UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02742
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Large Cap Value Fund
100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
STEPHEN TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110
CC:
BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Putnam Large Cap Value Fund
ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
1.4 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | Against |
ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reveta Bowers | Management | For | For |
1b | Elect Director Robert Corti | Management | For | For |
1c | Elect Director Hendrik Hartong, III | Management | For | For |
1d | Elect Director Brian Kelly | Management | For | For |
1e | Elect Director Robert Kotick | Management | For | For |
1f | Elect Director Barry Meyer | Management | For | For |
1g | Elect Director Robert Morgado | Management | For | For |
1h | Elect Director Peter Nolan | Management | For | For |
1i | Elect Director Dawn Ostroff | Management | For | For |
1j | Elect Director Casey Wasserman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALBEMARLE CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: ALB Security ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2a | Elect Director Mary Lauren Brlas | Management | For | For |
2b | Elect Director J. Kent Masters, Jr. | Management | For | For |
2c | Elect Director Glenda J. Minor | Management | For | For |
2d | Elect Director James J. O'Brien | Management | For | For |
2e | Elect Director Diarmuid B. O'Connell | Management | For | For |
2f | Elect Director Dean L. Seavers | Management | For | Against |
2g | Elect Director Gerald A. Steiner | Management | For | For |
2h | Elect Director Holly A. Van Deursen | Management | For | For |
2i | Elect Director Alejandro D. Wolff | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMEREN CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
Ticker: AEE Security ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Cynthia J. Brinkley | Management | For | For |
1c | Elect Director Catherine S. Brune | Management | For | For |
1d | Elect Director J. Edward Coleman | Management | For | For |
1e | Elect Director Ward H. Dickson | Management | For | For |
1f | Elect Director Noelle K. Eder | Management | For | For |
1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1h | Elect Director Rafael Flores | Management | For | For |
1i | Elect Director Richard J. Harshman | Management | For | For |
1j | Elect Director Craig S. Ivey | Management | For | For |
1k | Elect Director James C. Johnson | Management | For | For |
1l | Elect Director Steven H. Lipstein | Management | For | For |
1m | Elect Director Leo S. Mackay, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: AEP Security ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Art A. Garcia | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
1.9 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.10 | Elect Director Oliver G. Richard, III | Management | For | For |
1.11 | Elect Director Daryl Roberts | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Cole, Jr. | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director Brian Duperreault | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Thomas F. Motamed | Management | For | For |
1i | Elect Director Peter R. Porrino | Management | For | For |
1j | Elect Director Amy L. Schioldager | Management | For | For |
1k | Elect Director Douglas M. Steenland | Management | For | For |
1l | Elect Director Therese M. Vaughan | Management | For | For |
1m | Elect Director Peter S. Zaffino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
AMERICAN TOWER CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Bartlett | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Kenneth R. Frank | Management | For | For |
1d | Elect Director Robert D. Hormats | Management | For | For |
1e | Elect Director Gustavo Lara Cantu | Management | For | For |
1f | Elect Director Grace D. Lieblein | Management | For | For |
1g | Elect Director Craig Macnab | Management | For | For |
1h | Elect Director JoAnn A. Reed | Management | For | For |
1i | Elect Director Pamela D.A. Reeve | Management | For | For |
1j | Elect Director David E. Sharbutt | Management | For | For |
1k | Elect Director Bruce L. Tanner | Management | For | For |
1l | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
AMGEN INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: AMGN Security ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
1g | Elect Director Tyler Jacks | Management | For | For |
1h | Elect Director Ellen J. Kullman | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
APOLLO GLOBAL MANAGEMENT, INC. Meeting Date: OCT 01, 2020 Record Date: AUG 07, 2020 Meeting Type: ANNUAL | ||||
Ticker: APO Security ID: 03768E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon Black | Management | For | Withhold |
1.2 | Elect Director Joshua Harris | Management | For | Withhold |
1.3 | Elect Director Marc Rowan | Management | For | Withhold |
1.4 | Elect Director Michael Ducey | Management | For | Withhold |
1.5 | Elect Director Robert Kraft | Management | For | Withhold |
1.6 | Elect Director A.B. Krongard | Management | For | Withhold |
1.7 | Elect Director Pauline Richards | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ARAMARK Meeting Date: FEB 02, 2021 Record Date: DEC 10, 2020 Meeting Type: ANNUAL | ||||
Ticker: ARMK Security ID: 03852U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan M. Cameron | Management | For | For |
