FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-00248
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THE ADAMS EXPRESS COMPANY
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(Exact name of registrant as specified in charter)
7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202
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(Address of principal executive offices)
Lawrence L. Hooper, Jr.
The Adams Express Company
7 Saint Paul Street, Suite 1140
Baltimore, Maryland 21202
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(Name and address of agent for service)
Registrant's telephone number, including area code: (410) 752-5900
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 - June 30, 2014
Item 1. Proxy Voting Record
ABBVIE INC. | |||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABBV | Meeting Date | 09-May-2014 | ||||||||
ISIN | US00287Y1091 | Agenda | 933942725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. ALPERN | For | For | ||||||||
2 | EDWARD M. LIDDY | For | For | ||||||||
3 | FREDERICK H. WADDELL | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
ACE LIMITED | |||||||||||
Security | H0023R105 | Meeting Type | Special | ||||||||
Ticker Symbol | ACE | Meeting Date | 10-Jan-2014 | ||||||||
ISIN | CH0044328745 | Agenda | 933908088 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE PAYMENT OF DIVIDENDS FROM LEGAL RESERVES | Management | For | For | |||||||
2. | ELECTION OF HOMBURGER AG AS OUR INDEPENDENT PROXY UNTIL THE CONCLUSION OF OUR 2014 ORDINARY GENERAL MEETING | Management | For | For | |||||||
3. | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING I/WE HEREWITH AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS IN RESPECT OF THE POSITION OF THE BOARD OF DIRECTORS | Management | Against | Against | |||||||
AETNA INC. | |||||||||||
Security | 00817Y108 | Meeting Type | Annual | ||||||||
Ticker Symbol | AET | Meeting Date | 30-May-2014 | ||||||||
ISIN | US00817Y1082 | Agenda | 933980650 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For | |||||||
2. | APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | TO APPROVE AMENDMENTS TO AETNA'S ARTICLES OF INCORPORATION AND BY- LAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS | Management | For | For | |||||||
4. | TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES OF INCORPORATION TO PROVIDE HOLDERS OF AT LEAST 25% OF THE VOTING POWER OF ALL OUTSTANDING SHARES THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Management | For | For | |||||||
5. | APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN | Management | Against | Against | |||||||
6. | APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | For | For | |||||||
7A. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR | Shareholder | Against | For | |||||||
7B. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS - BOARD OVERSIGHT | Shareholder | Against | For | |||||||
7C. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTION DISCLOSURE | Shareholder | Against | For | |||||||
AGL RESOURCES INC. | |||||||||||
Security | 001204106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GAS | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0012041069 | Agenda | 933938500 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SANDRA N. BANE | For | For | ||||||||
2 | THOMAS D. BELL, JR. | For | For | ||||||||
3 | NORMAN R. BOBINS | For | For | ||||||||
4 | CHARLES R. CRISP | For | For | ||||||||
5 | BRENDA J. GAINES | For | For | ||||||||
6 | ARTHUR E. JOHNSON | For | For | ||||||||
7 | WYCK A. KNOX, JR. | For | For | ||||||||
8 | DENNIS M. LOVE | For | For | ||||||||
9 | DEAN R. O'HARE | For | For | ||||||||
10 | ARMANDO J. OLIVERA | For | For | ||||||||
11 | JOHN E. RAU | For | For | ||||||||
12 | JAMES A. RUBRIGHT | For | For | ||||||||
13 | JOHN W. SOMERHALDER II | For | For | ||||||||
14 | BETTINA M. WHYTE | For | For | ||||||||
15 | HENRY C. WOLF | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING GENDER IDENTITY. | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shareholder | Against | For | |||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US0184901025 | Agenda | 933947799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID E.I. PYOTT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUSSELL T. RAY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRI A. TERMEER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND CEO). | Shareholder | Against | For | |||||||
AMERICAN TOWER CORPORATION | |||||||||||
Security | 03027X100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMT | Meeting Date | 20-May-2014 | ||||||||
ISIN | US03027X1000 | Agenda | 933965735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD M. DYKES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||
Ticker Symbol | APC | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0325111070 | Agenda | 933952651 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES W. GOODYEAR | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL - REPORT ON CLIMATE CHANGE RISK. | Shareholder | Against | For | |||||||
