UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
FORM N-PX | ||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | ||
MANAGEMENT INVESTMENT COMPANY | ||
Investment Company Act File Number : | 811-2742 | |
Name of Registrant: | Putnam Equity Income Fund | |
Address of Principal Executive Offices: | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
Name and address of agent of service: | ||
James P. Pappas, Vice President | ||
Putnam Equity Income Fund | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
CC: | ||
John W. Gerstmayr, Esq. | ||
Ropes & Gray LLP | ||
One International Place | ||
Boston, Massachusetts 02110 | ||
Registrant's telephone number including area code: | ||
(617) 292-1000 | ||
Date of fiscal year end: | ||
9/30/09 | ||
Date of reporting period: | ||
07/01/2009 - 06/30/2010 | ||
Item 1: Proxy Voting Record | ||||||
Registrant : Putnam Equity Income Fund | ||||||
Fund Name : Putnam Equity Income Fund | ||||||
Date of fiscal year end : 09/30/2009 | ||||||
Abbott Laboratories | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |
1.3 | Elect William Daley | Mgmt | For | For | For | |
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |
1.6 | Elect William Osborn | Mgmt | For | For | For | |
1.7 | Elect David Owen | Mgmt | For | For | For | |
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |
1.10 | Elect William Smithburg | Mgmt | For | For | For | |
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |
1.12 | Elect Miles White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Aetna Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |
2 | Elect Betsy Cohen | Mgmt | For | For | For | |
3 | Elect Molly Coye | Mgmt | For | For | For | |
4 | Elect Roger Farah | Mgmt | For | For | For |
5 | Elect Barbara Franklin | Mgmt | For | For | For | |
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |
7 | Elect Earl Graves | Mgmt | For | For | For | |
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |
9 | Elect Ellen Hancock | Mgmt | For | For | For | |
10 | Elect Richard Harrington | Mgmt | For | For | For | |
11 | Elect Edward Ludwig | Mgmt | For | For | For | |
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |
13 | Elect Ronald Williams | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
16 | 2010 Non-Employee Director | Mgmt | For | For | For | |
Compensation Plan | ||||||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Aflac Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFL | CUSIP 001055102 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Amos | Mgmt | For | For | For | |
2 | Elect John Shelby Amos, II | Mgmt | For | For | For | |
3 | Elect Paul Amos, II | Mgmt | For | For | For | |
4 | Elect Michael Armacost | Mgmt | For | For | For | |
5 | Elect Kriss Cloninger, III | Mgmt | For | For | For | |
6 | Elect Joe Harris | Mgmt | For | For | For | |
7 | Elect Elizabeth Hudson | Mgmt | For | For | For | |
8 | Elect Douglas Johnson | Mgmt | For | For | For | |
9 | Elect Robert Johnson | Mgmt | For | For | For | |
10 | Elect Charles Knapp | Mgmt | For | For | For | |
11 | Elect E. Stephen Purdom | Mgmt | For | For | For | |
12 | Elect Barbara Rimer | Mgmt | For | For | For | |
13 | Elect Marvin Schuster | Mgmt | For | For | For | |
14 | Elect David Thompson | Mgmt | For | For | For | |
15 | Elect Robert Wright | Mgmt | For | For | For | |
16 | Elect Takuro Yoshida | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For |
Alliant Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNT | CUSIP 018802108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Bennett | Mgmt | For | For | For | |
1.2 | Elect Darryl Hazel | Mgmt | For | For | For | |
1.3 | Elect David Perdue | Mgmt | For | For | For | |
1.4 | Elect Judith Pyle | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Allied World Assurance Company | ||||||
Holdings, Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AWH | CUSIP G0219G203 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |
1.2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |
1.3 | Elect Scott Hunter | Mgmt | For | For | For | |
2 | Allied World Assurance Company | Mgmt | For | For | For | |
(Europe) Limited | ||||||
3 | Allied World Assurance Company | Mgmt | For | For | For | |
(Reinsurance) Limited | ||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |
Ameren Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEE | CUSIP 023608102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |
1.5 | Elect James Johnson | Mgmt | For | For | For | |
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |
1.7 | Elect Charles Mueller | Mgmt | For | For | For | |
1.8 | Elect Harvey Saligman | Mgmt | For | For | For | |
1.9 | Elect Patrick Stokes | Mgmt | For | For | For |
1.10 | Elect Thomas Voss | Mgmt | For | For | For | |
1.11 | Elect Stephen Wilson | Mgmt | For | For | For | |
1.12 | Elect Jack Woodard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Nuclear Facility | ||||||
AmerisourceBergen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABC | CUSIP 03073E105 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Gochnauer | Mgmt | For | For | For | |
2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |
3 | Elect Henry McGee | Mgmt | For | For | For | |
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Amgen Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Baltimore | Mgmt | For | For | For | |
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |
4 | Elect Jerry Choate | Mgmt | For | For | For | |
5 | Elect Vance Coffman | Mgmt | For | For | For | |
6 | Elect Frederick Gluck | Mgmt | For | For | For | |
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |
8 | Elect Frank Herringer | Mgmt | For | For | For | |
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |
10 | Elect Judith Pelham | Mgmt | For | For | For | |
11 | Elect J. Paul Reason | Mgmt | For | For | For | |
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |
13 | Elect Kevin Sharer | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
Anadarko Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APC | CUSIP 032511107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |
2 | Elect Preston Geren III | Mgmt | For | For | For | |
3 | Elect James Hackett | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
6 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
Annaly Capital Management, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NLY | CUSIP 035710409 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin Brady | Mgmt | For | For | For | |
1.2 | Elect E. Wayne Nordberg | Mgmt | For | For | For | |
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Arch Capital Group Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACGL | CUSIP G0450A105 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Wolfe Bragin | Mgmt | For | For | For | |
1.2 | Elect John Bunce, Jr. | Mgmt | For | For | For | |
1.3 | Elect Sean Carney | Mgmt | For | For | For | |
1.4 | Elect William Beveridge | Mgmt | For | For | For | |
1.5 | Elect Dennis Brand | Mgmt | For | For | For |
1.6 | Elect Knud Christensen | Mgmt | For | For | For | |
1.7 | Elect Graham Collis | Mgmt | For | For | For | |
1.8 | Elect William Cooney | Mgmt | For | For | For | |
1.9 | Elect Stephen Fogarty | Mgmt | For | For | For | |
1.10 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |
1.11 | Elect Rutger Funnekotter | Mgmt | For | For | For | |
1.12 | Elect Marc Grandisson | Mgmt | For | For | For | |
1.13 | Elect Michael Greene | Mgmt | For | For | For | |
1.14 | Elect John Hele | Mgmt | For | For | For | |
1.15 | Elect David Hipkin | Mgmt | For | For | For | |
1.16 | Elect W. Preston Hutchings | Mgmt | For | For | For | |
1.17 | Elect Constantine Iordanou | Mgmt | For | For | For | |
1.18 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |
1.19 | Elect Michael Kier | Mgmt | For | For | For | |
1.20 | Elect Mark Lyons | Mgmt | For | For | For | |
1.21 | Elect Adam Matteson | Mgmt | For | For | For | |
1.22 | Elect Michael Murphy | Mgmt | For | For | For | |
1.23 | Elect Martin Nilsen | Mgmt | For | For | For | |
1.24 | Elect Nicholas Papadopoulo | Mgmt | For | For | For | |
1.25 | Elect Michael Quinn | Mgmt | For | For | For | |
1.26 | Elect Maamoun Rajeh | Mgmt | For | For | For | |
1.27 | Elect Paul Robotham | Mgmt | For | For | For | |
1.28 | Elect Soren Scheuer | Mgmt | For | For | For | |
1.29 | Elect Budhi Singh | Mgmt | For | For | For | |
1.30 | Elect Helmut Sohler | Mgmt | For | For | For | |
1.31 | Elect Julian Stroud | Mgmt | For | For | For | |
1.32 | Elect Angus Watson | Mgmt | For | For | For | |
1.33 | Elect James Weatherstone | Mgmt | For | For | For | |
2 | Amendments to Bye-laws | Mgmt | For | For | For | |
3 | Appointment of Auditor | Mgmt | For | For | For | |
Assurant, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AIZ | CUSIP 04621X108 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Howard Carver | Mgmt | For | For | For | |
1.2 | Elect Juan Cento | Mgmt | For | For | For | |
1.3 | Elect Allen Freedman | Mgmt | For | For | For | |
1.4 | Elect Elaine Rosen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
4 | Repeal of Classified Board | Mgmt | For | For | For |
5 | Amendment to the Long Term | Mgmt | For | For | For | |
Equity Incentive Plan | ||||||
Assured Guaranty Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGO | CUSIP G0585R106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against | |
1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | |
1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against | |
1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |
1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |
1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |
1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against | |