1b | Elect Director Greg Creed | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | For |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Irene M. Esteves | Management | For | For |
1f | Elect Director Daniel J. Heinrich | Management | For | For |
1g | Elect Director Bridgette P. Heller | Management | For | For |
1h | Elect Director Paul C. Hilal | Management | For | For |
1i | Elect Director Karen M. King | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
1k | Elect Director Arthur B. Winkleblack | Management | For | For |
1l | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ASSURED GUARANTY LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
Ticker: AGO Security ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francisco L. Borges | Management | For | For |
1b | Elect Director G. Lawrence Buhl | Management | For | For |
1c | Elect Director Dominic J. Frederico | Management | For | For |
1d | Elect Director Bonnie L. Howard | Management | For | For |
1e | Elect Director Thomas W. Jones | Management | For | For |
1f | Elect Director Patrick W. Kenny | Management | For | For |
1g | Elect Director Alan J. Kreczko | Management | For | For |
1h | Elect Director Simon W. Leathes | Management | For | For |
1i | Elect Director Michelle McCloskey | Management | For | For |
1j | Elect Director Michael T. O'Kane | Management | For | For |
1k | Elect Director Yukiko Omura | Management | For | For |
1l | Elect Director Lorin P.T. Radtke | Management | For | For |
1m | Elect Director Courtney C. Shea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Management | For | For |
4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ah | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Management | For | For |
4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Management | For | For |
ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
14 | Amend Performance Share Plan | Management | For | For |
ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 20, 2021 Meeting Type: SPECIAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
AXA SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CS Security ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.43 per Share | Management | For | For |
4 | Approve Compensation Report of Corporate Officers | Management | For | For |
5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Against |
7 | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | Management | For | For |
8 | Approve Remuneration Policy of CEO | Management | For | For |
9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
10 | Approve Remuneration Policy of Directors | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
12 | Reelect Ramon de Oliveira as Director | Management | For | For |
13 | Elect Guillaume Faury as Director | Management | For | For |
14 | Elect Ramon Fernandez as Director | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
21 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
23 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
24 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BANK OF AMERICA CORPORATION Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 04, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1b | Elect Director Thomas F. Chen | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Peter S. Hellman | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Patricia B. Morrison | Management | For | For |
1g | Elect Director Stephen N. Oesterle | Management | For | For |
1h | Elect Director Cathy R. Smith | Management | For | For |
1i | Elect Director Thomas T. Stallkamp | Management | For | For |
1j | Elect Director Albert P.L. Stroucken | Management | For | For |
1k | Elect Director Amy A. Wendell | Management | For | For |
1l | Elect Director David S. Wilkes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
BJ'S WHOLESALE CLUB HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
Ticker: BJ Security ID: 05550J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Baldwin | Management | For | For |
1.2 | Elect Director Ken Parent | Management | For | For |
1.3 | Elect Director Robert Steele | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON PROPERTIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
Ticker: BXP Security ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joel I. Klein | Management | For | For |
1b | Elect Director Kelly A. Ayotte | Management | For | For |
1c | Elect Director Bruce W. Duncan | Management | For | For |
1d | Elect Director Karen E. Dykstra | Management | For | For |
1e | Elect Director Carol B. Einiger | Management | For | For |
1f | Elect Director Diane J. Hoskins | Management | For | For |
1g | Elect Director Douglas T. Linde | Management | For | For |
1h | Elect Director Matthew J. Lustig | Management | For | For |
1i | Elect Director Owen D. Thomas | Management | For | For |
1j | Elect Director David A. Twardock | Management | For | For |
1k | Elect Director William H. Walton, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BP PLC Meeting Date: MAY 12, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
Ticker: BP Security ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.a | Elect Murray Auchincloss as Director | Management | For | For |
3.b | Elect Tushar Morzaria as Director | Management | For | For |
3.c | Elect Karen Richardson as Director | Management | For | For |
3.d | Elect Dr Johannes Teyssen as Director | Management | For | For |