ANALOG DEVICES, INC. | |||||||||||
Security | 032654105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADI | Meeting Date | 12-Mar-2014 | ||||||||
ISIN | US0326541051 | Agenda | 933920072 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: RAY STATA | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: VINCENT T. ROCHE | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: JAMES A. CHAMPY | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: JOHN C. HODGSON | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: NEIL NOVICH | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: F. GRANT SAVIERS | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: LISA T. SU | Management | For | For | |||||||
2) | TO APPROVE, BY NON-BINDING "SAY-ON- PAY" VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
3) | TO APPROVE THE AMENDED AND RESTATED ANALOG DEVICES, INC. 2006 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4) | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
APPLE INC. | |||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 | ||||||||
ISIN | US0378331005 | Agenda | 933915564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM CAMPBELL | For | For | ||||||||
2 | TIMOTHY COOK | For | For | ||||||||
3 | MILLARD DREXLER | For | For | ||||||||
4 | AL GORE | For | For | ||||||||
5 | ROBERT IGER | For | For | ||||||||
6 | ANDREA JUNG | For | For | ||||||||
7 | ARTHUR LEVINSON | For | For | ||||||||
8 | RONALD SUGAR | For | For | ||||||||
2. | THE AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | Management | For | For | |||||||
3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK | Management | For | For | |||||||
4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | Against | Against | |||||||
8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS | Shareholder | Against | For | |||||||
9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" | Shareholder | Against | For | |||||||
10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | For | |||||||
11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" | Shareholder | Against | For | |||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US00206R1023 | Agenda | 933930807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | |||||||
5. | POLITICAL REPORT. | Shareholder | Against | For | |||||||
6. | LOBBYING REPORT. | Shareholder | Against | For | |||||||
7. | WRITTEN CONSENT. | Shareholder | Against | For | |||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADP | Meeting Date | 12-Nov-2013 | ||||||||
ISIN | US0530151036 | Agenda | 933881080 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ELLEN R. ALEMANY | For | For | ||||||||
2 | GREGORY D. BRENNEMAN | For | For | ||||||||
3 | LESLIE A. BRUN | For | For | ||||||||
4 | RICHARD T. CLARK | For | For | ||||||||
5 | ERIC C. FAST | For | For | ||||||||
6 | LINDA R. GOODEN | For | For | ||||||||
7 | R. GLENN HUBBARD | For | For | ||||||||
8 | JOHN P. JONES | For | For | ||||||||
9 | CARLOS A. RODRIGUEZ | For | For | ||||||||
10 | GREGORY L. SUMME | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | APPOINTMENT OF DELOITTE & TOUCHE LLP. | Management | For | For | |||||||
4. | RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS OF THE AUTOMATIC DATA PROCESSING, INC. 2008 OMNIBUS AWARD PLAN. | Management | For | For | |||||||
BERKSHIRE HATHAWAY INC. | |||||||||||
Security | 084670702 | Meeting Type | Annual | ||||||||
Ticker Symbol | BRKB | Meeting Date | 03-May-2014 | ||||||||
ISIN | US0846707026 | Agenda | 933937320 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WARREN E. BUFFETT | For | For | ||||||||
2 | CHARLES T. MUNGER | For | For | ||||||||
3 | HOWARD G. BUFFETT | For | For | ||||||||
4 | STEPHEN B. BURKE | For | For | ||||||||
5 | SUSAN L. DECKER | For | For | ||||||||
6 | WILLIAM H. GATES III | For | For | ||||||||
7 | DAVID S. GOTTESMAN | For | For | ||||||||
8 | CHARLOTTE GUYMAN | For | For | ||||||||
9 | DONALD R. KEOUGH | For | For | ||||||||
10 | THOMAS S. MURPHY | For | For | ||||||||
11 | RONALD L. OLSON | For | For | ||||||||
12 | WALTER SCOTT, JR. | For | For | ||||||||
13 | MERYL B. WITMER | For | For | ||||||||
2 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | For | For | |||||||
3 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | |||||||
4 | SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS. | Shareholder | Against | For | |||||||
5 | SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. | Shareholder | Against | For | |||||||
BIOGEN IDEC INC. | |||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US09062X1037 | Agenda | 933996247 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
BORGWARNER INC. | |||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US0997241064 | Agenda | 933941773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | |||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | Against | For | |||||||
BUNGE LIMITED | |||||||||||
Security | G16962105 | Meeting Type | Annual | ||||||||
Ticker Symbol | BG | Meeting Date | 23-May-2014 | ||||||||
