approval of Item 15, Approve Issuance of 300,000 Warrants (ADS) Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Eliminate Preemptive Rights Pursuant to Item 14 Above in Favor of Chairman and Non-Executive Directors | Management | For | Against |
| 16 | Subject to Approval of Item 17, Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 17 | Eliminate Preemptive Rights Pursuant to Item 16 Above in Favor of Employees | Management | Against | For |
| 18 | Amend Article 13-14, 16-17 of Bylaws Re: Shareholding Requirements for Directors, Board Decisions, Age Limit for Chairman and Managing Director | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLEXSTEEL INDUSTRIES, INC.
MEETING DATE: DEC 09, 2013 | TICKER: FLXS SECURITY ID: 339382103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey T. Bertsch | Management | For | For |
| 1.2 | Elect Director Lynn J. Davis | Management | For | For |
| 1.3 | Elect Director Eric S. Rangen | Management | For | For |
| 1.4 | Elect Director Nancy E. Uridil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | Against |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 29, 2013 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect H. Raymond Bingham as Director | Management | For | For |
| 1b | Reelect Willy C. Shih as Director | Management | For | For |
| 2 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
| 3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | Management | For | For |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 25, 2014 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Crouch | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director Angus L. Macdonald | Management | For | For |
| 1.4 | Elect Director Cathy Stauffer | Management | For | For |
| 1.5 | Elect Director Andrew C. Teich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLOW INTERNATIONAL CORPORATION
MEETING DATE: DEC 20, 2013 | TICKER: FLOW SECURITY ID: 343468104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: FFIC SECURITY ID: 343873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Hegarty | Management | For | Against |
| 1b | Elect Director John J. McCabe | Management | For | Against |
| 1c | Elect Director Donna M. O'Brien | Management | For | Against |
| 1d | Elect Director Michael J. Russo | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FONAR CORPORATION
MEETING DATE: JUN 23, 2014 | TICKER: FONR SECURITY ID: 344437405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond V. Damadian | Management | For | Withhold |
| 1.2 | Elect Director Claudette J. V. Chan | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Janoff | Management | For | For |
| 1.4 | Elect Director Charles N. O'Data | Management | For | For |
| 1.5 | Elect Director Ronald G. Lehman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
FORBES ENERGY SERVICES LTD.
MEETING DATE: JUL 09, 2013 | TICKER: FES SECURITY ID: 345143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dale W. Bossert | Management | For | Withhold |
| 1.2 | Elect Director Travis H. Burris | Management | For | Withhold |
| 1.3 | Elect Director John E. Crisp | Management | For | For |
| 1.4 | Elect Director Charles C. Forbes, Jr. | Management | For | For |
| 1.5 | Elect Director Janet L. Forbes | Management | For | For |
| 1.6 | Elect Director Ted A. Izatt | Management | For | Withhold |
| 1.7 | Elect Director William W. Sherrill | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORBES ENERGY SERVICES LTD.
MEETING DATE: JUN 11, 2014 | TICKER: FES SECURITY ID: 345143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dale W. Bossert | Management | For | For |
| 1.2 | Elect Director Travis H. Burris | Management | For | For |
| 1.3 | Elect Director John E. Crisp | Management | For | For |
| 1.4 | Elect Director Charles C. Forbes, Jr. | Management | For | For |
| 1.5 | Elect Director Ted A. Izatt | Management | For | For |
| 1.6 | Elect Director William W. Sherrill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORMFACTOR, INC.
MEETING DATE: MAY 16, 2014 | TICKER: FORM SECURITY ID: 346375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Slessor | Management | For | Withhold |
| 1.2 | Elect Director Thomas St. Dennis | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FORRESTER RESEARCH, INC.
MEETING DATE: MAY 13, 2014 | TICKER: FORR SECURITY ID: 346563109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Colony | Management | For | For |
| 1.2 | Elect Director Michael H. Welles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORWARD AIR CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: FWRD SECURITY ID: 349853101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director Ray A. Mundy | Management | For | For |
| 1.8 | Elect Director Gary L. Paxton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOSSIL GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FOSL SECURITY ID: 34988V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine B. Agather | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 1.3 | Elect Director William B. Chiasson | Management | For | For |
| 1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.5 | Elect Director Diane L. Neal | Management | For | For |
| 1.6 | Elect Director Thomas M. Nealon | Management | For | For |
| 1.7 | Elect Director Mark D. Quick | Management | For | For |
| 1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.9 | Elect Director Jal S. Shroff | Management | For | For |
| 1.10 | Elect Director James E. Skinner | Management | For | For |
| 1.11 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 07, 2014 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | Did Not Vote |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | Did Not Vote |
| 1.3 | Elect Director Edward G. Galante | Management | For | Did Not Vote |
| 1.4 | Elect Director John M. Malcolm | Management | For | Did Not Vote |
| 1.5 | Elect Director J. Kent Masters | Management | For | Did Not Vote |
| 1.6 | Elect Director Stephanie S. Newby | Management | For | Did Not Vote |
| 1.7 | Elect Director Henri Philippe Reichstul | Management | For | Did Not Vote |
| 1.8 | Elect Director Maureen B. Tart-Bezer | Management | For | Did Not Vote |
| 2 | Elect Steven J. Demetriou as Board Chairman | Management | For | Did Not Vote |
| 3.1 | Elect Clayton C. Daley, Jr. to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.2 | Elect Edward G. Galante to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.3 | Elect Henri Philippe Reichstul to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 3.4 | Elect Maureen B. Tart-Bezer to Compensation and Executive Development Committee | Management | For | Did Not Vote |
| 4 | Ratify PricewaterhouseCoopers AG, Zurich, Switzerland as Auditors | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 7 | Designate Sandro Tobler as Independent Proxy | Management | For | Did Not Vote |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Dividends of CHF .40 per Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 11 | By Marking the Box to the Right, I Instruct the Independent Proxy to Vote FOR or AGAINST the Voting Recommendations of the Board of Directors in Case of New or Amended Proposals, or to ABSTAIN from such New or Amended Proposals or New Agenda Items | Management | For | Did Not Vote |
| |
|---|
FOUNDATION MEDICINE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FMI SECURITY ID: 350465100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brook Byers | Management | For | Against |
| 1.2 | Elect Director Michael Pellini | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FOX CHASE BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FXCB SECURITY ID: 35137T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd S. Benning | Management | For | For |
| 1.2 | Elect Director Thomas M. Petro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOX FACTORY HOLDING CORP.
MEETING DATE: JUN 05, 2014 | TICKER: FOXF SECURITY ID: 35138V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Hagin | Management | For | For |
| 1b | Elect Director Dudley Mendenhall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUL 09, 2013 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Emmett | Management | For | Withhold |
| 1.2 | Elect Director Richard Kunes | Management | For | For |
| 1.3 | Elect Director Richard Zannino | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Brenneman | Management | For | For |
| 1.2 | Elect Director Neill Davis | Management | For | For |
| 1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN ELECTRIC CO., INC.
MEETING DATE: MAY 02, 2014 | TICKER: FELE SECURITY ID: 353514102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David T. Brown | Management | For | For |
| 1.2 | Elect Director David A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRANKLIN FINANCIAL CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: FRNK SECURITY ID: 35353C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Gerald Roach | Management | For | For |
| 1.2 | Elect Director Richard T. Wheeler, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRED'S, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FRED SECURITY ID: 356108100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Hayes | Management | For | For |
| 1.2 | Elect Director John R. Eisenman | Management | For | For |
| 1.3 | Elect Director Thomas H. Tashjian | Management | For | For |
| 1.4 | Elect Director B. Mary McNabb | Management | For | For |
| 1.5 | Elect Director Michael T. McMillan | Management | For | For |
| 1.6 | Elect Director Bruce A. Efird | Management | For | For |
| 1.7 | Elect Director Steven R. Fitzpatrick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREESEAS INC.
MEETING DATE: NOV 14, 2013 | TICKER: FREE SECURITY ID: Y26496201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Focko Nauta as Director | Management | For | For |
| 1.2 | Elect Keith Bloomfield as Director | Management | For | For |
| 2 | Ratify RBSM LLP as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
FREIGHTCAR AMERICA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RAIL SECURITY ID: 357023100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Madden | Management | For | For |
| 1.2 | Elect Director Joseph E. McNeely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: FTR SECURITY ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Edward Fraioli | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FTD COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: FTD SECURITY ID: 30281V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracey L. Belcourt | Management | For | For |
| 1.2 | Elect Director Joseph W. Harch | Management | For | For |
| 1.3 | Elect Director Michael J. Silverstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FSYS SECURITY ID: 35952W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. Pompeo | Management | For | For |
| 1.2 | Elect Director Colin S. Johnston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUEL TECH, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FTEK SECURITY ID: 359523107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Bailey | Management | For | For |
| 1.2 | Elect Director Miguel Espinosa | Management | For | For |
| 1.3 | Elect Director W. Grant Gregory | Management | For | For |
| 1.4 | Elect Director Thomas L. Jones | Management | For | For |
| 1.5 | Elect Director George F. MacCormack | Management | For | For |
| 1.6 | Elect Director Thomas S. Shaw, Jr. | Management | For | For |
| 1.7 | Elect Director Delbert L. Williamson | Management | For | For |
| 1.8 | Elect Director Dennis L. Zeitler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUELCELL ENERGY, INC.
MEETING DATE: MAR 27, 2014 | TICKER: FCEL SECURITY ID: 35952H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur A. Bottone | Management | For | For |
| 1.2 | Elect Director Richard A. Bromley | Management | For | For |
| 1.3 | Elect Director James Herbert England | Management | For | For |
| 1.4 | Elect Director James D. Gerson | Management | For | For |
| 1.5 | Elect Director William A. Lawson | Management | For | For |
| 1.6 | Elect Director John A. Rolls | Management | For | For |
| 1.7 | Elect Director Togo Dennis West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John M. Bond, Jr. | Management | For | For |
| 1b | Elect Director Craig A. Dally | Management | For | For |
| 1c | Elect Director Denise L. Devine | Management | For | For |
| 1d | Elect Director Patrick J. Freer | Management | For | For |
| 1e | Elect Director George W. Hodges | Management | For | For |
| 1f | Elect Director Albert Morrison, III | Management | For | For |
| 1g | Elect Director R. Scott Smith, Jr. | Management | For | For |
| 1h | Elect Director Gary A. Stewart | Management | For | For |
| 1i | Elect Director Ernest J. Waters | Management | For | For |
| 1j | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FURIEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FURX SECURITY ID: 36106P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director June S. Almenoff | Management | For | For |
| 1.2 | Elect Director Peter B. Corr | Management | For | For |
| 1.3 | Elect Director Stephen R. Davis | Management | For | For |
| 1.4 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.5 | Elect Director Fredric N. Eshelman | Management | For | For |
| 1.6 | Elect Director Stephen W. Kaldor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FX ENERGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: FXEN SECURITY ID: 302695101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David N. Pierce | Management | For | Withhold |
| 1.2 | Elect Director Dennis B. Goldstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
G&K SERVICES, INC.
MEETING DATE: NOV 06, 2013 | TICKER: GK SECURITY ID: 361268105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Bronson | Management | For | For |
| 1.2 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.3 | Elect Director Ernest J. Mrozek | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 10, 2014 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Amend Employment Agreement with Morris Goldfarb | Management | For | For |
| 3 | Amend Employment Agreement with Sammy Aaron | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GAIAM, INC.
MEETING DATE: OCT 10, 2013 | TICKER: GAIA SECURITY ID: 36268Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jirka Rysavy | Management | For | Withhold |
| 1.2 | Elect Director Lynn Powers | Management | For | Withhold |
| 1.3 | Elect Director James Argyropoulos | Management | For | For |
| 1.4 | Elect Director Kristin Frank | Management | For | For |
| 1.5 | Elect Director Chris Jaeb | Management | For | For |
| 1.6 | Elect Director Wendy Schoppert | Management | For | For |
| 1.7 | Elect Director Paul Sutherland | Management | For | For |
| |
|---|
GALECTIN THERAPEUTICS INC.
MEETING DATE: MAY 14, 2014 | TICKER: GALT SECURITY ID: 363225202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilbert F. Amelio | Management | For | Withhold |
| 1.2 | Elect Director Kevin D. Freeman | Management | For | For |
| 1.3 | Elect Director Arthur R. Greenberg | Management | For | For |
| 1.4 | Elect Director Rod D. Martin | Management | For | For |
| 1.5 | Elect Director John Mauldin | Management | For | For |
| 1.6 | Elect Director Steven Prelack | Management | For | For |
| 1.7 | Elect Director H. Paul Pressler | Management | For | For |
| 1.8 | Elect Director Marc Rubin | Management | For | For |
| 1.9 | Elect Director Peter G. Traber | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GALENA BIOPHARMA, INC.
MEETING DATE: JUN 27, 2014 | TICKER: GALE SECURITY ID: 363256108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Richard Chin | Management | For | For |
| 1.3 | Elect Director Rudolph Nisi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GALMED PHARMACEUTICALS LTD.
MEETING DATE: JUN 12, 2014 | TICKER: GLMD SECURITY ID: M47238106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tali Yaron-Eldar as Director and Approve Director's Remuneration | Management | For | For |
| 1.2 | Elect David Sidransky as Director and Approve Director's Remuneration | Management | For | For |
| 2 | Other Business (Voting if applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GAMING PARTNERS INTERNATIONAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: GPIC SECURITY ID: 36467A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin A. Berkowitz | Management | For | For |
| 1.2 | Elect Director Eric P. Endy | Management | For | Withhold |
| 1.3 | Elect Director Gregory S. Gronau | Management | For | Withhold |
| 1.4 | Elect Director Charles R. Henry | Management | For | For |
| 1.5 | Elect Director Robert J. Kelly | Management | For | For |
| 1.6 | Elect Director Jean-Francois Lendais | Management | For | Withhold |
| 1.7 | Elect Director Alain Thieffry | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 06, 2014 | TICKER: GRMN SECURITY ID: H2906T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Dividends | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
| 6.2 | Elect Director Joseph J. Hartnett | Management | For | Did Not Vote |
| 6.3 | Elect Director Min H. Kao | Management | For | Did Not Vote |
| 6.4 | Elect Director Charles W. Peffer | Management | For | Did Not Vote |
| 6.5 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
| 6.6 | Elect Director Thomas P. Poberezny | Management | For | Did Not Vote |
| 7 | Elect Min Kao as Board Chairman | Management | For | Did Not Vote |
| 8.1 | Appoint Donald H. Eller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.4 | Appoint Thomas P. Poberezny as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Designate Reiss + Preuss LLP as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify Ernst and Young LLP as Auditors | Management | For | Did Not Vote |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 12 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | Did Not Vote |
| 13 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Compensation of the Board and Executive Management and Related Matters | Management | For | Did Not Vote |
| 14 | Amend Articles Allowing General Meetings to be Held Online | Management | For | Did Not Vote |
| |
|---|
GEEKNET, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GKNT SECURITY ID: 36846Q203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn K. McCarthy | Management | For | For |
| 1.2 | Elect Director Matthew C. Blank | Management | For | For |
| 1.3 | Elect Director Matthew Carey | Management | For | Withhold |
| 1.4 | Elect Director Thomas Coughlin | Management | For | For |
| 1.5 | Elect Director Peter A. Georgescu | Management | For | For |
| 1.6 | Elect Director Ronald Hampel | Management | For | Withhold |
| 1.7 | Elect Director Kenneth G. Langone | Management | For | For |
| 1.8 | Elect Director Frank A. Riddick, III | Management | For | Withhold |
| 1.9 | Elect Director Eric Semler | Management | For | For |
| 1.10 | Elect Director Derek Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL COMMUNICATION, INC.
MEETING DATE: JUN 23, 2014 | TICKER: GNCMA SECURITY ID: 369385109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bridget L. Baker | Management | For | For |
| 1.2 | Elect Director Jerry A. Edgerton | Management | For | For |
| 1.3 | Elect Director Mark W. Kroloff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL FINANCE CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: GFN SECURITY ID: 369822101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Connell | Management | For | For |
| 1.2 | Elect Director Manuel Marrero | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: GNMK SECURITY ID: 372309104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daryl J. Faulkner | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 05, 2014 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.7 | Elect Director Ginger L. Graham | Management | For | For |
| 1.8 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pete Hoekstra | Management | For | For |
| 1.2 | Elect Director James Hollars | Management | For | For |
| 1.3 | Elect Director John Mulder | Management | For | For |
| 1.4 | Elect Director Mark Newton | Management | For | For |
| 1.5 | Elect Director Richard Schaum | Management | For | For |
| 1.6 | Elect Director Frederick Sotok | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | Against |
| 6 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
GENTHERM INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: THRM SECURITY ID: 37253A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis Booth | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director Sophie Desormiere | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Oscar B. Marx, III | Management | For | For |
| 1.7 | Elect Director Carlos E. Mazzorin | Management | For | For |
| 1.8 | Elect Director Franz Scherer | Management | For | For |
| 1.9 | Elect Director Byron T. Shaw, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 24, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Discharge of Directors and Statutory Auditors | Management | For | Against |
| 2a | Elect Fintan Keegan as Director | Management | For | For |
| 2b | Elect Suzanne Sawochka Hooper as Director | Management | For | For |
| 2c | Elect Iain McGill as Director | Management | For | For |
| 2d | Elect Joyce Victoria Bigio as Director | Management | For | For |
| 2e | Elect Elmar Schnee as Director | Management | For | For |
| 3a | Appoint Mia Pasini as Chair of the Internal Statutory Auditors' Board | Management | For | For |
| 3b | Appoint Luca La Pietra as Internal Statutory Auditor | Management | For | For |
| 3c | Appoint Maurizio Pavia as Internal Statutory Auditor | Management | For | For |
| 3d | Appoint Alberto Demarchi as Alternate Internal Statutory Auditor | Management | For | For |
| 3e | Appoint Giovanni Lurani Cernuschi as Alternate Internal Statutory Auditor | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
GENTIUM S.P.A.
MEETING DATE: FEB 28, 2014 | TICKER: GENT SECURITY ID: 37250B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of American Depository Shares from Nasdaq Global Market; Approve Deregistration of Ordinary Shares and of American Depository Shares | Management | For | For |
| |
|---|
GENTIVA HEALTH SERVICES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GTIV SECURITY ID: 37247A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
| 1.2 | Elect Director Victor F. Ganzi | Management | For | For |
| 1.3 | Elect Director R. Steven Hicks | Management | For | For |
| 1.4 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1.5 | Elect Director Stuart Olsten | Management | For | For |
| 1.6 | Elect Director Sheldon M. Retchin | Management | For | For |
| 1.7 | Elect Director Tony Strange | Management | For | For |
| 1.8 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.9 | Elect Director Rodney D. Windley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENVEC, INC.
MEETING DATE: NOV 22, 2013 | TICKER: GNVC SECURITY ID: 37246C307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zola P. Horovitz | Management | For | For |
| 1.2 | Elect Director William N. Kelley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GEOSPACE TECHNOLOGIES CORPORATION
MEETING DATE: AUG 20, 2013 | TICKER: GEOS SECURITY ID: 37364X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Ratify Options Granted Under the 1997 Key Employees Stock Option Plan | Management | For | For |
| |
|---|
GEOSPACE TECHNOLOGIES CORPORATION
MEETING DATE: FEB 06, 2014 | TICKER: GEOS SECURITY ID: 37364X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas L. Davis | Management | For | For |
| 1B | Elect Director Richard F. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GERMAN AMERICAN BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: GABC SECURITY ID: 373865104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christina M. Ernst | Management | For | For |
| 1.2 | Elect Director M. Darren Root | Management | For | For |
| 1.3 | Elect Director Mark A. Schroeder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GERON CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: GERN SECURITY ID: 374163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karin Eastham | Management | For | For |
| 1.2 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: ROCK SECURITY ID: 374689107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brinn J. Lipke | Management | For | For |
| 1.2 | Elect Director William P. Montague | Management | For | For |
| 1.3 | Elect Director Arthur A. Russ, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GIGAMEDIA LTD.
MEETING DATE: JUN 20, 2014 | TICKER: GIGM SECURITY ID: Y2711Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Appoint KPMG and KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Directors' Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: SEP 11, 2013 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item 1; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: DEC 31, 2013 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Jeremy Blank as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Amiram Boehm as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Ishay Davidi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Gilead Halevy as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Amiram Levinberg as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Kainan Rafaeli as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Cash Compensation to Non-Employee Directors | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: MAY 08, 2014 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dov Baharav as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Jeremy Blank as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Amiram Boehm as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ishay Davidi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Gilead Halevy as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Kainan Rafaeli as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Elect Zvi Lieber As External Director for a Three Year Term and Approve a Grant of Options | Management | For | For |
| 3 | Ratification and Approval of Cash Compensation to External Directors | Management | For | For |
| 4 | Ratification and Approval of Reappointment of Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: JUL 31, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Israel Makov as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Arie Mientkavitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Doron Birger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Nachum Shamir as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Anat Loewenstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Ari Bronshtein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Stanley Stern as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.8 | Reelect Lior Hannes as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 4 | To Act Upon Such Other Matters as May Properly Come Before the Meeting or Any Adjournment or Adjournments Thereof | Management | None | None |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: OCT 08, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus of USD 515,923 to Nachum Shamir, President and CEO | Management | For | For |
| 2 | Approve Grant of 30,000 Restricted Share Units to Nachum Shamir, President and CEO | Management | For | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Amend Restricted Share Unit Plan of Non-Employee Directors to Fix the Value of Equity Awards that May be Granted as Recurring Annual Grants and Extend the Vesting Period of Such Grants from One Year to Three Years | Management | For | Against |
| 5 | Approve Bonus Plan for Nachum Shamir, President and CEO, for Fiscal Year 2013 | Management | For | For |
| 6 | Amend Employment Terms of Nachum Shamir, President and CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: DEC 31, 2013 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect James Cornelius and Michael Grobstein as External Directors, until December 31, 2016 | Management | For | For |
| 2 | Approve Compensation of External Directors | Management | For | For |
| 3 | Grant Equity-Based Compensation to External Directors | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GIVEN IMAGING LTD.
MEETING DATE: JAN 23, 2014 | TICKER: GIVN SECURITY ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Covidien Group S.a.r.l and Rioja Israel (2013) Ltd. | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| A2e | Vote FOR if you are the merging company or are a holder of control as defined in section 320(C) of the Israeli Company Law, 1999; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 30, 2014 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLADSTONE COMMERCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: GOOD SECURITY ID: 376536108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michela A. English | Management | For | For |
| 1.2 | Elect Director Anthony W. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GLEACHER & COMPANY, INC.
MEETING DATE: MAY 29, 2014 | TICKER: GLCH SECURITY ID: 377341201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Liquidation | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Marshall Cohen | Management | For | For |
| 3.2 | Elect Director Keith B. Hall | Management | For | For |
| 3.3 | Elect Director Jaime Lifton | Management | For | For |
| 3.4 | Elect Director Mark R. Patterson | Management | For | For |
| 3.5 | Elect Director Christopher R. Pechock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBAL EAGLE ENTERTAINMENT INC.
MEETING DATE: DEC 19, 2013 | TICKER: ENT SECURITY ID: 37951D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
GLOBAL EAGLE ENTERTAINMENT INC.
MEETING DATE: JUN 06, 2014 | TICKER: ENT SECURITY ID: 37951D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis Belanger-Martin | Management | For | Withhold |
| 1.2 | Elect Director John LaValle | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Reding | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GLOBAL INDEMNITY PLC
MEETING DATE: JUN 11, 2014 | TICKER: GBLI SECURITY ID: G39319101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Saul A. Fox | Management | For | Against |
| 1b | Elect Director Stephen A. Cozen | Management | For | Against |
| 1c | Elect Director James W. Crystal | Management | For | Against |
| 1d | Elect Director Seth J. Gersch | Management | For | For |
| 1e | Elect Director John H. Howes | Management | For | Against |
| 1f | Elect Director Chad A. Leat | Management | For | For |
| 1g | Elect Director Cynthia Y. Valko | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect Subsidiary Directors and Independent Auditor | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Change Location of Annual Meeting | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
GLOBAL POWER EQUIPMENT GROUP INC.
MEETING DATE: MAY 01, 2014 | TICKER: GLPW SECURITY ID: 37941P306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luis Manuel Ramirez | Management | For | For |
| 1.2 | Elect Director Charles Macaluso | Management | For | For |
| 1.3 | Elect Director Carl Bartoli | Management | For | For |
| 1.4 | Elect Director Terence J. Cryan | Management | For | For |
| 1.5 | Elect Director Michael E. Salvati | Management | For | For |
| 1.6 | Elect Director Frank E. Williams, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
GLOBAL SOURCES LTD.
MEETING DATE: JUN 20, 2014 | TICKER: GSOL SECURITY ID: G39300101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect David F. Jones as Director | Management | For | For |
| 1b | Elect James A. Watkins as Director | Management | For | For |
| 1c | Elect Yam Kam Hon Peter as Director | Management | For | For |
| 2 | Fix Maximum Number of Directors at Nine and Authorize Board to Fill Vacancies on the Board | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLOBE SPECIALTY METALS, INC.
MEETING DATE: DEC 03, 2013 | TICKER: GSM SECURITY ID: 37954N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
| 1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.4 | Elect Director Alan Kestenbaum | Management | For | For |
| 1.5 | Elect Director Franklin L. Lavin | Management | For | For |
| 1.6 | Elect Director Alan R. Schriber | Management | For | For |
| |
|---|
GLOBECOMM SYSTEMS INC.
MEETING DATE: NOV 22, 2013 | TICKER: GCOM SECURITY ID: 37956X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
GLU MOBILE INC.
MEETING DATE: JUN 05, 2014 | TICKER: GLUU SECURITY ID: 379890106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hany M. Nada | Management | For | For |
| 1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GOGO INC.
MEETING DATE: MAY 29, 2014 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Small | Management | For | For |
| 1.2 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GOLAR LNG LTD
MEETING DATE: SEP 20, 2013 | TICKER: GOL SECURITY ID: G9456A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Amend Company's Bye-laws 54 (a), 86, 90 (b), 100, 101, 102, 103 (a), 107 and 108 | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
GOLAR LNG PARTNERS L.P.
MEETING DATE: SEP 20, 2013 | TICKER: GMLP SECURITY ID: Y2745C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bart Veldhuizen as Director | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GORDMANS STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: GMAN SECURITY ID: 38269P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stewart M. Kasen | Management | For | For |
| 1.2 | Elect Director James A. Shea | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAND CANYON EDUCATION, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LOPE SECURITY ID: 38526M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director David J. Johnson | Management | For | For |
| 1.4 | Elect Director Jack A. Henry | Management | For | For |
| 1.5 | Elect Director Bradley A. Casper | Management | For | For |
| 1.6 | Elect Director Kevin F. Warren | Management | For | For |
| 1.7 | Elect Director Sara R. Dial | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: GLDD SECURITY ID: 390607109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter R. Deutsch | Management | For | For |
| 1.2 | Elect Director Nathan D. Leight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREAT SOUTHERN BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GSBC SECURITY ID: 390905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Barclay | Management | For | For |
| 1.2 | Elect Director Larry D. Frazier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN PLAINS RENEWABLE ENERGY, INC.
MEETING DATE: MAY 14, 2014 | TICKER: GPRE SECURITY ID: 393222104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Anderson | Management | For | For |
| 1.2 | Elect Director Wayne Hoovestol | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREENLIGHT CAPITAL RE, LTD.
MEETING DATE: APR 30, 2014 | TICKER: GLRE SECURITY ID: G4095J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Alan Brooks as GLRE Director | Management | For | For |
| 1b | Elect David Einhorn as GLRE Director | Management | For | For |
| 1c | Elect Leonard Goldberg as GLRE Director | Management | For | For |
| 1d | Elect Barton Hedges as GLRE Director | Management | For | For |
| 1e | Elect Ian Isaacs as GLRE Director | Management | For | For |
| 1f | Elect Frank Lackner as GLRE Director | Management | For | For |
| 1g | Elect Bryan Murphy as GLRE Director | Management | For | For |
| 1h | Elect Joseph Platt as GLRE Director | Management | For | For |
| 2a | Elect Alan Brooks as Greenlight Re Subsidiary Director | Management | For | For |
| 2b | Elect David Einhorn as Greenlight Re Subsidiary Director | Management | For | For |
| 2c | Elect Leonard Goldberg as Greenlight Re Subsidiary Director | Management | For | For |
| 2d | Elect Barton Hedges as Greenlight Re Subsidiary Director | Management | For | For |
| 2e | Elect Ian Isaacs as Greenlight Re Subsidiary Director | Management | For | For |
| 2f | Elect Frank Lackner as Greenlight Re Subsidiary Director | Management | For | For |
| 2g | Elect Bryan Murphy as Greenlight Re Subsidiary Director | Management | For | For |
| 2h | Elect Joseph Platt as Greenlight Re Subsidiary Director | Management | For | For |
| 3a | Elect Leonard Goldberg as GRIL Subsidiary Director | Management | For | For |
| 3b | Elect Philip Harkin as GRIL Subsidiary Director | Management | For | For |
| 3c | Elect Barton Hedges as GRIL Subsidiary Director | Management | For | For |
| 3d | Elect Frank Lackner as GRIL Subsidiary Director | Management | For | For |
| 3e | Elect Caryl Traynor as GRIL Subsidiary Director | Management | For | For |
| 3f | Elect Brendan Tuohy as GRIL Subsidiary Director | Management | For | For |
| 4 | Ratify BDO USA, LLP as auditors | Management | For | For |
| 5 | Ratify BDO Cayman Ltd. as Auditors of Greenlight Re | Management | For | For |
| 6 | Ratify BDO, Registered Auditors as Auditors of GRIL | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRIFFIN LAND & NURSERIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: GRIF SECURITY ID: 398231100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Winston J. Churchill, Jr. | Management | For | Did Not Vote |
| 1.2 | Elect Director David M. Danziger | Management | For | Did Not Vote |
| 1.3 | Elect Director Frederick M. Danziger | Management | For | Did Not Vote |
| 1.4 | Elect Director Thomas C. Israel | Management | For | Did Not Vote |
| 1.5 | Elect Director John J. Kirby, Jr. | Management | For | Did Not Vote |
| 1.6 | Elect Director Jonathan P. May | Management | For | Did Not Vote |
| 1.7 | Elect Director Albert H. Small, Jr. | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Griffin to Qualify as a REIT or MLP | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Christopher P. Haley | Shareholder | For | For |
| 1.2 | Elect Director Walter M. Schenker | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | For |
| 4 | Approve Griffin to Qualify as a REIT or MLP | Shareholder | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: DEC 16, 2013 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley Keywell | Management | For | Withhold |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V.
MEETING DATE: APR 10, 2014 | TICKER: OMAB SECURITY ID: 400501102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | None | None |
| 2 | Present CEO and External Auditor Report | Management | None | None |
| 3 | Present Board of Directors' Report in Accordance with Art. 28, Section IV of Stock Market Law Including Tax Report | Management | None | None |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions in Proposals 1 and 2 of this Agenda | Management | For | For |
| 5 | Approve Allocation of Income, Increase in Reserves and Set Aggregate Nominal Amount of Share Repurchase | Management | For | For |
| 6 | Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees | Management | For | For |
| 7 | Approve Remuneration of Directors and Other Committees | Management | For | For |
| 8 | Approve Reduction in Share Capital and Consequently Amend Article 6 of Bylaws | Management | For | For |
| 9 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: NOV 21, 2013 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Acquisition of Lagarcue SA and Theseus SA; Approve Preliminary Acquisition Agreement Subscribed on Sep. 10, 2013 | Management | For | For |
| 3 | Consider Acquisition and Consolidated Balance Sheets as of June 30, 2013 | Management | For | For |
| 4 | Consider Share Exchange Ratio and Capital Increase in the Amount of ARS 58.86 Million | Management | For | For |
| 5 | Consider Issuance of Shares in Connection with Acquisition | Management | For | For |
| 6 | Authorize Subscription of Final Acquisition Agreement with Lagarcue SA and Theseus SA | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: APR 29, 2014 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2a | To Vote For on Proposals from Banco de Galicia y Buenos Aires S.A.'s Board of Directors When Voting Items 1, 2, 3, 5, 6, 7, 10 and 11 of Agenda | Management | For | For |
| 2b | To Vote For on Item 4 of the Agenda; to Approve Performance of Board of Directors and of Internal Statutory Auditors Committee | Management | For | For |
| 2c | To Vote For on Item 8 to Fix 7 Directors and 5 Alternate Directors; To Vote i. Accept Resignation of Luis Maria Ribaya and Raul H. Seoane as Directors ii. Reelection of Pablo Gutierrez, Luis M. Ribaya and Raul H. Seoane as Directors | Management | For | For |
| 2d | When Voting Item 9, to vote i. to Re-elect Enrique M. Garda Olaciregui, Norberto D. Corizzo and Luis A. Diaz as Internal Statutory Auditors and, ii. to Re-elect Miguel N. Armando, Fernando Noetinger, and Horacio Tedin as Alternate Statutory Auditors | Management | For | For |
| 3 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Advance Remuneration of Directors up to the Amount Determined by AGM | Management | For | For |
| 9 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | For |
| 10 | Fix Number of and Elect Directors and Their Alternates | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Elect Principal and Alternate Auditors | Management | For | For |
| 13 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | For |
| |
|---|
GSI GROUP INC.
MEETING DATE: MAY 15, 2014 | TICKER: GSIG SECURITY ID: 36191C205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director Dennis J. Fortino | Management | For | For |
| 1.4 | Elect Director Ira J. Lamel | Management | For | For |
| 1.5 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.6 | Elect Director John A. Roush | Management | For | For |
| 1.7 | Elect Director Thomas N. Secor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GSI TECHNOLOGY, INC.
MEETING DATE: AUG 22, 2013 | TICKER: GSIT SECURITY ID: 36241U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Haydn Hsieh | Management | For | For |
| 1.2 | Elect Director Ruey L. Lu | Management | For | For |
| 1.3 | Elect Director Lee-Lean Shu | Management | For | For |
| 1.4 | Elect Director Arthur O. Whipple | Management | For | For |
| 1.5 | Elect Director Robert Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 04, 2014 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director Noel G. Watson | Management | For | For |
| 1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GTX, INC.
MEETING DATE: MAY 06, 2014 | TICKER: GTXI SECURITY ID: 40052B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrington J.A. Furr | Management | For | For |
| 1.2 | Elect Director Kenneth S. Robinson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUANWEI RECYCLING CORP.
MEETING DATE: NOV 20, 2013 | TICKER: GPRC SECURITY ID: 400685202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Min Chen | Management | For | For |
| 1.2 | Elect Director Qijie Chen | Management | For | For |
| 1.3 | Elect Director Juguang Gao | Management | For | For |
| 1.4 | Elect Director Howard Barth | Management | For | Withhold |
| 1.5 | Elect Director Rui Wang | Management | For | Withhold |
| 1.6 | Elect Director Changzhu Wang | Management | For | For |
| 1.7 | Elect Director Jingshou Qin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GUARANTY BANCORP
MEETING DATE: MAY 06, 2014 | TICKER: GBNK SECURITY ID: 40075T607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward B. Cordes | Management | For | For |
| 1b | Elect Director John M. Eggemeyer | Management | For | For |
| 1c | Elect Director Keith R. Finger | Management | For | For |
| 1d | Elect Director Stephen D. Joyce | Management | For | For |
| 1e | Elect Director Gail H. Klapper | Management | For | For |
| 1f | Elect Director Stephen G. McConahey | Management | For | For |
| 1g | Elect Director Paul W. Taylor | Management | For | For |
| 1h | Elect Director W. Kirk Wycoff | Management | For | For |
| 1i | Elect Director Albert C. Yates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GUIDANCE SOFTWARE, INC.
MEETING DATE: MAY 01, 2014 | TICKER: GUID SECURITY ID: 401692108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn McCreight | Management | For | For |
| 1.2 | Elect Director Victor Limongelli | Management | For | For |
| 1.3 | Elect Director Jeff Lawrence | Management | For | For |
| 1.4 | Elect Director Kathleen O'Neil | Management | For | For |
| 1.5 | Elect Director Christopher Poole | Management | For | For |
| 1.6 | Elect Director Stephen Richards | Management | For | For |
| 1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GULF ISLAND FABRICATION, INC.
MEETING DATE: APR 24, 2014 | TICKER: GIFI SECURITY ID: 402307102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Cotter | Management | For | For |
| 1.2 | Elect Director Christopher M. Harding | Management | For | For |
| 1.3 | Elect Director John P. (Jack) Laborde | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: GURE SECURITY ID: 40251W309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Nan Li | Management | For | For |
| 1.5 | Elect Director Yang Zou | Management | For | For |
| 1.6 | Elect Director Shitong Jiang | Management | For | For |
| 1.7 | Elect Director Tengfei Zhang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUL 18, 2013 | TICKER: GPOR SECURITY ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: GPOR SECURITY ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Michael S. Reddin | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GYRODYNE COMPANY OF AMERICA, INC.
MEETING DATE: DEC 27, 2013 | TICKER: GYRO SECURITY ID: 403820103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald J. Macklin | Management | For | Withhold |
| 1.2 | Elect Director Philip F. Palmedo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 16, 2014 | TICKER: HEES SECURITY ID: 404030108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Paul N. Arnold | Management | For | For |
| 1.4 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.5 | Elect Director Patrick L. Edsell | Management | For | For |
| 1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.7 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.8 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALLMARK FINANCIAL SERVICES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: HALL SECURITY ID: 40624Q203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Schwarz | Management | For | For |
| 1.2 | Elect Director Scott T. Berlin | Management | For | For |
| 1.3 | Elect Director James H. Graves | Management | For | For |
| 1.4 | Elect Director Jim W. Henderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
| 1.3 | Elect Director Matthew L. Posard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HAMPTON ROADS BANKSHARES, INC.
MEETING DATE: JUN 12, 2014 | TICKER: HMPR SECURITY ID: 409321502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Burr | Management | For | For |
| 1.2 | Elect Director Patrick E. Corbin | Management | For | For |
| 1.3 | Elect Director Henry P. Custis, Jr. | Management | For | For |
| 1.4 | Elect Director Douglas J. Glenn | Management | For | For |
| 1.5 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.6 | Elect Director Hal F. Goltz | Management | For | For |
| 1.7 | Elect Director Stephen J. Gurgovits | Management | For | For |
| 1.8 | Elect Director Charles M. Johnston | Management | For | For |
| 1.9 | Elect Director William A. Paulette | Management | For | For |
| 1.10 | Elect Director John S. Poelker | Management | For | For |
| 1.11 | Elect Director Billy G. Roughton | Management | For | For |
| 1.12 | Elect Director W. Lewis Witt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HANCOCK HOLDING COMPANY
MEETING DATE: APR 15, 2014 | TICKER: HBHC SECURITY ID: 410120109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. Bertucci | Management | For | For |
| 1.2 | Elect Director Carl J. Chaney | Management | For | For |
| 1.3 | Elect Director Terence E. Hall | Management | For | For |
| 1.4 | Elect Director Thomas H. Olinde | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANDY & HARMAN LTD.
MEETING DATE: MAY 13, 2014 | TICKER: HNH SECURITY ID: 410315105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren G. Lichtenstein | Management | For | Withhold |
| 1.2 | Elect Director Robert Frankfurt | Management | For | For |
| 1.3 | Elect Director Jack L. Howard | Management | For | Withhold |
| 1.4 | Elect Director Glen M. Kassan | Management | For | Withhold |
| 1.5 | Elect Director John H. McNamara, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Patrick A. DeMarco | Management | For | For |
| 1.7 | Elect Director Garen W. Smith | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Svoboda | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: AUG 23, 2013 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I Joon Ahn | Management | For | For |
| 1.2 | Elect Director John A. Hall | Management | For | For |
| 1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
| 1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
| 1.5 | Elect Director Joon Hyung Lee | Management | For | For |
| 1.6 | Elect Director William J. Stolte | Management | For | For |
| 1.7 | Elect Director Joseph K. Rho | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I Joon Ahn | Management | For | For |
| 1.2 | Elect Director John A. Hall | Management | For | For |
| 1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
| 1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
| 1.5 | Elect Director Joon Hyung Lee | Management | For | For |
| 1.6 | Elect Director Chulse (William) Park | Management | For | For |
| 1.7 | Elect Director Joseph K. Rho | Management | For | For |
| 1.8 | Elect Director David L. Rosenblum | Management | For | For |
| 1.9 | Elect Director William J. Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HANSEN MEDICAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: HNSN SECURITY ID: 411307101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Eagle | Management | For | For |
| 1.2 | Elect Director Christopher P. Lowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HANWHA SOLARONE CO., LTD.
MEETING DATE: DEC 20, 2013 | TICKER: HSOL SECURITY ID: 41135V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Thomas J. Toy as Director | Management | For | For |
| 2 | Approve to Re-Elect Ernst A. Butler as Director | Management | For | For |
| 3 | Approve to Re-Elect Ki-Joon Hong as Director and Board Chairman | Management | For | For |
| 4 | Approve to Appoint Ernst & Young Hua Ming as Auditor | Management | For | For |
| |
|---|
HARDINGE INC.
MEETING DATE: MAY 06, 2014 | TICKER: HDNG SECURITY ID: 412324303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Philip Hunter | Management | For | Withhold |
| 1.2 | Elect Director R. Tony Tripeny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
HARMONIC INC.
MEETING DATE: AUG 14, 2013 | TICKER: HLIT SECURITY ID: 413160102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director Harold Covert | Management | For | For |
| 1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.5 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.6 | Elect Director William F. Reddersen | Management | For | For |
| 1.7 | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARRIS & HARRIS GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TINY SECURITY ID: 413833104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dillaway Ayres, Jr. | Management | For | For |
| 1.2 | Elect Director Phillip A. Bauman | Management | For | For |
| 1.3 | Elect Director Stacy R. Brandom | Management | For | For |
| 1.4 | Elect Director Douglas W. Jamison | Management | For | For |
| 1.5 | Elect Director Lucio L. Lanza | Management | For | For |
| 1.6 | Elect Director Charles E. Ramsey | Management | For | For |
| 1.7 | Elect Director Richard P. Shanley | Management | For | For |
| 1.8 | Elect Director Bruce W. Shewmaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HARRIS INTERACTIVE INC.
MEETING DATE: NOV 26, 2013 | TICKER: HPOL SECURITY ID: 414549105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Shecter | Management | For | For |
| 1.2 | Elect Director Antoine G. Treuille | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HART SECURITY ID: 41690A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James J. McGorry | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARVARD BIOSCIENCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HBIO SECURITY ID: 416906105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Green | Management | For | For |
| 1.2 | Elect Director John F. Kennedy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HAS SECURITY ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HA SECURITY ID: 419879101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director Zac S. Hirzel | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.7 | Elect Director Tomoyuki Moriizumi | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 1.9 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAWAIIAN TELCOM HOLDCO, INC.
MEETING DATE: MAY 06, 2014 | TICKER: HCOM SECURITY ID: 420031106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Jalkut | Management | For | For |
| 1.2 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.3 | Elect Director Walter A. Dods, Jr. | Management | For | For |
| 1.4 | Elect Director Warren H. Haruki | Management | For | For |
| 1.5 | Elect Director Steven C. Oldham | Management | For | For |
| 1.6 | Elect Director Bernard R. Phillips III | Management | For | For |
| 1.7 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HAWKINS, INC.
MEETING DATE: AUG 01, 2013 | TICKER: HWKN SECURITY ID: 420261109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John S. McKeon | Management | For | For |
| 2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 3 | Elect Director James A. Faulconbridge | Management | For | For |
| 4 | Elect Director Duane M. Jergenson | Management | For | For |
| 5 | Elect Director Mary J. Schumacher | Management | For | For |
| 6 | Elect Director Daryl I. Skaar | Management | For | For |
| 7 | Elect Director James T. Thompson | Management | For | For |
| 8 | Elect Director Jeffrey L. Wright | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 24, 2014 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Timothy J. McCarthy | Management | For | For |
| 6 | Elect Director Michael L. Shor | Management | For | For |
| 7 | Elect Director William P. Wall | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian A. Bernasek | Management | For | Withhold |
| 1.2 | Elect Director Stephen M. Zide | Management | For | Withhold |
| 1.3 | Elect Director John W. Alden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HEALTHCARE SERVICES GROUP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HCSG SECURITY ID: 421906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. McCartney | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Frome | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Moss | Management | For | Withhold |
| 1.4 | Elect Director John M. Briggs | Management | For | Withhold |
| 1.5 | Elect Director Dino D. Ottaviano | Management | For | Withhold |
| 1.6 | Elect Director Theodore Wahl | Management | For | Withhold |
| 1.7 | Elect Director Michael E. McBryan | Management | For | Withhold |
| 1.8 | Elect Director Diane S. Casey | Management | For | Withhold |
| 1.9 | Elect Director John J. McFadden | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Mclaren | Management | For | Withhold |
| 1.2 | Elect Director Linda Rebrovick | Management | For | For |
| 1.3 | Elect Director Michael Shmerling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHWAYS, INC.
MEETING DATE: JUN 24, 2014 | TICKER: HWAY SECURITY ID: 422245100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Karro | Management | For | For |
| 1.2 | Elect Director Paul H. Keckley | Management | For | For |
| 1.3 | Elect Director Conan J. Laughlin | Management | For | For |
| 1.4 | Elect Director Kevin G. Wills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
HEARTLAND EXPRESS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: HTLD SECURITY ID: 422347104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.2 | Elect Director Larry J. Gordon | Management | For | For |
| 1.3 | Elect Director Benjamin J. Allen | Management | For | For |
| 1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
| 1.5 | Elect Director James G. Pratt | Management | For | For |
| 1.6 | Elect Director Tahira K. Hira | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTLAND FINANCIAL USA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HTLF SECURITY ID: 42234Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Conlan | Management | For | Withhold |
| 1.2 | Elect Director Thomas L. Flynn | Management | For | For |
| 1.3 | Elect Director Kurt M. Saylor | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: JUN 04, 2014 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HSII SECURITY ID: 422819102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.2 | Elect Director V. Paul Unruh | Management | For | For |
| 1.3 | Elect Director Tracy R. Wolstencroft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HELEN OF TROY LIMITED
MEETING DATE: AUG 27, 2013 | TICKER: HELE SECURITY ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary B. Abromovitz as Director | Management | For | For |
| 1.2 | Elect John B. Butterworth as Director | Management | For | For |
| 1.3 | Elect Timothy F. Meeker as Director | Management | For | For |
| 1.4 | Elect Gerald J. Rubin as Director | Management | For | For |
| 1.5 | Elect William F. Susetka as Director | Management | For | For |
| 1.6 | Elect Adolpho R. Telles as Director | Management | For | For |
| 1.7 | Elect Darren G. Woody as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HEMISPHERE MEDIA GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: HMTV SECURITY ID: 42365Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Kern | Management | For | Withhold |
| 1.2 | Elect Director Leo Hindery, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Gabriel Brener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 28, 2014 | TICKER: HSIC SECURITY ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M. Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
| 1.3 | Elect Director James P. Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E. Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J. Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J. Kabat | Management | For | For |
| 1.9 | Elect Director Philip A. Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S. Matthews | Management | For | For |
| 1.12 | Elect Director Carol Raphael | Management | For | For |
| 1.13 | Elect Director E. Dianne Rekow | Management | For | For |
| 1.14 | Elect Director Bradley T. Sheares | Management | For | For |
| 1.15 | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERCULES OFFSHORE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HERO SECURITY ID: 427093109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Amonett | Management | For | For |
| 1.2 | Elect Director Thomas J. Madonna | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| |
|---|
HERITAGE COMMERCE CORP
MEETING DATE: MAY 22, 2014 | TICKER: HTBK SECURITY ID: 426927109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank G. Bisceglia | Management | For | For |
| 1.2 | Elect Director Jack W. Conner | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Celeste V. Ford | Management | For | For |
| 1.5 | Elect Director Steven L. Hallgrimson | Management | For | For |
| 1.6 | Elect Director Walter T. Kaczmarek | Management | For | For |
| 1.7 | Elect Director Robert T. Moles | Management | For | For |
| 1.8 | Elect Director Humphrey P. Polanen | Management | For | For |
| 1.9 | Elect Director Laura Roden | Management | For | For |
| 1.10 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 1.11 | Elect Director Ranson W. Webster | Management | For | For |
| 1.12 | Elect Director W. Kirk Wycoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HERITAGE FINANCIAL CORPORATION
MEETING DATE: APR 14, 2014 | TICKER: HFWA SECURITY ID: 42722X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HERITAGE OAKS BANCORP
MEETING DATE: FEB 19, 2014 | TICKER: HEOP SECURITY ID: 42724R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HERITAGE OAKS BANCORP
MEETING DATE: MAY 28, 2014 | TICKER: HEOP SECURITY ID: 42724R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Morris | Management | For | For |
| 1.2 | Elect Director Donald Campbell | Management | For | For |
| 1.3 | Elect Director Michael J. Behrman | Management | For | For |
| 1.4 | Elect Director Mark C. Fugate | Management | For | For |
| 1.5 | Elect Director Daniel J. O'Hare | Management | For | For |
| 1.6 | Elect Director Dee Lacey | Management | For | For |
| 1.7 | Elect Director James J. Lynch | Management | For | For |
| 1.8 | Elect Director Michael E. Pfau | Management | For | For |
| 1.9 | Elect Director Alexander F. Simas | Management | For | For |
| 1.10 | Elect Director Howard N. Gould | Management | For | For |
| 1.11 | Elect Director Simone F. Lagomarsino | Management | For | For |
| 1.12 | Elect Director Stephen P. Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: FEB 11, 2014 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: APR 30, 2014 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Bruckmann | Management | For | For |
| 1.2 | Elect Director Carmine Falcone | Management | For | For |
| 1.3 | Elect Director Robert W. Willmschen, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adopt Delaware as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
HERMAN MILLER, INC.
MEETING DATE: OCT 07, 2013 | TICKER: MLHR SECURITY ID: 600544100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Dorothy A. Terrell | Management | For | For |
| 1.3 | Elect Director David O. Ulrich | Management | For | For |
| 1.4 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 1.3 | Elect Director Barry D. Quart | Management | For | For |
| 1.4 | Elect Director Robert H. Rosen | Management | For | For |
| 1.5 | Elect Director Craig A. Johnson | Management | For | For |
| 1.6 | Elect Director Kimberly J. Manhard | Management | For | For |
| 1.7 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HI-TECH PHARMACAL CO., INC.
MEETING DATE: DEC 19, 2013 | TICKER: HITK SECURITY ID: 42840B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director David S. Seltzer | Management | For | For |
| 4.2 | Elect Director Reuben Seltzer | Management | For | For |
| 4.3 | Elect Director Martin M. Goldwyn | Management | For | For |
| 4.4 | Elect Director Yashar Hirshaut | Management | For | Withhold |
| 4.5 | Elect Director Jack van Hulst | Management | For | Withhold |
| 4.6 | Elect Director Anthony J. Puglisi | Management | For | For |
| 4.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
HIBBETT SPORTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director Albert C. Johnson | Management | For | For |
| 1.3 | Elect Director Ralph T. Parks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HICKORY TECH CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: HTCO SECURITY ID: 429060106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Alton, Jr. | Management | For | Withhold |
| 1.2 | Elect Director R. Wynn Kearney, Jr. | Management | For | For |
| 1.3 | Elect Director Dale E. Parker | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Remove Age Restriction for Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHPOWER INTERNATIONAL, INC.
MEETING DATE: NOV 17, 2013 | TICKER: HPJ SECURITY ID: 43113X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dang Yu Pan | Management | For | For |
| 1.2 | Elect Director Wen Liang Li | Management | For | For |
| 1.3 | Elect Director T. Joseph Fisher, III | Management | For | For |
| 1.4 | Elect Director Xinhai Li | Management | For | For |
| 1.5 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HIMAX TECHNOLOGIES INC.
MEETING DATE: SEP 04, 2013 | TICKER: HIMX SECURITY ID: 43289P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Adopt Audited Financial Reports of the Company for the Fiscal Year Ended December 31, 2012 | Management | For | For |
| 2 | Other Business (Voting) | Management | For | Against |
| |
|---|
HINGHAM INSTITUTION FOR SAVINGS
MEETING DATE: APR 24, 2014 | TICKER: HIFS SECURITY ID: 433323102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian T. Kenner | Management | For | For |
| 1.2 | Elect Director Stacey M. Page | Management | For | For |
| 1.3 | Elect Director Geoffrey C. Wilkinson, Sr. | Management | For | For |
| 1.4 | Elect Director Robert H. Gaughen, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick R. Gaughen | Management | For | For |
| 2 | Elect Marion J. Fahey as Company Clerk | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: HITT SECURITY ID: 43365Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory R. Beecher | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Steve Sanghi | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HMN FINANCIAL, INC.
MEETING DATE: APR 22, 2014 | TICKER: HMNF SECURITY ID: 40424G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen J. Berning | Management | For | For |
| 1.2 | Elect Director Karen L. Himle | Management | For | For |
| 1.3 | Elect Director Bernard R. Nigon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 10, 2013 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 2a | Elect Director Daniel N. Mendelson | Management | For | For |
| 2b | Elect Director William F. Miller, III | Management | For | For |
| 2c | Elect Director Ellen A. Rudnick | Management | For | For |
| 2d | Elect Director Richard H. Stowe | Management | For | For |
| 2e | Elect Director Cora M. Tellez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUN 19, 2014 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig R. Callen | Management | For | For |
| 1b | Elect Director Robert M. Holster | Management | For | For |
| 1c | Elect Director William C. Lucia | Management | For | For |
| 1d | Elect Director Bart M. Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 04, 2014 | TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | Withhold |
| 1.3 | Elect Director Scott T. Garrett | Management | For | Withhold |
| 1.4 | Elect Director David R. LaVance, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Nancy L. Leaming | Management | For | Withhold |
| 1.6 | Elect Director Lawrence M. Levy | Management | For | Withhold |
| 1.7 | Elect Director Stephen P. MacMillan | Management | For | Withhold |
| 1.8 | Elect Director Samuel Merksamer | Management | For | For |
| 1.9 | Elect Director Christiana Stamoulis | Management | For | Withhold |
| 1.10 | Elect Director Elaine S. Ullian | Management | For | Withhold |
| 1.11 | Elect Director Wayne Wilson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: HBCP SECURITY ID: 43689E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Blanchet, III | Management | For | For |
| 1.2 | Elect Director Marc W. Judice | Management | For | For |
| 1.3 | Elect Director John W. Bordelon | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: OCT 23, 2013 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: APR 17, 2014 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Allison | Management | For | For |
| 1.2 | Elect Director C. Randall Sims | Management | For | For |
| 1.3 | Elect Director Randy E. Mayor | Management | For | For |
| 1.4 | Elect Director Milburn Adams | Management | For | For |
| 1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Richard H. Ashley | Management | For | For |
| 1.7 | Elect Director Dale A. Bruns | Management | For | For |
| 1.8 | Elect Director Richard A. Buckheim | Management | For | For |
| 1.9 | Elect Director Jack E. Engelkes | Management | For | For |
| 1.10 | Elect Director James G. Hinkle | Management | For | For |
| 1.11 | Elect Director Alex R. Lieblong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME FEDERAL BANCORP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: HOME SECURITY ID: 43710G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
HOME LOAN SERVICING SOLUTIONS, LTD.
MEETING DATE: MAY 13, 2014 | TICKER: HLSS SECURITY ID: G6648D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director John P. Van Vlack | Management | For | For |
| 1.3 | Elect Director Kerry Kennedy | Management | For | For |
| 1.4 | Elect Director Richard J. Lochrie | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Robert McGinnis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOMEAWAY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AWAY SECURITY ID: 43739Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
| 1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
| 1.3 | Elect Director Kevin Krone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOMESTREET, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HMST SECURITY ID: 43785V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Ederer | Management | For | For |
| 1.2 | Elect Director Thomas E. King | Management | For | For |
| 1.3 | Elect Director George 'Judd' Kirk | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOMETRUST BANCSHARES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: HTBI SECURITY ID: 437872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Stanford Allen | Management | For | Withhold |
| 1.2 | Elect Director J. Steven Goforth | Management | For | For |
| 1.3 | Elect Director Robert E. Shepherd, Sr. | Management | For | For |
| 1.4 | Elect Director Dana L. Stonestreet | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HONG KONG TELEVISION NETWORK LTD.
MEETING DATE: DEC 30, 2013 | TICKER: 01137 SECURITY ID: 43858G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Lee Hon Ying, John as Director | Management | For | For |
| 2b | Elect Peh Jefferson Tun Lu as Director | Management | For | For |
| 2c | Elect Mak Wing Sum, Alvin as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HOOKER FURNITURE CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: HOFT SECURITY ID: 439038100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
| 1.2 | Elect Director W. Christopher Beeler, Jr. | Management | For | For |
| 1.3 | Elect Director John L. Gregory, III | Management | For | For |
| 1.4 | Elect Director E. Larry Ryder | Management | For | For |
| 1.5 | Elect Director Mark F. Shreiber | Management | For | For |
| 1.6 | Elect Director David G. Sweet | Management | For | For |
| 1.7 | Elect Director Henry G. Williamson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HORIZON BANCORP
MEETING DATE: MAY 08, 2014 | TICKER: HBNC SECURITY ID: 440407104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Dwight | Management | For | For |
| 1.2 | Elect Director James B. Dworkin | Management | For | For |
| 1.3 | Elect Director Daniel F. Hopp | Management | For | For |
| 1.4 | Elect Director Steven W. Reed | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HORIZON PHARMA, INC.
MEETING DATE: JUN 27, 2014 | TICKER: HZNP SECURITY ID: 44047T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gino Santini | Management | For | For |
| 1.2 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HORIZON TECHNOLOGY FINANCE CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: HRZN SECURITY ID: 44045A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bottiglieri | Management | For | For |
| 1.2 | Elect Director Gerald A. Michaud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HORSEHEAD HOLDING CORP.
MEETING DATE: MAY 06, 2014 | TICKER: ZINC SECURITY ID: 440694305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Shilling | Management | For | For |
| 1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOUGHTON MIFFLIN HARCOURT COMPANY
MEETING DATE: MAY 13, 2014 | TICKER: HMHC SECURITY ID: 44157R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda K. Zecher | Management | For | For |
| 1.2 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.3 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.4 | Elect Director John F. Killian | Management | For | For |
| 1.5 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.6 | Elect Director Sheru Chowdhry | Management | For | For |
| 1.7 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.8 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
| 1.9 | Elect Director Jonathan F. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: HWCC SECURITY ID: 44244K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Pokluda, III | Management | For | For |
| 1.2 | Elect Director Michael T. Campbell | Management | For | For |
| 1.3 | Elect Director I. Stewart Farwell | Management | For | For |
| 1.4 | Elect Director Mark A. Ruelle | Management | For | For |
| 1.5 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.6 | Elect Director William H. Sheffield | Management | For | For |
| 1.7 | Elect Director Scott L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HSN, INC.
MEETING DATE: MAY 23, 2014 | TICKER: HSNI SECURITY ID: 404303109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Costello | Management | For | For |
| 1.2 | Elect Director James M. Follo | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.6 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.7 | Elect Director John B. (Jay) Morse, Jr. | Management | For | For |
| 1.8 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.9 | Elect Director Ann Sarnoff | Management | For | For |
| 1.10 | Elect Director Courtnee Ulrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 09, 2014 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUDSON CITY BANCORP, INC.
MEETING DATE: DEC 18, 2013 | TICKER: HCBK SECURITY ID: 443683107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cornelius E. Golding | Management | For | For |
| 1b | Elect Director Donald O. Quest | Management | For | For |
| 1c | Elect Director Joseph G. Sponholz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
HUDSON GLOBAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: HSON SECURITY ID: 443787106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert B. Dubner | Management | For | Did Not Vote |
| 1.2 | Elect Director Jennifer Laing | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Declassify the Board of Directors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Richard K. Coleman, Jr. | Shareholder | For | For |
| 1.2 | Elect Director Jeffrey E. Eberwein | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 3 | Ratify Auditors | Management | None | For |
| 4 | Declassify the Board of Directors | Management | None | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HURCO COMPANIES, INC.
MEETING DATE: MAR 13, 2014 | TICKER: HURC SECURITY ID: 447324104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Cruickshank | Management | For | For |
| 1.2 | Elect Director Michael Doar | Management | For | For |
| 1.3 | Elect Director Philip James | Management | For | For |
| 1.4 | Elect Director Michael P. Mazza | Management | For | For |
| 1.5 | Elect Director Andrew Niner | Management | For | For |
| 1.6 | Elect Director Richard Porter | Management | For | For |
| 1.7 | Elect Director Janaki Sivanesan | Management | For | For |
| 1.8 | Elect Director Ronald Strackbein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUTCHINSON TECHNOLOGY INCORPORATED
MEETING DATE: JAN 30, 2014 | TICKER: HTCH SECURITY ID: 448407106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.2 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.3 | Elect Director Russell Huffer | Management | For | For |
| 1.4 | Elect Director Richard J. Penn | Management | For | For |
| 1.5 | Elect Director Frank P. Russomanno | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HYDROGENICS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HYG SECURITY ID: 448883207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Douglas S. Alexander | Management | For | For |
| 2.2 | Elect Director Michael Cardiff | Management | For | For |
| 2.3 | Elect Director Joseph Cargnelli | Management | For | For |
| 2.4 | Elect Director Henry J. Gnacke | Management | For | For |
| 2.5 | Elect Director Donald Lowry | Management | For | For |
| 2.6 | Elect Director Daryl Wilson | Management | For | For |
| |
|---|
HYPERION THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HPTX SECURITY ID: 44915N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
I.D. SYSTEMS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: IDSY SECURITY ID: 449489103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Brakebill | Management | For | For |
| 1.2 | Elect Director Michael Brodsky | Management | For | For |
| 1.3 | Elect Director Kenneth S. Ehrman | Management | For | For |
| 1.4 | Elect Director Ron Konezny | Management | For | For |
| 1.5 | Elect Director Tony Trousset | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 18, 2014 | TICKER: IACI SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Chelsea Clinton | Management | For | For |
| 1.3 | Elect Director Sonali De Rycker | Management | For | For |
| 1.4 | Elect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Michael D. Eisner | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | For |
| 1.9 | Elect Director David Rosenblatt | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: IBKC SECURITY ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ICF INTERNATIONAL, INC.
MEETING DATE: JUN 06, 2014 | TICKER: ICFI SECURITY ID: 44925C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. Bersoff | Management | For | For |
| 1.2 | Elect Director Sudhakar Kesavan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICG GROUP, INC.
MEETING DATE: JUN 13, 2014 | TICKER: ICGE SECURITY ID: 44928D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter W. Buckley, III | Management | For | For |
| 1b | Elect Director Michael J. Hagan | Management | For | For |
| 1c | Elect Director Philip J. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| |
|---|
ICON PLC
MEETING DATE: JUL 22, 2013 | TICKER: ICLR SECURITY ID: G4705A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.2 | Reelect Declan McKeon as Director | Management | For | For |
| 1.3 | Elect William Hall as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorise Share Repurchase Program | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: JUL 22, 2013 | TICKER: ICON SECURITY ID: 451055107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | Withhold |
| 1.3 | Elect Director Drew Cohen | Management | For | For |
| 1.4 | Elect Director F. Peter Cuneo | Management | For | Withhold |
| 1.5 | Elect Director Mark Friedman | Management | For | Withhold |
| 1.6 | Elect Director James A. Marcum | Management | For | For |
| 1.7 | Elect Director Laurence N. Charney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ICU MEDICAL, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ICUI SECURITY ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3.1 | Elect Director John J. Connors | Management | For | For |
| 3.2 | Elect Director Joseph R. Saucedo | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDENIX PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: IDIX SECURITY ID: 45166R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1.2 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.3 | Elect Director Tamar D. Howson | Management | For | For |
| 1.4 | Elect Director Denise Pollard-Knight | Management | For | For |
| 1.5 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 1.6 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 1.7 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDENTIVE GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: INVE SECURITY ID: 45170X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Humphreys | Management | For | Withhold |
| 1.2 | Elect Director Daniel S. Wenzel | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDERA PHARMACEUTICALS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: IDRA SECURITY ID: 45168K306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Declassify the Board of Directors | Management | For | For |
| 1b | Amend Articles to Provide Stockholders to Remove Directors With or Without Cause | Management | For | For |
| 1c | Reduce Supermajority Vote Requirement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6.1 | Elect Director Sudhir Agrawal | Management | For | For |
| 6.2 | Elect Director Eve E. Slater | Management | For | For |
| 6.3 | Elect Director Youssef El Zein | Management | For | For |
| 7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 8a | Amend Certificate of Incorporation Amending Series D Preferred Stock to Increase the Beneficial Ownership Limitation Applicable to the Series D Preferred Stock from 19.99% to 35% | Management | For | For |
| 8b | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Dividend Povisions of the Series D Certificate of Designations | Management | For | For |
| 8c | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Dividend Provisions of the Series D Preferred Stock | Management | For | For |
| 8d | Amend Certificate of Incorporation Amending Series D Preferred Stock to Modify the Provisions Relating to Redemption, Liquidation and Rights to Distributions in the Event of a Sale of the Company | Management | For | For |
| 9a | Amend Certificate of Incorporation Amending Series E Preferred Stock to Modify the Dividend Provisions of the Series E Preferred Stock | Management | For | For |
| 9b | Amend Certificate of Incorporation Amending Series E Preferred Stock to Modify the Liquidation Provisions of the Series E Preferred Stock | Management | For | For |
| |
|---|
IDERA PHARMACEUTICALS, INC.
MEETING DATE: JUN 09, 2014 | TICKER: IDRA SECURITY ID: 45168K306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin M. Neu | Management | For | For |
| 1.2 | Elect Director William S. Reardon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: IDXX SECURITY ID: 45168D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Craig | Management | For | For |
| 1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.3 | Elect Director Sophie V. Vandebroek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IGATE CORPORATION
MEETING DATE: APR 10, 2014 | TICKER: IGTE SECURITY ID: 45169U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sunil Wadhwani | Management | For | For |
| 1.2 | Elect Director Goran Lindahl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
IGNITE RESTAURANT GROUP, INC.
MEETING DATE: JUL 23, 2013 | TICKER: IRG SECURITY ID: 451730105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IGNITE RESTAURANT GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IRG SECURITY ID: 451730105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond A. Blanchette, III | Management | For | Withhold |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IGNYTA, INC.
MEETING DATE: JUN 11, 2014 | TICKER: RXDX SECURITY ID: 451731103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan E. Lim | Management | For | For |
| 1.2 | Elect Director James Bristol | Management | For | For |
| 1.3 | Elect Director Alexander Casdin | Management | For | For |
| 1.4 | Elect Director Heinrich Dreismann | Management | For | For |
| 1.5 | Elect Director James Freddo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
II-VI INCORPORATED
MEETING DATE: NOV 01, 2013 | TICKER: IIVI SECURITY ID: 902104108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter W. Sognefest | Management | For | For |
| 1b | Elect Director Francis J. Kramer | Management | For | For |
| 1c | Elect Director Wendy F. DiCicco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IKANOS COMMUNICATIONS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IKAN SECURITY ID: 45173E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Omid Tahernia | Management | For | For |
| 1.2 | Elect Director Jason W. Cohenour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
IMMERSION CORPORATION
MEETING DATE: JUN 06, 2014 | TICKER: IMMR SECURITY ID: 452521107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Schlachte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 12, 2013 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Nicole Onetto | Management | For | For |
| 2.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.4 | Elect Director Richard J. Wallace | Management | For | For |
| 2.5 | Elect Director Daniel M. Junius | Management | For | For |
| 2.6 | Elect Director Howard H. Pien | Management | For | For |
| 2.7 | Elect Director Mark Goldberg | Management | For | For |
| 2.8 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.9 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: DEC 04, 2013 | TICKER: IMMU SECURITY ID: 452907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Goldenberg | Management | For | For |
| 1.2 | Elect Director Cynthia L. Sullivan | Management | For | For |
| 1.3 | Elect Director Brian A. Markison | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Richard L. Sherman | Management | For | For |
| 1.6 | Elect Director Don C. Stark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: IPXL SECURITY ID: 45256B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
| 1.3 | Elect Director Allen Chao | Management | For | Withhold |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
| 1.5 | Elect Director Larry Hsu | Management | For | Withhold |
| 1.6 | Elect Director Michael Markbreiter | Management | For | Withhold |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IMPRIMIS PHARMACEUTICALS, INC.
MEETING DATE: AUG 13, 2013 | TICKER: IMMY SECURITY ID: 45323A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey J. Abrams | Management | For | Withhold |
| 1.2 | Elect Director Stephen Austin | Management | For | For |
| 1.3 | Elect Director August Bassani | Management | For | For |
| 1.4 | Elect Director Mark L. Baum | Management | For | Withhold |
| 1.5 | Elect Director Robert J. Kammer | Management | For | Withhold |
| 1.6 | Elect Director Paul Finnegan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
IMPRIMIS PHARMACEUTICALS, INC.
MEETING DATE: NOV 09, 2013 | TICKER: IMMY SECURITY ID: 45323A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| |
|---|
IMRIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: IM SECURITY ID: 45322N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. David Graves | Management | For | For |
| 1.2 | Elect Director Stephen Armstrong | Management | For | For |
| 1.3 | Elect Director Carey Diamond | Management | For | For |
| 1.4 | Elect Director William Fraser | Management | For | For |
| 1.5 | Elect Director James Hickey | Management | For | For |
| 1.6 | Elect Director Blaine Hobson | Management | For | For |
| 1.7 | Elect Director Jay D. Miller | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INCONTACT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: SAAS SECURITY ID: 45336E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: INCY SECURITY ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INDEPENDENT BANK CORP.
MEETING DATE: MAY 15, 2014 | TICKER: INDB SECURITY ID: 453836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Bissonnette | Management | For | For |
| 1.2 | Elect Director Daniel F. O'Brien | Management | For | For |
| 1.3 | Elect Director Christopher Oddleifson | Management | For | For |
| 1.4 | Elect Director Brian S. Tedeschi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INDEPENDENT BANK CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: IBCP SECURITY ID: 453838609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Palmer | Management | For | For |
| 1.2 | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1.3 | Elect Director Terry L. Haske | Management | For | For |
| 1.4 | Elect Director William B. Kessel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: APR 14, 2014 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3.1 | Elect Director James D. Stein | Management | For | For |
| 3.2 | Elect Director Donald L. Poarch | Management | For | For |
| 3.3 | Elect Director J. Webb Jennings, III | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Torry Berntsen | Management | For | For |
| 1.2 | Elect Director Jack M. Radke | Management | For | For |
| 1.3 | Elect Director G. Stacy Smith | Management | For | For |
| 1.4 | Elect Director James D. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
INDUSTRIAL SERVICES OF AMERICA, INC.
MEETING DATE: JUL 16, 2013 | TICKER: IDSA SECURITY ID: 456314103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Orson Oliver | Management | For | For |
| 1.2 | Elect Director Albert A. Cozzi | Management | For | For |
| 1.3 | Elect Director Alan Gildenberg | Management | For | For |
| 1.4 | Elect Director Francesca E. Scarito | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Stock Option Plan Grants | Management | For | Against |
| 7 | Approve Stock Option Plan Grants | Management | For | Against |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Fallon | Management | For | For |
| 1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.5 | Elect Director Eric S. Lander | Management | For | For |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INFINITY PROPERTY AND CASUALTY CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IPCC SECURITY ID: 45665Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela Brock-Kyle | Management | For | For |
| 1.2 | Elect Director Teresa A. Canida | Management | For | For |
| 1.3 | Elect Director Jorge G. Castro | Management | For | For |
| 1.4 | Elect Director James R. Gober | Management | For | For |
| 1.5 | Elect Director Harold E. Layman | Management | For | For |
| 1.6 | Elect Director E. Robert Meaney | Management | For | For |
| 1.7 | Elect Director Drayton Nabers, Jr. | Management | For | For |
| 1.8 | Elect Director William Stancil Starnes | Management | For | For |
| 1.9 | Elect Director Samuel J. Weinhoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: INFA SECURITY ID: 45666Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 1.2 | Elect Director Hilarie Koplow-McAdams | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INFORMATION SERVICES GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: III SECURITY ID: 45675Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil G. Budnick | Management | For | For |
| 1.2 | Elect Director Gerald S. Hobbs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INGLES MARKETS, INCORPORATED
MEETING DATE: FEB 11, 2014 | TICKER: IMKTA SECURITY ID: 457030104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Ayers | Management | For | For |
| 1.2 | Elect Director John O. Pollard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INNERWORKINGS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: INWK SECURITY ID: 45773Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.2 | Elect Director Eric D. Belcher | Management | For | For |
| 1.3 | Elect Director Charles K. Bobrinskoy | Management | For | For |
| 1.4 | Elect Director Daniel M. Friedberg | Management | For | For |
| 1.5 | Elect Director David Fisher | Management | For | For |
| 1.6 | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1.7 | Elect Director Julie M. Howard | Management | For | For |
| 1.8 | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INNODATA INC.
MEETING DATE: JUN 03, 2014 | TICKER: INOD SECURITY ID: 457642205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack S. Abuhoff | Management | For | For |
| 1.2 | Elect Director Haig S. Bagerdjian | Management | For | Withhold |
| 1.3 | Elect Director Louise C. Forlenza | Management | For | For |
| 1.4 | Elect Director Stewart R. Massey | Management | For | For |
| 1.5 | Elect Director Anthea C. Stratigos | Management | For | Withhold |
| 1.6 | Elect Director Andargachew S. Zelleke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: IPHS SECURITY ID: 45774N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 07, 2014 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh G.C. Aldous | Management | For | For |
| 1.2 | Elect Director Joachim Roeser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
MEETING DATE: APR 17, 2014 | TICKER: ISSC SECURITY ID: 45769N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen R. Bressner | Management | For | For |
| 1.2 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NSIT SECURITY ID: 45765U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry A. Gunning | Management | For | For |
| 1.2 | Elect Director Robertson C. Jones | Management | For | For |
| 1.3 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSTEEL INDUSTRIES, INC.
MEETING DATE: FEB 12, 2014 | TICKER: IIIN SECURITY ID: 45774W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Pechota | Management | For | For |
| 1.2 | Elect Director W. Allen Rogers, II | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally Crawford | Management | For | For |
| 1.2 | Elect Director Regina Sommer | Management | For | For |
| 1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSYS THERAPEUTICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: INSY SECURITY ID: 45824V209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Meyer | Management | For | For |
| 1.2 | Elect Director Brian Tambi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Adjust Par Value of Common Stock | Management | For | Against |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRATED DEVICE TECHNOLOGY, INC.
MEETING DATE: SEP 17, 2013 | TICKER: IDTI SECURITY ID: 458118106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Schofield | Management | For | For |
| 1.2 | Elect Director Jeffrey McCreary | Management | For | For |
| 1.3 | Elect Director Umesh Padval | Management | For | For |
| 1.4 | Elect Director Gordon Parnell | Management | For | For |
| 1.5 | Elect Director Donald Schrock | Management | For | For |
| 1.6 | Elect Director Ron Smith | Management | For | For |
| 1.7 | Elect Director Theodore L. Tewksbury III | Management | For | For |
| 1.8 | Elect Director Peter Feld | Management | For | For |
| 1.9 | Elect Director Norman Taffe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRATED ELECTRICAL SERVICES, INC.
MEETING DATE: SEP 12, 2013 | TICKER: IESC SECURITY ID: 45811E301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
INTEGRATED ELECTRICAL SERVICES, INC.
MEETING DATE: FEB 04, 2014 | TICKER: IESC SECURITY ID: 45811E301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Dowling, III | Management | For | For |
| 1.2 | Elect Director David B. Gendell | Management | For | Withhold |
| 1.3 | Elect Director Joe D. Koshkin | Management | For | For |
| 1.4 | Elect Director James M. Lindstrom | Management | For | For |
| 1.5 | Elect Director Donald L. Luke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRATED SILICON SOLUTION, INC.
MEETING DATE: FEB 11, 2014 | TICKER: ISSI SECURITY ID: 45812P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S. M. Lee | Management | For | For |
| 1.2 | Elect Director Scott D. Howarth | Management | For | For |
| 1.3 | Elect Director Kong Yeu Han | Management | For | For |
| 1.4 | Elect Director Paul Chien | Management | For | For |
| 1.5 | Elect Director Jonathan Khazam | Management | For | For |
| 1.6 | Elect Director Keith McDonald | Management | For | For |
| 1.7 | Elect Director Stephen Pletcher | Management | For | For |
| 1.8 | Elect Director Bruce A. Wooley | Management | For | For |
| 1.9 | Elect Director John Zimmerman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELIQUENT, INC.
MEETING DATE: MAY 20, 2014 | TICKER: IQNT SECURITY ID: 45825N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Hynes | Management | For | For |
| 1.2 | Elect Director Joseph A. Beatty | Management | For | For |
| 1.3 | Elect Director G. Edward Evans | Management | For | For |
| 1.4 | Elect Director Edward M. Greenberg | Management | For | For |
| 1.5 | Elect Director Lawrence M. Ingeneri | Management | For | For |
| 1.6 | Elect Director Timothy A. Samples | Management | For | For |
| 1.7 | Elect Director Rian J. Wren | Management | For | For |
| 1.8 | Elect Director Lauren F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: IPAR SECURITY ID: 458334109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan | Management | For | For |
| 1.8 | Elect Director Serge Rosinoer | Management | For | For |
| 1.9 | Elect Director Patrick Choel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
INTERACTIVE BROKERS GROUP, INC.
MEETING DATE: APR 24, 2014 | TICKER: IBKR SECURITY ID: 45841N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas Peterffy | Management | For | Against |
| 1B | Elect Director Earl H. Nemser | Management | For | Against |
| 1C | Elect Director Paul J. Brody | Management | For | Against |
| 1D | Elect Director Milan Galik | Management | For | Against |
| 1E | Elect Director Lawrence E. Harris | Management | For | For |
| 1F | Elect Director Hans R. Stoll | Management | For | For |
| 1G | Elect Director Wayne Wagner | Management | For | For |
| 1H | Elect Director Richard Gates | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERDIGITAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: IDCC SECURITY ID: 45867G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gilbert F. Amelio | Management | For | For |
| 1b | Elect Director Jeffrey K. Belk | Management | For | For |
| 1c | Elect Director Steven T. Clontz | Management | For | For |
| 1d | Elect Director Edward B. Kamins | Management | For | For |
| 1e | Elect Director John A. Kritzmacher | Management | For | For |
| 1f | Elect Director William J. Merritt | Management | For | For |
| 1g | Elect Director Jean F. Rankin | Management | For | For |
| 1h | Elect Director Robert S. Roath | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERFACE, INC.
MEETING DATE: MAY 12, 2014 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Edward C. Callaway | Management | For | For |
| 1.3 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.4 | Elect Director Carl I. Gable | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director June M. Henton | Management | For | For |
| 1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.8 | Elect Director K. David Kohler | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Harold M. Paisner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMOLECULAR, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IMI SECURITY ID: 45882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Baruch | Management | For | For |
| 1.2 | Elect Director Bruce M. McWilliams | Management | For | For |
| 1.3 | Elect Director George M. Scalise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INTERNAP NETWORK SERVICES CORPORATION
MEETING DATE: MAY 30, 2014 | TICKER: INAP SECURITY ID: 45885A300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.2 | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL BANCSHARES CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: IBOC SECURITY ID: 459044103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Greenblum | Management | For | For |
| 1.2 | Elect Director R. David Guerra | Management | For | Withhold |
| 1.3 | Elect Director Douglas B. Howland | Management | For | For |
| 1.4 | Elect Director Imelda Navarro | Management | For | Withhold |
| 1.5 | Elect Director Peggy J. Newman | Management | For | For |
| 1.6 | Elect Director Dennis E. Nixon | Management | For | Withhold |
| 1.7 | Elect Director Larry A. Norton | Management | For | For |
| 1.8 | Elect Director Leonardo Salinas | Management | For | For |
| 1.9 | Elect Director Antonio R. Sanchez, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
INTERNET GOLD-GOLDEN LINES LTD.
MEETING DATE: NOV 07, 2013 | TICKER: IGLD SECURITY ID: M56595107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Updated Compensation Arrangement for Turgeman, CEO, and Approve Arrangement with the Company?s Subsidiary, B Communications, and the Company?s Parent, Eurocom Communications, To Share the Cost of his Management Services | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B | Vote FOR if your holding or voting requires the consent of the Prime Minister or Minister of Communications, otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
INTERNET INITIATIVE JAPAN INC
MEETING DATE: JUN 25, 2014 | TICKER: 3774 SECURITY ID: 46059T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Kikuchi, Takeshi | Management | For | For |
| 2.2 | Elect Director Miyoshi, Takamichi | Management | For | For |
| 2.3 | Elect Director Watai, Akihisa | Management | For | For |
| 2.4 | Elect Director Tanahashi, Yasuro | Management | For | For |
| 2.5 | Elect Director Hiroi, Takashi | Management | For | For |
| 2.6 | Elect Director Oda, Shingo | Management | For | For |
| |
|---|
INTERSECTIONS INC.
MEETING DATE: MAY 14, 2014 | TICKER: INTX SECURITY ID: 460981301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Stanfield | Management | For | For |
| 1.2 | Elect Director John M. Albertine | Management | For | For |
| 1.3 | Elect Director Thomas G. Amato | Management | For | For |
| 1.4 | Elect Director James L. Kempner | Management | For | For |
| 1.5 | Elect Director Thomas L. Kempner | Management | For | For |
| 1.6 | Elect Director David A. McGough | Management | For | For |
| 1.7 | Elect Director William J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Necip Sayiner | Management | For | For |
| 1b | Elect Director Donald Macleod | Management | For | For |
| 1c | Elect Director Robert W. Conn | Management | For | For |
| 1d | Elect Director James V. Diller | Management | For | For |
| 1e | Elect Director Mercedes Johnson | Management | For | For |
| 1f | Elect Director Gregory Lang | Management | For | For |
| 1g | Elect Director Jan Peeters | Management | For | For |
| 1h | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INTERVAL LEISURE GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: IILG SECURITY ID: 46113M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Gary S. Howard | Management | For | For |
| 1.5 | Elect Director Lewis J. Korman | Management | For | For |
| 1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.7 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.9 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERVEST BANCSHARES CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: IBCA SECURITY ID: 460927106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Callen | Management | For | For |
| 1.2 | Elect Director C. Wayne Crowell | Management | For | For |
| 1.3 | Elect Director Lowell S. Dansker | Management | For | Withhold |
| 1.4 | Elect Director Paul R. DeRosa | Management | For | For |
| 1.5 | Elect Director Stephen A. Helman | Management | For | Withhold |
| 1.6 | Elect Director Wayne F. Holly | Management | For | For |
| 1.7 | Elect Director Susan Roth Katzke | Management | For | For |
| 1.8 | Elect Director Lawton Swan, III | Management | For | For |
| 1.9 | Elect Director Thomas E. Willett | Management | For | Withhold |
| 1.10 | Elect Director Wesley T. Wood | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEVAC, INC.
MEETING DATE: MAY 29, 2014 | TICKER: IVAC SECURITY ID: 461148108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman H. Pond | Management | For | For |
| 1.2 | Elect Director Wendell T. Blonigan | Management | For | For |
| 1.3 | Elect Director Matthew A. Drapkin | Management | For | For |
| 1.4 | Elect Director David S. Dury | Management | For | For |
| 1.5 | Elect Director Marc T. Giles | Management | For | For |
| 1.6 | Elect Director Stanley J. Hill | Management | For | For |
| 1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.8 | Elect Director John F. Schaefer | Management | For | For |
| 1.9 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INTL FCSTONE INC.
MEETING DATE: FEB 27, 2014 | TICKER: INTL SECURITY ID: 46116V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Anderson | Management | For | For |
| 1.2 | Elect Director Scott J. Branch | Management | For | For |
| 1.3 | Elect Director John M. Fowler | Management | For | For |
| 1.4 | Elect Director Daryl K. Henze | Management | For | For |
| 1.5 | Elect Director Bruce Krehbiel | Management | For | For |
| 1.6 | Elect Director Sean M. O'Connor | Management | For | For |
| 1.7 | Elect Director Eric Parthemore | Management | For | For |
| 1.8 | Elect Director John Radziwill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 30, 2014 | TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Lerner | Management | For | Withhold |
| 1.2 | Elect Director Michael Rawlins | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2014 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVENTURE FOODS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SNAK SECURITY ID: 461212102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashton D. Asensio | Management | For | For |
| 1.2 | Elect Director Timothy A. Cole | Management | For | For |
| 1.3 | Elect Director Macon Bryce Edmonson | Management | For | For |
| 1.4 | Elect Director Harold S. Edwards | Management | For | For |
| 1.5 | Elect Director Paul J. Lapadat | Management | For | For |
| 1.6 | Elect Director Terry McDaniel | Management | For | For |
| 1.7 | Elect Director David L. Meyers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ISBC SECURITY ID: 46146P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Approve Charitable Donations | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ISBC SECURITY ID: 46146P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Bone | Management | For | For |
| 1.2 | Elect Director Doreen R. Byrnes | Management | For | For |
| 1.3 | Elect Director William V. Cosgrove | Management | For | For |
| 1.4 | Elect Director Brendan J. Dugan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTORS TITLE COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: ITIC SECURITY ID: 461804106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Morris Fine | Management | For | For |
| 1.2 | Elect Director Richard M. Hutson, II | Management | For | For |
| 1.3 | Elect Director R. Horace Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IPASS INC.
MEETING DATE: JUN 03, 2014 | TICKER: IPAS SECURITY ID: 46261V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Beletic | Management | For | For |
| 1.2 | Elect Director Peter C. Clapman | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Evan L. Kaplan | Management | For | For |
| 1.5 | Elect Director Robert J. Majteles | Management | For | For |
| 1.6 | Elect Director Samuel L. Schwerin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IPC THE HOSPITALIST COMPANY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: IPCM SECURITY ID: 44984A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam D. Singer | Management | For | For |
| 1.2 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.3 | Elect Director Chuck Timpe | Management | For | For |
| 2 | Amend Certificate of Incorporation to Confer on the Board of Directors the Ability to Amend our By-laws | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: IPGP SECURITY ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.7 | Elect Director William S. Hurley | Management | For | For |
| 1.8 | Elect Director Eric Meurice | Management | For | For |
| 1.9 | Elect Director John R. Peeler | Management | For | For |
| 1.10 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 22, 2014 | TICKER: IRDM SECURITY ID: 46269C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Peter M. Dawkins | Management | For | For |
| 1.4 | Elect Director Matthew J. Desch | Management | For | For |
| 1.5 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director S. Scott Smith | Management | For | For |
| 1.11 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Geisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan E. Roberts | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Peter M. Hecht | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ISLE OF CAPRI CASINOS, INC.
MEETING DATE: OCT 01, 2013 | TICKER: ISLE SECURITY ID: 464592104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Goldstein | Management | For | For |
| 1.2 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.3 | Elect Director James B. Perry | Management | For | For |
| 2.4 | Elect Director Bonnie Biumi | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISRAMCO, INC.
MEETING DATE: DEC 18, 2013 | TICKER: ISRL SECURITY ID: 465141406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph From | Management | For | Withhold |
| 1.2 | Elect Director Max Pridgeon | Management | For | For |
| 1.3 | Elect Director Itai Ram | Management | For | For |
| 1.4 | Elect Director Haim Tsuff | Management | For | Withhold |
| 1.5 | Elect Director Frans Sluiter | Management | For | For |
| 1.6 | Elect Director Asaf Yarkoni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 01, 2014 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Eliassen | Management | For | For |
| 1.2 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.3 | Elect Director Michael V. Pulli | Management | For | For |
| 1.4 | Elect Director Charles H. Gaylord, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: OCT 31, 2013 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: DEC 26, 2013 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 2 | Reappoint Fahn Kanne & co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect Eyal Sheratzky as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Yoav Kahane as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.3 | Reelect Yigal Shani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Amos Kurz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: JAN 28, 2014 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Terms of Son Izzy Sheratzky, President and Controlling Shareholder | Management | For | For |
| 2 | Approve Employment Terms of Eyal Sheratzky, Co-CEO and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 3 | Approve Employment Terms of Nir Sheratzky, Co-CEO and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 4 | Approve Employment Terms of Mr. Gil Sheratzky, CEO of E-Com Global Electronic Commerce Ltd., a Wholly Owned Subsidiary, and the Son Izzy of Sheratzky, Controlling Shareholder | Management | For | For |
| 5 | Approve Consulting Agreement with Professor Yehuda Kahane, a Controlling Shareholder | Management | For | For |
| 6 | Approve Consulting Agreement Between Avner Kurz, a Controlling Shareholder, and a Brazilian Subsidiary | Management | For | For |
| 7 | Approve Purchase of D&O Liability Insurance Policies, from Time to Time, Including to Controlling Shareholders and Their Relatives, Who Serve at the Company and its Subsidiaries | Management | For | For |
| 8 | Amend Articles of Association Regarding Insurance and Indemnification of Office Holders | Management | For | For |
| 9 | Subject to the Approval of Item 8, Approve of Issue and Update Indemnification Agreements from Time to Time, Including to Controlling Shareholders and Their Relatives, Who Serve at the Company and its Subsidiaries | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: APR 30, 2014 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gidon Kotler as External Director for a Three Year Term | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
IVANHOE ENERGY INC.
MEETING DATE: APR 28, 2014 | TICKER: IE SECURITY ID: 465790301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Friedland | Management | For | For |
| 1.2 | Elect Director Carlos A. Cabrera | Management | For | For |
| 1.3 | Elect Director A. Robert Abboud | Management | For | For |
| 1.4 | Elect Director Howard R. Balloch | Management | For | For |
| 1.5 | Elect Director Robert G. Graham | Management | For | For |
| 1.6 | Elect Director Peter G. Meredith | Management | For | For |
| 1.7 | Elect Director Alexander A. Molyneux | Management | For | For |
| 1.8 | Elect Director Robert A. Pirraglia | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
IXYS CORPORATION
MEETING DATE: AUG 30, 2013 | TICKER: IXYS SECURITY ID: 46600W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald L. Feucht | Management | For | For |
| 1.2 | Elect Director Samuel Kory | Management | For | For |
| 1.3 | Elect Director S. Joon Lee | Management | For | For |
| 1.4 | Elect Director Timothy A. Richardson | Management | For | For |
| 1.5 | Elect Director James M. Thorburn | Management | For | For |
| 1.6 | Elect Director Kenneth D. Wong | Management | For | For |
| 1.7 | Elect Director Nathan Zommer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 18, 2014 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vincent Melchiorre | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: JUN 30, 2014 | TICKER: JASO SECURITY ID: 466090206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve to Re-elect Erying Jia as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Approve to Re-elect Yong Liu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Other Business (Voting) | Management | For | Against |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 13, 2013 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director Wesley A. Brown | Management | For | For |
| 1.3 | Elect Director Marla K. Shepard | Management | For | For |
| 1.4 | Elect Director John F. Prim | Management | For | For |
| 1.5 | Elect Director Thomas H. Wilson | Management | For | For |
| 1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.8 | Elect Director Laura G. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JACK IN THE BOX INC.
MEETING DATE: FEB 14, 2014 | TICKER: JACK SECURITY ID: 466367109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard A. Comma | Management | For | For |
| 1b | Elect Director David L. Goebel | Management | For | For |
| 1c | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1d | Elect Director Michael W. Murphy | Management | For | For |
| 1e | Elect Director James M. Myers | Management | For | For |
| 1f | Elect Director David M. Tehle | Management | For | For |
| 1g | Elect Director John T. Wyatt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JAKKS PACIFIC, INC.
MEETING DATE: DEC 06, 2013 | TICKER: JAKK SECURITY ID: 47012E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Berman | Management | For | For |
| 1.2 | Elect Director Robert E. Glick | Management | For | Withhold |
| 1.3 | Elect Director Michael G. Miller | Management | For | Withhold |
| 1.4 | Elect Director Murray L. Skala | Management | For | For |
| 1.5 | Elect Director Peter F. Reilly | Management | For | For |
| 1.6 | Elect Director Rex H. Poulsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
JAMBA, INC.
MEETING DATE: MAY 09, 2014 | TICKER: JMBA SECURITY ID: 47023A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James D. White | Management | For | For |
| 1b | Elect Director Lesley H. Howe | Management | For | For |
| 1c | Elect Director Richard L. Federico | Management | For | For |
| 1d | Elect Director Andrew R. Heyer | Management | For | For |
| 1e | Elect Director Michael A. Depatie | Management | For | For |
| 1f | Elect Director Lorna Donatone | Management | For | For |
| 1g | Elect Director David Pace | Management | For | For |
| 1h | Elect Director Marvin Igelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | Against |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: JDSU SECURITY ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Barnes | Management | For | For |
| 1.2 | Elect Director Martin A. Kaplan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: JBLU SECURITY ID: 477143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Barger | Management | For | For |
| 1b | Elect Director Jens Bischof | Management | For | For |
| 1c | Elect Director Peter Boneparth | Management | For | For |
| 1d | Elect Director David Checketts | Management | For | For |
| 1e | Elect Director Virginia Gambale | Management | For | For |
| 1f | Elect Director Stephan Gemkow | Management | For | For |
| 1g | Elect Director Ellen Jewett | Management | For | For |
| 1h | Elect Director Stanley McChrystal | Management | For | For |
| 1i | Elect Director Joel Peterson | Management | For | For |
| 1j | Elect Director Ann Rhoades | Management | For | For |
| 1k | Elect Director Frank Sica | Management | For | For |
| 1l | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JINPAN INTERNATIONAL LIMITED
MEETING DATE: OCT 11, 2013 | TICKER: JST SECURITY ID: G5138L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Zhiyuan Li as Director | Management | For | For |
| 1.2 | Elect Xiangsheng Ling as Director | Management | For | For |
| 1.3 | Elect Stephan R. Clark as Director | Management | For | For |
| 1.4 | Elect Donald S. Burris as Director | Management | For | For |
| 1.5 | Elect Li-Wen Zhang as Director | Management | For | For |
| 1.6 | Elect Xu Cai as Director | Management | For | For |
| 2 | Approve to Ratify the Appointment of Grant Thornton as 2013 Auditor | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
JIVE SOFTWARE, INC.
MEETING DATE: MAY 16, 2014 | TICKER: JIVE SECURITY ID: 47760A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Reilly | Management | For | For |
| 1.2 | Elect Director Charles (Chuck) J. Robel | Management | For | For |
| 1.3 | Elect Director Anthony Zingale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
JOE'S JEANS INC.
MEETING DATE: MAY 08, 2014 | TICKER: JOEZ SECURITY ID: 47777N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. (Sam) Furrow | Management | For | Withhold |
| 1.2 | Elect Director Marc B. Crossman | Management | For | Withhold |
| 1.3 | Elect Director Joanne Calabrese | Management | For | For |
| 1.4 | Elect Director Joe Dahan | Management | For | Withhold |
| 1.5 | Elect Director Kelly Hoffman | Management | For | For |
| 1.6 | Elect Director Peter Kim | Management | For | Withhold |
| 1.7 | Elect Director Suhail R. Rizvi | Management | For | For |
| 1.8 | Elect Director Kent Savage | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JOHN B. SANFILIPPO & SON, INC.
MEETING DATE: OCT 30, 2013 | TICKER: JBSS SECURITY ID: 800422107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Edgar | Management | For | For |
| 1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.3 | Elect Director Daniel M. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON OUTDOORS INC.
MEETING DATE: FEB 26, 2014 | TICKER: JOUT SECURITY ID: 479167108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry E. London | Management | For | For |
| 1.2 | Elect Director John M. Fahey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
JTH HOLDING, INC.
MEETING DATE: NOV 14, 2013 | TICKER: TAX SECURITY ID: 46637N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Garel | Management | For | For |
| 1.2 | Elect Director Steven Ibbotson | Management | For | For |
| 1.3 | Elect Director Ross N. Longfield | Management | For | For |
| 1.4 | Elect Director George T. Robson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: KALU SECURITY ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAMADA LTD.
MEETING DATE: SEP 11, 2013 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
KAMADA LTD.
MEETING DATE: JAN 28, 2014 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2.1 | Reelect Abraham Havron as External Director for an Additional Three Year Term | Management | For | For |
| 2.2 | Elect Estery Giloz-Ran as External Director for an Initial Three Year Term | Management | For | For |
| 3 | Subject to Approval of Item 2.2, Enter into an Indemnification Agreement with Estery Giloz-Ran | Management | For | Against |
| 4 | Subject to Approval of Item 2.2, Approve Grant of Options to Purchase Shares to External Directors, Including Estery Giloz-Ran | Management | For | For |
| 5 | Approve Grant of Options to Directors, Excluding External Directors, Leon Recanati, Chairman, and David Tsur, CEO and Director | Management | For | For |
| 6 | Grant Leon Recanati, Chairman, Options to Purchase Shares | Management | For | For |
| 7 | Approve Compensation of David Tsur, CEO and Director | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KAMADA LTD.
MEETING DATE: JUN 19, 2014 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Reuven Behar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Jonathan Hahn as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Tuvia Shoham as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect David Tsur as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Annual Cash Award to David Tsur, CEO, for 2013 | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 5 | Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KANSAS CITY LIFE INSURANCE COMPANY
MEETING DATE: APR 24, 2014 | TICKER: KCLI SECURITY ID: 484836101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter E. Bixby | Management | For | Withhold |
| 1.2 | Elect Director Kevin G. Barth | Management | For | For |
| 1.3 | Elect Director James T. Carr | Management | For | For |
| 1.4 | Elect Director Nancy Bixby Hudson | Management | For | For |
| 1.5 | Elect Director William A. Schalekamp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
KARYOPHARM THERAPEUTICS INC.
MEETING DATE: JUN 09, 2014 | TICKER: KPTI SECURITY ID: 48576U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry E. Greene | Management | For | For |
| 1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEARNY FINANCIAL CORP.
MEETING DATE: OCT 31, 2013 | TICKER: KRNY SECURITY ID: 487169104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Mazur, Jr. | Management | For | For |
| 1.2 | Elect Director Matthew T. McClane | Management | For | Withhold |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | Withhold |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEYNOTE SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: KEYN SECURITY ID: 493308100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
KFORCE INC.
MEETING DATE: APR 10, 2014 | TICKER: KFRC SECURITY ID: 493732101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Allred | Management | For | For |
| 1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
| 1.3 | Elect Director A. Gordon Tunstall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIMBALL INTERNATIONAL, INC.
MEETING DATE: OCT 15, 2013 | TICKER: KBALB SECURITY ID: 494274103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jack R. Wentworth | Management | For | For |
| |
|---|
KINGOLD JEWELRY, INC.
MEETING DATE: JUN 16, 2014 | TICKER: KGJI SECURITY ID: 49579A204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zhihong Jia | Management | For | For |
| 1.2 | Elect Director Jun Wang | Management | For | For |
| 1.3 | Elect Director H. David Sherman | Management | For | For |
| 1.4 | Elect Director Guang Chen | Management | For | For |
| 1.5 | Elect Director Bin Nan Zhang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
KIRKLAND'S, INC.
MEETING DATE: JUN 11, 2014 | TICKER: KIRK SECURITY ID: 497498105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Alderson | Management | For | For |
| 1.2 | Elect Director Carl T. Kirkland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Emiko Higashi | Management | For | For |
| 1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
| 1.4 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
KNIGHTSBRIDGE TANKERS LTD
MEETING DATE: SEP 20, 2013 | TICKER: VLCCF SECURITY ID: G5299G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Ola Lorentzon as Director | Management | For | Against |
| 2 | Reelect David M. White as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Herman Billung as Director | Management | For | Against |
| 5 | Elect Robert D. Somerville as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
KNIGHTSBRIDGE TANKERS LTD.
MEETING DATE: JUN 25, 2014 | TICKER: VLCCF SECURITY ID: G5299G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
KONGZHONG CORPORATION
MEETING DATE: DEC 18, 2013 | TICKER: KONG SECURITY ID: 50047P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Leilei Wang as Director for an Additional Three-year Term | Management | For | For |
| 2 | Approve to Re-Elect Xiaoxin Chen as Independent Director for an Additional Three-year Term | Management | For | For |
| 3 | Approve to Elect Xiaolong Li as Independent Director for One-year Term | Management | For | For |
| 4 | Approve the KongZhong Corporation 2013 Equity Incentive Plan | Management | For | Against |
| 5 | Approve to Re-appoint Deloitte Touche Tohmatsu as Auditor | Management | For | For |
| |
|---|
KOPIN CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: KOPN SECURITY ID: 500600101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. C. Fan | Management | For | For |
| 1.2 | Elect Director James K. Brewington | Management | For | For |
| 1.3 | Elect Director David E. Brook | Management | For | For |
| 1.4 | Elect Director Andrew H. Chapman | Management | For | For |
| 1.5 | Elect Director Morton Collins | Management | For | For |
| 1.6 | Elect Director Chi Chia Hsieh | Management | For | For |
| 1.7 | Elect Director Michael J. Landine | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
KRAFT FOODS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: KRFT SECURITY ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Abstain |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
| |
|---|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: KTOS SECURITY ID: 50077B207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Anderson | Management | For | For |
| 1.2 | Elect Director Bandel Carano | Management | For | For |
| 1.3 | Elect Director Eric DeMarco | Management | For | For |
| 1.4 | Elect Director William Hoglund | Management | For | For |
| 1.5 | Elect Director Scot Jarvis | Management | For | For |
| 1.6 | Elect Director Jane Judd | Management | For | For |
| 1.7 | Elect Director Samuel Liberatore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KULICKE AND SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 18, 2014 | TICKER: KLIC SECURITY ID: 501242101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director MacDonell Roehm, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KVH INDUSTRIES, INC.
MEETING DATE: JUN 11, 2014 | TICKER: KVHI SECURITY ID: 482738101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W.B. Kits van Heyningen | Management | For | For |
| 1.2 | Elect Director Bruce J. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | Withhold |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
L & L ENERGY, INC.
MEETING DATE: SEP 16, 2013 | TICKER: LLEN SECURITY ID: 50162D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dickson V. Lee | Management | For | For |
| 1.2 | Elect Director Syd S. Peng | Management | For | For |
| 1.3 | Elect Director Jingcai Yang | Management | For | For |
| 1.4 | Elect Director Mohan Datwani | Management | For | For |
| 1.5 | Elect Director Joseph Borich | Management | For | For |
| 1.6 | Elect Director James Schaeffer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
L. B. FOSTER COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: FSTR SECURITY ID: 350060109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Bauer | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Peter McIlroy, II | Management | For | For |
| 1.4 | Elect Director G. Thomas McKane | Management | For | For |
| 1.5 | Elect Director Diane B. Owen | Management | For | For |
| 1.6 | Elect Director William H. Rackoff | Management | For | For |
| 1.7 | Elect Director Suzanne B. Rowland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Bosma | Management | For | For |
| 1.2 | Elect Director Mark J. Fredericks | Management | For | For |
| 1.3 | Elect Director Janeth C. Hendershot | Management | For | For |
| 1.4 | Elect Director Robert B. Nicholson, III | Management | For | For |
| 1.5 | Elect Director Edward B. Deutsch | Management | For | Withhold |
| 1.6 | Elect Director Thomas J. Marino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
| 1.4 | Elect Director Michael L. Kubacki | Management | For | For |
| 1.5 | Elect Director Charles E. Niemier | Management | For | For |
| 1.6 | Elect Director Steven D. Ross | Management | For | For |
| 1.7 | Elect Director Brian J. Smith | Management | For | For |
| 1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
| 1.9 | Elect Director Ronald D. Truex | Management | For | For |
| 1.10 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 07, 2013 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: LAMR SECURITY ID: 512815101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANCASTER COLONY CORPORATION
MEETING DATE: NOV 18, 2013 | TICKER: LANC SECURITY ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.2 | Elect Director Alan F. Harris | Management | For | For |
| 1.3 | Elect Director Zuheir Sofia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANDEC CORPORATION
MEETING DATE: OCT 10, 2013 | TICKER: LNDC SECURITY ID: 514766104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean Hollis | Management | For | For |
| 1.2 | Elect Director Robert Tobin | Management | For | For |
| 1.3 | Elect Director Nicholas Tompkins | Management | For | For |
| 1.4 | Elect Director Tonia Pankopf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Bannister | Management | For | For |
| 1.2 | Elect Director Michael A. Henning | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
| 1.2 | Elect Director Patrick S. Jones | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director John Bourgoin | Management | For | For |
| 1.5 | Elect Director Balaji Krishnamurthy | Management | For | For |
| 1.6 | Elect Director Robert R. Herb | Management | For | For |
| 1.7 | Elect Director Mark E. Jensen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LAWSON PRODUCTS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: LAWS SECURITY ID: 520776105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald B. Port | Management | For | For |
| 1.2 | Elect Director Wilma J. Smelcer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAYNE CHRISTENSEN COMPANY
MEETING DATE: JUN 06, 2014 | TICKER: LAYN SECURITY ID: 521050104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A.B. Brown | Management | For | For |
| 1.2 | Elect Director J. Samuel Butler | Management | For | For |
| 1.3 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.4 | Elect Director John T. Nesser, III | Management | For | For |
| 1.5 | Elect Director Nelson Obus | Management | For | For |
| 1.6 | Elect Director Rene J. Robichaud | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LCA-VISION INC.
MEETING DATE: MAY 07, 2014 | TICKER: LCAV SECURITY ID: 501803308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LCNB CORP.
MEETING DATE: APR 29, 2014 | TICKER: LCNB SECURITY ID: 50181P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Leasure | Management | For | For |
| 1.2 | Elect Director William H. Kaufman | Management | For | For |
| 1.3 | Elect Director Rick L. Blossom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LDR HOLDING CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: LDRH SECURITY ID: 50185U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph Aragona | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LE GAGA HOLDINGS LIMITED
MEETING DATE: DEC 20, 2013 | TICKER: GAGA SECURITY ID: 521168104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Na Lai Chiu as Director | Management | For | For |
| 2 | Reelect Gordon Xiaogang Wang as Director | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| 4 | Authorize Shing Yung Ma to Ratify and Execute Approved Resolutions as He Sees Fit | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: OCT 30, 2013 | TICKER: LEAP SECURITY ID: 521863308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LEARNING TREE INTERNATIONAL, INC.
MEETING DATE: MAR 13, 2014 | TICKER: LTRE SECURITY ID: 522015106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Bain, III | Management | For | For |
| 1.2 | Elect Director Mary C. Collins | Management | For | For |
| 1.3 | Elect Director Richard A. Spires | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEGACY RESERVES LP
MEETING DATE: MAY 15, 2014 | TICKER: LGCY SECURITY ID: 524707304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary D. Brown | Management | For | For |
| 1.2 | Elect Director Kyle A. McGraw | Management | For | For |
| 1.3 | Elect Director Dale A. Brown | Management | For | For |
| 1.4 | Elect Director G. Larry Lawrence | Management | For | For |
| 1.5 | Elect Director William D. (Bill) Sullivan | Management | For | For |
| 1.6 | Elect Director William R. Granberry | Management | For | For |
| 1.7 | Elect Director Kyle D. Vann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEMAITRE VASCULAR, INC.
MEETING DATE: JUN 03, 2014 | TICKER: LMAT SECURITY ID: 525558201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Roush | Management | For | For |
| 1.2 | Elect Director Michael H. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LXRX SECURITY ID: 528872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | Withhold |
| 1.3 | Elect Director Judith L. Swain | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LHC GROUP, INC.
MEETING DATE: JUN 19, 2014 | TICKER: LHCG SECURITY ID: 50187A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith G. Myers | Management | For | For |
| 1.2 | Elect Director George A. Lewis | Management | For | For |
| 1.3 | Elect Director Christopher S. Shackelton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JAN 30, 2014 | TICKER: LBTYA SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JAN 30, 2014 | TICKER: LBTYA SECURITY ID: G5480U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 26, 2014 | TICKER: LBTYK SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | For |
| 3 | Elect Director J.C. Sparkman | Management | For | For |
| 4 | Elect Director J. David Wargo | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 26, 2014 | TICKER: LBTYK SECURITY ID: G5480U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | For |
| 3 | Elect Director J.C. Sparkman | Management | For | For |
| 4 | Elect Director J. David Wargo | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| |
|---|
LIFE PARTNERS HOLDINGS, INC.
MEETING DATE: AUG 05, 2013 | TICKER: LPHI SECURITY ID: 53215T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. Pardo | Management | For | Withhold |
| 1.2 | Elect Director R. Scott Peden | Management | For | Withhold |
| 1.3 | Elect Director Tad M. Ballantyne | Management | For | For |
| 1.4 | Elect Director Fredrick J. Dewald | Management | For | Withhold |
| 1.5 | Elect Director Harold E. Rafuse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: AUG 21, 2013 | TICKER: LIFE SECURITY ID: 53217V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIFEPOINT HOSPITALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: LPNT SECURITY ID: 53219L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Carpenter, III | Management | For | For |
| 1.2 | Elect Director Richard H. Evans | Management | For | For |
| 1.3 | Elect Director Michael P. Haley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LIFETIME BRANDS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: LCUT SECURITY ID: 53222Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Siegel | Management | For | For |
| 1.2 | Elect Director Ronald Shiftan | Management | For | For |
| 1.3 | Elect Director Craig Phillips | Management | For | For |
| 1.4 | Elect Director David E. R. Dangoor | Management | For | For |
| 1.5 | Elect Director Michael Jeary | Management | For | For |
| 1.6 | Elect Director John Koegel | Management | For | For |
| 1.7 | Elect Director Cherrie Nanninga | Management | For | For |
| 1.8 | Elect Director Dennis E. Reaves | Management | For | For |
| 1.9 | Elect Director Michael J. Regan | Management | For | For |
| 1.10 | Elect Director William U. Westerfield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFEVANTAGE CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: LFVN SECURITY ID: 53222K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Beindorff | Management | For | For |
| 1.2 | Elect Director David S. Manovich | Management | For | For |
| 1.3 | Elect Director Garry Mauro | Management | For | For |
| 1.4 | Elect Director George E. Metzger | Management | For | For |
| 1.5 | Elect Director Douglas C. Robinson | Management | For | For |
| 1.6 | Elect Director Richard Okumoto | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIFEWAY FOODS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: LWAY SECURITY ID: 531914109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ludmila Smolyansky | Management | For | Withhold |
| 1.2 | Elect Director Julie Smolyansky | Management | For | Withhold |
| 1.3 | Elect Director Pol Sikar | Management | For | Withhold |
| 1.4 | Elect Director Renzo Bernardi | Management | For | Withhold |
| 1.5 | Elect Director Gustavo Carlos Valle | Management | For | Withhold |
| 1.6 | Elect Director Paul Lee | Management | For | Withhold |
| 1.7 | Elect Director Jason Scher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 04, 2014 | TICKER: LGND SECURITY ID: 53220K504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director David M. Knott | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Spin-off Agreement | Shareholder | Against | Against |
| |
|---|
LIGHTBRIDGE CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: LTBR SECURITY ID: 53224K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Grae | Management | For | For |
| 1.2 | Elect Director Thomas Graham, Jr. | Management | For | For |
| 1.3 | Elect Director Victor E. Alessi | Management | For | For |
| 1.4 | Elect Director Kathleen Kennedy Townsend | Management | For | For |
| 1.5 | Elect Director Daniel B. Magraw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIHUA INTERNATIONAL, INC.
MEETING DATE: OCT 19, 2013 | TICKER: LIWA SECURITY ID: 532352101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Zhu | Management | For | For |
| 1.2 | Elect Director Yaying Wang | Management | For | For |
| 1.3 | Elect Director Robert C. Bruce | Management | For | For |
| 1.4 | Elect Director Jonathan P. Serbin | Management | For | For |
| 1.5 | Elect Director Siu Ki 'Kelvin' Lau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIME ENERGY CO.
MEETING DATE: DEC 03, 2013 | TICKER: LIME SECURITY ID: 53261U304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory T. Barnum | Management | For | Withhold |
| 1.2 | Elect Director Christopher W. Capps | Management | For | Withhold |
| 1.3 | Elect Director Stephen Glick | Management | For | Withhold |
| 1.4 | Elect Director Richard P. Kiphart | Management | For | Withhold |
| 1.5 | Elect Director John O'Rourke | Management | For | Withhold |
| 2 | Approve Conversion of Securities | Management | For | Against |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
LIMELIGHT NETWORKS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: LLNW SECURITY ID: 53261M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D. Amaral | Management | For | For |
| 1.2 | Elect Director Gray Hall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LIMONEIRA COMPANY
MEETING DATE: MAR 25, 2014 | TICKER: LMNR SECURITY ID: 532746104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan M. Pinkerton | Management | For | For |
| 1.2 | Elect Director Alan M. Teague | Management | For | For |
| 1.3 | Elect Director Robert M. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN EDUCATIONAL SERVICES CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: LINC SECURITY ID: 533535100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alvin O. Austin | Management | For | For |
| 1.2 | Elect Director Peter S. Burgess | Management | For | For |
| 1.3 | Elect Director James J. Burke, Jr. | Management | For | For |
| 1.4 | Elect Director Celia H. Currin | Management | For | For |
| 1.5 | Elect Director Paul E. Glaske | Management | For | For |
| 1.6 | Elect Director Charles F. Kalmbach | Management | For | For |
| 1.7 | Elect Director Shaun E. McAlmont | Management | For | For |
| 1.8 | Elect Director Alexis P. Michas | Management | For | For |
| 1.9 | Elect Director J. Barry Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN ELECTRIC HOLDINGS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LECO SECURITY ID: 533900106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Gunning | Management | For | For |
| 1.2 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.3 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.4 | Elect Director Phillip J. Mason | Management | For | For |
| 1.5 | Elect Director Hellene S. Runtagh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: LLTC SECURITY ID: 535678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 1.2 | Elect Director Lothar Maier | Management | For | For |
| 1.3 | Elect Director Arthur C. Agnos | Management | For | For |
| 1.4 | Elect Director John J. Gordon | Management | For | For |
| 1.5 | Elect Director David S. Lee | Management | For | For |
| 1.6 | Elect Director Richard M. Moley | Management | For | For |
| 1.7 | Elect Director Thomas S. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINN ENERGY, LLC
MEETING DATE: DEC 16, 2013 | TICKER: LINE SECURITY ID: 536020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Alcorn | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Mark E. Ellis | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINN ENERGY, LLC
MEETING DATE: APR 22, 2014 | TICKER: LINE SECURITY ID: 536020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINNCO, LLC
MEETING DATE: DEC 16, 2013 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Amendments to the LLC Agreement | Management | For | For |
| 3 | Approve Amendments to the LLC Agreement that Continue to be in Effect After Closing of Transactions | Management | For | For |
| 4.1 | Elect Director George A. Alcorn | Management | For | For |
| 4.2 | Elect Director David D. Dunlap | Management | For | For |
| 4.3 | Elect Director Mark E. Ellis | Management | For | For |
| 4.4 | Elect Director Michael C. Linn | Management | For | For |
| 4.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 4.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Issue Shares in Connection with Acquisition | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Abstain |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINNCO, LLC
MEETING DATE: APR 22, 2014 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 06, 2014 | TICKER: LIOX SECURITY ID: 536252109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Paul A. Kavanagh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIQUIDITY SERVICES, INC.
MEETING DATE: FEB 27, 2014 | TICKER: LQDT SECURITY ID: 53635B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip A. Clough | Management | For | For |
| 1.2 | Elect Director George H. Ellis | Management | For | For |
| 1.3 | Elect Director Jaime Mateus-Tique | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LITTELFUSE, INC.
MEETING DATE: APR 25, 2014 | TICKER: LFUS SECURITY ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tzau-Jin (T. J.) Chung | Management | For | For |
| 1.2 | Elect Director Cary T. Fu | Management | For | For |
| 1.3 | Elect Director Anthony Grillo | Management | For | For |
| 1.4 | Elect Director Gordon Hunter | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director William P. Noglows | Management | For | For |
| 1.7 | Elect Director Ronald L. Schubel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 05, 2014 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Block | Management | For | For |
| 1.2 | Elect Director David Vaskevitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LJ INTERNATIONAL INC.
