FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02546
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Commonwealth Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Commonwealth Trust
BY: /s/ADRIEN E. DEBERGHES*
ADRIEN E. DEBERGHES, TREASURER
DATE: 08/11/2017 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2017 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK
07/01/2016 - 06/30/2017
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
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1-800-FLOWERS.COM, INC.
MEETING DATE: DEC 13, 2016 | TICKER: FLWS SECURITY ID: 68243Q106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Geralyn R. Breig | Management | For | For |
| 2.2 | Elect Director Celia R. Brown | Management | For | For |
| 2.3 | Elect Director James Cannavino | Management | For | Withhold |
| 2.4 | Elect Director Eugene DeMark | Management | For | For |
| 2.5 | Elect Director Leonard J. Elmore | Management | For | For |
| 2.6 | Elect Director Sean Hegarty | Management | For | For |
| 2.7 | Elect Director Christopher G. McCann | Management | For | For |
| 2.8 | Elect Director James F. McCann | Management | For | For |
| 2.9 | Elect Director Larry Zarin | Management | For | Withhold |
| 3.1 | Elect Director Eugene DeMark | Management | For | For |
| 3.2 | Elect Director Leonard J. Elmore | Management | For | For |
| 3.3 | Elect Director Sean Hegarty | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
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180 DEGREE CAPITAL CORP.
MEETING DATE: JUN 13, 2017 | TICKER: TURN SECURITY ID: 68235B109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Stacy R. Brandom | Management | For | For |
| 1.2 | Elect Director Charles E. Ramsey | Management | For | For |
| 1.3 | Elect Director Kevin M. Rendino | Management | For | For |
| 1.4 | Elect Director Richard P. Shanley | Management | For | For |
| 1.5 | Elect Director Daniel B. Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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1ST CONSTITUTION BANCORP
MEETING DATE: MAY 25, 2017 | TICKER: FCCY SECURITY ID: 31986N102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director J. Lynne Cannon | Management | For | Withhold |
| 1.2 | Elect Director Carmen M. Penta | Management | For | For |
| 1.3 | Elect Director William J. Barrett | Management | For | For |
| 1.4 | Elect Director James G. Aaron | Management | For | Withhold |
| 1.5 | Elect Director Antonio L. Cruz | Management | For | For |
| 1.6 | Elect Director Edwin J. Pisani | Management | For | For |
| 1.7 | Elect Director Robert F. Mangano | Management | For | For |
| 1.8 | Elect Director Roy D. Tartaglia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA LLP as Auditors | Management | For | For |
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1ST SOURCE CORPORATION
MEETING DATE: APR 20, 2017 | TICKER: SRCE SECURITY ID: 336901103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.2 | Elect Director Rex Martin | Management | For | For |
| 1.3 | Elect Director Christopher J. Murphy, III | Management | For | For |
| 1.4 | Elect Director Timothy K. Ozark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BKD LLP as Auditors | Management | For | For |
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2U, INC.
MEETING DATE: JUN 05, 2017 | TICKER: TWOU SECURITY ID: 90214J101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sallie L. Krawcheck | Management | For | Withhold |
| 1.2 | Elect Director Mark J. Chernis | Management | For | Withhold |
| 1.3 | Elect Director John M. Larson | Management | For | Withhold |
| 1.4 | Elect Director Edward S. Macias | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
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51JOB, INC.
MEETING DATE: DEC 16, 2016 | TICKER: JOBS SECURITY ID: 316827104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect David K. Chao as Director | Management | For | For |
| 2 | Elect Li-Lan Cheng as Director | Management | For | For |
| 3 | Elect Eric He as Director | Management | For | For |
| 4 | Elect Kazumasa Watanabe as Director | Management | For | For |
| 5 | Elect Rick Yan as Director | Management | For | For |
| 6 | Approve Appointment of Auditor | Management | For | For |
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8X8, INC.
MEETING DATE: JUL 22, 2016 | TICKER: EGHT SECURITY ID: 282914100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
| 1.2 | Elect Director Bryan R. Martin | Management | For | For |
| 1.3 | Elect Director Vikram Verma | Management | For | For |
| 1.4 | Elect Director Eric Salzman | Management | For | For |
| 1.5 | Elect Director Ian Potter | Management | For | For |
| 1.6 | Elect Director Jaswinder Pal Singh | Management | For | For |
| 1.7 | Elect Director Vladimir Jacimovic | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
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A-MARK PRECIOUS METALS, INC.
MEETING DATE: JAN 26, 2017 | TICKER: AMRK SECURITY ID: 00181T107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Joel R. Anderson | Management | For | For |
| 1.2 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.3 | Elect Director Ellis Landau | Management | For | For |
| 1.4 | Elect Director Beverley Lepine | Management | For | For |
| 1.5 | Elect Director William Montgomery | Management | For | For |
| 1.6 | Elect Director John ('Jay') U. Moorhead | Management | For | For |
| 1.7 | Elect Director Jess M. Ravich | Management | For | For |
| 1.8 | Elect Director Gregory N. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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A. SCHULMAN, INC.
MEETING DATE: DEC 09, 2016 | TICKER: SHLM SECURITY ID: 808194104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Joseph M. Gingo | Management | For | For |
| 1e | Elect Director Lee D. Meyer | Management | For | For |
| 1f | Elect Director James A. Mitarotonda | Management | For | For |
| 1g | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1h | Elect Director Kathleen M. Oswald | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AAON, INC.
MEETING DATE: MAY 16, 2017 | TICKER: AAON SECURITY ID: 000360206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jack E. Short | Management | For | For |
| 1.2 | Elect Director Stephen O. "Steve" LeClair | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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ABAXIS, INC.
MEETING DATE: OCT 26, 2016 | TICKER: ABAX SECURITY ID: 002567105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Clinton H. Severson | Management | For | For |
| 1.2 | Elect Director Vernon E. Altman | Management | For | For |
| 1.3 | Elect Director Richard J. Bastiani | Management | For | For |
| 1.4 | Elect Director Michael D. Casey | Management | For | For |
| 1.5 | Elect Director Henk J. Evenhuis | Management | For | For |
| 1.6 | Elect Director Prithipal Singh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For |
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ABEONA THERAPEUTICS INC.
MEETING DATE: MAY 15, 2017 | TICKER: ABEO SECURITY ID: 00289Y107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Todd Wider | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
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ABIOMED, INC.
MEETING DATE: AUG 10, 2016 | TICKER: ABMD SECURITY ID: 003654100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael R. Minogue | Management | For | For |
| 1.2 | Elect Director Martin P. Sutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ABRAXAS PETROLEUM CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: AXAS SECURITY ID: 003830106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert L. G. Watson | Management | For | For |
| 1.2 | Elect Director Ralph F. Cox | Management | For | For |
| 1.3 | Elect Director Dennis E. Logue | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Adjourn Meeting | Management | For | Against |
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ACACIA COMMUNICATIONS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: ACIA SECURITY ID: 00401C108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Murugesan 'Raj' Shanmugaraj | Management | For | Withhold |
| 1.2 | Elect Director Benny P. Mikkelsen | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ACACIA RESEARCH CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: ACTG SECURITY ID: 003881307
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William S. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Frykman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Tax Benefits Preservation Plan | Management | For | For |
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ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 25, 2017 | TICKER: ACHC SECURITY ID: 00404A109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Christopher R. Gordon | Management | For | For |
| 1.2 | Elect Director Wade D. Miquelon | Management | For | For |
| 1.3 | Elect Director William M. Petrie | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | For |
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ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 13, 2017 | TICKER: ACAD SECURITY ID: 004225108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director James Daly | Management | For | For |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: AXDX SECURITY ID: 00430H102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Lawrence Mehren | Management | For | Withhold |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 1.7 | Elect Director Tom Brown | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACCELERON PHARMA INC.
MEETING DATE: JUN 01, 2017 | TICKER: XLRN SECURITY ID: 00434H108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Thomas A. McCourt | Management | For | For |
| 1.4 | Elect Director Francois Nader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACCESS NATIONAL CORPORATION
MEETING DATE: MAR 15, 2017 | TICKER: ANCX SECURITY ID: 004337101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
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ACCURAY INCORPORATED
MEETING DATE: NOV 17, 2016 | TICKER: ARAY SECURITY ID: 004397105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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ACELRX PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: ACRX SECURITY ID: 00444T100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Howard B. Rosen | Management | For | For |
| 1.2 | Elect Director Mark Wan | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
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ACETO CORPORATION
MEETING DATE: DEC 01, 2016 | TICKER: ACET SECURITY ID: 004446100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Albert L. Eilender | Management | For | For |
| 1.2 | Elect Director Salvatore Guccione | Management | For | For |
| 1.3 | Elect Director Hans C. Noetzli | Management | For | For |
| 1.4 | Elect Director William N. Britton | Management | For | For |
| 1.5 | Elect Director Natasha Giordano | Management | For | For |
| 1.6 | Elect Director Alan G. Levin | Management | For | For |
| 1.7 | Elect Director Daniel B. Yarosh | Management | For | For |
| 1.8 | Elect Director William C. Kennally, III | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement for Mergers and Certain Other Business Transactions | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
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ACHAOGEN, INC.
MEETING DATE: JUN 14, 2017 | TICKER: AKAO SECURITY ID: 004449104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John C. Doyle | Management | For | Withhold |
| 1.2 | Elect Director Kent E. Lieginger | Management | For | Withhold |
| 1.3 | Elect Director Bryan E. Roberts | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ACHN SECURITY ID: 00448Q201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 1.3 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ACI WORLDWIDE, INC.
MEETING DATE: JUN 14, 2017 | TICKER: ACIW SECURITY ID: 004498101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Janet O. Estep | Management | For | For |
| 1.2 | Elect Director James C. Hale | Management | For | For |
| 1.3 | Elect Director Philip G. Heasley | Management | For | For |
| 1.4 | Elect Director James C. McGroddy | Management | For | For |
| 1.5 | Elect Director Charles E. Peters, Jr. | Management | For | For |
| 1.6 | Elect Director David A. Poe | Management | For | For |
| 1.7 | Elect Director Adalio T. Sanchez | Management | For | For |
| 1.8 | Elect Director John M. Shay, Jr. | Management | For | For |
| 1.9 | Elect Director Jan H. Suwinski | Management | For | For |
| 1.10 | Elect Director Thomas W. Warsop, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
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ACLARIS THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: ACRS SECURITY ID: 00461U105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Anand Mehra | Management | For | Withhold |
| 1.2 | Elect Director Andrew Powell | Management | For | For |
| 1.3 | Elect Director Stephen A. Tullman | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ACNB CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: ACNB SECURITY ID: 000868109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Fix Number of Directors at Sixteen | Management | For | For |
| 2 | Fix Number of Class 1 Directors at Six | Management | For | For |
| 3 | Fix Number of Class 2 Directors at Six | Management | For | For |
| 4 | Fix Number of Class 3 Directors at Four | Management | For | For |
| 5.1 | Elect Director Frank Elsner, III | Management | For | Withhold |
| 5.2 | Elect Director James P. Helt | Management | For | For |
| 5.3 | Elect Director Scott L. Kelley | Management | For | Withhold |
| 5.4 | Elect Director Daniel W. Potts | Management | For | For |
| 6 | Elect Director Thomas A. Ritter | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify BDO USA, LLP as Auditors | Management | For | For |
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ACORDA THERAPEUTICS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: ACOR SECURITY ID: 00484M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ACTIVE POWER, INC.
MEETING DATE: NOV 16, 2016 | TICKER: ACPW SECURITY ID: 00504W308
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Ratify Shareholder Rights Plan (NOL) | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 01, 2017 | TICKER: ATVI SECURITY ID: 00507V109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ACTUA CORPORATION
MEETING DATE: JUN 16, 2017 | TICKER: ACTA SECURITY ID: 005094107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter W. Buckley, III | Management | For | For |
| 1b | Elect Director Michael J. Hagan | Management | For | For |
| 1c | Elect Director Philip J. Ringo | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ACXIOM CORPORATION
MEETING DATE: AUG 09, 2016 | TICKER: ACXM SECURITY ID: 005125109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Fox | Management | For | For |
| 1.2 | Elect Director Jerry D. Gramaglia | Management | For | For |
| 1.3 | Elect Director Clark M. Kokich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ADAMAS PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: ADMS SECURITY ID: 00548A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Mahoney | Management | For | For |
| 1.2 | Elect Director John MacPhee | Management | For | For |
| 1.3 | Elect Director Michael F. Bigham | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ADAMIS PHARMACEUTICALS CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: ADMP SECURITY ID: 00547W208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. Carlo | Management | For | For |
| 1.2 | Elect Director William C. Denby, III | Management | For | For |
| 1.3 | Elect Director David J. Marguglio | Management | For | For |
| 1.4 | Elect Director Robert B. Rothermel | Management | For | For |
| 1.5 | Elect Director Richard C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Mayer Hoffman McCann PC as Auditors | Management | For | For |
| |
|---|
ADAPTIMMUNE THERAPEUTICS PLC
MEETING DATE: JUN 21, 2017 | TICKER: ADAP SECURITY ID: 00653A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Barbara Duncan as Director | Management | For | Against |
| 2 | Re-elect Giles Kerr as Director | Management | For | For |
| 3 | Re-elect Tal Zaks as Director | Management | For | For |
| 4 | Re-elect Ali Behbahani as Director | Management | For | For |
| 5 | Re-elect Peter Thompson as Director | Management | For | For |
| 6 | Re-appoint KPMG LLP as UK Statutory Auditors | Management | For | For |
| 7 | Authorise the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Director's Remuneration Report | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| |
|---|
ADDUS HOMECARE CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: ADUS SECURITY ID: 006739106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven I. Geringer | Management | For | For |
| 1.2 | Elect Director Michael Earley | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
ADESTO TECHNOLOGIES CORP
MEETING DATE: JUN 06, 2017 | TICKER: IOTS SECURITY ID: 00687D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis Lee | Management | For | Withhold |
| 1.2 | Elect Director Kevin Palatnik | Management | For | Withhold |
| 2 | Ratify BPM LLP as Auditors | Management | For | For |
| |
|---|
ADMA BIOLOGICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: ADMA SECURITY ID: 000899104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4.1 | Elect Director Dov A. Goldstein | Management | For | For |
| 4.2 | Elect Director Bryant E. Fong | Management | For | For |
| 5 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 12, 2017 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Edward Barnholt | Management | For | For |
| 1c | Elect Director Robert Burgess | Management | For | For |
| 1d | Elect Director Frank Calderoni | Management | For | For |
| 1e | Elect Director James Daley | Management | For | For |
| 1f | Elect Director Laura Desmond | Management | For | For |
| 1g | Elect Director Charles Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel Rosensweig | Management | For | For |
| 1j | Elect Director John Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 10, 2017 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director Anthony J. Melone | Management | For | For |
| 1.5 | Elect Director Balan Nair | Management | For | For |
| 1.6 | Elect Director Jacqueline H. Rice | Management | For | For |
| 1.7 | Elect Director Kathryn A. Walker | Management | For | For |
| 2a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ADURO BIOTECH, INC.
MEETING DATE: JUN 08, 2017 | TICKER: ADRO SECURITY ID: 00739L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross Haghighat | Management | For | Withhold |
| 1.2 | Elect Director Frank McCormick | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ADVANCED ACCELERATOR APPLICATIONS S.A
MEETING DATE: SEP 26, 2016 | TICKER: AAAP SECURITY ID: 00790T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.2 Million | Management | For | Against |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Private Placements, up to Aggregate Nominal Amount of EUR 1.2 Million | Management | For | Against |
| 3 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 5 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 1-4 and under Item 3 of the May 26, 2016, Extraordinary Meeting, at EUR 1.46 Million | Management | For | Against |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ADVANCED ACCELERATOR APPLICATIONS S.A
MEETING DATE: MAY 24, 2017 | TICKER: AAAP SECURITY ID: 00790T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | Against |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Reelect Stefano Buono as Director | Management | For | For |
| 6 | Reelect Claudio Costamagna as Director | Management | For | For |
| 7 | Reelect Kapil Dhingra as Director | Management | For | For |
| 8 | Reelect Steven Gannon as Director | Management | For | For |
| 9 | Reelect Christian Merle as Director | Management | For | For |
| 10 | Reelect Francois Nader as Director | Management | For | For |
| 11 | Reelect Leopolo Zambeletti as Director | Management | For | For |
| 12 | Elect Christine Mikail Cvijic as Director | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 745,000 | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of 175,000 Warrants (BSA) Reserved for Non-executive Directors | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ADVANCED EMISSIONS SOLUTIONS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: ADES SECURITY ID: 00770C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Bradley Gabbard | Management | For | For |
| 1.2 | Elect Director Derek C. Johnson | Management | For | For |
| 1.3 | Elect Director Gilbert Li | Management | For | For |
| 1.4 | Elect Director R. Carter Pate | Management | For | For |
| 1.5 | Elect Director L. Heath Sampson | Management | For | For |
| 1.6 | Elect Director J. Taylor Simonton | Management | For | For |
| 1.7 | Elect Director L. Spencer Wells | Management | For | For |
| 2 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 04, 2017 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Grant H. Beard | Management | For | For |
| 1.3 | Elect Director Ronald C. Foster | Management | For | For |
| 1.4 | Elect Director Edward C. Grady | Management | For | For |
| 1.5 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.6 | Elect Director John A. Roush | Management | For | For |
| 1.7 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 26, 2017 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1d | Elect Director Joseph A. Householder | Management | For | For |
| 1e | Elect Director Michael J. Inglis | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ADVAXIS, INC.
MEETING DATE: APR 05, 2017 | TICKER: ADXS SECURITY ID: 007624208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Sidransky | Management | For | Withhold |
| 1.2 | Elect Director James P. Patton | Management | For | Withhold |
| 1.3 | Elect Director Daniel J. O'Connor | Management | For | For |
| 1.4 | Elect Director Roni A. Appel | Management | For | For |
| 1.5 | Elect Director Richard J. Berman | Management | For | For |
| 1.6 | Elect Director Samir N. Khleif | Management | For | Withhold |
| 1.7 | Elect Director Thomas J. McKearn | Management | For | Withhold |
| 1.8 | Elect Director Thomas J. Ridge | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratification of Stock Option Grants | Management | For | Against |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
ADVERUM BIOTECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2017 | TICKER: ADVM SECURITY ID: 00773U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell H. Finer | Management | For | Withhold |
| 1.2 | Elect Director Richard N. Spivey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: NOV 07, 2016 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
AEGION CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: AEGN SECURITY ID: 00770F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1b | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1c | Elect Director Walter J. Galvin | Management | For | For |
| 1d | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1e | Elect Director Charles R. Gordon | Management | For | For |
| 1f | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1g | Elect Director M. Richard Smith | Management | For | For |
| 1h | Elect Director Alfred L. Woods | Management | For | For |
| 1i | Elect Director Phillip D. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AEGLEA BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: AGLE SECURITY ID: 00773J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandesh Mahatme | Management | For | Withhold |
| 1.2 | Elect Director George Georgiou | Management | For | Withhold |
| 1.3 | Elect Director Suzanne Bruhn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AEMETIS, INC.
MEETING DATE: APR 20, 2017 | TICKER: AMTX SECURITY ID: 00770K202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Block | Management | For | For |
| 1.2 | Elect Director Lydia I. Beebe | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
AEP INDUSTRIES INC.
MEETING DATE: JAN 18, 2017 | TICKER: AEPI SECURITY ID: 001031103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
AERIE PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: AERI SECURITY ID: 00771V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.2 | Elect Director Benjamin F. McGraw, III | Management | For | For |
| 1.3 | Elect Director Julie McHugh | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AEROVIRONMENT, INC.
MEETING DATE: SEP 30, 2016 | TICKER: AVAV SECURITY ID: 008073108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Thomas Burbage | Management | For | For |
| 1.2 | Elect Director Charles R. Holland | Management | For | Withhold |
| 1.3 | Elect Director Edward R. Muller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AEVI GENOMIC MEDICINE, INC.
MEETING DATE: JUN 14, 2017 | TICKER: GNMX SECURITY ID: 00835P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Eugene A. Bauer | Management | For | Withhold |
| 1.3 | Elect Director Alastair Clemow | Management | For | For |
| 1.4 | Elect Director Michael F. Cola | Management | For | For |
| 1.5 | Elect Director Barbara G. Duncan | Management | For | For |
| 1.6 | Elect Director Wilbur H. (Bill) Gantz | Management | For | For |
| 1.7 | Elect Director Joseph J. Grano, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AFFIMED NV
MEETING DATE: JUN 20, 2017 | TICKER: AFMD SECURITY ID: N01045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Overview of the Company and Financial Situation | Management | None | None |
| 3 | Discuss Remuneration Policy for the Management Board | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8.a | Elect Wolfgang Fischer to Management Board | Management | For | For |
| 8.b | Reelect Adi Hoess to Management Board | Management | For | For |
| 8.c | Reelect Florian H.M. Fischer to Management Board | Management | For | For |
| 9.a | Elect T. Hecht to Supervisory Board | Management | For | For |
| 9.b | Elect F.L.J. Verdonck to Supervisory Board | Management | For | For |
| 9.c | Elect B.A.E. Modig to Supervisory Board | Management | For | For |
| 10 | Ratify KPMG as Auditors | Management | For | For |
| 11 | Increase Authorized Capital | Management | For | Against |
| 12 | Authorize Repurchase of Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
AGENUS INC.
MEETING DATE: JUN 28, 2017 | TICKER: AGEN SECURITY ID: 00847G705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garo H. Armen | Management | For | For |
| 1.2 | Elect Director Ulf Wiinberg | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AGILE THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: AGRX SECURITY ID: 00847L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abhijeet Lele | Management | For | Withhold |
| 1.2 | Elect Director Ajit S. Shetty | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AGILYSYS, INC.
MEETING DATE: SEP 15, 2016 | TICKER: AGYS SECURITY ID: 00847J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Donald A. Colvin | Management | For | For |
| 2.2 | Elect Director James H. Dennedy | Management | For | For |
| 2.3 | Elect Director Jerry Jones | Management | For | For |
| 2.4 | Elect Director Michael A. Kaufman | Management | For | For |
| 2.5 | Elect Director Melvin L. Keating | Management | For | For |
| 2.6 | Elect Director Keith M. Kolerus | Management | For | For |
| 2.7 | Elect Director John Mutch | Management | For | For |
| 2.1 | Elect Director James H. Dennedy | Management | For | For |
| 2.2 | Elect Director Jerry Jones | Management | For | For |
| 2.3 | Elect Director Michael A. Kaufman | Management | For | For |
| 2.4 | Elect Director John Mutch | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Cantley | Management | For | For |
| 1.2 | Elect Director Paul J. Clancy | Management | For | For |
| 1.3 | Elect Director Ian T. Clark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGNC INVESTMENT CORP.
MEETING DATE: DEC 09, 2016 | TICKER: AGNC SECURITY ID: 00123Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AGNC INVESTMENT CORP.
MEETING DATE: APR 20, 2017 | TICKER: AGNC SECURITY ID: 00123Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Kain | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Larry K. Harvey | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AGROFRESH SOLUTIONS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: AGFS SECURITY ID: 00856G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Robert J. Campbell | Management | For | Withhold |
| 2.2 | Elect Director Nance K. Dicciani | Management | For | Withhold |
| 2.3 | Elect Director Jordi Ferre | Management | For | For |
| 2.4 | Elect Director Gregory M. Freiwald | Management | For | Withhold |
| 2.5 | Elect Director Marc Lasry | Management | For | For |
| 2.6 | Elect Director George Lobisser | Management | For | Withhold |
| 2.7 | Elect Director Macauley Whiting, Jr. | Management | For | Withhold |
| 3 | Elect Director Robert J. Campbell | Management | For | Withhold |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
AIMMUNE THERAPEUTICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: AIMT SECURITY ID: 00900T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. McDade | Management | For | Withhold |
| 1.2 | Elect Director Stacey D. Seltzer | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 05, 2017 | TICKER: ATSG SECURITY ID: 00922R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. Baudouin | Management | For | For |
| 1b | Elect Director Joseph C. Hete | Management | For | For |
| 1c | Elect Director Randy D. Rademacher | Management | For | For |
| 1d | Elect Director J. Christopher Teets | Management | For | For |
| 1e | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AIRGAIN, INC.
MEETING DATE: JUN 15, 2017 | TICKER: AIRG SECURITY ID: 00938A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Myers | Management | For | Withhold |
| 1.2 | Elect Director James K. Sims | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AKARI THERAPEUTICS, PLC
MEETING DATE: JUN 28, 2017 | TICKER: AKTX SECURITY ID: 00972G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Director's Remuneration Report | Management | For | Against |
| 3 | Approve Directors' Remuneration Policy | Management | For | Against |
| 4 | Elect Director Stuart Ungar | Management | For | For |
| 5 | Elect Director James Hill | Management | For | For |
| 6 | Elect Director David Byrne | Management | For | For |
| 7 | Elect Director Donald Williams | Management | For | For |
| 8 | Elect Director Robert E. Ward | Management | For | For |
| 9 | Elect Director Clive Richardson | Management | For | For |
| 10 | Elect Director Gur Roshwalb - Withdrawn | Management | None | None |
| 11 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 12 | Appoint Haysmacintyre as Statutory Auditors | Management | For | For |
| 13 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | Against |
| 15 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | Against |
| 16 | Adopt New Articles of Association | Management | For | Against |
| |
|---|
AKEBIA THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: AKBA SECURITY ID: 00972D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Butler | Management | For | Withhold |
| 1.2 | Elect Director Muneer A. Satter | Management | For | Withhold |
| 1.3 | Elect Director Michael S. Wyzga | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AKORN, INC.
MEETING DATE: JUL 01, 2016 | TICKER: AKRX SECURITY ID: 009728106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
| 1.3 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.4 | Elect Director Ronald M. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Steven J. Meyer | Management | For | Withhold |
| 1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.7 | Elect Director Brian Tambi | Management | For | For |
| 1.8 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AKORN, INC.
MEETING DATE: DEC 16, 2016 | TICKER: AKRX SECURITY ID: 009728106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AKORN, INC.
MEETING DATE: APR 27, 2017 | TICKER: AKRX SECURITY ID: 009728106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth Abramowitz | Management | For | For |
| 1.3 | Elect Director Adrienne Graves | Management | For | For |
| 1.4 | Elect Director Ronald Johnson | Management | For | For |
| 1.5 | Elect Director Steven Meyer | Management | For | For |
| 1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.7 | Elect Director Brian Tambi | Management | For | Withhold |
| 1.8 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALARM.COM HOLDINGS, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ALRM SECURITY ID: 011642105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Timothy McAdam | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
MEETING DATE: JUN 06, 2017 | TICKER: ALSK SECURITY ID: 01167P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For |
| 1.2 | Elect Director Margaret L. Brown | Management | For | For |
| 1.3 | Elect Director David W. Karp | Management | For | For |
| 1.4 | Elect Director Peter D. Ley | Management | For | For |
| 1.5 | Elect Director Brian A. Ross | Management | For | For |
| 1.6 | Elect Director Anand Vadapalli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
ALBANY MOLECULAR RESEARCH, INC.
MEETING DATE: MAY 31, 2017 | TICKER: AMRI SECURITY ID: 012423109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth P. Hagen | Management | For | For |
| 1.2 | Elect Director Anthony J. Maddaluna | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALBIREO PHARMA, INC.
MEETING DATE: JUN 09, 2017 | TICKER: ALBO SECURITY ID: 01345P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Gutch | Management | For | For |
| 1.2 | Elect Director Denise Scots-Knight | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Ratif Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALCOBRA LTD
MEETING DATE: JUL 19, 2016 | TICKER: ADHD SECURITY ID: M2239P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board for 2015 | Management | None | None |
| 2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Compensation | Management | For | For |
| 3.1 | Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Joao Siffert as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.5 | Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.6 | Reelect Arieh Ben Yosef as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Elect Ofer Segev as Director and Approve Director's Remuneration | Management | For | For |
| 5 | Elect Orli Tori as Director and Approve Director's Remuneration | Management | For | For |
| 6 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 7 | Approve an Amendment to the Company's 2010 Incentive Option Plan | Management | For | For |
| 8 | Approve an amendment of the terms of compensation of the Company's CEO | Management | For | For |
| 9.a | Grant Howard B. Rosen Options to Purchase 24,000 Shares | Management | For | For |
| 9.b | Grant Joao Siffert Options to Purchase 15,000 Shares | Management | For | For |
| 9.c | Grant Daniel E. Geffken Options to Purchase 15,000 Shares | Management | For | For |
| 9.d | Grant Aharon Schwartz Options to Purchase 15,000 Shares | Management | For | For |
| 9.e | Grant Arieh Ben Yosef Options to Purchase 15,000 Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ALDER BIOPHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: ALDR SECURITY ID: 014339105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall C. Schatzman | Management | For | Withhold |
| 1.2 | Elect Director Heather Preston | Management | For | Withhold |
| 1.3 | Elect Director Clay B. Siegall | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALDEYRA THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: ALDX SECURITY ID: 01438T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd C. Brady | Management | For | For |
| 1.2 | Elect Director Martin J. Joyce | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director M. Michele Burns | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director John T. Mollen | Management | For | For |
| 1.7 | Elect Director R. Douglas Norby | Management | For | For |
| 1.8 | Elect Director Alvin S. Parven | Management | For | For |
| 1.9 | Elect Director Andreas Rummelt | Management | For | For |
| 1.10 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| |
|---|
ALICO, INC.
MEETING DATE: FEB 23, 2017 | TICKER: ALCO SECURITY ID: 016230104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Brokaw | Management | For | Withhold |
| 1.2 | Elect Director R. Greg Eisner | Management | For | For |
| 1.3 | Elect Director Benjamin D. Fishman | Management | For | For |
| 1.4 | Elect Director W. Andrew Krusen, Jr. | Management | For | For |
| 1.5 | Elect Director Henry R. Slack | Management | For | Withhold |
| 1.6 | Elect Director Remy W. Trafelet | Management | For | Withhold |
| 1.7 | Elect Director Clayton G. Wilson | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.2 | Elect Director Joseph Lacob | Management | For | For |
| 1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.4 | Elect Director George J. Morrow | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Susan E. Siegel | Management | For | For |
| 1.9 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALIMERA SCIENCES, INC.
MEETING DATE: NOV 16, 2016 | TICKER: ALIM SECURITY ID: 016259103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ALIMERA SCIENCES, INC.
MEETING DATE: JUN 22, 2017 | TICKER: ALIM SECURITY ID: 016259103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Largent | Management | For | For |
| 1.2 | Elect Director C. Daniel Myers | Management | For | For |
| 1.3 | Elect Director Calvin W. Roberts | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 24, 2017 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
ALLEGIANCE BANCSHARES, INC.
MEETING DATE: MAY 19, 2017 | TICKER: ABTX SECURITY ID: 01748H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Beckworth | Management | For | Withhold |
| 1.2 | Elect Director Frances H. Jeter | Management | For | Withhold |
| 1.3 | Elect Director George Martinez | Management | For | For |
| 1.4 | Elect Director David B. Moulton | Management | For | Withhold |
| 1.5 | Elect Director Thomas A. Reiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
ALLEGIANT TRAVEL COMPANY
MEETING DATE: JUN 29, 2017 | TICKER: ALGT SECURITY ID: 01748X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Montie Brewer | Management | For | For |
| 1B | Elect Director Gary Ellmer | Management | For | For |
| 1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1D | Elect Director Linda A. Marvin | Management | For | For |
| 1E | Elect Director Charles W. Pollard | Management | For | For |
| 1F | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ALLIED MOTION TECHNOLOGIES INC.
MEETING DATE: MAY 03, 2017 | TICKER: AMOT SECURITY ID: 019330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Federico | Management | For | For |
| 1.2 | Elect Director Gerald J. (Bud) Laber | Management | For | For |
| 1.3 | Elect Director Alexis P. Michas | Management | For | For |
| 1.4 | Elect Director Richard D. Smith | Management | For | For |
| 1.5 | Elect Director James J. Tanous | Management | For | For |
| 1.6 | Elect Director Richard S. Warzala | Management | For | For |
| 1.7 | Elect Director Michael R. Winter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify EKS&H LLLP as Auditors | Management | For | For |
| |
|---|
ALLIQUA BIOMEDICAL, INC.
MEETING DATE: JUN 23, 2017 | TICKER: ALQA SECURITY ID: 019621200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Johnson | Management | For | For |
| 1.2 | Elect Director Winston Kung | Management | For | For |
| 1.3 | Elect Director Joseph Leone | Management | For | For |
| 1.4 | Elect Director Gary Restani | Management | For | For |
| 1.5 | Elect Director Jeffrey Sklar | Management | For | Withhold |
| 1.6 | Elect Director Mark Wagner | Management | For | For |
| 1.7 | Elect Director Jerome Zeldis | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 5 | Approve Shares Issued for a Private Placement to a Director | Management | For | For |
| 6 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 7 | Ratify Marcum LLP as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: SEP 13, 2016 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Shraga Katz as Director Until the Annual General Meeting of 2019 | Management | For | For |
| 2 | Reelect Steve Levy as External Director for a Three-Year Period | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Approve an Amendment to the Equity Compensation of Directors | Management | For | For |
| 5 | Grant RSUs to the Chairman of the Board of Directors | Management | For | For |
| 6 | Approve an Amendment to the Employment Terms of the CEO | Management | For | For |
| 7 | Approve Grant of RSUs to CEO | Management | For | For |
| 8 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements and the Report of the Board for 2015 | Management | None | None |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: APR 27, 2017 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Board Classification | Management | For | For |
| 2 | Approve Employment Agreement of Board Chairman | Management | For | For |
| 3 | Approve Employment Agreement of CEO | Management | For | For |
| 4 | Elect Nadav Zohar as Director | Management | For | For |
| 5 | Approve RSU Grant to Nadav Zohar | Management | For | For |
| 6 | Approve RSU Director Grants | Management | For | For |
| 7 | Elect Itsik Danziger as Director | Management | For | For |
| 8 | Elect Miron Kenneth as Director | Management | For | For |
| 9 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board for 2016 | Management | None | None |
| 11 | Transact Other Business (Non-Voting) | Management | None | None |
| 12 | Elect Pedro Vazquez as Class I Director | Shareholder | Against | Against |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 22, 2017 | TICKER: MDRX SECURITY ID: 01988P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mara G. Aspinall | Management | For | For |
| 1b | Elect Director Paul M. Black | Management | For | For |
| 1c | Elect Director P. Gregory Garrison | Management | For | For |
| 1d | Elect Director Jonathan J. Judge | Management | For | For |
| 1e | Elect Director Michael A. Klayko | Management | For | For |
| 1f | Elect Director Yancey L. Spruill | Management | For | For |
| 1g | Elect Director Dave B. Stevens | Management | For | For |
| 1h | Elect Director David D. Stevens | Management | For | For |
| 1i | Elect Director Ralph H. 'Randy' Thurman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALMOST FAMILY, INC.
MEETING DATE: MAY 08, 2017 | TICKER: AFAM SECURITY ID: 020409108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Yarmuth | Management | For | For |
| 1.2 | Elect Director Steven B. Bing | Management | For | For |
| 1.3 | Elect Director Donald G. McClinton | Management | For | For |
| 1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect Director W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Director Henry M. Altman, Jr. | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2017 | TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director John M. Maraganore | Management | For | For |
| 1.3 | Elect Director Paul R. Schimmel | Management | For | For |
| 1.4 | Elect Director Phillip A. Sharp | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 10, 2016 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Lucas S. Chang | Management | For | For |
| 1.4 | Elect Director Michael L. Pfeiffer | Management | For | For |
| 1.5 | Elect Director Robert I. Chen | Management | For | For |
| 1.6 | Elect Director King Owyang | Management | For | For |
| 1.7 | Elect Director Michael J. Salameh | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 07, 2017 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.11 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.12 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Report on Charitable Contributions | Shareholder | Against | Against |
| 11 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 12 | Report on Fake News | Shareholder | Against | Against |
| |
|---|
ALPHATEC HOLDINGS, INC.
MEETING DATE: AUG 18, 2016 | TICKER: ATEC SECURITY ID: 02081G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie H. Cross | Management | For | For |
| 1.2 | Elect Director Mortimer Berkowitz, III | Management | For | For |
| 1.3 | Elect Director R. Ian Molson | Management | For | For |
| 1.4 | Elect Director Stephen E. O'Neil | Management | For | For |
| 1.5 | Elect Director Siri S. Marshall | Management | For | For |
| 1.6 | Elect Director James M. Corbett | Management | For | For |
| 1.7 | Elect Director Donald A. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALPHATEC HOLDINGS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: ATEC SECURITY ID: 02081G201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mortimer Berkowitz, III | Management | For | For |
| 1.2 | Elect Director R. Ian Molson | Management | For | For |
| 1.3 | Elect Director Donald A. Williams | Management | For | For |
| 1.4 | Elect Director Stephen E. O'Neil | Management | For | For |
| 1.5 | Elect Director David H. Mowry | Management | For | For |
| 1.6 | Elect Director Terry M. Rich | Management | For | For |
| 1.7 | Elect Director Jeffrey P. Rydin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: AUG 18, 2016 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orin S. Kramer | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 17, 2017 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orin S. Kramer | Management | For | For |
| 1b | Elect Director W. Michael Linn | Management | For | For |
| 1c | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1d | Elect Director William B. Shepro | Management | For | For |
| 1e | Elect Director Timo Vatto | Management | For | For |
| 1f | Elect Director Joseph L. Morettini | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Independent Registered Auditors and Atwell S.a r.l. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Ratify Michelle D. Esterman as Supervisory Auditor | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 6 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 7 | Approve Discharge of Directors and Auditors | Management | For | For |
| 8 | Approve Share Repurchase | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 17, 2017 | TICKER: ASPS SECURITY ID: L0175J114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 100 Million | Management | For | Against |
| 2 | Amend Articles of Incorporation to Effectuate Recent Changes in the Luxembourg Company Law and Make Certain Other Administrative Changes | Management | For | For |
| |
|---|
ALTRA INDUSTRIAL MOTION CORP.
MEETING DATE: APR 26, 2017 | TICKER: AIMC SECURITY ID: 02208R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.5 | Elect Director Larry P. McPherson | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William K. Heiden | Management | For | For |
| 1b | Elect Director Barbara Deptula | Management | For | For |
| 1c | Elect Director John A. Fallon | Management | For | For |
| 1d | Elect Director Brian P. Kelley | Management | For | For |
| 1e | Elect Director Robert J. Perez | Management | For | For |
| 1f | Elect Director Lesley Russell | Management | For | For |
| 1g | Elect Director Gino Santini | Management | For | For |
| 1h | Elect Director Davey S. Scoon | Management | For | For |
| 1i | Elect Director James R. Sulat | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMARIN CORPORATION PLC
MEETING DATE: JUL 11, 2016 | TICKER: AMRN SECURITY ID: 023111206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Kristine Peterson as Director | Management | For | For |
| 2 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| |
|---|
AMARIN CORPORATION PLC
MEETING DATE: MAY 15, 2017 | TICKER: AMRN SECURITY ID: 023111206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lars G. Ekman | Management | For | For |
| 2 | Elect Director David Stack | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
AMAYA INC.
MEETING DATE: JUN 21, 2017 | TICKER: AYA SECURITY ID: 02314M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Divyesh (Dave) Gadhia | Management | For | For |
| 1.2 | Elect Director Harlan Goodson | Management | For | For |
| 1.3 | Elect Director Alfred F. Hurley, Jr. | Management | For | For |
| 1.4 | Elect Director David Lazzarato | Management | For | For |
| 1.5 | Elect Director Peter E. Murphy | Management | For | For |
| 1.6 | Elect Director Mary Turner | Management | For | For |
| 2 | Approve Deloitte LLP, London, England, United Kingdom as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Continuance of Company [QBCA to OBCA] | Management | For | Against |
| 4 | Change Company Name to The Stars Group Inc. | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 23, 2017 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Use of Criminal Background Checks in Hiring | Shareholder | Against | Abstain |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2017 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander D. Greene | Management | For | For |
| 1.2 | Elect Director Ian D. Haft | Management | For | For |
| 1.3 | Elect Director David L. Herzog | Management | For | For |
| 1.4 | Elect Director Claude LeBlanc | Management | For | For |
| 1.5 | Elect Director C. James Prieur | Management | For | For |
| 1.6 | Elect Director Jeffrey S. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AMBARELLA, INC.
MEETING DATE: JUN 07, 2017 | TICKER: AMBA SECURITY ID: G037AX101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Kohn | Management | For | For |
| 1.2 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 06, 2017 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan F. Miller | Management | For | Withhold |
| 1.2 | Elect Director Leonard Tow | Management | For | Withhold |
| 1.3 | Elect Director David E. Van Zandt | Management | For | For |
| 1.4 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.5 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 27, 2017 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director John T. McLennan | Management | For | For |
| 1.4 | Elect Director Simon Olswang | Management | For | For |
| 1.5 | Elect Director Zohar Zisapel | Management | For | For |
| 1.6 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.7 | Elect Director Clayton Christensen | Management | For | For |
| 1.8 | Elect Director Eli Gelman | Management | For | For |
| 1.9 | Elect Director James S. Kahan | Management | For | For |
| 1.10 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.11 | Elect Director Giora Yaron | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Dividends | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: AMED SECURITY ID: 023436108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Linda J. Hall | Management | For | For |
| 1B | Elect Director Julie D. Klapstein | Management | For | For |
| 1C | Elect Director Paul B. Kusserow | Management | For | For |
| 1D | Elect Director Richard A. Lechleiter | Management | For | For |
| 1E | Elect Director Jake L. Netterville | Management | For | For |
| 1F | Elect Director Bruce D. Perkins | Management | For | For |
| 1G | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1H | Elect Director Donald A. Washburn | Management | For | For |
| 1I | Elect Director Nathaniel M. Zilkha | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERCO
MEETING DATE: AUG 25, 2016 | TICKER: UHAL SECURITY ID: 023586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. (Joe) Shoen | Management | For | Withhold |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director Charles J. Bayer | Management | For | For |
| 1.4 | Elect Director John P. Brogan | Management | For | For |
| 1.5 | Elect Director John M. Dodds | Management | For | For |
| 1.6 | Elect Director James J. Grogan | Management | For | For |
| 1.7 | Elect Director Karl A. Schmidt | Management | For | For |
| 1.8 | Elect Director Samuel J. Shoen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2016 | Shareholder | For | Against |
| |
|---|
AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: OCT 06, 2016 | TICKER: AMX L SECURITY ID: 02364W204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of Shares from NASDAQ and LATIBEX | Management | For | Against |
| 2 | Approve Option to Receive Shares or Cash as Second Installment of Dividend of MXN 0.14 Per Share Approved by AGM on April 18, 2016 | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMERICA'S CAR-MART, INC.
MEETING DATE: AUG 31, 2016 | TICKER: CRMT SECURITY ID: 03062T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Englander | Management | For | For |
| 1.2 | Elect Director Kenny Gunderman | Management | For | For |
| 1.3 | Elect Director William H. Henderson | Management | For | For |
| 1.4 | Elect Director Eddie L. Hight | Management | For | For |
| 1.5 | Elect Director Robert Cameron Smith | Management | For | For |
| 1.6 | Elect Director Jim von Gremp | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 14, 2017 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN CAPITAL SENIOR FLOATING, LTD.
MEETING DATE: DEC 16, 2016 | TICKER: ACSF SECURITY ID: 02504D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Malon Wilkus | Management | For | For |
| 1.2 | Elect Director Stan Lundine | Management | For | For |
| 1.3 | Elect Director Phyllis R. Caldwell | Management | For | For |
| 1.4 | Elect Director Gil Crawford | Management | For | For |
| 1.5 | Elect Director Stan Larry K. Harvey | Management | For | For |
| 2 | Amend Management Agreement | Management | For | For |
| 3 | Approve and Ratify Certain Payments Made to the Manager Under the Management Agreement | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN CAPITAL SENIOR FLOATING, LTD.
MEETING DATE: MAY 19, 2017 | TICKER: ACSF SECURITY ID: 02504D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment Advisory Agreement between American Capital Senior Floating, Ltd. and Ivy Hill Asset Management, L.P. | Management | For | For |
| 2 | Approve and Ratify Certain Payments Made to the ACSF Management Under the Prior Management Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
AMERICAN CAPITAL, LTD.
MEETING DATE: DEC 15, 2016 | TICKER: ACAS SECURITY ID: 02503Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Mary C. Baskin | Management | For | For |
| 4.2 | Elect Director Neil M. Hahl | Management | For | For |
| 4.3 | Elect Director Philip R. Harper | Management | For | For |
| 4.4 | Elect Director Stan Lundine | Management | For | For |
| 4.5 | Elect Director Kristen L. Manos | Management | For | For |
| 4.6 | Elect Director Susan K. Nestegard | Management | For | For |
| 4.7 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
| 4.8 | Elect Director Alvin N. Puryear | Management | For | For |
| 4.9 | Elect Director Malon Wilkus | Management | For | For |
| 4.10 | Elect Director David G. Richards | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN NATIONAL BANKSHARES INC.
MEETING DATE: MAY 16, 2017 | TICKER: AMNB SECURITY ID: 027745108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles H. Majors | Management | For | For |
| 1.2 | Elect Director Claude B. Owen, Jr. | Management | For | For |
| 1.3 | Elect Director Dan M. Pleasant | Management | For | For |
| 1.4 | Elect Director Joel R. Shepherd | Management | For | For |
| 2 | Ratify Yount, Hyde & Barbour P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN NATIONAL INSURANCE COMPANY
MEETING DATE: APR 28, 2017 | TICKER: ANAT SECURITY ID: 028591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Ansell | Management | For | For |
| 1.2 | Elect Director Arthur O. Dummer | Management | For | For |
| 1.3 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.4 | Elect Director James P. Payne | Management | For | For |
| 1.5 | Elect Director E.J. 'Jere' Pederson | Management | For | For |
| 1.6 | Elect Director James E. Pozzi | Management | For | For |
| 1.7 | Elect Director James D. Yarbrough | Management | For | For |
| 1.8 | Elect Director Ross R. Moody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN PUBLIC EDUCATION, INC.
MEETING DATE: MAY 12, 2017 | TICKER: APEI SECURITY ID: 02913V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric C. Andersen | Management | For | For |
| 1b | Elect Director Wallace E. Boston, Jr. | Management | For | For |
| 1c | Elect Director Barbara G. Fast | Management | For | For |
| 1d | Elect Director Jean C. Halle | Management | For | For |
| 1e | Elect Director Barbara "Bobbi" L. Kurshan | Management | For | For |
| 1f | Elect Director Timothy J. Landon | Management | For | For |
| 1g | Elect Director Westley Moore | Management | For | For |
| 1h | Elect Director William G. Robinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN RAILCAR INDUSTRIES, INC.
MEETING DATE: JUN 06, 2017 | TICKER: ARII SECURITY ID: 02916P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director SungHwan Cho | Management | For | Against |
| 1b | Elect Director James C. Pontious | Management | For | For |
| 1c | Elect Director J. Mike Laisure | Management | For | For |
| 1d | Elect Director Harold First | Management | For | For |
| 1e | Elect Director Jonathan Frates | Management | For | Against |
| 1f | Elect Director Michael Nevin | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN RIVER BANKSHARES
MEETING DATE: MAY 18, 2017 | TICKER: AMRB SECURITY ID: 029326105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly A. Box | Management | For | For |
| 1.2 | Elect Director Charles D. Fite | Management | For | For |
| 1.3 | Elect Director Jeffery Owensby | Management | For | For |
| 1.4 | Elect Director William A. Robotham | Management | For | For |
| 1.5 | Elect Director David T. Taber | Management | For | For |
| 1.6 | Elect Director Stephen H. Waks | Management | For | For |
| 1.7 | Elect Director Philip A. Wright | Management | For | For |
| 1.8 | Elect Director Michael A. Ziegler | Management | For | For |
| 2 | Ratify Crowe Horwath, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN SCIENCE AND ENGINEERING, INC.
MEETING DATE: AUG 31, 2016 | TICKER: ASEI SECURITY ID: 029429107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
AMERICAN SOFTWARE, INC.
MEETING DATE: AUG 15, 2016 | TICKER: AMSWA SECURITY ID: 029683109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dennis Hogue | Management | For | For |
| 1.2 | Elect Director James B. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
AMERICAN SUPERCONDUCTOR CORPORATION
MEETING DATE: JUL 29, 2016 | TICKER: AMSC SECURITY ID: 030111207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vikram S. Budhraja | Management | For | Withhold |
| 1.2 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.3 | Elect Director Daniel P. McGahn | Management | For | For |
| 1.4 | Elect Director David R. Oliver, Jr. | Management | For | For |
| 1.5 | Elect Director John B. Vander Sande | Management | For | Withhold |
| 1.6 | Elect Director John W. Wood, Jr. | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN WOODMARK CORPORATION
MEETING DATE: AUG 25, 2016 | TICKER: AMWD SECURITY ID: 030506109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director Martha M. Dally | Management | For | For |
| 1.3 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.4 | Elect Director S. Cary Dunston | Management | For | For |
| 1.5 | Elect Director Kent B. Guichard | Management | For | For |
| 1.6 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.7 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.8 | Elect Director David W. Moon | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERIS BANCORP
MEETING DATE: MAY 16, 2017 | TICKER: ABCB SECURITY ID: 03076K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William I. Bowen, Jr. | Management | For | For |
| 1.2 | Elect Director Robert P. Lynch | Management | For | For |
| 1.3 | Elect Director Elizabeth A. McCague | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 09, 2017 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Brown | Management | For | For |
| 1.2 | Elect Director G. Janelle Frost | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMES NATIONAL CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: ATLO SECURITY ID: 031001100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Betty A. Baudler Horras | Management | For | For |
| 1.2 | Elect Director Patrick G. Hagan | Management | For | For |
| 1.3 | Elect Director Thomas H. Pohlman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify CliftonLarsonAllen LLP as Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2017 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1. | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted W. Love | Management | For | For |
| 1.2 | Elect Director Robert Essner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 02, 2017 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Susan Y. Kim | Management | For | For |
| 1.7 | Elect Director Robert R. Morse | Management | For | For |
| 1.8 | Elect Director John F. Osborne | Management | For | For |
| 1.9 | Elect Director David N. Watson | Management | For | For |
| 1.10 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMPHASTAR PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: AMPH SECURITY ID: 03209R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jason B. Shandell | Management | For | Against |
| 1b | Elect Director Richard Koo | Management | For | Against |
| 1c | Elect Director Floyd F. Petersen | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: NOV 28, 2016 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
AMTECH SYSTEMS, INC.
MEETING DATE: MAR 16, 2017 | TICKER: ASYS SECURITY ID: 032332504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jong S. Whang | Management | For | For |
| 1.2 | Elect Director Fokko Pentinga | Management | For | For |
| 1.3 | Elect Director Robert M. Averick | Management | For | For |
| 1.4 | Elect Director Michael Garnreiter | Management | For | For |
| 1.5 | Elect Director Robert F. King | Management | For | For |
| 1.6 | Elect Director Sukesh Mohan | Management | For | For |
| 1.7 | Elect Director Paul J. van der Wansem | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMTRUST FINANCIAL SERVICES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: AFSI SECURITY ID: 032359309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Leah Karfunkel | Management | For | For |
| 1.6 | Elect Director Raul Rivera | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 23, 2017 | TICKER: AMRS SECURITY ID: 03236M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey Duyk | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando de Castro Reinach | Management | For | For |
| 1.4 | Elect Director Sheikh Abdullah bin Khalifa Al Thani | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Reverse Stock Split | Management | For | For |
| 7 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 08, 2017 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Bruce R. Evans | Management | For | For |
| 1e | Elect Director Edward H. Frank | Management | For | For |
| 1f | Elect Director Mark M. Little | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1i | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ANALOGIC CORPORATION
MEETING DATE: JAN 19, 2017 | TICKER: ALOG SECURITY ID: 032657207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernard C. Bailey | Management | For | For |
| 1b | Elect Director Jeffrey P. Black | Management | For | For |
| 1c | Elect Director James J. Judge | Management | For | For |
| 1d | Elect Director Michael T. Modic | Management | For | For |
| 1e | Elect Director Stephen A. Odland | Management | For | For |
| 1f | Elect Director Fred B. Parks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANAVEX LIFE SCIENCES CORP.
MEETING DATE: APR 18, 2017 | TICKER: AVXL SECURITY ID: 032797300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher U. Missling | Management | For | For |
| 1.2 | Elect Director Athanasios Skarpelos | Management | For | Withhold |
| 1.3 | Elect Director Bernd Metzner | Management | For | Withhold |
| 1.4 | Elect Director Elliot Favus | Management | For | For |
| 1.5 | Elect Director Steffen Thomas | Management | For | Withhold |
| 1.6 | Elect Director Peter Donhauser | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Shareholder Rights Plan | Management | For | Against |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Approve Issuance of Common Stock Under the Purchase Agreement | Management | For | For |
| |
|---|
ANGIE'S LIST, INC.
MEETING DATE: JUN 13, 2017 | TICKER: ANGI SECURITY ID: 034754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Britto | Management | For | For |
| 1.2 | Elect Director Michael S. Maurer | Management | For | For |
| 1.3 | Elect Director H. Eric Semler | Management | For | For |
| 1.4 | Elect Director Susan E. Thronson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ANGIODYNAMICS, INC.
MEETING DATE: OCT 25, 2016 | TICKER: ANGO SECURITY ID: 03475V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey G. Gold | Management | For | For |
| 1.2 | Elect Director Kevin J. Gould | Management | For | For |
| 1.3 | Elect Director Dennis S. Meteny | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ANI PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ANIP SECURITY ID: 00182C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1b | Elect Director Arthur S. Przybyl | Management | For | For |
| 1c | Elect Director Fred Holubow | Management | For | For |
| 1d | Elect Director Tracy L. Marshbanks | Management | For | For |
| 1e | Elect Director Thomas A. Penn | Management | For | For |
| 1f | Elect Director Daniel Raynor | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANIKA THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: ANIK SECURITY ID: 035255108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles H. Sherwood | Management | For | For |
| 1.2 | Elect Director Steven E. Wheeler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James E. Cashman, III | Management | For | For |
| 1b | Elect Director Ajei S. Gopal | Management | For | For |
| 1c | Elect Director William R. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ANTARES PHARMA, INC.
MEETING DATE: JUN 07, 2017 | TICKER: ATRS SECURITY ID: 036642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Jacob | Management | For | For |
| 1.2 | Elect Director Marvin S. Samson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ANTHERA PHARMACEUTICALS, INC.
MEETING DATE: APR 27, 2017 | TICKER: ANTH SECURITY ID: 03674U201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip T. Sager | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Approve Issuance of Shares of Common Stock Upon Conversion of the Series X Convertible Preferred Stock | Management | For | For |
| |
|---|
APIGEE CORPORATION
MEETING DATE: NOV 08, 2016 | TICKER: APIC SECURITY ID: 03765N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
APOGEE ENTERPRISES, INC.
MEETING DATE: JUN 22, 2017 | TICKER: APOG SECURITY ID: 037598109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Nolan | Management | For | For |
| 1.2 | Elect Director Patricia K. Wagner | Management | For | For |
| 1.3 | Elect Director Robert J. Marzec | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
APOLLO ENDOSURGERY, INC.
MEETING DATE: JUN 09, 2017 | TICKER: APEN SECURITY ID: 03767D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd Newton | Management | For | For |
| 1.2 | Elect Director Richard J. Meelia | Management | For | For |
| 1.3 | Elect Director Rick Anderson | Management | For | For |
| 1.4 | Elect Director Matthew S. Crawford | Management | For | For |
| 1.5 | Elect Director John Creecy | Management | For | For |
| 1.6 | Elect Director William D. McClellan, Jr. | Management | For | For |
| 1.7 | Elect Director R. Kent McGaughy, Jr. | Management | For | For |
| 1.8 | Elect Director Bruce Robertson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Classify the Board of Directors | Management | For | Against |
| 4 | Eliminate Right to Act by Written Consent | Management | For | Against |
| 5 | Restrict Right to Call Special Meeting | Management | For | Against |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 7 | Provide Directors May Only Be Removed for Cause | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 10 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
APPFOLIO, INC.
MEETING DATE: MAY 19, 2017 | TICKER: APPF SECURITY ID: 03783C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Peters | Management | For | Against |
| 1b | Elect Director William Rauth | Management | For | Against |
| 1c | Elect Director Klaus Schauser | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2017 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | Against |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
APPLIED GENETIC TECHNOLOGIES CORPORATION
MEETING DATE: FEB 28, 2017 | TICKER: AGTC SECURITY ID: 03820J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan B. Washer | Management | For | For |
| 1.2 | Elect Director Ed Hurwitz | Management | For | Withhold |
| 1.3 | Elect Director James Rosen | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 09, 2017 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 02, 2016 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director Paramesh Gopi | Management | For | For |
| 1c | Elect Director Paul R. Gray | Management | For | For |
| 1d | Elect Director Theodore A. ('Fred') Shlapak | Management | For | For |
| 1e | Elect Director Robert F. Sproull | Management | For | For |
| 1f | Elect Director Duston M. Williams | Management | For | For |
| 1g | Elect Director Christopher F. Zepf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLIED OPTOELECTRONICS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: AAOI SECURITY ID: 03823U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Moore | Management | For | For |
| 1.2 | Elect Director Che-Wei Lin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
APPROACH RESOURCES INC.
MEETING DATE: JAN 26, 2017 | TICKER: AREX SECURITY ID: 03834A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
APPROACH RESOURCES INC.
MEETING DATE: JUN 07, 2017 | TICKER: AREX SECURITY ID: 03834A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Bell | Management | For | For |
| 1.2 | Elect Director Morgan D. Neff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| |
|---|
APRICUS BIOSCIENCES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: APRI SECURITY ID: 03832V307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rusty Ray | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AQUA METALS, INC.
MEETING DATE: DEC 21, 2016 | TICKER: AQMS SECURITY ID: 03837J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Clarke | Management | For | For |
| 1.2 | Elect Director Thomas Murphy | Management | For | For |
| 1.3 | Elect Director Vincent L. DiVito | Management | For | For |
| 1.4 | Elect Director Mark Slade | Management | For | For |
| 1.5 | Elect Director Mark Stevenson | Management | For | For |
| 2 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
AQUA METALS, INC.
MEETING DATE: MAY 22, 2017 | TICKER: AQMS SECURITY ID: 03837J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Clarke | Management | For | For |
| 1.2 | Elect Director Thomas Murphy | Management | For | For |
| 1.3 | Elect Director Vincent L. DiVito | Management | For | For |
| 1.4 | Elect Director Mark Slade | Management | For | For |
| 1.5 | Elect Director Mark Stevenson | Management | For | For |
| 2 | Ratify Armanino LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AQUABOUNTY TECHNOLOGIES, INC.
MEETING DATE: MAY 23, 2017 | TICKER: AQB SECURITY ID: 03842K200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Clothier | Management | For | Withhold |
| 1.2 | Elect Director Christine St.Clare | Management | For | For |
| 1.3 | Elect Director Rick Sterling | Management | For | Withhold |
| 1.4 | Elect Director Richard L. Huber | Management | For | For |
| 1.5 | Elect Director Jack A. Bobo | Management | For | For |
| 1.6 | Elect Director Ronald L. Stotish | Management | For | For |
| 1.7 | Elect Director James C. Turk, Jr. | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
| |
|---|
AQUINOX PHARMACEUTICALS, INC.
MEETING DATE: MAY 08, 2017 | TICKER: AQXP SECURITY ID: 03842B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Neu | Management | For | For |
| 1.2 | Elect Director Robert Pelzer | Management | For | For |
| 1.3 | Elect Director Todd Simpson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| |
|---|
AR CAPITAL ACQUISITION CORP.
MEETING DATE: OCT 06, 2016 | TICKER: AUMA SECURITY ID: 00191R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association to Extend the Termination Date to October 1, 2017 | Management | For | Against |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Change Company Name to Axar Acquisition Corp. | Management | For | Against |
| 4 | Amend Articles of Association to Extend the Termination Date | Management | For | Against |
| 5 | Amend Trust Agreement to Permit the Withdrawal of Funds from Trust Account | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| 6A | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | For |
| |
|---|
ARALEZ PHARMACEUTICALS INC.
MEETING DATE: MAY 03, 2017 | TICKER: ARLZ SECURITY ID: 03852X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.3 | Elect Director Neal F. Fowler | Management | For | For |
| 1.4 | Elect Director Rob Harris | Management | For | For |
| 1.5 | Elect Director Arthur S. Kirsch | Management | For | For |
| 1.6 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 1.7 | Elect Director Seth A. Rudnick | Management | For | For |
| 1.8 | Elect Director F. Martin Thrasher | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARATANA THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: PETX SECURITY ID: 03874P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Robert 'Rip' Gerber, Jr. | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ARBUTUS BIOPHARMA CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: ABUS SECURITY ID: 03879J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Ramaswamy | Management | For | For |
| 1.2 | Elect Director Mark J. Murray | Management | For | For |
| 1.3 | Elect Director Daniel D. Burgess | Management | For | For |
| 1.4 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.5 | Elect Director Richard C. Henriques | Management | For | For |
| 1.6 | Elect Director Frank Karbe | Management | For | For |
| 1.7 | Elect Director Keith Manchester | Management | For | For |
| 1.8 | Elect Director William T. Symonds | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARC GROUP WORLDWIDE, INC.
MEETING DATE: NOV 14, 2016 | TICKER: ARCW SECURITY ID: 00213H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan G. Quasha | Management | For | For |
| 1.2 | Elect Director Jason T. Young | Management | For | For |
| 1.3 | Elect Director Gregory D. Wallis | Management | For | Withhold |
| 1.4 | Elect Director Eddie W. Neely | Management | For | Withhold |
| 1.5 | Elect Director Todd A. Grimm | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ARCBEST CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: ARCB SECURITY ID: 03937C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eduardo F. Conrado | Management | For | For |
| 1.2 | Elect Director Stephen E. Gorman | Management | For | For |
| 1.3 | Elect Director Michael P. Hogan | Management | For | For |
| 1.4 | Elect Director William M. Legg | Management | For | For |
| 1.5 | Elect Director Kathleen D. McElligott | Management | For | For |
| 1.6 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.7 | Elect Director Craig E. Philip | Management | For | For |
| 1.8 | Elect Director Steven L. Spinner | Management | For | For |
| 1.9 | Elect Director Janice E. Stipp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 04, 2017 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kewsong Lee | Management | For | For |
| 1b | Elect Director Louis J. Paglia | Management | For | For |
| 1c | Elect Director Brian S. Posner | Management | For | For |
| 1d | Elect Director John D. Vollaro | Management | For | For |
| 2a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Ian Britchfield as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Pierre-Andre Camps as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Stephen J. Curley as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Michael Hammer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Jason Kittinger as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Gerald Konig as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Patrick Mailloux as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Paul Martin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Michael Price as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Andrew T. Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Matthew Shulman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Scott Stirling as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Hugh Sturgess as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARCHROCK PARTNERS LP
MEETING DATE: APR 26, 2017 | TICKER: APLP SECURITY ID: 03957U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
ARCTIC CAT INC.
MEETING DATE: JUL 25, 2016 | TICKER: ACAT SECURITY ID: 039670104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew S. Duff | Management | For | For |
| 1b | Elect Director Susan E. Lester | Management | For | Against |
| 1c | Elect Director Christopher T. Metz | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ARDELYX, INC.
MEETING DATE: JUN 07, 2017 | TICKER: ARDX SECURITY ID: 039697107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bazemore | Management | For | Withhold |
| 1.2 | Elect Director Gordon Ringold | Management | For | Withhold |
| 1.3 | Elect Director Richard Rodgers | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: ARNA SECURITY ID: 040047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott H. Bice | Management | For | For |
| 1.2 | Elect Director Jayson Dallas | Management | For | For |
| 1.3 | Elect Director Oliver Fetzer | Management | For | For |
| 1.4 | Elect Director Amit D. Munshi | Management | For | For |
| 1.5 | Elect Director Garry A. Neil | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Reduce Authorized Common Stock | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
MEETING DATE: JUN 01, 2017 | TICKER: AGII SECURITY ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Berry Cash | Management | For | For |
| 1b | Elect Director John R. Power, Jr. | Management | For | For |
| 1c | Elect Director Mark E. Watson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUL 21, 2016 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Alexander J. Denner | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: AUG 30, 2016 | TICKER: ARM SECURITY ID: 042068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Cash Acquisition of ARM Holdings plc by SoftBank Group Corp | Management | For | For |
| |
|---|
ARQULE, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ARQL SECURITY ID: 04269E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARRAY BIOPHARMA INC.
MEETING DATE: OCT 27, 2016 | TICKER: ARRY SECURITY ID: 04269X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Gil J. Van Lunsen | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARRIS INTERNATIONAL PLC
MEETING DATE: MAY 10, 2017 | TICKER: ARRS SECURITY ID: G0551A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Barron | Management | For | For |
| 1.2 | Elect Director Alex B. Best | Management | For | For |
| 1.3 | Elect Director J. Timothy Bryan | Management | For | For |
| 1.4 | Elect Director James A. Chiddix | Management | For | For |
| 1.5 | Elect Director Andrew T. Heller | Management | For | For |
| 1.6 | Elect Director Jeong H. Kim | Management | For | For |
| 1.7 | Elect Director Bruce McClelland | Management | For | For |
| 1.8 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.9 | Elect Director Doreen A. Toben | Management | For | For |
| 1.10 | Elect Director Debora J. Wilson | Management | For | For |
| 1.11 | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Director's Remuneration Policy | Management | For | For |
| 9 | Approve Director's Remuneration Report | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ARROW FINANCIAL CORPORATION
MEETING DATE: MAY 03, 2017 | TICKER: AROW SECURITY ID: 042744102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Behan | Management | For | Withhold |
| 1.2 | Elect Director Elizabeth A. Miller | Management | For | For |
| 1.3 | Elect Director Thomas J. Murphy | Management | For | For |
| 1.4 | Elect Director William L. Owens | Management | For | Withhold |
| 1.5 | Elect Director Richard J. Reisman | Management | For | For |
| 1.6 | Elect Director Raymond F. O'Conor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
ARROWHEAD PHARMACEUTICALS, INC.
MEETING DATE: MAR 21, 2017 | TICKER: ARWR SECURITY ID: 04280A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Mauro Ferrari | Management | For | For |
| 1.3 | Elect Director Edward W. Frykman | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Michael S. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Rose, Snyder & Jacobs, LLP as Auditors | Management | For | For |
| |
|---|
ASB BANCORP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: ASBB SECURITY ID: 00213T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Miller | Management | For | For |
| 1.2 | Elect Director Alison J. Smith | Management | For | For |
| 1.3 | Elect Director Patricia S. Smith | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 08, 2016 | TICKER: ASNA SECURITY ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kay Krill | Management | For | For |
| 1.2 | Elect Director Katie J. Bayne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ASCENDIS PHARMA A/S
MEETING DATE: MAY 24, 2017 | TICKER: ASND SECURITY ID: 04351P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income | Management | For | Did Not Vote |
| 5a | Reelect James I. Healy as Director | Management | For | Did Not Vote |
| 5b | Reelect Jan Moller Mikkelsen as Director | Management | For | Did Not Vote |
| 5c | Elect Lisa Bright as Director | Management | For | Did Not Vote |
| 5d | Reelect Michael Wolff Jensen as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Creation of DKK 20 Million Pool of Capital without Preemptive Rights; Amend Articles Re: Delete Article 4d(4) Regarding Limitation on Aggregate Capital Increases | Management | For | Did Not Vote |
| |
|---|
ASCENT CAPITAL GROUP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: ASCMA SECURITY ID: 043632108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.2 | Elect Director Michael J. Pohl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 26, 2017 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 1.20 Per Ordinary Share | Management | For | For |
| 9 | Amend the Remuneration Policy of the Management Board | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Number of Stock Options, Respectively Shares for Employees | Management | For | For |
| 12 | Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board | Management | None | None |
| 13.a | Elect Pauline van der Meer Mohr to Supervisory Board | Management | For | For |
| 13.b | Elect Carla Smits-Nusteling to Supervisory Board | Management | For | For |
| 13.c | Elect Doug Grose to Supervisory Board | Management | For | For |
| 13.d | Elect Wolfgang Ziebart to Supervisory Board | Management | For | For |
| 13.e | Discussion of the Supervisory Board Profile | Management | None | None |
| 14 | Amend Remuneration of Supervisory Board | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16.a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 16.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a | Management | For | For |
| 16.c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger | Management | For | For |
| 16.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c | Management | For | For |
| 17.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 19 | Other Business (Non-Voting) | Management | None | None |
| 20 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 08, 2016 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSEMBLY BIOSCIENCES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: ASMB SECURITY ID: 045396108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Mark Auerbach | Management | For | For |
| 1.3 | Elect Director Richard DiMarchi | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director William R. Ringo, Jr. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis | Management | For | For |
| 1.7 | Elect Director Derek A. Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ASTA FUNDING, INC.
MEETING DATE: MAY 19, 2017 | TICKER: ASFI SECURITY ID: 046220109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Stern | Management | For | Withhold |
| 1.2 | Elect Director David Slackman | Management | For | Withhold |
| 1.3 | Elect Director Edward Celano | Management | For | Withhold |
| 1.4 | Elect Director Mark Levenfus | Management | For | Withhold |
| 1.5 | Elect Director Louis A. Piccolo | Management | For | Withhold |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
ASTEC INDUSTRIES, INC.
MEETING DATE: APR 27, 2017 | TICKER: ASTE SECURITY ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ASTRONICS CORPORATION
MEETING DATE: MAY 31, 2017 | TICKER: ATRO SECURITY ID: 046433108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Kevin T. Keane | Management | For | For |
| 1.8 | Elect Director Neil Kim | Management | For | For |
| 1.9 | Elect Director Robert J. McKenna | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ASTRONOVA, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ALOT SECURITY ID: 04638F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Graeme MacLetchie | Management | For | For |
| 1.2 | Elect Director April L. Ondis | Management | For | For |
| 1.3 | Elect Director Everett V. Pizzuti | Management | For | For |
| 1.4 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.5 | Elect Director Harold Schofield | Management | For | For |
| 1.6 | Elect Director Hermann Viets | Management | For | For |
| 1.7 | Elect Director Gregory A. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Wolf & Company, P.C as Auditors | Management | For | For |
| |
|---|
ASURE SOFTWARE, INC.
MEETING DATE: JUN 05, 2017 | TICKER: ASUR SECURITY ID: 04649U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Sandberg | Management | For | For |
| 1.2 | Elect Director Patrick Goepel | Management | For | For |
| 1.3 | Elect Director Adrian Pertierra | Management | For | For |
| 1.4 | Elect Director Matthew K. Behrent | Management | For | For |
| 1.5 | Elect Director J. Randall Waterfield | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ATARA BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: ATRA SECURITY ID: 046513107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Isaac E. Ciechanover | Management | For | Withhold |
| 1.2 | Elect Director Carol Gallagher | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2017 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ATHERSYS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: ATHX SECURITY ID: 04744L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gil Van Bokkelen | Management | For | For |
| 1.2 | Elect Director John J. Harrington | Management | For | For |
| 1.3 | Elect Director Lee E. Babiss | Management | For | For |
| 1.4 | Elect Director Ismail Kola | Management | For | For |
| 1.5 | Elect Director Lorin J. Randall | Management | For | For |
| 1.6 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 1.7 | Elect Director Jordan S. Davis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATLANTIC CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: ACBI SECURITY ID: 048269203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. "Sonny" Deriso, Jr. | Management | For | For |
| 1.2 | Elect Director Henchy R. Enden | Management | For | For |
| 1.3 | Elect Director John N. Foy | Management | For | For |
| 1.4 | Elect Director Douglas J. Hertz | Management | For | For |
| 1.5 | Elect Director Adam G. Hurwich | Management | For | For |
| 1.6 | Elect Director Brian D. Jones | Management | For | For |
| 1.7 | Elect Director D. Michael Kramer | Management | For | For |
| 1.8 | Elect Director Stephen A. Levey | Management | For | For |
| 1.9 | Elect Director Larry D. Mauldin | Management | For | For |
| 1.10 | Elect Director R. Charles Shufeldt | Management | For | For |
| 1.11 | Elect Director Lizanne Thomas | Management | For | For |
| 1.12 | Elect Director Douglas L. Williams | Management | For | For |
| 1.13 | Elect Director Marietta Edmunds Zakas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ATLANTICA YIELD PLC
MEETING DATE: JUN 23, 2017 | TICKER: ABY SECURITY ID: G0751N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Reappoint Deloitte LLP and Deloitte S.L. as Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Joaquin Fernandez de Pierola as Director | Management | For | For |
| 7 | Elect Maria Jose Esteruelas as Director | Management | For | Against |
| 8 | Elect Santiago Seage as Director | Management | For | For |
| 9 | Elect Daniel Villalba as Director | Management | For | For |
| 10 | Elect Jackson Robinson as Director | Management | For | For |
| 11 | Elect Robert Dove as Director | Management | For | For |
| 12 | Elect Andrea Brentan as Director | Management | For | For |
| 13 | Elect Francisco Jose Martinez as Director | Management | For | For |
| |
|---|
ATLANTICUS HOLDINGS CORPORATION
MEETING DATE: MAY 12, 2017 | TICKER: ATLC SECURITY ID: 04914Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Hanna | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Howard | Management | For | For |
| 1.3 | Elect Director Deal W. Hudson | Management | For | Withhold |
| 1.4 | Elect Director Mack F. Mattingly | Management | For | Withhold |
| 1.5 | Elect Director Thomas G. Rosencrants | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | Against |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: SEP 20, 2016 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Restricted Share Issuance | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director James S. Gilmore, III | Management | For | Against |
| 1.6 | Elect Director Bobby J. Griffin | Management | For | Against |
| 1.7 | Elect Director Carol B. Hallett | Management | For | Against |
| 1.8 | Elect Director Frederick McCorkle | Management | For | Against |
| 1.9 | Elect Director Duncan J. McNabb | Management | For | For |
| 1.10 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ATLAS FINANCIAL HOLDINGS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: AFH SECURITY ID: G06207115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gordon Pratt | Management | For | For |
| 1b | Elect Director Jordan Kupinsky | Management | For | For |
| 1c | Elect Director Larry Swets, Jr. | Management | For | For |
| 1d | Elect Director John T. Fitzgerald | Management | For | For |
| 1e | Elect Director Scott Wollney | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ATLASSIAN CORPORATION PLC
MEETING DATE: DEC 06, 2016 | TICKER: TEAM SECURITY ID: G06242104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 8 | Amend Articles of Association | Management | For | For |
| |
|---|
ATN INTERNATIONAL, INC.
MEETING DATE: JUN 15, 2017 | TICKER: ATNI SECURITY ID: 00215F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin L. Budd | Management | For | For |
| 1b | Elect Director Bernard J. Bulkin | Management | For | For |
| 1c | Elect Director Michael T. Flynn | Management | For | For |
| 1d | Elect Director Liane J. Pelletier | Management | For | For |
| 1e | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
| 1f | Elect Director Michael T. Prior | Management | For | For |
| 1g | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ATOMERA INCORPORATED
MEETING DATE: MAY 09, 2017 | TICKER: ATOM SECURITY ID: 04965B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Gerber | Management | For | For |
| 1.2 | Elect Director Scott Bibaud | Management | For | For |
| 1.3 | Elect Director Erwin Trautmann | Management | For | For |
| 1.4 | Elect Director C. Rinn Cleavelin | Management | For | For |
| 1.5 | Elect Director Rolf Stadheim | Management | For | For |
| 1.6 | Elect Director Steve Shevic | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ATRICURE, INC.
MEETING DATE: MAY 24, 2017 | TICKER: ATRC SECURITY ID: 04963C209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Regina Groves | Management | For | For |
| 1.5 | Elect Director B. Kristine Johnson | Management | For | For |
| 1.6 | Elect Director Richard M. Johnston | Management | For | For |
| 1.7 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.8 | Elect Director Mark R. Lanning | Management | For | For |
| 1.9 | Elect Director Sven A. Wehrwein | Management | For | For |
| 1.10 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ATRION CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: ATRI SECURITY ID: 049904105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emile A Battat | Management | For | For |
| 1.2 | Elect Director Ronald N. Spaulding | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ATTUNITY LTD.
MEETING DATE: DEC 29, 2016 | TICKER: ATTU SECURITY ID: M15332121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 1.1 | Reelect Shimon Alon as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Dov Biran as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Dan Falk as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Ron Zuckerman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Gil Weiser as External Director for a Three-Year Period | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Amend Terms of Existing Grant to the CEO: Grant Shimon Alon Options to Purchase 0.7 Percent of Company Shares | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
ATYR PHARMA, INC.
MEETING DATE: MAY 09, 2017 | TICKER: LIFE SECURITY ID: 002120103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Blair | Management | For | Withhold |
| 1.2 | Elect Director John D. Mendlein | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AUDENTES THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: BOLD SECURITY ID: 05070R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Silverstein | Management | For | Withhold |
| 1.2 | Elect Director Thomas Schuetz | Management | For | Withhold |
| 1.3 | Elect Director Thomas Woiwode | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AUDIOCODES LTD.
MEETING DATE: DEC 08, 2016 | TICKER: AUDC SECURITY ID: M15342104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Zehava Simon as Director for a Three-Year Period | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Subject to Approval of Items 1 and 2: Grant Zehava Simon , Director, Options to Purchase 22,500 Shares | Management | For | For |
| 4 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are NOT a controlling shareholder or do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. | Management | None | Against |
| |
|---|
AURINIA PHARMACEUTICALS INC.
MEETING DATE: JUN 21, 2017 | TICKER: AUP SECURITY ID: 05156V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Glickman | Management | For | Withhold |
| 1.2 | Elect Director Lorin Jeffry ("Jeff") Randall | Management | For | For |
| 1.3 | Elect Director Benjamin Rovinski | Management | For | For |
| 1.4 | Elect Director David R.W. Jayne | Management | For | Withhold |
| 1.5 | Elect Director George Milne | Management | For | For |
| 1.6 | Elect Director Hyuek Joon Lee | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
AURIS MEDICAL HOLDING AG
MEETING DATE: APR 13, 2017 | TICKER: EARS SECURITY ID: H03579101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 8.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 4.2 | Approve CHF 1.4 Million Increase to Pool of Conditional Capital for Financing Purposes | Management | For | Did Not Vote |
| 4.3 | Approve CHF 610,325 Increase to Pool of Conditional Share Capital for Employee Equity Plans | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 800,000 | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4 Million | Management | For | Did Not Vote |
| 6.1 | Reelect Thomas Meyer as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Armando Anido as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Oliver Kubli as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Berndt Modig as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Antoine Papiernik-Berkhauer as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Calvin Roberts as Director | Management | For | Did Not Vote |
| 6.7 | Elect Mats Peter Blom as Director | Management | For | Did Not Vote |
| 7.1 | Appoint Armando Anido as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Appoint Calvin Roberts as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Ratify Deloitte AG as Auditors | Management | For | Did Not Vote |
| 9 | Designate Sandro Tobler as Independent Proxy | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
AUTOBYTEL INC.
MEETING DATE: JUN 22, 2017 | TICKER: ABTL SECURITY ID: 05275N205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Coats | Management | For | For |
| 1.2 | Elect Director Matias de Tezanos | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Stibel | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Amend Tax Benefits Preservation Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 14, 2017 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director Jeff Clarke | Management | For | For |
| 1d | Elect Director Scott Ferguson | Management | For | For |
| 1e | Elect Director Thomas Georgens | Management | For | For |
| 1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
| 1g | Elect Director Mary T. McDowell | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Betsy Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 08, 2016 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bisson | Management | For | For |
| 1.2 | Elect Director Richard T. Clark | Management | For | For |
| 1.3 | Elect Director Eric C. Fast | Management | For | For |
| 1.4 | Elect Director Linda R. Gooden | Management | For | For |
| 1.5 | Elect Director Michael P. Gregoire | Management | For | For |
| 1.6 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.7 | Elect Director John P. Jones | Management | For | For |
| 1.8 | Elect Director William J. Ready | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AV HOMES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: AVHI SECURITY ID: 00234P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Barnett | Management | For | For |
| 1.2 | Elect Director Matthew Coleman | Management | For | Withhold |
| 1.3 | Elect Director Roger A. Cregg | Management | For | For |
| 1.4 | Elect Director Roger W. Einiger | Management | For | For |
| 1.5 | Elect Director Paul Hackwell | Management | For | Withhold |
| 1.6 | Elect Director Joshua L. Nash | Management | For | For |
| 1.7 | Elect Director Jonathan M. Pertchik | Management | For | For |
| 1.8 | Elect Director Michael F. Profenius | Management | For | For |
| 1.9 | Elect Director Aaron D. Ratner | Management | For | For |
| 1.10 | Elect Director Joel M. Simon | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Other Business | Management | For | Against |
| |
|---|
AVADEL PHARMACEUTICALS PLC
MEETING DATE: JUN 28, 2017 | TICKER: AVDL SECURITY ID: 05337M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig R. Stapleton | Management | For | For |
| 1b | Elect Director Michael S. Anderson | Management | For | For |
| 1c | Elect Director Francis J.T. Fildes | Management | For | For |
| 1d | Elect Director Christophe Navarre | Management | For | For |
| 1e | Elect Director Benoit Van Assche | Management | For | For |
| 1f | Elect Director Peter Thornton | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: AVEO SECURITY ID: 053588109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Bailey | Management | For | For |
| 1.2 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Henri A. Termeer - Withdrawn | Management | None | None |
| 1.5 | Elect Director Robert C. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | Against |
| 6 | Approve Reverse Stock Split | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AVEXIS, INC.
MEETING DATE: MAY 30, 2017 | TICKER: AVXS SECURITY ID: 05366U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul F. Manning | Management | For | Withhold |
| 1.2 | Elect Director Sean P. Nolan | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AVIAT NETWORKS, INC.
MEETING DATE: NOV 16, 2016 | TICKER: AVNW SECURITY ID: 05366Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director John Mutch | Management | For | For |
| 1B | Elect Director Wayne Barr, Jr. | Management | For | For |
| 1C | Elect Director Kenneth Kong | Management | For | For |
| 1D | Elect Director Michael A. Pangia | Management | For | For |
| 1E | Elect Director John J. Quicke | Management | For | For |
| 1F | Elect Director James C. Stoffel | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| 5 | Approve Tax Benefit Preservation Plan | Management | For | For |
| |
|---|
AVID TECHNOLOGY, INC.
MEETING DATE: MAY 09, 2017 | TICKER: AVID SECURITY ID: 05367P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth M. Daley | Management | For | Against |
| 1b | Elect Director John P. Wallace | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AVINGER, INC.
MEETING DATE: JUN 14, 2017 | TICKER: AVGR SECURITY ID: 053734109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald A. Lucas | Management | For | Against |
| 1b | Elect Director James B. McElwee | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AVIRAGEN THERAPEUTICS, INC.
MEETING DATE: NOV 10, 2016 | TICKER: AVIR SECURITY ID: 053761102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Patti | Management | For | For |
| 1.2 | Elect Director Russell H. Plumb | Management | For | For |
| 1.3 | Elect Director Armando Anido | Management | For | For |
| 1.4 | Elect Director Geoffrey F. Cox | Management | For | Withhold |
| 1.5 | Elect Director Michael R. Dougherty | Management | For | Withhold |
| 1.6 | Elect Director Michael W. Dunne | Management | For | For |
| 1.7 | Elect Director John P. Richard | Management | For | For |
| 1.8 | Elect Director Anne M. VanLent | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Brian J. Choi | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Larry D. De Shon | Management | For | For |
| 1.6 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.7 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.8 | Elect Director Lynn Krominga | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director F. Robert Salerno | Management | For | For |
| 1.11 | Elect Director Stender E. Sweeney | Management | For | For |
| 1.12 | Elect Director Sanoke Viswanathan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AWARE, INC.
MEETING DATE: MAY 24, 2017 | TICKER: AWRE SECURITY ID: 05453N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian F. Kruse | Management | For | For |
| 1.2 | Elect Director John S. Stafford, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: ACLS SECURITY ID: 054540208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Faubert | Management | For | For |
| 1.2 | Elect Director R. John Fletcher | Management | For | For |
| 1.3 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.4 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.5 | Elect Director John T. Kurtzweil | Management | For | For |
| 1.6 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.7 | Elect Director Mary G. Puma | Management | For | For |
| 1.8 | Elect Director Thomas St. Dennis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AXOGEN, INC.
MEETING DATE: MAY 24, 2017 | TICKER: AXGN SECURITY ID: 05463X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory G. Freitag | Management | For | For |
| 1.2 | Elect Director Mark Gold | Management | For | For |
| 1.3 | Elect Director Jamie M. Grooms | Management | For | For |
| 1.4 | Elect Director Guido J. Neels | Management | For | For |
| 1.5 | Elect Director Robert J. Rudelius | Management | For | For |
| 1.6 | Elect Director Amy Wendell | Management | For | For |
| 1.7 | Elect Director Karen Zaderej | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Lurie, LLP as Auditors | Management | For | For |
| |
|---|
AXON ENTERPRISE, INC.
MEETING DATE: MAY 25, 2017 | TICKER: AAXN SECURITY ID: 87651B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Smith | Management | For | For |
| 1.2 | Elect Director Mark Kroll | Management | For | For |
| 1.3 | Elect Director Matthew R. McBrady | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AXSOME THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2017 | TICKER: AXSM SECURITY ID: 05464T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Saad | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AXT, INC.
MEETING DATE: MAY 25, 2017 | TICKER: AXTI SECURITY ID: 00246W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris S. Young | Management | For | For |
| 1.2 | Elect Director David C. Chang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BPM LLP as Auditors | Management | For | For |
| |
|---|
B COMMUNICATIONS LTD.
MEETING DATE: JUN 15, 2017 | TICKER: BCOM SECURITY ID: M15629104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Shaul Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Or Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Benny Gabbay as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Issue Updated Indemnification Agreements to Directors/Officers | Management | For | For |
| 3 | Approve Related Party Transaction | Management | For | For |
| 4 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If your holdings require approval by the Prime Minister of Israel and the Israeli Minister of Communications as defined in the Communications Law and Communications Order vote FOR. Otherwise vote AGAINST. | Management | None | Against |
| |
|---|
B. RILEY FINANCIAL, INC.
MEETING DATE: JUN 01, 2017 | TICKER: RILY SECURITY ID: 05580M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3.1 | Elect Director Bryant R. Riley | Management | For | For |
| 3.2 | Elect Director Andrew Gumaer | Management | For | For |
| 3.3 | Elect Director Thomas J. Kelleher | Management | For | For |
| 3.4 | Elect Director Robert D'Agostino | Management | For | For |
| 3.5 | Elect Director Todd D. Sims | Management | For | For |
| 3.6 | Elect Director Richard L. Todaro | Management | For | For |
| 3.7 | Elect Director Mikel H. Williams | Management | For | For |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
B/E AEROSPACE, INC.
MEETING DATE: JUL 28, 2016 | TICKER: BEAV SECURITY ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1.2 | Elect Director James F. Albaugh | Management | For | For |
| 1.3 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
B/E AEROSPACE, INC.
MEETING DATE: MAR 09, 2017 | TICKER: BEAV SECURITY ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BALCHEM CORPORATION
MEETING DATE: JUN 13, 2017 | TICKER: BCPC SECURITY ID: 057665200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Fischer | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director John Y. Televantos | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BALLARD POWER SYSTEMS INC.
MEETING DATE: JUN 07, 2017 | TICKER: BLD SECURITY ID: 058586108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian A. Bourne | Management | For | For |
| 1.2 | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1.3 | Elect Director Duy-Loan Le | Management | For | For |
| 1.4 | Elect Director R. Randall MacEwen | Management | For | For |
| 1.5 | Elect Director Marty Neese | Management | For | For |
| 1.6 | Elect Director James Roche | Management | For | For |
| 1.7 | Elect Director Ian Sutcliffe | Management | For | For |
| 1.8 | Elect Director Janet Woodruff | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Brand | Management | For | For |
| 1.2 | Elect Director C.L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director William H. Crawford | Management | For | For |
| 1.4 | Elect Director James R. Daniel | Management | For | For |
| 1.5 | Elect Director F. Ford Drummond | Management | For | For |
| 1.6 | Elect Director David R. Harlow | Management | For | For |
| 1.7 | Elect Director William O. Johnstone | Management | For | For |
| 1.8 | Elect Director Frank Keating | Management | For | For |
| 1.9 | Elect Director Dave R. Lopez | Management | For | For |
| 1.10 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.11 | Elect Director Ronald J. Norick | Management | For | For |
| 1.12 | Elect Director David E. Rainbolt | Management | For | For |
| 1.13 | Elect Director H.E. Rainbolt | Management | For | For |
| 1.14 | Elect Director Michael S. Samis | Management | For | For |
| 1.15 | Elect Director Darryl Schmidt | Management | For | For |
| 1.16 | Elect Director Natalie Shirley | Management | For | For |
| 1.17 | Elect Director Michael K. Wallace | Management | For | For |
| 1.18 | Elect Director Gregory G. Wedel | Management | For | For |
| 1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BANK MUTUAL CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: BKMU SECURITY ID: 063750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Boerke | Management | For | For |
| 1.2 | Elect Director Lisa A. Mauer | Management | For | For |
| 1.3 | Elect Director Robert B. Olson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BANK OF COMMERCE HOLDINGS
MEETING DATE: MAY 16, 2017 | TICKER: BOCH SECURITY ID: 06424J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Orin N. Bennett | Management | For | For |
| 1.2 | Elect Director Gary R. Burks | Management | For | For |
| 1.3 | Elect Director Randall S. Eslick | Management | For | For |
| 1.4 | Elect Director Joseph Q. Gibson | Management | For | For |
| 1.5 | Elect Director Jon W. Halfhide | Management | For | For |
| 1.6 | Elect Director Linda J. Miles | Management | For | For |
| 1.7 | Elect Director David H. Scott | Management | For | For |
| 1.8 | Elect Director Karl L. Silberstein | Management | For | For |
| 1.9 | Elect Director Terence J. Street | Management | For | For |
| 1.10 | Elect Director Lyle L. Tullis | Management | For | For |
| 2 | Ratify Moss Adams, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF MARIN BANCORP
MEETING DATE: MAY 16, 2017 | TICKER: BMRC SECURITY ID: 063425102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Colombo | Management | For | Withhold |
| 1.2 | Elect Director James C. Hale | Management | For | Withhold |
| 1.3 | Elect Director Robert Heller | Management | For | Withhold |
| 1.4 | Elect Director Norma J. Howard | Management | For | Withhold |
| 1.5 | Elect Director Kevin R. Kennedy | Management | For | Withhold |
| 1.6 | Elect Director William H. McDevitt, Jr. | Management | For | Withhold |
| 1.7 | Elect Director Leslie E. Murphy | Management | For | For |
| 1.8 | Elect Director Michaela K. Rodeno | Management | For | Withhold |
| 1.9 | Elect Director Joel Sklar | Management | For | Withhold |
| 1.10 | Elect Director Brian M. Sobel | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: MAY 08, 2017 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Nicholas Brown | Management | For | For |
| 1.3 | Elect Director Richard Cisne | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.6 | Elect Director Ross Whipple | Management | For | For |
| 1.7 | Elect Director Linda Gleason | Management | For | For |
| 1.8 | Elect Director Peter Kenny | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director William A. Koefoed, Jr. | Management | For | For |
| 1.11 | Elect Director John Reynolds | Management | For | For |
| 1.12 | Elect Director Dan Thomas | Management | For | For |
| 1.13 | Elect Director Henry Mariani | Management | For | For |
| 1.14 | Elect Director Paula Cholmondeley | Management | For | For |
| 1.15 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
| 1.16 | Elect Director Kathleen Franklin | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: JUN 23, 2017 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
BANKFINANCIAL CORPORATION
MEETING DATE: JUN 27, 2017 | TICKER: BFIN SECURITY ID: 06643P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Morgan Gasior | Management | For | Withhold |
| 1.2 | Elect Director John W. Palmer | Management | For | Withhold |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BANKWELL FINANCIAL GROUP, INC.
MEETING DATE: MAY 31, 2017 | TICKER: BWFG SECURITY ID: 06654A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George P. Bauer | Management | For | For |
| 1.2 | Elect Director Gail E.D. Brathwaite | Management | For | Withhold |
| 1.3 | Elect Director Richard Castiglioni | Management | For | Withhold |
| 1.4 | Elect Director Eric J. Dale | Management | For | For |
| 1.5 | Elect Director Blake S. Drexler | Management | For | For |
| 1.6 | Elect Director James A. Fieber | Management | For | Withhold |
| 1.7 | Elect Director Christopher R. Gruseke | Management | For | Withhold |
| 1.8 | Elect Director Daniel S. Jones | Management | For | For |
| 1.9 | Elect Director Todd Lampert | Management | For | Withhold |
| 1.10 | Elect Director Victor S. Liss | Management | For | Withhold |
| 1.11 | Elect Director Carl M. Porto | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.2 | Elect Director David A. Klaue | Management | For | For |
| 1.3 | Elect Director Merline Saintil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
BAOZUN, INC.
MEETING DATE: SEP 06, 2016 | TICKER: BZUN SECURITY ID: 06684L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steve Hsien-Chieng Hsia | Management | For | For |
| 2 | Elect Director Benjamin Changqing Ye | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BARRETT BUSINESS SERVICES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: BBSI SECURITY ID: 068463108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Michael L. Elich | Management | For | For |
| 1.3 | Elect Director James B. Hicks | Management | For | Against |
| 1.4 | Elect Director Thomas B. Cusick | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | Against |
| 1.6 | Elect Director Anthony Meeker | Management | For | Against |
| 1.7 | Elect Director Vincent P. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BASSETT FURNITURE INDUSTRIES, INCORPORATED
MEETING DATE: MAR 08, 2017 | TICKER: BSET SECURITY ID: 070203104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Belk | Management | For | For |
| 1.2 | Elect Director Kristina Cashman | Management | For | For |
| 1.3 | Elect Director Paul Fulton | Management | For | For |
| 1.4 | Elect Director George W. Henderson, III | Management | For | For |
| 1.5 | Elect Director J. Walter McDowell | Management | For | For |
| 1.6 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.7 | Elect Director William C. Wampler, Jr. | Management | For | For |
| 1.8 | Elect Director William C. Warden, Jr. | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAZAARVOICE, INC.
MEETING DATE: OCT 12, 2016 | TICKER: BV SECURITY ID: 073271108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gene Austin | Management | For | Withhold |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BBCN BANCORP, INC.
MEETING DATE: JUL 14, 2016 | TICKER: BBCN SECURITY ID: 073295107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Change Company Name to Hope Bancorp, Inc. | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4.1 | Elect Director Jinho Doo | Management | For | For |
| 4.2 | Elect Director Jin Chul Jhung | Management | For | For |
| 4.3 | Elect Director Kevin S. Kim | Management | For | For |
| 4.4 | Elect Director Chung Hyun Lee | Management | For | For |
| 4.5 | Elect Director William J. Lewis | Management | For | For |
| 4.6 | Elect Director David P. Malone | Management | For | For |
| 4.7 | Elect Director Gary E. Peterson | Management | For | For |
| 4.8 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 4.9 | Elect Director Dale S. Zuehls | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
BCB BANCORP, INC.
MEETING DATE: APR 27, 2017 | TICKER: BCBP SECURITY ID: 055298103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Ballance | Management | For | For |
| 1.2 | Elect Director Joseph J. Brogan | Management | For | For |
| 1.3 | Elect Director August Pellegrini, Jr. | Management | For | For |
| 1.4 | Elect Director James G. Rizzo | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 10, 2017 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Carl T. Berquist | Management | For | For |
| 1.4 | Elect Director Richard W. Frost | Management | For | For |
| 1.5 | Elect Director Alan Gershenhorn | Management | For | For |
| 1.6 | Elect Director Philip W. Knisely | Management | For | For |
| 1.7 | Elect Director Robert M. McLaughlin | Management | For | For |
| 1.8 | Elect Director Neil S. Novich | Management | For | For |
| 1.9 | Elect Director Stuart A. Randle | Management | For | For |
| 1.10 | Elect Director Douglas L. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BEAR STATE FINANCIAL, INC.
MEETING DATE: MAY 17, 2017 | TICKER: BSF SECURITY ID: 073844102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Dabbs Cavin | Management | For | Against |
| 1.2 | Elect Director William Changose | Management | For | For |
| 1.3 | Elect Director K. Aaron Clark | Management | For | Against |
| 1.4 | Elect Director Frank Conner | Management | For | For |
| 1.5 | Elect Director Scott T. Ford | Management | For | Against |
| 1.6 | Elect Director G. Brock Gearhart | Management | For | For |
| 1.7 | Elect Director John J. Ghirardelli | Management | For | For |
| 1.8 | Elect Director O. Fitzgerald Hill | Management | For | For |
| 1.9 | Elect Director Daniel C. Horton | Management | For | Against |
| 1.10 | Elect Director J. Matthew Machen | Management | For | Against |
| 1.11 | Elect Director Richard N. Massey | Management | For | Against |
| 1.12 | Elect Director Ian R. Vaughan | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
BEASLEY BROADCAST GROUP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: BBGI SECURITY ID: 074014101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George G. Beasley | Management | For | Withhold |
| 1.2 | Elect Director Caroline Beasley | Management | For | Withhold |
| 1.3 | Elect Director Bruce G. Beasley | Management | For | Withhold |
| 1.4 | Elect Director Brian E. Beasley | Management | For | Withhold |
| 1.5 | Elect Director Joe B. Cox | Management | For | For |
| 1.6 | Elect Director Allen B. Shaw | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Bordes, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Mark S. Fowler | Management | For | For |
| 1.9 | Elect Director Herbert W. McCord | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BEBE STORES, INC.
MEETING DATE: DEC 06, 2016 | TICKER: BEBE SECURITY ID: 075571109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Manny Mashouf | Management | For | For |
| 1.2 | Elect Director Brett Brewer | Management | For | For |
| 1.3 | Elect Director Corrado Federico | Management | For | For |
| 1.4 | Elect Director Robert Galvin | Management | For | For |
| 1.5 | Elect Director Seth Johnson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUL 01, 2016 | TICKER: BBBY SECURITY ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | Against |
| 1e | Elect Director Stanley F. Barshay | Management | For | Against |
| 1f | Elect Director Geraldine T. Elliott | Management | For | For |
| 1g | Elect Director Klaus Eppler | Management | For | For |
| 1h | Elect Director Patrick R. Gaston | Management | For | For |
| 1i | Elect Director Jordan Heller | Management | For | For |
| 1j | Elect Director Victoria A. Morrison | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUN 29, 2017 | TICKER: BBBY SECURITY ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | Against |
| 1e | Elect Director Stanley F. Barshay | Management | For | Against |
| 1f | Elect Director Klaus Eppler | Management | For | For |
| 1g | Elect Director Patrick R. Gaston | Management | For | For |
| 1h | Elect Director Jordan Heller | Management | For | For |
| 1i | Elect Director Victoria A. Morrison | Management | For | Against |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BEIGENE, LTD.