3.e | Re-elect Bernard Looney as Director | Management | For | For |
3.f | Re-elect Pamela Daley as Director | Management | For | For |
3.g | Re-elect Helge Lund as Director | Management | For | For |
3.h | Re-elect Melody Meyer as Director | Management | For | For |
3.i | Re-elect Paula Reynolds as Director | Management | For | For |
3.j | Re-elect Sir John Sawers as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise UK Political Donations and Expenditure | Management | For | For |
7 | Approve Scrip Dividend Programme | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
13 | Approve Shareholder Resolution on Climate Change Targets | Shareholder | Against | Against |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Ime Archibong | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Peter Thomas Killalea | Management | For | For |
1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
1f | Elect Director Francois Locoh-Donou | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Eileen Serra | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Bradford H. Warner | Management | For | For |
1k | Elect Director Catherine G. West | Management | For | For |
1l | Elect Director Craig Anthony Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CHARTER COMMUNICATIONS, INC. Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
Ticker: CHTR Security ID: 16119P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | Against |
1e | Elect Director John D. Markley, Jr. | Management | For | Against |
1f | Elect Director David C. Merritt | Management | For | For |
1g | Elect Director James E. Meyer | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael A. Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
6 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | For |
7 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
CIGNA CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125523100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Cordani | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director Eric J. Foss | Management | For | For |
1d | Elect Director Elder Granger | Management | For | For |
1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
1f | Elect Director George Kurian | Management | For | For |
1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director John M. Partridge | Management | For | For |
1j | Elect Director Kimberly A. Ross | Management | For | For |
1k | Elect Director Eric C. Wiseman | Management | For | For |
1l | Elect Director Donna F. Zarcone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Change State of Incorporation from California to Delaware | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Racial Equity Audit | Shareholder | Against | Against |
10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
CONOCOPHILLIPS Meeting Date: JAN 15, 2021 Record Date: DEC 11, 2020 Meeting Type: SPECIAL | ||||
Ticker: COP Security ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
CONOCOPHILLIPS Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
Ticker: COP Security ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles E. Bunch | Management | For | For |
1b | Elect Director Caroline Maury Devine | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jody Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Jeffrey A. Joerres | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Timothy A. Leach | Management | For | For |
1i | Elect Director William H. McRaven | Management | For | For |
1j | Elect Director Sharmila Mulligan | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director Arjun N. Murti | Management | For | For |
1m | Elect Director Robert A. Niblock | Management | For | For |
1n | Elect Director David T. Seaton | Management | For | For |
1o | Elect Director R.A. Walker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | For | For |
5 | Emission Reduction Targets | Shareholder | Against | For |
CORTEVA, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
Ticker: CTVA Security ID: 22052L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James C. Collins, Jr. | Management | For | For |
1c | Elect Director Klaus A. Engel | Management | For | For |
1d | Elect Director David C. Everitt | Management | For | For |
1e | Elect Director Janet P. Giesselman | Management | For | Against |
1f | Elect Director Karen H. Grimes | Management | For | For |
1g | Elect Director Michael O. Johanns | Management | For | For |
1h | Elect Director Rebecca B. Liebert | Management | For | For |
1i | Elect Director Marcos M. Lutz | Management | For | For |
1j | Elect Director Nayaki Nayyar | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Kerry J. Preete | Management | For | For |
1m | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CRH PLC Meeting Date: FEB 09, 2021 Record Date: FEB 07, 2021 Meeting Type: SPECIAL | ||||
Ticker: CRH Security ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
2 | Adopt New Articles of Association | Management | For | For |
3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
4 | Adopt New Articles of Association Re: Article 51(d) | Management | For | For |
5 | Approve Capital Reorganisation | Management | For | For |
6 | Amend Articles of Association | Management | For | For |
CRH PLC Meeting Date: APR 29, 2021 Record Date: APR 25, 2021 Meeting Type: ANNUAL | ||||
Ticker: CRH Security ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Re-elect Richie Boucher as Director | Management | For | For |
4b | Elect Caroline Dowling as Director | Management | For | For |