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |
1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against | |
2 | Bermuda Law Change Amendments | Mgmt | For | For | For | |
3 | Corporate Governance | Mgmt | For | For | For | |
Amendments | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Re Ltd.) | ||||||
6 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Ireland Holdings Ltd.) | ||||||
AT&T INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
T | CUSIP 00206R102 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Randall Stephenson | Mgmt | For | For | For | |
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |
3 | Elect Reuben Anderson | Mgmt | For | For | For | |
4 | Elect James Blanchard | Mgmt | For | For | For | |
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |
6 | Elect James Kelly | Mgmt | For | For | For | |
7 | Elect Jon Madonna | Mgmt | For | For | For |
8 | Elect Lynn Martin | Mgmt | For | For | For | |
9 | Elect John McCoy | Mgmt | For | For | For | |
10 | Elect Joyce Roche | Mgmt | For | For | For | |
11 | Elect Laura Tyson | Mgmt | For | For | For | |
12 | Elect Patricia Upton | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Pension Credit Policy | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Atmel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATML | CUSIP 049513104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Laub | Mgmt | For | For | For | |
2 | Elect Tsung-Ching Wu | Mgmt | For | For | For | |
3 | Elect David Sugishita | Mgmt | For | For | For | |
4 | Elect Papken Der Torossian | Mgmt | For | For | For | |
5 | Elect Jack Saltich | Mgmt | For | For | For | |
6 | Elect Charles Carinalli | Mgmt | For | For | For | |
7 | Elect Edward Ross | Mgmt | For | For | For | |
8 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Axis Capital Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AXS | CUSIP G0692U109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Geoffrey Bell | Mgmt | For | For | For | |
1.2 | Elect Christopher Greetham | Mgmt | For | For | For | |
1.3 | Elect Maurice Keane | Mgmt | For | For | For | |
1.4 | Elect Henry Smith | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For |
Bank of America Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAC | CUSIP 060505104 | 02/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Bank of America Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Susan Bies | Mgmt | For | For | For | |
2 | Elect William Boardman | Mgmt | For | For | For | |
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |
4 | Elect Virgis Colbert | Mgmt | For | For | For | |
5 | Elect Charles Gifford | Mgmt | For | For | For | |
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |
8 | Elect Monica Lozano | Mgmt | For | For | For | |
9 | Elect Thomas May | Mgmt | For | For | For | |
10 | Elect Brian Moynihan | Mgmt | For | For | For | |
11 | Elect Donald Powell | Mgmt | For | For | For | |
12 | Elect Charles Rossotti | Mgmt | For | For | For | |
13 | Elect Robert Scully | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
16 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
17 | Amendment to the 2003 Key | Mgmt | For | For | For | |
Associate Stock Plan | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Disclosure of Prior Government | ||||||
Service | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Non-Deductible Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Recoupment of Unearned Bonuses | ||||||
(Clawback) | ||||||
Bank of New York Mellon | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |
1.12 | Elect William Richardson | Mgmt | For | For | For | |
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |
1.14 | Elect John Surma | Mgmt | For | For | For | |
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Golden | ||||||
Parachutes |
Baxter International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAX | CUSIP 071813109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Blake Devitt | Mgmt | For | For | For | |
2 | Elect John Forsyth | Mgmt | For | For | For | |
3 | Elect Gail Fosler | Mgmt | For | For | For | |
4 | Elect Carole Shapazian | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Bemis Company, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BMS | CUSIP 081437105 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Curler | Mgmt | For | For | For | |
1.2 | Elect Roger O'Shaughnessy | Mgmt | For | For | For | |
1.3 | Elect David Haffner | Mgmt | For | For | For | |
1.4 | Elect Holly Van Deursen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Ratio Between CEO and | ||||||
Employee Pay | ||||||
Berkshire Hathaway Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRK.A | CUSIP 084670108 | 01/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Stock Split | Mgmt | For | For | For | |
2 | Amendment to Charter Regarding | Mgmt | For | For | For | |
Stock Splits | ||||||
3 | Decrease Par Value of Class B | Mgmt | For | For | For | |
Common Stock | ||||||
4 | Increase of Authorized Class B | Mgmt | For | For | For | |
Common Stock |
5 | Amendments to Charter Regarding | Mgmt | For | For | For | |
Issuance of Stock Certificates | ||||||
Big Lots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIG | CUSIP 089302103 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |
1.2 | Elect Steven Fishman | Mgmt | For | For | For | |
1.3 | Elect Peter Hayes | Mgmt | For | For | For | |
1.4 | Elect David Kollat | Mgmt | For | For | For | |
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |
1.7 | Elect Russell Solt | Mgmt | For | For | For | |
1.8 | Elect James Tener | Mgmt | For | For | For | |
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |
2 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |
4 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
5 | Adoption of Advance Notice | Mgmt | For | Against | Against | |
Requirement | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Boston Scientific Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSX | CUSIP 101137107 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Abele | Mgmt | For | For | For | |
2 | Elect Katharine Bartlett | Mgmt | For | For | For | |
3 | Elect Bruce Byrnes | Mgmt | For | For | For | |
4 | Elect Nelda Connors | Mgmt | For | For | For | |
5 | Elect J. Raymond Elliott | Mgmt | For | For | For | |
6 | Elect Marye Anne Fox | Mgmt | For | For | For | |
7 | Elect Ray Groves | Mgmt | For | For | For | |
8 | Elect Ernest Mario | Mgmt | For | For | For | |
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |
10 | Elect Pete Nicholas | Mgmt | For | For | For |
11 | Elect Uwe Reinhardt | Mgmt | For | For | For | |
12 | Elect John Sununu | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Transaction of Other Business | Mgmt | For | Against | Against | |
BP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BP | CUSIP 055622104 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Paul Anderson | Mgmt | For | Against | Against | |
4 | Elect Antony Burgmans | Mgmt | For | Against | Against | |
5 | Elect Cynthia Carroll | Mgmt | For | Against | Against | |
6 | Elect Sir William Castell | Mgmt | For | Against | Against | |
7 | Elect Iain Conn | Mgmt | For | Against | Against | |
8 | Elect George David | Mgmt | For | Against | Against | |
9 | Elect Ian Davis | Mgmt | For | Against | Against | |
10 | Elect Robert Dudley | Mgmt | For | Against | Against | |
11 | Elect Douglas Flint | Mgmt | For | Against | Against | |
12 | Elect Byron Grote | Mgmt | For | Against | Against | |
13 | Elect Anthony Hayward | Mgmt | For | Against | Against | |
14 | Elect Andrew Inglis | Mgmt | For | Against | Against | |
15 | Elect DeAnne Julius | Mgmt | For | Against | Against | |
16 | Elect Carl-Henric Svanberg | Mgmt | For | Against | Against | |
17 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
18 | Adoption of New Articles | Mgmt | For | For | For | |
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
23 | Renewal of Executive Directors' | Mgmt | For | Abstain | Against | |
Incentive Plan | ||||||
24 | Scrip Dividend | Mgmt | For | For | For | |
25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Sunrise SAGD Project | ||||||
Chevron Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Samuel Armacost | Mgmt | For | For | For | |
2 | Elect Linnet Deily | Mgmt | For | For | For | |
3 | Elect Robert Denham | Mgmt | For | For | For | |
4 | Elect Robert Eaton | Mgmt | For | For | For | |
5 | Elect Chuck Hagel | Mgmt | For | For | For | |
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |
8 | Elect George Kirkland | Mgmt | For | For | For | |
9 | Elect Sam Nunn | Mgmt | For | For | For | |
10 | Elect Donald Rice | Mgmt | For | For | For | |
11 | Elect Kevin Sharer | Mgmt | For | For | For | |
12 | Elect Charles Shoemate | Mgmt | For | For | For | |
13 | Elect John Stumpf | Mgmt | For | For | For | |
14 | Elect Ronald Sugar | Mgmt | For | For | For | |
15 | Elect Carl Ware | Mgmt | For | For | For | |
16 | Elect John Watson | Mgmt | For | For | For | |
17 | Ratification of Auditor | Mgmt | For | For | For | |
18 | Amendment to the By-Laws | Mgmt | For | For | For | |
Regarding the Right to Call Special | ||||||
Meetings | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Expertise on Board | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Payments to | ||||||
Governments | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Country Selection Guidelines | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Financial Risks of | ||||||
Climate Change | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Establishment of Human Rights | ||||||
Committee | ||||||
Cisco Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carol Bartz | Mgmt | For | For | For | |
2 | Elect M. Michele Burns | Mgmt | For | For | For | |