MEETING DATE: JUN 01, 2017 | TICKER: BGNE SECURITY ID: 07725L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Timothy Chen as Director for a three-year term | Management | For | Against |
| 2 | Reelect John V. Oyler as Director for a three-year term | Management | For | Against |
| 3 | Ratify Ernst & Young Hua Ming LLP as Auditors | Management | For | For |
| |
|---|
BELLICUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2017 | TICKER: BLCM SECURITY ID: 079481107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Fair | Management | For | For |
| 1.2 | Elect Director Reid M. Huber | Management | For | Withhold |
| 1.3 | Elect Director James M. Daly | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BENEFICIAL BANCORP, INC.
MEETING DATE: APR 20, 2017 | TICKER: BNCL SECURITY ID: 08171T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard P. Cuddy | Management | For | For |
| 1.2 | Elect Director Frank A. Farnesi | Management | For | For |
| 1.3 | Elect Director Thomas J. Lewis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BENEFITFOCUS, INC.
MEETING DATE: JUN 02, 2017 | TICKER: BNFT SECURITY ID: 08180D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn A. Jenkins | Management | For | For |
| 1.2 | Elect Director Joseph P. DiSabato | Management | For | For |
| 1.3 | Elect Director A. Lanham Napier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BGC PARTNERS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: BGCP SECURITY ID: 05541T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard W. Lutnick | Management | For | Withhold |
| 1.2 | Elect Director John H. Dalton | Management | For | For |
| 1.3 | Elect Director Stephen T. Curwood | Management | For | For |
| 1.4 | Elect Director William J. Moran | Management | For | For |
| 1.5 | Elect Director Linda A. Bell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BIG 5 SPORTING GOODS CORPORATION
MEETING DATE: JUN 09, 2017 | TICKER: BGFV SECURITY ID: 08915P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
| 1.2 | Elect Director Steven G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BIO-PATH HOLDINGS, INC.
MEETING DATE: DEC 15, 2016 | TICKER: BPTH SECURITY ID: 09057N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter H. Nielsen | Management | For | For |
| 1.2 | Elect Director Michael J. Garrison | Management | For | For |
| 1.3 | Elect Director Heath W. Cleaver | Management | For | For |
| 1.4 | Elect Director Amy P. Sing | Management | For | For |
| 1.5 | Elect Director Douglas P. Morris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
BIO-TECHNE CORPORATION
MEETING DATE: OCT 27, 2016 | TICKER: TECH SECURITY ID: 09073M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | For |
| 2b | Elect Director Charles A. Dinarello | Management | For | For |
| 2c | Elect Director John L. Higgins | Management | For | For |
| 2d | Elect Director Karen A. Holbrook | Management | For | For |
| 2e | Elect Director Charles R. Kummeth | Management | For | For |
| 2f | Elect Director Roger C. Lucas | Management | For | For |
| 2g | Elect Director Roeland Nusse | Management | For | For |
| 2h | Elect Director Randolph C. Steer | Management | For | For |
| 2i | Elect Director Harold J. Wiens | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 07, 2017 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director Lynn Schenk | Management | For | For |
| 1j | Elect Director Stephen A. Sherwin | Management | For | For |
| 1k | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOLASE, INC.
MEETING DATE: SEP 30, 2016 | TICKER: BIOL SECURITY ID: 090911108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOLASE, INC.
MEETING DATE: MAY 10, 2017 | TICKER: BIOL SECURITY ID: 090911108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul N. Clark | Management | For | For |
| 1.2 | Elect Director Harold C. Flynn, Jr. | Management | For | For |
| 1.3 | Elect Director Jonathan T. Lord | Management | For | For |
| 1.4 | Elect Director Frederic H. Moll | Management | For | For |
| 1.5 | Elect Director James R. Talevich | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOLASE, INC.
MEETING DATE: JUN 30, 2017 | TICKER: BIOL SECURITY ID: 090911108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2017 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Willard Dere | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Elaine J. Heron | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis | Management | For | For |
| 1.7 | Elect Director Richard A. Meier | Management | For | For |
| 1.8 | Elect Director David Pyott | Management | For | For |
| 1.9 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: NOV 30, 2016 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 02, 2017 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Greenleaf | Management | For | For |
| 1.2 | Elect Director Michael G. Bronfein | Management | For | For |
| 1.3 | Elect Director David W. Golding | Management | For | For |
| 1.4 | Elect Director Michael Goldstein | Management | For | For |
| 1.5 | Elect Director Steven Neumann | Management | For | For |
| 1.6 | Elect Director Tricia Nguyen | Management | For | For |
| 1.7 | Elect Director R. Carter Pate | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 14, 2017 | TICKER: BSTC SECURITY ID: 090931106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Wegman | Management | For | Withhold |
| 1.2 | Elect Director Toby Wegman | Management | For | Withhold |
| 1.3 | Elect Director Jennifer Chao | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
BIOSTAGE, INC.
MEETING DATE: APR 26, 2017 | TICKER: BSTG SECURITY ID: 09074M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. McGorry | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOTELEMETRY, INC.
MEETING DATE: MAY 11, 2017 | TICKER: BEAT SECURITY ID: 090672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Capper | Management | For | For |
| 1.2 | Elect Director Joseph A. Frick | Management | For | For |
| 1.3 | Elect Director Colin Hill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: BJRI SECURITY ID: 09180C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
| 1.2 | Elect Director Larry D. Bouts | Management | For | For |
| 1.3 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
| 1.4 | Elect Director Gerald ('Jerry') W. Deitchle | Management | For | For |
| 1.5 | Elect Director Noah A. Elbogen | Management | For | For |
| 1.6 | Elect Director Wesley A. Nichols | Management | For | For |
| 1.7 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.8 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.9 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BLACK BOX CORPORATION
MEETING DATE: AUG 09, 2016 | TICKER: BBOX SECURITY ID: 091826107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Crouch | Management | For | For |
| 1.2 | Elect Director Richard C. Elias | Management | For | For |
| 1.3 | Elect Director Thomas W. Golonski | Management | For | For |
| 1.4 | Elect Director Thomas G. Greig | Management | For | For |
| 1.5 | Elect Director John S. Heller | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director E.C. Sykes | Management | For | For |
| 1.8 | Elect Director Joel T. Trammell | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACK DIAMOND, INC.
MEETING DATE: JUN 01, 2017 | TICKER: BDE SECURITY ID: 09202G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren B. Kanders | Management | For | For |
| 1.2 | Elect Director Donald L. House | Management | For | Withhold |
| 1.3 | Elect Director Nicholas Sokolow | Management | For | Withhold |
| 1.4 | Elect Director Michael A. Henning | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 13, 2017 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy Chou | Management | For | For |
| 1b | Elect Director Peter J. Kight | Management | For | For |
| 1c | Elect Director Joyce M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BLACKBERRY LIMITED
MEETING DATE: JUN 21, 2017 | TICKER: BB SECURITY ID: 09228F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | Withhold |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 1.8 | Elect Director Wayne Wouters | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Equity Incentive Plan | Management | For | For |
| 4 | Re-approve Deferred Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
BLACKHAWK NETWORK HOLDINGS, INC.
MEETING DATE: JUN 09, 2017 | TICKER: HAWK SECURITY ID: 09238E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil D. Aggarwal | Management | For | For |
| 1.2 | Elect Director Richard H. Bard | Management | For | For |
| 1.3 | Elect Director Thomas Barnds | Management | For | For |
| 1.4 | Elect Director Steven A. Burd | Management | For | For |
| 1.5 | Elect Director Robert L. Edwards | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.7 | Elect Director Mohan Gyani | Management | For | For |
| 1.8 | Elect Director Paul Hazen | Management | For | For |
| 1.9 | Elect Director Robert B. Henske | Management | For | For |
| 1.10 | Elect Director Talbott Roche | Management | For | For |
| 1.11 | Elect Director Arun Sarin | Management | For | For |
| 1.12 | Elect Director William Y. Tauscher | Management | For | For |
| 1.13 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BLACKLINE, INC.
MEETING DATE: MAY 10, 2017 | TICKER: BL SECURITY ID: 09239B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Therese Tucker | Management | For | Withhold |
| 1.2 | Elect Director Mario Spanicciati | Management | For | Withhold |
| 1.3 | Elect Director Thomas Unterman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 21, 2017 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Chris T. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: JUN 01, 2017 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Elizabeth J. Huebner | Management | For | For |
| 1B | Elect Director Mary S. Zappone | Management | For | For |
| 1C | Elect Director Georganne C. Proctor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Declassify the Board of Directors | Management | For | For |
| 5b | Amendment to Certificate of Incorporation to Provide that the Number of Directors be Fixed from Time to Time by the Board | Management | For | Against |
| |
|---|
BLUE BIRD CORPORATION
MEETING DATE: MAR 08, 2017 | TICKER: BLBD SECURITY ID: 095306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phil Horlock | Management | For | Withhold |
| 1.2 | Elect Director Michael Sand | Management | For | Withhold |
| |
|---|
BLUE BUFFALO PET PRODUCTS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: BUFF SECURITY ID: 09531U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philippe Amouyal | Management | For | Withhold |
| 1.2 | Elect Director Aflalo Guimaraes | Management | For | Withhold |
| 1.3 | Elect Director Amy Schulman | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BLUE HILLS BANCORP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: BHBK SECURITY ID: 095573101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Houston, Jr. | Management | For | For |
| 1.2 | Elect Director Peter J. Manning | Management | For | For |
| 1.3 | Elect Director Janice L. Shields | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| |
|---|
BLUE NILE, INC.
MEETING DATE: FEB 02, 2017 | TICKER: NILE SECURITY ID: 09578R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 08, 2017 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nick Leschly | Management | For | For |
| 1b | Elect Director Mark Vachon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BLUEPRINT MEDICINES CORPORATION
MEETING DATE: JUN 20, 2017 | TICKER: BPMC SECURITY ID: 09627Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis Borisy | Management | For | Withhold |
| 1.2 | Elect Director Lonnel Coats | Management | For | Withhold |
| 1.3 | Elect Director Charles A. Rowland, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BMC STOCK HOLDINGS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: BMCH SECURITY ID: 05591B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Bullock | Management | For | For |
| 1b | Elect Director David L. Keltner | Management | For | For |
| 1c | Elect Director Jeffrey G. Rea | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BNC BANCORP
MEETING DATE: JUN 12, 2017 | TICKER: BNCN SECURITY ID: 05566T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
BOB EVANS FARMS, INC.
MEETING DATE: AUG 24, 2016 | TICKER: BOBE SECURITY ID: 096761101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas N. Benham | Management | For | For |
| 1b | Elect Director Charles M. Elson | Management | For | For |
| 1c | Elect Director Mary Kay Haben | Management | For | For |
| 1d | Elect Director David W. Head | Management | For | For |
| 1e | Elect Director Kathleen S. Lane | Management | For | For |
| 1f | Elect Director Eileen A. Mallesch | Management | For | For |
| 1g | Elect Director Larry S. McWilliams | Management | For | For |
| 1h | Elect Director Saed Mohseni | Management | For | For |
| 1i | Elect Director Kevin M. Sheehan | Management | For | For |
| 1j | Elect Director Michael F. Weinstein | Management | For | For |
| 1k | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BOFI HOLDING, INC.
MEETING DATE: OCT 20, 2016 | TICKER: BOFI SECURITY ID: 05566U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Argalas | Management | For | Withhold |
| 1.2 | Elect Director James J. Court | Management | For | Withhold |
| 1.3 | Elect Director Edward J. Ratinoff | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
BOINGO WIRELESS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: WIFI SECURITY ID: 09739C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Maury Austin | Management | For | For |
| 1B | Elect Director Chuck Davis | Management | For | For |
| 1C | Elect Director Mike Finley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BOJANGLES', INC.
MEETING DATE: JUN 08, 2017 | TICKER: BOJA SECURITY ID: 097488100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Kussell | Management | For | Withhold |
| 1.2 | Elect Director Tommy L. Haddock | Management | For | Withhold |
| 1.3 | Elect Director James R. Kibler | Management | For | Withhold |
| 1.4 | Elect Director Mark A. Rowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BOK FINANCIAL CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: BOKF SECURITY ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director C. Fred Ball, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.4 | Elect Director Steven G. Bradshaw | Management | For | Withhold |
| 1.5 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.6 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.7 | Elect Director Jack Finley | Management | For | For |
| 1.8 | Elect Director John W. Gibson | Management | For | Withhold |
| 1.9 | Elect Director David F. Griffin | Management | For | For |
| 1.10 | Elect Director V. Burns Hargis | Management | For | For |
| 1.11 | Elect Director Douglas D. Hawthorne | Management | For | For |
| 1.12 | Elect Director Kimberley D. Henry | Management | For | Withhold |
| 1.13 | Elect Director E. Carey Joullian, IV | Management | For | Withhold |
| 1.14 | Elect Director George B. Kaiser | Management | For | Withhold |
| 1.15 | Elect Director Robert J. LaFortune | Management | For | Withhold |
| 1.16 | Elect Director Stanley A. Lybarger | Management | For | Withhold |
| 1.17 | Elect Director Steven J. Malcolm | Management | For | Withhold |
| 1.18 | Elect Director E.C. Richards | Management | For | For |
| 1.19 | Elect Director Michael C. Turpen | Management | For | Withhold |
| 1.20 | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 27, 2017 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clayton G. Deutsch | Management | For | For |
| 1.2 | Elect Director Mark F. Furlong | Management | For | For |
| 1.3 | Elect Director Joseph C. Guyaux | Management | For | For |
| 1.4 | Elect Director Deborah F. Kuenstner | Management | For | For |
| 1.5 | Elect Director Gloria C. Larson | Management | For | For |
| 1.6 | Elect Director John Morton, III | Management | For | For |
| 1.7 | Elect Director Daniel P. Nolan | Management | For | For |
| 1.8 | Elect Director Kimberly S. Stevenson | Management | For | For |
| 1.9 | Elect Director Stephen M. Waters | Management | For | For |
| 1.10 | Elect Director Donna C. Wells | Management | For | For |
| 1.11 | Elect Director Lizabeth H. Zlatkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BOTTOMLINE TECHNOLOGIES (DE), INC.
MEETING DATE: NOV 17, 2016 | TICKER: EPAY SECURITY ID: 101388106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer M. Gray | Management | For | For |
| 1.2 | Elect Director Benjamin E. Robinson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BOULEVARD ACQUISITION CORP. II
MEETING DATE: JUN 27, 2017 | TICKER: BLVD SECURITY ID: 10157Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joel Citron | Management | For | Withhold |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
BRIDGE BANCORP, INC.
MEETING DATE: MAY 05, 2017 | TICKER: BDGE SECURITY ID: 108035106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles I. Massoud | Management | For | For |
| 1.2 | Elect Director Raymond A. Nielsen | Management | For | For |
| 1.3 | Elect Director Kevin M. O'Connor | Management | For | For |
| 1.4 | Elect Director Thomas J. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
BRIGHTCOVE INC.
MEETING DATE: MAY 10, 2017 | TICKER: BCOV SECURITY ID: 10921T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Mendels | Management | For | For |
| 1.2 | Elect Director Derek Harrar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BROADCOM LIMITED
MEETING DATE: APR 05, 2017 | TICKER: AVGO SECURITY ID: Y09827109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Check Kian Low | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry Samueli | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BROADSOFT, INC.
MEETING DATE: APR 27, 2017 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.2 | Elect Director David Bernardi | Management | For | For |
| 1.3 | Elect Director Jane A. Dietze | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BROADWIND ENERGY, INC.
MEETING DATE: APR 27, 2017 | TICKER: BWEN SECURITY ID: 11161T207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terence P. Fox | Management | For | For |
| 1b | Elect Director Stephanie K. Kushner | Management | For | For |
| 1c | Elect Director Persio V. Lisboa | Management | For | For |
| 1d | Elect Director David P. Reiland | Management | For | For |
| 1e | Elect Director Thomas A. Wagner | Management | For | For |
| 1f | Elect Director Cary B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: JAN 26, 2017 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 11, 2017 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Kim C. Goodman | Management | For | For |
| 1.7 | Elect Director David L. House | Management | For | For |
| 1.8 | Elect Director L. William 'Bill' Krause | Management | For | For |
| 1.9 | Elect Director David E. Roberson | Management | For | For |
| 1.10 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Boles Fitzgerald | Management | For | For |
| 1.2 | Elect Director Bogdan Nowak | Management | For | For |
| 1.3 | Elect Director Merrill W. Sherman | Management | For | For |
| 1.4 | Elect Director Peter O. Wilde | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: FEB 08, 2017 | TICKER: BRKS SECURITY ID: 114340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robyn C. Davis | Management | For | For |
| 1.3 | Elect Director Joseph R. Martin | Management | For | For |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.6 | Elect Director Kirk P. Pond | Management | For | For |
| 1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.9 | Elect Director Mark. S. Wrighton | Management | For | For |
| 1.10 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 22, 2017 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Gilles G. Martin | Management | For | For |
| 1.4 | Elect Director Hermann Requardt | Management | For | For |
| 1.5 | Elect Director Adelene Q. Perkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BRYN MAWR BANK CORPORATION
MEETING DATE: APR 20, 2017 | TICKER: BMTC SECURITY ID: 117665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendell F. Holland | Management | For | For |
| 1.2 | Elect Director David E. Lees | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BSB BANCORP, INC.
MEETING DATE: FEB 08, 2017 | TICKER: BLMT SECURITY ID: 05573H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Restricted Stock Plan | Management | For | For |
| |
|---|
BSB BANCORP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: BLMT SECURITY ID: 05573H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Warren Farrell | Management | For | For |
| 1.2 | Elect Director John A. Greene | Management | For | For |
| 1.3 | Elect Director Paul E. Petry | Management | For | For |
| 2 | Ratify Baker Newman & Noyes, LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: JUN 02, 2017 | TICKER: BWLD SECURITY ID: 119848109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Yellow Proxy Card) |
| 1.1 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.2 | Elect Director Andre J. Fernandez | Management | For | For |
| 1.3 | Elect Director Janice L. Fields | Management | For | For |
| 1.4 | Elect Director Harry A. Lawton | Management | For | For |
| 1.5 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.6 | Elect Director Jerry R. Rose | Management | For | For |
| 1.7 | Elect Director Sam B. Rovit | Management | For | For |
| 1.8 | Elect Director Harmit J. Singh | Management | For | For |
| 1.9 | Elect Director Sally J. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Scott O. Bergren | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Richard T. McGuire, III | Shareholder | For | Did Not Vote |
| 1.3 | Management Nominee Sam B. Rovit | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Emil Lee Sanders | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Andre J. Fernandez | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Janice L. Fields | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Harry A. Lawton | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Harmit J. Singh | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee Sally J. Smith | Shareholder | For | Did Not Vote |
| 2 | Amend Bylaws | Management | For | Did Not Vote |
| 3 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 6 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: MAY 24, 2017 | TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul S. Levy | Management | For | For |
| 1.2 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.3 | Elect Director Craig A. Steinke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BURCON NUTRASCIENCE CORPORATION
MEETING DATE: SEP 08, 2016 | TICKER: BU SECURITY ID: 120831102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan Yap | Management | For | Withhold |
| 1.2 | Elect Director Rosanna Chau | Management | For | For |
| 1.3 | Elect Director David Lorne John Tyrrell | Management | For | For |
| 1.4 | Elect Director Alan Chan | Management | For | Withhold |
| 1.5 | Elect Director Matthew Hall | Management | For | For |
| 1.6 | Elect Director J. Douglas Gilpin | Management | For | For |
| 1.7 | Elect Director Peter H. Kappel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
C&F FINANCIAL CORPORATION
MEETING DATE: APR 18, 2017 | TICKER: CFFI SECURITY ID: 12466Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth R. Kelley | Management | For | For |
| 1.2 | Elect Director Julie R. Agnew | Management | For | For |
| 1.3 | Elect Director J. P. Causey, Jr. | Management | For | For |
| 1.4 | Elect Director Barry R. Chernack | Management | For | For |
| 1.5 | Elect Director Thomas F. Cherry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Yount, Hyde & Barbour, P.C. as Auditors | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 11, 2017 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director Robert Ezrilov | Management | For | For |
| 1.3 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.5 | Elect Director Jodee A. Kozlak | Management | For | For |
| 1.6 | Elect Director Brian P. Short | Management | For | For |
| 1.7 | Elect Director James B. Stake | Management | For | For |
| 1.8 | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | ***Withdrawn Resolution*** Report on Greenhouse Gas Emissions Disclosure | Shareholder | None | None |
| |
|---|
CA, INC.
MEETING DATE: AUG 03, 2016 | TICKER: CA SECURITY ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jens Alder | Management | For | For |
| 1B | Elect Director Raymond J. Bromark | Management | For | For |
| 1C | Elect Director Michael P. Gregoire | Management | For | For |
| 1D | Elect Director Rohit Kapoor | Management | For | For |
| 1E | Elect Director Jeffrey G. Katz | Management | For | For |
| 1F | Elect Director Kay Koplovitz | Management | For | For |
| 1G | Elect Director Christopher B. Lofgren | Management | For | For |
| 1H | Elect Director Richard Sulpizio | Management | For | For |
| 1I | Elect Director Laura S. Unger | Management | For | For |
| 1J | Elect Director Arthur F. Weinbach | Management | For | For |
| 1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 07, 2017 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Reilly | Management | For | For |
| 1.2 | Elect Director Geoffrey Wild | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: CDNS SECURITY ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 1.4 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Roger S. Siboni | Management | For | For |
| 1.7 | Elect Director Young K. Sohn | Management | For | For |
| 1.8 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CADIZ INC.
MEETING DATE: JUN 07, 2017 | TICKER: CDZI SECURITY ID: 127537207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Brackpool | Management | For | For |
| 1.2 | Elect Director Stephen E. Courter | Management | For | For |
| 1.3 | Elect Director Geoffrey Grant | Management | For | For |
| 1.4 | Elect Director Winston Hickox | Management | For | For |
| 1.5 | Elect Director Murray H. Hutchison | Management | For | For |
| 1.6 | Elect Director Richard Nevins | Management | For | For |
| 1.7 | Elect Director Raymond J. Pacini | Management | For | For |
| 1.8 | Elect Director Timothy J. Shaheen | Management | For | For |
| 1.9 | Elect Director Scott S. Slater | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAESARS ENTERTAINMENT CORPORATION
MEETING DATE: MAY 04, 2017 | TICKER: CZR SECURITY ID: 127686103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Frissora | Management | For | Withhold |
| 1.2 | Elect Director Eric Press | Management | For | Withhold |
| 1.3 | Elect Director David Sambur | Management | For | Withhold |
| 1.4 | Elect Director Richard Schifter | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CAESARSTONE LTD.
MEETING DATE: DEC 06, 2016 | TICKER: CSTE SECURITY ID: M20598104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Ariel Halperin as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Dori Brown as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Elect Roger Abravanel as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Elect Eric D. Herschmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Approve Compensation of Directors | Management | For | For |
| 2.2 | Approve Employment Terms of Ariel Halperin as Chairman | Management | For | For |
| 3 | Approve Employment Terms of Raanan Zilberman as CEO | Management | For | For |
| 4 | Amend Employment Terms of Yos Shiran, Former CEO | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAFEPRESS INC.
MEETING DATE: MAY 09, 2017 | TICKER: PRSS SECURITY ID: 12769A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nick Swinmurn | Management | For | For |
| 1.2 | Elect Director Mary Ann Arico | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
CAL-MAINE FOODS, INC.
MEETING DATE: SEP 30, 2016 | TICKER: CALM SECURITY ID: 128030202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
| 1.2 | Elect Director Timothy A. Dawson | Management | For | Withhold |
| 1.3 | Elect Director Letitia C. Hughes | Management | For | For |
| 1.4 | Elect Director Sherman L. Miller | Management | For | Withhold |
| 1.5 | Elect Director James E. Poole | Management | For | For |
| 1.6 | Elect Director Steve W. Sanders | Management | For | For |
| 2 | Ratify Frost, PLLC as Auditors | Management | For | For |
| |
|---|
CALADRIUS BIOSCIENCES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CLBS SECURITY ID: 128058203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| 4 | Elect Director Peter G. Traber | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CALAMP CORP.
MEETING DATE: JUL 26, 2016 | TICKER: CAMP SECURITY ID: 128126109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A.J. 'Bert' Moyer | Management | For | For |
| 1.2 | Elect Director Kimberly Alexy | Management | For | For |
| 1.3 | Elect Director Michael Burdiek | Management | For | For |
| 1.4 | Elect Director Jeffery Gardner | Management | For | For |
| 1.5 | Elect Director Amal Johnson | Management | For | For |
| 1.6 | Elect Director Jorge Titinger | Management | For | For |
| 1.7 | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 26, 2017 | TICKER: CVGW SECURITY ID: 128246105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | Withhold |
| 1.2 | Elect Director Steven Hollister | Management | For | Withhold |
| 1.3 | Elect Director James D. Helin | Management | For | Withhold |
| 1.4 | Elect Director Donald M. Sanders | Management | For | Withhold |
| 1.5 | Elect Director Marc L. Brown | Management | For | Withhold |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | Withhold |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | Withhold |
| 1.8 | Elect Director J. Link Leavens | Management | For | Withhold |
| 1.9 | Elect Director Dorcas H. Thille | Management | For | Withhold |
| 1.10 | Elect Director John M. Hunt | Management | For | Withhold |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | Withhold |
| 1.12 | Elect Director Harold Edwards | Management | For | Withhold |
| 1.13 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALIFORNIA FIRST NATIONAL BANCORP
MEETING DATE: OCT 27, 2016 | TICKER: CFNB SECURITY ID: 130222102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Paddon | Management | For | Withhold |
| 1.2 | Elect Director Glen T. Tsuma | Management | For | Withhold |
| 1.3 | Elect Director Michael H. Lowry | Management | For | Withhold |
| 1.4 | Elect Director Harris Ravine | Management | For | Withhold |
| 1.5 | Elect Director Danilo Cacciamatta | Management | For | Withhold |
| |
|---|
CALITHERA BIOSCIENCES, INC.
MEETING DATE: JUN 09, 2017 | TICKER: CALA SECURITY ID: 13089P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan M. Molineaux | Management | For | Withhold |
| 1.2 | Elect Director H. Ward Wolff | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CALLIDUS SOFTWARE INC.
MEETING DATE: JUN 14, 2017 | TICKER: CALD SECURITY ID: 13123E500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1b | Elect Director James D. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CAMBIUM LEARNING GROUP, INC.
MEETING DATE: MAY 31, 2017 | TICKER: ABCD SECURITY ID: 13201A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Bainbridge | Management | For | Withhold |
| 1.2 | Elect Director Walter G. Bumphus | Management | For | Withhold |
| 1.3 | Elect Director John Campbell | Management | For | Withhold |
| 1.4 | Elect Director Clifford K. Chiu | Management | For | Withhold |
| 1.5 | Elect Director Carolyn Getridge | Management | For | Withhold |
| 1.6 | Elect Director Thomas Kalinske | Management | For | Withhold |
| 1.7 | Elect Director Harold O. Levy | Management | For | Withhold |
| 1.8 | Elect Director Jeffrey T. Stevenson | Management | For | Withhold |
| 1.9 | Elect Director Joe Walsh | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| |
|---|
CAMDEN NATIONAL CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: CAC SECURITY ID: 133034108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig S. Gunderson | Management | For | For |
| 1.2 | Elect Director John W. Holmes | Management | For | For |
| 1.3 | Elect Director David J. Ott | Management | For | For |
| 1.4 | Elect Director John M. Rohman | Management | For | For |
| 1.5 | Elect Director Lawrence J. Sterrs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CAMTEK LTD.
MEETING DATE: NOV 03, 2016 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Rafi Amit as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Yotam Stern as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Eran Bendoly as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Authorize Board Chairman to Continue Serving as CEO | Management | For | For |
| 3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Reappoint Somekh Chaikin and Raveh Ravid as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CAMTEK LTD.
MEETING DATE: MAR 28, 2017 | TICKER: CAMT SECURITY ID: M20791105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Rafi Amit as Director | Management | For | For |
| 1.2 | Reelect Yotam Stern as Director | Management | For | For |
| 1.3 | Reelect Eran Bendoly as Director | Management | For | For |
| 2 | Elect Moty Ben-Arie as Director | Management | For | For |
| 3 | Reappoint Somekh Chaikin and Raveh David as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 28, 2017 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 1.5 | Elect Director Andrew (Luen Cheung) Wong | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CAPELLA EDUCATION COMPANY
MEETING DATE: MAY 02, 2017 | TICKER: CPLA SECURITY ID: 139594105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rita D. Brogley | Management | For | For |
| 1.2 | Elect Director H. James Dallas | Management | For | For |
| 1.3 | Elect Director Matthew W. Ferguson | Management | For | For |
| 1.4 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.5 | Elect Director Michael A. Linton | Management | For | For |
| 1.6 | Elect Director Michael L. Lomax | Management | For | For |
| 1.7 | Elect Director Jody G. Miller | Management | For | For |
| 1.8 | Elect Director David W. Smith | Management | For | For |
| 1.9 | Elect Director Jeffrey W. Taylor | Management | For | For |
| 1.10 | Elect Director Darrell R. Tukua | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
CAPITAL BANK FINANCIAL CORP.
MEETING DATE: JUN 14, 2017 | TICKER: CBF SECURITY ID: 139794101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha M. Bachman | Management | For | For |
| 1.2 | Elect Director Richard M. DeMartini | Management | For | For |
| 1.3 | Elect Director Peter N. Foss | Management | For | For |
| 1.4 | Elect Director William A. Hodges | Management | For | For |
| 1.5 | Elect Director Scott B. Kauffman | Management | For | For |
| 1.6 | Elect Director Oscar A. Keller, III | Management | For | For |
| 1.7 | Elect Director Marc D. Oken | Management | For | For |
| 1.8 | Elect Director Robert L. Reid | Management | For | For |
| 1.9 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.10 | Elect Director William G. Ward, Sr. | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL CITY BANK GROUP, INC.
MEETING DATE: APR 25, 2017 | TICKER: CCBG SECURITY ID: 139674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Barron | Management | For | For |
| 1.2 | Elect Director Stanley W. Connally, Jr. | Management | For | For |
| 1.3 | Elect Director J. Everitt Drew | Management | For | For |
| 1.4 | Elect Director Eric Grant | Management | For | For |
| 1.5 | Elect Director Laura Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CAPITAL PRODUCT PARTNERS L.P.
MEETING DATE: JUL 13, 2016 | TICKER: CPLP SECURITY ID: Y11082107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evangelos G. Bairactaris | Management | For | Withhold |
| 1.2 | Elect Director Keith Forman | Management | For | For |
| 2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| |
|---|
CAPITAL SOUTHWEST CORPORATION
MEETING DATE: JUL 20, 2016 | TICKER: CSWC SECURITY ID: 140501107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Armes | Management | For | For |
| 1.2 | Elect Director David R. Brooks | Management | For | For |
| 1.3 | Elect Director Bowen S. Diehl | Management | For | For |
| 1.4 | Elect Director Jack D. Furst | Management | For | For |
| 1.5 | Elect Director T. Duane Morgan | Management | For | For |
| 1.6 | Elect Director William R. Thomas, III | Management | For | Withhold |
| 1.7 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CAPITALA FINANCE CORP.
MEETING DATE: MAY 04, 2017 | TICKER: CPTA SECURITY ID: 14054R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Charles Moyer | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| |
|---|
CAPITOL ACQUISITION CORP. III
MEETING DATE: JUN 29, 2017 | TICKER: CLAC SECURITY ID: 14055M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | Did Not Vote |
| 2a | Change Company Name from Capitol Acquisition Corp. III to Cision Ltd. | Management | For | Did Not Vote |
| 2b | Increase Authorized Preferred and Common Stock | Management | For | Did Not Vote |
| 2c | Amend Articles/Bylaws/Charter-Organization-Related | Management | For | Did Not Vote |
| 3.1 | Elect Director L. Dyson Dryden | Management | For | Did Not Vote |
| 3.2 | Elect Director Stephen P. Master | Management | For | Did Not Vote |
| 3.3 | Elect Director Stuart Yarbrough | Management | For | Did Not Vote |
| 3.4 | Elect Director Kevin Akeroyd | Management | For | Did Not Vote |
| 3.5 | Elect Director Mark D. Ein | Management | For | Did Not Vote |
| 3.6 | Elect Director Mark M. Anderson | Management | For | Did Not Vote |
| 3.7 | Elect Director Philip A. Canfield | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| 5 | Adjourn Meeting | Management | For | Did Not Vote |
| |
|---|
CAPITOL FEDERAL FINANCIAL, INC.
MEETING DATE: JAN 24, 2017 | TICKER: CFFN SECURITY ID: 14057J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michel' Philipp Cole | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Johnson | Management | For | For |
| 1.3 | Elect Director Michael T. McCoy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CAPSTAR FINANCIAL HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: CSTR SECURITY ID: 14070T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis C. Bottorff | Management | For | For |
| 1.2 | Elect Director L. Earl Bentz | Management | For | For |
| 1.3 | Elect Director Thomas R. Flynn | Management | For | For |
| 1.4 | Elect Director Julie D. Frist | Management | For | For |
| 1.5 | Elect Director Louis A. Green, III. | Management | For | For |
| 1.6 | Elect Director Dale W. Polley | Management | For | For |
| 1.7 | Elect Director Stephen B. Smith | Management | For | Withhold |
| 1.8 | Elect Director Richard E. Thornburgh | Management | For | For |
| 1.9 | Elect Director Claire W. Tucker | Management | For | For |
| 1.10 | Elect Director James S. Turner, Jr. | Management | For | For |
| 1.11 | Elect Director Toby S. Wilt | Management | For | For |
| 2 | Ratify Elliott Davis Decosimo, LLC as Auditors | Management | For | For |
| |
|---|
CAPSTONE TURBINE CORPORATION
MEETING DATE: AUG 31, 2016 | TICKER: CPST SECURITY ID: 14067D409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Simon | Management | For | Withhold |
| 1.2 | Elect Director Richard K. Atkinson | Management | For | Withhold |
| 1.3 | Elect Director Paul DeWeese | Management | For | For |
| 1.4 | Elect Director Darren R. Jamison | Management | For | Withhold |
| 1.5 | Elect Director Noam Lotan | Management | For | Withhold |
| 1.6 | Elect Director Gary J. Mayo | Management | For | Withhold |
| 1.7 | Elect Director Eliot G. Protsch | Management | For | Withhold |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CARA THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: CARA SECURITY ID: 140755109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek Chalmers | Management | For | Withhold |
| 1.2 | Elect Director Martin Vogelbaum | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CARBONITE, INC.
MEETING DATE: MAY 08, 2017 | TICKER: CARB SECURITY ID: 141337105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Friend | Management | For | For |
| 1.2 | Elect Director Todd Krasnow | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Elect Director Marina Levinson | Management | For | For |
| |
|---|
CARBYLAN THERAPEUTICS, INC.
MEETING DATE: NOV 21, 2016 | TICKER: CBYL SECURITY ID: 141384107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of Shares | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Change Company Name to KalVista Pharmaceuticals, Inc. | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CARDCONNECT CORP.
MEETING DATE: OCT 28, 2016 | TICKER: CCN SECURITY ID: 14141X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Burns | Management | For | For |
| 1.2 | Elect Director Betsy Z. Cohen | Management | For | Withhold |
| 1.3 | Elect Director Toos Daruvala | Management | For | For |
| 1.4 | Elect Director Richard Garman | Management | For | Withhold |
| 1.5 | Elect Director Jeffrey Shanahan | Management | For | Withhold |
| 1.6 | Elect Director Ronald L. Taylor | Management | For | For |
| 1.7 | Elect Director Christopher Winship | Management | For | Withhold |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CARDCONNECT CORP.
MEETING DATE: MAY 23, 2017 | TICKER: CCN SECURITY ID: 14141X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Burns | Management | For | For |
| 1.2 | Elect Director Toos Daruvala | Management | For | For |
| 1.3 | Elect Director Richard Garman | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey Shanahan | Management | For | Withhold |
| 1.5 | Elect Director Ronald Taylor | Management | For | For |
| 1.6 | Elect Director Christopher Winship | Management | For | Withhold |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CARDINAL FINANCIAL CORPORATION
MEETING DATE: APR 07, 2017 | TICKER: CFNL SECURITY ID: 14149F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: JUN 20, 2017 | TICKER: COM SECURITY ID: 14159U301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Glickman | Management | For | For |
| 1.2 | Elect Director W. James O'Shea | Management | For | For |
| 1.3 | Elect Director William L. Hunter | Management | For | For |
| 1.4 | Elect Director Mark H. Corrigan | Management | For | For |
| 1.5 | Elect Director Arthur H. Willms | Management | For | For |
| 1.6 | Elect Director Robert J. Meyer | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Restricted Share Unit Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
CARDIOVASCULAR SYSTEMS, INC.
MEETING DATE: NOV 16, 2016 | TICKER: CSII SECURITY ID: 141619106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Leslie L. Trigg | Management | For | For |
| 1.3 | Elect Director Scott R. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARDTRONICS PLC
MEETING DATE: MAY 10, 2017 | TICKER: CATM SECURITY ID: G1991C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jorge M. Diaz | Management | For | For |
| 1b | Elect Director G. Patrick Phillips | Management | For | For |
| 2 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 3 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Statutory Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Directors' Remuneration Policy | Management | For | For |
| 8 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capitalisation of the Merger Reserve | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: CECO SECURITY ID: 141665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1B | Elect Director Kenda B. Gonzales | Management | For | For |
| 1C | Elect Director Patrick W. Gross | Management | For | For |
| 1D | Elect Director Gregory L. Jackson | Management | For | For |
| 1E | Elect Director Thomas B. Lally | Management | For | For |
| 1F | Elect Director Todd S. Nelson | Management | For | For |
| 1G | Elect Director Leslie T. Thornton | Management | For | For |
| 1H | Elect Director Richard D. Wang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CARETRUST REIT, INC.
MEETING DATE: APR 26, 2017 | TICKER: CTRE SECURITY ID: 14174T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory K. Stapley | Management | For | Withhold |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CARMIKE CINEMAS, INC.
MEETING DATE: NOV 15, 2016 | TICKER: CKEC SECURITY ID: 143436400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CAROLINA FINANCIAL CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: CARO SECURITY ID: 143873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Clawson, Jr. | Management | For | For |
| 1.2 | Elect Director Gary M. Griffin | Management | For | For |
| 1.3 | Elect Director Daniel H. Isaac, Jr. | Management | For | For |
| 2 | Ratify Elliott Davis Decosimo, LLC as Auditors | Management | For | For |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 1.4 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.5 | Elect Director Robert F. Fulton | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CARROLS RESTAURANT GROUP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: TAST SECURITY ID: 14574X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hannah S. Craven | Management | For | For |
| 1.2 | Elect Director Lawrence E. Hyatt | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CASCADE BANCORP
MEETING DATE: MAY 24, 2017 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve the Amended and Restated Articles of Incorporation of First Interstate BancSystem, Inc. | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CASCADIAN THERAPEUTICS, INC.
MEETING DATE: NOV 18, 2016 | TICKER: CASC SECURITY ID: 14740B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
CASCADIAN THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: CASC SECURITY ID: 14740B606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel K. Spiegelman | Management | For | For |
| 1.2 | Elect Director Scott D. Myers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CASELLA WASTE SYSTEMS, INC.
MEETING DATE: NOV 17, 2016 | TICKER: CWST SECURITY ID: 147448104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael K. Burke | Management | For | For |
| 1.2 | Elect Director James F. Callahan, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas R. Casella | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CASELLA WASTE SYSTEMS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: CWST SECURITY ID: 147448104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph G. Doody | Management | For | For |
| 1.2 | Elect Director Emily Nagle Green | Management | For | For |
| 1.3 | Elect Director Gregory B. Peters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 16, 2016 | TICKER: CASY SECURITY ID: 147528103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnny Danos | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey M. Lamberti | Management | For | Withhold |
| 1.3 | Elect Director H. Lynn Horak | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 25, 2017 | TICKER: CASS SECURITY ID: 14808P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.2 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 1.3 | Elect Director Joseph D. Rupp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CATABASIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: CATB SECURITY ID: 14875P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean George | Management | For | For |
| 1b | Elect Director Kenneth Bate | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CATALYST BIOSCIENCES, INC.
MEETING DATE: FEB 02, 2017 | TICKER: CBIO SECURITY ID: 14888D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
CATALYST BIOSCIENCES, INC.
MEETING DATE: JUN 15, 2017 | TICKER: CBIO SECURITY ID: 14888D208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Himawan | Management | For | For |
| 1.2 | Elect Director John P. Richard | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
CATALYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: CPRX SECURITY ID: 14888U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. McEnany | Management | For | For |
| 1.2 | Elect Director Philip H. Coelho | Management | For | For |
| 1.3 | Elect Director Charles B. O'Keeffe | Management | For | For |
| 1.4 | Elect Director David S. Tierney | Management | For | For |
| 1.5 | Elect Director Richard J. Daly | Management | For | For |
| 1.6 | Elect Director Donald A. Denkhaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 15, 2017 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Chung | Management | For | For |
| 1b | Elect Director Felix S. Fernandez | Management | For | For |
| 1c | Elect Director Ting Y. Liu | Management | For | For |
| 1d | Elect Director Richard Sun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CAVCO INDUSTRIES, INC.
MEETING DATE: JUL 13, 2016 | TICKER: CVCO SECURITY ID: 149568107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Greenblatt | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 20, 2017 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward H. Frank | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: JAN 17, 2017 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward T. Tilly | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.7 | Elect Director Jill R. Goodman | Management | For | For |
| 1.8 | Elect Director Christopher T. Mitchell | Management | For | For |
| 1.9 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.10 | Elect Director Joseph P. Ratterman | Management | For | For |
| 1.11 | Elect Director Michael L. Richter | Management | For | For |
| 1.12 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.13 | Elect Director Carole E. Stone | Management | For | For |
| 1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CDK GLOBAL, INC.
MEETING DATE: NOV 15, 2016 | TICKER: CDK SECURITY ID: 12508E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Willie A. Deese | Management | For | For |
| 1c | Elect Director Amy J. Hillman | Management | For | For |
| 1d | Elect Director Brian P. MacDonald | Management | For | For |
| 1e | Elect Director Eileen J. Martinson | Management | For | For |
| 1f | Elect Director Stephen A. Miles | Management | For | For |
| 1g | Elect Director Robert E. Radway | Management | For | For |
| 1h | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 1i | Elect Director Frank S. Sowinski | Management | For | For |
| 1j | Elect Director Robert M. Tarkoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CECO ENVIRONMENTAL CORP.
MEETING DATE: MAY 16, 2017 | TICKER: CECE SECURITY ID: 125141101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason DeZwirek | Management | For | For |
| 1.2 | Elect Director Dennis Sadlowski | Management | For | For |
| 1.3 | Elect Director Eric M. Goldberg | Management | For | For |
| 1.4 | Elect Director David B. Liner | Management | For | For |
| 1.5 | Elect Director Claudio A. Mannarino | Management | For | For |
| 1.6 | Elect Director Jonathan Pollack | Management | For | For |
| 1.7 | Elect Director Seth Rudin | Management | For | For |
| 1.8 | Elect Director Valerie Gentile Sachs | Management | For | For |
| 1.9 | Elect Director Donald A. Wright | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | Withhold |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Michael A. Friedman | Management | For | Withhold |
| 1.8 | Elect Director Julia A. Haller | Management | For | For |
| 1.9 | Elect Director Gilla S. Kaplan | Management | For | Withhold |
| 1.10 | Elect Director James J. Loughlin | Management | For | For |
| 1.11 | Elect Director Ernest Mario | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Keith L. Brownlie | Management | For | For |
| 1.4 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.5 | Elect Director James J. Marino | Management | For | For |
| 1.6 | Elect Director Gerald McMahon | Management | For | For |
| 1.7 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.8 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CELLECTIS
MEETING DATE: JUN 26, 2017 | TICKER: ALCLS SECURITY ID: 15117K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Laurent Arthaud as Director | Management | For | Against |
| 6 | Reelect Annick Schwebig as Director | Management | For | Against |
| 7 | Reelect Pierre Bastid as Director | Management | For | Against |
| 8 | Elect Rainer Boehm as Director | Management | For | Against |
| 9 | Elect Herve Hoppenot as Director | Management | For | Against |
| 10 | Approve Board's Special Report on Stock Option Grants | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | Against |
| 14 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries in the Framework of an Equity Line up to Aggregate Nominal Amount of EUR 885,386 | Management | For | Against |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | Against |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Qualified Investors and/or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 885,386 | Management | For | Against |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 13-18 at EUR 1,770,773.65 | Management | For | Against |
| 20 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize up to 3,541,547 Shares for Use in Stock Option Plans | Management | For | Against |
| 22 | Authorize up to 3,541,547 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 23 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 24 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 25 | Authorize up to 885,386 Shares for Use in Preference Share Plans | Management | For | Against |
| 26 | Set Limit for Potential Share Grants Pursuant to Items 21-25 Above at 3,541,547 Shares | Management | For | Against |
| 27 | Amend Articles 4,15 and 17 of Bylaws to Comply with New Regulations Re: Headquarters, Related- Party Transactions and Auditors | Management | For | For |
| 28 | Amend Article 12 of Bylaws Re: Important Decisions | Management | For | Against |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| |
|---|
CELLULAR BIOMEDICINE GROUP, INC.
MEETING DATE: SEP 09, 2016 | TICKER: CBMG SECURITY ID: 15117P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry A. Belmont | Management | For | Withhold |
| 1.2 | Elect Director Hansheng Zhou | Management | For | For |
| 2 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| |
|---|
CELLULAR BIOMEDICINE GROUP, INC.
MEETING DATE: APR 28, 2017 | TICKER: CBMG SECURITY ID: 15117P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bizuo (Tony) Liu | Management | For | For |
| 1.2 | Elect Director Chun Kwok Alan Au | Management | For | For |
| 1.3 | Elect Director Gang Ji | Management | For | For |
| 2 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTENNIAL RESOURCE DEVELOPMENT, INC.
MEETING DATE: MAY 25, 2017 | TICKER: CDEV SECURITY ID: 15136A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CENTENNIAL RESOURCE DEVELOPMENT, INC.
MEETING DATE: JUN 13, 2017 | TICKER: CDEV SECURITY ID: 15136A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maire A. Baldwin | Management | For | For |
| 1.2 | Elect Director Robert M. Tichio | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CENTERSTATE BANKS, INC.
MEETING DATE: APR 27, 2017 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Bingham | Management | For | For |
| 1.2 | Elect Director G. Robert Blanchard, Jr. | Management | For | For |
| 1.3 | Elect Director C. Dennis Carlton | Management | For | For |
| 1.4 | Elect Director John C. Corbett | Management | For | For |
| 1.5 | Elect Director Griffin A. Greene | Management | For | For |
| 1.6 | Elect Director Charles W. McPherson | Management | For | For |
| 1.7 | Elect Director G. Tierso Nunez, II | Management | For | For |
| 1.8 | Elect Director Thomas E. Oakley | Management | For | For |
| 1.9 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.10 | Elect Director William Knox Pou, Jr. | Management | For | For |
| 1.11 | Elect Director Joshua A. Snively | Management | For | For |
| 1.12 | Elect Director Michael F. Ciferri | Management | For | For |
| 1.13 | Elect Director Daniel R. Richey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
MEETING DATE: JUN 13, 2017 | TICKER: CETV SECURITY ID: G20045202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans-Holger Albrecht *Withdrawn Resolution* | Management | None | None |
| 1.2 | Elect Director John K. Billock | Management | For | For |
| 1.3 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.4 | Elect Director Iris Knobloch | Management | For | Withhold |
| 1.5 | Elect Director Alfred W. Langer | Management | For | For |
| 1.6 | Elect Director Bruce Maggin | Management | For | For |
| 1.7 | Elect Director Parm Sandhu | Management | For | For |
| 1.8 | Elect Director Douglas S. Shapiro | Management | For | For |
| 1.9 | Elect Director Kelli Turner | Management | For | For |
| 1.10 | Elect Director Gerhard Zeiler | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CENTRAL GARDEN & PET COMPANY
MEETING DATE: FEB 14, 2017 | TICKER: CENTA SECURITY ID: 153527106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Balousek | Management | For | For |
| 1.2 | Elect Director William E. Brown | Management | For | Withhold |
| 1.3 | Elect Director Thomas J. Colligan | Management | For | For |
| 1.4 | Elect Director Brooks M. Pennington, III | Management | For | Withhold |
| 1.5 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.6 | Elect Director John R. Ranelli | Management | For | Withhold |
| 1.7 | Elect Director George C. Roeth | Management | For | Withhold |
| 1.8 | Elect Director Mary Beth Springer | Management | For | For |
| 1.9 | Elect Director Andrew K. Woeber | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CENTRAL VALLEY COMMUNITY BANCORP
MEETING DATE: MAY 17, 2017 | TICKER: CVCY SECURITY ID: 155685100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel N. Cunningham | Management | For | For |
| 1.2 | Elect Director Edwin S. Darden, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Doyle | Management | For | For |
| 1.4 | Elect Director F. T. 'Tommy' Elliott, IV | Management | For | For |
| 1.5 | Elect Director James M. Ford | Management | For | For |
| 1.6 | Elect Director Steven D. McDonald | Management | For | For |
| 1.7 | Elect Director Louis McMurray | Management | For | For |
| 1.8 | Elect Director William S. Smittcamp | Management | For | Withhold |
| 1.9 | Elect Director Gary D. Gall | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
CENTRUE FINANCIAL CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: CFCB SECURITY ID: 15643B205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CENTURY ALUMINUM COMPANY
MEETING DATE: JUN 19, 2017 | TICKER: CENX SECURITY ID: 156431108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jarl Berntzen | Management | For | For |
| 1.2 | Elect Director Michael Bless | Management | For | For |
| 1.3 | Elect Director Errol Glasser | Management | For | For |
| 1.4 | Elect Director Daniel Goldberg | Management | For | For |
| 1.5 | Elect Director Terence Wilkinson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CENTURY CASINOS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: CNTY SECURITY ID: 156492100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Hoetzinger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CEPHEID
MEETING DATE: NOV 04, 2016 | TICKER: CPHD SECURITY ID: 15670R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CERAGON NETWORKS LTD.
MEETING DATE: SEP 20, 2016 | TICKER: CRNT SECURITY ID: M22013102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to the Articles of Association | Management | For | For |
| 2 | Approve Stock/Cash Award to Executive | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie L. Gerberding | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CERUS CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: CERS SECURITY ID: 157085101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy B. Anderson | Management | For | For |
| 1.2 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1.3 | Elect Director William M. Greenman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CEVA, INC.
MEETING DATE: MAY 15, 2017 | TICKER: CEVA SECURITY ID: 157210105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.2 | Elect Director Zvi Limon | Management | For | For |
| 1.3 | Elect Director Bruce A. Mann | Management | For | For |
| 1.4 | Elect Director Maria Marced | Management | For | For |
| 1.5 | Elect Director Peter McManamon | Management | For | For |
| 1.6 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.7 | Elect Director Louis Silver | Management | For | For |
| 1.8 | Elect Director Gideon Wertheizer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: AUG 05, 2016 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles Zhang as Director | Management | For | For |
| 1.2 | Elect Dewen Chen as Director | Management | For | For |
| 1.3 | Elect Dave De Yang as Director | Management | For | For |
| 1.4 | Elect Xiao Chen as Director | Management | For | For |
| 1.5 | Elect Charles (Sheung Wai) Chan as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | For |
| |
|---|
CHART INDUSTRIES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: GTLS SECURITY ID: 16115Q308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel F. Thomas | Management | For | For |
| 1.2 | Elect Director W. Douglas Brown | Management | For | For |
| 1.3 | Elect Director Richard E. Goodrich | Management | For | For |
| 1.4 | Elect Director William C. Johnson | Management | For | For |
| 1.5 | Elect Director Terrence J. Keating | Management | For | For |
| 1.6 | Elect Director Steven W. Krablin | Management | For | For |
| 1.7 | Elect Director Michael L. Molinini | Management | For | For |
| 1.8 | Elect Director Elizabeth G. Spomer | Management | For | For |
| 1.9 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 25, 2017 | TICKER: CHTR SECURITY ID: 16119P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | For |
| 1e | Elect Director John C. Malone | Management | For | For |
| 1f | Elect Director John D. Markley, Jr. | Management | For | For |
| 1g | Elect Director David C. Merritt | Management | For | For |
| 1h | Elect Director Steven A. Miron | Management | For | For |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CHARTER FINANCIAL CORPORATION
MEETING DATE: FEB 22, 2017 | TICKER: CHFN SECURITY ID: 16122W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director David Z. Cauble, III | Management | For | Withhold |
| 1.3 | Elect Director David L. Strobel | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 07, 2017 | TICKER: CHKP SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Gil Shwed as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Marius Nacht as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Jerry Ungerman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Dan Propper as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Tal Shavit as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Irwin Federman as External Director for a Three-Year Period | Management | For | For |
| 2.2 | Reelect Ray Rothrock as External Director for a Three-Year Period | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Employment Terms of Gil Shwed, CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CHEMICAL FINANCIAL CORPORATION
MEETING DATE: JUL 19, 2016 | TICKER: CHFC SECURITY ID: 163731102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
CHEMICAL FINANCIAL CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: CHFC SECURITY ID: 163731102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Fitterling | Management | For | For |
| 1.2 | Elect Director Ronald A. Klein | Management | For | For |
| 1.3 | Elect Director Richard M. Lievense | Management | For | For |
| 1.4 | Elect Director Barbara J. Mahone | Management | For | For |
| 1.5 | Elect Director John E. Pelizzari | Management | For | For |
| 1.6 | Elect Director David T. Provost | Management | For | For |
| 1.7 | Elect Director David B. Ramaker | Management | For | For |
| 1.8 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Tate | Management | For | For |
| 1.10 | Elect Director Gary Torgow | Management | For | For |
| 1.11 | Elect Director Arthur A. Weiss | Management | For | For |
| 1.12 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHEMOCENTRYX, INC.
MEETING DATE: MAY 25, 2017 | TICKER: CCXI SECURITY ID: 16383L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Edwards | Management | For | For |
| 1.2 | Elect Director Roger C. Lucas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CHEMUNG FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: CHMG SECURITY ID: 164024101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce W. Boyea | Management | For | For |
| 1.2 | Elect Director Stephen M. Lounsberry, III | Management | For | Withhold |
| 1.3 | Elect Director Anders M. Tomson | Management | For | For |
| 1.4 | Elect Director G. Thomas Tranter, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Larry H. Becker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
CHEROKEE INC.
MEETING DATE: JUN 22, 2017 | TICKER: CHKE SECURITY ID: 16444H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Galvin | Management | For | For |
| 1.2 | Elect Director Keith Hull | Management | For | For |
| 1.3 | Elect Director Jess Ravich | Management | For | For |
| 1.4 | Elect Director Frank Tworecke | Management | For | For |
| 1.5 | Elect Director Henry Stupp | Management | For | For |
| 1.6 | Elect Director Carol Baiocchi | Management | For | For |
| 1.7 | Elect Director Susan E. Engel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHIASMA, INC.
MEETING DATE: JUN 15, 2017 | TICKER: CHMA SECURITY ID: 16706W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd Foley | Management | For | Withhold |
| 1.2 | Elect Director Bard Geesaman | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CHICOPEE BANCORP, INC.
MEETING DATE: SEP 28, 2016 | TICKER: CBNK SECURITY ID: 168565109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CHIMERIX, INC.
MEETING DATE: JUN 28, 2017 | TICKER: CMRX SECURITY ID: 16934W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Michelle Berrey | Management | For | For |
| 1.2 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA AUTOMOTIVE SYSTEMS, INC.
MEETING DATE: AUG 10, 2016 | TICKER: CAAS SECURITY ID: 16936R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hanlin Chen | Management | For | For |
| 1.2 | Elect Director Qizhou Wu | Management | For | For |
| 1.3 | Elect Director Arthur Wong | Management | For | For |
| 1.4 | Elect Director Guangxun Xu | Management | For | For |
| 1.5 | Elect Director Robert Tung | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors | Management | For | For |
| |
|---|
CHINA BIOLOGIC PRODUCTS, INC.
MEETING DATE: JUN 30, 2017 | TICKER: CBPO SECURITY ID: 16938C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean Shao | Management | For | Withhold |
| 1.2 | Elect Director Wenfang Liu | Management | For | Withhold |
| 1.3 | Elect Director David Hui Li | Management | For | Withhold |
| 2 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Change State of Incorporation from Delaware to Cayman Islands | Management | For | Against |
| |
|---|
CHINA CUSTOMER RELATIONS CENTERS, INC.
MEETING DATE: DEC 15, 2016 | TICKER: CCRC SECURITY ID: G2118P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jie Xu | Management | For | For |
| 1.2 | Elect Director Tianjun Zhang | Management | For | For |
| 1.3 | Elect Director Weixin Wang | Management | For | For |
| 1.4 | Elect Director Owens Meng | Management | For | For |
| 1.5 | Elect Director Gary Wang | Management | For | For |
| 1.6 | Elect Director David Wang | Management | For | For |
| 1.7 | Elect Director Guoan Xu | Management | For | For |
| 2 | Ratify MaloneBailey, LLC as Auditors | Management | For | For |
| |
|---|
CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 30, 2017 | TICKER: JRJC SECURITY ID: 169379104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jian Wang as Director | Management | For | For |
| 2 | Elect Yaowei Zhang as Director | Management | For | For |
| 3 | Approve Appointment of BDO China Shu Lun Pan CPA LLP as Independent Director and Authorize the Board to Fix the Remuneration | Management | For | For |
| 4 | Approve Audited Consolidated Financial Statements | Management | For | For |
| 5 | Approve Authorization of the Board to Issue Additional Ordinary or Preferred Shares | Management | For | Against |
| |
|---|
CHINA HGS REAL ESTATE INC.
MEETING DATE: SEP 28, 2016 | TICKER: HGSH SECURITY ID: 16948W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiaojun Zhu | Management | For | For |
| 1.2 | Elect Director Shenghui Luo | Management | For | For |
| 1.3 | Elect Director Christy Young Shue | Management | For | Withhold |
| 1.4 | Elect Director John Chen | Management | For | Withhold |
| 1.5 | Elect Director Yuankai Wen | Management | For | Withhold |
| 2 | Ratify Friedman LLP as Auditors | Management | For | For |
| |
|---|
CHINA INFORMATION TECHNOLOGY, INC.
MEETING DATE: DEC 21, 2016 | TICKER: CNIT SECURITY ID: G21174100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
| 1.3 | Elect Director Yun Sen Huang | Management | For | For |
| 1.4 | Elect Director Remington C.H. Hu | Management | For | For |
| 1.5 | Elect Director Yong Jiang | Management | For | For |
| 2 | Ratify GHP Horwath, P.C. as Auditors | Management | For | For |
| |
|---|
CHINA LODGING GROUP, LIMITED
MEETING DATE: DEC 14, 2016 | TICKER: HTHT SECURITY ID: 16949N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sebastien Bazin | Management | For | Against |
| 2 | Elect Director Shangzhi Zhang | Management | For | Against |
| 3 | Appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors | Management | For | For |
| |
|---|
CHINA RECYCLING ENERGY CORPORATION
MEETING DATE: JUN 27, 2017 | TICKER: CREG SECURITY ID: 168913200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guohua Ku | Management | For | Withhold |
| 1.2 | Elect Director Xiaogang Zhu | Management | For | Withhold |
| 1.3 | Elect Director LuLu Sun | Management | For | For |
| 1.4 | Elect Director Xiaoping Guo | Management | For | For |
| 1.5 | Elect Director Geyun Wang | Management | For | Withhold |
| 2 | Ratify MJF and Associates, APC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA XD PLASTICS COMPANY LIMITED
MEETING DATE: DEC 03, 2016 | TICKER: CXDC SECURITY ID: 16948F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jie Han | Management | For | Did Not Vote |
| 1.2 | Elect Director Taylor Zhang | Management | For | Did Not Vote |
| 1.3 | Elect Director Qingwei Ma | Management | For | Did Not Vote |
| 1.4 | Elect Director Lawrence W. Leighton | Management | For | Did Not Vote |
| 1.5 | Elect Director Linyuan Zhai | Management | For | Did Not Vote |
| 1.6 | Elect Director Feng Li | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Ratify KPMG Huazhen LLP as Auditors | Management | For | Did Not Vote |
| 5 | Other Business | Management | For | Did Not Vote |
| |
|---|
CHIPMOS TECHNOLOGIES (BERMUDA) LTD.
MEETING DATE: AUG 12, 2016 | TICKER: IMOS SECURITY ID: G2110R114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect John Yee Woon Seto as Director | Management | For | For |
| 1.2 | Reelect Chao-Jung Tsai as Director | Management | For | For |
| 1.3 | Reelect Rong Hsu as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers, Taiwan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Merger Agreement | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
CHIPMOS TECHNOLOGIES INC.
MEETING DATE: MAY 26, 2017 | TICKER: 8150 SECURITY ID: 16965P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3.1 | Approve Financial Statements | Management | For | For |
| 3.2 | Approve Plan on Profit Distribution | Management | For | For |
| 4.1 | Approve Amendments to Articles of Association | Management | For | For |
| 4.2 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4.3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 5.1 | Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives | Management | For | For |
| |
|---|
CHROMADEX CORPORATION
MEETING DATE: JUN 20, 2017 | TICKER: CDXC SECURITY ID: 171077407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank L. Jaksch, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Block | Management | For | For |
| 1.3 | Elect Director Stephen R. Allen | Management | For | For |
| 1.4 | Elect Director Jeff Baxter | Management | For | For |
| 1.5 | Elect Director Robert Fried | Management | For | For |
| 1.6 | Elect Director Kurt A. Gustafson | Management | For | For |
| 1.7 | Elect Director Steven D. Rubin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 25, 2017 | TICKER: CHDN SECURITY ID: 171484108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHUY'S HOLDINGS, INC.
MEETING DATE: JUL 28, 2016 | TICKER: CHUY SECURITY ID: 171604101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saed Mohseni | Management | For | For |
| 1.2 | Elect Director Ira Zecher | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CIDARA THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2017 | TICKER: CDTX SECURITY ID: 171757107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Burgess | Management | For | Withhold |
| 1.2 | Elect Director Theodore R. Schroeder | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CIFC LLC
MEETING DATE: NOV 16, 2016 | TICKER: CIFC SECURITY ID: 12547R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Paolo Amato | Management | For | Withhold |
| 4.2 | Elect Director Ehud Barak | Management | For | Withhold |
| 4.3 | Elect Director Jason Epstein | Management | For | Withhold |
| 4.4 | Elect Director Peter Gleysteen | Management | For | Withhold |
| 4.5 | Elect Director Andrew Intrater | Management | For | Withhold |
| 4.6 | Elect Director Robert B. Machinist | Management | For | Withhold |
| 4.7 | Elect Director Marco Musetti | Management | For | Withhold |
| 4.8 | Elect Director Daniel K. Schrupp | Management | For | For |
| 4.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 4.10 | Elect Director Stephen F. Smith | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CIM COMMERCIAL TRUST CORPORATION
MEETING DATE: MAY 04, 2017 | TICKER: CMCT SECURITY ID: 125525105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Bech | Management | For | Withhold |
| 1.2 | Elect Director Robert Cresci | Management | For | Withhold |
| 1.3 | Elect Director Kelly Eppich | Management | For | Withhold |
| 1.4 | Elect Director Frank Golay, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Shaul Kuba | Management | For | Withhold |
| 1.6 | Elect Director Richard Ressler | Management | For | Withhold |
| 1.7 | Elect Director Avi Shemesh | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CIMPRESS N.V.
MEETING DATE: NOV 15, 2016 | TICKER: CMPR SECURITY ID: N20146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paolo De Cesare to Supervisory Board | Management | For | For |
| 2 | Elect Mark T. Thomas to Supervisory Board | Management | For | For |
| 3 | Elect Sophie A. Gasperment to Supervisory Board | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 6.3 Million of Issued and Outstanding Ordinary Shares | Management | For | Against |
| 9 | Grant Board Authority to Issue Shares | Management | For | For |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Approve Compensation Program for Supervisory Board | Management | For | Against |
| 13 | Amend Restricted Stock Plan | Management | For | Against |
| |
|---|
CINCINNATI FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2017 | TICKER: CINF SECURITY ID: 172062101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Bahl | Management | For | For |
| 1.2 | Elect Director Gregory T. Bier | Management | For | For |
| 1.3 | Elect Director Linda W. Clement-Holmes | Management | For | For |
| 1.4 | Elect Director Dirk J. Debbink | Management | For | For |
| 1.5 | Elect Director Steven J. Johnston | Management | For | For |
| 1.6 | Elect Director Kenneth C. Lichtendahl | Management | For | For |
| 1.7 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.8 | Elect Director David P. Osborn | Management | For | For |
| 1.9 | Elect Director Gretchen W. Price | Management | For | For |
| 1.10 | Elect Director Thomas R. Schiff | Management | For | For |
| 1.11 | Elect Director Douglas S. Skidmore | Management | For | For |
| 1.12 | Elect Director Kenneth W. Stecher | Management | For | For |
| 1.13 | Elect Director John F. Steele, Jr. | Management | For | For |
| 1.14 | Elect Director Larry R. Webb | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CINEDIGM CORP.
MEETING DATE: SEP 27, 2016 | TICKER: CIDM SECURITY ID: 172406209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Ronald L. Chez | Management | For | For |
| 1.4 | Elect Director Patrick W. O'Brien | Management | For | For |
| 1.5 | Elect Director Zvi M. Rhine | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
MEETING DATE: OCT 18, 2016 | TICKER: CTAS SECURITY ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Robert E. Coletti | Management | For | For |
| 1e | Elect Director Richard T. Farmer | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director James J. Johnson | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 26, 2016 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 12, 2016 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Amy L. Chang | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Abstain |
| 6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Abstain |
| |
|---|
CITI TRENDS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: CTRN SECURITY ID: 17306X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Barbara Levy | Management | For | Did Not Vote |
| 1.2 | Elect Director R. Edward Anderson | Management | For | Did Not Vote |
| 1.3 | Elect Director Lawrence E. Hyatt | Management | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 6 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Jonathan Duskin | Shareholder | For | For |
| 1.2 | Elect Director Paul Metcalf | Shareholder | For | Against |
| 1.3 | Management Nominee Barbara Levy | Shareholder | For | For |
| 2 | Amend Omnibus Stock Plan | Management | Against | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify KPMG LLP as Auditors | Management | None | For |
| |
|---|
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 20, 2017 | TICKER: CZNC SECURITY ID: 172922106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis F. Beardslee | Management | For | For |
| 1.2 | Elect Director Jan E. Fisher | Management | For | For |
| 1.3 | Elect Director J. Bradley Scovill | Management | For | For |
| 1.4 | Elect Director Aaron K. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: JUN 22, 2017 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Peter J. Sacripanti | Management | For | For |
| 1g | Elect Director Graham V. Smith | Management | For | For |
| 1h | Elect Director Godfrey R. Sullivan | Management | For | For |
| 1i | Elect Director Kirill Tatarinov | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 19, 2017 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Fisher | Management | For | For |
| 1.2 | Elect Director Jay C. Goldman | Management | For | For |
| 1.3 | Elect Director Patrick C. Graney, III | Management | For | For |
| 1.4 | Elect Director Charles R. Hageboeck | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CIVISTA BANCSHARES, INC.
MEETING DATE: APR 18, 2017 | TICKER: CIVB SECURITY ID: 178867107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Depler | Management | For | For |
| 1.2 | Elect Director Allen R. Maurice | Management | For | For |
| 1.3 | Elect Director James O. Miller | Management | For | For |
| 1.4 | Elect Director Dennis E. Murray, Jr. | Management | For | For |
| 1.5 | Elect Director Allen R. Nickles | Management | For | For |
| 1.6 | Elect Director Dennis G. Shaffer | Management | For | For |
| 1.7 | Elect Director J. William Springer | Management | For | For |
| 1.8 | Elect Director Daniel J. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify S. R. Snodgrass, P.C. as Auditors | Management | For | For |
| |
|---|
CLEAN ENERGY FUELS CORP.
MEETING DATE: MAY 24, 2017 | TICKER: CLNE SECURITY ID: 184499101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.2 | Elect Director Warren I. Mitchell | Management | For | For |
| 1.3 | Elect Director John S. Herrington | Management | For | For |
| 1.4 | Elect Director James C. Miller, III | Management | For | For |
| 1.5 | Elect Director James E. O'Connor | Management | For | For |
| 1.6 | Elect Director T. Boone Pickens | Management | For | For |
| 1.7 | Elect Director Stephen A. Scully | Management | For | For |
| 1.8 | Elect Director Kenneth M. Socha | Management | For | For |
| 1.9 | Elect Director Vincent C. Taormina | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CLEARFIELD, INC.
MEETING DATE: FEB 23, 2017 | TICKER: CLFD SECURITY ID: 18482P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl Beranek | Management | For | For |
| 1.2 | Elect Director Ronald G. Roth | Management | For | For |
| 1.3 | Elect Director Patrick Goepel | Management | For | For |
| 1.4 | Elect Director Roger Harding | Management | For | For |
| 1.5 | Elect Director Charles N. Hayssen | Management | For | For |
| 1.6 | Elect Director Donald R. Hayward | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
CLEARONE, INC.
MEETING DATE: APR 27, 2017 | TICKER: CLRO SECURITY ID: 18506U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zeynep "Zee" Hakimoglu | Management | For | For |
| 1.2 | Elect Director Brad R. Baldwin | Management | For | For |
| 1.3 | Elect Director Larry R. Hendricks | Management | For | For |
| 1.4 | Elect Director Eric L. Robinson | Management | For | For |
| 2 | Ratify Tanner LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEARSIDE BIOMEDICAL, INC.
MEETING DATE: JUN 22, 2017 | TICKER: CLSD SECURITY ID: 185063104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel H. White | Management | For | Withhold |
| 1.2 | Elect Director Clay B. Thorp | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CLIFTON BANCORP INC.
MEETING DATE: AUG 10, 2016 | TICKER: CSBK SECURITY ID: 186873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Adzima | Management | For | For |
| 1.2 | Elect Director Charles J. Pivirotto | Management | For | For |
| 1.3 | Elect Director Cynthia Sisco | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 08, 2017 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger L. Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CM FINANCE INC
MEETING DATE: DEC 15, 2016 | TICKER: CMFN SECURITY ID: 12574Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael C. Mauer | Management | For | For |
| 1.2 | Elect Director Robert Ryder | Management | For | For |
| 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 24, 2017 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Leo Melamed | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director John F. Sandner | Management | For | For |
| 1l | Elect Director Terry L. Savage | Management | For | For |
| 1m | Elect Director William R. Shepard | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 18, 2017 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Smith | Management | For | For |
| 1.2 | Elect Director William F. Falger | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Powell | Management | For | For |
| 1.4 | Elect Director James B. Ryan | Management | For | For |
| 1.5 | Elect Director Francis X. Straub, III | Management | For | For |
| 1.6 | Elect Director Peter C. Varischetti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
CNINSURE INC.
MEETING DATE: DEC 06, 2016 | TICKER: CISG SECURITY ID: 18976M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Company Name | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| |
|---|
CNOVA N.V.
MEETING DATE: OCT 27, 2016 | TICKER: CNV SECURITY ID: N20947102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Cancellation of Special Voting Shares | Management | For | For |
| 3 | Approve Sale of Company Assets: Cnova Brazil | Management | For | For |
| 4 | Approve Discharge of Peter Estermann upon Resignation | Management | For | For |
| 5 | Amend Articles Re: Capital Related in Connection with the Cnova Brazil Transaction | Management | For | For |
| 6 | Authorize Board to Implement Amendments to the Articles Re: Item 5 | Management | For | For |
| 7 | Approve Reallocation of Reserves from Share Premium to Special Distribution Reserve in Connection with Cnova Brazil Transaction | Management | For | For |
| 8 | Approve Distribution of the Newly Created Special Distribution Reserve in Connection with Cnova Brazil Transaction | Management | For | For |
| 9 | Approve Cancellation of All Special Distribution Shares once Repurchased | Management | For | For |
| 10 | Amend Articles Re: Remove References to Special Distribution Shares | Management | For | For |
| 11 | Authorize Board to Implement Amendments to the Articles Re: Item 10 | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
CNOVA N.V.
MEETING DATE: NOV 24, 2016 | TICKER: CNV SECURITY ID: N20947102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Liability of Members of the Board | Management | For | For |
| 7 | Allow Questions | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
CNOVA N.V.
MEETING DATE: JAN 13, 2017 | TICKER: CNV SECURITY ID: N20947102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Public Offer by Casino Guichard Perrachon | Management | None | None |
| 3 | Elect Christophe Jose Hidalgo as Director | Management | For | For |
| 4 | Allow Questions | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| |
|---|
CNOVA NV
MEETING DATE: MAY 23, 2017 | TICKER: CNV SECURITY ID: N20947102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Board of Directors (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Discuss Allocation of Income and Dividends | Management | None | None |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Ratify Ernst & Young as Auditors | Management | For | For |
| 8 | Reelect Ronaldo Iabrudi dos Santos Pereira as Non-Executive Director | Management | For | For |
| 9 | Reelect Arnaud Strasser as Non-Executive Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | For |
| 11 | Grant Board Authority to Issue Ordinary and Special Voting Shares and to Grant Rights to Subscribe for such Shares | Management | For | Against |
| 12 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
COBIZ FINANCIAL INC.
MEETING DATE: APR 27, 2017 | TICKER: COBZ SECURITY ID: 190897108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Richard L. Monfort | Management | For | For |
| 1.6 | Elect Director Douglas L. Polson | Management | For | For |
| 1.7 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.8 | Elect Director Noel N. Rothman | Management | For | For |
| 1.9 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.10 | Elect Director Timothy J. Travis | Management | For | For |
| 1.11 | Elect Director Mary Beth Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 09, 2017 | TICKER: COKE SECURITY ID: 191098102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | Withhold |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director Morgan H. Everett | Management | For | Withhold |
| 1.4 | Elect Director Henry W. Flint | Management | For | Withhold |
| 1.5 | Elect Director James R. Helvey, III | Management | For | For |
| 1.6 | Elect Director William H. Jones | Management | For | For |
| 1.7 | Elect Director Umesh M. Kasbekar | Management | For | Withhold |
| 1.8 | Elect Director Jennifer K. Mann | Management | For | Withhold |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | Withhold |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 14, 2017 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Baruch | Management | For | For |
| 1.2 | Elect Director Pam P. Cheng | Management | For | For |
| 1.3 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CODORUS VALLEY BANCORP, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CVLY SECURITY ID: 192025104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Reed Anderson | Management | For | For |
| 1.2 | Elect Director MacGregor S. Jones | Management | For | For |
| 1.3 | Elect Director Larry J. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 03, 2017 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COGENTIX MEDICAL, INC.
MEETING DATE: JUN 05, 2017 | TICKER: CGNT SECURITY ID: 19243A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl Pegus | Management | For | For |
| 1.2 | Elect Director Kenneth A. Samet | Management | For | For |
| 1.3 | Elect Director Nachum Shamir | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | Against |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
COGINT, INC.
MEETING DATE: JUN 13, 2017 | TICKER: COGT SECURITY ID: 19241Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Brauser | Management | For | For |
| 1.2 | Elect Director Phillip Frost | Management | For | For |
| 1.3 | Elect Director Derek Dubner | Management | For | For |
| 1.4 | Elect Director Ryan Schulke | Management | For | For |
| 1.5 | Elect Director Peter Benz | Management | For | For |
| 1.6 | Elect Director Robert N. Fried | Management | For | For |
| 1.7 | Elect Director Donald Mathis | Management | For | For |
| 1.8 | Elect Director Steven D. Rubin | Management | For | For |
| 1.9 | Elect Director Robert Swayman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNEX CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: CGNX SECURITY ID: 192422103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick A. Alias | Management | For | For |
| 1.2 | Elect Director Theodor Krantz | Management | For | For |
| 1.3 | Elect Director J. Bruce Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
COHERENT, INC.
MEETING DATE: MAR 02, 2017 | TICKER: COHR SECURITY ID: 192479103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Ambroseo | Management | For | For |
| 1.2 | Elect Director Jay T. Flatley | Management | For | For |
| 1.3 | Elect Director Susan M. James | Management | For | For |
| 1.4 | Elect Director L. William (Bill) Krause | Management | For | For |
| 1.5 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.6 | Elect Director Steve Skaggs | Management | For | For |
| 1.7 | Elect Director Sandeep Vij | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: CHRS SECURITY ID: 19249H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Lanfear | Management | For | Withhold |
| 1.2 | Elect Director Mats Wahlstrom | Management | For | For |
| 1.3 | Elect Director James I. Healy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHU, INC.
MEETING DATE: MAY 10, 2017 | TICKER: COHU SECURITY ID: 192576106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Bendush | Management | For | For |
| 1.2 | Elect Director Robert L. Ciardella | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COLLECTORS UNIVERSE, INC.
MEETING DATE: DEC 06, 2016 | TICKER: CLCT SECURITY ID: 19421R200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robert G. Deuster | Management | For | For |
| 1.3 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.4 | Elect Director David G. Hall | Management | For | For |
| 1.5 | Elect Director Joseph R. Martin | Management | For | For |
| 1.6 | Elect Director A. J. 'Bert' Moyer | Management | For | For |
| 1.7 | Elect Director Van D. Simmons | Management | For | For |
| 1.8 | Elect Director Bruce A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
COLLEGIUM PHARMACEUTICAL, INC.
MEETING DATE: MAY 24, 2017 | TICKER: COLL SECURITY ID: 19459J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Heffernan | Management | For | Withhold |
| 1.2 | Elect Director Gino Santini | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COLLIERS INTERNATIONAL GROUP INC.
MEETING DATE: APR 11, 2017 | TICKER: CIGI SECURITY ID: 194693107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David R. Beatty | Management | For | For |
| 1b | Elect Director Peter F. Cohen | Management | For | For |
| 1c | Elect Director John (Jack) P. Curtin, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Harper | Management | For | For |
| 1e | Elect Director Michael D. Harris | Management | For | For |
| 1f | Elect Director Jay S. Hennick | Management | For | For |
| 1g | Elect Director Katherine M. Lee | Management | For | Withhold |
| 1h | Elect Director L. Frederick Sutherland | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
COLONY BANKCORP, INC.
MEETING DATE: MAY 23, 2017 | TICKER: CBAN SECURITY ID: 19623P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Downing | Management | For | For |
| 1.2 | Elect Director M. Frederick Dwozan, Jr. | Management | For | For |
| 1.3 | Elect Director Terry L. Hester | Management | For | For |
| 1.4 | Elect Director Edward P. Loomis, Jr. | Management | For | For |
| 1.5 | Elect Director Mark H. Massee | Management | For | For |
| 1.6 | Elect Director Jonathan W.R. Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify McNair, McLemore, Middlebrooks & Co., LLC as Auditors | Management | For | For |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
MEETING DATE: MAY 24, 2017 | TICKER: COLB SECURITY ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Dietzler | Management | For | For |
| 1b | Elect Director Craig D. Eerkes | Management | For | For |
| 1c | Elect Director Ford Elsaesser | Management | For | For |
| 1d | Elect Director Mark A. Finkelstein | Management | For | For |
| 1e | Elect Director John P. Folsom | Management | For | For |
| 1f | Elect Director Thomas M. Hulbert | Management | For | For |
| 1g | Elect Director Michelle M. Lantow | Management | For | For |
| 1h | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1i | Elect Director Elizabeth W. Seaton | Management | For | For |
| 1j | Elect Director William T. Weyerhaeuser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
MEETING DATE: JUN 08, 2017 | TICKER: COLB SECURITY ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
COLUMBIA SPORTSWEAR COMPANY
MEETING DATE: JUN 13, 2017 | TICKER: COLM SECURITY ID: 198516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gertrude Boyle | Management | For | For |
| 1.2 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.3 | Elect Director Sarah A. Bany | Management | For | For |
| 1.4 | Elect Director Murrey R. Albers | Management | For | For |
| 1.5 | Elect Director Stephen E. Babson | Management | For | For |
| 1.6 | Elect Director Andy D. Bryant | Management | For | For |
| 1.7 | Elect Director Edward S. George | Management | For | For |
| 1.8 | Elect Director Walter T. Klenz | Management | For | For |
| 1.9 | Elect Director Ronald E. Nelson | Management | For | For |
| 1.10 | Elect Director Malia H. Wasson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 18, 2016 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director R. Scott Trumbull | Management | For | For |
| 1.9 | Elect Director Heath A. Mitts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Asuka Nakahara | Management | For | For |
| 1.8 | Elect Director David C. Novak | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 19, 2017 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Capps | Management | For | For |
| 1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
| 1.3 | Elect Director James B. Hebenstreit | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COMMERCE UNION BANCSHARES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: CUBN SECURITY ID: 200828101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Lewis (Buddy) Bourne | Management | For | For |
| 1.2 | Elect Director Darrell S. Freeman, Sr. | Management | For | For |
| 1.3 | Elect Director James Gilbert Hodges | Management | For | For |
| 1.4 | Elect Director James R. Kelley | Management | For | For |
| 2 | Ratify Maggart & Associates, P.C. as Auditors | Management | For | For |
| |
|---|
COMMERCEHUB, INC.
MEETING DATE: JUN 16, 2017 | TICKER: CHUBA SECURITY ID: 20084V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Cattini | Management | For | For |
| 1.2 | Elect Director David Goldhill | Management | For | For |
| 1.3 | Elect Director Chad Hollingsworth | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CVGI SECURITY ID: 202608105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Arves | Management | For | For |
| 1.2 | Elect Director Harold C. Bevis | Management | For | For |
| 1.3 | Elect Director Roger L. Fix | Management | For | For |
| 1.4 | Elect Director Robert C. Griffin | Management | For | For |
| 1.5 | Elect Director Patrick E. Miller | Management | For | For |
| 1.6 | Elect Director Wayne M. Rancourt | Management | For | For |
| 1.7 | Elect Director Richard A. Snell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 05, 2017 | TICKER: COMM SECURITY ID: 20337X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank M. Drendel | Management | For | For |
| 1b | Elect Director Joanne M. Maguire | Management | For | For |
| 1c | Elect Director Thomas J. Manning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: JCS SECURITY ID: 203900105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger H.D. Lacey | Management | For | Withhold |
| 1.2 | Elect Director Gerald D. Pint | Management | For | For |
| 1.3 | Elect Director Richard A. Primuth | Management | For | Withhold |
| 1.4 | Elect Director Curtis A. Sampson | Management | For | Withhold |
| 1.5 | Elect Director Randall D. Sampson | Management | For | For |
| 1.6 | Elect Director Steven C. Webster | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
COMMUNITY BANKERS TRUST CORPORATION
MEETING DATE: MAY 19, 2017 | TICKER: ESXB SECURITY ID: 203612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Bozard | Management | For | For |
| 1.2 | Elect Director William E. Hardy | Management | For | For |
| 1.3 | Elect Director S. Waite Rawls, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
COMMUNITY TRUST BANCORP, INC.
MEETING DATE: APR 25, 2017 | TICKER: CTBI SECURITY ID: 204149108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Jean R. Hale | Management | For | For |
| 1.4 | Elect Director James E. McGhee, II | Management | For | For |
| 1.5 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.6 | Elect Director James R. Ramsey | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 18, 2016 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 1.4 | Elect Director Joseph F. Eazor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: CPSI SECURITY ID: 205306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Dye | Management | For | For |
| 1.2 | Elect Director A. Robert Outlaw, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMPUTER TASK GROUP, INCORPORATED
MEETING DATE: MAY 03, 2017 | TICKER: CTG SECURITY ID: 205477102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Helvey, III | Management | For | For |
| 1.2 | Elect Director Owen J. Sullivan | Management | For | For |
| 1.3 | Elect Director Arthur W. Crumlish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 08, 2016 | TICKER: CMTL SECURITY ID: 205826209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred Kornberg | Management | For | For |
| 1.2 | Elect Director Edwin Kantor | Management | For | For |
| 1.3 | Elect Director Yacov A. Shamash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONATUS PHARMACEUTICALS INC.
MEETING DATE: JUN 22, 2017 | TICKER: CNAT SECURITY ID: 20600T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Preston S. Klassen | Management | For | For |
| 1.2 | Elect Director William R. LaRue | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CONCERT PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: CNCE SECURITY ID: 206022105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Aldrich | Management | For | Withhold |
| 1.2 | Elect Director Thomas G. Auchincloss, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Christine van Heek | Management | For | Withhold |
| 2 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 3 | Approve Sale of Company Assets | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
CONCORDIA INTERNATIONAL CORP.
MEETING DATE: JUN 09, 2017 | TICKER: CXR SECURITY ID: 20653P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Deeth | Management | For | For |
| 1b | Elect Director Rochelle Fuhrmann | Management | For | For |
| 1c | Elect Director Itzhak Krinsky | Management | For | For |
| 1d | Elect Director Jordan Kupinsky | Management | For | For |
| 1e | Elect Director Allan Oberman | Management | For | For |
| 1f | Elect Director Francis (Frank) I. Perier, Jr. | Management | For | For |
| 1g | Elect Director Patrick Vink | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| |
|---|
CONCURRENT COMPUTER CORPORATION
MEETING DATE: OCT 26, 2016 | TICKER: CCUR SECURITY ID: 206710402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne Barr, Jr. | Management | For | For |
| 1.2 | Elect Director Charles Blackmon | Management | For | For |
| 1.3 | Elect Director Derek J. Elder | Management | For | For |
| 1.4 | Elect Director Larry L. Enterline | Management | For | For |
| 1.5 | Elect Director Steve G. Nussrallah | Management | For | For |
| 1.6 | Elect Director Robert M. Pons | Management | For | For |
| 1.7 | Elect Director Dilip Singh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
CONFORMIS, INC.
MEETING DATE: MAY 08, 2017 | TICKER: CFMS SECURITY ID: 20717E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip W. Johnston | Management | For | For |
| 1.2 | Elect Director Michael Milligan | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CONMED CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: CNMD SECURITY ID: 207410101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director Charles M. Farkas | Management | For | For |
| 1.4 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.5 | Elect Director Jo Ann Golden | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Dirk M. Kuyper | Management | For | For |
| 1.8 | Elect Director Jerome J. Lande | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CONN'S, INC.
MEETING DATE: MAY 31, 2017 | TICKER: CONN SECURITY ID: 208242107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Haworth | Management | For | For |
| 1.2 | Elect Director Kelly M. Malson | Management | For | For |
| 1.3 | Elect Director Bob L. Martin | Management | For | For |
| 1.4 | Elect Director Douglas H. Martin | Management | For | For |
| 1.5 | Elect Director Norman L. Miller | Management | For | For |
| 1.6 | Elect Director William E. Saunders, Jr. | Management | For | For |
| 1.7 | Elect Director William (David) Schofman | Management | For | For |
| 1.8 | Elect Director Oded Shein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONNECTICUT WATER SERVICE, INC.
MEETING DATE: MAY 11, 2017 | TICKER: CTWS SECURITY ID: 207797101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Ann Hanley | Management | For | For |
| 1.2 | Elect Director Richard H. Forde | Management | For | For |
| 1.3 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: MAY 23, 2017 | TICKER: CNOB SECURITY ID: 20786W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Alexander A. Bol | Management | For | For |
| 1.4 | Elect Director Stephen Boswell | Management | For | For |
| 1.5 | Elect Director Frederick Fish | Management | For | For |
| 1.6 | Elect Director Frank Huttle, III | Management | For | For |
| 1.7 | Elect Director Michael Kempner | Management | For | For |
| 1.8 | Elect Director Nicholas Minoia | Management | For | For |
| 1.9 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.10 | Elect Director Harold Schechter | Management | For | For |
| 1.11 | Elect Director William A. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
CONNECTURE, INC.
MEETING DATE: SEP 26, 2016 | TICKER: CNXR SECURITY ID: 20786J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONNECTURE, INC.
MEETING DATE: MAY 25, 2017 | TICKER: CNXR SECURITY ID: 20786J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vickie L. Capps | Management | For | For |
| 1.2 | Elect Director Paul Kusserow | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAR 28, 2017 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 01, 2017 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Currey | Management | For | For |
| 1.2 | Elect Director Maribeth S. Rahe | Management | For | For |
| 1.3 | Elect Director C. Robert Udell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CONSOLIDATED WATER CO. LTD.
MEETING DATE: MAY 22, 2017 | TICKER: CWCO SECURITY ID: G23773107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carson K. Ebanks | Management | For | For |
| 1b | Elect Director Richard L. Finlay | Management | For | For |
| 1c | Elect Director Clarence B. Flowers, Jr. | Management | For | For |
| 1d | Elect Director Frederick W. McTaggart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Marcum LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CONSUMER PORTFOLIO SERVICES, INC.
MEETING DATE: APR 26, 2017 | TICKER: CPSS SECURITY ID: 210502100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Chris A. Adams | Management | For | For |
| 1.3 | Elect Director Brian J. Rayhill | Management | For | For |
| 1.4 | Elect Director William B. Roberts | Management | For | For |
| 1.5 | Elect Director Gregory S. Washer | Management | For | For |
| 1.6 | Elect Director Daniel S. Wood | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
CONTRAFECT CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: CFRX SECURITY ID: 212326102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | Withhold |
| 1.2 | Elect Director Isaac Blech | Management | For | Withhold |
| 1.3 | Elect Director Steven C. Gilman | Management | For | Withhold |
| 1.4 | Elect Director David N. Low, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Otto | Management | For | Withhold |
| 1.6 | Elect Director Roger J. Pomerantz | Management | For | Withhold |
| 1.7 | Elect Director Lisa R. Ricciardi | Management | For | For |
| 1.8 | Elect Director Cary W. Sucoff | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CONTROL4 CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: CTRL SECURITY ID: 21240D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Jensen | Management | For | For |
| 1.2 | Elect Director Phil Molyneux | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COPART, INC.
MEETING DATE: DEC 16, 2016 | TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CORBUS PHARMACEUTICALS HOLDINGS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: CRBP SECURITY ID: 21833P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuval Cohen | Management | For | For |
| 1.2 | Elect Director Alan Holmer | Management | For | For |
| 1.3 | Elect Director David P. Hochman | Management | For | For |
| 1.4 | Elect Director Renu Gupta | Management | For | For |
| 1.5 | Elect Director Avery W. (Chip) Catlin | Management | For | For |
| 2 | Eliminate Right to Act by Written Consent | Management | For | Against |
| 3 | Eliminate Right to Call Special Meeting | Management | For | Against |
| 4 | Amend Certificate of Incorporation | Management | For | Against |
| 5 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 24, 2017 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Wilson | Management | For | For |
| 1.2 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.3 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Renee D. Gala | Management | For | For |
| 1.6 | Elect Director David L. Mahoney | Management | For | For |
| 1.7 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CORE-MARK HOLDING COMPANY, INC.
MEETING DATE: MAY 23, 2017 | TICKER: CORE SECURITY ID: 218681104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Allen | Management | For | For |
| 1b | Elect Director Stuart W. Booth | Management | For | For |
| 1c | Elect Director Gary F. Colter | Management | For | For |
| 1d | Elect Director Laura Flanagan | Management | For | For |
| 1e | Elect Director Robert G. Gross | Management | For | For |
| 1f | Elect Director Thomas B. Perkins | Management | For | For |
| 1g | Elect Director Harvey L. Tepner | Management | For | For |
| 1h | Elect Director Randolph I. Thornton | Management | For | For |
| 1i | Elect Director J. Michael Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CORIUM INTERNATIONAL, INC.
MEETING DATE: MAR 09, 2017 | TICKER: CORI SECURITY ID: 21887L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director Ivan Gergel | Management | For | For |
| 1.3 | Elect Director Robert W. Thomas | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 14, 2017 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 1.3 | Elect Director Steffan C. Tomlinson | Management | For | For |
| 1.4 | Elect Director Dean Carter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 04, 2016 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| |
|---|
CORVUS PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: CRVS SECURITY ID: 221015100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Miller | Management | For | Withhold |
| 1.2 | Elect Director Peter Moldt | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | Against |
| 4 | Amend Bylaws | Management | For | Against |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 06, 2017 | TICKER: CSGP SECURITY ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael R. Klein | Management | For | For |
| 1b | Elect Director Andrew C. Florance | Management | For | For |
| 1c | Elect Director Laura Cox Kaplan | Management | For | For |
| 1d | Elect Director Michael J. Glosserman | Management | For | For |
| 1e | Elect Director Warren H. Haber | Management | For | For |
| 1f | Elect Director John W. Hill | Management | For | For |
| 1g | Elect Director Christopher J. Nassetta | Management | For | For |
| 1h | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 26, 2017 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Richard A. Galanti | Management | For | For |
| 1.3 | Elect Director John W. Meisenbach | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COUNTY BANCORP, INC.
MEETING DATE: JUN 20, 2017 | TICKER: ICBK SECURITY ID: 221907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Schneider | Management | For | For |
| 1.2 | Elect Director Lynn D. Davis | Management | For | For |
| 1.3 | Elect Director Andrew J. Steimle | Management | For | Withhold |
| 1.4 | Elect Director Kenneth R. Zacharias | Management | For | For |
| 2 | Amend Articles of Incorporation to Set the Minimum Number of Directors at Ten and to Set the Number of Classes of Directors at Three | Management | For | Against |
| 3 | Amend Articles of Incorporation to Provide for Director and Officer Indemnification | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 5 | Ratify CliftonLarsonAllen LLP as Auditors | Management | For | For |
| |
|---|
COUPA SOFTWARE INCORPORATED
MEETING DATE: MAY 15, 2017 | TICKER: COUP SECURITY ID: 22266L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neeraj Agrawal | Management | For | Withhold |
| 1.2 | Elect Director Scott Thompson | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COVENANT TRANSPORTATION GROUP, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CVTI SECURITY ID: 22284P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Parker | Management | For | For |
| 1.2 | Elect Director William T. Alt | Management | For | For |
| 1.3 | Elect Director Robert E. Bosworth | Management | For | For |
| 1.4 | Elect Director Bradley A. Moline | Management | For | For |
| 1.5 | Elect Director Herbert J. Schmidt | Management | For | For |
| 1.6 | Elect Director W. Miller Welborn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
COVISINT CORPORATION
MEETING DATE: OCT 24, 2016 | TICKER: COVS SECURITY ID: 22357R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard M. Goldsmith | Management | For | For |
| 1.2 | Elect Director William O. Grabe | Management | For | For |
| 1.3 | Elect Director Lawrence David Hansen | Management | For | For |
| 1.4 | Elect Director Samuel M. Inman, III | Management | For | For |
| 1.5 | Elect Director Andreas Mai | Management | For | For |
| 1.6 | Elect Director John F. Smith | Management | For | For |
| 1.7 | Elect Director Jonathan Yaron | Management | For | For |
| 2 | Ratify Grant Thornton LP as Auditors | Management | For | For |
| |
|---|
COWEN INC
MEETING DATE: JUN 15, 2017 | TICKER: COWN SECURITY ID: 223622606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Cohen | Management | For | For |
| 1.2 | Elect Director Katherine E. Dietze | Management | For | For |
| 1.3 | Elect Director Steven Kotler | Management | For | For |
| 1.4 | Elect Director Jerome S. Markowitz | Management | For | For |
| 1.5 | Elect Director Jack H. Nusbaum | Management | For | For |
| 1.6 | Elect Director Douglas A. Rediker | Management | For | For |
| 1.7 | Elect Director Jeffrey M. Solomon | Management | For | For |
| 1.8 | Elect Director Joseph R. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CPI CARD GROUP INC.
MEETING DATE: MAY 25, 2017 | TICKER: PMTS SECURITY ID: 12634H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diane Fulton | Management | For | For |
| 1.2 | Elect Director Steven Montross | Management | For | For |
| 1.3 | Elect Director Douglas Pearce | Management | For | Against |
| 1.4 | Elect Director Robert Pearce | Management | For | For |
| 1.5 | Elect Director Nicholas Peters | Management | For | Against |
| 1.6 | Elect Director David Rowntree | Management | For | Against |
| 1.7 | Elect Director Scott Scheirman | Management | For | For |
| 1.8 | Elect Director Bradley Seaman | Management | For | Against |
| 1.9 | Elect Director Silvio Tavares | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CRA INTERNATIONAL, INC.
MEETING DATE: JUL 20, 2016 | TICKER: CRAI SECURITY ID: 12618T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Maleh | Management | For | Withhold |
| 1.2 | Elect Director William Schleyer | Management | For | Withhold |
| 1.3 | Elect Director Thomas Avery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: NOV 17, 2016 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bradford | Management | For | For |
| 1.2 | Elect Director Thomas H. Barr | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Glenn A. Davenport | Management | For | For |
| 1.5 | Elect Director Richard J. Dobkin | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | For |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CRAFT BREW ALLIANCE, INC.
MEETING DATE: MAY 17, 2017 | TICKER: BREW SECURITY ID: 224122101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.2 | Elect Director Marc J. Cramer | Management | For | For |
| 1.3 | Elect Director Paul D. Davis | Management | For | For |
| 1.4 | Elect Director Kevin R. Kelly | Management | For | For |
| 1.5 | Elect Director David R. Lord | Management | For | For |
| 1.6 | Elect Director Nickolas A. Mills | Management | For | For |
| 1.7 | Elect Director Michael R. Taylor | Management | For | For |
| 1.8 | Elect Director Jacqueline Smith Woodward | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRAY INC.
MEETING DATE: JUN 13, 2017 | TICKER: CRAY SECURITY ID: 225223304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Prithviraj Banerjee | Management | For | For |
| 1b | Elect Director Martin J. Homlish | Management | For | For |
| 1c | Elect Director Stephen C. Kiely | Management | For | For |
| 1d | Elect Director Sally G. Narodick | Management | For | For |
| 1e | Elect Director Daniel C. Regis | Management | For | For |
| 1f | Elect Director Max L. Schireson | Management | For | For |
| 1g | Elect Director Brian V. Turner | Management | For | For |
| 1h | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Peterson Sullivan LLP as Auditors | Management | For | For |
| |
|---|
CREDIT ACCEPTANCE CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: CACC SECURITY ID: 225310101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.2 | Elect Director Brett A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.4 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 25, 2016 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Darren R. Jackson | Management | For | For |
| 1.5 | Elect Director C. Howard Nye | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CRESUD S.A.C.I.F. Y A.