MEETING DATE: JUL 09, 2013 | TICKER: JADE SECURITY ID: G55312105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Authorized Directors of the Company to do All Things Necessary to Give Effect to the Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LMI AEROSPACE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: LMIA SECURITY ID: 502079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanford S. Neuman | Management | For | Withhold |
| 1.2 | Elect Director John S. Eulich | Management | For | For |
| 1.3 | Elect Director Judith W. Northup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LOGITECH INTERNATIONAL S.A.
MEETING DATE: SEP 04, 2013 | TICKER: LOGI SECURITY ID: H50430232
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Appropriation Of Retained Earnings | Management | For | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 7 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 8.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
| 8.2 | Reelect Kee-Lock Chua as Director | Management | For | Did Not Vote |
| 8.3 | Reelect Sally Davis as Director | Management | For | Did Not Vote |
| 8.4 | Reelect Guerrino De Luca as Director | Management | For | Did Not Vote |
| 8.5 | Reelect Didier Hirsch as Director | Management | For | Did Not Vote |
| 8.6 | Reelect Neil Hunt as Director | Management | For | Did Not Vote |
| 8.7 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
| 8.8 | Elect Bracken P. Darrell as Director | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Benson | Management | For | For |
| 1.2 | Elect Director Michael J. Christenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOJACK CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: LOJN SECURITY ID: 539451104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Gary E. Dilts | Management | For | For |
| 1.3 | Elect Director Marcia J. Hooper | Management | For | For |
| 1.4 | Elect Director Philip Horlock | Management | For | For |
| 1.5 | Elect Director John H. MacKinnon | Management | For | For |
| 1.6 | Elect Director Robert J. Murray | Management | For | For |
| 1.7 | Elect Director Randy L. Ortiz | Management | For | For |
| 1.8 | Elect Director Robert L. Rewey | Management | For | For |
| 1.9 | Elect Director David J. Shea | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LORAL SPACE & COMMUNICATIONS INC.
MEETING DATE: DEC 09, 2013 | TICKER: LORL SECURITY ID: 543881106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur L. Simon | Management | For | For |
| 1.2 | Elect Director John P. Stenbit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LPATH, INC.
MEETING DATE: JUN 27, 2014 | TICKER: LPTN SECURITY ID: 548910306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Ferrell | Management | For | For |
| 1.2 | Elect Director Charles A. Mathews | Management | For | For |
| 1.3 | Elect Director Scott R. Pancoast | Management | For | For |
| 1.4 | Elect Director Daniel H. Petree | Management | For | For |
| 1.5 | Elect Director Daniel L. Kisner | Management | For | For |
| 1.6 | Elect Director Donald R. Swortwood | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 06, 2014 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Boyce | Management | For | For |
| 1.2 | Elect Director John J. Brennan | Management | For | For |
| 1.3 | Elect Director Mark S. Casady | Management | For | For |
| 1.4 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.5 | Elect Director James S. Putnam | Management | For | For |
| 1.6 | Elect Director James S. Riepe | Management | For | For |
| 1.7 | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LSI CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LSI SECURITY ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LSI INDUSTRIES INC.
MEETING DATE: NOV 21, 2013 | TICKER: LYTS SECURITY ID: 50216C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Beech | Management | For | For |
| 1.2 | Elect Director Gary P. Kreider | Management | For | For |
| 1.3 | Elect Director Dennis B. Meyer | Management | For | For |
| 1.4 | Elect Director Wilfred T. O'Gara | Management | For | For |
| 1.5 | Elect Director Robert J. Ready | Management | For | For |
| 1.6 | Elect Director Mark A. Serrianne | Management | For | For |
| 1.7 | Elect Director James P. Sferra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 10, 2013 | TICKER: LTXC SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director David G. Tacelli | Management | For | For |
| 1.3 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: XCRA SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Xcerra Corporation | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2014 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LUMINEX CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: LMNX SECURITY ID: 55027E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred C. Goad, Jr. | Management | For | For |
| 1.2 | Elect Director Jim D. Kever | Management | For | For |
| 1.3 | Elect Director Jay B. Johnston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LUMOS NETWORKS CORP.
MEETING DATE: MAY 06, 2014 | TICKER: LMOS SECURITY ID: 550283105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Steven G. Felsher | Management | For | For |
| 1.3 | Elect Director Robert E. Guth | Management | For | Against |
| 1.4 | Elect Director Michael Huber | Management | For | For |
| 1.5 | Elect Director James A. Hyde | Management | For | For |
| 1.6 | Elect Director Julia B. North | Management | For | For |
| 1.7 | Elect Director Michael K. Robinson | Management | For | Against |
| 1.8 | Elect Director Jerry E. Vaughn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: MTSI SECURITY ID: 55405Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Bland | Management | For | Withhold |
| 1.2 | Elect Director Mark Edelstone | Management | For | For |
| 1.3 | Elect Director Susan Ocampo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACATAWA BANK CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: MCBC SECURITY ID: 554225102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark J. Bugge | Management | For | For |
| 1b | Elect Director Birgit M. Klohs | Management | For | For |
| 1c | Elect Director Arend D. Lubbers | Management | For | For |
| 1d | Elect Director Thomas P. Rosenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACROGENICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: MGNX SECURITY ID: 556099109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Koenig | Management | For | For |
| 1.2 | Elect Director Matthew Fust | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAGELLAN HEALTH SERVICES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MGLN SECURITY ID: 559079207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. McBride | Management | For | For |
| 1.2 | Elect Director Robert M. Le Blanc | Management | For | For |
| 1.3 | Elect Director Perry G. Fine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MAGIC SOFTWARE ENTERPRISES LTD.
MEETING DATE: SEP 11, 2013 | TICKER: MGIC SECURITY ID: 559166103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Guy Bernstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Naamit Salomon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Yehezkel Zeira as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Amend Terms of 2007 Incentive Compensation Plan | Management | For | For |
| 3 | Approve Compensation of Naamit Salomon | Management | For | Against |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
MAGICJACK VOCALTEC LTD.
MEETING DATE: JUL 03, 2013 | TICKER: CALL SECURITY ID: M6787E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Burns | Management | For | For |
| 1.2 | Elect Director Richard Harris | Management | For | For |
| 1.3 | Elect Director Yuen Wah Sing | Management | For | For |
| 1.4 | Elect Director Gerald Vento | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Employment Agreements with Gerald Vento | Management | For | Against |
| 4 | Approve Share Grant Arrangement with Richard Harris | Management | For | Against |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Reappoint BDO USA, LLP and BDO Ziv Haft, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
MAGICJACK VOCALTEC LTD.
MEETING DATE: APR 23, 2014 | TICKER: CALL SECURITY ID: M6787E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Burns | Management | For | For |
| 1.2 | Elect Director Richard Harris | Management | For | For |
| 1.3 | Elect Director Yuen Wah Sing | Management | For | For |
| 1.4 | Elect Director Gerald Vento | Management | For | For |
| 2 | Elect Director Tal Yaron-Eldar | Management | For | For |
| 3 | Approve Restricted Share Grant to Donald A. Burns and Richard Harris | Management | For | For |
| 4 | Approve Restricted Share Grant to Tal Yaron-Eldar and Yoseph Dauber | Management | For | For |
| 5 | Approve the Grant of Options and Cash Compensation to Yuen Wah Sing | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Approve the Purchase of Officers and Directors Liability Insurance Coverage | Management | For | For |
| 9 | Reappoint BDO USA, LLP and BDO Ziv Haft, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MAIDEN HOLDINGS, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: MHLD SECURITY ID: G5753U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry D. Zyskind as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.2 | Elect Simcha G. Lyons as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.3 | Elect Raymond M. Neff as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.4 | Elect Yehuda L. Neuberger as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.5 | Elect Steven H. Nigro as Director of Maiden Holdings, Ltd. | Management | For | For |
| 2.6 | Elect Patrick J. Haveron as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.7 | Elect David A. Lamneck as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.8 | Elect John M. Marshaleck as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.9 | Elect Lawrence F. Metz as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.10 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 2.11 | Elect Karen L. Schmitt as Director of Maiden Insurance Company Ltd. | Management | For | For |
| 3.12 | Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.13 | Elect John M. Marshaleck as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.14 | Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.15 | Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.16 | Elect Maxwell Reid as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Change Subsidiary Name to Maiden Reinsurance Ltd. | Management | For | For |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MAINSOURCE FINANCIAL GROUP, INC.
MEETING DATE: APR 30, 2014 | TICKER: MSFG SECURITY ID: 56062Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Bardwell | Management | For | For |
| 1.2 | Elect Director William G. Barron | Management | For | For |
| 1.3 | Elect Director Archie M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director Brian J. Crall | Management | For | For |
| 1.5 | Elect Director Philip A. Frantz | Management | For | For |
| 1.6 | Elect Director D.J. Hines | Management | For | For |
| 1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Director Lawrence R. Rueff | Management | For | For |
| 1.9 | Elect Director John G. Seale | Management | For | For |
| 1.10 | Elect Director Charles J. Thayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAJESCO ENTERTAINMENT COMPANY
MEETING DATE: APR 25, 2014 | TICKER: COOL SECURITY ID: 560690208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan I. Grafman | Management | For | For |
| 1.2 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MAKEMYTRIP LTD
MEETING DATE: SEP 25, 2013 | TICKER: MMYT SECURITY ID: V5633W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 3 | Reelect Gyaneshwarnath Gowrea as a Director | Management | For | Against |
| 4 | Reelect Vivek N Gour as a Director | Management | For | For |
| 5 | Reelect Keyur Joshi as a Director | Management | For | Against |
| 6 | Reelect Rajesh Magow as a Director | Management | For | Against |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: DEC 13, 2013 | TICKER: MAKO SECURITY ID: 560879108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Cassidy | Management | For | For |
| 1.2 | Elect Director Eddie Capel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MANITEX INTERNATIONAL, INC.
MEETING DATE: JUN 05, 2014 | TICKER: MNTX SECURITY ID: 563420108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Clark | Management | For | For |
| 1.2 | Elect Director Robert S. Gigliotti | Management | For | For |
| 1.3 | Elect Director Frederick B. Knox | Management | For | For |
| 1.4 | Elect Director David J. Langevin | Management | For | For |
| 1.5 | Elect Director Marvin B. Rosenberg | Management | For | For |
| 1.6 | Elect Director Stephen J. Tober | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANNATECH, INCORPORATED
MEETING DATE: MAY 28, 2014 | TICKER: MTEX SECURITY ID: 563771203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Kennedy | Management | For | For |
| 1.2 | Elect Director Robert A. Toth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MANNKIND CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: MNKD SECURITY ID: 56400P201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred E. Mann | Management | For | For |
| 1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
| 1.3 | Elect Director Ronald Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Kent Kresa | Management | For | For |
| 1.6 | Elect Director David H. MacCallum | Management | For | For |
| 1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: MANT SECURITY ID: 564563104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | Withhold |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | For |
| 1.5 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
| 1.6 | Elect Director Richard J. Kerr | Management | For | For |
| 1.7 | Elect Director Kenneth A. Minihan | Management | For | For |
| 1.8 | Elect Director Stephen W. Porter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARCHEX, INC.
MEETING DATE: MAY 02, 2014 | TICKER: MCHX SECURITY ID: 56624R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell C. Horowitz | Management | For | For |
| 1.2 | Elect Director Dennis Cline | Management | For | For |
| 1.3 | Elect Director Anne Devereux-Mills | Management | For | For |
| 1.4 | Elect Director Nicolas Hanauer | Management | For | For |
| 1.5 | Elect Director M. Wayne Wisehart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MARKET LEADER, INC.
MEETING DATE: AUG 16, 2013 | TICKER: LEDR SECURITY ID: 57056R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Steven L. Begleiter | Management | For | For |
| 1c | Elect Director Stephen P. Casper | Management | For | For |
| 1d | Elect Director Jane Chwick | Management | For | For |
| 1e | Elect Director William F. Cruger | Management | For | For |
| 1f | Elect Director David G. Gomach | Management | For | For |
| 1g | Elect Director Carlos M. Hernandez | Management | For | For |
| 1h | Elect Director Ronald M. Hersch | Management | For | For |
| 1i | Elect Director John Steinhardt | Management | For | For |
| 1j | Elect Director James J. Sullivan | Management | For | For |
| 1k | Elect Director Lesley Daniels Webster | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARKETO, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MKTO SECURITY ID: 57063L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Roger S. Siboni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARLIN BUSINESS SERVICES CORP.
MEETING DATE: OCT 24, 2013 | TICKER: MRLN SECURITY ID: 571157106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Calamari | Management | For | For |
| 1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Daniel P. Dyer | Management | For | For |
| 1.4 | Elect Director Kevin J. McGinty | Management | For | For |
| 1.5 | Elect Director Matthew J. Sullivan | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director James W. Wert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARLIN BUSINESS SERVICES CORP.
MEETING DATE: JUN 03, 2014 | TICKER: MRLN SECURITY ID: 571157106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Calamari | Management | For | For |
| 1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Daniel P. Dyer | Management | For | For |
| 1.4 | Elect Director Matthew J. Sullivan | Management | For | For |
| 1.5 | Elect Director J. Christopher Teets | Management | For | For |
| 1.6 | Elect Director James W. Wert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 09, 2014 | TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director John W. Marriott, III | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Harry J. Pearce | Management | For | For |
| 1.9 | Elect Director Steven S Reinemund | Management | For | For |
| 1.10 | Elect Director W. Mitt Romney | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
MARRONE BIO INNOVATIONS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: MBII SECURITY ID: 57165B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela G. Marrone | Management | For | For |
| 1.2 | Elect Director Les Lyman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 06, 2014 | TICKER: MRTN SECURITY ID: 573075108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MASIMO CORPORATION
MEETING DATE: OCT 02, 2013 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe Kiani | Management | For | For |
| 1.2 | Elect Director Jack Lasersohn | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | Against |
| 1.2 | Elect Director Sanford Fitch | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MATERIAL SCIENCES CORPORATION
MEETING DATE: MAR 20, 2014 | TICKER: MASC SECURITY ID: 576674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MATRIX SERVICE COMPANY
MEETING DATE: NOV 14, 2013 | TICKER: MTRX SECURITY ID: 576853105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Hewitt | Management | For | For |
| 1.2 | Elect Director Michael J. Hall | Management | For | For |
| 1.3 | Elect Director I. Edgar 'Ed' Hendrix | Management | For | For |
| 1.4 | Elect Director Paul K. Lackey | Management | For | For |
| 1.5 | Elect Director Tom E. Maxwell | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTEL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: MAT SECURITY ID: 577081102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Dominic Ng | Management | For | For |
| 1e | Elect Director Vasant M. Prabhu | Management | For | For |
| 1f | Elect Director Andrea L. Rich | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Bryan G. Stockton | Management | For | For |
| 1j | Elect Director Dirk Van de Put | Management | For | For |
| 1k | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MATTERSIGHT CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: MATR SECURITY ID: 577097108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly D. Conway | Management | For | For |
| 1.2 | Elect Director David B. Mullen | Management | For | For |
| 1.3 | Elect Director Michael J. Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTHEWS INTERNATIONAL CORPORATION
MEETING DATE: FEB 20, 2014 | TICKER: MATW SECURITY ID: 577128101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Turner | Management | For | For |
| 1.2 | Elect Director Gregory S. Babe | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATTRESS FIRM HOLDING CORP.
MEETING DATE: MAY 29, 2014 | TICKER: MFRM SECURITY ID: 57722W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Childs | Management | For | For |
| 1.2 | Elect Director Joseph M. Fortunato | Management | For | For |
| 1.3 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTSON TECHNOLOGY, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MTSN SECURITY ID: 577223100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fusen E. Chen | Management | For | For |
| 1.2 | Elect Director Kenneth Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: DEC 11, 2013 | TICKER: MXWL SECURITY ID: 577767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Rossi | Management | For | For |
| 1.2 | Elect Director Burkhard Goeschel | Management | For | For |
| 1.3 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MXWL SECURITY ID: 577767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Guyett | Management | For | For |
| 1.2 | Elect Director Yon Yoon Jorden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: FEB 26, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director Mitchell Feiger | Management | For | For |
| 1c | Elect Director Charles J. Gries | Management | For | For |
| 1d | Elect Director James N. Hallene | Management | For | For |
| 1e | Elect Director Thomas H. Harvey | Management | For | For |
| 1f | Elect Director Richard J. Holmstrom | Management | For | For |
| 1g | Elect Director Karen J. May | Management | For | For |
| 1h | Elect Director Ronald D. Santo | Management | For | For |
| 1i | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MBT FINANCIAL CORP.
MEETING DATE: MAY 01, 2014 | TICKER: MBTF SECURITY ID: 578877102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter H. Carlton | Management | For | For |
| 1.2 | Elect Director H. Douglas Chaffin | Management | For | For |
| 1.3 | Elect Director Joseph S. Daly | Management | For | Withhold |
| 1.4 | Elect Director Edwin L. Harwood | Management | For | For |
| 1.5 | Elect Director Michael J. Miller | Management | For | For |
| 1.6 | Elect Director Debra J. Shah | Management | For | For |
| 1.7 | Elect Director John L. Skibski | Management | For | For |
| 1.8 | Elect Director Karen M. Wilson-Smithbauer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCGRATH RENTCORP
MEETING DATE: JUN 11, 2014 | TICKER: MGRC SECURITY ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Dawson | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.3 | Elect Director Robert C. Hood | Management | For | For |
| 1.4 | Elect Director Dennis C. Kakures | Management | For | For |
| 1.5 | Elect Director M. Richard Smith | Management | For | For |
| 1.6 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.7 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MDCA SECURITY ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare Copeland | Management | For | Withhold |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | Withhold |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | Withhold |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Irwin D. Simon | Management | For | Withhold |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
MEASUREMENT SPECIALTIES, INC.
MEETING DATE: SEP 19, 2013 | TICKER: MEAS SECURITY ID: 583421102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Arnold | Management | For | For |
| 1.2 | Elect Director Frank D. Guidone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MEDALLION FINANCIAL CORP.
MEETING DATE: JUN 06, 2014 | TICKER: TAXI SECURITY ID: 583928106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry L. Aaron | Management | For | For |
| 1.2 | Elect Director Henry D. Jackson | Management | For | For |
| 1.3 | Elect Director Alvin Murstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDASSETS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MDAS SECURITY ID: 584045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rand A. Ballard | Management | For | Withhold |
| 1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | Withhold |
| 1.3 | Elect Director R. Halsey Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDICAL ACTION INDUSTRIES INC.
MEETING DATE: AUG 08, 2013 | TICKER: MDCI SECURITY ID: 58449L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Meringolo | Management | For | For |
| 1.2 | Elect Director Kenneth R. Newsome | Management | For | For |
| 1.3 | Elect Director Pamela R. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEI PHARMA, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MEIP SECURITY ID: 55279B202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Rueckert | Management | For | For |
| 1.2 | Elect Director Christine A. White | Management | For | For |
| 1.3 | Elect Director Thomas C. Reynolds | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 26, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 21, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
| 2b | Elect William Todd Nisbet as Director | Management | For | For |
| 2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
| 2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: JAN 07, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve The Company's Compensation Philosophy Statement | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: MAY 19, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eyal Waldman as Director | Management | For | For |
| 1.2 | Elect Irwin Federman as Director | Management | For | For |
| 1.3 | Elect Dov Baharav as Director | Management | For | For |
| 1.4 | Elect Glenda Dorchak as Director | Management | For | For |
| 1.5 | Elect Thomas Weatherford as Director | Management | For | For |
| 2 | Elect David Perlmutter as Director | Management | For | For |
| 3 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 4 | Approve Restricted Stock Units to Eyal Waldman | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Compensation of Irwin Federman | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEMSIC, INC.
MEETING DATE: SEP 16, 2013 | TICKER: MEMS SECURITY ID: 586264103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MENTOR GRAPHICS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: MENT SECURITY ID: 587200106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith L. Barnes | Management | For | Withhold |
| 1.2 | Elect Director Peter Bonfield | Management | For | Withhold |
| 1.3 | Elect Director Gregory K. Hinckley | Management | For | Withhold |
| 1.4 | Elect Director J. Daniel McCranie | Management | For | Withhold |
| 1.5 | Elect Director Patrick B. McManus | Management | For | Withhold |
| 1.6 | Elect Director Walden C. Rhines | Management | For | Withhold |
| 1.7 | Elect Director David S. Schechter | Management | For | Withhold |
| 1.8 | Elect Director Jeffrey M. Stafeil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bundled Compensation Plans | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 17, 2014 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Segal | Management | For | For |
| 1.2 | Elect Director Michael Spence | Management | For | Withhold |
| 1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: DEC 12, 2013 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk J. Agerson | Management | For | For |
| 1.2 | Elect Director David M. Cassard | Management | For | For |
| 1.3 | Elect Director Edward J. Clark | Management | For | For |
| 1.4 | Elect Director John F. Donnelly | Management | For | For |
| 1.5 | Elect Director Michael D. Faas | Management | For | For |
| 1.6 | Elect Director Doyle A. Hayes | Management | For | For |
| 1.7 | Elect Director Susan K. Jones | Management | For | For |
| 1.8 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
| 1.9 | Elect Director Calvin D. Murdock | Management | For | For |
| 1.10 | Elect Director Michael H. Price | Management | For | For |
| 1.11 | Elect Director Timothy O. Schad | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCER INTERNATIONAL INC.
MEETING DATE: MAY 30, 2014 | TICKER: MERC SECURITY ID: 588056101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S.H. Lee | Management | For | For |
| 1.2 | Elect Director William D. McCartney | Management | For | For |
| 1.3 | Elect Director Eric Lauritzen | Management | For | For |
| 1.4 | Elect Director Graeme A. Witts | Management | For | For |
| 1.5 | Elect Director Bernard Picchi | Management | For | For |
| 1.6 | Elect Director James Shepherd | Management | For | For |
| 1.7 | Elect Director R. Keith Purchase | Management | For | For |
| 1.8 | Elect Director Nancy Orr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCHANTS BANCSHARES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MBVT SECURITY ID: 588448100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Furlong | Management | For | For |
| 1.2 | Elect Director Lorilee A. Lawton | Management | For | For |
| 1.3 | Elect Director Michael R. Tuttle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERCURY SYSTEMS, INC.
MEETING DATE: OCT 22, 2013 | TICKER: MRCY SECURITY ID: 589378108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MERGE HEALTHCARE INCORPORATED
MEETING DATE: JUN 16, 2014 | TICKER: MRGE SECURITY ID: 589499102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Brown | Management | For | For |
| 1.2 | Elect Director Justin C. Dearborn | Management | For | Withhold |
| 1.3 | Elect Director William J. Devers, Jr. | Management | For | For |
| 1.4 | Elect Director Nancy J. Koenig | Management | For | For |
| 1.5 | Elect Director Matthew M. Maloney | Management | For | For |
| 1.6 | Elect Director Richard A. Reck | Management | For | For |
| 1.7 | Elect Director Neele E. Stearns, Jr. | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 22, 2014 | TICKER: VIVO SECURITY ID: 589584101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director John A. Kraeutler | Management | For | For |
| 1.3 | Elect Director William J. Motto | Management | For | For |
| 1.4 | Elect Director David C. Phillips | Management | For | For |
| 1.5 | Elect Director Robert J. Ready | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent D. Basile | Management | For | For |
| 1.2 | Elect Director Edward J. Merritt | Management | For | For |
| 1.3 | Elect Director James G. Sartori | Management | For | For |
| 1.4 | Elect Director Carl A. LaGreca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERIT MEDICAL SYSTEMS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MMSI SECURITY ID: 589889104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kent W. Stanger | Management | For | For |
| 1.2 | Elect Director Nolan E. Karras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director James van B. Dresser | Management | For | For |
| 1.4 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Sarah E. Nash | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MERU NETWORKS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MERU SECURITY ID: 59047Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bami Bastani | Management | For | For |
| 1.2 | Elect Director Harold Copperman | Management | For | For |
| 1.3 | Elect Director Stephen L. Domenik | Management | For | For |
| 1.4 | Elect Director Charles D. Kissner | Management | For | For |
| 1.5 | Elect Director William Quigley | Management | For | For |
| 1.6 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 1.7 | Elect Director Eric Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MESA LABORATORIES, INC.
MEETING DATE: OCT 03, 2013 | TICKER: MLAB SECURITY ID: 59064R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luke R. Schmieder | Management | For | Withhold |
| 1.2 | Elect Director H. Stuart Campbell | Management | For | For |
| 1.3 | Elect Director Michael T. Brooks | Management | For | For |
| 1.4 | Elect Director Robert V. Dwyer | Management | For | For |
| 1.5 | Elect Director Evan C. Guillemin | Management | For | For |
| 1.6 | Elect Director John. J. Sullivan | Management | For | For |
| 1.7 | Elect Director David M. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
META FINANCIAL GROUP, INC.
MEETING DATE: JAN 27, 2014 | TICKER: CASH SECURITY ID: 59100U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Hajek | Management | For | For |
| 1.2 | Elect Director Rodney J. Muilenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
METABOLIX, INC.
MEETING DATE: MAY 20, 2014 | TICKER: MBLX SECURITY ID: 591018809
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oliver P. Peoples | Management | For | For |
| 1.2 | Elect Director Joseph Shaulson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
METHANEX CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: MX SECURITY ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
METRO BANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: METR SECURITY ID: 59161R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Nalbandian | Management | For | For |
| 1.2 | Elect Director James R. Adair | Management | For | For |
| 1.3 | Elect Director John J. Cardello | Management | For | For |
| 1.4 | Elect Director Douglas S. Gelder | Management | For | For |
| 1.5 | Elect Director Alan R. Hassman | Management | For | For |
| 1.6 | Elect Director J. Rodney Messick | Management | For | For |
| 1.7 | Elect Director Howell C. Mette | Management | For | For |
| 1.8 | Elect Director Michael A. Serluco | Management | For | For |
| 1.9 | Elect Director Samir J. Srouji | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
METROCORP BANCSHARES, INC.
MEETING DATE: DEC 16, 2013 | TICKER: MCBI SECURITY ID: 591650106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MGE ENERGY, INC.
MEETING DATE: MAY 20, 2014 | TICKER: MGEE SECURITY ID: 55277P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Regina M. Millner | Management | For | For |
| 1.2 | Elect Director Londa J. Dewey | Management | For | For |
| 1.3 | Elect Director Thomas R. Stolper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: DEC 17, 2013 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John R. Speirs | Management | For | Did Not Vote |
| 1.2 | Elect Director John E. Byom | Management | For | Did Not Vote |
| 1.3 | Elect Director Cloud L. Cray, Jr. | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Provide for Confidential Voting | Shareholder | Against | Did Not Vote |
| 5 | Declassify the Board of Directors | Shareholder | Against | Did Not Vote |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Did Not Vote |
| 7 | Amend Bylaws -- Filling Vacancies | Shareholder | Against | Did Not Vote |
| 8 | Repeal Any Bylaw Amendments Adopted after April 3, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director John P. Bridendall | Shareholder | For | For |
| 1.2 | Elect Director M. Jeannine Strandjord | Shareholder | For | Withhold |
| 1.3 | Management Nominee - Cloud L. Cray, Jr. | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 4 | Provide for Confidential Voting | Shareholder | For | For |
| 5 | Declassify the Board of Directors | Shareholder | For | Against |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | For | Against |
| 7 | Amend Bylaws -- Filling Vacancies | Shareholder | For | Against |
| 8 | Repeal Any Bylaw Amendments Adopted after April 3, 2013 | Shareholder | For | For |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director John Bridendall | Management | For | For |
| 2.2 | Elect Director Cloud L. Cray, Jr. | Management | For | Withhold |
| 2.3 | Elect Director Terrence Dunn | Management | For | For |
| 2.4 | Elect Director Anthony Foglio | Management | For | For |
| 2.5 | Elect Director George Page, Jr. | Management | For | For |
| 2.6 | Elect Director Daryl Schaller | Management | For | For |
| 2.7 | Elect Director Karen Seaberg | Management | For | For |
| 2.8 | Elect Director Jeannine Strandjord | Management | For | For |
| 3.1 | Elect Director Terrence Dunn | Management | For | For |
| 3.2 | Elect Director Anthony Foglio | Management | For | For |
| 3.3 | Elect Director George Page, Jr. | Management | For | For |
| 3.4 | Elect Director Karen Seaberg | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Adjourn Meeting | Management | For | Against |
| |
|---|
MICREL, INCORPORATED
MEETING DATE: MAY 22, 2014 | TICKER: MCRL SECURITY ID: 594793101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond D. Zinn | Management | For | For |
| 1.2 | Elect Director John E. Bourgoin | Management | For | For |
| 1.3 | Elect Director Michael J. Callahan | Management | For | For |
| 1.4 | Elect Director Daniel Heneghan | Management | For | For |
| 1.5 | Elect Director Neil J. Miotto | Management | For | For |
| 1.6 | Elect Director Frank W. Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 16, 2013 | TICKER: MCHP SECURITY ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 23, 2014 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Warren East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 22, 2013 | TICKER: MCRS SECURITY ID: 594901100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. L. Giannopoulos | Management | For | For |
| 1.2 | Elect Director Peter A. Altabef | Management | For | For |
| 1.3 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director B. Gary Dando | Management | For | For |
| 1.5 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.6 | Elect Director John G. Puente | Management | For | For |
| 1.7 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: FEB 11, 2014 | TICKER: MSCC SECURITY ID: 595137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director Paul F. Folino | Management | For | For |
| 1.6 | Elect Director William L. Healey | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.8 | Elect Director James V. Mazzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | Withhold |
| 1.2 | Elect Director Robert H. Epstein | Management | For | For |
| 1.3 | Elect Director Stephen X. Graham | Management | For | For |
| 1.4 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: SEP 13, 2013 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
MIDDLEBURG FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: MBRG SECURITY ID: 596094102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Armfield | Management | For | For |
| 1.2 | Elect Director Henry F. Atherton, III | Management | For | For |
| 1.3 | Elect Director Joseph L. Boling | Management | For | For |
| 1.4 | Elect Director Childs F. Burden | Management | For | For |
| 1.5 | Elect Director Alexander G. Green, III | Management | For | For |
| 1.6 | Elect Director Gary D. LeClair | Management | For | Withhold |
| 1.7 | Elect Director John C. Lee, IV | Management | For | For |
| 1.8 | Elect Director Keith W. Meurlin | Management | For | For |
| 1.9 | Elect Director Janet A. Neuharth | Management | For | For |
| 1.10 | Elect Director John M. Rust | Management | For | For |
| 1.11 | Elect Director Gary R. Shook | Management | For | For |
| 1.12 | Elect Director Mary Leigh McDaniel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MIDDLESEX WATER COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: MSEX SECURITY ID: 596680108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Cosgrove, Jr. | Management | For | For |
| 1.2 | Elect Director John R. Middleton | Management | For | For |
| 1.3 | Elect Director Jeffries Shein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MIDWEST ONE FINANCIAL GROUP, INC.
MEETING DATE: APR 17, 2014 | TICKER: MOFG SECURITY ID: 598511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Funk | Management | For | For |
| 1.2 | Elect Director Barbara J. Kniff-McCulla | Management | For | For |
| 1.3 | Elect Director William N. Ruud | Management | For | For |
| 1.4 | Elect Director R. Scott Zaiser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | Withhold |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.5 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MITCHAM INDUSTRIES, INC.
MEETING DATE: JUL 25, 2013 | TICKER: MIND SECURITY ID: 606501104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Billy F. Mitcham, Jr. | Management | For | For |
| 1.2 | Elect Director Peter H. Blum | Management | For | For |
| 1.3 | Elect Director Robert P. Capps | Management | For | For |
| 1.4 | Elect Director R. Dean Lewis | Management | For | For |
| 1.5 | Elect Director John F. Schwalbe | Management | For | For |
| 1.6 | Elect Director Robert J. Albers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MITEK SYSTEMS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: MITK SECURITY ID: 606710200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Thornton | Management | For | For |
| 1.2 | Elect Director James B. DeBello | Management | For | For |
| 1.3 | Elect Director Vinton P. Cunningham | Management | For | For |
| 1.4 | Elect Director Gerald I. Farmer | Management | For | For |
| 1.5 | Elect Director Bruce E. Hansen | Management | For | Withhold |
| 1.6 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
| 1.7 | Elect Director Sally B. Thornton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: MNW SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence H. Matthews | Management | For | For |
| 1.2 | Elect Director Richard D. McBee | Management | For | For |
| 1.3 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.4 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.5 | Elect Director Jean-Paul G. Cossart | Management | For | For |
| 1.6 | Elect Director Andrew J. Kowal | Management | For | For |
| 1.7 | Elect Director John P. McHugh | Management | For | For |
| 1.8 | Elect Director Henry L. Perret | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: MNW SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.2 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.3 | Elect Director Andrew J. Kowal | Management | For | For |
| 1.4 | Elect Director Terence H. Matthews | Management | For | For |
| 1.5 | Elect Director Richard D. McBee | Management | For | For |
| 1.6 | Elect Director John P. McHugh | Management | For | For |
| 1.7 | Elect Director Anthony P. Shen | Management | For | For |
| 1.8 | Elect Director Francis N. Shen | Management | For | For |
| 1.9 | Elect Director David M. Williams | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Equity Incentive Plan | Management | For | Against |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: MKSI SECURITY ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Robert R. Anderson | Management | For | For |
| 1.3 | Elect Director Gregory R. Beecher | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: JUL 24, 2013 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick McNamee, III | Management | For | Withhold |
| 1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: APR 30, 2014 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MODUSLINK GLOBAL SOLUTIONS, INC.
MEETING DATE: APR 08, 2014 | TICKER: MLNK SECURITY ID: 60786L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony Bergamo | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOLEX INCORPORATED
MEETING DATE: NOV 15, 2013 | TICKER: MOLX SECURITY ID: 608554101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Michael J. Birck | Management | For | For |
| 4.2 | Elect Director Anirudh Dhebar | Management | For | For |
| 4.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
| 4.4 | Elect Director Martin P. Slark | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L. Downey | Management | For | For |
| 1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONARCH CASINO & RESORT, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MCRI SECURITY ID: 609027107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Farahi | Management | For | Withhold |
| 1.2 | Elect Director Craig F. Sullivan | Management | For | For |
| 1.3 | Elect Director Paul Andrews | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MGI SECURITY ID: 60935Y208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Coley Clark | Management | For | For |
| 1.2 | Elect Director Victor W. Dahir | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | Against |
| 1.5 | Elect Director Seth W. Lawry | Management | For | Against |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Ganesh B. Rao | Management | For | For |
| 1.8 | Elect Director W. Bruce Turner | Management | For | For |
| 1.9 | Elect Director Peggy Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 05, 2014 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONRO MUFFLER BRAKE, INC.
MEETING DATE: AUG 06, 2013 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Robert G. Gross | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.4 | Elect Director Robert E. Mellor | Management | For | For |
| 1.5 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
| |
|---|
MORGANS HOTEL GROUP CO.
MEETING DATE: MAY 14, 2014 | TICKER: MHGC SECURITY ID: 61748W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Jason T. Kalisman | Management | For | For |
| 1.2 | Elect Director John J. Dougherty | Management | For | For |
| 1.3 | Elect Director Martin L. Edelman | Management | For | For |
| 1.4 | Elect Director Mahmood J. Khimji | Management | For | For |
| 1.5 | Elect Director Jonathan A. Langer | Management | For | For |
| 1.6 | Elect Director Andrea L. Olshan | Management | For | Withhold |
| 1.7 | Elect Director Michael E. Olshan | Management | For | Withhold |
| 1.8 | Elect Director Michelle S. Russo | Management | For | For |
| 1.9 | Elect Director Derex Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Directors Sahm Adrangi | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors John Brecker | Shareholder | For | Did Not Vote |
| 1.3 | Elect Directors Andrew Broad | Shareholder | For | Did Not Vote |
| 1.4 | Elect Directors Alan Carr | Shareholder | For | Did Not Vote |
| 1.5 | Elect Directors Jordon Giancoli | Shareholder | For | Did Not Vote |
| 1.6 | Elect Directors Navi Hehar | Shareholder | For | Did Not Vote |
| 1.7 | Elect Directors L. Spencer Wells | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | Did Not Vote |
| |
|---|
MORNINGSTAR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MORN SECURITY ID: 617700109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe Mansueto | Management | For | For |
| 1b | Elect Director Don Phillips | Management | For | For |
| 1c | Elect Director Cheryl Francis | Management | For | For |
| 1d | Elect Director Steve Kaplan | Management | For | For |
| 1e | Elect Director Gail Landis | Management | For | For |
| 1f | Elect Director Bill Lyons | Management | For | For |
| 1g | Elect Director Jack Noonan | Management | For | For |
| 1h | Elect Director Paul Sturm | Management | For | For |
| 1i | Elect Director Hugh Zentmyer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MOSYS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: MOSY SECURITY ID: 619718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tommy Eng | Management | For | For |
| 1.2 | Elect Director Chi-Ping Hsu | Management | For | For |
| 1.3 | Elect Director Stephen L. Domenik | Management | For | Withhold |
| 1.4 | Elect Director Victor K. Lee | Management | For | For |
| 1.5 | Elect Director Leonard Perham | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
MOVE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MOVE SECURITY ID: 62458M207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Hanauer | Management | For | For |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
| 1.3 | Elect Director Jennifer Dulski | Management | For | For |
| 1.4 | Elect Director Kenneth K. Klein | Management | For | For |
| 1.5 | Elect Director V. Paul Unruh | Management | For | For |
| 1.6 | Elect Director Bruce G. Willison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: FEB 11, 2014 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jean-Lou Chameau | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Emily M. Liggett | Management | For | For |
| 1.6 | Elect Director Barb J. Samardzich | Management | For | For |
| 1.7 | Elect Director Gail P. Steinel | Management | For | For |
| 1.8 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MULTI-COLOR CORPORATION
MEETING DATE: AUG 21, 2013 | TICKER: LABL SECURITY ID: 625383104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ari J. Benacerraf | Management | For | For |
| 1.2 | Elect Director Robert R. Buck | Management | For | For |
| 1.3 | Elect Director Charles B. Connolly | Management | For | For |
| 1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
| 1.5 | Elect Director Roger A. Keller | Management | For | For |
| 1.6 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.7 | Elect Director Simon T. Roberts | Management | For | For |
| 1.8 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MULTI-FINELINE ELECTRONIX, INC.
MEETING DATE: MAR 05, 2014 | TICKER: MFLX SECURITY ID: 62541B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
| 1.2 | Elect Director James McCluney | Management | For | For |
| 1.3 | Elect Director Sam Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MULTIBAND CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: MBND SECURITY ID: 62544X209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MULTIMEDIA GAMES HOLDING COMPANY, INC.
MEETING DATE: JAN 30, 2014 | TICKER: MGAM SECURITY ID: 625453105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen J. Greathouse | Management | For | For |
| 1b | Elect Director Stephen P. Ives | Management | For | For |
| 1c | Elect Director Neil E. Jenkins | Management | For | For |
| 1d | Elect Director Michael J. Maples, Sr. | Management | For | For |
| 1e | Elect Director Justin A. Orlando | Management | For | For |
| 1f | Elect Director Patrick J. Ramsey | Management | For | For |
| 1g | Elect Director Robert D. Repass | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MUTUALFIRST FINANCIAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: MFSF SECURITY ID: 62845B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linn A. Crull | Management | For | For |
| 1.2 | Elect Director Wilbur R. Davis | Management | For | For |
| 1.3 | Elect Director Jonathan E. Kintner | Management | For | For |
| 1.4 | Elect Director Charles J. Viater | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MWI VETERINARY SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MWIV SECURITY ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
| 1.4 | Elect Director A. Craig Olson | Management | For | For |
| 1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MYLAN INC.
MEETING DATE: APR 11, 2014 | TICKER: MYL SECURITY ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather Bresch | Management | For | For |
| 1.2 | Elect Director Wendy Cameron | Management | For | Against |
| 1.3 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.4 | Elect Director Robert J. Coury | Management | For | For |
| 1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1.6 | Elect Director Neil Dimick | Management | For | For |
| 1.7 | Elect Director Melina Higgins | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director Rajiv Malik | Management | For | For |
| 1.10 | Elect Director Joseph C. Maroon | Management | For | For |
| 1.11 | Elect Director Mark W. Parrish | Management | For | Against |
| 1.12 | Elect Director Rodney L. Piatt | Management | For | Against |
| 1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MYR GROUP INC.
MEETING DATE: MAY 01, 2014 | TICKER: MYRG SECURITY ID: 55405W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry W. Fayne | Management | For | For |
| 1.2 | Elect Director Gary R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Establish Range For Board Size | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MYGN SECURITY ID: 62855J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Meldrum | Management | For | For |
| 1.2 | Elect Director Heiner Dreismann | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: MAY 20, 2014 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.4 | Elect Director Bruce C. Rhine | Management | For | For |
| 1.5 | Elect Director Timothy J. Stultz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NANOSPHERE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: NSPH SECURITY ID: 63009F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.2 | Elect Director Michael K. McGarrity | Management | For | For |
| 1.3 | Elect Director Gene Cartwright | Management | For | For |
| 1.4 | Elect Director Andre de Bruin | Management | For | For |
| 1.5 | Elect Director Erik Holmlin | Management | For | For |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NASB FINANCIAL, INC.
MEETING DATE: JAN 28, 2014 | TICKER: NASB SECURITY ID: 628968109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrett Brady | Management | For | For |
| 1.2 | Elect Director Keith B. Cox | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NASH-FINCH COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: NAFC SECURITY ID: 631158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
NATHAN'S FAMOUS, INC.
MEETING DATE: SEP 12, 2013 | TICKER: NATH SECURITY ID: 632347100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Eide | Management | For | Withhold |
| 1.2 | Elect Director Eric Gatoff | Management | For | Withhold |
| 1.3 | Elect Director Brian S. Genson | Management | For | Withhold |
| 1.4 | Elect Director Barry Leistner | Management | For | Withhold |
| 1.5 | Elect Director Howard M. Lorber | Management | For | Withhold |
| 1.6 | Elect Director Wayne Norbitz | Management | For | Withhold |
| 1.7 | Elect Director A. F. Petrocelli | Management | For | Withhold |
| 1.8 | Elect Director Charles Raich | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
MEETING DATE: OCT 29, 2013 | TICKER: NAUH SECURITY ID: 63245Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Buckingham | Management | For | Withhold |
| 1.2 | Elect Director Jerry L. Gallentine | Management | For | Withhold |
| 1.3 | Elect Director Ronald L. Shape | Management | For | Withhold |
| 1.4 | Elect Director Therese Kreig Crane | Management | For | For |
| 1.5 | Elect Director Thomas D. Saban | Management | For | For |
| 1.6 | Elect Director David L. Warnock | Management | For | For |
| 1.7 | Elect Director Richard L. Halbert | Management | For | For |
| 1.8 | Elect Director Jeffrey B. Berzina | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL BANKSHARES, INC.
MEETING DATE: APR 08, 2014 | TICKER: NKSH SECURITY ID: 634865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Green, III | Management | For | For |
| 1.2 | Elect Director William A. Peery | Management | For | For |
| 1.3 | Elect Director James M. Shuler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL BEVERAGE CORP.
MEETING DATE: OCT 11, 2013 | TICKER: FIZZ SECURITY ID: 635017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cecil D. Conlee | Management | For | For |
| 1.2 | Elect Director Stanley M. Sheridan | Management | For | For |
| |
|---|
NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 30, 2014 | TICKER: NCMI SECURITY ID: 635309107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt C. Hall | Management | For | For |
| 1.2 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.3 | Elect Director Scott N. Schneider | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL GENERAL HOLDINGS CORP.
MEETING DATE: MAY 27, 2014 | TICKER: NGHC SECURITY ID: 636220303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ephraim Brecher | Management | For | For |
| 1.2 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.3 | Elect Director Patrick Fallon | Management | For | For |
| 1.4 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.5 | Elect Director Barry Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Barbara Paris | Management | For | For |
| 1.7 | Elect Director Barry Zyskind | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director Michael E. McGrath | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NRCIA SECURITY ID: 637372202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director JoAnn M. Martin | Management | For | Withhold |
| 1.2 | Elect Director Barbara J. Mowry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NRCIA SECURITY ID: 637372301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director JoAnn M. Martin | Management | For | Withhold |
| 1.2 | Elect Director Barbara J. Mowry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL WESTERN LIFE INSURANCE COMPANY
MEETING DATE: JUN 20, 2014 | TICKER: NWLI SECURITY ID: 638522102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen E. Glasgow | Management | For | For |
| 1.2 | Elect Director E. Douglas McLeod | Management | For | Withhold |
| 1.3 | Elect Director Louis E. Pauls, Jr. | Management | For | For |
| 1.4 | Elect Director E. J. Pederson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NATURE'S SUNSHINE PRODUCTS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: NATR SECURITY ID: 639027101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Jeffrey D. Watkins | Management | For | For |
| 1.3 | Elect Director Mary Beth Springer | Management | For | For |
| 1.4 | Elect Director Robert B. Mercer | Management | For | For |
| 1.5 | Elect Director Gregory L. Probert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 06, 2014 | TICKER: BABY SECURITY ID: 639050103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth E. Ludlum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 06, 2014 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy E. Delaney | Management | For | For |
| 1.2 | Elect Director James H. Douglas | Management | For | For |
| 1.3 | Elect Director Joseph A. Santangelo | Management | For | For |
| 1.4 | Elect Director Lowell A. Seifter | Management | For | For |
| 1.5 | Elect Director Richard Chojnowski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NCI, INC.
MEETING DATE: JUN 04, 2014 | TICKER: NCIT SECURITY ID: 62886K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles K. Narang | Management | For | For |
| 1.2 | Elect Director Brian J. Clark | Management | For | For |
| 1.3 | Elect Director James P. Allen | Management | For | For |
| 1.4 | Elect Director John E. Lawler | Management | For | For |
| 1.5 | Elect Director Paul V. Lombardi | Management | For | For |
| 1.6 | Elect Director Philip O. Nolan | Management | For | For |
| 1.7 | Elect Director Austin J. Yerks | Management | For | For |
| 1.8 | Elect Director Daniel R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEKTAR THERAPEUTICS
MEETING DATE: JUN 25, 2014 | TICKER: NKTR SECURITY ID: 640268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Krivulka | Management | For | For |
| 1b | Elect Director Howard W. Robin | Management | For | For |
| 1c | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEOGEN CORPORATION
MEETING DATE: OCT 03, 2013 | TICKER: NEOG SECURITY ID: 640491106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Boehm | Management | For | For |
| 1.2 | Elect Director Jack C. Parnell | Management | For | For |
| 1.3 | Elect Director Clayton K. Yeutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEOGENOMICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: NEO SECURITY ID: 64049M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas M. VanOort | Management | For | Withhold |
| 1.2 | Elect Director Steven C. Jones | Management | For | Withhold |
| 1.3 | Elect Director Michael T. Dent | Management | For | Withhold |
| 1.4 | Elect Director Kevin C. Johnson | Management | For | For |
| 1.5 | Elect Director Raymond R. Hipp | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| |
|---|
NEONODE INC.
MEETING DATE: JUN 05, 2014 | TICKER: NEON SECURITY ID: 64051M402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mats Dahlin | Management | For | For |
| 1.2 | Elect Director Lars Lindqvist | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEPTUNE TECHNOLOGIES & BIORESSOURCES INC.
MEETING DATE: JUN 19, 2014 | TICKER: NTB SECURITY ID: 64077P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board from Seven to Ten | Management | For | For |
| 2.1 | Elect Director Reed V. Tuckson | Management | For | For |
| 2.2 | Elect Director Ronald Denis | Management | For | For |
| 2.3 | Elect Director Valier Boivin | Management | For | Withhold |
| 2.4 | Elect Director Jerald J. Wenker | Management | For | For |
| 2.5 | Elect Director Harlan W. Waksal | Management | For | Withhold |
| 2.6 | Elect Director Adrian Montgomery | Management | For | For |
| 2.7 | Elect Director Pierre Fitzgibbon | Management | For | For |
| 2.8 | Elect Director John Moretz | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NET 1 UEPS TECHNOLOGIES, INC.
MEETING DATE: NOV 19, 2013 | TICKER: UEPS SECURITY ID: 64107N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Serge C. P. Belamant | Management | For | Withhold |
| 1.2 | Elect Director Herman G. Kotze | Management | For | Withhold |
| 1.3 | Elect Director Christopher S. Seabrooke | Management | For | For |
| 1.4 | Elect Director Alasdair J. K. Pein | Management | For | For |
| 1.5 | Elect Director Paul Edwards | Management | For | For |
| 1.6 | Elect Director Brian K. Mosehla | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NET ELEMENT INTERNATIONAL, INC.
MEETING DATE: DEC 05, 2013 | TICKER: NETE SECURITY ID: 64111R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oleg Firer | Management | For | For |
| 1.2 | Elect Director Dmitry Kozko | Management | For | For |
| 1.3 | Elect Director Kenges Rakishev | Management | For | For |
| 1.4 | Elect Director Mike Zoi | Management | For | For |
| 1.5 | Elect Director David P. Kelley, II | Management | For | Withhold |
| 1.6 | Elect Director James Caan | Management | For | For |
| 1.7 | Elect Director Felix Vulis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 8 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 9 | Change Company Name | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: SEP 13, 2013 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 1b | Elect Director Nicholas G. Moore | Management | For | For |
| 1c | Elect Director Thomas Georgens | Management | For | For |
| 1d | Elect Director Jeffry R. Allen | Management | For | For |
| 1e | Elect Director Alan L. Earhart | Management | For | For |
| 1f | Elect Director Gerald Held | Management | For | For |
| 1g | Elect Director T. Michael Nevens | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 1i | Elect Director Robert T. Wall | Management | For | For |
| 1j | Elect Director Richard P. Wallace | Management | For | For |
| 1k | Elect Director Tor R. Braham | Management | For | For |
| 1l | Elect Director Kathryn M. Hill | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
| 5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE INC.
MEETING DATE: SEP 05, 2013 | TICKER: NTES SECURITY ID: 64110W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve to Re-elect William Lei Ding as Director | Management | For | For |
| 1b | Approve to Re-elect Alice Cheng as Director | Management | For | For |
| 1c | Approve to Re-elect Denny Lee as Director | Management | For | For |
| 1d | Approve to Re-elect Joseph Tong as Director | Management | For | For |
| 1e | Approve to Re-elect Lun Feng as Director | Management | For | For |
| 1f | Approve to Re-elect Michael Leung as Director | Management | For | For |
| 1g | Approve to Re-elect Michael Tong as Director | Management | For | For |
| 2 | Approve to Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 09, 2014 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NETGEAR, INC.
MEETING DATE: JUN 03, 2014 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C. S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.8 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NETLIST, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NLST SECURITY ID: 64118P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chun Ki Hong | Management | For | Withhold |
| 1.2 | Elect Director Charles F. Cargile | Management | For | Withhold |
| 1.3 | Elect Director Thomas F. Lagatta | Management | For | Withhold |
| 1.4 | Elect Director Claude M. Leglise | Management | For | Withhold |
| 1.5 | Elect Director Alan H. Portnoy | Management | For | Withhold |
| 1.6 | Elect Director Blake A. Welcher | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETSCOUT SYSTEMS, INC.
MEETING DATE: AUG 26, 2013 | TICKER: NTCT SECURITY ID: 64115T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Robert E. Donahue | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | Withhold |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEW YORK MORTGAGE TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NYMT SECURITY ID: 649604501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bock | Management | For | For |
| 1.2 | Elect Director Alan L. Hainey | Management | For | For |
| 1.3 | Elect Director Steven R. Mumma | Management | For | For |
| 1.4 | Elect Director Douglas E. Neal | Management | For | For |
| 1.5 | Elect Director Steven G. Norcutt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWBRIDGE BANCORP
MEETING DATE: MAR 27, 2014 | TICKER: NBBC SECURITY ID: 65080T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
NEWBRIDGE BANCORP
MEETING DATE: MAY 14, 2014 | TICKER: NBBC SECURITY ID: 65080T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Albert | Management | For | For |
| 1.2 | Elect Director Robert A. Boyette | Management | For | For |
| 1.3 | Elect Director J. David Branch | Management | For | For |
| 1.4 | Elect Director C. Arnold Britt | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Alex A. Diffey, Jr. | Management | For | For |
| 1.7 | Elect Director Barry Z. Dodson | Management | For | For |
| 1.8 | Elect Director Donald P. Johnson | Management | For | For |
| 1.9 | Elect Director Joseph H. Kinnarney | Management | For | For |
| 1.10 | Elect Director Michael S. Patterson | Management | For | For |
| 1.11 | Elect Director Pressley A. Ridgill | Management | For | For |
| 1.12 | Elect Director Mary E. Rittling | Management | For | For |
| 1.13 | Elect Director E. Reid Teague | Management | For | For |
| 1.14 | Elect Director Richard A. Urquhart, III | Management | For | For |
| 1.15 | Elect Director G. Alfred Webster | Management | For | For |
| 1.16 | Elect Director Kenan C. Wright | Management | For | For |
| 1.17 | Elect Director Julius S. Young, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEWLEAD HOLDINGS LTD.
MEETING DATE: DEC 23, 2013 | TICKER: NEWL SECURITY ID: G64626131
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint EisnerAmper LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Spyros Gianniotis as Director | Management | For | For |
| 3 | Elect Panagiotis Skiadas as Director | Management | For | For |
| |
|---|
NEWLINK GENETICS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: NLNK SECURITY ID: 651511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Raffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWPORT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: NEWP SECURITY ID: 651824104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Cox | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director Cherry A. Murray | Management | For | For |
| 1.4 | Elect Director Robert J. Phillippy | Management | For | For |
| 1.5 | Elect Director Kenneth F. Potashner | Management | For | For |
| 1.6 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWSTAR FINANCIAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: NEWS SECURITY ID: 65251F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Bralver | Management | For | For |
| 1.2 | Elect Director Timothy J. Conway | Management | For | For |
| 1.3 | Elect Director Bradley E. Cooper | Management | For | For |
| 1.4 | Elect Director Brian L.P. Fallon | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Maureen P. O'Hara | Management | For | For |
| 1.7 | Elect Director Peter A. Schmidt-Fellner | Management | For | For |
| 1.8 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.2 | Elect Director Dennis A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NIC INC.
MEETING DATE: MAY 06, 2014 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Daniel J. Evans | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | Withhold |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: AUG 27, 2013 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect David Kostman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Joseph Atsmon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Zeev Bregman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Joseph Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Dan Falk as External Director for an Additional Three Year Term | Management | For | For |
| 2.2 | Reelect Yocheved Dvir as External Director for an Additional Three Year Term | Management | For | For |
| 3 | Approve Supplemental Annual Cash Fee to David Kostman, Chairman | Management | For | For |
| 4 | Approve Stock Option Grant to Non-Executive Directors | Management | For | For |
| 5 | Approve Compensation of Zeev Bregman, CEO | Management | For | For |
| 6 | Approval of Separation Bonus to Ron Gutler, former Chairman | Management | For | For |
| 7 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 8 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: MAY 27, 2014 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect David Kostman, Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Joseph Atsmon, Vice-Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Grant Options to Non-Executive Directors | Management | For | For |
| 3 | Approve Employment Terms of Barak Eilam, CEO | Management | For | For |
| 4 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NMI HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: NMIH SECURITY ID: 629209305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Michael Embler | Management | For | For |
| 1.3 | Elect Director James G. Jones | Management | For | For |
| 1.4 | Elect Director Michael Montgomery | Management | For | For |
| 1.5 | Elect Director John Brandon Osmon | Management | For | For |
| 1.6 | Elect Director James H. Ozanne | Management | For | For |
| 1.7 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NN, INC.
MEETING DATE: MAY 15, 2014 | TICKER: NNBR SECURITY ID: 629337106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Ronald Morris | Management | For | For |
| 1.2 | Elect Director Steven T. Warshaw | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NOODLES & COMPANY
MEETING DATE: APR 30, 2014 | TICKER: NDLS SECURITY ID: 65540B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Pittman | Management | For | Withhold |
| 1.2 | Elect Director James Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NORDSON CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: NDSN SECURITY ID: 655663102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.2 | Elect Director Michael J. Merriman, Jr | Management | For | For |
| 1.3 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTEK, INC.
MEETING DATE: MAY 01, 2014 | TICKER: NTK SECURITY ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
| 1.2 | Elect Director James B. Hirshorn | Management | For | For |
| 1.3 | Elect Director Chris A. McWilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | Withhold |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORTHFIELD BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: NFBK SECURITY ID: 66611T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Annette Catino | Management | For | For |
| 1.3 | Elect Director John P. Connors, Jr. | Management | For | For |
| 1.4 | Elect Director Steven M. Klein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: NRIM SECURITY ID: 666762109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Marc Langland | Management | For | For |
| 1.2 | Elect Director Joseph M. Beedle | Management | For | For |
| 1.3 | Elect Director Larry S. Cash | Management | For | For |
| 1.4 | Elect Director Mark G. Copeland | Management | For | For |
| 1.5 | Elect Director Ronald A. Davis | Management | For | For |
| 1.6 | Elect Director Anthony Drabek | Management | For | For |
| 1.7 | Elect Director Karl L. Hanneman | Management | For | For |
| 1.8 | Elect Director Richard L. Lowell | Management | For | For |
| 1.9 | Elect Director David J. McCambridge | Management | For | For |
| 1.10 | Elect Director Irene Sparks Rowan | Management | For | For |
| 1.11 | Elect Director John C. Swalling | Management | For | For |
| 1.12 | Elect Director Linda C. Thomas | Management | For | For |
| 1.13 | Elect Director David G. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
NORTHWEST BANCSHARES, INC.
MEETING DATE: APR 16, 2014 | TICKER: NWBI SECURITY ID: 667340103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Wagner | Management | For | For |
| 1.2 | Elect Director A. Paul King | Management | For | For |
| 1.3 | Elect Director Sonia M. Probst | Management | For | For |
| 1.4 | Elect Director William F. McKnight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHWEST PIPE COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: NWPX SECURITY ID: 667746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne B. Kingsley | Management | For | For |
| 1.2 | Elect Director Scott J. Montross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: APR 24, 2014 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tan Sri Lim Kok Thay | Management | For | Against |
| 1b | Elect Director David M. Abrams | Management | For | Against |
| 1c | Elect Director John Chidsey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NOVA LIFESTYLE, INC.