3 | Elect Michael Capellas | Mgmt | For | For | For | |
4 | Elect Larry Carter | Mgmt | For | For | For | |
5 | Elect John Chambers | Mgmt | For | For | For | |
6 | Elect Brian Halla | Mgmt | For | For | For | |
7 | Elect John Hennessy | Mgmt | For | For | For | |
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |
9 | Elect Roderick McGeary | Mgmt | For | For | For | |
10 | Elect Michael Powell | Mgmt | For | For | For | |
11 | Elect Arun Sarin | Mgmt | For | For | For | |
12 | Elect Steven West | Mgmt | For | For | For | |
13 | Elect Jerry Yang | Mgmt | For | For | For | |
14 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Formation of a Board Committee on | ||||||
Human Rights | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Internet Fragmentation | ||||||
Coca-Cola Enterprises Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCE | CUSIP 191219104 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect L. Phillip Humann | Mgmt | For | For | For | |
1.2 | Elect Suzanne Labarge | Mgmt | For | For | For | |
1.3 | Elect Veronique Morali | Mgmt | For | For | For | |
1.4 | Elect Phoebe Wood | Mgmt | For | For | For | |
2 | Amendment to the 2007 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Severance | ||||||
Agreements |
Cooper Industries PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBE | CUSIP G24140108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Stephen Butler | Mgmt | For | For | For | |
2 | Elect Dan Smith | Mgmt | For | For | For | |
3 | Elect Gerald Smith | Mgmt | For | For | For | |
4 | Elect Mark Thompson | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
7 | Authority of Subsidiaries to | Mgmt | For | For | For | |
Repurchase Shares | ||||||
8 | Authority to Set Price of Reissued | Mgmt | For | For | For | |
Treasury Shares | ||||||
Covidien Public Limited Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Craig Arnold | Mgmt | For | For | For | |
3 | Elect Robert Brust | Mgmt | For | For | For | |
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |
6 | Elect Timothy Donahue | Mgmt | For | For | For | |
7 | Elect Kathy Herbert | Mgmt | For | For | For | |
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |
9 | Elect Richard Meelia | Mgmt | For | For | For | |
10 | Elect Dennis Reilley | Mgmt | For | For | For | |
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |
13 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares |
CVS Caremark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edwin Banks | Mgmt | For | For | For | |
2 | Elect C. David Brown II | Mgmt | For | For | For | |
3 | Elect David Dorman | Mgmt | For | For | For | |
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |
5 | Elect Marian Heard | Mgmt | For | For | For | |
6 | Elect William Joyce | Mgmt | For | For | For | |
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |
8 | Elect Terrence Murray | Mgmt | For | For | For | |
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |
11 | Elect Thomas Ryan | Mgmt | For | For | For | |
12 | Elect Richard Swift | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
15 | Amendment to the Charter to Allow | Mgmt | For | For | For | |
Shareholders to Call Special | ||||||
Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Climate Change Principles | ||||||
Dell Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DELL | CUSIP 24702R101 | 07/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Breyer | Mgmt | For | For | For | |
1.2 | Elect Donald Carty | Mgmt | For | For | For | |
1.3 | Elect Michael Dell | Mgmt | For | For | For | |
1.4 | Elect William Gray, III | Mgmt | For | For | For | |
1.5 | Elect Sallie Krawcheck | Mgmt | For | For | For | |
1.6 | Elect Judy Lewent | Mgmt | For | For | For | |
1.7 | Elect Thomas Luce, III | Mgmt | For | For | For | |
1.8 | Elect Klaus Luft | Mgmt | For | For | For | |
1.9 | Elect Alex Mandl | Mgmt | For | For | For |
1.10 | Elect Sam Nunn, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
DIRECTV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |
1.3 | Elect Paul Gould | Mgmt | For | For | For | |
1.4 | Elect Charles Lee | Mgmt | For | For | For | |
1.5 | Elect Peter Lund | Mgmt | For | For | For | |
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |
1.7 | Elect John Malone | Mgmt | For | For | For | |
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |
1.9 | Elect Haim Saban | Mgmt | For | For | For | |
1.10 | Elect Michael White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Plan | Mgmt | For | For | For | |
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
DIRECTV Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25459L106 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Agreement and Plan of Merger | Mgmt | For | For | For | |
2 | Voting and Right of First Refusal | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
DISCOVER FINANCIAL SERVICES |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DFS | CUSIP 254709108 | 04/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |
2 | Elect Mary Bush | Mgmt | For | For | For | |
3 | Elect Gregory Case | Mgmt | For | For | For | |
4 | Elect Robert Devlin | Mgmt | For | For | For | |
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |
6 | Elect Richard Lenny | Mgmt | For | For | For | |
7 | Elect Thomas Maheras | Mgmt | For | For | For | |
8 | Elect Michael Moskow | Mgmt | For | For | For | |
9 | Elect David Nelms | Mgmt | For | For | For | |
10 | Elect E. Follin Smith | Mgmt | For | For | For | |
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
DISH NETWORK CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DISH | CUSIP 25470M109 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against | |
1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |
1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |
1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against | |
1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |
1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |
1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Edison International | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIX | CUSIP 281020107 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |
1.3 | Elect France Cordova | Mgmt | For | For | For |
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |
1.9 | Elect James Rosser | Mgmt | For | For | For | |
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |
1.12 | Elect Brett White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
EMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Brown | Mgmt | For | For | For | |
2 | Elect Randolph Cowen | Mgmt | For | For | For | |
3 | Elect Michael Cronin | Mgmt | For | For | For | |
4 | Elect Gail Deegan | Mgmt | For | For | For | |
5 | Elect James DiStasio | Mgmt | For | For | For | |
6 | Elect John Egan | Mgmt | For | For | For | |
7 | Elect Edmund Kelly | Mgmt | For | For | For | |
8 | Elect Windle Priem | Mgmt | For | For | For | |
9 | Elect Paul Sagan | Mgmt | For | For | For | |
10 | Elect David Strohm | Mgmt | For | For | For | |
11 | Elect Joseph Tucci | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Energizer Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENR | CUSIP 29266R108 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. David Hoover | Mgmt | For | For | For | |
1.2 | Elect John Hunter | Mgmt | For | For | For | |
1.3 | Elect John Klein | Mgmt | For | For | For | |
1.4 | Elect John Roberts | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Entergy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETR | CUSIP 29364G103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Maureen Bateman | Mgmt | For | For | For | |
2 | Elect W. Frank Blount | Mgmt | For | For | For | |
3 | Elect Gary Edwards | Mgmt | For | For | For | |
4 | Elect Alexis Herman | Mgmt | For | For | For | |
5 | Elect Donald Hintz | Mgmt | For | For | For | |
6 | Elect J. Wayne Leonard | Mgmt | For | For | For | |
7 | Elect Stuart Levenick | Mgmt | For | For | For | |
8 | Elect Stewart Myers | Mgmt | For | For | For | |
9 | Elect James Nichols | Mgmt | For | For | For | |
10 | Elect William Percy, II | Mgmt | For | For | For | |
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |
12 | Elect Steven Wilkinson | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Approval of the Executive Annual | Mgmt | For | For | For | |
Incentive Plan | ||||||
EOG Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EOG | CUSIP 26875P101 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect George Alcorn | Mgmt | For | For | For | |
2 | Elect Charles Crisp | Mgmt | For | For | For | |
3 | Elect James Day | Mgmt | For | For | For | |
4 | Elect Mark Papa | Mgmt | For | For | For | |
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |
6 | Elect Donald Textor | Mgmt | For | For | For | |
7 | Elect Frank Wisner | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For |
9 | Amendment to the 2008 Omnibus | Mgmt | For | For | For | |
Equity Compensation Plan | ||||||
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Amendment to the Executive Officer | Mgmt | For | For | For | |
Annual Bonus Plan | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Triggering Event | ||||||
Equifax Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EFX | CUSIP 294429105 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Daleo | Mgmt | For | For | For | |
2 | Elect Walter Driver | Mgmt | For | For | For | |
3 | Elect L. Phillip Humann | Mgmt | For | For | For | |
4 | Elect Mark Templeton | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Exxon Mobil Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XOM | CUSIP 30231G102 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |
1.6 | Elect William George | Mgmt | For | For | For | |