MEETING DATE: OCT 31, 2016 | TICKER: CRES SECURITY ID: 226406106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 3 | Consider Treatment of Net Loss of ARS 1.4 Billion | Management | For | For |
| 4 | Consider Discharge of Directors | Management | For | For |
| 5 | Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 6 | Consider Remuneration of Directors in the Amount of ARS 18.99 Million | Management | For | For |
| 7 | Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 8 | Elect Directors and Alternates | Management | For | Against |
| 9 | Elect Principal and Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for One-Year Term | Management | For | For |
| 10 | Approve Auditors for Next Fiscal Year and Fix Their Remuneration | Management | For | For |
| 11 | Approve Amendments to Shared Services Agreement Report | Management | For | Against |
| 12 | Approve Treatment of Provisions for Tax on Shareholders' Personal Assets | Management | For | For |
| 13 | Consider Renewal of Delegation of Powers to Board to Set Terms and Conditions for Issuance of Negotiable Debt Securities within Global Program of up to $300 Million | Management | For | For |
| 14 | Consider Directors, Internal Statutory Auditors and Managers Indemnification | Management | For | Against |
| 15 | Consider Preliminary Agreement to Absorb Agro Managers SA; Consider Merger Balance Sheet of Agro Managers SA; Consider Merger Balance Sheet of Cresud SACIF y A and Consolidated Merger Balance Sheet of Cresud SACIF y A and Agro Managers SA | Management | For | For |
| 16 | Approve Allocation of Treasury Shares | Management | For | For |
| 17 | Approve Granting of Powers | Management | None | None |
| |
|---|
CRISPR THERAPEUTICS AG
MEETING DATE: MAY 31, 2017 | TICKER: CRSP SECURITY ID: H17182108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.a | Reelect N. Anthony Coles as Director and Board Chairman | Management | For | Did Not Vote |
| 4.b | Reelect Rodger Novak as Director | Management | For | Did Not Vote |
| 4.c | Reelect Bradley Bolzon as Director | Management | For | Did Not Vote |
| 4.d | Reelect Ali Behbahani as Director | Management | For | Did Not Vote |
| 4.e | Reelect Kurt von Emster as Director | Management | For | Did Not Vote |
| 4.f | Reelect Simeon J. George as Director | Management | For | Did Not Vote |
| 4.g | Reelect Thomas Woiwode as Director | Management | For | Did Not Vote |
| 4.h | Reelect Pablo Cagnoni as Director | Management | For | Did Not Vote |
| 5.a | Appoint Thomas Woiwode as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.b | Appoint Pablo Cagnoni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.c | Appoint N. Anthony Coles as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.d | Appoint Simeon J. George as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.a | Approve Fixed Remuneration of Board Directors in the Amount of USD 420,000 | Management | For | Did Not Vote |
| 6.b | Approve Equity Remuneration of Directors in the Amount of USD 4.2 Million | Management | For | Did Not Vote |
| 6.c | Approve Fixed Remuneration of Executive Committee in the Amount of USD 5.65 Million | Management | For | Did Not Vote |
| 6.d | Approve Variable Remuneration of Executive Committee in the Amount of USD 3.2 Million | Management | For | Did Not Vote |
| 6.e | Approve Equity Remuneration of Executive Committee in the Amount of USD 24.9 Million | Management | For | Did Not Vote |
| 7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | Did Not Vote |
| 8 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 9 | Designate Marius Meier as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 11 | Change Location of Registered Office to Zug, Switzerland | Management | For | Did Not Vote |
| 12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
CRITEO S.A.
MEETING DATE: JUN 28, 2017 | TICKER: CRTO SECURITY ID: 226718104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Hubert de Pesquidoux as Director | Management | For | For |
| 2 | Ratify Provisional Appointment of Edmond Mesrobian as Director | Management | For | For |
| 3 | Elect Nathalie Balla as Director | Management | For | For |
| 4 | Elect Rachel Picard as Director | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.50 Million | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Directors and Auditors | Management | For | For |
| 10 | Approve Allocation of Income | Management | For | For |
| 11 | Approve Transaction with a Related Party | Management | For | For |
| 12 | Approve Transaction with a Related Party | Management | For | For |
| 13 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Capital Issuance for Use in Stock Options Plans | Management | For | Against |
| 16 | Authorize Capital Issuance for Use in Restricted Stock Plans (Time-based) in Favor of Employees | Management | For | Against |
| 17 | Authorize Capital Issuance for Use in Restricted Stock Plans (Performance based) in Favor of Executives and Employees | Management | For | Against |
| 18 | Approve Issuance of Warrants for the Benefit of a Category of Persons | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 15-18 | Management | For | Against |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend of Bylaws Re: Record Date | Management | For | For |
| 26 | Amend of Bylaws Re: Registered Office and Statutory Auditor | Management | For | For |
| |
|---|
CROCS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: CROX SECURITY ID: 227046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason Giordano | Management | For | For |
| 1.2 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.3 | Elect Director Thomas J. Smach | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CROSS COUNTRY HEALTHCARE, INC.
MEETING DATE: MAY 23, 2017 | TICKER: CCRN SECURITY ID: 227483104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grubbs | Management | For | For |
| 1.2 | Elect Director W. Larry Cash | Management | For | For |
| 1.3 | Elect Director Thomas C. Dircks | Management | For | For |
| 1.4 | Elect Director Gale Fitzgerald | Management | For | For |
| 1.5 | Elect Director Richard M. Mastaler | Management | For | For |
| 1.6 | Elect Director Mark Perlberg | Management | For | For |
| 1.7 | Elect Director Joseph A. Trunfio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 18, 2017 | TICKER: CSGS SECURITY ID: 126349109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Barnes | Management | For | For |
| 1b | Elect Director Marwan H. Fawaz | Management | For | For |
| 1c | Elect Director John L. M. Hughes | Management | For | For |
| 1d | Elect Director Donald V. Smith | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CSW INDUSTRIALS, INC.
MEETING DATE: AUG 08, 2016 | TICKER: CSWI SECURITY ID: 126402106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gambrell | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
CSX CORPORATION
MEETING DATE: JUN 05, 2017 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director E. Hunter Harrison | Management | For | For |
| 1f | Elect Director Paul C. Hilal | Management | For | For |
| 1g | Elect Director Edward J. Kelly, III | Management | For | For |
| 1h | Elect Director John D. McPherson | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Dennis H. Reilley | Management | For | For |
| 1k | Elect Director Linda H. Riefler | Management | For | For |
| 1l | Elect Director J. Steven Whisler | Management | For | For |
| 1m | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO | Management | None | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1a | Elect Director Donna M. Alvarado | Shareholder | For | Did Not Vote |
| 1b | Elect Director John B. Breaux | Shareholder | For | Did Not Vote |
| 1c | Elect Director Pamela L. Carter | Shareholder | For | Did Not Vote |
| 1d | Elect Director Steven T. Halverson | Shareholder | For | Did Not Vote |
| 1e | Elect Director E. Hunter Harrison | Shareholder | For | Did Not Vote |
| 1f | Elect Director Paul C. Hilal | Shareholder | For | Did Not Vote |
| 1g | Elect Director Edward J. Kelly, III | Shareholder | For | Did Not Vote |
| 1h | Elect Director John D. McPherson | Shareholder | For | Did Not Vote |
| 1i | Elect Director David M. Moffett | Shareholder | For | Did Not Vote |
| 1j | Elect Director Dennis H. Reilley | Shareholder | For | Did Not Vote |
| 1k | Elect Director Linda H. Riefler | Shareholder | For | Did Not Vote |
| 1l | Elect Director J. Steven Whisler | Shareholder | For | Did Not Vote |
| 1m | Elect Director John J. Zillmer | Shareholder | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Advisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO | Management | For | Did Not Vote |
| |
|---|
CTI BIOPHARMA CORP.
MEETING DATE: MAY 16, 2017 | TICKER: CTIC SECURITY ID: 12648L601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam R. Craig | Management | For | For |
| 1.2 | Elect Director Richard L. Love | Management | For | For |
| 1.3 | Elect Director Michael A. Metzger | Management | For | For |
| 1.4 | Elect Director Phillip M. Nudelman | Management | For | Withhold |
| 1.5 | Elect Director Matthew D. Perry | Management | For | Withhold |
| 1.6 | Elect Director Jack W. Singer | Management | For | For |
| 1.7 | Elect Director Frederick W. Telling | Management | For | Withhold |
| 1.8 | Elect Director Reed V. Tuckson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
CU BANCORP
MEETING DATE: SEP 15, 2016 | TICKER: CUNB SECURITY ID: 126534106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roberto E. Barragan | Management | For | For |
| 1.2 | Elect Director Charles R. Beauregard | Management | For | For |
| 1.3 | Elect Director Kenneth J. Cosgrove | Management | For | For |
| 1.4 | Elect Director David C. Holman | Management | For | For |
| 1.5 | Elect Director K. Brian Horton | Management | For | For |
| 1.6 | Elect Director Eric S. Kentor | Management | For | For |
| 1.7 | Elect Director Jeffrey J. Leitzinger | Management | For | For |
| 1.8 | Elect Director David I. Rainer | Management | For | For |
| 1.9 | Elect Director Roy A. Salter | Management | For | For |
| 1.10 | Elect Director Daniel F. Selleck | Management | For | For |
| 1.11 | Elect Director Charles H. Sweetman | Management | For | For |
| 1.12 | Elect Director Kaveh Varjavand | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CUI GLOBAL, INC.
MEETING DATE: NOV 29, 2016 | TICKER: CUI SECURITY ID: 126576206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Clough | Management | For | For |
| 1.2 | Elect Director Thomas A. Price | Management | For | Withhold |
| 1.3 | Elect Director Matthew M. McKenzie | Management | For | For |
| 1.4 | Elect Director Sean P. Rooney | Management | For | Withhold |
| 1.5 | Elect Director Paul D. White | Management | For | Withhold |
| 1.6 | Elect Director Corey A. Lambrecht | Management | For | Withhold |
| 1.7 | Elect Director Joseph A. Mills | Management | None | None |
| 2 | Ratify Perkins & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMBERLAND PHARMACEUTICALS INC.
MEETING DATE: APR 25, 2017 | TICKER: CPIX SECURITY ID: 230770109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.2 | Elect Director Caroline R. Young | Management | For | For |
| 1.3 | Elect Director Kenneth J. Krogulski | Management | For | For |
| 1.4 | Elect Director Jonathan I. Griggs | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Bundled Compensation Plans | Management | For | Against |
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: OCT 12, 2016 | TICKER: CMLS SECURITY ID: 231082108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: JAN 26, 2017 | TICKER: CMLS SECURITY ID: 231082603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Authorize the Issuance of Two New Classes of Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: MAY 18, 2017 | TICKER: CMLS SECURITY ID: 231082603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.2 | Elect Director Mary G. Berner | Management | For | For |
| 1.3 | Elect Director Jill Bright | Management | For | For |
| 1.4 | Elect Director John W. Dickey | Management | For | For |
| 1.5 | Elect Director Ralph B. Everett | Management | For | For |
| 1.6 | Elect Director Ross A. Oliver | Management | For | For |
| 1.7 | Elect Director David M. Tolley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CURIS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: CRIS SECURITY ID: 231269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ali Fattaey | Management | For | For |
| 1.2 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.3 | Elect Director Kenneth I. Kaitin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CUTERA, INC.
MEETING DATE: JUN 14, 2017 | TICKER: CUTR SECURITY ID: 232109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director David A. Gollnick | Management | For | For |
| 2.2 | Elect Director James A. Reinstein | Management | For | For |
| 2.3 | Elect Director Clint H. Severson | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 17, 2017 | TICKER: CVBF SECURITY ID: 126600105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Anna Kan | Management | For | For |
| 1.4 | Elect Director Kristina M. Leslie | Management | For | For |
| 1.5 | Elect Director Christopher D. Myers | Management | For | For |
| 1.6 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.7 | Elect Director Hal W. Oswalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CYBERARK SOFTWARE LTD.
MEETING DATE: JUN 27, 2017 | TICKER: CYBR SECURITY ID: M2682V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as director for a three-year term | Management | For | For |
| 1.2 | Reelect Kim Perdikou as director for a three-year term | Management | For | For |
| 1.3 | Reelect Gadi Tirosh as director for a two-year term | Management | For | For |
| 2 | Ratify grant of options to purchase shares, RSU, and performance share units, to Ehud (Udi) Mokady, Chairman and CEO, for 2017 | Management | For | Against |
| 3 | Ratify amendment to the equity compensation arrangements provided to the Company's newly appointed non-executive directors, enabling reduction of equity awards | Management | For | For |
| 4 | Ratify revisions to the Company's liability insurance coverage in favor of the Company's directors, CEO and other officers | Management | For | For |
| 5 | Ratify articles amendment Re: increase maximum number of directors on the Company's board of directors, or Board, from eleven to nine | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CYBEROPTICS CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: CYBE SECURITY ID: 232517102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex B. Cimochowski | Management | For | For |
| 1.2 | Elect Director Craig D. Gates | Management | For | For |
| 1.3 | Elect Director Subodh Kulkarni | Management | For | For |
| 1.4 | Elect Director Irene M. Qualters | Management | For | For |
| 1.5 | Elect Director Michael M. Selzer, Jr. | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CYCLACEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2017 | TICKER: CYCC SECURITY ID: 23254L405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spiro Rombotis | Management | For | For |
| 1.2 | Elect Director David U'Prichard | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CYMABAY THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: CBAY SECURITY ID: 23257D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sujal A. Shah | Management | For | For |
| 1.2 | Elect Director Robert F. Booth | Management | For | For |
| 1.3 | Elect Director Carl Goldfischer | Management | For | For |
| 1.4 | Elect Director Caroline Loewy | Management | For | For |
| 1.5 | Elect Director Evan A. Stein | Management | For | For |
| 1.6 | Elect Director Paul F. Truex | Management | For | For |
| 1.7 | Elect Director Kurt von Emster | Management | For | For |
| 1.8 | Elect Director Robert J. Weiland | Management | For | For |
| 1.9 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CYNAPSUS THERAPEUTICS INC.
MEETING DATE: OCT 13, 2016 | TICKER: CTH SECURITY ID: 23257Y859
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Sunovion CNS Development Canada ULC, a Wholly-Owned Subsidiary of Sunovion Pharmaceuticals Inc. | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAR 24, 2017 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Eliminate Cumulative Voting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1 | Eliminate Cumulative Voting | Management | None | Did Not Vote |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: JUN 20, 2017 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director W. Steve Albrecht | Management | For | Did Not Vote |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | Did Not Vote |
| 1.3 | Elect Director H. Raymond Bingham - Withdrawn Resolution | Management | None | None |
| 1.4 | Elect Director Hassane El-Khoury | Management | For | Did Not Vote |
| 1.5 | Elect Director Oh Chul Kwon | Management | For | Did Not Vote |
| 1.6 | Elect Director Wilbert van den Hoek | Management | For | Did Not Vote |
| 1.7 | Elect Director Michael Wishart | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Director J. Daniel McCranie | Shareholder | For | For |
| 1.2 | Elect Directors Camillo Martino | Shareholder | For | For |
| 1.3 | Management Nominee W. Steve Albrecht | Shareholder | For | For |
| 1.4 | Management Nominee Hassane El-Khoury | Shareholder | For | For |
| 1.5 | Management Nominee Oh Chul Kwon | Shareholder | For | For |
| 1.6 | Management Nominee Wilbert van den Hoek | Shareholder | For | For |
| 1.7 | Management Nominee Michael Wishart | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | Abstain | Against |
| |
|---|
CYRUSONE INC.
MEETING DATE: APR 28, 2017 | TICKER: CONE SECURITY ID: 23283R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary J. Wojtaszek | Management | For | For |
| 1.2 | Elect Director David H. Ferdman | Management | For | For |
| 1.3 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 1.4 | Elect Director Michael A. Klayko | Management | For | For |
| 1.5 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.6 | Elect Director Alex Shumate | Management | For | For |
| 1.7 | Elect Director William E. Sullivan | Management | For | For |
| 1.8 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 18, 2017 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Edward M. Kaye | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: CTMX SECURITY ID: 23284F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Exter | Management | For | For |
| 1b | Elect Director Frederick W. Gluck | Management | For | For |
| 1c | Elect Director Matthew P. Young | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CYTORI THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2017 | TICKER: CYTX SECURITY ID: 23283K204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Rickey | Management | For | For |
| 1.2 | Elect Director Richard J. Hawkins | Management | For | Withhold |
| 1.3 | Elect Director Marc H. Hedrick | Management | For | For |
| 1.4 | Elect Director Gary A. Lyons | Management | For | For |
| 1.5 | Elect Director Gail K. Naughton | Management | For | For |
| 1.6 | Elect Director Ronald A. Martell | Management | For | For |
| 1.7 | Elect Director Gregg A. Lapointe | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CYTOSORBENTS CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: CTSO SECURITY ID: 23283X206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip P. Chan | Management | For | For |
| 1.2 | Elect Director Al W. Kraus | Management | For | Withhold |
| 1.3 | Elect Director Edward R. Jones | Management | For | For |
| 1.4 | Elect Director Michael G. Bator | Management | For | For |
| 1.5 | Elect Director Alan D. Sobel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify WithumSmith+Brown, PC as Auditors | Management | For | For |
| |
|---|
CYTRX CORPORATION
MEETING DATE: JUL 12, 2016 | TICKER: CYTR SECURITY ID: 232828509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Rubinfeld | Management | For | Withhold |
| 1.2 | Elect Director Louis Ignarro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
DAILY JOURNAL CORPORATION
MEETING DATE: FEB 15, 2017 | TICKER: DJCO SECURITY ID: 233912104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles T. Munger | Management | For | Withhold |
| 1.2 | Elect Director J.P. Guerin | Management | For | For |
| 1.3 | Elect Director Gerald L. Salzman | Management | For | Withhold |
| 1.4 | Elect Director Peter D. Kaufman | Management | For | For |
| 1.5 | Elect Director Gary L. Wilcox | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DAKTRONICS, INC.
MEETING DATE: AUG 31, 2016 | TICKER: DAKT SECURITY ID: 234264109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Morgan | Management | For | For |
| 1.2 | Elect Director John L. Mulligan | Management | For | For |
| 1.3 | Elect Director Kevin P. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DATALINK CORPORATION
MEETING DATE: JAN 05, 2017 | TICKER: DTLK SECURITY ID: 237934104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DATAWATCH CORPORATION
MEETING DATE: APR 18, 2017 | TICKER: DWCH SECURITY ID: 237917208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard de J. Osborne | Management | For | For |
| 1.2 | Elect Director Randy Seidl | Management | For | For |
| 1.3 | Elect Director Thomas H. Kelly | Management | For | For |
| 1.4 | Elect Director Christopher T. Cox | Management | For | Withhold |
| 1.5 | Elect Director David C. Mahoney | Management | For | For |
| 1.6 | Elect Director Michael A. Morrison | Management | For | For |
| 1.7 | Elect Director Joan C. McArdle | Management | For | For |
| 1.8 | Elect Director Donald R. Friedman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 08, 2017 | TICKER: PLAY SECURITY ID: 238337109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor L. Crawford | Management | For | For |
| 1.2 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.3 | Elect Director Michael J. Griffith | Management | For | For |
| 1.4 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.5 | Elect Director Stephen M. King | Management | For | For |
| 1.6 | Elect Director Patricia M. Mueller | Management | For | For |
| 1.7 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.8 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 6 | Amend Certificate of Incorporation to Eliminate Obsolete Provisions | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DAVIDSTEA INC.
MEETING DATE: JUN 08, 2017 | TICKER: DTEA SECURITY ID: 238661102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emilia Di Raddo | Management | For | For |
| 1.2 | Elect Director Tyler R. Gage | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David McCreight | Management | For | Withhold |
| 1.5 | Elect Director Gary O'Connor | Management | For | For |
| 1.6 | Elect Director Herschel Segal | Management | For | For |
| 1.7 | Elect Director Sarah Segal | Management | For | For |
| 1.8 | Elect Director Joel Silver | Management | For | For |
| 1.9 | Elect Director Kathleen C. Tierney | Management | For | For |
| 1.10 | Elect Director Maurice Tousson | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Reduction in Stated Capital | Management | For | For |
| |
|---|
DAWSON GEOPHYSICAL COMPANY
MEETING DATE: MAY 02, 2017 | TICKER: DWSN SECURITY ID: 239360100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Barrett | Management | For | For |
| 1.2 | Elect Director Craig W. Cooper | Management | For | For |
| 1.3 | Elect Director Gary M. Hoover | Management | For | For |
| 1.4 | Elect Director Stephen C. Jumper | Management | For | For |
| 1.5 | Elect Director Allen T. McInnes | Management | For | Withhold |
| 1.6 | Elect Director Ted R. North | Management | For | For |
| 1.7 | Elect Director Mark A. Vander Ploeg | Management | For | For |
| 1.8 | Elect Director Wayne A. Whitener | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DBV TECHNOLOGIES
MEETING DATE: JUN 15, 2017 | TICKER: DBV SECURITY ID: 23306J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Loses and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | Against |
| 5 | Renew Appointment of Deloitte & associes as Auditor | Management | For | For |
| 6 | Acknowledge End of Mandate of BEAS as Alternate Auditor, and Approve Decision to Neither Renew nor Replace the Alternate Auditor | Management | For | For |
| 7 | Elect Julie O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 9 | Approve Remuneration Policy of Pierre-Henri Benhamou, Chairman and CEO | Management | For | Against |
| 10 | Approve Remuneration Policy of David Schilansky, Vice-CEO | Management | For | Against |
| 11 | Approve Remuneration Policy of Laurent Martin, Vice-CEO | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize up to 5.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 15 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 16 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 2 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Subsidiaries | Management | For | Against |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Amend Article 36 of Bylaws Re: Auditors | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DEL FRISCO'S RESTAURANT GROUP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: DFRG SECURITY ID: 245077102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barr | Management | For | For |
| 1.2 | Elect Director Pauline J. Brown | Management | For | For |
| 1.3 | Elect Director William Lamar, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DEL TACO RESTAURANTS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: TACO SECURITY ID: 245496104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence F. Levy | Management | For | For |
| 1.2 | Elect Director Eileen Aptman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DELTA NATURAL GAS COMPANY, INC.
MEETING DATE: NOV 17, 2016 | TICKER: DGAS SECURITY ID: 247748106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Sandra C. Gray | Management | For | For |
| 2.2 | Elect Director Edward J. Holmes | Management | For | For |
| 2.3 | Elect Director Rodney L. Short | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA NATURAL GAS COMPANY, INC.
MEETING DATE: JUN 01, 2017 | TICKER: DGAS SECURITY ID: 247748106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 10, 2017 | TICKER: DENN SECURITY ID: 24869P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregg R. Dedrick | Management | For | For |
| 1b | Elect Director Jose M. Gutierrez | Management | For | For |
| 1c | Elect Director George W. Haywood | Management | For | For |
| 1d | Elect Director Brenda J. Lauderback | Management | For | For |
| 1e | Elect Director Robert E. Marks | Management | For | For |
| 1f | Elect Director John C. Miller | Management | For | For |
| 1g | Elect Director Donald C. Robinson | Management | For | For |
| 1h | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 1i | Elect Director Laysha Ward | Management | For | For |
| 1j | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DENTSPLY SIRONA INC.
MEETING DATE: MAY 24, 2017 | TICKER: XRAY SECURITY ID: 24906P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director David K. Beecken | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Michael J. Coleman | Management | For | For |
| 1e | Elect Director Willie A. Deese | Management | For | For |
| 1f | Elect Director Thomas Jetter | Management | For | For |
| 1g | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1h | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1i | Elect Director Francis J. Lunger | Management | For | For |
| 1j | Elect Director Jeffrey T. Slovin | Management | For | For |
| 1k | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DERMIRA, INC.
MEETING DATE: JUN 13, 2017 | TICKER: DERM SECURITY ID: 24983L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. McDade | Management | For | Withhold |
| 1.2 | Elect Director Jake R. Nunn | Management | For | Withhold |
| 1.3 | Elect Director Thomas G. Wiggans | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DESTINATION XL GROUP, INC.
MEETING DATE: AUG 04, 2016 | TICKER: DXLG SECURITY ID: 25065K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour Holtzman | Management | For | For |
| 1.2 | Elect Director David A. Levin | Management | For | For |
| 1.3 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.4 | Elect Director Jesse Choper | Management | For | For |
| 1.5 | Elect Director John E. Kyees | Management | For | For |
| 1.6 | Elect Director Willem Mesdag | Management | For | For |
| 1.7 | Elect Director Ward K. Mooney | Management | For | For |
| 1.8 | Elect Director George T. Porter, Jr. | Management | For | For |
| 1.9 | Elect Director Mitchell S. Presser | Management | For | For |
| 1.10 | Elect Director Ivy Ross | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DESWELL INDUSTRIES, INC.
MEETING DATE: SEP 20, 2016 | TICKER: DSWL SECURITY ID: 250639101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard Pui Hon Lau as Director | Management | For | For |
| 1.2 | Elect Chin Pang Li as Director | Management | For | Withhold |
| 1.3 | Elect Hung-Hum Leung as Director | Management | For | For |
| 1.4 | Elect Allen Yau-Nam Cham as Director | Management | For | For |
| 1.5 | Elect Wing-Ki Hui as Director | Management | For | For |
| 2 | Approve Appointment of BDO China Shu Lun Pan CPA LLP as Auditor | Management | For | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 31, 2017 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Collins | Management | For | For |
| 1b | Elect Director Mark Foletta | Management | For | For |
| 1c | Elect Director Eric J. Topol | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DEXTERA SURGICAL INC.
MEETING DATE: NOV 22, 2016 | TICKER: DXTR SECURITY ID: 252366109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Afzal | Management | For | For |
| 1.2 | Elect Director Michael A. Bates | Management | For | For |
| 1.3 | Elect Director Gregory D. Casciaro | Management | For | For |
| 1.4 | Elect Director R. Michael Kleine | Management | For | For |
| 1.5 | Elect Director Samuel E. Navarro | Management | For | For |
| 1.6 | Elect Director Julian N. Nikolchev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 26, 2017 | TICKER: DHIL SECURITY ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. H. Dillon | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Paul A. Reeder, III | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Frances A. Skinner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DIAMONDBACK ENERGY, INC.
MEETING DATE: DEC 07, 2016 | TICKER: FANG SECURITY ID: 25278X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 07, 2017 | TICKER: FANG SECURITY ID: 25278X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael P. Cross | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DIANA CONTAINERSHIPS INC.
MEETING DATE: MAY 19, 2017 | TICKER: DCIX SECURITY ID: Y2069P127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ioannis Zafirakis | Management | For | Withhold |
| 1.2 | Elect Director Antonios Karavias | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DIANA CONTAINERSHIPS INC.
MEETING DATE: JUN 29, 2017 | TICKER: DCIX SECURITY ID: Y2069P127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DIFFERENTIAL BRANDS GROUP, INC.
MEETING DATE: NOV 07, 2016 | TICKER: DFBG SECURITY ID: 25374L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William Sweedler | Management | For | Withhold |
| 1b | Elect Director Michael Buckley | Management | For | For |
| 1c | Elect Director Matthew Eby | Management | For | Withhold |
| 1d | Elect Director Kelly Hoffman | Management | For | For |
| 1e | Elect Director Walter McLallen | Management | For | For |
| 1f | Elect Director Kent Savage | Management | For | For |
| 1g | Elect Director Andrew Tarshis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | Against |
| 5 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| |
|---|
DIGI INTERNATIONAL INC.
MEETING DATE: JAN 30, 2017 | TICKER: DGII SECURITY ID: 253798102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Satbir Khanuja | Management | For | For |
| 1.2 | Elect Director Ronald E. Konezny | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DIGIMARC CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: DMRC SECURITY ID: 25381B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Davis | Management | For | For |
| 1.2 | Elect Director Gary DeStefano | Management | For | For |
| 1.3 | Elect Director Richard L. King | Management | For | For |
| 1.4 | Elect Director William J. Miller | Management | For | For |
| 1.5 | Elect Director James T. Richardson | Management | For | For |
| 1.6 | Elect Director Andrew J. Walter | Management | For | For |
| 1.7 | Elect Director Bernard Whitney | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DIGITAL TURBINE, INC.
MEETING DATE: JAN 10, 2017 | TICKER: APPS SECURITY ID: 25400W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Deutschman | Management | For | Withhold |
| 1.2 | Elect Director Craig Forman | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Karish | Management | For | For |
| 1.4 | Elect Director Christopher Rogers | Management | For | Withhold |
| 1.5 | Elect Director Paul Schaeffer | Management | For | Withhold |
| 1.6 | Elect Director Mohan S. Gyani | Management | For | For |
| 1.7 | Elect Director William G. Stone, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Ratify SingerLewak LLP as Auditors | Management | For | For |
| |
|---|
DIME COMMUNITY BANCSHARES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: DCOM SECURITY ID: 253922108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
| 1.2 | Elect Director Steven D. Cohn | Management | For | For |
| 1.3 | Elect Director Robert C. Golden | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DIMENSION THERAPEUTICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: DMTX SECURITY ID: 25433V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael Dybbs | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 16, 2017 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Michael R. Giordano | Management | For | For |
| 1.3 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.4 | Elect Director Raymond Soong | Management | For | For |
| 1.5 | Elect Director John M. Stich | Management | For | For |
| 1.6 | Elect Director Christina Wen-chi Sung | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
DIPEXIUM PHARMACEUTICALS, INC.
MEETING DATE: APR 18, 2017 | TICKER: DPRX SECURITY ID: 25456J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Increase Authorized Common Stock and Change Company Name to PLx Pharma Inc. | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4.1 | Elect Director Robert J. DeLuccia | Management | For | For |
| 4.2 | Elect Director David P. Luci | Management | For | For |
| 4.3 | Elect Director Jack H. Dean | Management | For | Withhold |
| 4.4 | Elect Director Michael E. Duffy | Management | For | For |
| 4.5 | Elect Director Thomas L. Harrison | Management | For | For |
| 4.6 | Elect Director William J. McSherry, Jr. | Management | For | For |
| 4.7 | Elect Director Barry Kagan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| 6 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: DISH SECURITY ID: 25470M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | Withhold |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
| 1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
| 1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.6 | Elect Director Charles M. Lillis | Management | For | For |
| 1.7 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.8 | Elect Director David K. Moskowitz | Management | For | Withhold |
| 1.9 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.10 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DIVERSIFIED RESTAURANT HOLDINGS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SAUC SECURITY ID: 25532M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Michael Ansley | Management | For | Withhold |
| 1.2 | Elect Director David G. Burke | Management | For | Withhold |
| 1.3 | Elect Director Jay Alan Dusenberry | Management | For | Withhold |
| 1.4 | Elect Director Philip Friedman | Management | For | For |
| 1.5 | Elect Director David Ligotti | Management | For | Withhold |
| 1.6 | Elect Director Joseph M. Nowicki | Management | For | For |
| 1.7 | Elect Director Gregory J. Stevens | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DMC GLOBAL INC.
MEETING DATE: MAY 18, 2017 | TICKER: BOOM SECURITY ID: 23291C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Aldous | Management | For | For |
| 1.2 | Elect Director Yvon Pierre Cariou | Management | For | Withhold |
| 1.3 | Elect Director Robert A. Cohen | Management | For | For |
| 1.4 | Elect Director James J. Ferris | Management | For | For |
| 1.5 | Elect Director Richard P. Graff | Management | For | For |
| 1.6 | Elect Director Kevin T. Longe | Management | For | For |
| 1.7 | Elect Director Gerard Munera | Management | For | For |
| 1.8 | Elect Director Clifton Peter Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DNB FINANCIAL CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: DNBF SECURITY ID: 233237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard F. Griesser | Management | For | For |
| 1.2 | Elect Director William J. Hieb | Management | For | For |
| 1.3 | Elect Director Charles A. Murray | Management | For | For |
| 1.4 | Elect Director James H. Thornton | Management | For | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 15, 2017 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DONEGAL GROUP INC.
MEETING DATE: APR 20, 2017 | TICKER: DGICA SECURITY ID: 257701201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Bolinger | Management | For | For |
| 1.2 | Elect Director Kevin G. Burke | Management | For | For |
| 1.3 | Elect Director Patricia A. Gilmartin | Management | For | For |
| 1.4 | Elect Director Jack L. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DORCHESTER MINERALS, L.P.
MEETING DATE: MAY 16, 2017 | TICKER: DMLP SECURITY ID: 25820R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | Withhold |
| 1.2 | Elect Director C. W. 'Bill' Russell | Management | For | Withhold |
| 1.3 | Elect Director Ronald P. Trout | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: DORM SECURITY ID: 258278100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Berman | Management | For | For |
| 1.2 | Elect Director Mathias J. Barton | Management | For | For |
| 1.3 | Elect Director John J. Gavin | Management | For | For |
| 1.4 | Elect Director Paul R. Lederer | Management | For | For |
| 1.5 | Elect Director Richard T. Riley | Management | For | For |
| 1.6 | Elect Director G. Michael Stakias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | Against |
| 6 | Approve Increase in Size of Board at Maximum of 9 | Management | For | For |
| 7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DRYSHIPS INC.
MEETING DATE: OCT 26, 2016 | TICKER: DRYS SECURITY ID: Y2109Q200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George Demathas | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
DRYSHIPS INC.
MEETING DATE: MAY 02, 2017 | TICKER: DRYS SECURITY ID: Y2109Q408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George Economou | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | Against |
| |
|---|
DSP GROUP, INC.
MEETING DATE: MAY 15, 2017 | TICKER: DSPG SECURITY ID: 23332B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ofer Elyakim | Management | For | For |
| 1.2 | Elect Director Thomas A. Lacey | Management | For | For |
| 1.3 | Elect Director Gabi Seligsohn | Management | For | For |
| 1.4 | Elect Director Yair Seroussi | Management | For | For |
| 1.5 | Elect Director Norman P. Taffe | Management | For | For |
| 1.6 | Elect Director Patrick Tanguy | Management | For | For |
| 1.7 | Elect Director Kenneth H. Traub | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DTS, INC.
MEETING DATE: DEC 01, 2016 | TICKER: DTSI SECURITY ID: 23335C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
DULUTH HOLDINGS, INC.
MEETING DATE: JUL 14, 2016 | TICKER: DLTH SECURITY ID: 26443V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Schlecht | Management | For | Against |
| 1.2 | Elect Director Stephanie L. Pugliese | Management | For | Against |
| 1.3 | Elect Director E. David Coolidge, III | Management | For | For |
| 1.4 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.5 | Elect Director William E. Ferry | Management | For | For |
| 1.6 | Elect Director David C. Finch | Management | For | For |
| 1.7 | Elect Director Thomas G. Folliard | Management | For | For |
| 1.8 | Elect Director C. Roger Lewis | Management | For | For |
| 1.9 | Elect Director Brenda I. Morris | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irene Chang Britt | Management | For | For |
| 1.2 | Elect Director Michael Hines | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Environmental Impact of K-Cup Pods | Shareholder | Against | Abstain |
| |
|---|
DURECT CORPORATION
MEETING DATE: JUN 19, 2017 | TICKER: DRRX SECURITY ID: 266605104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Hoffmann | Management | For | For |
| 1.2 | Elect Director Jon S. Saxe | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 19, 2017 | TICKER: DXPE SECURITY ID: 233377407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Cletus Davis | Management | For | Withhold |
| 1.3 | Elect Director Timothy P. Halter | Management | For | Withhold |
| 1.4 | Elect Director David Patton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DYNAMIC MATERIALS CORPORATION
MEETING DATE: NOV 04, 2016 | TICKER: BOOM SECURITY ID: 267888105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to DMC Global Inc. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JUN 02, 2017 | TICKER: DVAX SECURITY ID: 268158201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Kisner | Management | For | For |
| 1.2 | Elect Director Natale ('Nat') Ricciardi | Management | For | For |
| 1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
E PLUS INC.
MEETING DATE: SEP 15, 2016 | TICKER: PLUS SECURITY ID: 294268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip G. Norton | Management | For | For |
| 1.2 | Elect Director Bruce M. Bowen | Management | For | For |
| 1.3 | Elect Director C. Thomas Faulders, III | Management | For | Withhold |
| 1.4 | Elect Director Terrence O'Donnell | Management | For | For |
| 1.5 | Elect Director Lawrence S. Herman | Management | For | For |
| 1.6 | Elect Director Ira A. Hunt, III | Management | For | Withhold |
| 1.7 | Elect Director John E. Callies | Management | For | Withhold |
| 1.8 | Elect Director Eric D. Hovde | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director James P. Healy | Management | For | For |
| 1c | Elect Director Kevin T. Kabat | Management | For | For |
| 1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1e | Elect Director James Lam | Management | For | For |
| 1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1h | Elect Director Karl A. Roessner | Management | For | For |
| 1i | Elect Director Rebecca Saeger | Management | For | For |
| 1j | Elect Director Joseph L. Sclafani | Management | For | For |
| 1k | Elect Director Gary H. Stern | Management | For | For |
| 1l | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EAGLE BANCORP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: EGBN SECURITY ID: 268948106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Alperstein | Management | For | For |
| 1.2 | Elect Director Dudley C. Dworken | Management | For | For |
| 1.3 | Elect Director Harvey M. Goodman | Management | For | Withhold |
| 1.4 | Elect Director Ronald D. Paul | Management | For | For |
| 1.5 | Elect Director Norman R. Pozez | Management | For | Withhold |
| 1.6 | Elect Director Donald R. Rogers | Management | For | For |
| 1.7 | Elect Director Leland M. Weinstein | Management | For | Withhold |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EAGLE BULK SHIPPING INC.
MEETING DATE: AUG 02, 2016 | TICKER: EGLE SECURITY ID: Y2187A127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Issuance of Shares in Connection With the Entry Into The Second Lien Loan Agreement | Management | For | For |
| 2 | Ratify Issuance of Shares in Connection With the Entry Into The Second Lien Loan Agreement, to Certain Directors and Officers | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 6 | Approve Issuance of Shares for a Private Placement to Certain Directors and Officers | Management | For | For |
| 7 | Authorize New Class of Preferred Stock | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
EAGLE BULK SHIPPING INC.
MEETING DATE: DEC 15, 2016 | TICKER: EGLE SECURITY ID: Y2187A143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randee E. Day | Management | For | For |
| 1.2 | Elect Director Justin A. Knowles | Management | For | For |
| 1.3 | Elect Director Paul M. Leand, Jr. | Management | For | For |
| 1.4 | Elect Director Casey Shanley | Management | For | For |
| 1.5 | Elect Director Bart Veldhuizen | Management | For | For |
| 1.6 | Elect Director Gary Vogel | Management | For | For |
| 1.7 | Elect Director Gary Weston | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EAGLE BULK SHIPPING INC.
MEETING DATE: JAN 20, 2017 | TICKER: EGLE SECURITY ID: Y2187A143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EAGLE PHARMACEUTICALS, INC.
MEETING DATE: AUG 02, 2016 | TICKER: EGRX SECURITY ID: 269796108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sander A. Flaum | Management | For | Withhold |
| 1.2 | Elect Director Scott Tarriff | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
EAGLE PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: EGRX SECURITY ID: 269796108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven B. Ratoff | Management | For | Withhold |
| 1b | Elect Director Douglas L. Braunstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EARTHLINK HOLDINGS CORP.
MEETING DATE: FEB 24, 2017 | TICKER: ELNK SECURITY ID: 27033X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 23, 2017 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Herman Y. Li | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Keith W. Renken | Management | For | For |
| 1.9 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EASTERLY ACQUISITION CORP.
MEETING DATE: DEC 30, 2016 | TICKER: EACQ SECURITY ID: 27616L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | Against |
| 1A | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | For |
| 1B | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Amend Certificate of Incorporation to Change Company Name to Sungevity Holdings, Inc. and Remove Certain Provisions Related to Easterly Acquisition Corp as a Blank Check Company | Management | For | Against |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Approve Increase in Size of Board | Management | For | Against |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
EASTERN VIRGINIA BANKSHARES, INC.
MEETING DATE: JUN 21, 2017 | TICKER: EVBS SECURITY ID: 277196101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EBAY INC.
MEETING DATE: MAY 18, 2017 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Anthony J. Bates | Management | For | For |
| 1d | Elect Director Logan D. Green | Management | For | For |
| 1e | Elect Director Bonnie S. Hammer | Management | For | For |
| 1f | Elect Director Kathleen C. Mitic | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Paul S. Pressler | Management | For | For |
| 1i | Elect Director Robert H. Swan | Management | For | For |
| 1j | Elect Director Thomas J. Tierney | Management | For | For |
| 1k | Elect Director Perry M. Traquina | Management | For | For |
| 1l | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
EBIX, INC.
MEETING DATE: MAY 24, 2017 | TICKER: EBIX SECURITY ID: 278715206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans U. Benz | Management | For | For |
| 1.2 | Elect Director Pavan Bhalla | Management | For | For |
| 1.3 | Elect Director Neil D. Eckert | Management | For | For |
| 1.4 | Elect Director Rolf Herter | Management | For | For |
| 1.5 | Elect Director Hans Ueli Keller | Management | For | For |
| 1.6 | Elect Director George W. Hebard, III | Management | For | For |
| 1.7 | Elect Director Robin Raina | Management | For | For |
| 1.8 | Elect Director Joseph R. Wright, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ECHELON CORPORATION
MEETING DATE: OCT 04, 2016 | TICKER: ELON SECURITY ID: 27874N303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
ECHELON CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: ELON SECURITY ID: 27874N303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | Withhold |
| 2 | Ratify Armanino LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 16, 2017 | TICKER: ECHO SECURITY ID: 27875T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.2 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.3 | Elect Director Matthew Ferguson | Management | For | For |
| 1.4 | Elect Director David Habiger | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director William M. Farrow, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ECHOSTAR CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: SATS SECURITY ID: 278768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Stanton Dodge | Management | For | Withhold |
| 1.2 | Elect Director Michael T. Dugan | Management | For | Withhold |
| 1.3 | Elect Director Charles W. Ergen | Management | For | Withhold |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | Withhold |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EDAP TMS SA
MEETING DATE: JUN 30, 2017 | TICKER: EDAP SECURITY ID: 268311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 2 | Approve Financial Statements, Consolidated Financial Statements and Discharge Directors | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Elect Marc Oczachowski as Director | Management | For | For |
| |
|---|
EDGE THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: EDGE SECURITY ID: 279870109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Isaac Blech | Management | For | Withhold |
| 1.2 | Elect Director James Loughlin | Management | For | Withhold |
| 1.3 | Elect Director R. Loch Macdonald | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EDITAS MEDICINE, INC.
MEETING DATE: JUN 15, 2017 | TICKER: EDIT SECURITY ID: 28106W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis Borisy | Management | For | Withhold |
| 1.2 | Elect Director Douglas G. Cole | Management | For | Withhold |
| 1.3 | Elect Director Akshay K. Vaishnaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EGAIN CORPORATION
MEETING DATE: NOV 18, 2016 | TICKER: EGAN SECURITY ID: 28225C806
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashutosh Roy | Management | For | For |
| 1.2 | Elect Director Gunjan Sinha | Management | For | Withhold |
| 1.3 | Elect Director David S. Scott | Management | For | For |
| 1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
| 1.5 | Elect Director Brett Shockley | Management | For | For |
| 2 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For |
| |
|---|
EGALET CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: EGLT SECURITY ID: 28226B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas C. Nicolaides | Management | For | For |
| 1.2 | Elect Director John E. Osborn | Management | For | For |
| 1.3 | Elect Director Robert P. Roche, Jr. | Management | For | For |
| 1.4 | Elect Director Elaine Hochberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EHEALTH, INC.
MEETING DATE: JUN 13, 2017 | TICKER: EHTH SECURITY ID: 28238P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EIGER BIOPHARMACEUTICALS, INC.
MEETING DATE: AUG 29, 2016 | TICKER: EIGR SECURITY ID: 28249U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Cory | Management | For | For |
| 1.2 | Elect Director Nina Kjellson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
EIGER BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: EIGR SECURITY ID: 28249U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar G. Engleman | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Glenn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EKSO BIONICS HOLDINGS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: EKSO SECURITY ID: 282644202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Sherman | Management | For | For |
| 1.2 | Elect Director Thomas Looby | Management | For | For |
| 1.3 | Elect Director Daniel Boren | Management | For | For |
| 1.4 | Elect Director Marilyn Hamilton | Management | For | For |
| 1.5 | Elect Director Howard Palefsky | Management | For | For |
| 1.6 | Elect Director Jack Peurach | Management | For | For |
| 1.7 | Elect Director Stanley Stern | Management | For | For |
| 1.8 | Elect Director Amy Wendell | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify OUM & Co., LLP as Auditors | Management | For | For |
| |
|---|
EL POLLO LOCO HOLDINGS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: LOCO SECURITY ID: 268603107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Roth | Management | For | Withhold |
| 1.2 | Elect Director Samuel N. Borgese | Management | For | Withhold |
| 1.3 | Elect Director Mark Buller | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Report on Risks from Animal Welfare | Shareholder | Against | Against |
| |
|---|
ELBIT IMAGING LTD.
MEETING DATE: OCT 13, 2016 | TICKER: EMITF SECURITY ID: M37605124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Update the Compensation Policy of the Company | Management | For | Against |
| 2 | Approve Employment Terms of Ron Hadassi, Active Chairman | Management | For | For |
| 3 | Approve Consultancy Agreement with Boaz Lifschitz, Director | Management | For | For |
| 4.1 | Reelect Alon Bachar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4.2 | Reelect Ron Hadassi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4.3 | Reelect Boaz Lifschitz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4.4 | Reelect Nadav Livni as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4.5 | Reelect Zvi Tropp as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 5 | Approve Directors' Remuneration | Management | For | For |
| 6 | Reappoint Brightman Almagor Zohar & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELBIT SYSTEMS LTD.
MEETING DATE: NOV 23, 2016 | TICKER: ESLT SECURITY ID: M3760D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Michael Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Rina Baum as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Yoram Ben-Zeev as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect David Federmann as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Dov Ninveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Udi Nisan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Yuli Tamir as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Dalia Rabin as External Director | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay and Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: JAN 25, 2017 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: JUN 14, 2017 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.3 | Elect Director James B. Hawkins | Management | For | For |
| 1.4 | Elect Director Michael E. Pegram | Management | For | For |
| 1.5 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.6 | Elect Director David P. Tomick | Management | For | For |
| 1.7 | Elect Director Roger P. Wagner | Management | For | For |
| 1.8 | Elect Director Bonnie Biumi | Management | For | For |
| 1.9 | Elect Director Gregory J. Kozicz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRO RENT CORPORATION
MEETING DATE: AUG 05, 2016 | TICKER: ELRC SECURITY ID: 285218103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ELECTRO SCIENTIFIC INDUSTRIES, INC.
MEETING DATE: AUG 18, 2016 | TICKER: ESIO SECURITY ID: 285229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Medica | Management | For | For |
| 1.2 | Elect Director Raymond A. Link | Management | For | For |
| 1.3 | Elect Director Laurence E. Cramer | Management | For | For |
| 1.4 | Elect Director Frederick A. Ball | Management | For | For |
| 1.5 | Elect Director Richard H. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 28, 2016 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Talbott Roche | Management | For | For |
| 1g | Elect Director Richard A. Simonson | Management | For | For |
| 1h | Elect Director Luis A. Ubinas | Management | For | For |
| 1i | Elect Director Denise F. Warren | Management | For | For |
| 1j | Elect Director Andrew Wilson | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: JUN 07, 2017 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ELEVEN BIOTHERAPEUTICS, INC.
MEETING DATE: AUG 15, 2016 | TICKER: EBIO SECURITY ID: 286221106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize the Transactions Contemplated by the License Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
ELEVEN BIOTHERAPEUTICS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: EBIO SECURITY ID: 286221106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abbie C. Celniker | Management | For | Withhold |
| 1.2 | Elect Director Jane V. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Daniel S. Lynch | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ELIZABETH ARDEN, INC.
MEETING DATE: SEP 07, 2016 | TICKER: RDEN SECURITY ID: 28660G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EMC INSURANCE GROUP INC.
MEETING DATE: MAY 25, 2017 | TICKER: EMCI SECURITY ID: 268664109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Crane | Management | For | For |
| 1b | Elect Director Jonathan R. Fletcher | Management | For | For |
| 1c | Elect Director Robert L. Howe | Management | For | For |
| 1d | Elect Director Bruce G. Kelley | Management | For | For |
| 1e | Elect Director Gretchen H. Tegeler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EMCORE CORPORATION
MEETING DATE: MAR 17, 2017 | TICKER: EMKR SECURITY ID: 290846203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald J. Fine | Management | For | For |
| 1.2 | Elect Director Ettore J. Coringrato, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EMMIS COMMUNICATIONS CORPORATION
MEETING DATE: JUL 07, 2016 | TICKER: EMMS SECURITY ID: 291525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Dubin | Management | For | Withhold |
| 1.2 | Elect Director Greg A. Nathanson | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Smulyan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EMPIRE RESORTS, INC.
MEETING DATE: NOV 01, 2016 | TICKER: NYNY SECURITY ID: 292052305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. D'Amato | Management | For | Withhold |
| 1.2 | Elect Director Emanuel R. Pearlman | Management | For | Withhold |
| 1.3 | Elect Director Edmund Marinucci | Management | For | For |
| 1.4 | Elect Director Nancy A. Palumbo | Management | For | For |
| 1.5 | Elect Director Gregg Polle | Management | For | Withhold |
| 1.6 | Elect Director Keith Horn | Management | For | For |
| 2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 3 | Amend Charter to Delete the Provision Referencing the Applicability of the Gaming Laws and Regulations of the State of Mississippi | Management | For | For |
| 4 | Amend Charter to Clarify Vote Required for Directors to Amend Bylaws | Management | For | For |
| 5 | Amend the Indemnification Provisions | Management | For | For |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 7 | Amend Charter to Clarify Vote Requirement to Repeal or Modify the Article Relating to Director Exculpation from Monetary Liability for Breach of Fiduciary Duty | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENANTA PHARMACEUTICALS, INC.
MEETING DATE: FEB 16, 2017 | TICKER: ENTA SECURITY ID: 29251M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Jay R. Luly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 15, 2017 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willem Mesdag | Management | For | For |
| 1.2 | Elect Director Ashwini (Ash) Gupta | Management | For | For |
| 1.3 | Elect Director Wendy G. Hannam | Management | For | For |
| 1.4 | Elect Director Michael P. Monaco | Management | For | For |
| 1.5 | Elect Director Laura Newman Olle | Management | For | For |
| 1.6 | Elect Director Francis E. Quinlan | Management | For | For |
| 1.7 | Elect Director Norman R. Sorensen | Management | For | For |
| 1.8 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.9 | Elect Director Kenneth A. Vecchione - Withdrawn Resolution | Management | None | None |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ENCORE WIRE CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: WIRE SECURITY ID: 292562105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Courtney | Management | For | For |
| 1.2 | Elect Director Gregory J. Fisher | Management | For | For |
| 1.3 | Elect Director Daniel L. Jones | Management | For | For |
| 1.4 | Elect Director William R. Thomas, III | Management | For | For |
| 1.5 | Elect Director Scott D. Weaver | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENDO INTERNATIONAL PLC
MEETING DATE: JUN 08, 2017 | TICKER: ENDP SECURITY ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Paul V. Campanelli | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Nancy J. Hutson | Management | For | For |
| 1e | Elect Director Michael Hyatt | Management | For | For |
| 1f | Elect Director Douglas S. Ingram | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Todd B. Sisitsky | Management | For | For |
| 1i | Elect Director Jill D. Smith | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Memorandum of Association | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENDOCYTE, INC.
MEETING DATE: MAY 04, 2017 | TICKER: ECYT SECURITY ID: 29269A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Aplin | Management | For | For |
| 1b | Elect Director Colin Goddard | Management | For | For |
| 1c | Elect Director Philip S. Low | Management | For | For |
| 1d | Elect Director Lesley Russell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ENDOLOGIX, INC.
MEETING DATE: MAY 31, 2017 | TICKER: ELGX SECURITY ID: 29266S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 1.2 | Elect Director Leslie Norwalk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
MEETING DATE: APR 26, 2017 | TICKER: EIGI SECURITY ID: 29272B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Hayford | Management | For | For |
| 1.2 | Elect Director Peter J. Perrone | Management | For | For |
| 1.3 | Elect Director Chandler J. Reedy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ENERGOUS CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: WATT SECURITY ID: 29272C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Rizzone | Management | For | Withhold |
| 1.2 | Elect Director Michael Leabman | Management | For | Withhold |
| 1.3 | Elect Director Martin Cooper | Management | For | Withhold |
| 1.4 | Elect Director John R. Gaulding | Management | For | Withhold |
| 1.5 | Elect Director Robert J. Griffin | Management | For | Withhold |
| 1.6 | Elect Director Rex S. Jackson | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
ENERGY FOCUS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: EFOI SECURITY ID: 29268T300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald D. Black | Management | For | For |
| 1.2 | Elect Director William Cohen | Management | For | For |
| 1.3 | Elect Director Glenda M. Dorchak | Management | For | For |
| 1.4 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.5 | Elect Director Michael R. Ramelot | Management | For | For |
| 1.6 | Elect Director Theodore L. Tewksbury, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| |
|---|
ENERGY RECOVERY, INC.
MEETING DATE: JUN 22, 2017 | TICKER: ERII SECURITY ID: 29270J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander J. Buehler | Management | For | For |
| 1.2 | Elect Director Robert Y.L. Mao | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ENERGY XXI GULF COAST, INC.
MEETING DATE: MAY 10, 2017 | TICKER: EXXI SECURITY ID: 29276K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Bahorich | Management | For | For |
| 1.2 | Elect Director Douglas E. Brooks | Management | For | For |
| 1.3 | Elect Director George Kollitides | Management | For | For |
| 1.4 | Elect Director Michael S. Reddin | Management | For | For |
| 1.5 | Elect Director Stanford Springel | Management | For | For |
| 1.6 | Elect Director James W. Swent, III | Management | For | For |
| 1.7 | Elect Director Charles W. Wampler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 18, 2017 | TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Kortlang | Management | For | For |
| 1.2 | Elect Director Richard Mora | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
MEETING DATE: JUN 13, 2017 | TICKER: ESGR SECURITY ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Frederick Becker | Management | For | For |
| 1b | Elect Director James D. Carey | Management | For | For |
| 1c | Elect Director Hitesh R. Patel | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve KPMG Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Subsidiary Directors | Management | For | For |
| |
|---|
ENTEGRA FINANCIAL CORP.
MEETING DATE: MAY 18, 2017 | TICKER: ENFC SECURITY ID: 29363J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Buck, Jr. | Management | For | Against |
| 1.2 | Elect Director Adam W. Burrell | Management | For | Against |
| 1.3 | Elect Director Craig A. Fowler | Management | For | For |
| 1.4 | Elect Director Beverly W. Mason | Management | For | Against |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director Daniel W. Christman | Management | For | For |
| 1d | Elect Director James F. Gentilcore | Management | For | For |
| 1e | Elect Director James P. Lederer | Management | For | For |
| 1f | Elect Director Bertrand Loy | Management | For | For |
| 1g | Elect Director Paul L. H. Olson | Management | For | For |
| 1h | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ENTELLUS MEDICAL, INC.
MEETING DATE: JUN 13, 2017 | TICKER: ENTL SECURITY ID: 29363K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Baltzell | Management | For | Withhold |
| 1.2 | Elect Director Shawn T McCormick | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ENTEROMEDICS INC.
MEETING DATE: DEC 12, 2016 | TICKER: ETRM SECURITY ID: 29365M307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
ENTEROMEDICS INC.
MEETING DATE: JUN 01, 2017 | TICKER: ETRM SECURITY ID: 29365M505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Goldfischer | Management | For | For |
| 1.2 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ENTERPRISE BANCORP, INC.
MEETING DATE: MAY 02, 2017 | TICKER: EBTC SECURITY ID: 293668109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Clementi | Management | For | For |
| 1.2 | Elect Director Carole A. Cowan | Management | For | For |
| 1.3 | Elect Director Normand E. Deschene | Management | For | For |
| 1.4 | Elect Director John A. Koutsos | Management | For | For |
| 1.5 | Elect Director Joseph C. Lerner | Management | For | For |
| 1.6 | Elect Director Richard W. Main | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
MEETING DATE: MAY 02, 2017 | TICKER: EFSC SECURITY ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Q. Arnold | Management | For | For |
| 1.2 | Elect Director Michael A. DeCola | Management | For | For |
| 1.3 | Elect Director John S. Eulich | Management | For | For |
| 1.4 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.5 | Elect Director James M. Havel | Management | For | For |
| 1.6 | Elect Director Judith S. Heeter | Management | For | For |
| 1.7 | Elect Director Michael R. Holmes | Management | For | For |
| 1.8 | Elect Director Nevada A. Kent, IV | Management | For | For |
| 1.9 | Elect Director James B. Lally | Management | For | For |
| 1.10 | Elect Director Eloise E. Schmitz | Management | For | For |
| 1.11 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.12 | Elect Director Michael W. Walsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: AUG 25, 2016 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Steve Dubin as Director for a Three-Year Period | Management | For | For |
| 1.2 | Reelect Michal Silverberg as Director for a Three-Year Period | Management | For | For |
| 1.3 | Reelect Joseph Tenne as Director for a Three-Year Period | Management | For | For |
| 2 | Reelect Dov Pekelman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.1 | Approve Compensation of the Company's Board of Directors | Management | For | For |
| 3.2 | Approve Compensation of Tamar Howson and Holger Liepmann, Non-Israeli Directors | Management | For | For |
| 4 | Approve Grant of Options and RSUs to Directors | Management | For | For |
| 5 | Approve Cash Bonus to Ariel Katz, the Company's President and CEO | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
ENZYMOTEC LTD.
MEETING DATE: APR 25, 2017 | TICKER: ENZY SECURITY ID: M4059L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Erez Israeli as the Company's CEO and President | Management | For | Against |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUL 28, 2016 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Galgano | Management | For | For |
| 1.4 | Elect Director Douglas M. Gaston | Management | For | For |
| 1.5 | Elect Director Paul N. Gorup | Management | For | For |
| 1.6 | Elect Director Barry D. LeBlanc | Management | For | For |
| 1.7 | Elect Director Joel Pelofsky | Management | For | For |
| 1.8 | Elect Director Kevin L. Robert | Management | For | For |
| 1.9 | Elect Director W. Bryan Satterlee | Management | For | For |
| 1.10 | Elect Director Brad D. Scott | Management | For | For |
| 1.11 | Elect Director Gregory M. Share | Management | For | For |
| 1.12 | Elect Director Michael Suchsland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: SEP 27, 2016 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EPIZYME, INC.
MEETING DATE: JUN 22, 2017 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew R. Allen | Management | For | Withhold |
| 1.2 | Elect Director Kenneth Bate | Management | For | For |
| 1.3 | Elect Director Robert B. Bazemore, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: MAY 31, 2017 | TICKER: EQIX SECURITY ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director John Hughes | Management | For | For |
| 1.5 | Elect Director Scott Kriens | Management | For | For |
| 1.6 | Elect Director William Luby | Management | For | For |
| 1.7 | Elect Director Irving Lyons, III | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Stephen Smith | Management | For | For |
| 1.10 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Re-approve Material Terms for Long-Term Incentive Performance Awards | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EQUITY BANCSHARES, INC.
MEETING DATE: OCT 27, 2016 | TICKER: EQBK SECURITY ID: 29460X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
EQUITY BANCSHARES, INC.
MEETING DATE: APR 26, 2017 | TICKER: EQBK SECURITY ID: 29460X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary C. Allerheiligen | Management | For | Against |
| 1.2 | Elect Director Jeff A. Bloomer | Management | For | Against |
| 1.3 | Elect Director P. John Eck | Management | For | Against |
| 1.4 | Elect Director Gregory L. Gaeddert | Management | For | Against |
| 2 | Ratify Crowe Chizek LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ESCALADE, INCORPORATED
MEETING DATE: MAY 17, 2017 | TICKER: ESCA SECURITY ID: 296056104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Savitsky | Management | For | For |
| 1.2 | Elect Director Richard D. White | Management | For | For |
| 1.3 | Elect Director Edward E. Williams | Management | For | For |
| 1.4 | Elect Director Richard F. Baalmann, Jr. | Management | For | For |
| 1.5 | Elect Director David L. Fetherman | Management | For | Withhold |
| 1.6 | Elect Director Patrick J. Griffin | Management | For | Withhold |
| 1.7 | Elect Director Walter P. Glazer, Jr. | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESPERION THERAPEUTICS, INC.
MEETING DATE: APR 17, 2017 | TICKER: ESPR SECURITY ID: 29664W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Janney | Management | For | For |
| 1b | Elect Director Tim M. Mayleben | Management | For | For |
| 1c | Elect Director Mark E. McGovern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ESSA BANCORP, INC.
MEETING DATE: MAR 02, 2017 | TICKER: ESSA SECURITY ID: 29667D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Henning | Management | For | For |
| 1.2 | Elect Director Frederick E. Kutteroff | Management | For | For |
| 1.3 | Elect Director Elizabeth B. Weekes | Management | For | For |
| 1.4 | Elect Director Brian T. Regan | Management | For | For |
| 2 | Ratify S.R. Snodgrass, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ESSENDANT INC.
MEETING DATE: MAY 23, 2017 | TICKER: ESND SECURITY ID: 296689102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director Dennis J. Martin | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ETSY, INC.
MEETING DATE: JUN 08, 2017 | TICKER: ETSY SECURITY ID: 29786A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | Withhold |
| 1b | Elect Director Josh Silverman | Management | For | For |
| 1c | Elect Director Fred Wilson | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 23, 2017 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 1.3 | Elect Director Mark R. Callegari | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EUROSEAS LTD.
MEETING DATE: JUN 23, 2017 | TICKER: ESEA SECURITY ID: Y23592309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aristides J. Pittas | Management | For | For |
| 1.2 | Elect Director Anastasios Aslidis | Management | For | For |
| 1.3 | Elect Director Aristides P. Pittas | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify Deloitte Certified Public Accountants, S.A. as Auditors | Management | For | For |
| |
|---|
EV ENERGY PARTNERS, L.P.
MEETING DATE: AUG 30, 2016 | TICKER: EVEP SECURITY ID: 26926V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EVERBRIDGE, INC.
MEETING DATE: MAY 17, 2017 | TICKER: EVBG SECURITY ID: 29978A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ellertson | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
EVINE LIVE INC.
MEETING DATE: JUN 14, 2017 | TICKER: EVLV SECURITY ID: 300487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Rosenblatt | Management | For | For |
| 1.2 | Elect Director Thomas D. Beers | Management | For | For |
| 1.3 | Elect Director Landel C. Hobbs | Management | For | For |
| 1.4 | Elect Director Lowell W. Robinson | Management | For | For |
| 1.5 | Elect Director Fred R. Siegel | Management | For | For |
| 1.6 | Elect Director Lisa Letizio | Management | For | For |
| 1.7 | Elect Director Neal S. Grabell | Management | For | For |
| 1.8 | Elect Director Mark K. Holdsworth | Management | For | For |
| 1.9 | Elect Director Scott R. Arnold | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EXA CORPORATION
MEETING DATE: JUN 15, 2017 | TICKER: EXA SECURITY ID: 300614500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Shields, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EXACTECH, INC.
MEETING DATE: MAY 04, 2017 | TICKER: EXAC SECURITY ID: 30064E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Petty | Management | For | For |
| 1.2 | Elect Director Richard C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EXFO INC.
MEETING DATE: JAN 11, 2017 | TICKER: EXF SECURITY ID: 302046107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre-Paul Allard | Management | For | For |
| 1.2 | Elect Director Francois Cote | Management | For | For |
| 1.3 | Elect Director Germain Lamonde | Management | For | For |
| 1.4 | Elect Director Angela Logothetis | Management | For | For |
| 1.5 | Elect Director Claude Seguin | Management | For | For |
| 1.6 | Elect Director Randy E. Tornes | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 22, 2017 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David B. Kelso | Management | For | For |
| 1b | Elect Director Som Mittal | Management | For | For |
| 1c | Elect Director Clyde Ostler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EXPEDIA, INC.
MEETING DATE: SEP 14, 2016 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1c | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1d | Elect Director Barry Diller | Management | For | Withhold |
| 1e | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1f | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1g | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1h | Elect Director Peter M. Kern | Management | For | Withhold |
| 1i | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1j | Elect Director John C. Malone | Management | For | Withhold |
| 1k | Elect Director Scott Rudin | Management | For | For |
| 1l | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1m | Elect Director Alexander Von Furstenberg | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 13, 2017 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Chelsea Clinton | Management | For | For |
| 1d | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1e | Elect Director Barry Diller | Management | For | Withhold |
| 1f | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1g | Elect Director Craig A. Jacobson | Management | For | For |
| 1h | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1i | Elect Director Peter M. Kern | Management | For | For |
| 1j | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1k | Elect Director John C. Malone | Management | For | Withhold |
| 1l | Elect Director Scott Rudin | Management | For | For |
| 1m | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1n | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| |
|---|
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 02, 2017 | TICKER: EXPD SECURITY ID: 302130109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director James M. DuBois | Management | For | For |
| 1.4 | Elect Director Mark A. Emmert | Management | For | For |
| 1.5 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.6 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 1.7 | Elect Director Richard B. McCune | Management | For | For |
| 1.8 | Elect Director Alain Monie | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.10 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.11 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Link Executive Compensation to Sustainability Performance | Shareholder | Against | Abstain |
| |
|---|
EXPONENT, INC.
MEETING DATE: JUN 01, 2017 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Carol Lindstrom | Management | For | For |
| 1.4 | Elect Director Karen A. Richardson | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 11, 2017 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
EXTRACTION OIL & GAS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: XOG SECURITY ID: 30227M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Matthew R. Owens | Management | For | Against |
| 1B | Elect Director Wayne W. Murdy | Management | For | For |
| 1C | Elect Director John S. Gaensbauer | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| |
|---|
EXTREME NETWORKS, INC.
MEETING DATE: NOV 18, 2016 | TICKER: EXTR SECURITY ID: 30226D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Kispert | Management | For | For |
| 1.2 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.3 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 1.4 | Elect Director Raj Khanna | Management | For | For |
| 1.5 | Elect Director Edward H. Kennedy | Management | For | For |
| 1.6 | Elect Director Edward B. Meyercord | Management | For | For |
| 1.7 | Elect Director John C. Shoemaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 09, 2017 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director John McAdam | Management | For | For |
| 1i | Elect Director Stephen M. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 01, 2017 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | Withhold |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Against |
| 6 | Gender Pay Gap | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FAIRPOINT COMMUNICATIONS, INC.
MEETING DATE: MAR 28, 2017 | TICKER: FRP SECURITY ID: 305560302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FALCONSTOR SOFTWARE, INC.
MEETING DATE: MAY 03, 2017 | TICKER: FALC SECURITY ID: 306137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barry A. Rudolph | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
FARMER BROS. CO.
MEETING DATE: DEC 08, 2016 | TICKER: FARM SECURITY ID: 307675108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Michael H. Keown | Management | For | For |
| 1.2 | Elect Director Charles F. Marcy | Management | For | For |
| 1.3 | Elect Director Christopher P. Mottern | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Directors Tom Mortensen | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors John Samore, Jr. | Shareholder | For | Did Not Vote |
| 1.3 | Elect Directors Jennifer Gonzalez-Yousef | Shareholder | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| |
|---|
FARMER BROS. CO.
MEETING DATE: JUN 20, 2017 | TICKER: FARM SECURITY ID: 307675108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FARMERS CAPITAL BANK CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: FFKT SECURITY ID: 309562106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify BKD, LLP as Auditors | Management | For | For |
| 2.1 | Elect Director David R. O'Bryan | Management | For | For |
| 2.2 | Elect Director John C. Roach | Management | For | For |
| 2.3 | Elect Director Marvin E. Strong, Jr. | Management | For | For |
| 2.4 | Elect Director Judy Worth | Management | For | For |
| |
|---|
FARMERS NATIONAL BANC CORP.
MEETING DATE: APR 20, 2017 | TICKER: FMNB SECURITY ID: 309627107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory C. Bestic | Management | For | For |
| 1.2 | Elect Director Kevin J. Helmick | Management | For | For |
| 1.3 | Elect Director Terry A. Moore | Management | For | For |
| 1.4 | Elect Director Edward W. Muransky | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| 6 | Eliminate Preemptive Rights | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
FARO TECHNOLOGIES, INC.
MEETING DATE: MAY 12, 2017 | TICKER: FARO SECURITY ID: 311642102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Cole | Management | For | For |
| 1.2 | Elect Director Marvin R. Sambur | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 25, 2017 | TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard D. Oberton | Management | For | For |
| 1b | Elect Director Michael J. Ancius | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Stephen L. Eastman | Management | For | For |
| 1e | Elect Director Daniel L. Florness | Management | For | For |
| 1f | Elect Director Rita J. Heise | Management | For | For |
| 1g | Elect Director Darren R. Jackson | Management | For | For |
| 1h | Elect Director Daniel L. Johnson | Management | For | For |
| 1i | Elect Director Scott A. Satterlee | Management | For | For |
| 1j | Elect Director Reyne K. Wisecup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FATE THERAPEUTICS, INC.
MEETING DATE: MAY 02, 2017 | TICKER: FATE SECURITY ID: 31189P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Epstein | Management | For | For |
| 1.2 | Elect Director John D. Mendlein | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FBR & CO.
MEETING DATE: JUN 01, 2017 | TICKER: FBRC SECURITY ID: 30247C400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FEDERATED NATIONAL HOLDING COMPANY
MEETING DATE: SEP 13, 2016 | TICKER: FNHC SECURITY ID: 31422T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Braun | Management | For | For |
| 1.2 | Elect Director Jenifer G. Kimbrough | Management | For | For |
| 1.3 | Elect Director Bruce F. Simberg | Management | For | For |
| 1.4 | Elect Director William G. Stewart | Management | For | For |
| 1.5 | Elect Director Thomas A. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FEI COMPANY
MEETING DATE: AUG 30, 2016 | TICKER: FEIC SECURITY ID: 30241L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
FERROGLOBE PLC
MEETING DATE: JUN 28, 2017 | TICKER: GSM SECURITY ID: G33856108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Director Javier Lopez Madrid | Management | For | For |
| 4 | Elect Director Donald J. Barger, Jr. | Management | For | For |
| 5 | Elect Director Bruce L. Crockett | Management | For | For |
| 6 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 7 | Elect Director Greger Hamilton | Management | For | For |
| 8 | Elect Director Javier Monzon | Management | For | For |
| 9 | Elect Director Juan Villar-Mir de Fuentes | Management | For | For |
| 10 | Elect Director Manuel Garrido y Ruano | Management | For | For |
| 11 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Share Repurchase Program | Management | For | For |
| 14 | Authorise EU Political Donations | Management | For | Against |
| 15 | Approve Increase in Size of Board | Management | For | For |
| |
|---|
FIBROCELL SCIENCE, INC.
MEETING DATE: MAR 01, 2017 | TICKER: FCSC SECURITY ID: 315721209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIBROCELL SCIENCE, INC.
MEETING DATE: JUN 22, 2017 | TICKER: FCSC SECURITY ID: 315721308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcus Smith | Management | For | For |
| 1.2 | Elect Director Julian Kirk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FIBROGEN, INC.
MEETING DATE: JUN 07, 2017 | TICKER: FGEN SECURITY ID: 31572Q808
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Kearns, Jr. | Management | For | For |
| 1b | Elect Director Kalevi Kurkijarvi | Management | For | For |
| 1c | Elect Director Toshinari Tamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FIDELITY SOUTHERN CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: LION SECURITY ID: 316394105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.2 | Elect Director David R. Bockel | Management | For | Against |
| 1.3 | Elect Director Millard Choate | Management | For | For |
| 1.4 | Elect Director Donald A. Harp, Jr. | Management | For | Against |
| 1.5 | Elect Director Kevin S. King | Management | For | Against |
| 1.6 | Elect Director William C. Lankford, Jr. | Management | For | For |
| 1.7 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.8 | Elect Director W. Clyde Shepherd, III | Management | For | For |
| 1.9 | Elect Director Rankin M. Smith, Jr. | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: JUN 07, 2017 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Brian P. Friedman | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Barry J. Alperin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Director John B. Morlock | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director James C. Pappas | Shareholder | For | Did Not Vote |
| 1.3 | Management Nominee Stephen P. Elker | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | None | Did Not Vote |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 18, 2017 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.5 | Elect Director Jerry W. Burris | Management | For | For |
| 1.6 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.7 | Elect Director Greg D. Carmichael | Management | For | For |
| 1.8 | Elect Director Gary R. Heminger | Management | For | For |
| 1.9 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.10 | Elect Director Eileen A. Mallesch | Management | For | For |
| 1.11 | Elect Director Michael B. McCallister | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FINANCIAL ENGINES, INC.
MEETING DATE: MAY 23, 2017 | TICKER: FNGN SECURITY ID: 317485100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake R. Grossman | Management | For | For |
| 1.2 | Elect Director Robert A. Huret | Management | For | For |
| 1.3 | Elect Director Lawrence M. Raffone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FINANCIAL INSTITUTIONS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: FISI SECURITY ID: 317585404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald K. Boswell | Management | For | For |
| 1.2 | Elect Director Andrew W. Dorn, Jr. | Management | For | For |
| 1.3 | Elect Director Robert M. Glaser | Management | For | For |
| 1.4 | Elect Director Susan R. Holliday | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: SEP 06, 2016 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: JUN 01, 2017 | TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly Alexy | Management | For | For |
| 1b | Elect Director Stephen Pusey | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FIRST BANCORP
MEETING DATE: MAY 03, 2017 | TICKER: FBNC SECURITY ID: 318910106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald H. Allred | Management | For | For |
| 1.2 | Elect Director Daniel T. Blue, Jr. | Management | For | For |
| 1.3 | Elect Director Mary Clara Capel | Management | For | For |
| 1.4 | Elect Director James C. Crawford, III | Management | For | For |
| 1.5 | Elect Director Abby J. Donnelly | Management | For | For |
| 1.6 | Elect Director Michael G. Mayer | Management | For | For |
| 1.7 | Elect Director Richard H. Moore | Management | For | For |
| 1.8 | Elect Director Thomas F. Phillips | Management | For | For |
| 1.9 | Elect Director O. Temple Sloan, III | Management | For | For |
| 1.10 | Elect Director Frederick L. Taylor, II | Management | For | For |
| 1.11 | Elect Director Virginia C. Thomasson | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | Withhold |
| 2 | Ratify Elliott Davis Decosimo, PLLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST BUSEY CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: BUSE SECURITY ID: 319383204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Ambrose | Management | For | For |
| 1.2 | Elect Director Stanley J. Bradshaw | Management | For | For |
| 1.3 | Elect Director David J. Downey | Management | For | Withhold |
| 1.4 | Elect Director Van A. Dukeman | Management | For | For |
| 1.5 | Elect Director Stephen V. King | Management | For | For |
| 1.6 | Elect Director E. Phillips Knox | Management | For | For |
| 1.7 | Elect Director V. B. Leister, Jr. | Management | For | For |
| 1.8 | Elect Director Gregory B. Lykins | Management | For | For |
| 1.9 | Elect Director August C. Meyer, Jr. | Management | For | For |
| 1.10 | Elect Director George T. Shapland | Management | For | For |
| 1.11 | Elect Director Thomas G. Sloan | Management | For | For |
| 1.12 | Elect Director Jon D. Stewart | Management | For | For |
| 1.13 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
FIRST BUSINESS FINANCIAL SERVICES, INC.
MEETING DATE: MAY 23, 2017 | TICKER: FBIZ SECURITY ID: 319390100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerome J. Smith | Management | For | For |
| 1.2 | Elect Director Gerald L. Kilcoyne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: AUG 31, 2016 | TICKER: FCFS SECURITY ID: 31942D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 25, 2017 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | Withhold |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | Withhold |
| 1.9 | Elect Director Lucius S. Jones | Management | For | For |
| 1.10 | Elect Director Floyd L. Keels | Management | For | For |
| 1.11 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.12 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.13 | Elect Director James M. Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
FIRST COMMUNITY BANCSHARES, INC.
MEETING DATE: APR 25, 2017 | TICKER: FCBC SECURITY ID: 31983A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. William Davis | Management | For | For |
| 1.2 | Elect Director Gary R. Mills | Management | For | For |
| 1.3 | Elect Director M. Adam Sarver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Dixon Hughes Goodman, LLP as Auditors | Management | For | For |
| |
|---|
FIRST COMMUNITY CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: FCCO SECURITY ID: 319835104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Brown | Management | For | For |
| 1.2 | Elect Director W. James Kitchens, Jr. | Management | For | For |
| 1.3 | Elect Director Roderick M. Todd, Jr. | Management | For | For |
| 1.4 | Elect Director Mitchell M. Willoughby | Management | For | For |
| 1.5 | Elect Director Edward J. Tarver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Elliott Davis Decosimo, LLC as Auditors | Management | For | For |
| |
|---|
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: FCFP SECURITY ID: 31985Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST CONNECTICUT BANCORP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: FBNK SECURITY ID: 319850103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patience P. 'Duby' McDowell | Management | For | For |
| 1.2 | Elect Director Michael A. Ziebka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FIRST DEFIANCE FINANCIAL CORP.
MEETING DATE: MAY 09, 2017 | TICKER: FDEF SECURITY ID: 32006W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Hubbard | Management | For | For |
| 1.2 | Elect Director Barbara A. Mitzel | Management | For | For |
| 1.3 | Elect Director Charles D. Niehaus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
FIRST FINANCIAL BANCORP.
MEETING DATE: MAY 23, 2017 | TICKER: FFBC SECURITY ID: 320209109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wickliffe Ach | Management | For | For |
| 1.2 | Elect Director David S. Barker | Management | For | For |
| 1.3 | Elect Director Cynthia O. Booth | Management | For | For |
| 1.4 | Elect Director Claude E. Davis | Management | For | For |
| 1.5 | Elect Director Corinne R. Finnerty | Management | For | For |
| 1.6 | Elect Director Peter E. Geier | Management | For | For |
| 1.7 | Elect Director Murph Knapke | Management | For | For |
| 1.8 | Elect Director Susan L. Knust | Management | For | For |
| 1.9 | Elect Director William J. Kramer | Management | For | For |
| 1.10 | Elect Director Jeffrey D. Meyer | Management | For | For |
| 1.11 | Elect Director John T. Neighbours | Management | For | For |
| 1.12 | Elect Director Richard E. Olszewski | Management | For | For |
| 1.13 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST FINANCIAL BANKSHARES, INC.
MEETING DATE: APR 25, 2017 | TICKER: FFIN SECURITY ID: 32020R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director April Anthony | Management | For | For |
| 1.2 | Elect Director Steven L. Beal | Management | For | For |
| 1.3 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.4 | Elect Director David Copeland | Management | For | For |
| 1.5 | Elect Director F. Scott Dueser | Management | For | For |
| 1.6 | Elect Director Murray Edwards | Management | For | For |
| 1.7 | Elect Director Ron Giddiens | Management | For | For |
| 1.8 | Elect Director Tim Lancaster | Management | For | For |
| 1.9 | Elect Director Kade L. Matthews | Management | For | For |
| 1.10 | Elect Director Ross H. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Johnny E. Trotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST FINANCIAL CORPORATION
MEETING DATE: APR 19, 2017 | TICKER: THFF SECURITY ID: 320218100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Guille Cox, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Anton H. George | Management | For | For |
| 1.3 | Elect Director Gregory L. Gibson | Management | For | Withhold |
| 1.4 | Elect Director Virginia L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
FIRST FINANCIAL NORTHWEST, INC.
MEETING DATE: JUN 14, 2017 | TICKER: FFNW SECURITY ID: 32022K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Kiley, III | Management | For | For |
| 1.2 | Elect Director Roger H. Molvar | Management | For | For |
| 1.3 | Elect Director Richard M. Riccobono | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
FIRST FOUNDATION INC.
MEETING DATE: AUG 30, 2016 | TICKER: FFWM SECURITY ID: 32026V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ulrich Keller, Jr. | Management | For | For |
| 1.2 | Elect Director Scott Kavanaugh | Management | For | For |
| 1.3 | Elect Director James Brakke | Management | For | For |
| 1.4 | Elect Director Max Briggs | Management | For | For |
| 1.5 | Elect Director Warren Fix | Management | For | For |
| 1.6 | Elect Director John Hakopian | Management | For | For |
| 1.7 | Elect Director Gerald Larsen | Management | For | For |
| 1.8 | Elect Director Mitchell Rosenberg | Management | For | For |
| 1.9 | Elect Director Jacob Sonenshine | Management | For | For |
| 2 | Ratify Vavrinek, Trine, Day & Co., LLP as Auditors | Management | For | For |
| |
|---|
FIRST GUARANTY BANCSHARES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: FGBI SECURITY ID: 32043P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenda B. Glover | Management | For | Withhold |
| 1.2 | Elect Director William K. Hood | Management | For | Withhold |
| 1.3 | Elect Director Alton B. Lewis, Jr. | Management | For | For |
| 1.4 | Elect Director Marshall T. Reynolds | Management | For | For |
| 1.5 | Elect Director Edgar R. Smith, III | Management | For | Withhold |
| 2 | Ratify Castaing, Husey & Lolan, LLC as Auditors | Management | For | For |
| |
|---|
FIRST HAWAIIAN, INC.
MEETING DATE: APR 26, 2017 | TICKER: FHB SECURITY ID: 32051X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew Cox | Management | For | For |
| 1.2 | Elect Director W. Allen Doane | Management | For | For |
| 1.3 | Elect Director Thibault Fulconis | Management | For | Withhold |
| 1.4 | Elect Director Gerard Gil | Management | For | Withhold |
| 1.5 | Elect Director Jean-Milan Givadinovitch | Management | For | Withhold |
| 1.6 | Elect Director Robert S. Harrison | Management | For | Withhold |
| 1.7 | Elect Director J. Michael Shepherd | Management | For | Withhold |
| 1.8 | Elect Director Allen B. Uyeda | Management | For | Withhold |
| 1.9 | Elect Director Michel Vial | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FIRST INTERNET BANCORP
MEETING DATE: MAY 15, 2017 | TICKER: INBK SECURITY ID: 320557101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Becker | Management | For | For |
| 1.2 | Elect Director John K. Keach, Jr. | Management | For | Withhold |
| 1.3 | Elect Director David R. Lovejoy | Management | For | Withhold |
| 1.4 | Elect Director Ann D. Murtlow | Management | For | Withhold |
| 1.5 | Elect Director Ralph R. Whitney, Jr. | Management | For | For |
| 1.6 | Elect Director Jerry Williams | Management | For | For |
| 1.7 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 24, 2017 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approval of the Amended and Restated Articles of Incorporation of First Interstate BancSystem, Inc. | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Steven J. Corning | Management | For | For |
| 4.2 | Elect Director Dana L. Crandall | Management | For | For |
| 4.3 | Elect Director Charles E. Hart | Management | For | For |
| 4.4 | Elect Director Peter I. Wold | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify RSM US LLP as Auditors | Management | For | For |
| 8 | Amend Bylaws | Management | For | For |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary J. Lehman | Management | For | For |
| 1.2 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 1.3 | Elect Director Michael J. Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Eliminate Class of Fixed Rate Cumulative Preferred Stock and Senior Non-Cumulative Perpetual Preferred Stock | Management | For | For |
| 5 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
FIRST MID-ILLINOIS BANCSHARES, INC.
MEETING DATE: APR 26, 2017 | TICKER: FMBH SECURITY ID: 320866106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Grissom | Management | For | For |
| 1.2 | Elect Director Gary W. Melvin | Management | For | For |
| 1.3 | Elect Director Mary J. Westerhold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: NOV 30, 2016 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas L. Brown | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Kathryn J. Hayley | Management | For | For |
| 1d | Elect Director Frank B. Modruson | Management | For | For |
| 1e | Elect Director Ellen A. Rudnick | Management | For | For |
| 1f | Elect Director Michael J. Small | Management | For | For |
| 1g | Elect Director Stephen C. Van Arsdell | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FIRST NBC BANK HOLDING COMPANY
MEETING DATE: DEC 08, 2016 | TICKER: FNBC SECURITY ID: 32115D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Aaron, Jr. | Management | For | For |
| 1.2 | Elect Director William M. Carrouche | Management | For | For |
| 1.3 | Elect Director Leander J. Foley, III | Management | For | For |
| 1.4 | Elect Director John F. French | Management | For | For |
| 1.5 | Elect Director Leon L. Giorgio, Jr. | Management | For | For |
| 1.6 | Elect Director Shivan Govindan | Management | For | For |
| 1.7 | Elect Director L. Blake Jones | Management | For | For |
| 1.8 | Elect Director Louis V. Lauricella | Management | For | For |
| 1.9 | Elect Director Mark G. Merlo | Management | For | For |
| 1.10 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.11 | Elect Director Charles C. Teamer | Management | For | For |
| 1.12 | Elect Director Joseph F. Toomy | Management | For | For |
| |
|---|
FIRST NORTHWEST BANCORP
MEETING DATE: NOV 08, 2016 | TICKER: FNWB SECURITY ID: 335834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd J. Eisenman | Management | For | Withhold |
| 1.2 | Elect Director Dana D. Behar | Management | For | Withhold |
| 1.3 | Elect Director Cindy H. Finnie | Management | For | Withhold |
| 1.4 | Elect Director David T. Flodstrom | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 17, 2017 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ('Chip') Hambro | Management | For | For |
| 1.5 | Elect Director Craig Kennedy | Management | For | For |
| 1.6 | Elect Director James F. Nolan | Management | For | For |
| 1.7 | Elect Director William J. Post | Management | For | For |
| 1.8 | Elect Director J. Thomas Presby | Management | For | For |
| 1.9 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.10 | Elect Director Michael T. Sweeney | Management | For | For |
| 1.11 | Elect Director Mark R. Widmar | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FIRST SOUTH BANCORP, INC.
MEETING DATE: JUN 29, 2017 | TICKER: FSBK SECURITY ID: 33646W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall T. Singleton | Management | For | For |
| 2 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| |
|---|
FIRST US BANCSHARES, INC.
MEETING DATE: APR 26, 2017 | TICKER: FUSB SECURITY ID: 33744V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew C. Bearden, Jr. | Management | For | For |
| 1.2 | Elect Director Linda H. Breedlove | Management | For | For |
| 1.3 | Elect Director Robert Stephen Briggs | Management | For | For |
| 1.4 | Elect Director Sheri S. Cook | Management | For | For |
| 1.5 | Elect Director John C. Gordon | Management | For | For |
| 1.6 | Elect Director William G. Harrison | Management | For | For |
| 1.7 | Elect Director James F. House | Management | For | For |
| 1.8 | Elect Director J. Lee McPhearson | Management | For | For |
| 1.9 | Elect Director Jack W. Meigs | Management | For | For |
| 1.10 | Elect Director Aubrey S. Miller | Management | For | For |
| 1.11 | Elect Director Donna D. Smith | Management | For | For |
| 1.12 | Elect Director Howard M. Whitted | Management | For | For |
| 1.13 | Elect Director Bruce N. Wilson | Management | For | For |
| 2 | Ratify Carr, Riggs & Ingram, LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 24, 2017 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director John Y. Kim | Management | For | For |
| 1.3 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.4 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.5 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.6 | Elect Director Kim M. Robak | Management | For | For |
| 1.7 | Elect Director JD Sherman | Management | For | For |
| 1.8 | Elect Director Doyle R. Simons | Management | For | For |
| 1.9 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
FIVE BELOW, INC.
MEETING DATE: JUN 20, 2017 | TICKER: FIVE SECURITY ID: 33829M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joel D. Anderson | Management | For | For |
| 1b | Elect Director Kathleen S. Barclay | Management | For | For |
| 1c | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIVE PRIME THERAPEUTICS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: FPRX SECURITY ID: 33830X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kapil Dhingra | Management | For | For |
| 1b | Elect Director Mark D. McDade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FIVE STAR SENIOR LIVING INC.
MEETING DATE: MAY 15, 2017 | TICKER: FVE SECURITY ID: 33832D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara D. Gilmore | Management | For | Withhold |
| 1.2 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
FIVE9, INC.
MEETING DATE: MAY 15, 2017 | TICKER: FIVN SECURITY ID: 338307101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly Alexy | Management | For | Withhold |
| 1.2 | Elect Director Michael Burkland | Management | For | Withhold |
| 1.3 | Elect Director Robert Zollars | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES S.A.
MEETING DATE: AUG 10, 2016 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Ratify Appointment of Deloitte and Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Appoint Deloitte and Associes as Auditor and BEAS as Alternate Auditor | Management | For | For |
| 5 | Renew Michael S. Anderson as Director | Management | For | For |
| 6 | Renew Guillaume Cerutti as Director | Management | For | Against |
| 7 | Renew Francis J.T. Fildes as Director | Management | For | Against |
| 8 | Renew Christophe Navarre as Director | Management | For | For |
| 9 | Renew Craig R. Stapleton as Director | Management | For | Against |
| 10 | Renew Benoit Van Assche as Director | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000 | Management | For | For |
| 12 | Advisory Vote on Compensation of Named Executive Officers | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency Every Year | Management | Against | For |
| 14 | Advisory Vote on Say on Pay Frequency Every Two Years | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency Every Three Years | Management | Against | Against |
| 16 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 17 | Change Country of Incorporation from France to Ireland | Management | For | For |
| 18 | Delegate Powers to the Board to Execute all Formalities Related to the Merger | Management | For | For |
| 19 | Approve Dissolution without Liquidation of Merged Company | Management | For | For |
| 20 | Approve Accounting Treatment of Merger | Management | For | For |
| 21 | Approve Restricted Stock Plan | Management | For | For |
| 22 | Approve Stock Option Plan | Management | For | For |
| 23 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLEX PHARMA, INC.
MEETING DATE: JUN 01, 2017 | TICKER: FLKS SECURITY ID: 33938A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Perez | Management | For | Withhold |
| 1.2 | Elect Director Stuart Randle | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FLEXION THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2017 | TICKER: FLXN SECURITY ID: 33938J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heath Lukatch | Management | For | Withhold |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
| 1.3 | Elect Director Alan W. Milinazzo | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FLEXSTEEL INDUSTRIES, INC.
MEETING DATE: DEC 05, 2016 | TICKER: FLXS SECURITY ID: 339382103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey T. Bertsch | Management | For | For |
| 1.2 | Elect Director Michael J. Edwards | Management | For | For |
| 1.3 | Elect Director Nancy E. Uridil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Class of Preferred Stock | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: AUG 24, 2016 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Raymond Bingham | Management | For | For |
| 1b | Elect Director Willy C. Shih | Management | For | For |
| 2 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Change Company Name to Flex Ltd. | Management | For | For |
| 8 | Approve the Adoption of the Company's New Constitution | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 21, 2017 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Carter | Management | For | For |
| 1b | Elect Director William W. Crouch | Management | For | For |
| 1c | Elect Director Catherine A. Halligan | Management | For | For |
| 1d | Elect Director Earl R. Lewis | Management | For | For |
| 1e | Elect Director Angus L. Macdonald | Management | For | For |
| 1f | Elect Director Michael T. Smith | Management | For | For |
| 1g | Elect Director Cathy A. Stauffer | Management | For | For |
| 1h | Elect Director Andrew C. Teich | Management | For | For |
| 1i | Elect Director John W. Wood, Jr. | Management | For | For |
| 1j | Elect Director Steven E. Wynne | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: AUG 03, 2016 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel D. Colella | Management | For | For |
| 1.2 | Elect Director Gajus V. Worthington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 31, 2017 | TICKER: FFIC SECURITY ID: 343873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. McCabe | Management | For | For |
| 1b | Elect Director Donna M. O'Brien | Management | For | For |
| 1c | Elect Director Michael J. Russo | Management | For | For |
| 1d | Elect Director Caren C. Yoh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FOGO DE CHAO, INC.
MEETING DATE: MAY 17, 2017 | TICKER: FOGO SECURITY ID: 344177100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas R. Pendergast | Management | For | Withhold |
| 1.2 | Elect Director Jeff T. Swenson | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FONAR CORPORATION
MEETING DATE: JUN 05, 2017 | TICKER: FONR SECURITY ID: 344437405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond V. Damadian | Management | For | Withhold |
| 1.2 | Elect Director Claudette J.V. Chan | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Janoff | Management | For | For |
| 1.4 | Elect Director Charles N. O'Data | Management | For | For |
| 1.5 | Elect Director Ronald G. Lehman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
FORMFACTOR, INC.
MEETING DATE: MAY 26, 2017 | TICKER: FORM SECURITY ID: 346375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond A. Link | Management | For | For |
| 1.2 | Elect Director Michael D. Slessor | Management | For | For |
| 1.3 | Elect Director Thomas St. Dennis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FORRESTER RESEARCH, INC.
MEETING DATE: MAY 23, 2017 | TICKER: FORR SECURITY ID: 346563109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Colony | Management | For | For |
| 1.2 | Elect Director Michael H. Welles | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FORTERRA, INC.
MEETING DATE: JUN 19, 2017 | TICKER: FRTA SECURITY ID: 34960W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Barner | Management | For | Withhold |
| 1.2 | Elect Director Jeff Bradley | Management | For | Withhold |
| 1.3 | Elect Director Robert Corcoran | Management | For | Withhold |
| 1.4 | Elect Director Chadwick S. Suss | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 23, 2017 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FORTRESS BIOTECH, INC.
MEETING DATE: JUN 07, 2017 | TICKER: FBIO SECURITY ID: 34960Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lindsay A. Rosenwald | Management | For | For |
| 1b | Elect Director Eric K. Rowinsky | Management | For | For |
| 1c | Elect Director Jimmie Harvey, Jr. | Management | For | For |
| 1d | Elect Director Malcolm Hoenlein | Management | For | For |
| 1e | Elect Director Dov Klein | Management | For | For |
| 1f | Elect Director J. Jay Lobell | Management | For | For |
| 1g | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
FORWARD AIR CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: FWRD SECURITY ID: 349853101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director G. Michael Lynch | Management | For | For |
| 1.5 | Elect Director Ronald W. Allen | Management | For | For |
| 1.6 | Elect Director Douglas M. Madden | Management | For | For |
| 1.7 | Elect Director R. Craig Carlock | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FORWARD PHARMA A/S
MEETING DATE: MAY 03, 2017 | TICKER: FWP SECURITY ID: 34986J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Preparation and Publication of Annual Reports in English | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 6 | Elect Directors (Non-Voting) | Management | None | None |
| 7 | Ratify Auditors | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
FOSSIL GROUP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: FOSL SECURITY ID: 34988V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 1.2 | Elect Director William B. Chiasson | Management | For | For |
| 1.3 | Elect Director Mauria A. Finley | Management | For | For |
| 1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.5 | Elect Director Diane L. Neal | Management | For | For |
| 1.6 | Elect Director Thomas M. Nealon | Management | For | For |
| 1.7 | Elect Director Mark D. Quick | Management | For | For |
| 1.8 | Elect Director James E. Skinner | Management | For | For |
| 1.9 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FOUNDATION MEDICINE, INC.
MEETING DATE: JUN 20, 2017 | TICKER: FMI SECURITY ID: 350465100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis Borisy | Management | For | Withhold |
| 1.2 | Elect Director Troy Cox | Management | For | Withhold |
| 1.3 | Elect Director Michael Dougherty | Management | For | For |
| 1.4 | Elect Director Sandra Horning | Management | For | Withhold |
| 1.5 | Elect Director Evan Jones | Management | For | For |
| 1.6 | Elect Director Daniel O'Day | Management | For | Withhold |
| 1.7 | Elect Director Michael Pellini | Management | For | Withhold |
| 1.8 | Elect Director Michael Varney | Management | For | Withhold |
| 1.9 | Elect Director Krishna Yeshwant | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FOX FACTORY HOLDING CORP.
MEETING DATE: MAY 04, 2017 | TICKER: FOXF SECURITY ID: 35138V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dudley Mendenhall | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUN 01, 2017 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip F. Bleser | Management | For | For |
| 1.2 | Elect Director Martyn Redgrave | Management | For | For |
| 1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FRANKLIN ELECTRIC CO., INC.
MEETING DATE: MAY 05, 2017 | TICKER: FELE SECURITY ID: 353514102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David T. Brown | Management | For | Against |
| 1b | Elect Director David A. Roberts | Management | For | Against |
| 1c | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FRED'S, INC.
MEETING DATE: JUN 15, 2017 | TICKER: FRED SECURITY ID: 356108100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Tashjian | Management | For | For |
| 1.2 | Elect Director Michael T. McMillan | Management | For | For |
| 1.3 | Elect Director Timothy A. Barton | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | For |
| 1.5 | Elect Director Peter J. Bocian | Management | For | For |
| 1.6 | Elect Director Linda Longo-Kazanova | Management | For | For |
| 1.7 | Elect Director B. Mary McNabb | Management | For | For |
| 1.8 | Elect Director Steven B. Rossi | Management | For | For |
| 1.9 | Elect Director Michael K. Bloom | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FREIGHTCAR AMERICA, INC.
MEETING DATE: MAY 11, 2017 | TICKER: RAIL SECURITY ID: 357023100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Madden | Management | For | For |
| 1.2 | Elect Director Joseph E. McNeely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FREQUENCY ELECTRONICS, INC.
MEETING DATE: NOV 10, 2016 | TICKER: FEIM SECURITY ID: 358010106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Bloch | Management | For | Withhold |
| 1.2 | Elect Director Joel Girsky | Management | For | Withhold |
| 1.3 | Elect Director S. Robert Foley, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Richard Schwartz | Management | For | Withhold |
| 1.5 | Elect Director Stanton D. Sloane | Management | For | For |
| 1.6 | Elect Director Russell M. Sarachek | Management | For | For |
| 1.7 | Elect Director Lance W. Lord | Management | For | For |
| 1.8 | Elect Director Ryan J. Levenson | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRESHPET, INC.
MEETING DATE: SEP 20, 2016 | TICKER: FRPT SECURITY ID: 358039105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. David Basto | Management | For | Withhold |
| 1.2 | Elect Director Lawrence S. Coben | Management | For | Withhold |
| 1.3 | Elect Director Walter N. George, III | Management | For | Withhold |
| 1.4 | Elect Director Craig D. Steeneck | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 10, 2017 | TICKER: FTR SECURITY ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1b | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1c | Elect Director Diana S. Ferguson | Management | For | For |
| 1d | Elect Director Edward Fraioli | Management | For | For |
| 1e | Elect Director Daniel J. McCarthy | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1h | Elect Director Howard L. Schrott | Management | For | For |
| 1i | Elect Director Mark Shapiro | Management | For | For |
| 1j | Elect Director Myron A. Wick, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FRP HOLDINGS, INC.
MEETING DATE: FEB 01, 2017 | TICKER: FRPH SECURITY ID: 30292L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Baker, II | Management | For | For |
| 1.2 | Elect Director Thompson S. Baker, II | Management | For | For |
| 1.3 | Elect Director Charles E. Commander, III | Management | For | For |
| 1.4 | Elect Director H. W. Shad, III | Management | For | For |
| 1.5 | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1.6 | Elect Director William H. Walton, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Hancock Askew & Co., LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FTD COMPANIES, INC.
MEETING DATE: JUN 06, 2017 | TICKER: FTD SECURITY ID: 30281V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracey L. Belcourt | Management | For | For |
| 1.2 | Elect Director Joseph W. Harch | Management | For | For |
| 1.3 | Elect Director Robin S. Hickenlooper | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FUEL TECH, INC.