4c | Elect Richard Fearon as Director | Management | For | For |
4d | Re-elect Johan Karlstrom as Director | Management | For | For |
4e | Re-elect Shaun Kelly as Director | Management | For | For |
4f | Elect Lamar McKay as Director | Management | For | For |
4g | Re-elect Albert Manifold as Director | Management | For | For |
4h | Re-elect Gillian Platt as Director | Management | For | For |
4i | Re-elect Mary Rhinehart as Director | Management | For | For |
4j | Re-elect Siobhan Talbot as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Ratify Deloitte Ireland LLP as Auditors | Management | For | For |
7 | Authorise Issue of Equity | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise Reissuance of Treasury Shares | Management | For | For |
12 | Approve Scrip Dividend | Management | For | For |
13 | Approve Savings-Related Share Option Schemes | Management | For | For |
14 | Approve Cancellation of Share Premium Account | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DOW INC. Meeting Date: APR 15, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260557103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gaurdie Banister, Jr. | Management | For | For |
1c | Elect Director Wesley G. Bush | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | For |
1e | Elect Director Debra L. Dial | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Jim Fitterling | Management | For | For |
1h | Elect Director Jacqueline C. Hinman | Management | For | For |
1i | Elect Director Luis A. Moreno | Management | For | For |
1j | Elect Director Jill S. Wyant | Management | For | For |
1k | Elect Director Daniel W. Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DUPONT DE NEMOURS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: DD Security ID: 26614N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy G. Brady | Management | For | For |
1b | Elect Director Edward D. Breen | Management | For | For |
1c | Elect Director Ruby R. Chandy | Management | For | For |
1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1e | Elect Director Terrence R. Curtin | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Luther C. Kissam | Management | For | For |
1i | Elect Director Frederick M. Lowery | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Deanna M. Mulligan | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
7 | Report on Plastic Pollution | Shareholder | Against | For |
DXC TECHNOLOGY COMPANY Meeting Date: AUG 13, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL | ||||
Ticker: DXC Security ID: 23355L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mukesh Aghi | Management | For | For |
1b | Elect Director Amy E. Alving | Management | For | For |
1c | Elect Director David A. Barnes | Management | For | For |
1d | Elect Director Raul J. Fernandez | Management | For | For |
1e | Elect Director David L. Herzog | Management | For | For |
1f | Elect Director Mary L. Krakauer | Management | For | For |
1g | Elect Director Ian C. Read | Management | For | For |
1h | Elect Director Michael J. Salvino | Management | For | For |
1i | Elect Director Manoj P. Singh | Management | For | For |
1j | Elect Director Robert F. Woods | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
EATON CORPORATION PLC Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Christopher M. Connor | Management | For | For |
1c | Elect Director Olivier Leonetti | Management | For | For |
1d | Elect Director Deborah L. McCoy | Management | For | For |
1e | Elect Director Silvio Napoli | Management | For | For |
1f | Elect Director Gregory R. Page | Management | For | For |
1g | Elect Director Sandra Pianalto | Management | For | For |
1h | Elect Director Lori J. Ryerkerk | Management | For | For |
1i | Elect Director Gerald B. Smith | Management | For | For |
1j | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
ELI LILLY AND COMPANY Meeting Date: MAY 03, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Gabrielle Sulzberger | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
EOG RESOURCES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director James C. Day | Management | For | For |
1e | Elect Director C. Christopher Gaut | Management | For | For |
1f | Elect Director Michael T. Kerr | Management | For | For |
1g | Elect Director Julie J. Robertson | Management | For | For |
1h | Elect Director Donald F. Textor | Management | For | For |
1i | Elect Director William R. Thomas | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELON CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: EXC Security ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Anderson | Management | For | For |
1b | Elect Director Ann Berzin | Management | For | For |
1c | Elect Director Laurie Brlas | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director Christopher Crane | Management | For | For |
1f | Elect Director Yves de Balmann | Management | For | For |
1g | Elect Director Linda Jojo | Management | For | For |
1h | Elect Director Paul Joskow | Management | For | For |
1i | Elect Director Robert Lawless | Management | For | For |
1j | Elect Director John Richardson | Management | For | For |
1k | Elect Director Mayo Shattuck, III | Management | For | For |
1l | Elect Director John Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Child Labor Audit | Shareholder | Against | Against |
EXXON MOBIL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: PROXY CONTEST | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | For |