MEETING DATE: JUN 30, 2014 | TICKER: NVFY SECURITY ID: 66979P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ya Ming Wong | Management | For | For |
| 1.2 | Elect Director Yuen Ching Ho | Management | For | For |
| 1.3 | Elect Director Thanh H. Lam | Management | For | For |
| 1.4 | Elect Director James R. Talevich | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Viotto | Management | For | Withhold |
| 1.6 | Elect Director Chung Shing Yam | Management | For | Withhold |
| 1.7 | Elect Director Peter Kam | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Amend Terms of Options held by Gabi Seligsohn, Former President and CEOOptions | Management | For | For |
| 4 | Approve Employment Terms of Eitan Oppenhaim, President and CEO | Management | For | For |
| 5.1 | Reelect Michael Brunstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 5.2 | Reelect Alon Dumanis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 6 | Reelect Avi Cohen as Independent Director Until the End of the Next Annual General Meeting | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 24, 2014 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 2 | Amend Employment Terms of Eitan Oppenhaim, President and CEO | Management | For | For |
| 3.1 | Reelect Michael Brunstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Alon Dumanis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Avi Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Raanan Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Elect Zehava Simon as External Director for a Three Year Term | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NOVADAQ TECHNOLOGIES INC.
MEETING DATE: MAY 21, 2014 | TICKER: NDQ SECURITY ID: 66987G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Menawat | Management | For | For |
| 1.2 | Elect Director Aaron Davidson | Management | For | For |
| 1.3 | Elect Director Anthony Griffiths | Management | For | For |
| 1.4 | Elect Director Harold O. Koch, Jr. | Management | For | For |
| 1.5 | Elect Director William A. MacKinnon | Management | For | For |
| 1.6 | Elect Director Thomas Wellner | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVOGEN LTD.
MEETING DATE: NOV 15, 2013 | TICKER: NRT SECURITY ID: 67010F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Steven Coffey as Director | Management | For | Against |
| 3 | Elect Robert Birch as Director | Management | For | For |
| 4 | Elect Andrew Heaton as Director | Management | For | Against |
| 5 | Ratify the Past Issuance of HBMF Option, Commencement Shares, First Convertible Security and Conversion Shares | Management | For | For |
| 6 | Approve the Issuance of a Convertible Security to Hudson Bay Master Fund Limited | Management | For | For |
| 7 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NTELOS HOLDINGS CORP.
MEETING DATE: MAY 01, 2014 | TICKER: NTLS SECURITY ID: 67020Q305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Chorney | Management | For | For |
| 1.2 | Elect Director Rodney D. Dir | Management | For | For |
| 1.3 | Elect Director Stephen C. Duggan | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Michael Huber | Management | For | For |
| 1.6 | Elect Director James A. Hyde | Management | For | For |
| 1.7 | Elect Director Ellen O'Connor Vos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: FEB 03, 2014 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Patrick T. Hackett | Management | For | Against |
| 1d | Elect Director Brett Icahn | Management | For | For |
| 1e | Elect Director William H. Janeway | Management | For | Against |
| 1f | Elect Director Mark R. Laret | Management | For | Against |
| 1g | Elect Director Katharine A. Martin | Management | For | Against |
| 1h | Elect Director Mark B. Myers | Management | For | Against |
| 1i | Elect Director Philip J. Quigley | Management | For | Against |
| 1j | Elect Director David S. Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NUMEREX CORP.
MEETING DATE: MAY 16, 2014 | TICKER: NMRX SECURITY ID: 67053A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Benson | Management | For | For |
| 1.2 | Elect Director E. James Constantine | Management | For | For |
| 1.3 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.4 | Elect Director Sherrie G. McAvoy | Management | For | For |
| 1.5 | Elect Director Stratton J. Nicolaides | Management | For | For |
| 1.6 | Elect Director Jerry A. Rose | Management | For | For |
| 1.7 | Elect Director Andrew J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NUTRACEUTICAL INTERNATIONAL CORPORATION
MEETING DATE: JAN 27, 2014 | TICKER: NUTR SECURITY ID: 67060Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Hinrichs | Management | For | For |
| 1.2 | Elect Director J. Kimo Esplin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUTRISYSTEM, INC.
MEETING DATE: MAY 13, 2014 | TICKER: NTRI SECURITY ID: 67069D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Director Paul Guyardo | Management | For | For |
| 1.3 | Elect Director Michael J. Hagan | Management | For | For |
| 1.4 | Elect Director Jay Herratti | Management | For | For |
| 1.5 | Elect Director Brian P. Tierney | Management | For | For |
| 1.6 | Elect Director Andrea M. Weiss | Management | For | For |
| 1.7 | Elect Director Stephen T. Zarrilli | Management | For | For |
| 1.8 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NUVA SECURITY ID: 670704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory T. Lucier | Management | For | For |
| 1b | Elect Director Leslie V. Norwalk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 08, 2013 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director James D. Hartman | Management | For | For |
| 1.4 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.5 | Elect Director Robert H. Irish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director James C. Gaither | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director William J. Miller | Management | For | For |
| 1h | Elect Director Mark L. Perry | Management | For | For |
| 1i | Elect Director A. Brooke Seawell | Management | For | For |
| 1j | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NXTM SECURITY ID: 67072V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 1.9 | Elect Director Jay W. Shreiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
NYMOX PHARMACEUTICAL CORP.
MEETING DATE: JUN 19, 2014 | TICKER: NYMX SECURITY ID: 67076P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul Averback, Jack Gemmell, Paul McDonald, Randall Lanham, Roger Guy and David Morse as Directors | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director Paul R. Lederer | Management | For | For |
| 2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OCEAN POWER TECHNOLOGIES, INC.
MEETING DATE: OCT 03, 2013 | TICKER: OPTT SECURITY ID: 674870308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence J. Cryan | Management | For | For |
| 1.2 | Elect Director David L. Keller | Management | For | For |
| 1.3 | Elect Director Seymour S. Preston, III | Management | For | For |
| 1.4 | Elect Director George W. Taylor | Management | For | For |
| 1.5 | Elect Director Charles F. Dunleavy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OCEAN RIG UDW INC.
MEETING DATE: OCT 31, 2013 | TICKER: OCRG SECURITY ID: Y64354205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kyros Melas as Director | Management | For | For |
| 1.2 | Elect Savvas D. Georghiades as Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OCEANFIRST FINANCIAL CORP.
MEETING DATE: MAY 08, 2014 | TICKER: OCFC SECURITY ID: 675234108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. Burke | Management | For | For |
| 1.2 | Elect Director Angelo Catania | Management | For | For |
| 1.3 | Elect Director John R. Garbarino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCERA THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OCRX SECURITY ID: 67552A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Jean-Paul Castaigne | Management | For | For |
| 1.3 | Elect Director Lars G. Ekman | Management | For | For |
| 1.4 | Elect Director Linda S. Grais | Management | For | For |
| 1.5 | Elect Director Nina Kjellson | Management | For | For |
| 1.6 | Elect Director Michael Powell | Management | For | For |
| 1.7 | Elect Director Franck S. Rousseau | Management | For | For |
| 1.8 | Elect Director Anne M. VanLent | Management | For | For |
| 1.9 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCLARO, INC.
MEETING DATE: JAN 14, 2014 | TICKER: OCLR SECURITY ID: 67555N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kendall Cowan | Management | For | For |
| 1.2 | Elect Director Joel A. Smith, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
OCONEE FEDERAL FINANCIAL CORP.
MEETING DATE: NOV 13, 2013 | TICKER: OFED SECURITY ID: 675607105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry B. Mays, Jr. | Management | For | For |
| 1.2 | Elect Director Cecil T. Sandifer, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OCULUS INNOVATIVE SCIENCES, INC.
MEETING DATE: SEP 12, 2013 | TICKER: OCLS SECURITY ID: 67575P207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Birnbaum | Management | For | For |
| 1.2 | Elect Director Jim Schutz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ODYSSEY MARINE EXPLORATION, INC.
MEETING DATE: JUN 04, 2014 | TICKER: OMEX SECURITY ID: 676118102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradford B. Baker | Management | For | For |
| 1.2 | Elect Director Max H. Cohen | Management | For | For |
| 1.3 | Elect Director Mark D. Gordon | Management | For | For |
| 1.4 | Elect Director Mark B. Justh | Management | For | For |
| 1.5 | Elect Director David J. Saul | Management | For | For |
| 1.6 | Elect Director Jon D. Sawyer | Management | For | For |
| 1.7 | Elect Director Gregory P. Stemm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan (Withdrawn) | Management | None | None |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OHR PHARMACEUTICAL, INC.
MEETING DATE: APR 11, 2014 | TICKER: OHRP SECURITY ID: 67778H200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director June S. Almenoff | Management | For | For |
| 1.2 | Elect Director Thomas M. Riedhammer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Warrants | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ODFL SECURITY ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director J. Paul Breitbach | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.6 | Elect Director John D. Kasarda | Management | For | For |
| 1.7 | Elect Director Leo H. Suggs | Management | For | For |
| 1.8 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLD LINE BANCSHARES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: OLBK SECURITY ID: 67984M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig E. Clark | Management | For | Withhold |
| 1.2 | Elect Director G. Thomas Daugherty | Management | For | For |
| 1.3 | Elect Director Gail D. Manuel | Management | For | For |
| 1.4 | Elect Director Gregory S. Proctor, Jr. | Management | For | For |
| 1.5 | Elect Director Suhas R. Shah | Management | For | For |
| 1.6 | Elect Director Thomas H. Graham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
MEETING DATE: MAY 08, 2014 | TICKER: ONB SECURITY ID: 680033107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan W. Braun | Management | For | For |
| 1.2 | Elect Director Larry E. Dunigan | Management | For | For |
| 1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.5 | Elect Director Robert G. Jones | Management | For | For |
| 1.6 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.8 | Elect Director James T. Morris | Management | For | For |
| 1.9 | Elect Director Randall T. Shepard | Management | For | For |
| 1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
| 1.11 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.12 | Elect Director Linda E. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLD SECOND BANCORP, INC.
MEETING DATE: MAY 20, 2014 | TICKER: OSBC SECURITY ID: 680277100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry Finn | Management | For | For |
| 1.2 | Elect Director William Kane | Management | For | For |
| 1.3 | Elect Director John Ladowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OLYMPIC STEEL, INC.
MEETING DATE: APR 30, 2014 | TICKER: ZEUS SECURITY ID: 68162K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Wolfort | Management | For | For |
| 1.2 | Elect Director Ralph M. Della Ratta | Management | For | For |
| 1.3 | Elect Director Howard L. Goldstein | Management | For | For |
| 1.4 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
OMEGA FLEX, INC.
MEETING DATE: JUN 10, 2014 | TICKER: OFLX SECURITY ID: 682095104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Hoben | Management | For | For |
| 1.2 | Elect Director Mark F. Albino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OMEROS CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: OMER SECURITY ID: 682143102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Cable | Management | For | For |
| 1.2 | Elect Director Peter A. Demopulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OMNIAMERICAN BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: OABC SECURITY ID: 68216R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Carter | Management | For | For |
| 1.2 | Elect Director Norman G. Carroll | Management | For | For |
| 1.3 | Elect Director Patrick D. Conley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy D. Lindholm | Management | For | For |
| 1.2 | Elect Director Sara J. White | Management | For | For |
| 1.3 | Elect Director Joanne B. Bauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OMNIVISION TECHNOLOGIES, INC.
MEETING DATE: SEP 26, 2013 | TICKER: OVTI SECURITY ID: 682128103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shaw Hong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMTHERA PHARMACEUTICALS INC.
MEETING DATE: JUL 16, 2013 | TICKER: OMTH SECURITY ID: 68217A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Bernard L. Han | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
ONCOGENEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: OGXI SECURITY ID: 68230A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Cormack | Management | For | For |
| 1.2 | Elect Director Neil Clendeninn | Management | For | For |
| 1.3 | Elect Director Jack Goldstein | Management | For | For |
| 1.4 | Elect Director Martin Mattingly | Management | For | For |
| 1.5 | Elect Director Stewart Parker | Management | For | For |
| 1.6 | Elect Director David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ONCOLYTICS BIOTECH INC.
MEETING DATE: JUN 18, 2014 | TICKER: ONC SECURITY ID: 682310107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Matthew C. Coffey | Management | For | For |
| 2.2 | Elect Director Jim Dinning | Management | For | For |
| 2.3 | Elect Director Ed Levy | Management | For | For |
| 2.4 | Elect Director J. Mark Lievonen | Management | For | For |
| 2.5 | Elect Director Wayne Pisano | Management | For | For |
| 2.6 | Elect Director Robert B. Schultz | Management | For | For |
| 2.7 | Elect Director Angela Holtham | Management | For | For |
| 2.8 | Elect Director Bradley G. Thompson | Management | For | For |
| 2.9 | Elect Director Ger van Amersfoort | Management | For | For |
| 2.10 | Elect Director Linda Hohol | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ONCOMED PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: OMED SECURITY ID: 68234X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elisha P. ('Terry') Gould, III | Management | For | Withhold |
| 1.2 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCONOVA THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ONTX SECURITY ID: 68232V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry S. Bienen | Management | For | For |
| 1.2 | Elect Director Jerome E. Groopman | Management | For | For |
| 1.3 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.4 | Elect Director Ramesh Kumar | Management | For | For |
| 1.5 | Elect Director Viren Mehta | Management | For | For |
| 1.6 | Elect Director E. Premkumar Reddy | Management | For | Withhold |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCOTHYREON INC.
MEETING DATE: JUN 06, 2014 | TICKER: ONTY SECURITY ID: 682324108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel Spiegelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: SEP 26, 2013 | TICKER: OTC SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Brian J. Jackman | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OPEN SECURITY ID: 68372A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OPHTHOTECH CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: OPHT SECURITY ID: 683745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Galakatos | Management | For | For |
| 1.2 | Elect Director Michael Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 06, 2013 | TICKER: OPLK SECURITY ID: 68375Q403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Y. Liu | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: OCT 23, 2013 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: OSUR SECURITY ID: 68554V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronny B. Lancaster | Management | For | For |
| 1.2 | Elect Director Roger L. Pringle | Management | For | Withhold |
| 1.3 | Elect Director Ronald H. Spair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ORBCOMM INC.
MEETING DATE: APR 23, 2014 | TICKER: ORBC SECURITY ID: 68555P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.2 | Elect Director Timothy Kelleher | Management | For | For |
| 1.3 | Elect Director John Major | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORBOTECH LTD.
MEETING DATE: SEP 11, 2013 | TICKER: ORBK SECURITY ID: M75253100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Yehudit Bronicki as Director | Management | For | For |
| 1b | Reelect Jabob Richter as Director | Management | For | For |
| 1c | Reelect Arie Weisberg as Director | Management | For | For |
| 2 | Re-Appoint Kesselman and Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3a | Amend Section 2 of the Memorandum of Association | Management | For | For |
| 3b | Adopt a Consolidated Form of the Articles of Association | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Issue Updated Indemnification Agreements to Directors and Officers | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in items 4 and 5; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: OREX SECURITY ID: 686164104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.3 | Elect Director Michael A. Narachi | Management | For | For |
| 2 | Approve Flexible Settlement Feature for the Potential Conversion of the Notes | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
MEETING DATE: NOV 26, 2013 | TICKER: ORIT SECURITY ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ORRSTOWN FINANCIAL SERVICES, INC.
MEETING DATE: APR 29, 2014 | TICKER: ORRF SECURITY ID: 687380105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Coy | Management | For | For |
| 1.2 | Elect Director Eric A. Segal | Management | For | For |
| 1.3 | Elect Director Joel R. Zullinger | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ORTHOFIX INTERNATIONAL N.V.
MEETING DATE: JUN 19, 2014 | TICKER: OFIX SECURITY ID: N6748L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Hinrichs | Management | For | For |
| 1.2 | Elect Director Guy J. Jordan | Management | For | For |
| 1.3 | Elect Director Anthony F. Martin | Management | For | For |
| 1.4 | Elect Director Bradley R. Mason | Management | For | For |
| 1.5 | Elect Director Ronald A. Matricaria | Management | For | For |
| 1.6 | Elect Director Kathleen T. Regan | Management | For | For |
| 1.7 | Elect Director Maria Sainz | Management | For | For |
| 1.8 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSI SYSTEMS, INC.
MEETING DATE: DEC 03, 2013 | TICKER: OSIS SECURITY ID: 671044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Ajay Mehra | Management | For | For |
| 1.3 | Elect Director Steven C. Good | Management | For | For |
| 1.4 | Elect Director Meyer Luskin | Management | For | For |
| 1.5 | Elect Director David T. Feinberg | Management | For | For |
| 1.6 | Elect Director William F. Ballhaus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSIRIS THERAPEUTICS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: OSIR SECURITY ID: 68827R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lode Debrabandere | Management | For | For |
| 1.2 | Elect Director Felix Gutzwiller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OTTER TAIL CORPORATION
MEETING DATE: APR 14, 2014 | TICKER: OTTR SECURITY ID: 689648103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Erickson | Management | For | For |
| 1.2 | Elect Director Nathan I. Partain | Management | For | For |
| 1.3 | Elect Director James B. Stake | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OUTERWALL INC.
MEETING DATE: JUN 12, 2014 | TICKER: OUTR SECURITY ID: 690070107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Eskenazy | Management | For | For |
| 1b | Elect Director Robert D. Sznewajs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OVASCIENCE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: OVAS SECURITY ID: 69014Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Aldrich | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kraus | Management | For | For |
| 1.3 | Elect Director Mary Fisher | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OVERSTOCK.COM, INC.
MEETING DATE: MAY 07, 2014 | TICKER: OSTK SECURITY ID: 690370101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allison H. Abraham | Management | For | For |
| 1.2 | Elect Director Stormy D. Simon | Management | For | For |
| 1.3 | Elect Director Samuel A. Mitchell | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OXFORD IMMUNOTEC GLOBAL PLC
MEETING DATE: JUN 12, 2014 | TICKER: OXFD SECURITY ID: G6855A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herm Rosenman as Director | Management | For | Against |
| 2 | Elect Patricia Randall as Director | Management | For | For |
| 3 | Approve Audit Committee's Appointment of Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 11 | Amend Quorum Requirements | Management | For | For |
| 12 | Amend Articles of Association Re: Notice of Meetings | Management | For | For |
| |
|---|
OXIGENE, INC.
MEETING DATE: JUL 16, 2013 | TICKER: OXGN SECURITY ID: 691828404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamar D. Howson | Management | For | For |
| 1.2 | Elect Director Peter J. Langecker | Management | For | For |
| 1.3 | Elect Director Gerald McMahon | Management | For | For |
| 1.4 | Elect Director William D. Schwieterman | Management | For | For |
| 1.5 | Elect Director David Chaplin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
P.A.M. TRANSPORTATION SERVICES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PTSI SECURITY ID: 693149106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.2 | Elect Director W. Scott Davis | Management | For | For |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.4 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.5 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.6 | Elect Director Daniel H. Cushman | Management | For | Withhold |
| 1.7 | Elect Director Norman E. Harned | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 29, 2014 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Fluke, Jr. | Management | For | Against |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.4 | Elect Director Mark A. Schulz | Management | For | Against |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
PACER INTERNATIONAL, INC.
MEETING DATE: MAR 27, 2014 | TICKER: PACR SECURITY ID: 69373H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PACB SECURITY ID: 69404D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brook Byers | Management | For | For |
| 1.2 | Elect Director John F. Milligan | Management | For | For |
| 1.3 | Elect Director Lucy Shapiro | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: PCBK SECURITY ID: 69412V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Ballin | Management | For | For |
| 1.2 | Elect Director Hal M. Brown | Management | For | For |
| 1.3 | Elect Director Michael E. Heijer | Management | For | For |
| 1.4 | Elect Director Michael D. Holzgang | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
| 1.7 | Elect Director Donald G. Montgomery | Management | For | For |
| 1.8 | Elect Director Jeffrey D. Pinneo | Management | For | For |
| 1.9 | Elect Director John H. Rickman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC ETHANOL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PEIX SECURITY ID: 69423U305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Jones | Management | For | For |
| 1.2 | Elect Director Neil M. Koehler | Management | For | For |
| 1.3 | Elect Director Terry L. Stone | Management | For | For |
| 1.4 | Elect Director John L. Prince | Management | For | For |
| 1.5 | Elect Director Douglas L. Kieta | Management | For | For |
| 1.6 | Elect Director Larry D. Layne | Management | For | For |
| 1.7 | Elect Director Michael D. Kandris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC MERCANTILE BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: PMBC SECURITY ID: 694552100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven K. Buster | Management | For | For |
| 1.2 | Elect Director Edward J. Carpenter | Management | For | For |
| 1.3 | Elect Director John W. Clark | Management | For | For |
| 1.4 | Elect Director Warren T. Finley | Management | For | For |
| 1.5 | Elect Director John D. Flemming | Management | For | For |
| 1.6 | Elect Director Howard N. Gould | Management | For | For |
| 1.7 | Elect Director Michael P. Hoopis | Management | For | For |
| 1.8 | Elect Director Andrew M. Phillips | Management | For | For |
| 1.9 | Elect Director Daniel A. Strauss | Management | For | For |
| 1.10 | Elect Director John Thomas | Management | For | For |
| 1.11 | Elect Director Stephen P. Yost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Boudreau | Management | For | For |
| 1.2 | Elect Director John J. Carona | Management | For | For |
| 1.3 | Elect Director Steven R. Gardner | Management | For | For |
| 1.4 | Elect Director Joseph L. Garrett | Management | For | For |
| 1.5 | Elect Director John D. Goddard | Management | For | For |
| 1.6 | Elect Director Jeff C. Jones | Management | For | For |
| 1.7 | Elect Director Michael L. McKennon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACIFIC SUNWEAR OF CALIFORNIA, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PSUN SECURITY ID: 694873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary H. Schoenfeld | Management | For | For |
| 1.2 | Elect Director Frances P. Philip | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACTERA TECHNOLOGY INTERNATIONAL LTD.
MEETING DATE: DEC 23, 2013 | TICKER: PACT SECURITY ID: 695255109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Ruby Rong Lu as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
| 2 | Reelect Venkatachalam Krishnakumar as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PACTERA TECHNOLOGY INTERNATIONAL LTD.
MEETING DATE: MAR 06, 2014 | TICKER: PACT SECURITY ID: 695255109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
PAIN THERAPEUTICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: PTIE SECURITY ID: 69562K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Z. Gussin | Management | For | Withhold |
| 1.2 | Elect Director Saira Ramasastry | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PALMETTO BANCSHARES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PLMT SECURITY ID: 697062206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.2 | Elect Director John D. Hopkins, Jr. | Management | For | For |
| 1.3 | Elect Director Jane S. Sosebee | Management | For | For |
| 1.4 | Elect Director John P. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 08, 2014 | TICKER: PAA SECURITY ID: 697900108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director Robert P. Pirooz | Management | For | For |
| 1.7 | Elect Director David C. Press | Management | For | For |
| 1.8 | Elect Director Walter T. Segsworth | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Schnatter | Management | For | For |
| 1b | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
PAREXEL INTERNATIONAL CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: PRXL SECURITY ID: 699462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher J. Lindop | Management | For | For |
| 1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PARK STERLING CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: PSTB SECURITY ID: 70086Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter C. Ayers | Management | For | For |
| 1.2 | Elect Director Jean E. Davis | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Kane | Management | For | For |
| 1.4 | Elect Director Kim S. Price | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: JUN 12, 2014 | TICKER: PKOH SECURITY ID: 700666100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Greene | Management | For | For |
| 1.2 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.3 | Elect Director Dan T. Moore, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARKERVISION, INC.
MEETING DATE: JUL 10, 2013 | TICKER: PRKR SECURITY ID: 701354102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Parker | Management | For | For |
| 1.2 | Elect Director William Hightower | Management | For | For |
| 1.3 | Elect Director John Metcalf | Management | For | For |
| 1.4 | Elect Director David Sorrells | Management | For | For |
| 1.5 | Elect Director Robert Sterne | Management | For | Withhold |
| 1.6 | Elect Director Nam Suh | Management | For | For |
| 1.7 | Elect Director Papken der Torossian | Management | For | For |
| 2a | Classify the Board of Directors | Management | For | Against |
| 2b | Provide Directors May Only Be Removed for Cause | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
PARKERVISION, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PRKR SECURITY ID: 701354102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Metcalf | Management | For | For |
| 1.2 | Elect Director Robert Sterne | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNER COMMUNICATIONS COMPANY LTD.
MEETING DATE: JUL 25, 2013 | TICKER: PTNR SECURITY ID: 70211M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 2 | Discuss Remuneration of the Auditors | Management | None | None |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 4.1 | Elect Shlomo Rodav, Ilan Ben-Dov, Adam Chesnoff, Fred Gluckman, Sumeet Jaisinghani, Yoav Rubinstein, Arieh Saban, Yahel Shachar, Elon Shalev, and Arie Steinberg as Directors | Management | For | For |
| 4.2 | Approve Not to Change Compensation for Directors | Management | For | For |
| 4.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 4.3 | Approve Not to Change Compensation for Osnat Ronen and Arie Steinberg | Management | For | For |
| 4.4 | Approve and Ratify Indemnification of Directors, Subject to Adoption of Item 7 | Management | For | Against |
| 4.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5.a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 6 | Approve Registration Rights Agreement | Management | For | For |
| 6.a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.1 | Grant Indemnification Letters to Shlomo Rodav | Management | For | Against |
| 7.1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.2 | Grant Indemnification Letters to Ilan Ben-Dov | Management | For | Against |
| 7.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.3 | Grant Indemnification Letters to Adam Chesnoff | Management | For | Against |
| 7.3a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.4 | Grant Indemnification Letters to Fred Gluckman | Management | For | Against |
| 7.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.5 | Grant Indemnification Letters to Sumeet Jaisinghani | Management | For | Against |
| 7.5a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.6 | Grant Indemnification Letters to Yoav Rubinstein | Management | For | Against |
| 7.6a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.7 | Grant Indemnification Letters to Arieh Saban | Management | For | Against |
| 7.7a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.8 | Grant Indemnification Letters to Yahel Shachar | Management | For | Against |
| 7.8a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 7.9 | Grant Indemnification Letters to Elon Shalev | Management | For | Against |
| 7.9a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 8 | Indicate If Your Holdings or Vote Does Not Require Consent of Minister of Communications | Management | None | Against |
| |
|---|
PARTNER COMMUNICATIONS COMPANY LTD.
MEETING DATE: OCT 17, 2013 | TICKER: PTNR SECURITY ID: 70211M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Registration Rights Agreement Between the Company and S.B. Israel Telecom Ltd. | Management | For | For |
| 1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.1 | Issue Updated Indemnification Agreements to Shlomo Rodav | Management | For | Against |
| 3.1a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.2 | Issue Updated Indemnification Agreements to Ilan Ben-Dov | Management | For | Against |
| 3.2a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.3 | Issue Updated Indemnification Agreements to Adam Chesnoff | Management | For | Against |
| 3.3a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.4 | Issue Updated Indemnification Agreements to Fred Gluckman | Management | For | Against |
| 3.4a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.5 | Issue Updated Indemnification Agreements to Sumeet Jaisinghani | Management | For | Against |
| 3.5a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.6 | Issue Updated Indemnification Agreements to Yoav Rubinstein | Management | For | Against |
| 3.6a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.7 | Issue Updated Indemnification Agreements to Arieh Saban | Management | For | Against |
| 3.7a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.8 | Issue Updated Indemnification Agreements to Yahel Shachar | Management | For | Against |
| 3.8a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3.9 | Issue Updated Indemnification Agreements to Elon Shalev | Management | For | Against |
| 3.9a | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Indicate If Your Holdings or Vote Does Not Require Consent of Minister of Communications | Management | None | For |
| |
|---|
PATRICK INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PATK SECURITY ID: 703343103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence D. Brennan | Management | For | For |
| 1.2 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.3 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.4 | Elect Director John A. Forbes | Management | For | For |
| 1.5 | Elect Director Paul E. Hassler | Management | For | For |
| 1.6 | Elect Director Michael A. Kitson | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Larry D. Renbarger | Management | For | For |
| 1.9 | Elect Director Walter E. Wells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATRIOT TRANSPORTATION HOLDING, INC.
MEETING DATE: FEB 05, 2014 | TICKER: PATR SECURITY ID: 70337B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thompson S. Baker, II | Management | For | Withhold |
| 1.2 | Elect Director Martin E. "Hap" Stein Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PATTERN ENERGY GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PEGI SECURITY ID: 70338P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Batkin | Management | For | For |
| 1.2 | Elect Director Patricia S. Bellinger | Management | For | For |
| 1.3 | Elect Director The Lord Browne of Madingley | Management | For | For |
| 1.4 | Elect Director Michael M. Garland | Management | For | For |
| 1.5 | Elect Director Douglas G. Hall | Management | For | For |
| 1.6 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.7 | Elect Director Patricia M. Newson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON COMPANIES, INC.
MEETING DATE: SEP 09, 2013 | TICKER: PDCO SECURITY ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Buck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 17, 2014 | TICKER: PTEN SECURITY ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director Curtis W. Huff | Management | For | For |
| 1.6 | Elect Director Terry H. Hunt | Management | For | For |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 16, 2013 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PC CONNECTION, INC.
MEETING DATE: MAY 21, 2014 | TICKER: PCCC SECURITY ID: 69318J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
| 1.2 | Elect Director David Hall | Management | For | Withhold |
| 1.3 | Elect Director Joseph Baute | Management | For | For |
| 1.4 | Elect Director David Beffa-Negrini | Management | For | Withhold |
| 1.5 | Elect Director Barbara Duckett | Management | For | For |
| 1.6 | Elect Director Donald Weatherson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PCM, INC.
MEETING DATE: JUL 25, 2013 | TICKER: PCMI SECURITY ID: 69323K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank F. Khulusi | Management | For | For |
| 1.2 | Elect Director Thomas A. Maloof | Management | For | For |
| 1.3 | Elect Director Ronald B. Reck | Management | For | For |
| 1.4 | Elect Director Paul C. Heeschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PCTEL, INC.
MEETING DATE: JUN 11, 2014 | TICKER: PCTI SECURITY ID: 69325Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Levy | Management | For | For |
| 1.2 | Elect Director Giacomo Marini | Management | For | For |
| 1.3 | Elect Director Martin H. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. Casabona | Management | For | For |
| 1.2 | Elect Director David C. Parke | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Caulfield | Management | For | For |
| 1.2 | Elect Director R. Stephen Heinrichs | Management | For | For |
| 1.3 | Elect Director Joseph R. Bronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PDI, INC.
MEETING DATE: JUN 04, 2014 | TICKER: PDII SECURITY ID: 69329V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack E. Stover | Management | For | For |
| 1.2 | Elect Director John M. Climaco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: PDLI SECURITY ID: 69329Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director Paul W. Sandman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PEAPACK-GLADSTONE FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: PGC SECURITY ID: 704699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Finn M. W. Caspersen, Jr. | Management | For | For |
| 1.2 | Elect Director Susan A. Cole | Management | For | For |
| 1.3 | Elect Director Anthony J. Consi, II | Management | For | For |
| 1.4 | Elect Director Edward A. Gramigna, Jr. | Management | For | For |
| 1.5 | Elect Director Douglas L. Kennedy | Management | For | For |
| 1.6 | Elect Director Frank A. Kissel | Management | For | For |
| 1.7 | Elect Director John D. Kissel | Management | For | For |
| 1.8 | Elect Director James R. Lamb | Management | For | For |
| 1.9 | Elect Director Edward A. Merton | Management | For | For |
| 1.10 | Elect Director F. Duffield Meyercord | Management | For | For |
| 1.11 | Elect Director Philip W. Smith, III | Management | For | For |
| 1.12 | Elect Director Beth Welsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: MAY 20, 2014 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director James P. O'Halloran | Management | For | For |
| 1.5 | Elect Director Alan Trefler | Management | For | For |
| 1.6 | Elect Director Larry Weber | Management | For | For |
| 1.7 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PENDRELL CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: PCO SECURITY ID: 70686R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Nicolas Kauser | Management | For | For |
| 1.3 | Elect Director Craig O. McCaw | Management | For | For |
| 1.4 | Elect Director Lee E. Mikles | Management | For | For |
| 1.5 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.6 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.7 | Elect Director H. Brian Thompson | Management | For | For |
| 1.8 | Elect Director Benjamin G. Wolff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENFORD CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: PENX SECURITY ID: 707051108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Behrens | Management | For | For |
| 1.2 | Elect Director William E. Buchholz | Management | For | Withhold |
| 1.3 | Elect Director John C. Hunter III | Management | For | Withhold |
| 1.4 | Elect Director James E. Warjone | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 12, 2014 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENNS WOODS BANCORP, INC.
MEETING DATE: APR 30, 2014 | TICKER: PWOD SECURITY ID: 708430103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Furey, II | Management | For | For |
| 1.2 | Elect Director Richard A. Grafmyre | Management | For | Withhold |
| 1.3 | Elect Director D. Michael Hawbaker | Management | For | For |
| 1.4 | Elect Director John G. Nackley | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 17, 2014 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Barnes | Management | For | For |
| 1.2 | Elect Director Collin P. Baron | Management | For | For |
| 1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
| 1.4 | Elect Director John K. Dwight | Management | For | For |
| 1.5 | Elect Director Janet M. Hansen | Management | For | For |
| 1.6 | Elect Director Richard M. Hoyt | Management | For | For |
| 1.7 | Elect Director Nancy McAllister | Management | For | For |
| 1.8 | Elect Director Mark W. Richards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PEOPLES BANCORP INC.
MEETING DATE: APR 24, 2014 | TICKER: PEBO SECURITY ID: 709789101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tara M. Abraham | Management | For | For |
| 1.2 | Elect Director James S. Huggins | Management | For | For |
| 1.3 | Elect Director Brenda F. Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEREGRINE PHARMACEUTICALS, INC.
MEETING DATE: OCT 17, 2013 | TICKER: PPHM SECURITY ID: 713661304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlton M. Johnson, Jr. | Management | For | For |
| 1.2 | Elect Director Steven W. King | Management | For | For |
| 1.3 | Elect Director David H. Pohl | Management | For | For |
| 1.4 | Elect Director Eric S. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PEREGRINE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: PSMI SECURITY ID: 71366R703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Allen | Management | For | For |
| 1.2 | Elect Director Robert D. Pavey | Management | For | For |
| 1.3 | Elect Director Carl P. Schlachte | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 22, 2013 | TICKER: PWRD SECURITY ID: 71372U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Ratify the 2013 Share Incentive Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
PERFICIENT, INC.
MEETING DATE: MAY 28, 2014 | TICKER: PRFT SECURITY ID: 71375U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.3 | Elect Director John S. Hamlin | Management | For | For |
| 1.4 | Elect Director James R. Kackley | Management | For | For |
| 1.5 | Elect Director David S. Lundeen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERFORMANT FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: PFMT SECURITY ID: 71377E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon D. Shaver | Management | For | For |
| 1.2 | Elect Director William D. Hansen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERFUMANIA HOLDINGS, INC.
MEETING DATE: DEC 11, 2013 | TICKER: PERF SECURITY ID: 71376C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Nussdorf | Management | For | Withhold |
| 1.2 | Elect Director Michael W. Katz | Management | For | Withhold |
| 1.3 | Elect Director Carole Ann Taylor | Management | For | For |
| 1.4 | Elect Director Joseph Bouhadana | Management | For | For |
| 1.5 | Elect Director Paul Garfinkle | Management | For | For |
| 1.6 | Elect Director Frederick E. Purches | Management | For | Withhold |
| 1.7 | Elect Director Anthony D'Agostino | Management | For | For |
| 1.8 | Elect Director Esther Egozi Choukroun | Management | For | For |
| 1.9 | Elect Director Glenn H. Gopman | Management | For | For |
| 1.10 | Elect Director Robert Mitzman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PERICOM SEMICONDUCTOR CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: PSEM SECURITY ID: 713831105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex Chiming Hui | Management | For | Withhold |
| 1.2 | Elect Director Chi-Hung (John) Hui | Management | For | Withhold |
| 1.3 | Elect Director John C. East | Management | For | For |
| 1.4 | Elect Director Hau L. Lee | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Sophie | Management | For | Withhold |
| 1.6 | Elect Director Siu-Weng Simon Wong | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERMA-FIX ENVIRONMENTAL SERVICES, INC.
MEETING DATE: SEP 12, 2013 | TICKER: PESI SECURITY ID: 714157104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis F. Centofanti | Management | For | For |
| 1.2 | Elect Director Jack Lahav | Management | For | For |
| 1.3 | Elect Director Joe R. Reeder | Management | For | Withhold |
| 1.4 | Elect Director Larry M. Shelton | Management | For | For |
| 1.5 | Elect Director Charles E. Young | Management | For | For |
| 1.6 | Elect Director Mark A. Zwecker | Management | For | For |
| 1.7 | Elect Director Gary Kugler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
PERNIX THERAPEUTICS HOLDINGS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PTX SECURITY ID: 71426V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Doug Drysdale | Management | For | For |
| 1.2 | Elect Director Steven Elms | Management | For | For |
| 1.3 | Elect Director Tasos G. Konidaris | Management | For | For |
| 1.4 | Elect Director John A. Sedor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PERRY ELLIS INTERNATIONAL, INC.
MEETING DATE: JUN 05, 2014 | TICKER: PERY SECURITY ID: 288853104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexandra Wilson | Management | For | For |
| 1.2 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PETMED EXPRESS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: PETS SECURITY ID: 716382106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Menderes Akdag | Management | For | For |
| 1.2 | Elect Director Frank J. Formica | Management | For | For |
| 1.3 | Elect Director Gian M. Fulgoni | Management | For | For |
| 1.4 | Elect Director Ronald J. Korn | Management | For | For |
| 1.5 | Elect Director Robert C. Schweitzer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PETSMART, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PETM SECURITY ID: 716768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angel Cabrera | Management | For | For |
| 1b | Elect Director Rita V. Foley | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 1e | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1f | Elect Director David K. Lenhardt | Management | For | For |
| 1g | Elect Director Richard K. Lochridge | Management | For | For |
| 1h | Elect Director Barbara Munder | Management | For | For |
| 1i | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1j | Elect Director Thomas G. Stemberg | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PFSWEB, INC.
MEETING DATE: JUL 16, 2013 | TICKER: PFSW SECURITY ID: 717098206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Neil W. Jacobs | Management | For | For |
| 2.2 | Elect Director Benjamin Rosenzweig | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PFSWEB, INC.
MEETING DATE: JUN 27, 2014 | TICKER: PFSW SECURITY ID: 717098206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Rosenzweig | Management | For | For |
| 1.2 | Elect Director Monica Luechtefeld | Management | For | For |
| 1.3 | Elect Director Michael C. Willoughby | Management | For | For |
| 1.4 | Elect Director Shinichi Nagakura | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PGT, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PGTI SECURITY ID: 69336V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett N. Milgrim | Management | For | For |
| 1.2 | Elect Director Richard D. Feintuch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHOTOMEDEX, INC.
MEETING DATE: AUG 01, 2013 | TICKER: PHMD SECURITY ID: 719358301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Pell | Management | For | For |
| 1.2 | Elect Director Yoav Ben-Dror | Management | For | Withhold |
| 1.3 | Elect Director Dolev Rafaeli | Management | For | For |
| 1.4 | Elect Director Dennis M. McGrath | Management | For | For |
| 1.5 | Elect Director Nahum Melumad | Management | For | For |
| 1.6 | Elect Director James W. Sight | Management | For | For |
| 1.7 | Elect Director Stephen P. Connelly | Management | For | For |
| 1.8 | Elect Director Katsumi Oneda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: APR 11, 2014 | TICKER: PLAB SECURITY ID: 719405102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
| 1.3 | Elect Director Liang-Choo Hsia | Management | For | For |
| 1.4 | Elect Director Constantine Macricostas | Management | For | For |
| 1.5 | Elect Director George Macricostas | Management | For | For |
| 1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PICO SECURITY ID: 693366205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John R. Hart | Management | For | For |
| 1b | Elect Director Michael J. Machado | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: PPC SECURITY ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
| 1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
| 1.4 | Elect Director William W. Lovette | Management | For | Withhold |
| 1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
| 1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 2.1 | Elect Director David E. Bell | Management | For | For |
| 2.2 | Elect Director Michael L. Cooper | Management | For | For |
| 2.3 | Elect Director Charles Macaluso | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PINGTAN MARINE ENTERPRISE LTD.
MEETING DATE: JUN 26, 2014 | TICKER: PME SECURITY ID: G7114V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lin Bao | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
MEETING DATE: APR 15, 2014 | TICKER: PNFP SECURITY ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Cope | Management | For | For |
| 1.2 | Elect Director William H. Huddleston, IV | Management | For | For |
| 1.3 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.4 | Elect Director Reese L. Smith | Management | For | For |
| 1.5 | Elect Director Glenda Baskin Glover | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIXELWORKS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PXLW SECURITY ID: 72581M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Domenik | Management | For | For |
| 1.2 | Elect Director David J. Tupman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLANET PAYMENT, INC.
MEETING DATE: JUN 16, 2014 | TICKER: PLPM SECURITY ID: U72603118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.2 | Elect Director Shane H. Kim | Management | For | For |
| 1.3 | Elect Director Carl J. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLEXUS CORP.
MEETING DATE: FEB 12, 2014 | TICKER: PLXS SECURITY ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | For |
| 1.4 | Elect Director Dean A. Foate | Management | For | For |
| 1.5 | Elect Director Rainer Jueckstock | Management | For | For |
| 1.6 | Elect Director Peter Kelly | Management | For | For |
| 1.7 | Elect Director Phil R. Martens | Management | For | For |
| 1.8 | Elect Director Michael V. Schrock | Management | For | For |
| 1.9 | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLURISTEM THERAPEUTICS INC.
MEETING DATE: MAY 22, 2014 | TICKER: PSTI SECURITY ID: 72940R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zami Aberman | Management | For | Against |
| 1.2 | Elect Director Israel Ben-Yoram | Management | For | For |
| 1.3 | Elect Director Isaac Braun | Management | For | For |
| 1.4 | Elect Director Mark Germain | Management | For | For |
| 1.5 | Elect Director Moria Kwiat | Management | For | Against |
| 1.6 | Elect Director Hava Meretzki | Management | For | Against |
| 1.7 | Elect Director Nachum Rosman | Management | For | For |
| 1.8 | Elect Director Doron Shorrer | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | Against |
| |
|---|
PLX TECHNOLOGY, INC.
MEETING DATE: DEC 18, 2013 | TICKER: PLXT SECURITY ID: 693417107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director D. James Guzy | Management | For | Did Not Vote |
| 1.2 | Elect Director John H. Hart | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas Riordan | Management | For | Did Not Vote |
| 1.4 | Elect Director Michael J. Salameh | Management | For | Did Not Vote |
| 1.5 | Elect Director Ralph H. Schmitt | Management | For | Did Not Vote |
| 1.6 | Elect Director Robert H. Smith | Management | For | Did Not Vote |
| 1.7 | Elect Director Patrick Verderico | Management | For | Did Not Vote |
| 1.8 | Elect Director David K. Raun | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Martin Colombatto | Shareholder | For | For |
| 1.2 | Elect Director Stephen Domenik | Shareholder | For | For |
| 1.3 | Elect Director Eric Singer | Shareholder | For | For |
| 1.4 | Management Nominee - John H. Hart | Shareholder | For | For |
| 1.5 | Management Nominee - Michael J. Salameh | Shareholder | For | For |
| 1.6 | Management Nominee - Ralph H. Schmitt | Shareholder | For | For |
| 1.7 | Management Nominee - Patrick Verderico | Shareholder | For | For |
| 1.8 | Management Nominee - David K. Raun | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PMCS SECURITY ID: 69344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Michael R. Farese | Management | For | For |
| 1.3 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.4 | Elect Director Kirt P. Karros | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PMFG, INC.
MEETING DATE: NOV 14, 2013 | TICKER: PMFG SECURITY ID: 69345P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth R. Hanks | Management | For | For |
| 1.2 | Elect Director R. Clayton Mulford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POINTS INTERNATIONAL LTD.
MEETING DATE: MAY 08, 2014 | TICKER: PTS SECURITY ID: 730843208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernay Box | Management | For | For |
| 1.2 | Elect Director Christopher Barnard | Management | For | For |
| 1.3 | Elect Director Michael Beckerman | Management | For | For |
| 1.4 | Elect Director Douglas Carty | Management | For | For |
| 1.5 | Elect Director Bruce Croxon | Management | For | For |
| 1.6 | Elect Director Robert MacLean | Management | For | For |
| 1.7 | Elect Director John Thompson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.2 | Elect Director Andrew W. Code | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
| 1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1.6 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.7 | Elect Director Robert C. Sledd | Management | For | For |
| 1.8 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPEYES LOUISIANA KITCHEN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PLKI SECURITY ID: 732872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.5 | Elect Director John M. Cranor, III | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Joel K. Manby | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | For |
| 1b | Elect Director C. Kim Goodwin | Management | For | For |
| 1c | Elect Director William J. Teuber, Jr. | Management | For | For |
| 1d | Elect Director John W. Diercksen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PORTFOLIO RECOVERY ASSOCIATES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PRAA SECURITY ID: 73640Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott M. Tabakin | Management | For | For |
| 1.2 | Elect Director James M. Voss | Management | For | For |
| 1.3 | Elect Director Marjorie M. Connelly | Management | For | For |
| 1.4 | Elect Director James A. Nussle | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: PTLA SECURITY ID: 737010108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 1.3 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTBELLY CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: PBPB SECURITY ID: 73754Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bassi | Management | For | For |
| 1.2 | Elect Director Marla Gottschalk | Management | For | For |
| 1.3 | Elect Director Aylwin Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTLATCH CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Moody | Management | For | For |
| 1.2 | Elect Director Lawrence S. Peiros | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWELL INDUSTRIES, INC.
MEETING DATE: FEB 26, 2014 | TICKER: POWL SECURITY ID: 739128106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene L. Butler | Management | For | For |
| 1.2 | Elect Director Christopher E. Cragg | Management | For | For |
| 1.3 | Elect Director Bonnie V. Hancock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Director Alan D. Bickell | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director William George | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.7 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POWER SOLUTIONS INTERNATIONAL, INC.
MEETING DATE: AUG 28, 2013 | TICKER: PSIX SECURITY ID: 73933G202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Winemaster | Management | For | Withhold |
| 1.2 | Elect Director Kenneth W. Landini | Management | For | Withhold |
| 1.3 | Elect Director H. Samuel Greenawalt | Management | For | For |
| 1.4 | Elect Director Jay J. Hansen | Management | For | For |
| 1.5 | Elect Director Mary E. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
POWER-ONE, INC.
MEETING DATE: JUL 23, 2013 | TICKER: PWER SECURITY ID: 73930R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
POZEN INC.
MEETING DATE: JUN 04, 2014 | TICKER: POZN SECURITY ID: 73941U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREFERRED BANK
MEETING DATE: MAY 20, 2014 | TICKER: PFBC SECURITY ID: 740367404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director J. Richard Belliston | Management | For | For |
| 1.3 | Elect Director Gary S. Nunnelly | Management | For | For |
| 1.4 | Elect Director Clark Hsu | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PREFORMED LINE PRODUCTS COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: PLPC SECURITY ID: 740444104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Corlett | Management | For | For |
| 1.2 | Elect Director Michael Gibbons | Management | For | For |
| 1.3 | Elect Director Steven Kestner | Management | For | Withhold |
| 1.4 | Elect Director Randall Ruhlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREMIER EXHIBITIONS, INC.
MEETING DATE: AUG 29, 2013 | TICKER: PRXI SECURITY ID: 74051E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Adams | Management | For | For |
| 1.2 | Elect Director Douglas Banker | Management | For | For |
| 1.3 | Elect Director Ronald C. Bernard | Management | For | For |
| 1.4 | Elect Director Stephen W. Palley | Management | For | For |
| 1.5 | Elect Director Mark A. Sellers | Management | For | For |
| 1.6 | Elect Director Bruce D. Steinberg | Management | For | For |
| 1.7 | Elect Director Samuel S. Weiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PREMIER FINANCIAL BANCORP, INC.
MEETING DATE: JUN 18, 2014 | TICKER: PFBI SECURITY ID: 74050M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toney K. Adkins | Management | For | For |
| 1.2 | Elect Director Harry M. Hatfield | Management | For | For |
| 1.3 | Elect Director Lloyd G. Jackson, II | Management | For | For |
| 1.4 | Elect Director Keith F. Molihan | Management | For | For |
| 1.5 | Elect Director Marshall T. Reynolds | Management | For | For |
| 1.6 | Elect Director Neal W. Scaggs | Management | For | For |
| 1.7 | Elect Director Robert W. Walker | Management | For | For |
| 1.8 | Elect Director Thomas W. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRGX GLOBAL, INC.
MEETING DATE: JUN 24, 2014 | TICKER: PRGX SECURITY ID: 69357C503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Cole | Management | For | For |
| 1.2 | Elect Director Archelle Georgiou Feldshon | Management | For | For |
| 1.3 | Elect Director Philip J. Mazzilli, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: JAN 22, 2014 | TICKER: PSMT SECURITY ID: 741511109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.3 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.4 | Elect Director Leon C. Janks | Management | For | For |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Robert E. Price | Management | For | For |
| 1.8 | Elect Director Edgar Zurcher | Management | For | For |
| |
|---|
PRIMEENERGY CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: PNRG SECURITY ID: 74158E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverly A. Cummings | Management | For | Withhold |
| 1.2 | Elect Director Charles E. Drimal, Jr. | Management | For | Withhold |
| 1.3 | Elect Director H. Gifford Fong | Management | For | For |
| 1.4 | Elect Director Thomas S. T. Gimbel | Management | For | Withhold |
| 1.5 | Elect Director Clint Hurt | Management | For | Withhold |
| 1.6 | Elect Director Jan K. Smeets | Management | For | Withhold |
| 1.7 | Elect Director Ebersole Gaines Wehrle | Management | For | For |
| |
|---|
PRIMORIS SERVICES CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: PRIM SECURITY ID: 74164F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIVATEBANCORP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PVTB SECURITY ID: 742962103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Coleman | Management | For | For |
| 1.2 | Elect Director James M. Guyette | Management | For | For |
| 1.3 | Elect Director Ralph B. Mandell | Management | For | For |
| 1.4 | Elect Director Cheryl Mayberry McKissack | Management | For | For |
| 1.5 | Elect Director Edward W. Rabin | Management | For | For |
| 1.6 | Elect Director Larry D. Richman | Management | For | For |
| 1.7 | Elect Director Collin E. Roche | Management | For | For |
| 1.8 | Elect Director William R. Rybak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PROCERA NETWORKS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: PKT SECURITY ID: 74269U203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott McClendon | Management | For | For |
| 1.2 | Elect Director James F. Brear | Management | For | For |
| 1.3 | Elect Director Staffan Hillberg | Management | For | For |
| 1.4 | Elect Director Alan B. Lefkof | Management | For | For |
| 1.5 | Elect Director Mary Losty | Management | For | For |
| 1.6 | Elect Director Douglas Miller | Management | For | For |
| 1.7 | Elect Director Thomas Saponas | Management | For | For |
| 1.8 | Elect Director William Slavin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Crowley | Management | For | For |
| 1.2 | Elect Director Paul J. Maddon | Management | For | For |
| 1.3 | Elect Director Mark R. Baker | Management | For | For |
| 1.4 | Elect Director Karen J. Ferrante | Management | For | For |
| 1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.6 | Elect Director David A. Scheinberg | Management | For | For |
| 1.7 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Ram Gupta | Management | For | For |
| 1.4 | Elect Director Charles F. Kane | Management | For | For |
| 1.5 | Elect Director David A. Krall | Management | For | For |
| 1.6 | Elect Director Michael L. Mark | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROOFPOINT, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PFPT SECURITY ID: 743424103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | For |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROSENSA HOLDING NV
MEETING DATE: JUN 17, 2014 | TICKER: RNA SECURITY ID: N71546100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.2 | Discuss Remuneration Report | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Elect Michael Wyzga to Supervisory Board | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Against |
| 10.1 | Authorize Repurchase of Ordinary Shares Up to 50 Percent of Issued Share Capital | Management | For | For |
| 10.2 | Authorize Repurchase of Preferred Shares | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 21, 2014 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dale B. Schenk | Management | For | For |
| 1b | Elect Director Dennis J. Selkoe | Management | For | For |
| 1c | Elect Director Richard T. Collier | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PROVIDENT FINANCIAL HOLDINGS, INC.
MEETING DATE: NOV 26, 2013 | TICKER: PROV SECURITY ID: 743868101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Barr | Management | For | Withhold |
| 1.2 | Elect Director Bruce W. Bennett | Management | For | Withhold |
| 1.3 | Elect Director Debbi H. Guthrie | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 05, 2014 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: PTCT SECURITY ID: 69366J200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
| 1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULASKI FINANCIAL CORP.
MEETING DATE: JAN 30, 2014 | TICKER: PULB SECURITY ID: 745548107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon A. Felman | Management | For | For |
| 1.2 | Elect Director Sharon A. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PVF CAPITAL CORP.
MEETING DATE: SEP 25, 2013 | TICKER: PVFC SECURITY ID: 693654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
QAD INC.
MEETING DATE: JUN 11, 2014 | TICKER: QADA SECURITY ID: 74727D207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
| 1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Lee D. Roberts | Management | For | For |
| 1.5 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QAD INC.
MEETING DATE: JUN 11, 2014 | TICKER: QADA SECURITY ID: 74727D306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
| 1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Lee D. Roberts | Management | For | For |
| 1.5 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QC HOLDINGS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: QCCO SECURITY ID: 74729T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Early | Management | For | Withhold |
| 1.2 | Elect Director Mary Lou Early | Management | For | Withhold |
| 1.3 | Elect Director Richard B. Chalker | Management | For | For |
| 1.4 | Elect Director Gerald F. Lamberti | Management | For | For |
| 1.5 | Elect Director Jack L. Sutherland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 25, 2014 | TICKER: QIA SECURITY ID: N72482107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3a | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 3b | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8b | Reelect Stephane Bancel to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8e | Reelect Lawrence A. Rosen to Supervisory Board | Management | For | For |
| 8f | Elect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 8g | Elect Elaine Mardis to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 10 | Amend Restricted Stock Plan for Executive Directors | Management | For | For |
| 11a | Approve Remuneration of Supervisory Board | Management | For | For |
| 11b | Amend Equity Based Remuneration of Supervisory Board | Management | For | For |
| 12 | Ratify Ernst & Young as Auditors | Management | For | Against |
| 13a | Grant Board Authority to Issue Shares Up To 100 Percent of Issued Capital | Management | For | For |
| 13b | Authorize Board to Exclude Preemptive Rights from Share Issuance Under Item 13a Up to 20 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Approve 2014 Stock Plan | Management | For | For |
| 16 | Allow Questions | Management | None | None |
| 17 | Close Meeting | Management | None | None |
| |
|---|
QIWI PLC
MEETING DATE: AUG 22, 2013 | TICKER: QIWI SECURITY ID: 74735M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director | Management | For | For |
| |
|---|
QIWI PLC
MEETING DATE: JUN 02, 2014 | TICKER: QIWI SECURITY ID: 74735M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A.1 | Accept Financial Statements of 2012 | Management | For | For |
| A.2 | Accept Financial Statements of 2013 | Management | For | For |
| B.1 | Approve Dividends | Management | For | For |
| B.2 | Confirm Dividend Record Date | Management | For | For |
| C.1 | Ratify Auditors | Management | For | For |
| C.2 | Approve Remuneration of External Auditors | Management | For | For |
| D.1.A | Elect Andrey Romanenko as Director | Management | None | For |
| D.1.B | Elect Igor Mikhaylov as Director | Management | None | For |
| D.1.C | Elect Andrey Muraviev as Director | Management | None | For |
| D.1.D | Elect Matthew Hammond as Director | Management | None | For |
| D.1.E | Elect Boris Kim as Director | Management | None | For |
| D.1.F | Elect Andrey Shemetov as Director | Management | None | Against |
| D.1.G | Elect Sergey Solonin as Director | Management | None | For |
| D.1.H | Elect Alexey Rasskazov as Director | Management | None | For |
| D.1.I | Elect Nilesh Lakhani as Director | Management | None | For |
| D.1.J | Elect Denis Yarotskiy as Director | Management | None | Against |
| D.1.K | Elect Dickson Chu as Director | Management | None | Against |
| D.1.L | Elect Osama Bedier as Director | Management | None | Against |
| D.1.M | Elect Ron Khalifa as Director | Management | None | Against |
| D.1.N | Elect Sergey Vibornov as Director | Management | None | Against |
| D.2.A | ELect Markus Rhodes as Director | Management | None | For |
| D.2.B | Elect Dmitry Pleskonos as Director | Management | None | For |
| D.2.C | Elect Alexey Savatygin as Director | Management | None | For |
| E.1 | Approve Remuneration of Non Executive Directors | Management | For | For |
| E.2 | Approve Remuneration of Executive Directors | Management | For | For |
| F.1 | Amend Company Bylaws | Management | For | Against |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 20, 2014 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Golden | Management | For | For |
| 1.2 | Elect Director Lars Bjork | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QLOGIC CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: QLGC SECURITY ID: 747277101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H.K. Desai | Management | For | For |
| 1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1c | Elect Director Christine King | Management | For | For |
| 1d | Elect Director Kathryn B. Lewis | Management | For | For |
| 1e | Elect Director D. Scott Mercer | Management | For | For |
| 1f | Elect Director George D. Wells | Management | For | For |
| 1g | Elect Director William M. Zeitler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALITY DISTRIBUTION, INC.
MEETING DATE: MAY 29, 2014 | TICKER: QLTY SECURITY ID: 74756M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary R. Enzor | Management | For | For |
| 1.2 | Elect Director Richard B. Marchese | Management | For | For |
| 1.3 | Elect Director Thomas R. Miklich | Management | For | For |
| 1.4 | Elect Director Annette M. Sandberg | Management | For | For |
| 1.5 | Elect Director Alan H. Schumacher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALITY SYSTEMS, INC.