MEETING DATE: MAY 18, 2017 | TICKER: FTEK SECURITY ID: 359523107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent J. Arnone | Management | For | For |
| 1.2 | Elect Director Douglas G. Bailey | Management | For | For |
| 1.3 | Elect Director James J. Markowsky | Management | For | For |
| 1.4 | Elect Director Thomas S. Shaw, Jr. | Management | For | For |
| 1.5 | Elect Director Dennis L. Zeitler | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FUELCELL ENERGY, INC.
MEETING DATE: APR 06, 2017 | TICKER: FCEL SECURITY ID: 35952H502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur A. Bottone | Management | For | For |
| 1.2 | Elect Director James Herbert England | Management | For | For |
| 1.3 | Elect Director Matthew F. Hilzinger | Management | For | For |
| 1.4 | Elect Director John A. Rolls | Management | For | For |
| 1.5 | Elect Director Christopher S. Sotos | Management | For | For |
| 1.6 | Elect Director Natica von Althann | Management | For | For |
| 1.7 | Elect Director Togo Dennis West, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FULGENT GENETICS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: FLGT SECURITY ID: 359664109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Hsieh | Management | For | For |
| 1.2 | Elect Director John Bolger | Management | For | For |
| 1.3 | Elect Director James J. Mule | Management | For | For |
| 1.4 | Elect Director Yun Yen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: MAY 15, 2017 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lisa Crutchfield | Management | For | For |
| 1b | Elect Director Denise L. Devine | Management | For | For |
| 1c | Elect Director Patrick J. Freer | Management | For | For |
| 1d | Elect Director George W. Hodges | Management | For | For |
| 1e | Elect Director Albert Morrison, III | Management | For | For |
| 1f | Elect Director James R. Moxley, III | Management | For | For |
| 1g | Elect Director R. Scott Smith, Jr. | Management | For | For |
| 1h | Elect Director Scott A. Snyder | Management | For | For |
| 1i | Elect Director Ronald H. Spair | Management | For | For |
| 1j | Elect Director Mark F. Strauss | Management | For | For |
| 1k | Elect Director Ernest J. Waters | Management | For | For |
| 1l | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
G&K SERVICES, INC.
MEETING DATE: NOV 15, 2016 | TICKER: GK SECURITY ID: 361268105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4a | Elect Director John S. Bronson | Management | For | For |
| 4b | Elect Director Wayne M. Fortun | Management | For | For |
| 4c | Elect Director Ernest J. Mrozek | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 15, 2017 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GAIA, INC.
MEETING DATE: MAY 04, 2017 | TICKER: GAIA SECURITY ID: 36269P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jirka Rysavy | Management | For | Withhold |
| 1.2 | Elect Director Kristin Frank | Management | For | For |
| 1.3 | Elect Director Chris Jaeb | Management | For | For |
| 1.4 | Elect Director David Maisel | Management | For | Withhold |
| 1.5 | Elect Director Keyur Patel | Management | For | For |
| 1.6 | Elect Director Wendy Schoppert | Management | For | For |
| 1.7 | Elect Director Paul Sutherland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GALAPAGOS
MEETING DATE: JUL 26, 2016 | TICKER: GLPG SECURITY ID: 36315X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary Kerr as Director | Management | For | For |
| 1 | Receive Special Board Report Re: Item 2 | Management | None | None |
| 2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
| |
|---|
GALAPAGOS
MEETING DATE: APR 25, 2017 | TICKER: GLPG SECURITY ID: 36315X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Approve Remuneration of Auditors | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9i | Reelect Onno van Stolpe as Director | Management | For | For |
| 9ii | Reelect Raj Parekh as Director | Management | For | For |
| 9iii | Reelect Katrine Bosley as Independent Director | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Approve Galapagos Warrant Plan 2017 | Management | For | For |
| 12 | Approve Change-of-Control Clause | Management | For | For |
| 13 | Transact Other Business | Management | None | None |
| 1 | Receive Special Board Report Re: Authorization to Increase Capital | Management | None | None |
| 2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital up to 20 Percent of the Share Capital | Management | For | For |
| 3 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital up to 33 Percent of the Share Capital | Management | For | Against |
| |
|---|
GALECTIN THERAPEUTICS INC.
MEETING DATE: DEC 15, 2016 | TICKER: GALT SECURITY ID: 363225202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilbert F. Amelio | Management | For | Withhold |
| 1.2 | Elect Director Kevin D. Freeman | Management | For | For |
| 1.3 | Elect Director Arthur R. Greenberg | Management | For | Withhold |
| 1.4 | Elect Director John Mauldin | Management | For | Withhold |
| 1.5 | Elect Director Steven Prelack | Management | For | For |
| 1.6 | Elect Director Marc Rubin | Management | For | For |
| 1.7 | Elect Director Peter G. Traber | Management | For | For |
| 1.8 | Elect Director Gilbert S. Omenn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| |
|---|
GALENA BIOPHARMA, INC.
MEETING DATE: JUL 14, 2016 | TICKER: GALE SECURITY ID: 363256108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Moss Adams as Auditors | Management | For | For |
| |
|---|
GALENA BIOPHARMA, INC.
MEETING DATE: OCT 21, 2016 | TICKER: GALE SECURITY ID: 363256108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
GALENA BIOPHARMA, INC.
MEETING DATE: JUN 08, 2017 | TICKER: GALE SECURITY ID: 363256504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rudolph Nisi | Management | For | Withhold |
| 1.2 | Elect Director William L. Ashton | Management | For | Withhold |
| 1.3 | Elect Director Richard Chin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Moss Adams as Auditors | Management | For | For |
| |
|---|
GALMED PHARMACEUTICALS LTD.
MEETING DATE: JUN 07, 2017 | TICKER: GLMD SECURITY ID: M47238106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Chaim Hurvitz as Director | Management | For | For |
| 1b | Reelect William Marth as Director | Management | For | For |
| 2 | Elect Ran Oren as Director | Management | For | For |
| 3 | Elect Carol Brosgart as Director | Management | For | For |
| 4a | Reelect Tali Yaron-Eldar as External Director | Management | For | For |
| 4b | Reelect David Sidransky as External Director | Management | For | For |
| 5 | Approve Compensation of Directors | Management | For | For |
| 6 | Approve Employment Terms of CEO | Management | For | Against |
| 7 | Approve Cash Bonus and Related Terms of CEO | Management | For | For |
| 8 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 9 | Reappoint Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 15, 2017 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.2 | Elect Director E. Scott Urdang | Management | For | For |
| 1.3 | Elect Director Earl C. Shanks | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 09, 2017 | TICKER: GRMN SECURITY ID: H2906T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Dividends | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
| 5.2 | Elect Director Joseph J. Hartnett | Management | For | Did Not Vote |
| 5.3 | Elect Director Min H. Kao | Management | For | Did Not Vote |
| 5.4 | Elect Director Charles W. Peffer | Management | For | Did Not Vote |
| 5.5 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
| 5.6 | Elect Director Rebecca R. Tilden | Management | For | Did Not Vote |
| 6 | Elect Min H. Kao as Board Chairman | Management | For | Did Not Vote |
| 7.1 | Appoint Donald H. Eller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Appoint Rebecca R. Tilden as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Designate Reiss + Preuss LLP as Independent Proxy | Management | For | Did Not Vote |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 10 | Approve Fiscal Year 2018 Maximum Aggregate Compensation for the Executive Management | Management | For | Did Not Vote |
| 11 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2017 AGM and the 2018 AGM | Management | For | Did Not Vote |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| |
|---|
GEMPHIRE THERAPEUTICS INC.
MEETING DATE: MAY 23, 2017 | TICKER: GEMP SECURITY ID: 36870A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Bisgaier | Management | For | Withhold |
| 1.2 | Elect Director Kenneth Kousky | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GENCOR INDUSTRIES, INC.
MEETING DATE: FEB 23, 2017 | TICKER: GENC SECURITY ID: 368678108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cort J. Dondero | Management | For | For |
| 2 | Ratify Moore Stephens Lovelace, P.A. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL COMMUNICATION, INC.
MEETING DATE: JUN 26, 2017 | TICKER: GNCMA SECURITY ID: 369385109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bridget L. Baker | Management | For | Against |
| 1b | Elect Director Jerry A. Edgerton | Management | For | Against |
| 1c | Elect Director Mark W. Kroloff | Management | For | Against |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GENERAL FINANCE CORPORATION
MEETING DATE: DEC 01, 2016 | TICKER: GFN SECURITY ID: 369822101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Manuel Marrero | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: GNMK SECURITY ID: 372309104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daryl J. Faulkner | Management | For | For |
| 1.2 | Elect Director James Fox | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GENOCEA BIOSCIENCES, INC.
MEETING DATE: JUN 13, 2017 | TICKER: GNCA SECURITY ID: 372427104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Clark | Management | For | For |
| 1.2 | Elect Director Ronald Cooper | Management | For | For |
| 1.3 | Elect Director George Siber | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 15, 2017 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Geoffrey M. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Provide Proxy Access Right | Shareholder | Against | Against |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred Bauer | Management | For | For |
| 1.2 | Elect Director Leslie Brown | Management | For | For |
| 1.3 | Elect Director Gary Goode | Management | For | For |
| 1.4 | Elect Director Pete Hoekstra | Management | For | For |
| 1.5 | Elect Director James Hollars | Management | For | For |
| 1.6 | Elect Director John Mulder | Management | For | For |
| 1.7 | Elect Director Richard Schaum | Management | For | For |
| 1.8 | Elect Director Frederick Sotok | Management | For | For |
| 1.9 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
GENTHERM INCORPORATED
MEETING DATE: MAY 19, 2017 | TICKER: THRM SECURITY ID: 37253A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis Booth | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director Sophie Desormiere | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Yvonne Hao | Management | For | For |
| 1.7 | Elect Director Ronald Hundzinski | Management | For | For |
| 1.8 | Elect Director Byron T. Shaw, II | Management | For | For |
| 2 | Ratify Grant Thornton as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GENVEC, INC.
MEETING DATE: OCT 20, 2016 | TICKER: GNVC SECURITY ID: 37246C307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William N. Kelley | Management | For | For |
| 1.2 | Elect Director Quinterol J. Mallette | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
GENVEC, INC.
MEETING DATE: JUN 15, 2017 | TICKER: GNVC SECURITY ID: 37246C406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
GEOSPACE TECHNOLOGIES CORPORATION
MEETING DATE: FEB 09, 2017 | TICKER: GEOS SECURITY ID: 37364X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas L. Davis | Management | For | For |
| 1B | Elect Director Richard F. Miles | Management | For | For |
| 1C | Elect Director Walter R. Wheeler | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GERMAN AMERICAN BANCORP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: GABC SECURITY ID: 373865104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christina M. Ernst | Management | For | Withhold |
| 1.2 | Elect Director Chris A. Ramsey | Management | For | Withhold |
| 1.3 | Elect Director M. Darren Root | Management | For | Withhold |
| 1.4 | Elect Director Mark A. Schroeder | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
GERON CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: GERN SECURITY ID: 374163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karin Eastham | Management | For | For |
| 1.2 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GEVO, INC.
MEETING DATE: DEC 14, 2016 | TICKER: GEVO SECURITY ID: 374396208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
GEVO, INC.
MEETING DATE: JUN 15, 2017 | TICKER: GEVO SECURITY ID: 374396307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth I. Dreessen | Management | For | Withhold |
| 1.2 | Elect Director Patrick R. Gruber | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 05, 2017 | TICKER: ROCK SECURITY ID: 374689107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon M. Brady | Management | For | For |
| 1.2 | Elect Director Frank G. Heard | Management | For | For |
| 1.3 | Elect Director Craig A. Hindman | Management | For | For |
| 1.4 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.5 | Elect Director William P. Montague | Management | For | For |
| 1.6 | Elect Director James B. Nish | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Material Terms of the Special Performance Stock Unit Grant | Management | For | For |
| 5 | Approve Material Terms of the Annual Performance Stock Unit Grant | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GIGAMEDIA LIMITED
MEETING DATE: JUN 30, 2017 | TICKER: GIGM SECURITY ID: Y2711Y112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Deloitte & Touche and Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GILAT SATELLITE NETWORKS LTD.
MEETING DATE: JUN 08, 2017 | TICKER: GILT SECURITY ID: M51474118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Dov Baharav as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Amiram Boehm as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Ishay Davidi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Amir Ofek as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Aylon Rafaeli as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Meir Shamir as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Dafna Sharir as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Elect Elyezer Shkedy as External Director | Management | For | For |
| 3 | Approve Grant of Options to Elyezer Shkedy | Management | For | For |
| 4 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5 | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 10, 2017 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kelly A. Kramer | Management | For | For |
| 1c | Elect Director Kevin E. Lofton | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 26, 2017 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Randall M. Chesler | Management | For | For |
| 1.3 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.4 | Elect Director James M. English | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Mark J. Semmens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
GLADSTONE COMMERCIAL CORPORATION
MEETING DATE: MAY 04, 2017 | TICKER: GOOD SECURITY ID: 376536108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michela A. English | Management | For | Withhold |
| 1.2 | Elect Director Anthony W. Parker | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLADSTONE LAND CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: LAND SECURITY ID: 376549101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Gladstone | Management | For | For |
| 1.2 | Elect Director Paul W. Adelgren | Management | For | Withhold |
| 1.3 | Elect Director John H. Outland | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL BLOOD THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: GBT SECURITY ID: 37890U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willie L. Brown, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Philip A. Pizzo | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL INDEMNITY LIMITED
MEETING DATE: JUN 14, 2017 | TICKER: GBLI SECURITY ID: G3933F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Saul A. Fox | Management | For | Against |
| 1b | Elect Director Joseph W. Brown | Management | For | For |
| 1c | Elect Director Raphael L. de Balmann | Management | For | For |
| 1d | Elect Director Seth J. Gersch | Management | For | For |
| 1e | Elect Director John H. Howes | Management | For | For |
| 1f | Elect Director Bruce R. Lederman | Management | For | For |
| 1g | Elect Director Cynthia Y. Valko | Management | For | For |
| 2a.1 | Elect Stephen Green as Director of Global Indemnity Reinsurance Company, Ltd. | Management | For | For |
| 2a.2 | Elect Terrence J. Power as Director of Global Indemnity Reinsurance Company, Ltd. | Management | For | For |
| 2a.3 | Elect Cynthia Y. Valko as Director of Global Indemnity Reinsurance Company, Ltd. | Management | For | For |
| 2a.4 | Elect Marie-Joelle Chapleau as Director of Global Indemnity Reinsurance Company, Ltd. | Management | For | For |
| 2a.5 | Elect Grainne Richmond as Director of Global Indemnity Reinsurance Company, Ltd. | Management | For | For |
| 2b | Ratify Ernst & Young, Ltd., Hamilton, Bermuda as Auditors | Management | For | For |
| 3 | Approve Ernst & Young Global Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GLOBAL INDEMNITY PLC
MEETING DATE: SEP 14, 2016 | TICKER: GBLI SECURITY ID: G39319101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve EGM Scheme of Arrangement Proposal | Management | For | Against |
| 2 | Approve Reduction of Share Capital | Management | For | Against |
| 3 | Approve the Acquisition of GI Ireland Ordinary Shares | Management | For | Against |
| 4 | Approve Authorization of Directors to Allot GI Ireland Ordinary Shares to GI Cayman | Management | For | Against |
| 5 | Approve Application of Reserves | Management | For | Against |
| 6 | Amend Memorandum of Association | Management | For | Against |
| 7 | Amend Articles | Management | For | Against |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
GLOBAL INDEMNITY PLC
MEETING DATE: SEP 14, 2016 | TICKER: GBLI SECURITY ID: G39319211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve EGM Scheme of Arrangement Proposal | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
GLOBAL SOURCES LTD.
MEETING DATE: JUN 23, 2017 | TICKER: GSOL SECURITY ID: G39300101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect David Fletcher Jones as Director | Management | For | For |
| 2.02 | Elect Funmibi Chima as Director | Management | For | For |
| 2.03 | Elect Michael J. Scown as Director | Management | For | For |
| 3 | Fix Number of Directors at 9, Declare Any Vacancies on the board to be Casual Vacancies and Authorize Board to Fill These Vacancies on the Board | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Independent Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
GLOBAL WATER RESOURCES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: GWRS SECURITY ID: 379463102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor T. Hill | Management | For | For |
| 1.2 | Elect Director William S. Levine | Management | For | For |
| 1.3 | Elect Director Richard M. Alexander | Management | For | Withhold |
| 1.4 | Elect Director L. Rita Theil | Management | For | Withhold |
| 1.5 | Elect Director David C. Tedesco | Management | For | Withhold |
| 1.6 | Elect Director Cindy M. Bowers | Management | For | For |
| 1.7 | Elect Director Ron L. Fleming | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GLU MOBILE INC.
MEETING DATE: JUN 08, 2017 | TICKER: GLUU SECURITY ID: 379890106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hany M. Nada | Management | For | For |
| 1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 1.3 | Elect Director Ben Feder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLYCOMIMETICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: GLYC SECURITY ID: 38000Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Goldberg | Management | For | Against |
| 1.2 | Elect Director Timothy R. Pearson | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GOGO INC.
MEETING DATE: JUN 07, 2017 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh W. Jones | Management | For | For |
| 1.2 | Elect Director Michael J. Small | Management | For | For |
| 1.3 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GOLAR LNG LIMITED
MEETING DATE: SEP 28, 2016 | TICKER: GLNG SECURITY ID: G9456A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
| 4 | Reelect Carl E. Steen as Director | Management | For | For |
| 5 | Reelect Andrew J.D. Whalley as Director | Management | For | For |
| 6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 7 | Elect Lori Wheeler Naess as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
GOLAR LNG PARTNERS LP
MEETING DATE: SEP 28, 2016 | TICKER: GMLP SECURITY ID: Y2745C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alf C. Thorkildsen | Management | For | For |
| |
|---|
GOLDEN ENTERTAINMENT, INC.
MEETING DATE: JUN 13, 2017 | TICKER: GDEN SECURITY ID: 381013101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake L. Sartini | Management | For | For |
| 1.2 | Elect Director Lyle A. Berman | Management | For | For |
| 1.3 | Elect Director Timothy J. Cope | Management | For | For |
| 1.4 | Elect Director Mark A. Lipparelli | Management | For | For |
| 1.5 | Elect Director Robert L. Miodunski | Management | For | For |
| 1.6 | Elect Director Neil I. Sell | Management | For | For |
| 1.7 | Elect Director Terrence L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Piercy Bowler Taylor & Kern as Auditors | Management | For | For |
| |
|---|
GOLDEN OCEAN GROUP LIMITED
MEETING DATE: SEP 23, 2016 | TICKER: GOGL SECURITY ID: G39637106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Fredriksen | Management | For | Against |
| 2 | Elect Director Kate Blankenship | Management | For | For |
| 3 | Elect Director Ola Lorentzon | Management | For | Against |
| 4 | Elect Director Hans Petter Aas | Management | For | For |
| 5 | Elect Director Gert-Jan van den Akker | Management | For | For |
| 6 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | Against |
| 8 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
GOPRO, INC.
MEETING DATE: JUN 06, 2017 | TICKER: GPRO SECURITY ID: 38268T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Woodman | Management | For | For |
| 1.2 | Elect Director Anthony Bates | Management | For | For |
| 1.3 | Elect Director Kenneth Goldman | Management | For | For |
| 1.4 | Elect Director Peter Gotcher | Management | For | For |
| 1.5 | Elect Director Alexander Lurie | Management | For | For |
| 1.6 | Elect Director Susan Lyne | Management | For | For |
| 1.7 | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GORES HOLDINGS, INC.
MEETING DATE: NOV 03, 2016 | TICKER: GRSH SECURITY ID: 382866101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| 1A | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | Against |
| 1B | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Approve Issuance of Shares in Connection with the Business Combination, Private Placement and the Executive Chairman Employment Agreement | Management | For | For |
| 3 | Classify the Board of Directors | Management | For | Against |
| 4 | Authorize New Class of Common Stock and Decrease Authorized Class F Common Stock | Management | For | For |
| 5 | Approve Amendments to Current Certificate to Change the Stockholder Vote Required to Amend the Certification of Incorporation | Management | For | Against |
| 6 | Approve Amendments to Current Certificate to Elect Not to be Governed by Section 203 of the DGCL | Management | For | Against |
| 7 | Approve Additional Amendments to Current Certificate in Connection with the Business Combination | Management | For | Against |
| 8.1 | Elect Director C. Dean Metropoulos | Management | For | For |
| 8.2 | Elect Director Andrew Jhawar | Management | For | For |
| 8.3 | Elect Director Mark R. Stone | Management | For | For |
| 8.4 | Elect Director Laurence Bodner | Management | For | For |
| 8.5 | Elect Director Neil P. DeFeo | Management | For | For |
| 8.6 | Elect Director Jerry D. Kaminski | Management | For | For |
| 8.7 | Elect Director Craig D. Steeneck | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify KPMG LLP as Auditors | Management | For | For |
| 11 | Adjourn Meeting | Management | For | Against |
| |
|---|
GOVERNMENT PROPERTIES INCOME TRUST
MEETING DATE: MAY 17, 2017 | TICKER: GOV SECURITY ID: 38376A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GRAND CANYON EDUCATION, INC.
MEETING DATE: JUN 14, 2017 | TICKER: LOPE SECURITY ID: 38526M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GREAT ELM CAPITAL GROUP, INC.
MEETING DATE: DEC 21, 2016 | TICKER: GEC SECURITY ID: 39036P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard S. Chernicoff | Management | For | For |
| 1b | Elect Director Peter A. Reed | Management | For | For |
| 1c | Elect Director Jeffrey S. Serota | Management | For | For |
| 1d | Elect Director Mark A. Snell | Management | For | For |
| 1e | Elect Director Hugh Steven Wilson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: GLDD SECURITY ID: 390607109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan J. Levenson | Management | For | For |
| 1.2 | Elect Director Michael J. Walsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GREAT SOUTHERN BANCORP, INC.
MEETING DATE: MAY 09, 2017 | TICKER: GSBC SECURITY ID: 390905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Ausburn | Management | For | For |
| 1.2 | Elect Director Larry D. Frazier | Management | For | For |
| 1.3 | Elect Director Douglas M. Pitt | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
GREEN BANCORP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: GNBC SECURITY ID: 39260X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Silberstein | Management | For | Withhold |
| 1.2 | Elect Director Robert B. B. Smith | Management | For | Withhold |
| 1.3 | Elect Director Derek L. Weiss | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GREEN BRICK PARTNERS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: GRBK SECURITY ID: 392709101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth K. Blake | Management | For | For |
| 1.2 | Elect Director Harry Brandler | Management | For | For |
| 1.3 | Elect Director James R. Brickman | Management | For | For |
| 1.4 | Elect Director David Einhorn | Management | For | For |
| 1.5 | Elect Director John R. Farris | Management | For | For |
| 1.6 | Elect Director Kathleen Olsen | Management | For | For |
| 1.7 | Elect Director Richard S. Press | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
GREEN PLAINS INC.
MEETING DATE: MAY 09, 2017 | TICKER: GPRE SECURITY ID: 393222104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Anderson | Management | For | For |
| 1.2 | Elect Director Wayne Hoovestol | Management | For | For |
| 1.3 | Elect Director Ejnar Knudsen, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GREENLIGHT CAPITAL RE, LTD.
MEETING DATE: APR 26, 2017 | TICKER: GLRE SECURITY ID: G4095J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Alan Brooks as GLRE Director | Management | For | For |
| 1b | Elect David Einhorn as GLRE Director | Management | For | For |
| 1c | Elect Leonard Goldberg as GLRE Director | Management | For | For |
| 1d | Elect Ian Isaacs as GLRE Director | Management | For | For |
| 1e | Elect Frank Lackner as GLRE Director | Management | For | For |
| 1f | Elect Bryan Murphy as GLRE Director | Management | For | For |
| 1g | Elect Joseph Platt as GLRE Director | Management | For | For |
| 2a | Elect Alan Brooks as Greenlight Re Subsidiary Director | Management | For | For |
| 2b | Elect David Einhorn as Greenlight Re Subsidiary Director | Management | For | For |
| 2c | Elect Leonard Goldberg as Greenlight Re Subsidiary Director | Management | For | For |
| 2d | Elect Ian Isaacs as Greenlight Re Subsidiary Director | Management | For | For |
| 2e | Elect Frank Lackner as Greenlight Re Subsidiary Director | Management | For | For |
| 2f | Elect Bryan Murphy as Greenlight Re Subsidiary Director | Management | For | For |
| 2g | Elect Joseph Platt as Greenlight Re Subsidiary Director | Management | For | For |
| 3a | Elect Tim Courtis as GRIL Subsidiary Director | Management | For | For |
| 3b | Elect Philip Harkin as GRIL Subsidiary Director | Management | For | For |
| 3c | Elect Frank Lackner as GRIL Subsidiary Director | Management | For | For |
| 3d | Elect Patrick O'Brien as GRIL Subsidiary Director | Management | For | For |
| 3e | Elect Daniel Roitman as GRIL Subsidiary Director | Management | For | For |
| 3f | Elect Brendan Tuohy as GRIL Subsidiary Director | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 6 | Ratify BDO Cayman Ltd. as Auditors of Greenlight Re | Management | For | For |
| 7 | Ratify BDO, Registered Auditors in Ireland as Auditors of GRIL | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GRIFFIN INDUSTRIAL REALTY, INC.
MEETING DATE: MAY 09, 2017 | TICKER: GRIF SECURITY ID: 398231100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bechtel | Management | For | For |
| 1.2 | Elect Director Edgar M. Cullman, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.4 | Elect Director Michael S. Gamzon | Management | For | For |
| 1.5 | Elect Director Thomas C. Israel | Management | For | For |
| 1.6 | Elect Director Jonathan P. May | Management | For | For |
| 1.7 | Elect Director Albert H. Small, Jr. | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GROUPON, INC.
MEETING DATE: JUN 13, 2017 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rich Williams | Management | For | For |
| 1.2 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.3 | Elect Director Theodore Leonsis | Management | For | For |
| 1.4 | Elect Director Michael Angelakis | Management | For | For |
| 1.5 | Elect Director Peter Barris | Management | For | For |
| 1.6 | Elect Director Robert Bass | Management | For | For |
| 1.7 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Joseph Levin | Management | For | For |
| 1.10 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V.
MEETING DATE: APR 28, 2017 | TICKER: OMA B SECURITY ID: 400501102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of 6.23 Million Series B Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6 | Management | For | For |
| 2 | Appoint Legal Representatives | Management | For | For |
| 1 | Present Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law | Management | None | None |
| 2 | Present CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law | Management | None | None |
| 3 | Present Board of Directors' Report in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report | Management | None | None |
| 4 | Approve Reports Presented on Items 1 and 2 of this Agenda | Management | For | For |
| 5 | Approve Allocation of Income, Increase in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends | Management | For | For |
| 6 | Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration | Management | For | For |
| 7 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V.
MEETING DATE: MAY 31, 2017 | TICKER: OMA B SECURITY ID: 400501102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of 6.23 Million Series B Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6 | Management | For | For |
| 2 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GRUPO AEROPORTUARIO DEL CENTRO NORTE, S.A.B. DE C.V.
MEETING DATE: FEB 24, 2017 | TICKER: OMA B SECURITY ID: 400501102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect or Ratify Directors | Management | For | Against |
| 2 | Adopt Resolutions on Revocation of Certain Powers Previously Granted by the Company; Approve Granting and or Ratification of Powers to Represent the Company | Management | For | Against |
| 3 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: APR 25, 2017 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Present Business Affairs of Subsidiary Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM | Management | For | For |
| 3 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income, Increase to Discretionary Reserve and Dividends | Management | For | Against |
| 5 | Approve Discharge of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Advance Remuneration of Directors up to the Amount Determined by AGM | Management | For | For |
| 9 | Elect Three Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Their Respective Alternates for a One-Year Term | Management | For | For |
| 10.a | Fix Number of Directors and Alternates | Management | For | For |
| 10.b | Elect Directors and Their Alternates | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Elect Principal and Alternate Auditors | Management | For | For |
| 13 | Delegate Powers to Board to Set Terms and Conditions of Global Program for Issuance of Negotiable Non-Convertible Obligations | Management | For | For |
| |
|---|
GSI TECHNOLOGY, INC.
MEETING DATE: AUG 25, 2016 | TICKER: GSIT SECURITY ID: 36241U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee-Lean Shu | Management | For | For |
| 1.2 | Elect Director Jack A. Bradley | Management | For | For |
| 1.3 | Elect Director E. Thomas Hart | Management | For | For |
| 1.4 | Elect Director Haydn Hsieh | Management | For | For |
| 1.5 | Elect Director Ruey L. Lu | Management | For | For |
| 1.6 | Elect Director Arthur O. Whipple | Management | For | For |
| 1.7 | Elect Director Robert Yau | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
GTX, INC.
MEETING DATE: MAY 11, 2017 | TICKER: GTXI SECURITY ID: 40052B207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc S. Hanover | Management | For | For |
| 1.2 | Elect Director Garry A. Neil | Management | For | For |
| 1.3 | Elect Director Kenneth S. Robinson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GUARANTY BANCORP
MEETING DATE: SEP 02, 2016 | TICKER: GBNK SECURITY ID: 40075T607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
GUARANTY BANCORP
MEETING DATE: MAY 02, 2017 | TICKER: GBNK SECURITY ID: 40075T607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Suzanne R. Brennan | Management | For | For |
| 1B | Elect Director Edward B. Cordes | Management | For | For |
| 1C | Elect Director John M. Eggemeyer | Management | For | For |
| 1D | Elect Director Keith R. Finger | Management | For | For |
| 1E | Elect Director Stephen D. Joyce | Management | For | For |
| 1F | Elect Director Gail H. Klapper | Management | For | For |
| 1G | Elect Director Stephen G. McConahey | Management | For | For |
| 1H | Elect Director Paul W. Taylor | Management | For | For |
| 1I | Elect Director Albert C.Yates | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
GUIDANCE SOFTWARE, INC.
MEETING DATE: MAY 03, 2017 | TICKER: GUID SECURITY ID: 401692108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reynolds C. Bish | Management | For | For |
| 1.2 | Elect Director Max Carnecchia | Management | For | For |
| 1.3 | Elect Director John P. Colbert | Management | For | Against |
| 1.4 | Elect Director Patrick Dennis | Management | For | For |
| 1.5 | Elect Director Wade W. Loo | Management | For | For |
| 1.6 | Elect Director Michael J. McConnell | Management | For | For |
| 1.7 | Elect Director Robert van Schoonenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GULF ISLAND FABRICATION, INC.
MEETING DATE: APR 26, 2017 | TICKER: GIFI SECURITY ID: 402307102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Cotter | Management | For | For |
| 1.2 | Elect Director Christopher M. Harding | Management | For | For |
| 1.3 | Elect Director John P. (Jack) Laborde | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 21, 2017 | TICKER: GURE SECURITY ID: 40251W309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Nan Li | Management | For | For |
| 1.5 | Elect Director Yang Zou | Management | For | For |
| 1.6 | Elect Director Shitong Jiang | Management | For | For |
| 1.7 | Elect Director Tengfei Zhang | Management | For | For |
| 2 | Ratify Morison Cogen LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: GPOR SECURITY ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Craig Groeschel | Management | For | For |
| 1.3 | Elect Director David L. Houston | Management | For | For |
| 1.4 | Elect Director C. Doug Johnson | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GW PHARMACEUTICALS PLC
MEETING DATE: MAR 14, 2017 | TICKER: GWPH SECURITY ID: 36197T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Geoffrey Guy as Director | Management | For | For |
| 4 | Re-elect Thomas Lynch as Director | Management | For | For |
| 5 | Re-elect Cabot Brown as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 19, 2017 | TICKER: HEES SECURITY ID: 404030108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Paul N. Arnold | Management | For | For |
| 1.4 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.5 | Elect Director Patrick L. Edsell | Management | For | For |
| 1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.7 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.8 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HALLADOR ENERGY COMPANY
MEETING DATE: MAY 25, 2017 | TICKER: HNRG SECURITY ID: 40609P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent K. Bilsland | Management | For | For |
| 1.2 | Elect Director David C. Hardie | Management | For | For |
| 1.3 | Elect Director Steven Hardie | Management | For | For |
| 1.4 | Elect Director Bryan H. Lawrence | Management | For | For |
| 1.5 | Elect Director Sheldon B. Lubar | Management | For | For |
| 1.6 | Elect Director John Van Heuvelen | Management | For | For |
| 1.7 | Elect Director Victor P. Stabio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| |
|---|
HALLMARK FINANCIAL SERVICES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: HALL SECURITY ID: 40624Q203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Schwarz | Management | For | For |
| 1.2 | Elect Director Scott T. Berlin | Management | For | For |
| 1.3 | Elect Director James H. Graves | Management | For | For |
| 1.4 | Elect Director Mark E. Pape | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Kelley | Management | For | For |
| 1.2 | Elect Director Matthew L. Posard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HAMPTON ROADS BANKSHARES, INC.
MEETING DATE: JUL 28, 2016 | TICKER: HMPR SECURITY ID: 409321502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name to Xenith Bankshares, Inc. | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
HANCOCK HOLDING COMPANY
MEETING DATE: APR 26, 2017 | TICKER: HBHC SECURITY ID: 410120109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. Bertucci | Management | For | For |
| 1.2 | Elect Director Constantine S. Liollio | Management | For | For |
| 1.3 | Elect Director Thomas H. Olinde | Management | For | For |
| 1.4 | Elect Director Joan C. Teofilo | Management | For | For |
| 1.5 | Elect Director C. Richard Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HANDY & HARMAN LTD.
MEETING DATE: MAY 25, 2017 | TICKER: HNH SECURITY ID: 410315105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren G. Lichtenstein | Management | For | Against |
| 1.2 | Elect Director Robert Frankfurt | Management | For | For |
| 1.3 | Elect Director Jack L. Howard | Management | For | Against |
| 1.4 | Elect Director John H. McNamara, Jr. | Management | For | Against |
| 1.5 | Elect Director Patrick A. DeMarco | Management | For | For |
| 1.6 | Elect Director Garen W. Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Svoboda | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. Ahn | Management | For | For |
| 1b | Elect Director Christie K. Chu | Management | For | For |
| 1c | Elect Director Harry Chung | Management | For | For |
| 1d | Elect Director C. G. Kum | Management | For | For |
| 1e | Elect Director Joseph K. Rho | Management | For | For |
| 1f | Elect Director David L. Rosenblum | Management | For | For |
| 1g | Elect Director Thomas J. Williams | Management | For | For |
| 1h | Elect Director Michael Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HANSEN MEDICAL, INC.
MEETING DATE: JUL 22, 2016 | TICKER: HNSN SECURITY ID: 411307200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Kevin Hykes | Management | For | For |
| 4.2 | Elect Director Nadim Yared | Management | For | For |
| 4.3 | Elect Director Marjorie L. Bowen | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
HANWHA Q CELLS CO., LTD.
MEETING DATE: DEC 27, 2016 | TICKER: HQCL SECURITY ID: 41135V301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Seong Woo Nam as Director | Management | For | Against |
| 2 | Elect Jung Pyo Seo as Director | Management | For | Against |
| 3 | Elect Steve Yong S. Kim as Director | Management | For | For |
| 4 | Ratify Ernst & Young Han Young as 2016 Auditor | Management | For | For |
| |
|---|
HARDINGE INC.
MEETING DATE: MAY 03, 2017 | TICKER: HDNG SECURITY ID: 412324303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director James Silver | Management | For | For |
| 2.2 | Elect Director Richard R. Burkhart | Management | For | For |
| 2.3 | Elect Director R. Tony Tripeny | Management | For | For |
| 2.4 | Elect Director B. Christopher DiSantis | Management | For | For |
| 2.5 | Elect Director Ryan J. Levenson | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HARMONIC INC.
MEETING DATE: JUN 13, 2017 | TICKER: HLIT SECURITY ID: 413160102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.4 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.5 | Elect Director William F. Reddersen | Management | For | For |
| 1.6 | Elect Director Susan G. Swenson | Management | For | For |
| 1.7 | Elect Director Nikos Theodosopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HARRIS & HARRIS GROUP, INC.
MEETING DATE: MAR 24, 2017 | TICKER: TINY SECURITY ID: 413833104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Withdrawal of Election as a Business Development Company | Management | For | For |
| 2 | Change Company Name to 180 Degree Capital Corp. | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
HARVARD BIOSCIENCE, INC.
MEETING DATE: MAY 18, 2017 | TICKER: HBIO SECURITY ID: 416906105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Kennedy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors *Withdrawn Resolution* | Management | None | None |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HARVEST CAPITAL CREDIT CORPORATION
MEETING DATE: JUN 13, 2017 | TICKER: HCAP SECURITY ID: 41753F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dorian B. Klein | Management | For | For |
| 1b | Elect Director Jack G. Levin | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 18, 2017 | TICKER: HAS SECURITY ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.2 | Elect Director Michael R. Burns | Management | For | For |
| 1.3 | Elect Director Hope Cochran | Management | For | For |
| 1.4 | Elect Director Crispin H. Davis | Management | For | For |
| 1.5 | Elect Director Lisa Gersh | Management | For | For |
| 1.6 | Elect Director Brian D. Goldner | Management | For | For |
| 1.7 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.8 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.9 | Elect Director Edward M. Philip | Management | For | For |
| 1.10 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 1.12 | Elect Director Linda K. Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: HA SECURITY ID: 419879101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Director Earl E. Fry | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Crystal K. Rose | Management | For | For |
| 1.7 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| A | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
HAWAIIAN TELCOM HOLDCO, INC.
MEETING DATE: APR 28, 2017 | TICKER: HCOM SECURITY ID: 420031106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Jalkut | Management | For | For |
| 1.2 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.3 | Elect Director Walter A. Dods, Jr. | Management | For | For |
| 1.4 | Elect Director Steven C. Oldham | Management | For | For |
| 1.5 | Elect Director Eric K. Yeaman | Management | For | For |
| 1.6 | Elect Director Meredith J. Ching | Management | For | For |
| 1.7 | Elect Director Scott K. Barber | Management | For | For |
| 1.8 | Elect Director N. John Fontana, III | Management | For | For |
| 1.9 | Elect Director Robert B. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HAWKINS, INC.
MEETING DATE: AUG 04, 2016 | TICKER: HWKN SECURITY ID: 420261109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. McKeon | Management | For | For |
| 1.2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 1.3 | Elect Director James A. Faulconbridge | Management | For | For |
| 1.4 | Elect Director Duane M. Jergenson | Management | For | For |
| 1.5 | Elect Director Mary J. Schumacher | Management | For | For |
| 1.6 | Elect Director Daryl I. Skaar | Management | For | For |
| 1.7 | Elect Director Daniel J. Stauber | Management | For | For |
| 1.8 | Elect Director James T. Thompson | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 28, 2017 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Michael L. Shor | Management | For | For |
| 6 | Elect Director William P. Wall | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Peter A. Dorsman | Management | For | For |
| 1.3 | Elect Director Peter A. Leav | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HEALTH INSURANCE INNOVATIONS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: HIIQ SECURITY ID: 42225K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul E. Avery | Management | For | For |
| 1.2 | Elect Director Anthony J. Barkett | Management | For | For |
| 1.3 | Elect Director Paul G. Gabos | Management | For | For |
| 1.4 | Elect Director Michael W. Kosloske | Management | For | For |
| 1.5 | Elect Director Gavin D. Southwell | Management | For | For |
| 1.6 | Elect Director Robert S. Murley | Management | For | For |
| 1.7 | Elect Director Sheldon Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HEALTHCARE SERVICES GROUP, INC.
MEETING DATE: MAY 30, 2017 | TICKER: HCSG SECURITY ID: 421906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Wahl | Management | For | Withhold |
| 1.2 | Elect Director John M. Briggs | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Frome | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Moss | Management | For | Withhold |
| 1.5 | Elect Director Dino D. Ottaviano | Management | For | Withhold |
| 1.6 | Elect Director Michael E. McBryan | Management | For | Withhold |
| 1.7 | Elect Director Diane S. Casey | Management | For | Withhold |
| 1.8 | Elect Director John J. McFadden | Management | For | Withhold |
| 1.9 | Elect Director Jude Visconto | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEALTHEQUITY, INC.
MEETING DATE: JUN 22, 2017 | TICKER: HQY SECURITY ID: 42226A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Selander | Management | For | For |
| 1.2 | Elect Director Jon Kessler | Management | For | For |
| 1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
| 1.4 | Elect Director Frank A. Corvino | Management | For | For |
| 1.5 | Elect Director Adrian T. Dillon | Management | For | For |
| 1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.7 | Elect Director Frank T. Medici | Management | For | Withhold |
| 1.8 | Elect Director Ian Sacks | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 25, 2017 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Rebrovick | Management | For | For |
| 1.2 | Elect Director Michael Shmerling | Management | For | For |
| 1.3 | Elect Director Jeffrey L. McLaren | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTLAND EXPRESS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: HTLD SECURITY ID: 422347104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.2 | Elect Director Larry J. Gordon | Management | For | For |
| 1.3 | Elect Director Benjamin J. Allen | Management | For | For |
| 1.4 | Elect Director Brenda S. Neville | Management | For | For |
| 1.5 | Elect Director James G. Pratt | Management | For | For |
| 1.6 | Elect Director Tahira K. Hira | Management | For | For |
| 2 | Ratify KPMG LLPas Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
HEARTLAND FINANCIAL USA, INC.
MEETING DATE: MAY 17, 2017 | TICKER: HTLF SECURITY ID: 42234Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Flynn | Management | For | For |
| 1.2 | Elect Director Bruce K. Lee | Management | For | Withhold |
| 1.3 | Elect Director Kurt M. Saylor | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
MEETING DATE: MAY 25, 2017 | TICKER: HSII SECURITY ID: 422819102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth L. Axelrod | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Clare M. Chapman | Management | For | For |
| 1.4 | Elect Director Gary E. Knell | Management | For | For |
| 1.5 | Elect Director Lyle Logan | Management | For | For |
| 1.6 | Elect Director Willem Mesdag | Management | For | For |
| 1.7 | Elect Director Tracy R. Wolstencroft | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HELEN OF TROY LIMITED
MEETING DATE: AUG 17, 2016 | TICKER: HELE SECURITY ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary B. Abromovitz | Management | For | For |
| 1b | Elect Director John B. Butterworth | Management | For | For |
| 1c | Elect Director Alexander M. Davern | Management | For | For |
| 1d | Elect Director Timothy F. Meeker | Management | For | For |
| 1e | Elect Director Julien R. Mininberg | Management | For | For |
| 1f | Elect Director Beryl B. Raff | Management | For | For |
| 1g | Elect Director William F. Susetka | Management | For | For |
| 1h | Elect Director Darren G. Woody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3a | Amend Bye-laws Regarding Advance Notice Provisions for Director Nominations and Director Eligibility | Management | For | For |
| 3b | Amend Bye-laws Regarding Advance Notice Provisions for Shareholder Proposals of Business | Management | For | For |
| 3c | Amend Bye-laws to Provide for Plurality Voting in Contested Director Elections | Management | For | For |
| 3d | Amend Bye-laws Regarding Authorization to Fix Number of Directors and Filling a Vacancy on The Board | Management | For | For |
| 3e | Amend Bye-laws Regarding Casting of Votes | Management | For | For |
| 3f | Amend Bye-laws Regarding Appointment of Proxy | Management | For | For |
| 3g | Amend Bye-laws Regarding Director Remuneration | Management | For | For |
| 3h | Amend Bye-laws Regarding Other Changes | Management | For | For |
| 3i | Authorize Board of Directors to Carry Out The Powers Given The Board of Directors In The Bye-Laws | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
HEMISPHERE MEDIA GROUP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: HMTV SECURITY ID: 42365Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Kern | Management | For | Withhold |
| 1.2 | Elect Director Leo Hindery, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Nina C. Tassler | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HENNESSY ADVISORS, INC.
MEETING DATE: JAN 26, 2017 | TICKER: HNNA SECURITY ID: 425885100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil J. Hennessy | Management | For | For |
| 1.2 | Elect Director Teresa M. Nilsen | Management | For | For |
| 1.3 | Elect Director Daniel B. Steadman | Management | For | For |
| 1.4 | Elect Director Henry Hansel | Management | For | For |
| 1.5 | Elect Director Brian A. Hennessy | Management | For | For |
| 1.6 | Elect Director Daniel G. Libarle | Management | For | For |
| 1.7 | Elect Director Rodger Offenbach | Management | For | For |
| 1.8 | Elect Director Susan W. Pomilia | Management | For | For |
| 1.9 | Elect Director Thomas L. Seavey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
HENNESSY CAPITAL ACQUISITION CORP. II
MEETING DATE: FEB 27, 2017 | TICKER: HCAC SECURITY ID: 42588J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | Did Not Vote |
| A1 | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | Did Not Vote |
| A2 | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | Did Not Vote |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | Did Not Vote |
| 3 | Classify the Board of Directors | Management | For | Did Not Vote |
| 4 | Approve Additional Amendments to Existing Charter in Connection with the Business Combination | Management | For | Did Not Vote |
| 5.1 | Elect Director Daniel J. Hennessy | Management | For | Did Not Vote |
| 5.2 | Elect Director Don R. Daseke | Management | For | Did Not Vote |
| 5.3 | Elect Director Mark Sinclair | Management | For | Did Not Vote |
| 6 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| 7 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | Did Not Vote |
| 8 | Adjourn Meeting | Management | For | Did Not Vote |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 31, 2017 | TICKER: HSIC SECURITY ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barry J. Alperin | Management | For | For |
| 1b | Elect Director Lawrence S. Bacow | Management | For | For |
| 1c | Elect Director Gerald A. Benjamin | Management | For | For |
| 1d | Elect Director Stanley M. Bergman | Management | For | For |
| 1e | Elect Director James P. Breslawski | Management | For | For |
| 1f | Elect Director Paul Brons | Management | For | For |
| 1g | Elect Director Joseph L. Herring | Management | For | For |
| 1h | Elect Director Donald J. Kabat | Management | For | For |
| 1i | Elect Director Kurt P. Kuehn | Management | For | For |
| 1j | Elect Director Philip A. Laskawy | Management | For | For |
| 1k | Elect Director Mark E. Mlotek | Management | For | For |
| 1l | Elect Director Steven Paladino | Management | For | For |
| 1m | Elect Director Carol Raphael | Management | For | For |
| 1n | Elect Director E. Dianne Rekow | Management | For | For |
| 1o | Elect Director Bradley T. Sheares | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE COMMERCE CORP
MEETING DATE: MAY 25, 2017 | TICKER: HTBK SECURITY ID: 426927109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julianne M. Biagini-Komas | Management | For | For |
| 1.2 | Elect Director Frank G. Bisceglia | Management | For | For |
| 1.3 | Elect Director Jack W. Conner | Management | For | For |
| 1.4 | Elect Director J. Philip Dinapoli | Management | For | For |
| 1.5 | Elect Director Steven L. Hallgrimson | Management | For | For |
| 1.6 | Elect Director Walter T. Kaczmarek | Management | For | For |
| 1.7 | Elect Director Robert T. Moles | Management | For | For |
| 1.8 | Elect Director Laura Roden | Management | For | For |
| 1.9 | Elect Director Ranson W. Webster | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE FINANCIAL CORPORATION
MEETING DATE: MAY 03, 2017 | TICKER: HFWA SECURITY ID: 42722X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian S. Charneski | Management | For | For |
| 1.2 | Elect Director John A. Clees | Management | For | For |
| 1.3 | Elect Director Kimberly T. Ellwanger | Management | For | For |
| 1.4 | Elect Director Deborah J. Gavin | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Lyon | Management | For | For |
| 1.6 | Elect Director Gragg E. Miller | Management | For | For |
| 1.7 | Elect Director Anthony B. Pickering | Management | For | For |
| 1.8 | Elect Director Brian L. Vance | Management | For | For |
| 1.9 | Elect Director Ann Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE OAKS BANCORP
MEETING DATE: MAR 27, 2017 | TICKER: HEOP SECURITY ID: 42724R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: APR 25, 2017 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Bruckmann | Management | For | For |
| 1.2 | Elect Director Carmine Falcone | Management | For | For |
| 1.3 | Elect Director Robert W. Willmschen, Jr. | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HERMAN MILLER, INC.
MEETING DATE: OCT 10, 2016 | TICKER: MLHR SECURITY ID: 600544100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy A. Terrell | Management | For | For |
| 1.2 | Elect Director Lisa A. Kro | Management | For | For |
| 1.3 | Elect Director David O. Ulrich | Management | For | For |
| 1.4 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: JUN 12, 2017 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HESKA CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: HSKA SECURITY ID: 42805E306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David E. Sveen | Management | For | For |
| 1.2 | Elect Director Kevin S. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify EKS&H LLLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| 6 | Other Business | Management | For | Against |
| |
|---|
HIBBETT SPORTS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director Ralph T. Parks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HIGHPOWER INTERNATIONAL, INC.
MEETING DATE: DEC 18, 2016 | TICKER: HPJ SECURITY ID: 43113X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dang Yu (George) Pan | Management | For | For |
| 1.2 | Elect Director Wen Liang Li | Management | For | For |
| 1.3 | Elect Director T. Joseph Fisher, III | Management | For | For |
| 1.4 | Elect Director Xin Hai Li | Management | For | For |
| 1.5 | Elect Director Ping (David) Li | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum Bernstein & Pinchuk LLP as Auditors | Management | For | For |
| |
|---|
HIMAX TECHNOLOGIES INC.
MEETING DATE: AUG 31, 2016 | TICKER: HIMX SECURITY ID: 43289P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Reports of the Company | Management | For | For |
| 2 | Elect Hsiung-Ku Chen as Independent Director | Management | For | For |
| 3 | Amend Company's 2011 Long-Term Incentive Plan | Management | For | For |
| 4 | Other Business | Management | None | Against |
| |
|---|
HINGHAM INSTITUTION FOR SAVINGS
MEETING DATE: APR 27, 2017 | TICKER: HIFS SECURITY ID: 433323102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian T. Kenner | Management | For | For |
| 1.2 | Elect Director Stacey M. Page | Management | For | For |
| 1.3 | Elect Director Geoffrey C. Wilkinson, Sr. | Management | For | For |
| 1.4 | Elect Director Robert H. Gaughen, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick R. Gaughen | Management | For | For |
| 2 | Elect Company Clerk Jacqueline M. Youngworth | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMN FINANCIAL, INC.
MEETING DATE: APR 25, 2017 | TICKER: HMNF SECURITY ID: 40424G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen J. Berning | Management | For | For |
| 1.2 | Elect Director Bernard R. Nigon | Management | For | For |
| 1.3 | Elect Director Patricia S. Simmons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify CliftonLarsonAllen LLP as Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 08, 2017 | TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Scott T. Garrett | Management | For | For |
| 1.4 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.5 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.6 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.7 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.8 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HOME BANCORP, INC.
MEETING DATE: MAY 05, 2017 | TICKER: HBCP SECURITY ID: 43689E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Blanchet, III | Management | For | For |
| 1.2 | Elect Director Marc W. Judice | Management | For | For |
| 1.3 | Elect Director Chris P. Rader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Porter Keadle Moore, LLC as Auditors | Management | For | For |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: APR 20, 2017 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Allison | Management | For | For |
| 1.2 | Elect Director C. Randall Sims | Management | For | For |
| 1.3 | Elect Director Brian S. Davis | Management | For | For |
| 1.4 | Elect Director Milburn Adams | Management | For | For |
| 1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Richard H. Ashley | Management | For | For |
| 1.7 | Elect Director Mike D. Beebe | Management | For | For |
| 1.8 | Elect Director Dale A. Bruns | Management | For | For |
| 1.9 | Elect Director Jack E. Engelkes | Management | For | For |
| 1.10 | Elect Director Tracy M. French | Management | For | For |
| 1.11 | Elect Director James G. Hinkle | Management | For | For |
| 1.12 | Elect Director Alex R. Lieblong | Management | For | For |
| 1.13 | Elect Director Thomas J. Longe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
HOMESTREET, INC.
MEETING DATE: MAY 25, 2017 | TICKER: HMST SECURITY ID: 43785V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Ederer | Management | For | For |
| 1.2 | Elect Director Thomas E. King | Management | For | Against |
| 1.3 | Elect Director George "Judd" Kirk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HOMETRUST BANCSHARES, INC.
MEETING DATE: NOV 28, 2016 | TICKER: HTBI SECURITY ID: 437872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Steven Goforth | Management | For | Withhold |
| 1.2 | Elect Director Laura C. Kendall | Management | For | Withhold |
| 1.3 | Elect Director Dana L. Stonestreet | Management | For | Withhold |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
HOOKER FURNITURE CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: HOFT SECURITY ID: 439038100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
| 1.2 | Elect Director W. Christopher Beeler, Jr. | Management | For | For |
| 1.3 | Elect Director John L. Gregory, III | Management | For | For |
| 1.4 | Elect Director E. Larry Ryder | Management | For | For |
| 1.5 | Elect Director David G. Sweet | Management | For | For |
| 1.6 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.7 | Elect Director Henry G. Williamson, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HOPFED BANCORP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: HFBC SECURITY ID: 439734104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clay Smith | Management | For | For |
| 1.2 | Elect Director Harry J. Dempsey | Management | For | For |
| 1.3 | Elect Director Thomas I. Miller | Management | For | For |
| 2 | Ratify Carr, Riggs & Ingram LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
HORIZON BANCORP
MEETING DATE: MAY 04, 2017 | TICKER: HBNC SECURITY ID: 440407104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Dworkin | Management | For | Withhold |
| 1.2 | Elect Director Daniel F. Hopp | Management | For | Withhold |
| 1.3 | Elect Director Michele M. Magnuson | Management | For | For |
| 1.4 | Elect Director Steven W. Reed | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
HORIZON PHARMA PLC
MEETING DATE: MAY 03, 2017 | TICKER: HZNP SECURITY ID: G4617B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gino Santini | Management | For | For |
| 1b | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| |
|---|
HORIZON TECHNOLOGY FINANCE CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: HRZN SECURITY ID: 44045A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bottiglieri | Management | For | Withhold |
| 1.2 | Elect Director Gerald A. Michaud | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
HORTONWORKS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: HDP SECURITY ID: 440894103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Cormier | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HOSPITALITY PROPERTIES TRUST
MEETING DATE: JUN 15, 2017 | TICKER: HPT SECURITY ID: 44106M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | Against |
| 1.2 | Elect Director Barry M. Portnoy | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Bylaws to Opt-Out of Antitakeover Provision(s) and Require Shareholder Vote to Opt Back In | Shareholder | Against | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
HOSTESS BRANDS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: TWNK SECURITY ID: 44109J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark R. Stone | Management | For | For |
| 1.2 | Elect Director William D. Toler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HOUGHTON MIFFLIN HARCOURT COMPANY
MEETING DATE: MAY 19, 2017 | TICKER: HMHC SECURITY ID: 44157R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Allen | Management | For | For |
| 1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.3 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.4 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.5 | Elect Director John F. Killian | Management | For | For |
| 1.6 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.7 | Elect Director Brian A. Napack | Management | For | For |
| 1.8 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
| 1.9 | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 05, 2017 | TICKER: HWCC SECURITY ID: 44244K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Pokluda, III | Management | For | For |
| 1.2 | Elect Director Michael T. Campbell | Management | For | For |
| 1.3 | Elect Director I. Stewart Farwell | Management | For | For |
| 1.4 | Elect Director Mark A. Ruelle | Management | For | For |
| 1.5 | Elect Director William H. Sheffield | Management | For | For |
| 1.6 | Elect Director G. Gary Yetman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HOWARD BANCORP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: HBMD SECURITY ID: 442496105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard G. Arnold | Management | For | For |
| 1.2 | Elect Director Nasser Basir | Management | For | For |
| 1.3 | Elect Director Karen D. McGraw | Management | For | Withhold |
| 1.4 | Elect Director Mary Ann Scully | Management | For | For |
| 1.1 | Elect Director Gary R. Bozel | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
HSN, INC.
MEETING DATE: MAY 24, 2017 | TICKER: HSNI SECURITY ID: 404303109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Courtnee Chun | Management | For | For |
| 1.2 | Elect Director William Costello | Management | For | For |
| 1.3 | Elect Director Fiona Dias | Management | For | For |
| 1.4 | Elect Director James M. Follo | Management | For | For |
| 1.5 | Elect Director Mindy Grossman - WITHDRAWN RESOLUTION | Management | None | None |
| 1.6 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.7 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.8 | Elect Director Thomas J. Mclnerney | Management | For | For |
| 1.9 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.10 | Elect Director Ann Sarnoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Donald G. Maltby | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director James C. Kenny | Management | For | For |
| 1.5 | Elect Director Charles R. Reaves | Management | For | For |
| 1.6 | Elect Director Martin P. Slark | Management | For | For |
| 1.7 | Elect Director Jonathan P. Ward | Management | For | For |
| 1.8 | Elect Director Peter B. McNitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
HUDSON GLOBAL, INC.
MEETING DATE: JUN 20, 2017 | TICKER: HSON SECURITY ID: 443787106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Bazaar | Management | For | For |
| 1.2 | Elect Director Richard K. Coleman, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Eberwein | Management | For | For |
| 1.4 | Elect Director Ian V. Nash | Management | For | For |
| 1.5 | Elect Director Stephen A. Nolan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HUDSON TECHNOLOGIES, INC.
MEETING DATE: AUG 24, 2016 | TICKER: HDSN SECURITY ID: 444144109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Monetta | Management | For | For |
| 1.2 | Elect Director Richard Parrillo | Management | For | For |
| 1.3 | Elect Director Eric A. Prouty | Management | For | For |
| 1.4 | Elect Director Kevin J. Zugibe | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
HUDSON TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2017 | TICKER: HDSN SECURITY ID: 444144109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent P. Abbatecola | Management | For | For |
| 1.2 | Elect Director Brian F. Coleman | Management | For | For |
| 1.3 | Elect Director Otto C. Morch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 20, 2017 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Michael J. Endres | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director Chris Inglis | Management | For | For |
| 1.9 | Elect Director Peter J. Kight | Management | For | For |
| 1.10 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.11 | Elect Director Eddie R. Munson | Management | For | For |
| 1.12 | Elect Director Richard W. Neu | Management | For | For |
| 1.13 | Elect Director David L. Porteous | Management | For | For |
| 1.14 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.15 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HURCO COMPANIES, INC.
MEETING DATE: MAR 09, 2017 | TICKER: HURC SECURITY ID: 447324104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Aaro | Management | For | For |
| 1.2 | Elect Director Robert W. Cruickshank | Management | For | For |
| 1.3 | Elect Director Michael Doar | Management | For | For |
| 1.4 | Elect Director Timothy J. Gardner | Management | For | For |
| 1.5 | Elect Director Jay C. Longbottom | Management | For | For |
| 1.6 | Elect Director Andrew Niner | Management | For | For |
| 1.7 | Elect Director Richard Porter | Management | For | For |
| 1.8 | Elect Director Janaki Sivanesan | Management | For | For |
| 1.9 | Elect Director Ronald Strackbein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 05, 2017 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HUTCHINSON TECHNOLOGY INCORPORATED
MEETING DATE: SEP 21, 2016 | TICKER: HTCH SECURITY ID: 448407106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.2 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.3 | Elect Director Russell Huffer | Management | For | For |
| 1.4 | Elect Director Richard J. Penn | Management | For | For |
| 1.5 | Elect Director Frank P. Russomanno | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HUTCHISON CHINA MEDITECH LTD.
MEETING DATE: APR 27, 2017 | TICKER: HCM SECURITY ID: 44842L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Paul Carter as Director | Management | For | For |
| 3 | Re-elect Johnny Cheng as Director | Management | For | For |
| 4 | Elect Dr Dan Eldar as Director | Management | For | For |
| 5 | Elect Dr Karen Ferrante as Director | Management | For | For |
| 6 | Elect Graeme Jack as Director | Management | For | For |
| 7 | Re-elect Edith Shih as Director | Management | For | For |
| 8 | Elect Dr Weiguo Su as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers as Auditors and Authorise Their Remuneration | Management | For | For |
| 10A | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10B | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Equity Raise | Management | For | Against |
| 10C | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10D | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
HUTTIG BUILDING PRODUCTS, INC.
MEETING DATE: APR 25, 2017 | TICKER: HBP SECURITY ID: 448451104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina G. Hoagland | Management | For | For |
| 1.2 | Elect Director J. Keith Matheney | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HYDROGENICS CORPORATION
MEETING DATE: MAY 12, 2017 | TICKER: HYG SECURITY ID: 448883207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Douglas S. Alexander | Management | For | For |
| 2.2 | Elect Director Michael Cardiff | Management | For | For |
| 2.3 | Elect Director Joseph Cargnelli | Management | For | For |
| 2.4 | Elect Director Sara Elford | Management | For | For |
| 2.5 | Elect Director David C. Ferguson | Management | For | For |
| 2.6 | Elect Director Donald Lowry | Management | For | For |
| 2.7 | Elect Director Daryl Wilson | Management | For | For |
| |
|---|
I.D. SYSTEMS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: IDSY SECURITY ID: 449489103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Brakebill | Management | For | For |
| 1.2 | Elect Director Michael Brodsky | Management | For | For |
| 1.3 | Elect Director Michael Casey | Management | For | For |
| 1.4 | Elect Director Ron Konezny | Management | For | For |
| 1.5 | Elect Director Chris Wolfe | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: DEC 15, 2016 | TICKER: IAC SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Chelsea Clinton | Management | For | Withhold |
| 1.3 | Elect Director Barry Diller | Management | For | For |
| 1.4 | Elect Director Michael D. Eisner | Management | For | Withhold |
| 1.5 | Elect Director Bonnie S. Hammer | Management | For | Withhold |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Joseph Levin | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | Withhold |
| 1.9 | Elect Director David Rosenblatt | Management | For | Withhold |
| 1.10 | Elect Director Alan G. Spoon | Management | For | Withhold |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3a | Amend Certificate of Incorporation to Establish the Class C Common Stock | Management | For | Against |
| 3b | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Common Stocks | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 21, 2017 | TICKER: IAC SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Chelsea Clinton | Management | For | For |
| 1.3 | Elect Director Barry Diller | Management | For | For |
| 1.4 | Elect Director Michael D. Eisner | Management | For | For |
| 1.5 | Elect Director Bonnie S. Hammer | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Joseph Levin | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | For |
| 1.9 | Elect Director David Rosenblatt | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IAO KUN GROUP HOLDING COMPANY LIMITED
MEETING DATE: DEC 30, 2016 | TICKER: IKGH SECURITY ID: G47204105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lam Man Pou as Director | Management | For | For |
| 1.2 | Elect Vong Hon Kun as Director | Management | For | For |
| 1.3 | Elect So Hin Lung as Director | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| |
|---|
IAO KUN GROUP HOLDING COMPANY LIMITED
MEETING DATE: APR 24, 2017 | TICKER: IKGH SECURITY ID: G47204105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to LiNiu Technology Group | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: IBKC SECURITY ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ICF INTERNATIONAL, INC.
MEETING DATE: JUN 01, 2017 | TICKER: ICFI SECURITY ID: 44925C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sudhakar Kesavan | Management | For | For |
| 1.2 | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ICHOR HOLDINGS, LTD.
MEETING DATE: MAY 10, 2017 | TICKER: ICHR SECURITY ID: G4740B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iain MacKenzie | Management | For | For |
| 1.2 | Elect Director Thomas M. Rohrs | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ICON PLC
MEETING DATE: JUL 22, 2016 | TICKER: ICLR SECURITY ID: G4705A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Hall | Management | For | For |
| 1.2 | Elect Director John Climax | Management | For | For |
| 1.3 | Elect Director Steve Cutler | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorise Share Repurchase Program | Management | For | For |
| 7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| 9 | Amend Memorandum of Association | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: NOV 04, 2016 | TICKER: ICON SECURITY ID: 451055107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Peter Cuneo | Management | For | Against |
| 1.2 | Elect Director John Haugh | Management | For | For |
| 1.3 | Elect Director Drew Cohen | Management | For | Against |
| 1.4 | Elect Director Sue Gove | Management | For | Against |
| 1.5 | Elect Director Mark Friedman | Management | For | Against |
| 1.6 | Elect Director James Marcum | Management | For | Against |
| 1.7 | Elect Director Sanjay Khosla | Management | For | For |
| 1.8 | Elect Director Kristen O'Hara | Management | For | For |
| 1.9 | Elect Director Kenneth Slutsky | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ICU MEDICAL, INC.
MEETING DATE: MAY 09, 2017 | TICKER: ICUI SECURITY ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Jain | Management | For | For |
| 1.2 | Elect Director George A. Lopez | Management | For | For |
| 1.3 | Elect Director Joseph R. Saucedo | Management | For | For |
| 1.4 | Elect Director Richard H. Sherman | Management | For | For |
| 1.5 | Elect Director Robert S. Swinney | Management | For | For |
| 1.6 | Elect Director David C. Greenberg | Management | For | For |
| 1.7 | Elect Director Elisha W. Finney | Management | For | For |
| 1.8 | Elect Director Douglas E. Giordano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IDENTIV, INC.
MEETING DATE: MAY 31, 2017 | TICKER: INVE SECURITY ID: 45170X205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Humphreys | Management | For | For |
| 1.2 | Elect Director Nina B. Shapiro | Management | For | For |
| 2 | Ratify BPM LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDERA PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: IDRA SECURITY ID: 45168K306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent J. Milano | Management | For | For |
| 1.2 | Elect Director Kelvin M. Neu | Management | For | For |
| 1.3 | Elect Director William S. Reardon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 03, 2017 | TICKER: IDXX SECURITY ID: 45168D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rebecca M. Henderson | Management | For | For |
| 1b | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1c | Elect Director Sophie V. Vandebroek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IES HOLDINGS, INC.
MEETING DATE: FEB 07, 2017 | TICKER: IESC SECURITY ID: 44951W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Dowling, III | Management | For | For |
| 1.2 | Elect Director David B. Gendell | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey L. Gendell | Management | For | Withhold |
| 1.4 | Elect Director Joe D. Koshkin | Management | For | For |
| 1.5 | Elect Director Robert W. Lewey | Management | For | Withhold |
| 1.6 | Elect Director Donald L. Luke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify the NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
IGNYTA, INC.
MEETING DATE: JUN 13, 2017 | TICKER: RXDX SECURITY ID: 451731103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan E. Lim | Management | For | For |
| 1.2 | Elect Director James Bristol | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
IHS MARKIT LTD.
MEETING DATE: APR 05, 2017 | TICKER: INFO SECURITY ID: G47567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruann F. Ernst | Management | For | For |
| 1.2 | Elect Director William E. Ford | Management | For | For |
| 1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
II-VI INCORPORATED
MEETING DATE: NOV 04, 2016 | TICKER: IIVI SECURITY ID: 902104108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis J. Kramer | Management | For | For |
| 1b | Elect Director Wendy F. DiCicco | Management | For | For |
| 1c | Elect Director Shaker Sadasivam | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ILG, INC.
MEETING DATE: MAY 15, 2017 | TICKER: ILG SECURITY ID: 44967H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.5 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.6 | Elect Director Lewis J. Korman | Management | For | For |
| 1.7 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.11 | Elect Director Sergio D. Rivera | Management | For | For |
| 1.12 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.13 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 30, 2017 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Caroline D. Dorsa | Management | For | For |
| 1b | Elect Director Robert S. Epstein | Management | For | For |
| 1c | Elect Director Philip W. Schiller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
IMMERSION CORPORATION
MEETING DATE: JUN 02, 2017 | TICKER: IMMR SECURITY ID: 452521107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon Holt | Management | For | For |
| 1.2 | Elect Director Daniel McCurdy | Management | For | For |
| 1.3 | Elect Director Carl Schlachte | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
IMMUNE DESIGN CORP.
MEETING DATE: JUN 13, 2017 | TICKER: IMDZ SECURITY ID: 45252L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Kelley | Management | For | Withhold |
| 1.2 | Elect Director Carlos Paya | Management | For | Withhold |
| 1.3 | Elect Director William Ringo | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: DEC 09, 2016 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.3 | Elect Director Richard J. Wallace | Management | For | For |
| 2.4 | Elect Director Daniel M. Junius | Management | For | For |
| 2.5 | Elect Director Howard H. Pien | Management | For | For |
| 2.6 | Elect Director Mark Goldberg | Management | For | For |
| 2.7 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.8 | Elect Director Kristine Peterson | Management | For | For |
| 2.9 | Elect Director Mark J. Enyedy | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: JUN 13, 2017 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.3 | Elect Director Richard J. Wallace | Management | For | For |
| 2.4 | Elect Director Daniel M. Junius | Management | For | For |
| 2.5 | Elect Director Howard H. Pien | Management | For | For |
| 2.6 | Elect Director Mark Goldberg | Management | For | For |
| 2.7 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.8 | Elect Director Kristine Peterson | Management | For | For |
| 2.9 | Elect Director Mark J. Enyedy | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: MAR 03, 2017 | TICKER: IMMU SECURITY ID: 452907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | Did Not Vote |
| 1.2 | Elect Director Geoff Cox | Management | For | Did Not Vote |
| 1.3 | Elect Director Robert Forrester | Management | For | Did Not Vote |
| 1.4 | Elect Director David M. Goldenberg | Management | For | Did Not Vote |
| 1.5 | Elect Director Brian A. Markison | Management | For | Did Not Vote |
| 1.6 | Elect Director Bob Oliver | Management | For | Did Not Vote |
| 1.7 | Elect Director Cynthia L. Sullivan | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Increase Authorized Common Stock | Management | For | Did Not Vote |
| 4 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Behzad Aghazadeh | Shareholder | For | For |
| 1.2 | Elect Director Scott Canute | Shareholder | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Shareholder | For | For |
| 1.4 | Elect Director Khalid Islam | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 3 | Increase Authorized Common Stock | Management | Against | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: JUN 29, 2017 | TICKER: IMMU SECURITY ID: 452907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: IPXL SECURITY ID: 45256B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Z. Benet | Management | For | For |
| 1.2 | Elect Director Richard A. Bierly | Management | For | For |
| 1.3 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.4 | Elect Director J. Kevin Buchi | Management | For | For |
| 1.5 | Elect Director Robert L. Burr | Management | For | For |
| 1.6 | Elect Director Allen Chao | Management | For | For |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | For |
| 1.9 | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
IMPERVA, INC.
MEETING DATE: APR 26, 2017 | TICKER: IMPV SECURITY ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert Pimentel | Management | For | Withhold |
| 1.2 | Elect Director Randall Spratt | Management | For | For |
| 1.3 | Elect Director James Tolonen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMPINJ, INC.
MEETING DATE: JUN 14, 2017 | TICKER: PI SECURITY ID: 453204109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris Diorio | Management | For | Withhold |
| 1.2 | Elect Director Gregory Sessler | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IMPRIMIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: IMMY SECURITY ID: 45323A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Baum | Management | For | For |
| 1.2 | Elect Director Robert J. Kammer | Management | For | Withhold |
| 1.3 | Elect Director Richard L. Lindstrom | Management | For | For |
| 1.4 | Elect Director Stephen G. Austin | Management | For | For |
| 1.5 | Elect Director Anthony J. Principi | Management | For | For |
| 2 | Ratify KMJ Corbin and Company LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
INC RESEARCH HOLDINGS, INC.
MEETING DATE: MAY 23, 2017 | TICKER: INCR SECURITY ID: 45329R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Richard N. Kender | Management | For | For |
| 1B | Elect Director Kenneth F. Meyers | Management | For | For |
| 1C | Elect Director Matthew E. Monaghan | Management | For | For |
| 1D | Elect Director David Y. Norton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
INCONTACT, INC.
MEETING DATE: AUG 11, 2016 | TICKER: SAAS SECURITY ID: 45336E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 26, 2017 | TICKER: INCY SECURITY ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.3 | Elect Director Paul A. Brooke | Management | For | For |
| 1.4 | Elect Director Paul J. Clancy | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INDEPENDENT BANK CORP.
MEETING DATE: MAY 18, 2017 | TICKER: INDB SECURITY ID: 453836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Bissonnette | Management | For | For |
| 1.2 | Elect Director Daniel F. O'Brien | Management | For | For |
| 1.3 | Elect Director Christopher Oddleifson | Management | For | For |
| 1.4 | Elect Director Maurice H. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director Brian S. Tedeschi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDEPENDENT BANK CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: IBCP SECURITY ID: 453838609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1b | Elect Director Terry L. Haske | Management | For | For |
| 1c | Elect Director William B. Kessel | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: MAR 30, 2017 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3.1 | Elect Director Tom C. Nichols | Management | For | For |
| 3.2 | Elect Director Mark K. Gormley | Management | For | For |
| 3.3 | Elect Director Christopher M. Doody | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
INDEPENDENT BANK GROUP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: IBTX SECURITY ID: 45384B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Brooks | Management | For | For |
| 1.2 | Elect Director Craig E. Holmes | Management | For | For |
| 1.3 | Elect Director Tom C. Nichols | Management | For | For |
| 1.4 | Elect Director G. Stacy Smith | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas J. Fallon | Management | For | For |
| 1b | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 1c | Elect Director Rajal M. Patel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Michael G. Kauffman | Management | For | For |
| 1.4 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.5 | Elect Director Norman C. Selby | Management | For | For |
| 1.6 | Elect Director Ian F. Smith | Management | For | For |
| 1.7 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INFINITY PROPERTY AND CASUALTY CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: IPCC SECURITY ID: 45665Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor T. Adamo | Management | For | For |
| 1.2 | Elect Director Richard J. Bielen | Management | For | For |
| 1.3 | Elect Director Angela Brock-Kyle | Management | For | For |
| 1.4 | Elect Director Teresa A. Canida | Management | For | For |
| 1.5 | Elect Director James R. Gober | Management | For | For |
| 1.6 | Elect Director Harold E. Layman | Management | For | For |
| 1.7 | Elect Director E. Robert Meaney | Management | For | For |
| 1.8 | Elect Director James L. Weidner | Management | For | For |
| 1.9 | Elect Director Samuel J. Weinhoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INFORMATION SERVICES GROUP, INC.
MEETING DATE: APR 27, 2017 | TICKER: III SECURITY ID: 45675Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil G. Budnick | Management | For | For |
| 1.2 | Elect Director Gerald S. Hobbs | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INGLES MARKETS, INCORPORATED
MEETING DATE: FEB 14, 2017 | TICKER: IMKTA SECURITY ID: 457030104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest E. Ferguson | Management | For | For |
| 1.2 | Elect Director Brenda S. Tudor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
INNERWORKINGS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: INWK SECURITY ID: 45773Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jack M. Greenberg | Management | For | For |
| 1B | Elect Director Eric D. Belcher | Management | For | For |
| 1C | Elect Director Charles K. Bobrinskoy | Management | For | For |
| 1D | Elect Director David Fisher | Management | For | For |
| 1E | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1F | Elect Director Julie M. Howard | Management | For | Against |
| 1G | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INNOCOLL HOLDINGS PLC
MEETING DATE: SEP 05, 2016 | TICKER: INNL SECURITY ID: G4783X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Symonds | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director A. James Culverwell | Management | For | For |
| 1.5 | Elect Director Rolf D. Schmidt | Management | For | For |
| 1.6 | Elect Director Joseph Wiley | Management | For | For |
| 1.7 | Elect Director Anthony P. Zook | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Price Range at Which the Company Can Re-allot Treasury Shares | Management | For | Against |
| |
|---|
INNOCOLL HOLDINGS PLC
MEETING DATE: JUN 28, 2017 | TICKER: INNL SECURITY ID: G4783X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 1 | Amend Memorandum of Association to Authorize the Company to Enter Into a Scheme of Arrangement | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Approve Reduction in Issued Capital by Cancelling and Extinguishing All the Cancellation Shares | Management | For | For |
| 4 | Approve the Application of Reserves | Management | For | For |
| 5 | Amend Articles Re: Scheme of Arrangement | Management | For | For |
| |
|---|
INNODATA INC.
MEETING DATE: JUN 08, 2017 | TICKER: INOD SECURITY ID: 457642205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack S. Abuhoff | Management | For | For |
| 1.2 | Elect Director Haig S. Bagerdjian | Management | For | Withhold |
| 1.3 | Elect Director Louise C. Forlenza | Management | For | For |
| 1.4 | Elect Director Stewart R. Massey | Management | For | For |
| 1.5 | Elect Director Michael J. Opat | Management | For | For |
| 1.6 | Elect Director Anthea C. Stratigos | Management | For | For |
| 1.7 | Elect Director Andargachew S. Zelleke | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: IPHS SECURITY ID: 45774N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Kim Ann Mink | Management | For | For |
| 1.3 | Elect Director Linda Myrick | Management | For | For |
| 1.4 | Elect Director Karen Osar | Management | For | For |
| 1.5 | Elect Director John Steitz | Management | For | For |
| 1.6 | Elect Director Peter Thomas | Management | For | For |
| 1.7 | Elect Director James Zallie | Management | For | For |
| 1.8 | Elect Director Robert Zatta | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 10, 2017 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh G. C. Aldous | Management | For | For |
| 1.2 | Elect Director Joachim Roeser | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG Audit Plc as Auditors | Management | For | For |
| |
|---|
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
MEETING DATE: APR 13, 2017 | TICKER: ISSC SECURITY ID: 45769N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger A. Carolin | Management | For | For |
| 1.2 | Elect Director Glen R. Bressner | Management | For | For |
| 1.3 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| |
|---|
INNOVIVA, INC.
MEETING DATE: APR 20, 2017 | TICKER: INVA SECURITY ID: 45781M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | Did Not Vote |
| 1.2 | Elect Director Barbara Duncan | Management | For | Did Not Vote |
| 1.3 | Elect Director Catherine J. Friedman | Management | For | Did Not Vote |
| 1.4 | Elect Director Patrick G. LePore | Management | For | Did Not Vote |
| 1.5 | Elect Director Paul A. Pepe | Management | For | Did Not Vote |
| 1.6 | Elect Director James L. Tyree | Management | For | Did Not Vote |
| 1.7 | Elect Director William H. Waltrip | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 5 | Repeal Certain Bylaws Adopted Without Stockholder Approval | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Directors George W. Bickerstaff, III | Shareholder | For | For |
| 1.2 | Elect Directors Jules Haimovitz | Shareholder | For | For |
| 1.3 | Elect Directors Odysseas Kostas | Shareholder | For | For |
| 1.4 | Management Nominee Barbara Duncan | Shareholder | For | For |
| 1.5 | Management Nominee Catherine J. Friedman | Shareholder | For | For |
| 1.6 | Management Nominee Patrick G. LePore | Shareholder | For | For |
| 1.7 | Management Nominee James L. Tyree | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Repeal Certain Bylaws Adopted Without Stockholder Approval | Shareholder | For | For |
| |
|---|
INOGEN, INC.
MEETING DATE: MAY 11, 2017 | TICKER: INGN SECURITY ID: 45780L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heath Lukatch | Management | For | Withhold |
| 1.2 | Elect Director Raymond Huggenberger | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INOTEK PHARMACEUTICALS CORPORATION
MEETING DATE: JUN 20, 2017 | TICKER: ITEK SECURITY ID: 45780V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | Withhold |
| 1.2 | Elect Director Paul G. Howes | Management | For | Withhold |
| 1.3 | Elect Director Patrick Machado | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
INOVALON HOLDINGS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: INOV SECURITY ID: 45781D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Dunleavy | Management | For | Withhold |
| 1.2 | Elect Director Denise K. Fletcher | Management | For | Withhold |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Andre S. Hoffmann | Management | For | Withhold |
| 1.5 | Elect Director Lee D. Roberts | Management | For | Withhold |
| 1.6 | Elect Director William J. Teuber, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INOVIO PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2017 | TICKER: INO SECURITY ID: 45773H201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avtar S. Dhillon | Management | For | Withhold |
| 1.2 | Elect Director J. Joseph Kim | Management | For | For |
| 1.3 | Elect Director Simon X. Benito | Management | For | For |
| 1.4 | Elect Director George W. Bickerstaff | Management | For | For |
| 1.5 | Elect Director Morton Collins | Management | For | For |
| 1.6 | Elect Director Adel A. F. Mahmoud | Management | For | For |
| 1.7 | Elect Director Angel Cabrera | Management | For | For |
| 1.8 | Elect Director David B. Weiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INSEEGO CORP
MEETING DATE: JAN 10, 2017 | TICKER: INSG SECURITY ID: 45782B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
INSEEGO CORP.
MEETING DATE: JUN 14, 2017 | TICKER: INSG SECURITY ID: 45782B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip Falcone | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 15, 2017 | TICKER: NSIT SECURITY ID: 45765U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Allen | Management | For | For |
| 1.2 | Elect Director Bruce W. Armstrong | Management | For | For |
| 1.3 | Elect Director Catherine Courage | Management | For | For |
| 1.4 | Elect Director Bennett Dorrance | Management | For | For |
| 1.5 | Elect Director Michael M. Fisher | Management | For | For |
| 1.6 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 18, 2017 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 1.3 | Elect Director Myrtle Potter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
INSTEEL INDUSTRIES, INC.
MEETING DATE: FEB 07, 2017 | TICKER: IIIN SECURITY ID: 45774W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Allen Rogers, II | Management | For | For |
| 1.2 | Elect Director Jon M. Ruth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally Crawford | Management | For | For |
| 1.2 | Elect Director Regina Sommer | Management | For | For |
| 1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INSYS THERAPEUTICS, INC.
MEETING DATE: MAY 02, 2017 | TICKER: INSY SECURITY ID: 45824V209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Meyer | Management | For | For |
| 1.2 | Elect Director Brian Tambi | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: DEC 21, 2016 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock and Effect Stock Split | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Stuart M. Essig | Management | For | For |
| 1.4 | Elect Director Barbara B. Hill | Management | For | For |
| 1.5 | Elect Director Lloyd W. Howell, Jr. | Management | For | Against |
| 1.6 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.7 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.8 | Elect Director Christian S. Schade | Management | For | For |
| 1.9 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INTEGRATED DEVICE TECHNOLOGY, INC.
MEETING DATE: SEP 20, 2016 | TICKER: IDTI SECURITY ID: 458118106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Schofield | Management | For | For |
| 1.2 | Elect Director Gregory L. Waters | Management | For | For |
| 1.3 | Elect Director Umesh Padval | Management | For | For |
| 1.4 | Elect Director Gordon Parnell | Management | For | For |
| 1.5 | Elect Director Ken Kannappan | Management | For | For |
| 1.6 | Elect Director Robert Rango | Management | For | For |
| 1.7 | Elect Director Norman Taffe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Aneel Bhusri | Management | For | For |
| 1c | Elect Director Andy D. Bryant | Management | For | For |
| 1d | Elect Director Reed E. Hundt | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Gregory D. Smith | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 1k | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Political Contributions Disclosure | Shareholder | Against | Abstain |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
INTELIQUENT, INC.
MEETING DATE: JAN 17, 2017 | TICKER: IQNT SECURITY ID: 45825N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
INTELLIA THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: NTLA SECURITY ID: 45826J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nessan Bermingham | Management | For | Withhold |
| 1b | Elect Director Jean-Francois Formela | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: SEP 13, 2016 | TICKER: IPAR SECURITY ID: 458334109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan | Management | For | For |
| 1.8 | Elect Director Patrick Choel | Management | For | For |
| 1.9 | Elect Director Michel Dyens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
INTERACTIVE BROKERS GROUP, INC.
MEETING DATE: APR 20, 2017 | TICKER: IBKR SECURITY ID: 45841N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas Peterffy | Management | For | Against |
| 1B | Elect Director Earl H. Nemser | Management | For | Against |
| 1C | Elect Director Milan Galik | Management | For | Against |
| 1D | Elect Director Paul J. Brody | Management | For | Against |
| 1E | Elect Director Lawrence E. Harris | Management | For | For |
| 1F | Elect Director Wayne H. Wagner | Management | For | For |
| 1G | Elect Director Richard Gates | Management | For | For |
| 1H | Elect Director Gary Katz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: NOV 09, 2016 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: JUL 19, 2016 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Daniel Bradbury | Management | For | For |
| 1.4 | Elect Director Paolo Fundaro | Management | For | For |
| 1.5 | Elect Director Keith Gottesdiener | Management | For | For |
| 1.6 | Elect Director Mark Pruzanski | Management | For | For |
| 1.7 | Elect Director Gino Santini | Management | For | For |
| 1.8 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: JUN 27, 2017 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Daniel Bradbury | Management | For | For |
| 1.4 | Elect Director Paolo Fundaro | Management | For | For |
| 1.5 | Elect Director Keith Gottesdiener | Management | For | For |
| 1.6 | Elect Director Mark Pruzanski | Management | For | For |
| 1.7 | Elect Director Gino Santini | Management | For | For |
| 1.8 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTERDIGITAL, INC.
MEETING DATE: JUN 14, 2017 | TICKER: IDCC SECURITY ID: 45867G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey K. Belk | Management | For | For |
| 1b | Elect Director Joan H. Gillman | Management | For | For |
| 1c | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1d | Elect Director John A. Kritzmacher | Management | For | For |
| 1e | Elect Director John D. Markley, Jr. | Management | For | For |
| 1f | Elect Director William J. Merritt | Management | For | For |
| 1g | Elect Director Kai O. Oistamo | Management | For | For |
| 1h | Elect Director Jean F. Rankin | Management | For | For |
| 1i | Elect Director Philip P. Trahanas | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INTERFACE, INC.
MEETING DATE: MAY 16, 2017 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Carl I. Gable | Management | For | For |
| 1.4 | Elect Director Jay D. Gould | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.7 | Elect Director K. David Kohler | Management | For | For |
| 1.8 | Elect Director Erin A. Matts | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Sheryl D. Palmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
INTERMOLECULAR, INC.
MEETING DATE: MAY 16, 2017 | TICKER: IMI SECURITY ID: 45882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce M. McWilliams | Management | For | For |
| 1.2 | Elect Director George M. Scalise | Management | For | For |
| 1.3 | Elect Director Matthew Furnas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
INTERNAP CORPORATION
MEETING DATE: JUN 21, 2017 | TICKER: INAP SECURITY ID: 45885A300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.2 | Elect Director Debora J. Wilson | Management | For | For |
| 1.3 | Elect Director Peter J. Rogers, Jr. | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
INTERNATIONAL BANCSHARES CORPORATION
MEETING DATE: MAY 15, 2017 | TICKER: IBOC SECURITY ID: 459044103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Javier de Anda | Management | For | For |
| 1.2 | Elect Director Irving Greenblum | Management | For | For |
| 1.3 | Elect Director Douglas B. Howland | Management | For | For |
| 1.4 | Elect Director Peggy J. Newman | Management | For | For |
| 1.5 | Elect Director Dennis E. Nixon | Management | For | For |
| 1.6 | Elect Director Larry A. Norton | Management | For | For |
| 1.7 | Elect Director Roberto R. Resendez | Management | For | For |
| 1.8 | Elect Director Leonardo Salinas | Management | For | For |
| 1.9 | Elect Director Antonio R. Sanchez, Jr. | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
INTERPACE DIAGNOSTICS GROUP, INC.
MEETING DATE: AUG 03, 2016 | TICKER: IDXG SECURITY ID: 46062X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen J. Sullivan | Management | For | For |
| 1.2 | Elect Director Heinrich Dreismann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
INTERSECT ENT, INC.
MEETING DATE: JUN 01, 2017 | TICKER: XENT SECURITY ID: 46071F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Lisa D. Earnhardt | Management | For | For |
| 1.3 | Elect Director Cynthia L. Lucchese | Management | For | For |
| 1.4 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 1.5 | Elect Director Frederic H. Moll | Management | For | For |
| 1.6 | Elect Director Casey M. Tansey | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERSECTIONS INC.
MEETING DATE: MAY 31, 2017 | TICKER: INTX SECURITY ID: 460981301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Stanfield | Management | For | Withhold |
| 1.2 | Elect Director John M. Albertine | Management | For | For |
| 1.3 | Elect Director Thomas G. Amato | Management | For | For |
| 1.4 | Elect Director Thomas L. Kempner | Management | For | Withhold |
| 1.5 | Elect Director Bruce L. Lev | Management | For | For |
| 1.6 | Elect Director John H. Lewis | Management | For | For |
| 1.7 | Elect Director David A. McGough | Management | For | Withhold |
| 1.8 | Elect Director Johan J. Roets | Management | For | Withhold |
| 1.9 | Elect Director Melvin R. Seiler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: DEC 08, 2016 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
INTERVAL LEISURE GROUP, INC.
MEETING DATE: AUG 03, 2016 | TICKER: IILG SECURITY ID: 46113M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.5 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.6 | Elect Director Lewis J. Korman | Management | For | For |
| 1.7 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.11 | Elect Director Sergio D. Rivera | Management | For | For |
| 1.12 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.13 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTEVAC, INC.
MEETING DATE: MAY 17, 2017 | TICKER: IVAC SECURITY ID: 461148108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman H. Pond | Management | For | For |
| 1.2 | Elect Director Wendell T. Blonigan | Management | For | For |
| 1.3 | Elect Director Matthew A. Drapkin | Management | For | For |
| 1.4 | Elect Director David S. Dury | Management | For | For |
| 1.5 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.6 | Elect Director John F. Schaefer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify BPM LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INTL FCSTONE INC.
MEETING DATE: FEB 23, 2017 | TICKER: INTL SECURITY ID: 46116V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Anderson | Management | For | For |
| 1.2 | Elect Director Scott J. Branch | Management | For | For |
| 1.3 | Elect Director John M. Fowler | Management | For | For |
| 1.4 | Elect Director Edward J. Grzybowski | Management | For | For |
| 1.5 | Elect Director Daryl Henze | Management | For | For |
| 1.6 | Elect Director Bruce W. Krehbiel | Management | For | For |
| 1.7 | Elect Director Sean M. O'Connor | Management | For | For |
| 1.8 | Elect Director Eric Parthemore | Management | For | For |
| 1.9 | Elect Director John Radziwill | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 27, 2017 | TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard Lerner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 19, 2017 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1f | Elect Director Dennis D. Powell | Management | For | For |
| 1g | Elect Director Brad D. Smith | Management | For | For |
| 1h | Elect Director Raul Vazquez | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 20, 2017 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig H. Barratt | Management | For | For |
| 1.2 | Elect Director Michael A. Friedman | Management | For | For |
| 1.3 | Elect Director Gary S. Guthart | Management | For | For |
| 1.4 | Elect Director Amal M. Johnson | Management | For | For |
| 1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1.6 | Elect Director Alan J. Levy | Management | For | For |
| 1.7 | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1.8 | Elect Director Mark J. Rubash | Management | For | For |
| 1.9 | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INVENTURE FOODS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: SNAK SECURITY ID: 461212102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ashton D. Asensio | Management | For | Withhold |
| 1.2 | Elect Director Timothy A. Cole | Management | For | Withhold |
| 1.3 | Elect Director Macon Bryce Edmonson | Management | For | Withhold |
| 1.4 | Elect Director Harold S. Edwards | Management | For | Withhold |
| 1.5 | Elect Director Paul J. Lapadat | Management | For | Withhold |
| 1.6 | Elect Director Terry McDaniel | Management | For | Withhold |
| 1.7 | Elect Director Joel D. Stewart | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
INVESTAR HOLDING CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: ISTR SECURITY ID: 46134L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Baker | Management | For | For |
| 1.2 | Elect Director Thomas C. Besselman, Sr. | Management | For | For |
| 1.3 | Elect Director James H. Boyce, III | Management | For | For |
| 1.4 | Elect Director Robert M. Boyce, Sr. | Management | For | For |
| 1.5 | Elect Director John J. D'Angelo | Management | For | For |
| 1.6 | Elect Director William H. Hidalgo, Sr. | Management | For | For |
| 1.7 | Elect Director Gordon H. Joffrion, III | Management | For | For |
| 1.8 | Elect Director Robert Chris Jordan | Management | For | For |
| 1.9 | Elect Director David J. Lukinovich | Management | For | For |
| 1.10 | Elect Director Suzanne O. Middleton | Management | For | For |
| 1.11 | Elect Director Andrew C. Nelson | Management | For | For |
| 1.12 | Elect Director Carl R. Schneider, Jr. | Management | For | For |
| 1.13 | Elect Director Frank L. Walker | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ISBC SECURITY ID: 46146L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Bone | Management | For | For |
| 1.2 | Elect Director Doreen R. Byrnes | Management | For | For |
| 1.3 | Elect Director Peter H. Carlin | Management | For | For |
| 1.4 | Elect Director William V. Cosgrove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INVESTORS TITLE COMPANY
MEETING DATE: MAY 17, 2017 | TICKER: ITIC SECURITY ID: 461804106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Morris Fine | Management | For | For |
| 1.2 | Elect Director Richard M. Hutson, II | Management | For | For |
| 1.3 | Elect Director R. Horace Johnson | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
INVIVO THERAPEUTICS HOLDINGS CORP.
MEETING DATE: MAY 30, 2017 | TICKER: NVIV SECURITY ID: 46186M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christina Morrison | Management | For | For |
| 1.2 | Elect Director Mark D. Perrin | Management | For | For |
| 1.3 | Elect Director C. Ann Merrifield | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Hatfield | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify RSM US, LLP as Auditors | Management | For | For |
| |
|---|
INVUITY, INC.
MEETING DATE: JUN 12, 2017 | TICKER: IVTY SECURITY ID: 46187J205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eric Roberts | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IONIS PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: IONS SECURITY ID: 462222100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IPASS INC.
MEETING DATE: JUN 13, 2017 | TICKER: IPAS SECURITY ID: 46261V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Tedesco | Management | For | For |
| 1.2 | Elect Director Michael M. Chang | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director David E. Panos | Management | For | For |
| 1.5 | Elect Director Damien J. Park | Management | For | For |
| 1.6 | Elect Director Justin R. Spencer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 01, 2017 | TICKER: IPGP SECURITY ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.6 | Elect Director William S. Hurley | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Eric Meurice | Management | For | For |
| 1.9 | Elect Director John R. Peeler | Management | For | For |
| 1.10 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
IRADIMED CORPORATION
MEETING DATE: JUN 09, 2017 | TICKER: IRMD SECURITY ID: 46266A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Susi | Management | For | Withhold |
| 1.2 | Elect Director Monty Allen | Management | For | Withhold |
| 1.3 | Elect Director Anthony Vuoto | Management | For | Withhold |
| 1.4 | Elect Director Jonathan Kennedy | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
IRHYTHM TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2017 | TICKER: IRTC SECURITY ID: 450056106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kevin M. King | Management | For | Against |
| 1B | Elect Director Raymond W. Scott | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IRIDEX CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: IRIX SECURITY ID: 462684101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Moore | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 1.3 | Elect Director Ruediger Naumann-Etienne | Management | For | For |
| 1.4 | Elect Director George Marcellino | Management | For | For |
| 2 | Ratify BPM LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 11, 2017 | TICKER: IRDM SECURITY ID: 46269C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director S. Scott Smith | Management | For | For |
| 1.12 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elisha Finney | Management | For | For |
| 1.2 | Elect Director Andrew Miller | Management | For | For |
| 1.3 | Elect Director Michelle V. Stacy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Dreyfus | Management | For | For |
| 1.2 | Elect Director Peter M. Hecht | Management | For | For |
| 1.3 | Elect Director Julie H. McHugh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ISLE OF CAPRI CASINOS, INC.
MEETING DATE: OCT 19, 2016 | TICKER: ISLE SECURITY ID: 464592104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Goldstein | Management | For | For |
| 1.2 | Elect Director Gregory J. Kozicz | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
ISLE OF CAPRI CASINOS, INC.
MEETING DATE: JAN 25, 2017 | TICKER: ISLE SECURITY ID: 464592104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ISRAMCO, INC.
MEETING DATE: JUN 19, 2017 | TICKER: ISRL SECURITY ID: 465141406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Haim Tsuff | Management | For | Withhold |
| 1.2 | Elect Director Joseph From | Management | For | Withhold |
| 1.3 | Elect Director Max Pridgeon | Management | For | For |
| 1.4 | Elect Director Nir Hasson | Management | For | For |
| 1.5 | Elect Director Frans Sluiter | Management | For | For |
| 1.6 | Elect Director Asaf Yarkoni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Malone Bailey, LLP as Auditors | Management | For | For |
| |
|---|
ITERIS, INC.
MEETING DATE: DEC 15, 2016 | TICKER: ITI SECURITY ID: 46564T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Directors Not Less that Six nor More Than Eleven, With Exact Number Initially Set at Six | Management | For | For |
| 2.1 | Elect Director Joe Bergera | Management | For | For |
| 2.2 | Elect Director D. Kyle Cerminara | Management | For | For |
| 2.3 | Elect Director Kevin C. Daly | Management | For | For |
| 2.4 | Elect Director Gerard M. Mooney | Management | For | For |
| 2.5 | Elect Director Thomas L. Thomas | Management | For | For |
| 2.6 | Elect Director Mikel H. Williams | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Approve Stock Option Plan Grants | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: SEP 14, 2016 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynda L. Ziegler | Management | For | For |
| 1.2 | Elect Director Thomas S. Glanville | Management | For | For |
| 1.3 | Elect Director Diana D. Tremblay | Management | For | For |
| 1.4 | Elect Director Peter Mainz | Management | For | For |
| 1.5 | Elect Director Jerome J. Lande | Management | For | For |
| 1.6 | Elect Director Frank M. Jaehnert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 12, 2017 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Jaehnert | Management | For | For |
| 1.2 | Elect Director Jerome J. Lande | Management | For | For |
| 1.3 | Elect Director Timothy M. Leyden | Management | For | For |
| 1.4 | Elect Director Gary E. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: NOV 07, 2016 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve and Update the Compensation Policy of the Company | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ITURAN LOCATION AND CONTROL LTD.
MEETING DATE: DEC 28, 2016 | TICKER: ITRN SECURITY ID: M6158M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Fahn Kanne as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect Eyal Sheratzky as Director for a Three-Year Period | Management | For | For |
| 3.2 | Reelect Efraim Sheratzky as Director for a Three-Year Period | Management | For | For |
| 3.3 | Reelect Tal Sheratzky-Jaffa as Director for a Three-Year Period | Management | For | For |
| 3.4 | Reelect Yoav Kahane as Director for a Three-Year Period | Management | For | Against |
| 4 | Reelect Gideon Kotler as External Director for a Three-Year Period | Management | For | For |
| 4A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
IXIA
MEETING DATE: APR 12, 2017 | TICKER: XXIA SECURITY ID: 45071R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
IXYS CORPORATION
MEETING DATE: AUG 26, 2016 | TICKER: IXYS SECURITY ID: 46600W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald L. Feucht | Management | For | For |
| 1.2 | Elect Director Samuel Kory | Management | For | For |
| 1.3 | Elect Director S. Joon Lee | Management | For | For |
| 1.4 | Elect Director Timothy A. Richardson | Management | For | For |
| 1.5 | Elect Director Uzi Sasson | Management | For | For |
| 1.6 | Elect Director James M. Thorburn | Management | For | For |
| 1.7 | Elect Director Kenneth D. Wong | Management | For | For |
| 1.8 | Elect Director Nathan Zommer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 15, 2017 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis G. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 20, 2017 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 04, 2017 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Richard S. Ressler | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: JUN 30, 2017 | TICKER: JASO SECURITY ID: 466090206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements as well as Report of the Chairman and CEO | Management | For | For |
| 2 | Elect Erying Jia and Authorize Board to Fix the Remuneration | Management | For | Against |
| 3 | Transact Other Business or Adjourn Meeting | Management | For | Against |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 10, 2016 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| |
|---|
JACK IN THE BOX INC.
