UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-02742 | ||||||||
Name of Registrant: | Putnam Equity Income Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Equity Income Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 11/30 | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | Putnam Equity Income Fund | |||||||
Fund Name : | Putnam Equity Income Fund | |||||||
Date of Fiscal Year End: | 11/30 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
7 | Elect Bruno Lafont | Mgmt | For | For | For | |||
8 | Elect Michel Wurth | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
11 | Reverse Stock Split | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 03/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |||
1.6 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.7 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement Age | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report (1) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report (2) | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CSRA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSRA | CUSIP 12650T104 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith B. Alexander | Mgmt | For | Against | Against | |||
2 | Elect Sanju K. Bansal | Mgmt | For | Against | Against | |||
3 | Elect Michele A. Flournoy | Mgmt | For | Against | Against | |||
4 | Elect Mark A. Frantz | Mgmt | For | Against | Against | |||
5 | Elect Nancy Killefer | Mgmt | For | Against | Against | |||
6 | Elect Craig R. Martin | Mgmt | For | Against | Against | |||
7 | Elect Sean O'Keefe | Mgmt | For | Against | Against | |||
8 | Elect Lawrence B. Prior III | Mgmt | For | Against | Against | |||
9 | Elect Michael E. Ventling | Mgmt | For | Against | Against | |||
10 | Elect Billie I. Williamson | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Abstain | Against | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
2 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
3 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
11 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
3 | Elect Diana S. Ferguson | Mgmt | For | For | For | |||
4 | Elect Edward Fraioli | Mgmt | For | For | For | |||
5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
8 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
10 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Reverse Stock Split | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
15 | Elect James J. Mulva | Mgmt | For | For | For | |||
16 | Elect James E. Rohr | Mgmt | For | For | For | |||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
18 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | |||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leo Hindery, Jr. | Mgmt | N/A | N/A | N/A | |||
1.2 | Elect Vinit Sethi | Mgmt | N/A | N/A | N/A | |||
1.3 | Elect William N. Thorndike, Jr. | Mgmt | N/A | N/A | N/A | |||
1.4 | Elect Management Nominee Joseph J. Ashton | Mgmt | N/A | N/A | N/A | |||
1.5 | Elect Management Nominee Mary T. Barra | Mgmt | N/A | N/A | N/A | |||
1.6 | Elect Management Nominee Linda R. Gooden | Mgmt | N/A | N/A | N/A | |||
1.7 | Elect Management Nominee Joseph Jimenez | Mgmt | N/A | N/A | N/A | |||
1.8 | Elect Management Nominee James J. Mulva | Mgmt | N/A | N/A | N/A | |||
1.9 | Elect Management Nominee Patricia F. Russo | Mgmt | N/A | N/A | N/A | |||
1.10 | Elect Management Nominee Thomas M. Schoewe | Mgmt | N/A | N/A | N/A | |||
1.11 | Elect Management Nominee Theodore M. Solso | Mgmt | N/A | N/A | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | N/A | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | N/A | N/A | N/A | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | N/A | N/A | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | N/A | N/A | N/A | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | N/A | N/A | N/A | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
1.2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
1.3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
1.6 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
1.7 | Elect James J. Mulva | Mgmt | For | For | For | |||
1.8 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
1.9 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
1.10 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Grand Vacations Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGV | CUSIP 43283X105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Wang | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Caplan | Mgmt | For | For | For | |||
1.5 | Elect David W. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Mark H. Lazarus | Mgmt | For | For | For | |||
1.7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
1.8 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect William S. Ayer | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Jane Thompson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Ben A. Guill | Mgmt | For | For | For | |||
5 | Elect James T. Hackett | Mgmt | For | Against | Against | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
8 | Elect William R. Thomas | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 11/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory S. Clark | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
4 | Elect David Humphrey | Mgmt | For | For | For | |||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
6 | Elect David L. Mahoney | Mgmt | For | For | For | |||
7 | Elect Robert S. Miller | Mgmt | For | For | For | |||
8 | Elect Anita Sands | Mgmt | For | For | For | |||
9 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
10 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
11 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
3 | Elect Robert Charles Clark | Mgmt | For | For | For | |||
4 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
12 | Elect Mark Cutifani | Mgmt | For | For | For | |||
13 | Elect Carlos Tavares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Versum Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSM | CUSIP 92532W103 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
1.2 | Elect Guillermo Novo | Mgmt | For | For | For | |||
1.3 | Elect Jacques Croisetiere | Mgmt | For | For | For | |||
1.4 | Elect Yi Hyon Paik | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Riordan | Mgmt | For | For | For | |||
1.6 | Elect Susan C. Schnabel | Mgmt | For | For | For | |||
1.7 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | Against | Against | |||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | Against | Against | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Equity Income Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |