UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-2742 | ||||||||
Name of Registrant: | Putnam Equity Income Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Equity Income Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 9/30/10 | ||||||||
Date of reporting period: | 07/01/2010 - 06/30/2011 |
Registrant : | Putnam Equity Income Fund | |||||||
Fund Name : | Putnam Equity Income Fund | |||||||
Date of fiscal year end: | 09/30/2010 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||
4 | Elect Molly Coye | Mgmt | For | For | For | |||
5 | Elect Roger Farah | Mgmt | For | For | For | |||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Patterson | Mgmt | For | For | For | |||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Loss Carry Forward for the Year Ended December 31, 2010 | Mgmt | For | For | For | |||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | |||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alterra Capital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTE | CUSIP G0229R108 | 05/02/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willis King Jr. | Mgmt | For | TNA | N/A | |||
2 | Elect James MacNaughton | Mgmt | For | TNA | N/A | |||
3 | Elect Stephan Newhouse | Mgmt | For | TNA | N/A | |||
4 | Elect Andrew Rush | Mgmt | For | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
6 | Amendments to Bylaws | Mgmt | For | TNA | N/A | |||
7 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||
8 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||
9 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||
10 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||
11 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||
12 | Elect W. Marston Becker | Mgmt | For | TNA | N/A | |||
13 | Elect D. Andrew Cook | Mgmt | For | TNA | N/A | |||
14 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||
15 | Elect John Berger | Mgmt | For | TNA | N/A | |||
16 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||
17 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||
19 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||
20 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||
21 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||
22 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||
23 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
24 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Davis | Mgmt | For | For | For | |||
1.2 | Elect Randy Dobbs | Mgmt | For | For | For | |||
1.3 | Elect Larry Harvey | Mgmt | For | For | For | |||
1.4 | Elect Alvin Puryear | Mgmt | For | For | For | |||
1.5 | Elect Malon Wilkus | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Farrell | Mgmt | For | For | For | |||
2 | Elect Jonathan Green | Mgmt | For | Against | Against | |||
3 | Elect John Lambiase | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
4 | Elect John Kocur | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
Apollo Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AINV | CUSIP 03761U106 | 08/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elliot Stein, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Bradley Wechsler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval to Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | Against | Against | |||
Ares Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCC | CUSIP 04010L103 | 06/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Arougheti | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ann Bates | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth Heitz | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | Against | Against | |||
4 | Approval of an Amendment to the Hurdle Rate of the Investment Advisory Agreement | Mgmt | For | Against | Against | |||
5 | Approval of an Amendment to the Capital Gains Portion of the Incentive Fee of the Investment Advisory Agreement | Mgmt | For | Against | Against | |||
Ashland Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044209104 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Ligocki | Mgmt | For | For | For | |||
2 | Elect James O'Brien | Mgmt | For | For | For | |||
3 | Elect Barry Perry | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2011 Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||
2 | Elect Howard Carver | Mgmt | For | For | For | |||
3 | Elect Juan Cento | Mgmt | For | For | For | |||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||
5 | Elect David Kelso | Mgmt | For | For | For | |||
6 | Elect Charles Koch | Mgmt | For | For | For | |||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||
9 | Elect John Swainson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Assured Guaranty Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||
9 | Elect John McCoy | Mgmt | For | For | For | |||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barker | Mgmt | For | For | For | |||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||
3 | Elect Debra Reed | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Perry | Mgmt | For | For | For | |||
1.2 | Elect William Scholle | Mgmt | For | For | For | |||
1.3 | Elect Timothy Manganello | Mgmt | For | For | For | |||
1.4 | Elect Philip Weaver | Mgmt | For | For | For | |||
1.5 | Elect Henry Theisen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
BMC Software, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||
6 | Elect Stephan James | Mgmt | For | For | For | |||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
10 | Elect John Sununu | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CUSIP 055622104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||
7 | Elect Iain Conn | Mgmt | For | For | For | |||
8 | Elect George David | Mgmt | For | For | For | |||
9 | Elect Ian Davis | Mgmt | For | For | For | |||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP 109641100 | 11/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | |||
1.2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
1.3 | Elect Harriet Edelman | Mgmt | For | For | For | |||
1.4 | Elect Marvin Girouard | Mgmt | For | For | For | |||
1.5 | Elect John Mims | Mgmt | For | For | For | |||
1.6 | Elect George Mrkonic, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Erle Nye | Mgmt | For | For | For | |||
1.8 | Elect Rosendo Parra | Mgmt | For | For | For | |||
1.9 | Elect Cece Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of the Profit Sharing Plan | Mgmt | For | For | For | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 07/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||
3 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
4 | Elect Christopher Lofgren | Mgmt | For | For | For | |||
5 | Elect William McCracken | Mgmt | For | For | For | |||
6 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
7 | Elect Laura Unger | Mgmt | For | For | For | |||
8 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
9 | Elect Ron Zambonini | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
11 | Adoption of Stockholder Protection Rights Agreement | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