1.2 | Elect Director Susan K. Avery | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Kenneth C. Frazier | Management | For | For |
1.6 | Elect Director Joseph L. Hooley | Management | For | For |
1.7 | Elect Director Steven A. Kandarian | Management | For | For |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
1.12 | Elect Director Wan Zulkiflee | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Against |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Gregory J. Goff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Kaisa Hietala | Shareholder | For | Did Not Vote |
1.3 | Elect Director Alexander A. Karsner | Shareholder | For | Did Not Vote |
1.4 | Elect Director Anders Runevad | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Susan K. Avery | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Angela F. Braly | Shareholder | For | Did Not Vote |
1.8 | Management Nominee Ursula M. Burns | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | Did Not Vote |
1.12 | Management Nominee Darren W. Woods | Shareholder | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Require Independent Board Chair | Shareholder | None | Did Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Did Not Vote |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | Did Not Vote |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Did Not Vote |
8 | Report on Political Contributions | Shareholder | None | Did Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | None | Did Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Did Not Vote |
FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
Ticker: FIS Security ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
1c | Elect Director Lisa A. Hook | Management | For | Against |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director Gary L. Lauer | Management | For | For |
1f | Elect Director Gary A. Norcross | Management | For | For |
1g | Elect Director Louise M. Parent | Management | For | For |
1h | Elect Director Brian T. Shea | Management | For | For |
1i | Elect Director James B. Stallings, Jr. | Management | For | For |
1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
FORTUNE BRANDS HOME & SECURITY, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
Ticker: FBHS Security ID: 34964C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Fritz Hackett | Management | For | For |
1b | Elect Director John G. Morikis | Management | For | For |
1c | Elect Director Jeffery S. Perry | Management | For | For |
1d | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FREEPORT-MCMORAN INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Richard C. Adkerson | Management | For | For |
1.3 | Elect Director Robert W. Dudley | Management | For | For |
1.4 | Elect Director Lydia H. Kennard | Management | For | For |
1.5 | Elect Director Dustan E. McCoy | Management | For | For |
1.6 | Elect Director John J. Stephens | Management | For | For |
1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
Ticker: GLPI Security ID: 36467J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter M. Carlino | Management | For | For |
1b | Elect Director Carol (Lili) Lynton | Management | For | For |
1c | Elect Director Joseph W. Marshall, III | Management | For | For |
1d | Elect Director James B. Perry | Management | For | For |
1e | Elect Director Barry F. Schwartz | Management | For | For |
1f | Elect Director Earl C. Shanks | Management | For | For |
1g | Elect Director E. Scott Urdang | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL ELECTRIC COMPANY Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sebastien Bazin | Management | For | For |
1b | Elect Director Ashton Carter | Management | For | For |
1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1d | Elect Director Francisco D'Souza | Management | For | For |
1e | Elect Director Edward Garden | Management | For | For |
1f | Elect Director Thomas Horton | Management | For | For |
1g | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1h | Elect Director Catherine Lesjak | Management | For | For |
1i | Elect Director Paula Rosput Reynolds | Management | For | For |
1j | Elect Director Leslie Seidman | Management | For | For |
1k | Elect Director James Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Meeting the Criteria of the Net Zero Indicator | Shareholder | For | For |
GENERAL MOTORS COMPANY Meeting Date: JUN 14, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary T. Barra | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Jane L. Mendillo | Management | For | For |
1f | Elect Director Judith A. Miscik | Management | For | Against |
1g | Elect Director Patricia F. Russo | Management | For | For |
1h | Elect Director Thomas M. Schoewe | Management | For | For |
1i | Elect Director Carol M. Stephenson | Management | For | For |
1j | Elect Director Mark A. Tatum | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
1l | Elect Director Margaret C. Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Link Executive Pay to Social Criteria | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director M. Katherine Banks | Management | For | For |
1d | Elect Director Alan M. Bennett | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Patricia Hemingway Hall | Management | For | For |
1h | Elect Director Robert A. Malone | Management | For | For |
1i | Elect Director Jeffrey A. Miller | Management | For | For |