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |
1.10 | Elect Rex Tillerson | Mgmt | For | For | For |
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Right to Water | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Louisiana Wetlands | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Oil Sands Operations | ||||||
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
11 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For | |
Energy Technology Report | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Greenhouse Gas Emissions Goals | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Future Energy Trends | ||||||
Fidelity National Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FNF | CUSIP 31620R105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Lane | Mgmt | For | For | For | |
1.2 | Elect William Lyon | Mgmt | For | For | For | |
1.3 | Elect Richard Massey | Mgmt | For | For | For | |
1.4 | Elect Cary Thompson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
FMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FMC | CUSIP 302491303 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |
2 | Elect Dirk Kempthorne | Mgmt | For | For | For | |
3 | Elect Robert Pallash | Mgmt | For | For | For | |
4 | Elect William Walter | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Foot Locker, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FL | CUSIP 344849104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ken Hicks | Mgmt | For | For | For | |
1.2 | Elect James Preston | Mgmt | For | For | For | |
1.3 | Elect Dona Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2007 Foot | Mgmt | For | For | For | |
Locker Stock Incentive Plan | ||||||
Genzyme Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GENZ | CUSIP 372917104 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For | |
1.2 | Elect Robert Bertolini | Mgmt | For | For | For | |
1.3 | Elect Gail Boudreaux | Mgmt | For | For | For | |
1.4 | Elect Robert Carpenter | Mgmt | For | For | For | |
1.5 | Elect Charles Cooney | Mgmt | For | For | For | |
1.6 | Elect Victor Dzau | Mgmt | For | For | For | |
1.7 | Elect Connie Mack III | Mgmt | For | For | For | |
1.8 | Elect Richard Syron | Mgmt | For | For | For | |
1.9 | Elect Henri Termeer | Mgmt | For | For | For | |
1.10 | Elect Ralph Whitworth | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Amendment to the 2009 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
4 | Amendment to the 2007 Director | Mgmt | For | For | For | |
Equity Plan |
5 | Amendment to Articles of | Mgmt | For | For | For | |
Organization Regarding the Right to | ||||||
Call a Special Meeting | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Great Plains Energy Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GXP | CUSIP 391164100 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect D.L. Bodde | Mgmt | For | For | For | |
1.2 | Elect M.J.Chesser | Mgmt | For | For | For | |
1.3 | Elect W.H. Downey | Mgmt | For | For | For | |
1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For | |
1.5 | Elect G.D. Forsee | Mgmt | For | For | For | |
1.6 | Elect J.A. Mitchell | Mgmt | For | For | For | |
1.7 | Elect W.C. Nelson | Mgmt | For | For | For | |
1.8 | Elect J.J. Sherman | Mgmt | For | For | For | |
1.9 | Elect L.H. Talbott | Mgmt | For | For | For | |
1.10 | Elect R.H. West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hanesbrands Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBI | CUSIP 410345102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |
1.3 | Elect James Johnson | Mgmt | For | For | For | |
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |
1.7 | Elect Richard Noll | Mgmt | For | For | For | |
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hubbell Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HUB.B | CUSIP 443510201 | 05/03/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Edwards, Jr. | Mgmt | For | For | For | |
1.2 | Elect Lynn Good | Mgmt | For | For | For | |
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | |
1.4 | Elect Joel Hoffman | Mgmt | For | For | For | |
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |
1.6 | Elect Timothy Powers | Mgmt | For | For | For | |
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | |
1.9 | Elect Richard Swift | Mgmt | For | For | For | |
1.10 | Elect Daniel Van Riper | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
International Business Machines | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBM | CUSIP 459200101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alain Belda | Mgmt | For | For | For | |
2 | Elect Cathleen Black | Mgmt | For | For | For | |
3 | Elect William Brody | Mgmt | For | For | For | |
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |
5 | Elect Michael Eskew | Mgmt | For | For | For | |
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |
7 | Elect Andrew Liveris | Mgmt | For | For | For | |
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |
9 | Elect Taizo Nishimuro | Mgmt | For | For | For | |
10 | Elect James Owens | Mgmt | For | For | For | |
11 | Elect Samuel Palmisano | Mgmt | For | For | For | |
12 | Elect Joan Spero | Mgmt | For | For | For | |
13 | Elect Sidney Taurel | Mgmt | For | For | For | |
14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against | |
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Interpublic Group of Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPG | CUSIP 460690100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Reginald Brack | Mgmt | For | For | For | |
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |
3 | Elect Jill Considine | Mgmt | For | For | For | |
4 | Elect Richard Goldstein | Mgmt | For | For | For | |
5 | Elect Mary Steele Guilfoile | Mgmt | For | For | For | |
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |
7 | Elect William Kerr | Mgmt | For | For | For | |
8 | Elect Michael Roth | Mgmt | For | For | For | |
9 | Elect David Thomas | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Jarden Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JAH | CUSIP 471109108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ian Ashken | Mgmt | For | For | For | |
1.2 | Elect Richard Molen | Mgmt | For | For | For | |
1.3 | Elect Robert Wood | Mgmt | For | For | For | |
2 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Johnson & Johnson | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Mary Coleman | Mgmt | For | For | For | |
2 | Elect James Cullen | Mgmt | For | For | For | |
3 | Elect Michael Johns | Mgmt | For | For | For | |
4 | Elect Susan Lindquist | Mgmt | For | For | For | |
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |
6 | Elect Leo Mullin | Mgmt | For | For | For | |
7 | Elect William Perez | Mgmt | For | For | For | |
8 | Elect Charles Prince | Mgmt | For | For | For | |
9 | Elect David Satcher | Mgmt | For | For | For | |
10 | Elect William Weldon | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
JPMorgan Chase & Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Crandall Bowles | Mgmt | For | For | For | |
2 | Elect Stephen Burke | Mgmt | For | For | For | |
3 | Elect David Cote | Mgmt | For | For | For | |
4 | Elect James Crown | Mgmt | For | For | For | |
5 | Elect James Dimon | Mgmt | For | For | For | |
6 | Elect Ellen Futter | Mgmt | For | For | For | |
7 | Elect William Gray, III | Mgmt | For | For | For | |
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |
9 | Elect David Novak | Mgmt | For | For | For | |
10 | Elect Lee Raymond | Mgmt | For | For | For | |
11 | Elect William Weldon | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Affirmation of Political | ||||||
Nonpartisanship | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between CEO and | ||||||
Employee Pay | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
Kimberly-Clark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KMB | CUSIP 494368103 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Alm | Mgmt | For | For | For | |
2 | Elect Dennis Beresford | Mgmt | For | For | For | |
3 | Elect John Bergstrom | Mgmt | For | For | For | |
4 | Elect Abelardo Bru | Mgmt | For | For | For | |
5 | Elect Robert Decherd | Mgmt | For | For | For | |
6 | Elect Thomas Falk | Mgmt | For | For | For | |
7 | Elect Mae Jemison | Mgmt | For | For | For | |
8 | Elect James Jenness | Mgmt | For | For | For | |
9 | Elect Ian Read | Mgmt | For | For | For | |
10 | Elect Linda Rice | Mgmt | For | For | For | |
11 | Elect Marc Shapiro | Mgmt | For | For | For | |
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Kraft Foods Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KFT | CUSIP 50075N104 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |
2 | Elect Myra Hart | Mgmt | For | For | For | |
3 | Elect Lois Juliber | Mgmt | For | For | For | |
4 | Elect Mark Ketchum | Mgmt | For | For | For | |
5 | Elect Richard Lerner | Mgmt | For | For | For |
6 | Elect Mackey McDonald | Mgmt | For | For | For | |
7 | Elect John Pope | Mgmt | For | For | For | |
8 | Elect Fedric Reynolds | Mgmt | For | For | For | |
9 | Elect Irene Rosenfeld | Mgmt | For | For | For | |
10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |
11 | Elect Deborah Wright | Mgmt | For | For | For | |
12 | Elect Frank Zarb | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
L-3 Communications Holdings, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LLL | CUSIP 502424104 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Claude Canizares | Mgmt | For | For | For | |
1.2 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against | |
1.3 | Elect Lewis Kramer | Mgmt | For | For | For | |
1.4 | Elect Alan Washkowitz | Mgmt | For | For | For | |
2 | Amendment to the 2008 Long Term | Mgmt | For | For | For | |