Campbell Soup Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPB | CUSIP 134429109 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Paul Charron | Mgmt | For | For | For | |||
1.3 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.4 | Elect Bennett Dorrance | Mgmt | For | For | For | |||
1.5 | Elect Harvey Golub | Mgmt | For | For | For | |||
1.6 | Elect Lawrence Karlson | Mgmt | For | For | For | |||
1.7 | Elect Randall Larrimore | Mgmt | For | For | For | |||
1.8 | Elect Mary Malone | Mgmt | For | For | For | |||
1.9 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.10 | Elect Denise Morrison | Mgmt | For | For | For | |||
1.11 | Elect William Perez | Mgmt | For | For | For | |||
1.12 | Elect Charles Perrin | Mgmt | For | For | For | |||
1.13 | Elect A. Barry Rand | Mgmt | For | For | For | |||
1.14 | Elect Nick Shreiber | Mgmt | For | For | For | |||
1.15 | Elect Archbold van Beuren | Mgmt | For | For | For | |||
1.16 | Elect Les Vinney | Mgmt | For | For | For | |||
1.17 | Elect Charlotte Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Capitol Federal Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||
3 | Elect John Wulff | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | For | For | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q109 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Donlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Abrams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gerard Creagh | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Elect Carol Wait | Mgmt | For | For | For | |||
3 | Elect William Zollars | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
6 | Elect Marian Heard | Mgmt | For | For | For | |||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||
1.5 | Elect Judy Lewent | Mgmt | For | For | For | |||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
1.10 | Elect Sam Nunn | Mgmt | For | For | For | |||
1.11 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Digital Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLR | CUSIP 253868103 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||
2 | Elect Mary Bush | Mgmt | For | For | For | |||
3 | Elect Gregory Case | Mgmt | For | For | For | |||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||
9 | Elect David Nelms | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||
1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||
1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||
1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | For | Against | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ward Klein | Mgmt | For | For | For | |||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
3 | Elect John Roberts | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||
12 | Elect Homer Neal | Mgmt | For | For | For | |||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
14 | Elect John Thornton | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||
1.3 | Elect William Downey | Mgmt | For | For | For | |||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||
1.10 | Elect Robert West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Lance | Mgmt | For | For | For | |||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||
5 | Elect David Rickard | Mgmt | For | For | For | |||
6 | Elect James Stoffel | Mgmt | For | For | For | |||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Powers | Mgmt | For | For | For | |||
1.2 | Elect Lynn Good | Mgmt | For | For | For | |||
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | |||
1.4 | Elect Neal Keating | Mgmt | For | For | For | |||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |||
1.6 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |||
1.7 | Elect Carlos Rodriguez | Mgmt | For | For | For | |||
1.8 | Elect Richard Swift | Mgmt | For | For | For | |||
1.9 | Elect Daniel Van Riper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Crown | Mgmt | For | For | For | |||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
7 | Elect David Speer | Mgmt | For | For | For | |||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||
10 | Elect Anre Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||
10 | Elect Richard Swift | Mgmt | For | For | For | |||
11 | Elect Tony White | Mgmt | For | For | For | |||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |||
1.6 | Elect Ron Smith | Mgmt | For | For | For | |||
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | |||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
4 | Elect John Faraci | Mgmt | For | For | For | |||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||
7 | Elect John Townsend III | Mgmt | For | For | For | |||
8 | Elect John Turner | Mgmt | For | For | For | |||
9 | Elect William Walter | Mgmt | For | For | For | |||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||
3 | Elect Jill Considine | Mgmt | For | For | For | |||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
7 | Elect William Kerr | Mgmt | For | For | For | |||
8 | Elect Michael Roth | Mgmt | For | For | For | |||
9 | Elect David Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rex Adams | Mgmt | For | For | For | |||
2 | Elect John Banham | Mgmt | For | For | For | |||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 06/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Grant | Mgmt | For | For | For | |||
1.2 | Elect Richard Heckmann | Mgmt | For | For | For | |||
1.3 | Elect Irwin Simon | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||
7 | Elect James Jenness | Mgmt | For | For | For | |||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||
9 | Elect Ian Read | Mgmt | For | For | For | |||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||
12 | Elect John Snow | Mgmt | For | Against | Against | |||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
11 | Elect Kathy White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||
9 | Elect William Kelley | Mgmt | For | For | For | |||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect John Mack | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Newell Rubbermaid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the Fair Price Provisions | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Office Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect William Montgoris | Mgmt | For | For | For | |||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||
7 | Elect David Szymanski | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||
4 | Elect Robert Clark | Mgmt | For | For | For | |||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
6 | Elect Errol Cook | Mgmt | For | For | For | |||
7 | Elect Susan Denison | Mgmt | For | For | For | |||
8 | Elect Michael Henning | Mgmt | For | For | For | |||
9 | Elect John Murphy | Mgmt | For | For | For | |||
10 | Elect John Purcell | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