1j | Elect Director Bhavesh V. (Bob) Patel | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Chris Carr | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1g | Elect Director Judith A. McHale | Management | For | For |
1h | Elect Director John G. Schreiber | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Douglas M. Steenland | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Deborah Flint | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Grace D. Lieblein | Management | For | For |
1I | Elect Director Raymond T. Odierno | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
JOHNSON & JOHNSON Meeting Date: APR 22, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Hubert Joly | Management | For | For |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director Anne M. Mulcahy | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
1m | Elect Director Nadja Y. West | Management | For | For |
1n | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Civil Rights Audit | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 10, 2021 Record Date: JAN 07, 2021 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: G51502105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Approve the Directors' Authority to Allot Shares | Management | For | For |
8 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Phebe N. Novakovic | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
6 | Report on Racial Equity Audit | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
KEURIG DR PEPPER INC. Meeting Date: JUN 18, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: KDP Security ID: 49271V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Robert J. Gamgort | Management | For | For |
1B | Elect Director Olivier Goudet | Management | For | For |
1C | Elect Director Peter Harf | Management | For | For |
1D | Elect Director Juliette Hickman | Management | For | For |
1E | Elect Director Genevieve Hovde | Management | For | For |
1F | Elect Director Paul S. Michaels | Management | For | For |
1G | Elect Director Pamela H. Patsley | Management | For | For |
1H | Elect Director Gerhard Pleuhs | Management | For | For |
1I | Elect Director Lubomira Rochet | Management | For | For |
1J | Elect Director Debra Sandler | Management | For | For |
1K | Elect Director Robert Singer | Management | For | For |
1L | Elect Director Justine Tan | Management | For | For |
1M | Elect Director Nelson Urdaneta | Management | For | For |
1N | Elect Director Larry D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KEYCORP Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce D. Broussard | Management | For | For |
1.2 | Elect Director Alexander M. Cutler | Management | For | For |
1.3 | Elect Director H. James Dallas | Management | For | For |
1.4 | Elect Director Elizabeth R. Gile | Management | For | For |
1.5 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.6 | Elect Director Christopher M. Gorman | Management | For | For |
1.7 | Elect Director Robin N. Hayes | Management | For | For |
1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Devina A. Rankin | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Todd J. Vasos | Management | For | For |
1.13 | Elect Director David K. Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Access to COVID-19 Products | Shareholder | Against | For |
MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathy J. Warden | Management | For | For |
1.2 | Elect Director David P. Abney | Management | For | For |
1.3 | Elect Director Marianne C. Brown | Management | For | For |
1.4 | Elect Director Donald E. Felsinger | Management | For | For |
1.5 | Elect Director Ann M. Fudge | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director James S. Turley | Management | For | For |
1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
NRG ENERGY, INC. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: NRG Security ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director E. Spencer Abraham | Management | For | For |
1b | Elect Director Antonio Carrillo | Management | For | For |
1c | Elect Director Matthew Carter, Jr. | Management | For | For |
1d | Elect Director Lawrence S. Coben | Management | For | For |
1e | Elect Director Heather Cox | Management | For | For |
1f | Elect Director Elisabeth B. Donohue | Management | For | For |
1g | Elect Director Mauricio Gutierrez | Management | For | For |
1h | Elect Director Paul W. Hobby | Management | For | For |
1i | Elect Director Alexandra Pruner | Management | For | For |
1j | Elect Director Anne C. Schaumburg | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
NXP SEMICONDUCTORS N.V. Meeting Date: MAY 26, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | Against |
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | Against |
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect Lena Olving as Non-Executive Director | Management | For | Against |
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | Against |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | Against |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PEPSICO, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Shona L. Brown | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director Ramon L. Laguarta | Management | For | For |
1h | Elect Director Dave Lewis | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Report on Sugar and Public Health | Shareholder | Against | Against |
6 | Report on External Public Health Costs | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Scott Gottlieb | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Susan Hockfield | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | Against |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