MEETING DATE: AUG 15, 2013 | TICKER: QSII SECURITY ID: 747582104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Plochocki | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.3 | Elect Director George H. Bristol | Management | For | For |
| 1.4 | Elect Director James C. Malone | Management | For | For |
| 1.5 | Elect Director Peter M. Neupert | Management | For | For |
| 1.6 | Elect Director Morris Panner | Management | For | For |
| 1.7 | Elect Director D. Russell Pflueger | Management | For | For |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUALYS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: QLYS SECURITY ID: 74758T303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Dixon | Management | For | For |
| 1.2 | Elect Director Peter Pace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC.
MEETING DATE: JUL 25, 2013 | TICKER: QTWW SECURITY ID: 74765E208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Brian Olson | Management | For | For |
| 1.2 | Elect Director Carl E. Sheffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
QUICKLOGIC CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: QUIK SECURITY ID: 74837P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Auslander | Management | For | For |
| 1.2 | Elect Director E. Thomas Hart | Management | For | For |
| 1.3 | Elect Director Christine Russell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
QUINSTREET, INC.
MEETING DATE: OCT 28, 2013 | TICKER: QNST SECURITY ID: 74874Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Simons | Management | For | For |
| 1.2 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUMU CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: QUMU SECURITY ID: 749063103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherman L. Black | Management | For | For |
| 1.2 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.3 | Elect Director Daniel R. Fishback | Management | For | For |
| 1.4 | Elect Director Thomas F. Madison | Management | For | For |
| 1.5 | Elect Director Kimberly K. Nelson | Management | For | For |
| 1.6 | Elect Director Robert F. Olson | Management | For | For |
| 1.7 | Elect Director Justin A. Orlando | Management | For | For |
| 1.8 | Elect Director Steven M. Quist | Management | For | For |
| 1.9 | Elect Director James L. Reissner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
QUMU CORPORATION
MEETING DATE: JUN 27, 2014 | TICKER: QUMU SECURITY ID: 749063103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 22, 2014 | TICKER: RRD SECURITY ID: 257867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Susan M. Gianinno | Management | For | For |
| 1.5 | Elect Director Judith H. Hamilton | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Katz | Management | For | For |
| 1.7 | Elect Director Richard K. Palmer | Management | For | For |
| 1.8 | Elect Director John C. Pope | Management | For | For |
| 1.9 | Elect Director Michael T. Riordan | Management | For | For |
| 1.10 | Elect Director Oliver R. Sockwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
R.G. BARRY CORPORATION
MEETING DATE: OCT 30, 2013 | TICKER: DFZ SECURITY ID: 068798107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Lauer | Management | For | For |
| 1.2 | Elect Director David Nichols | Management | For | For |
| 1.3 | Elect Director Thomas Von Lehman | Management | For | For |
| 1.4 | Elect Director Gordon Zacks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RADISYS CORPORATION
MEETING DATE: SEP 04, 2013 | TICKER: RSYS SECURITY ID: 750459109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Scott Gibson | Management | For | For |
| 1.2 | Elect Director Brian Bronson | Management | For | For |
| 1.3 | Elect Director Hubert De Pesquidoux | Management | For | For |
| 1.4 | Elect Director Kevin C. Melia | Management | For | For |
| 1.5 | Elect Director David Nierenberg | Management | For | For |
| 1.6 | Elect Director M. Niel Ransom | Management | For | For |
| 1.7 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.8 | Elect Director Vincent H. Tobkin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RADWARE LTD.
MEETING DATE: OCT 03, 2013 | TICKER: RDWR SECURITY ID: M81873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
| 2 | Reelect Yair Tauman as External Director | Management | For | For |
| 3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
| 4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 24, 2014 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Thomas Bentley | Management | For | For |
| 1b | Elect Director Charles Kissner | Management | For | For |
| 1c | Elect Director David Shrigley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RAND LOGISTICS, INC.
MEETING DATE: SEP 24, 2013 | TICKER: RLOG SECURITY ID: 752182105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Bravener | Management | For | For |
| 1.2 | Elect Director Michael D. Lundin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 06, 2014 | TICKER: RRS SECURITY ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Reappoint BDO LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Increase in Authorised Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Approve Scrip Dividend | Management | For | For |
| 24 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
RAPTOR PHARMACEUTICAL CORP.
MEETING DATE: JUL 23, 2013 | TICKER: RPTP SECURITY ID: 75382F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Starr | Management | For | For |
| 1.2 | Elect Director Raymond W. (Bill) Anderson | Management | For | For |
| 1.3 | Elect Director Suzanne L. Bruhn | Management | For | For |
| 1.4 | Elect Director Richard L. Franklin | Management | For | For |
| 1.5 | Elect Director Llew Keltner | Management | For | For |
| 1.6 | Elect Director Erich Sager | Management | For | For |
| 1.7 | Elect Director Vijay B. Samant | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
RAVEN INDUSTRIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RAVN SECURITY ID: 754212108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Andringa | Management | For | For |
| 1.2 | Elect Director Thomas S. Everist | Management | For | For |
| 1.3 | Elect Director Mark E. Griffin | Management | For | For |
| 1.4 | Elect Director Kevin T. Kirby | Management | For | For |
| 1.5 | Elect Director Marc E. LeBaron | Management | For | For |
| 1.6 | Elect Director Cynthia H. Milligan | Management | For | For |
| 1.7 | Elect Director Daniel A. Rykhus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RBC BEARINGS INCORPORATED
MEETING DATE: SEP 12, 2013 | TICKER: ROLL SECURITY ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.2 | Elect Director Thomas J. O'Brien | Management | For | For |
| 1.3 | Elect Director Edward D. Stewart | Management | For | For |
| 1.4 | Elect Director Daniel A. Bergeron | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RDA MICROELECTRONICS INC.
MEETING DATE: DEC 27, 2013 | TICKER: RDA SECURITY ID: 749394102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RLOC SECURITY ID: 75525F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Carlick | Management | For | For |
| 1.2 | Elect Director Edward Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REAL GOODS SOLAR, INC.
MEETING DATE: DEC 18, 2013 | TICKER: RSOL SECURITY ID: 75601N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Belluck | Management | For | Withhold |
| 1.2 | Elect Director Kamyar (Kam) Mofid | Management | For | Withhold |
| 1.3 | Elect Director John Schaeffer | Management | For | Withhold |
| 1.4 | Elect Director Ian Bowles | Management | For | For |
| 1.5 | Elect Director Steven B. Kaufman | Management | For | Withhold |
| 1.6 | Elect Director Robert L. Scott | Management | For | Withhold |
| 1.7 | Elect Director Richard D. White | Management | For | For |
| 1.8 | Elect Director Pavel Bouska | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REAL GOODS SOLAR, INC.
MEETING DATE: JAN 14, 2014 | TICKER: RSOL SECURITY ID: 75601N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
REALNETWORKS, INC.
MEETING DATE: NOV 12, 2013 | TICKER: RNWK SECURITY ID: 75605L708
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Galgon | Management | For | For |
| 1.2 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.3 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: JUN 04, 2014 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Charles Kane | Management | For | For |
| 1.3 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
RECEPTOS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: RCPT SECURITY ID: 756207106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Faheem Hasnain | Management | For | Withhold |
| 1.2 | Elect Director Erle T. Mast | Management | For | For |
| 1.3 | Elect Director Mary Lynne Hedley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RED ROBIN GOURMET BURGERS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RRGB SECURITY ID: 75689M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Aiken | Management | For | For |
| 1b | Elect Director Stephen E. Carley | Management | For | For |
| 1c | Elect Director Lloyd L. Hill | Management | For | For |
| 1d | Elect Director Richard J. Howell | Management | For | For |
| 1e | Elect Director Glenn B. Kaufman | Management | For | For |
| 1f | Elect Director Pattye L. Moore | Management | For | For |
| 1g | Elect Director Stuart I. Oran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGADO BIOSCIENCES, INC.
MEETING DATE: JUN 12, 2014 | TICKER: RGDO SECURITY ID: 75874Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Mazzo | Management | For | For |
| 1.2 | Elect Director Jesse Treu | Management | For | For |
| 1.3 | Elect Director Andrew J. Fromkin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
REGULUS THERAPEUTICS INC.
MEETING DATE: MAY 22, 2014 | TICKER: RGLS SECURITY ID: 75915K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | Withhold |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Mark G. Foletta | Management | For | For |
| 1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.5 | Elect Director B. Lynne Parshall | Management | For | Withhold |
| 1.6 | Elect Director William H. Rastetter | Management | For | For |
| 1.7 | Elect Director Douglas Williams | Management | For | Withhold |
| 1.8 | Elect Director Kleanthis G. Xanthopoulos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REIS, INC.
MEETING DATE: JUN 04, 2014 | TICKER: REIS SECURITY ID: 75936P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd Lynford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RELIV' INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RELV SECURITY ID: 75952R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Montgomery | Management | For | For |
| 1.2 | Elect Director Carl W. Hastings | Management | For | For |
| 1.3 | Elect Director John B. Akin | Management | For | For |
| 1.4 | Elect Director Robert M. Henry | Management | For | For |
| 1.5 | Elect Director John M. Klimek | Management | For | For |
| 1.6 | Elect Director Stephen M. Merrick | Management | For | For |
| 1.7 | Elect Director David T. Thibodeau | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RELYPSA, INC.
MEETING DATE: JUN 19, 2014 | TICKER: RLYP SECURITY ID: 759531106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.2 | Elect Director Daniel K. Spiegelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REMARK MEDIA, INC.
MEETING DATE: OCT 31, 2013 | TICKER: MARK SECURITY ID: 75954W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore P. Botts | Management | For | For |
| 1.2 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.3 | Elect Director William W. Grounds | Management | For | For |
| 1.4 | Elect Director Kai-Shing Tao | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REMY INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: REMY SECURITY ID: 759663107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent B. Bickett | Management | For | Withhold |
| 1.2 | Elect Director Alan L. Stinson | Management | For | Withhold |
| 1.3 | Elect Director Douglas K. Ammerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RENASANT CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: RNST SECURITY ID: 75970E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh S. Potts, Jr. | Management | For | For |
| 2.2 | Elect Director Hollis C. Cheek | Management | For | For |
| 3.3 | Elect Director William M. Beasley | Management | For | For |
| 3.4 | Elect Director Marshall H. Dickerson | Management | For | For |
| 3.5 | Elect Director R. Rick Hart | Management | For | For |
| 3.6 | Elect Director Richard L. Heyer, Jr. | Management | For | For |
| 3.7 | Elect Director J. Niles McNeel | Management | For | Withhold |
| 3.8 | Elect Director Michael D. Shmerling | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RENEWABLE ENERGY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: REGI SECURITY ID: 75972A301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Stroburg | Management | For | For |
| 1.2 | Elect Director Christopher D. Sorrells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENTRAK CORPORATION
MEETING DATE: AUG 15, 2013 | TICKER: RENT SECURITY ID: 760174102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Engel | Management | For | For |
| 1.2 | Elect Director Richard Hochhauser | Management | For | For |
| 1.3 | Elect Director William P. Livek | Management | For | For |
| 1.4 | Elect Director Anne MacDonald | Management | For | For |
| 1.5 | Elect Director Martin B. O'Connor, II | Management | For | For |
| 1.6 | Elect Director Brent D. Rosenthal | Management | For | For |
| 1.7 | Elect Director Ralph R. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.2 | Elect Director John G. Cox | Management | For | For |
| 1.3 | Elect Director Karen A. Dawes | Management | For | For |
| 1.4 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.5 | Elect Director Michael A. Griffith | Management | For | For |
| 1.6 | Elect Director Walter C. Herlihy | Management | For | For |
| 1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPROS THERAPEUTICS INC.
MEETING DATE: JUN 16, 2014 | TICKER: RPRX SECURITY ID: 76028H209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph S. Podolski | Management | For | For |
| 1.2 | Elect Director Daniel F. Cain | Management | For | For |
| 1.3 | Elect Director Nola E. Masterson | Management | For | For |
| 1.4 | Elect Director Saira Ramasastry | Management | For | For |
| 1.5 | Elect Director Michael Suesserman | Management | For | For |
| 1.6 | Elect Director Michael G. Wyllie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPUBLIC AIRWAYS HOLDINGS INC.
MEETING DATE: SEP 17, 2013 | TICKER: RJET SECURITY ID: 760276105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan K. Bedford | Management | For | For |
| 1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
| 1.3 | Elect Director Neal S. Cohen | Management | For | For |
| 1.4 | Elect Director Douglas J. Lambert | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.6 | Elect Director Richard P. Schifter | Management | For | For |
| 1.7 | Elect Director David N. Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPUBLIC AIRWAYS HOLDINGS INC.
MEETING DATE: JUN 10, 2014 | TICKER: RJET SECURITY ID: 760276105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan K. Bedford | Management | For | For |
| 1.2 | Elect Director Neal S. Cohen | Management | For | For |
| 1.3 | Elect Director Lawrence J. Cohen | Management | For | For |
| 1.4 | Elect Director Robert L. Colin | Management | For | For |
| 1.5 | Elect Director Daniel P. Garton | Management | For | For |
| 1.6 | Elect Director Douglas J. Lambert | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC BANCORP, INC./KY
MEETING DATE: APR 24, 2014 | TICKER: RBCAA SECURITY ID: 760281204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Greenberg | Management | For | Withhold |
| 1.2 | Elect Director Michael T. Rust | Management | For | For |
| 1.3 | Elect Director Sandra Metts Snowden | Management | For | For |
| 1.4 | Elect Director R. Wayne Stratton | Management | For | For |
| 1.5 | Elect Director Susan Stout Tamme | Management | For | For |
| 1.6 | Elect Director A. Scott Trager | Management | For | For |
| 1.7 | Elect Director Steven E. Trager | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RESOURCE AMERICA, INC.
MEETING DATE: MAY 29, 2014 | TICKER: REXI SECURITY ID: 761195205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos C. Campbell | Management | For | Withhold |
| 1.2 | Elect Director Hersh Kozlov | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
RESOURCES CONNECTION, INC.
MEETING DATE: OCT 24, 2013 | TICKER: RECN SECURITY ID: 76122Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony Cherbak | Management | For | For |
| 1.2 | Elect Director Neil F. Dimick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
MEETING DATE: APR 30, 2014 | TICKER: ROIC SECURITY ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | For |
| 1.3 | Elect Director Edward H. Meyer | Management | For | For |
| 1.4 | Elect Director Lee S. Nebart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | For |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAILMENOT, INC.
MEETING DATE: APR 30, 2014 | TICKER: SALE SECURITY ID: 76132B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.i | Elect Director C. Thomas Ball | Management | For | For |
| 1.ii | Elect Director Jeffrey M. Crowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RETROPHIN, INC.
MEETING DATE: MAY 09, 2014 | TICKER: RTRX SECURITY ID: 761299106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Shkreli | Management | For | For |
| 1.2 | Elect Director Stephen Aselage | Management | For | For |
| 1.3 | Elect Director Steve Richardson | Management | For | Withhold |
| 1.4 | Elect Director Cornelius E. Golding | Management | For | For |
| 1.5 | Elect Director Jeffrey Paley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REX ENERGY CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: REXX SECURITY ID: 761565100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lance T. Shaner | Management | For | For |
| 1.2 | Elect Director Thomas C. Stabley | Management | For | For |
| 1.3 | Elect Director John W. Higbee | Management | For | For |
| 1.4 | Elect Director John A. Lombardi | Management | For | For |
| 1.5 | Elect Director Eric L. Mattson | Management | For | For |
| 1.6 | Elect Director Todd N. Tipton | Management | For | For |
| 1.7 | Elect Director John J. Zak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RF MICRO DEVICES, INC.
MEETING DATE: AUG 14, 2013 | TICKER: RFMD SECURITY ID: 749941100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RICHARDSON ELECTRONICS, LTD.
MEETING DATE: OCT 08, 2013 | TICKER: RELL SECURITY ID: 763165107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Richardson | Management | For | For |
| 1.2 | Elect Director Scott Hodes | Management | For | For |
| 1.3 | Elect Director Paul J. Plante | Management | For | For |
| 1.4 | Elect Director Jacques Belin | Management | For | For |
| 1.5 | Elect Director James Benham | Management | For | For |
| 1.6 | Elect Director Kenneth Halverson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Moos | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIGNET, INC.
MEETING DATE: MAY 09, 2014 | TICKER: RNET SECURITY ID: 766582100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Brent K. Whittington | Management | For | For |
| 1.9 | Elect Director Ditlef de Vibe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RIVERVIEW BANCORP, INC.
MEETING DATE: JUL 24, 2013 | TICKER: RVSB SECURITY ID: 769397100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Wysaske | Management | For | For |
| 1.2 | Elect Director Michael D. Allen | Management | For | For |
| 1.3 | Elect Director Gerald L. Nies | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCHESTER MEDICAL CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: ROCM SECURITY ID: 771497104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ROCKET FUEL INC.
MEETING DATE: JUN 09, 2014 | TICKER: FUEL SECURITY ID: 773111109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Gardner | Management | For | For |
| 1b | Elect Director Monte Zweben | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROCKVILLE FINANCIAL, INC.
MEETING DATE: APR 08, 2014 | TICKER: RCKB SECURITY ID: 774188106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Set Number of Directors and Reclassify Board of Directors from Four Classes to Three Classes | Management | For | For |
| |
|---|
ROCKWELL MEDICAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RMTI SECURITY ID: 774374102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth L. Holt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ROFIN-SINAR TECHNOLOGIES INC.
MEETING DATE: MAR 13, 2014 | TICKER: RSTI SECURITY ID: 775043102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Wirth | Management | For | For |
| 1.2 | Elect Director Stephen D. Fantone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2014 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: ROVI SECURITY ID: 779376102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Carson | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
MEETING DATE: JUN 18, 2014 | TICKER: RBPAA SECURITY ID: 780081105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Kevin Tylus | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Piracci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2013 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William M. Hayes | Management | For | For |
| 2 | Elect Director Ronald J. Vance | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RPX CORPORATION
MEETING DATE: JUN 17, 2014 | TICKER: RPXC SECURITY ID: 74972G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelby W. Bonnie | Management | For | For |
| 1.2 | Elect Director Sanford R. Robertson | Management | For | For |
| 1.3 | Elect Director Thomas O. Ryder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RRSAT GLOBAL COMMUNICATIONS NETWORK LTD.
MEETING DATE: DEC 23, 2013 | TICKER: RRST SECURITY ID: M8183P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | Against |
| 2.1 | Reelect Shlomo Shamir as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.2 | Elect Harel Beit-On as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.3 | Reelect Amit Ben-Yehuda as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.4 | Elect Yigal Berman as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.5 | Reelect Alexander Milner as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.6 | Reelect Ron Oren as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.7 | Reelect David Rivel as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.8 | Reelect Yaron Sheinman as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 2.9 | Elect Sami Totah as Director Until the End of the Next Annual General Meeting (Subject to the Approval of Item 1) | Management | For | For |
| 3 | Approve Annual Bonus to Maya Rival, VP Global Operations | Management | For | For |
| 4.1 | Approve Compensation Policy for the Officers of the Company | Management | For | For |
| 4.2 | Approve Compensation Policy for the Directors of the Company | Management | For | For |
| 5 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
RTI SURGICAL INC
MEETING DATE: NOV 07, 2013 | TICKER: RTIX SECURITY ID: 74975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Conversion of Securities | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
RTI SURGICAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: RTIX SECURITY ID: 74975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 25, 2014 | TICKER: RBCN SECURITY ID: 78112T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raja M. Parvez | Management | For | For |
| 1.2 | Elect Director Raymond J. Spencer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RUE21, INC.
MEETING DATE: SEP 19, 2013 | TICKER: RUE SECURITY ID: 781295100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RUSHA SECURITY ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RUSHA SECURITY ID: 781846308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 29, 2014 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
S&T BANCORP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: STBA SECURITY ID: 783859101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd D. Brice | Management | For | For |
| 1.2 | Elect Director John J. Delaney | Management | For | For |
| 1.3 | Elect Director Michael J. Donnelly | Management | For | For |
| 1.4 | Elect Director William J. Gatti | Management | For | For |
| 1.5 | Elect Director Jeffrey D. Grube | Management | For | For |
| 1.6 | Elect Director Frank W. Jones | Management | For | For |
| 1.7 | Elect Director Joseph A. Kirk | Management | For | For |
| 1.8 | Elect Director David L. Krieger | Management | For | For |
| 1.9 | Elect Director James C. Miller | Management | For | Withhold |
| 1.10 | Elect Director Fred J. Morelli, Jr. | Management | For | For |
| 1.11 | Elect Director Frank J. Palermo, Jr. | Management | For | For |
| 1.12 | Elect Director Christine J. Toretti | Management | For | For |
| 1.13 | Elect Director Charles G. Urtin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
S.Y. BANCORP, INC.
MEETING DATE: APR 23, 2014 | TICKER: SYBT SECURITY ID: 785060104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Edinger, III | Management | For | For |
| 1.2 | Elect Director David P. Heintzman | Management | For | For |
| 1.3 | Elect Director Carl G. Herde | Management | For | For |
| 1.4 | Elect Director James A. Hillebrand | Management | For | For |
| 1.5 | Elect Director Richard A. Lechleiter | Management | For | For |
| 1.6 | Elect Director Bruce P. Madison | Management | For | For |
| 1.7 | Elect Director Richard Northern | Management | For | For |
| 1.8 | Elect Director Stephen M. Priebe | Management | For | For |
| 1.9 | Elect Director Nicholas X. Simon | Management | For | For |
| 1.10 | Elect Director Norman Tasman | Management | For | For |
| 1.11 | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 24, 2014 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAFETY INSURANCE GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: SAFT SECURITY ID: 78648T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Brussard | Management | For | For |
| 1.2 | Elect Director A. Richard Caputo, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAGENT PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SGNT SECURITY ID: 786692103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Robert Flanagan | Management | For | For |
| 2.2 | Elect Director Frank Kung | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAIA, INC.
MEETING DATE: APR 24, 2014 | TICKER: SAIA SECURITY ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda J. French | Management | For | For |
| 1.2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 1.3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SALEM COMMUNICATIONS CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: SALM SECURITY ID: 794093104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stuart W. Epperson | Management | For | For |
| 1b | Elect Director Edward G. Atsinger, III | Management | For | For |
| 1c | Elect Director David Davenport | Management | For | For |
| 1d | Elect Director Ronald S. Hinz | Management | For | For |
| 1e | Elect Director James Keet Lewis | Management | For | For |
| 1f | Elect Director Richard A. Riddle | Management | For | For |
| 1g | Elect Director Jonathan Venverloh | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDERSON FARMS, INC.
MEETING DATE: FEB 13, 2014 | TICKER: SAFM SECURITY ID: 800013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lampkin Butts | Management | For | For |
| 1.2 | Elect Director Beverly Hogan | Management | For | For |
| 1.3 | Elect Director Phil K. Livingston | Management | For | For |
| 1.4 | Elect Director Charles W. Ritter, Jr | Management | For | For |
| 1.5 | Elect Director Joe F. Sanderson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Craig A. Ruppert | Management | For | For |
| 1.3 | Elect Director Pamela A. Little | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SANGAMO BIOSCIENCES, INC.
MEETING DATE: APR 21, 2014 | TICKER: SGMO SECURITY ID: 800677106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director John W. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director Saira Ramasastry | Management | For | For |
| 1.7 | Elect Director William R. Ringo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANMINA CORPORATION
MEETING DATE: MAR 10, 2014 | TICKER: SANM SECURITY ID: 801056102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil R. Bonke | Management | For | For |
| 1b | Elect Director Michael J. Clarke | Management | For | For |
| 1c | Elect Director Eugene A. Delaney | Management | For | For |
| 1d | Elect Director John P. Goldsberry | Management | For | For |
| 1e | Elect Director Joseph G. Licata, Jr. | Management | For | For |
| 1f | Elect Director Mario M. Rosati | Management | For | For |
| 1g | Elect Director Wayne Shortridge | Management | For | For |
| 1h | Elect Director Jure Sola | Management | For | For |
| 1i | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAPIENS INTERNATIONAL CORP NV
MEETING DATE: DEC 19, 2013 | TICKER: SPNS SECURITY ID: N7716A151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Guy Bernstein as Director Until the Next Annual General Meeting | Management | For | For |
| 1.2 | Elect Eyal Ben-Chlouche as Director Until the Next Annual General Meeting | Management | For | For |
| 1.3 | Elect Roni Al Dor as Director Until the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Yacov Elinav as Director Until the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Uzi Netanel as Director Until the Next Annual General Meeting | Management | For | For |
| 1.6 | Elect Naamit Salomon as Director Until the Next Annual General Meeting | Management | For | For |
| 1.7 | Elect United International Trust NV as Director Until the Next Annual General Meeting | Management | For | For |
| 2 | Approve of Board Report | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Approve Discharge of Management and Supervisory Board | Management | For | For |
| 5 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SAPIENT CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: SAPE SECURITY ID: 803062108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.3 | Elect Director Alan J. Herrick | Management | For | For |
| 1.4 | Elect Director Silvia Lagnado | Management | For | For |
| 1.5 | Elect Director J. Stuart Moore | Management | For | For |
| 1.6 | Elect Director Robert L. Rosen | Management | For | For |
| 1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
| 1.8 | Elect Director Ashok Shah | Management | For | For |
| 1.9 | Elect Director Vijay Singal | Management | For | For |
| 1.10 | Elect Director Curtis R. Welling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: SRPT SECURITY ID: 803607100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Garabedian | Management | For | For |
| 1.2 | Elect Director William Goolsbee | Management | For | For |
| 1.3 | Elect Director Gil Price | Management | For | For |
| 1.4 | Elect Director Hans Wigzell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCANSOURCE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: SCSC SECURITY ID: 806037107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Steven R. Fischer | Management | For | For |
| 1.3 | Elect Director Michael J. Grainger | Management | For | For |
| 1.4 | Elect Director John P. Reilly | Management | For | For |
| 1.5 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCBT FINANCIAL CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: SCBT SECURITY ID: 78401V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SCHNITZER STEEL INDUSTRIES, INC.
MEETING DATE: JAN 29, 2014 | TICKER: SCHN SECURITY ID: 806882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayland R. Hicks | Management | For | For |
| 1.2 | Elect Director Judith A. Johansen | Management | For | For |
| 1.3 | Elect Director Tamara L. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SCHOLASTIC CORPORATION
MEETING DATE: SEP 18, 2013 | TICKER: SCHL SECURITY ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director Marianne Caponnetto | Management | For | For |
| 1.3 | Elect Director John L. Davies | Management | For | For |
| |
|---|
SCICLONE PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SCLN SECURITY ID: 80862K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon S. Saxe | Management | For | Withhold |
| 1.2 | Elect Director Friedhelm Blobel | Management | For | For |
| 1.3 | Elect Director Richard J. Hawkins | Management | For | Withhold |
| 1.4 | Elect Director Gregg Anthony Lapointe | Management | For | Withhold |
| 1.5 | Elect Director Simon Li | Management | For | Withhold |
| 1.6 | Elect Director Nancy T. Chang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: SGMS SECURITY ID: 80874P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director David L. Kennedy | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | Withhold |
| 1.6 | Elect Director Debra G. Perelman | Management | For | For |
| 1.7 | Elect Director Michael J. Regan | Management | For | For |
| 1.8 | Elect Director Barry F. Schwartz | Management | For | Withhold |
| 1.9 | Elect Director Frances F. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: APR 30, 2014 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Daniel F. Gillis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEACHANGE INTERNATIONAL, INC.
MEETING DATE: JUL 17, 2013 | TICKER: SEAC SECURITY ID: 811699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Craddock | Management | For | For |
| 1.2 | Elect Director Edward Terino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SEACOAST BANKING CORPORATION OF FLORIDA
MEETING DATE: MAY 21, 2014 | TICKER: SBCF SECURITY ID: 811707801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. Arczynski | Management | For | For |
| 1.2 | Elect Director Stephen E. Bohner | Management | For | For |
| 1.3 | Elect Director T. Michael Crook | Management | For | For |
| 1.4 | Elect Director Julie H. Daum | Management | For | For |
| 1.5 | Elect Director Maryann B. Goebel | Management | For | For |
| 1.6 | Elect Director Dennis S. Hudson, III | Management | For | For |
| 1.7 | Elect Director Edwin E. Walpole, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 30, 2013 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Seh-Woong Jeong | Management | For | For |
| 1h | Elect Director Lydia M. Marshall | Management | For | For |
| 1i | Elect Director Kristen M. Onken | Management | For | For |
| 1j | Elect Director Chong Sup Park | Management | For | For |
| 1k | Elect Director Gregorio Reyes | Management | For | For |
| 1l | Elect Director Edward J. Zander | Management | For | For |
| 2 | Amend Executive Officer Performance Bonus Plan | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6a | Amend Articles Re: Removing Restrictions on Holding AGM Outside the U.S. | Management | For | For |
| 6b | Amend Articles Re: Clarify Shareholders' Right to Appoint Multiple Proxies | Management | For | For |
| 6c | Amend Articles Re: Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| 6d | Amend Articles Re: Clarify the Company's Mechanism for Effecting Share Repurchases | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEARS HOLDINGS CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: SHLD SECURITY ID: 812350106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Paul G. DePodesta | Management | For | For |
| 1.3 | Elect Director William C. Kunkler, III | Management | For | For |
| 1.4 | Elect Director Edward S. Lampert | Management | For | For |
| 1.5 | Elect Director Steven T. Mnuchin | Management | For | For |
| 1.6 | Elect Director Ann N. Reese | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
SEARS HOMETOWN AND OUTLET STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SHOS SECURITY ID: 812362101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E.J. Bird | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey Flug | Management | For | For |
| 1.3 | Elect Director James F. Gooch | Management | For | For |
| 1.4 | Elect Director William R. Harker | Management | For | Withhold |
| 1.5 | Elect Director W. Bruce Johnson | Management | For | Withhold |
| 1.6 | Elect Director Josephine Linden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SELECT COMFORT CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: SCSS SECURITY ID: 81616X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Nedorostek | Management | For | For |
| 1.2 | Elect Director Michael A. Peel | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
MEETING DATE: APR 23, 2014 | TICKER: SIGI SECURITY ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Bauer | Management | For | For |
| 1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
| 1.3 | Elect Director A. David Brown | Management | For | For |
| 1.4 | Elect Director John C. Burville | Management | For | For |
| 1.5 | Elect Director Joan M. Lamm-Tennant | Management | For | For |
| 1.6 | Elect Director Michael J. Morrissey | Management | For | For |
| 1.7 | Elect Director Gregory E. Murphy | Management | For | For |
| 1.8 | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1.9 | Elect Director Ronald L. O'Kelley | Management | For | For |
| 1.10 | Elect Director William M. Rue | Management | For | For |
| 1.11 | Elect Director J. Brian Thebault | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SEMILEDS CORPORATION
MEETING DATE: APR 10, 2014 | TICKER: LEDS SECURITY ID: 816645105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trung T. Doan | Management | For | For |
| 1.2 | Elect Director Arthur H. del Prado | Management | For | For |
| 1.3 | Elect Director Edward Kuan Hsiung Hsieh | Management | For | For |
| 1.4 | Elect Director Jack Lau | Management | For | For |
| 1.5 | Elect Director Scott R. Simplot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SENECA FOODS CORPORATION
MEETING DATE: AUG 01, 2013 | TICKER: SENEA SECURITY ID: 817070501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Gaylord | Management | For | For |
| 1.2 | Elect Director Susan A. Henry | Management | For | For |
| 1.3 | Elect Director Susan W. Stuart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SENOMYX, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SNMX SECURITY ID: 81724Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. Billingsley | Management | For | For |
| 1.2 | Elect Director Stephen A. Block | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 1.4 | Elect Director Michael E. Herman | Management | For | For |
| 1.5 | Elect Director John Poyhonen | Management | For | For |
| 1.6 | Elect Director Jay M. Short | Management | For | For |
| 1.7 | Elect Director Kent Snyder | Management | For | For |
| 1.8 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEQUENOM, INC.
MEETING DATE: JUN 10, 2014 | TICKER: SQNM SECURITY ID: 817337405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.2 | Elect Director John A. Fazio | Management | For | For |
| 1.3 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.4 | Elect Director Myla Lai-Goldman | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 1.8 | Elect Director Charles P. Slacik | Management | For | For |
| 1.9 | Elect Director William Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEVERN BANCORP, INC.
MEETING DATE: APR 29, 2014 | TICKER: SVBI SECURITY ID: 81811M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Jones | Management | For | Withhold |
| 1.2 | Elect Director John A. Lamon, III | Management | For | For |
| 1.3 | Elect Director Konrad M. Wayson | Management | For | For |
| 1.4 | Elect Director Michael H. Cook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SFX ENTERTAINMENT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SFXE SECURITY ID: 784178303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F.X. Sillerman | Management | For | For |
| 1.2 | Elect Director D. Geoff Armstrong | Management | For | For |
| 1.3 | Elect Director Andrew N. Bazos | Management | For | For |
| 1.4 | Elect Director Jared Cohen | Management | For | For |
| 1.5 | Elect Director Pasquale Manocchia | Management | For | For |
| 1.6 | Elect Director Michael Meyer | Management | For | For |
| 1.7 | Elect Director John Miller | Management | For | For |
| 1.8 | Elect Director Joseph F. Rascoff | Management | For | For |
| 1.9 | Elect Director Edward Simon | Management | For | For |
| 1.10 | Elect Director Mitchell Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SHANDA GAMES LIMITED
MEETING DATE: NOV 11, 2013 | TICKER: GAME SECURITY ID: 81941U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-Elect Mr. Tianqiao Chen as Director | Management | For | Against |
| 2 | Approve to Re-Elect Mr. Xiangdong Zhang as Director | Management | For | Against |
| 3 | Approve to Re-Elect Mr. Danian Chen as Director | Management | For | Against |
| 4 | Approve to Re-Elect Mr. Li Yao as Director | Management | For | Against |
| 5 | Approve to Re-Elect Mr. Andy Lin as Director | Management | For | For |
| 6 | Approve to Re-Elect Mr. Heng Wing Chan as Director | Management | For | For |
| 7 | Approve to Re-Elect Mr. Yong Gui as Director | Management | For | For |
| 8 | Approve Appointment of PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company's Auditor for the Year Ending December 31, 2013 | Management | For | For |
| |
|---|
SHARPS COMPLIANCE CORP.
MEETING DATE: NOV 21, 2013 | TICKER: SMED SECURITY ID: 820017101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Dalton | Management | For | For |
| 1.2 | Elect Director Parris H. Holmes | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 1.4 | Elect Director Renee P. Tannenbaum | Management | For | For |
| 1.5 | Elect Director David P. Tusa | Management | For | For |
| 1.6 | Elect Director Philip C. Zerrillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SHENANDOAH TELECOMMUNICATIONS COMPANY
MEETING DATE: APR 22, 2014 | TICKER: SHEN SECURITY ID: 82312B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Arthur | Management | For | For |
| 1.2 | Elect Director Tracy Fitzsimmons | Management | For | For |
| 1.3 | Elect Director John W. Flora | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SHFL ENTERTAINMENT, INC.
MEETING DATE: NOV 19, 2013 | TICKER: SHFL SECURITY ID: 78423R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SHILOH INDUSTRIES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: SHLO SECURITY ID: 824543102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 1.2 | Elect Director Ramzi Y. Hermiz | Management | For | Withhold |
| 1.3 | Elect Director Robert J. King | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SHOE CARNIVAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: SCVL SECURITY ID: 824889109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wayne Weaver | Management | For | For |
| 1.2 | Elect Director Gerald W. Schoor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SHORE BANCSHARES, INC.
MEETING DATE: APR 30, 2014 | TICKER: SHBI SECURITY ID: 825107105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blenda W. Armistead | Management | For | For |
| 1.2 | Elect Director David W. Moore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
SHORETEL, INC.
MEETING DATE: NOV 12, 2013 | TICKER: SHOR SECURITY ID: 825211105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark F. Bregman | Management | For | For |
| 1.2 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHUTTERFLY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SFLY SECURITY ID: 82568P304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Philip A. Marineau | Management | For | For |
| 1b | Elect Director Brian T. Swette | Management | For | For |
| 1c | Elect Director Ann Mather | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SI FINANCIAL GROUP, INC.
MEETING DATE: AUG 15, 2013 | TICKER: SIFI SECURITY ID: 78425V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Rheo A. Brouillard | Management | For | For |
| 3.2 | Elect Director Roger Engle | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIERRA BANCORP
MEETING DATE: MAY 21, 2014 | TICKER: BSRR SECURITY ID: 82620P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fields | Management | For | For |
| 1.2 | Elect Director James C. Holly | Management | For | For |
| 1.3 | Elect Director Lynda B. Scearcy | Management | For | For |
| 1.4 | Elect Director Morris A. Tharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIERRA WIRELESS INC.
MEETING DATE: MAY 22, 2014 | TICKER: SW SECURITY ID: 826516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.2 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director Paul G. Cataford | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Adopt the Amended and Restated By-Law No. 1 | Management | For | Against |
| |
|---|
SIFY TECHNOLOGIES LIMITED
MEETING DATE: SEP 23, 2013 | TICKER: SIFY SECURITY ID: 82655M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect T.H. Chowdary as Director | Management | For | For |
| 3 | Approve ASA & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect C.E.S. Azariah as Director | Management | For | For |
| |
|---|
SIFY TECHNOLOGIES LIMITED
MEETING DATE: NOV 11, 2013 | TICKER: SIFY SECURITY ID: 82655M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Amalgamation | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SIGA SECURITY ID: 826917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director Thomas E. Constance | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
| 1.7 | Elect Director Paul G. Savas | Management | For | Withhold |
| 1.8 | Elect Director Bruce Slovin | Management | For | For |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIGMA DESIGNS, INC.
MEETING DATE: JUL 26, 2013 | TICKER: SIGM SECURITY ID: 826565103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric B. Singer | Management | For | For |
| 1.2 | Elect Director Mark J. Bonney | Management | For | For |
| 1.3 | Elect Director Thinh Q. Tran | Management | For | For |
| 1.4 | Elect Director J. Michael Dodson | Management | For | For |
| 1.5 | Elect Director Patrick W. Little | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: SIAL SECURITY ID: 826552101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rebecca M. Bergman | Management | For | For |
| 1b | Elect Director George M. Church | Management | For | For |
| 1c | Elect Director Michael L. Marberry | Management | For | For |
| 1d | Elect Director W. Lee McCollum | Management | For | For |
| 1e | Elect Director Avi M. Nash | Management | For | For |
| 1f | Elect Director Steven M. Paul | Management | For | For |
| 1g | Elect Director J. Pedro Reinhard | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director D. Dean Spatz | Management | For | For |
| 1j | Elect Director Barrett A. Toan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 24, 2014 | TICKER: SBNY SECURITY ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Shay | Management | For | For |
| 1.2 | Elect Director Alfred B. DelBello | Management | For | For |
| 1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | Withhold |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICOM LTD.
MEETING DATE: JUL 31, 2013 | TICKER: SILC SECURITY ID: M84116108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SILICOM LTD.
MEETING DATE: APR 30, 2014 | TICKER: SILC SECURITY ID: M84116108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Avi Eizenman (Active Chairman), Zohar Zispel and Yeshayahu ('Shaike') Orbach (President and CEO) as Directors Until the End of the Next Annual General Meeting | Management | For | Against |
| 2 | Approve Company's Global Share Incentive Plan (2013), to Qualify for Incentive Stock Options for US Tax Purposes | Management | For | For |
| 3 | Approve Restricted Stock Award to Avi Eizenman, Active Chairman | Management | For | For |
| 4 | Approve Restricted Stock Award to Yeshayahu ('Shaike') Orbach, Director, President and CEO | Management | For | For |
| 5 | Approve Framework Terms of Annual Bonus to Avi Eizenman, Active Chairman, for 2013 | Management | For | For |
| 6 | Approve Framework Terms of Annual Bonus to Yeshayahu ('Shaike') Orbach, Director, President and CEO, for 2013 | Management | For | For |
| 7 | Approve Framework Terms of Annual Bonus to Avi Eizenman, Active Chairman, for 2014 - 2016 | Management | For | For |
| 8 | Approve Framework Terms of Annual Bonus to Yeshayahu ('Shaike') Orbach, Director, President and CEO, for 2014 - 2016 | Management | For | For |
| 9 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 11 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 09, 2013 | TICKER: SGI SECURITY ID: 82706L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge L. Titinger | Management | For | For |
| 1.2 | Elect Director Michael W. Hagee | Management | For | For |
| 1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.4 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.5 | Elect Director Hagi Schwartz | Management | For | For |
| 1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.7 | Elect Director Douglas R. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON IMAGE, INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIMG SECURITY ID: 82705T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Raduchel | Management | For | For |
| 1.2 | Elect Director Camillo Martino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 15, 2014 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Navdeep S. Sooch | Management | For | Withhold |
| 1.2 | Elect Director Laurence G. Walker | Management | For | For |
| 1.3 | Elect Director William P. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 25, 2013 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ms. Lien-Chun Liu as Director | Management | For | For |
| 2 | Approve to Appoint Deloitte & Touche as the Audit Firm and Authorize the Board to Fix the Audit Fee | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 20, 2014 | TICKER: 2325 SECURITY ID: 827084864
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| - | Meeting for ADR Holders | Management | None | None |
| 3.1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 3.2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 4.1 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4.2.1 | Elect Bough Lin, with ID No.C10051****, as Non-Independent Director | Management | For | For |
| 4.2.2 | Elect Chi-Wen Tsai, with ID No.M10004****, as Non-Independent Director | Management | For | For |
| 4.2.3 | Elect Wen-Lung Lin, with ID No.L10023****, as Non-Independent Director | Management | For | For |
| 4.2.4 | Elect Yen-Chun Chang, with ID No.L10028****, as Non-Independent Director | Management | For | For |
| 4.2.5 | Elect Randy Hsiao-Yu Lo, with ID No.A11004****, as Non-Independent Director | Management | For | For |
| 4.2.6 | Elect a Representative of Yang Fong Investment co., Ltd. with ID No.0019****, as Non-Independent Director | Management | For | For |
| 4.2.7 | Elect John Hsuan, with ID No.F10058****, as Independent Director | Management | For | For |
| 4.2.8 | Elect Tsai-Ding Lin, with ID No.F10092****, as Independent Director | Management | For | For |
| 4.2.9 | Elect William W.Sheng, with ID No.A12024****, as Independent Director | Management | For | For |
| 4.3 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SILVER STANDARD RESOURCES INC.
MEETING DATE: MAY 09, 2014 | TICKER: SSO SECURITY ID: 82823L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Peter W. Tomsett | Management | For | For |
| 2.2 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.3 | Elect Director Richard C. Campbell | Management | For | For |
| 2.4 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.5 | Elect Director Richard D. Paterson | Management | For | For |
| 2.6 | Elect Director Steven P. Reid | Management | For | For |
| 2.7 | Elect Director John Smith | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
SIMMONS FIRST NATIONAL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: SFNC SECURITY ID: 828730200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director David L. Bartlett | Management | For | For |
| 2.2 | Elect Director William E. Clark, II | Management | For | For |
| 2.3 | Elect Director Steven A. Cosse | Management | For | For |
| 2.4 | Elect Director Edward Drilling | Management | For | For |
| 2.5 | Elect Director Sharon Gaber | Management | For | For |
| 2.6 | Elect Director Eugene Hunt | Management | For | For |
| 2.7 | Elect Director George A. Makris, Jr. | Management | For | For |
| 2.8 | Elect Director Harry L. Ryburn | Management | For | For |
| 2.9 | Elect Director Robert L. Shoptaw | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Outside Director Stock Awards | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SIMPLICITY BANCORP, INC.
MEETING DATE: OCT 30, 2013 | TICKER: SMPL SECURITY ID: 828867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Breeden | Management | For | For |
| 1.2 | Elect Director Laura G. Weisshar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINA CORPORATION
MEETING DATE: NOV 18, 2013 | TICKER: SINA SECURITY ID: G81477104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
| 2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
| 3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | Withhold |
| 1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
| 1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Lawrence E. McCanna | Management | For | Withhold |
| 1.6 | Elect Director Daniel C. Keith | Management | For | Withhold |
| 1.7 | Elect Director Martin R. Leader | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINOCOKING COAL AND COKE CHEMICAL INDUSTRIES, INC.
MEETING DATE: JUN 06, 2014 | TICKER: SCOK SECURITY ID: 829357102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jianhua Lv | Management | For | For |
| 1.2 | Elect Director Yushan Jiang | Management | For | Withhold |
| 1.3 | Elect Director Hui Zheng | Management | For | For |
| 1.4 | Elect Director Hui Huang | Management | For | Withhold |
| 1.5 | Elect Director Haoyi Zhang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SINOVAC BIOTECH LTD.
MEETING DATE: AUG 21, 2013 | TICKER: SVA SECURITY ID: P8696W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-Election of Weidong Yin, Yuk Lam Lo, Simon Anderson, Kenneth Lee and Meng Mei As Directors | Management | For | Against |
| 2 | Approve Financial Statements and Auditors Report | Management | For | For |
| 3 | Approve to Appoint Ernst &Young Hua Ming LLP as Auditor and Authorize Board to Fix the Remuneration | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Anthony J. Bates | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.4 | Elect Director David J.A. Flowers | Management | For | Withhold |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director James P. Holden | Management | For | For |
| 1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.8 | Elect Director Evan D. Malone | Management | For | For |
| 1.9 | Elect Director James E. Meyer | Management | For | For |
| 1.10 | Elect Director James F. Mooney | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIRONA DENTAL SYSTEMS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: SIRO SECURITY ID: 82966C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Hood | Management | For | For |
| 1.2 | Elect Director Thomas Jetter | Management | For | For |
| 1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey T. Slovin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SKULLCANDY, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SKUL SECURITY ID: 83083J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick Alden | Management | For | For |
| 1.2 | Elect Director Doug Collier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SKYPEOPLE FRUIT JUICE, INC.
MEETING DATE: SEP 30, 2013 | TICKER: SPU SECURITY ID: 83086T208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yongke Xue | Management | For | Withhold |
| 1.2 | Elect Director Hongke Xue | Management | For | Withhold |
| 1.3 | Elect Director Norman Ko | Management | For | For |
| 1.4 | Elect Director John Smagula | Management | For | For |
| 1.5 | Elect Director Guolin Wang | Management | For | For |
| 1.6 | Elect Director Baosheng Lu | Management | For | For |
| 1.7 | Elect Director Tao Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SKYWEST, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SKYW SECURITY ID: 830879102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director J. Ralph Atkin | Management | For | For |
| 1.3 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.4 | Elect Director Margaret S. Billson | Management | For | For |
| 1.5 | Elect Director Henry J. Eyring | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Robert G. Sarver | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: JUN 25, 2014 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Joseph A. DePaulo | Management | For | For |
| 1c | Elect Director Carter Warren Franke | Management | For | For |
| 1d | Elect Director Earl A. Goode | Management | For | For |
| 1e | Elect Director Ronald F. Hunt | Management | For | For |
| 1f | Elect Director Marianne Keler | Management | For | For |
| 1g | Elect Director Jed H. Pitcher | Management | For | For |
| 1h | Elect Director Frank C. Puleo | Management | For | For |
| 1i | Elect Director Raymond J. Quinlan | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve an Amendment to the LLC Agreement of Navient, LLC | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | None | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
SMART TECHNOLOGIES INC
MEETING DATE: AUG 08, 2013 | TICKER: SMA SECURITY ID: 83172R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director David Martin | Management | For | Withhold |
| 2.2 | Elect Director Nancy Knowlton | Management | For | Withhold |
| 2.3 | Elect Director Salim Nathoo | Management | For | Withhold |
| 2.4 | Elect Director Neil Gaydon | Management | For | Withhold |
| 2.5 | Elect Director Michael J. Mueller | Management | For | For |
| 2.6 | Elect Director Robert C. Hagerty | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Equity Incentive Plan | Management | For | For |
| 5 | Approve Increase in Maximum Number of Directors from Seven to Eight | Management | For | For |
| |
|---|
SMITH & WESSON HOLDING CORPORATION
MEETING DATE: SEP 23, 2013 | TICKER: SWHC SECURITY ID: 831756101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Monheit | Management | For | For |
| 1.2 | Elect Director Robert L. Scott | Management | For | For |
| 1.3 | Elect Director Michael F. Golden | Management | For | For |
| 1.4 | Elect Director Robert H. Brust | Management | For | For |
| 1.5 | Elect Director P. James Debney | Management | For | For |
| 1.6 | Elect Director John B. Furman | Management | For | For |
| 1.7 | Elect Director Mitchell A. Saltz | Management | For | For |
| 1.8 | Elect Director I. Marie Wadecki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SMSI SECURITY ID: 832154108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director Gregory J. Szabo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SNYDER'S-LANCE, INC.
MEETING DATE: MAY 06, 2014 | TICKER: LNCE SECURITY ID: 833551104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Management | For | Withhold |
| 1.2 | Elect Director James W. Johnston | Management | For | For |
| 1.3 | Elect Director W. J. Prezzano | Management | For | For |
| 1.4 | Elect Director Patricia A. Warehime | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 4 | Change Range for Size of the Board | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SODASTREAM INTERNATIONAL LTD.
MEETING DATE: DEC 23, 2013 | TICKER: SODA SECURITY ID: M9068E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Yuval Cohen as Class II Director Until the Annual Meeting of 2015 | Management | For | For |
| 2 | Reelect David Morris as Class III Director Until the Annual Meeting of 2016 | Management | For | For |
| 3 | Reelect Eytan Glazer as External Director for a Three Year Term | Management | For | For |
| 4 | Reelect Lauri A. Hanover as External Director for a Three Year Term | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Amend Stock Option Plan by Increasing the Number of Ordinary Shares Reserved under the Company's 2010 ESOP | Management | For | For |
| 7 | Approve Non-Employee Director Stock Option Grant | Management | For | For |
| 8 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 10 | Other Business, (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SOHU.COM INC.
MEETING DATE: JUN 20, 2014 | TICKER: SOHU SECURITY ID: 83408W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward B. Roberts | Management | For | For |
| 1.2 | Elect Director Zhonghan Deng | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | Against |
| 1c | Elect Director Peter J. Rive | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOLAZYME, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SZYM SECURITY ID: 83415T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan S. Wolfson | Management | For | For |
| 1.2 | Elect Director David C. Cole | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 16, 2014 | TICKER: SONC SECURITY ID: 835451105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SONUS NETWORKS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: SONS SECURITY ID: 835916107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Brewington | Management | For | Withhold |
| 1.2 | Elect Director Matthew W. Bross | Management | For | For |
| 1.3 | Elect Director John P. Cunningham | Management | For | Withhold |
| 1.4 | Elect Director Raymond P. Dolan | Management | For | Withhold |
| 1.5 | Elect Director Beatriz V. Infante | Management | For | Withhold |
| 1.6 | Elect Director Howard E. Janzen | Management | For | Withhold |
| 1.7 | Elect Director Richard J. Lynch | Management | For | For |
| 1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.9 | Elect Director John A. Schofield | Management | For | Withhold |
| 1.10 | Elect Director Scott E. Schubert | Management | For | Withhold |
| 1.11 | Elect Director H. Brian Thompson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SORL AUTO PARTS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: SORL SECURITY ID: 78461U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiao Ping Zhang | Management | For | For |
| 1.2 | Elect Director Xiao Feng Zhang | Management | For | For |
| 1.3 | Elect Director Shu Ping Chi | Management | For | For |
| 1.4 | Elect Director Li Min Zhang | Management | For | For |
| 1.5 | Elect Director Zhi Zhong Wang | Management | For | For |
| 1.6 | Elect Director Yi Guang Huo | Management | For | For |
| 1.7 | Elect Director Jiang Hua Feng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SORRENTO THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: SRNE SECURITY ID: 83587F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry Ji | Management | For | Withhold |
| 1.2 | Elect Director William S. Marth | Management | For | For |
| 1.3 | Elect Director Vuong Trieu | Management | For | Withhold |
| 1.4 | Elect Director Kim D. Janda | Management | For | Withhold |
| 1.5 | Elect Director Cam Gallagher | Management | For | Withhold |
| 1.6 | Elect Director Jaisim Shah | Management | For | Withhold |
| 1.7 | Elect Director Mark Durand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: OCT 07, 2013 | TICKER: FIRE SECURITY ID: 83616T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
MEETING DATE: APR 24, 2014 | TICKER: SONA SECURITY ID: 843395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick L. Bollerer | Management | For | For |
| 1.2 | Elect Director Neil J. Call | Management | For | For |
| 1.3 | Elect Director John J. Forch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHSIDE BANCSHARES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: SBSI SECURITY ID: 84470P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Anderson | Management | For | For |
| 1.2 | Elect Director Sam Dawson | Management | For | For |
| 1.3 | Elect Director Melvin B. Lovelady | Management | For | For |
| 1.4 | Elect Director William Sheehy | Management | For | For |
| 1.5 | Elect Director Preston L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST BANCORP, INC.
MEETING DATE: APR 23, 2014 | TICKER: OKSB SECURITY ID: 844767103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Berry, II | Management | For | For |
| 1.2 | Elect Director Thomas D. Berry | Management | For | For |
| 1.3 | Elect Director John Cohlmia | Management | For | For |
| 1.4 | Elect Director David S. Crockett, Jr. | Management | For | For |
| 1.5 | Elect Director Mark W. Funke | Management | For | For |
| 1.6 | Elect Director James M. Johnson | Management | For | For |
| 1.7 | Elect Director Larry J. Lanie | Management | For | For |
| 1.8 | Elect Director James M. Morris, II | Management | For | For |
| 1.9 | Elect Director Marran H. Ogilvie | Management | For | For |
| 1.10 | Elect Director Russell W. Teubner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SP PLUS CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: SP SECURITY ID: 78469C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Biggs | Management | For | For |
| 1.2 | Elect Director Karen M. Garrison | Management | For | For |
| 1.3 | Elect Director Paul Halpern | Management | For | For |
| 1.4 | Elect Director Robert S. Roath | Management | For | For |
| 1.5 | Elect Director Jonathan P. Ward | Management | For | For |
| 1.6 | Elect Director Myron C. Warshauer | Management | For | For |
| 1.7 | Elect Director James A. Wilhelm | Management | For | For |
| 1.8 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPARTAN MOTORS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SPAR SECURITY ID: 846819100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Current | Management | For | For |
| 1.2 | Elect Director Hugh W. Sloan, Jr. | Management | For | For |
| 1.3 | Elect Director Andrew M. Rooke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: JUL 30, 2013 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Wendy A. Beck | Management | For | For |
| 1.3 | Elect Director Dennis Eidson | Management | For | For |
| 1.4 | Elect Director Frank M. Gambino | Management | For | For |
| 1.5 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.6 | Elect Director Frederick J. Morganthall, II | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 1.9 | Elect Director Craig C. Sturken | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: NOV 18, 2013 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SPARTAN STORES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SPTN SECURITY ID: 846822104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Dennis Eidson | Management | For | For |
| 1.3 | Elect Director Mickey P. Foret | Management | For | For |
| 1.4 | Elect Director Frank M. Gambino | Management | For | For |
| 1.5 | Elect Director Douglas A. Hacker | Management | For | For |
| 1.6 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 1.9 | Elect Director Hawthorne L. Proctor | Management | For | For |
| 1.10 | Elect Director Craig C. Sturken | Management | For | For |
| 1.11 | Elect Director William R. Voss | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: SPPI SECURITY ID: 84763A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.3 | Elect Director Stuart M. Krassner | Management | For | Withhold |
| 1.4 | Elect Director Luigi Lenaz | Management | For | Withhold |
| 1.5 | Elect Director Anthony E. Maida | Management | For | Withhold |
| 1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
| 1.7 | Elect Director Dolatrai Vyas | Management | For | Withhold |
| 2 | Amend Conversion of Securities | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SPEED COMMERCE, INC.
MEETING DATE: OCT 23, 2013 | TICKER: SPDC SECURITY ID: 639208107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rebecca Lynn Atchison | Management | For | For |
| 1.2 | Elect Director Keith A. Benson | Management | For | For |
| 1.3 | Elect Director Monroe David Bryant, Jr. | Management | For | For |
| 1.4 | Elect Director Timothy R. Gentz | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Zisk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
MEETING DATE: JUN 10, 2014 | TICKER: SPLK SECURITY ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Connors | Management | For | For |
| 1.2 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SPREADTRUM COMMUNICATIONS INC.
MEETING DATE: JUL 26, 2013 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Reelect Datong Chen as a Director | Management | For | Against |
| 2 | Approve to Reelect Scott Sandell as a Director | Management | For | Against |
| 3 | Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor | Management | For | For |
| |
|---|
SPREADTRUM COMMUNICATIONS INC.
MEETING DATE: SEP 04, 2013 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement and Plan of Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director George G. Golleher | Management | For | For |
| 1.3 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPS COMMERCE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPSC SECURITY ID: 78463M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Archie C. Black | Management | For | For |
| 1.2 | Elect Director Michael B. Gorman | Management | For | For |
| 1.3 | Elect Director Martin J. Leestma | Management | For | For |
| 1.4 | Elect Director James B. Ramsey | Management | For | For |
| 1.5 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STAAR SURGICAL COMPANY
MEETING DATE: JUN 09, 2014 | TICKER: STAA SECURITY ID: 852312305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Logan | Management | For | For |
| 1.2 | Elect Director Barry Caldwell | Management | For | For |
| 1.3 | Elect Director Charles Slacik | Management | For | For |
| 1.4 | Elect Director Richard A. 'Randy' Meier | Management | For | For |
| 1.5 | Elect Director John C. Moore | Management | For | For |
| 1.6 | Elect Director Kathryn Tunstall | Management | For | For |
| 1.7 | Elect Director Caren Mason | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 11, 2014 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth McBride | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY FURNITURE COMPANY, INC.
MEETING DATE: APR 17, 2014 | TICKER: STLY SECURITY ID: 854305208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director T. Scott McIlhenny, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
STAR BULK CARRIERS CORP.