MEETING DATE: FEB 28, 2017 | TICKER: JACK SECURITY ID: 466367109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard A. Comma | Management | For | For |
| 1b | Elect Director David L. Goebel | Management | For | For |
| 1c | Elect Director Sharon P. John | Management | For | For |
| 1d | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1e | Elect Director Michael W. Murphy | Management | For | For |
| 1f | Elect Director James M. Myers | Management | For | For |
| 1g | Elect Director David M. Tehle | Management | For | For |
| 1h | Elect Director John T. Wyatt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JAKKS PACIFIC, INC.
MEETING DATE: DEC 16, 2016 | TICKER: JAKK SECURITY ID: 47012E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Berman | Management | For | Withhold |
| 1.2 | Elect Director Murray L. Skala | Management | For | Withhold |
| 1.3 | Elect Director Rex H. Poulsen | Management | For | Withhold |
| 1.4 | Elect Director Michael S. Sitrick | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Gross | Management | For | For |
| 1.6 | Elect Director Alexander Shoghi | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
JAMES RIVER GROUP HOLDINGS, LTD.
MEETING DATE: MAY 02, 2017 | TICKER: JRVR SECURITY ID: G5005R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Adam Abram | Management | For | Withhold |
| 1b | Elect Director Robert P. Myron | Management | For | Withhold |
| 1c | Elect Director Michael T. Oakes | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
JASON INDUSTRIES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: JASN SECURITY ID: 471172106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar G. Hotard | Management | For | Withhold |
| 1.2 | Elect Director James E. Hyman | Management | For | Withhold |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 04, 2016 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul L. Berns | Management | For | For |
| 1b | Elect Director Patrick G. Enright | Management | For | For |
| 1c | Elect Director Seamus Mulligan | Management | For | For |
| 1d | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4A | Amend Memorandum of Association | Management | For | For |
| 4B | Amend Articles of Association | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Adjourn Meeting | Management | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: JBLU SECURITY ID: 477143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director David Checketts | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephan Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Stanley McChrystal | Management | For | For |
| 1h | Elect Director Joel Peterson | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JOHN B. SANFILIPPO & SON, INC.
MEETING DATE: NOV 02, 2016 | TICKER: JBSS SECURITY ID: 800422107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim R. Edgar | Management | For | For |
| 1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.3 | Elect Director Daniel M. Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON OUTDOORS INC.
MEETING DATE: MAR 02, 2017 | TICKER: JOUT SECURITY ID: 479167108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry E. London | Management | For | For |
| 1.2 | Elect Director John M. Fahey, Jr. | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
JUNIPER PHARMACEUTICALS, INC.
MEETING DATE: JUL 27, 2016 | TICKER: JNP SECURITY ID: 48203L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Armstrong | Management | For | For |
| 1.2 | Elect Director Frank C. Condella, Jr. | Management | For | For |
| 1.3 | Elect Director Cristina Csimma | Management | For | For |
| 1.4 | Elect Director James A. Geraghty | Management | For | For |
| 1.5 | Elect Director Mary Ann Gray | Management | For | For |
| 1.6 | Elect Director Ann Merrifield | Management | For | For |
| 1.7 | Elect Director Nikin Patel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JUNIPER PHARMACEUTICALS, INC.
MEETING DATE: JUN 30, 2017 | TICKER: JNP SECURITY ID: 48203L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Armstrong | Management | For | For |
| 1.2 | Elect Director Cristina Csimma | Management | For | For |
| 1.3 | Elect Director James A. Geraghty | Management | For | For |
| 1.4 | Elect Director Mary Ann Gray | Management | For | For |
| 1.5 | Elect Director Ann Merrifield | Management | For | For |
| 1.6 | Elect Director Nikin Patel | Management | For | For |
| 1.7 | Elect Director Alicia Secor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JUNO THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: JUNO SECURITY ID: 48205A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas O. Daniel | Management | For | Withhold |
| 1.2 | Elect Director Rupert Vessey | Management | For | For |
| 1.3 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
K2M GROUP HOLDINGS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: KTWO SECURITY ID: 48273J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | Withhold |
| 1.2 | Elect Director Carlos A. Ferrer | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: KALU SECURITY ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KALVISTA PHARMACEUTICALS, INC.
MEETING DATE: MAR 23, 2017 | TICKER: KALV SECURITY ID: 483497103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
KAMADA LTD.
MEETING DATE: AUG 30, 2016 | TICKER: KMDA SECURITY ID: M6240T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Michael Berelowitz as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Jonathan Hahn as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Saadia Ozeri as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect David Tsur as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Avraham Berger as External Director for a Three-Year Period | Management | For | For |
| 3 | Approve Indemnification and Exculpation Agreements to Michael Berelowitz, Saadia Ozeri and Avraham Berger | Management | For | For |
| 4 | Approve Grant of Options to Purchase Shares to Directors | Management | For | For |
| 5 | Subject to Approval of Items 2 and 4, Approve Grant of Options to External Directors | Management | For | For |
| 6 | Subject to Approval of Item 8, Approve Amendments to the Employment Terms of Amir London, CEO | Management | For | For |
| 7 | Amend Articles of Association Re: Service of External Directors on the Board of Directors and Other Amendments | Management | For | For |
| 8 | Approve and Update the Compensation Policy of the Company | Management | For | For |
| 9 | Reappoint Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KANDI TECHNOLOGIES GROUP, INC.
MEETING DATE: DEC 16, 2016 | TICKER: KNDI SECURITY ID: 483709101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hu Xiaoming | Management | For | For |
| 1.2 | Elect Director Wang Cheng (Henry) | Management | For | For |
| 1.3 | Elect Director Mei Bing | Management | For | For |
| 1.4 | Elect Director Ni Guangzheng | Management | For | For |
| 1.5 | Elect Director Jerry Lewin | Management | For | For |
| 1.6 | Elect Director Henry Yu | Management | For | For |
| 1.7 | Elect Director Chen Liming | Management | For | For |
| 2 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KARYOPHARM THERAPEUTICS INC.
MEETING DATE: JUN 15, 2017 | TICKER: KPTI SECURITY ID: 48576U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Scott Garland | Management | For | For |
| 1.2 | Elect Director Barry E. Greene | Management | For | For |
| 1.3 | Elect Director Mansoor Raza Mirza | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
KEARNY FINANCIAL CORP.
MEETING DATE: OCT 27, 2016 | TICKER: KRNY SECURITY ID: 48716P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Mazur, Jr. | Management | For | For |
| 1.2 | Elect Director John F. McGovern | Management | For | For |
| 1.3 | Elect Director Matthew T. McClane | Management | For | For |
| 1.4 | Elect Director Raymond E. Chandonnet | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEMPHARM, INC.
MEETING DATE: MAY 23, 2017 | TICKER: KMPH SECURITY ID: 488445107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Pascoe | Management | For | Withhold |
| 1.2 | Elect Director David S. Tierney | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Butler | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Steven C. Gilman | Management | For | For |
| 1.4 | Elect Director Gregory P. Madison | Management | For | For |
| 1.5 | Elect Director Daniel P. Regan | Management | For | For |
| 1.6 | Elect Director Michael T. Heffernan | Management | For | For |
| 1.7 | Elect Director Jodie P. Morrison | Management | For | For |
| 1.8 | Elect Director Michael Rogers | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify the May 2016 Charter Amendment | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: APR 18, 2017 | TICKER: KFRC SECURITY ID: 493732101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Allred | Management | For | For |
| 1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
| 1.3 | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.4 | Elect Director A. Gordon Tunstall | Management | For | For |
| 1.5 | Elect Director Randall A. Mehl | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KIMBALL ELECTRONICS, INC.
MEETING DATE: OCT 20, 2016 | TICKER: KE SECURITY ID: 49428J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine M. Vujovich | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Tischhauser | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KIMBALL INTERNATIONAL, INC.
MEETING DATE: OCT 25, 2016 | TICKER: KBAL SECURITY ID: 494274103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly K. Ryan | Management | For | For |
| 1.2 | Elect Director Patrick E. Connolly | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KINGOLD JEWELRY, INC.
MEETING DATE: AUG 18, 2016 | TICKER: KGJI SECURITY ID: 49579A204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zhihong Jia | Management | For | Withhold |
| 1.2 | Elect Director Guang Chen | Management | For | Withhold |
| 1.3 | Elect Director Alice Io Wai Wu | Management | For | For |
| 1.4 | Elect Director Jun Wang | Management | For | Withhold |
| 2 | Ratify Friedman LLP as Auditors | Management | For | For |
| 3 | Elect Director Zhiyong Xia | Management | For | For |
| |
|---|
KINSALE CAPITAL GROUP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: KNSL SECURITY ID: 49714P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Kehoe | Management | For | Withhold |
| 1.2 | Elect Director Joel G. Killion | Management | For | Withhold |
| 1.3 | Elect Director Edward D. Yun | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KIRKLAND'S, INC.
MEETING DATE: JUN 02, 2017 | TICKER: KIRK SECURITY ID: 497498105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffery C. Owen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
KITE PHARMA, INC.
MEETING DATE: JUN 20, 2017 | TICKER: KITE SECURITY ID: 49803L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franz B. Humer | Management | For | For |
| 1.2 | Elect Director Joshua A. Kazam | Management | For | For |
| 1.3 | Elect Director Steven B. Ruchefsky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 02, 2016 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director John T. Dickson | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin J. Kennedy | Management | For | For |
| 1.6 | Elect Director Gary B. Moore | Management | For | For |
| 1.7 | Elect Director Kiran M. Patel | Management | For | For |
| 1.8 | Elect Director Robert A. Rango | Management | For | For |
| 1.9 | Elect Director Richard P. Wallace | Management | For | For |
| 1.10 | Elect Director David C. Wang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KLX INC.
MEETING DATE: AUG 25, 2016 | TICKER: KLXI SECURITY ID: 482539103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin A. Hardesty | Management | For | Withhold |
| 1.2 | Elect Director Stephen M. Ward, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KONA GRILL, INC.
MEETING DATE: MAY 02, 2017 | TICKER: KONA SECURITY ID: 50047H201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Berke Bakay | Management | For | Withhold |
| 1.2 | Elect Director Richard J. Hauser | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
KONGZHONG CORPORATION
MEETING DATE: DEC 15, 2016 | TICKER: KZ SECURITY ID: 50047P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leilei Wang as Director | Management | For | For |
| 2 | Elect Xiaoxin Chen as Director | Management | For | For |
| 3 | Approve Appointment of Auditor | Management | For | For |
| |
|---|
KONGZHONG CORPORATION
MEETING DATE: MAR 20, 2017 | TICKER: KZ SECURITY ID: 50047P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Authorization of Hope Ni, Xiaolong Li and Tai Fan to Handle Matters Related to the Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
KOPIN CORPORATION
MEETING DATE: MAY 31, 2017 | TICKER: KOPN SECURITY ID: 500600101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C.C. Fan | Management | For | For |
| 1.2 | Elect Director James K. Brewington | Management | For | For |
| 1.3 | Elect Director David E. Brook | Management | For | For |
| 1.4 | Elect Director Andrew H. Chapman | Management | For | For |
| 1.5 | Elect Director Morton Collins | Management | For | For |
| 1.6 | Elect Director Chi-Chia Hsieh | Management | For | For |
| 1.7 | Elect Director Michael J. Landine | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KORNIT DIGITAL LTD.
MEETING DATE: JUL 14, 2016 | TICKER: KRNT SECURITY ID: M6372Q113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Alon Lumbroso as Director for a Three-Year Period | Management | For | For |
| 2 | Reelect Dov Ofer as Director for a Three-Year Period | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: KTOS SECURITY ID: 50077B207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Anderson | Management | For | For |
| 1.2 | Elect Director Bandel Carano | Management | For | For |
| 1.3 | Elect Director Eric DeMarco | Management | For | For |
| 1.4 | Elect Director William Hoglund | Management | For | For |
| 1.5 | Elect Director Scot Jarvis | Management | For | For |
| 1.6 | Elect Director Jane Judd | Management | For | For |
| 1.7 | Elect Director Samuel Liberatore | Management | For | For |
| 1.8 | Elect Director Amy Zegart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KULICKE AND SOFFA INDUSTRIES, INC.
MEETING DATE: MAR 14, 2017 | TICKER: KLIC SECURITY ID: 501242101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garrett E. Pierce | Management | For | For |
| 1.2 | Elect Director Chin Hu Lim | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KURA ONCOLOGY, INC.
MEETING DATE: JUN 09, 2017 | TICKER: KURA SECURITY ID: 50127T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy E. Wilson | Management | For | For |
| 1.2 | Elect Director Faheem Hasnain | Management | For | For |
| 1.3 | Elect Director Robert E. Hoffman | Management | For | Withhold |
| 1.4 | Elect Director Thomas Malley | Management | For | Withhold |
| 1.5 | Elect Director Steven H. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Classify the Board of Directors | Management | For | Against |
| |
|---|
KVH INDUSTRIES, INC.
MEETING DATE: JUN 07, 2017 | TICKER: KVHI SECURITY ID: 482738101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce J. Ryan | Management | For | For |
| 1.2 | Elect Director James S. Dodez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
L.B. FOSTER COMPANY
MEETING DATE: MAY 24, 2017 | TICKER: FSTR SECURITY ID: 350060109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Bauer | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Dirk Junge | Management | For | For |
| 1.4 | Elect Director Diane B. Owen | Management | For | For |
| 1.5 | Elect Director Robert S. Purgason | Management | For | For |
| 1.6 | Elect Director William H. Rackoff | Management | For | For |
| 1.7 | Elect Director Suzanne B. Rowland | Management | For | For |
| 1.8 | Elect Director Bradley S. Vizi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LA JOLLA PHARMACEUTICAL COMPANY
MEETING DATE: AUG 23, 2016 | TICKER: LJPC SECURITY ID: 503459604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LAKE SUNAPEE BANK GROUP
MEETING DATE: OCT 24, 2016 | TICKER: LSBG SECURITY ID: 510866106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward B. Deutsch | Management | For | For |
| 1.2 | Elect Director Mark J. Fredericks | Management | For | For |
| 1.3 | Elect Director Janeth C. Hendershot | Management | For | For |
| 1.4 | Elect Director Lawrence R. Inserra, Jr. | Management | For | For |
| 1.5 | Elect Director Robert B. Nicholson, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 11, 2017 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Blake W. Augsburger | Management | For | For |
| 1b | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1c | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1d | Elect Director David M. Findlay | Management | For | For |
| 1e | Elect Director Thomas A. Hiatt | Management | For | For |
| 1f | Elect Director Michael L. Kubacki | Management | For | For |
| 1g | Elect Director Emily E. Pichon | Management | For | For |
| 1h | Elect Director Steven D. Ross | Management | For | For |
| 1i | Elect Director Brian J. Smith | Management | For | For |
| 1j | Elect Director Bradley J. Toothaker | Management | For | For |
| 1k | Elect Director Ronald D. Truex | Management | For | For |
| 1l | Elect Director M. Scott Welch | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 09, 2016 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 2.10 | Elect Director John T. Dickson - Withdrawn Resolution | Management | None | None |
| 2.11 | Elect Director Gary B. Moore - Withdrawn Resolution | Management | None | None |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 25, 2017 | TICKER: LAMR SECURITY ID: 512816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LANCASTER COLONY CORPORATION
MEETING DATE: NOV 21, 2016 | TICKER: LANC SECURITY ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.2 | Elect Director Alan F. Harris | Management | For | For |
| 1.3 | Elect Director Zuheir Sofia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LANDEC CORPORATION
MEETING DATE: OCT 20, 2016 | TICKER: LNDC SECURITY ID: 514766104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary T. Steele | Management | For | For |
| 1.2 | Elect Director Frederick Frank | Management | For | For |
| 1.3 | Elect Director Steven Goldby | Management | For | For |
| 1.4 | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANDS' END, INC.
MEETING DATE: MAY 11, 2017 | TICKER: LE SECURITY ID: 51509F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Bowman | Management | For | For |
| 1.2 | Elect Director Robert Galvin | Management | For | For |
| 1.3 | Elect Director Jerome S. Griffith | Management | For | For |
| 1.4 | Elect Director Elizabeth Leykum | Management | For | For |
| 1.5 | Elect Director Josephine Linden | Management | For | For |
| 1.6 | Elect Director John T. McClain | Management | For | For |
| 1.7 | Elect Director Jignesh Patel | Management | For | For |
| 1.8 | Elect Director Jonah Staw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 23, 2017 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Bannister | Management | For | For |
| 1.2 | Elect Director George P. Scanlon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LANTHEUS HOLDINGS, INC.
MEETING DATE: APR 27, 2017 | TICKER: LNTH SECURITY ID: 516544103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Clemmer | Management | For | Withhold |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Frederick Robertson | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: FEB 28, 2017 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 31, 2017 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director Brian M. Beattie | Management | For | For |
| 1.4 | Elect Director John Bourgoin | Management | For | For |
| 1.5 | Elect Director Robert R. Herb | Management | For | For |
| 1.6 | Elect Director Mark E. Jensen | Management | For | For |
| 1.7 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 1.8 | Elect Director Frederick D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LAWSON PRODUCTS, INC.
MEETING DATE: MAY 16, 2017 | TICKER: LAWS SECURITY ID: 520776105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald B. Port | Management | For | For |
| 1.2 | Elect Director Wilma J. Smelcer | Management | For | For |
| 1.3 | Elect Director J. Bryan King | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
LAYNE CHRISTENSEN COMPANY
MEETING DATE: MAY 31, 2017 | TICKER: LAYN SECURITY ID: 521050104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A.B. Brown | Management | For | For |
| 1.2 | Elect Director Michael J. Caliel | Management | For | For |
| 1.3 | Elect Director J. Samuel Butler | Management | For | For |
| 1.4 | Elect Director Nelson Obus | Management | For | For |
| 1.5 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.6 | Elect Director John T. Nesser, III | Management | For | For |
| 1.7 | Elect Director Alan P. Krusi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LCNB CORP.
MEETING DATE: APR 25, 2017 | TICKER: LCNB SECURITY ID: 50181P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Kaufman | Management | For | For |
| 1.2 | Elect Director George L. Leasure | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
LEGACY RESERVES LP
MEETING DATE: MAY 16, 2017 | TICKER: LGCY SECURITY ID: 524707304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Horne | Management | For | Withhold |
| 1.2 | Elect Director Kyle D. Vann | Management | For | For |
| 1.3 | Elect Director Cary D. Brown | Management | For | Withhold |
| 1.4 | Elect Director Dale A. Brown | Management | For | Withhold |
| 1.5 | Elect Director William R. Granberry | Management | For | For |
| 1.6 | Elect Director G. Larry Lawrence | Management | For | For |
| 1.7 | Elect Director Kyle A. McGraw | Management | For | Withhold |
| 1.8 | Elect Director D. Dwight Scott | Management | For | Withhold |
| 1.9 | Elect Director William (Bill) D. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
LEGACYTEXAS FINANCIAL GROUP, INC.
MEETING DATE: MAY 22, 2017 | TICKER: LTXB SECURITY ID: 52471Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Fisk | Management | For | For |
| 1.2 | Elect Director James Brian McCall | Management | For | For |
| 1.3 | Elect Director Karen H. O'Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
LEMAITRE VASCULAR, INC.
MEETING DATE: JUN 05, 2017 | TICKER: LMAT SECURITY ID: 525558201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Roush | Management | For | For |
| 1.2 | Elect Director Michael H. Thomas | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
LENDINGTREE, INC.
MEETING DATE: JUN 14, 2017 | TICKER: TREE SECURITY ID: 52603B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Neal Dermer | Management | For | For |
| 1.3 | Elect Director Robin Henderson | Management | For | For |
| 1.4 | Elect Director Peter Horan | Management | For | For |
| 1.5 | Elect Director Douglas Lebda | Management | For | For |
| 1.6 | Elect Director Steven Ozonian | Management | For | For |
| 1.7 | Elect Director Saras Sarasvathy | Management | For | For |
| 1.8 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.9 | Elect Director Craig Troyer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 27, 2017 | TICKER: LXRX SECURITY ID: 528872302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | Withhold |
| 1.3 | Elect Director Judith L. Swain | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LGI HOMES, INC.
MEETING DATE: MAY 04, 2017 | TICKER: LGIH SECURITY ID: 50187T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan Edone | Management | For | For |
| 1.2 | Elect Director Duncan Gage | Management | For | For |
| 1.3 | Elect Director Eric Lipar | Management | For | For |
| 1.4 | Elect Director Bryan Sansbury | Management | For | For |
| 1.5 | Elect Director Steven Smith | Management | For | For |
| 1.6 | Elect Director Robert Vahradian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
LHC GROUP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: LHCG SECURITY ID: 50187A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith G. Myers | Management | For | For |
| 1.2 | Elect Director Christopher S. Shackelton | Management | For | For |
| 1.3 | Elect Director Brent Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY BROADBAND CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: LBRDK SECURITY ID: 530307107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director John E. Welsh, III | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY EXPEDIA HOLDINGS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: LEXEA SECURITY ID: 53046P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Stephen M. Brett | Management | For | For |
| 1.3 | Elect Director Gregg L. Engles | Management | For | For |
| 1.4 | Elect Director Scott W. Schoelzel | Management | For | For |
| 1.5 | Elect Director Christopher W. Shean | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 21, 2017 | TICKER: LBTYK SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | Against |
| 3 | Elect Director JC Sparkman | Management | For | Against |
| 4 | Elect Director David Wargo | Management | For | Against |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Approve the Implementation of Remuneration Policy | Management | For | Against |
| 8 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 9 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 10 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 21, 2017 | TICKER: LBTYK SECURITY ID: G5480U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | Against |
| 3 | Elect Director JC Sparkman | Management | For | Against |
| 4 | Elect Director David Wargo | Management | For | Against |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Approve the Implementation of Remuneration Policy | Management | For | Against |
| 8 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 9 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 10 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 21, 2017 | TICKER: LBTYK SECURITY ID: G5480U138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | Against |
| 3 | Elect Director JC Sparkman | Management | For | Against |
| 4 | Elect Director David Wargo | Management | For | Against |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Approve the Implementation of Remuneration Policy | Management | For | Against |
| 8 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 9 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 10 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: AUG 23, 2016 | TICKER: QVCA SECURITY ID: 53071M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.3 | Elect Director Mark C. Vadon | Management | For | Withhold |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: AUG 23, 2016 | TICKER: QVCA SECURITY ID: 53071M880
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.3 | Elect Director Mark C. Vadon | Management | For | Withhold |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: NOV 01, 2016 | TICKER: QVCA SECURITY ID: 53071M880
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Redemption Proposal | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: QVCA SECURITY ID: 53071M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | For |
| 1.3 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: QVCA SECURITY ID: 53071M856
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | For |
| 1.3 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: AUG 23, 2016 | TICKER: BATRA SECURITY ID: 531229409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Robert R. Bennett | Management | For | For |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: AUG 23, 2016 | TICKER: BATRA SECURITY ID: 531229870
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Robert R. Bennett | Management | For | For |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JAN 17, 2017 | TICKER: BATRA SECURITY ID: 531229409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JAN 17, 2017 | TICKER: BATRA SECURITY ID: 531229706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JAN 17, 2017 | TICKER: BATRA SECURITY ID: 531229870
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: BATRA SECURITY ID: 531229409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | Withhold |
| 1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: BATRA SECURITY ID: 531229706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | Withhold |
| 1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: BATRA SECURITY ID: 531229870
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | Withhold |
| 1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY TAX, INC.
MEETING DATE: SEP 09, 2016 | TICKER: TAX SECURITY ID: 53128T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Garel | Management | For | For |
| 1.2 | Elect Director Steven Ibbotson | Management | For | For |
| 1.3 | Elect Director Ross N. Longfield | Management | For | For |
| 1.4 | Elect Director George T. Robson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY TRIPADVISOR HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: LTRPA SECURITY ID: 531465102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris Mueller | Management | For | Withhold |
| 1.2 | Elect Director Albert E. Rosenthaler | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIFEPOINT HEALTH, INC.
MEETING DATE: JUN 06, 2017 | TICKER: LPNT SECURITY ID: 53219L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William F. Carpenter, III | Management | For | For |
| 1b | Elect Director Richard H. Evans | Management | For | For |
| 1c | Elect Director Michael P. Haley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIFETIME BRANDS, INC.
MEETING DATE: JUN 22, 2017 | TICKER: LCUT SECURITY ID: 53222Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Siegel | Management | For | For |
| 1.2 | Elect Director Ronald Shiftan | Management | For | For |
| 1.3 | Elect Director Craig Phillips | Management | For | For |
| 1.4 | Elect Director Michael J. Jeary | Management | For | For |
| 1.5 | Elect Director John Koegel | Management | For | For |
| 1.6 | Elect Director Cherrie Nanninga | Management | For | For |
| 1.7 | Elect Director Dennis E. Reaves | Management | For | For |
| 1.8 | Elect Director Michael J. Regan | Management | For | For |
| 1.9 | Elect Director Sara Genster Robling | Management | For | For |
| 1.10 | Elect Director William U. Westerfield | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIFEVANTAGE CORPORATION
MEETING DATE: FEB 16, 2017 | TICKER: LFVN SECURITY ID: 53222K205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darren Jensen | Management | For | For |
| 1.2 | Elect Director Michael A. Beindorff | Management | For | For |
| 1.3 | Elect Director Garry Mauro | Management | For | For |
| 1.4 | Elect Director George E. Metzger | Management | For | For |
| 1.5 | Elect Director Richard Okumoto | Management | For | For |
| 1.6 | Elect Director David Toole | Management | For | For |
| 1.7 | Elect Director Raymond B. Greer | Management | For | For |
| 1.8 | Elect Director Vinayak R. Hegde | Management | For | For |
| 1.9 | Elect Director Darwin K. Lewis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify WSRP, LLC as Auditors | Management | For | For |
| |
|---|
LIFEWAY FOODS, INC.
MEETING DATE: JUN 16, 2017 | TICKER: LWAY SECURITY ID: 531914109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Renzo Bernardi | Management | For | For |
| 1.2 | Elect Director Paul Lee | Management | For | Withhold |
| 1.3 | Elect Director Jason Scher | Management | For | Withhold |
| 1.4 | Elect Director Pol Sikar | Management | For | Withhold |
| 1.5 | Elect Director Edward P. Smolyansky | Management | For | For |
| 1.6 | Elect Director Julie Smolyansky | Management | For | For |
| 1.7 | Elect Director Ludmila Smolyansky | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P. C. as Auditors | Management | For | For |
| |
|---|
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 25, 2017 | TICKER: LGND SECURITY ID: 53220K504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director John W. Kozarich | Management | For | For |
| 1.5 | Elect Director John L. LaMattina | Management | For | For |
| 1.6 | Elect Director Sunil Patel | Management | For | For |
| 1.7 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LIMELIGHT NETWORKS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: LLNW SECURITY ID: 53261M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D. Amaral | Management | For | For |
| 1.2 | Elect Director Scott Genereux | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
LIMONEIRA COMPANY
MEETING DATE: MAR 28, 2017 | TICKER: LMNR SECURITY ID: 532746104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth Blanchard Chess | Management | For | For |
| 1.2 | Elect Director Donald R. Rudkin | Management | For | For |
| 1.3 | Elect Director Robert M. Sawyer | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINCOLN EDUCATIONAL SERVICES CORPORATION
MEETING DATE: MAY 05, 2017 | TICKER: LINC SECURITY ID: 533535100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alvin O. Austin | Management | For | For |
| 1.2 | Elect Director Peter S. Burgess | Management | For | For |
| 1.3 | Elect Director James J. Burke, Jr. | Management | For | For |
| 1.4 | Elect Director Celia H. Currin | Management | For | For |
| 1.5 | Elect Director Ronald E. Harbour | Management | For | For |
| 1.6 | Elect Director J. Barry Morrow | Management | For | For |
| 1.7 | Elect Director Scott M. Shaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LINCOLN ELECTRIC HOLDINGS, INC.
MEETING DATE: APR 20, 2017 | TICKER: LECO SECURITY ID: 533900106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director David H. Gunning | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Michael F. Hilton | Management | For | For |
| 1.5 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.6 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.7 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.8 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.9 | Elect Director Phillip J. Mason | Management | For | For |
| 1.10 | Elect Director Hellene S. Runtagh | Management | For | For |
| 1.11 | Elect Director George H. Walls, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
LINDBLAD EXPEDITIONS HOLDINGS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: LIND SECURITY ID: 535219109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Dyson Dryden | Management | For | For |
| 1.2 | Elect Director John M. Fahey | Management | For | For |
| 1.3 | Elect Director Catherine B. Reynolds | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: OCT 18, 2016 | TICKER: LLTC SECURITY ID: 535678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3a | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 3b | Elect Director Lothar Maier | Management | For | For |
| 3c | Elect Director Arthur C. Agnos | Management | For | For |
| 3d | Elect Director John J. Gordon | Management | For | For |
| 3e | Elect Director David S. Lee | Management | For | For |
| 3f | Elect Director Richard M. Moley | Management | For | For |
| 3g | Elect Director Thomas S. Volpe | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
LION BIOTECHNOLOGIES, INC.
MEETING DATE: AUG 16, 2016 | TICKER: LBIO SECURITY ID: 53619R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Fardis | Management | For | For |
| 1.2 | Elect Director Wayne P. Rothbaum | Management | For | For |
| 1.3 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.4 | Elect Director Sanford J. Hillsberg | Management | For | Withhold |
| 1.5 | Elect Director Jay Venkatesan | Management | For | For |
| 1.6 | Elect Director Ryan Maynard | Management | For | For |
| 1.7 | Elect Director Iain Dukes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
LION BIOTECHNOLOGIES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: LBIO SECURITY ID: 53619R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iain Dukes | Management | For | For |
| 1.2 | Elect Director Maria Fardis | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Ryan Maynard | Management | For | For |
| 1.5 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
| 1.7 | Elect Director Jay Venkatesan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change State of Incorporation [Nevada to Delaware] | Management | For | Against |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: FEB 28, 2017 | TICKER: LIOX SECURITY ID: 536252109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIPOCINE INC.
MEETING DATE: JUN 13, 2017 | TICKER: LPCN SECURITY ID: 53630X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mahesh V. Patel | Management | For | Withhold |
| 1.2 | Elect Director Stephen A. Hill | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey A. Fink | Management | For | For |
| 1.4 | Elect Director John W. Higuchi | Management | For | Withhold |
| 1.5 | Elect Director Richard Dana Ono | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIQUIDITY SERVICES, INC.
MEETING DATE: FEB 23, 2017 | TICKER: LQDT SECURITY ID: 53635B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip A. Clough | Management | For | For |
| 1.2 | Elect Director George H. Ellis | Management | For | For |
| 1.3 | Elect Director Jaime Mateus-Tique | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LITTELFUSE, INC.
MEETING DATE: APR 28, 2017 | TICKER: LFUS SECURITY ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tzau-Jin (T.J.) Chung | Management | For | For |
| 1b | Elect Director Cary T. Fu | Management | For | For |
| 1c | Elect Director Anthony Grillo | Management | For | For |
| 1d | Elect Director David W. Heinzmann | Management | For | For |
| 1e | Elect Director Gordon Hunter | Management | For | For |
| 1f | Elect Director John E. Major | Management | For | For |
| 1g | Elect Director William P. Noglows | Management | For | For |
| 1h | Elect Director Ronald L. Schubel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
LIVANOVA PLC
MEETING DATE: JUN 14, 2017 | TICKER: LIVN SECURITY ID: G5509L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers S.p.A. as Auditors | Management | For | For |
| 5 | Authorise the Audit & Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Adopt New Articles of Association | Management | For | For |
| |
|---|
LIVE OAK BANCSHARES, INC.
MEETING DATE: MAY 09, 2017 | TICKER: LOB SECURITY ID: 53803X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Cameron | Management | For | Withhold |
| 1.2 | Elect Director Diane B. Glossman | Management | For | Withhold |
| 1.3 | Elect Director Glen F. Hoffsis | Management | For | Withhold |
| 1.4 | Elect Director Howard K. Landis, III | Management | For | Withhold |
| 1.5 | Elect Director David G. Lucht | Management | For | For |
| 1.6 | Elect Director James S. Mahan, III | Management | For | For |
| 1.7 | Elect Director Miltom E. Petty | Management | For | For |
| 1.8 | Elect Director Jerald L. Pullins | Management | For | For |
| 1.9 | Elect Director Neil L. Underwood | Management | For | For |
| 1.10 | Elect Director William L. Williams, III | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
LIVE VENTURES INCORPORATED
MEETING DATE: JUL 21, 2016 | TICKER: LIVE SECURITY ID: 538142100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon Isaac | Management | For | For |
| 1.2 | Elect Director Tony Isaac | Management | For | For |
| 1.3 | Elect Director Richard D. Butler, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Dennis (De) Gao | Management | For | Withhold |
| 1.5 | Elect Director Tyler Sickmeyer | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Anton & Chia, LLP as Auditors | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 02, 2017 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Block | Management | For | For |
| 1.2 | Elect Director Fred Mossler | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 08, 2017 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director Paul M. Meister | Management | For | For |
| 1g | Elect Director John F. O Brien | Management | For | For |
| 1h | Elect Director Guhan Subramanian | Management | For | For |
| 1i | Elect Director William M. Webster, IV | Management | For | For |
| 1j | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LMI AEROSPACE, INC.
MEETING DATE: JUN 08, 2017 | TICKER: LMIA SECURITY ID: 502079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LOGITECH INTERNATIONAL S.A.
MEETING DATE: SEP 07, 2016 | TICKER: LOGN SECURITY ID: H50430232
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Appropriation Of Retained Earnings | Management | For | Did Not Vote |
| 4 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6A | Elect Director Edouard Bugnion | Management | For | Did Not Vote |
| 6B | Elect Director Bracken Darrell | Management | For | Did Not Vote |
| 6C | Elect Director Sally Davis | Management | For | Did Not Vote |
| 6D | Elect Director Guerrino De Luca | Management | For | Did Not Vote |
| 6E | Elect Director Sue Gove | Management | For | Did Not Vote |
| 6F | Elect Director Didier Hirsch | Management | For | Did Not Vote |
| 6G | Elect Director Neil Hunt | Management | For | Did Not Vote |
| 6H | Elect Director Dimitri Panayotopoulos | Management | For | Did Not Vote |
| 6I | Elect Director Lung Yeh | Management | For | Did Not Vote |
| 6J | Elect Director Patrick Aebischer | Management | For | Did Not Vote |
| 7 | Elect Guerrino De Luca as Board Chairman | Management | For | Did Not Vote |
| 8A | Appoint Sally Davis as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8B | Appoint Neil Hunt as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8C | Appoint Dimitri Panayotopoulos as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8D | Appoint Edouard Bugnion as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Executive Committee in the Amount of USD 20,200,000 | Management | For | Did Not Vote |
| 11 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 12 | Designate Beatrice Ehlers as Independent Proxy | Management | For | Did Not Vote |
| A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Did Not Vote |
| |
|---|
LOGMEIN, INC.
MEETING DATE: JAN 25, 2017 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
LOGMEIN, INC.
MEETING DATE: JUN 01, 2017 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Henshall | Management | For | For |
| 1.2 | Elect Director Peter J. Sacripanti | Management | For | For |
| 1.3 | Elect Director William R. Wagner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LONESTAR RESOURCES US INC.
MEETING DATE: MAY 24, 2017 | TICKER: LONE SECURITY ID: 54240F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Frank D. Bracken, III as Director | Management | For | Against |
| 1.2 | Elect Henry B. Ellis as Director | Management | For | For |
| 1.3 | Elect Daniel R. Lockwood as Director | Management | For | Against |
| 1.4 | Elect John H. Murray as Director | Management | For | Against |
| 1.5 | Elect Stephen H. Oglesby as Director | Management | For | For |
| 1.6 | Elect John H. Pinkerton as Director | Management | For | For |
| 1.7 | Elect Christopher Rowland as Director | Management | For | Against |
| 1.8 | Elect Randy L. Wolsey as Director | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Authorize New Class of Blank Check Preferred Stock | Management | For | Against |
| 4 | Approve Amendment of Amended and Restated 2016 Incentive Plan | Management | For | Against |
| |
|---|
LORAL SPACE & COMMUNICATIONS INC.
MEETING DATE: MAY 18, 2017 | TICKER: LORL SECURITY ID: 543881106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
| 1.2 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOXO ONCOLOGY, INC.
MEETING DATE: JUN 22, 2017 | TICKER: LOXO SECURITY ID: 548862101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Elms | Management | For | Withhold |
| 1.2 | Elect Director Alan Fuhrman | Management | For | Withhold |
| 1.3 | Elect Director Avi Z. Naider | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LPATH, INC.
MEETING DATE: DEC 27, 2016 | TICKER: LPTN SECURITY ID: 548910405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Change Company Name to Apollo Endosurgery, Inc. | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 17, 2017 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan H. Arnold | Management | For | For |
| 1.2 | Elect Director Viet D. Dinh | Management | For | For |
| 1.3 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.4 | Elect Director William F. Glavin Jr. | Management | For | For |
| 1.5 | Elect Director Marco (Mick) W. Hellman | Management | For | For |
| 1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.7 | Elect Director James S. Putnam | Management | For | For |
| 1.8 | Elect Director James S. Riepe | Management | For | For |
| 1.9 | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LSI INDUSTRIES INC.
MEETING DATE: NOV 17, 2016 | TICKER: LYTS SECURITY ID: 50216C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Beech | Management | For | For |
| 1.2 | Elect Director Gary P. Kreider | Management | For | For |
| 1.3 | Elect Director John K. Morgan | Management | For | For |
| 1.4 | Elect Director Wilfred T. O'Gara | Management | For | For |
| 1.5 | Elect Director James P. Sferra | Management | For | For |
| 1.6 | Elect Director Robert A. Steele | Management | For | For |
| 1.7 | Elect Director Dennis W. Wells | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 08, 2017 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Casey | Management | For | For |
| 1b | Elect Director Glenn Murphy | Management | For | For |
| 1c | Elect Director David M. Mussafer | Management | For | For |
| 1d | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Clarify Majority-Voting Standard | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
LUMENTUM HOLDINGS INC.
MEETING DATE: NOV 04, 2016 | TICKER: LITE SECURITY ID: 55024U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin A. Kaplan | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Penelope A. Herscher | Management | For | For |
| 1d | Elect Director Samuel F. Thomas | Management | For | For |
| 1e | Elect Director Brian J. Lillie | Management | For | For |
| 1f | Elect Director Alan S. Lowe | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
LUMINEX CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: LMNX SECURITY ID: 55027E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen L. Eck | Management | For | For |
| 1b | Elect Director Jim D. Kever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LUMOS NETWORKS CORP.
MEETING DATE: MAY 24, 2017 | TICKER: LMOS SECURITY ID: 550283105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| 4.1 | Elect Director Peter D. Aquino | Management | For | For |
| 4.2 | Elect Director Lawrence J. Askowitz | Management | For | For |
| 4.3 | Elect Director Timothy G. Biltz | Management | For | For |
| 4.4 | Elect Director Robert E. Guth | Management | For | For |
| 4.5 | Elect Director Shawn F. O'Donnell | Management | For | For |
| 4.6 | Elect Director William M. Pruellage | Management | For | For |
| 4.7 | Elect Director Michael K. Robinson | Management | For | For |
| 4.8 | Elect Director Michael T. Sicoli | Management | For | For |
| 4.9 | Elect Director Jerry E. Vaughn | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MACATAWA BANK CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: MCBC SECURITY ID: 554225102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark J. Bugge | Management | For | For |
| 1b | Elect Director Birgit M. Klohs | Management | For | For |
| 1c | Elect Director Thomas P. Rosenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
MEETING DATE: MAR 02, 2017 | TICKER: MTSI SECURITY ID: 55405Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Bland | Management | For | Withhold |
| 1.2 | Elect Director Stephen G. Daly | Management | For | Withhold |
| 1.3 | Elect Director Susan Ocampo | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MACROGENICS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: MGNX SECURITY ID: 556099109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew Fust | Management | For | For |
| 1.2 | Elect Director Scott Koenig | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
MADRIGAL PHARMACEUTICALS, INC.
MEETING DATE: JUN 29, 2017 | TICKER: MDGL SECURITY ID: 558868105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Friedman | Management | For | For |
| 1.2 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAGELLAN HEALTH, INC.
MEETING DATE: MAY 24, 2017 | TICKER: MGLN SECURITY ID: 559079207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. McBride | Management | For | For |
| 1.2 | Elect Director Perry G. Fine | Management | For | For |
| 1.3 | Elect Director John O. Agwunobi | Management | For | For |
| 1.4 | Elect Director G. Scott MacKenzie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify Board of Directors and to Delete Certain Obsolete Provisions | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MAGIC SOFTWARE ENTERPRISES LTD.
MEETING DATE: DEC 15, 2016 | TICKER: MGIC SECURITY ID: 559166103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Guy Bernstein | Management | For | For |
| 2 | Reelect Naamit Salomon | Management | For | For |
| 3 | Reelect Yehezkel Zeira | Management | For | For |
| 4 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MAGICJACK VOCALTEC LTD.
MEETING DATE: APR 19, 2017 | TICKER: CALL SECURITY ID: M6787E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A.1 | Elect Director Donald A. Burns | Management | For | For |
| 1A.2 | Elect Director Richard Harris | Management | For | For |
| 1A.3 | Elect Director Yuen Wah Sing | Management | For | For |
| 1A.4 | Elect Director Gerald Vento | Management | For | For |
| 1A.5 | Elect Director Don C. Bell, III | Management | For | For |
| 1A.6 | Elect Director Izhak Gross | Management | For | For |
| 1A.7 | Elect Director Alan B. Howe | Management | For | For |
| 2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Grant of Shares of Restricted Stock to Izhak Gross | Management | For | Against |
| 4 | Approve the Accelerated Vesting of Shares of Restricted Stock held by Yoseph Dauber | Management | For | For |
| 5 | Approve Employment Agreement of Gerald Vento, Chief Executive Officer | Management | For | For |
| 6 | Reappoint BDO USA, LLP and BDO Ziv Haft, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
| |
|---|
MAIDEN HOLDINGS, LTD.
MEETING DATE: MAY 02, 2017 | TICKER: MHLD SECURITY ID: G5753U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry D. Zyskind | Management | For | For |
| 1.2 | Elect Director Simcha G. Lyons | Management | For | For |
| 1.3 | Elect Director Raymond M. Neff | Management | For | For |
| 1.4 | Elect Director Yehuda L. Neuberger | Management | For | For |
| 1.5 | Elect Director Steven H. Nigro | Management | For | For |
| 2 | Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Deloitte Ltd. as Auditors | Management | For | For |
| |
|---|
MAINSOURCE FINANCIAL GROUP, INC.
MEETING DATE: MAY 03, 2017 | TICKER: MSFG SECURITY ID: 56062Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Bardwell | Management | For | For |
| 1.2 | Elect Director William G. Barron | Management | For | For |
| 1.3 | Elect Director Vincent A. Berta | Management | For | For |
| 1.4 | Elect Director Archie M. Brown, Jr. | Management | For | For |
| 1.5 | Elect Director D.J. Hines | Management | For | For |
| 1.6 | Elect Director Erin P. Hoeflinger | Management | For | For |
| 1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Director Lawrence R. Rueff | Management | For | For |
| 1.9 | Elect Director John G. Seale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
MAKEMYTRIP LIMITED
MEETING DATE: SEP 28, 2016 | TICKER: MMYT SECURITY ID: V5633W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Elect Deep Kalra as a Director | Management | For | Against |
| 4 | Elect Vivek Narayan Gour as a Director | Management | For | For |
| 5 | Elect Rajesh Magow as a Director | Management | For | Against |
| 6 | Elect James Jianzhang Liang as a Director | Management | For | Against |
| |
|---|
MAKEMYTRIP LIMITED
MEETING DATE: DEC 09, 2016 | TICKER: MMYT SECURITY ID: V5633W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MALIBU BOATS, INC.
MEETING DATE: OCT 28, 2016 | TICKER: MBUU SECURITY ID: 56117J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack D. Springer | Management | For | For |
| 1.2 | Elect Director Michael K. Hooks | Management | For | For |
| 1.3 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MALVERN BANCORP, INC.
MEETING DATE: FEB 15, 2017 | TICKER: MLVF SECURITY ID: 561409103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George E. Steinmetz | Management | For | For |
| 1.2 | Elect Director Stephen P. Scartozzi | Management | For | For |
| 1.3 | Elect Director Anthony C. Weagley | Management | For | For |
| 1.4 | Elect Director Therese Woodman | Management | For | For |
| 1.5 | Elect Director Howard Kent | Management | For | For |
| 1.6 | Elect Director Norman Feinstein | Management | For | For |
| 1.7 | Elect Director Cynthia Felzer Leitzell | Management | For | For |
| 1.8 | Elect Director Andrew Fish | Management | For | For |
| 1.9 | Elect Director George E. Steinmetz | Management | For | For |
| 1.10 | Elect Director Stephen P. Scartozzi | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Eliminate Provisions Prohibiting a Shareholder from Acquiring more than 10% of the Company's Common Stock | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement for Mergers | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MAMMOTH ENERGY SERVICES, INC.
MEETING DATE: JUN 08, 2017 | TICKER: TUSK SECURITY ID: 56155L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc McCarthy | Management | For | Withhold |
| 1.2 | Elect Director Arty Straehla | Management | For | Withhold |
| 1.3 | Elect Director Paul Heerwagen | Management | For | Withhold |
| 1.4 | Elect Director Arthur Smith | Management | For | For |
| 1.5 | Elect Director Andre Weiss | Management | For | For |
| 1.6 | Elect Director Matthew Ross | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eddie Capel | Management | For | For |
| 1b | Elect Director Charles E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MANITEX INTERNATIONAL, INC.
MEETING DATE: JUN 01, 2017 | TICKER: MNTX SECURITY ID: 563420108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Clark | Management | For | For |
| 1.2 | Elect Director Robert S. Gigliotti | Management | For | For |
| 1.3 | Elect Director Frederick B. Knox | Management | For | For |
| 1.4 | Elect Director David J. Langevin | Management | For | For |
| 1.5 | Elect Director Marvin B. Rosenberg | Management | For | For |
| 1.6 | Elect Director Stephen J. Tober | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANNATECH, INCORPORATED
MEETING DATE: JUN 08, 2017 | TICKER: MTEX SECURITY ID: 563771203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Toth | Management | For | For |
| 1.2 | Elect Director Linda K. Ferrell | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
MANNKIND CORPORATION
MEETING DATE: MAR 01, 2017 | TICKER: MNKD SECURITY ID: 56400P201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MANNKIND CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: MNKD SECURITY ID: 56400P706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew J. Pfeffer | Management | For | For |
| 1.2 | Elect Director James S. Shannon | Management | For | For |
| 1.3 | Elect Director Ronald J. Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Kent Kresa | Management | For | For |
| 1.6 | Elect Director David H. MacCallum | Management | For | For |
| 1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: MANT SECURITY ID: 564563104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | For |
| 1.5 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
| 1.6 | Elect Director Richard J. Kerr | Management | For | For |
| 1.7 | Elect Director Kenneth A. Minihan | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MARINUS PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: MRNS SECURITY ID: 56854Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Enrique J. Carrazana | Management | For | Withhold |
| 1.2 | Elect Director Timothy M. Mayleben | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 08, 2017 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Steven L. Begleiter | Management | For | For |
| 1c | Elect Director Stephen P. Casper | Management | For | For |
| 1d | Elect Director Jane Chwick | Management | For | For |
| 1e | Elect Director William F. Cruger | Management | For | For |
| 1f | Elect Director David G. Gomach | Management | For | For |
| 1g | Elect Director Carlos M. Hernandez | Management | For | For |
| 1h | Elect Director Richard G. Ketchum | Management | For | For |
| 1i | Elect Director John Steinhardt | Management | For | For |
| 1j | Elect Director James J. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARKETO, INC.
MEETING DATE: JUL 28, 2016 | TICKER: MKTO SECURITY ID: 57063L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MARKIT LTD.
MEETING DATE: JUL 11, 2016 | TICKER: MRKT SECURITY ID: G58249106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Bylaws | Management | For | For |
| 3 | Change Company Name to IHS Markit Ltd. | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
MARLIN BUSINESS SERVICES CORP.
MEETING DATE: MAY 18, 2017 | TICKER: MRLN SECURITY ID: 571157106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Calamari | Management | For | For |
| 1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Scott Heimes | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Hilzinger | Management | For | For |
| 1.5 | Elect Director Matthew J. Sullivan | Management | For | For |
| 1.6 | Elect Director J. Christopher Teets | Management | For | For |
| 1.7 | Elect Director James W. Wert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2017 | TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.5 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1.6 | Elect Director Eric Hippeau | Management | For | For |
| 1.7 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.8 | Elect Director Debra L. Lee | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director W. Mitt Romney | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| |
|---|
MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 09, 2017 | TICKER: MRTN SECURITY ID: 573075108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 1.7 | Elect Director Ronald R. Booth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
MARTIN MIDSTREAM PARTNERS L.P.
MEETING DATE: MAY 26, 2017 | TICKER: MMLP SECURITY ID: 573331105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Restricted Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: NOV 08, 2016 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter A. Feld | Management | For | For |
| 1b | Elect Director Juergen Gromer | Management | For | Against |
| 1c | Elect Director Richard S. Hill | Management | For | For |
| 1d | Elect Director John G. Kassakian | Management | For | Against |
| 1e | Elect Director Oleg Khaykin | Management | For | For |
| 1f | Elect Director Arturo Krueger | Management | For | Against |
| 1g | Elect Director Matthew J. Murphy | Management | For | For |
| 1h | Elect Director Michael Strachan | Management | For | For |
| 1i | Elect Director Robert E. Switz | Management | For | For |
| 1j | Elect Director Randhir Thakur | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Amend Bye-Laws to Add Advance Notice Provisions for Director Nominations | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Amend Bye-Laws to Allow Majority Vote to Approve Business Combinations | Management | For | For |
| 8 | Amend Bye-Laws to Allow the Adoption of a Shareholder Rights Plan | Management | For | For |
| 9 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 10 | Adopt Plurality Voting in a Contested Election of Directors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 15, 2017 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Peter A. Feld | Management | For | For |
| 1.3 | Elect Director Richard S. Hill | Management | For | For |
| 1.4 | Elect Director Oleg Khaykin | Management | For | For |
| 1.5 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.6 | Elect Director Michael Strachan | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 1.8 | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 01, 2017 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: MAY 19, 2017 | TICKER: MTCH SECURITY ID: 57665R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory R. Blatt | Management | For | Withhold |
| 1.2 | Elect Director Sonali De Rycker | Management | For | For |
| 1.3 | Elect Director Joseph Levin | Management | For | Withhold |
| 1.4 | Elect Director Ann L. McDaniel | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Glenn H. Schiffman | Management | For | Withhold |
| 1.7 | Elect Director Pamela S. Seymon | Management | For | For |
| 1.8 | Elect Director Alan G. Spoon | Management | For | For |
| 1.9 | Elect Director Mark Stein | Management | For | Withhold |
| 1.10 | Elect Director Gregg Winiarski | Management | For | Withhold |
| 1.11 | Elect Director Sam Yagan | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MATERIALISE NV
MEETING DATE: JUN 06, 2017 | TICKER: MTLS SECURITY ID: 57667T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Directors' and Auditors' Reports of Elbimmo NV (Non-Voting) | Management | None | None |
| 5 | Adopt Financial Statements of Elbimmo NV | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9.a | Elect W. Vancraen as Director | Management | For | Against |
| 9.b | Elect P. Leys as Director | Management | For | For |
| 9.c | Elect ATREC cvoa, permanently represented by Johan De Lille, as Independent Director | Management | For | For |
| 9.d | Elect H. Ingelaere as Director | Management | For | For |
| 9.e | Elect P. Ingelaere as Director | Management | For | For |
| 9.f | Elect J. Ingels as Director | Management | For | For |
| 9.g | Elect J. Van Der Sloten as Director | Management | For | For |
| 9.h | Elect G. Verplancke as Director | Management | For | For |
| 9.i | Elect B. Luyten as Director | Management | For | For |
| 10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
MATRIX SERVICE COMPANY
MEETING DATE: NOV 11, 2016 | TICKER: MTRX SECURITY ID: 576853105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Hewitt | Management | For | For |
| 1.2 | Elect Director Michael J. Hall | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director I. Edgar (Ed) Hendrix | Management | For | For |
| 1.5 | Elect Director Tom E. Maxwell | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Allow for Removal of Directors With or Without Cause | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MATTEL, INC.
MEETING DATE: MAY 19, 2017 | TICKER: MAT SECURITY ID: 577081102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Margaret H. Georgiadis | Management | For | For |
| 1e | Elect Director Ann Lewnes | Management | For | For |
| 1f | Elect Director Dominic Ng | Management | For | For |
| 1g | Elect Director Vasant M. Prabhu | Management | For | For |
| 1h | Elect Director Dean A. Scarborough | Management | For | For |
| 1i | Elect Director Christopher A. Sinclair | Management | For | For |
| 1j | Elect Director Dirk Van de Put | Management | For | For |
| 1k | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MATTERSIGHT CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: MATR SECURITY ID: 577097108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly D. Conway | Management | For | For |
| 1.2 | Elect Director David B. Mullen | Management | For | For |
| 1.3 | Elect Director Michael J. Murray | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
MATTHEWS INTERNATIONAL CORPORATION
MEETING DATE: FEB 16, 2017 | TICKER: MATW SECURITY ID: 577128101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Babe | Management | For | For |
| 1.2 | Elect Director Don W. Quigley, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Schawk | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 09, 2016 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1.2 | Elect Director Tunc Doluca | Management | For | For |
| 1.3 | Elect Director Tracy C. Accardi | Management | For | For |
| 1.4 | Elect Director James R. Bergman | Management | For | For |
| 1.5 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.6 | Elect Director Robert E. Grady | Management | For | For |
| 1.7 | Elect Director William D. Watkins | Management | For | For |
| 1.8 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAZOR ROBOTICS LTD.
MEETING DATE: JUL 19, 2016 | TICKER: MZOR SECURITY ID: 57886P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Award in the Sum of NIS 900,000 to Ori Hadomi, CEO | Management | For | Against |
| 1A | Vote FOR if you have a personal interest in item 1, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 2 | Approve an Update to the Employment Terms of CEO | Management | For | Against |
| 2A | Vote FOR if you have a personal interest in item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Grant CEO Options to Purchase 386,574 Shares | Management | For | For |
| 3A | Vote FOR if you have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Approve Grant of a Bonus to Sharon Levita, Chief Financial Officer, Eli Zehavi, Chief Operating Officer and Vice President of Research and Development and to Doron Dinstein, Chief Medical Officer | Management | For | For |
| 4A | Vote FOR if you have a personal interest in item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MAZOR ROBOTICS LTD.
MEETING DATE: NOV 28, 2016 | TICKER: MZOR SECURITY ID: 57886P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Somekh Chaikin as Auditors | Management | For | For |
| 1A | Vote FOR if you have a personal interest in item 1, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 2 | Elect Jonathan Adereth as Director and Approve Director's Remuneration Including Grant of Options | Management | For | Against |
| 2A | Vote FOR if you have a personal interest in item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Reelect Ori Hadomi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3A | Vote FOR if you have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Reelect Michael Berman as Director and Approve Grant of Options | Management | For | Against |
| 4A | Vote FOR if you have a personal interest in item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 5 | Reelect Sarit Soccary Ben-Yochanan as Director and Approve Grant of Options | Management | For | Against |
| 5A | Vote FOR if you have a personal interest in item 5, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 6 | Reelect Gil Bianco as External Director and Approve Grant of Options | Management | For | Against |
| 6A | Vote FOR if you have a personal interest in item 6, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 7 | Appoint Yuval Yanai as External Director and Approve Grant of Options | Management | For | Against |
| 7A | Vote FOR if you have a personal interest in item 7, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 8 | Accelerate Vesting Period of Options Granted to David Schlachet | Management | For | For |
| 8A | Vote FOR if you have a personal interest in item 8, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 9 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 9A | Vote FOR if you have a personal interest in item 9, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: MAY 23, 2017 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director C. Bryan Daniels | Management | For | For |
| 1c | Elect Director Mitchell Feiger | Management | For | For |
| 1d | Elect Director Sunil Garg | Management | For | For |
| 1e | Elect Director Charles J. Gries | Management | For | For |
| 1f | Elect Director James N. Hallene | Management | For | For |
| 1g | Elect Director Thomas H. Harvey | Management | For | For |
| 1h | Elect Director Richard J. Holmstrom | Management | For | For |
| 1i | Elect Director Karen J. May | Management | For | For |
| 1j | Elect Director Ronald D. Santo | Management | For | For |
| 1k | Elect Director Jennifer W. Steans | Management | For | For |
| 1l | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
MBT FINANCIAL CORP.
MEETING DATE: MAY 04, 2017 | TICKER: MBTF SECURITY ID: 578877102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kristine L. Barann | Management | For | For |
| 1.2 | Elect Director Peter H. Carlton | Management | For | For |
| 1.3 | Elect Director H. Douglas Chaffin | Management | For | For |
| 1.4 | Elect Director Joseph S. Daly | Management | For | Withhold |
| 1.5 | Elect Director James F. Deutsch | Management | For | For |
| 1.6 | Elect Director Michael J. Miller | Management | For | For |
| 1.7 | Elect Director Tony Scavuzzo | Management | For | For |
| 1.8 | Elect Director Debra J. Shah | Management | For | For |
| 1.9 | Elect Director John L. Skibski | Management | For | For |
| 1.10 | Elect Director Joseph S. Vig | Management | For | For |
| 2 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCBC HOLDINGS INC.
MEETING DATE: OCT 25, 2016 | TICKER: MCFT SECURITY ID: 55276F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roch B. Lambert | Management | For | For |
| 1.2 | Elect Director Peter G. Leemputte | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MCGRATH RENTCORP
MEETING DATE: JUN 07, 2017 | TICKER: MGRC SECURITY ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Dawson | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.3 | Elect Director Joseph F. Hanna | Management | For | For |
| 1.4 | Elect Director Robert C. Hood | Management | For | For |
| 1.5 | Elect Director M. Richard Smith | Management | For | For |
| 1.6 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.7 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 07, 2017 | TICKER: MDCA SECURITY ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.2 | Elect Director Clare R. Copeland | Management | For | For |
| 1.3 | Elect Director Daniel S. Goldberg | Management | For | For |
| 1.4 | Elect Director Bradley J. Gross | Management | For | For |
| 1.5 | Elect Director Lawrence S. Kramer | Management | For | For |
| 1.6 | Elect Director Anne Marie O'Donovan | Management | For | For |
| 1.7 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency for Every Year | Management | For | For |
| |
|---|
MEDICINOVA, INC.
MEETING DATE: JUN 08, 2017 | TICKER: MNOV SECURITY ID: 58468P206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeff Himawan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 30, 2017 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tarek A. Sherif | Management | For | For |
| 1b | Elect Director Glen M. de Vries | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Neil M. Kurtz | Management | For | For |
| 1e | Elect Director George W. McCulloch | Management | For | For |
| 1f | Elect Director Lee A. Shapiro | Management | For | For |
| 1g | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MEDIWOUND LTD.
MEETING DATE: JUN 22, 2017 | TICKER: MDWD SECURITY ID: M68830104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Aharon Yaari as Director | Management | For | For |
| 1.2 | Reelect Ofer Gonen as Director | Management | For | For |
| 1.3 | Reelect Vickie Driver as Director | Management | For | For |
| 1.4 | Reelect Stephen Wills as Director | Management | For | For |
| 2 | Elect Sharon Kochan as External Director | Management | For | For |
| 3 | Elect Nissim Mashiach as External Director | Management | For | For |
| 4 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Grants of Options to Elected Directors | Management | For | For |
| 6 | Approve Related Party Transaction | Management | For | For |
| 7 | Approve Bonus of CEO | Management | For | For |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | Against |
| |
|---|
MEDPACE HOLDINGS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: MEDP SECURITY ID: 58506Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Brown | Management | For | For |
| 1.2 | Elect Director Brian T. Carley | Management | For | Withhold |
| 1.3 | Elect Director Robert O. Kraft | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MEETME, INC.
MEETING DATE: DEC 16, 2016 | TICKER: MEET SECURITY ID: 585141104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jean Clifton | Management | For | For |
| 1B | Elect Director Geoffrey Cook | Management | For | For |
| 1C | Elect Director Ernesto Cruz | Management | For | For |
| 1D | Elect Director Spencer Rhodes | Management | For | For |
| 1E | Elect Director Jason Whitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEI PHARMA, INC.
MEETING DATE: DEC 01, 2016 | TICKER: MEIP SECURITY ID: 55279B202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Reynolds | Management | For | For |
| 1.2 | Elect Director William D. Rueckert | Management | For | For |
| 1.3 | Elect Director Christine A. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: DEC 07, 2016 | TICKER: MPEL SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 29, 2017 | TICKER: MPEL SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Melco Resorts & Entertainment Limited | Management | For | For |
| 2 | Adopt the Amended and Restated Memorandum and Articles of Association | Management | For | For |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: APR 25, 2017 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irwin Federman | Management | For | For |
| 1.2 | Elect Director Eyal Waldman | Management | For | For |
| 1.3 | Elect Director Dov Baharav | Management | For | For |
| 1.4 | Elect Director Shai Cohen | Management | For | For |
| 1.5 | Elect Director Glenda Dorchak | Management | For | For |
| 1.6 | Elect Director David Perlmutter | Management | For | For |
| 1.7 | Elect Director Thomas Weatherford | Management | For | For |
| 2A | Approve Salary Increase, Contributions to Severance, Pensions and Education Funds, and Cash Bonus to Eyal Waldman | Management | For | For |
| 2B | If you do have a Personal Interest in 2A Please Select "FOR". If you do not have a Personal Interest in 2A Please Select "AGAINST". | Management | None | Against |
| 3A | Approve the Grant of Restricted Shares to Eyal Waldman | Management | For | For |
| 3B | If you do have a Personal Interest in 3A Please Select "FOR". If you do not have a Personal Interest in 3A Please Select "AGAINST". | Management | None | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEMORIAL PRODUCTION PARTNERS LP
MEETING DATE: MAR 27, 2017 | TICKER: MEMP SECURITY ID: 586048100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve The Plan | Management | None | For |
| 2 | Elect Not To Grant The Releases Contained In Section 10.7 Of The Plan | Management | None | Abstain |
| |
|---|
MEMORIAL RESOURCE DEVELOPMENT CORP.
MEETING DATE: SEP 15, 2016 | TICKER: MRD SECURITY ID: 58605Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MENTOR GRAPHICS CORPORATION
MEETING DATE: FEB 02, 2017 | TICKER: MENT SECURITY ID: 587200106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 13, 2017 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Segal | Management | For | For |
| 1.2 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 1.3 | Elect Director Alejandro Nicolas Aguzin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cassard | Management | For | For |
| 1.2 | Elect Director Edward J. Clark | Management | For | For |
| 1.3 | Elect Director Michelle L. Eldridge | Management | For | For |
| 1.4 | Elect Director Jeff A. Gardner | Management | For | For |
| 1.5 | Elect Director Edward B. Grant | Management | For | For |
| 1.6 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
| 1.7 | Elect Director Michael H. Price | Management | For | For |
| 1.8 | Elect Director Thomas R. Sullivan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCER INTERNATIONAL INC.
MEETING DATE: MAY 31, 2017 | TICKER: MERC SECURITY ID: 588056101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S.H. Lee | Management | For | For |
| 1.2 | Elect Director David M. Gandossi | Management | For | For |
| 1.3 | Elect Director Eric Lauritzen | Management | For | For |
| 1.4 | Elect Director William D. McCartney | Management | For | For |
| 1.5 | Elect Director Bernard J. Picchi | Management | For | For |
| 1.6 | Elect Director James Shepherd | Management | For | For |
| 1.7 | Elect Director R. Keith Purchase | Management | For | For |
| 1.8 | Elect Director Nancy Orr | Management | For | For |
| 1.9 | Elect Director Martha A.M. Morfitt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MERCHANTS BANCSHARES, INC.
MEETING DATE: MAR 23, 2017 | TICKER: MBVT SECURITY ID: 588448100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERCURY SYSTEMS, INC.
MEETING DATE: OCT 19, 2016 | TICKER: MRCY SECURITY ID: 589378108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MERIDIAN BANCORP, INC.
MEETING DATE: MAY 23, 2017 | TICKER: EBSB SECURITY ID: 58958U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia C. Carney | Management | For | For |
| 1.2 | Elect Director Carl A. LaGreca | Management | For | For |
| 1.3 | Elect Director Edward J. Merritt | Management | For | For |
| 1.4 | Elect Director James G. Sartori | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 25, 2017 | TICKER: VIVO SECURITY ID: 589584101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director Dwight E. Ellingwood | Management | For | For |
| 1.3 | Elect Director John A. Kraeutler | Management | For | For |
| 1.4 | Elect Director John C. McIlwraith | Management | For | For |
| 1.5 | Elect Director David C. Phillips | Management | For | For |
| 1.6 | Elect Director Catherine A. Sazdanoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERIT MEDICAL SYSTEMS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: MMSI SECURITY ID: 589889104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kent W. Stanger | Management | For | For |
| 1.2 | Elect Director Nolan E. Karras | Management | For | For |
| 1.3 | Elect Director David M. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: MAR 30, 2017 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MERUS N.V.
MEETING DATE: MAY 24, 2017 | TICKER: MRUS SECURITY ID: N5749R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Annual Report 2016 (Non-Voting) | Management | None | None |
| 3 | Implementation of Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Ratify KPMG as Auditors | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 10 | Amend Articles Re: Changing Board Structure to a One-Tiered Board | Management | For | Against |
| 11 | Elect Wolfgang Berthold as Non-executive Director | Management | For | For |
| 12 | Elect John de Koning as Non-executive Director | Management | For | For |
| 13 | Approve Amended Remuneration Policy | Management | For | Against |
| 14 | Approve Remuneration of Supervisory Board | Management | For | Against |
| 15 | Approve Increase in Grant Date Value of Equity Awards Annually | Management | For | For |
| 16 | Approve Equity Grant for M.T. Iwicki | Management | For | For |
| 17 | Approve Equity Grant for W. Berthold | Management | For | For |
| 18 | Approve Equity Grant for L.M.S. Carnot | Management | For | For |
| 19 | Approve Equity Grant for J.P. de Koning | Management | For | For |
| 20 | Approve Equity Grant for A. Mehra | Management | For | For |
| 21 | Approve Equity Grant for G.D. Perry | Management | For | For |
| 22 | Amend Stock Option Plan Re: Company's 2010 Employee Option Plan | Management | For | For |
| 23 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 24 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 25 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 26 | Close Meeting | Management | None | None |
| |
|---|
MESA LABORATORIES, INC.
MEETING DATE: NOV 02, 2016 | TICKER: MLAB SECURITY ID: 59064R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Brooks | Management | For | For |
| 1.2 | Elect Director H. Stuart Campbell | Management | For | For |
| 1.3 | Elect Director Robert V. Dwyer | Management | For | For |
| 1.4 | Elect Director Evan C. Guillemin | Management | For | For |
| 1.5 | Elect Director David M. Kelly | Management | For | For |
| 1.6 | Elect Director John B. Schmieder | Management | For | For |
| 1.7 | Elect Director John J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify EKS&H LLLP as Auditors | Management | For | For |
| |
|---|
META FINANCIAL GROUP, INC.
MEETING DATE: JAN 23, 2017 | TICKER: CASH SECURITY ID: 59100U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Hajek | Management | For | For |
| 1.2 | Elect Director Kendall E. Stork | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
METABOLIX, INC.
MEETING DATE: DEC 21, 2016 | TICKER: MBLX SECURITY ID: 591018882
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
METHANEX CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: MX SECURITY ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Douglas Arnell | Management | For | For |
| 1.3 | Elect Director Howard Balloch | Management | For | For |
| 1.4 | Elect Director Phillip Cook | Management | For | For |
| 1.5 | Elect Director John Floren | Management | For | For |
| 1.6 | Elect Director Thomas Hamilton | Management | For | For |
| 1.7 | Elect Director Robert Kostelnik | Management | For | For |
| 1.8 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.9 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Margaret Walker | Management | For | For |
| 1.12 | Elect Director Benita Warmbold | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| |
|---|
MGE ENERGY, INC.
MEETING DATE: MAY 16, 2017 | TICKER: MGEE SECURITY ID: 55277P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Londa J. Dewey | Management | For | For |
| 1.2 | Elect Director Regina M. Millner | Management | For | For |
| 1.3 | Elect Director Thomas R. Stolper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Electrification of the Transportation Sector Study | Shareholder | Against | Abstain |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James L. Bareuther | Management | For | For |
| 1b | Elect Director Terrence P. Dunn | Management | For | For |
| 1c | Elect Director Anthony P. Foglio | Management | For | For |
| 1d | Elect Director Daryl R. Schaller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 15, 2016 | TICKER: MCHP SECURITY ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 18, 2017 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: FEB 14, 2017 | TICKER: MSCC SECURITY ID: 595137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Kimberly E. Alexy | Management | For | For |
| 1.4 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.5 | Elect Director William E. Bendush | Management | For | For |
| 1.6 | Elect Director Paul F. Folino | Management | For | For |
| 1.7 | Elect Director William L. Healey | Management | For | For |
| 1.8 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 30, 2016 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 31, 2017 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | Withhold |
| 1.2 | Elect Director Robert H. Epstein | Management | For | For |
| 1.3 | Elect Director Stephen X. Graham | Management | For | For |
| 1.4 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MICROVISION, INC.
MEETING DATE: JUN 07, 2017 | TICKER: MVIS SECURITY ID: 594960304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Carlile | Management | For | For |
| 1.2 | Elect Director Yalon Farhi | Management | For | Withhold |
| 1.3 | Elect Director Slade Gorton | Management | For | For |
| 1.4 | Elect Director Perry Mulligan | Management | For | For |
| 1.5 | Elect Director Alexander Y. Tokman | Management | For | For |
| 1.6 | Elect Director Brian Turner | Management | For | For |
| 1.7 | Elect Director Thomas M. Walker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MIDDLEBURG FINANCIAL CORPORATION
MEETING DATE: MAR 15, 2017 | TICKER: MBRG SECURITY ID: 596094102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MIDDLESEX WATER COMPANY
MEETING DATE: MAY 23, 2017 | TICKER: MSEX SECURITY ID: 596680108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Cosgrove, Jr. | Management | For | For |
| 1.2 | Elect Director John R. Middleton | Management | For | For |
| 1.3 | Elect Director Jeffries Shein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
MIDLAND STATES BANCORP, INC.
MEETING DATE: MAY 01, 2017 | TICKER: MSBI SECURITY ID: 597742105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon J. Holschbach | Management | For | Against |
| 1.2 | Elect Director Richard T. Ramos | Management | For | Against |
| 1.3 | Elect Director Laurence A. Schiffer | Management | For | Against |
| 1.4 | Elect Director Jeffrey C. Smith | Management | For | Against |
| |
|---|
MIDLAND STATES BANCORP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: MSBI SECURITY ID: 597742105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
MIDWEST ONE FINANCIAL GROUP, INC.
MEETING DATE: APR 20, 2017 | TICKER: MOFG SECURITY ID: 598511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Funk | Management | For | For |
| 1.2 | Elect Director Michael A. Hatch | Management | For | For |
| 1.3 | Elect Director John M. Morrison | Management | For | For |
| 1.4 | Elect Director Douglas K. True | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
MIMECAST LIMITED
MEETING DATE: OCT 19, 2016 | TICKER: MIME SECURITY ID: G14838109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Norman Fiore as Director | Management | For | For |
| 3 | Elect Bernard Dalle as Director | Management | For | For |
| 4 | Ratify the Appointment of Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
MIMEDX GROUP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: MDXG SECURITY ID: 602496101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles R. Evans | Management | For | For |
| 1b | Elect Director Charles E. ('Chuck') Koob | Management | For | For |
| 1c | Elect Director Neil S. Yeston | Management | For | For |
| 1d | Elect Director Luis A. Aguilar | Management | For | For |
| 2 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| |
|---|
MINDBODY, INC.
MEETING DATE: JUN 14, 2017 | TICKER: MB SECURITY ID: 60255W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Court Cunningham | Management | For | For |
| 1.2 | Elect Director Cipora Herman | Management | For | For |
| 1.3 | Elect Director Eric Liaw | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MINERVA NEUROSCIENCES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: NERV SECURITY ID: 603380106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc D. Beer | Management | For | Withhold |
| 1.2 | Elect Director David Kupfer | Management | For | Withhold |
| 1.3 | Elect Director Jan van Heek | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MIRAGEN THERAPEUTICS, INC.
MEETING DATE: JUN 28, 2017 | TICKER: MGEN SECURITY ID: 60463E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Marshall | Management | For | For |
| 1.2 | Elect Director Bruce L. Booth | Management | For | For |
| 1.3 | Elect Director John W. Creecy | Management | For | For |
| 1.4 | Elect Director Thomas E. Hughes | Management | For | For |
| 1.5 | Elect Director Kevin Koch | Management | For | For |
| 1.6 | Elect Director Kyle A. Lefkoff | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.4 | Elect Director Michael Grey | Management | For | For |
| 1.5 | Elect Director Craig Johnson | Management | For | For |
| 1.6 | Elect Director Rodney W. Lappe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MISONIX, INC.
MEETING DATE: JUN 13, 2017 | TICKER: MSON SECURITY ID: 604871103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Gildea | Management | For | For |
| 1.2 | Elect Director Charles Miner, III | Management | For | For |
| 1.3 | Elect Director Patrick A. McBrayer | Management | For | For |
| 1.4 | Elect Director Thomas M. Patton | Management | For | For |
| 1.5 | Elect Director Stavros G. Vizirgianakis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
MITCHAM INDUSTRIES, INC.
MEETING DATE: JUL 20, 2016 | TICKER: MIND SECURITY ID: 606501104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter H. Blum | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Capps | Management | For | For |
| 1.3 | Elect Director R. Dean Lewis | Management | For | For |
| 1.4 | Elect Director Robert J. Albers | Management | For | For |
| 1.5 | Elect Director Thomas S. Glanville | Management | For | For |
| 1.6 | Elect Director Marcus Rowland | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| |
|---|
MITEK SYSTEMS, INC.
MEETING DATE: MAR 10, 2017 | TICKER: MITK SECURITY ID: 606710200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. DeBello | Management | For | For |
| 1.2 | Elect Director William K. 'Bill' Aulet | Management | For | For |
| 1.3 | Elect Director Vinton P. Cunningham | Management | For | For |
| 1.4 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.5 | Elect Director James C. Hale | Management | For | For |
| 1.6 | Elect Director Bruce E. Hansen | Management | For | For |
| 1.7 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Restricted Stock Plan | Management | For | Against |
| 4 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: JUL 29, 2016 | TICKER: MNW SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.2 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.3 | Elect Director Terence H. Matthews | Management | For | For |
| 1.4 | Elect Director Richard D. McBee | Management | For | For |
| 1.5 | Elect Director John P. McHugh | Management | For | For |
| 1.6 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 1.7 | Elect Director David M. Williams | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Issuance of Shares in Connection with the Acquisition of Polycom, Inc. - Withdrawn | Management | None | None |
| 5 | Amend Equity Incentive Plan - Withdrawn | Management | None | None |
| |
|---|
MITEL NETWORKS CORPORATION
MEETING DATE: MAY 15, 2017 | TICKER: MITL SECURITY ID: 60671Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Terence H. Matthews | Management | For | For |
| 2.2 | Elect Director Richard D. McBee | Management | For | For |
| 2.3 | Elect Director Benjamin H. Ball | Management | For | Withhold |
| 2.4 | Elect Director Martha H. Bejar | Management | For | For |
| 2.5 | Elect Director Peter D. Charbonneau | Management | For | For |
| 2.6 | Elect Director John P. McHugh | Management | For | Withhold |
| 2.7 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 2.8 | Elect Director David M. Williams | Management | For | Withhold |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Amend Quorum Requirements | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: MKSI SECURITY ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Gregory R. Beecher | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MMA CAPITAL MANAGEMENT, LLC
MEETING DATE: MAY 16, 2017 | TICKER: MMAC SECURITY ID: 55315D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven S. Bloom | Management | For | For |
| 1b | Elect Director Lisa Kay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG, LLP as Auditors | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: APR 27, 2017 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Watts | Management | For | For |
| 1b | Elect Director Erik Olsson | Management | For | For |
| 1c | Elect Director Sara R. Dial | Management | For | For |
| 1d | Elect Director Jeffrey S. Goble | Management | For | For |
| 1e | Elect Director James J. Martell | Management | For | For |
| 1f | Elect Director Stephen A. McConnell | Management | For | For |
| 1g | Elect Director Frederick G. McNamee, III | Management | For | For |
| 1h | Elect Director Kimberly J. McWaters | Management | For | For |
| 1i | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MOBILEIRON, INC.
MEETING DATE: JUN 14, 2017 | TICKER: MOBL SECURITY ID: 60739U204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Klein | Management | For | Withhold |
| 1.2 | Elect Director James Tolonen | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
MOCON, INC.
MEETING DATE: MAY 25, 2017 | TICKER: MOCO SECURITY ID: 607494101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Demorest | Management | For | For |
| 1.2 | Elect Director Robert F. Gallagher | Management | For | For |
| 1.3 | Elect Director Bradley D. Goskowicz | Management | For | For |
| 1.4 | Elect Director Kathleen P. Iverson | Management | For | For |
| 1.5 | Elect Director Tom C. Thomas | Management | For | For |
| 1.6 | Elect Director David J. Ward | Management | For | For |
| 1.7 | Elect Director Paul R. Zeller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
MOCON, INC.
MEETING DATE: JUN 21, 2017 | TICKER: MOCO SECURITY ID: 607494101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
MODSYS INTERNATIONAL LTD.
MEETING DATE: MAR 29, 2017 | TICKER: MDSY SECURITY ID: M70378100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Scott Miller as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 1b | Reelect Regina O'Connor as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1c | Reelect Syver Norderhaug as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve the Employment Agreement and Compensation of the CEO of the Company | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Approve Compensation of Directors | Management | For | Against |
| 6 | Approve Issuance of Shares in a Private Placement | Management | For | For |
| 7 | Approve Issuance of Shares in a Private Placement | Management | For | For |
| 8 | Approve the Issuance of Warrants | Management | For | For |
| 9 | Approve the Issuance of Warrants | Management | For | For |
| 10 | Approve the Issuance of Warrants | Management | For | For |
| 11 | Reappoint BDO Ziv Haft as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in items 3 to 10 as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B | If you are an interested party in items 3 to 10, vote FOR. Otherwise, vote against. | Management | None | Against |
| |
|---|
MODUSLINK GLOBAL SOLUTIONS, INC.
MEETING DATE: DEC 08, 2016 | TICKER: MLNK SECURITY ID: 60786L206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony Bergamo | Management | For | For |
| 1.2 | Elect Director Philip E. Lengyel | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Downey | Management | For | For |
| 1b | Elect Director Corey N. Fishman | Management | For | For |
| 1c | Elect Director Georges Gemayel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
MONARCH CASINO & RESORT, INC.
MEETING DATE: JUN 14, 2017 | TICKER: MCRI SECURITY ID: 609027107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bob Farahi | Management | For | Against |
| 1b | Elect Director Yvette E. Landau | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2017 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | Shareholder | Against | Abstain |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: MAY 16, 2017 | TICKER: MGI SECURITY ID: 60935Y208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2017 | TICKER: MGI SECURITY ID: 60935Y208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Coley Clark | Management | For | For |
| 1b | Elect Director Victor W. Dahir | Management | For | For |
| 1c | Elect Director Antonio O. Garza | Management | For | For |
| 1d | Elect Director W. Alexander Holmes | Management | For | For |
| 1e | Elect Director Seth W. Lawry | Management | For | Against |
| 1f | Elect Director Pamela H. Patsley | Management | For | For |
| 1g | Elect Director Michael P. Rafferty | Management | For | For |
| 1h | Elect Director Ganesh B. Rao | Management | For | For |
| 1i | Elect Director W. Bruce Turner | Management | For | For |
| 1j | Elect Director Peggy Vaughan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 01, 2017 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MONRO MUFFLER BRAKE, INC.
MEETING DATE: AUG 09, 2016 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Glickman | Management | For | For |
| 1.2 | Elect Director John W. Van Heel | Management | For | For |
| 1.3 | Elect Director James R. Wilen | Management | For | For |
| 1.4 | Elect Director Elizabeth A. Wolszon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: OCT 11, 2016 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 19, 2017 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Sustainability, Including Water Risks | Shareholder | Against | For |
| |
|---|
MORGANS HOTEL GROUP CO.
MEETING DATE: SEP 26, 2016 | TICKER: MHGC SECURITY ID: 61748W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MORNINGSTAR, INC.
MEETING DATE: MAY 12, 2017 | TICKER: MORN SECURITY ID: 617700109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe Mansueto | Management | For | For |
| 1b | Elect Director Kunal Kapoor | Management | For | For |
| 1c | Elect Director Robin Diamonte | Management | For | For |
| 1d | Elect Director Cheryl Francis | Management | For | For |
| 1e | Elect Director Steve Kaplan | Management | For | For |
| 1f | Elect Director Gail Landis | Management | For | For |
| 1g | Elect Director Bill Lyons | Management | For | For |
| 1h | Elect Director Jack Noonan | Management | For | For |
| 1i | Elect Director Caroline Tsay | Management | For | For |
| 1j | Elect Director Hugh Zentmyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MOTORCAR PARTS OF AMERICA, INC.
MEETING DATE: MAR 24, 2017 | TICKER: MPAA SECURITY ID: 620071100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selwyn Joffe | Management | For | For |
| 1.2 | Elect Director Scott J. Adelson | Management | For | For |
| 1.3 | Elect Director Rudolph J. Borneo | Management | For | For |
| 1.4 | Elect Director David Bryan | Management | For | For |
| 1.5 | Elect Director Joseph Ferguson | Management | For | For |
| 1.6 | Elect Director Philip Gay | Management | For | For |
| 1.7 | Elect Director Duane Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Mirvis | Management | For | For |
| 1.9 | Elect Director Timothy D. Vargo | Management | For | For |
| 1.10 | Elect Director Barbara L. Whittaker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOUNTAIN PROVINCE DIAMONDS INC.
MEETING DATE: APR 04, 2017 | TICKER: MPV SECURITY ID: 62426E402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Jonathan Comerford | Management | For | For |
| 2.2 | Elect Director Bruce Dresner | Management | For | For |
| 2.3 | Elect Director Patrick Evans | Management | For | For |
| 2.4 | Elect Director Karen Goracke | Management | For | For |
| 2.5 | Elect Director Peeyush Varshney | Management | For | For |
| 2.6 | Elect Director Carl Verley | Management | For | For |
| 2.7 | Elect Director David Whittle | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Board to Determine the Number of Directors | Management | For | For |
| |
|---|
MRV COMMUNICATIONS, INC.
MEETING DATE: JUN 28, 2017 | TICKER: MRVC SECURITY ID: 553477407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kenneth H. Traub | Management | For | For |
| 1B | Elect Director Robert M. Pons | Management | For | For |
| 1C | Elect Director Mark J. Bonney | Management | For | For |
| 1D | Elect Director Jeannie H. Diefenderfer | Management | For | For |
| 1E | Elect Director Brian Bellinger | Management | For | For |
| 1F | Elect Director Jeffrey Tuder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
MSB FINANCIAL CORP.
MEETING DATE: MAY 15, 2017 | TICKER: MSBF SECURITY ID: 55352L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. McCain | Management | For | For |
| 1.2 | Elect Director Lawrence B. Seidman | Management | For | For |
| 1.3 | Elect Director H. Gary Gabriel | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
MTGE INVESTMENT CORP.
MEETING DATE: MAY 02, 2017 | TICKER: MTGE SECURITY ID: 55378A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Kain | Management | For | For |
| 1.2 | Elect Director Steven W. Abrahams | Management | For | For |
| 1.3 | Elect Director Julia L. Coronado | Management | For | For |
| 1.4 | Elect Director Robert M. Couch | Management | For | For |
| 1.5 | Elect Director Randy E. Dobbs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.3 | Elect Director David D. Johnson | Management | For | For |
| 1.4 | Elect Director Randy J. Martinez | Management | For | For |
| 1.5 | Elect Director Michael V. Schrock | Management | For | For |
| 1.6 | Elect Director Gail P. Steinel | Management | For | For |
| 1.7 | Elect Director Maximiliane C. Straub | Management | For | For |
| 1.8 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MULTI-COLOR CORPORATION
MEETING DATE: AUG 17, 2016 | TICKER: LABL SECURITY ID: 625383104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ari J. Benacerraf | Management | For | For |
| 1.2 | Elect Director Robert R. Buck | Management | For | For |
| 1.3 | Elect Director Charles B. Connolly | Management | For | For |
| 1.4 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.5 | Elect Director Simon T. Roberts | Management | For | For |
| 1.6 | Elect Director Vadis A. Rodato | Management | For | For |
| 1.7 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 1.8 | Elect Director Matthew M. Walsh | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MUTUALFIRST FINANCIAL, INC.
MEETING DATE: MAY 04, 2017 | TICKER: MFSF SECURITY ID: 62845B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linn A. Crull | Management | For | For |
| 1.2 | Elect Director Wilbur R. Davis | Management | For | For |
| 1.3 | Elect Director Charles J. Viater | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
MYLAN N.V.
MEETING DATE: JUN 22, 2017 | TICKER: MYL SECURITY ID: N59465109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Heather Bresch | Management | For | Against |
| 1B | Elect Director Wendy Cameron | Management | For | Against |
| 1C | Elect Director Robert J. Cindrich | Management | For | Against |
| 1D | Elect Director Robert J. Coury | Management | For | Against |
| 1E | Elect Director JoEllen Lyons Dillon | Management | For | Against |
| 1F | Elect Director Neil Dimick | Management | For | Against |
| 1G | Elect Director Melina Higgins | Management | For | Against |
| 1H | Elect Director Rajiv Malik | Management | For | Against |
| 1I | Elect Director Mark W. Parrish | Management | For | Against |
| 1J | Elect Director Randall L. (Pete) Vanderveen | Management | For | Against |
| 1K | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2017 | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| |
|---|
MYOKARDIA, INC.
MEETING DATE: JUN 14, 2017 | TICKER: MYOK SECURITY ID: 62857M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Yarno | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
| 1.3 | Elect Director David P. Meeker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MYR GROUP INC.
MEETING DATE: APR 27, 2017 | TICKER: MYRG SECURITY ID: 55405W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry W. Fayne | Management | For | For |
| 1.2 | Elect Director Kenneth M. Hartwick | Management | For | For |
| 1.3 | Elect Director Gary R. Johnson | Management | For | For |
| 1.4 | Elect Director Bradley T. Favreau | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: DEC 01, 2016 | TICKER: MYGN SECURITY ID: 62855J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Capone | Management | For | For |
| 1.2 | Elect Director Heiner Dreismann | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: MAY 23, 2017 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Deuster | Management | For | For |
| 1.4 | Elect Director Bruce C. Rhine | Management | For | For |
| 1.5 | Elect Director Christopher A. Seams | Management | For | For |
| 1.6 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.7 | Elect Director Christine A. Tsingos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NANOSTRING TECHNOLOGIES, INC.
MEETING DATE: JUL 15, 2016 | TICKER: NSTG SECURITY ID: 63009R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Galakatos | Management | For | For |
| 1.2 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NANOSTRING TECHNOLOGIES, INC.
MEETING DATE: JUN 21, 2017 | TICKER: NSTG SECURITY ID: 63009R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Bradley Gray | Management | For | For |
| 1.2 | Elect Director Robert M. Hershberg | Management | For | For |
| 1.3 | Elect Director Kirk D. Malloy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NANTHEALTH, INC.
MEETING DATE: JUN 13, 2017 | TICKER: NH SECURITY ID: 630104107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
| 1.2 | Elect Director Michael S. Sitrick | Management | For | Withhold |
| 1.3 | Elect Director Kirk K. Calhoun | Management | For | Withhold |
| 1.4 | Elect Director Mark Burnett | Management | For | Withhold |
| 1.5 | Elect Director Michael Blaszyk | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NANTKWEST, INC.
MEETING DATE: JUN 09, 2017 | TICKER: NK SECURITY ID: 63016Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
| 1.2 | Elect Director Barry J. Simon | Management | For | Withhold |
| 1.3 | Elect Director Steve Gorlin | Management | For | Withhold |
| 1.4 | Elect Director Michael D. Blaszyk | Management | For | Withhold |
| 1.5 | Elect Director Richard Kusserow | Management | For | Withhold |
| 1.6 | Elect Director John T. Potts, Jr. | Management | For | Withhold |
| 1.7 | Elect Director John C. Thomas, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NAPCO SECURITY TECHNOLOGIES, INC.
MEETING DATE: DEC 13, 2016 | TICKER: NSSC SECURITY ID: 630402105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Soloway | Management | For | For |
| 1.2 | Elect Director Kevin S. Buchel | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NASDAQ, INC.
MEETING DATE: MAY 10, 2017 | TICKER: NDAQ SECURITY ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Glenn H. Hutchins | Management | For | For |
| 1f | Elect Director Essa Kazim | Management | For | For |
| 1g | Elect Director Thomas A. Kloet | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Lars R. Wedenborn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NATERA, INC.
MEETING DATE: MAY 23, 2017 | TICKER: NTRA SECURITY ID: 632307104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herm Rosenman | Management | For | For |
| 1.2 | Elect Director John Steuart | Management | For | Withhold |
| 1.3 | Elect Director Jonathan Sheena | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NATHAN'S FAMOUS, INC.
MEETING DATE: SEP 14, 2016 | TICKER: NATH SECURITY ID: 632347100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Eide | Management | For | For |
| 1.2 | Elect Director Eric Gatoff | Management | For | For |
| 1.3 | Elect Director Brian S. Genson | Management | For | For |
| 1.4 | Elect Director Barry Leistner | Management | For | For |
| 1.5 | Elect Director Howard M. Lorber | Management | For | For |
| 1.6 | Elect Director Wayne Norbitz | Management | For | For |
| 1.7 | Elect Director A. F. Petrocelli | Management | For | For |
| 1.8 | Elect Director Charles Raich | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
MEETING DATE: OCT 04, 2016 | TICKER: NAUH SECURITY ID: 63245Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Buckingham | Management | For | Withhold |
| 1.2 | Elect Director Jerry L. Gallentine | Management | For | Withhold |
| 1.3 | Elect Director Ronald L. Shape | Management | For | Withhold |
| 1.4 | Elect Director Therese K. Crane | Management | For | For |
| 1.5 | Elect Director Thomas D. Saban | Management | For | For |
| 1.6 | Elect Director Richard L. Halbert | Management | For | For |
| 1.7 | Elect Director Jeffrey B. Berzina | Management | For | For |
| 1.8 | Elect Director James A. Rowan | Management | For | For |
| 1.9 | Elect Director Edward Buckingham | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL BANKSHARES, INC.
MEETING DATE: MAY 09, 2017 | TICKER: NKSH SECURITY ID: 634865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Dye | Management | For | For |
| 1.2 | Elect Director J. Lewis Webb, Jr. | Management | For | For |
| 2.1 | Elect Director F. Brad Denardo | Management | For | For |
| 2.2 | Elect Director Norman V. Fitzwater, III | Management | For | For |
| 3.1 | Elect Director Charles E. Green, III | Management | For | For |
| 3.2 | Elect Director Mildred R. Johnson | Management | For | For |
| 3.3 | Elect Director William A. Peery | Management | For | For |
| 3.4 | Elect Director James C. Thompson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Yount, Hyde & Barbour P.C. as Auditors | Management | For | For |
| |
|---|
NATIONAL BEVERAGE CORP.
MEETING DATE: SEP 30, 2016 | TICKER: FIZZ SECURITY ID: 635017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cecil D. Conlee | Management | For | For |
| 1.2 | Elect Director Stanley M. Sheridan | Management | For | For |
| |
|---|
NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 28, 2017 | TICKER: NCMI SECURITY ID: 635309107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott N. Schneider | Management | For | For |
| 1.2 | Elect Director Andrew J. England | Management | For | For |
| 1.3 | Elect Director Lawrence A. Goodman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL COMMERCE CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: NCOM SECURITY ID: 63546L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Arogeti | Management | For | For |
| 1.2 | Elect Director Bobby A. Bradley | Management | For | For |
| 1.3 | Elect Director Mark L. Drew | Management | For | For |
| 1.4 | Elect Director R. Holman Head | Management | For | For |
| 1.5 | Elect Director John H. Holcomb, III | Management | For | For |
| 1.6 | Elect Director William E. Matthews, V | Management | For | For |
| 1.7 | Elect Director C. Phillip McWane | Management | For | For |
| 1.8 | Elect Director Richard Murray, IV | Management | For | For |
| 1.9 | Elect Director G. Ruffner Page, Jr. | Management | For | For |
| 1.10 | Elect Director Stephen A. Sevigny | Management | For | For |
| 1.11 | Elect Director W. Stancil Starnes | Management | For | For |
| 1.12 | Elect Director Temple W. Tutwiler, III | Management | For | For |
| 1.13 | Elect Director Russell H. Vandevelde, IV | Management | For | For |
| 1.14 | Elect Director Donald F. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Porter Keadle Moore, LLC as Auditors | Management | For | For |
| |
|---|
NATIONAL GENERAL HOLDINGS CORP.
MEETING DATE: MAY 09, 2017 | TICKER: NGHC SECURITY ID: 636220303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Patrick Fallon | Management | For | For |
| 1.3 | Elect Director Barry Karfunkel | Management | For | Withhold |
| 1.4 | Elect Director Robert Karfunkel | Management | For | For |
| 1.5 | Elect Director John Marshaleck | Management | For | For |
| 1.6 | Elect Director Barbara Paris | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
| 1.2 | Elect Director Michael E. McGrath | Management | For | For |
| 1.3 | Elect Director Alexander M. Davern | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATIONAL INTERSTATE CORPORATION
MEETING DATE: NOV 10, 2016 | TICKER: NATL SECURITY ID: 63654U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: NRCIA SECURITY ID: 637372202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director JoAnn M. Martin | Management | For | Withhold |
| 1.2 | Elect Director Barbara J. Mowry | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATIONAL WESTERN LIFE GROUP, INC.
MEETING DATE: JUN 23, 2017 | TICKER: NWLI SECURITY ID: 638517102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Boone | Management | For | For |
| 1.2 | Elect Director Stephen E. Glasgow | Management | For | For |
| 1.3 | Elect Director E. J. Pederson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATURAL HEALTH TRENDS CORP.
MEETING DATE: MAY 04, 2017 | TICKER: NHTC SECURITY ID: 63888P406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George K. Broady | Management | For | For |
| 1.2 | Elect Director Yiu T. Chan | Management | For | Withhold |
| 1.3 | Elect Director Kin Y. Chung | Management | For | Withhold |
| 1.4 | Elect Director Randall A. Mason | Management | For | For |
| 1.5 | Elect Director Chris T. Sharng | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
NATURE'S SUNSHINE PRODUCTS, INC.
MEETING DATE: MAY 09, 2017 | TICKER: NATR SECURITY ID: 639027101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert R. Dowden | Management | For | For |
| 1.2 | Elect Director Jia Hongfei | Management | For | For |
| 1.3 | Elect Director Kristine F. Hughes | Management | For | For |
| 1.4 | Elect Director Robert B. Mercer | Management | For | For |
| 1.5 | Elect Director Gregory L. Probert | Management | For | For |
| 1.6 | Elect Director Mary Beth Springer | Management | For | For |
| 1.7 | Elect Director Rebecca L. Steinfort | Management | For | For |
| 1.8 | Elect Director J. Christopher Teets | Management | For | For |
| 1.9 | Elect Director Jeffrey D. Watkins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 21, 2017 | TICKER: BABY SECURITY ID: 639050103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth E. Ludlum | Management | For | For |
| 1b | Elect Director Barbara R. Paul | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NAVIENT CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: NAVI SECURITY ID: 63938C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1c | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1d | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1e | Elect Director Katherine A. Lehman | Management | For | For |
| 1f | Elect Director Linda A. Mills | Management | For | For |
| 1g | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1h | Elect Director Jane J. Thompson | Management | For | For |
| 1i | Elect Director Laura S. Unger | Management | For | For |
| 1j | Elect Director Barry L. Williams | Management | For | For |
| 1k | Elect Director David L. Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 23, 2017 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin A. Dietrich | Management | For | For |
| 1b | Elect Director Patricia T. Civil | Management | For | For |
| 1c | Elect Director Timothy E. Delaney | Management | For | For |
| 1d | Elect Director James H. Douglas | Management | For | For |
| 1e | Elect Director Andrew S. Kowalczyk, III | Management | For | For |
| 1f | Elect Director John C. Mitchell | Management | For | For |
| 1g | Elect Director V. Daniel Robinson, II | Management | For | For |
| 1h | Elect Director Matthew J. Salanger | Management | For | For |
| 1i | Elect Director Joseph A. Santangelo | Management | For | For |
| 1j | Elect Director Lowell A. Seifter | Management | For | For |
| 1k | Elect Director Robert A. Wadsworth | Management | For | For |
| 1l | Elect Director John H. Watt, Jr. | Management | For | For |
| 1m | Elect Director Jack H. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NCI, INC.