PULTEGROUP, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
Ticker: PHM Security ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian P. Anderson | Management | For | For |
1b | Elect Director Bryce Blair | Management | For | For |
1c | Elect Director Richard W. Dreiling | Management | For | For |
1d | Elect Director Thomas J. Folliard | Management | For | For |
1e | Elect Director Cheryl W. Grise | Management | For | For |
1f | Elect Director Andre J. Hawaux | Management | For | For |
1g | Elect Director J. Phillip Holloman | Management | For | For |
1h | Elect Director Ryan R. Marshall | Management | For | For |
1i | Elect Director John R. Peshkin | Management | For | For |
1j | Elect Director Scott F. Powers | Management | For | For |
1k | Elect Director Lila Snyder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 10, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sylvia Acevedo | Management | For | For |
1b | Elect Director Mark Fields | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Gregory N. Johnson | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Jamie S. Miller | Management | For | For |
1i | Elect Director Steve Mollenkopf | Management | For | For |
1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1k | Elect Director Irene B. Rosenfeld | Management | For | For |
1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RADIAN GROUP INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
Ticker: RDN Security ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director Brad L. Conner | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Debra Hess | Management | For | For |
1e | Elect Director Lisa W. Hess | Management | For | For |
1f | Elect Director Lisa Mumford | Management | For | For |
1g | Elect Director Gaetano Muzio | Management | For | For |
1h | Elect Director Gregory V. Serio | Management | For | For |
1i | Elect Director Noel J. Spiegel | Management | For | For |
1j | Elect Director Richard G. Thornberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 26, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
Ticker: RTX Security ID: 75513E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | Against |
1b | Elect Director Gregory J. Hayes | Management | For | Against |
1c | Elect Director Thomas A. Kennedy | Management | For | Against |
1d | Elect Director Marshall O. Larsen | Management | For | Against |
1e | Elect Director George R. Oliver | Management | For | Against |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | Against |
1g | Elect Director Margaret L. O'Sullivan | Management | For | Against |
1h | Elect Director Dinesh C. Paliwal | Management | For | Against |
1i | Elect Director Ellen M. Pawlikowski | Management | For | Against |
1j | Elect Director Denise L. Ramos | Management | For | Against |
1k | Elect Director Fredric G. Reynolds | Management | For | Against |
1l | Elect Director Brian C. Rogers | Management | For | Against |
1m | Elect Director James A. Winnefeld, Jr. | Management | For | Against |
1n | Elect Director Robert O. Work | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | For |
REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
Ticker: REGN Security ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Arthur F. Ryan | Management | For | For |
1c | Elect Director George L. Sing | Management | For | For |
1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Shareholder | Against | Against |
STATE STREET CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
1b | Elect Director Marie A. Chandoha | Management | For | For |
1c | Elect Director Amelia C. Fawcett | Management | For | For |
1d | Elect Director William C. Freda | Management | For | For |
1e | Elect Director Sara Mathew | Management | For | For |
1f | Elect Director William L. Meaney | Management | For | For |
1g | Elect Director Ronald P. O'Hanley | Management | For | For |
1h | Elect Director Sean O'Sullivan | Management | For | For |
1i | Elect Director Julio A. Portalatin | Management | For | For |
1j | Elect Director John B. Rhea | Management | For | For |
1k | Elect Director Richard P. Sergel | Management | For | For |
1l | Elect Director Gregory L. Summe | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Racial Equity Audit | Shareholder | Against | Against |
T-MOBILE US, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
Ticker: TMUS Security ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcelo Claure | Management | For | Withhold |
1.2 | Elect Director Srikant M. Datar | Management | For | Withhold |
1.3 | Elect Director Bavan M. Holloway | Management | For | Withhold |
1.4 | Elect Director Timotheus Hottges | Management | For | Withhold |
1.5 | Elect Director Christian P. Illek | Management | For | Withhold |
1.6 | Elect Director Raphael Kubler | Management | For | Withhold |
1.7 | Elect Director Thorsten Langheim | Management | For | Withhold |
1.8 | Elect Director Dominique Leroy | Management | For | Withhold |
1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | Withhold |
1.10 | Elect Director Teresa A. Taylor | Management | For | Withhold |
1.11 | Elect Director Omar Tazi | Management | For | Withhold |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
1.13 | Elect Director Michael Wilkens | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Robert L. Edwards | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Christine A. Leahy | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | Against |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | Against |