MEETING DATE: SEP 23, 2013 | TICKER: SBLK SECURITY ID: Y8162K121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Petros Pappas as Class C Director | Management | For | For |
| 1.2 | Elect Spyros Capralos as Class C Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors-Accountants S.A. as Auditors | Management | For | For |
| |
|---|
STAR SCIENTIFIC, INC.
MEETING DATE: DEC 27, 2013 | TICKER: STSI SECURITY ID: 85517P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Chapman, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Benjamin M. Dent | Management | For | For |
| 1.3 | Elect Director Michael John Mullan | Management | For | For |
| 1.4 | Elect Director Scott P. Sensenbrenner | Management | For | For |
| 1.5 | Elect Director Naomi Whittel | Management | For | For |
| 1.6 | Elect Director Thomas L. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STARZ
MEETING DATE: JUN 05, 2014 | TICKER: STRZA SECURITY ID: 85571Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
| 1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
| 1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STATE AUTO FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: STFC SECURITY ID: 855707105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. D'Antoni | Management | For | For |
| 1.2 | Elect Director David R. Meuse | Management | For | For |
| 1.3 | Elect Director S. Elaine Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STATE BANK FINANCIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: STBZ SECURITY ID: 856190103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Balkcom, Jr. | Management | For | For |
| 1b | Elect Director Kelly H. Barrett | Management | For | For |
| 1c | Elect Director Archie L. Bransford, Jr. | Management | For | For |
| 1d | Elect Director Kim M. Childers | Management | For | For |
| 1e | Elect Director Ann Q. Curry | Management | For | For |
| 1f | Elect Director Joseph W. Evans | Management | For | For |
| 1g | Elect Director Virginia A. Hepner | Management | For | For |
| 1h | Elect Director John D. Houser | Management | For | For |
| 1i | Elect Director Robert H. McMahon | Management | For | For |
| 1j | Elect Director J. Daniel Speight, Jr. | Management | For | For |
| 1k | Elect Director J. Thomas Wiley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEALTHGAS INC.
MEETING DATE: SEP 23, 2013 | TICKER: GASS SECURITY ID: Y81669106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael G. Jolliffe as Director | Management | For | For |
| 1.2 | Elect John Kostoyannis as Director | Management | For | For |
| 2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| |
|---|
STEC, INC.
MEETING DATE: SEP 12, 2013 | TICKER: STEC SECURITY ID: 784774101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Bates | Management | For | For |
| 1.4 | Elect Director Keith E. Busse | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.8 | Elect Director Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEIN MART, INC.
MEETING DATE: JUN 24, 2014 | TICKER: SMRT SECURITY ID: 858375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Stein | Management | For | For |
| 1.2 | Elect Director John H. Williams, Jr. | Management | For | For |
| 1.3 | Elect Director Alvin R. Carpenter | Management | For | For |
| 1.4 | Elect Director Irwin Cohen | Management | For | Withhold |
| 1.5 | Elect Director Susan Falk | Management | For | Withhold |
| 1.6 | Elect Director Linda M. Farthing | Management | For | Withhold |
| 1.7 | Elect Director Mitchell W. Legler | Management | For | For |
| 1.8 | Elect Director Richard L. Sisisky | Management | For | For |
| 1.9 | Elect Director Burton M. Tansky | Management | For | For |
| 1.10 | Elect Director J. Wayne Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEINER LEISURE LIMITED
MEETING DATE: JUN 11, 2014 | TICKER: STNR SECURITY ID: P8744Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard I. Fluxman | Management | For | For |
| 1.2 | Elect Director Michele Steiner Warshaw | Management | For | For |
| 1.3 | Elect Director Steven J. Preston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STELLARONE CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: STEL SECURITY ID: 85856G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEMCELLS, INC.
MEETING DATE: DEC 20, 2013 | TICKER: STEM SECURITY ID: 85857R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Bjerkholt | Management | For | For |
| 1.2 | Elect Director R. Scott Greer | Management | For | For |
| 1.3 | Elect Director John Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
STEMLINE THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: STML SECURITY ID: 85858C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STEREOTAXIS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: STXS SECURITY ID: 85916J409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Benfer | Management | For | For |
| 1.2 | Elect Director Eric N. Prystowsky | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: SRCL SECURITY ID: 858912108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Thomas D. Brown | Management | For | For |
| 1e | Elect Director Thomas F. Chen | Management | For | For |
| 1f | Elect Director Rod F. Dammeyer | Management | For | For |
| 1g | Elect Director William K. Hall | Management | For | For |
| 1h | Elect Director John Patience | Management | For | For |
| 1i | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
STERLING CONSTRUCTION COMPANY, INC.
MEETING DATE: MAY 09, 2014 | TICKER: STRL SECURITY ID: 859241101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marian M. Davenport | Management | For | For |
| 1.2 | Elect Director Robert A. Eckels | Management | For | Against |
| 1.3 | Elect Director Joseph P. Harper, Sr. | Management | For | For |
| 1.4 | Elect Director Charles R. Patton | Management | For | For |
| 1.5 | Elect Director Paul J. Varello | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STERLING FINANCIAL CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: STSA SECURITY ID: 859319303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 23, 2014 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director John L. Madden | Management | For | For |
| 1.4 | Elect Director Peter Migliorini | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: AUG 13, 2013 | TICKER: STEI SECURITY ID: 860370105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STOCK BUILDING SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: STCK SECURITY ID: 86101X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert E. Mellor | Management | For | For |
| 1b | Elect Director Jeffrey G. Rea | Management | For | Withhold |
| 1c | Elect Director David L. Keltner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
STRATUS PROPERTIES INC.
MEETING DATE: MAY 08, 2014 | TICKER: STRS SECURITY ID: 863167201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael D. Madden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: MAY 06, 2014 | TICKER: STRA SECURITY ID: 863236105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director John T. Casteen, III | Management | For | For |
| 1.3 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.4 | Elect Director William E. Brock | Management | For | For |
| 1.5 | Elect Director Robert R. Grusky | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Karl McDonnell | Management | For | For |
| 1.8 | Elect Director Todd A. Milano | Management | For | For |
| 1.9 | Elect Director G. Thomas Waite, III | Management | For | For |
| 1.10 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STUDENT TRANSPORTATION INC.
MEETING DATE: NOV 07, 2013 | TICKER: STB SECURITY ID: 86388A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Denis Gallagher | Management | For | For |
| 2 | Elect Director Irving Gerstein | Management | For | For |
| 3 | Elect Director Kenneth Needler | Management | For | For |
| 4 | Elect Director Grace Palombo | Management | For | For |
| 5 | Elect Director George Rossi | Management | For | For |
| 6 | Elect Director David Scopelliti | Management | For | For |
| 7 | Elect Director Victor Wells | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUCAMPO PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2014 | TICKER: SCMP SECURITY ID: 864909106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Getman | Management | For | For |
| 1.2 | Elect Director Peter Greenleaf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUFFOLK BANCORP
MEETING DATE: APR 29, 2014 | TICKER: SUBK SECURITY ID: 864739107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard C. Bluver | Management | For | For |
| 1.2 | Elect Director Joseph A. Gaviola | Management | For | For |
| 1.3 | Elect Director John D. Stark, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SUMMIT FINANCIAL GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SMMF SECURITY ID: 86606G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Scott Bridgeforth | Management | For | For |
| 1.2 | Elect Director Georgette R. George | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Hott | Management | For | For |
| 1.4 | Elect Director Duke A. McDaniel | Management | For | For |
| 1.5 | Elect Director George W. Pace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SUN HYDRAULICS CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: SNHY SECURITY ID: 866942105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine L. Koski | Management | For | For |
| 1.2 | Elect Director David N. Wormley | Management | For | For |
| 1.3 | Elect Director Alexander Schuetz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SNSS SECURITY ID: 867328601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director David C. Stump | Management | For | For |
| 1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNOPTA INC.
MEETING DATE: MAY 29, 2014 | TICKER: STKL SECURITY ID: 8676EP108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay Amato | Management | For | For |
| 1b | Elect Director Steven Bromley | Management | For | For |
| 1c | Elect Director Michael Detlefsen | Management | For | For |
| 1d | Elect Director Peter Fraser | Management | For | For |
| 1e | Elect Director Douglas Greene | Management | For | For |
| 1f | Elect Director Victor Hepburn | Management | For | For |
| 1g | Elect Director Katrina Houde | Management | For | For |
| 1h | Elect Director Jeremy Kendall | Management | For | For |
| 1i | Elect Director Alan Murray | Management | For | For |
| 1j | Elect Director Allan Routh | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard Clement | Management | For | Withhold |
| 1.2 | Elect Director Denis Giorno | Management | For | Withhold |
| 1.3 | Elect Director Catherine Lesjak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.2 | Elect Director Humbert de Wendel | Management | For | Withhold |
| 1.3 | Elect Director Thomas H. Werner | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 13, 2014 | TICKER: SMCI SECURITY ID: 86800U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Liang | Management | For | For |
| 1.2 | Elect Director Sherman Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Hudson | Management | For | For |
| 1.2 | Elect Director Charles W. Newhall, III | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERTEX, INC.
MEETING DATE: AUG 16, 2013 | TICKER: SUPX SECURITY ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry C. Pao | Management | For | For |
| 1.2 | Elect Director Benedict C. K. Choy | Management | For | For |
| 1.3 | Elect Director W. Mark Loveless | Management | For | For |
| 1.4 | Elect Director Elliott Schlam | Management | For | For |
| 1.5 | Elect Director Milton Feng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUPERTEX, INC.
MEETING DATE: APR 01, 2014 | TICKER: SUPX SECURITY ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SUPPORT.COM, INC.
MEETING DATE: JUN 04, 2014 | TICKER: SPRT SECURITY ID: 86858W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.4 | Elect Director Toni Portmann | Management | For | For |
| 1.5 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SURGICAL CARE AFFILIATES, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SCAI SECURITY ID: 86881L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd B. Sisitsky | Management | For | Against |
| 1.2 | Elect Director Sharad Mansukani | Management | For | Against |
| 1.3 | Elect Director Jeffrey K. Rhodes | Management | For | Against |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SURMODICS, INC.
MEETING DATE: FEB 04, 2014 | TICKER: SRDX SECURITY ID: 868873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose H. Bedoya | Management | For | For |
| 1.2 | Elect Director Susan E. Knight | Management | For | For |
| 2 | Fix Number of Directors at Eight | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: SUSQ SECURITY ID: 869099101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
| 1.3 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
| 1.5 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
| 1.8 | Elect Director Michael A. Morello | Management | For | For |
| 1.9 | Elect Director Scott J. Newkam | Management | For | For |
| 1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
| 1.11 | Elect Director William J. Reuter | Management | For | For |
| 1.12 | Elect Director Andrew S. Samuel | Management | For | For |
| 1.13 | Elect Director Christine Sears | Management | For | For |
| 1.14 | Elect Director James A. Ulsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUTOR TECHNOLOGY GROUP LIMITED
MEETING DATE: APR 25, 2014 | TICKER: SUTR SECURITY ID: 869362103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lifang Chen | Management | For | For |
| 1.2 | Elect Director Naijiang Zhou | Management | For | For |
| 1.3 | Elect Director Gerard Pascale | Management | For | For |
| 1.4 | Elect Director Guoyou Shao | Management | For | For |
| 1.5 | Elect Director Xinchuang Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 24, 2014 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
SWISHER HYGIENE INC.
MEETING DATE: MAY 15, 2014 | TICKER: SWSH SECURITY ID: 870808102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Burke | Management | For | For |
| 1b | Elect Director Richard L. Handley | Management | For | For |
| 1c | Elect Director Harris W. Hudson | Management | For | Withhold |
| 1d | Elect Director William M. Pierce | Management | For | For |
| 1e | Elect Director William D. Pruitt | Management | For | Withhold |
| 1f | Elect Director David Prussky | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 20, 2014 | TICKER: SYKE SECURITY ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. MacLeod | Management | For | For |
| 1.2 | Elect Director William D. Muir, Jr. | Management | For | For |
| 1.3 | Elect Director Lorraine Leigh Lutton | Management | For | For |
| 1.4 | Elect Director James K. Murray, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1e | Elect Director David L. Mahoney | Management | For | For |
| 1f | Elect Director Robert S. Miller | Management | For | For |
| 1g | Elect Director Anita M. Sands | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SYMMETRICOM, INC.
MEETING DATE: OCT 25, 2013 | TICKER: SYMM SECURITY ID: 871543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director Robert T. Clarkson | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.4 | Elect Director Robert M. Neumeister, Jr. | Management | For | For |
| 1.5 | Elect Director Richard N. Snyder | Management | For | For |
| 1.6 | Elect Director Robert J. Stanzione | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SYNACOR, INC.
MEETING DATE: MAY 22, 2014 | TICKER: SYNC SECURITY ID: 871561106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald N. Frankel | Management | For | For |
| 1.2 | Elect Director Gary L. Ginsberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 22, 2013 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Bergman | Management | For | For |
| 1.2 | Elect Director Russell J. Knittel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNERGETICS USA, INC.
MEETING DATE: DEC 12, 2013 | TICKER: SURG SECURITY ID: 87160G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence C. Cardinale | Management | For | For |
| 1.2 | Elect Director Guy R. Guarch | Management | For | For |
| 1.3 | Elect Director D. Graeme Thomas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERGY PHARMACEUTICALS INC.
MEETING DATE: SEP 30, 2013 | TICKER: SGYP SECURITY ID: 871639308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Jacob | Management | For | For |
| 1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
| 1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 1.5 | Elect Director Christopher McGuigan | Management | For | For |
| 1.6 | Elect Director Alan F. Joslyn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERON MEDICAL LTD.
MEETING DATE: JUL 18, 2013 | TICKER: ELOS SECURITY ID: M87245102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Reelect Yaffa Krindel as Director | Management | For | For |
| 3.1 | Reelect Michael Anghel as External Director | Management | For | For |
| 3.2 | Reelect Dan Suesskind as External Director | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Approve Compensation for Shimon Eckhouse, CEO | Management | For | For |
| 6 | Approve Compensation for David Schlachet, Chairman of the Board | Management | For | For |
| 7 | Approve Compensation for David Schlachet, for his Prior Service as Interim CFO from August to November 2012 | Management | For | For |
| 8 | Approve Directors Compensation | Management | For | For |
| 9 | Grant Michael Anghel and Dan Suesskind Options to Purchase Shares in Syneron Beauty Ltd., wholly owned by Syneron Medical Ltd. | Management | For | For |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| 11 | Discuss Financial Statements for 2012 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 02, 2014 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Alfred Castino | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
| 1.7 | Elect Director John G. Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUN 12, 2014 | TICKER: SNTA SECURITY ID: 87162T206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald W. Kufe | Management | For | For |
| 1.2 | Elect Director William S. Reardon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 03, 2014 | TICKER: SYNT SECURITY ID: 87162H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTHESIS ENERGY SYSTEMS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SYMX SECURITY ID: 871628103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lorenzo Lamadrid | Management | For | Withhold |
| 1.2 | Elect Director Robert Rigdon | Management | For | For |
| 1.3 | Elect Director Denis Slavich | Management | For | Withhold |
| 1.4 | Elect Director Harry Rubin | Management | For | Withhold |
| 1.5 | Elect Director Ziwang Xu | Management | For | For |
| 1.6 | Elect Director Feng Gao | Management | For | For |
| 1.7 | Elect Director Guang Yang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SYNTROLEUM CORPORATION
MEETING DATE: DEC 18, 2013 | TICKER: SYNM SECURITY ID: 871630208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Anthony Jacobs | Management | For | For |
| 1.2 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNTROLEUM CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: SYNM SECURITY ID: 871630208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Approve Plan of Liquidation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
SYNUTRA INTERNATIONAL, INC.
MEETING DATE: MAR 05, 2014 | TICKER: SYUT SECURITY ID: 87164C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lei Lin | Management | For | Withhold |
| 1.2 | Elect Director Min Zhang | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
SYPRIS SOLUTIONS, INC.
MEETING DATE: APR 29, 2014 | TICKER: SYPR SECURITY ID: 871655106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Convis | Management | For | For |
| 1.2 | Elect Director William G. Ferko | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Gill | Management | For | For |
| 1.4 | Elect Director Sidney R. Petersen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 24, 2014 | TICKER: TROW SECURITY ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director James A.C. Kennedy | Management | For | For |
| 1g | Elect Director Robert F. MacLellan | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 1j | Elect Director Alfred Sommer | Management | For | For |
| 1k | Elect Director Dwight S. Taylor | Management | For | For |
| 1l | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director SungHwan Cho | Management | For | For |
| 1.4 | Elect Director Michael Dornemann | Management | For | For |
| 1.5 | Elect Director Brett Icahn | Management | For | For |
| 1.6 | Elect Director J. Moses | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Michael Sheresky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TALMER BANCORP, INC.
MEETING DATE: JUN 09, 2014 | TICKER: TLMR SECURITY ID: 87482X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Berlin | Management | For | For |
| 1.2 | Elect Director Donald Coleman | Management | For | For |
| 1.3 | Elect Director Gary Collins | Management | For | For |
| 1.4 | Elect Director Jennifer Granholm | Management | For | For |
| 1.5 | Elect Director Paul Hodges, III | Management | For | For |
| 1.6 | Elect Director Ronald Klein | Management | For | For |
| 1.7 | Elect Director David Leitch | Management | For | For |
| 1.8 | Elect Director Barbara Mahone | Management | For | For |
| 1.9 | Elect Director Robert Naftaly | Management | For | For |
| 1.10 | Elect Director Albert Papa | Management | For | For |
| 1.11 | Elect Director David Provost | Management | For | For |
| 1.12 | Elect Director Wilbur Ross, Jr. | Management | For | For |
| 1.13 | Elect Director Thomas Schellenberg | Management | For | For |
| 1.14 | Elect Director Gary Torgow | Management | For | For |
| 1.15 | Elect Director Arthur Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TANDEM DIABETES CARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: TNDM SECURITY ID: 875372104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Howard E. Greene, Jr. | Management | For | For |
| 1.3 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TANGOE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TNGO SECURITY ID: 87582Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D. Foy | Management | For | For |
| 1.2 | Elect Director Richard S. Pontin | Management | For | For |
| 1.3 | Elect Director Albert R. Subbloie, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia R. Brown | Management | For | For |
| 1.2 | Elect Director Stephen A. Hill | Management | For | For |
| 1.3 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TASER INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: TASR SECURITY ID: 87651B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Smith | Management | For | For |
| 1.2 | Elect Director Mark W. Kroll | Management | For | For |
| 1.3 | Elect Director Judy Martz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TAYLOR CAPITAL GROUP, INC.
MEETING DATE: FEB 26, 2014 | TICKER: TAYC SECURITY ID: 876851106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
TEARLAB CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TEAR SECURITY ID: 878193101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elias Vamvakas | Management | For | For |
| 1.2 | Elect Director Anthony E. Altig | Management | For | For |
| 1.3 | Elect Director Thomas N. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.5 | Elect Director Paul M. Karpecki | Management | For | For |
| 1.6 | Elect Director Richard L. Lindstrom | Management | For | For |
| 1.7 | Elect Director Donald Rindell | Management | For | For |
| 1.8 | Elect Director Brock Wright | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Charles E. Adair | Management | For | For |
| 2b | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 2c | Elect Director Patrick G. Sayer | Management | For | Against |
| 2d | Elect Director Robert M. Dutkowsky | Management | For | For |
| 2e | Elect Director Jeffery P. Howells | Management | For | For |
| 2f | Elect Director Savio W. Tung | Management | For | Against |
| 2g | Elect Director David M. Upton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TECHNE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: TECH SECURITY ID: 878377100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Kummeth | Management | For | For |
| 1.2 | Elect Director Robert V. Baumgartner | Management | For | For |
| 1.3 | Elect Director Roger C. Lucas | Management | For | For |
| 1.4 | Elect Director Howard V. O'Connell | Management | For | For |
| 1.5 | Elect Director Randolph C Steer | Management | For | For |
| 1.6 | Elect Director Charles A. Dinarello | Management | For | For |
| 1.7 | Elect Director Karen A. Holbrook | Management | For | For |
| 1.8 | Elect Director John L. Higgins | Management | For | For |
| 1.9 | Elect Director Roeland Nusse | Management | For | For |
| 2 | Fix Number of Directors at Nine | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TECHTARGET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: TTGT SECURITY ID: 87874R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay C. Hoag | Management | For | For |
| 1.2 | Elect Director Roger M. Marino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECUMSEH PRODUCTS COMPANY
MEETING DATE: APR 30, 2014 | TICKER: TECUA SECURITY ID: 878895200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Recapitalization Plan | Management | For | For |
| |
|---|
TECUMSEH PRODUCTS COMPANY
MEETING DATE: APR 30, 2014 | TICKER: TECUA SECURITY ID: 878895101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie H. Boyse | Management | For | For |
| 1.2 | Elect Director James J. Connor | Management | For | For |
| 1.3 | Elect Director Gary L. Cowger | Management | For | For |
| 1.4 | Elect Director Harold M. Karp | Management | For | For |
| 1.5 | Elect Director Terence C. Seikel | Management | For | For |
| 1.6 | Elect Director Douglas M. Suliman, Jr. | Management | For | For |
| 2 | Approve Recapitalization Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TEKMIRA PHARMACEUTICALS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: TKM SECURITY ID: 87911B209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Murray | Management | For | For |
| 2 | Elect Director Frank Karbe | Management | For | For |
| 3 | Elect Director Daniel Kisner | Management | For | For |
| 4 | Elect Director Kenneth Galbraith | Management | For | For |
| 5 | Elect Director Donald Jewell | Management | For | For |
| 6 | Elect Director Peggy Phillips | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Amend Omnibus Share Compensation Plan | Management | For | Against |
| 9 | Other Business | Management | For | Against |
| |
|---|
TELECOMMUNICATION SYSTEMS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: TSYS SECURITY ID: 87929J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Jon B. Kutler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
MEETING DATE: APR 11, 2014 | TICKER: ERIC B SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | Did Not Vote |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | Did Not Vote |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | Did Not Vote |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | Did Not Vote |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
TELENAV, INC.
MEETING DATE: DEC 03, 2013 | TICKER: TNAV SECURITY ID: 879455103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel Chen | Management | For | For |
| 1.2 | Elect Director Hon Jane (Jason) Chiu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TELETECH HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TTEC SECURITY ID: 879939106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1.2 | Elect Director James E. Barlett | Management | For | For |
| 1.3 | Elect Director Tracy L. Bahl | Management | For | For |
| 1.4 | Elect Director Gregory A. Conley | Management | For | For |
| 1.5 | Elect Director Robert N. Frerichs | Management | For | For |
| 1.6 | Elect Director Shrikant Mehta | Management | For | For |
| 1.7 | Elect Director Anjan Mukherjee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRITORIAL BANCORP INC.
MEETING DATE: MAY 21, 2014 | TICKER: TBNK SECURITY ID: 88145X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Y. Ikeda | Management | For | For |
| 1.2 | Elect Director David S. Murakami | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TESARO, INC.
MEETING DATE: MAY 16, 2014 | TICKER: TSRO SECURITY ID: 881569107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
| 1.3 | Elect Director David M. Mott | Management | For | For |
| 1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
| 1.5 | Elect Director James O. Armitage | Management | For | For |
| 1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1.7 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.8 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESCO CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TESO SECURITY ID: 88157K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Dielwart | Management | For | For |
| 1.2 | Elect Director Fred J. Dyment | Management | For | For |
| 1.3 | Elect Director Gary L. Kott | Management | For | For |
| 1.4 | Elect Director R. Vance Milligan | Management | For | For |
| 1.5 | Elect Director Julio M. Quintana | Management | For | For |
| 1.6 | Elect Director John T. Reynolds | Management | For | For |
| 1.7 | Elect Director Elijio V. Serrano | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4a | Allow Electronic Distribution of Company Communications | Management | For | For |
| 4b | Approve Advance Notice Policy | Management | For | For |
| 4c | Amend Articles to Make other Updates and Changes | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TESSCO TECHNOLOGIES INCORPORATED
MEETING DATE: JUL 26, 2013 | TICKER: TESS SECURITY ID: 872386107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
| 1.2 | Elect Director John D. Beletic | Management | For | For |
| 1.3 | Elect Director Jay G. Baitler | Management | For | For |
| 1.4 | Elect Director Benn R. Konsynski | Management | For | For |
| 1.5 | Elect Director Dennis J. Shaughnessy | Management | For | For |
| 1.6 | Elect Director Morton F. Zifferer, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director Donald E. Stout | Management | For | For |
| 1.4 | Elect Director George Cwynar | Management | For | For |
| 1.5 | Elect Director George A. Riedel | Management | For | For |
| 1.6 | Elect Director John Chenault | Management | For | For |
| 1.7 | Elect Director Peter A. Feld | Management | For | For |
| 1.8 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.9 | Elect Director Thomas Lacey | Management | For | For |
| 1.10 | Elect Director Tudor Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 27, 2014 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Batrack | Management | For | For |
| 1.2 | Elect Director Hugh M. Grant | Management | For | For |
| 1.3 | Elect Director Patrick C. Haden | Management | For | For |
| 1.4 | Elect Director J. Christopher Lewis | Management | For | For |
| 1.5 | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1.6 | Elect Director Albert E. Smith | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Richard H. Truly | Management | For | For |
| 1.9 | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TETRALOGIC PHARMACEUTICALS CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: TLOG SECURITY ID: 88165U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TETRAPHASE PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TTPH SECURITY ID: 88165N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Nancy Wysenski | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Keith Cargill | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director Charles S. Hyle | Management | For | For |
| 1.9 | Elect Director W. W. McAllister, III | Management | For | For |
| 1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.11 | Elect Director Steven P. Rosenberg | Management | For | Withhold |
| 1.12 | Elect Director Grant E. Sims | Management | For | For |
| 1.13 | Elect Director Robert W. Stallings | Management | For | For |
| 1.14 | Elect Director Dale W. Tremblay | Management | For | Withhold |
| 1.15 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director Pamela H. Patsley | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Wayne R. Sanders | Management | For | For |
| 1i | Elect Director Ruth J. Simmons | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ramsey | Management | For | Withhold |
| 1.2 | Elect Director James R. Zarley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TFS FINANCIAL CORPORATION
MEETING DATE: FEB 20, 2014 | TICKER: TFSL SECURITY ID: 87240R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.2 | Elect Director William C. Mulligan | Management | For | For |
| 1.3 | Elect Director Terrence R. Ozan | Management | For | For |
| 1.4 | Elect Director Paul W. Stefanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TG THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: TGTX SECURITY ID: 88322Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence N. Charney | Management | For | For |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | For |
| 1.4 | Elect Director Neil Herskowitz | Management | For | For |
| 1.5 | Elect Director Mark Schoenebaum | Management | For | For |
| 1.6 | Elect Director Michael S. Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
TGC INDUSTRIES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TGE SECURITY ID: 872417308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne A. Whitener | Management | For | Withhold |
| 1.2 | Elect Director William J. Barrett | Management | For | Withhold |
| 1.3 | Elect Director Herbert M. Gardner | Management | For | Withhold |
| 1.4 | Elect Director Allen T. McInnes | Management | For | Withhold |
| 1.5 | Elect Director Edward L. Flynn | Management | For | For |
| 1.6 | Elect Director Stephanie P. Hurtt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE ADVISORY BOARD COMPANY
MEETING DATE: SEP 05, 2013 | TICKER: ABCO SECURITY ID: 00762W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.2 | Elect Director David L. Felsenthal | Management | For | For |
| 1.3 | Elect Director Peter J. Grua | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Kelt Kindick | Management | For | For |
| 1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
| 1.7 | Elect Director Mark R. Neaman | Management | For | For |
| 1.8 | Elect Director Leon D. Shapiro | Management | For | For |
| 1.9 | Elect Director Frank J. Williams | Management | For | For |
| 1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ANDERSONS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: ANDE SECURITY ID: 034164103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.3 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.4 | Elect Director Robert J. King, Jr. | Management | For | For |
| 1.5 | Elect Director Ross W. Manire | Management | For | For |
| 1.6 | Elect Director Donald L. Mennel | Management | For | For |
| 1.7 | Elect Director Patrick S. Mullin | Management | For | For |
| 1.8 | Elect Director John T. Stout, Jr. | Management | For | For |
| 1.9 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANCORP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TBBK SECURITY ID: 05969A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Betsy Z. Cohen | Management | For | For |
| 1.2 | Elect Director Daniel G. Cohen | Management | For | For |
| 1.3 | Elect Director Walter T. Beach | Management | For | For |
| 1.4 | Elect Director Michael J. Bradley | Management | For | For |
| 1.5 | Elect Director John C. Chrystal | Management | For | For |
| 1.6 | Elect Director Hersh Kozlov | Management | For | For |
| 1.7 | Elect Director Matthew Cohn | Management | For | For |
| 1.8 | Elect Director William H. Lamb | Management | For | For |
| 1.9 | Elect Director Frank M. Mastrangelo | Management | For | For |
| 1.10 | Elect Director James J. McEntee, III | Management | For | For |
| 1.11 | Elect Director Mei-Mei Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANK OF KENTUCKY FINANCIAL CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: BKYF SECURITY ID: 062896105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Berger | Management | For | For |
| 1.2 | Elect DirectorJohn S. Cain | Management | For | For |
| 1.3 | Elect Director Barry G. Kienzle | Management | For | For |
| 1.4 | Elect Director John E. Miracle | Management | For | For |
| 1.5 | Elect Director Mary Sue Rudicill | Management | For | For |
| 1.6 | Elect Director Ruth M. Seligman-Doering | Management | For | For |
| 1.7 | Elect Director James C. Votruba | Management | For | For |
| 1.8 | Elect Director Herbert H. Works | Management | For | For |
| 1.9 | Elect Director Robert W. Zapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BON-TON STORES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: BONT SECURITY ID: 09776J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lucinda M. Baier | Management | For | For |
| 1.2 | Elect Director Philip M. Browne | Management | For | For |
| 1.3 | Elect Director Michael L. Gleim | Management | For | For |
| 1.4 | Elect Director Tim Grumbacher | Management | For | Withhold |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Todd C. McCarty | Management | For | For |
| 1.7 | Elect Director Jeffrey B. Sherman | Management | For | For |
| 1.8 | Elect Director Steven B. Silverstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Alexander L. Cappello | Management | For | For |
| 1c | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1d | Elect Director Laurence B. Mindel | Management | For | For |
| 1e | Elect Director David B. Pittaway | Management | For | For |
| 1f | Elect Director Douglas L. Schmick | Management | For | For |
| 1g | Elect Director Herbert Simon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 16, 2014 | TICKER: CHEF SECURITY ID: 163086101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominick Cerbone | Management | For | For |
| 1.2 | Elect Director John A. Couri | Management | For | For |
| 1.3 | Elect Director Joseph Cugine | Management | For | For |
| 1.4 | Elect Director Alan Guarino | Management | For | For |
| 1.5 | Elect Director Stephen Hanson | Management | For | For |
| 1.6 | Elect Director Christopher Pappas | Management | For | For |
| 1.7 | Elect Director John Pappas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHILDREN'S PLACE RETAIL STORES, INC.
MEETING DATE: JUN 04, 2014 | TICKER: PLCE SECURITY ID: 168905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director Joseph Gromek | Management | For | For |
| 1.3 | Elect Director Susan Sobbott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
| 6 | Change Company Name | Management | For | For |
| |
|---|
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 29, 2014 | TICKER: DSG SECURITY ID: 249906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Anderson | Management | For | For |
| 1.2 | Elect Director David I. Beatson | Management | For | For |
| 1.3 | Elect Director Eric Demirian | Management | For | For |
| 1.4 | Elect Director Chris Hewat | Management | For | For |
| 1.5 | Elect Director Jane O'Hagan | Management | For | For |
| 1.6 | Elect Director Edward J. Ryan | Management | For | For |
| 1.7 | Elect Director John J. Walker | Management | For | For |
| 1.8 | Elect Director Stephen Watt | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
THE DIXIE GROUP, INC.
MEETING DATE: APR 29, 2014 | TICKER: DXYN SECURITY ID: 255519100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Brock | Management | For | For |
| 1.2 | Elect Director J. Don Brock | Management | For | For |
| 1.3 | Elect Director Daniel K. Frierson | Management | For | For |
| 1.4 | Elect Director D. Kennedy Frierson, Jr. | Management | For | For |
| 1.5 | Elect Director Walter W. Hubbard | Management | For | For |
| 1.6 | Elect Director Lowry F. Kline | Management | For | For |
| 1.7 | Elect Director Hilda S. Murray | Management | For | For |
| 1.8 | Elect Director John W. Murrey, III | Management | For | For |
| 1.9 | Elect Director Michael L. Owens | Management | For | For |
| 2 | Approve Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE ENSIGN GROUP, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ENSG SECURITY ID: 29358P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Christensen | Management | For | Withhold |
| 1.2 | Elect Director John G. Nackel | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| |
|---|
THE EXONE COMPANY
MEETING DATE: AUG 19, 2013 | TICKER: XONE SECURITY ID: 302104104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Kent Rockwell | Management | For | For |
| 1.2 | Elect Director David J. Burns | Management | For | For |
| 1.3 | Elect Director John Irvin | Management | For | For |
| 1.4 | Elect Director Raymond J. Kilmer | Management | For | For |
| 1.5 | Elect Director Victor Sellier | Management | For | For |
| 1.6 | Elect Director Lloyd A. Semple | Management | For | For |
| 1.7 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE EXONE COMPANY
MEETING DATE: MAY 05, 2014 | TICKER: XONE SECURITY ID: 302104104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Kent Rockwell | Management | For | For |
| 1.2 | Elect Director David Burns | Management | For | For |
| 1.3 | Elect Director John Irvin | Management | For | For |
| 1.4 | Elect Director Raymond J. Kilmer | Management | For | Withhold |
| 1.5 | Elect Director Victor Sellier | Management | For | Withhold |
| 1.6 | Elect Director Lloyd A. Semple | Management | For | For |
| 1.7 | Elect Director Bonnie K. Wachtel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE FEMALE HEALTH COMPANY
MEETING DATE: MAR 20, 2014 | TICKER: FHCO SECURITY ID: 314462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bethune | Management | For | Withhold |
| 1.2 | Elect Director Stephen M. Dearholt | Management | For | Withhold |
| 1.3 | Elect Director Donna Felch | Management | For | For |
| 1.4 | Elect Director Mary Margaret Frank | Management | For | Withhold |
| 1.5 | Elect Director William R. Gargiulo, Jr. | Management | For | For |
| 1.6 | Elect Director Karen King | Management | For | For |
| 1.7 | Elect Director Andrew S. Love | Management | For | Withhold |
| 1.8 | Elect Director O.B. Parrish | Management | For | For |
| 1.9 | Elect Director Richard E. Wenninger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE FINISH LINE, INC.
MEETING DATE: JUL 18, 2013 | TICKER: FINL SECURITY ID: 317923100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Goldsmith | Management | For | For |
| 1.2 | Elect Director Catherine A. Langham | Management | For | For |
| 1.3 | Elect Director Norman H. Gurwitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE FIRST BANCORP, INC.
MEETING DATE: APR 24, 2014 | TICKER: FNLC SECURITY ID: 31866P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine M. Boyd | Management | For | For |
| 1.2 | Elect Director Daniel R. Daigneault | Management | For | For |
| 1.3 | Elect Director Robert B. Gregory | Management | For | For |
| 1.4 | Elect Director Tony C. McKim | Management | For | For |
| 1.5 | Elect Director Carl S. Poole, Jr. | Management | For | For |
| 1.6 | Elect Director Mark N. Rosborough | Management | For | For |
| 1.7 | Elect Director Cornelius J. Russell | Management | For | For |
| 1.8 | Elect Director Stuart G. Smith | Management | For | For |
| 1.9 | Elect Director David B. Soule, Jr. | Management | For | For |
| 1.10 | Elect Director Bruce B. Tindal | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE FIRST OF LONG ISLAND CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: FLIC SECURITY ID: 320734106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen E. Busching | Management | For | For |
| 1.2 | Elect Director Paul T. Canarick | Management | For | For |
| 1.3 | Elect Director Alexander L. Cover | Management | For | For |
| 1.4 | Elect Director J. Douglas Maxwell, Jr. | Management | For | For |
| 1.5 | Elect Director Stephen V. Murphy | Management | For | For |
| 1.6 | Elect Director Eric J. Tveter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
THE FRESH MARKET, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TFM SECURITY ID: 35804H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig Carlock | Management | For | For |
| 1.2 | Elect Director Richard Noll | Management | For | For |
| 1.3 | Elect Director Michael Tucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 14, 2014 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HACKETT GROUP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: HCKT SECURITY ID: 404609109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Harris | Management | For | For |
| 1.2 | Elect Director Edwin A. Huston | Management | For | For |
| 2 | Amend Omnibus Stock Plan - WITHDRAWN | Management | None | None |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2013 | TICKER: HAIN SECURITY ID: 405217100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Jack Futterman | Management | For | For |
| 1.4 | Elect Director Marina Hahn | Management | For | For |
| 1.5 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.6 | Elect Director Roger Meltzer | Management | For | Withhold |
| 1.7 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE KEYW HOLDING CORPORATION
MEETING DATE: AUG 13, 2013 | TICKER: KEYW SECURITY ID: 493723100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah Bonanni | Management | For | For |
| 1.2 | Elect Director Bill Campbell | Management | For | For |
| 1.3 | Elect Director Pierre Chao | Management | For | For |
| 1.4 | Elect Director John Hannon | Management | For | For |
| 1.5 | Elect Director Ken Minihan | Management | For | For |
| 1.6 | Elect Director Art Money | Management | For | For |
| 1.7 | Elect Director Len Moodispaw | Management | For | Withhold |
| 1.8 | Elect Director Caroline Pisano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MADISON SQUARE GARDEN COMPANY
MEETING DATE: NOV 21, 2013 | TICKER: MSG SECURITY ID: 55826P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Parsons | Management | For | For |
| 1.2 | Elect Director Alan D. Schwartz | Management | For | For |
| 1.3 | Elect Director Vincent Tese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE MEDICINES COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: MDCO SECURITY ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Clive A. Meanwell | Management | For | For |
| 1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE MIDDLEBY CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: MIDD SECURITY ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selim A. Bassoul | Management | For | For |
| 1.2 | Elect Director Sarah Palisi Chapin | Management | For | For |
| 1.3 | Elect Director Robert B. Lamb | Management | For | For |
| 1.4 | Elect Director John R. Miller, III | Management | For | For |
| 1.5 | Elect Director Gordon O'Brien | Management | For | For |
| 1.6 | Elect Director Philip G. Putnam | Management | For | For |
| 1.7 | Elect Director Sabin C. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE NASDAQ OMX GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: NDAQ SECURITY ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene T. Begley | Management | For | For |
| 1b | Elect Director Steven D. Black | Management | For | For |
| 1c | Elect Director Borje E. Ekholm | Management | For | For |
| 1d | Elect Director Robert Greifeld | Management | For | For |
| 1e | Elect Director Glenn H. Hutchins | Management | For | For |
| 1f | Elect Director Essa Kazim | Management | For | For |
| 1g | Elect Director John D. Markese | Management | For | For |
| 1h | Elect Director Ellyn A. McColgan | Management | For | For |
| 1i | Elect Director Thomas F. O Neill | Management | For | For |
| 1j | Elect Director Michael R. Splinter | Management | For | For |
| 1k | Elect Director Lars R. Wedenborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Charter to Remove Certain Provisions | Management | For | For |
| |
|---|
THE NAVIGATORS GROUP, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NAVG SECURITY ID: 638904102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saul L. Basch | Management | For | For |
| 1.2 | Elect Director H. J. Mervyn Blakeney | Management | For | For |
| 1.3 | Elect Director Terence N. Deeks | Management | For | For |
| 1.4 | Elect Director Stanley A. Galanski | Management | For | For |
| 1.5 | Elect Director Geoffrey E. Johnson | Management | For | For |
| 1.6 | Elect Director John F. Kirby | Management | For | For |
| 1.7 | Elect Director Robert V. Mendelsohn | Management | For | For |
| 1.8 | Elect Director David M. Platter | Management | For | For |
| 1.9 | Elect Director Janice C. Tomlinson | Management | For | For |
| 1.10 | Elect Director Marc M. Tract | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE PANTRY, INC.
MEETING DATE: MAR 13, 2014 | TICKER: PTRY SECURITY ID: 698657103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Robert F. Bernstock | Management | For | Did Not Vote |
| 1.2 | Elect Director Thomas W. Dickson | Management | For | Did Not Vote |
| 1.3 | Elect Director Wilfred A. Finnegan | Management | For | Did Not Vote |
| 1.4 | Elect Director Kathleen Guion | Management | For | Did Not Vote |
| 1.5 | Elect Director Dennis G. Hatchell | Management | For | Did Not Vote |
| 1.6 | Elect Director Edwin J. Holman | Management | For | Did Not Vote |
| 1.7 | Elect Director Terry L. McElroy | Management | For | Did Not Vote |
| 1.8 | Elect Director Mark D. Miles | Management | For | Did Not Vote |
| 1.9 | Elect Director Thomas M. Murnane | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Directors Todd E. Diener | Shareholder | For | For |
| 1.2 | Elect Directors James C. Pappas | Shareholder | For | For |
| 1.3 | Elect Directors Joshua E. Schechter | Shareholder | For | Withhold |
| 1.4 | Management Nominee - Thomas W. Dickson | Shareholder | For | For |
| 1.5 | Management Nominee - Wilfred A. Finnegan | Shareholder | For | For |
| 1.6 | Management Nominee - Kathleen Guion | Shareholder | For | For |
| 1.7 | Management Nominee - Dennis G. Hatchell | Shareholder | For | For |
| 1.8 | Management Nominee - Terry L. McElroy | Shareholder | For | For |
| 1.9 | Management Nominee - Mark D. Miles | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 3 | Ratify Auditors | Management | None | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | None | Abstain |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: SPNC SECURITY ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: ULTI SECURITY ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director LeRoy A. Vander Putten | Management | For | For |
| 1.2 | Elect Director Robert A. Yanover | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WENDY'S COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: WEN SECURITY ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Peltz | Management | For | For |
| 1.2 | Elect Director Peter W. May | Management | For | For |
| 1.3 | Elect Director Emil J. Brolick | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Janet Hill | Management | For | For |
| 1.6 | Elect Director Joseph A. Levato | Management | For | For |
| 1.7 | Elect Director J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Director Peter H. Rothschild | Management | For | For |
| 1.9 | Elect Director David E. Schwab, II | Management | For | For |
| 1.10 | Elect Director Jack G. Wasserman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE WET SEAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WTSL SECURITY ID: 961840105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynda J. Davey | Management | For | For |
| 1.2 | Elect Director John D. Goodman | Management | For | For |
| 1.3 | Elect Director Nancy Lublin | Management | For | For |
| 1.4 | Elect Director John S. Mills | Management | For | For |
| 1.5 | Elect Director Kenneth M. Reiss | Management | For | For |
| 1.6 | Elect Director Adam L. Rothstein | Management | For | For |
| 1.7 | Elect Director Deena Varshavskaya | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE YORK WATER COMPANY
MEETING DATE: MAY 05, 2014 | TICKER: YORW SECURITY ID: 987184108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Newcomer | Management | For | For |
| 1.2 | Elect Director Ernest J. Waters | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
THE9 LIMITED
MEETING DATE: OCT 28, 2013 | TICKER: NCTY SECURITY ID: 88337K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Jun ZHU as Director of the Company | Management | For | Against |
| 2 | Approve Re-election of Cheung Kin AU-YEUNG as Director of the Company | Management | For | Against |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THESTREET, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TST SECURITY ID: 88368Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah Fay | Management | For | Withhold |
| 1.2 | Elect Director Vivek Shah | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THORATEC CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: THOR SECURITY ID: 885175307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.3 | Elect Director J. Daniel Cole | Management | For | For |
| 1.4 | Elect Director Steven H. Collis | Management | For | For |
| 1.5 | Elect Director D. Keith Grossman | Management | For | For |
| 1.6 | Elect Director William A. Hawkins, III | Management | For | For |
| 1.7 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.8 | Elect Director Martha H. Marsh | Management | For | For |
| 1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
| 2 | Amend Director Liability and Indemnification | Management | For | For |
| 3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: THLD SECURITY ID: 885807206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
TIBCO SOFTWARE INC.
MEETING DATE: APR 03, 2014 | TICKER: TIBX SECURITY ID: 88632Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Peter J. Job | Management | For | For |
| 1.5 | Elect Director David J. West | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TIGERLOGIC CORPORATION
MEETING DATE: FEB 27, 2014 | TICKER: TIGR SECURITY ID: 8867EQ101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald F. Chew | Management | For | For |
| 1.2 | Elect Director Nancy M. Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TILE SHOP HOLDINGS, INC.
MEETING DATE: JUL 23, 2013 | TICKER: TTS SECURITY ID: 88677Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Jacullo III | Management | For | For |
| 1.2 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TITAN MACHINERY INC.
MEETING DATE: MAY 29, 2014 | TICKER: TITN SECURITY ID: 88830R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Christianson | Management | For | For |
| 1.2 | Elect Director James Irwin | Management | For | For |
| 1.3 | Elect Director Theodore Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIVO INC.
MEETING DATE: JUL 31, 2013 | TICKER: TIVO SECURITY ID: 888706108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Cella | Management | For | Against |
| 1.2 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TOP SHIPS INC.
MEETING DATE: SEP 25, 2013 | TICKER: TOPS SECURITY ID: Y8897Y123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Vangelis G. Ikonomou as Director | Management | For | Withhold |
| 1.2 | Elect Alexandros Tsirikos as Director | Management | For | Withhold |
| 2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| 3 | Approve Sale of Company Assets | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TORNIER N.V.
MEETING DATE: JUN 26, 2014 | TICKER: TRNX SECURITY ID: N87237108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alain Tornier | Management | For | For |
| 1b | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP Accountants as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors for Dutch Statutory Accounts | Management | For | For |
| 5 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Authorize Preparation of Dutch Statutory Annual Accounts and Annual Report In English language | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Management to Issue Shares | Management | For | For |
| 10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: SEP 03, 2013 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Employment Terms of Russell Ellwanger, CEO | Management | For | For |
| 3 | Grant Russell Ellwanger Options to Purchase Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: JAN 09, 2014 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Grant Options to Amir Elstein, Chairman of the Board | Management | For | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: JUN 29, 2014 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Amir Elstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Kalman Kaufman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Dana Gross as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Rami Guzman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Sagi Kabla as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Amir Elstein as Chairman | Management | For | For |
| 3 | Reappoint Brightman Almagor & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Reelect Alex Kornhauser as External Director for a Three Year Term | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Other Business (Voting if Applicable) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
TOWERSTREAM CORPORATION
MEETING DATE: NOV 01, 2013 | TICKER: TWER SECURITY ID: 892000100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOWN SPORTS INTERNATIONAL HOLDINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CLUB SECURITY ID: 89214A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Giardina | Management | For | For |
| 1.2 | Elect Director Paul N. Arnold | Management | For | For |
| 1.3 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.4 | Elect Director J. Rice Edmonds | Management | For | For |
| 1.5 | Elect Director John H. Flood, III | Management | For | For |
| 1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.7 | Elect Director Kevin McCall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWNEBANK
MEETING DATE: MAY 21, 2014 | TICKER: TOWN SECURITY ID: 89214P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas D. Ellis | Management | For | For |
| 1.2 | Elect Director John W. Failes | Management | For | For |
| 1.3 | Elect Director William I. Foster, III | Management | For | For |
| 1.4 | Elect Director Stephanie J. Marioneaux | Management | For | For |
| 1.5 | Elect Director Juan M. Montero, II | Management | For | For |
| 1.6 | Elect Director Thomas K. Norment, Jr. | Management | For | For |
| 1.7 | Elect Director Alan S. Witt | Management | For | For |
| 2 | Ratify the Appointment of Members to the Respective Boards of Directors of the TowneBanking Groups and Towne Financial Services Insurance/Investment and Towne Financial Services Real Estate | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRADE STREET RESIDENTIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: TSRE SECURITY ID: 89255N203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph C. Coley | Management | For | For |
| 1.2 | Elect Director Evan Gartenlaub | Management | For | For |
| 1.3 | Elect Director Mack D. Pridgen, III | Management | For | For |
| 1.4 | Elect Director Michael Simanovsky | Management | For | For |
| 1.5 | Elect Director Adam Sklar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRANS WORLD ENTERTAINMENT CORPORATION
MEETING DATE: JUL 02, 2013 | TICKER: TWMC SECURITY ID: 89336Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Higgins | Management | For | For |
| 1.2 | Elect Director Issac Kaufman | Management | For | For |
| 1.3 | Elect Director Robert Marks | Management | For | For |
| 1.4 | Elect Director Joseph Morone | Management | For | For |
| 1.5 | Elect Director Michael Nahl | Management | For | For |
| 1.6 | Elect Director Michael Solow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TRANSCEPT PHARMACEUTICALS, INC.
MEETING DATE: DEC 19, 2013 | TICKER: TSPT SECURITY ID: 89354M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Eliminatation of the Tax Benefit Preservation Plan | Shareholder | Against | Against |
| 2 | Remove Existing Director Christopher B. Ehrlich | Shareholder | Against | Against |
| 3 | Remove Existing Director Glenn A. Oclassen | Shareholder | Against | Against |
| 4 | Remove Existing Director Jake R. Nunn | Shareholder | Against | Against |
| 5 | Remove Existing Director G. Kirk Raab | Shareholder | Against | Against |
| 6 | Remove Any Other Person Elected to the Board After October 2, 2013 and Prior to the Special Meeting to Become a Member of the Board at Any Future Time or Upon Any Event | Shareholder | Against | Against |
| |
|---|
TRANSGLOBE ENERGY CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: TGL SECURITY ID: 893662106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Ross G. Clarkson | Management | For | For |
| 2.2 | Elect Director Lloyd W. Herrick | Management | For | For |
| 2.3 | Elect Director Robert G. Jennings | Management | For | For |
| 2.4 | Elect Director Geoffrey C. Chase | Management | For | For |
| 2.5 | Elect Director Fred J. Dyment | Management | For | For |
| 2.6 | Elect Director Susan M. MacKenzie | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | Against |
| 5 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRANSITION THERAPEUTICS INC.
MEETING DATE: DEC 13, 2013 | TICKER: TTH SECURITY ID: 893716209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Ashton | Management | For | For |
| 1.2 | Elect Director Paul Baehr | Management | For | For |
| 1.3 | Elect Director Tony Cruz | Management | For | For |
| 1.4 | Elect Director Christopher M. Henley | Management | For | For |
| 1.5 | Elect Director Gary W. Pace | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
TRAVELZOO INC.
MEETING DATE: SEP 12, 2013 | TICKER: TZOO SECURITY ID: 89421Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split Followed by Forward Stock Split | Management | For | For |
| 2.1 | Elect Director Holger Bartel | Management | For | For |
| 2.2 | Elect Director Ralph Bartel | Management | For | For |
| 2.3 | Elect Director David J. Ehrlich | Management | For | For |
| 2.4 | Elect Director Donovan Neale-May | Management | For | For |
| 2.5 | Elect Director Mary Reilly | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
TRAVELZOO INC.
MEETING DATE: MAY 09, 2014 | TICKER: TZOO SECURITY ID: 89421Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holger Bartel | Management | For | For |
| 1.2 | Elect Director Ralph Bartel | Management | For | For |
| 1.3 | Elect Director Michael Karg | Management | For | For |
| 1.4 | Elect Director Donovan Neale-May | Management | For | For |
| 1.5 | Elect Director Mary Reilly | Management | For | For |
| 2 | Approve Stock Option Plan Grants to Christopher Loughlin | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TREE.COM, INC.
MEETING DATE: JUN 11, 2014 | TICKER: TREE SECURITY ID: 894675107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neal Dermer | Management | For | For |
| 1.2 | Elect Director Peter Horan | Management | For | For |
| 1.3 | Elect Director W. Mac Lackey | Management | For | For |
| 1.4 | Elect Director Douglas Lebda | Management | For | For |
| 1.5 | Elect Director Joseph Levin | Management | For | For |
| 1.6 | Elect Director Steven Ozonian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TREVENA, INC.
MEETING DATE: MAY 14, 2014 | TICKER: TRVN SECURITY ID: 89532E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Farah Champsi | Management | For | For |
| 1.2 | Elect Director Terrance G. McGuire | Management | For | For |
| 1.3 | Elect Director Christopher K. Mirabelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Eugene A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY BIOTECH PLC
MEETING DATE: JUN 06, 2014 | TICKER: TRIB SECURITY ID: 896438306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Peter Coyne as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
| |
|---|
TRIPADVISOR, INC.
MEETING DATE: JUN 12, 2014 | TICKER: TRIP SECURITY ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
| 1.5 | Elect Director Jeremy Philips | Management | For | For |
| 1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.7 | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
TRISTATE CAPITAL HOLDINGS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TSC SECURITY ID: 89678F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Getz | Management | For | For |
| 1.2 | Elect Director Richard B. Seidel | Management | For | For |
| 1.3 | Elect Director Richard A. Zappala | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TRUE RELIGION APPAREL, INC.
MEETING DATE: JUL 29, 2013 | TICKER: TRLG SECURITY ID: 89784N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
TRUNKBOW INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: DEC 18, 2013 | TICKER: TBOW SECURITY ID: 89818A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director WanChun Hou | Management | For | For |
| 1.2 | Elect Director Qiang Li | Management | For | For |
| 1.3 | Elect Director Jihong Bao | Management | For | For |
| 1.4 | Elect Director Xin Wang | Management | For | For |
| 1.5 | Elect Director Regis Kwong | Management | For | For |
| 1.6 | Elect Director Kokhui Tan | Management | For | For |
| 1.7 | Elect Director Iris Geng | Management | For | For |
| 1.8 | Elect Director Tingjie Lv | Management | For | For |
| 1.9 | Elect Director Zhaoxing Huang | Management | For | For |
| 1.10 | Elect Director Dong Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TRUNKBOW INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: APR 14, 2014 | TICKER: TBOW SECURITY ID: 89818A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
TRUSTCO BANK CORP NY
MEETING DATE: MAY 22, 2014 | TICKER: TRST SECURITY ID: 898349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Marinello | Management | For | For |
| 1.2 | Elect Director William D. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRUSTMARK CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: TRMK SECURITY ID: 898402102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Director Toni D. Cooley | Management | For | For |
| 1.3 | Elect Director Daniel A. Grafton | Management | For | For |
| 1.4 | Elect Director Gerard R. Host | Management | For | For |
| 1.5 | Elect Director David H. Hoster, II | Management | For | For |
| 1.6 | Elect Director John M. McCullouch | Management | For | For |
| 1.7 | Elect Director Richard H. Puckett | Management | For | For |
| 1.8 | Elect Director R. Michael Summerford | Management | For | For |
| 1.9 | Elect Director LeRoy G. Walker, Jr. | Management | For | For |
| 1.10 | Elect Director William G. Yates, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: APR 23, 2014 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TUESDAY MORNING CORPORATION
MEETING DATE: NOV 06, 2013 | TICKER: TUES SECURITY ID: 899035505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Becker | Management | For | For |
| 1.2 | Elect Director Terry Burman | Management | For | For |
| 1.3 | Elect Director William Montalto | Management | For | Withhold |
| 1.4 | Elect Director Richard S. Willis | Management | For | For |
| 1.5 | Elect Director R. Michael Rouleau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Spencer B. Hays | Management | For | For |
| 1.4 | Elect Director Larissa L. Herda | Management | For | For |
| 1.5 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.6 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
MEETING DATE: OCT 18, 2013 | TICKER: FOX SECURITY ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | Against |
| 1b | Elect Director Delphine Arnault | Management | For | For |
| 1c | Elect Director James W. Breyer | Management | For | Against |
| 1d | Elect Director Chase Carey | Management | For | Against |
| 1e | Elect Director David F. DeVoe | Management | For | Against |
| 1f | Elect Director Viet Dinh | Management | For | Against |
| 1g | Elect Director Roderick I. Eddington | Management | For | Against |
| 1h | Elect Director James R. Murdoch | Management | For | Against |
| 1i | Elect Director Lachlan K. Murdoch | Management | For | Against |
| 1j | Elect Director Jacques Nasser | Management | For | For |
| 1k | Elect Director Robert S. Silberman | Management | For | For |
| 1l | Elect Director Alvaro Uribe | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
MEETING DATE: MAR 21, 2014 | TICKER: FOX SECURITY ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of Shares from Stock Exchange | Management | For | Against |
| 2 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
TWIN DISC, INCORPORATED
MEETING DATE: OCT 18, 2013 | TICKER: TWIN SECURITY ID: 901476101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Batten | Management | For | For |
| 1.2 | Elect Director Harold M. Stratton, II | Management | For | For |
| 1.3 | Elect Director Michael C. Smiley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
U.S. AUTO PARTS NETWORK, INC.
MEETING DATE: JUL 09, 2013 | TICKER: PRTS SECURITY ID: 90343C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shane Evangelist | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Repricing of Options | Management | For | Against |
| |
|---|
U.S. AUTO PARTS NETWORK, INC.
MEETING DATE: MAY 20, 2014 | TICKER: PRTS SECURITY ID: 90343C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua L. Berman | Management | For | For |
| 1.2 | Elect Director Sol Khazani | Management | For | For |
| 1.3 | Elect Director Robert J. Majteles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Appointment of Director Barbara Palmer | Management | For | For |
| 5 | Ratify Appointment of Director Bradley E. Wilson | Management | For | For |
| |
|---|
U.S. CONCRETE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: USCR SECURITY ID: 90333L201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene I. Davis | Management | For | For |
| 1.2 | Elect Director William J. Sandbrook | Management | For | For |
| 1.3 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.4 | Elect Director Michael D. Lundin | Management | For | For |
| 1.5 | Elect Director Robert M. Rayner | Management | For | For |
| 1.6 | Elect Director Colin M. Sutherland | Management | For | For |
| 1.7 | Elect Director Theodore P. Rossi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. ENERGY CORP.
MEETING DATE: JUN 20, 2014 | TICKER: USEG SECURITY ID: 911805109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry W. Danni | Management | For | For |
| 1.2 | Elect Director Leo A. Heath | Management | For | For |
| 1.3 | Elect Director James B. Fraser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBIQUITI NETWORKS, INC.
MEETING DATE: DEC 13, 2013 | TICKER: UBNT SECURITY ID: 90347A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UFP TECHNOLOGIES, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UFPT SECURITY ID: 902673102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Stevenson | Management | For | For |
| 1.2 | Elect Director Robert W. Pierce, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Dennis K. Eck | Management | For | For |
| 1.3 | Elect Director Charles J. Philippin | Management | For | For |
| 1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRA CLEAN HOLDINGS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UCTT SECURITY ID: 90385V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence L. Granger | Management | For | For |
| 1.2 | Elect Director Susan H. Billat | Management | For | For |
| 1.3 | Elect Director John Chenault | Management | For | For |
| 1.4 | Elect Director David T. ibnAle | Management | For | For |
| 1.5 | Elect Director Leonid Mezhvinsky | Management | For | For |
| 1.6 | Elect Director Emily Maddox Liggett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRALIFE CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: ULBI SECURITY ID: 903899102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Anderson | Management | For | For |
| 1.2 | Elect Director Michael D. Popielec | Management | For | For |
| 1.3 | Elect Director Thomas L. Saeli | Management | For | For |
| 1.4 | Elect Director Robert W. Shaw, II | Management | For | For |
| 1.5 | Elect Director Ranjit C. Singh | Management | For | For |
| 1.6 | Elect Director Bradford T. Whitmore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ULTRAPETROL (BAHAMAS) LIMITED
MEETING DATE: NOV 29, 2013 | TICKER: ULTR SECURITY ID: P94398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2.1 | Elect Eduardo Ojea Quintana as Director | Management | For | For |
| 2.2 | Elect Horacio Reyser as Director | Management | For | Against |
| 2.3 | Elect Felipe Menendez Ross as Director | Management | For | Against |
| 2.4 | Elect Ricardo Menendez Ross as Director | Management | For | Against |
| 2.5 | Elect Gonzalo Alende Serra as Director | Management | For | Against |
| 2.6 | Elect Fernando Barros Tocornal as Director | Management | For | For |
| 2.7 | Elect George Wood as Director | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions and Approve Indemnification of Directors, Officers and Employees of the Company | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ULTRATECH, INC.
MEETING DATE: JUL 16, 2013 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
| 1.2 | Elect Director Michael Child | Management | For | For |
| 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.4 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.5 | Elect Director Dennis R. Raney | Management | For | For |
| 1.6 | Elect Director Henri Richard | Management | For | For |
| 1.7 | Elect Director Rick Timmins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.7 | Elect Director Greg M. Graves | Management | For | For |
| 1.8 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.9 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.12 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.13 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.14 | Elect Director Thomas J. Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: FEB 25, 2014 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.3 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.4 | Elect Director James S. Greene | Management | For | For |
| 1.5 | Elect Director Luis F. Machuca | Management | For | For |
| 1.6 | Elect Director Laureen E. Seeger | Management | For | For |
| 1.7 | Elect Director Dudley R. Slater | Management | For | For |
| 1.8 | Elect Director Susan F. Stevens | Management | For | For |
| 1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.10 | Elect Director Bryan L. Timm | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNILIFE CORPORATION
MEETING DATE: AUG 22, 2013 | TICKER: UNIS SECURITY ID: 90478E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratification of Issuance and Sale of Common Stock | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
UNION FIRST MARKET BANKSHARES CORPORATION
MEETING DATE: DEC 05, 2013 | TICKER: UBSH SECURITY ID: 90662P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNION FIRST MARKET BANKSHARES CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UBSH SECURITY ID: 90662P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverley E. Dalton | Management | For | For |
| 1.2 | Elect Director Thomas P. Rohman | Management | For | For |
| 1.3 | Elect Director Charles W. Steger | Management | For | For |
| 1.4 | Elect Director Keith L. Wampler | Management | For | For |
| 2.5 | Elect Director Glen C. Combs | Management | For | For |
| 2.6 | Elect Director Jan S. Hoover | Management | For | For |
| 3.7 | Elect Director G. William Beale | Management | For | For |
| 3.8 | Elect Director Gregory L. Fisher | Management | For | For |
| 3.9 | Elect Director Patrick J. McCann | Management | For | For |
| 3.10 | Elect Director Alan W. Myers | Management | For | For |
| 3.11 | Elect Director Linda V. Schreiner | Management | For | For |
| 3.12 | Director Raymond D. Smoot, Jr. | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: OCT 21, 2013 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Adams | Management | For | For |
| 1.2 | Elect Director Robert G. Astorg | Management | For | For |
| 1.3 | Elect Director W. Gaston Caperton, III | Management | For | For |
| 1.4 | Elect Director Peter A. Converse | Management | For | For |
| 1.5 | Elect Director Lawrence K. Doll | Management | For | For |
| 1.6 | Elect Director W. Douglas Fisher | Management | For | For |
| 1.7 | Elect Director Theodore J. Georgelas | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director John M. McMahon | Management | For | For |
| 1.10 | Elect Director J. Paul McNamara | Management | For | For |
| 1.11 | Elect Director Mark R. Nesselroad | Management | For | For |
| 1.12 | Elect Director William C. Pitt, III | Management | For | For |
| 1.13 | Elect Director Mary K. Weddle | Management | For | For |
| 1.14 | Elect Director Gary G. White | Management | For | For |
| 1.15 | Elect Director P. Clinton Winter, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED COMMUNITY BANKS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: UCBI SECURITY ID: 90984P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. C. Nelson, Jr. | Management | For | For |
| 1.2 | Elect Director Jimmy C. Tallent | Management | For | For |
| 1.3 | Elect Director Robert H. Blalock | Management | For | For |
| 1.4 | Elect Director Clifford V. Brokaw | Management | For | For |
| 1.5 | Elect Director L. Cathy Cox | Management | For | For |
| 1.6 | Elect Director Steven J. Goldstein | Management | For | For |
| 1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.8 | Elect Director Tim R. Wallis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE: AUG 27, 2013 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Bevack | Management | For | For |
| 1.2 | Elect Director Scott N. Crewson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE: MAY 27, 2014 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Schiraldi | Management | For | For |
| 1.2 | Elect Director Gary M. Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED FINANCIAL BANCORP, INC.
MEETING DATE: APR 08, 2014 | TICKER: UBNK SECURITY ID: 91030T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
UNITED FIRE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UFCS SECURITY ID: 910340108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Carlton | Management | For | For |
| 1.2 | Elect Director Douglas M. Hultquist | Management | For | For |
| 1.3 | Elect Director Casey D. Mahon | Management | For | For |
| 1.4 | Elect Director Randy A. Ramlo | Management | For | For |
| 1.5 | Elect Director Susan E. Voss | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED INSURANCE HOLDINGS CORP.
MEETING DATE: MAY 07, 2014 | TICKER: UIHC SECURITY ID: 910710102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alec L. Poitevint, II | Management | For | For |
| 1.2 | Elect Director Kern M. Davis | Management | For | For |
| 1.3 | Elect Director William H. Hood, III | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 18, 2013 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail A. Graham | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board of Directors | Management | For | For |
| 5 | Amend Bylaws to Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
UNITED ONLINE, INC.
MEETING DATE: SEP 05, 2013 | TICKER: UNTD SECURITY ID: 911268100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
UNITED ONLINE, INC.
MEETING DATE: JUN 12, 2014 | TICKER: UNTD SECURITY ID: 911268209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis Lobo | Management | For | For |
| 1b | Elect Director Howard G. Phanstiel | Management | For | For |
| 1c | Elect Director Carol A. Scott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED SECURITY BANCSHARES
MEETING DATE: MAY 21, 2014 | TICKER: UBFO SECURITY ID: 911460103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Bitter | Management | For | For |
| 1.2 | Elect Director Stanley J. Cavalla | Management | For | For |
| 1.3 | Elect Director Tom Ellithorpe | Management | For | For |
| 1.4 | Elect Director Ronnie D. Miller | Management | For | For |
| 1.5 | Elect Director Robert M. Mochizuki | Management | For | For |
| 1.6 | Elect Director Kenneth D. Newby | Management | For | For |
| 1.7 | Elect Director Walter Reinhard | Management | For | For |
| 1.8 | Elect Director John Terzian | Management | For | For |
| 1.9 | Elect Director Dennis R. Woods | Management | For | For |
| 1.10 | Elect Director Michael T. Woolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED SECURITY BANCSHARES, INC.
MEETING DATE: MAY 02, 2014 | TICKER: USBI SECURITY ID: 911459105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew C. Bearden, Jr. | Management | For | For |
| 1.2 | Elect Director Linda H. Breedlove | Management | For | For |
| 1.3 | Elect Director Gerald P. Corgill | Management | For | For |
| 1.4 | Elect Director John C. Gordon | Management | For | For |
| 1.5 | Elect Director William G. Harrison | Management | For | For |
| 1.6 | Elect Director James F. House | Management | For | For |
| 1.7 | Elect Director J. Lee McPhearson | Management | For | For |
| 1.8 | Elect Director Jack W. Meigs | Management | For | For |
| 1.9 | Elect Director A. J. Strickland, III | Management | For | For |
| 1.10 | Elect Director Howard M. Whitted | Management | For | For |
| 1.11 | Elect Director Bruce N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED STATES LIME & MINERALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: USLM SECURITY ID: 911922102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy W. Byrne | Management | For | For |
| 1.2 | Elect Director Richard W. Cardin | Management | For | For |
| 1.3 | Elect Director Antoine M. Doumet | Management | For | Withhold |
| 1.4 | Elect Director Billy R. Hughes | Management | For | For |
| 1.5 | Elect Director Edward A. Odishaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEK GLOBAL SERVICES, INC.
MEETING DATE: DEC 05, 2013 | TICKER: UNTK SECURITY ID: 91324T302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Stott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven V. Abramson | Management | For | Against |
| 1b | Elect Director Leonard Becker | Management | For | For |
| 1c | Elect Director Richard C. Elias | Management | For | For |
| 1d | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1e | Elect Director C. Keith Hartley | Management | For | For |
| 1f | Elect Director Lawrence Lacerte | Management | For | For |
| 1g | Elect Director Sidney D. Rosenblatt | Management | For | Against |
| 1h | Elect Director Sherwin I. Seligsohn | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 12, 2014 | TICKER: UEIC SECURITY ID: 913483103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Arling | Management | For | For |
| 1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
| 1.3 | Elect Director William C. Mulligan | Management | For | For |
| 1.4 | Elect Director J.C. Sparkman | Management | For | For |
| 1.5 | Elect Director Gregory P. Stapleton | Management | For | For |
| 1.6 | Elect Director Carl E. Vogel | Management | For | For |
| 1.7 | Elect Director Edward K. Zinser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 16, 2014 | TICKER: UFPI SECURITY ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary F. Goode | Management | For | For |
| 1.2 | Elect Director Mark A. Murray | Management | For | For |
| 1.3 | Elect Director Mary E. Tuuk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: USAP SECURITY ID: 913837100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher L. Ayers | Management | For | For |
| 1.2 | Elect Director Douglas M. Dunn | Management | For | For |
| 1.3 | Elect Director M. David Kornblatt | Management | For | For |
| 1.4 | Elect Director Dennis M. Oates | Management | For | For |
| 1.5 | Elect Director Udi Toledano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNIVERSAL TRUCKLOAD SERVICES, INC.
MEETING DATE: JUN 03, 2014 | TICKER: UACL SECURITY ID: 91388P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald B. Cochran | Management | For | Withhold |
| 1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.4 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.6 | Elect Director Daniel J. Deane | Management | For | For |
| 1.7 | Elect Director Michael A. Regan | Management | For | For |
| 1.8 | Elect Director Daniel C. Sullivan | Management | For | Withhold |
| 1.9 | Elect Director Richard P. Urban | Management | For | For |
| 1.10 | Elect Director Ted B. Wahby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
UNIVEST CORPORATION OF PENNSYLVANIA
MEETING DATE: APR 15, 2014 | TICKER: UVSP SECURITY ID: 915271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Clemens | Management | For | For |
| 1.2 | Elect Director R. Lee Delp | Management | For | For |
| 1.3 | Elect Director P. Gregory Shelly | Management | For | For |
| 2.4 | Elect Director K. Leon Moyer | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNWIRED PLANET, INC.
MEETING DATE: NOV 12, 2013 | TICKER: UPIP SECURITY ID: 91531F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7a | Elect Director Philip A. Vachon | Management | For | For |
| 7b | Elect Director William Marino | Management | For | For |
| 7c | Elect Director Mark Jensen | Management | For | For |
| |
|---|
URANIUM RESOURCES, INC.
MEETING DATE: JAN 29, 2014 | TICKER: URRE SECURITY ID: 916901606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loan Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
URANIUM RESOURCES, INC.
MEETING DATE: JUN 04, 2014 | TICKER: URRE SECURITY ID: 916901606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul K. Willmott | Management | For | For |
| 1b | Elect Director Christopher M. Jones | Management | For | For |
| 1c | Elect Director Terence J. Cryan | Management | For | For |
| 1d | Elect Director Marvin K. Kaiser | Management | For | For |
| 1e | Elect Director Tracy A. Stevenson | Management | For | For |
| 1f | Elect Director Mark K. Wheatley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | Against |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | Against |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ECOL SECURITY ID: 91732J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Barnhart | Management | For | For |
| 1.2 | Elect Director Joe F. Colvin | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
| 1.4 | Elect Director Daniel Fox | Management | For | For |
| 1.5 | Elect Director Stephen A. Romano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA MOBILITY, INC.
MEETING DATE: JUL 23, 2013 | TICKER: USMO SECURITY ID: 90341G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Nicholas A. Gallopo | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Samme L. Thompson | Management | For | For |
| 1.7 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA MOBILITY, INC.
MEETING DATE: MAY 28, 2014 | TICKER: USMO SECURITY ID: 90341G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Nicholas A. Gallopo | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Samme L. Thompson | Management | For | For |
| 1.7 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
USA TRUCK, INC.
MEETING DATE: MAY 23, 2014 | TICKER: USAK SECURITY ID: 902925106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Hanna | Management | For | For |
| 1.2 | Elect Director James D. Simpson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
USMD HOLDINGS, INC.
MEETING DATE: JUN 06, 2014 | TICKER: USMD SECURITY ID: 903313104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. House | Management | For | Withhold |
| 1.2 | Elect Director Steven D. Brock | Management | For | Withhold |
| 1.3 | Elect Director Darcie Bundy | Management | For | For |
| 1.4 | Elect Director Breaux Castleman | Management | For | For |
| 1.5 | Elect Director M. Patrick Collini | Management | For | Withhold |
| 1.6 | Elect Director Charles Cook | Management | For | For |
| 1.7 | Elect Director Russell Dickey | Management | For | Withhold |
| 1.8 | Elect Director Gary L. Rudin | Management | For | Withhold |
| 1.9 | Elect Director James Saalfield | Management | For | Withhold |
| 1.10 | Elect Director Paul Thompson | Management | For | Withhold |
| 1.11 | Elect Director Khang Tran | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
UTAH MEDICAL PRODUCTS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: UTMD SECURITY ID: 917488108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst G. Hoyer | Management | For | For |
| 1.2 | Elect Director James H. Beeson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UTI WORLDWIDE INC.
MEETING DATE: JUN 09, 2014 | TICKER: UTIW SECURITY ID: G87210103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eric W. Kirchner as a Director | Management | For | For |
| 1.2 | Elect Leon J. Level as a Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| |
|---|
VALUE LINE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: VALU SECURITY ID: 920437100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Brecher | Management | For | Withhold |
| 1.2 | Elect Director Stephen R. Anastasio | Management | For | Withhold |
| 1.3 | Elect Director Mary Bernstein | Management | For | Withhold |
| 1.4 | Elect Director William E. Reed | Management | For | For |
| 1.5 | Elect Director Alfred R. Fiore | Management | For | For |
| 1.6 | Elect Director Stephen P. Davis | Management | For | For |
| 1.7 | Elect Director Glenn J. Muenzer | Management | For | For |
| |
|---|
VALUEVISION MEDIA, INC.
MEETING DATE: JUN 18, 2014 | TICKER: VVTV SECURITY ID: 92047K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Jill Botway | Management | For | Did Not Vote |
| 1.2 | Elect Director John D. Buck | Management | For | Did Not Vote |
| 1.3 | Elect Director William F. Evans | Management | For | Did Not Vote |
| 1.4 | Elect Director Landel C. Hobbs | Management | For | Did Not Vote |
| 1.5 | Elect Director Sean F. Orr | Management | For | Did Not Vote |
| 1.6 | Elect Director Lowell W. Robinson | Management | For | Did Not Vote |
| 1.7 | Elect Director Randy S. Ronning | Management | For | Did Not Vote |
| 1.8 | Elect Director Keith R. Stewart | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Repeal Certain Bylaw Amendments | Shareholder | Against | Did Not Vote |
| 5 | Deletion of Bylaws | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Thomas D. Beers | Shareholder | For | For |
| 1.2 | Elect Director Mark Bozek | Shareholder | For | For |
| 1.3 | Elect Director Ronald L. Frasch | Shareholder | For | Withhold |
| 1.4 | Elect Director Thomas D. Mottola | Shareholder | For | Withhold |
| 1.5 | Elect Director Robert Rosenblatt | Shareholder | For | For |
| 1.6 | Elect Director Fred Siegel | Shareholder | For | For |
| 2 | Repeal Certain Bylaw Amendments | Shareholder | For | For |
| 3 | Deletion of Bylaws | Shareholder | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: MAY 22, 2014 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Dugan | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VANGUARD NATURAL RESOURCES, LLC
MEETING DATE: JUN 05, 2014 | TICKER: VNR SECURITY ID: 92205F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Richard Anderson | Management | For | For |
| 1.2 | Elect Director Bruce W. McCullough | Management | For | For |
| 1.3 | Elect Director Richard A. Robert | Management | For | For |
| 1.4 | Elect Director Loren Singletary | Management | For | For |
| 1.5 | Elect Director Scott W. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VASCO DATA SECURITY INTERNATIONAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: VDSI SECURITY ID: 92230Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Kendall 'Ken' Hunt | Management | For | For |
| 1.2 | Elect Director Michael P. Cullinane | Management | For | For |
| 1.3 | Elect Director John N. Fox, Jr. | Management | For | For |
| 1.4 | Elect Director Jean K. Holley | Management | For | For |
| 1.5 | Elect Director Matthew Moog | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VASCULAR SOLUTIONS, INC.
MEETING DATE: APR 30, 2014 | TICKER: VASC SECURITY ID: 92231M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Emerson | Management | For | For |
| 1.2 | Elect Director John Erb | Management | For | For |
| 1.3 | Elect Director Richard Kramp | Management | For | For |
| 1.4 | Elect Director Richard Nigon | Management | For | For |
| 1.5 | Elect Director Paul O'Connell | Management | For | For |
| 1.6 | Elect Director Howard Root | Management | For | For |
| 1.7 | Elect Director Jorge Saucedo | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: APR 21, 2014 | TICKER: WOOF SECURITY ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Chickering, Jr. | Management | For | For |
| 1.2 | Elect Director John Heil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Change Company Name | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: DEC 10, 2013 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.2 | Elect Director John R. Peeler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: MAY 06, 2014 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon Hunter | Management | For | For |
| 1.2 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VELTI PLC
MEETING DATE: JUL 31, 2013 | TICKER: VELT SECURITY ID: G93285107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect David Mann as Director | Management | For | For |
| 3 | Reelect David Hobley as Director | Management | For | For |
| 4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Increase in Authorised Share Capital | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Kaplan | Management | For | For |
| 1.2 | Elect Director John E. Kyees | Management | For | For |
| 1.3 | Elect Director Matthew McEvoy | Management | For | For |
| 1.4 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERACYTE, INC.
MEETING DATE: MAY 19, 2014 | TICKER: VCYT SECURITY ID: 92337F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bonnie H. Anderson | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERASTEM, INC.
MEETING DATE: MAY 05, 2014 | TICKER: VSTM SECURITY ID: 92337C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison Lawton | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | Withhold |
| 1.3 | Elect Director Timothy Barberich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 26, 2014 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | For |
| 1.4 | Elect Director Larry Myers | Management | For | For |
| 1.5 | Elect Director Richard Nottenburg | Management | For | For |
| 1.6 | Elect Director Howard Safir | Management | For | For |
| 1.7 | Elect Director Earl Shanks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Roger H. Moore | Management | For | For |
| 1.5 | Elect Director John D. Roach | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Thomas F. Motamed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VERMILLION, INC.
MEETING DATE: DEC 12, 2013 | TICKER: VRML SECURITY ID: 92407M206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Peter S. Roddy | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VERMILLION, INC.
MEETING DATE: JUN 19, 2014 | TICKER: VRML SECURITY ID: 92407M206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director James S. Burns | Management | For | For |
| 2.2 | Elect Director Carl Severinghaus | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIACOM INC.
MEETING DATE: MAR 17, 2014 | TICKER: VIAB SECURITY ID: 92553P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George S. Abrams | Management | For | For |
| 1.2 | Elect Director Philippe P. Dauman | Management | For | For |
| 1.3 | Elect Director Thomas E. Dooley | Management | For | For |
| 1.4 | Elect Director Cristiana Falcone Sorrell | Management | For | Withhold |
| 1.5 | Elect Director Alan C. Greenberg | Management | For | For |
| 1.6 | Elect Director Robert K. Kraft | Management | For | For |
| 1.7 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.8 | Elect Director Deborah Norville | Management | For | For |
| 1.9 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.10 | Elect Director Shari Redstone | Management | For | For |
| 1.11 | Elect Director Sumner M. Redstone | Management | For | For |
| 1.12 | Elect Director Frederic V. Salerno | Management | For | For |
| 1.13 | Elect Director William Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 18, 2013 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bowman | Management | For | For |
| 1.2 | Elect Director B. Allen Lay | Management | For | For |
| 1.3 | Elect Director Jeffrey Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: VIAS SECURITY ID: 92553H803
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | Withhold |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | Withhold |
| 1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peter Frank | Management | For | Withhold |
| 1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
| 1.7 | Elect Director Edward Herring | Management | For | Withhold |
| 1.8 | Elect Director William A. Owens | Management | For | For |
| 1.9 | Elect Director Dominic J. Pileggi | Management | For | For |
| 1.10 | Elect Director David M. Sindelar | Management | For | Withhold |
| 1.11 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.12 | Elect Director David D. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 22, 2014 | TICKER: VICL SECURITY ID: 925602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Merton | Management | For | For |
| 1.2 | Elect Director Vijay B. Samant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VICOR CORPORATION
MEETING DATE: JUN 20, 2014 | TICKER: VICR SECURITY ID: 925815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. Anderson | Management | For | Withhold |
| 1.2 | Elect Director Estia J. Eichten | Management | For | For |
| 1.3 | Elect Director Barry Kelleher | Management | For | Withhold |
| 1.4 | Elect Director David T. Riddiford | Management | For | For |
| 1.5 | Elect Director James A. Simms | Management | For | Withhold |
| 1.6 | Elect Director Claudio Tuozzolo | Management | For | Withhold |
| 1.7 | Elect Director Patrizio Vinciarelli | Management | For | Withhold |
| 1.8 | Elect Director Jason L. Carlson | Management | For | For |
| 1.9 | Elect Director Liam K. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIEWPOINT FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2014 | TICKER: VPFG SECURITY ID: 92672A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Brian McCall | Management | For | For |
| 1.2 | Elect Director Karen H. O'Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIEWTRAN GROUP INC.
MEETING DATE: NOV 18, 2013 | TICKER: VIEW SECURITY ID: G22538105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Q.Y. Ma as Director | Management | For | For |
| 1.2 | Elect Nathan Xin Zhang as Director | Management | For | For |
| 1.3 | Elect George Mao as Director | Management | For | For |
| 1.4 | Elect Jeffrey Kang as Director | Management | For | For |
| 1.5 | Elect Andy Liu as Director | Management | For | For |
| 2 | Approve the Sale and Purchase Agreement with Brilliant Group | Management | For | Against |
| 3 | Change Company Name to Viewtran Group, Inc. | Management | For | For |
| 4 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
VILLAGE SUPER MARKET, INC.
MEETING DATE: DEC 13, 2013 | TICKER: VLGEA SECURITY ID: 927107409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Sumas | Management | For | Withhold |
| 1.2 | Elect Director Robert Sumas | Management | For | Withhold |
| 1.3 | Elect Director William Sumas | Management | For | Withhold |
| 1.4 | Elect Director John P. Sumas | Management | For | Withhold |
| 1.5 | Elect Director Kevin Begley | Management | For | Withhold |
| 1.6 | Elect Director Nicholas Sumas | Management | For | Withhold |
| 1.7 | Elect Director John J. Sumas | Management | For | Withhold |
| 1.8 | Elect Director Steven Crystal | Management | For | For |
| 1.9 | Elect Director David C. Judge | Management | For | For |
| 1.10 | Elect Director Peter R. Lavoy | Management | For | For |
| 1.11 | Elect Director Stephen F. Rooney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGINIA COMMERCE BANCORP, INC.
MEETING DATE: OCT 17, 2013 | TICKER: VCBI SECURITY ID: 92778Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
VIRTUS INVESTMENT PARTNERS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: VRTS SECURITY ID: 92828Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Aylward | Management | For | For |
| 1.2 | Elect Director Edward M. Swan, Jr. | Management | For | For |
| 1.3 | Elect Director Mark C. Treanor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Ronald T. Maheu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: DEC 09, 2013 | TICKER: VISN SECURITY ID: 92833U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Ratify the Appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Auditor of the Company for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: APR 24, 2014 | TICKER: VISN SECURITY ID: 92833U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize the Settlement Documents and the Settlement Transaction | Management | For | For |
| 2 | Approve the Increase of the Number of Available Shares Under 2006 Share Incentive Plan | Management | For | For |
| |
|---|
VISTAPRINT N.V.
MEETING DATE: NOV 07, 2013 | TICKER: VPRT SECURITY ID: N93540107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John J. Gavin, Jr. to Supervisory Board | Management | For | For |
| 2 | Elect George M. Overholser to Supervisory Board | Management | For | For |
| 3 | Elect Robert S. Keane to Management Board | Management | For | For |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 6.5 Million of Issued and Outstanding Ordinary Shares | Management | For | Against |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Approve Changes to Supervisory Board Compensation Package | Management | For | Against |
| 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VITACOST.COM, INC.
MEETING DATE: JUN 05, 2014 | TICKER: VITC SECURITY ID: 92847A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher S. Gaffney | Management | For | Withhold |
| 1.2 | Elect Director Stuart Goldfarb | Management | For | For |
| 1.3 | Elect Director Jeffrey J. Horowitz | Management | For | For |
| 1.4 | Elect Director Edwin J. Kozlowski | Management | For | For |
| 1.5 | Elect Director Michael A. Kumin | Management | For | For |
| 1.6 | Elect Director Michael J. McConnell | Management | For | For |
| 1.7 | Elect Director Robert G. Trapp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VITRAN CORPORATION INC.
MEETING DATE: MAR 05, 2014 | TICKER: VTNC SECURITY ID: 92850E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by 2400520 Ontario Inc., an Indirect Wholly-Owned Subsidiary of TransForce Inc. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: JUL 18, 2013 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Card) |
| 1.1 | Elect Director Leland F. Wilson | Management | For | Did Not Vote |
| 1.2 | Elect Director Peter Y. Tam | Management | For | Did Not Vote |
| 1.3 | Elect Director Mark B. Logan | Management | For | Did Not Vote |
| 1.4 | Elect Director J. Martin Carroll | Management | For | Did Not Vote |
| 1.5 | Elect Director Charles J. Casamento | Management | For | Did Not Vote |
| 1.6 | Elect Director Ernest Mario | Management | For | Did Not Vote |
| 1.7 | Elect Director Jorge Plutzky | Management | For | Did Not Vote |
| 1.8 | Elect Director Linda M. Dairiki Shortliffe | Management | For | Did Not Vote |
| 1.9 | Elect Director Robert N. Wilson | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Michael James Astrue | Shareholder | For | For |
| 1.2 | Elect Director Rolf Bass | Shareholder | For | Withhold |
| 1.3 | Elect Director Jon C. Biro | Shareholder | For | Withhold |
| 1.4 | Elect Director Samuel F. Colin | Shareholder | For | Withhold |
| 1.5 | Elect Director Alexander J. Denner | Shareholder | For | For |
| 1.6 | Elect Director Johannes J.P. Kastelein | Shareholder | For | Withhold |
| 1.7 | Elect Director Melvin L. Keating | Shareholder | For | Withhold |
| 1.8 | Elect Director David York Norton | Shareholder | For | For |
| 1.9 | Elect Director Herman Rosenman | Shareholder | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | Shareholder | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: AUG 14, 2013 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Astrue | Management | For | For |
| 1.2 | Elect Director J. Martin Carroll | Management | For | For |
| 1.3 | Elect Director Samuel F. Colin | Management | For | For |
| 1.4 | Elect Director Alexander J. Denner | Management | For | For |
| 1.5 | Elect Director Johannes J.P. Kastelein | Management | For | For |
| 1.6 | Elect Director Mark B. Logan | Management | For | For |
| 1.7 | Elect Director David York Norton | Management | For | For |
| 1.8 | Elect Director Jorge Plutzky | Management | For | For |
| 1.9 | Elect Director Herman Rosenman | Management | For | For |
| 1.10 | Elect Director Robert N. Wilson | Management | For | For |
| 1.11 | Elect Director Anthony P. Zook | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
VOLCANO CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: VOLC SECURITY ID: 928645100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Siddhartha Kadia | Management | For | For |
| 1.2 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.3 | Elect Director Daniel J. Wolterman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VOXX INTERNATIONAL CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: VOXX SECURITY ID: 91829F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For |
| 1.2 | Elect Director Peter A. Lesser | Management | For | For |
| 1.3 | Elect Director Stan Glasgow | Management | For | For |
| 1.4 | Elect Director John J. Shalam | Management | For | Withhold |
| 1.5 | Elect Director Patrick M. Lavelle | Management | For | Withhold |
| 1.6 | Elect Director Charles M. Stoehr | Management | For | Withhold |
| 1.7 | Elect Director Ari M. Shalam | Management | For | Withhold |
| 1.8 | Elect Director Fred S. Klipsch | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VRINGO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: VRNG SECURITY ID: 92911N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew D. Perlman | Management | For | Withhold |
| 1.2 | Elect Director John Engelman | Management | For | For |
| 1.3 | Elect Director Andrew Kennedy Lang | Management | For | Withhold |
| 1.4 | Elect Director Alexander R. Berger | Management | For | Withhold |
| 1.5 | Elect Director Donald E. Stout | Management | For | Withhold |
| 1.6 | Elect Director H. Van Sinclair | Management | For | For |
| 1.7 | Elect Director Ashley C. Keller | Management | For | For |
| 1.8 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
VSE CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: VSEC SECURITY ID: 918284100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.2 | Elect Director Maurice A. Gauthier | Management | For | For |
| 1.3 | Elect Director Clifford M. Kendall | Management | For | For |
| 1.4 | Elect Director Calvin S. Koonce | Management | For | For |
| 1.5 | Elect Director James F. Lafond | Management | For | For |
| 1.6 | Elect Director David M. Osnos | Management | For | For |
| 1.7 | Elect Director Jack E. Potter | Management | For | For |
| 1.8 | Elect Director Jack C. Stultz | Management | For | For |
| 1.9 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
WARREN RESOURCES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: WRES SECURITY ID: 93564A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chet Borgida | Management | For | For |
| 1.2 | Elect Director Marcus C. Rowland | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
WASHINGTON BANKING COMPANY
MEETING DATE: APR 15, 2014 | TICKER: WBCO SECURITY ID: 937303105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 22, 2014 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert A. DiMuccio | Management | For | For |
| 1.3 | Elect Director H. Douglas Randall, III | Management | For | For |
| 1.4 | Elect Director John F. Treanor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: DEC 27, 2013 | TICKER: WSBF SECURITY ID: 941888109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Formation of Holding Company | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 4 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
| 5 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: WSBF SECURITY ID: 94188P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hansen | Management | For | For |
| 1.2 | Elect Director Stephen J. Schmidt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WD-40 COMPANY
MEETING DATE: DEC 10, 2013 | TICKER: WDFC SECURITY ID: 929236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Giles H. Bateman | Management | For | For |
| 1.2 | Elect Director Peter D. Bewley | Management | For | For |
| 1.3 | Elect Director Richard A. Collato | Management | For | For |
| 1.4 | Elect Director Mario L. Crivello | Management | For | For |
| 1.5 | Elect Director Linda A. Lang | Management | For | For |
| 1.6 | Elect Director Garry O. Ridge | Management | For | For |
| 1.7 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.8 | Elect Director Neal E. Schmale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: WWWW SECURITY ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 31, 2013 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Cameron | Management | For | For |
| 1.2 | Elect Director Jerome C. Keller | Management | For | For |
| 1.3 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WERNER ENTERPRISES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: WERN SECURITY ID: 950755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Werner | Management | For | For |
| 1.2 | Elect Director Gregory L. Werner | Management | For | For |
| 1.3 | Elect Director Michael L. Steinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESBANCO, INC.
MEETING DATE: APR 16, 2014 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abigail M. Feinknopf | Management | For | For |
| 1.2 | Elect Director Paul M. Limbert | Management | For | For |
| 1.3 | Elect Director Jay T. McCamic | Management | For | For |
| 1.4 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
| 1.5 | Elect Director Todd F. Clossin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEST BANCORPORATION, INC.
MEETING DATE: APR 24, 2014 | TICKER: WTBA SECURITY ID: 95123P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank W. Berlin | Management | For | For |
| 1.2 | Elect Director Thomas A. Carlstrom | Management | For | For |
| 1.3 | Elect Director Joyce A. Chapman | Management | For | For |
| 1.4 | Elect Director Steven K. Gaer | Management | For | For |
| 1.5 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.6 | Elect Director Kaye R. Lozier | Management | For | For |
| 1.7 | Elect Director Sean P. McMurray | Management | For | For |
| 1.8 | Elect Director David R. Milligan | Management | For | For |
| 1.9 | Elect Director George D. Milligan | Management | For | For |
| 1.10 | Elect Director David D. Nelson | Management | For | For |
| 1.11 | Elect Director James W. Noyce | Management | For | For |
| 1.12 | Elect Director Robert G. Pulver | Management | For | For |
| 1.13 | Elect Director Lou Ann Sandburg | Management | For | For |
| 1.14 | Elect Director Philip Jason Worth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEST CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: WSTC SECURITY ID: 952355204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Barker | Management | For | Against |
| 1.2 | Elect Director Anthony J. DiNovi | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
WEST MARINE, INC.
MEETING DATE: MAY 15, 2014 | TICKER: WMAR SECURITY ID: 954235107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph K. Repass | Management | For | For |
| 1.2 | Elect Director Matthew L. Hyde | Management | For | For |
| 1.3 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.4 | Elect Director James F. Nordstrom, Jr. | Management | For | For |
| 1.5 | Elect Director Robert D. Olsen | Management | For | For |
| 1.6 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.7 | Elect Director Alice M. Richter | Management | For | For |
| 1.8 | Elect Director Christiana Shi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTELL TECHNOLOGIES, INC.
MEETING DATE: SEP 16, 2013 | TICKER: WSTL SECURITY ID: 957541105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Gilbert | Management | For | For |
| 1.2 | Elect Director Kirk R. Brannock | Management | For | For |
| 1.3 | Elect Director Robert W. Foskett | Management | For | Withhold |
| 1.4 | Elect Director James M. Froisland | Management | For | For |
| 1.5 | Elect Director Dennis O. Harris | Management | For | For |
| 1.6 | Elect Director Martin D. Hernandez | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Robert C. Penny, III | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2013 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTFIELD FINANCIAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: WFD SECURITY ID: 96008P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Benoit | Management | For | For |
| 1.2 | Elect Director Donna J. Damon | Management | For | Withhold |
| 1.3 | Elect Director Lisa G. McMahon | Management | For | For |
| 1.4 | Elect Director Steven G. Richter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
WESTMORELAND COAL COMPANY
MEETING DATE: MAY 20, 2014 | TICKER: WLB SECURITY ID: 960878106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.4 | Elect Director Robert P. King | Management | For | For |
| 1.5 | Elect Director Richard M. Klingaman | Management | For | For |
| 1.6 | Elect Director Craig R. Mackus | Management | For | For |
| 1.7 | Elect Director Jan B. Packwood | Management | For | For |
| 1.8 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTPORT INNOVATIONS INC.
MEETING DATE: APR 24, 2014 | TICKER: WPT SECURITY ID: 960908309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Beaulieu | Management | For | For |
| 1.2 | Elect Director Warren J. Baker | Management | For | For |
| 1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
| 1.4 | Elect Director David R. Demers | Management | For | For |
| 1.5 | Elect Director Brenda J. Eprile | Management | For | For |
| 1.6 | Elect Director Philip B. Hodge | Management | For | For |
| 1.7 | Elect Director Dezso J. Horvath | Management | For | For |
| 1.8 | Elect Director Douglas R. King | Management | For | For |
| 1.9 | Elect Director Gottfried (Guff) Muench | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| |
|---|
WEYCO GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: WEYS SECURITY ID: 962149100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Florsheim, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Feitler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 24, 2014 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
WI-LAN INC.
MEETING DATE: JUN 18, 2014 | TICKER: WIN SECURITY ID: 928972108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Douglas Skippen | Management | For | For |
| 1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
| 1.3 | Elect Director John Kendall Gillberry | Management | For | For |
| 1.4 | Elect Director William Keith Jenkins | Management | For | For |
| 1.5 | Elect Director W. Paul McCarten | Management | For | For |
| 1.6 | Elect Director Richard J. Shorkey | Management | For | For |
| 1.7 | Elect Director Robert S. Bramson | Management | For | For |
| 1.8 | Elect Director Jim Roche | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Reduction in Stated Capital | Management | For | For |
| 5 | Amend By-Law No. 1 and Approve Advance Notice Policy | Management | For | For |
| |
|---|
WILLIS LEASE FINANCE CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: WLFC SECURITY ID: 970646105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Morris | Management | For | For |
| 1.2 | Elect Director W. William Coon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WILSHIRE BANCORP, INC.
MEETING DATE: MAY 28, 2014 | TICKER: WIBC SECURITY ID: 97186T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Byun | Management | For | For |
| 1.2 | Elect Director Lawrence Jeon | Management | For | For |
| 1.3 | Elect Director Steven Koh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINDSTREAM HOLDINGS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: WIN SECURITY ID: 97382A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Armitage | Management | For | Against |
| 1b | Elect Director Samuel E. Beall, III | Management | For | For |
| 1c | Elect Director Dennis E. Foster | Management | For | For |
| 1d | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1e | Elect Director Jeffery R. Gardner | Management | For | For |
| 1f | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1g | Elect Director Judy K. Jones | Management | For | For |
| 1h | Elect Director William A. Montgomery | Management | For | For |
| 1i | Elect Director Alan L. Wells | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | Management | For | Against |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
WINMARK CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: WINA SECURITY ID: 974250102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director John L. Morgan | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.5 | Elect Director Paul C. Reyelts | Management | For | For |
| 2.6 | Elect Director Mark L. Wilson | Management | For | For |
| 2.7 | Elect Director Steven C. Zola | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: WTFC SECURITY ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director Joseph F. Damico | Management | For | For |
| 1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Charles H. James, III | Management | For | For |
| 1.8 | Elect Director Albin F. Moschner | Management | For | For |
| 1.9 | Elect Director Thomas J. Neis | Management | For | For |
| 1.10 | Elect Director Christopher J. Perry | Management | For | For |
| 1.11 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.12 | Elect Director Sheila G. Talton | Management | For | For |
| 1.13 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: FEB 06, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as External Director For a Three Year Term | Management | For | For |
| 1.2 | Reelect Betsy Atkins as External Director For a Three Year Term | Management | For | For |
| 2 | Authorize Avishai Abrahami, Chairman to Serve as CEO for a Three Year Period | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Adam Fisher as Director Until the 2017 Annual Meeting | Management | For | For |
| 2.1 | Approve Compensation Policy for Officers of the Company | Management | For | Against |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | Against |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 5 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 22, 2014 | TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
| 1.3 | Elect Director Paul Donovan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Alexander McLean, III | Management | For | For |
| 1.2 | Elect Director James R. Gilreath | Management | For | For |
| 1.3 | Elect Director William S. Hummers, III | Management | For | Withhold |
| 1.4 | Elect Director Charles D. Way | Management | For | Withhold |
| 1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Scott J. Vassalluzzo | Management | For | Withhold |
| 1.7 | Elect Director Darrell E. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WPP PLC
MEETING DATE: JUN 25, 2014 | TICKER: WPP SECURITY ID: 92937A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Sustainability Report | Management | For | For |
| 6 | Re-elect Roger Agnelli as Director | Management | For | For |
| 7 | Re-elect Dr Jacques Aigrain as Director | Management | For | For |
| 8 | Re-elect Colin Day as Director | Management | For | For |
| 9 | Re-elect Philip Lader as Director | Management | For | For |
| 10 | Re-elect Ruigang Li as Director | Management | For | For |
| 11 | Re-elect Mark Read as Director | Management | For | For |
| 12 | Re-elect Paul Richardson as Director | Management | For | For |
| 13 | Re-elect Jeffrey Rosen as Director | Management | For | For |
| 14 | Re-elect Hugo Shong as Director | Management | For | For |
| 15 | Re-elect Timothy Shriver as Director | Management | For | For |
| 16 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 17 | Re-elect Sally Susman as Director | Management | For | For |
| 18 | Re-elect Solomon Trujillo as Director | Management | For | For |
| 19 | Elect Dr John Hood as Director | Management | For | For |
| 20 | Elect Charlene Begley as Director | Management | For | For |
| 21 | Elect Nicole Seligman as Director | Management | For | For |
| 22 | Elect Daniela Riccardi as Director | Management | For | For |
| 23 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 13, 2014 | TICKER: WMGI SECURITY ID: 98235T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Martin J. Emerson | Management | For | For |
| 1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 1.5 | Elect Director John L. Miclot | Management | For | For |
| 1.6 | Elect Director Robert J. Palmisano | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Elect Director David D. Stevens | Management | For | For |
| 1.10 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Charles G. Cheleden | Management | For | For |
| 1.3 | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 16, 2014 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Board Qualifications | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XENCOR, INC.
MEETING DATE: JUN 12, 2014 | TICKER: XNCR SECURITY ID: 98401F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Jonathan Fleming | Management | For | For |
| 1.5 | Elect Director John S. Stafford, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XENOPORT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: XNPT SECURITY ID: 98411C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Ronald W. Barrett | Management | For | For |
| 1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | Against | Against |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | Against | Against |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | Against | Against |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Kevin J. Cameron | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Rael Mazansky | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Charles A. Rowland, Jr. | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Abstain | Did Not Vote |
| 5 | Repeal Certain Bylaw Amendments | Shareholder | For | Did Not Vote |
| 6 | Amend Bylaws to Limit Board Compensation | Shareholder | For | Did Not Vote |
| 7 | Amend Bylaws Restricting Certain Persons from Serving as Officer | Shareholder | For | Did Not Vote |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
| 9 | Approve Performance of Paul L. Berns as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 10 | Approve Performance of Dennis M. Fenton as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 11 | Approve Performance of John G. Freund as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 12 | Approve Performance of Catherine J. Friedman as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 13 | Approve Performance of Ernest Mario as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| 14 | Approve Performance of William J. Rieflin as Director Since the 2013 Annual Meeting | Shareholder | Against | Did Not Vote |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 14, 2013 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XOOM CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: XOOM SECURITY ID: 98419Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Frederik Botha | Management | For | For |
| 1.2 | Elect Director John Kunze | Management | For | For |
| 1.3 | Elect Director Keith Rabois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: XPO SECURITY ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XYRATEX LTD.
MEETING DATE: FEB 26, 2014 | TICKER: XRTX SECURITY ID: G98268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Special Meeting | Management | For | Against |
| |
|---|
YADKIN FINANCIAL CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: YDKN SECURITY ID: 984305102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Elect Director Nolan G. Brown | Management | For | For |
| 4 | Elect Director Harry M. Davis | Management | For | For |
| 5 | Elect Director Thomas J. Hall | Management | For | For |
| 6 | Elect Director James A. Harrell, Jr. | Management | For | For |
| 7 | Elect Director Larry S. Helms | Management | For | For |
| 8 | Elect Director Dan W. Hill, III | Management | For | For |
| 9 | Elect Director Alison J. Smith | Management | For | For |
| 10 | Elect Director Harry C. Spell | Management | For | For |
| 11 | Elect Director Joseph H. Towell | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Adjourn Meeting | Management | For | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YANDEX NV
MEETING DATE: MAY 21, 2014 | TICKER: YNDX SECURITY ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4 | Elect Herman Gref as a Non-Executive Director | Management | For | Against |
| 5 | Reelect Arkady Volozh as an Executive Director | Management | For | For |
| 6 | Reelect Alfred Fenaughty as a Non-Executive Director | Management | For | Against |
| 7 | Reelect Elena Ivashenseva as a Non-Executive Director | Management | For | Against |
| 8 | Reelect Rogier Rijnja as a Non-Executive Director | Management | For | For |
| 9 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 10 | Decrease Authorized Share Capital | Management | For | For |
| 11 | Amend Company's Equity Incentive Plan | Management | For | For |
| 12 | Ratify Zao Deloitte & Touche CIS as Auditors | Management | For | For |
| 13 | Grant Board Authority to Issue Shares | Management | For | Against |
| 14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | Against |
| 15 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 16 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: DEC 03, 2013 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zishen Wu | Management | For | For |
| 1.2 | Elect Director Rijun Zhang | Management | For | For |
| 1.3 | Elect Director Xiaochuan Guo | Management | For | For |
| 1.4 | Elect Director Sean Shao | Management | For | For |
| 1.5 | Elect Director Xindan Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: MAR 05, 2014 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
YONGYE INTERNATIONAL, INC.
MEETING DATE: JUN 06, 2014 | TICKER: YONG SECURITY ID: 98607B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
YRC WORLDWIDE INC.
MEETING DATE: MAR 14, 2014 | TICKER: YRCW SECURITY ID: 984249607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| |
|---|
YRC WORLDWIDE INC.
MEETING DATE: APR 29, 2014 | TICKER: YRCW SECURITY ID: 984249607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director James E. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.6 | Elect Director James L. Welch | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ZAGG INC
MEETING DATE: JUN 12, 2014 | TICKER: ZAGG SECURITY ID: 98884U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Hales | Management | For | For |
| 1.2 | Elect Director Cheryl A. Larabee | Management | For | For |
| 1.3 | Elect Director E. Todd Heiner | Management | For | For |
| 1.4 | Elect Director Bradley J. Holiday | Management | For | For |
| 1.5 | Elect Director Daniel R. Maurer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ZAZA ENERGY CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ZAZA SECURITY ID: 98919T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Todd A. Brooks | Management | For | Withhold |
| 1b | Elect Director Travis H. Burris | Management | For | Withhold |
| 1c | Elect Director John E. Hearn, Jr. | Management | For | Withhold |
| 1d | Elect Director Gaston L. Kearby | Management | For | Withhold |
| 1e | Elect Director A. Haag Sherman | Management | For | Withhold |
| 1f | Elect Director Herbert C. Williamson, III | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ZBRA SECURITY ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank B. Modruson | Management | For | For |
| 1.2 | Elect Director Anders Gustafsson | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZELTIQ AESTHETICS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: ZLTQ SECURITY ID: 98933Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Foley | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ZILLOW, INC.
MEETING DATE: JUN 04, 2014 | TICKER: Z SECURITY ID: 98954A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | For |
| |
|---|
ZION OIL & GAS, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ZN SECURITY ID: 989696109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor G. Carrillo | Management | For | Withhold |
| 1.2 | Elect Director Paul Oroian | Management | For | For |
| 1.3 | Elect Director Yehezkel Druckman | Management | For | Withhold |
| 1.4 | Elect Director William H. Avery | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 30, 2014 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Patricia Frobes | Management | For | For |
| 1c | Elect Director J. David Heaney | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director Stephen D. Quinn | Management | For | For |
| 1f | Elect Director Harris H. Simmons | Management | For | For |
| 1g | Elect Director L.e. Simmons | Management | For | For |
| 1h | Elect Director Shelley Thomas Williams | Management | For | For |
| 1i | Elect Director Steven C. Wheelwright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 18, 2014 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Murray Brennan | Management | For | Withhold |
| 1.3 | Elect Director James A. Cannon | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Randal J. Kirk | Management | For | For |
| 1.6 | Elect Director Timothy McInerney | Management | For | Withhold |
| 1.7 | Elect Director Michael Weiser | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ZIPREALTY, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ZIPR SECURITY ID: 98974V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elisabeth H. DeMarse | Management | For | For |
| 1.2 | Elect Director Donald F. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ZIX CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: ZIXI SECURITY ID: 98974P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Bonney | Management | For | For |
| 1.2 | Elect Director Michael E. Dailey | Management | For | For |
| 1.3 | Elect Director Taher A. Elgamal | Management | For | For |
| 1.4 | Elect Director Robert C. Hausmann | Management | For | For |
| 1.5 | Elect Director Maribess L. Miller | Management | For | For |
| 1.6 | Elect Director Richard D. Spurr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOGENIX, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ZGNX SECURITY ID: 98978L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis C. Bock | Management | For | For |
| 1.2 | Elect Director Cam L. Garner | Management | For | Withhold |
| 1.3 | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOLTEK COMPANIES, INC.
MEETING DATE: JAN 23, 2014 | TICKER: ZOLT SECURITY ID: 98975W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ZULILY, INC.
MEETING DATE: MAY 19, 2014 | TICKER: ZU SECURITY ID: 989774104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Geschke | Management | For | For |
| 1.2 | Elect Director Mark Vadon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ZUMIEZ INC.
MEETING DATE: MAY 21, 2014 | TICKER: ZUMZ SECURITY ID: 989817101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Campion | Management | For | For |
| 1b | Elect Director Sarah (Sally) G. McCoy | Management | For | For |
| 1c | Elect Director Ernest R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ZYGO CORPORATION
MEETING DATE: NOV 13, 2013 | TICKER: ZIGO SECURITY ID: 989855101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Fantone | Management | For | Withhold |
| 1.2 | Elect Director Samuel H. Fuller | Management | For | For |
| 1.3 | Elect Director Michael A. Kaufman | Management | For | For |
| 1.4 | Elect Director Seymour E. Liebman | Management | For | Withhold |
| 1.5 | Elect Director Carol P. Wallace | Management | For | Withhold |
| 1.6 | Elect Director Gary K. Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZYGO CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: ZIGO SECURITY ID: 989855101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ZYNGA INC.
MEETING DATE: JUN 11, 2014 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Pincus | Management | For | Withhold |
| 1.2 | Elect Director Don A. Mattrick | Management | For | Withhold |
| 1.3 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.4 | Elect Director William 'Bing' Gordon | Management | For | Withhold |
| 1.5 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.6 | Elect Director Sunil Paul | Management | For | Withhold |
| 1.7 | Elect Director Ellen Siminoff | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES 100 INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
| |
|---|
3M COMPANY
MEETING DATE: MAY 13, 2014 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda G. Alvarado | Management | For | For |
| 1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Muhtar Kent | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director Robert J. Ulrich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 25, 2014 | TICKER: ABT SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Label Products with GMO Ingredients | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2014 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Director Jaime Ardila | Management | For | For |
| 2b | Elect Director Charles H. Giancarlo | Management | For | For |
| 2c | Elect Director William L. Kimsey | Management | For | For |
| 2d | Elect Director Blythe J. McGarvie | Management | For | For |
| 2e | Elect Director Mark Moody-Stuart | Management | For | For |
| 2f | Elect Director Pierre Nanterme | Management | For | For |
| 2g | Elect Director Gilles C. Pelisson | Management | For | For |
| 2h | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
| 8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald L. Baliles | Management | For | For |
| 1.2 | Elect Director Martin J. Barrington | Management | For | For |
| 1.3 | Elect Director John T. Casteen, III | Management | For | For |
| 1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.6 | Elect Director Thomas W. Jones | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 22, 2014 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 12, 2014 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Theodore J. Leonsis | Management | For | For |
| 1g | Elect Director Richard C. Levin | Management | For | For |
| 1h | Elect Director Richard A. McGinn | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Steven S Reinemund | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
| 4 | Amend Tax Asset Protection Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 3 | Elect Director Amy H. Nelson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
AT&T INC.
MEETING DATE: APR 25, 2014 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director James P. Kelly | Management | For | For |
| 1.6 | Elect Director Jon C. Madonna | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director John B. McCoy | Management | For | For |
| 1.9 | Elect Director Beth E. Mooney | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 06, 2014 | TICKER: BAX SECURITY ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 03, 2014 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.13 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
| 5 | Approve Annual Dividends | Shareholder | Against | Against |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Lewis B. Campbell | Management | For | For |
| 1C | Elect Director James M. Cornelius | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 09, 2014 | TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nikesh Arora | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Richard J. Kogan | Management | For | For |
| 1h | Elect Director Delano E. Lewis | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 13, 2014 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director Jody L. Freeman | Management | For | For |
| 1f | Elect Director Gay Huey Evans | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director Robert A. Niblock | Management | For | For |
| 1i | Elect Director Harald J. Norvik | Management | For | For |
| 1j | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
| 1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
| 1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: DVN SECURITY ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Robert H. Henry | Management | For | For |
| 1.4 | Elect Director John A. Hill | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director J. Larry Nichols | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 23, 2014 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 05, 2014 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Eskew | Management | For | For |
| 1b | Elect Director Karen N. Horn | Management | For | For |
| 1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1d | Elect Director John C. Lechleiter | Management | For | For |
| 1e | Elect Director Marschall S. Runge | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 04, 2014 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C. A. Peters | Management | For | For |
| 1.4 | Elect Director J. W. Prueher | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 1.6 | Elect Director J. S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
EXELON CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John A. Canning, Jr. | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Nelson A. Diaz | Management | For | For |
| 1h | Elect Director Sue L. Gin | Management | For | For |
| 1i | Elect Director Paul L. Joskow | Management | For | For |
| 1j | Elect Director Robert J. Lawless | Management | For | For |
| 1k | Elect Director Richard W. Mies | Management | For | For |
| 1l | Elect Director William C. Richardson | Management | For | For |
| 1m | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1o | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 23, 2013 | TICKER: FDX SECURITY ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.4 | Elect Director Steven R. Loranger | Management | For | For |
| 1.5 | Elect Director Gary W. Loveman | Management | For | For |
| 1.6 | Elect Director R. Brad Martin | Management | For | For |
| 1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director David P. Steiner | Management | For | For |
| 1.11 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Limit Accelerated Vesting of Awards | Shareholder | Against | For |
| 8 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Abstain |
| 11 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director James P. Hackett | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Helman, IV | Management | For | For |
| 1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.11 | Elect Director John C. Lechleiter | Management | For | For |
| 1.12 | Elect Director Ellen R. Marram | Management | For | For |
| 1.13 | Elect Director Alan Mulally | Management | For | For |
| 1.14 | Elect Director Homer A. Neal | Management | For | For |
| 1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.16 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUL 16, 2013 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Charles C. Krulak | Management | For | For |
| 1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.11 | Elect Director Jon C. Madonna | Management | For | For |
| 1.12 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.13 | Elect Director James R. Moffett | Management | For | For |
| 1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
| 7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 17, 2014 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 23, 2014 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 19, 2014 | TICKER: HPQ SECURITY ID: 428236103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director Raymond J. Lane | Management | For | For |
| 1.6 | Elect Director Ann M. Livermore | Management | For | For |
| 1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
| 1.8 | Elect Director Gary M. Reiner | Management | For | For |
| 1.9 | Elect Director Patricia F. Russo | Management | For | For |
| 1.10 | Elect Director James A. Skinner | Management | For | For |
| 1.11 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 28, 2014 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director James W. Owens | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joan E. Spero | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 24, 2014 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director Rosalind G. Brewer | Management | For | For |
| 1.4 | Elect Director David B. Burritt | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.8 | Elect Director Gwendolyn S. King | Management | For | For |
| 1.9 | Elect Director James M. Loy | Management | For | For |
| 1.10 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 1.11 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.12 | Elect Director Anne Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | ElectionElect Director Richard H. Lenny | Management | For | For |
| 1c | Elect Director Walter E. Massey | Management | For | For |
| 1d | Elect Director Cary D. McMillan | Management | For | For |
| 1e | Elect Director Sheila A. Penrose | Management | For | For |
| 1f | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1g | Elect Director Roger W. Stone | Management | For | For |
| 1h | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MEDTRONIC, INC.