MEETING DATE: JUN 15, 2017 | TICKER: NCIT SECURITY ID: 62886K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Dillahay | Management | For | For |
| 1.2 | Elect Director James P. Allen | Management | For | Withhold |
| 1.3 | Elect Director Paul V. Lombardi | Management | For | Withhold |
| 1.4 | Elect Director Cindy E. Moran | Management | For | For |
| 1.5 | Elect Director Charles K. Narang | Management | For | For |
| 1.6 | Elect Director Austin J. Yerks | Management | For | For |
| 1.7 | Elect Director Daniel R. Young | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NEKTAR THERAPEUTICS
MEETING DATE: JUN 14, 2017 | TICKER: NKTR SECURITY ID: 640268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Krivulka | Management | For | For |
| 1b | Elect Director Howard W. Robin | Management | For | For |
| 1c | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEOGEN CORPORATION
MEETING DATE: OCT 06, 2016 | TICKER: NEOG SECURITY ID: 640491106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Boehm | Management | For | For |
| 1.2 | Elect Director Jack C. Parnell | Management | For | For |
| 1.3 | Elect Director James P. Tobin | Management | For | For |
| 1.4 | Elect Director James C. Borel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NEOGENOMICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: NEO SECURITY ID: 64049M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. VanOort | Management | For | For |
| 1b | Elect Director Steven C. Jones | Management | For | For |
| 1c | Elect Director Kevin C. Johnson | Management | For | For |
| 1d | Elect Director Raymond R. Hipp | Management | For | For |
| 1e | Elect Director William J. Robison | Management | For | For |
| 1f | Elect Director Bruce K. Crowther | Management | For | For |
| 1g | Elect Director Lynn A. Tetrault | Management | For | For |
| 1h | Elect Director Alison L. Hannah | Management | For | For |
| 1i | Elect Director Kieran P. Murphy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
NEOS THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: NEOS SECURITY ID: 64052L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vipin Garg | Management | For | Withhold |
| 1.2 | Elect Director Greg Robitaille | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
NEOTHETICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: NEOT SECURITY ID: 64066G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kim P. Kamdar | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEOVASC INC.
MEETING DATE: JUN 13, 2017 | TICKER: NVC SECURITY ID: 64065J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Geyer | Management | For | For |
| 1.2 | Elect Director Alexei Marko | Management | For | For |
| 1.3 | Elect Director Doug Janzen | Management | For | For |
| 1.4 | Elect Director Steven Rubin | Management | For | For |
| 1.5 | Elect Director Jane Hsiao | Management | For | Withhold |
| 1.6 | Elect Director William O'Neill | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | If Item No. 3 is Not Approved: Re-approve Stock Option Plan | Management | For | Against |
| |
|---|
NEPTUNE TECHNOLOGIES & BIORESSOURCES INC.
MEETING DATE: JUL 12, 2016 | TICKER: NTB SECURITY ID: 64077P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine Crewe | Management | For | For |
| 1.2 | Elect Director Ronald Denis | Management | For | For |
| 1.3 | Elect Director Pierre Fitzgibbon | Management | For | For |
| 1.4 | Elect Director James S. Hamilton | Management | For | For |
| 1.5 | Elect Director John M. Moretz | Management | For | For |
| 1.6 | Elect Director Francois R. Roy | Management | For | For |
| 1.7 | Elect Director Leendert H. Staal | Management | For | For |
| 1.8 | Elect Director Victor Neufeld | Management | For | For |
| 1.9 | Elect Director Richard P. Schottenfeld | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Equity Incentive Plan | Management | For | Against |
| |
|---|
NET 1 UEPS TECHNOLOGIES, INC.
MEETING DATE: NOV 08, 2016 | TICKER: UEPS SECURITY ID: 64107N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Serge C. P. Belamant | Management | For | For |
| 1.2 | Elect Director Herman G. Kotze | Management | For | For |
| 1.3 | Elect Director Christopher S. Seabrooke | Management | For | For |
| 1.4 | Elect Director Alasdair J. K. Pein | Management | For | For |
| 1.5 | Elect Director Paul Edwards | Management | For | For |
| 2 | Ratify Deloitte & Touche (South Africa) as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: SEP 15, 2016 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Jeffry R. Allen | Management | For | For |
| 1c | Elect Director Alan L. Earhart | Management | For | For |
| 1d | Elect Director Gerald Held | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director George T. Shaheen | Management | For | For |
| 1h | Elect Director Stephen M. Smith | Management | For | For |
| 1i | Elect Director Robert T. Wall | Management | For | For |
| 1j | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NETEASE INC.
MEETING DATE: SEP 02, 2016 | TICKER: NTES SECURITY ID: 64110W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Cheng as Director | Management | For | For |
| 1c | Elect Denny Lee as Director | Management | For | For |
| 1d | Elect Joseph Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Leung as Director | Management | For | For |
| 1g | Elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 06, 2017 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Sustainability | Shareholder | Against | For |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Against |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| 9 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 10 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
NETGEAR, INC.
MEETING DATE: JUN 01, 2017 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director Jef T. Graham | Management | For | For |
| 1.5 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.6 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.7 | Elect Director Julie A. Shimer | Management | For | For |
| 1.8 | Elect Director Grady K. Summers | Management | For | For |
| 1.9 | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| |
|---|
NETLIST, INC.
MEETING DATE: MAY 31, 2017 | TICKER: NLST SECURITY ID: 64118P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chun K. Hong | Management | For | For |
| 1.2 | Elect Director Jeff Benck | Management | For | For |
| 1.3 | Elect Director Charles F. Cargile | Management | For | For |
| 1.4 | Elect Director Jun S. Cho | Management | For | For |
| 1.5 | Elect Director Kiho Choi | Management | For | For |
| 1.6 | Elect Director Blake A. Welcher | Management | For | For |
| 2 | Ratify KMJ Corbin & Company LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 20, 2016 | TICKER: NTCT SECURITY ID: 64115T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Robert E. Donahue | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEURALSTEM, INC.
MEETING DATE: AUG 29, 2016 | TICKER: CUR SECURITY ID: 64127R302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Dixon, Hughes, Goodman LLP as Auditors | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
NEURALSTEM, INC.
MEETING DATE: JUN 22, 2017 | TICKER: CUR SECURITY ID: 64127R401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard Daly | Management | For | For |
| 2 | Ratify Dixon, Hughes, Goodman LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2017 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director Alfred W. Sandrock, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEURODERM LTD.
MEETING DATE: MAR 02, 2017 | TICKER: NDRM SECURITY ID: M74231107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of the company's CEO: Increase Salary and Grant Options | Management | For | For |
| 2 | Approve Compensation of Independent Directors | Management | For | For |
| 3 | Grant Larry Ellberger, Director, Options to Purchase Shares | Management | For | For |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
NEW YORK MORTGAGE TRUST, INC.
MEETING DATE: MAY 11, 2017 | TICKER: NYMT SECURITY ID: 649604501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bock | Management | For | Withhold |
| 1.2 | Elect Director Michael B. Clement | Management | For | For |
| 1.3 | Elect Director Kevin M. Donlon | Management | For | For |
| 1.4 | Elect Director Alan L. Hainey | Management | For | Withhold |
| 1.5 | Elect Director Steven R. Mumma | Management | For | For |
| 1.6 | Elect Director Steven G. Norcutt | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
NEWLINK GENETICS CORPORATION
MEETING DATE: MAY 12, 2017 | TICKER: NLNK SECURITY ID: 651511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
| 1.2 | Elect Director Paolo Pucci | Management | For | For |
| 1.3 | Elect Director Thomas A. Raffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NEWS CORPORATION
MEETING DATE: NOV 10, 2016 | TICKER: NWS SECURITY ID: 65249B208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Robert J. Thomson | Management | For | For |
| 1d | Elect Director Jose Maria Aznar | Management | For | For |
| 1e | Elect Director Natalie Bancroft | Management | For | For |
| 1f | Elect Director Peter L. Barnes | Management | For | For |
| 1g | Elect Director Elaine L. Chao | Management | For | For |
| 1h | Elect Director Joel I. Klein | Management | For | For |
| 1i | Elect Director James R. Murdoch | Management | For | For |
| 1j | Elect Director Ana Paula Pessoa | Management | For | For |
| 1k | Elect Director Masroor Siddiqui | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
NEWSTAR FINANCIAL, INC.
MEETING DATE: MAY 16, 2017 | TICKER: NEWS SECURITY ID: 65251F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Bralver | Management | For | For |
| 1.2 | Elect Director Timothy J. Conway | Management | For | For |
| 1.3 | Elect Director Bradley E. Cooper | Management | For | For |
| 1.4 | Elect Director Brian L. P. Fallon | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Maureen P. O'Hara | Management | For | For |
| 1.7 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NEWTEK BUSINESS SERVICES CORP.
MEETING DATE: JUL 27, 2016 | TICKER: NEWT SECURITY ID: 652526203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel Kirschner | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEWTEK BUSINESS SERVICES CORP.
MEETING DATE: JUL 27, 2016 | TICKER: NEWT SECURITY ID: 652526203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| |
|---|
NEWTEK BUSINESS SERVICES CORP.
MEETING DATE: JUN 15, 2017 | TICKER: NEWT SECURITY ID: 652526203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Salute | Management | For | For |
| 1.2 | Elect Director Salvatore F. Mulia | Management | For | For |
| 2 | Ratify RSM US LLP Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXEO SOLUTIONS, INC.
MEETING DATE: JAN 31, 2017 | TICKER: NXEO SECURITY ID: 65342H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Bradley | Management | For | For |
| 1.2 | Elect Director Christopher J. Yip | Management | For | For |
| 1.3 | Elect Director Dan F. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
NIC INC.
MEETING DATE: MAY 02, 2017 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NICE LTD.
MEETING DATE: DEC 21, 2016 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NICE LTD.
MEETING DATE: JUN 27, 2017 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect David Kostman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1b | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1c | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1d | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1e | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Grant of Options and Restricted Shares Units to Directors | Management | For | For |
| 3 | Approve One-Time Grant of Options to the Chairman of the Board | Management | For | For |
| 3A | Vote FOR if you are a controlling shareholder or have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Approve Employment Terms of Barak Eilam, CEO | Management | For | For |
| 4A | Vote FOR if you are a controlling shareholder or have a personal interest in item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 5 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2016 | Management | None | None |
| |
|---|
NICHOLAS FINANCIAL, INC.
MEETING DATE: SEP 08, 2016 | TICKER: NICK SECURITY ID: 65373J209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph T. Finkenbrink | Management | For | For |
| 1.2 | Elect Director Kevin D. Bates | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NICOLET BANKSHARES, INC.
MEETING DATE: AUG 10, 2016 | TICKER: NCBS SECURITY ID: 65406E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Agnew | Management | For | For |
| 1.2 | Elect Director Robert B. Atwell | Management | For | For |
| 1.3 | Elect Director Michael E. Daniels | Management | For | For |
| 1.4 | Elect Director John N. Dykema | Management | For | For |
| 1.5 | Elect Director Terrence R. Fulwiler | Management | For | For |
| 1.6 | Elect Director Christopher J. Ghidorzi | Management | For | For |
| 1.7 | Elect Director Thomas L. Herlache | Management | For | For |
| 1.8 | Elect Director Louis J. 'Rick' Jeanquart | Management | For | For |
| 1.9 | Elect Director Donald J. Long, Jr. | Management | For | For |
| 1.10 | Elect Director Susan L. Merkatoris | Management | For | For |
| 1.11 | Elect Director William D. Murphy | Management | For | For |
| 1.12 | Elect Director Randy J. Rose | Management | For | For |
| 1.13 | Elect Director Elyse Mollner Stackhouse | Management | For | For |
| 1.14 | Elect Director Robert J. Weyers | Management | For | For |
| 2 | Ratify Porter Keadle Moore, LLC as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NICOLET BANKSHARES, INC.
MEETING DATE: MAY 09, 2017 | TICKER: NCBS SECURITY ID: 65406E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Agnew | Management | For | For |
| 1.2 | Elect Director Robert B. Atwell | Management | For | For |
| 1.3 | Elect Director Michael E. Daniels | Management | For | For |
| 1.4 | Elect Director John N. Dykema | Management | For | For |
| 1.5 | Elect Director Terrence R. Fulwiler | Management | For | For |
| 1.6 | Elect Director Christopher J. Ghidorzi | Management | For | For |
| 1.7 | Elect Director Michael J. Gilson | Management | For | For |
| 1.8 | Elect Director Thomas L. Herlache | Management | For | For |
| 1.9 | Elect Director Louis J. "Rick" Jeanquart | Management | For | For |
| 1.10 | Elect Director Donald J. Long, Jr. | Management | For | For |
| 1.11 | Elect Director Dustin J. McClone | Management | For | For |
| 1.12 | Elect Director Susan L. Merkatoris | Management | For | For |
| 1.13 | Elect Director Randy J. Rose | Management | For | For |
| 1.14 | Elect Director Oliver "Pierce" Smith | Management | For | For |
| 1.15 | Elect Director Robert J. Weyers | Management | For | For |
| 2 | Ratify Porter Keadle Moore, LLC as Auditors | Management | For | For |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: NIHD SECURITY ID: 62913F508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kevin L. Beebe | Management | For | Against |
| 1B | Elect Director James V. Continenza | Management | For | For |
| 1C | Elect Director Howard S. Hoffmann | Management | For | Against |
| 1D | Elect Director Ricardo Knoepfelmacher | Management | For | Against |
| 1E | Elect Director Christopher T. Rogers | Management | For | For |
| 1F | Elect Director Robert A. Schriesheim | Management | For | Against |
| 1G | Elect Director Steven M. Shindler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NIVALIS THERAPEUTICS, INC.
MEETING DATE: MAY 15, 2017 | TICKER: NVLS SECURITY ID: 65481J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Loh | Management | For | Withhold |
| 1.2 | Elect Director Howard Furst | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NMI HOLDINGS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: NMIH SECURITY ID: 629209305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Michael Embler | Management | For | Withhold |
| 1.3 | Elect Director James G. Jones | Management | For | For |
| 1.4 | Elect Director Michael Montgomery | Management | For | For |
| 1.5 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.6 | Elect Director James H. Ozanne | Management | For | Withhold |
| 1.7 | Elect Director Steven L. Scheid | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NN, INC.
MEETING DATE: DEC 14, 2016 | TICKER: NNBR SECURITY ID: 629337106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
NN, INC.
MEETING DATE: MAY 19, 2017 | TICKER: NNBR SECURITY ID: 629337106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Warshaw | Management | For | For |
| 1.2 | Elect Director Carey A. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NOODLES & COMPANY
MEETING DATE: MAY 11, 2017 | TICKER: NDLS SECURITY ID: 65540B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Lynch | Management | For | For |
| 1.2 | Elect Director Robert Hartnett | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
NORDSON CORPORATION
MEETING DATE: FEB 28, 2017 | TICKER: NDSN SECURITY ID: 655663102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.2 | Elect Director Michael J. Merriman, Jr. | Management | For | For |
| 1.3 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Michael G. O'Grady | Management | For | For |
| 1f | Elect Director Jose Luis Prado | Management | For | For |
| 1g | Elect Director Thomas E. Richards | Management | For | For |
| 1h | Elect Director John W. Rowe | Management | For | For |
| 1i | Elect Director Martin P. Slark | Management | For | For |
| 1j | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1m | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NORTHFIELD BANCORP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: NFBK SECURITY ID: 66611T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Annette Catino | Management | For | For |
| 1.3 | Elect Director John P. Connors, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: NRIM SECURITY ID: 666762109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Beedle | Management | For | For |
| 1.2 | Elect Director Larry S. Cash | Management | For | For |
| 1.3 | Elect Director Anthony Drabek | Management | For | For |
| 1.4 | Elect Director Karl L. Hanneman | Management | For | For |
| 1.5 | Elect Director David W. Karp | Management | For | For |
| 1.6 | Elect Director David J. McCambridge | Management | For | For |
| 1.7 | Elect Director Krystal M. Nelson | Management | For | For |
| 1.8 | Elect Director Joseph M. Schierhorn | Management | For | For |
| 1.9 | Elect Director John C. Swalling | Management | For | For |
| 1.10 | Elect Director Linda C. Thomas | Management | For | For |
| 1.11 | Elect Director David G. Wight | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
NORTHWEST BANCSHARES, INC.
MEETING DATE: APR 19, 2017 | TICKER: NWBI SECURITY ID: 667340103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Wagner | Management | For | For |
| 1.2 | Elect Director Sonia M. Probst | Management | For | For |
| 1.3 | Elect Director William F. McKnight | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NORTHWEST BIOTHERAPEUTICS, INC.
MEETING DATE: DEC 22, 2016 | TICKER: NWBO SECURITY ID: 66737P600
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alton L. Boynton | Management | For | Withhold |
| 1.2 | Elect Director J. Cofer Black | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
NORTHWEST PIPE COMPANY
MEETING DATE: JUN 01, 2017 | TICKER: NWPX SECURITY ID: 667746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michelle Applebaum | Management | For | For |
| 1.2 | Elect Director Michael Franson | Management | For | For |
| 1.3 | Elect Director Scott Montross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: MAY 25, 2017 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Abrams | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Russell W. Galbut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NORWOOD FINANCIAL CORP.
MEETING DATE: APR 25, 2017 | TICKER: NWFL SECURITY ID: 669549107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Adams | Management | For | For |
| 1.2 | Elect Director Kevin M. Lamont | Management | For | For |
| 1.3 | Elect Director Kenneth A. Phillips | Management | For | For |
| 2 | Ratify S.R. Snodgrass, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NOVA LIFESTYLE, INC.
MEETING DATE: JUN 08, 2017 | TICKER: NVFY SECURITY ID: 66979P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuen Ching Ho | Management | For | For |
| 1.2 | Elect Director Thanh H. Lam | Management | For | For |
| 1.3 | Elect Director Charlie Huy La | Management | For | For |
| 1.4 | Elect Director Umesh Patel | Management | For | For |
| 1.5 | Elect Director Bin Liu | Management | For | Withhold |
| 2 | Ratify Centurion ZD CPA Limited as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 22, 2017 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Michael Brunstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Alon Dumanis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Avi Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Raanan Cohen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Eli Fruchter as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect Zehava Simon as External Director | Management | For | For |
| 3 | Amend Employment Terms of CEO | Management | For | For |
| 4 | Approve Indemnification Insurance Policy | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
NOVADAQ TECHNOLOGIES INC.
MEETING DATE: MAY 17, 2017 | TICKER: NDQ SECURITY ID: 66987G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa Colleran | Management | For | For |
| 1.2 | Elect Director Anthony Griffiths | Management | For | For |
| 1.3 | Elect Director Karen A. Licitra | Management | For | For |
| 1.4 | Elect Director William A. Mackinnon | Management | For | For |
| 1.5 | Elect Director Rick Mangat | Management | For | For |
| 1.6 | Elect Director Patrice Merrin | Management | For | For |
| 1.7 | Elect Director Thomas Wellner | Management | For | For |
| 1.8 | Elect Director Robert S. White | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| |
|---|
NOVAN, INC.
MEETING DATE: JUN 05, 2017 | TICKER: NOVN SECURITY ID: 66988N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nathan Stasko | Management | For | Withhold |
| 1.2 | Elect Director John Palmour | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NOVANTA INC.
MEETING DATE: MAY 10, 2017 | TICKER: NOVT SECURITY ID: 67000B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director Dennis J. Fortino | Management | For | For |
| 1.3 | Elect Director Matthijs Glastra | Management | For | For |
| 1.4 | Elect Director Brian D. King | Management | For | For |
| 1.5 | Elect Director Ira J. Lamel | Management | For | For |
| 1.6 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.7 | Elect Director Thomas N. Secor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 15, 2017 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NOVELION THERAPEUTICS INC.
MEETING DATE: JUN 28, 2017 | TICKER: NVLN SECURITY ID: 67001K202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Mark Corrigan | Management | For | For |
| 1.3 | Elect Director Geoffrey Cox | Management | For | For |
| 1.4 | Elect Director Kevin Kotler | Management | For | For |
| 1.5 | Elect Director Jorge Plutzky | Management | For | For |
| 1.6 | Elect Director Stephen Sabba | Management | For | For |
| 1.7 | Elect Director Donald Stern | Management | For | For |
| 1.8 | Elect Director Mary Szela | Management | For | For |
| 1.9 | Elect Director John Thomas, Jr. | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NOVOCURE LIMITED
MEETING DATE: MAY 10, 2017 | TICKER: NVCR SECURITY ID: G6674U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
| 1.2 | Elect Director Kinyip Gabriel Leung | Management | For | Against |
| 1.3 | Elect Director Martin J. Madden | Management | For | For |
| 1.4 | Elect Director Gert Lennart Perlhagen | Management | For | Against |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 30, 2017 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Ricci | Management | For | For |
| 1.2 | Elect Director Robert J. Finocchio | Management | For | For |
| 1.3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.4 | Elect Director William H. Janeway | Management | For | For |
| 1.5 | Elect Director Mark R. Laret | Management | For | For |
| 1.6 | Elect Director Katharine A. Martin | Management | For | For |
| 1.7 | Elect Director Philip J. Quigley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | None | Against |
| |
|---|
NUMEREX CORP.
MEETING DATE: JUL 26, 2016 | TICKER: NMRX SECURITY ID: 67053A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.2 | Elect Director Brian Igoe | Management | For | For |
| 1.3 | Elect Director Sherrie G. McAvoy | Management | For | For |
| 1.4 | Elect Director Stratton J. Nicolaides | Management | For | For |
| 1.5 | Elect Director Jerry A. Rose | Management | For | For |
| 1.6 | Elect Director Andrew J. Ryan | Management | For | For |
| 1.7 | Elect Director Eric Singer | Management | For | For |
| 1.8 | Elect Director Marc Zionts | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NUTRACEUTICAL INTERNATIONAL CORPORATION
MEETING DATE: JAN 23, 2017 | TICKER: NUTR SECURITY ID: 67060Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Hinrichs | Management | For | For |
| 1.2 | Elect Director J. Kimo Esplin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUTRISYSTEM, INC.
MEETING DATE: MAY 10, 2017 | TICKER: NTRI SECURITY ID: 67069D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Director Paul Guyardo | Management | For | For |
| 1.3 | Elect Director Michael J. Hagan | Management | For | For |
| 1.4 | Elect Director Jay Herratti | Management | For | For |
| 1.5 | Elect Director Michael D. Mangan | Management | For | For |
| 1.6 | Elect Director Brian P. Tierney | Management | For | For |
| 1.7 | Elect Director Andrea M. Weiss | Management | For | For |
| 1.8 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 18, 2017 | TICKER: NUVA SECURITY ID: 670704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory T. Lucier | Management | For | For |
| 1b | Elect Director Leslie V. Norwalk | Management | For | For |
| 1c | Elect Director Michael D. O'Halleran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NV5 GLOBAL, INC.
MEETING DATE: JUN 10, 2017 | TICKER: NVEE SECURITY ID: 62945V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dickerson Wright | Management | For | For |
| 1.2 | Elect Director Alexander A. Hockman | Management | For | For |
| 1.3 | Elect Director Donald C. Alford | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Liss | Management | For | For |
| 1.5 | Elect Director William D. Pruitt | Management | For | For |
| 1.6 | Elect Director Gerald J. Salontai | Management | For | For |
| 1.7 | Elect Director Francois Tardan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 04, 2016 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.4 | Elect Director Richard W. Kramp | Management | For | For |
| 1.5 | Elect Director Gary R. Maharaj | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2017 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director William J. Miller | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JAN 27, 2017 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Offer by Qualcomm | Management | None | None |
| 3a | Elect Steve Mollenkopf as Executive Director | Management | For | For |
| 3b | Elect Derek K Aberle as Non-Executive Director | Management | For | For |
| 3c | Elect George S Davis as Non-Executive Director | Management | For | For |
| 3d | Elect Donald J Rosenberg as Non-Executive Director | Management | For | For |
| 3e | Elect Brian Modoff as Non-Executive Director | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5a | Approve Asset Sale Re: Offer by Qualcomm | Management | For | For |
| 5b | Approve Dissolution of NXP | Management | For | For |
| 6a | Amend Article Post-Acceptance Re: Offer by Qualcomm | Management | For | For |
| 6b | Amend Articles Post-Delisting Re: Offer by Qualcomm | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUN 01, 2017 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Discharge of Board Members | Management | For | For |
| 3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3.e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3.f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3.g | Reelect Ian Loring as Non-Executive Director | Management | For | For |
| 3.h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3.i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3.j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3.k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 4.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 4.b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4.a | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 25, 2017 | TICKER: NXTM SECURITY ID: 67072V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Heyward R. Donigan | Management | For | For |
| 1.3 | Elect Director Robert G. Funari | Management | For | For |
| 1.4 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.5 | Elect Director Earl R. Lewis | Management | For | For |
| 1.6 | Elect Director Jean K. Mixer | Management | For | For |
| 1.7 | Elect Director Craig W. Moore | Management | For | For |
| 1.8 | Elect Director Reid S. Perper | Management | For | For |
| 1.9 | Elect Director James J. Peters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NYMOX PHARMACEUTICAL CORPORATION
MEETING DATE: DEC 14, 2016 | TICKER: NYMX SECURITY ID: P73398102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul Averback, Randall Lanham, James G. Robinson, David Morse and Richard Cutler as Directors | Management | For | Withhold |
| 2 | Approve Thayer O'Neal as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Ratify All Acts of Directors | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 09, 2017 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Charles H. O'Reilly Jr. | Management | For | For |
| 1c | Elect Director Larry O'Reilly | Management | For | For |
| 1d | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director Paul R. Lederer | Management | For | For |
| 1h | Elect Director John R. Murphy | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
O2MICRO INTERNATIONAL LTD.
MEETING DATE: MAY 05, 2017 | TICKER: OIIM SECURITY ID: 67107W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Sterling Du as Director | Management | For | For |
| 1.b | Elect Chuan Chiung "Perry" Kuo as Director | Management | For | For |
| 1.c | Elect Teik Seng Tan as Director | Management | For | For |
| 2 | Elect Vijay Kumar as Director | Management | For | For |
| 3 | Approve Financial Statements and Auditor's Report | Management | For | For |
| 4 | Approve Appointment of Deloitte & Touche as Auditor | Management | For | For |
| |
|---|
OBALON THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: OBLN SECURITY ID: 67424L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Fisher | Management | For | Withhold |
| 1.2 | Elect Director Sharon Stevenson | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OBSEVA SA
MEETING DATE: JUN 13, 2017 | TICKER: OBSV SECURITY ID: H5861P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 4 | Approve Equity Incentive Plan | Management | For | Did Not Vote |
| 5.1 | Reelect Franciscus Verwiel as Director and Board Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Annette Clancy as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Barbara Duncan as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Jim Irvin Healy as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Ernest Loumaye as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Edward Mathers as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Rafaele Elisabete Tordjman as Director | Management | For | Did Not Vote |
| 5.8 | Reelect Jacky Vonderscher as Director | Management | For | Did Not Vote |
| 6.1 | Reappoint Annette Clancy as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Reappoint Jim Irvin Healy as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Reappoint Rafaele Elisabete Tordjman as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| 8 | Designate Perreard de Boccard as Independent Proxy | Management | For | Did Not Vote |
| 9.1 | Approve Remuneration of Board of Directors in the Amount of CHF 2 Million | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Executive Committee in the Amount of CHF 10 Million | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
OCEAN RIG UDW INC.
MEETING DATE: JUL 04, 2016 | TICKER: ORIG SECURITY ID: G66964100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Kokkodis | Management | For | Withhold |
| 1.2 | Elect Director Chrysoula Kandylidis | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Approve the Adoption of the Amended and Restated Memorandum and Articles of Association | Management | For | Against |
| |
|---|
OCEAN RIG UDW INC.
MEETING DATE: APR 24, 2017 | TICKER: ORIG SECURITY ID: G66964100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Economou | Management | For | For |
| 1.2 | Elect Director Michael Pearson | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Approve Increase in Authorized Share Capital | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
OCEAN SHORE HOLDING CO.
MEETING DATE: NOV 22, 2016 | TICKER: OSHC SECURITY ID: 67501R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
OCEANFIRST FINANCIAL CORP.
MEETING DATE: NOV 22, 2016 | TICKER: OCFC SECURITY ID: 675234108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
OCEANFIRST FINANCIAL CORP.
MEETING DATE: JUN 02, 2017 | TICKER: OCFC SECURITY ID: 675234108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Brady | Management | For | For |
| 1.2 | Elect Director Joseph J. Burke | Management | For | For |
| 1.3 | Elect Director Angelo Catania | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OCERA THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: OCRX SECURITY ID: 67552A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Linda S. Grais | Management | For | For |
| 1.3 | Elect Director Steven P. James | Management | For | For |
| 1.4 | Elect Director Nina Kjellson | Management | For | For |
| 1.5 | Elect Director Anne M. VanLent | Management | For | For |
| 1.6 | Elect Director Wendell Wierenga | Management | For | For |
| 1.7 | Elect Director Willard Dere | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OCLARO, INC.
MEETING DATE: NOV 18, 2016 | TICKER: OCLR SECURITY ID: 67555N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kendall Cowan | Management | For | For |
| 1.2 | Elect Director Joel A. Smith, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
OCONEE FEDERAL FINANCIAL CORP.
MEETING DATE: NOV 09, 2016 | TICKER: OFED SECURITY ID: 675607105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry B. Mays, Jr. | Management | For | For |
| 1.2 | Elect Director Cecil T. Sandifer, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
OCULAR THERAPEUTIX, INC.
MEETING DATE: JUN 01, 2017 | TICKER: OCUL SECURITY ID: 67576A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Heier | Management | For | Withhold |
| 1.2 | Elect Director Bruce A. Peacock | Management | For | Withhold |
| 1.3 | Elect Director Amarpreet Sawhney | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OCULUS INNOVATIVE SCIENCES, INC.
MEETING DATE: SEP 16, 2016 | TICKER: OCLS SECURITY ID: 67575P306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay Birnbaum | Management | For | For |
| 1b | Elect Director Jim Schutz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ODYSSEY MARINE EXPLORATION, INC.
MEETING DATE: JUN 06, 2017 | TICKER: OMEX SECURITY ID: 676118201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Abbott | Management | For | Withhold |
| 1.2 | Elect Director Mark D. Gordon | Management | For | For |
| 1.3 | Elect Director Mark B. Justh | Management | For | For |
| 1.4 | Elect Director James S. Pignatelli | Management | For | For |
| 1.5 | Elect Director Jon D. Sawyer | Management | For | For |
| 1.6 | Elect Director Gregory P. Stemm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ferlita, Walsh, Gonzalez & Rodriguez, P.A. as Auditors | Management | For | For |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: JUL 13, 2016 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director David M. Szymanski | Management | For | For |
| 1i | Elect Director Nigel Travis | Management | For | For |
| 1j | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OHIO VALLEY BANC CORP.
MEETING DATE: MAY 10, 2017 | TICKER: OVBC SECURITY ID: 677719106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly A. Canady | Management | For | For |
| 1.2 | Elect Director John G. Jones | Management | For | For |
| 1.3 | Elect Director Brent A. Saunders | Management | For | Withhold |
| 1.4 | Elect Director David W. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
OHR PHARMACEUTICAL, INC.
MEETING DATE: APR 14, 2017 | TICKER: OHRP SECURITY ID: 67778H200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director June S. Almenoff | Management | For | For |
| 1.2 | Elect Director Thomas M. Riedhammer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Malone Bailey, LLP as Auditors | Management | For | For |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ODFL SECURITY ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.4 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
| 1.6 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.7 | Elect Director John D. Kasarda | Management | For | For |
| 1.8 | Elect Director Leo H. Suggs | Management | For | For |
| 1.9 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OLD LINE BANCSHARES, INC.
MEETING DATE: MAY 24, 2017 | TICKER: OLBK SECURITY ID: 67984M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig E. Clark | Management | For | Withhold |
| 1.2 | Elect Director Gail D. Manuel | Management | For | For |
| 1.3 | Elect Director Gregory S. Proctor, Jr. | Management | For | For |
| 1.4 | Elect Director Suhas R. Shah | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
MEETING DATE: APR 27, 2017 | TICKER: ONB SECURITY ID: 680033107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan W. Braun | Management | For | For |
| 1.2 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.3 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.4 | Elect Director Jerome F. Henry, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Jones | Management | For | For |
| 1.6 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.8 | Elect Director James T. Morris | Management | For | For |
| 1.9 | Elect Director Randall T. Shepard | Management | For | For |
| 1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
| 1.11 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.12 | Elect Director Derrick J. Stewart | Management | For | For |
| 1.13 | Elect Director Katherine E. White | Management | For | For |
| 1.14 | Elect Director Linda E. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
OLD SECOND BANCORP, INC.
MEETING DATE: MAY 16, 2017 | TICKER: OSBC SECURITY ID: 680277100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Kane | Management | For | For |
| 1.2 | Elect Director John Ladowicz | Management | For | For |
| 1.3 | Elect Director Patti Temple Rocks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| |
|---|
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: OLLI SECURITY ID: 681116109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Fisch | Management | For | Withhold |
| 1.2 | Elect Director Richard Zannino | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OLYMPIC STEEL, INC.
MEETING DATE: APR 28, 2017 | TICKER: ZEUS SECURITY ID: 68162K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Siegal | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Donald R. McNeeley | Management | For | For |
| 1.4 | Elect Director Michael G. Rippey | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OMEGA FLEX, INC.
MEETING DATE: JUN 07, 2017 | TICKER: OFLX SECURITY ID: 682095104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Hoben | Management | For | For |
| 1.2 | Elect Director Mark F. Albino | Management | For | For |
| 2 | Ratify RSM US, LLP as Auditors | Management | For | For |
| |
|---|
OMEROS CORPORATION
MEETING DATE: JUN 16, 2017 | TICKER: OMER SECURITY ID: 682143102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Cable | Management | For | For |
| 1.2 | Elect Director Peter A. Demopulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 23, 2017 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sara J. White | Management | For | For |
| 1.2 | Elect Director Joanne B. Bauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: ON SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Atsushi Abe | Management | For | For |
| 1.2 | Elect Director Alan Campbell | Management | For | For |
| 1.3 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.4 | Elect Director Gilles Delfassy | Management | For | For |
| 1.5 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.6 | Elect Director Keith D. Jackson | Management | For | For |
| 1.7 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.8 | Elect Director Daryl A. Ostrander | Management | For | For |
| 1.9 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Amend Certificate of Incorporation to Eliminate Certain Restrictions on Removal of Directors | Management | For | For |
| 8 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ONCOMED PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: OMED SECURITY ID: 68234X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Perry A. Karsen | Management | For | For |
| 1.2 | Elect Director Rick E Winningham | Management | For | For |
| 1.3 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ONCONOVA THERAPEUTICS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ONTX SECURITY ID: 68232V306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry S. Bienen | Management | For | For |
| 1.2 | Elect Director Jerome E. Groopman | Management | For | For |
| 1.3 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.4 | Elect Director Ramesh Kumar | Management | For | For |
| 1.5 | Elect Director James J. Marino | Management | For | For |
| 1.6 | Elect Director Viren Mehta | Management | For | For |
| 1.7 | Elect Director E. Premkumar Reddy | Management | For | For |
| 1.8 | Elect Director Jack E. Stover | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: SEP 23, 2016 | TICKER: OTC SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Brian J. Jackman | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Stock Split | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| |
|---|
OPHTHOTECH CORPORATION
MEETING DATE: MAY 19, 2017 | TICKER: OPHT SECURITY ID: 683745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Ross | Management | For | For |
| 1.2 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OPKO HEALTH, INC.
MEETING DATE: JUN 15, 2017 | TICKER: OPK SECURITY ID: 68375N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip Frost | Management | For | Withhold |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | Withhold |
| 1.3 | Elect Director Steven D. Rubin | Management | For | Withhold |
| 1.4 | Elect Director Richard M. Krasno | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner | Management | For | Withhold |
| 1.6 | Elect Director John A. Paganelli | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.8 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OPUS BANK
MEETING DATE: MAY 11, 2017 | TICKER: OPB SECURITY ID: 684000102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen H. Gordon | Management | For | For |
| 1.2 | Elect Director Mark E. Schaffer | Management | For | Withhold |
| 1.3 | Elect Director Robert J. Shackleton | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: OSUR SECURITY ID: 68554V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronny B. Lancaster | Management | For | For |
| 1.2 | Elect Director Ronald H. Spair | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ORBCOMM INC.
MEETING DATE: APR 19, 2017 | TICKER: ORBC SECURITY ID: 68555P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.2 | Elect Director Timothy Kelleher | Management | For | For |
| 1.3 | Elect Director John Major | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ORBOTECH LTD.
MEETING DATE: SEP 12, 2016 | TICKER: ORBK SECURITY ID: M75253100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Yochai Richter as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Yehudit Bronicki as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Dan Falk as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Miron Kenneth as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Jacob Richter as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Eliezer Tokman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Reelect Shimon Ullman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.8 | Reelect Arie Weisberg as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 3 | Approve and Update the Compensation Policy of the Company | Management | For | For |
| 4 | Approve One-Time Equity Awards to Asher Levy, CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
ORBOTECH LTD.
MEETING DATE: JUN 29, 2017 | TICKER: ORBK SECURITY ID: M75253100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Yochai Richter as director until the end of the next annual meeting | Management | For | For |
| 1.2 | Reelect Yehudit Bronicki as director until the end of the next annual meeting | Management | For | For |
| 1.3 | Reelect Dan Falk as director until the end of the next annual meeting | Management | For | For |
| 1.4 | Reelect Miron Kenneth as director until the end of the next annual meeting | Management | For | For |
| 1.5 | Reelect Jacob Richter as director until the end of the next annual meeting | Management | For | For |
| 1.6 | Reelect Eliezer Tokman as director until the end of the next annual meeting | Management | For | For |
| 1.7 | Reelect Shimon Ullman as director until the end of the next annual meeting | Management | For | For |
| 1.8 | Reelect Arie Weisberg as director until the end of the next annual meeting | Management | For | For |
| 2.1 | Reelect Michael Anghel as external director for a three-year term | Management | For | For |
| 2.2 | Reelect Joseph Tenne as external director for a three-year term | Management | For | For |
| 3 | Reappoint Kesselman & Kesselman as auditors | Management | For | For |
| 4 | Discuss financial statements and the report of the board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUL 08, 2016 | TICKER: OREX SECURITY ID: 686164104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director David J. Endicott | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Issuance of Warrants/Convertible Debentures | Management | For | Against |
| |
|---|
ORIGIN AGRITECH LTD
MEETING DATE: APR 13, 2017 | TICKER: SEED SECURITY ID: G67828106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
MEETING DATE: NOV 22, 2016 | TICKER: ORIT SECURITY ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Harvey R. Hirschfeld | Management | For | For |
| 1.3 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ORRSTOWN FINANCIAL SERVICES, INC.
MEETING DATE: MAY 02, 2017 | TICKER: ORRF SECURITY ID: 687380105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Coy | Management | For | For |
| 1.2 | Elect Director Cindy J. Joiner | Management | For | For |
| 1.3 | Elect Director Eric A. Segal | Management | For | For |
| 1.4 | Elect Director Joel R. Zullinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
ORTHOFIX INTERNATIONAL N.V.
MEETING DATE: JUN 13, 2017 | TICKER: OFIX SECURITY ID: N6748L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luke Faulstick | Management | For | For |
| 1.2 | Elect Director James F. Hinrichs | Management | For | For |
| 1.3 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.4 | Elect Director Lilly Marks | Management | For | For |
| 1.5 | Elect Director Bradley R. Mason | Management | For | For |
| 1.6 | Elect Director Ronald A. Matricaria | Management | For | For |
| 1.7 | Elect Director Michael E. Paolucci | Management | For | For |
| 1.8 | Elect Director Maria Sainz | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OSI SYSTEMS, INC.
MEETING DATE: DEC 06, 2016 | TICKER: OSIS SECURITY ID: 671044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Ajay Mehra | Management | For | For |
| 1.3 | Elect Director Steven C. Good | Management | For | For |
| 1.4 | Elect Director Meyer Luskin | Management | For | For |
| 1.5 | Elect Director William F. Ballhaus | Management | For | For |
| 1.6 | Elect Director James B. Hawkins | Management | For | For |
| 1.7 | Elect Director Gerald Chizever | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OTONOMY, INC.
MEETING DATE: JUN 20, 2017 | TICKER: OTIC SECURITY ID: 68906L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vickie Capps | Management | For | Withhold |
| 1.2 | Elect Director Iain McGill | Management | For | For |
| 1.3 | Elect Director Heather Preston | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OTTER TAIL CORPORATION
MEETING DATE: APR 10, 2017 | TICKER: OTTR SECURITY ID: 689648103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Erickson | Management | For | For |
| 1.2 | Elect Director Nathan I. Partain | Management | For | For |
| 1.3 | Elect Director James B. Stake | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
OUTERWALL INC.
MEETING DATE: JUL 07, 2016 | TICKER: OUTR SECURITY ID: 690070107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Nora M. Denzel | Management | For | For |
| 1B | Elect Director Erik E. Prusch | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OVASCIENCE, INC.
MEETING DATE: JUN 08, 2017 | TICKER: OVAS SECURITY ID: 69014Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Aldrich | Management | For | For |
| 1.2 | Elect Director Mary Fisher | Management | For | For |
| 1.3 | Elect Director John Sexton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OVERSTOCK.COM, INC.
MEETING DATE: MAY 09, 2017 | TICKER: OSTK SECURITY ID: 690370101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allison H. Abraham | Management | For | For |
| 1.2 | Elect Director Saum Noursalehi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OXFORD IMMUNOTEC GLOBAL PLC
MEETING DATE: JUN 06, 2017 | TICKER: OXFD SECURITY ID: G6855A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Patrick J. Balthrop, Sr. | Management | For | For |
| 2 | Elect Director Patricia Randall | Management | For | For |
| 3 | Elect Director Herm Rosenman | Management | For | For |
| 4 | Approve Audit Committee's Appointment of Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
P.A.M. TRANSPORTATION SERVICES, INC.
MEETING DATE: APR 26, 2017 | TICKER: PTSI SECURITY ID: 693149106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.2 | Elect Director Daniel H. Cushman | Management | For | Withhold |
| 1.3 | Elect Director W. Scott Davis | Management | For | For |
| 1.4 | Elect Director Norman E. Harned | Management | For | For |
| 1.5 | Elect Director Franklin H. McLarty | Management | For | For |
| 1.6 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.7 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.8 | Elect Director Daniel C. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 25, 2017 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beth E. Ford | Management | For | For |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.4 | Elect Director Mark A. Schulz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
PACE HOLDINGS CORP.
MEETING DATE: MAR 01, 2017 | TICKER: PACE SECURITY ID: G6865N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | Against |
| A | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Approve Merger Agreement | Management | For | Against |
| 3A | Declassify the Board of Directors | Management | For | For |
| 3B | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | Against |
| 3C | Approve Stock Ownership Limitations | Management | For | Against |
| 3D | Amend Quorum Requirements | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
MEETING DATE: MAY 24, 2017 | TICKER: PACB SECURITY ID: 69404D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Milligan | Management | For | For |
| 1.2 | Elect Director Lucy Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: PCBK SECURITY ID: 69412V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACIFIC ETHANOL, INC.
MEETING DATE: JUN 15, 2017 | TICKER: PEIX SECURITY ID: 69423U305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Jones | Management | For | For |
| 1.2 | Elect Director Neil M. Koehler | Management | For | For |
| 1.3 | Elect Director Michael D. Kandris | Management | For | For |
| 1.4 | Elect Director Terry L. Stone | Management | For | For |
| 1.5 | Elect Director John L. Prince | Management | For | For |
| 1.6 | Elect Director Douglas L. Kieta | Management | For | For |
| 1.7 | Elect Director Larry D. Layne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
PACIFIC MERCANTILE BANCORP
MEETING DATE: MAY 17, 2017 | TICKER: PMBC SECURITY ID: 694552100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Romir Bosu | Management | For | For |
| 1.2 | Elect Director Edward J. Carpenter | Management | For | For |
| 1.3 | Elect Director Warren T. Finley | Management | For | For |
| 1.4 | Elect Director John D. Flemming | Management | For | For |
| 1.5 | Elect Director Michael P. Hoopis | Management | For | For |
| 1.6 | Elect Director Denis P. Kalscheur | Management | For | For |
| 1.7 | Elect Director David J. Munio | Management | For | For |
| 1.8 | Elect Director John Thomas | Management | For | For |
| 1.9 | Elect Director Thomas M. Vertin | Management | For | For |
| 1.10 | Elect Director Stephen P. Yost | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAR 27, 2017 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 31, 2017 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Carona | Management | For | For |
| 1.2 | Elect Director Ayad A. Fargo | Management | For | For |
| 1.3 | Elect Director Steven R. Gardner | Management | For | For |
| 1.4 | Elect Director Joseph L. Garrett | Management | For | For |
| 1.5 | Elect Director Jeff C. Jones | Management | For | For |
| 1.6 | Elect Director Simone F. Lagomarsino | Management | For | For |
| 1.7 | Elect Director Michael J. Morris | Management | For | For |
| 1.8 | Elect Director Michael E. Pfau | Management | For | For |
| 1.9 | Elect Director Zareh H. Sarrafian | Management | For | For |
| 1.10 | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 15, 2017 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tanya M. Acker | Management | For | For |
| 1.2 | Elect Director Paul R. Burke | Management | For | For |
| 1.3 | Elect Director Craig A. Carlson | Management | For | For |
| 1.4 | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Roger H. Molvar | Management | For | For |
| 1.8 | Elect Director James J. Pieczynski | Management | For | For |
| 1.9 | Elect Director Daniel B. Platt | Management | For | For |
| 1.10 | Elect Director Robert A. Stine | Management | For | For |
| 1.11 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
PAIN THERAPEUTICS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: PTIE SECURITY ID: 69562K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Z. Gussin | Management | For | Withhold |
| 1b | Elect Director Saira Ramasastry | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 09, 2017 | TICKER: PAAS SECURITY ID: 697900108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Michael Steinmann | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director David C. Press | Management | For | For |
| 1.7 | Elect Director Walter T. Segsworth | Management | For | For |
| 1.8 | Elect Director Gillian D. Winckler | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 27, 2017 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Olivia F. Kirtley | Management | For | For |
| 1c | Elect Director Laurette T. Koellner | Management | For | For |
| 1d | Elect Director Sonya E. Medina | Management | For | For |
| 1e | Elect Director John H. Schnatter | Management | For | For |
| 1f | Elect Director Mark S. Shapiro | Management | For | For |
| 1g | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PAPA MURPHY'S HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: FRSH SECURITY ID: 698814100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Shafer | Management | For | For |
| 1.2 | Elect Director L. David Mounts | Management | For | For |
| 1.3 | Elect Director Katherine L. Scherping | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
PARATEK PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: PRTK SECURITY ID: 699374302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Bigham | Management | For | For |
| 1.2 | Elect Director Robert S. Radie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PAREXEL INTERNATIONAL CORPORATION
MEETING DATE: DEC 08, 2016 | TICKER: PRXL SECURITY ID: 699462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher J. Lindop | Management | For | For |
| 1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PARK CITY GROUP, INC.
MEETING DATE: OCT 26, 2016 | TICKER: PCYG SECURITY ID: 700215304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall K. Fields | Management | For | For |
| 1.2 | Elect Director Robert W. Allen | Management | For | For |
| 1.3 | Elect Director William S. Kies, Jr. | Management | For | For |
| 1.4 | Elect Director Richard Juliano | Management | For | For |
| 1.5 | Elect Director Austin F. Noll, Jr. | Management | For | For |
| 1.6 | Elect Director Ronald C. Hodge | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Haynie & Company as Auditors | Management | For | For |
| |
|---|
PARK STERLING CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: PSTB SECURITY ID: 70086Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter C. Ayers | Management | For | For |
| 1.2 | Elect Director Jean E. Davis | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Kane | Management | For | For |
| 1.4 | Elect Director Kim S. Price | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: MAY 11, 2017 | TICKER: PKOH SECURITY ID: 700666100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward F. Crawford | Management | For | For |
| 1.2 | Elect Director John D. Grampa | Management | For | For |
| 1.3 | Elect Director Dan T. Moore, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PARKE BANCORP, INC.
MEETING DATE: APR 18, 2017 | TICKER: PKBK SECURITY ID: 700885106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Celestino R. Pennoni | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARKERVISION, INC.
MEETING DATE: AUG 12, 2016 | TICKER: PRKR SECURITY ID: 701354300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Parker | Management | For | Withhold |
| 1.2 | Elect Director William Hightower | Management | For | Withhold |
| 1.3 | Elect Director Nam Suh | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PARTNER COMMUNICATIONS COMPANY LTD.
MEETING DATE: SEP 28, 2016 | TICKER: PTNR SECURITY ID: 70211M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 2 | Discuss Auditor Fees | Management | None | None |
| 3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 4.1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 4.2 | Approve Directors' Compensation | Management | For | For |
| 4.2a | Vote FOR if you have personal interest or are a controlling shareholder, a "Senior Office Holder" or an "Institutional Investor"; otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | For |
| 4.3 | Approve Compensation of Osnat Ronen and Arie Steinberg as Directors | Management | For | For |
| 5 | Approve and Ratify Grant of Letter of Indemnification to Barak Pridor, Director | Management | For | For |
| 5a | Vote FOR if you have personal interest or are a controlling shareholder, a "Senior Office Holder" or an "Institutional Investor"; otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | For |
| 6 | Amend Articles of Association | Management | For | For |
| 6a | Vote FOR if you have personal interest or are a controlling shareholder, a "Senior Office Holder" or an "Institutional Investor"; otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | For |
| 7 | Issue Updated Indemnification Agreements to Directors/Officers | Management | For | For |
| 7a | Vote FOR if you have personal interest or are a controlling shareholder, a "Senior Office Holder" or an "Institutional Investor"; otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | For |
| 8 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 8a | Vote FOR if you have personal interest or are a controlling shareholder, a "Senior Office Holder" or an "Institutional Investor"; otherwise vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | For |
| 9 | Vote FOR If your holdings or your vote require the Minister of Communications' consent as defined in the company's license; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
PATRICK INDUSTRIES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: PATK SECURITY ID: 703343103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | Withhold |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Hassler | Management | For | For |
| 1.5 | Elect Director Michael A. Kitson | Management | For | Withhold |
| 1.6 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.7 | Elect Director M. Scott Welch | Management | For | Withhold |
| 1.8 | Elect Director Walter E. Wells | Management | For | Withhold |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PATRIOT TRANSPORTATION HOLDING, INC.
MEETING DATE: JAN 25, 2017 | TICKER: PATI SECURITY ID: 70338W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Anderson | Management | For | For |
| 1.2 | Elect Director Edward L. Baker | Management | For | For |
| 1.3 | Elect Director Thompson S. Baker, II | Management | For | For |
| 1.4 | Elect Director Luke E. Fichthorn, III | Management | For | For |
| 1.5 | Elect Director Charles D. Hyman | Management | For | For |
| 2 | Ratify Hancock Askew & Co., LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PATTERN ENERGY GROUP INC.
MEETING DATE: JUN 01, 2017 | TICKER: PEGI SECURITY ID: 70338P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Batkin | Management | For | For |
| 1.2 | Elect Director Patricia S. Bellinger | Management | For | For |
| 1.3 | Elect Director The Lord Browne of Madingley | Management | For | For |
| 1.4 | Elect Director Michael M. Garland | Management | For | For |
| 1.5 | Elect Director Douglas G. Hall | Management | For | For |
| 1.6 | Elect Director Michael B. Hoffman | Management | For | For |
| 1.7 | Elect Director Patricia M. Newson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PATTERSON COMPANIES, INC.
MEETING DATE: SEP 12, 2016 | TICKER: PDCO SECURITY ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director John D. Buck | Management | For | For |
| 1.3 | Elect Director Jody H. Feragen | Management | For | For |
| 1.4 | Elect Director Sarena S. Lin | Management | For | For |
| 1.5 | Elect Director Ellen A. Rudnick | Management | For | For |
| 1.6 | Elect Director Neil A. Schrimsher | Management | For | For |
| 1.7 | Elect Director Les C. Vinney | Management | For | For |
| 1.8 | Elect Director James W. Wiltz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 20, 2017 | TICKER: PTEN SECURITY ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: JUN 29, 2017 | TICKER: PTEN SECURITY ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Charles O. Buckner | Management | For | For |
| 1.3 | Elect Director Michael W. Conlon | Management | For | For |
| 1.4 | Elect Director William Andrew Hendricks, Jr. | Management | For | For |
| 1.5 | Elect Director Curtis W. Huff | Management | For | For |
| 1.6 | Elect Director Terry H. Hunt | Management | For | For |
| 1.7 | Elect Director Tiffany J. Thom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 12, 2016 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J.S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PAYLOCITY HOLDING CORPORATION
MEETING DATE: DEC 09, 2016 | TICKER: PCTY SECURITY ID: 70438V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
| 1.2 | Elect Director Andres D. Reiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| |
|---|
PC CONNECTION, INC.
MEETING DATE: MAY 17, 2017 | TICKER: CNXN SECURITY ID: 69318J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
| 1.2 | Elect Director David Hall | Management | For | Withhold |
| 1.3 | Elect Director Joseph Baute | Management | For | For |
| 1.4 | Elect Director David Beffa-Negrini | Management | For | Withhold |
| 1.5 | Elect Director Barbara Duckett | Management | For | For |
| 1.6 | Elect Director Jack Ferguson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PCM, INC.
MEETING DATE: AUG 01, 2016 | TICKER: PCMI SECURITY ID: 69323K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank F. Khulusi | Management | For | For |
| 1.2 | Elect Director Thomas A. Maloof | Management | For | For |
| 1.3 | Elect Director Ronald B. Reck | Management | For | For |
| 1.4 | Elect Director Paul C. Heeschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PCTEL, INC.
MEETING DATE: JUN 21, 2017 | TICKER: PCTI SECURITY ID: 69325Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Levy | Management | For | For |
| 1.2 | Elect Director Giacomo Marini | Management | For | For |
| 1.3 | Elect Director David A. Neumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: MAY 30, 2017 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Parke | Management | For | For |
| 1.2 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: MAY 30, 2017 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.2 | Elect Director Marco Iansiti | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: JUN 09, 2017 | TICKER: PDLI SECURITY ID: 69329Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director Paul W. Sandman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PDVWIRELESS, INC.
MEETING DATE: AUG 10, 2016 | TICKER: PDVW SECURITY ID: 69290R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. McAuley | Management | For | For |
| 1.2 | Elect Director Morgan E. O'Brien | Management | For | For |
| 1.3 | Elect Director John C. Pescatore | Management | For | For |
| 1.4 | Elect Director T. Clark Akers | Management | For | Withhold |
| 1.5 | Elect Director Andrew Daskalakis | Management | For | Withhold |
| 1.6 | Elect Director Peter G. Schiff | Management | For | Withhold |
| 1.7 | Elect Director John C. Sites | Management | For | For |
| 2 | Ratify PKF O'Connor Davies as Auditors | Management | For | For |
| |
|---|
PEAK RESORTS, INC.
MEETING DATE: OCT 24, 2016 | TICKER: SKIS SECURITY ID: 70469L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy D. Boyd | Management | For | Withhold |
| 1.2 | Elect Director Stephen J. Mueller | Management | For | Withhold |
| 1.3 | Elect Director Richard K. Deutsch | Management | For | Withhold |
| 1.4 | Elect Director Stanley W. Hansen | Management | For | Withhold |
| 1.5 | Elect Director Carl E. Kraus | Management | For | Withhold |
| 1.6 | Elect Director Christopher S. O'Connor | Management | For | For |
| 1.7 | Elect Director David W. Braswell | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Authorize New Class of Blank Check Preferred Stock | Management | For | Against |
| 5 | Approve Conversion of Securities | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
PEAPACK-GLADSTONE FINANCIAL CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: PGC SECURITY ID: 704699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Finn M. W. Caspersen, Jr. | Management | For | For |
| 1.2 | Elect Director Susan A. Cole | Management | For | For |
| 1.3 | Elect Director Anthony J. Consi, II | Management | For | For |
| 1.4 | Elect Director Richard Daingerfield | Management | For | For |
| 1.5 | Elect Director Edward A. Gramigna, Jr. | Management | For | For |
| 1.6 | Elect Director Douglas L. Kennedy | Management | For | For |
| 1.7 | Elect Director F. Duffield Meyercord | Management | For | For |
| 1.8 | Elect Director John D. Kissel | Management | For | For |
| 1.9 | Elect Director James R. Lamb | Management | For | For |
| 1.10 | Elect Director Philip W. Smith, III | Management | For | For |
| 1.11 | Elect Director Beth Welsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: JUN 21, 2017 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director Dianne Ledingham | Management | For | For |
| 1.5 | Elect Director James P. O'Halloran | Management | For | For |
| 1.6 | Elect Director Sharon Rowlands | Management | For | For |
| 1.7 | Elect Director Alan Trefler | Management | For | For |
| 1.8 | Elect Director Larry Weber | Management | For | For |
| 1.9 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PENDRELL CORPORATION
MEETING DATE: JUL 07, 2016 | TICKER: PCO SECURITY ID: 70686R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Nicolas Kauser | Management | For | For |
| 1.3 | Elect Director Craig O. McCaw | Management | For | For |
| 1.4 | Elect Director Lee E. Mikles | Management | For | For |
| 1.5 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.6 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.7 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PENDRELL CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: PCO SECURITY ID: 70686R302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Nicolas Kauser | Management | For | For |
| 1.3 | Elect Director Craig O. McCaw | Management | For | For |
| 1.4 | Elect Director Lee E. Mikles | Management | For | For |
| 1.5 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.6 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.7 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Going Dark Transaction | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 14, 2017 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Jane Scaccetti | Management | For | For |
| 1.3 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PENN VIRGINIA CORPORATION
MEETING DATE: MAY 03, 2017 | TICKER: PVAC SECURITY ID: 70788V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry Quarls | Management | For | For |
| 1.2 | Elect Director Darin G. Holderness | Management | For | For |
| 1.3 | Elect Director Marc McCarthy | Management | For | For |
| 1.4 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PENNS WOODS BANCORP, INC.
MEETING DATE: APR 25, 2017 | TICKER: PWOD SECURITY ID: 708430103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Furey, II | Management | For | For |
| 1.2 | Elect Director Richard A. Grafmyre | Management | For | For |
| 1.3 | Elect Director D. Michael Hawbaker | Management | For | For |
| 1.4 | Elect Director Brian L. Knepp | Management | For | For |
| 1.5 | Elect Director John G. Nackley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify S.R. Snodgrass, P.C. as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 20, 2017 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Barnes | Management | For | For |
| 1b | Elect Director Collin P. Baron | Management | For | For |
| 1c | Elect Director Kevin T. Bottomley | Management | For | For |
| 1d | Elect Director George P. Carter | Management | For | For |
| 1e | Elect Director William F. Cruger, Jr. | Management | For | For |
| 1f | Elect Director John K. Dwight | Management | For | For |
| 1g | Elect Director Jerry Franklin | Management | For | For |
| 1h | Elect Director Janet M. Hansen | Management | For | For |
| 1i | Elect Director Nancy McAllister | Management | For | For |
| 1j | Elect Director Mark W. Richards | Management | For | For |
| 1k | Elect Director Kirk W. Walters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Certificate of Incorporation Concerning Shareholder Nominations and Proposals | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PEOPLE'S UTAH BANCORP
MEETING DATE: MAY 17, 2017 | TICKER: PUB SECURITY ID: 712706209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Anderson | Management | For | Withhold |
| 1.2 | Elect Director Fred W. Fairclough, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Deborah S. Bayle | Management | For | For |
| 1.4 | Elect Director Jonathan B. Gunther | Management | For | For |
| 2 | Ratify Tanner LLC as Auditors | Management | For | For |
| |
|---|
PEOPLES BANCORP INC.
MEETING DATE: APR 27, 2017 | TICKER: PEBO SECURITY ID: 709789101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tara M. Abraham | Management | For | For |
| 1.2 | Elect Director James S. Huggins | Management | For | For |
| 1.3 | Elect Director Brooke W. James | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PEOPLES BANCORP OF NORTH CAROLINA, INC.
MEETING DATE: MAY 04, 2017 | TICKER: PEBK SECURITY ID: 710577107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Abernethy | Management | For | For |
| 1.2 | Elect Director Robert C. Abernethy | Management | For | For |
| 1.3 | Elect Director Douglas S. Howard | Management | For | For |
| 1.4 | Elect Director John W. Lineberger, Jr. | Management | For | For |
| 1.5 | Elect Director Gary E. Matthews | Management | For | For |
| 1.6 | Elect Director Billy L. Price, Jr. | Management | For | For |
| 1.7 | Elect Director Larry E. Robinson | Management | For | For |
| 1.8 | Elect Director William Gregory Terry | Management | For | For |
| 1.9 | Elect Director Dan Ray Timmerman, Sr. | Management | For | For |
| 1.10 | Elect Director Benjamin I. Zachary | Management | For | For |
| 2 | Ratify Elliott Davis Decosimo, PLLC as Auditors | Management | For | For |
| |
|---|
PEOPLES FINANCIAL SERVICES CORP.
MEETING DATE: MAY 20, 2017 | TICKER: PFIS SECURITY ID: 711040105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Keisling | Management | For | For |
| 1.2 | Elect Director Ronald G. Kukuchka | Management | For | For |
| 1.3 | Elect Director Robert W. Naismith | Management | For | For |
| 1.4 | Elect Director George H. Stover, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PEREGRINE PHARMACEUTICALS, INC.
MEETING DATE: OCT 13, 2016 | TICKER: PPHM SECURITY ID: 713661304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlton M. Johnson, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Steven W. King | Management | For | Withhold |
| 1.3 | Elect Director David H. Pohl | Management | For | Withhold |
| 1.4 | Elect Director Eric S. Swartz | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PERFICIENT, INC.
MEETING DATE: JUN 14, 2017 | TICKER: PRFT SECURITY ID: 71375U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.3 | Elect Director James R. Kackley | Management | For | For |
| 1.4 | Elect Director David S. Lundeen | Management | For | For |
| 1.5 | Elect Director Brian L. Matthews | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PERFORMANT FINANCIAL CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: PFMT SECURITY ID: 71377E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William D. Hansen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PERFUMANIA HOLDINGS, INC.
MEETING DATE: DEC 19, 2016 | TICKER: PERF SECURITY ID: 71376C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Nussdorf | Management | For | Withhold |
| 1.2 | Elect Director Michael W. Katz | Management | For | Withhold |
| 1.3 | Elect Director Joshua Angel | Management | For | For |
| 1.4 | Elect Director Joseph Bouhadana | Management | For | For |
| 1.5 | Elect Director Paul Garfinkle | Management | For | For |
| 1.6 | Elect Director Glenn H. Gopman | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERION NETWORK LTD.
MEETING DATE: SEP 26, 2016 | TICKER: PERI SECURITY ID: M78673106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | Against |
| 2 | Amend Articles of Association | Shareholder | Against | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
PERION NETWORK LTD.
MEETING DATE: JAN 05, 2017 | TICKER: PERI SECURITY ID: M78673106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Reelect Alan Gelman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1B | Reelect Dror Erez as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Elect Sarit Firon as Director for a Three-Year Term | Management | For | For |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are NOT a controlling shareholder or do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. | Management | None | For |
| |
|---|
PERION NETWORK LTD.
MEETING DATE: MAR 23, 2017 | TICKER: PERI SECURITY ID: M78673106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 2 | Approve Employment Terms of CEO | Management | For | Against |
| 3 | Approve amended compensation of directors including option grants | Management | For | For |
| 4 | Approve grant of options to board chairman | Management | For | For |
| A | Vote FOR if you are not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. | Management | None | Against |
| |
|---|
PERMA-FIX ENVIRONMENTAL SERVICES, INC.
MEETING DATE: JUL 28, 2016 | TICKER: PESI SECURITY ID: 714157203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis F. Centofanti | Management | For | For |
| 1.2 | Elect Director John M. Climaco | Management | For | For |
| 1.3 | Elect Director Gary Kugler | Management | For | For |
| 1.4 | Elect Director Jack Lahav | Management | For | For |
| 1.5 | Elect Director Joe R. Reeder | Management | For | For |
| 1.6 | Elect Director Larry M. Shelton | Management | For | For |
| 1.7 | Elect Director Mark A. Zwecker | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERRY ELLIS INTERNATIONAL, INC.
MEETING DATE: JUN 13, 2017 | TICKER: PERY SECURITY ID: 288853104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. David Scheiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PETMED EXPRESS, INC.
MEETING DATE: JUL 29, 2016 | TICKER: PETS SECURITY ID: 716382106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Menderes Akdag | Management | For | For |
| 1.2 | Elect Director Frank J. Formica | Management | For | Withhold |
| 1.3 | Elect Director Gian M. Fulgoni | Management | For | Withhold |
| 1.4 | Elect Director Ronald J. Korn | Management | For | Withhold |
| 1.5 | Elect Director Robert C. Schweitzer | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| |
|---|
PFSWEB, INC.
MEETING DATE: JUN 09, 2017 | TICKER: PFSW SECURITY ID: 717098206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Rosenzweig | Management | For | For |
| 1.2 | Elect Director Monica Luechtefeld | Management | For | For |
| 1.3 | Elect Director Michael C. Willoughby | Management | For | For |
| 1.4 | Elect Director Shinichi Nagakura | Management | For | For |
| 1.5 | Elect Director James F. Reilly | Management | For | For |
| 1.6 | Elect Director David I. Beatson | Management | For | For |
| 1.7 | Elect Director Peter J. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
PHIBRO ANIMAL HEALTH CORPORATION
MEETING DATE: NOV 07, 2016 | TICKER: PAHC SECURITY ID: 71742Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack C. Bendheim | Management | For | Withhold |
| 1.2 | Elect Director E. Thomas Corcoran | Management | For | Withhold |
| 1.3 | Elect Director George Gunn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PHOTOMEDEX, INC.
MEETING DATE: JAN 19, 2017 | TICKER: PHMD SECURITY ID: 719358400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Pell | Management | For | For |
| 1.2 | Elect Director Yoav Ben-Dror | Management | For | Withhold |
| 1.3 | Elect Director Dolev Rafaeli | Management | For | Withhold |
| 1.4 | Elect Director Dennis M. McGrath | Management | For | Withhold |
| 1.5 | Elect Director Stephen P. Connelly | Management | For | For |
| 2 | Ratify Fahn Kanne & Co. Grant Thornton Israel as Auditors | Management | For | For |
| 3 | Approve Sale of Company Assets | Management | For | For |
| 4 | Bundled Say on Pay/Golden Parachute Advisory Vote | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: MAR 07, 2017 | TICKER: PLAB SECURITY ID: 719405102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
| 1.3 | Elect Director Liang-Choo Hsia | Management | For | For |
| 1.4 | Elect Director Peter S. Kirlin | Management | For | For |
| 1.5 | Elect Director Constantine S. Macricostas | Management | For | For |
| 1.6 | Elect Director George Macricostas | Management | For | For |
| 1.7 | Elect Director Mitchell G. Tyson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: JUL 11, 2016 | TICKER: PICO SECURITY ID: 693366205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard B. Brownstein | Management | For | For |
| 1b | Elect Director Kenneth J. Slepicka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Change State of Incorporation from California to Delaware | Management | For | Against |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: MAY 04, 2017 | TICKER: PICO SECURITY ID: 693366205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Bylinsky | Management | For | For |
| 1b | Elect Director Andrew F. Cates | Management | For | For |
| 1c | Elect Director Daniel B. Silvers | Management | For | For |
| 1d | Elect Director Eric H. Speron | Management | For | For |
| 1e | Elect Director Maxim C.W. Webb | Management | For | For |
| 2 | Advisory (non-binding) Vote Approving the Combination of the Chairman of the Board of Directors and Chief Executive Officer Positions | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Change State of Incorporation from California to Delaware | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
PIERIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 30, 2017 | TICKER: PIRS SECURITY ID: 720795103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen S. Yoder | Management | For | Withhold |
| 1.2 | Elect Director Michael Richman | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
MEETING DATE: APR 28, 2017 | TICKER: PPC SECURITY ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
| 1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
| 1.4 | Elect Director William W. Lovette | Management | For | Withhold |
| 1.5 | Elect Director Andre Nogueira de Souza | Management | For | Withhold |
| 1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 2.1 | Elect Director David E. Bell | Management | For | For |
| 2.2 | Elect Director Michael L. Cooper | Management | For | For |
| 2.3 | Elect Director Charles Macaluso | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Implement a Water Quality Stewardship Policy | Shareholder | None | Abstain |
| 7 | Report on Steps Taken to Increase Board Diversity | Shareholder | None | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | None | For |
| |
|---|
PINGTAN MARINE ENTERPRISE LTD.
MEETING DATE: JAN 06, 2017 | TICKER: PME SECURITY ID: G7114V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xinrong Zhuo | Management | For | For |
| 1.2 | Elect Director Zengbiao Zhu | Management | For | Against |
| 2 | Approve Share Consolidation | Management | For | For |
| 3 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | Management | For | For |
| |
|---|
PINNACLE ENTERTAINMENT, INC.
MEETING DATE: MAY 01, 2017 | TICKER: PNK SECURITY ID: 72348Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles L. Atwood | Management | For | For |
| 1b | Elect Director Stephen C. Comer | Management | For | For |
| 1c | Elect Director Ron Huberman | Management | For | For |
| 1d | Elect Director James L. Martineau | Management | For | For |
| 1e | Elect Director Desiree Rogers | Management | For | For |
| 1f | Elect Director Carlos A. Ruisanchez | Management | For | For |
| 1g | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 1h | Elect Director Jaynie M. Studenmund | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
MEETING DATE: APR 18, 2017 | TICKER: PNFP SECURITY ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Brock | Management | For | For |
| 1.2 | Elect Director Renda J. Burkhart | Management | For | For |
| 1.3 | Elect Director Gregory L. Burns | Management | For | For |
| 1.4 | Elect Director Marty G. Dickens | Management | For | For |
| 1.5 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
| 1.6 | Elect Director Joseph C. Galante | Management | For | For |
| 1.7 | Elect Director Glenda Baskin Glover | Management | For | For |
| 1.8 | Elect Director David B. Ingram | Management | For | For |
| 1.9 | Elect Director Ed C. Loughry, Jr. | Management | For | For |
| 1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.11 | Elect Director Ronald L. Samuels | Management | For | For |
| 1.12 | Elect Director Reese L. Smith, III | Management | For | For |
| 1.13 | Elect Director Gary L. Scott | Management | For | For |
| 1.14 | Elect Director M. Terry Turner | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
MEETING DATE: JUN 12, 2017 | TICKER: PNFP SECURITY ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
PIXELWORKS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: PXLW SECURITY ID: 72581M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd A. DeBonis | Management | For | For |
| 1.2 | Elect Director C. Scott Gibson | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Richard L. Sanquini | Management | For | For |
| 1.5 | Elect Director David J. Tupman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PLANET PAYMENT, INC.
MEETING DATE: JUN 13, 2017 | TICKER: PLPM SECURITY ID: U72603118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl J. Williams | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
PLAYA HOTELS & RESORTS N.V.
MEETING DATE: JUN 21, 2017 | TICKER: PLYA SECURITY ID: N70544106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors and Auditors | Management | For | For |
| |
|---|
PLEXUS CORP.
MEETING DATE: FEB 15, 2017 | TICKER: PLXS SECURITY ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | Withhold |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | Withhold |
| 1.4 | Elect Director Joann M. Eisenhart | Management | For | Withhold |
| 1.5 | Elect Director Dean A. Foate | Management | For | For |
| 1.6 | Elect Director Rainer Jueckstock | Management | For | Withhold |
| 1.7 | Elect Director Peter Kelly | Management | For | For |
| 1.8 | Elect Director Todd P. Kelsey | Management | For | For |
| 1.9 | Elect Director Michael V. Schrock | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PLUG POWER INC.
MEETING DATE: JUN 28, 2017 | TICKER: PLUG SECURITY ID: 72919P202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lucas P. Schneider | Management | For | For |
| 1.2 | Elect Director Gregory B. Graves | Management | For | For |
| 1.3 | Elect Director Douglas T. Hickey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Issuance of Restricted Stock Upon the Exercise of Warrant | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PLUMAS BANCORP
MEETING DATE: MAY 17, 2017 | TICKER: PLBC SECURITY ID: 729273102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Coldani | Management | For | For |
| 1.2 | Elect Director William E. Elliott | Management | For | For |
| 1.3 | Elect Director Gerald W. Fletcher | Management | For | For |
| 1.4 | Elect Director John Flournoy | Management | For | For |
| 1.5 | Elect Director Robert J. McClintock | Management | For | For |
| 1.6 | Elect Director Terrance J. Reeson | Management | For | For |
| 1.7 | Elect Director Andrew J. Ryback | Management | For | For |
| 1.8 | Elect Director Daniel E. West | Management | For | For |
| 2 | Ratify Vavrinek, Trine, Day & Company, LLP as Auditors | Management | For | For |
| |
|---|
PLURISTEM THERAPEUTICS INC.
MEETING DATE: MAY 25, 2017 | TICKER: PSTI SECURITY ID: 72940R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zami Aberman | Management | For | Against |
| 1.2 | Elect Director Israel Ben-Yoram | Management | For | For |
| 1.3 | Elect Director Isaac Braun | Management | For | For |
| 1.4 | Elect Director Mark Germain | Management | For | For |
| 1.5 | Elect Director Moria Kwiat | Management | For | Against |
| 1.6 | Elect Director Hava Meretzki | Management | For | Against |
| 1.7 | Elect Director Nachum Rosman | Management | For | For |
| 1.8 | Elect Director Doron Shorrer | Management | For | Against |
| 1.9 | Elect Director Yaky Yanay | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| |
|---|
POINTS INTERNATIONAL LTD.
MEETING DATE: MAY 04, 2017 | TICKER: PTS SECURITY ID: 730843208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernay Box | Management | For | For |
| 1.2 | Elect Director Christopher Barnard | Management | For | For |
| 1.3 | Elect Director Michael Beckerman | Management | For | For |
| 1.4 | Elect Director Douglas Carty | Management | For | For |
| 1.5 | Elect Director Bruce Croxon | Management | For | For |
| 1.6 | Elect Director Robert MacLean | Management | For | For |
| 1.7 | Elect Director John Thompson | Management | For | For |
| 1.8 | Elect Director David Adams | Management | For | For |
| 1.9 | Elect Director Charles Gillman | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
POLARITYTE, INC.
MEETING DATE: MAR 10, 2017 | TICKER: COOL SECURITY ID: 731094108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Change of Control as a Result of Private Placement | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
POLYCOM, INC.
MEETING DATE: SEP 02, 2016 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew W. Code | Management | For | For |
| 1b | Elect Director Timothy M. Graven | Management | For | For |
| 1c | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1d | Elect Director Harlan F. Seymour | Management | For | For |
| 1e | Elect Director Robert C. Sledd | Management | For | For |
| 1f | Elect Director John E. Stokely | Management | For | For |
| 1g | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POPULAR, INC.
MEETING DATE: APR 26, 2017 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | For |
| 1b | Elect Director C. Kim Goodwin | Management | For | For |
| 1c | Elect Director William J. Teuber, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2017 | TICKER: PTLA SECURITY ID: 737010108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 1.3 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
POTBELLY CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: PBPB SECURITY ID: 73754Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bassi | Management | For | For |
| 1.2 | Elect Director Marla Gottschalk | Management | For | For |
| 1.3 | Elect Director Aylwin Lewis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
POTLATCH CORPORATION
MEETING DATE: MAY 01, 2017 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John S. Moody | Management | For | For |
| 1b | Elect Director Lawrence S. Peiros | Management | For | For |
| 1c | Elect Director Linda M. Breard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POWELL INDUSTRIES, INC.
MEETING DATE: FEB 22, 2017 | TICKER: POWL SECURITY ID: 739128106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene L. Butler | Management | For | For |
| 1.2 | Elect Director Christopher E. Cragg | Management | For | For |
| 1.3 | Elect Director Bonnie V. Hancock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Arienzo | Management | For | For |
| 1.2 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.3 | Elect Director Alan D. Bickell | Management | For | For |
| 1.4 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.5 | Elect Director William L. George | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.8 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PRA GROUP, INC.
MEETING DATE: JUN 01, 2017 | TICKER: PRAA SECURITY ID: 69354N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Nussle | Management | For | For |
| 1.2 | Elect Director Scott M. Tabakin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PRA HEALTH SCIENCES, INC.
MEETING DATE: JUN 01, 2017 | TICKER: PRAH SECURITY ID: 69354M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colin Shannon | Management | For | Withhold |
| 1.2 | Elect Director James C. Momtazee | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PRANA BIOTECHNOLOGY LTD
MEETING DATE: NOV 17, 2016 | TICKER: PBT SECURITY ID: 739727204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Brian Meltzer as Director | Management | For | Against |
| 3 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| |
|---|
PREFERRED BANK
MEETING DATE: MAY 30, 2017 | TICKER: PFBC SECURITY ID: 740367404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne Wu | Management | For | For |
| 1.2 | Elect Director William C.Y. Cheng | Management | For | For |
| 1.3 | Elect Director Chih-Wei Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Crowe Horwath, LLP as Auditors | Management | For | For |
| |
|---|
PREFORMED LINE PRODUCTS COMPANY
MEETING DATE: MAY 09, 2017 | TICKER: PLPC SECURITY ID: 740444104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew D. Frymier | Management | For | For |
| 1.2 | Elect Director Richard R. Gascoigne | Management | For | For |
| 1.3 | Elect Director Maegan A. Ruhlman | Management | For | Withhold |
| 1.4 | Elect Director Robert G. Ruhlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PREMIER FINANCIAL BANCORP, INC.
MEETING DATE: JUN 21, 2017 | TICKER: PFBI SECURITY ID: 74050M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toney K. Adkins | Management | For | For |
| 1.2 | Elect Director Philip E. Cline | Management | For | For |
| 1.3 | Elect Director Harry M. Hatfield | Management | For | For |
| 1.4 | Elect Director Lloyd G. Jackson, II | Management | For | For |
| 1.5 | Elect Director Keith F. Molihan | Management | For | For |
| 1.6 | Elect Director Marshall T. Reynolds | Management | For | For |
| 1.7 | Elect Director Neal W. Scaggs | Management | For | For |
| 1.8 | Elect Director Robert W. Walker | Management | For | For |
| 1.9 | Elect Director Thomas W. Wright | Management | For | For |
| 2 | Ratify Crowe Horwath, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PREMIER, INC.
MEETING DATE: DEC 02, 2016 | TICKER: PINC SECURITY ID: 74051N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan D. DeVore | Management | For | Withhold |
| 1.2 | Elect Director Jody R. Davids | Management | For | For |
| 1.3 | Elect Director Peter S. Fine | Management | For | Withhold |
| 1.4 | Elect Director David H. Langstaff | Management | For | For |
| 1.5 | Elect Director Marvin R. O'Quinn | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRGX GLOBAL, INC.
MEETING DATE: JUN 27, 2017 | TICKER: PRGX SECURITY ID: 69357C503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Costello | Management | For | For |
| 1.2 | Elect Director William F. Kimble | Management | For | For |
| 1.3 | Elect Director Matthew A. Drapkin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: FEB 01, 2017 | TICKER: PSMT SECURITY ID: 741511109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | Withhold |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | Withhold |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Leon C. Janks | Management | For | Withhold |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Gary Malino | Management | For | For |
| 1.8 | Elect Director Pierre Mignault | Management | For | Withhold |
| 1.9 | Elect Director Robert E. Price | Management | For | For |
| 1.10 | Elect Director Edgar Zurcher | Management | For | Withhold |
| |
|---|
PRIMEENERGY CORPORATION
MEETING DATE: JUN 06, 2017 | TICKER: PNRG SECURITY ID: 74158E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverly A. Cummings | Management | For | Withhold |
| 1.2 | Elect Director Charles E. Drimal, Jr. | Management | For | Withhold |
| 1.3 | Elect Director H. Gifford Fong | Management | For | Withhold |
| 1.4 | Elect Director Thomas S. T. Gimbel | Management | For | Withhold |
| 1.5 | Elect Director Clint Hurt | Management | For | Withhold |
| 1.6 | Elect Director Jan K. Smeets | Management | For | Withhold |
| 1.7 | Elect Director Ebersole Gaines Wehrle | Management | For | Withhold |
| |
|---|
PRIMO WATER CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: PRMW SECURITY ID: 74165N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Billy D. Prim | Management | For | For |
| 1.2 | Elect Director Jack C. Kilgore | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
PRIMORIS SERVICES CORPORATION
MEETING DATE: MAY 05, 2017 | TICKER: PRIM SECURITY ID: 74164F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Tinstman | Management | For | For |
| 1.2 | Elect Director David L. King | Management | For | Withhold |
| 1.3 | Elect Director John P. Schauerman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Moss Adams, LLP as Auditors | Management | For | For |
| |
|---|
PRIVATEBANCORP, INC.
MEETING DATE: MAY 12, 2017 | TICKER: PVTB SECURITY ID: 742962103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
PROFIRE ENERGY, INC.
MEETING DATE: SEP 15, 2016 | TICKER: PFIE SECURITY ID: 74316X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenton W. Hatch | Management | For | For |
| 1.2 | Elect Director Harold Albert | Management | For | For |
| 1.3 | Elect Director Ronald R. Spoehel | Management | For | Withhold |
| 1.4 | Elect Director Daren J. Shaw | Management | For | Withhold |
| 1.5 | Elect Director Arlen B. Crouch | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PROFIRE ENERGY, INC.
MEETING DATE: JUN 15, 2017 | TICKER: PFIE SECURITY ID: 74316X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenton W. Hatch | Management | For | For |
| 1.2 | Elect Director Harold Albert | Management | For | For |
| 1.3 | Elect Director Ronald R. Spoehel | Management | For | Withhold |
| 1.4 | Elect Director Daren J. Shaw | Management | For | Withhold |
| 1.5 | Elect Director Arlen B. Crouch | Management | For | Withhold |
| 2 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2017 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Crowley | Management | For | For |
| 1.2 | Elect Director Mark R. Baker | Management | For | For |
| 1.3 | Elect Director Bradley L. Campbell | Management | For | For |
| 1.4 | Elect Director Karen J. Ferrante | Management | For | For |
| 1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.6 | Elect Director David A. Scheinberg | Management | For | For |
| 1.7 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: JUN 15, 2017 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Dacier | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Rainer Gawlick | Management | For | For |
| 1.4 | Elect Director Yogesh Gupta | Management | For | For |
| 1.5 | Elect Director Charles F. Kane | Management | For | For |
| 1.6 | Elect Director David A. Krall | Management | For | For |
| 1.7 | Elect Director Michael L. Mark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PROOFPOINT, INC.
MEETING DATE: JUN 01, 2017 | TICKER: PFPT SECURITY ID: 743424103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | Withhold |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PROQR THERAPEUTICS NV
MEETING DATE: MAY 10, 2017 | TICKER: PRQR SECURITY ID: N71542109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Reelect Antoine Papiernik to Supervisory Board | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 15 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger Plus Additional 15 Percent for Stock option Plans | Management | For | Against |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
PROTAGONIST THERAPEUTICS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: PTGX SECURITY ID: 74366E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie Papanek | Management | For | Withhold |
| 1.2 | Elect Director Dinesh V. Patel | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PROTEON THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: PRTO SECURITY ID: 74371L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Canute | Management | For | Withhold |
| 1.2 | Elect Director Tim Haines | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PROTEOSTASIS THERAPEUTICS, INC.
MEETING DATE: JUL 14, 2016 | TICKER: PTI SECURITY ID: 74373B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. James Barrett | Management | For | Withhold |
| 1.2 | Elect Director Franklin M. Berger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 17, 2017 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lars G. Ekman | Management | For | For |
| 1b | Elect Director Gene G. Kinney | Management | For | For |
| 1c | Elect Director Dennis J. Selkoe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Authorize Issuance of Equity Securities with Preemptive Rights | Management | For | Against |
| 6 | Authorize Issuance of Equity Securities without Preemptive Rights | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
PROVIDENT BANCORP, INC.
MEETING DATE: SEP 15, 2016 | TICKER: PVBC SECURITY ID: 74383X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Bosen | Management | For | Withhold |
| 1.2 | Elect Director David P. Mansfield | Management | For | Withhold |
| 1.3 | Elect Director Lisa DeStefano | Management | For | Withhold |
| 1.4 | Elect Director James A. DeLeo | Management | For | For |
| 2 | Ratify Whittlesey & Hadley, P.C. as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PROVIDENT BANCORP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: PVBC SECURITY ID: 74383X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. DeLeo | Management | For | For |
| 1.2 | Elect Director Laurie H. Knapp | Management | For | Withhold |
| 1.3 | Elect Director Richard L. Peeke | Management | For | Withhold |
| 2 | Ratify Whittlesey & Hadley, P.C. as Auditors | Management | For | For |
| |
|---|
PROVIDENT FINANCIAL HOLDINGS, INC.
MEETING DATE: NOV 17, 2016 | TICKER: PROV SECURITY ID: 743868101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Barr | Management | For | For |
| 1.2 | Elect Director Bruce W. Bennett | Management | For | For |
| 1.3 | Elect Director Debbi H. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PRUDENTIAL BANCORP, INC.
MEETING DATE: DEC 19, 2016 | TICKER: PBIP SECURITY ID: 74431A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
PRUDENTIAL BANCORP, INC.
MEETING DATE: FEB 23, 2017 | TICKER: PBIP SECURITY ID: 74431A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis V. Mulcahy | Management | For | For |
| 1.2 | Elect Director Dennis Pollack | Management | For | For |
| 2 | Ratify S.R. Snodgrass, P.C. as Auditors | Management | For | For |
| |
|---|
PSIVIDA CORP.
MEETING DATE: DEC 12, 2016 | TICKER: PSDV SECURITY ID: 74440J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Mazzo | Management | For | For |
| 1.2 | Elect Director Nancy Lurker | Management | For | For |
| 1.3 | Elect Director Michael Rogers | Management | For | For |
| 1.4 | Elect Director Douglas Godshall | Management | For | For |
| 1.5 | Elect Director James Barry | Management | For | For |
| 1.6 | Elect Director Jay Duker | Management | For | For |
| 2 | Approve Stock Option Grant and Restricted Stock Unit Grant to Nancy Lurker | Management | For | For |
| 3.1 | Approve Stock Option Grant to David J. Mazzo | Management | For | For |
| 3.2 | Approve Stock Option Grant to Michael Rogers | Management | For | For |
| 3.3 | Approve Stock Option Grant to Douglas Godshall | Management | For | For |
| 3.4 | Approve Stock Option Grant to James Barry | Management | For | For |
| 3.5 | Approve Stock Option Grant to Jay Duker | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PSIVIDA CORP.
MEETING DATE: JUN 27, 2017 | TICKER: PSDV SECURITY ID: 74440J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify the Past Issuance of 5.10 Million Shares to Investors | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
PSYCHEMEDICS CORPORATION
MEETING DATE: MAY 04, 2017 | TICKER: PMD SECURITY ID: 744375205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond C. Kubacki | Management | For | For |
| 1.2 | Elect Director A. Clinton Allen | Management | For | For |
| 1.3 | Elect Director Harry Connick | Management | For | For |
| 1.4 | Elect Director Walter S. Tomenson, Jr. | Management | For | For |
| 1.5 | Elect Director Fred J. Weinert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 01, 2017 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip M. Fernandez | Management | For | For |
| 1.3 | Elect Director Donald K. Grierson | Management | For | For |
| 1.4 | Elect Director James E. Heppelmann | Management | For | For |
| 1.5 | Elect Director Klaus Hoehn | Management | For | For |
| 1.6 | Elect Director Paul A. Lacy | Management | For | For |
| 1.7 | Elect Director Robert P. Schechter | Management | For | For |
| 1.8 | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 09, 2017 | TICKER: PTCT SECURITY ID: 69366J200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PULSE BIOSCIENCES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: PLSE SECURITY ID: 74587B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Darrin R. Uecker | Management | For | For |
| 1b | Elect Director Robert M. Levande | Management | For | For |
| 1c | Elect Director Mitchell E. Levinson | Management | For | For |
| 1d | Elect Director Robert J. Greenberg | Management | For | For |
| 1e | Elect Director Thierry B. Thaure | Management | For | For |
| 1f | Elect Director Maky Zanganeh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Ratify Gumbiner Savett Inc. as Auditors | Management | For | For |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 12, 2017 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Jay M. Moyes | Management | For | Withhold |
| 1.3 | Elect Director Adrian M. Senderowicz | Management | For | Withhold |
| 1.4 | Elect Director Troy E. Wilson | Management | For | For |
| 1.5 | Elect Director Frank E. Zavrl | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PURE CYCLE CORPORATION
MEETING DATE: JAN 18, 2017 | TICKER: PCYO SECURITY ID: 746228303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Harding | Management | For | For |
| 1.2 | Elect Director Harrison H. Augur | Management | For | For |
| 1.3 | Elect Director Patrick J. Beirne | Management | For | For |
| 1.4 | Elect Director Arthur G. Epker, III | Management | For | For |
| 1.5 | Elect Director Richard L. Guido | Management | For | For |
| 1.6 | Elect Director Peter C. Howell | Management | For | For |
| 2 | Ratify GHP Horwath, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QAD INC.
MEETING DATE: JUN 13, 2017 | TICKER: QADA SECURITY ID: 74727D207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Karl F. Lopker | Management | For | Withhold |
| 1b | Elect Director Pamela M. Lopker | Management | For | Withhold |
| 1c | Elect Director Scott J. Adelson | Management | For | For |
| 1d | Elect Director Lee D. Roberts | Management | For | For |
| 1e | Elect Director Leslie J. Stretch | Management | For | For |
| 1f | Elect Director Peter R. van Cuylenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QAD INC.
MEETING DATE: JUN 13, 2017 | TICKER: QADA SECURITY ID: 74727D306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Karl F. Lopker | Management | For | Withhold |
| 1b | Elect Director Pamela M. Lopker | Management | For | Withhold |
| 1c | Elect Director Scott J. Adelson | Management | For | For |
| 1d | Elect Director Lee D. Roberts | Management | For | For |
| 1e | Elect Director Leslie J. Stretch | Management | For | For |
| 1f | Elect Director Peter R. van Cuylenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QCR HOLDINGS, INC.
MEETING DATE: MAY 12, 2017 | TICKER: QCRH SECURITY ID: 74727A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Peterson | Management | For | For |
| 1.2 | Elect Director George T. Ralph, III | Management | For | For |
| 1.3 | Elect Director Marie Z. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: OCT 26, 2016 | TICKER: QGEN SECURITY ID: N72482107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Decrease Share Capital with Repayment to Shareholders | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 21, 2017 | TICKER: QGEN SECURITY ID: N72482123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3.a | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 3.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8.a | Reelect Stephane Bancel to Supervisory Board | Management | For | For |
| 8.b | Elect Hakan Bjorklund to Supervisory Board | Management | For | For |
| 8.c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8.d | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8.e | Reelect Ross Levine to Supervisory Board | Management | For | For |
| 8.f | Reelect Elaine Mardis to Supervisory Board | Management | For | For |
| 8.g | Reelect Lawrence Rosen to Supervisory Board | Management | For | For |
| 8.h | Reelect Elizabeth Tallett to Supervisory Board | Management | For | For |
| 9.a | Reelect Peer Schatz to Management Board | Management | For | For |
| 9.b | Reelect Roland Sackers to Management Board | Management | For | For |
| 10 | Ratify KPMG as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
QIWI PLC
MEETING DATE: JUN 02, 2017 | TICKER: QIWI SECURITY ID: 74735M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A.1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| A.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| B.1 | Ratify Auditors | Management | For | For |
| B.2 | Approve Remuneration of External Auditors | Management | For | For |
| C.1.A | Elect Rohinton Minoo Kalifa as Director | Management | None | For |
| C.1.B | Elect Marcus James Rhodes as Director | Management | None | For |
| C.1.C | Elect Osama Bedier as Director | Management | None | For |
| C.2.A | Elect Boris Kim as Director | Management | None | For |
| C.2.B | Elect Sergey Solonin as Director | Management | None | For |
| C.2.C | Elect Elena Budnik as Director | Management | None | For |
| C.2.D | Elect Evgeny Dankevich as Director | Management | None | For |
| D.1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| D.2 | Approve Remuneration of Executive Directors | Management | For | For |
| E | Amend Company Bylaws | Management | For | For |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: AUG 17, 2016 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
QLT INC.
MEETING DATE: NOV 07, 2016 | TICKER: QLTI SECURITY ID: 746927102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2.1 | Elect Director Mary T. Szela | Management | For | For |
| 2.2 | Elect Director Donald K. Stern | Management | For | For |
| 2.3 | Elect Director Anne VanLent | Management | For | For |
| 2.4 | Elect Director Sandford D. Smith | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
QORVO, INC.
MEETING DATE: AUG 03, 2016 | TICKER: QRVO SECURITY ID: 74736K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 07, 2017 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Thomas W. Horton | Management | For | For |
| 1d | Elect Director Paul E. Jacobs | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| |
|---|
QUALITY SYSTEMS, INC.
MEETING DATE: AUG 16, 2016 | TICKER: QSII SECURITY ID: 747582104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. ('Rusty') Frantz | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.3 | Elect Director George H. Bristol | Management | For | For |
| 1.4 | Elect Director James C. Malone | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Margolis | Management | For | For |
| 1.6 | Elect Director Morris Panner | Management | For | For |
| 1.7 | Elect Director D. Russell Pflueger | Management | For | For |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
QUALYS, INC.
MEETING DATE: JUN 05, 2017 | TICKER: QLYS SECURITY ID: 74758T303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Dixon | Management | For | For |
| 1.2 | Elect Director Peter Pace | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUANTENNA COMMUNICATIONS, INC.
MEETING DATE: JUN 09, 2017 | TICKER: QTNA SECURITY ID: 74766D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Frank | Management | For | For |
| 1.2 | Elect Director Sam Heidari | Management | For | Withhold |
| 1.3 | Elect Director Harold Hughes | Management | For | Withhold |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
QUICKLOGIC CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: QUIK SECURITY ID: 74837P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Thomas Hart | Management | For | For |
| 1.2 | Elect Director Christine Russell | Management | For | For |
| 1.3 | Elect Director Brian C. Faith | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 16, 2017 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Mary Lake Polan | Management | For | For |
| 1.5 | Elect Director Jack W. Schuler | Management | For | For |
| 1.6 | Elect Director Charles P. Slacik | Management | For | For |
| 1.7 | Elect Director Kenneth J. Widder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUINPARIO ACQUISITION CORP. 2
MEETING DATE: JAN 19, 2017 | TICKER: QPAC SECURITY ID: 74874U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Extend the Termination Date to July 24, 2017 | Management | For | Against |
| 2 | If you wish to Exercise your Conversion Rights, you should vote FOR this proposal. If you wish not to Exercise your Conversion Rights, you should vote AGAINST | Management | None | Against |
| |
|---|
QUINSTREET, INC.
MEETING DATE: OCT 28, 2016 | TICKER: QNST SECURITY ID: 74874Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Huizinga | Management | For | For |
| 1.2 | Elect Director David Pauldine | Management | For | For |
| 1.3 | Elect Director James Simons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUMU CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: QUMU SECURITY ID: 749063103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vern Hanzlik | Management | For | For |
| 1.2 | Elect Director Robert F. Olson | Management | For | For |
| 1.3 | Elect Director Daniel R. Fishback | Management | For | For |
| 1.4 | Elect Director Thomas F. Madison | Management | For | For |
| 1.5 | Elect Director Kimberly K. Nelson | Management | For | For |
| 1.6 | Elect Director Donald T. Netter | Management | For | For |
| 1.7 | Elect Director Justin A. Orlando | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QUNAR CAYMAN ISLANDS LIMITED
MEETING DATE: FEB 24, 2017 | TICKER: QUNR SECURITY ID: 74906P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Authorize the Board to do All Things Necessary to Give Effect to Merger Agreement | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
QUOTIENT LIMITED
MEETING DATE: OCT 28, 2016 | TICKER: QTNT SECURITY ID: G73268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul Cowan | Management | For | For |
| 2 | Elect Director Thomas Bologna | Management | For | For |
| 3 | Elect Director Frederick Hallsworth | Management | For | For |
| 4 | Elect Director Brian McDonough | Management | For | For |
| 5 | Elect Director Sarah O'Connor | Management | For | For |
| 6 | Elect Director Heino von Prondzynski | Management | For | For |
| 7 | Elect Director Zubeen Shroff | Management | For | For |
| 8 | Elect Director John Wilkerson | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RA PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: RARX SECURITY ID: 74933V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas A. Treco | Management | For | Withhold |
| 1.2 | Elect Director Edward T. Mathers | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RADCOM LTD.
MEETING DATE: AUG 16, 2016 | TICKER: RDCM SECURITY ID: M81865111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Zohar Zisapel as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Matty Karp as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Rachel (Heli) Bennun as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Uri Har as External Director for a Three-Year Period | Management | For | For |
| 2.2 | Reelect Irit Hillel as External Director for a Three-Year Period | Management | For | For |
| 3 | Amend Article 39(c) of the Articles of Association | Management | For | Against |
| 4 | Approve Directors' Remuneration | Management | For | Against |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Approve Employment Terms of Yaron Ravkaie, CEO | Management | For | Against |
| 7 | Approve Cash Bonus to Rachel (Heli) Bennun, Active Chairwomen | Management | For | For |
| 8 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| |
|---|
RADISYS CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: RSYS SECURITY ID: 750459109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald de Lange | Management | For | For |
| 1.2 | Elect Director Brian Bronson | Management | For | For |
| 1.3 | Elect Director Hubert de Pesquidoux | Management | For | For |
| 1.4 | Elect Director C. Scott Gibson | Management | For | For |
| 1.5 | Elect Director Michael G. Hluchyj | Management | For | For |
| 1.6 | Elect Director M. Niel Ransom | Management | For | For |
| 1.7 | Elect Director Vincent H. Tobkin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RADIUS HEALTH, INC.
MEETING DATE: JUN 07, 2017 | TICKER: RDUS SECURITY ID: 750469207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willard H. Dere | Management | For | Withhold |
| 1.2 | Elect Director Kurt C. Graves | Management | For | Withhold |
| 1.3 | Elect Director Anthony Rosenberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RADNET, INC.
MEETING DATE: JUN 08, 2017 | TICKER: RDNT SECURITY ID: 750491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard G. Berger | Management | For | For |
| 1.2 | Elect Director Marvin S. Cadwell | Management | For | For |
| 1.3 | Elect Director John V. Crues, III | Management | For | For |
| 1.4 | Elect Director Norman R. Hames | Management | For | For |
| 1.5 | Elect Director Lawrence L. Levitt | Management | For | For |
| 1.6 | Elect Director Michael L. Sherman | Management | For | For |
| 1.7 | Elect Director David L. Swartz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Other Business | Management | For | Against |
| |
|---|
RADWARE LTD.
MEETING DATE: OCT 06, 2016 | TICKER: RDWR SECURITY ID: M81873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Roy Zisapel as Director Until the 2019 Annual Meeting | Management | For | For |
| 1.2 | Reelect Joel Maryles as Director Until the 2019 Annual Meeting | Management | For | For |
| 2 | Reelect Yair Tauman as External Director for a Three-Year Term | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and 2015 Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 20, 2017 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald Black | Management | For | For |
| 1.2 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.3 | Elect Director Eric Stang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RAND LOGISTICS, INC.
