UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number: | 811-02742 | ||||||||
Name of Registrant: | Putnam Equity Income Fund | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Robert Burns, Vice President | ||||||||
Putnam Equity Income Fund | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 11/30 | ||||||||
Date of reporting period: | 07/01/2018 - 06/30/2019 |
Registrant: | Putnam Equity Income Fund | |||||||
Fund Name: | Putnam Equity Income Fund | |||||||
Date of fiscal year end: | 11/30 | |||||||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Thomas F. Motamed | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Peter R. Porrino | Mgmt | For | For | For | |||
11 | Elect Amy Schioldager | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Aptiv PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APTV | CUSIP G6095L109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
11 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect Patrick C. Graney III | Mgmt | For | For | For | |||
5 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
6 | Elect Kelly S. King | Mgmt | For | For | For | |||
7 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
8 | Elect Easter Maynard | Mgmt | For | For | For | |||
9 | Elect Charles A. Patton | Mgmt | For | For | For | |||
10 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
11 | Elect William J. Reuter | Mgmt | For | For | For | |||
12 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
13 | Elect Christine Sears | Mgmt | For | For | For | |||
14 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
15 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BJ's Wholesale Club Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJ | CUSIP 05550J101 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nishad Chande | Mgmt | For | For | For | |||
1.2 | Elect Christopher H. Peterson | Mgmt | For | For | For | |||
1.3 | Elect Judith L. Werthauser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | Against | Against | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
5 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||
6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||
11 | Elect William H. Walton III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Peter Tom Killalea | Mgmt | For | For | For | |||
5 | Elect Eli Leenaars | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Francois Locoh-Donou | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
3 | Elect Mark Garrett | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
6 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||
8 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
9 | Elect Steven M. West | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Sabine Chalmers | Mgmt | For | For | For | |||
1.3 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.4 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.5 | Elect Peter Harf | Mgmt | For | For | For | |||
1.6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.7 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.8 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.9 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26078J100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect C. Marc Doyle | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
10 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
3 | Elect Vanessa C.L. Chang | Mgmt | For | Against | Against | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Keith Trent | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | Against | Against | |||
6 | Elect Julie J. Robertson | Mgmt | For | For | For | |||
7 | Elect Donald F. Textor | Mgmt | For | For | For | |||
8 | Elect William R. Thomas | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Alexander Navab | Mgmt | For | For | For | |||
7 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
8 | Elect Louise M. Parent | Mgmt | For | For | For | |||
9 | Elect Brian T. Shea | Mgmt | For | For | For | |||
10 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||
3 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Catherine Lesjak | Mgmt | For | For | For | |||
8 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
9 | Elect Leslie F. Seidman | Mgmt | For | For | For | |||
10 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Reduce Minimum Number of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
6 | Elect Judith Miscik | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect M. Katherine Banks | Mgmt | For | For | For | |||
4 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
7 | Elect Simone Menne | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Elect John D. Young | Mgmt | For | For | For | |||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Keurig Dr Pepper Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KDP | CUSIP 49271V100 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Gamgort | Mgmt | For | Against | Against | |||
2 | Elect Olivier Goudet | Mgmt | For | Against | Against | |||
3 | Elect Peter Harf | Mgmt | For | Against | Against | |||
4 | Elect Genevieve Hovde | Mgmt | For | Against | Against | |||
5 | Elect Anna-Lena Kamenetzky | Mgmt | For | Against | Against | |||
6 | Elect Paul S. Michaels | Mgmt | For | Against | Against | |||
7 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
8 | Elect Gerhard Pleuhs | Mgmt | For | Against | Against | |||
9 | Elect Fabien Simon | Mgmt | For | Against | Against | |||
10 | Elect Robert S. Singer | Mgmt | For | Against | Against | |||
11 | Elect Dirk Van de Put | Mgmt | For | Against | Against | |||
12 | Elect Larry D. Young | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
3 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
10 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
11 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
12 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Jason B. Few | Mgmt | For | For | For | |||
5 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
6 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
7 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
8 | Elect J. Kent Wells | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |||
3 | Elect Francis J. Oelerich III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Kathy J Warden | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Human Rights Policy Implementation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Elect Lila Snyder | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
Qualcomm, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
4 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Neil Smit | Mgmt | For | Against | Against | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Debra A. Hess | Mgmt | For | For | For | |||
5 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
6 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
7 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
8 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
9 | Elect David H. Stevens - Candidate Withdrawn | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
13 | Elect Robert O. Work | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect Zhanna Golodryga | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
10 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
11 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
12 | Elect John M. Turner, Jr. | Mgmt | For | For | For | |||
13 | Elect Timothy Vines | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
2 | Elect Sir George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||
8 | Elect James M. Loree | Mgmt | For | For | For | |||
9 | Elect James H. Scholefield | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Global Omnibus Employee Stock Purchase Plan | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||
8 | Elect William L. Meaney | Mgmt | For | For | For | |||
9 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams, Jr. | Mgmt | For | For | For | |||
2 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
3 | Elect Arun Sarin | Mgmt | For | For | For | |||
4 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
5 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
9 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect Greig Woodring | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Anne Gates | Mgmt | For | For | For | |||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
4 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
5 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
6 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
7 | Elect James A. Runde | Mgmt | For | For | For | |||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
9 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
10 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
11 | Elect Ashok Vemuri | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
6 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
8 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
9 | Elect Hans Vestberg | Mgmt | For | For | For | |||
10 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect C. Allen Parker | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised. | ||
Registrant: | Putnam Equity Income Fund | |
By: | /s/Jonathan S. Horowitz | |
Name: | Jonathan S. Horowitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 12, 2019 | |