Performance Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Lorillard, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LO | CUSIP 544147101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Virgis Colbert | Mgmt | For | For | For | |
1.2 | Elect Richard Roedel | Mgmt | For | For | For | |
1.3 | Elect David Taylor | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Macy's, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
M | CUSIP 55616P104 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |
1.8 | Elect Joyce Roche | Mgmt | For | For | For | |
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Elimination of Supermajority Vote | Mgmt | For | For | For | |
Requirements | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
Marathon Oil Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MRO | CUSIP 565849106 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gregory Boyce | Mgmt | For | For | For | |
2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |
3 | Elect David Daberko | Mgmt | For | For | For | |
4 | Elect William Davis, III | Mgmt | For | For | For | |
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |
6 | Elect Philip Lader | Mgmt | For | For | For | |
7 | Elect Charles Lee | Mgmt | For | For | For | |
8 | Elect Michael Phelps | Mgmt | For | For | For | |
9 | Elect Dennis Reilley | Mgmt | For | For | For | |
10 | Elect Seth Schofield | Mgmt | For | For | For | |
11 | Elect John Snow | Mgmt | For | For | For | |
12 | Elect Thomas Usher | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
McKesson Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCK | CUSIP 58155Q103 | 07/22/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Andy Bryant | Mgmt | For | For | For | |
2 | Elect Wayne Budd | Mgmt | For | For | For | |
3 | Elect John Hammergren | Mgmt | For | For | For | |
4 | Elect Alton Irby, III | Mgmt | For | For | For | |
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |
6 | Elect Marie Knowles | Mgmt | For | For | For | |
7 | Elect David Lawrence | Mgmt | For | For | For | |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jane Shaw | Mgmt | For | For | For | |
10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Survivor Benefits (Golden Coffins) | ||||||
MetLife, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MET | CUSIP 59156R108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.2 | Elect Alfred Kelly, Jr. | Mgmt | For | For | For | |
1.3 | Elect James Kilts | Mgmt | For | For | For | |
1.4 | Elect David Satcher | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
MFA Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MFA | CUSIP 55272X102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stewart Zimmerman | Mgmt | For | For | For | |
1.2 | Elect James Brodsky | Mgmt | For | For | For |
1.3 | Elect Alan Gosule | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Microsoft Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William Gates, III | Mgmt | For | For | For | |
2 | Elect Steven Ballmer | Mgmt | For | For | For | |
3 | Elect Dina Dublon | Mgmt | For | For | For | |
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |
5 | Elect Reed Hastings | Mgmt | For | For | For | |
6 | Elect Maria Klawe | Mgmt | For | For | For | |
7 | Elect David Marquardt | Mgmt | For | For | For | |
8 | Elect Charles Noski | Mgmt | For | For | For | |
9 | Elect Helmut Panke | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Restoration of Right to Call a | Mgmt | For | For | For | |
Special Meeting | ||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adoption of Principles for Health | ||||||
Care Reform | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Charitable Contributions | ||||||
Molson Coors Brewing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TAP | CUSIP 60871R209 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against | |
1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |
Morgan Stanley | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
MS | CUSIP 617446448 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Roy Bostock | Mgmt | For | For | For | |
2 | Elect Erskine Bowles | Mgmt | For | For | For | |
3 | Elect Howard Davies | Mgmt | For | For | For | |
4 | Elect James Gorman | Mgmt | For | For | For | |
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |
7 | Elect C. Robert Kidder | Mgmt | For | For | For | |
8 | Elect John Mack | Mgmt | For | For | For | |
9 | Elect Donald Nicolaisen | Mgmt | For | For | For | |
10 | Elect Charles Noski | Mgmt | For | For | For | |
11 | Elect Hutham Olayan | Mgmt | For | For | For | |
12 | Elect O. Griffith Sexton | Mgmt | For | For | For | |
13 | Elect Laura Tyson | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Amendment to the 2007 Equity | Mgmt | For | Against | Against | |
Incentive Compensation Plan | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Recoupment of Unearned Bonuses | ||||||
(Clawback) | ||||||
NetApp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTAP | CUSIP 64110D104 | 10/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |
1.2 | Elect Donald Valentine | Mgmt | For | For | For | |
1.3 | Elect Jeffry Allen | Mgmt | For | For | For |
1.4 | Elect Alan Earhart | Mgmt | For | For | For | |
1.5 | Elect Thomas Georgens | Mgmt | For | For | For | |
1.6 | Elect Mark Leslie | Mgmt | For | For | For | |
1.7 | Elect Nicholas Moore | Mgmt | For | For | For | |
1.8 | Elect George Shaheen | Mgmt | For | For | For | |
1.9 | Elect Robert Wall | Mgmt | For | For | For | |
2 | Amendment to the 1999 Stock | Mgmt | For | Against | Against | |
Option Plan (to Increase the | ||||||
Number of Shares Issuable as Full- | ||||||
Value Awards) | ||||||
3 | Amendment to the Automatic Option | Mgmt | For | Against | Against | |
Grant Program for Non-Employee | ||||||
Directors Under the 1999 Stock | ||||||
Option Plan | ||||||
4 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
5 | Amendment to the Executive | Mgmt | For | For | For | |
Compensation Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Newell Rubbermaid Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NWL | CUSIP 651229106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott Cowen | Mgmt | For | For | For | |
2 | Elect Cynthia Montgomery | Mgmt | For | For | For | |
3 | Elect Michael B. Polk | Mgmt | For | For | For | |
4 | Elect Michael Todman | Mgmt | For | For | For | |
5 | 2010 Stock Plan | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
Newfield Exploration Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NFX | CUSIP 651290108 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lee Boothby | Mgmt | For | For | For | |
2 | Elect Philip Burguieres | Mgmt | For | For | For | |
3 | Elect Pamela Gardner | Mgmt | For | For | For | |
4 | Elect John Kemp III | Mgmt | For | For | For | |
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |
6 | Elect Joseph Netherland | Mgmt | For | For | For |
7 | Elect Howard Newman | Mgmt | For | For | For | |
8 | Elect Thomas Ricks | Mgmt | For | For | For | |
9 | Elect Juanita Romans | Mgmt | For | For | For | |
10 | Elect Charles Shultz | Mgmt | For | For | For | |
11 | Elect J. Terry Strange | Mgmt | For | For | For | |
12 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
Northrop Grumman Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NOC | CUSIP 666807102 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Wesley Bush | Mgmt | For | For | For | |
2 | Elect Lewis Coleman | Mgmt | For | For | For | |
3 | Elect Thomas Fargo | Mgmt | For | For | For | |
4 | Elect Victor Fazio | Mgmt | For | For | For | |
5 | Elect Donald Felsinger | Mgmt | For | For | For | |
6 | Elect Stephen Frank | Mgmt | For | For | For | |
7 | Elect Bruce Gordon | Mgmt | For | For | For | |
8 | Elect Madeleine Kleiner | Mgmt | For | For | For | |
9 | Elect Karl Krapek | Mgmt | For | For | For | |
10 | Elect Richard Myers | Mgmt | For | For | For | |
11 | Elect Aulana Peters | Mgmt | For | For | For | |
12 | Elect Kevin Sharer | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to Certificate | Mgmt | For | For | For | |
Regarding to the Right to Call a | ||||||
Special Meeting | ||||||
15 | Amendment Certificate of Northrop | Mgmt | For | For | For | |
Grumman Systems Corporation | ||||||
Regarding the Deletion of Company | ||||||
Shareholder Approvals for Certain | ||||||
Transactions | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
NV Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NVE | CUSIP 67073Y106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Kennedy | Mgmt | For | For | For | |
1.2 | Elect John O'Reilly | Mgmt | For | For | For | |
1.3 | Elect Michael Yackira | Mgmt | For | For | For | |
2 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Occidental Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OXY | CUSIP 674599105 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |
2 | Elect John Chalsty | Mgmt | For | Against | Against | |
3 | Elect Stephen Chazen | Mgmt | For | Against | Against | |
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |
5 | Elect John Feick | Mgmt | For | Against | Against | |
6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against | |
7 | Elect Ray Irani | Mgmt | For | Against | Against | |
8 | Elect Irvin Maloney | Mgmt | For | Against | Against | |
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |
10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against | |
11 | Elect Aziz Syriani | Mgmt | For | Against | Against | |
12 | Elect Rosemary Tomich | Mgmt | For | Against | Against | |
13 | Elect Walter Weisman | Mgmt | For | Against | Against | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Re-approval of Performance Goals | Mgmt | For | For | For | |
under the 2005 Long-Term Incentive | ||||||
Plan | ||||||
16 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Host Country Regulations |
21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Security of Chemical Facilities | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Change of Control | ||||||
Omnicare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCR | CUSIP 681904108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Crotty | Mgmt | For | For | For | |
2 | Elect Joel Gemunder | Mgmt | For | For | For | |
3 | Elect Steven Heyer | Mgmt | For | For | For | |
4 | Elect Andrea Lindell | Mgmt | For | For | For | |
5 | Elect James Shelton | Mgmt | For | For | For | |
6 | Elect John Timoney | Mgmt | For | For | For | |
7 | Elect Amy Wallman | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
Omnicom Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Wren | Mgmt | For | For | For | |
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |
1.3 | Elect Alan Batkin | Mgmt | For | For | For | |
1.4 | Elect Robert Clark | Mgmt | For | For | For | |
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |
1.6 | Elect Errol Cook | Mgmt | For | For | For | |
1.7 | Elect Susan Denison | Mgmt | For | For | For | |
1.8 | Elect Michael Henning | Mgmt | For | For | For | |
1.9 | Elect John Murphy | Mgmt | For | For | For | |
1.10 | Elect John Purcell | Mgmt | For | For | For | |
1.11 | Elect Linda Rice | Mgmt | For | For | For | |
1.12 | Elect Gary Roubos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2007 Incentive | Mgmt | For | Against | Against | |
Award Plan | ||||||
4 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
5 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
the Approval of Survivor Benefits | ||||||
(Golden Coffins) | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ralph Hake | Mgmt | For | For | For | |
1.2 | Elect F. Philip Handy | Mgmt | For | For | For | |
1.3 | Elect Michael Thaman | Mgmt | For | For | For | |
2 | 2010 Stock Plan | Mgmt | For | For | For | |
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |
1.2 | Elect Landon Hilliard | Mgmt | For | For | For | |
1.3 | Elect James McMonagle | Mgmt | For | For | For | |
1.4 | Elect W. Howard Morris | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Owens-Illinois, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OI | CUSIP 690768403 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jay Geldmacher | Mgmt | For | For | For |
1.2 | Elect Albert Stroucken | Mgmt | For | For | For | |
1.3 | Elect Dennis Williams | Mgmt | For | For | For | |
1.4 | Elect Thomas Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Parametric Technology | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMTC | CUSIP 699173209 | 03/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Lacy | Mgmt | For | For | For | |
1.2 | Elect Michael Porter | Mgmt | For | For | For | |
1.3 | Elect Robert Schechter | Mgmt | For | For | For | |
2 | 2009 Executive Cash Incentive | Mgmt | For | For | For | |
Performance Plan | ||||||
3 | Amendment to the 2000 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
PartnerRe Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRE | CUSIP G6852T105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Rollwagen | Mgmt | For | For | For | |
1.2 | Elect Vito Baumgartner | Mgmt | For | For | For | |
1.3 | Elect Jean-Paul Montupet | Mgmt | For | For | For | |
1.4 | Elect Lucio Stanca | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
PartnerRe Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRE | CUSIP G6852T105 | 09/24/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Acquisition | Mgmt | For | For | For | |
2 | Change in Board Size | Mgmt | For | For | For | |
3 | Amendment to the 2005 Employee | Mgmt | For | For | For | |
Equity Plan |
Pepco Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
POM | CUSIP 713291102 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Dunn IV | Mgmt | For | For | For | |
1.2 | Elect Terence Golden | Mgmt | For | For | For | |
1.3 | Elect Patrick Harker | Mgmt | For | For | For | |
1.4 | Elect Frank Heintz | Mgmt | For | For | For | |
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |
1.6 | Elect George MacCormack | Mgmt | For | For | For | |
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | |
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | |
1.10 | Elect Frank Ross | Mgmt | For | For | For | |
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |
1.12 | Elect Lester Silverman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Pfizer Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PFE | CUSIP 717081103 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |
2 | Elect Michael Brown | Mgmt | For | For | For | |
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |
4 | Elect Robert Burt | Mgmt | For | For | For | |
5 | Elect W. Don Cornwell | Mgmt | For | For | For | |
6 | Elect Frances Fergusson | Mgmt | For | For | For | |
7 | Elect William Gray, III | Mgmt | For | For | For | |
8 | Elect Constance Horner | Mgmt | For | For | For | |
9 | Elect James Kilts | Mgmt | For | For | For | |
10 | Elect Jeffrey Kindler | Mgmt | For | For | For | |
11 | Elect George Lorch | Mgmt | For | For | For | |
12 | Elect John Mascotte | Mgmt | For | For | For | |
13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |
14 | Elect Stephen Sanger | Mgmt | For | For | For | |
15 | Elect William Steere, Jr. | Mgmt | For | For | For | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation |
18 | Amendment to Bylaws Regarding | Mgmt | For | For | For | |
the Right to Call a Special Meeting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Stock Option Policy | ||||||
Philip Morris International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Harold Brown | Mgmt | For | For | For | |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
3 | Elect Louis Camilleri | Mgmt | For | For | For | |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |
5 | Elect Jennifer Li | Mgmt | For | For | For | |
6 | Elect Graham Mackay | Mgmt | For | For | For | |
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |
8 | Elect Lucio Noto | Mgmt | For | For | For | |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |
10 | Elect Stephen Wolf | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Food Insecurity and Tobacco Use | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights Protocols | ||||||
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family | ||||||
Breakpoints Only | ||||||
2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.01 | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.02 | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A | |
3.04 | Borrowing | N/A | N/A | N/A | N/A | |
3.05 | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust |
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. | ||||||
QUALCOMM Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |
1.12 | Elect Marc Stern | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
R.R. Donnelley & Sons Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RRD | CUSIP 257867101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |
2 | Elect Stephen Wolf | Mgmt | For | For | For | |
3 | Elect Lee Chaden | Mgmt | For | For | For | |
4 | Elect Judith Hamilton | Mgmt | For | For | For | |
5 | Elect Susan Ivey | Mgmt | For | For | For | |
6 | Elect Thomas Johnson | Mgmt | For | For | For | |
7 | Elect John Pope | Mgmt | For | For | For |
8 | Elect Michael Riordan | Mgmt | For | For | For | |
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding a | ShrHldr | Against | Against | For | |
Sustainable Procurement Policy | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Change of Control | ||||||
Raytheon Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RTN | CUSIP 755111507 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Vernon Clark | Mgmt | For | For | For | |
2 | Elect John Deutch | Mgmt | For | For | For | |
3 | Elect Stephen Hadley | Mgmt | For | For | For | |
4 | Elect Frederic Poses | Mgmt | For | For | For | |
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |
6 | Elect Ronald Skates | Mgmt | For | For | For | |
7 | Elect William Spivey | Mgmt | For | For | For | |
8 | Elect Linda Stuntz | Mgmt | For | For | For | |
9 | Elect William Swanson | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |
12 | 2010 Stock Plan | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Supplemental Executive Retirement | ||||||
Plans | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Sonoco Products Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SON | CUSIP 835495102 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Caleb Fort | Mgmt | For | For | For | |
1.2 | Elect John Mullin, III | Mgmt | For | For | For |
1.3 | Elect Philippe Rollier | Mgmt | For | For | For | |
1.4 | Elect Thomas Whiddon | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
SPX Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPW | CUSIP 784635104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect J. Michael Fitzpatrick | Mgmt | For | For | For | |
2 | Elect Albert Koch | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
State Street Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Kennett Burnes | Mgmt | For | For | For | |
2 | Elect Peter Coym | Mgmt | For | For | For | |
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |
5 | Elect David Gruber | Mgmt | For | For | For | |
6 | Elect Linda Hill | Mgmt | For | For | For | |
7 | Elect Joseph Hooley | Mgmt | For | For | For | |
8 | Elect Robert Kaplan | Mgmt | For | For | For | |
9 | Elect Charles LaMantia | Mgmt | For | For | For | |
10 | Elect Ronald Logue | Mgmt | For | For | For | |
11 | Elect Richard Sergel | Mgmt | For | For | For | |