ISIN | BMG169621056 | Agenda | 933970293 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ERNEST G. BACHRACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ENRIQUE H. BOILINI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL M. BROWNER | Management | For | For | |||||||
2. | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | TO RE-APPROVE THE PERFORMANCE GOALS FOR THE BUNGE LIMITED 2009 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
CAPITAL ONE FINANCIAL CORPORATION | |||||||||||
Security | 14040H105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COF | Meeting Date | 01-May-2014 | ||||||||
ISIN | US14040H1059 | Agenda | 933942648 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, III | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | ADVISORY APPROVAL OF CAPITAL ONE'S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
5A. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
5B. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. | Management | For | For | |||||||
5C. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
CELGENE CORPORATION | |||||||||||
Security | 151020104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CELG | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US1510201049 | Agenda | 934002837 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. HUGIN | For | For | ||||||||
2 | R.W. BARKER, D. PHIL. | For | For | ||||||||
3 | MICHAEL D. CASEY | For | For | ||||||||
4 | CARRIE S. COX | For | For | ||||||||
5 | RODMAN L. DRAKE | For | For | ||||||||
6 | M.A. FRIEDMAN, M.D. | For | For | ||||||||
7 | GILLA KAPLAN, PH.D. | For | For | ||||||||
8 | JAMES J. LOUGHLIN | For | For | ||||||||
9 | ERNEST MARIO, PH.D. | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
CF INDUSTRIES HOLDINGS, INC. | |||||||||||
Security | 125269100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CF | Meeting Date | 14-May-2014 | ||||||||
ISIN | US1252691001 | Agenda | 933960987 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM DAVISSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN J. HAGGE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. KUHBACH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. SCHMITT | Management | For | For | |||||||
2. | APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS FROM ARTICLE V (REMOVAL OF DIRECTORS). | Management | For | For | |||||||
3. | APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS FROM ARTICLE X (AMENDMENT OF BYLAWS). | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS FROM ARTICLE XI (CERTAIN AMENDMENTS TO CERTIFICATE OF INCORPORATION). | Management | For | For | |||||||
5. | APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO GRANT HOLDERS OF NOT LESS THAN 25% OF OUR OUTSTANDING COMMON STOCK THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Management | For | For | |||||||
6. | APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
7. | APPROVAL OF CF INDUSTRIES HOLDINGS, INC.'S 2014 EQUITY AND INCENTIVE PLAN. | Management | Against | Against | |||||||
8. | RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
CHEVRON CORPORATION | |||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVX | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1667641005 | Agenda | 933978011 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: C. WARE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Against | For | |||||||
5. | LOBBYING DISCLOSURE | Shareholder | Against | For | |||||||
6. | SHALE ENERGY OPERATIONS | Shareholder | Against | For | |||||||
7. | INDEPENDENT CHAIRMAN | Shareholder | Against | For | |||||||
8. | SPECIAL MEETINGS | Shareholder | Against | For | |||||||
9. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |||||||
10. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US17275R1023 | Agenda | 933882157 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO'S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | For | Against | |||||||
CITIGROUP INC. | |||||||||||
Security | 172967424 | Meeting Type | Annual | ||||||||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US1729674242 | Agenda | 933933637 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | |||||||
COMCAST CORPORATION | |||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMCSA | Meeting Date | 21-May-2014 | ||||||||
ISIN | US20030N1019 | Agenda | 933967563 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KENNETH J. BACON | For | For | ||||||||
2 | SHELDON M. BONOVITZ | For | For | ||||||||
3 | EDWARD D. BREEN | For | For | ||||||||
4 | JOSEPH J. COLLINS | For | For | ||||||||
5 | J. MICHAEL COOK | For | For | ||||||||
6 | GERALD L. HASSELL | For | For | ||||||||
7 | JEFFREY A. HONICKMAN | For | For | ||||||||
8 | EDUARDO G. MESTRE | For | For | ||||||||
9 | BRIAN L. ROBERTS | For | For | ||||||||
10 | RALPH J. ROBERTS | For | For | ||||||||
11 | JOHNATHAN A. RODGERS | For | For | ||||||||
12 | DR. JUDITH RODIN | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
5. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | Against | For | |||||||
COVIDIEN PLC | |||||||||||
Security | G2554F113 | Meeting Type | Annual | ||||||||