MEETING DATE: AUG 22, 2013 | TICKER: MDT SECURITY ID: 585055106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.3 | Elect Director Victor J. Dzau | Management | For | For |
| 1.4 | Elect Director Omar Ishrak | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Michael O. Leavitt | Management | For | For |
| 1.7 | Elect Director James T. Lenehan | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director Kendall J. Powell | Management | For | For |
| 1.10 | Elect Director Robert C. Pozen | Management | For | For |
| 1.11 | Elect Director Preetha Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
| 9 | Rescind Fair Price Provision | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Karen N. Horn | Management | For | For |
| 1.7 | Elect Director Steven F. Leer | Management | For | For |
| 1.8 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.9 | Elect Director Amy E. Miles | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.12 | Elect Director James A. Squires | Management | For | For |
| 1.13 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
| 1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.6 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
MEETING DATE: APR 24, 2014 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 07, 2014 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | For |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: RTN SECURITY ID: 755111507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James E. Cartwright | Management | For | For |
| 1b | Elect Director Vernon E. Clark | Management | For | For |
| 1c | Elect Director Stephen J. Hadley | Management | For | For |
| 1d | Elect Director Thomas A. Kennedy | Management | For | For |
| 1e | Elect Director George R. Oliver | Management | For | For |
| 1f | Elect Director Michael C. Ruettgers | Management | For | For |
| 1g | Elect Director Ronald L. Skates | Management | For | For |
| 1h | Elect Director William R. Spivey | Management | For | For |
| 1i | Elect Director Linda G. Stuntz | Management | For | For |
| 1j | Elect Director William H. Swanson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 09, 2014 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1e | Elect Director Paal Kibsgaard | Management | For | For |
| 1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1.2 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.3 | Elect Director Karen N. Horn | Management | For | For |
| 1.4 | Elect Director Allan Hubbard | Management | For | For |
| 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1.6 | Elect Director Daniel C. Smith | Management | For | For |
| 1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | Against |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | Against |
| 1d | Elect Director Henrique De Castro | Management | For | Against |
| 1e | Elect Director James A. Johnson | Management | For | Against |
| 1f | Elect Director Mary E. Minnick | Management | For | Against |
| 1g | Elect Director Anne M. Mulcahy | Management | For | Against |
| 1h | Elect Director Derica W. Rice | Management | For | Against |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Abstain |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director Pamela H. Patsley | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Wayne R. Sanders | Management | For | For |
| 1i | Elect Director Ruth J. Simmons | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Kermit R. Crawford | Management | For | For |
| 1d | Elect Director Jack M. Greenberg | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Andrea Redmond | Management | For | For |
| 1h | Elect Director John W. Rowe | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Mary Alice Taylor | Management | For | For |
| 1k | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.4 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director William C. Richardson | Management | For | For |
| 1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.13 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: DOW SECURITY ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Juanita Powell Baranco | Management | For | For |
| 1b | Elect Director Jon A. Boscia | Management | For | For |
| 1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1d | Elect Director Thomas A. Fanning | Management | For | For |
| 1e | Elect Director David J. Grain | Management | For | For |
| 1f | Elect Director Veronica M. Hagen | Management | For | For |
| 1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1h | Elect Director Linda P. Hudson | Management | For | For |
| 1i | Elect Director Donald M. James | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director William G. Smith, Jr. | Management | For | For |
| 1l | Elect Director Steven R. Specker | Management | For | For |
| 1m | Elect Director E. Jenner Wood, III | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: JUN 13, 2014 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Judith Richards Hope | Management | For | For |
| 1.5 | Elect Director John J. Koraleski | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 02, 2014 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: JAN 28, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 06, 2014 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Douglas N. Daft | Management | For | For |
| 1f | Elect Director Michael T. Duke | Management | For | Against |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S Reinemund | Management | For | For |
| 1l | Elect Director Jim C. Walton | Management | For | For |
| 1m | Elect Director S. Robson Walton | Management | For | Against |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 08, 2014 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY SERIES SMALL CAP DISCOVERY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AARON'S, INC.
MEETING DATE: JUN 10, 2014 | TICKER: AAN SECURITY ID: 002535300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Ray M. Robinson | Management | For | For |
| 2.2 | Elect Director Ronald W. Allen | Management | For | For |
| 2.3 | Elect Director Brian R. Kahn | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ACCO SECURITY ID: 00081T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | For |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director Boris Elisman | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Pradeep Jotwani | Management | For | For |
| 1.7 | Elect Director Robert J. Keller | Management | For | For |
| 1.8 | Elect Director Thomas Kroeger | Management | For | For |
| 1.9 | Elect Director Michael Norkus | Management | For | For |
| 1.10 | Elect Director E. Mark Rajkowski | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2014 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry D. Herr | Management | For | For |
| 1.2 | Elect Director Christopher A. Holden | Management | For | For |
| 1.3 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.4 | Elect Director Kevin P. Lavender | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 16, 2014 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juanita T. James | Management | For | For |
| 1.2 | Elect Director Craig T. Monaghan | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 23, 2014 | TICKER: AHL SECURITY ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher O'Kane | Management | For | Withhold |
| 1.2 | Elect Director Liaquat Ahamed | Management | For | Withhold |
| 1.3 | Elect Director Albert Beer | Management | For | Withhold |
| 1.4 | Elect Director John Cavoores | Management | For | Withhold |
| 1.5 | Elect Director Heidi Hutter | Management | For | Withhold |
| 1.6 | Elect Director Gary Gregg | Management | For | Withhold |
| 1.7 | Elect Director Bret Pearlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTORIA FINANCIAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: AF SECURITY ID: 046265104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.2 | Elect Director Jane D. Carlin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2014 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BERRY PETROLEUM COMPANY
MEETING DATE: DEC 16, 2013 | TICKER: BRY SECURITY ID: 085789105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BIG LOTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BIG SECURITY ID: 089302103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director David J. Campisi | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 1.4 | Elect Director Peter J. Hayes | Management | For | For |
| 1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Russell Solt | Management | For | For |
| 1.8 | Elect Director James R. Tener | Management | For | For |
| 1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: JUN 20, 2014 | TICKER: BLT SECURITY ID: 095180105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald Cami | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Harold E. Layman | Management | For | For |
| 1.8 | Elect Director Daniel J. Obringer | Management | For | For |
| 1.9 | Elect Director David A. Willmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth Huebner | Management | For | For |
| 1.2 | Elect Director Andrew Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: JAN 13, 2014 | TICKER: CSE SECURITY ID: 14055X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CASH AMERICA INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CSH SECURITY ID: 14754D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Jack R. Daugherty | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director James H. Graves | Management | For | For |
| 1.5 | Elect Director B.D. Hunter | Management | For | For |
| 1.6 | Elect Director Timothy J. McKibben | Management | For | For |
| 1.7 | Elect Director Alfred M. Micallef | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Neidorff | Management | For | For |
| 1.2 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: CHE SECURITY ID: 16359R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EZCORP, INC.
MEETING DATE: MAR 24, 2014 | TICKER: EZPW SECURITY ID: 302301106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 15, 2014 | TICKER: FSP SECURITY ID: 35471R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Carter | Management | For | For |
| 1.2 | Elect Director Georgia Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 04, 2014 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.2 | Elect Director Claudio Costamagna | Management | For | For |
| 1.3 | Elect Director James W. Crownover | Management | For | For |
| 1.4 | Elect Director Vernon Ellis | Management | For | For |
| 1.5 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.6 | Elect Director Steven H. Gunby | Management | For | For |
| 1.7 | Elect Director Gerard E. Holthaus | Management | For | For |
| 1.8 | Elect Director Marc Holtzman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENESCO INC.
MEETING DATE: JUN 26, 2014 | TICKER: GCO SECURITY ID: 371532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director James S. Beard | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director William F. Blaufuss, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Bradford | Management | For | For |
| 1.6 | Elect Director Robert J. Dennis | Management | For | For |
| 1.7 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.8 | Elect Director Marty G. Dickens | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Kathleen Mason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2014 | TICKER: GTI SECURITY ID: 384313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Randy W. Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas A. Danjczek | Management | For | Did Not Vote |
| 1.4 | Elect Director Joel L. Hawthorne | Management | For | Did Not Vote |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | Did Not Vote |
| 1.6 | Elect Director M. Catherine Morris | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven R. Shawley | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Approve Bylaw Repeal | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1a | Elect Director Nathan Milikowsky | Shareholder | For | For |
| 1b | Elect Director Karen Finerman | Shareholder | For | For |
| 1c | Elect Director David R. Jardini | Shareholder | For | For |
| 1d | Management Nominee - Randy W. Carson | Shareholder | For | For |
| 1e | Management Nominee - Thomas A. Danjczek | Shareholder | For | For |
| 1f | Management Nominee - Joel L. Hawthorne | Shareholder | For | For |
| 1g | Management Nominee - M. Catherine Morris | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Bylaw Repeal | Shareholder | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 24, 2014 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Timothy J. McCarthy | Management | For | For |
| 6 | Elect Director Michael L. Shor | Management | For | For |
| 7 | Elect Director William P. Wall | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 07, 2014 | TICKER: HRC SECURITY ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director James R. Giertz | Management | For | For |
| 1.4 | Elect Director Charles E. Golden | Management | For | For |
| 1.5 | Elect Director John J. Greisch | Management | For | For |
| 1.6 | Elect Director William H. Kucheman | Management | For | For |
| 1.7 | Elect Director Ronald A. Malone | Management | For | For |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
| 1.9 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HNI CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: HNI SECURITY ID: 404251100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Miguel M. Calado | Management | For | For |
| 1b | Elect Director Cheryl A. Francis | Management | For | For |
| 1c | Elect Director Larry B. Porcellato | Management | For | For |
| 1d | Elect Director Brian E. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 04, 2014 | TICKER: IM SECURITY ID: 457153104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.3 | Elect Director John R. Ingram | Management | For | For |
| 1.4 | Elect Director Dale R. Laurance | Management | For | For |
| 1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Wade Oosterman | Management | For | For |
| 1.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELSAT SA
MEETING DATE: JUN 19, 2014 | TICKER: I SECURITY ID: L5140P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends on Series A Preferred Shares | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7a | Elect John Diercksen as Director | Management | For | For |
| 7b | Elect Robert Callahan as Director | Management | For | For |
| 8a | Reelect Raymond Svider as Director | Management | For | For |
| 8b | Reelect Egon Durban as Director | Management | For | For |
| 8c | Reelect Justin Bateman as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 11 | Authorize Board to Repurchase Shares | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | Management | For | Against |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KNOLL, INC.
MEETING DATE: MAY 08, 2014 | TICKER: KNL SECURITY ID: 498904200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director Stephen F. Fisher | Management | For | For |
| 1.3 | Elect Director Sarah E. Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINNCO, LLC
MEETING DATE: APR 22, 2014 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 05, 2014 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 22, 2014 | TICKER: PTP SECURITY ID: G7127P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.2 | Elect A. John Hass as Director | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
| 1.4 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.5 | Elect Michael D. Price as Director | Management | For | For |
| 1.6 | Elect Linda E. Ransom as Director | Management | For | For |
| 1.7 | Elect James P. Slattery as Director | Management | For | For |
| 1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POST HOLDINGS, INC.
MEETING DATE: JAN 30, 2014 | TICKER: POST SECURITY ID: 737446104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Banks - WITHDRAWN | Management | None | None |
| 1.2 | Elect Director Terence E. Block | Management | For | For |
| 1.3 | Elect Director Robert E. Grote | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUAD/GRAPHICS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: QUAD SECURITY ID: 747301109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
| 1.2 | Elect Director Douglas P. Buth | Management | For | For |
| 1.3 | Elect Director Christopher B. Harned | Management | For | For |
| 1.4 | Elect Director J. Joel Quadracci | Management | For | For |
| 1.5 | Elect Director Kathryn Quadracci Flores | Management | For | For |
| 1.6 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.7 | Elect Director John S. Shiely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 25, 2014 | TICKER: RTI SECURITY ID: 74973W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.3 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.4 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Jerry Howard | Management | For | For |
| 1.7 | Elect Director Bryan T. Moss | Management | For | For |
| 1.8 | Elect Director James A. Williams | Management | For | For |
| 1.9 | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock and Remove Series A Junior Participating Preferred Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | For |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWEST GAS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SWX SECURITY ID: 844895102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director Michael O. Maffie | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
| 1.10 | Elect Director A. Randall Thoman | Management | For | For |
| 1.11 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.12 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.2 | Elect Director J. Greg Ness | Management | For | For |
| 1.3 | Elect Director Mary F. Sammons | Management | For | For |
| 1.4 | Elect Director Timothy A. Holt | Management | For | For |
| 1.5 | Elect Director Kevin M. Murai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 25, 2014 | TICKER: SNX SECURITY ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Thomas Wurster | Management | For | For |
| 1.9 | Elect Director Duane Zitzner | Management | For | For |
| 1.10 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: TCB SECURITY ID: 872275102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond L. Barton | Management | For | For |
| 1.2 | Elect Director Peter Bell | Management | For | For |
| 1.3 | Elect Director William F. Bieber | Management | For | For |
| 1.4 | Elect Director Theodore J. Bigos | Management | For | For |
| 1.5 | Elect Director William A. Cooper | Management | For | For |
| 1.6 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.7 | Elect Director Craig R. Dahl | Management | For | For |
| 1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.9 | Elect Director Thomas F. Jasper | Management | For | For |
| 1.10 | Elect Director George G. Johnson | Management | For | For |
| 1.11 | Elect Director Vance K. Opperman | Management | For | For |
| 1.12 | Elect Director James M. Ramstad | Management | For | For |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 1.14 | Elect Director Richard A. Zona | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Charles E. Adair | Management | For | For |
| 2b | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 2c | Elect Director Patrick G. Sayer | Management | For | For |
| 2d | Elect Director Robert M. Dutkowsky | Management | For | For |
| 2e | Elect Director Jeffery P. Howells | Management | For | For |
| 2f | Elect Director Savio W. Tung | Management | For | For |
| 2g | Elect Director David M. Upton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Frank Doyle | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Peter K. Hoffman | Management | For | For |
| 1e | Elect Director Paul Judge | Management | For | For |
| 1f | Elect Director Nancy F. Koehn | Management | For | For |
| 1g | Elect Director Christopher A. Masto | Management | For | For |
| 1h | Elect Director P. Andrews McLane | Management | For | For |
| 1i | Elect Director Lawrence J. Rogers | Management | For | For |
| 1j | Elect Director Mark Sarvary | Management | For | For |
| 1k | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 7937 SECURITY ID: J93558104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Tagai, Satoshi | Management | For | For |
| 2.2 | Elect Director Okano, Katsumi | Management | For | For |
| 2.3 | Elect Director Mizutani, Atsuhide | Management | For | For |
| 3.1 | Appoint Statutory Auditor Miyahara, Toshio | Management | For | For |
| 3.2 | Appoint Alternate Statutory Auditor Kakinuma, Yuichi | Management | For | For |
| |
|---|
UIL HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: UIL SECURITY ID: 902748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thelma R. Albright | Management | For | For |
| 1.2 | Elect Director Arnold L. Chase | Management | For | For |
| 1.3 | Elect Director Betsy Henley-Cohn | Management | For | For |
| 1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
| 1.5 | Elect Director John L. Lahey | Management | For | For |
| 1.6 | Elect Director Daniel J. Miglio | Management | For | For |
| 1.7 | Elect Director William F. Murdy | Management | For | For |
| 1.8 | Elect Director William B. Plummer | Management | For | For |
| 1.9 | Elect Director Donald R. Shassian | Management | For | For |
| 1.10 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: APR 21, 2014 | TICKER: WOOF SECURITY ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Chickering, Jr. | Management | For | For |
| 1.2 | Elect Director John Heil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Change Company Name | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 16, 2014 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Alan W. Kosloff | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: INT SECURITY ID: 981475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.3 | Elect Director Ken Bakshi | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP DISCOVERY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AARON'S, INC.
MEETING DATE: JUN 10, 2014 | TICKER: AAN SECURITY ID: 002535300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Ray M. Robinson | Management | For | For |
| 2.2 | Elect Director Ronald W. Allen | Management | For | For |
| 2.3 | Elect Director Brian R. Kahn | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2014 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry D. Herr | Management | For | For |
| 1.2 | Elect Director Christopher A. Holden | Management | For | For |
| 1.3 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.4 | Elect Director Kevin P. Lavender | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 16, 2014 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juanita T. James | Management | For | For |
| 1.2 | Elect Director Craig T. Monaghan | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTORIA FINANCIAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: AF SECURITY ID: 046265104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.2 | Elect Director Jane D. Carlin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BERRY PETROLEUM COMPANY
MEETING DATE: DEC 16, 2013 | TICKER: BRY SECURITY ID: 085789105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BIG LOTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BIG SECURITY ID: 089302103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director David J. Campisi | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 1.4 | Elect Director Peter J. Hayes | Management | For | For |
| 1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Russell Solt | Management | For | For |
| 1.8 | Elect Director James R. Tener | Management | For | For |
| 1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: JUN 20, 2014 | TICKER: BLT SECURITY ID: 095180105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald Cami | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Harold E. Layman | Management | For | For |
| 1.8 | Elect Director Daniel J. Obringer | Management | For | For |
| 1.9 | Elect Director David A. Willmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth Huebner | Management | For | For |
| 1.2 | Elect Director Andrew Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL INC
MEETING DATE: NOV 14, 2013 | TICKER: CACI SECURITY ID: 127190304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Asbury | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director J. Phillip London | Management | For | For |
| 1.7 | Elect Director James L. Pavitt | Management | For | For |
| 1.8 | Elect Director Warren R. Phillips | Management | For | For |
| 1.9 | Elect Director Charles P. Revoile | Management | For | For |
| 1.10 | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: JAN 13, 2014 | TICKER: CSE SECURITY ID: 14055X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 15, 2013 | TICKER: CRS SECURITY ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASH AMERICA INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CSH SECURITY ID: 14754D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Jack R. Daugherty | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director James H. Graves | Management | For | For |
| 1.5 | Elect Director B.D. Hunter | Management | For | For |
| 1.6 | Elect Director Timothy J. McKibben | Management | For | For |
| 1.7 | Elect Director Alfred M. Micallef | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 12, 2014 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Chung | Management | For | For |
| 1.2 | Elect Director Felix S. Fernandez | Management | For | For |
| 1.3 | Elect Director Patrick S.D. Lee | Management | For | For |
| 1.4 | Elect Director Ting Y. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Neidorff | Management | For | For |
| 1.2 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: CHE SECURITY ID: 16359R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 22, 2013 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director Stephanie K. Kushner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIPLOMA PLC
MEETING DATE: JAN 15, 2014 | TICKER: DPLM SECURITY ID: G27664112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect John Rennocks as Director | Management | For | For |
| 4 | Re-elect Bruce Thompson as Director | Management | For | For |
| 5 | Re-elect Iain Henderson as Director | Management | For | For |
| 6 | Re-elect Nigel Lingwood as Director | Management | For | For |
| 7 | Re-elect Marie-Louise Clayton as Director | Management | For | For |
| 8 | Elect John Nicholas as Director | Management | For | For |
| 9 | Elect Charles Packshaw as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
ENERSYS
MEETING DATE: AUG 01, 2013 | TICKER: ENS SECURITY ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Craig | Management | For | For |
| 1.2 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.3 | Elect Director Joseph C. Muscari | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EZCORP, INC.
MEETING DATE: MAR 24, 2014 | TICKER: EZPW SECURITY ID: 302301106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M921
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 15, 2014 | TICKER: FSP SECURITY ID: 35471R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Carter | Management | For | For |
| 1.2 | Elect Director Georgia Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 04, 2014 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.2 | Elect Director Claudio Costamagna | Management | For | For |
| 1.3 | Elect Director James W. Crownover | Management | For | For |
| 1.4 | Elect Director Vernon Ellis | Management | For | For |
| 1.5 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.6 | Elect Director Steven H. Gunby | Management | For | For |
| 1.7 | Elect Director Gerard E. Holthaus | Management | For | For |
| 1.8 | Elect Director Marc Holtzman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENESCO INC.
MEETING DATE: JUN 26, 2014 | TICKER: GCO SECURITY ID: 371532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director James S. Beard | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director William F. Blaufuss, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Bradford | Management | For | For |
| 1.6 | Elect Director Robert J. Dennis | Management | For | For |
| 1.7 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.8 | Elect Director Marty G. Dickens | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Kathleen Mason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2014 | TICKER: GTI SECURITY ID: 384313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Randy W. Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas A. Danjczek | Management | For | Did Not Vote |
| 1.4 | Elect Director Joel L. Hawthorne | Management | For | Did Not Vote |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | Did Not Vote |
| 1.6 | Elect Director M. Catherine Morris | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven R. Shawley | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Approve Bylaw Repeal | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1a | Elect Director Nathan Milikowsky | Shareholder | For | For |
| 1b | Elect Director Karen Finerman | Shareholder | For | For |
| 1c | Elect Director David R. Jardini | Shareholder | For | For |
| 1d | Management Nominee - Randy W. Carson | Shareholder | For | For |
| 1e | Management Nominee - Thomas A. Danjczek | Shareholder | For | For |
| 1f | Management Nominee - Joel L. Hawthorne | Shareholder | For | For |
| 1g | Management Nominee - M. Catherine Morris | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Bylaw Repeal | Shareholder | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 24, 2014 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Timothy J. McCarthy | Management | For | For |
| 6 | Elect Director Michael L. Shor | Management | For | For |
| 7 | Elect Director William P. Wall | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HI-TECH PHARMACAL CO., INC.
MEETING DATE: DEC 19, 2013 | TICKER: HITK SECURITY ID: 42840B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4.1 | Elect Director David S. Seltzer | Management | For | For |
| 4.2 | Elect Director Reuben Seltzer | Management | For | For |
| 4.3 | Elect Director Martin M. Goldwyn | Management | For | For |
| 4.4 | Elect Director Yashar Hirshaut | Management | For | Withhold |
| 4.5 | Elect Director Jack van Hulst | Management | For | Withhold |
| 4.6 | Elect Director Anthony J. Puglisi | Management | For | For |
| 4.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 07, 2014 | TICKER: HRC SECURITY ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director James R. Giertz | Management | For | For |
| 1.4 | Elect Director Charles E. Golden | Management | For | For |
| 1.5 | Elect Director John J. Greisch | Management | For | For |
| 1.6 | Elect Director William H. Kucheman | Management | For | For |
| 1.7 | Elect Director Ronald A. Malone | Management | For | For |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
| 1.9 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HNI CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: HNI SECURITY ID: 404251100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Miguel M. Calado | Management | For | For |
| 1b | Elect Director Cheryl A. Francis | Management | For | For |
| 1c | Elect Director Larry B. Porcellato | Management | For | For |
| 1d | Elect Director Brian E. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 04, 2014 | TICKER: IM SECURITY ID: 457153104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.3 | Elect Director John R. Ingram | Management | For | For |
| 1.4 | Elect Director Dale R. Laurance | Management | For | For |
| 1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Wade Oosterman | Management | For | For |
| 1.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELSAT SA
MEETING DATE: JUN 19, 2014 | TICKER: I SECURITY ID: L5140P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends on Series A Preferred Shares | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7a | Elect John Diercksen as Director | Management | For | For |
| 7b | Elect Robert Callahan as Director | Management | For | For |
| 8a | Reelect Raymond Svider as Director | Management | For | For |
| 8b | Reelect Egon Durban as Director | Management | For | For |
| 8c | Reelect Justin Bateman as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 11 | Authorize Board to Repurchase Shares | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | Management | For | Against |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINNCO, LLC
MEETING DATE: APR 22, 2014 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 05, 2014 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OWENS & MINOR, INC.
MEETING DATE: MAY 01, 2014 | TICKER: OMI SECURITY ID: 690732102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director John W. Gerdelman | Management | For | For |
| 1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.4 | Elect Director Martha H. Marsh | Management | For | For |
| 1.5 | Elect Director Eddie N. Moore, Jr. | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director David S. Simmons | Management | For | For |
| 1.8 | Elect Director Robert C. Sledd | Management | For | For |
| 1.9 | Elect Director Craig R. Smith | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 22, 2014 | TICKER: PTP SECURITY ID: G7127P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.2 | Elect A. John Hass as Director | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
| 1.4 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.5 | Elect Michael D. Price as Director | Management | For | For |
| 1.6 | Elect Linda E. Ransom as Director | Management | For | For |
| 1.7 | Elect James P. Slattery as Director | Management | For | For |
| 1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POST HOLDINGS, INC.
MEETING DATE: JAN 30, 2014 | TICKER: POST SECURITY ID: 737446104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Banks - WITHDRAWN | Management | None | None |
| 1.2 | Elect Director Terence E. Block | Management | For | For |
| 1.3 | Elect Director Robert E. Grote | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWELL INDUSTRIES, INC.
MEETING DATE: FEB 26, 2014 | TICKER: POWL SECURITY ID: 739128106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene L. Butler | Management | For | For |
| 1.2 | Elect Director Christopher E. Cragg | Management | For | For |
| 1.3 | Elect Director Bonnie V. Hancock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUAD/GRAPHICS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: QUAD SECURITY ID: 747301109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
| 1.2 | Elect Director Douglas P. Buth | Management | For | For |
| 1.3 | Elect Director Christopher B. Harned | Management | For | For |
| 1.4 | Elect Director J. Joel Quadracci | Management | For | For |
| 1.5 | Elect Director Kathryn Quadracci Flores | Management | For | For |
| 1.6 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.7 | Elect Director John S. Shiely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUINSTREET, INC.
MEETING DATE: OCT 28, 2013 | TICKER: QNST SECURITY ID: 74874Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Simons | Management | For | For |
| 1.2 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGIS CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: RGS SECURITY ID: 758932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Beltzman | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director David J. Grissen | Management | For | For |
| 1.4 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.5 | Elect Director Mark S. Light | Management | For | For |
| 1.6 | Elect Director Michael J. Merriman | Management | For | For |
| 1.7 | Elect Director Stephen E. Watson | Management | For | For |
| 1.8 | Elect Director David P. Williams | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 25, 2014 | TICKER: RTI SECURITY ID: 74973W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.3 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.4 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Jerry Howard | Management | For | For |
| 1.7 | Elect Director Bryan T. Moss | Management | For | For |
| 1.8 | Elect Director James A. Williams | Management | For | For |
| 1.9 | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock and Remove Series A Junior Participating Preferred Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | For |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: SPN SECURITY ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.7 | Elect Director Michael M. McShane | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 25, 2014 | TICKER: SNX SECURITY ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Thomas Wurster | Management | For | For |
| 1.9 | Elect Director Duane Zitzner | Management | For | For |
| 1.10 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: TCB SECURITY ID: 872275102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond L. Barton | Management | For | For |
| 1.2 | Elect Director Peter Bell | Management | For | For |
| 1.3 | Elect Director William F. Bieber | Management | For | For |
| 1.4 | Elect Director Theodore J. Bigos | Management | For | For |
| 1.5 | Elect Director William A. Cooper | Management | For | For |
| 1.6 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.7 | Elect Director Craig R. Dahl | Management | For | For |
| 1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.9 | Elect Director Thomas F. Jasper | Management | For | For |
| 1.10 | Elect Director George G. Johnson | Management | For | For |
| 1.11 | Elect Director Vance K. Opperman | Management | For | For |
| 1.12 | Elect Director James M. Ramstad | Management | For | For |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 1.14 | Elect Director Richard A. Zona | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: TMH SECURITY ID: 87817A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 1.3 | Elect Director Mary R. Grealy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Charles E. Adair | Management | For | For |
| 2b | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 2c | Elect Director Patrick G. Sayer | Management | For | For |
| 2d | Elect Director Robert M. Dutkowsky | Management | For | For |
| 2e | Elect Director Jeffery P. Howells | Management | For | For |
| 2f | Elect Director Savio W. Tung | Management | For | For |
| 2g | Elect Director David M. Upton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Frank Doyle | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Peter K. Hoffman | Management | For | For |
| 1e | Elect Director Paul Judge | Management | For | For |
| 1f | Elect Director Nancy F. Koehn | Management | For | For |
| 1g | Elect Director Christopher A. Masto | Management | For | For |
| 1h | Elect Director P. Andrews McLane | Management | For | For |
| 1i | Elect Director Lawrence J. Rogers | Management | For | For |
| 1j | Elect Director Mark Sarvary | Management | For | For |
| 1k | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GEO GROUP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: GEO SECURITY ID: 36159R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence E. Anthony | Management | For | For |
| 1.2 | Elect Director Norman A. Carlson | Management | For | For |
| 1.3 | Elect Director Anne N. Foreman | Management | For | For |
| 1.4 | Elect Director Richard H. Glanton | Management | For | For |
| 1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
| 1.6 | Elect Director George C. Zoley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
THE GEO GROUP, INC.
MEETING DATE: MAY 02, 2014 | TICKER: GEO SECURITY ID: 36159R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 7937 SECURITY ID: J93558104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Tagai, Satoshi | Management | For | For |
| 2.2 | Elect Director Okano, Katsumi | Management | For | For |
| 2.3 | Elect Director Mizutani, Atsuhide | Management | For | For |
| 3.1 | Appoint Statutory Auditor Miyahara, Toshio | Management | For | For |
| 3.2 | Appoint Alternate Statutory Auditor Kakinuma, Yuichi | Management | For | For |
| |
|---|
UIL HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: UIL SECURITY ID: 902748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thelma R. Albright | Management | For | For |
| 1.2 | Elect Director Arnold L. Chase | Management | For | For |
| 1.3 | Elect Director Betsy Henley-Cohn | Management | For | For |
| 1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
| 1.5 | Elect Director John L. Lahey | Management | For | For |
| 1.6 | Elect Director Daniel J. Miglio | Management | For | For |
| 1.7 | Elect Director William F. Murdy | Management | For | For |
| 1.8 | Elect Director William B. Plummer | Management | For | For |
| 1.9 | Elect Director Donald R. Shassian | Management | For | For |
| 1.10 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: APR 21, 2014 | TICKER: WOOF SECURITY ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Chickering, Jr. | Management | For | For |
| 1.2 | Elect Director John Heil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Change Company Name | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Kaplan | Management | For | For |
| 1.2 | Elect Director John E. Kyees | Management | For | For |
| 1.3 | Elect Director Matthew McEvoy | Management | For | For |
| 1.4 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 18, 2013 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bowman | Management | For | For |
| 1.2 | Elect Director B. Allen Lay | Management | For | For |
| 1.3 | Elect Director Jeffrey Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 16, 2014 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Alan W. Kosloff | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEX INC.
MEETING DATE: MAY 16, 2014 | TICKER: WEX SECURITY ID: 96208T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Dubyak | Management | For | For |
| 1.2 | Elect Director Eric Duprat | Management | For | For |
| 1.3 | Elect Director Ronald T. Maheu | Management | For | For |
| 1.4 | Elect Director Rowland T. Moriarty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Alexander McLean, III | Management | For | For |
| 1.2 | Elect Director James R. Gilreath | Management | For | For |
| 1.3 | Elect Director William S. Hummers, III | Management | For | For |
| 1.4 | Elect Director Charles D. Way | Management | For | For |
| 1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Darrell E. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP STOCK FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTUANT CORPORATION
MEETING DATE: JAN 14, 2014 | TICKER: ATU SECURITY ID: 00508X203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.4 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Peterson | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 06, 2014 | TICKER: ACM SECURITY ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director David W. Joos | Management | For | For |
| 1.3 | Elect Director Robert J. Routs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: FEB 13, 2014 | TICKER: AER SECURITY ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Acquisition of International Lease Finance Corporation | Management | For | For |
| 3a | Approve Conditional Appointment of Robert H. Benmosche as Non-Executive Director | Management | For | For |
| 3b | Approve Conditional Appointment of David L. Herzog as Non-Executive Director | Management | For | For |
| 4a | Reelect Robert G. Warden as Non-Executive Director | Management | For | For |
| 4b | Reelect Richard M. Gradon as Non-Executive Director | Management | For | For |
| 4c | Reelect Paul T. Dacier as Non-Executive Director | Management | For | For |
| 4d | Reelect Aengus Kelly as Executive Director | Management | For | For |
| 5 | Conditional Approval of Restricted Stock Plan | Management | For | For |
| 6a | Amend Articles Re: Clarification of Effects of Abstentions, Blank Votes, and Invalid Votes | Management | For | For |
| 6b | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 6a | Management | For | For |
| 7 | Allow Questions | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: APR 30, 2014 | TICKER: AER SECURITY ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Board of Directors | Management | For | For |
| 7 | Designate Keth A. Helming as Designated Person to Represent the Company in Case all Directors Are Absent/ Prevented from Acting | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 11a | Increase Authorized Share Capital from EUR 2.5 Million to EUR 3.5 Million Re: Acquisition of International Lease Finance Corporation | Management | For | For |
| 11b | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 11a | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: OCT 17, 2013 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eric S. Schwartz | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 01, 2014 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2.3 | Elect James F. Duffy as Director | Management | For | For |
| 2.4 | Elect Bart Friedman as Director | Management | For | For |
| 2.5 | Elect Scott Hunter as Director | Management | For | For |
| 2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
| 4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Retention of Disposable Profits | Management | For | For |
| 9 | Approve Dividends | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve 3:1 Stock Split | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director Robert J. Perez | Management | For | For |
| 1.4 | Elect Director Lesley Russell | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Davey S. Scoon | Management | For | For |
| 1.7 | Elect Director James R. Sulat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMER SPORTS CORPORATION
MEETING DATE: MAR 06, 2014 | TICKER: AMEAS SECURITY ID: X01416118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive Review by the CEO | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, and EUR 50,000 for Board Members | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 12 | Reelect Ilkka Brotherus, Martin Burkhalter, Christian Fischer, Hannu Ryopponen, Bruno Salzer, Anssi Vanjoki, and Indra Asander as Directors | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Change Maximum Number of Director from Seven (7) to Eight (8) | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17 | Approve Issuance of up to 10 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
ARDMORE SHIPPING LIMITED
MEETING DATE: JUN 16, 2014 | TICKER: ASC SECURITY ID: Y0207T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peter Swift as Director | Management | For | For |
| 1.2 | Elect Albert Enste as Director | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ARQULE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ARQL SECURITY ID: 04269E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKRATE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter C. Morse | Management | For | For |
| 1b | Elect Director Christian Stahl | Management | For | For |
| 1c | Elect Director Mitch Truwit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia H. Nguyen | Management | For | For |
| 1.8 | Elect Director Richard L. Robbins | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOTA PHARMACEUTICALS, INC.
MEETING DATE: NOV 12, 2013 | TICKER: BOTA SECURITY ID: 090694100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell H. Plumb | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 1.3 | Elect Director Geoffrey F. Cox | Management | For | For |
| 1.4 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.5 | Elect Director Richard Hill | Management | For | For |
| 1.6 | Elect Director John P. Richard | Management | For | For |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOISE CASCADE COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: BCC SECURITY ID: 09739D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas E. Carlile | Management | For | For |
| 2 | Elect Director Duane C. McDougall | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 14, 2013 | TICKER: BR SECURITY ID: 11133T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Richard J. Daly | Management | For | For |
| 1c | Elect Director Robert N. Duelks | Management | For | For |
| 1d | Elect Director Richard J. Haviland | Management | For | For |
| 1e | Elect Director Sandra S. Jaffee | Management | For | For |
| 1f | Elect Director Stuart R. Levine | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bernardi | Management | For | For |
| 1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 08, 2014 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 05, 2014 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Director Gary J. Nay | Management | For | For |
| 1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Neidorff | Management | For | For |
| 1.2 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLECO CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: CNL SECURITY ID: 12561W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Marks | Management | For | For |
| 1.2 | Elect Director Peter M. Scott, III | Management | For | For |
| 1.3 | Elect Director William H. Walker, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 13, 2014 | TICKER: COKE SECURITY ID: 191098102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Morgan H. Everett | Management | For | For |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.8 | Elect Director Henry W. Flint | Management | For | For |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCIAL METALS COMPANY
MEETING DATE: JAN 30, 2014 | TICKER: CMC SECURITY ID: 201723103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Guido | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORESITE REALTY CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: COR SECURITY ID: 21870Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Thomas M. Ray | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Michael Koehler | Management | For | For |
| 1.5 | Elect Director Paul E. Szurek | Management | For | For |
| 1.6 | Elect Director J. David Thompson | Management | For | For |
| 1.7 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COSMOS PHARMACEUTICAL CORP
MEETING DATE: AUG 23, 2013 | TICKER: 3349 SECURITY ID: J08959108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Uno, Masateru | Management | For | For |
| 3.2 | Elect Director Okugawa, Hideshi | Management | For | For |
| 3.3 | Elect Director Kawasaki, Yoshikazu | Management | For | For |
| 3.4 | Elect Director Takemori, Motoi | Management | For | For |
| 3.5 | Elect Director Shibata, Futoshi | Management | For | For |
| 3.6 | Elect Director Uno, Yukitaka | Management | For | For |
| 4.1 | Appoint Statutory Auditor Makino, Teruya | Management | For | For |
| 4.2 | Appoint Statutory Auditor Kino, Tetsuo | Management | For | For |
| 4.3 | Appoint Statutory Auditor Ueta, Masao | Management | For | For |
| 5.1 | Appoint Alternate Statutory Auditor Noguchi, Koji | Management | For | For |
| 5.2 | Appoint Alternate Statutory Auditor Ito, Koji | Management | For | Against |
| |
|---|
CUSTOMERS BANCORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CUBI SECURITY ID: 23204G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Lawrence Way | Management | For | Withhold |
| 1.2 | Elect Director Steven J. Zuckerman | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 19, 2013 | TICKER: CYBX SECURITY ID: 23251P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.7 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DE LONGHI S.P.A.
MEETING DATE: APR 15, 2014 | TICKER: DLG SECURITY ID: T3508H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
DECHRA PHARMACEUTICALS PLC
MEETING DATE: JUL 29, 2013 | TICKER: DPH SECURITY ID: G2769C145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Disposal of the Services Segment | Management | For | For |
| |
|---|
DECHRA PHARMACEUTICALS PLC
MEETING DATE: OCT 17, 2013 | TICKER: DPH SECURITY ID: G2769C145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Anthony Griffin as Director | Management | For | For |
| 5 | Elect Julian Heslop as Director | Management | For | For |
| 6 | Elect Ishbel Macpherson as Director | Management | For | For |
| 7 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 8 | Re-elect Michael Redmond as Director | Management | For | For |
| 9 | Re-elect Ian Page as Director | Management | For | For |
| 10 | Re-elect Edwin Torr as Director | Management | For | For |
| 11 | Re-elect Dr Christopher Richards as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Amend Long Term Incentive Plan 2008 | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DRILLISCH AG
MEETING DATE: MAY 21, 2014 | TICKER: DRI SECURITY ID: D23138106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Paschalis Choulidis for Fiscal 2013 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Vlasios Choulidis for Fiscal 2013 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Marc Brucherseifer for Fiscal 2013 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Horst Lennetz for Fiscal 2013 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Frank Rothauge for Fiscal 2013 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Susanne Rueckert for Fiscal 2013 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Bernd Schmidt for Fiscal 2013 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Johann Weindl for Fiscal 2013 | Management | For | For |
| 5 | Ratify BDO AG as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Approve Creation of EUR 23.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 17.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Affiliation Agreements with Subsidiary Drillisch Telecom GmbH | Management | For | For |
| |
|---|
DSW INC.
MEETING DATE: OCT 14, 2013 | TICKER: DSW SECURITY ID: 23334L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Stock Split | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Kisner | Management | For | For |
| 1.2 | Elect Director Stanley A. Plotkin | Management | For | For |
| 1.3 | Elect Director Natale ('Nat') Ricciardi | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Director Julia S. Gouw | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect Director John Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMERGENT BIOSOLUTIONS INC.
MEETING DATE: MAY 22, 2014 | TICKER: EBS SECURITY ID: 29089Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zsolt Harsanyi | Management | For | For |
| 1.2 | Elect Director George Joulwan | Management | For | For |
| 1.3 | Elect Director Louis W. Sullivan | Management | For | For |
| 1.4 | Elect Director Marvin L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMPLOYERS HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: EIG SECURITY ID: 292218104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Kolesar | Management | For | For |
| 1.2 | Elect Director Douglas D. Dirks | Management | For | For |
| 1.3 | Elect Director Richard W. Blakey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christman | Management | For | For |
| 1.5 | Elect Director James F. Gentilcore | Management | For | For |
| 1.6 | Elect Director Bertrand Loy | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: NOV 20, 2013 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Odysseas Kostas | Management | For | For |
| 1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EPIZYME, INC.
MEETING DATE: JUN 09, 2014 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew R. Allen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 05, 2014 | TICKER: ESL SECURITY ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.2 | Elect Director James J. Morris | Management | For | For |
| 1.3 | Elect Director Henry W. Winship, IV | Management | For | For |
| 1.4 | Elect Director Curtis C. Reusser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: FOE SECURITY ID: 315405100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Hipple | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director William B. Lawrence | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Eliminate Cumulative Voting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Simple Majority Vote Requirement | Shareholder | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: SEP 03, 2013 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: FMER SECURITY ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 07, 2014 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director Yvette McGee Brown | Management | For | For |
| 1.3 | Elect Director Nancy J. Kramer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 25, 2014 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick J. McHale | Management | For | For |
| 1b | Elect Director Lee R. Mitau | Management | For | For |
| 1c | Elect Director Martha A. Morfitt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: HLX SECURITY ID: 42330P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy K. Quinn | Management | For | For |
| 1.2 | Elect Director William L. Transier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 10, 2013 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 2a | Elect Director Daniel N. Mendelson | Management | For | For |
| 2b | Elect Director William F. Miller, III | Management | For | For |
| 2c | Elect Director Ellen A. Rudnick | Management | For | For |
| 2d | Elect Director Richard H. Stowe | Management | For | For |
| 2e | Elect Director Cora M. Tellez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: APR 29, 2014 | TICKER: HME SECURITY ID: 437306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Bonnie S. Biumi | Management | For | For |
| 1.3 | Elect Director Stephen R. Blank | Management | For | For |
| 1.4 | Elect Director Alan L. Gosule | Management | For | For |
| 1.5 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.6 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.7 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.8 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HSN, INC.
MEETING DATE: MAY 23, 2014 | TICKER: HSNI SECURITY ID: 404303109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Costello | Management | For | For |
| 1.2 | Elect Director James M. Follo | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.6 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.7 | Elect Director John B. (Jay) Morse, Jr. | Management | For | For |
| 1.8 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.9 | Elect Director Ann Sarnoff | Management | For | For |
| 1.10 | Elect Director Courtnee Ulrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HYPERION THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HPTX SECURITY ID: 44915N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 12, 2013 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Nicole Onetto | Management | For | For |
| 2.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.4 | Elect Director Richard J. Wallace | Management | For | For |
| 2.5 | Elect Director Daniel M. Junius | Management | For | For |
| 2.6 | Elect Director Howard H. Pien | Management | For | For |
| 2.7 | Elect Director Mark Goldberg | Management | For | For |
| 2.8 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.9 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: IPXL SECURITY ID: 45256B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Z. Benet | Management | For | For |
| 1.2 | Elect Director Robert L. Burr | Management | For | For |
| 1.3 | Elect Director Allen Chao | Management | For | For |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
| 1.5 | Elect Director Larry Hsu | Management | For | For |
| 1.6 | Elect Director Michael Markbreiter | Management | For | For |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INNERWORKINGS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: INWK SECURITY ID: 45773Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.2 | Elect Director Eric D. Belcher | Management | For | For |
| 1.3 | Elect Director Charles K. Bobrinskoy | Management | For | For |
| 1.4 | Elect Director Daniel M. Friedberg | Management | For | For |
| 1.5 | Elect Director David Fisher | Management | For | For |
| 1.6 | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1.7 | Elect Director Julie M. Howard | Management | For | For |
| 1.8 | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 07, 2014 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh G.C. Aldous | Management | For | For |
| 1.2 | Elect Director Joachim Roeser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 03, 2014 | TICKER: KBH SECURITY ID: 48666K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Michael G. McCaffery | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director Luis G. Nogales | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TIME FITNESS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LTM SECURITY ID: 53217R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bahram Akradi | Management | For | For |
| 1b | Elect Director Giles H. Bateman | Management | For | For |
| 1c | Elect Director Jack W. Eugster | Management | For | For |
| 1d | Elect Director Guy C. Jackson | Management | For | For |
| 1e | Elect Director John K. Lloyd | Management | For | For |
| 1f | Elect Director Martha 'Marti' A. Morfitt | Management | For | For |
| 1g | Elect Director John B. Richards | Management | For | For |
| 1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIPOSCIENCE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: LPDX SECURITY ID: 53630M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard B. Doran | Management | For | For |
| 1.2 | Elect Director Daniel J. Levangie | Management | For | For |
| 1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIQUIDITY SERVICES, INC.
MEETING DATE: FEB 27, 2014 | TICKER: LQDT SECURITY ID: 53635B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip A. Clough | Management | For | For |
| 1.2 | Elect Director George H. Ellis | Management | For | For |
| 1.3 | Elect Director Jaime Mateus-Tique | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MACROGENICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: MGNX SECURITY ID: 556099109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Koenig | Management | For | For |
| 1.2 | Elect Director Matthew Fust | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 19, 2014 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | For |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAXYGEN, INC.
MEETING DATE: AUG 12, 2013 | TICKER: MAXY SECURITY ID: 577776107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Liquidation | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Louis G. Lange | Management | For | For |
| 3.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 3.3 | Elect Director Ernest Mario | Management | For | For |
| 3.4 | Elect Director Gordon Ringold | Management | For | For |
| 3.5 | Elect Director Isaac Stein | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MENTOR GRAPHICS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: MENT SECURITY ID: 587200106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith L. Barnes | Management | For | For |
| 1.2 | Elect Director Peter Bonfield | Management | For | For |
| 1.3 | Elect Director Gregory K. Hinckley | Management | For | For |
| 1.4 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.5 | Elect Director Patrick B. McManus | Management | For | For |
| 1.6 | Elect Director Walden C. Rhines | Management | For | For |
| 1.7 | Elect Director David S. Schechter | Management | For | For |
| 1.8 | Elect Director Jeffrey M. Stafeil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bundled Compensation Plans | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L. Downey | Management | For | For |
| 1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MWI VETERINARY SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MWIV SECURITY ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
| 1.4 | Elect Director A. Craig Olson | Management | For | For |
| 1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: APR 24, 2014 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director Jeffrey C. Smith | Management | For | For |
| 1i | Elect Director David M. Szymanski | Management | For | For |
| 1j | Elect Director Nigel Travis | Management | For | For |
| 1k | Elect Director Joseph Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: JUL 10, 2013 | TICKER: OMX SECURITY ID: 67622P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ONCOGENEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: OGXI SECURITY ID: 68230A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Cormack | Management | For | For |
| 1.2 | Elect Director Neil Clendeninn | Management | For | For |
| 1.3 | Elect Director Jack Goldstein | Management | For | For |
| 1.4 | Elect Director Martin Mattingly | Management | For | For |
| 1.5 | Elect Director Stewart Parker | Management | For | For |
| 1.6 | Elect Director David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ONCONOVA THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ONTX SECURITY ID: 68232V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry S. Bienen | Management | For | For |
| 1.2 | Elect Director Jerome E. Groopman | Management | For | For |
| 1.3 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.4 | Elect Director Ramesh Kumar | Management | For | For |
| 1.5 | Elect Director Viren Mehta | Management | For | For |
| 1.6 | Elect Director E. Premkumar Reddy | Management | For | For |
| 1.7 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
P. H. GLATFELTER COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: GLT SECURITY ID: 377316104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.4 | Elect Director J. Robert Hall | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Ronald J. Naples | Management | For | For |
| 1.7 | Elect Director Dante C. Parrini | Management | For | For |
| 1.8 | Elect Director Richard L. Smoot | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 12, 2014 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PETROMINERALES LTD.
MEETING DATE: NOV 27, 2013 | TICKER: PMG SECURITY ID: 71673R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Pacific Rubiales Energy Corp. | Management | For | For |
| 2 | Approve ResourceCo Stock Option Plan | Management | For | For |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Wayne Woody | Management | For | For |
| 1.2 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
| 1.5 | Elect Director Frank C. McDowell | Management | For | For |
| 1.6 | Elect Director Donald A. Miller | Management | For | For |
| 1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.8 | Elect Director Donald S. Moss | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | For |
| 1b | Elect Director C. Kim Goodwin | Management | For | For |
| 1c | Elect Director William J. Teuber, Jr. | Management | For | For |
| 1d | Elect Director John W. Diercksen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIMERICA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: PRI SECURITY ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 16, 2014 | TICKER: PRY SECURITY ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Massimo Battaini as Director | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Management Incentive Plan 2014-2016 | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 1 | Approve Capital Increase to Service Long-Term Management Incentive Plan 2014-2016 | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 05, 2014 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas J. Fischer | Management | For | For |
| 1b | Elect Director Rakesh Sachdev | Management | For | For |
| 1c | Elect Director Jane L. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.2 | Elect Director John G. Cox | Management | For | For |
| 1.3 | Elect Director Karen A. Dawes | Management | For | For |
| 1.4 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.5 | Elect Director Michael A. Griffith | Management | For | For |
| 1.6 | Elect Director Walter C. Herlihy | Management | For | For |
| 1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Moos | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2014 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SCANSOURCE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: SCSC SECURITY ID: 806037107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Steven R. Fischer | Management | For | For |
| 1.3 | Elect Director Michael J. Grainger | Management | For | For |
| 1.4 | Elect Director John P. Reilly | Management | For | For |
| 1.5 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: SWM SECURITY ID: 808541106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire L. Arnold | Management | For | For |
| 1.2 | Elect Director Heinrich Fischer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: APR 30, 2014 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Daniel F. Gillis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SCORPIO TANKERS INC
MEETING DATE: MAY 29, 2014 | TICKER: STNG SECURITY ID: Y7542C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emanuele A. Lauro | Management | For | For |
| 1.2 | Elect Director Ademaro Lanzara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SIGA SECURITY ID: 826917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director Thomas E. Constance | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
| 1.7 | Elect Director Paul G. Savas | Management | For | For |
| 1.8 | Elect Director Bruce Slovin | Management | For | For |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | For |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.6 | Elect Director Daniel C. Keith | Management | For | For |
| 1.7 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SNAP-ON INCORPORATED
MEETING DATE: APR 24, 2014 | TICKER: SNA SECURITY ID: 833034101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.3 | Elect Director Gregg M. Sherrill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 08, 2013 | TICKER: SLH SECURITY ID: 83421A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Thomas A. Dattilo | Management | For | For |
| 1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.4 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.5 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.6 | Elect Director Thomas C. Wajnert | Management | For | For |
| 1.7 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SPAR NORD BANK A/S
MEETING DATE: APR 23, 2014 | TICKER: SPNO SECURITY ID: K92145125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 1 Per Share | Management | For | Did Not Vote |
| 5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8a | Reelect Laila Mortensen as Director | Management | For | Did Not Vote |
| 8b | Reelect Torben Fristrup as Director | Management | For | Did Not Vote |
| 8c | Reelect Fritz Pedersen as Director | Management | For | Did Not Vote |
| 8d | Elect Kjeld Johannesen as Director | Management | For | Did Not Vote |
| 9 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 10 | Other Business | Management | None | None |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 23, 2014 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director John L. Madden | Management | For | For |
| 1.4 | Elect Director Peter Migliorini | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 29, 2014 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Crisp | Management | For | For |
| 1.2 | Elect Director Laura C. Fulton | Management | For | For |
| 1.3 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia R. Brown | Management | For | For |
| 1.2 | Elect Director Stephen A. Hill | Management | For | For |
| 1.3 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: TMH SECURITY ID: 87817A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 1.3 | Elect Director Mary R. Grealy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.3 | Elect Director Frank V. Cahouet | Management | For | For |
| 1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 27, 2014 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Batrack | Management | For | For |
| 1.2 | Elect Director Hugh M. Grant | Management | For | For |
| 1.3 | Elect Director Patrick C. Haden | Management | For | For |
| 1.4 | Elect Director J. Christopher Lewis | Management | For | For |
| 1.5 | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1.6 | Elect Director Albert E. Smith | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Richard H. Truly | Management | For | For |
| 1.9 | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Keith Cargill | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director Charles S. Hyle | Management | For | For |
| 1.9 | Elect Director W. W. McAllister, III | Management | For | For |
| 1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.11 | Elect Director Steven P. Rosenberg | Management | For | Withhold |
| 1.12 | Elect Director Grant E. Sims | Management | For | For |
| 1.13 | Elect Director Robert W. Stallings | Management | For | For |
| 1.14 | Elect Director Dale W. Tremblay | Management | For | Withhold |
| 1.15 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Robert P. Carrigan | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Blanchard | Management | For | For |
| 1.2 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1.4 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1.5 | Elect Director Sidney E. Harris | Management | For | For |
| 1.6 | Elect Director William M. Isaac | Management | For | For |
| 1.7 | Elect Director Mason H. Lampton | Management | For | For |
| 1.8 | Elect Director Connie D. McDaniel | Management | For | For |
| 1.9 | Elect Director H. Lynn Page | Management | For | For |
| 1.10 | Elect Director Philip W. Tomlinson | Management | For | For |
| 1.11 | Elect Director John T. Turner | Management | For | For |
| 1.12 | Elect Director Richard W. Ussery | Management | For | For |
| 1.13 | Elect Director M. Troy Woods | Management | For | For |
| 1.14 | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.7 | Elect Director Greg M. Graves | Management | For | For |
| 1.8 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.9 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.12 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.13 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.14 | Elect Director Thomas J. Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED COMMUNITY BANKS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: UCBI SECURITY ID: 90984P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. C. Nelson, Jr. | Management | For | For |
| 1.2 | Elect Director Jimmy C. Tallent | Management | For | For |
| 1.3 | Elect Director Robert H. Blalock | Management | For | For |
| 1.4 | Elect Director Clifford V. Brokaw | Management | For | For |
| 1.5 | Elect Director L. Cathy Cox | Management | For | For |
| 1.6 | Elect Director Steven J. Goldstein | Management | For | For |
| 1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.8 | Elect Director Tim R. Wallis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: URS SECURITY ID: 903236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diane C. Creel | Management | For | For |
| 1b | Elect Director Mickey P. Foret | Management | For | Against |
| 1c | Elect Director William H. Frist | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Martin M. Koffel | Management | For | For |
| 1f | Elect Director Timothy R. McLevish | Management | For | Against |
| 1g | Elect Director Joseph W. Ralston | Management | For | Against |
| 1h | Elect Director John D. Roach | Management | For | Against |
| 1i | Elect Director William H. Schumann, III | Management | For | For |
| 1j | Elect Director David N. Siegel | Management | For | For |
| 1k | Elect Director Douglas W. Stotlar | Management | For | For |
| 1l | Elect Director V. Paul Unruh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USS CO., LTD.
MEETING DATE: JUN 17, 2014 | TICKER: 4732 SECURITY ID: J9446Z105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18.75 | Management | For | For |
| 2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Ando, Yukihiro | Management | For | For |
| 3.2 | Elect Director Seta, Dai | Management | For | For |
| 3.3 | Elect Director Masuda, Motohiro | Management | For | For |
| 3.4 | Elect Director Mishima, Toshio | Management | For | For |
| 3.5 | Elect Director Yamanaka, Masafumi | Management | For | For |
| 3.6 | Elect Director Ikeda, Hiromitsu | Management | For | For |
| 3.7 | Elect Director Akase, Masayuki | Management | For | For |
| 3.8 | Elect Director Tamura, Hitoshi | Management | For | For |
| 3.9 | Elect Director Kato, Akihiko | Management | For | For |
| 3.10 | Elect Director Aso, Mitsuhiro | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: APR 30, 2014 | TICKER: VR SECURITY ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
| 1.2 | Elect Director Matthew J. Grayson | Management | For | For |
| 1.3 | Elect Director Jean-Marie Nessi | Management | For | For |
| 1.4 | Elect Director Mandakini Puri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 22, 2014 | TICKER: VICL SECURITY ID: 925602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Merton | Management | For | For |
| 1.2 | Elect Director Vijay B. Samant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VITAMIN SHOPPE, INC.
MEETING DATE: JUN 04, 2014 | TICKER: VSI SECURITY ID: 92849E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Michael Becker | Management | For | For |
| 1.2 | Elect Director Catherine E. Buggeln | Management | For | For |
| 1.3 | Elect Director Deborah M. Derby | Management | For | For |
| 1.4 | Elect Director John H. Edmondson | Management | For | For |
| 1.5 | Elect Director David H. Edwab | Management | For | For |
| 1.6 | Elect Director Richard L. Markee | Management | For | For |
| 1.7 | Elect Director Richard L. Perkal | Management | For | For |
| 1.8 | Elect Director Beth M. Pritchard | Management | For | For |
| 1.9 | Elect Director Katherine Savitt | Management | For | For |
| 1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VONTOBEL HOLDING AG
MEETING DATE: APR 01, 2014 | TICKER: VONN SECURITY ID: H92070210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.30 per Share | Management | For | Did Not Vote |
| 4.1 | Elect Herbert Scheidt as Board Chairman | Management | For | Did Not Vote |
| 4.2 | Elect Bruno Basler as Director | Management | For | Did Not Vote |
| 4.3 | Elect Dominic Brenninkmeyer as Director | Management | For | Did Not Vote |
| 4.4 | Elect Nicolas Oltramare as Director | Management | For | Did Not Vote |
| 4.5 | Elect Peter Quadri as Director | Management | For | Did Not Vote |
| 4.6 | Elect Frank Schnewlin as Director | Management | For | Did Not Vote |
| 4.7 | Elect Clara Streit as Director | Management | For | Did Not Vote |
| 4.8 | Elect Marcel Zoller as Director | Management | For | Did Not Vote |
| 5.1 | Appoint Bruno Basler as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Appoint Nicolas Oltramare as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Appoint Clara Streit as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6 | Designate Vischer AG as Independent Proxy | Management | For | Did Not Vote |
| 7 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 8.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Compensation of the Board of Directors and Executives | Management | For | Did Not Vote |
| 8.3 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 9.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 million | Management | For | Did Not Vote |
| 9.2 | Approve Performance-Realted Remuneration of the Board Chairman of CHF 1.5 million | Management | For | Did Not Vote |
| 9.3 | Approve Maximum Value of Performance Share Award to the Board Chairman of CHF 937,576 | Management | For | Did Not Vote |
| 9.4 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4.4 million | Management | For | Did Not Vote |
| 9.5 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 8.1 million | Management | For | Did Not Vote |
| 9.6 | Approve Maximum Value of Performance Share Awards to Executive Committee in the Amount of CHF 5 million | Management | For | Did Not Vote |
| |
|---|
WATSCO, INC.
MEETING DATE: MAY 19, 2014 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Fedrizzi | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN ENERGY SERVICES CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: WRG SECURITY ID: 958159303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Thomas M. Alford | Management | For | For |
| 2.2 | Elect Director Donald D. Copeland | Management | For | For |
| 2.3 | Elect Director Lorne A. Gartner | Management | For | For |
| 2.4 | Elect Director Alex R.N. MacAusland | Management | For | For |
| 2.5 | Elect Director Ronald P. Mathison | Management | For | For |
| 2.6 | Elect Director John R. Rooney | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: SEP 24, 2013 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: INT SECURITY ID: 981475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.3 | Elect Director Ken Bakshi | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ZUMIEZ INC.
MEETING DATE: MAY 21, 2014 | TICKER: ZUMZ SECURITY ID: 989817101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Campion | Management | For | For |
| 1b | Elect Director Sarah (Sally) G. McCoy | Management | For | For |
| 1c | Elect Director Ernest R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