12 | Elect Ronald Skates | Mgmt | For | For | For | |
13 | Elect Gregory Summe | Mgmt | For | For | For | |
14 | Elect Robert Weissman | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay |
SunTrust Banks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STI | CUSIP 867914103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Beall, II | Mgmt | For | For | For | |
2 | Elect Alston Correll | Mgmt | For | For | For | |
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |
4 | Elect Patricia Frist | Mgmt | For | For | For | |
5 | Elect Blake Garrett | Mgmt | For | For | For | |
6 | Elect David Hughes | Mgmt | For | For | For | |
7 | Elect M. Douglas Ivester | Mgmt | For | For | For | |
8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |
9 | Elect William Linnenbringer | Mgmt | For | For | For | |
10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For | |
11 | Elect Larry Prince | Mgmt | For | For | For | |
12 | Elect Frank Royal | Mgmt | For | For | For | |
13 | Elect Thomas Watjen | Mgmt | For | For | For | |
14 | Elect James Wells III | Mgmt | For | For | For | |
15 | Elect Karen Williams | Mgmt | For | For | For | |
16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |
17 | Amendment to the Management | Mgmt | For | For | For | |
Incentive Plan | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
19 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
Symantec Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYMC | CUSIP 871503108 | 09/23/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Brown | Mgmt | For | For | For | |
1.2 | Elect William Coleman, III | Mgmt | For | For | For | |
1.3 | Elect Frank Dangeard | Mgmt | For | For | For | |
1.4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |
1.5 | Elect David Mahoney | Mgmt | For | For | For | |
1.6 | Elect Robert Miller | Mgmt | For | For | For | |
1.7 | Elect Enrique Salem | Mgmt | For | For | For | |
1.8 | Elect Daniel Schulman | Mgmt | For | For | For | |
1.9 | Elect John Thompson | Mgmt | For | For | For | |
1.10 | Elect V. Paul Unruh | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Sysco Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYY | CUSIP 871829107 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jonathan Golden | Mgmt | For | For | For | |
2 | Elect Joseph Hafner, Jr. | Mgmt | For | For | For | |
3 | Elect Nancy Newcomb | Mgmt | For | For | For | |
4 | Elect Kenneth Spitler | Mgmt | For | For | For | |
5 | 2009 Non-Employee Directors | Mgmt | For | For | For | |
Stock Plan | ||||||
6 | Amendment to the 2007 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
7 | 2009 Management Incentive Plan | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adoption of Principles for Health | ||||||
Care Reform | ||||||
Texas Instruments Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |
2 | Elect David Boren | Mgmt | For | For | For | |
3 | Elect Daniel Carp | Mgmt | For | For | For | |
4 | Elect Carrie Cox | Mgmt | For | For | For | |
5 | Elect David Goode | Mgmt | For | For | For | |
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |
7 | Elect Pamela Patsley | Mgmt | For | For | For | |
8 | Elect Wayne Sanders | Mgmt | For | For | For | |
9 | Elect Ruth Simmons | Mgmt | For | For | For | |
10 | Elect Richard Templeton | Mgmt | For | For | For | |
11 | Elect Christine Whitman | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
The AES Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AES | CUSIP 00130H105 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |
1.3 | Elect Tarun Khanna | Mgmt | For | For | For | |
1.4 | Elect John Koskinen | Mgmt | For | For | For | |
1.5 | Elect Philip Lader | Mgmt | For | For | For | |
1.6 | Elect Sandra Moose | Mgmt | For | For | For | |
1.7 | Elect John Morse, Jr. | Mgmt | For | For | For | |
1.8 | Elect Philip Odeen | Mgmt | For | For | For | |
1.9 | Elect Charles Rossotti | Mgmt | For | For | For | |
1.10 | Elect Sven Sandstrom | Mgmt | For | For | For | |
2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Reapproval of the Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
The Clorox Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLX | CUSIP 189054109 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |
2 | Elect Richard Carmona | Mgmt | For | For | For | |
3 | Elect Tully Friedman | Mgmt | For | For | For | |
4 | Elect George Harad | Mgmt | For | For | For | |
5 | Elect Donald Knauss | Mgmt | For | For | For | |
6 | Elect Robert Matschullat | Mgmt | For | For | For | |
7 | Elect Gary Michael | Mgmt | For | For | For | |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jan Murley | Mgmt | For | For | For | |
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman |
The Goldman Sachs Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GS | CUSIP 38141G104 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |
2 | Elect John Bryan | Mgmt | For | For | For | |
3 | Elect Gary Cohn | Mgmt | For | For | For | |
4 | Elect Claes Dahlback | Mgmt | For | For | For | |
5 | Elect Stephen Friedman | Mgmt | For | For | For | |
6 | Elect William George | Mgmt | For | For | For | |
7 | Elect James Johnson | Mgmt | For | For | For | |
8 | Elect Lois Juliber | Mgmt | For | For | For | |
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |
10 | Elect James Schiro | Mgmt | For | For | For | |
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
15 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation Regarding the Right | ||||||
to Call Special Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Climate Policy | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Ratio Between Executive | ||||||
and Employee Pay | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement |
The Goodyear Tire & Rubber | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GT | CUSIP 382550101 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Boland | Mgmt | For | For | For | |
2 | Elect James Firestone | Mgmt | For | For | For | |
3 | Elect Robert Keegan | Mgmt | For | For | For | |
4 | Elect Richard Kramer | Mgmt | For | For | For | |
5 | Elect W. Alan McCollough | Mgmt | For | For | For | |
6 | Elect Denise Morrison | Mgmt | For | For | For | |
7 | Elect Rodney O'Neal | Mgmt | For | For | For | |
8 | Elect Shirley Peterson | Mgmt | For | For | For | |
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |
11 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |
12 | Elect Michael Wessel | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
The Hartford Financial Services | ||||||
Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIG | CUSIP 416515104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |
2 | Elect Trevor Fetter | Mgmt | For | For | For | |
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |
4 | Elect Liam McGee | Mgmt | For | For | For | |
5 | Elect Gail McGovern | Mgmt | For | For | For | |
6 | Elect Michael Morris | Mgmt | For | For | For | |
7 | Elect Thomas Renyi | Mgmt | For | For | For | |
8 | Elect Charles Strauss | Mgmt | For | For | For | |
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |
12 | Approve Material Terms of the | Mgmt | For | For | For | |
Executive Bonus Program | ||||||
13 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses |
The Lubrizol Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LZ | CUSIP 549271104 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Campbell | Mgmt | For | For | For | |
1.2 | Elect James Hambrick | Mgmt | For | For | For | |
1.3 | Elect Gordon Harnett | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
Time Warner Cable Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carole Black | Mgmt | For | For | For | |
2 | Elect Glenn Britt | Mgmt | For | For | For | |
3 | Elect Thomas Castro | Mgmt | For | For | For | |
4 | Elect David Chang | Mgmt | For | For | For | |
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |
6 | Elect Peter Haje | Mgmt | For | For | For | |
7 | Elect Donna James | Mgmt | For | For | For | |
8 | Elect Don Logan | Mgmt | For | For | For | |
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |
10 | Elect Wayne Pace | Mgmt | For | For | For | |
11 | Elect Edward Shirley | Mgmt | For | For | For | |
12 | Elect John Sununu | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
Time Warner Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Barksdale | Mgmt | For | Against | Against | |
2 | Elect William Barr | Mgmt | For | Against | Against | |
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |
6 | Elect Robert Clark | Mgmt | For | Against | Against | |
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against |
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |
10 | Elect Michael Miles | Mgmt | For | Against | Against | |
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |
12 | Elect Deborah Wright | Mgmt | For | Against | Against | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
15 | Amendment to the Bylaws | Mgmt | For | For | For | |
Regarding the Right to Call a | ||||||
Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
TOTAL SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FP | CINS F92124100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Related Party Transactions | Mgmt | For | For | For | |
9 | Retirement Indemnity, | Mgmt | For | Against | Against | |
Supplementary Pension Plan and | ||||||
Severance Package for Christophe | ||||||
de Margerie | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |
12 | Elect Thierry de Rudder | Mgmt | For | Against | Against | |
13 | Elect Gunnar Brock | Mgmt | For | Against | Against | |
14 | Elect Claude Clement | Mgmt | For | Against | Against | |
15 | Elect Philippe Marchandise | Mgmt | For | Against | Against | |
16 | Elect Mohammed Zaki | Mgmt | For | Against | Against |