People's United Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pepco Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POM | CUSIP 713291102 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | |||
1.2 | Elect Terence Golden | Mgmt | For | For | For | |||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | |||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | |||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |||
1.6 | Elect George MacCormack | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | |||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | |||
1.10 | Elect Frank Ross | Mgmt | For | For | For | |||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Prologis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||
5 | Elect James Cullen | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Mark Grier | Mgmt | For | For | For | |||
8 | Elect Constance Horner | Mgmt | For | For | For | |||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||
11 | Elect Christine Poon | Mgmt | For | For | For | |||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||
13 | Elect James Unruh | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Buehler | Mgmt | For | For | For | |||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
7 | Elect John Pope | Mgmt | For | For | For | |||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||
2 | Elect John Deutch | Mgmt | For | For | For | |||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||
7 | Elect William Spivey | Mgmt | For | For | For | |||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||
9 | Elect William Swanson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||
7 | Elect Simon Henry | Mgmt | For | For | For | |||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
14 | Elect Peter Voser | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seadrill Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDRL | CUSIP G7945E105 | 09/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Fredriksen | Mgmt | For | Against | Against | |||
2 | Elect Tor Olav Troim | Mgmt | For | Against | Against | |||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | |||
4 | Elect Kjell Jacobsen | Mgmt | For | Against | Against | |||
5 | Elect Kathrine Fredriksen | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Sonoco Products Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SON | CUSIP 835495102 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Coker | Mgmt | For | For | For | |||
1.2 | Elect James Micali | Mgmt | For | For | For | |||
1.3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
1.4 | Elect Marc Oken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Sterling Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBIB | CUSIP 858907108 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||
13 | Elect John Surma | Mgmt | For | For | For | |||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
The Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Boland | Mgmt | For | For | For | |||
2 | Elect James Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter Hellman | Mgmt | For | For | For | |||
5 | Elect Richard Kramer | Mgmt | For | For | For | |||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
7 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
11 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
12 | Elect Michael Wessel | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||
6 | Elect Michael Morris | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect Douglas Daft | Mgmt | For | For | For | |||
4 | Elect Willaim Green | Mgmt | For | For | For | |||
5 | Elect Linda Lorimer | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect Robert McGraw | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt Schmoke | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||
4 | Elect Kay James | Mgmt | For | Against | Against | |||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||
2 | Elect William Parrett | Mgmt | For | For | For | |||
3 | Elect Michael Porter | Mgmt | For | For | For | |||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||
2 | Elect William Barr | Mgmt | For | Against | Against | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | |||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | Against | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | |||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||
1.13 | Elect John Walker | Mgmt | For | For | For | |||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Grayson | Mgmt | For | For | For | |||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||
1.4 | Election of Edward Noonan | Mgmt | For | For | For | |||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | |||
1.6 | Election of Partick Barry | Mgmt | For | For | For | |||
1.7 | Election of Peter Bilsby | Mgmt | For | For | For | |||
1.8 | Election of Julian Bosworth | Mgmt | For | For | For | |||
1.9 | Election of Michale Carpenter | Mgmt | For | For | For | |||
1.10 | Election of Rodrigo Castro | Mgmt | For | For | For | |||
1.11 | Election of Jane Clouting | Mgmt | For | For | For | |||
1.12 | Election of Joesph Consolino | Mgmt | For | For | For | |||
1.13 | Election of C. Jerome Dill | Mgmt | For | For | For | |||
1.14 | Election of Andrew Downey | Mgmt | For | For | For | |||
1.15 | Election of Kerry Emanuel | Mgmt | For | For | For | |||
1.16 | Election of Jonathan Ewington | Mgmt | For | For | For | |||
1.17 | Election of Andrew Gibbs | Mgmt | For | For | For | |||
1.18 | Election of Michael Greene | Mgmt | For | For | For | |||
1.19 | Election of Nicholas Hales | Mgmt | For | For | For | |||
1.20 | Election of Mark Johnson | Mgmt | For | For | For | |||
1.21 | Election of Anthony Keys | Mgmt | For | For | For | |||
1.22 | Election of Robert Kuzloski | Mgmt | For | For | For | |||
1.23 | Election of Gillian Langford | Mgmt | For | For | For | |||
1.24 | Election of Stuart Mercer | Mgmt | For | For | For | |||
1.25 | Election of Paul Miller | Mgmt | For | For | For | |||
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.27 | Election of Julian Ross | Mgmt | For | For | For | |||
1.28 | Election of Rafel Saer | Mgmt | For | For | For | |||
1.29 | Election of James Skinner | Mgmt | For | For | For | |||
1.30 | Election of Verner Southey | Mgmt | For | For | For | |||
1.31 | Election of Nigel Wachman | Mgmt | For | For | For | |||
1.32 | Election of Conan Ward | Mgmt | For | For | For | |||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Crawford | Mgmt | For | For | For | |||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | |||
1.3 | Elect Karen Osar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
WellPoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||
3 | Elect William Mays | Mgmt | For | For | For | |||
4 | Elect William Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||
4 | Elect William Hunter | Mgmt | For | For | For | |||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann Reese | Mgmt | For | For | For | |||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Equity Income Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2011 | |