MEETING DATE: SEP 08, 2016 | TICKER: RLOG SECURITY ID: 752182105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | If Proposal 1 is Approved: Elect Director Edward Levy | Management | For | For |
| 2.2 | If Proposal 1 is Approved: Elect Director Michael D. Lundin | Management | For | For |
| 2.3 | If Proposal 1 is Approved: Elect Director John Binion | Management | For | For |
| 2.4 | If Proposal 1 is Approved: Elect Director James K. Thompson | Management | For | For |
| 2.5 | If Proposal 1 is Approved: Elect Director Laurence S. Levy | Management | For | For |
| 2.6 | If Proposal 1 is Approved: Elect Director H. Cabot Lodge, III | Management | For | For |
| 2.7 | If Proposal 1 is Approved: Elect Director Robert K. Kurz | Management | For | For |
| 3.1 | If Proposal 1 is Not Approved: Elect Director Edward Levy | Management | For | For |
| 3.2 | If Proposal 1 is Not Approved: Elect Director Michael D. Lundin | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 02, 2017 | TICKER: RRS SECURITY ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| |
|---|
RAPID7, INC.
MEETING DATE: JUN 12, 2017 | TICKER: RPD SECURITY ID: 753422104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Benjamin Holzman | Management | For | Withhold |
| 1.3 | Elect Director Tom Schodorf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Against |
| |
|---|
RAVEN INDUSTRIES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: RAVN SECURITY ID: 754212108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Andringa | Management | For | For |
| 1.2 | Elect Director David L. Chicoine | Management | For | For |
| 1.3 | Elect Director Thomas S. Everist | Management | For | For |
| 1.4 | Elect Director Mark E. Griffin | Management | For | For |
| 1.5 | Elect Director Kevin T. Kirby | Management | For | For |
| 1.6 | Elect Director Marc E. LeBaron | Management | For | For |
| 1.7 | Elect Director Daniel A. Rykhus | Management | For | For |
| 1.8 | Elect Director Heather A. Wilson *Withdrawn Resolution* | Management | None | None |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| |
|---|
RBC BEARINGS INCORPORATED
MEETING DATE: SEP 12, 2016 | TICKER: ROLL SECURITY ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell I. Quain | Management | For | Withhold |
| 1.2 | Elect Director Edward D. Stewart | Management | For | Withhold |
| 1.3 | Elect Director Thomas J. O'Brien | Management | For | Withhold |
| 1.4 | Elect Director Daniel A. Bergeron | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
RCI HOSPITALITY HOLDINGS, INC.
MEETING DATE: AUG 09, 2016 | TICKER: RICK SECURITY ID: 74934Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric S. Langan | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Watters | Management | For | Withhold |
| 1.3 | Elect Director Steven L. Jenkins | Management | For | Withhold |
| 1.4 | Elect Director Nour-Dean Anakar | Management | For | Withhold |
| 1.5 | Elect Director Travis Reese | Management | For | Withhold |
| 1.6 | Elect Director Luke Lirot | Management | For | Withhold |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
REAL INDUSTRY, INC.
MEETING DATE: MAY 18, 2017 | TICKER: RELY SECURITY ID: 75601W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.2 | Elect Director Patrick Deconinck | Management | For | For |
| 1.3 | Elect Director William Hall | Management | For | For |
| 1.4 | Elect Director Patrick E. Lamb | Management | For | For |
| 1.5 | Elect Director Raj Maheshwari | Management | For | For |
| 1.6 | Elect Director Joseph McIntosh | Management | For | For |
| 1.7 | Elect Director Kyle Ross | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REALNETWORKS, INC.
MEETING DATE: SEP 19, 2016 | TICKER: RNWK SECURITY ID: 75605L708
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher R. Jones | Management | For | For |
| 1.2 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.3 | Elect Director Dominique Trempont | Management | For | For |
| 1.4 | Elect Director Bruce A. Jaffe | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: JUN 01, 2017 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 1.3 | Elect Director Charles F. Kane | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REATA PHARMACEUTICALS, INC.
MEETING DATE: SEP 14, 2016 | TICKER: RETA SECURITY ID: 75615P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Warren Huff | Management | For | Withhold |
| 1.2 | Elect Director Jack B. Nielsen | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
REATA PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: RETA SECURITY ID: 75615P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Bass | Management | For | Withhold |
| 1.2 | Elect Director R. Kent McGaughy, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RECRO PHARMA, INC.
MEETING DATE: MAY 12, 2017 | TICKER: REPH SECURITY ID: 75629F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred Altomari | Management | For | For |
| 1.2 | Elect Director William L. Ashton | Management | For | For |
| 1.3 | Elect Director Michael Berelowitz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RED ROBIN GOURMET BURGERS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: RRGB SECURITY ID: 75689M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Aiken | Management | For | For |
| 1b | Elect Director Cambria W. Dunaway | Management | For | For |
| 1c | Elect Director Kalen F. Holmes | Management | For | For |
| 1d | Elect Director Richard J. Howell | Management | For | For |
| 1e | Elect Director Glenn B. Kaufman | Management | For | For |
| 1f | Elect Director Steven K. Lumpkin | Management | For | For |
| 1g | Elect Director Pattye L. Moore | Management | For | For |
| 1h | Elect Director Stuart I. Oran | Management | For | For |
| 1i | Elect Director Denny Marie Post | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
REDHILL BIOPHARMA LTD.
MEETING DATE: MAY 11, 2017 | TICKER: RDHL SECURITY ID: 757468103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kesselman & Kesselmanas Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Reelect Dror Ben-Asher as Director | Management | For | For |
| 3 | Reelect Rick D. Scruggs as Director | Management | For | For |
| 4 | Elect Nicholas A. Weinstein as Director | Management | For | For |
| 5 | Reelect Ofer Tsimchi as Director | Management | For | For |
| 6 | Reelect Nurit Benjamini as Director | Management | For | For |
| 7 | Amend Articles Re: Composition of Board of Directors | Management | For | For |
| 8 | Amend Articles Re: Board-Related Matters | Management | For | For |
| 9 | Amend Articles of Association Re: Voting and Registration Requirements | Management | For | For |
| 10 | Approve Dror Ben-Asher's Serving as Chairman and CEO | Management | For | For |
| 10a | Vote FOR if you are a controlling shareholder or have a personal interest in item 10 as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 11 | Approve Employment Terms of Dror Ben-Asher as the Company's Chairman and CEO | Management | For | Against |
| 11a | Vote FOR if you are a controlling shareholder or have a personal interest in item 11 as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 12 | Approve Equity Grants to Certain Non-Executive Directors | Management | For | Against |
| 13 | Approve Amendment to Stock Option Plan | Management | For | Against |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 09, 2017 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bonnie L. Bassler | Management | For | For |
| 1.2 | Elect Director N. Anthony Coles | Management | For | For |
| 1.3 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 1.6 | Elect Director Huda Y. Zoghbi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REGENXBIO INC.
MEETING DATE: MAY 24, 2017 | TICKER: RGNX SECURITY ID: 75901B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Hayden, Jr. | Management | For | Withhold |
| 1.2 | Elect Director A.N. 'Jerry' Karabelas | Management | For | Withhold |
| 1.3 | Elect Director Daniel Tasse | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
REGULUS THERAPEUTICS INC.
MEETING DATE: JUN 01, 2017 | TICKER: RGLS SECURITY ID: 75915K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Mark G. Foletta | Management | For | For |
| 1.3 | Elect Director Joseph P. Hagan | Management | For | For |
| 1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.5 | Elect Director William H. Rastetter | Management | For | For |
| 1.6 | Elect Director Hugh Rosen | Management | For | For |
| 1.7 | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
REIS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: REIS SECURITY ID: 75936P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd Lynford | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RENASANT CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: RNST SECURITY ID: 75970E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall H. Dickerson | Management | For | For |
| 1.2 | Elect Director R. Rick Hart | Management | For | For |
| 1.3 | Elect Director Richard L. Heyer, Jr. | Management | For | For |
| 1.4 | Elect Director J. Niles McNeel | Management | For | For |
| 1.5 | Elect Director Michael D. Shmerling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify HORNE, LLP as Auditors | Management | For | For |
| |
|---|
RENEWABLE ENERGY GROUP, INC.
MEETING DATE: MAY 08, 2017 | TICKER: REGI SECURITY ID: 75972A301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey Stroburg | Management | For | For |
| 1b | Elect Director Christopher D. Sorrells | Management | For | For |
| 1c | Elect Director Peter J. M. Harding | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Removal of Common Stock Issuance Restrictions | Management | For | Against |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: JUN 08, 2017 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Mark E. Speese | Management | For | Did Not Vote |
| 1.2 | Elect Director Jeffery M. Jackson | Management | For | Did Not Vote |
| 1.3 | Elect Director Leonard H. Roberts | Management | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Jeffrey J. Brown | Shareholder | For | For |
| 1.2 | Elect Director Mitchell E. Fadel | Shareholder | For | Withhold |
| 1.3 | Elect Director Christopher B. Hetrick | Shareholder | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.3 | Elect Director John G. Cox | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Glenn P. Muir | Management | For | For |
| 1.6 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 1.7 | Elect Director Tony J. Hunt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
| 7 | Amend Bylaws | Management | For | For |
| |
|---|
REPUBLIC BANCORP, INC.
MEETING DATE: APR 20, 2017 | TICKER: RBCAA SECURITY ID: 760281204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Greenberg | Management | For | Withhold |
| 1.2 | Elect Director Michael T. Rust | Management | For | For |
| 1.3 | Elect Director R. Wayne Stratton | Management | For | For |
| 1.4 | Elect Director Susan Stout Tamme | Management | For | For |
| 1.5 | Elect Director A. Scott Trager | Management | For | For |
| 1.6 | Elect Director Steven E. Trager | Management | For | For |
| 1.7 | Elect Director Mark A. Vogt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
REPUBLIC FIRST BANCORP, INC.
MEETING DATE: APR 20, 2017 | TICKER: FRBK SECURITY ID: 760416107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry D. Madonna | Management | For | For |
| 1.2 | Elect Director Brian P. Tierney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
RESEARCH FRONTIERS INCORPORATED
MEETING DATE: JUN 08, 2017 | TICKER: REFR SECURITY ID: 760911107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Darryl Daigle | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
RESOURCE AMERICA, INC.
MEETING DATE: AUG 25, 2016 | TICKER: REXI SECURITY ID: 761195205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
RESOURCES CONNECTION, INC.
MEETING DATE: OCT 20, 2016 | TICKER: RECN SECURITY ID: 76122Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Cherbak | Management | For | For |
| 1b | Elect Director Neil F. Dimick | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
MEETING DATE: APR 25, 2017 | TICKER: ROIC SECURITY ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | Withhold |
| 1.3 | Elect Director Edward H. Meyer | Management | For | Withhold |
| 1.4 | Elect Director Lee S. Neibart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | Withhold |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RETAILMENOT, INC.
MEETING DATE: APR 27, 2017 | TICKER: SALE SECURITY ID: 76132B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C. Thomas Ball | Management | For | For |
| 1.2 | Elect Director Eric A. Korman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETROPHIN, INC.
MEETING DATE: MAY 17, 2017 | TICKER: RTRX SECURITY ID: 761299106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Timothy Coughlin | Management | For | For |
| 1.3 | Elect Director Roy D. Baynes | Management | For | For |
| 1.4 | Elect Director John W. Kozarich | Management | For | For |
| 1.5 | Elect Director Gary Lyons | Management | For | For |
| 1.6 | Elect Director Jeffrey Meckler | Management | For | For |
| 1.7 | Elect Director John A. Orwin | Management | For | For |
| 1.8 | Elect Director Ron Squarer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify BDO USA LLP as Auditors | Management | For | For |
| |
|---|
REVANCE THERAPEUTICS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: RVNC SECURITY ID: 761330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Daniel Browne | Management | For | Withhold |
| 1b | Elect Director Robert Byrnes | Management | For | Withhold |
| 1c | Elect Director Philip J. Vickers | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
REVOLUTION LIGHTING TECHNOLOGIES, INC.
MEETING DATE: MAY 02, 2017 | TICKER: RVLT SECURITY ID: 76155G206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.2 | Elect Director James A. DePalma | Management | For | For |
| 1.3 | Elect Director William D. Ingram | Management | For | For |
| 1.4 | Elect Director Dennis McCarthy | Management | For | For |
| 1.5 | Elect Director Stephen G. Virtue | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REWALK ROBOTICS LTD.
MEETING DATE: JUN 27, 2017 | TICKER: RWLK SECURITY ID: M8216Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Wayne Weisman as Director for a Three-Year Term | Management | For | For |
| 1b | Reelect Aryeh (Arik) Dan as Director for a Three-Year Term | Management | For | For |
| 2a | Reelect Glenn Muir as External Director for a Three-Year Term | Management | For | For |
| 2b | Reelect John William Poduska as External Director for a Three-Year Term | Management | For | For |
| 3 | Ratify Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Ratify grant of equity award to CEO | Management | For | Against |
| 5 | Approve Employment Terms of CEO | Management | For | For |
| 6 | Ratify Equity Award Exchange | Management | For | For |
| 7 | Ratify CEO's Participation in One-Time Equity Award Exchange Program | Management | For | For |
| 8a | Approve Compensation of Non-Employee, Non External Directors | Management | For | For |
| 8b | Approve Compensation of External Directors | Management | For | For |
| 9 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | Against |
| |
|---|
REX ENERGY CORPORATION
MEETING DATE: MAY 05, 2017 | TICKER: REXX SECURITY ID: 761565100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lance T. Shaner | Management | For | For |
| 1.2 | Elect Director Thomas C. Stabley | Management | For | For |
| 1.3 | Elect Director Jack N. Aydin | Management | For | For |
| 1.4 | Elect Director John A. Lombardi | Management | For | For |
| 1.5 | Elect Director Eric L. Mattson | Management | For | For |
| 1.6 | Elect Director John J. Zak | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
RICHARDSON ELECTRONICS, LTD.
MEETING DATE: OCT 04, 2016 | TICKER: RELL SECURITY ID: 763165107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Richardson | Management | For | For |
| 1.2 | Elect Director Paul J. Plante | Management | For | For |
| 1.3 | Elect Director Jacques Belin | Management | For | For |
| 1.4 | Elect Director James Benham | Management | For | For |
| 1.5 | Elect Director Kenneth Halverson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2017 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter H. Moos | Management | For | For |
| 1b | Elect Director Raul R. Rodriguez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RIGHTSIDE GROUP, LTD.
MEETING DATE: JUN 02, 2017 | TICKER: NAME SECURITY ID: 76658B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diane M. Irvine | Management | For | For |
| 1.2 | Elect Director Robert J. Majteles | Management | For | For |
| 1.3 | Elect Director Taryn J. Naidu | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RIGNET, INC.
MEETING DATE: MAY 03, 2017 | TICKER: RNET SECURITY ID: 766582100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Brent K. Whittington | Management | For | For |
| 1.8 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.9 | Elect Director Steven E. Pickett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCKET FUEL INC.
MEETING DATE: JUN 13, 2017 | TICKER: FUEL SECURITY ID: 773111109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director John J. Lewis | Management | For | For |
| 1B | Elect Director Monte Zweben | Management | For | Against |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ROCKWELL MEDICAL, INC.
MEETING DATE: JUN 01, 2017 | TICKER: RMTI SECURITY ID: 774374102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Elect Director David T. Domzalski | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| 5 | Ratify Plante & Moran, PLLC as Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Proxy Card) |
| 1 | Elect Director Mark H. Ravich | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | Against | Against |
| 5 | Ratify Plante & Moran, PLLC as Auditors | Management | None | For |
| |
|---|
ROCKY BRANDS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: RCKY SECURITY ID: 774515100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Brooks | Management | For | For |
| 1.2 | Elect Director Glenn E. Corlett | Management | For | For |
| 1.3 | Elect Director Harley E. Rouda, Jr. | Management | For | For |
| 1.4 | Elect Director James L. Stewart | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Schneider Downs & Co., Inc as Auditors | Management | For | For |
| |
|---|
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
MEETING DATE: AUG 19, 2016 | TICKER: RMCF SECURITY ID: 77467X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin E. Crail | Management | For | For |
| 1.2 | Elect Director Lee N. Mortenson | Management | For | For |
| 1.3 | Elect Director Bryan J. Merryman | Management | For | For |
| 1.4 | Elect Director Gerald A. Kien | Management | For | For |
| 1.5 | Elect Director Clyde Wm. Engle | Management | For | For |
| 1.6 | Elect Director Scott G. Capdevielle | Management | For | For |
| 2 | Ratify EKS&H LLLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: SEP 07, 2016 | TICKER: ROVI SECURITY ID: 779376102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
MEETING DATE: MAY 24, 2017 | TICKER: RBPAA SECURITY ID: 780081105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 16, 2016 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Hayes | Management | For | For |
| 1b | Elect Director Ronald J. Vance | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
RPX CORPORATION
MEETING DATE: JUL 08, 2016 | TICKER: RPXC SECURITY ID: 74972G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Amster | Management | For | For |
| 1.2 | Elect Director Steven L. Fingerhood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RPX CORPORATION
MEETING DATE: JUN 13, 2017 | TICKER: RPXC SECURITY ID: 74972G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelby W. Bonnie | Management | For | For |
| 1.2 | Elect Director Sanford R. Robertson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RTI SURGICAL, INC.
MEETING DATE: MAY 16, 2017 | TICKER: RTIX SECURITY ID: 74975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Camille Farhat | Management | For | For |
| 1.2 | Elect Director Peter F. Gearen | Management | For | For |
| 1.3 | Elect Director Thomas A. McEachin | Management | For | For |
| 1.4 | Elect Director Jonathon M. Singer | Management | For | For |
| 1.5 | Elect Director Mark D. Stolper | Management | For | For |
| 1.6 | Elect Director Paul G. Thomas | Management | For | For |
| 1.7 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 1.8 | Elect Director Shirley A. Weis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: MAY 03, 2017 | TICKER: RBCN SECURITY ID: 78112T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4a | Elect Director Susan M. Westphal | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: RUSHA SECURITY ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director Thomas A. Akin | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Raymond J. Chess | Management | For | For |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Kennon H. Guglielmo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: RUSHA SECURITY ID: 781846308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director Thomas A. Akin | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Raymond J. Chess | Management | For | For |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Kennon H. Guglielmo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael P. O'Donnell | Management | For | For |
| 1b | Elect Director Robin P. Selati | Management | For | For |
| 1c | Elect Director Giannella Alvarez | Management | For | For |
| 1d | Elect Director Mary L. Baglivo | Management | For | For |
| 1e | Elect Director Carla R. Cooper | Management | For | For |
| 1f | Elect Director Bannus B. Hudson | Management | For | For |
| 1g | Elect Director Robert S. Merritt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
S&T BANCORP, INC.
MEETING DATE: MAY 15, 2017 | TICKER: STBA SECURITY ID: 783859101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd D. Brice | Management | For | For |
| 1.2 | Elect Director Michael J. Donnelly | Management | For | For |
| 1.3 | Elect Director James T. Gibson | Management | For | For |
| 1.4 | Elect Director Jeffrey D. Grube | Management | For | For |
| 1.5 | Elect Director Jerry D. Hostetter | Management | For | For |
| 1.6 | Elect Director Frank W. Jones | Management | For | For |
| 1.7 | Elect Director Robert E. Kane | Management | For | For |
| 1.8 | Elect Director David L. Krieger | Management | For | For |
| 1.9 | Elect Director James C. Miller | Management | For | For |
| 1.10 | Elect Director Frank J. Palermo, Jr. | Management | For | For |
| 1.11 | Elect Director Christine J. Toretti | Management | For | For |
| 1.12 | Elect Director Charles G. Urtin | Management | For | For |
| 1.13 | Elect Director Steven J. Weingarten | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 20, 2017 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SABRE CORPORATION
MEETING DATE: MAY 24, 2017 | TICKER: SABR SECURITY ID: 78573M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Renee James | Management | For | Withhold |
| 1.2 | Elect Director Gary Kusin | Management | For | Withhold |
| 1.3 | Elect Director Sean Menke | Management | For | For |
| 1.4 | Elect Director Greg Mondre | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
SAFETY INSURANCE GROUP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: SAFT SECURITY ID: 78648T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. Brussard | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: SAGE SECURITY ID: 78667J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael F. Cola | Management | For | Against |
| 1B | Elect Director Jeffrey M. Jonas | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAIA, INC.
MEETING DATE: APR 27, 2017 | TICKER: SAIA SECURITY ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Gainor, Jr. | Management | For | For |
| 1.2 | Elect Director Randolph W. Melville | Management | For | For |
| 1.3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SALEM MEDIA GROUP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: SALM SECURITY ID: 794093104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stuart W. Epperson | Management | For | For |
| 1b | Elect Director Edward G. Atsinger, III | Management | For | For |
| 1c | Elect Director Roland S. Hinz | Management | For | For |
| 1d | Elect Director Richard A. Riddle | Management | For | For |
| 1e | Elect Director Jonathan Venverloh | Management | For | For |
| 1f | Elect Director James Keet Lewis | Management | For | For |
| 1g | Elect Director Eric H. Halvorson | Management | For | For |
| 1h | Elect Director Edward C. Atsinger | Management | For | For |
| 1i | Elect Director Stuart W. Epperson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
SANDERSON FARMS, INC.
MEETING DATE: FEB 09, 2017 | TICKER: SAFM SECURITY ID: 800013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lampkin Butts | Management | For | For |
| 1.2 | Elect Director Beverly Hogan | Management | For | For |
| 1.3 | Elect Director Phil K. Livingston | Management | For | For |
| 1.4 | Elect Director Joe F. Sanderson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Phase Out Use of Medically Important Antibiotics For Growth Promotion and Disease Prevention | Shareholder | Against | Abstain |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 03, 2017 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Pamela A. Little | Management | For | For |
| 1.3 | Elect Director James J. Maiwurm | Management | For | For |
| 1.4 | Elect Director Craig A. Ruppert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SANGAMO THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2017 | TICKER: SGMO SECURITY ID: 800677106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Stewart Parker | Management | For | For |
| 1.2 | Elect Director Robert F. Carey | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director Alexander D. Macrae | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director Saira Ramasastry | Management | For | For |
| 1.7 | Elect Director William R. Ringo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SANMINA CORPORATION
MEETING DATE: MAR 06, 2017 | TICKER: SANM SECURITY ID: 801056102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Clarke | Management | For | For |
| 1b | Elect Director Eugene A. Delaney | Management | For | For |
| 1c | Elect Director John P. Goldsberry | Management | For | For |
| 1d | Elect Director Rita S. Lane | Management | For | For |
| 1e | Elect Director Joseph G. Licata, Jr. | Management | For | For |
| 1f | Elect Director Mario M. Rosati | Management | For | For |
| 1g | Elect Director Wayne Shortridge | Management | For | For |
| 1h | Elect Director Jure Sola | Management | For | For |
| 1i | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: SRPT SECURITY ID: 803607100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: JAN 12, 2017 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: SBAC SECURITY ID: 78410G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SCANSOURCE, INC.
MEETING DATE: DEC 01, 2016 | TICKER: SCSC SECURITY ID: 806037107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Fischer | Management | For | For |
| 1.2 | Elect Director Michael L. Baur | Management | For | For |
| 1.3 | Elect Director Peter C. Browning | Management | For | For |
| 1.4 | Elect Director Michael J. Grainger | Management | For | For |
| 1.5 | Elect Director John P. Reilly | Management | For | For |
| 1.6 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SCHNITZER STEEL INDUSTRIES, INC.
MEETING DATE: JAN 25, 2017 | TICKER: SCHN SECURITY ID: 806882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayland R. Hicks | Management | For | For |
| 1.2 | Elect Director Judith A. Johansen | Management | For | For |
| 1.3 | Elect Director Tamara L. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHOLASTIC CORPORATION
MEETING DATE: SEP 21, 2016 | TICKER: SCHL SECURITY ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director John L. Davies | Management | For | For |
| |
|---|
SCICLONE PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: SCLN SECURITY ID: 80862K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon S. Saxe | Management | For | For |
| 1.2 | Elect Director Friedhelm Blobel | Management | For | For |
| 1.3 | Elect Director Nancy T. Chang | Management | For | For |
| 1.4 | Elect Director Richard J. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregg A. Lapointe | Management | For | For |
| 1.6 | Elect Director Simon Li | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: SGMS SECURITY ID: 80874P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.3 | Elect Director Richard M. Haddrill | Management | For | For |
| 1.4 | Elect Director M. Gavin Isaacs | Management | For | For |
| 1.5 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.6 | Elect Director Gerald J. Ford | Management | For | Withhold |
| 1.7 | Elect Director David L. Kennedy | Management | For | For |
| 1.8 | Elect Director Paul M. Meister | Management | For | For |
| 1.9 | Elect Director Gabrielle K. McDonald | Management | For | For |
| 1.10 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.11 | Elect Director Michael J. Regan | Management | For | Withhold |
| 1.12 | Elect Director Frances F. Townsend | Management | For | For |
| 1.13 | Elect Director Viet D. Dinh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: JUL 26, 2016 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 09, 2017 | TICKER: SNI SECURITY ID: 811065101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jarl Mohn | Management | For | Withhold |
| 1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For |
| 1.3 | Elect Director Jeffrey Sagansky | Management | For | For |
| 1.4 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
| |
|---|
SCYNEXIS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: SCYX SECURITY ID: 811292101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven C. Gilman | Management | For | For |
| 1.2 | Elect Director Ann F. Hanham | Management | For | For |
| 1.3 | Elect Director David Hastings | Management | For | For |
| 1.4 | Elect Director Guy Macdonald | Management | For | For |
| 1.5 | Elect Director Patrick Machado | Management | For | For |
| 1.6 | Elect Director Marion McCourt | Management | For | For |
| 1.7 | Elect Director Marco Taglietti | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEACHANGE INTERNATIONAL, INC.
MEETING DATE: JUL 13, 2016 | TICKER: SEAC SECURITY ID: 811699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven C. Craddock | Management | For | For |
| 1b | Elect Director William Francis Markey, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SEACOAST BANKING CORPORATION OF FLORIDA
MEETING DATE: MAY 25, 2017 | TICKER: SBCF SECURITY ID: 811707801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen E. Bohner | Management | For | For |
| 1.2 | Elect Director Alvaro J. Monserrat | Management | For | For |
| 1.3 | Elect Director Julie H. Daum | Management | For | For |
| 1.4 | Elect Director Dennis S. Hudson, III | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 19, 2016 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Dambisa F. Moyo | Management | For | For |
| 1h | Elect Director Chong Sup Park | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6A | Approve Proposed Amendments to the Company's Articles of Association | Management | For | For |
| 6B | Approve Proposed Amendments to the Company's Memorandum of Association | Management | For | For |
| 7A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 7B | Amend Articles Re: Setting the Size of the Board | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
SEARS CANADA INC.
MEETING DATE: JUN 14, 2017 | TICKER: SCC SECURITY ID: 81234D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shahir Guindi | Management | For | For |
| 1.2 | Elect Director R. Raja Khanna | Management | For | For |
| 1.3 | Elect Director Deborah E. Rosati | Management | For | For |
| 1.4 | Elect Director Anand A. Samuel | Management | For | For |
| 1.5 | Elect Director Graham Savage | Management | For | Withhold |
| 1.6 | Elect Director Brandon G. Stranzl | Management | For | For |
| 1.7 | Elect Director Heywood Wilansky | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEARS HOLDINGS CORPORATION
MEETING DATE: MAY 10, 2017 | TICKER: SHLD SECURITY ID: 812350106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Berkowitz | Management | For | For |
| 1.2 | Elect Director Paul G. DePodesta | Management | For | For |
| 1.3 | Elect Director Kunal S. Kamlani | Management | For | For |
| 1.4 | Elect Director William C. Kunkler, III | Management | For | For |
| 1.5 | Elect Director Edward S. Lampert | Management | For | For |
| 1.6 | Elect Director Ann N. Reese | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEARS HOMETOWN AND OUTLET STORES, INC.
MEETING DATE: MAY 24, 2017 | TICKER: SHOS SECURITY ID: 812362101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E.J. Bird | Management | For | For |
| 1.2 | Elect Director James F. Gooch | Management | For | For |
| 1.3 | Elect Director Josephine Linden | Management | For | For |
| 1.4 | Elect Director Kevin Longino | Management | For | For |
| 1.5 | Elect Director William K. Phelan | Management | For | For |
| 1.6 | Elect Director Will Powell | Management | For | For |
| 1.7 | Elect Director David Robbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SEASPINE HOLDINGS CORPORATION
MEETING DATE: JUN 14, 2017 | TICKER: SPNE SECURITY ID: 81255T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl R. Blanchard | Management | For | Withhold |
| 1.2 | Elect Director Kirtley (Kirt) C. Stephenson | Management | For | Withhold |
| 1.3 | Elect Director James M. Sullivan | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director John A. Orwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SECOND SIGHT MEDICAL PRODUCTS, INC.
MEETING DATE: JUN 06, 2017 | TICKER: EYES SECURITY ID: 81362J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan Will McGuire | Management | For | For |
| 1b | Elect Director Robert J. Greenberg | Management | For | For |
| 1c | Elect Director William J. Link | Management | For | For |
| 1d | Elect Director Aaron Mendelsohn | Management | For | For |
| 1e | Elect Director Gregg Williams | Management | For | For |
| 1f | Elect Director Matthew Pfeffer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Gumbiner Savett Inc. as Auditors | Management | For | For |
| |
|---|
SECUREWORKS CORP.
MEETING DATE: JUN 22, 2017 | TICKER: SCWX SECURITY ID: 81374A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Cote | Management | For | Withhold |
| 1.2 | Elect Director Yagyensh C. (Buno) Pati | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SECURITY NATIONAL FINANCIAL CORPORATION
MEETING DATE: JUN 29, 2017 | TICKER: SNFCA SECURITY ID: 814785309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott M. Quist | Management | For | For |
| 1.2 | Elect Director John L. Cook | Management | For | For |
| 1.3 | Elect Director S. Andrew Quist | Management | For | For |
| 2.1 | Elect Director Gilbert A. Fuller | Management | For | For |
| 2.2 | Elect Director Robert G. Hunter | Management | For | For |
| 2.3 | Elect Director H. Craig Moody | Management | For | For |
| 2.4 | Elect Director Jason G. Overbaugh | Management | For | For |
| 2.5 | Elect Director Norman G. Wilbur | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: MAY 24, 2017 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SELECT COMFORT CORPORATION
MEETING DATE: MAY 17, 2017 | TICKER: SCSS SECURITY ID: 81616X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen L. Nedorostek | Management | For | For |
| 1.2 | Elect Director Vicki A. O'Meara | Management | For | For |
| 1.3 | Elect Director Michael A. Peel | Management | For | For |
| 1.4 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SELECT INCOME REIT
MEETING DATE: MAY 23, 2017 | TICKER: SIR SECURITY ID: 81618T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Fraiche | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SELECTA BIOSCIENCES, INC.
MEETING DATE: JUN 16, 2017 | TICKER: SELB SECURITY ID: 816212104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Springer | Management | For | Withhold |
| 1.2 | Elect Director Patrick Zenner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
MEETING DATE: APR 26, 2017 | TICKER: SIGI SECURITY ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Bauer | Management | For | For |
| 1.2 | Elect Director A. David Brown | Management | For | For |
| 1.3 | Elect Director John C. Burville | Management | For | For |
| 1.4 | Elect Director Robert Kelly Doherty | Management | For | For |
| 1.5 | Elect Director Michael J. Morrissey | Management | For | For |
| 1.6 | Elect Director Gregory E. Murphy | Management | For | For |
| 1.7 | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1.8 | Elect Director Ronald L. O'Kelley | Management | For | For |
| 1.9 | Elect Director William M. Rue | Management | For | For |
| 1.10 | Elect Director John S. Scheid | Management | For | For |
| 1.11 | Elect Director J. Brian Thebault | Management | For | For |
| 1.12 | Elect Director Philip H. Urban | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SEMILEDS CORPORATION
MEETING DATE: MAR 31, 2017 | TICKER: LEDS SECURITY ID: 816645204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trung T. Doan | Management | For | For |
| 1.2 | Elect Director Edward Kuan Hsiung Hsieh | Management | For | For |
| 1.3 | Elect Director Scott R. Simplot | Management | For | For |
| 1.4 | Elect Director Walter Michael Gough | Management | For | For |
| 2 | Ratify BF Borgers CPA PC as Auditors | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 15, 2017 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director Ye Jane Li | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SENECA FOODS CORPORATION
MEETING DATE: JUL 29, 2016 | TICKER: SENEA SECURITY ID: 817070501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Gaylord | Management | For | For |
| 1.2 | Elect Director Susan A. Henry | Management | For | For |
| 1.3 | Elect Director Susan W. Stuart | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SENESTECH, INC.
MEETING DATE: MAY 19, 2017 | TICKER: SNES SECURITY ID: 81720R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Julia Williams | Management | For | For |
| 1B | Elect Director Marc Dumont | Management | For | For |
| 2 | Ratify M&K CPAS, PLLC as Auditors | Management | For | For |
| |
|---|
SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: MAY 18, 2017 | TICKER: SNH SECURITY ID: 81721M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | Withhold |
| 1.2 | Elect Director Lisa Harris Jones | Management | For | Withhold |
| 1.3 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.5 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
SENOMYX, INC.
MEETING DATE: MAY 11, 2017 | TICKER: SNMX SECURITY ID: 81724Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Stephen A. Block | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Michael E. Herman | Management | For | For |
| 1.4 | Elect Director John Poyhonen | Management | For | For |
| 1.5 | Elect Director Kent Snyder | Management | For | For |
| 1.6 | Elect Director Daniel E. Stebbins | Management | For | For |
| 1.7 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Barry A. Igdaloff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Lee D. Keddie | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Benjamin E. Large | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Gus D. Halas | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director David W. Pointer | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Robert G. Pearse | Shareholder | For | Did Not Vote |
| 1.7 | Elect Director Mark D. Stolper | Shareholder | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| |
|---|
SEQUENTIAL BRANDS GROUP, INC.
MEETING DATE: JUN 02, 2017 | TICKER: SQBG SECURITY ID: 81734P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Al Gossett | Management | For | For |
| 1.2 | Elect Director Aaron Hollander | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SERES THERAPEUTICS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: MCRB SECURITY ID: 81750R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard N. Kender | Management | For | Withhold |
| 1.2 | Elect Director Lorence H. Kim | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2017 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Cakebread | Management | For | For |
| 1.2 | Elect Director Christopher M. Carrington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
SERVISFIRST BANCSHARES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SFBS SECURITY ID: 81768T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Broughton, III | Management | For | For |
| 1.2 | Elect Director Stanley M. Brock | Management | For | For |
| 1.3 | Elect Director J. Richard Cashio | Management | For | For |
| 1.4 | Elect Director James J. Filler | Management | For | For |
| 1.5 | Elect Director Michael D. Fuller | Management | For | For |
| 1.6 | Elect Director Hatton C. V. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
SHARPS COMPLIANCE CORP.
MEETING DATE: NOV 17, 2016 | TICKER: SMED SECURITY ID: 820017101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Dalton | Management | For | For |
| 1.2 | Elect Director Parris H. Holmes | Management | For | For |
| 1.3 | Elect Director F. Gardner Parker | Management | For | For |
| 1.4 | Elect Director David P. Tusa | Management | For | For |
| 1.5 | Elect Director Philip C. Zerrillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SHENANDOAH TELECOMMUNICATIONS COMPANY
MEETING DATE: MAY 02, 2017 | TICKER: SHEN SECURITY ID: 82312B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracy Fitzsimmons | Management | For | For |
| 1.2 | Elect Director John W. Flora | Management | For | For |
| 1.3 | Elect Director Kenneth L. Quaglio | Management | For | For |
| 1.4 | Elect Director Leigh Ann Schultz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SHILOH INDUSTRIES, INC.
MEETING DATE: FEB 28, 2017 | TICKER: SHLO SECURITY ID: 824543102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Moll | Management | For | For |
| 1.2 | Elect Director Ramzi Y. Hermiz | Management | For | For |
| 1.3 | Elect Director Robert J. King, Jr. | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 25, 2017 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Re-elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Elect Ian Clark as Director | Management | For | For |
| 7 | Elect Gail Fosler as Director | Management | For | For |
| 8 | Re-elect Steven Gillis as Director | Management | For | For |
| 9 | Re-elect David Ginsburg as Director | Management | For | For |
| 10 | Re-elect Susan Kilsby as Director | Management | For | For |
| 11 | Re-elect Sara Mathew as Director | Management | For | For |
| 12 | Re-elect Anne Minto as Director | Management | For | For |
| 13 | Re-elect Flemming Ornskov as Director | Management | For | For |
| 14 | Re-elect Jeffrey Poulton as Director | Management | For | For |
| 15 | Elect Albert Stroucken as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SHOE CARNIVAL, INC.
MEETING DATE: JUN 13, 2017 | TICKER: SCVL SECURITY ID: 824889109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wayne Weaver | Management | For | For |
| 1.2 | Elect Director Jeffrey C. Gerstel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SHORE BANCSHARES, INC.
MEETING DATE: APR 26, 2017 | TICKER: SHBI SECURITY ID: 825107105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Blenda W. Armistead | Management | For | For |
| 1b | Elect Director David W. Moore | Management | For | Against |
| 1c | Elect Director David A. Fike | Management | For | For |
| 1d | Elect Director Clyde V. Kelly, III | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SHORETEL, INC.
MEETING DATE: NOV 09, 2016 | TICKER: SHOR SECURITY ID: 825211105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Bregman | Management | For | For |
| 1.2 | Elect Director Marjorie Bowen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SHUTTERFLY, INC.
MEETING DATE: MAY 24, 2017 | TICKER: SFLY SECURITY ID: 82568P304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann Mather | Management | For | For |
| 1.2 | Elect Director H. Tayloe Stansbury | Management | For | For |
| 1.3 | Elect Director Brian T. Swette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SI FINANCIAL GROUP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: SIFI SECURITY ID: 78425V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Alliod | Management | For | For |
| 1.2 | Elect Director Michael R. Garvey | Management | For | For |
| 1.3 | Elect Director Kathleen A. Nealon | Management | For | For |
| 1.4 | Elect Director Robert O. Gillard | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SIENTRA, INC.
MEETING DATE: JUN 22, 2017 | TICKER: SIEN SECURITY ID: 82621J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Scott Greer | Management | For | Withhold |
| 1.2 | Elect Director Kevin O'Boyle | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SIERRA BANCORP
MEETING DATE: MAY 24, 2017 | TICKER: BSRR SECURITY ID: 82620P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert L. Berra | Management | For | For |
| 1.2 | Elect Director Vonn R. Christenson | Management | For | For |
| 1.3 | Elect Director Laurence S. Dutto | Management | For | For |
| 1.4 | Elect Director Kevin J. McPhaill | Management | For | For |
| 1.5 | Elect Director Gordon T. Woods | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Vavrinek, Trine, Day & Co., LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SIERRA ONCOLOGY, INC.
MEETING DATE: JUN 13, 2017 | TICKER: SRRA SECURITY ID: 82640U107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicole Onetto | Management | For | Withhold |
| 1.2 | Elect Director Daniel Estes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SIERRA WIRELESS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SW SECURITY ID: 826516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director Paul G. Cataford | Management | For | For |
| 1.4 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SIFY TECHNOLOGIES LIMITED
MEETING DATE: JUL 04, 2016 | TICKER: SIFY SECURITY ID: 82655M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Against |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Ananda Raju Vegesna as Director | Management | For | Against |
| 4 | Approve ASA & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Vegesna Bala Saraswathi as Director | Management | For | Against |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
SIGMA DESIGNS, INC.
MEETING DATE: AUG 18, 2016 | TICKER: SIGM SECURITY ID: 826565103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michael Dodson | Management | For | For |
| 1.2 | Elect Director Martin Manniche | Management | For | For |
| 1.3 | Elect Director Pete Thompson | Management | For | For |
| 1.4 | Elect Director Thinh Q. Tran | Management | For | For |
| 2 | Ratify Armanino LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 20, 2017 | TICKER: SBNY SECURITY ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Shay | Management | For | For |
| 1.2 | Elect Director Joseph J. DePaolo | Management | For | For |
| 1.3 | Elect Director Barney Frank | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: JUN 05, 2017 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | Withhold |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SILICOM LTD.
MEETING DATE: JUN 12, 2017 | TICKER: SILC SECURITY ID: M84116108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Yeshayahu Orbach as Director | Management | For | For |
| 2 | Grant Avi Eizenman Options to Purchase 13,333 Shares | Management | For | For |
| 3 | Grant Yeshayahu Orbach Options to Purchase 13,333 Shares | Management | For | For |
| 4 | Approve RSU Grant to Avi Eizenman | Management | For | For |
| 5 | Approve RSU Grant to Yeshayahu Orbach | Management | For | For |
| 6 | Appoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: OCT 11, 2016 | TICKER: SGI SECURITY ID: 82706L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 20, 2017 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Navdeep S. Sooch | Management | For | For |
| 1B | Elect Director William P. Wood | Management | For | For |
| 1C | Elect Director Nina Richardson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 23, 2016 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Yung-Chien Wang as Director | Management | For | For |
| 2 | Approve Appointment of of Deloitte & Touche as Independent Auditor | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 28, 2017 | TICKER: 2325 SECURITY ID: 827084864
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4a | Elect Bough Lin with Shareholder No. 3 as Non-Independent Director | Management | For | For |
| 4b | Elect Chi Wen Tsai with Shareholder No. 6 as Non-Independent Director | Management | For | For |
| 4c | Elect Wen Lung Lin with Shareholder No. 18 as Non-Independent Director | Management | For | For |
| 4d | Elect Yen Chun Chang with Shareholder No. 5 as Non-Independent Director | Management | For | For |
| 4e | Elect Randy Hsiao Yu Lo with Shareholder No. 77800 as Non-Independent Director | Management | For | For |
| 4f | Elect a Representative of Yang Fong Investment Co., Ltd. with Shareholder No. 2297 as Non-Independent Director | Management | For | For |
| 4g | Elect John Jsuan with ID No. F100588XXX as Independent Director | Management | For | For |
| 4h | Elect Tsai Ding Lin with ID No. F100927XXX as Independent Director | Management | For | For |
| 4i | Elect William W. Sheng with ID No. A120242XXX as Independent Director | Management | For | For |
| 5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| |
|---|
SILVER STANDARD RESOURCES INC.
MEETING DATE: MAY 04, 2017 | TICKER: SSO SECURITY ID: 82823L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.2 | Elect Director Paul Benson | Management | For | For |
| 2.3 | Elect Director Brian R. Booth | Management | For | For |
| 2.4 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.5 | Elect Director Beverlee F. Park | Management | For | For |
| 2.6 | Elect Director Richard D. Paterson | Management | For | For |
| 2.7 | Elect Director Steven P. Reid | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Approve 2017 Share Compensation Plan | Management | For | For |
| 6 | Change Company Name to SSR Mining Inc. | Management | For | For |
| |
|---|
SILVERCREST ASSET MANAGEMENT GROUP INC.
MEETING DATE: JUN 14, 2017 | TICKER: SAMG SECURITY ID: 828359109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. Dunn | Management | For | For |
| 1.2 | Elect Director Wilmot H. Kidd, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SIMMONS FIRST NATIONAL CORPORATION
MEETING DATE: APR 19, 2017 | TICKER: SFNC SECURITY ID: 828730200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Thirteen | Management | For | For |
| 2.1 | Elect Director Jay D. Burchfield | Management | For | For |
| 2.2 | Elect Director William E. Clark, II | Management | For | For |
| 2.3 | Elect Director Steven A. Cosse | Management | For | For |
| 2.4 | Elect Director Mark C. Doramus | Management | For | For |
| 2.5 | Elect Director Edward Drilling | Management | For | For |
| 2.6 | Elect Director Eugene Hunt | Management | For | For |
| 2.7 | Elect Director Jerry Hunter | Management | For | For |
| 2.8 | Elect Director Christopher R. Kirkland | Management | For | For |
| 2.9 | Elect Director George A. Makris, Jr. | Management | For | For |
| 2.10 | Elect Director W. Scott McGeorge | Management | For | For |
| 2.11 | Elect Director Joseph D. Porter | Management | For | For |
| 2.12 | Elect Director Robert L. Shoptaw | Management | For | For |
| 2.13 | Elect Director Mindy West | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
SIMULATIONS PLUS, INC.
MEETING DATE: FEB 23, 2017 | TICKER: SLP SECURITY ID: 829214105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter S. Woltosz | Management | For | Withhold |
| 1.2 | Elect Director Thaddeus H. Grasela | Management | For | Withhold |
| 1.3 | Elect Director John K. Paglia | Management | For | For |
| 1.4 | Elect Director David L. Ralph | Management | For | For |
| 2 | Ratify Rose, Snyder, and Jacobs, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINA CORPORATION
MEETING DATE: NOV 04, 2016 | TICKER: SINA SECURITY ID: G81477104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ter Fung Tsao as Director | Management | For | For |
| 2 | Approve Appointment of PRICEWATERHOUSECOOPERS ZHONG TIAN LLP as Independent Auditor | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 01, 2017 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | Withhold |
| 1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
| 1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | Withhold |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
SINOVAC BIOTECH LTD.
MEETING DATE: NOV 07, 2016 | TICKER: SVA SECURITY ID: P8696W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Re-elect Weidong Yin as Director | Management | For | For |
| 1.2 | Re-elect Yuk Lam Lo as Director | Management | For | For |
| 1.3 | Re-elect Simon Anderson as Director | Management | For | For |
| 1.4 | Re-elect Kenneth Lee as Director | Management | For | For |
| 1.5 | Re-elect Meng Mei as Director | Management | For | For |
| 2 | Approve the Audited Financial Statement of the Company | Management | For | For |
| 3 | Approve Appointment of Ernst & Young Hua Ming LLP as the Independent Auditor of the Company and Authorize the Directors of the Company to Fix the Remuneration | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: MAY 18, 2017 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Carl E. Vogel | Management | For | For |
| 1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.12 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SKYPEOPLE FRUIT JUICE, INC.
MEETING DATE: DEC 29, 2016 | TICKER: SPU SECURITY ID: 83086T307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yongke Xue | Management | For | Withhold |
| 1.2 | Elect Director Hongke Xue | Management | For | Withhold |
| 1.3 | Elect Director Guolin Wang | Management | For | For |
| 1.4 | Elect Director Johnson Lau | Management | For | For |
| 1.5 | Elect Director Fuyou Li | Management | For | For |
| 2 | Ratify Jia Roger Qian Wang, CPA as Auditors | Management | For | For |
| |
|---|
SKYWEST, INC.
MEETING DATE: MAY 09, 2017 | TICKER: SKYW SECURITY ID: 830879102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Liam K. Griffin | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director David J. McLachlan | Management | For | For |
| 1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SLM CORPORATION
MEETING DATE: JUN 22, 2017 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Jim Matheson | Management | For | For |
| 1f | Elect Director Jed H. Pitcher | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SMART SAND, INC.
MEETING DATE: JUN 08, 2017 | TICKER: SND SECURITY ID: 83191H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon S. Spurlin | Management | For | Withhold |
| 1.2 | Elect Director Timothy J. Pawlenty | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SMART TECHNOLOGIES INC.
MEETING DATE: JUL 22, 2016 | TICKER: SMA SECURITY ID: 83172R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by 689522 N.B. Ltd., a Wholly-Owned Subsidiary of Foxconn Singapore (Pte.) | Management | For | For |
| |
|---|
SMARTFINANCIAL, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SMBK SECURITY ID: 83190L208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor Lynn Barrett | Management | For | For |
| 1.2 | Elect Director Monique P. Berke | Management | For | For |
| 1.3 | Elect Director William ('Billy') Y. Carroll, Jr. | Management | For | For |
| 1.4 | Elect Director William ('Bill') Y. Carroll, Sr. | Management | For | For |
| 1.5 | Elect Director Frank S. McDonald | Management | For | For |
| 1.6 | Elect Director Ted Charles Miller | Management | For | For |
| 1.7 | Elect Director David A. Ogle | Management | For | For |
| 1.8 | Elect Director Doyce G. Payne | Management | For | For |
| 1.9 | Elect Director Wesley M. ('Miller') Welborn | Management | For | For |
| 1.10 | Elect Director Keith E. Whaley | Management | For | For |
| 1.11 | Elect Director Geoffrey A. Wolpert | Management | For | For |
| 2 | Ratify Mauldin & Jenkins, LLC as Auditors | Management | For | For |
| |
|---|
SMITH & WESSON HOLDING CORPORATION
MEETING DATE: SEP 20, 2016 | TICKER: SWHC SECURITY ID: 831756101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Monheit | Management | For | For |
| 1.2 | Elect Director Robert L. Scott | Management | For | For |
| 1.3 | Elect Director Robert H. Brust | Management | For | For |
| 1.4 | Elect Director P. James Debney | Management | For | For |
| 1.5 | Elect Director John B. Furman | Management | For | For |
| 1.6 | Elect Director Gregory J. Gluchowski, Jr. | Management | For | For |
| 1.7 | Elect Director Michael F. Golden | Management | For | For |
| 1.8 | Elect Director Mitchell A. Saltz | Management | For | For |
| 1.9 | Elect Director I. Marie Wadecki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SMITH & WESSON HOLDING CORPORATION
MEETING DATE: DEC 13, 2016 | TICKER: SWHC SECURITY ID: 831756101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to American Outdoor Brands Corporation | Management | For | For |
| |
|---|
SMITH MICRO SOFTWARE, INC.
MEETING DATE: AUG 15, 2016 | TICKER: SMSI SECURITY ID: 832154108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 15, 2017 | TICKER: SMSI SECURITY ID: 832154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director Gregory J. Szabo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify SingerLewak LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SNYDER'S-LANCE, INC.
MEETING DATE: MAY 03, 2017 | TICKER: LNCE SECURITY ID: 833551104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Brian J. Driscoll | Management | For | For |
| 1.3 | Elect Director James W. Johnston | Management | For | For |
| 1.4 | Elect Director Patricia A. Warehime | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SODASTREAM INTERNATIONAL LTD.
MEETING DATE: DEC 23, 2016 | TICKER: SODA SECURITY ID: M9068E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect David Morris as Class III Director Until the Annual Meeting of 2019 | Management | For | For |
| 2 | Reelect Yehezkel Ofir as Class III Director Until the Annual Meeting of 2019 | Management | For | For |
| 3 | Reelect Richard Hunter as Class III Director Until the Annual Meeting of 2019 | Management | For | For |
| 4 | Elect Torsten Koster as Class I Director Until the Annual Meeting of 2017 | Management | For | For |
| 5 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2015 | Management | None | None |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SODASTREAM INTERNATIONAL LTD.
MEETING DATE: MAR 13, 2017 | TICKER: SODA SECURITY ID: M9068E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve grant of options to Yehezkel Ofir | Management | For | Against |
| 3 | Approve grant of options to Avishai Abrahami | Management | For | Against |
| 4 | Approve grant of options to Torsten Koster | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SOHU.COM INC.
MEETING DATE: JUN 20, 2017 | TICKER: SOHU SECURITY ID: 83408W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Huang | Management | For | For |
| 1.2 | Elect Director Dave Qi | Management | For | For |
| 1.3 | Elect Director Shi Wang | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors | Management | For | For |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: NOV 17, 2016 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2017 | TICKER: SEDG SECURITY ID: 83417M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tal Payne | Management | For | Against |
| 1b | Elect Director Marcel Gani | Management | For | Against |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 19, 2017 | TICKER: SONC SECURITY ID: 835451105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Steven A. Davis | Management | For | For |
| 1.3 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SONUS NETWORKS, INC.
MEETING DATE: JUN 09, 2017 | TICKER: SONS SECURITY ID: 835916503
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew W. Bross | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Beatriz V. Infante | Management | For | For |
| 1d | Elect Director Howard E. Janzen | Management | For | For |
| 1e | Elect Director Richard J. Lynch | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director John A. Schofield | Management | For | For |
| 1h | Elect Director Scott E. Schubert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SOPHIRIS BIO INC.
MEETING DATE: MAY 30, 2017 | TICKER: SPHS SECURITY ID: 83578Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lars Ekman | Management | For | Withhold |
| 1b | Elect Director John (Jack) Geltosky | Management | For | For |
| 1c | Elect Director Jim Heppell | Management | For | Withhold |
| 1d | Elect Director Allison Hulme | Management | For | Withhold |
| 1e | Elect Director Gerald T. Proehl | Management | For | For |
| 1f | Elect Director Randall E. Woods | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SORL AUTO PARTS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: SORL SECURITY ID: 78461U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiao Ping Zhang | Management | For | For |
| 1.2 | Elect Director Xiao Feng Zhang | Management | For | For |
| 1.3 | Elect Director Shu Ping Chi | Management | For | For |
| 1.4 | Elect Director Yu Hong Li | Management | For | For |
| 1.5 | Elect Director Hui Lin Wang | Management | For | Withhold |
| 1.6 | Elect Director Jin Bao Liu | Management | For | Withhold |
| 1.7 | Elect Director Jiang Hua Feng | Management | For | Withhold |
| 2 | Ratify MaloneBailey, LLP as Auditors | Management | For | For |
| |
|---|
SOTHERLY HOTELS INC.
MEETING DATE: APR 25, 2017 | TICKER: SOHO SECURITY ID: 83600C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Beatty | Management | For | Withhold |
| 1.2 | Elect Director David R. Folsom | Management | For | Withhold |
| 1.3 | Elect Director Andrew M. Sims | Management | For | Withhold |
| 1.4 | Elect Director G. Scott Gibson, IV | Management | For | For |
| 1.5 | Elect Director Edward S. Stein | Management | For | Withhold |
| 1.6 | Elect Director Herschel J. Walker | Management | For | Withhold |
| 1.7 | Elect Director Anthony C. Zinni | Management | For | Withhold |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
SOUTH STATE CORPORATION
MEETING DATE: OCT 18, 2016 | TICKER: SSB SECURITY ID: 840441109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SOUTH STATE CORPORATION
MEETING DATE: APR 20, 2017 | TICKER: SSB SECURITY ID: 840441109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.2 | Elect Director Paula Harper Bethea | Management | For | For |
| 1.3 | Elect Director Martin B. Davis | Management | For | For |
| 1.4 | Elect Director Thomas J. Johnson | Management | For | For |
| 1.5 | Elect Director Grey B. Murray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
SOUTHERN FIRST BANCSHARES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: SFST SECURITY ID: 842873101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Cajka | Management | For | For |
| 1.2 | Elect Director Anne S. Ellefson | Management | For | For |
| 1.3 | Elect Director Fred Gilmer, Jr. | Management | For | For |
| 1.4 | Elect Director Tecumseh Hooper, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Elliott Davis Decosimo, LLC as Auditors | Management | For | For |
| |
|---|
SOUTHERN MISSOURI BANCORP, INC.
MEETING DATE: OCT 31, 2016 | TICKER: SMBC SECURITY ID: 843380106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sammy A. Schalk | Management | For | For |
| 1.2 | Elect Director Charles R. Love | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
MEETING DATE: JUN 21, 2017 | TICKER: SONA SECURITY ID: 843395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Neil J. Call | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
MEETING DATE: JUN 21, 2017 | TICKER: SONA SECURITY ID: 843395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
SOUTHSIDE BANCSHARES, INC.
MEETING DATE: MAY 10, 2017 | TICKER: SBSI SECURITY ID: 84470P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Anderson | Management | For | For |
| 1.2 | Elect Director Michael Bosworth | Management | For | For |
| 1.3 | Elect Director Melvin B. Lovelady | Management | For | For |
| 1.4 | Elect Director Tony Morgan | Management | For | For |
| 1.5 | Elect Director John Sammons | Management | For | For |
| 1.6 | Elect Director William Sheehy | Management | For | For |
| 1.7 | Elect Director Preston L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SOUTHWEST BANCORP, INC.
MEETING DATE: APR 25, 2017 | TICKER: OKSB SECURITY ID: 844767103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Berry, II | Management | For | For |
| 1.2 | Elect Director Thomas D. Berry | Management | For | For |
| 1.3 | Elect Director John Cohlmia | Management | For | For |
| 1.4 | Elect Director David S. Crockett, Jr. | Management | For | For |
| 1.5 | Elect Director Steven C. Davis | Management | For | For |
| 1.6 | Elect Director Patrice Douglas | Management | For | For |
| 1.7 | Elect Director Mark W. Funke | Management | For | For |
| 1.8 | Elect Director James M. Johnson | Management | For | For |
| 1.9 | Elect Director Larry J. Lanie | Management | For | For |
| 1.10 | Elect Director James M. Morris, II | Management | For | For |
| 1.11 | Elect Director Kayse M. Shrum | Management | For | For |
| 1.12 | Elect Director Russell W. Teubner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD LLP as Auditors | Management | For | For |
| |
|---|
SP PLUS CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: SP SECURITY ID: 78469C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G Marc Baumann | Management | For | For |
| 1.2 | Elect Director Karen M. Garrison | Management | For | For |
| 1.3 | Elect Director Gregory A. Reid | Management | For | For |
| 1.4 | Elect Director Robert S. Roath | Management | For | For |
| 1.5 | Elect Director Wyman T. Roberts | Management | For | For |
| 1.6 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.7 | Elect Director Jonathan P. Ward | Management | For | For |
| 1.8 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SPARK ENERGY, INC.
MEETING DATE: MAY 25, 2017 | TICKER: SPKE SECURITY ID: 846511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Jones, II | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPARK THERAPEUTICS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: ONCE SECURITY ID: 84652J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Altschuler | Management | For | Withhold |
| 1.2 | Elect Director Lars G. Ekman | Management | For | Withhold |
| 1.3 | Elect Director Katherine A. High | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPARTAN MOTORS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: SPAR SECURITY ID: 846819100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Rooke | Management | For | For |
| 1.2 | Elect Director Richard R. Current | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SPARTANNASH COMPANY
MEETING DATE: MAY 23, 2017 | TICKER: SPTN SECURITY ID: 847215100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Dennis Eidson | Management | For | For |
| 1.3 | Elect Director Mickey P. Foret | Management | For | For |
| 1.4 | Elect Director Frank M. Gambino | Management | For | For |
| 1.5 | Elect Director Douglas A. Hacker | Management | For | For |
| 1.6 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 1.9 | Elect Director Hawthorne L. Proctor | Management | For | For |
| 1.10 | Elect Director David M. Staples | Management | For | For |
| 1.11 | Elect Director William R. Voss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: SPPI SECURITY ID: 84763A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Cohen | Management | For | Withhold |
| 1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.3 | Elect Director Stuart M. Krassner | Management | For | For |
| 1.4 | Elect Director Luigi Lenaz | Management | For | Withhold |
| 1.5 | Elect Director Anthony E. Maida, III | Management | For | Withhold |
| 1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
| 1.7 | Elect Director Dolatrai Vyas | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: MAY 23, 2017 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
MEETING DATE: JUN 08, 2017 | TICKER: SPLK SECURITY ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Connors | Management | For | For |
| 1b | Elect Director Patricia Morrison | Management | For | For |
| 1c | Elect Director Stephen Newberry | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPOK HOLDINGS, INC.
MEETING DATE: JUL 25, 2016 | TICKER: SPOK SECURITY ID: 84863T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Nicholas A. Gallopo | Management | For | For |
| 1.3 | Elect Director Stacia A. Hylton | Management | For | For |
| 1.4 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.5 | Elect Director Brian O'Reilly | Management | For | For |
| 1.6 | Elect Director Matthew Oristano | Management | For | For |
| 1.7 | Elect Director Samme L. Thompson | Management | For | For |
| 1.8 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SPWH SECURITY ID: 84920Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kent V. Graham | Management | For | For |
| 1.2 | Elect Director Gregory P. Hickey | Management | For | For |
| 1.3 | Elect Director John V. Schaefer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPRING BANK PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: SBPH SECURITY ID: 849431101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Arkowitz | Management | For | For |
| 1.2 | Elect Director Kurt M. Eichler | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 02, 2017 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SPS COMMERCE, INC.
MEETING DATE: MAY 23, 2017 | TICKER: SPSC SECURITY ID: 78463M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Archie C. Black | Management | For | For |
| 1.2 | Elect Director Martin J. Leestma | Management | For | For |
| 1.3 | Elect Director James B. Ramsey | Management | For | For |
| 1.4 | Elect Director Tami L. Reller | Management | For | For |
| 1.5 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.6 | Elect Director Philip E. Soran | Management | For | For |
| 1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 1.3 | Elect Director Michael J. Zamkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
STAAR SURGICAL COMPANY
MEETING DATE: JUN 13, 2017 | TICKER: STAA SECURITY ID: 852312305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.2 | Elect Director Caren Mason | Management | For | For |
| 1.3 | Elect Director John C. Moore | Management | For | For |
| 1.4 | Elect Director Louis E. Silverman | Management | For | For |
| 1.5 | Elect Director William P. Wall | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | Against |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Amend Certificate of Incorporation to Increase Minimum Number of Authorized Directors from Three to Five | Management | For | For |
| 5 | Amend Bylaws to Increase Minimum Number of Authorized Directors from Three to Five | Management | For | For |
| 6 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 7 | Amend Bylaws Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 8 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 14, 2017 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth T. McBride | Management | For | For |
| 1.2 | Elect Director Theodore R. Samuels, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 12, 2017 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Drew G. Faust | Management | For | For |
| 1b | Elect Director Curtis Feeny | Management | For | For |
| 1c | Elect Director Paul-Henri Ferrand | Management | For | For |
| 1d | Elect Director Shira Goodman | Management | For | For |
| 1e | Elect Director Deborah A. Henretta | Management | For | For |
| 1f | Elect Director Kunal S. Kamlani | Management | For | For |
| 1g | Elect Director John F. Lundgren | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Vijay Vishwanath | Management | For | For |
| 1j | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STAR BULK CARRIERS CORP.
MEETING DATE: NOV 21, 2016 | TICKER: SBLK SECURITY ID: Y8162K204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Petros Pappas as Director | Management | For | For |
| 1.2 | Elect Spyros Capralos as Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors-Accountants S.A. as Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 22, 2017 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Rosalind Brewer | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Robert M. Gates | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 1n | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
STARZ
MEETING DATE: DEC 07, 2016 | TICKER: STRZA SECURITY ID: 85571Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
STATE AUTO FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2017 | TICKER: STFC SECURITY ID: 855707105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Meuse | Management | For | For |
| 1.2 | Elect Director S. Elaine Roberts | Management | For | For |
| 1.3 | Elect Director Kym M. Hubbard | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STATE BANK FINANCIAL CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: STBZ SECURITY ID: 856190103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Balkcom, Jr. | Management | For | For |
| 1b | Elect Director Archie L. Bransford, Jr. | Management | For | For |
| 1c | Elect Director Kim M. Childers | Management | For | For |
| 1d | Elect Director Ann Q. Curry | Management | For | For |
| 1e | Elect Director Joseph W. Evans | Management | For | For |
| 1f | Elect Director Virginia A. Hepner | Management | For | For |
| 1g | Elect Director John D. Houser | Management | For | For |
| 1h | Elect Director Anne H. Kaiser | Management | For | For |
| 1i | Elect Director William D. McKnight | Management | For | For |
| 1j | Elect Director Robert H. McMahon | Management | For | For |
| 1k | Elect Director J. Thomas Wiley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
STATE NATIONAL COMPANIES, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SNC SECURITY ID: 85711T305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gene Becker | Management | For | For |
| 1.2 | Elect Director Marsha Cameron | Management | For | For |
| 1.3 | Elect Director David King | Management | For | For |
| 1.4 | Elect Director Terry Ledbetter | Management | For | For |
| 1.5 | Elect Director Fred Reichelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Keith E. Busse | Management | For | For |
| 1.3 | Elect Director Frank D. Byrne | Management | For | Withhold |
| 1.4 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.5 | Elect Director Traci M. Dolan | Management | For | For |
| 1.6 | Elect Director Jurgen Kolb | Management | For | Withhold |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | Withhold |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | Withhold |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | Withhold |
| 1.10 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEIN MART, INC.
MEETING DATE: JUN 20, 2017 | TICKER: SMRT SECURITY ID: 858375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Stein | Management | For | For |
| 1.2 | Elect Director John H. Williams, Jr. | Management | For | For |
| 1.3 | Elect Director D. Hunt Hawkins | Management | For | For |
| 1.4 | Elect Director Irwin Cohen | Management | For | For |
| 1.5 | Elect Director Thomas L. Cole | Management | For | For |
| 1.6 | Elect Director Timothy Cost | Management | For | For |
| 1.7 | Elect Director Lisa Galanti | Management | For | For |
| 1.8 | Elect Director Mitchell W. Legler | Management | For | For |
| 1.9 | Elect Director Richard L. Sisisky | Management | For | For |
| 1.10 | Elect Director Burton M. Tansky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
STEMLINE THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2017 | TICKER: STML SECURITY ID: 85858C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 24, 2017 | TICKER: SRCL SECURITY ID: 858912108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Brian P. Anderson | Management | For | For |
| 1e | Elect Director Lynn D. Bleil | Management | For | For |
| 1f | Elect Director Thomas D. Brown | Management | For | For |
| 1g | Elect Director Thomas F. Chen | Management | For | Against |
| 1h | Elect Director Robert S. Murley | Management | For | For |
| 1i | Elect Director John Patience | Management | For | Against |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
STERLING CONSTRUCTION COMPANY, INC.
MEETING DATE: APR 28, 2017 | TICKER: STRL SECURITY ID: 859241101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marian M. Davenport | Management | For | For |
| 1.2 | Elect Director Maarten D. Hemsley | Management | For | For |
| 1.3 | Elect Director Raymond F. Messer | Management | For | For |
| 1.4 | Elect Director Charles R. Patton | Management | For | For |
| 1.5 | Elect Director Richard O. Schaum | Management | For | For |
| 1.6 | Elect Director Milton L. Scott | Management | For | For |
| 1.7 | Elect Director Paul J. Varello | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 26, 2017 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director Peter Migliorini | Management | For | For |
| 1.4 | Elect Director Richard P. Randall | Management | For | For |
| 1.5 | Elect Director Ravi Sachdev | Management | For | For |
| 1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.7 | Elect Director Robert Smith | Management | For | For |
| 1.8 | Elect Director Amelia Newton Varela | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STOCK YARDS BANCORP, INC.
MEETING DATE: APR 27, 2017 | TICKER: SYBT SECURITY ID: 861025104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. McCauley Brown | Management | For | For |
| 1b | Elect Director Charles R. Edinger, III | Management | For | For |
| 1c | Elect Director David P. Heintzman | Management | For | For |
| 1d | Elect Director Donna L. Heitzman | Management | For | For |
| 1e | Elect Director Carl G. Herde | Management | For | For |
| 1f | Elect Director James A. Hillebrand | Management | For | For |
| 1g | Elect Director Richard A. Lechleiter | Management | For | For |
| 1h | Elect Director Richard Northern | Management | For | For |
| 1i | Elect Director Stephen M. Priebe | Management | For | For |
| 1j | Elect Director Norman Tasman | Management | For | For |
| 1k | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STONEGATE BANK
MEETING DATE: AUG 17, 2016 | TICKER: SGBK SECURITY ID: 861811107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
STONEGATE BANK
MEETING DATE: DEC 14, 2016 | TICKER: SGBK SECURITY ID: 861811107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Issuance to Facilitate Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
STONEGATE BANK
MEETING DATE: MAY 31, 2017 | TICKER: SGBK SECURITY ID: 861811107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Gallo | Management | For | For |
| 1.2 | Elect Director Jeffrey Holding | Management | For | Withhold |
| 1.3 | Elect Director Bruce Keir | Management | For | For |
| 1.4 | Elect Director Jeff Nudelman | Management | For | For |
| 1.5 | Elect Director Ariel I. Pereda | Management | For | For |
| 1.6 | Elect Director Lawrence Seidman | Management | For | For |
| 1.7 | Elect Director David Seleski | Management | For | For |
| 1.8 | Elect Director Glenn Straub | Management | For | Withhold |
| 1.9 | Elect Director John Tomlinson | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
STRATTEC SECURITY CORPORATION
MEETING DATE: OCT 11, 2016 | TICKER: STRT SECURITY ID: 863111100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Krejci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STRATUS PROPERTIES INC.
MEETING DATE: MAY 18, 2017 | TICKER: STRS SECURITY ID: 863167201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Joseph | Management | For | For |
| 1.2 | Elect Director Michael D. Madden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKM Sowan Horan, LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: MAY 02, 2017 | TICKER: STRA SECURITY ID: 863236105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director John T. Casteen, III | Management | For | For |
| 1.3 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.4 | Elect Director William E. Brock | Management | For | For |
| 1.5 | Elect Director Nathaniel C. Fick | Management | For | For |
| 1.6 | Elect Director Robert R. Grusky | Management | For | For |
| 1.7 | Elect Director Karl McDonnell | Management | For | For |
| 1.8 | Elect Director Todd A. Milano | Management | For | For |
| 1.9 | Elect Director G. Thomas Waite, III | Management | For | For |
| 1.10 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STRONGBRIDGE BIOPHARMA PLC
MEETING DATE: MAY 11, 2017 | TICKER: SBBP SECURITY ID: G85347105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Johnson | Management | For | For |
| 1.2 | Elect Director Richard S. Kollender | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Sherman | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
STUDENT TRANSPORTATION INC.
MEETING DATE: NOV 08, 2016 | TICKER: STB SECURITY ID: 86388A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barbara Basney | Management | For | For |
| 2 | Elect Director Denis Gallagher | Management | For | For |
| 3 | Elect Director Irving Gerstein | Management | For | For |
| 4 | Elect Director Kenneth Needler | Management | For | For |
| 5 | Elect Director George Rossi | Management | For | For |
| 6 | Elect Director David Scopelliti | Management | For | For |
| 7 | Elect Director Wendi Sturgis | Management | For | For |
| 8 | Elect Director Victor Wells | Management | For | For |
| 9 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Performance Share Grant Plan | Management | For | For |
| 11 | Approve Class B-3 Share Exchange | Management | For | For |
| |
|---|
SUCAMPO PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2017 | TICKER: SCMP SECURITY ID: 864909106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Greenleaf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SUMMER INFANT, INC.
MEETING DATE: AUG 03, 2016 | TICKER: SUMR SECURITY ID: 865646103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Fogelman | Management | For | For |
| 1.2 | Elect Director Robin Marino | Management | For | For |
| 1.3 | Elect Director Alan Mustacchi | Management | For | For |
| 1.4 | Elect Director Robert Stebenne | Management | For | For |
| 1.5 | Elect Director Richard E. Wenz - WITHDRAWN | Management | None | None |
| 1.6 | Elect Director Stephen J. Zelkowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
SUMMER INFANT, INC.
MEETING DATE: MAY 22, 2017 | TICKER: SUMR SECURITY ID: 865646103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn D'An | Management | For | For |
| 1.2 | Elect Director Martin Fogelman | Management | For | For |
| 1.3 | Elect Director Robin Marino | Management | For | For |
| 1.4 | Elect Director Mark Messner | Management | For | For |
| 1.5 | Elect Director Alan Mustacchi | Management | For | For |
| 1.6 | Elect Director Stephen J. Zelkowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
SUMMIT FINANCIAL GROUP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: SMMF SECURITY ID: 86606G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duke A. McDaniel | Management | For | For |
| 1.2 | Elect Director Kyle E. Almond | Management | For | For |
| 1.3 | Elect Director J. Scott Bridgeforth | Management | For | For |
| 1.4 | Elect Director Georgette R. George | Management | For | For |
| 1.5 | Elect Director John B. Gianola | Management | For | For |
| 1.6 | Elect Director John H. Shott | Management | For | For |
| 2 | Ratify Yount, Hyde & Barbour, P.C. as Auditors | Management | For | For |
| |
|---|
SUN BANCORP, INC.
MEETING DATE: MAY 11, 2017 | TICKER: SNBC SECURITY ID: 86663B201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Brown | Management | For | For |
| 1.2 | Elect Director Sidney R. Brown | Management | For | For |
| 1.3 | Elect Director Anthony R. Coscia | Management | For | For |
| 1.4 | Elect Director F. Clay Creasey, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Galetto, Jr. | Management | For | For |
| 1.6 | Elect Director Eli Kramer | Management | For | For |
| 1.7 | Elect Director James B. Lockhart, III | Management | For | For |
| 1.8 | Elect Director William J. Marino | Management | For | For |
| 1.9 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.10 | Elect Director Keith Stock | Management | For | For |
| 1.11 | Elect Director Grace C. Torres | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SUN HYDRAULICS CORPORATION
MEETING DATE: JUN 05, 2017 | TICKER: SNHY SECURITY ID: 866942105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine L. Koski | Management | For | Withhold |
| 1.2 | Elect Director Alexander Schuetz | Management | For | For |
| 1.3 | Elect Director Douglas M. Britt | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SUNEDISON SEMICONDUCTOR LIMITED
MEETING DATE: AUG 03, 2016 | TICKER: SEMI SECURITY ID: Y8213L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio R. Alvarez | Management | For | For |
| 1b | Elect Director Gideon Argov | Management | For | For |
| 1c | Elect Director Michael F. Bartholomeusz | Management | For | For |
| 1d | Elect Director Jeffrey A. Beck | Management | For | For |
| 1e | Elect Director Justine F. Lien | Management | For | For |
| 1f | Elect Director Shaker Sadasivam | Management | For | For |
| 1g | Elect Director Abdul Jabbar Bin Karam Din | Management | For | Against |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Non-Employee Directors' Cash Compensation | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Amend Constitution to Eliminate the Corporate Opportunity Exclusion for the Former Parent Company | Management | For | For |
| |
|---|
SUNEDISON SEMICONDUCTOR LIMITED
MEETING DATE: NOV 07, 2016 | TICKER: SEMI SECURITY ID: Y8213L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: SNSS SECURITY ID: 867328700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Stump | Management | For | For |
| 1.2 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Repricing of Options | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SUNOPTA INC.
MEETING DATE: MAY 24, 2017 | TICKER: STKL SECURITY ID: 8676EP108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret Shan Atkins | Management | For | For |
| 1b | Elect Director Albert Bolles | Management | For | For |
| 1c | Elect Director David J. Colo | Management | For | For |
| 1d | Elect Director Michael Detlefsen | Management | For | For |
| 1e | Elect Director Dean Hollis | Management | For | For |
| 1f | Elect Director Katrina Houde | Management | For | For |
| 1g | Elect Director Brendan Springstubb | Management | For | For |
| 1h | Elect Director Gregg Tanner | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helle Kristoffersen | Management | For | Withhold |
| 1.2 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.3 | Elect Director Thomas H. Werner | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SUNRUN INC.
MEETING DATE: MAY 26, 2017 | TICKER: RUN SECURITY ID: 86771W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Fenster | Management | For | Withhold |
| 1.2 | Elect Director Richard Wong | Management | For | Withhold |
| 1.3 | Elect Director Leslie Dach | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SUNSHINE BANCORP, INC.
MEETING DATE: APR 26, 2017 | TICKER: SBCP SECURITY ID: 86777J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Samuel | Management | For | Withhold |
| 1.2 | Elect Director George Parmer | Management | For | Withhold |
| 1.3 | Elect Director John C. Reich | Management | For | For |
| 1.4 | Elect Director Dana S. Kilborne | Management | For | For |
| 1.5 | Elect Director W.D. McGinnes, Jr. | Management | For | Withhold |
| 2 | Ratify Hacker, Johnson & Smith PA as Auditors | Management | For | For |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: MAR 01, 2017 | TICKER: SMCI SECURITY ID: 86800U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Liang | Management | For | For |
| 1.2 | Elect Director Sherman Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SUPERCOM LTD.
MEETING DATE: DEC 19, 2016 | TICKER: SPCB SECURITY ID: M87095119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Brightman, Almagor, Zohar, and Shoti as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| |
|---|
SUPERIOR UNIFORM GROUP, INC.
MEETING DATE: MAY 05, 2017 | TICKER: SGC SECURITY ID: 868358102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sidney Kirschner | Management | For | For |
| 1.2 | Elect Director Michael Benstock | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | For |
| 1.4 | Elect Director Robin M. Hensley | Management | For | For |
| 1.5 | Elect Director Paul Mellini | Management | For | For |
| 1.6 | Elect Director Todd Siegel | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2017 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles W. Newhall, III | Management | For | For |
| 1.2 | Elect Director Frederick M. Hudson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SURGERY PARTNERS, INC.
MEETING DATE: MAY 02, 2017 | TICKER: SGRY SECURITY ID: 86881A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew I. Lozow | Management | For | Withhold |
| 1.2 | Elect Director Brent Turner | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SURMODICS, INC.
MEETING DATE: FEB 14, 2017 | TICKER: SRDX SECURITY ID: 868873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose H. Bedoya | Management | For | For |
| 1.2 | Elect Director Susan E. Knight | Management | For | For |
| 2 | Fix Number of Directors at Six | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 27, 2017 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Lata Krishnan | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 24, 2017 | TICKER: SYKE SECURITY ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. MacLeod | Management | For | For |
| 1.2 | Elect Director William D. Muir, Jr. | Management | For | For |
| 1.3 | Elect Director Lorraine L. Lutton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: NOV 01, 2016 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory S. Clark | Management | For | For |
| 1b | Elect Director Frank E. Dangeard | Management | For | For |
| 1c | Elect Director Kenneth Y. Hao | Management | For | Against |
| 1d | Elect Director David W. Humphrey | Management | For | Against |
| 1e | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1f | Elect Director David L. Mahoney | Management | For | For |
| 1g | Elect Director Robert S. Miller | Management | For | For |
| 1h | Elect Director Anita M. Sands | Management | For | For |
| 1i | Elect Director Daniel H. Schulman | Management | For | For |
| 1j | Elect Director V. Paul Unruh | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 25, 2016 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Bergman | Management | For | For |
| 1b | Elect Director Russell J. Knittel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SYNDAX PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: SNDX SECURITY ID: 87164F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fabrice Egros | Management | For | Withhold |
| 1b | Elect Director Pierre Legault | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SYNERGY PHARMACEUTICALS INC.
MEETING DATE: JUN 27, 2017 | TICKER: SGYP SECURITY ID: 871639308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Jacob | Management | For | For |
| 1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
| 1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 1.5 | Elect Director Alan F. Joslyn | Management | For | For |
| 1.6 | Elect Director Richard J. Daly | Management | For | Withhold |
| 1.7 | Elect Director Timothy S. Callahan | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SYNERON MEDICAL LTD.
MEETING DATE: SEP 12, 2016 | TICKER: ELOS SECURITY ID: M87245102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 2.1 | Reelect Stephen J. Fanning as Director Until the End of the Third Annual General Meeting | Management | For | For |
| 2.2 | Reelect Yaffa Krindel as Director Until the End of the Third Annual General Meeting | Management | For | For |
| 3.1 | Reelect Michael Anghel as External Director for a Three-Year Period | Management | For | For |
| 3.2 | Reelect Dan Suesskind as External Director for a Three-Year period | Management | For | For |
| 4 | Approve and Update the Compensation Policy of the Company | Management | For | For |
| 5 | Approve Grant Of RSUs to Non-Executive Directors of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SYNERON MEDICAL LTD.
MEETING DATE: JUN 15, 2017 | TICKER: ELOS SECURITY ID: M87245102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 06, 2017 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.8 | Elect Director John Schwarz | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 1.10 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUL 21, 2016 | TICKER: SNTA SECURITY ID: 87162T206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4.1 | Elect Director Bruce Kovner | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Golden Parachutes | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 07, 2017 | TICKER: SYNT SECURITY ID: 87162H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doeke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director Prashant Ranade | Management | For | For |
| 1.6 | Elect Director Vinod K. Sahney | Management | For | For |
| 1.7 | Elect Director Rex E. Schlaybaugh, Jr. | Management | For | For |
| 1.8 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
SYNTHESIS ENERGY SYSTEMS, INC.
MEETING DATE: JUN 23, 2017 | TICKER: SYMX SECURITY ID: 871628103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lorenzo Lamadrid | Management | For | Withhold |
| 1.2 | Elect Director Robert Rigdon | Management | For | For |
| 1.3 | Elect Director Denis Slavich | Management | For | Withhold |
| 1.4 | Elect Director Harry Rubin | Management | For | Withhold |
| 1.5 | Elect Director Xu, Ziwang | Management | For | For |
| 1.6 | Elect Director Charles M. Brown | Management | For | For |
| 1.7 | Elect Director DeLome Fair | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SYNUTRA INTERNATIONAL, INC.
MEETING DATE: MAR 17, 2017 | TICKER: SYUT SECURITY ID: 87164C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lei Lin | Management | For | Withhold |
| 1.2 | Elect Director Yalin Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors | Management | For | For |
| |
|---|
SYNUTRA INTERNATIONAL, INC.
MEETING DATE: APR 28, 2017 | TICKER: SYUT SECURITY ID: 87164C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SYPRIS SOLUTIONS, INC.
MEETING DATE: MAY 09, 2017 | TICKER: SYPR SECURITY ID: 871655106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Convis | Management | For | For |
| 1.2 | Elect Director William G. Ferko | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Gill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYROS PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2017 | TICKER: SYRS SECURITY ID: 87184Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amir Nashat | Management | For | Withhold |
| 1.2 | Elect Director Robert T. Nelsen | Management | For | Withhold |
| 1.3 | Elect Director Peter Wirth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 13, 2017 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | Withhold |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | Withhold |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | Withhold |
| 1.7 | Elect Director Raphael Kubler | Management | For | Withhold |
| 1.8 | Elect Director Thorsten Langheim | Management | For | Withhold |
| 1.9 | Elect Director John J. Legere | Management | For | Withhold |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 7 | Clawback of Incentive Payments | Shareholder | Against | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 26, 2017 | TICKER: TROW SECURITY ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director Robert F. MacLellan | Management | For | For |
| 1g | Elect Director Brian C. Rogers | Management | For | For |
| 1h | Elect Director Olympia J. Snowe | Management | For | For |
| 1i | Elect Director William J. Stromberg | Management | For | For |
| 1j | Elect Director Dwight S. Taylor | Management | For | For |
| 1k | Elect Director Anne Marie Whittemore | Management | For | For |
| 1l | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1m | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
| 9 | Report on and Assess Proxy Voting Policies in Relation to Executive Compensation | Shareholder | Against | Against |
| 10 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | None | Abstain |
| |
|---|
T2 BIOSYSTEMS, INC.
MEETING DATE: JUN 02, 2017 | TICKER: TTOO SECURITY ID: 89853L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley Lapidus | Management | For | Against |
| 1.2 | Elect Director John W. Cumming | Management | For | Against |
| 1.3 | Elect Director David Elsbree | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TABULA RASA HEALTHCARE, INC.
MEETING DATE: JUN 16, 2017 | TICKER: TRHC SECURITY ID: 873379101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen Bressner | Management | For | Withhold |
| 1.2 | Elect Director Daniel Lubin | Management | For | Withhold |
| 1.3 | Elect Director Bruce Luehrs | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TACTILE SYSTEMS TECHNOLOGY, INC.
MEETING DATE: MAY 09, 2017 | TICKER: TCMD SECURITY ID: 87357P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Burke | Management | For | For |
| 1.2 | Elect Director Jordan S. Davis | Management | For | Withhold |
| 1.3 | Elect Director Gerald R. Mattys | Management | For | For |
| 1.4 | Elect Director Richard J. Nigon | Management | For | Withhold |
| 1.5 | Elect Director Kevin H. Roche | Management | For | For |
| 1.6 | Elect Director Peter H. Soderberg | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 22, 2016 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director Michael Dornemann | Management | For | For |
| 1.4 | Elect Director J Moses | Management | For | For |
| 1.5 | Elect Director Michael Sheresky | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TALEND
MEETING DATE: JUN 06, 2017 | TICKER: TLND SECURITY ID: 874224207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Transfer From Unavailable Reserve Account to Retained Earnings | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Against |
| 6 | Ratify Appointment of S. Steven Singh as Director | Management | For | Against |
| 7 | Ratify Appointment of Nanci Caldwell as Director | Management | For | Against |
| 8 | Approve Stock Option Plan Adopted by the April 20, 2017 Board Meeting | Management | For | Against |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 10 | Amend Article 4 of Bylaws to Comply with New Regulation Re: Headquarters | Management | For | For |
| 11 | Authorize up to 2 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 12 | Approve Issuance of 2 Million Warrants (BSPCE) without Preemptive Rights Reserved for Employees and Corporate Officers | Management | For | For |
| 13 | Authorize up to 2 Million Shares for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize Issuance of 2 Million Warrants (BSA) Reserved for Directors | Management | For | Against |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests at 2 Million Shares, under Items 11-14 | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 17 | Authorize International Employee Stock Purchase Plan (ESPP) | Management | For | Against |
| 18 | Authorize Capital Issuances for Employees of the Company and Affiliated Companies, in France and Abroad, within the Meaning of Article L. 225-180 of the French Commercial Code Belonging to an ESPP | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 45,680 Under Items 16-18 | Management | For | For |
| |
|---|
TALMER BANCORP, INC.
MEETING DATE: JUL 14, 2016 | TICKER: TLMR SECURITY ID: 87482X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
TANDEM DIABETES CARE, INC.
MEETING DATE: MAY 16, 2017 | TICKER: TNDM SECURITY ID: 875372104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Howard E. Greene, Jr. | Management | For | For |
| 1.3 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 17, 2017 | TICKER: AMTD SECURITY ID: 87236Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lorenzo A. Bettino | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Joseph H. Moglia | Management | For | For |
| 1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEARLAB CORPORATION
MEETING DATE: FEB 23, 2017 | TICKER: TEAR SECURITY ID: 878193101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
TEARLAB CORPORATION
MEETING DATE: JUN 23, 2017 | TICKER: TEAR SECURITY ID: 878193200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elias Vamvakas | Management | For | For |
| 1.2 | Elect Director Anthony E. Altig | Management | For | For |
| 1.3 | Elect Director Thomas N. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.5 | Elect Director Joseph S. Jensen | Management | For | For |
| 1.6 | Elect Director Paul M. Karpecki | Management | For | For |
| 1.7 | Elect Director Richard L. Lindstrom | Management | For | For |
| 1.8 | Elect Director Donald E. Rindell | Management | For | For |
| 1.9 | Elect Director Brock J. Wright | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Adair | Management | For | For |
| 1b | Elect Director Karen M. Dahut | Management | For | For |
| 1c | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1d | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 1e | Elect Director Bridgette P. Heller | Management | For | For |
| 1f | Elect Director Kathleen Misunas | Management | For | For |
| 1g | Elect Director Thomas I. Morgan | Management | For | For |
| 1h | Elect Director Patrick G. Sayer | Management | For | For |
| 1i | Elect Director Savio W. Tung | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TECHTARGET, INC.
MEETING DATE: JUN 16, 2017 | TICKER: TTGT SECURITY ID: 87874R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Cotoia | Management | For | For |
| 1.2 | Elect Director Roger M. Marino | Management | For | For |
| 2 | Ratify BDO USA LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TECNOGLASS INC.
MEETING DATE: NOV 02, 2016 | TICKER: TGLS SECURITY ID: G87264100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jose M. Daes | Management | For | Against |
| 1B | Elect Director A. Lorne Weil | Management | For | Against |
| 2 | Other Business (Voting) | Management | For | Against |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
MEETING DATE: MAR 29, 2017 | TICKER: ERIC B SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (11) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Elect Jon Baksaas as New Director | Management | For | Did Not Vote |
| 11.2 | Elect Jan Carlson as New Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Elect Eric Elzvik as New Director | Management | For | Did Not Vote |
| 11.6 | Reelect Leif Johansson as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Kristin Lund as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Sukhinder Cassidy as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.11 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Reappoint Leif Johansson as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17.1 | Approve Long-Term Variable Compensation Program 2017 (LTV 2017) | Management | For | Did Not Vote |
| 17.2 | Authorize Transfer of up to 2.2 Million B Shares in Connection to LTV 2017; Approve Reissuance of 800,000 B Shares to Cover Expenses; Approve Directed Issuance of up to 3 Million C Shares; Approve Directed Repurchase of up to 3 Million C Shares | Management | For | Did Not Vote |
| 17.3 | Approve Equity Swap Agreement with Third Party as Alternative Financing | Management | For | Did Not Vote |
| 18 | Approve Transfer of up to 19.8 Million Shares in Connection to LTV 2013, LTV 2014, LTV 2015 and LTV 2016 | Management | For | Did Not Vote |
| 19 | Require the Board to Present a Proposal on Equal Voting Rights for All Shares at the AGM 2018 | Shareholder | None | Did Not Vote |
| 20 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 21.1 | Amend Articles Re: Voting Power Differences | Shareholder | None | Did Not Vote |
| 21.2 | Amend Articles Re: Former Politicians on the Board of Directors | Shareholder | None | Did Not Vote |
| 22.1 | Adopt Vision Regarding Work Place Accidents in the Company | Shareholder | None | Did Not Vote |
| 22.2 | Require Board to Appoint Work Group Regarding Work Place Accidents | Shareholder | None | Did Not Vote |
| 22.3 | Require Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report | Shareholder | None | Did Not Vote |
| 22.4 | Adopt a Vision for Absolute Gender Equality on All Levels Within the Company | Shareholder | None | Did Not Vote |
| 22.5 | Instruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company | Shareholder | None | Did Not Vote |
| 22.6 | Require the Results from the Working Group Concerning Item 22.4 to be Reported to the AGM | Shareholder | None | Did Not Vote |
| 22.7 | Request Board to Take Necessary Action to Create a Shareholders' Association | Shareholder | None | Did Not Vote |
| 22.8 | Prohibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities | Shareholder | None | Did Not Vote |
| 22.9 | Request Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 22.8 | Shareholder | None | Did Not Vote |
| 22.10 | Require Nomination Committee to Consider Matters Related to Ethics, Gender and Ethnicity | Shareholder | None | Did Not Vote |
| 22.11 | Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a "cool-off" Period For Politicians | Shareholder | None | Did Not Vote |
| 22.12 | Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee | Shareholder | None | Did Not Vote |
| 23 | Assign Special Examiner to Examine if Corruption has Occurred in the Company's Business | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| |
|---|
TELENAV, INC.
MEETING DATE: NOV 17, 2016 | TICKER: TNAV SECURITY ID: 879455103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel Chen | Management | For | For |
| 1.2 | Elect Director Wes Cummins | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
TELETECH HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: TTEC SECURITY ID: 879939106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Ekta Singh-Bushell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TELIGENT, INC.
MEETING DATE: MAY 18, 2017 | TICKER: TLGT SECURITY ID: 87960W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason Grenfell-Gardner | Management | For | For |
| 1.2 | Elect Director Bhaskar Chaudhuri | Management | For | For |
| 1.3 | Elect Director Steven Koehler | Management | For | For |
| 1.4 | Elect Director James C. Gale | Management | For | For |
| 1.5 | Elect Director John Celentano | Management | For | For |
| 1.6 | Elect Director Carole S. Ben-Maimon | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENAX THERAPEUTICS, INC.
MEETING DATE: JUN 14, 2017 | TICKER: TENX SECURITY ID: 88032L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald R. Blanck | Management | For | For |
| 1.2 | Elect Director Anthony A. DiTonno | Management | For | For |
| 1.3 | Elect Director James Mitchum | Management | For | For |
| 1.4 | Elect Director Gregory Pepin | Management | For | For |
| 1.5 | Elect Director Gerald T. Proehl | Management | For | For |
| 1.6 | Elect Director Chris A. Rallis | Management | For | For |
| 2 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRAFORM GLOBAL, INC.
MEETING DATE: JUN 29, 2017 | TICKER: GLBL SECURITY ID: 88104M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Blackmore | Management | For | Withhold |
| 1.2 | Elect Director Frederick J. Boyle | Management | For | For |
| 1.3 | Elect Director Christopher Compton | Management | For | Withhold |
| 1.4 | Elect Director Hanif Dahya | Management | For | Withhold |
| 1.5 | Elect Director Mark Lerdal | Management | For | For |
| 1.6 | Elect Director David J. Mack | Management | For | For |
| 1.7 | Elect Director Alan B. Miller | Management | For | For |
| 1.8 | Elect Director David Ringhofer | Management | For | Withhold |
| 1.9 | Elect Director Gregory Scallen | Management | For | Withhold |
| 1.10 | Elect Director John F. Stark | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TERRAVIA HOLDINGS, INC.
MEETING DATE: MAY 22, 2017 | TICKER: TVIA SECURITY ID: 88105A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan S. Wolfson | Management | For | Withhold |
| 1.2 | Elect Director Gary M. Pfeiffer | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TERRITORIAL BANCORP INC.
MEETING DATE: MAY 25, 2017 | TICKER: TBNK SECURITY ID: 88145X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Y. Ikeda | Management | For | For |
| 1.2 | Elect Director David S. Murakami | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TESARO, INC.
MEETING DATE: MAY 11, 2017 | TICKER: TSRO SECURITY ID: 881569107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leon O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
TESCO CORPORATION
MEETING DATE: MAY 16, 2017 | TICKER: TESO SECURITY ID: 88157K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fernando R. Assing | Management | For | For |
| 1.2 | Elect Director John P. Dielwart | Management | For | For |
| 1.3 | Elect Director R. Vance Milligan | Management | For | For |
| 1.4 | Elect Director Douglas R. Ramsay | Management | For | For |
| 1.5 | Elect Director Rose M. Robeson | Management | For | For |
| 1.6 | Elect Director Elijio V. Serrano | Management | For | For |
| 1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: NOV 17, 2016 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
TESLA, INC.
MEETING DATE: JUN 06, 2017 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Robyn M. Denholm | Management | For | For |
| 1.3 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TESSCO TECHNOLOGIES INCORPORATED
MEETING DATE: JUL 26, 2016 | TICKER: TESS SECURITY ID: 872386107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
| 1.2 | Elect Director John D. Beletic | Management | For | For |
| 1.3 | Elect Director Jay G. Baitler | Management | For | For |
| 1.4 | Elect Director Benn R. Konsynski | Management | For | For |
| 1.5 | Elect Director Dennis J. Shaughnessy | Management | For | For |
| 1.6 | Elect Director Morton F. Zifferer, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: MAR 02, 2017 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Batrack | Management | For | For |
| 1.2 | Elect Director Hugh M. Grant | Management | For | For |
| 1.3 | Elect Director Patrick C. Haden | Management | For | For |
| 1.4 | Elect Director J. Christopher Lewis | Management | For | For |
| 1.5 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.6 | Elect Director Kimberly e. Ritrievi | Management | For | For |
| 1.7 | Elect Director Albert E. Smith | Management | For | For |
| 1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.9 | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TETRAPHASE PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2017 | TICKER: TTPH SECURITY ID: 88165N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Nancy Wysenski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: APR 18, 2017 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Keith Cargill | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Larry L. Helm | Management | For | For |
| 1.6 | Elect Director Charles S. Hyle | Management | For | For |
| 1.7 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.8 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.9 | Elect Director Robert W. Stallings | Management | For | For |
| 1.10 | Elect Director Dale W. Tremblay | Management | For | For |
| 1.11 | Elect Director Ian J. Turpin | Management | For | For |
| 1.12 | Elect Director Patricia A. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 20, 2017 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Todd M. Bluedorn | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director Janet F. Clark | Management | For | For |
| 1f | Elect Director Carrie S. Cox | Management | For | For |
| 1g | Elect Director Jean M. Hobby | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Wayne R. Sanders | Management | For | For |
| 1l | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 18, 2017 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ramsey | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
TFS FINANCIAL CORPORATION
MEETING DATE: FEB 23, 2017 | TICKER: TFSL SECURITY ID: 87240R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director William C. Mulligan | Management | For | For |
| 1B | Elect Director Terrence R. Ozan | Management | For | For |
| 1C | Elect Director Marc A. Stefanski | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TG THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2017 | TICKER: TGTX SECURITY ID: 88322Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence N. Charney | Management | For | For |
| 1.2 | Elect Director Yann Echelard | Management | For | For |
| 1.3 | Elect Director William J. Kennedy | Management | For | For |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For |
| 1.5 | Elect Director Daniel Hume | Management | For | For |
| 1.6 | Elect Director Mark Schoenebaum | Management | For | Withhold |
| 1.7 | Elect Director Michael S. Weiss | Management | For | Withhold |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| |
|---|
THE ADVISORY BOARD COMPANY
MEETING DATE: MAY 31, 2017 | TICKER: ABCO SECURITY ID: 00762W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.2 | Elect Director David L. Felsenthal | Management | For | For |
| 1.3 | Elect Director Peter J. Grua | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Kelt Kindick | Management | For | For |
| 1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
| 1.7 | Elect Director Mark R. Neaman | Management | For | For |
| 1.8 | Elect Director Leon D. Shapiro | Management | For | For |
| 1.9 | Elect Director LeAnne M. Zumwalt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE ANDERSONS, INC.
MEETING DATE: MAY 12, 2017 | TICKER: ANDE SECURITY ID: 034164103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Bowe | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson, Sr. | Management | For | For |
| 1.3 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.4 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.5 | Elect Director Robert J. King, Jr. | Management | For | For |
| 1.6 | Elect Director Ross W. Manire | Management | For | For |
| 1.7 | Elect Director Donald L. Mennel | Management | For | For |
| 1.8 | Elect Director Patrick S. Mullin | Management | For | For |
| 1.9 | Elect Director John T. Stout, Jr. | Management | For | For |
| 1.10 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE BANCORP, INC.
MEETING DATE: SEP 29, 2016 | TICKER: TBBK SECURITY ID: 05969A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
THE BANCORP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: TBBK SECURITY ID: 05969A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Cohen | Management | For | For |
| 1.2 | Elect Director Damian M. Kozlowski | Management | For | For |
| 1.3 | Elect Director Walter T. Beach | Management | For | For |
| 1.4 | Elect Director Michael J. Bradley | Management | For | For |
| 1.5 | Elect Director John C. Chrystal | Management | For | For |
| 1.6 | Elect Director Matthew Cohn | Management | For | For |
| 1.7 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.8 | Elect Director Hersh Kozlov | Management | For | For |
| 1.9 | Elect Director William H. Lamb | Management | For | For |
| 1.10 | Elect Director James J. McEntee, III | Management | For | For |
| 1.11 | Elect Director Mei-Mei Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
THE BON-TON STORES, INC.
MEETING DATE: JUN 13, 2017 | TICKER: BONT SECURITY ID: 09776J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn Bufano | Management | For | For |
| 1.2 | Elect Director Michael L. Gleim | Management | For | For |
| 1.3 | Elect Director Daniel T. Motulsky | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Rigby | Management | For | For |
| 1.5 | Elect Director Philmer H. Rohrbaugh | Management | For | For |
| 1.6 | Elect Director Jeffrey B. Sherman | Management | For | For |
| 1.7 | Elect Director Debra K. Simon | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: JUN 08, 2017 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Edie Ames | Management | For | For |
| 1c | Elect Director Alexander L. Cappello | Management | For | For |
| 1d | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1e | Elect Director Laurence B. Mindel | Management | For | For |
| 1f | Elect Director David B. Pittaway | Management | For | For |
| 1g | Elect Director Herbert Simon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 19, 2017 | TICKER: CHEF SECURITY ID: 163086101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominick Cerbone | Management | For | For |
| 1.2 | Elect Director John A. Couri | Management | For | For |
| 1.3 | Elect Director Joseph Cugine | Management | For | For |
| 1.4 | Elect Director John DeBenedetti | Management | For | For |
| 1.5 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.6 | Elect Director Alan Guarino | Management | For | For |
| 1.7 | Elect Director Stephen Hanson | Management | For | For |
| 1.8 | Elect Director Katherine Oliver | Management | For | For |
| 1.9 | Elect Director Christopher Pappas | Management | For | For |
| 1.10 | Elect Director John Pappas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE CHILDREN'S PLACE, INC.