1b | Elect Director Joan T. Dea | Management | For | Against |
1c | Elect Director Christopher V. Dodds | Management | For | Against |
1d | Elect Director Mark A. Goldfarb | Management | For | Against |
1e | Elect Director Bharat B. Masrani | Management | For | Against |
1f | Elect Director Charles A. Ruffel | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Drew G. Faust | Management | For | For |
1c | Elect Director Mark A. Flaherty | Management | For | For |
1d | Elect Director Ellen J. Kullman | Management | For | For |
1e | Elect Director Lakshmi N. Mittal | Management | For | For |
1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1g | Elect Director Peter Oppenheimer | Management | For | For |
1h | Elect Director David M. Solomon | Management | For | For |
1i | Elect Director Jan E. Tighe | Management | For | For |
1j | Elect Director Jessica R. Uhl | Management | For | For |
1k | Elect Director David A. Viniar | Management | For | For |
1l | Elect Director Mark O. Winkelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on the Impacts of Using Mandatory Arbitration | Shareholder | Against | Against |
7 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
8 | Report on Racial Equity Audit | Shareholder | Against | Against |
THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 27, 2021 Record Date: JAN 29, 2021 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph Alvarado | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Debra A. Cafaro | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director David L. Cohen | Management | For | For |
1f | Elect Director William S. Demchak | Management | For | For |
1g | Elect Director Andrew T. Feldstein | Management | For | For |
1h | Elect Director Richard J. Harshman | Management | For | For |
1i | Elect Director Daniel R. Hesse | Management | For | For |
1j | Elect Director Linda R. Medler | Management | For | For |
1k | Elect Director Martin Pfinsgraff | Management | For | For |
1l | Elect Director Toni Townes-Whitley | Management | For | For |
1m | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 13, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Debra L. Lee | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director Christine M. McCarthy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Against |
6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | Against |
THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 21, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL | ||||
Ticker: SHW Security ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Arthur F. Anton | Management | For | For |
1c | Elect Director Jeff M. Fettig | Management | For | For |
1d | Elect Director Richard J. Kramer | Management | For | For |
1e | Elect Director John G. Morikis | Management | For | For |
1f | Elect Director Christine A. Poon | Management | For | Against |
1g | Elect Director Aaron M. Powell | Management | For | For |
1h | Elect Director Michael H. Thaman | Management | For | For |
1i | Elect Director Matthew Thornton, III | Management | For | For |
1j | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Patrick Pouyanne as Director | Management | For | For |
7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
8 | Elect Jacques Aschenbroich as Director | Management | For | For |
9 | Elect Glenn Hubbard as Director | Management | For | For |
10 | Approve Compensation Report of Corporate Officers | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
UNION PACIFIC CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
UNITED RENTALS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
Ticker: URI Security ID: 911363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose B. Alvarez | Management | For | For |
1b | Elect Director Marc A. Bruno | Management | For | For |
1c | Elect Director Matthew J. Flannery | Management | For | For |
1d | Elect Director Bobby J. Griffin | Management | For | For |
1e | Elect Director Kim Harris Jones | Management | For | For |
1f | Elect Director Terri L. Kelly | Management | For | For |
1g | Elect Director Michael J. Kneeland | Management | For | For |
1h | Elect Director Gracia C. Martore | Management | For | For |
1i | Elect Director Filippo Passerini | Management | For | For |
1j | Elect Director Donald C. Roof | Management | For | For |
1k | Elect Director Shiv Singh | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
VALERO ENERGY CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
Ticker: VLO Security ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Eric D. Mullins | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VONTIER CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
Ticker: VNT Security ID: 928881101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen C. Francis | Management | For | Against |
1b | Elect Director Mark D. Morelli | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WALMART INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director Randall L. Stephenson | Management | For | For |
1k | Elect Director S. Robson Walton | Management | For | For |
1l | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | Against |
7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
REGISTRANT: Putnam Large Cap Value Fund
BY: /s/Jonathan S. Horowitz
NAME: Jonathan S. Horowitz
TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison
DATE: AUGUST 19, 2021