17 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young Audit) | ||||||
18 | Appointment of Auditor (KPMG | Mgmt | For | For | For | |
Audit) | ||||||
19 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
20 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital Through | ||||||
Capitalizations; Authority to Issue | ||||||
Debt Instruments | ||||||
22 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital in Case of | ||||||
Exchange Offer; Authority to Issue | ||||||
Debt Instruments | ||||||
23 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
24 | Authority to Issue Shares | Mgmt | For | For | For | |
and/Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |
26 | Shareholder Proposal Regarding | ShrHldr | For | Against | Against | |
Collective Investment Funds | ||||||
Transocean Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RIG | CUSIP H8817H100 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Ratification of Board Acts | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Amendments to Articles to Change | Mgmt | For | For | For | |
Place of Incorportation | ||||||
5 | Renewal of Share Capital | Mgmt | For | For | For | |
6 | Amendment to Par Value | Mgmt | For | For | For | |
7 | Amendments to Articles to Comply | Mgmt | For | For | For | |
with The Swiss Federal Act on | ||||||
Intermediated Securities ("FISA") | ||||||
8 | Elect Steven Newman | Mgmt | For | For | For |
9 | Elect Thomas Cason | Mgmt | For | For | For | |
10 | Elect Robert Sprague | Mgmt | For | For | For | |
11 | Elect J. Michael Talbert | Mgmt | For | For | For | |
12 | Elect John Whitmire | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
TRW Automotive Holdings Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRW | CUSIP 87264S106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jody Miller | Mgmt | For | For | For | |
1.2 | Elect John Plant | Mgmt | For | For | For | |
1.3 | Elect Neil Simpkins | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Abstain | Against | |
Tyco International Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TYC | CUSIP H89128104 | 03/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Ratification of Board Acts | Mgmt | For | For | For | |
3.1 | Elect Edward Breen | Mgmt | For | For | For | |
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |
3.7 | Elect John Krol | Mgmt | For | For | For | |
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |
3.9 | Elect William Stavropoulos | Mgmt | For | For | For | |
3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For | |
3.11 | Elect R. David Yost | Mgmt | For | For | For | |
4 | Appointment of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Appointment of Special Auditor | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Special Dividend/Reduction in Par | Mgmt | For | For | For | |
Value | ||||||
9 | Adoption of Plurality Vote in | Mgmt | For | For | For | |
Contested Elections | ||||||
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Validus Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VR | CUSIP G9319H102 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Noonan | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Greenberg | Mgmt | For | Withhold | Against | |
1.3 | Elect John Hendrickson | Mgmt | For | For | For | |
1.4 | Elect Sumit Rajpal | Mgmt | For | For | For | |
1.5 | Elect Edward Noonan | Mgmt | For | For | For | |
1.6 | Elect C.N. Rupert Atkin | Mgmt | For | For | For | |
1.7 | Elect Patrick Barry | Mgmt | For | For | For | |
1.8 | Elect Julian Bosworth | Mgmt | For | For | For | |
1.9 | Elect Michael Carpenter | Mgmt | For | For | For | |
1.10 | Elect Rodrigo Castro | Mgmt | For | For | For | |
1.11 | Elect Jane Clouting | Mgmt | For | For | For | |
1.12 | Elect Joseph Consolino | Mgmt | For | For | For | |
1.13 | Elect C. Jerome Dill | Mgmt | For | For | For | |
1.14 | Elect Andrew Downey | Mgmt | For | For | For | |
1.15 | Elect Kerry Emanuel | Mgmt | For | For | For | |
1.16 | Elect Jonathan Ewington | Mgmt | For | For | For | |
1.17 | Elect Andrew Gibbs | Mgmt | For | For | For | |
1.18 | Elect Michael Greene | Mgmt | For | For | For | |
1.19 | Elect Nicholas Hales | Mgmt | For | For | For | |
1.20 | Elect Mark Johnson | Mgmt | For | For | For | |
1.21 | Elect Anthony Keys | Mgmt | For | For | For | |
1.22 | Elect Robert Kuzloski | Mgmt | For | For | For | |
1.23 | Elect Gillian Langford | Mgmt | For | For | For | |
1.24 | Elect Stuart Mercer | Mgmt | For | For | For | |
1.25 | Elect Paul Miller | Mgmt | For | For | For | |
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |
1.27 | Elect George Reeth | Mgmt | For | For | For | |
1.28 | Elect Julian Ross | Mgmt | For | For | For | |
1.29 | Elect Rafael Saer | Mgmt | For | For | For | |
1.30 | Elect Verner Southey | Mgmt | For | For | For | |
1.31 | Elect Giuseppe Venesiani | Mgmt | For | For | For | |
1.32 | Elect Nigel Wachman | Mgmt | For | For | For | |
1.33 | Elect Conan Ward | Mgmt | For | For | For | |
1.34 | Elect Lixin Zeng | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Verizon Communications Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
VZ | CUSIP 92343V104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Carrion | Mgmt | For | For | For | |
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |
3 | Elect Robert Lane | Mgmt | For | For | For | |
4 | Elect Sandra Moose | Mgmt | For | For | For | |
5 | Elect Joseph Neubauer | Mgmt | For | For | For | |
6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |
7 | Elect Thomas O'Brien | Mgmt | For | For | For | |
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |
9 | Elect Hugh Price | Mgmt | For | For | For | |
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |
11 | Elect Rodney Slater | Mgmt | For | For | For | |
12 | Elect John Snow | Mgmt | For | For | For | |
13 | Elect John Stafford | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Stock Option Policy | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Performance-Based Equity | ||||||
Compensation | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
the Approval of Survivor Benefits | ||||||
(Golden Coffins) | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares after | ||||||
Retirement | ||||||
Wal-Mart Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMT | CUSIP 931142103 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Aida Alvarez | Mgmt | For | For | For | |
2 | Elect James Breyer | Mgmt | For | For | For | |
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |
5 | Elect Roger Corbett | Mgmt | For | For | For | |
6 | Elect Douglas Daft | Mgmt | For | For | For | |
7 | Elect Michael Duke | Mgmt | For | For | For | |
8 | Elect Gregory Penner | Mgmt | For | For | For | |
9 | Elect Steven Reinemund | Mgmt | For | For | For | |
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
11 | Elect Arne Sorenson | Mgmt | For | For | For | |
12 | Elect Jim Walton | Mgmt | For | For | For | |
13 | Elect S. Robson Walton | Mgmt | For | For | For | |
14 | Elect Christopher Williams | Mgmt | For | For | For | |
15 | Elect Linda Wolf | Mgmt | For | For | For | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan, Renamed the 2010 | ||||||
Stock Incentive Plan | ||||||
18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For | |
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Controlled Atmosphere Killing | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Lobbying Priorities Report | ||||||
Wells Fargo & Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Baker II | Mgmt | For | Against | Against | |
2 | Elect John Chen | Mgmt | For | Against | Against |
3 | Elect Lloyd Dean | Mgmt | For | Against | Against | |
4 | Elect Susan Engel | Mgmt | For | Against | Against | |
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |
6 | Elect Donald James | Mgmt | For | Against | Against | |
7 | Elect Richard McCormick | Mgmt | For | Against | Against | |
8 | Elect Mackey McDonald | Mgmt | For | Against | Against | |
9 | Elect Cynthia Milligan | Mgmt | For | Against | Against | |
10 | Elect Nicholas Moore | Mgmt | For | Against | Against | |
11 | Elect Philip Quigley | Mgmt | For | Against | Against | |
12 | Elect Judith Runstad | Mgmt | For | Against | Against | |
13 | Elect Stephen Sanger | Mgmt | For | Against | Against | |
14 | Elect Robert Steel | Mgmt | For | Against | Against | |
15 | Elect John Stumpf | Mgmt | For | Against | Against | |
16 | Elect Susan Swenson | Mgmt | For | Against | Against | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
Wyeth | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WYE | CUSIP 983024100 | 07/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
3 | Elect Robert Amen | Mgmt | For | For | For | |
4 | Elect Michael Critelli | Mgmt | For | For | For | |
5 | Elect Frances Fergusson | Mgmt | For | For | For | |
6 | Elect Victor Ganzi | Mgmt | For | For | For | |
7 | Elect Robert Langer | Mgmt | For | For | For | |
8 | Elect John Mascotte | Mgmt | For | For | For |
9 | Elect Raymond McGuire | Mgmt | For | For | For | |
10 | Elect Mary Polan | Mgmt | For | For | For | |
11 | Elect Bernard Poussot | Mgmt | For | For | For | |
12 | Elect Gary Rogers | Mgmt | For | For | For | |
13 | Elect John Torell III | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Wyndham Worldwide Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WYN | CUSIP 98310W108 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |
1.2 | Elect Michael Wargotz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2006 Equity and | Mgmt | For | Against | Against | |
Incentive Plan |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Equity Income Funds |
By: | /s/ Jonathan S. Horwitz |
Name: | Jonathan S. Horwitz |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 9, 2010 |