MEETING DATE: MAY 11, 2017 | TICKER: PLCE SECURITY ID: 168905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Malcolm Beck | Management | For | For |
| 1.4 | Elect Director Jane Elfers | Management | For | For |
| 1.5 | Elect Director Joseph Gromek | Management | For | For |
| 1.6 | Elect Director Norman Matthews | Management | For | For |
| 1.7 | Elect Director Robert L. Mettler | Management | For | For |
| 1.8 | Elect Director Stanley W. Reynolds | Management | For | For |
| 1.9 | Elect Director Susan Sobbott | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: JUN 01, 2017 | TICKER: DSG SECURITY ID: 249906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David I. Beatson | Management | For | For |
| 1.2 | Elect Director Deborah Close | Management | For | For |
| 1.3 | Elect Director Eric A. Demirian | Management | For | For |
| 1.4 | Elect Director Chris Hewat | Management | For | For |
| 1.5 | Elect Director Jane O'Hagan | Management | For | For |
| 1.6 | Elect Director Edward J. Ryan | Management | For | For |
| 1.7 | Elect Director John J. Walker | Management | For | For |
| 1.8 | Elect Director Dennis Maple | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan | Management | For | For |
| 4 | Amend Performance and Restricted Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
THE DIXIE GROUP, INC.
MEETING DATE: MAY 03, 2017 | TICKER: DXYN SECURITY ID: 255519100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Blue, Jr | Management | For | For |
| 1.2 | Elect Director Charles E. Brock | Management | For | For |
| 1.3 | Elect Director Daniel K. Frierson | Management | For | For |
| 1.4 | Elect Director D. Kennedy Frierson, Jr. | Management | For | For |
| 1.5 | Elect Director Walter W. Hubbard | Management | For | For |
| 1.6 | Elect Director Lowry F. Kline | Management | For | For |
| 1.7 | Elect Director Hilda S. Murray | Management | For | For |
| 1.8 | Elect Director John W. Murrey, III | Management | For | For |
| 1.9 | Elect Director Michael L. Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
THE EASTERN COMPANY
MEETING DATE: MAY 03, 2017 | TICKER: EML SECURITY ID: 276317104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Everets | Management | For | For |
| 1.2 | Elect Director August M. Vlak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Fiondella, Milone & LaSaracina LLP as Auditors | Management | For | For |
| |
|---|
THE ENSIGN GROUP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: ENSG SECURITY ID: 29358P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Christensen | Management | For | For |
| 1.2 | Elect Director John G. Nackel | Management | For | For |
| 1.3 | Elect Director Barry M. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
THE EXONE COMPANY
MEETING DATE: MAY 17, 2017 | TICKER: XONE SECURITY ID: 302104104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director S. Kent Rockwell | Management | For | For |
| 1b | Elect Director John Irvin | Management | For | For |
| 1c | Elect Director Raymond J. Kilmer | Management | For | For |
| 1d | Elect Director Gregory F. Pashke | Management | For | Against |
| 1e | Elect Director Lloyd A. Semple | Management | For | For |
| 1f | Elect Director William F. Strome | Management | For | Against |
| 1g | Elect Director Bonnie K. Wachtel | Management | For | Against |
| 2 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For |
| |
|---|
THE FEMALE HEALTH COMPANY
MEETING DATE: OCT 31, 2016 | TICKER: FHCO SECURITY ID: 314462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Wisconsin to Delaware] | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
THE FEMALE HEALTH COMPANY
MEETING DATE: MAR 16, 2017 | TICKER: FHCO SECURITY ID: 314462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Bethune | Management | For | For |
| 1.2 | Elect Director Mario Eisenberger | Management | For | For |
| 1.3 | Elect Director Harry Fisch | Management | For | For |
| 1.4 | Elect Director Mary Margaret Frank | Management | For | For |
| 1.5 | Elect Director Lucy Lu | Management | For | For |
| 1.6 | Elect Director Georges Makhoul | Management | For | For |
| 1.7 | Elect Director O.B. Parrish | Management | For | For |
| 1.8 | Elect Director Elgar Peerschke | Management | For | For |
| 1.9 | Elect Director Jesus Socorro | Management | For | For |
| 1.10 | Elect Director Mitchell S. Steiner | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THE FINISH LINE, INC.
MEETING DATE: JUL 14, 2016 | TICKER: FINL SECURITY ID: 317923100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Goldsmith | Management | For | For |
| 1.2 | Elect Director Catherine Langham | Management | For | For |
| 1.3 | Elect Director Norman H. Gurwitz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE FIRST BANCORP, INC.
MEETING DATE: APR 26, 2017 | TICKER: FNLC SECURITY ID: 31866P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine M. Boyd | Management | For | For |
| 1.2 | Elect Director Robert B. Gregory | Management | For | For |
| 1.3 | Elect Director Renee W. Kelly | Management | For | For |
| 1.4 | Elect Director Tony C. McKim | Management | For | For |
| 1.5 | Elect Director Mark N. Rosborough | Management | For | For |
| 1.6 | Elect Director Cornelius J. Russell | Management | For | For |
| 1.7 | Elect Director Stuart G. Smith | Management | For | For |
| 1.8 | Elect Director David B. Soule, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce B. Tindal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Berry Dunn McNeil & Parker, LLC as Auditors | Management | For | For |
| |
|---|
THE FIRST BANCSHARES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: FBMS SECURITY ID: 318916103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted E. Parker | Management | For | For |
| 1.2 | Elect Director J. Douglas Seidenburg | Management | For | For |
| 1.3 | Elect Director Rodney D. Bennett | Management | For | For |
| 1.4 | Elect Director Thomas E. Mitchell | Management | For | For |
| 2 | Ratify T.E. Lott & Company as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE FIRST OF LONG ISLAND CORPORATION
MEETING DATE: APR 19, 2017 | TICKER: FLIC SECURITY ID: 320734106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Desmond | Management | For | For |
| 1.2 | Elect Director Howard Thomas Hogan, Jr. | Management | For | For |
| 1.3 | Elect Director Milbrey Rennie Taylor | Management | For | For |
| 1.4 | Elect Director Walter C. Teagle, III | Management | For | For |
| 1.5 | Elect Director Michael N. Vittorio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 10, 2017 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Laurette T. Koellner | Management | For | For |
| 1f | Elect Director Richard J. Kramer | Management | For | For |
| 1g | Elect Director W. Alan McCollough | Management | For | For |
| 1h | Elect Director John E. McGlade | Management | For | For |
| 1i | Elect Director Michael J. Morell | Management | For | For |
| 1j | Elect Director Roderick A. Palmore | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 1l | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1m | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HABIT RESTAURANTS, INC.
MEETING DATE: JUN 21, 2017 | TICKER: HABT SECURITY ID: 40449J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell W. Bendel | Management | For | Withhold |
| 1.2 | Elect Director Ira Zecher | Management | For | Withhold |
| 1.3 | Elect Director A. William Allen, III | Management | For | Withhold |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
THE HACKETT GROUP, INC.
MEETING DATE: MAY 03, 2017 | TICKER: HCKT SECURITY ID: 404609109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Harris | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
THE KEYW HOLDING CORPORATION
MEETING DATE: MAY 10, 2017 | TICKER: KEYW SECURITY ID: 493723100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Deborah Bonanni | Management | For | For |
| 1b | Elect Director Bill Campbell | Management | For | For |
| 1c | Elect Director Shep Hill | Management | For | For |
| 1d | Elect Director Chris Inglis | Management | For | For |
| 1e | Elect Director Ken Minihan | Management | For | For |
| 1f | Elect Director Art Money | Management | For | For |
| 1g | Elect Director Caroline Pisano | Management | For | For |
| 1h | Elect Director Mark Sopp | Management | For | For |
| 1i | Elect Director Bill Weber | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: APR 19, 2017 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director Mackey J. McDonald | Management | For | For |
| 1j | Elect Director John C. Pope | Management | For | For |
| 1k | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
| |
|---|
THE MEDICINES COMPANY
MEETING DATE: MAY 25, 2017 | TICKER: MDCO SECURITY ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William W. Crouse | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director Robert J. Hugin | Management | For | For |
| 1d | Elect Director John C. Kelly | Management | For | For |
| 1e | Elect Director Clive A. Meanwell | Management | For | For |
| 1f | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1g | Elect Director Hiroaki Shigeta | Management | For | For |
| 1h | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE MEET GROUP, INC.
MEETING DATE: MAY 05, 2017 | TICKER: MEET SECURITY ID: 585141104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jean Clifton | Management | For | For |
| 1B | Elect Director Geoffrey Cook | Management | For | For |
| 1C | Elect Director Ernesto Cruz | Management | For | For |
| 1D | Elect Director Christopher Fralic | Management | For | For |
| 1E | Elect Director Spencer Rhodes | Management | For | For |
| 1F | Elect Director Jason Whitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
THE MICHAELS COMPANIES, INC.
MEETING DATE: JUN 07, 2017 | TICKER: MIK SECURITY ID: 59408Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Bekenstein | Management | For | For |
| 1.2 | Elect Director Monte E. Ford | Management | For | For |
| 1.3 | Elect Director Karen Kaplan | Management | For | For |
| 1.4 | Elect Director Lewis S. Klessel | Management | For | For |
| 1.5 | Elect Director Matthew S. Levin | Management | For | For |
| 1.6 | Elect Director John J. Mahoney | Management | For | For |
| 1.7 | Elect Director James A. Quella | Management | For | For |
| 1.8 | Elect Director Beryl B. Raff | Management | For | For |
| 1.9 | Elect Director Carl S. Rubin | Management | For | For |
| 1.10 | Elect Director Peter F. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
THE MIDDLEBY CORPORATION
MEETING DATE: MAY 09, 2017 | TICKER: MIDD SECURITY ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selim A. Bassoul | Management | For | For |
| 1.2 | Elect Director Sarah Palisi Chapin | Management | For | For |
| 1.3 | Elect Director Robert B. Lamb | Management | For | For |
| 1.4 | Elect Director Cathy L. McCarthy | Management | For | For |
| 1.5 | Elect Director John R. Miller, III | Management | For | For |
| 1.6 | Elect Director Gordon O'Brien | Management | For | For |
| 1.7 | Elect Director Nassem Ziyad | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| |
|---|
THE NAVIGATORS GROUP, INC.
MEETING DATE: MAY 25, 2017 | TICKER: NAVG SECURITY ID: 638904102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saul L. Basch | Management | For | For |
| 1.2 | Elect Director Terence N. Deeks | Management | For | For |
| 1.3 | Elect Director Stanley A. Galanski | Management | For | For |
| 1.4 | Elect Director Meryl D. Hartzband | Management | For | For |
| 1.5 | Elect Director Geoffrey E. Johnson | Management | For | For |
| 1.6 | Elect Director Robert V. Mendelsohn | Management | For | For |
| 1.7 | Elect Director David M. Platter | Management | For | For |
| 1.8 | Elect Director Patricia H. Roberts | Management | For | For |
| 1.9 | Elect Director Janice C. Tomlinson | Management | For | For |
| 1.10 | Elect Director Marc M. Tract | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE ONE GROUP HOSPITALITY, INC.
MEETING DATE: JUN 22, 2017 | TICKER: STKS SECURITY ID: 88338K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael Serruya | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 08, 2017 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
THE PROVIDENCE SERVICE CORPORATION
MEETING DATE: JUL 27, 2016 | TICKER: PRSC SECURITY ID: 743815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Kerley | Management | For | For |
| 1.2 | Elect Director Christopher S. Shackelton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE PROVIDENCE SERVICE CORPORATION
MEETING DATE: JUN 15, 2017 | TICKER: PRSC SECURITY ID: 743815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Coulter | Management | For | For |
| 1.2 | Elect Director James M. Lindstrom | Management | For | Withhold |
| 1.3 | Elect Director Leslie V. Norwalk | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE RMR GROUP INC.
MEETING DATE: MAR 29, 2017 | TICKER: RMR SECURITY ID: 74967R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann Logan | Management | For | Withhold |
| 1.2 | Elect Director Rosen Plevneliev | Management | For | Withhold |
| 1.3 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.5 | Elect Director Walter C. Watkins, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 08, 2017 | TICKER: SPNC SECURITY ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Maria Sainz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 15, 2017 | TICKER: ULTI SECURITY ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jonathan D. Mariner | Management | For | For |
| 1B | Elect Director Jason Dorsey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE WENDY'S COMPANY
MEETING DATE: MAY 23, 2017 | TICKER: WEN SECURITY ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Peltz | Management | For | For |
| 1b | Elect Director Peter W. May | Management | For | For |
| 1c | Elect Director Emil J. Brolick | Management | For | For |
| 1d | Elect Director Kenneth W. Gilbert | Management | For | For |
| 1e | Elect Director Dennis M. Kass | Management | For | For |
| 1f | Elect Director Joseph A. Levato | Management | For | For |
| 1g | Elect Director Michelle 'Mich' J. Mathews-Spradlin | Management | For | For |
| 1h | Elect Director Matthew H. Peltz | Management | For | For |
| 1i | Elect Director Todd A. Penegor | Management | For | For |
| 1j | Elect Director Peter H. Rothschild | Management | For | For |
| 1k | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
THE YORK WATER COMPANY
MEETING DATE: MAY 01, 2017 | TICKER: YORW SECURITY ID: 987184108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erin C. Casey | Management | For | For |
| 1.2 | Elect Director Robert P. Newcomer | Management | For | For |
| 1.3 | Elect Director Ernest J. Waters | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THE9 LIMITED
MEETING DATE: DEC 02, 2016 | TICKER: NCTY SECURITY ID: 88337K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jun Zhu as Director | Management | For | Against |
| 2 | Elect George Lai as Director | Management | For | Against |
| |
|---|
THERAVANCE BIOPHARMA, INC.
MEETING DATE: MAY 17, 2017 | TICKER: TBPH SECURITY ID: G8807B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean J. Mitchell | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.3 | Elect Director George M. Whitesides | Management | For | For |
| 1.4 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THESTREET, INC.
MEETING DATE: MAY 31, 2017 | TICKER: TST SECURITY ID: 88368Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah Fay | Management | For | Withhold |
| 1.2 | Elect Director Betsy Morgan | Management | For | For |
| 1.3 | Elect Director Steve Zacharias | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
TILE SHOP HOLDINGS, INC.
MEETING DATE: JUL 12, 2016 | TICKER: TTS SECURITY ID: 88677Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris R. Homeister | Management | For | For |
| 1.2 | Elect Director Peter J. Jacullo, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIMBERLAND BANCORP, INC.
MEETING DATE: JAN 24, 2017 | TICKER: TSBK SECURITY ID: 887098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon C. Parker | Management | For | For |
| 1.2 | Elect Director James C. Mason | Management | For | For |
| 1.3 | Elect Director Michael J. Stoney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Delap LLP as Auditors | Management | For | For |
| |
|---|
TIPTREE INC.
MEETING DATE: JUN 06, 2017 | TICKER: TIPT SECURITY ID: 88822Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Friedman | Management | For | For |
| 1.2 | Elect Director Bradley E. Smith | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TITAN MACHINERY INC.
MEETING DATE: JUN 01, 2017 | TICKER: TITN SECURITY ID: 88830R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Christianson | Management | For | For |
| 1.2 | Elect Director John Henderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TITAN PHARMACEUTICALS, INC.
MEETING DATE: AUG 02, 2016 | TICKER: TTNP SECURITY ID: 888314309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Rubin | Management | For | For |
| 1.2 | Elect Director Sunil Bhonsle | Management | For | For |
| 1.3 | Elect Director Joseph A. Akers | Management | For | For |
| 1.4 | Elect Director Eurelio M. Cavalier | Management | For | For |
| 1.5 | Elect Director M. David MacFarlane | Management | For | For |
| 1.6 | Elect Director James R. McNab, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| |
|---|
TIVITY HEALTH, INC.
MEETING DATE: MAY 25, 2017 | TICKER: TVTY SECURITY ID: 88870R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Archelle Georgiou | Management | For | For |
| 1B | Elect Director Robert J. Greczyn, Jr. | Management | For | For |
| 1C | Elect Director Peter A. Hudson | Management | For | For |
| 1D | Elect Director Bradley S. Karro | Management | For | For |
| 1E | Elect Director Paul H. Keckley | Management | For | For |
| 1F | Elect Director Conan J. Laughlin | Management | For | For |
| 1G | Elect Director Lee A. Shapiro | Management | For | For |
| 1H | Elect Director Donato J. Tramuto | Management | For | For |
| 1I | Elect Director Kevin G. Wills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TIVO CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: TIVO SECURITY ID: 88870P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Carson | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.5 | Elect Director James E. Meyer | Management | For | For |
| 1.6 | Elect Director Daniel Moloney | Management | For | For |
| 1.7 | Elect Director Raghavendra Rau | Management | For | For |
| 1.8 | Elect Director Glenn W. Welling | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Securities Transfer Restrictions | Management | For | Against |
| |
|---|
TIVO INC.
MEETING DATE: JUL 11, 2016 | TICKER: TIVO SECURITY ID: 888706108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Cella | Management | For | Against |
| 1.2 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TIVO INC.
MEETING DATE: SEP 07, 2016 | TICKER: TIVO SECURITY ID: 888706108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
TOKAI PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2017 | TICKER: TKAI SECURITY ID: 88907J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
TONIX PHARMACEUTICALS HOLDING CORP.
MEETING DATE: JUN 16, 2017 | TICKER: TNXP SECURITY ID: 890260409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Lederman | Management | For | For |
| 1.2 | Elect Director Stuart Davidson | Management | For | For |
| 1.3 | Elect Director Patrick Grace | Management | For | For |
| 1.4 | Elect Director Donald W. Landry | Management | For | For |
| 1.5 | Elect Director Ernest Mario | Management | For | For |
| 1.6 | Elect Director Charles E. Mather, IV | Management | For | For |
| 1.7 | Elect Director John Rhodes | Management | For | For |
| 1.8 | Elect Director Samuel Saks | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Approve Increase in Size of Board | Management | For | For |
| 6 | Amend Articles of Incorporation | Management | For | For |
| 7 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
MEETING DATE: JUN 29, 2017 | TICKER: TSEM SECURITY ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Amir Elstein as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Elect Kalman Kaufman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Elect Dana Gross as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Rami Guzman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Yoav Chelouche as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 1.6 | Elect Rony Ross as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Elect Alex Kornhauser as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.8 | Elect Ilan Flato as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.9 | Elect Iris Avner as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.10 | Elect Russell Ellwanger as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Appoint Amir Elstein as Chairman and Ratify His Employment Agreement | Management | For | For |
| 3 | Ratify Company's Amended Compensation Policy for the Directors and Officers | Management | For | For |
| 4 | Subject to Approval of Item 3, Ratify Equity Grant to CEO | Management | For | For |
| 5 | Ratify Increased Annual Fixed Fee to Directors, Other than to Amir Elstein and Russell Ellwanger | Management | For | For |
| 6 | Subject to Approval of Item 3, Ratify Equity Grant to Directors, Other than to Amir Elstein and Russell Ellwanger | Management | For | For |
| 7 | Reappoint Brightman Almagor & Co. as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 8 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
TOWERSTREAM CORPORATION
MEETING DATE: SEP 28, 2016 | TICKER: TWER SECURITY ID: 892000209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares Below Market Price | Management | For | For |
| 2 | Approve Issuance of Shares Below Market Price | Management | For | For |
| 3 | Approve Change of Control That Could Result From the Potential Issuance of Securities in One or More Non-Public Offerings | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TOWERSTREAM CORPORATION
MEETING DATE: DEC 13, 2016 | TICKER: TWER SECURITY ID: 892000209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Howard L. Haronian | Management | For | For |
| 1.3 | Elect Director Paul Koehler | Management | For | For |
| 1.4 | Elect Director William J. Bush | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TOWN SPORTS INTERNATIONAL HOLDINGS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: CLUB SECURITY ID: 89214A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin J. Annese | Management | For | For |
| 1.2 | Elect Director Jason M. Fish | Management | For | For |
| 1.3 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.4 | Elect Director Patrick Walsh | Management | For | For |
| 1.5 | Elect Director L. Spencer Wells | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TOWNEBANK
MEETING DATE: MAY 24, 2017 | TICKER: TOWN SECURITY ID: 89214P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey F. Benson | Management | For | For |
| 1.2 | Elect Director Douglas D. Ellis | Management | For | For |
| 1.3 | Elect Director John W. Failes | Management | For | For |
| 1.4 | Elect Director William I. Foster, III | Management | For | For |
| 1.5 | Elect Director Stephanie J. Marioneaux | Management | For | For |
| 1.6 | Elect Director Juan M. Montero, II | Management | For | For |
| 1.7 | Elect Director Thomas K. Norment, Jr. | Management | For | For |
| 1.8 | Elect Director Brad E. Schwartz | Management | For | For |
| 1.9 | Elect Director Alan S. Witt | Management | For | For |
| 1.10 | Elect Director Robert M. Oman | Management | For | For |
| 1.11 | Elect Director Elizabeth T. Patterson | Management | For | For |
| 1.12 | Elect Director E. Neal Crawford, Jr. | Management | For | For |
| 1.13 | Elect Director William T. Morrison | Management | For | For |
| 1.14 | Elect Director Dwight C. Schaubach | Management | For | For |
| 2 | Ratify the Appointment of Members to the Respective Boards of Directors of the TowneBanking Groups and Towne Financial Services | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TPI COMPOSITES, INC.
MEETING DATE: MAY 16, 2017 | TICKER: TPIC SECURITY ID: 87266J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven C. Lockard | Management | For | Withhold |
| 1.2 | Elect Director Stephen B. Bransfield | Management | For | Withhold |
| 1.3 | Elect Director Philip J. Deutch | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRACON PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2017 | TICKER: TCON SECURITY ID: 89237H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Rainer Twiford | Management | For | Withhold |
| 1.2 | Elect Director Martin A. Mattingly | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 09, 2017 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.5 | Elect Director George MacKenzie | Management | For | For |
| 1.6 | Elect Director Edna K. Morris | Management | For | For |
| 1.7 | Elect Director Mark J. Weikel | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRANS WORLD ENTERTAINMENT CORPORATION
MEETING DATE: JUL 06, 2016 | TICKER: TWMC SECURITY ID: 89336Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Higgins | Management | For | For |
| 1.2 | Elect Director Michael Feurer | Management | For | For |
| 1.3 | Elect Director Martin Hanaka | Management | For | For |
| 1.4 | Elect Director Robert Marks | Management | For | For |
| 1.5 | Elect Director Joseph Morone | Management | For | For |
| 1.6 | Elect Director Michael Nahl | Management | For | For |
| 1.7 | Elect Director Michael Reickert | Management | For | For |
| 1.8 | Elect Director Michael Solow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRANS WORLD ENTERTAINMENT CORPORATION
MEETING DATE: JUN 28, 2017 | TICKER: TWMC SECURITY ID: 89336Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Feurer | Management | For | For |
| 1.2 | Elect Director Martin Hanaka | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 1.4 | Elect Director Michael Nahl | Management | For | For |
| 1.5 | Elect Director W. Michael Reickert | Management | For | For |
| 1.6 | Elect Director Michael B. Solow | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRANSGLOBE ENERGY CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: TGL SECURITY ID: 893662106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Robert G. Jennings | Management | For | For |
| 2.2 | Elect Director Ross G. Clarkson | Management | For | For |
| 2.3 | Elect Director Matthew J. Brister | Management | For | For |
| 2.4 | Elect Director David B. Cook | Management | For | For |
| 2.5 | Elect Director Fred J. Dyment | Management | For | For |
| 2.6 | Elect Director Lloyd W. Herrick | Management | For | For |
| 2.7 | Elect Director Bob (G.R.) MacDougall | Management | For | For |
| 2.8 | Elect Director Susan M. MacKenzie | Management | For | For |
| 2.9 | Elect Director Steven W. Sinclair | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
TRANSITION THERAPEUTICS INC.
MEETING DATE: AUG 25, 2016 | TICKER: TTH SECURITY ID: 893716209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by OPKO Health, Inc. | Management | For | For |
| |
|---|
TRAVELCENTERS OF AMERICA LLC
MEETING DATE: MAY 19, 2017 | TICKER: TA SECURITY ID: 894174101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Morea | Management | For | Withhold |
| 1.2 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
TRAVELZOO
MEETING DATE: MAY 22, 2017 | TICKER: TZOO SECURITY ID: 89421Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holger Bartel | Management | For | For |
| 1.2 | Elect Director Ralph Bartel | Management | For | For |
| 1.3 | Elect Director Carrie Liqun Liu | Management | For | For |
| 1.4 | Elect Director Mary Reilly | Management | For | For |
| 1.5 | Elect Director Beatrice Tarka | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TREVENA, INC.
MEETING DATE: MAY 17, 2017 | TICKER: TRVN SECURITY ID: 89532E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Koppel | Management | For | For |
| 1.2 | Elect Director Anne M. Phillips | Management | For | For |
| 1.3 | Elect Director Barbara Yanni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRICO BANCSHARES
MEETING DATE: MAY 23, 2017 | TICKER: TCBK SECURITY ID: 896095106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Casey | Management | For | For |
| 1.2 | Elect Director Donald J. Amaral | Management | For | For |
| 1.3 | Elect Director L. Gage Chrysler, III | Management | For | For |
| 1.4 | Elect Director Craig S. Compton | Management | For | For |
| 1.5 | Elect Director Cory W. Giese | Management | For | For |
| 1.6 | Elect Director John S. A. Hasbrook | Management | For | For |
| 1.7 | Elect Director Patrick W. Kilkenny | Management | For | For |
| 1.8 | Elect Director Michael W. Koehnen | Management | For | For |
| 1.9 | Elect Director Martin A. Mariani | Management | For | For |
| 1.10 | Elect Director Richard P. Smith | Management | For | For |
| 1.11 | Elect Director W. Virginia Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
TRILLIUM THERAPEUTICS INC.
MEETING DATE: MAY 26, 2017 | TICKER: TR SECURITY ID: 89620X506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luke Beshar | Management | For | For |
| 1.2 | Elect Director Henry Friesen | Management | For | For |
| 1.3 | Elect Director Robert Kirkman | Management | For | For |
| 1.4 | Elect Director Michael Moore | Management | For | For |
| 1.5 | Elect Director Thomas Reynolds | Management | For | For |
| 1.6 | Elect Director Niclas Stiernholm | Management | For | For |
| 1.7 | Elect Director Calvin Stiller | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 11, 2017 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Eugene A. Miller | Management | For | For |
| 1.3 | Elect Director Herbert K. Parker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRIMBLE INC.
MEETING DATE: MAY 02, 2017 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Merit E. Janow | Management | For | For |
| 1.3 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.4 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 1.8 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TRINITY BIOTECH PLC
MEETING DATE: JUN 09, 2017 | TICKER: TRIB SECURITY ID: 896438306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Director Clint Severson | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 6a | Authorise the Maximum Number of Share Market Purchase of Shares | Management | For | For |
| 6b | Authorise the Share Market Purchase of Shares at Minimum Price | Management | For | For |
| 6c | Authorise the Share Market Purchase of Shares at Maximum Price | Management | For | For |
| 7a | Authorise Reissuance of Repurchased Shares at Maximum Price | Management | For | For |
| 7b | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Employee Share Option Plan 2017 | Management | For | Against |
| |
|---|
TRIPADVISOR, INC.
MEETING DATE: JUN 22, 2017 | TICKER: TRIP SECURITY ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
| 1.4 | Elect Director Jeremy Philips | Management | For | For |
| 1.5 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.6 | Elect Director Albert E. Rosenthaler | Management | For | Withhold |
| 1.7 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.8 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRISTATE CAPITAL HOLDINGS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: TSC SECURITY ID: 89678F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Bonvenuto | Management | For | For |
| 1.2 | Elect Director James J. Dolan | Management | For | For |
| 1.3 | Elect Director Mark L. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRIUMPH BANCORP, INC.
MEETING DATE: MAY 04, 2017 | TICKER: TBK SECURITY ID: 89679E300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Sepulveda, Jr. | Management | For | For |
| 1.2 | Elect Director Charles A. Anderson | Management | For | For |
| 1.3 | Elect Director Justin N. Trail | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
TRIVAGO N.V.
MEETING DATE: JUN 09, 2017 | TICKER: TRVG SECURITY ID: 89686D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 3 | Receive Report on Implementation of Compensation Policy (Non-Voting) | Management | None | None |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Report on Dividend and Reservation Policy (Non-Voting) | Management | None | None |
| 6 | Ratify Auditors for Fiscal 2017 | Management | For | For |
| 7 | Approve Discharge of Management Directors for Fiscal 2016 | Management | For | For |
| 8 | Approve Discharge of Supervisory Directors for Fiscal 2016 | Management | For | For |
| 9 | Reappoint A.P. Hefer as Managing Director | Management | For | For |
| 10 | Reappoint P. Vinnemeier as Managing Director | Management | For | For |
| 11 | Reappoint A.G. Lehnert as Managing Director | Management | For | For |
| 12 | Reappoint M. Sievert as Managing Director | Management | For | For |
| 13 | Reappoint R.T.J. Schroemgens as Managing Director | Management | For | For |
| 14 | Reappoint T.J. Thomas as Managing Director | Management | For | For |
| 15 | Authorize Management Board To Acquire Shares In the Company's Capital | Management | For | Against |
| 16 | Close Meeting (Non-Voting) | Management | None | None |
| |
|---|
TRONC, INC.
MEETING DATE: APR 18, 2017 | TICKER: TRNC SECURITY ID: 89703P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol Crenshaw | Management | For | For |
| 1.2 | Elect Director Justin C. Dearborn | Management | For | For |
| 1.3 | Elect Director David Dreier | Management | For | For |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director Michael W. Ferro, Jr. | Management | For | For |
| 1.6 | Elect Director Philip G. Franklin | Management | For | For |
| 1.7 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TROVAGENE, INC.
MEETING DATE: JUN 13, 2017 | TICKER: TROV SECURITY ID: 897238309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Adams | Management | For | For |
| 1.2 | Elect Director Gary S. Jacob | Management | For | For |
| 1.3 | Elect Director Rodney S. Markin | Management | For | For |
| 1.4 | Elect Director John P. Brancaccio | Management | For | For |
| 1.5 | Elect Director William (Bill) Welch | Management | For | For |
| 1.6 | Elect Director Stanley Tennant | Management | For | For |
| 1.7 | Elect Director Paul Billings | Management | For | For |
| 2 | Ratify BDO USA LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TRUECAR, INC.
MEETING DATE: MAY 18, 2017 | TICKER: TRUE SECURITY ID: 89785L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Claus | Management | For | For |
| 1.2 | Elect Director Steven Dietz | Management | For | For |
| 1.3 | Elect Director John Mendel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TRUPANION, INC.
MEETING DATE: JUN 07, 2017 | TICKER: TRUP SECURITY ID: 898202106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Levitan | Management | For | For |
| 1.2 | Elect Director Murray Low | Management | For | For |
| 1.3 | Elect Director Howard Rubin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRUSTCO BANK CORP NY
MEETING DATE: MAY 18, 2017 | TICKER: TRST SECURITY ID: 898349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Marinello | Management | For | For |
| 1.2 | Elect Director William D. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
TRUSTMARK CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: TRMK SECURITY ID: 898402102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Director William A. Brown | Management | For | For |
| 1.3 | Elect Director James N. Compton | Management | For | For |
| 1.4 | Elect Director Tracy T. Conerly | Management | For | For |
| 1.5 | Elect Director Toni D. Cooley | Management | For | For |
| 1.6 | Elect Director J. Clay Hays, Jr. | Management | For | For |
| 1.7 | Elect Director Gerard R. Host | Management | For | For |
| 1.8 | Elect Director John M. McCullouch | Management | For | For |
| 1.9 | Elect Director Harris V. Morrissette | Management | For | For |
| 1.10 | Elect Director Richard H. Puckett | Management | For | For |
| 1.11 | Elect Director R. Michael Summerford | Management | For | For |
| 1.12 | Elect Director Harry M. Walker | Management | For | For |
| 1.13 | Elect Director LeRoy G. Walker, Jr. | Management | For | For |
| 1.14 | Elect Director William G. Yates, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2017 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Julie S. England | Management | For | For |
| 1.3 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TUCOWS INC.
MEETING DATE: SEP 06, 2016 | TICKER: TCX SECURITY ID: 898697206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen Karp | Management | For | For |
| 1.2 | Elect Director Rawleigh H. Ralls | Management | For | For |
| 1.3 | Elect Director Jeffrey Schwartz | Management | For | For |
| 1.4 | Elect Director Erez Gissin | Management | For | For |
| 1.5 | Elect Director Robin Chase | Management | For | For |
| 1.6 | Elect Director Elliot Noss | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TUESDAY MORNING CORPORATION
MEETING DATE: NOV 16, 2016 | TICKER: TUES SECURITY ID: 899035505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Becker | Management | For | For |
| 1.2 | Elect Director Terry Burman | Management | For | For |
| 1.3 | Elect Director Frank M. Hamlin | Management | For | For |
| 1.4 | Elect Director William Montalto | Management | For | For |
| 1.5 | Elect Director Sherry M. Smith | Management | For | For |
| 1.6 | Elect Director Jimmie L. Wade | Management | For | For |
| 1.7 | Elect Director Richard S. Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
MEETING DATE: NOV 10, 2016 | TICKER: FOXA SECURITY ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Delphine Arnault | Management | For | For |
| 1d | Elect Director James W. Breyer | Management | For | For |
| 1e | Elect Director Chase Carey | Management | For | For |
| 1f | Elect Director David F. DeVoe | Management | For | For |
| 1g | Elect Director Viet Dinh | Management | For | For |
| 1h | Elect Director Roderick I. Eddington | Management | For | For |
| 1i | Elect Director James R. Murdoch | Management | For | For |
| 1j | Elect Director Jacques Nasser | Management | For | For |
| 1k | Elect Director Robert S. Silberman | Management | For | For |
| 1l | Elect Director Tidjane Thiam | Management | For | For |
| 1m | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TWIN DISC, INCORPORATED
MEETING DATE: OCT 28, 2016 | TICKER: TWIN SECURITY ID: 901476101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Batten | Management | For | For |
| 1.2 | Elect Director Harold M. Stratton, II | Management | For | For |
| 1.3 | Elect Director Michael C. Smiley | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TWO RIVER BANCORP
MEETING DATE: MAY 11, 2017 | TICKER: TRCB SECURITY ID: 90207C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Butrico, Jr. | Management | For | For |
| 1.2 | Elect Director Robert E. Gregory | Management | For | For |
| 1.3 | Elect Director William F. LaMorte | Management | For | For |
| 1.4 | Elect Director William Statter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
U.S. AUTO PARTS NETWORK, INC.
MEETING DATE: MAY 11, 2017 | TICKER: PRTS SECURITY ID: 90343C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua L. Berman | Management | For | For |
| 1.2 | Elect Director Sol Khazani | Management | For | For |
| 1.3 | Elect Director Robert J. Majteles | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
U.S. CONCRETE, INC.
MEETING DATE: MAY 18, 2017 | TICKER: USCR SECURITY ID: 90333L201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Eugene I. Davis | Management | For | For |
| 1B | Elect Director William J. Sandbrook | Management | For | For |
| 1C | Elect Director Kurt M. Cellar | Management | For | For |
| 1D | Elect Director Michael D. Lundin | Management | For | For |
| 1E | Elect Director Robert M. Rayner | Management | For | For |
| 1F | Elect Director Colin M. Sutherland | Management | For | For |
| 1G | Elect Director Theodore P. Rossi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UBIQUITI NETWORKS, INC.
MEETING DATE: DEC 14, 2016 | TICKER: UBNT SECURITY ID: 90347A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald A. Sege | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UFP TECHNOLOGIES, INC.
MEETING DATE: JUN 06, 2017 | TICKER: UFPT SECURITY ID: 902673102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Pierce, Jr. | Management | For | For |
| 1.2 | Elect Director Daniel C. Croteau | Management | For | For |
| 1.3 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ULTA BEAUTY, INC.
MEETING DATE: JUN 01, 2017 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michelle L. Collins | Management | For | For |
| 1.2 | Elect Director Dennis K. Eck | Management | For | For |
| 1.3 | Elect Director Charles J. Philippin | Management | For | For |
| 1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ULTRA CLEAN HOLDINGS, INC.
MEETING DATE: MAY 24, 2017 | TICKER: UCTT SECURITY ID: 90385V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Clarence L. Granger | Management | For | For |
| 1B | Elect Director James P. Scholhamer | Management | For | For |
| 1C | Elect Director David T. ibnAle | Management | For | For |
| 1D | Elect Director Leonid Mezhvinsky | Management | For | For |
| 1E | Elect Director Emily Maddox Liggett | Management | For | For |
| 1F | Elect Director Thomas T. Edman | Management | For | For |
| 1G | Elect Director Barbara V. Scherer | Management | For | For |
| 1H | Elect Director Jeffrey S. Andreson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 22, 2017 | TICKER: RARE SECURITY ID: 90400D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Emil D. Kakkis | Management | For | For |
| 1b | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRATECH, INC.
MEETING DATE: JUL 19, 2016 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | Did Not Vote |
| 1.2 | Elect Director Michael Child | Management | For | Did Not Vote |
| 1.3 | Elect Director Nicholas Konidaris | Management | For | Did Not Vote |
| 1.4 | Elect Director Dennis R. Raney | Management | For | Did Not Vote |
| 1.5 | Elect Director Henri Richard | Management | For | Did Not Vote |
| 1.6 | Elect Director Rick Timmins | Management | For | Did Not Vote |
| 1.7 | Elect Director Paramesh Gopi | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Directors Ronald Black | Shareholder | For | For |
| 1.2 | Elect Directors Beatriz V. Infante | Shareholder | For | For |
| 1.3 | Management Nominee Arthur W. Zafiropoulo | Shareholder | For | For |
| 1.4 | Management Nominee Michael Child | Shareholder | For | For |
| 1.5 | Management Nominee Dennis R. Raney | Shareholder | For | For |
| 1.6 | Management Nominee Henri Richard | Shareholder | For | For |
| 1.7 | Management Nominee Paramesh Gopi | Shareholder | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| |
|---|
ULTRATECH, INC.
MEETING DATE: MAY 25, 2017 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 25, 2017 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.3 | Elect Director Greg M. Graves | Management | For | For |
| 1.4 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.5 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.6 | Elect Director Gordon E. Lansford, III | Management | For | For |
| 1.7 | Elect Director Timothy R. Murphy | Management | For | For |
| 1.8 | Elect Director Kris A. Robbins | Management | For | For |
| 1.9 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.10 | Elect Director Dylan E. Taylor | Management | For | For |
| 1.11 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.12 | Elect Director Leroy J. Williams, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 19, 2017 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.3 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.4 | Elect Director James S. Greene | Management | For | For |
| 1.5 | Elect Director Luis F. Machuca | Management | For | For |
| 1.6 | Elect Director Cort L. O'Haver | Management | For | For |
| 1.7 | Elect Director Maria M. Pope | Management | For | For |
| 1.8 | Elect Director John F. Schultz | Management | For | For |
| 1.9 | Elect Director Susan F. Stevens | Management | For | For |
| 1.10 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.11 | Elect Director Bryan L. Timm | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
UNI-PIXEL, INC.
MEETING DATE: MAY 23, 2017 | TICKER: UNXL SECURITY ID: 904572203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff A. Hawthorne | Management | For | Withhold |
| 1.2 | Elect Director James E. Doran | Management | For | For |
| 1.3 | Elect Director Sam I. Young | Management | For | Withhold |
| 1.4 | Elect Director Ross A. Young | Management | For | For |
| 1.5 | Elect Director Anthony J. LeVecchio | Management | For | For |
| 1.6 | Elect Director Malcolm J. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PMB Helin Donovan as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UNILIFE CORPORATION
MEETING DATE: DEC 15, 2016 | TICKER: UNIS SECURITY ID: 90478E301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Ryan | Management | For | For |
| 1.2 | Elect Director Jeff Carter | Management | For | For |
| 1.3 | Elect Director Michael E. Kamarck | Management | For | For |
| 1.4 | Elect Director John Lund | Management | For | Withhold |
| 1.5 | Elect Director Mary Katherine Wold | Management | For | For |
| 1.6 | Elect Director Harry A. Hamill | Management | For | Withhold |
| 1.7 | Elect Director Rosemary A. Crane | Management | For | For |
| 1.8 | Elect Director Duane DeSisto | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UNION BANKSHARES CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: UBSH SECURITY ID: 90539J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. William Beale | Management | For | For |
| 1.2 | Elect Director Gregory L. Fisher | Management | For | For |
| 1.3 | Elect Director Patrick J. McCann | Management | For | For |
| 1.4 | Elect Director Alan W. Myers | Management | For | For |
| 1.5 | Elect Director Linda V. Schreiner | Management | For | For |
| 1.6 | Elect Director Raymond D. Smoot, Jr. | Management | For | For |
| 2.1 | Elect Director John C. Asbury | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNION BANKSHARES, INC.
MEETING DATE: MAY 17, 2017 | TICKER: UNB SECURITY ID: 905400107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Bourgeois | Management | For | For |
| 1.2 | Elect Director Dawn D. Bugbee | Management | For | For |
| 1.3 | Elect Director Kenneth D. Gibbons | Management | For | Withhold |
| 1.4 | Elect Director John M. Goodrich | Management | For | For |
| 1.5 | Elect Director Timothy W. Sargent | Management | For | For |
| 1.6 | Elect Director David S. Silverman | Management | For | Withhold |
| 1.7 | Elect Director John H. Steel | Management | For | For |
| 1.8 | Elect Director Schuyler W. Sweet | Management | For | For |
| 1.9 | Elect Director Cornelius J. Van Dyke | Management | For | For |
| 2 | Ratify Berry Dunn McNeil & Parker, LLC as Auditors | Management | For | For |
| |
|---|
UNIQURE N.V.
MEETING DATE: JUN 14, 2017 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3.a | Elect Paula Soteropoulos as Director | Management | For | For |
| 3.b | Elect Will Lewis as Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: APR 07, 2017 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: MAY 25, 2017 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Adams | Management | For | For |
| 1.2 | Elect Director Robert G. Astorg | Management | For | For |
| 1.3 | Elect Director Bernard H. Clineburg | Management | For | For |
| 1.4 | Elect Director Peter A. Converse | Management | For | For |
| 1.5 | Elect Director Michael P. Fitzgerald | Management | For | For |
| 1.6 | Elect Director Theodore J. Georgelas | Management | For | For |
| 1.7 | Elect Director J. Paul McNamara | Management | For | For |
| 1.8 | Elect Director Mark R. Nesselroad | Management | For | For |
| 1.9 | Elect Director Mary K. Weddle | Management | For | For |
| 1.10 | Elect Director Gary G. White | Management | For | For |
| 1.11 | Elect Director P. Clinton Winter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED COMMUNITY BANKS, INC.
MEETING DATE: MAY 10, 2017 | TICKER: UCBI SECURITY ID: 90984P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy C. Tallent | Management | For | For |
| 1.2 | Elect Director Robert H. Blalock | Management | For | For |
| 1.3 | Elect Director L. Cathy Cox | Management | For | For |
| 1.4 | Elect Director Kenneth L. Daniels | Management | For | For |
| 1.5 | Elect Director H. Lynn Harton | Management | For | For |
| 1.6 | Elect Director W. C. Nelson, Jr. | Management | For | For |
| 1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.8 | Elect Director David C. Shaver | Management | For | For |
| 1.9 | Elect Director Tim R. Wallis | Management | For | For |
| 1.10 | Elect Director David H. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE: APR 27, 2017 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Schiraldi | Management | For | For |
| 1.2 | Elect Director Gary M. Small | Management | For | For |
| 1.3 | Elect Director Ellen J. Tressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| |
|---|
UNITED FINANCIAL BANCORP, INC.
MEETING DATE: MAY 24, 2017 | TICKER: UBNK SECURITY ID: 910304104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bars | Management | For | For |
| 1.2 | Elect Director Kristen A. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| |
|---|
UNITED FIRE GROUP, INC.
MEETING DATE: MAY 17, 2017 | TICKER: UFCS SECURITY ID: 910340108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Carlton | Management | For | For |
| 1.2 | Elect Director Brenda K. Clancy | Management | For | For |
| 1.3 | Elect Director Randy A. Ramlo | Management | For | For |
| 1.4 | Elect Director Susan E. Voss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED INSURANCE HOLDINGS CORP.
MEETING DATE: FEB 03, 2017 | TICKER: UIHC SECURITY ID: 910710102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITED INSURANCE HOLDINGS CORP.
MEETING DATE: MAY 09, 2017 | TICKER: UIHC SECURITY ID: 910710102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory C. Branch | Management | For | Withhold |
| 1.2 | Elect Director John L. Forney | Management | For | For |
| 1.3 | Elect Director Kent G. Whittemore | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 15, 2016 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric F. Artz | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Denise M. Clark | Management | For | For |
| 1d | Elect Director Daphne J. Dufresne | Management | For | For |
| 1e | Elect Director Michael S. Funk | Management | For | For |
| 1f | Elect Director James P. Heffernan | Management | For | For |
| 1g | Elect Director Peter A. Roy | Management | For | For |
| 1h | Elect Director Steven L. Spinner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| |
|---|
UNITED SECURITY BANCSHARES
MEETING DATE: MAY 17, 2017 | TICKER: UBFO SECURITY ID: 911460103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bitter | Management | For | For |
| 1.2 | Elect Director Stanley J. Cavalla | Management | For | For |
| 1.3 | Elect Director Tom Ellithorpe | Management | For | For |
| 1.4 | Elect Director Benjamin Mackovak | Management | For | For |
| 1.5 | Elect Director Robert M. Mochizuki | Management | For | For |
| 1.6 | Elect Director Kenneth D. Newby | Management | For | For |
| 1.7 | Elect Director Susan Quigley | Management | For | For |
| 1.8 | Elect Director John Terzian | Management | For | For |
| 1.9 | Elect Director Dennis R. Woods | Management | For | For |
| 1.10 | Elect Director Michael T. Woolf | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
UNITED STATES LIME & MINERALS, INC.
MEETING DATE: APR 27, 2017 | TICKER: USLM SECURITY ID: 911922102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy W. Byrne | Management | For | For |
| 1.2 | Elect Director Richard W. Cardin | Management | For | For |
| 1.3 | Elect Director Antoine M. Doumet | Management | For | Withhold |
| 1.4 | Elect Director Billy R. Hughes | Management | For | For |
| 1.5 | Elect Director Edward A. Odishaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2017 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond Dwek | Management | For | For |
| 1b | Elect Director Christopher Patusky | Management | For | For |
| 1c | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITI GROUP INC.
MEETING DATE: MAY 11, 2017 | TICKER: UNIT SECURITY ID: 91325V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director Scott G. Bruce | Management | For | For |
| 1c | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1d | Elect Director Andrew Frey | Management | For | For |
| 1e | Elect Director Kenneth A. Gunderman | Management | For | For |
| 1f | Elect Director David L. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNITY BANCORP, INC.
MEETING DATE: APR 27, 2017 | TICKER: UNTY SECURITY ID: 913290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne Courtright | Management | For | For |
| 1.2 | Elect Director David D. Dallas | Management | For | For |
| 1.3 | Elect Director Robert H. Dallas, II | Management | For | For |
| 1.4 | Elect Director Peter E. Maricondo | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 22, 2017 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven V. Abramson | Management | For | For |
| 1b | Elect Director Richard C. Elias | Management | For | For |
| 1c | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1d | Elect Director Rosemarie B. Greco | Management | For | For |
| 1e | Elect Director C. Keith Hartley | Management | For | For |
| 1f | Elect Director Lawrence Lacerte | Management | For | For |
| 1g | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1h | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 05, 2017 | TICKER: UEIC SECURITY ID: 913483103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul D. Arling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 18, 2017 | TICKER: UFPI SECURITY ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary F. Goode | Management | For | For |
| 1b | Elect Director Mary E. Tuuk | Management | For | For |
| 1c | Elect Director Michael G. Wooldridge | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL LOGISTICS HOLDINGS, INC.
MEETING DATE: APR 27, 2017 | TICKER: ULH SECURITY ID: 91388P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Grant E. Belanger | Management | For | Withhold |
| 1.2 | Elect Director Frederick P. Calderone | Management | For | Withhold |
| 1.3 | Elect Director Joseph J. Casaroll | Management | For | Withhold |
| 1.4 | Elect Director Daniel J. Deane | Management | For | Withhold |
| 1.5 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.6 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.7 | Elect Director Michael A. Regan | Management | For | Withhold |
| 1.8 | Elect Director Jeff Rogers | Management | For | Withhold |
| 1.9 | Elect Director Daniel C. Sullivan | Management | For | Withhold |
| 1.10 | Elect Director Richard P. Urban | Management | For | Withhold |
| 1.11 | Elect Director H.E. 'Scott' Wolfe | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
MEETING DATE: MAY 03, 2017 | TICKER: USAP SECURITY ID: 913837100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher L. Ayers | Management | For | For |
| 1.2 | Elect Director Douglas M. Dunn | Management | For | For |
| 1.3 | Elect Director M. David Kornblatt | Management | For | For |
| 1.4 | Elect Director Dennis M. Oates | Management | For | For |
| 1.5 | Elect Director Udi Toledano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For |
| |
|---|
UNIVEST CORPORATION OF PENNSYLVANIA
MEETING DATE: APR 18, 2017 | TICKER: UVSP SECURITY ID: 915271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger H. Ballou | Management | For | For |
| 1.2 | Elect Director Douglas C. Clemens | Management | For | Withhold |
| 1.3 | Elect Director R. Lee Delp | Management | For | For |
| 1.4 | Elect Director K. Leon Moyer | Management | For | For |
| 1.5 | Elect Director P. Gregory Shelly | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UPLAND SOFTWARE, INC.
MEETING DATE: JUN 08, 2017 | TICKER: UPLD SECURITY ID: 91544A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. (Jack) McDonald | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
URANIUM RESOURCES, INC.
MEETING DATE: FEB 08, 2017 | TICKER: URRE SECURITY ID: 916901705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 23, 2017 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | Against |
| 1.3 | Elect Director Harry S. Cherken, Jr. | Management | For | Against |
| 1.4 | Elect Director Scott Galloway | Management | For | For |
| 1.5 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.6 | Elect Director Richard A. Hayne | Management | For | For |
| 1.7 | Elect Director Elizabeth Ann Lambert | Management | For | For |
| 1.8 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.9 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ECOL SECURITY ID: 91732J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Colvin | Management | For | For |
| 1.2 | Elect Director Katina Dorton | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
| 1.4 | Elect Director Daniel Fox | Management | For | For |
| 1.5 | Elect Director Stephen A. Romano | Management | For | For |
| 1.6 | Elect Director John T. Sahlberg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
USA TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2017 | TICKER: USAT SECURITY ID: 90328S500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Barnhart | Management | For | For |
| 1.2 | Elect Director Joel Brooks | Management | For | For |
| 1.3 | Elect Director Stephen P. Herbert | Management | For | For |
| 1.4 | Elect Director Robert L. Metzger | Management | For | For |
| 1.5 | Elect Director Albin F. Moschner | Management | For | For |
| 1.6 | Elect Director William J. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director William J. Schoch | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
USA TRUCK, INC.
MEETING DATE: MAY 10, 2017 | TICKER: USAK SECURITY ID: 902925106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
| 1.2 | Elect Director M. Susan Chambers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UTAH MEDICAL PRODUCTS, INC.
MEETING DATE: MAY 05, 2017 | TICKER: UTMD SECURITY ID: 917488108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst G. Hoyer | Management | For | For |
| 1.2 | Elect Director James H. Beeson | Management | For | For |
| 2 | Ratify Jones Simkins LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VALUE LINE, INC.
MEETING DATE: SEP 29, 2016 | TICKER: VALU SECURITY ID: 920437100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Brecher | Management | For | Withhold |
| 1.2 | Elect Director Stephen R. Anastasio | Management | For | Withhold |
| 1.3 | Elect Director Mary Bernstein | Management | For | Withhold |
| 1.4 | Elect Director Alfred R. Fiore | Management | For | For |
| 1.5 | Elect Director Stephen P. Davis | Management | For | For |
| 1.6 | Elect Director Glenn J. Muenzer | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: JUN 15, 2017 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Dugan | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
VANGUARD NATURAL RESOURCES, LLC
MEETING DATE: OCT 25, 2016 | TICKER: VNR SECURITY ID: 92205F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Richard Anderson | Management | For | Withhold |
| 1.2 | Elect Director Bruce W. McCullough | Management | For | Withhold |
| 1.3 | Elect Director Richard A. Robert | Management | For | For |
| 1.4 | Elect Director Loren Singletary | Management | For | Withhold |
| 1.5 | Elect Director Scott W. Smith | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
VARONIS SYSTEMS, INC.
MEETING DATE: MAY 05, 2017 | TICKER: VRNS SECURITY ID: 922280102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yakov Faitelson | Management | For | For |
| 1.2 | Elect Director Ohad Korkus | Management | For | For |
| 1.3 | Elect Director Thomas F. Mendoza | Management | For | For |
| 2 | Ratify Ernst & Young Global Limited as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
VASCO DATA SECURITY INTERNATIONAL, INC.
MEETING DATE: JUN 14, 2017 | TICKER: VDSI SECURITY ID: 92230Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Kendall Hunt | Management | For | For |
| 1.2 | Elect Director Michael P. Cullinane | Management | For | For |
| 1.3 | Elect Director John N. Fox, Jr. | Management | For | For |
| 1.4 | Elect Director Jean K. Holley | Management | For | For |
| 1.5 | Elect Director Matthew Moog | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VASCULAR SOLUTIONS, INC.
MEETING DATE: FEB 16, 2017 | TICKER: VASC SECURITY ID: 92231M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
VBI VACCINES INC.
MEETING DATE: SEP 23, 2016 | TICKER: VBV SECURITY ID: 91822J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Baxter | Management | For | For |
| 1.2 | Elect Director Steven Gillis | Management | For | For |
| 1.3 | Elect Director Scott Requadt | Management | For | For |
| 1.4 | Elect Director Michel De Wilde | Management | For | For |
| 1.5 | Elect Director Sam Chawla | Management | For | For |
| 1.6 | Elect Director Steven D. Rubin | Management | For | For |
| 1.7 | Elect Director Adam Logal | Management | For | For |
| 2 | Approve EisnerAmper LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
VBI VACCINES INC.
MEETING DATE: JUN 22, 2017 | TICKER: VBIV SECURITY ID: 91822J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff R. Baxter | Management | For | For |
| 1.2 | Elect Director Steven Gillis | Management | For | For |
| 1.3 | Elect Director Sam Chawla | Management | For | For |
| 1.4 | Elect Director Michel De Wilde | Management | For | For |
| 1.5 | Elect Director Adam Logal | Management | For | For |
| 1.6 | Elect Director Scott Requadt | Management | For | For |
| 1.7 | Elect Director Steven D. Rubin | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve EisnerAmper LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Ratify Common Share Issuances to Consultants | Management | For | For |
| |
|---|
VCA INC.
MEETING DATE: MAR 28, 2017 | TICKER: WOOF SECURITY ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: MAY 04, 2017 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Bayless | Management | For | For |
| 1.2 | Elect Director Gordon Hunter | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 25, 2017 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Lou Kelley | Management | For | Withhold |
| 1.2 | Elect Director John E. Kyees | Management | For | Withhold |
| 1.3 | Elect Director Matthew McEvoy | Management | For | Withhold |
| 1.4 | Elect Director Robert Wallstrom | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VERACYTE, INC.
MEETING DATE: JUN 06, 2017 | TICKER: VCYT SECURITY ID: 92337F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bonnie H. Anderson | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Evan Jones | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VERASTEM, INC.
MEETING DATE: MAY 17, 2017 | TICKER: VSTM SECURITY ID: 92337C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | Withhold |
| 1.2 | Elect Director Alison Lawton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 22, 2017 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | Withhold |
| 1.4 | Elect Director Penelope Herscher | Management | For | For |
| 1.5 | Elect Director William Kurtz | Management | For | For |
| 1.6 | Elect Director Richard Nottenburg | Management | For | Withhold |
| 1.7 | Elect Director Howard Safir | Management | For | Withhold |
| 1.8 | Elect Director Earl Shanks | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 25, 2017 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 17, 2017 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte And Touche LLP as Auditors | Management | For | For |
| |
|---|
VERITEX HOLDINGS, INC.
MEETING DATE: APR 06, 2017 | TICKER: VBTX SECURITY ID: 923451108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
VERITEX HOLDINGS, INC.
MEETING DATE: MAY 18, 2017 | TICKER: VBTX SECURITY ID: 923451108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remove the Range of the Size of the Board of Directors | Management | For | Against |
| 2.1 | Elect Director C. Malcolm Holland, III | Management | For | For |
| 2.2 | Elect Director William C. Murphy | Management | For | For |
| 2.3 | Elect Director Pat S. Bolin | Management | For | Withhold |
| 2.4 | Elect Director April Box | Management | For | For |
| 2.5 | Elect Director Blake Bozman | Management | For | For |
| 2.6 | Elect Director Ned N. Fleming, III | Management | For | For |
| 2.7 | Elect Director Mark C. Griege | Management | For | For |
| 2.8 | Elect Director Gordon Huddleston | Management | For | For |
| 2.9 | Elect Director Michael A. Kowalski | Management | For | For |
| 2.10 | Elect Director Gregory B. Morrison | Management | For | For |
| 2.11 | Elect Director John T. Sughrue | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
VERMILLION, INC.
MEETING DATE: JUN 21, 2017 | TICKER: VRML SECURITY ID: 92407M206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Burns | Management | For | For |
| 1.2 | Elect Director Veronica G.H. Jordan | Management | For | For |
| 1.3 | Elect Director James T. LaFrance | Management | For | For |
| 1.4 | Elect Director Valerie B. Palmieri | Management | For | For |
| 1.5 | Elect Director David R. Schreiber | Management | For | Withhold |
| 1.6 | Elect Director Carl Severinghaus | Management | For | For |
| 1.7 | Elect Director Eric Varma | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA LLP as Auditors | Management | For | For |
| |
|---|
VERSARTIS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: VSAR SECURITY ID: 92529L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | Withhold |
| 1.2 | Elect Director John Varian | Management | For | Withhold |
| 1.3 | Elect Director Eric L. Dobmeier | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VERTEX ENERGY, INC.
MEETING DATE: JUN 06, 2017 | TICKER: VTNR SECURITY ID: 92534K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin P. Cowart | Management | For | For |
| 1.2 | Elect Director Dan Borgen | Management | For | For |
| 1.3 | Elect Director David L. Phillips | Management | For | For |
| 1.4 | Elect Director Christopher Stratton | Management | For | For |
| 1.5 | Elect Director Timothy C. Harvey | Management | For | For |
| 1.6 | Elect Director James P. Gregory | Management | For | For |
| 2 | Ratify Ham, Langston & Brezina, L.L.P. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 08, 2017 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Garber | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VIACOM INC.
MEETING DATE: FEB 06, 2017 | TICKER: VIAB SECURITY ID: 92553P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Bakish | Management | For | For |
| 1.2 | Elect Director Cristiana Falcone Sorrell | Management | For | For |
| 1.3 | Elect Director Kenneth B. Lerer | Management | For | For |
| 1.4 | Elect Director Thomas J. May | Management | For | For |
| 1.5 | Elect Director Judith A. McHale | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Deborah Norville | Management | For | For |
| 1.8 | Elect Director Charles E. Phillips, Jr. | Management | For | Withhold |
| 1.9 | Elect Director Shari Redstone | Management | For | For |
| 1.10 | Elect Director Nicole Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 08, 2016 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Baldridge | Management | For | For |
| 1.2 | Elect Director B. Allen Lay | Management | For | For |
| 1.3 | Elect Director Jeffrey Nash | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIAVI SOLUTIONS INC.
MEETING DATE: NOV 15, 2016 | TICKER: VIAV SECURITY ID: 925550105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Richard E. Belluzzo | Management | For | For |
| 1B | Elect Director Keith Barnes | Management | For | For |
| 1C | Elect Director Tor Braham | Management | For | For |
| 1D | Elect Director Timothy Campos | Management | For | For |
| 1E | Elect Director Donald Colvin | Management | For | For |
| 1F | Elect Director Masood A. Jabbar | Management | For | For |
| 1G | Elect Director Pamela Strayer | Management | For | For |
| 1H | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 25, 2017 | TICKER: VICL SECURITY ID: 925602203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Merton | Management | For | For |
| 1.2 | Elect Director Vijay B. Samant | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VICOR CORPORATION
MEETING DATE: JUN 16, 2017 | TICKER: VICR SECURITY ID: 925815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. Anderson | Management | For | Withhold |
| 1.2 | Elect Director Estia J. Eichten | Management | For | For |
| 1.3 | Elect Director Barry Kelleher | Management | For | Withhold |
| 1.4 | Elect Director James A. Simms | Management | For | Withhold |
| 1.5 | Elect Director Claudio Tuozzolo | Management | For | Withhold |
| 1.6 | Elect Director Patrizio Vinciarelli | Management | For | Withhold |
| 1.7 | Elect Director Jason L. Carlson | Management | For | For |
| 1.8 | Elect Director Liam K. Griffin | Management | For | For |
| 1.9 | Elect Director H. Allen Henderson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VIDEOCON D2H LTD.
MEETING DATE: SEP 29, 2016 | TICKER: VDTH SECURITY ID: 92657J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Radhika Dhoot as Director | Management | For | Against |
| 3 | Approve Kadam & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Kahndelwal Jain & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Harry Sloan as Director | Management | For | Against |
| 6 | Elect Jeffrey Sagansky as Director | Management | For | Against |
| |
|---|
VIDEOCON D2H LTD.
MEETING DATE: MAY 08, 2017 | TICKER: VDTH SECURITY ID: 92657J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement for Amalgamation | Management | For | For |
| |
|---|
VIEWRAY, INC.
MEETING DATE: JUN 19, 2017 | TICKER: VRAY SECURITY ID: 92672L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Dempsey | Management | For | Withhold |
| 1.2 | Elect Director Mark S. Gold | Management | For | Withhold |
| 1.3 | Elect Director Theodore T. Wang | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VILLAGE SUPER MARKET, INC.
MEETING DATE: DEC 16, 2016 | TICKER: VLGEA SECURITY ID: 927107409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Sumas | Management | For | Withhold |
| 1.2 | Elect Director Robert Sumas | Management | For | Withhold |
| 1.3 | Elect Director William Sumas | Management | For | Withhold |
| 1.4 | Elect Director John P. Sumas | Management | For | Withhold |
| 1.5 | Elect Director Nicholas Sumas | Management | For | Withhold |
| 1.6 | Elect Director John J. Sumas | Management | For | Withhold |
| 1.7 | Elect Director Kevin Begley | Management | For | Withhold |
| 1.8 | Elect Director Steven Crystal | Management | For | For |
| 1.9 | Elect Director David C. Judge | Management | For | For |
| 1.10 | Elect Director Peter R. Lavoy | Management | For | For |
| 1.11 | Elect Director Stephen F. Rooney | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
VIMPELCOM LTD.
MEETING DATE: AUG 05, 2016 | TICKER: VIP SECURITY ID: 92719A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PriceWaterhouseCoopers Accountants NV as Auditor and Authorize Board to Fix Auditor's Remuneration | Management | For | For |
| 2 | Elect Stan Chudnovsky as Director | Management | None | For |
| 3 | Elect Mikhail Fridman as Director | Management | None | For |
| 4 | Elect Gennady Gazin as Director | Management | None | For |
| 5 | Elect Andrey Gusev as Director | Management | None | For |
| 6 | Elect Gunnar Holt as Director | Management | None | For |
| 7 | Elect Julian Horn-Smith as Director | Management | None | For |
| 8 | Elect Jorn Jensen as Director | Management | None | For |
| 9 | Elect Nils Katla as Director | Management | None | For |
| 10 | Elect Aleksey Reznikovich as Director | Management | None | For |
| |
|---|
VIMPELCOM LTD.
MEETING DATE: MAR 30, 2017 | TICKER: VIP SECURITY ID: 92719A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to VEON Ltd. | Management | For | For |
| 2 | Amend Bylaws | Management | For | Against |
| |
|---|
VIRGIN AMERICA INC.
MEETING DATE: JUL 26, 2016 | TICKER: VA SECURITY ID: 92765X208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
VIRTU FINANCIAL, INC.
MEETING DATE: JUN 30, 2017 | TICKER: VIRT SECURITY ID: 928254101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas A. Cifu | Management | For | Withhold |
| 1.2 | Elect Director John F. (Jack) Sandner | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
VIRTUS INVESTMENT PARTNERS, INC.
MEETING DATE: MAY 19, 2017 | TICKER: VRTS SECURITY ID: 92828Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George R. Aylward | Management | For | For |
| 1b | Elect Director Sheila Hooda | Management | For | For |
| 1c | Elect Director Mark C. Treanor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 07, 2016 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Barry R. Nearhos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: DEC 29, 2016 | TICKER: VISN SECURITY ID: 92833U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appointment of Marcum Bernstein & Pinchuk LLP as Auditor | Management | For | Against |
| |
|---|
VITAL THERAPIES, INC.
MEETING DATE: MAY 23, 2017 | TICKER: VTL SECURITY ID: 92847R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl L. Cohen | Management | For | Withhold |
| 1.2 | Elect Director Errol R. Halperin | Management | For | Withhold |
| 1.3 | Elect Director J. Michael Millis | Management | For | Withhold |
| 1.4 | Elect Director Lowell E. Sears | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: NOV 08, 2016 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth H. Z. Fischer | Management | For | For |
| 1.2 | Elect Director David Y. Norton | Management | For | For |
| 1.3 | Elect Director Jorge Plutzky | Management | For | Withhold |
| 1.4 | Elect Director Eric W. Roberts | Management | For | For |
| 1.5 | Elect Director Herman Rosenman | Management | For | For |
| 1.6 | Elect Director Allan L. Shaw | Management | For | For |
| 1.7 | Elect Director Mayuran Sriskandarajah | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 29, 2016 | TICKER: VOD SECURITY ID: 92857W308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Re-elect Dr Mathias Dopfner as Director | Management | For | Against |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Elect David Nish as Director | Management | For | For |
| 13 | Re-elect Philip Yea as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VOXX INTERNATIONAL CORPORATION
MEETING DATE: JUL 21, 2016 | TICKER: VOXX SECURITY ID: 91829F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Peter A. Lesser | Management | For | Withhold |
| 1.3 | Elect Director Denise Waund Gibson | Management | For | Withhold |
| 1.4 | Elect Director John J. Shalam | Management | For | Withhold |
| 1.5 | Elect Director Patrick M. Lavelle | Management | For | Withhold |
| 1.6 | Elect Director Charles M. Stoehr | Management | For | Withhold |
| 1.7 | Elect Director Ari M. Shalam | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
VOYAGER THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2017 | TICKER: VYGR SECURITY ID: 92915B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven Hyman | Management | For | Against |
| 1b | Elect Director James A. Geraghty | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VSE CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: VSEC SECURITY ID: 918284100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.2 | Elect Director Maurice A. Gauthier | Management | For | For |
| 1.3 | Elect Director John C. Harvey, Jr. | Management | For | For |
| 1.4 | Elect Director Clifford M. Kendall | Management | For | For |
| 1.5 | Elect Director Calvin S. Koonce | Management | For | For |
| 1.6 | Elect Director James F. Lafond | Management | For | For |
| 1.7 | Elect Director John E. "Jack" Potter | Management | For | For |
| 1.8 | Elect Director Jack C. Stultz | Management | For | For |
| 1.9 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VUZIX CORPORATION
MEETING DATE: JUN 13, 2017 | TICKER: VUZI SECURITY ID: 92921W300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Travers | Management | For | For |
| 1.2 | Elect Director Grant Russell | Management | For | For |
| 1.3 | Elect Director Edward Kay | Management | For | Withhold |
| 1.4 | Elect Director Michael Scott | Management | For | Withhold |
| 1.5 | Elect Director Alexander Ruckdaeschel | Management | For | Withhold |
| 1.6 | Elect Director Paul Boris - Withdrawn | Management | None | None |
| 2 | Ratify Freed Maxick CPAs, P.C. as Auditors | Management | For | For |
| |
|---|
VWR CORPORATION
MEETING DATE: MAY 02, 2017 | TICKER: VWR SECURITY ID: 91843L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas W. Alexos | Management | For | For |
| 1b | Elect Director Robert L. Barchi | Management | For | For |
| 1c | Elect Director Edward A. Blechschmidt | Management | For | For |
| 1d | Elect Director Manuel Brocke-Benz | Management | For | For |
| 1e | Elect Director Robert P. DeCresce | Management | For | For |
| 1f | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1h | Elect Director Timothy P. Sullivan | Management | For | For |
| 1i | Elect Director Robert J. Zollars | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 26, 2017 | TICKER: WBA SECURITY ID: 931427108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1i | Elect Director Nancy M. Schlichting | Management | For | For |
| 1j | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Approve Report on Executive Pay & Sustainability Performance | Shareholder | Against | Abstain |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 18, 2017 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Randall H. Talbot | Management | For | For |
| 1.3 | Elect Director Anna C. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 25, 2017 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert A. DiMuccio | Management | For | For |
| 1.3 | Elect Director H. Douglas Randall, III | Management | For | For |
| 1.4 | Elect Director John F. Treanor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WASHINGTONFIRST BANKSHARES, INC.
MEETING DATE: APR 26, 2017 | TICKER: WFBI SECURITY ID: 940730104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan A. Mencia | Management | For | For |
| 1.2 | Elect Director Mark C. Michael | Management | For | For |
| 1.3 | Elect Director James P. Muldoon | Management | For | For |
| 1.4 | Elect Director William C. Oldaker | Management | For | For |
| 1.5 | Elect Director Jon M. Peterson | Management | For | For |
| 1.6 | Elect Director Gail R. Steckler | Management | For | For |
| 1.7 | Elect Director Obiora 'Bo' Menkiti | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: MAY 16, 2017 | TICKER: WSBF SECURITY ID: 94188P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hansen | Management | For | For |
| 1.2 | Elect Director Stephen J. Schmidt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WAVE LIFE SCIENCES LTD.
MEETING DATE: AUG 18, 2016 | TICKER: WVE SECURITY ID: Y95308105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Bolno | Management | For | Against |
| 1.2 | Elect Director Gregory L. Verdine | Management | For | Against |
| 1.3 | Elect Director Peter Kolchinsky | Management | For | For |
| 1.4 | Elect Director Koji Miura | Management | For | Against |
| 1.5 | Elect Director Ken Takanashi | Management | For | Against |
| 1.6 | Elect Director Masaharu Tanaka | Management | For | Against |
| 1.7 | Elect Director Takeshi Wada | Management | For | Against |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| |
|---|
WD-40 COMPANY
MEETING DATE: DEC 13, 2016 | TICKER: WDFC SECURITY ID: 929236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Bewley | Management | For | Withhold |
| 1.2 | Elect Director Daniel T. Carter | Management | For | For |
| 1.3 | Elect Director Melissa Claassen | Management | For | For |
| 1.4 | Elect Director Mario L. Crivello | Management | For | For |
| 1.5 | Elect Director Eric P. Etchart | Management | For | For |
| 1.6 | Elect Director Linda A. Lang | Management | For | For |
| 1.7 | Elect Director Daniel E. Pittard | Management | For | For |
| 1.8 | Elect Director Garry O. Ridge | Management | For | For |
| 1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.10 | Elect Director Neal E. Schmale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
MEETING DATE: MAY 10, 2017 | TICKER: WEB SECURITY ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: SEP 29, 2016 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerome C. Keller | Management | For | For |
| 1.2 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: JUN 01, 2017 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Marino | Management | For | For |
| 1.2 | Elect Director Kristiina Vuori | Management | For | For |
| 1.3 | Elect Director Martin J. Wygod | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WERNER ENTERPRISES, INC.
MEETING DATE: MAY 09, 2017 | TICKER: WERN SECURITY ID: 950755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory L. Werner | Management | For | For |
| 1.2 | Elect Director Gerald H. Timmerman | Management | For | Withhold |
| 1.3 | Elect Director Diane K. Duren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WESBANCO, INC.
MEETING DATE: APR 19, 2017 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abigail M. Feinknopf | Management | For | For |
| 1.2 | Elect Director Jay T. McCamic | Management | For | For |
| 1.3 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
| 1.4 | Elect Director Todd F. Clossin | Management | For | For |
| 1.5 | Elect Director Denise Knouse-Snyder | Management | For | For |
| 1.6 | Elect Director Gary L. Libs | Management | For | For |
| 1.7 | Elect Director Kerry M. Stemler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WEST BANCORPORATION, INC.
MEETING DATE: APR 27, 2017 | TICKER: WTBA SECURITY ID: 95123P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank W. Berlin | Management | For | For |
| 1.2 | Elect Director Joyce A. Chapman | Management | For | For |
| 1.3 | Elect Director Steven K. Gaer | Management | For | For |
| 1.4 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.5 | Elect Director Kaye R. Lozier | Management | For | For |
| 1.6 | Elect Director Sean P. McMurray | Management | For | For |
| 1.7 | Elect Director David R. Milligan | Management | For | For |
| 1.8 | Elect Director George D. Milligan | Management | For | For |
| 1.9 | Elect Director David D. Nelson | Management | For | For |
| 1.10 | Elect Director James W. Noyce | Management | For | For |
| 1.11 | Elect Director Robert G. Pulver | Management | For | For |
| 1.12 | Elect Director Lou Ann Sandburg | Management | For | For |
| 1.13 | Elect Director Philip Jason Worth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WEST CORPORATION
MEETING DATE: MAY 16, 2017 | TICKER: WSTC SECURITY ID: 952355204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas B. Barker | Management | For | For |
| 1b | Elect Director Anthony J. DiNovi | Management | For | For |
| 1c | Elect Director Diane E. Offereins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEST MARINE, INC.
MEETING DATE: JUN 01, 2017 | TICKER: WMAR SECURITY ID: 954235107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.2 | Elect Director Matthew L. Hyde | Management | For | For |
| 1.3 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.4 | Elect Director James F. Nordstrom, Jr. | Management | For | For |
| 1.5 | Elect Director Robert D. Olsen | Management | For | For |
| 1.6 | Elect Director Randolph K. Repass | Management | For | For |
| 1.7 | Elect Director Alice M. Richter | Management | For | For |
| 1.8 | Elect Director Christiana Shi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 27, 2017 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WESTBURY BANCORP, INC.
MEETING DATE: FEB 15, 2017 | TICKER: WBB SECURITY ID: 95727P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rondi Rohr-Dralle | Management | For | For |
| 1.2 | Elect Director Terry Wendorff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify CliftonLarsonAllen LLP as Auditors | Management | For | For |
| |
|---|
WESTELL TECHNOLOGIES, INC.
MEETING DATE: SEP 13, 2016 | TICKER: WSTL SECURITY ID: 957541105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Thomas Gruenwald | Management | For | For |
| 1.2 | Elect Director Fared Adib | Management | For | For |
| 1.3 | Elect Director Jeannie H. Diefenderfer | Management | For | For |
| 1.4 | Elect Director Robert W. Foskett | Management | For | Withhold |
| 1.5 | Elect Director Dennis O. Harris | Management | For | For |
| 1.6 | Elect Director Martin D. Hernandez | Management | For | For |
| 1.7 | Elect Director Robert C. Penny, III | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTELL TECHNOLOGIES, INC.
MEETING DATE: MAY 30, 2017 | TICKER: WSTL SECURITY ID: 957541105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 04, 2016 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director Stephen D. Milligan | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WESTERN NEW ENGLAND BANCORP, INC.
MEETING DATE: MAY 18, 2017 | TICKER: WNEB SECURITY ID: 958892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Benoit | Management | For | For |
| 1.2 | Elect Director Donna J. Damon | Management | For | For |
| 1.3 | Elect Director Lisa G. McMahon | Management | For | For |
| 1.4 | Elect Director Steven G. Richter | Management | For | For |
| 1.5 | Elect Director William J. Wagner | Management | For | For |
| 1.6 | Elect Director Gary G. Fitzgerald | Management | For | For |
| 1.7 | Elect Director Paul C. Picknelly | Management | For | For |
| 1.8 | Elect Director William D. Masse | Management | For | For |
| 1.9 | Elect Director Gregg F. Orlen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| |
|---|
WESTFIELD FINANCIAL, INC.
MEETING DATE: SEP 29, 2016 | TICKER: WFD SECURITY ID: 96008P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with a Merger Agreement | Management | For | For |
| 2.1 | Elect Director Kevin M. Sweeney | Management | For | For |
| 2.2 | Elect Director Christos A. Tapases | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
WESTMORELAND COAL COMPANY
MEETING DATE: MAY 16, 2017 | TICKER: WLB SECURITY ID: 960878106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Paprzycki | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.4 | Elect Director Robert C. Flexon | Management | For | For |
| 1.5 | Elect Director Craig R. Mackus | Management | For | For |
| 1.6 | Elect Director Jan B. Packwood | Management | For | For |
| 1.7 | Elect Director Terry J. Bachynski | Management | For | For |
| 1.8 | Elect Director Robert C. Scharp | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.10 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WESTPORT FUEL SYSTEMS INC.
MEETING DATE: JUN 28, 2017 | TICKER: WPT SECURITY ID: 960908309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenda J. Eprile | Management | For | For |
| 1.2 | Elect Director Warren J. Baker | Management | For | For |
| 1.3 | Elect Director Nancy S. Gougarty | Management | For | For |
| 1.4 | Elect Director Anthony (Tony) Harris | Management | For | For |
| 1.5 | Elect Director Colin S. Johnston | Management | For | For |
| 1.6 | Elect Director Scott Mackie | Management | For | For |
| 1.7 | Elect Director Rodney (Rod) T. Nunn | Management | For | Withhold |
| 1.8 | Elect Director Peter M. Yu | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
WEYCO GROUP, INC.
MEETING DATE: MAY 09, 2017 | TICKER: WEYS SECURITY ID: 962149100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Florsheim, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Feitler | Management | For | Withhold |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
WHEELER REAL ESTATE INVESTMENT TRUST, INC.
MEETING DATE: MAY 17, 2017 | TICKER: WHLR SECURITY ID: 963025101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon S. Wheeler | Management | For | Withhold |
| 1.2 | Elect Director Kurt R. Harrington | Management | For | Withhold |
| 1.3 | Elect Director Carl B. McGowan, Jr. | Management | For | Withhold |
| 1.4 | Elect Director David Kelly | Management | For | Withhold |
| 1.5 | Elect Director Stewart J. Brown | Management | For | Withhold |
| 1.6 | Elect Director William W. King | Management | For | Withhold |
| 1.7 | Elect Director Jeffrey M. Zwerdling | Management | For | Withhold |
| 1.8 | Elect Director John P. McAuliffe | Management | For | Withhold |
| 1.9 | Elect Director John Sweet | Management | For | For |
| 2 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| |
|---|
WHEELER REAL ESTATE INVESTMENT TRUST, INC.
MEETING DATE: MAY 17, 2017 | TICKER: WHLR SECURITY ID: 963025705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon S. Wheeler | Management | For | Withhold |
| 1.2 | Elect Director Kurt R. Harrington | Management | For | Withhold |
| 1.3 | Elect Director Carl B. McGowan, Jr. | Management | For | Withhold |
| 1.4 | Elect Director David Kelly | Management | For | Withhold |
| 1.5 | Elect Director Stewart J. Brown | Management | For | Withhold |
| 1.6 | Elect Director William W. King | Management | For | Withhold |
| 1.7 | Elect Director Jeffrey M. Zwerdling | Management | For | Withhold |
| 1.8 | Elect Director John P. McAuliffe | Management | For | Withhold |
| 1.9 | Elect Director John Sweet | Management | For | For |
| 2 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 17, 2017 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Elstrott | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Shahid (Hass) Hassan | Management | For | For |
| 1d | Elect Director Stephanie Kugelman | Management | For | For |
| 1e | Elect Director John Mackey | Management | For | For |
| 1f | Elect Director Walter Robb | Management | For | For |
| 1g | Elect Director Jonathan Seiffer | Management | For | For |
| 1h | Elect Director Morris (Mo) Siegel | Management | For | For |
| 1i | Elect Director Jonathan Sokoloff | Management | For | For |
| 1j | Elect Director Ralph Sorenson | Management | For | For |
| 1k | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1l | Elect Director William (Kip) Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Report on Food Waste Management | Shareholder | Against | Abstain |
| |
|---|
WI-LAN INC.
MEETING DATE: APR 20, 2017 | TICKER: WIN SECURITY ID: 928972108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Douglas Skippen | Management | For | For |
| 1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
| 1.3 | Elect Director John Kendall Gillberry | Management | For | For |
| 1.4 | Elect Director Roxanne Anderson | Management | For | For |
| 1.5 | Elect Director W. Paul McCarten | Management | For | For |
| 1.6 | Elect Director Richard J. Shorkey | Management | For | For |
| 1.7 | Elect Director Ian McKinnon | Management | For | For |
| 1.8 | Elect Director Ron Laurie | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
WILLDAN GROUP, INC.
MEETING DATE: JUN 08, 2017 | TICKER: WLDN SECURITY ID: 96924N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brisbin | Management | For | Withhold |
| 1.2 | Elect Director Steven A. Cohen | Management | For | Withhold |
| 1.3 | Elect Director Raymond W. Holdsworth | Management | For | For |
| 1.4 | Elect Director Douglas J. McEachern | Management | For | For |
| 1.5 | Elect Director Dennis V. McGinn | Management | For | For |
| 1.6 | Elect Director Curtis S. Probst | Management | For | For |
| 1.7 | Elect Director Keith W. Renken | Management | For | For |
| 1.8 | Elect Director Mohammad Shahidehpour | Management | For | For |
| 1.9 | Elect Director Win Westfall | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WILLIS LEASE FINANCE CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: WLFC SECURITY ID: 970646105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert T. Morris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: JUN 13, 2017 | TICKER: WLTW SECURITY ID: G96629103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director James F. McCann | Management | For | For |
| 1f | Elect Director Brendan R. O'Neill | Management | For | For |
| 1g | Elect Director Jaymin Patel | Management | For | For |
| 1h | Elect Director Linda D. Rabbitt | Management | For | For |
| 1i | Elect Director Paul Thomas | Management | For | For |
| 1j | Elect Director Jeffrey W. Ubben | Management | For | For |
| 1k | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Proxy Access Right | Management | For | For |
| 6A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6B | Establish Range for Size of Board | Management | For | For |
| 7A | Amend Advance Notice Provisions and Make Certain Administrative Amendments | Management | For | For |
| 7B | Amend Articles of Association | Management | For | For |
| 8 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 9 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| |
|---|
WILSHIRE BANCORP, INC.
MEETING DATE: JUL 14, 2016 | TICKER: WIBC SECURITY ID: 97186T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement Between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. | Management | For | For |
| 2.1 | Elect Director Steven J. Didion | Management | For | For |
| 2.2 | Elect Director Daisy Y. Ha | Management | For | For |
| 2.3 | Elect Director Jae Whan Yoo | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
WINDSTREAM HOLDINGS, INC.
MEETING DATE: FEB 24, 2017 | TICKER: WIN SECURITY ID: 97382A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
WINDSTREAM HOLDINGS, INC.
MEETING DATE: MAY 25, 2017 | TICKER: WIN SECURITY ID: 97382A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Armitage | Management | For | For |
| 1b | Elect Director Samuel E. Beall, III | Management | For | For |
| 1c | Elect Director Jeannie Diefenderfer | Management | For | For |
| 1d | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1e | Elect Director William G. LaPerch | Management | For | For |
| 1f | Elect Director Larry Laque | Management | For | For |
| 1g | Elect Director Julie A. Shimer | Management | For | For |
| 1h | Elect Director Marc F. Stoll | Management | For | For |
| 1i | Elect Director Michael G. Stoltz | Management | For | For |
| 1j | Elect Director Tony Thomas | Management | For | For |
| 1k | Elect Director Walter L. Turek | Management | For | For |
| 1l | Elect Director Alan L. Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WINGSTOP INC.
MEETING DATE: MAY 03, 2017 | TICKER: WING SECURITY ID: 974155103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn Crump-Caine | Management | For | For |
| 1.2 | Elect Director Wesley S. McDonald | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WINMARK CORPORATION
MEETING DATE: APR 26, 2017 | TICKER: WINA SECURITY ID: 974250102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director John L. Morgan | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Brett D. Heffes | Management | For | For |
| 2.5 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.6 | Elect Director Paul C. Reyelts | Management | For | For |
| 2.7 | Elect Director Mark L. Wilson | Management | For | For |
| 2.8 | Elect Director Steven C. Zola | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 25, 2017 | TICKER: WTFC SECURITY ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Zed S. Francis, III | Management | For | For |
| 1.5 | Elect Director Marla F. Glabe | Management | For | For |
| 1.6 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.7 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. 'Joe' Sweeney | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 20, 2017 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Salerno | Management | For | For |
| 1.2 | Elect Director R. Jarrett Lilien | Management | For | For |
| 1.3 | Elect Director Jonathan Steinberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: SEP 07, 2016 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to the Company's Articles of Association | Management | For | For |
| 2.1.1 | Reelect Avishai Abrahami as Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2.1.2 | Reelect Giora Kaplan as Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2.1.3 | Reelect Mark Tluszcz as Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2.2 | Reelect Ron Gutler as Director Until the 2018 Annual Meeting | Management | For | For |
| 2.3 | Reelect Allon Bloch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.1 | Approve Directors' Compensation | Management | For | Against |
| 3.2 | Approve a Double Trigger Full Acceleration Vesting Mechanism Upon a Change of Control for Options Granted to Erika Rottenberg | Management | For | For |
| 3.3 | Approve a Double Trigger Full Acceleration Vesting Mechanism Upon a Change of Control for Options Granted to Norbert Becker | Management | For | For |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2017 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Allon Bloch as Director | Management | For | For |
| 1.2 | Reelect Erika Rottenberg as Director | Management | For | For |
| 2.1 | Approve Compensation Policy for the Officers of the Company | Management | For | For |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | For |
| 3 | Increase Annual Equity Grant of Board Chairman | Management | For | Against |
| 4 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WMIH CORP.
MEETING DATE: JUN 01, 2017 | TICKER: WMIH SECURITY ID: 92936P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Gallagher | Management | For | For |
| 1.2 | Elect Director Diane B. Glossman | Management | For | For |
| 1.3 | Elect Director Christopher J. Harrington | Management | For | For |
| 1.4 | Elect Director Tagar C. Olson | Management | For | For |
| 1.5 | Elect Director Michael J. Renoff | Management | For | For |
| 1.6 | Elect Director Steven D. Scheiwe | Management | For | For |
| 1.7 | Elect Director Michael L. Willingham | Management | For | For |
| 2 | Ratify BPM LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 25, 2017 | TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.2 | Elect Director Paul Donovan | Management | For | For |
| 1.3 | Elect Director Jonathan W. Thayer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 03, 2016 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken R. Bramlett, Jr. | Management | For | For |
| 1.2 | Elect Director James R. Gilreath | Management | For | For |
| 1.3 | Elect Director Charles D. Way | Management | For | For |
| 1.4 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 1.5 | Elect Director Darrell E. Whitaker | Management | For | For |
| 1.6 | Elect Director Janet Lewis Matricciani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WPP PLC
MEETING DATE: JUN 07, 2017 | TICKER: WPP SECURITY ID: 92937A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Sustainability Report | Management | For | For |
| 6 | Re-elect Roberto Quarta as Director | Management | For | For |
| 7 | Re-elect Dr Jacques Aigrain as Director | Management | For | For |
| 8 | Re-elect Ruigang Li as Director | Management | For | For |
| 9 | Re-elect Paul Richardson as Director | Management | For | For |
| 10 | Re-elect Hugo Shong as Director | Management | For | For |
| 11 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 12 | Re-elect Sally Susman as Director | Management | For | For |
| 13 | Re-elect Solomon Trujillo as Director | Management | For | For |
| 14 | Re-elect Sir John Hood as Director | Management | For | For |
| 15 | Re-elect Nicole Seligman as Director | Management | For | For |
| 16 | Re-elect Daniela Riccardi as Director | Management | For | For |
| 17 | Elect Tarek Farahat as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP N.V.
MEETING DATE: JUN 23, 2017 | TICKER: WMGI SECURITY ID: N96617118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert J. Palmisano as Director | Management | For | For |
| 1b | Elect David D. Stevens as Director | Management | For | For |
| 1c | Elect Gary D. Blackford as Director | Management | For | For |
| 1d | Elect John L. Miclot as Director | Management | For | For |
| 1e | Elect Kevin C. O'Boyle as Director | Management | For | For |
| 1f | Elect Amy S. Paul as Director | Management | For | For |
| 1g | Elect Richard F. Wallman as Director | Management | For | For |
| 1h | Elect Elizabeth H. Weatherman as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditors | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Mark A. Turner | Management | For | For |
| 1.3 | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: APR 21, 2017 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1.3 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XBIOTECH INC.
MEETING DATE: JUN 19, 2017 | TICKER: XBIT SECURITY ID: 98400H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Simard | Management | For | For |
| 1.2 | Elect Director Fabrizio Bonanni | Management | For | For |
| 1.3 | Elect Director W. Thorpe McKenzie | Management | For | For |
| 1.4 | Elect Director Daniel Vasella | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
XCERRA CORPORATION
MEETING DATE: DEC 07, 2016 | TICKER: XCRA SECURITY ID: 98400J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
XENCOR, INC.
MEETING DATE: JUN 22, 2017 | TICKER: XNCR SECURITY ID: 98401F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.2 | Elect Director Kevin Gorman | Management | For | For |
| 1.3 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 2 | Ratify RSM US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
XENITH BANKSHARES, INC.
MEETING DATE: NOV 21, 2016 | TICKER: XBKS SECURITY ID: 984102103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Burr | Management | For | For |
| 1.2 | Elect Director Patrick E. Corbin | Management | For | For |
| 1.3 | Elect Director Henry P. Custis, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Palmer P. Garson | Management | For | For |
| 1.5 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.6 | Elect Director Edward Grebow | Management | For | For |
| 1.7 | Elect Director T. Gaylon Layfield, III | Management | For | For |
| 1.8 | Elect Director Robert J. Merrick | Management | For | For |
| 1.9 | Elect Director William A. Paulette | Management | For | For |
| 1.10 | Elect Director John S. Poelker | Management | For | For |
| 1.11 | Elect Director Scott A. Reed | Management | For | For |
| 1.12 | Elect Director Thomas G. Snead | Management | For | For |
| 1.13 | Elect Director W. Lewis Witt | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
XENON PHARMACEUTICALS INC.
MEETING DATE: JUN 01, 2017 | TICKER: XENE SECURITY ID: 98420N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Tarnow | Management | For | For |
| 1.2 | Elect Director Mohammad Azab | Management | For | For |
| 1.3 | Elect Director Steven Gannon | Management | For | For |
| 1.4 | Elect Director Michael Hayden | Management | For | Withhold |
| 1.5 | Elect Director Frank Holler | Management | For | Withhold |
| 1.6 | Elect Director Gary Patou | Management | For | For |
| 1.7 | Elect Director Simon N. Pimstone | Management | For | For |
| 1.8 | Elect Director Richard Scheller | Management | For | For |
| 1.9 | Elect Director Dawn Svoronos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 10, 2016 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Thomas H. Lee | Management | For | For |
| 1.6 | Elect Director J. Michael Patterson | Management | For | For |
| 1.7 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.8 | Elect Director Marshall C. Turner | Management | For | For |
| 1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: OCT 14, 2016 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: XOMA SECURITY ID: 98419J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Neal | Management | For | For |
| 1.2 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.3 | Elect Director Joseph M. Limber | Management | For | For |
| 1.4 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 1.5 | Elect Director Matthew D. Perry | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
XPERI CORPORATION
MEETING DATE: APR 27, 2017 | TICKER: XPER SECURITY ID: 98421B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director George A. Riedel | Management | For | For |
| 1.4 | Elect Director John Chenault | Management | For | For |
| 1.5 | Elect Director Thomas Lacey | Management | For | For |
| 1.6 | Elect Director Tudor Brown | Management | For | For |
| 1.7 | Elect Director David C. Habiger | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XURA, INC.
MEETING DATE: AUG 16, 2016 | TICKER: MESG SECURITY ID: 98420V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2a | Elect Director Susan D. Bowick | Management | For | For |
| 2b | Elect Director James Budge | Management | For | For |
| 2c | Elect Director Niccolo De Masi | Management | For | For |
| 2d | Elect Director Matthew A. Drapkin | Management | For | For |
| 2e | Elect Director Doron Inbar | Management | For | For |
| 2f | Elect Director Henry R. Nothhaft | Management | For | For |
| 2g | Elect Director Philippe Tartavull | Management | For | For |
| 2h | Elect Director Mark C. Terrell | Management | For | For |
| 3 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 08, 2017 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Yahoo Holdings, Inc., a wholly-owned subsidiary of Yahoo! Inc. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
YANDEX NV
MEETING DATE: MAY 25, 2017 | TICKER: YNDX SECURITY ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Elect Herman Gref as Non-Executive Director | Management | For | For |
| 5 | Elect Arkady Volozh as Non-Executive Director | Management | For | For |
| 6 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8 | Management | For | Against |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| |
|---|
YIELD10 BIOSCIENCE, INC.
MEETING DATE: MAY 24, 2017 | TICKER: YTEN SECURITY ID: 98585K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oliver P. Peoples | Management | For | Withhold |
| 1.2 | Elect Director Joseph Shaulson | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
YOUR COMMUNITY BANKSHARES INC.
MEETING DATE: AUG 19, 2016 | TICKER: YCB SECURITY ID: 98779U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
YRC WORLDWIDE INC.
MEETING DATE: MAY 02, 2017 | TICKER: YRCW SECURITY ID: 984249607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director James E. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.6 | Elect Director James L. Welch | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 1.8 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ZAFGEN, INC.
MEETING DATE: JUN 21, 2017 | TICKER: ZFGN SECURITY ID: 98885E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Hughes | Management | For | Withhold |
| 1.2 | Elect Director John L. LaMattina | Management | For | Withhold |
| 1.3 | Elect Director Frank E. Thomas | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ZAGG INC
MEETING DATE: JUN 22, 2017 | TICKER: ZAGG SECURITY ID: 98884U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Hales | Management | For | For |
| 1.2 | Elect Director Cheryl A. Larabee | Management | For | For |
| 1.3 | Elect Director E. Todd Heiner | Management | For | For |
| 1.4 | Elect Director Daniel R. Maurer | Management | For | For |
| 1.5 | Elect Director P. Scott Stubbs | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
MEETING DATE: MAY 18, 2017 | TICKER: ZBRA SECURITY ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anders Gustafsson | Management | For | For |
| 1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.3 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ZELTIQ AESTHETICS, INC.
MEETING DATE: APR 27, 2017 | TICKER: ZLTQ SECURITY ID: 98933Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ZILLOW GROUP, INC.
MEETING DATE: JUN 14, 2017 | TICKER: ZG SECURITY ID: 98954M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director April Underwood | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: JUN 02, 2017 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jerry C. Atkin | Management | For | For |
| 1B | Elect Director Gary L. Crittenden | Management | For | For |
| 1C | Elect Director Suren K. Gupta | Management | For | For |
| 1D | Elect Director J. David Heaney | Management | For | For |
| 1E | Elect Director Vivian S. Lee | Management | For | For |
| 1F | Elect Director Edward F. Murphy | Management | For | For |
| 1G | Elect Director Roger B. Porter | Management | For | For |
| 1H | Elect Director Stephen D. Quinn | Management | For | For |
| 1I | Elect Director Harris H. Simmons | Management | For | For |
| 1J | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 14, 2017 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Murray Brennan | Management | For | For |
| 1.2 | Elect Director James A. Cannon | Management | For | For |
| 1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.4 | Elect Director Randal J. Kirk | Management | For | For |
| 1.5 | Elect Director Scott Tarriff | Management | For | For |
| 1.6 | Elect Director Michael Weiser | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ZIX CORPORATION
MEETING DATE: JUN 07, 2017 | TICKER: ZIXI SECURITY ID: 98974P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Bonney | Management | For | For |
| 1.2 | Elect Director Taher A. Elgamal | Management | For | For |
| 1.3 | Elect Director Robert C. Hausmann | Management | For | For |
| 1.4 | Elect Director Maribess L. Miller | Management | For | For |
| 1.5 | Elect Director Richard D. Spurr | Management | For | For |
| 1.6 | Elect Director David J. Wagner | Management | For | For |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ZOGENIX, INC.
MEETING DATE: JUL 13, 2016 | TICKER: ZGNX SECURITY ID: 98978L204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger L. Hawley | Management | For | For |
| 1.2 | Elect Director Erle T. Mast | Management | For | For |
| 1.3 | Elect Director Renee P. Tannenbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Stock Option Exchange Program - Withdrawn | Management | None | None |
| |
|---|
ZOGENIX, INC.
MEETING DATE: MAY 23, 2017 | TICKER: ZGNX SECURITY ID: 98978L204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis C. Bock | Management | For | For |
| 1.2 | Elect Director Cam L. Garner | Management | For | For |
| 1.3 | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ZUMIEZ INC.
MEETING DATE: MAY 31, 2017 | TICKER: ZUMZ SECURITY ID: 989817101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas D. Campion | Management | For | For |
| 1B | Elect Director Sarah (Sally) G. McCoy | Management | For | For |
| 1C | Elect Director Ernest R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
ZYNERBA PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2017 | TICKER: ZYNE SECURITY ID: 98986X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Anido | Management | For | For |
| 1.2 | Elect Director Warren D. Cooper | Management | For | Withhold |
| 1.3 | Elect Director William J. Federici | Management | For | For |
| 1.4 | Elect Director Thomas L. Harrison | Management | For | Withhold |
| 1.5 | Elect Director Daniel L. Kisner | Management | For | Withhold |
| 1.6 | Elect Director Kenneth I. Moch | Management | For | For |
| 1.7 | Elect Director Cynthia A. Rask | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ZYNGA INC.
MEETING DATE: MAY 01, 2017 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Pincus | Management | For | For |
| 1.2 | Elect Director Frank Gibeau | Management | For | For |
| 1.3 | Elect Director Regina E. Dugan | Management | For | For |
| 1.4 | Elect Director William "Bing" Gordon | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Ellen F. Siminoff | Management | For | For |
| 1.7 | Elect Director Carol G. Mills | Management | For | For |
| 1.8 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series VII
Fidelity Commonwealth Trust
Fidelity Commonwealth Trust II
Fidelity Covington Trust | Fidelity Select Portfolios
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity SelectCo, LLC or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2017.
WITNESS my hand on this 1st day of June 2017.
/s/Adrien E. Deberghes
Adrien E. Deberghes
Treasurer