Ticker Symbol | COV | Meeting Date | 19-Mar-2014 | ||||||||
ISIN | IE00B68SQD29 | Agenda | 933918128 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||
2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | For | |||||||
6) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES. | Management | For | For | |||||||
S7) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. | Management | For | For | |||||||
CVS CAREMARK CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US1266501006 | Agenda | 933947953 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
DELTA AIR LINES, INC. | |||||||||||
Security | 247361702 | Meeting Type | Annual | ||||||||
Ticker Symbol | DAL | Meeting Date | 27-Jun-2014 | ||||||||
ISIN | US2473617023 | Agenda | 934020809 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: KENNETH C. ROGERS | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS. | Management | For | For | |||||||
5. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS ADOPT A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | For | |||||||
DIAGEO PLC | |||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US25243Q2057 | Agenda | 933869084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | REPORT AND ACCOUNTS 2013. | Management | For | ||||||||
2. | DIRECTORS' REMUNERATION REPORT 2013. | Management | For | ||||||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | ||||||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | ||||||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | ||||||||
13. | APPOINTMENT OF AUDITOR. | Management | For | ||||||||
14. | REMUNERATION OF AUDITOR. | Management | For | ||||||||
15. | AUTHORITY TO ALLOT SHARES. | Management | For | ||||||||
16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | ||||||||
17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | ||||||||
18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | ||||||||
19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | ||||||||
DOLLAR GENERAL CORPORATION | |||||||||||
Security | 256677105 | Meeting Type | Annual | ||||||||
Ticker Symbol | DG | Meeting Date | 29-May-2014 | ||||||||
ISIN | US2566771059 | Agenda | 933972261 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WARREN F. BRYANT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MICHAEL M. CALBERT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SANDRA B. COCHRAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD W. DREILING | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PATRICIA D. FILI- KRUSHEL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY (NONBINDING) BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
DOVER CORPORATION | |||||||||||
Security | 260003108 | Meeting Type | Annual | ||||||||
Ticker Symbol | DOV | Meeting Date | 01-May-2014 | ||||||||
ISIN | US2600031080 | Agenda | 933940721 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
5. | TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
6. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
8. | TO APPROVE AN AMENDMENT TO OUR BY- LAWS TO PERMIT SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For | |||||||
EASTMAN CHEMICAL COMPANY | |||||||||||
Security | 277432100 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMN | Meeting Date | 01-May-2014 | ||||||||
ISIN | US2774321002 | Agenda | 933950140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For | |||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
EATON CORPORATION PLC | |||||||||||
Security | G29183103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETN | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | IE00B8KQN827 | Agenda | 933937243 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | |||||||
2. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | AUTHORIZING THE COMPANY OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
EDISON INTERNATIONAL | |||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||
Ticker Symbol | EIX | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US2810201077 | Agenda | 933932370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCE A. CORDOVA | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRADFORD M. FREEMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LUIS G. NOGALES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THOMAS C. SUTTON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELLEN O. TAUSCHER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: PETER J. TAYLOR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: BRETT WHITE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
EMERSON ELECTRIC CO. | |||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMR | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US2910111044 | Agenda | 933908292 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | D.N. FARR* | For | For | ||||||||
2 | H. GREEN* | For | For | ||||||||
3 | C.A. PETERS* | For | For | ||||||||
4 | J.W. PRUEHER* | For | For | ||||||||
5 | A.A. BUSCH III# | For | For | ||||||||
6 | J.S. TURLEY# | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
5. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
6. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
EOG RESOURCES, INC. | |||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
EXXON MOBIL CORPORATION | |||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||
Ticker Symbol | XOM | Meeting Date | 28-May-2014 | ||||||||
ISIN | US30231G1022 | Agenda | 933975154 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | M.J. BOSKIN | For | For | ||||||||
2 | P. BRABECK-LETMATHE | For | For | ||||||||
3 | U.M. BURNS | For | For | ||||||||
4 | L.R. FAULKNER | For | For | ||||||||
5 | J.S. FISHMAN | For | For | ||||||||
6 | H.H. FORE | For | For | ||||||||
7 | K.C. FRAZIER | For | For | ||||||||
8 | W.W. GEORGE | For | For | ||||||||
9 | S.J. PALMISANO | For | For | ||||||||
10 | S.S REINEMUND | For | For | ||||||||
11 | R.W. TILLERSON | For | For | ||||||||
12 | W.C. WELDON | For | For | ||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | MAJORITY VOTE FOR DIRECTORS | Shareholder | Against | For | |||||||
5. | LIMIT DIRECTORSHIPS | Shareholder | Against | For | |||||||
6. | AMENDMENT OF EEO POLICY | Shareholder | Against | For | |||||||
7. | REPORT ON LOBBYING | Shareholder | Against | For | |||||||
8. | GREENHOUSE GAS EMISSIONS GOALS | Shareholder | Against | For | |||||||
FACEBOOK INC. | |||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FB | Meeting Date | 22-May-2014 | ||||||||
ISIN | US30303M1027 | Agenda | 933958324 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARC L. ANDREESSEN | For | For | ||||||||
2 | ERSKINE B. BOWLES | For | For | ||||||||
3 | S.D. DESMOND-HELLMANN | For | For | ||||||||
4 | DONALD E. GRAHAM | For | For | ||||||||
5 | REED HASTINGS | For | For | ||||||||
6 | SHERYL K. SANDBERG | For | For | ||||||||
7 | PETER A. THIEL | For | For | ||||||||
8 | MARK ZUCKERBERG | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | |||||||
4. | A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH. | Shareholder | Against | For | |||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | |||||||
FEDEX CORPORATION | |||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2013 | ||||||||
ISIN | US31428X1063 | Agenda | 933866608 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
3. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | Against | Against | |||||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL ("LIMIT ACCELERATED EXECUTIVE PAY"). | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | Shareholder | Against | For | |||||||
9. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | |||||||
10. | STOCKHOLDER PROPOSAL REGARDING CONGRUENCY BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
11. | STOCKHOLDER PROPOSAL REGARDING VOTE COUNTING TO EXCLUDE ABSTENTIONS. | Shareholder | Against | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US3696041033 | Agenda | 933932534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | |||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | For | |||||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | |||||||
C6 | SELL THE COMPANY | Shareholder | Against | For | |||||||
GENERAL MILLS, INC. | |||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US3703341046 | Agenda | 933866103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | |||||||
2) | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3) | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4) | STOCKHOLDER PROPOSAL FOR REPORT ON RESPONSIBILITY FOR POST-CONSUMER PACKAGING. | Shareholder | Against | For | |||||||
GILEAD SCIENCES, INC. | |||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GILD | Meeting Date | 07-May-2014 | ||||||||
ISIN | US3755581036 | Agenda | 933943006 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | |||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | |||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD'S MEDICINES. | Shareholder | Against | For | |||||||
GNC HOLDINGS INC. | |||||||||||
Security | 36191G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | GNC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US36191G1076 | Agenda | 933961876 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY P. BERGER | For | For | ||||||||
2 | ALAN D. FELDMAN | For | For | ||||||||
3 | JOSEPH M. FORTUNATO | For | For | ||||||||
4 | MICHAEL F. HINES | For | For | ||||||||
5 | AMY B. LANE | For | For | ||||||||
6 | PHILIP E. MALLOTT | For | For | ||||||||
7 | ROBERT F. MORAN | For | For | ||||||||
8 | C. SCOTT O'HARA | For | For | ||||||||
9 | RICHARD J. WALLACE | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR | Management | For | For | |||||||
3 | THE APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN THE PROXY MATERIALS | Management | For | For | |||||||
GOOGLE INC. | |||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | ||||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LARRY PAGE | For | For | ||||||||
2 | SERGEY BRIN | For | For | ||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||
4 | L. JOHN DOERR | For | For | ||||||||
5 | DIANE B. GREENE | For | For | ||||||||
6 | JOHN L. HENNESSY | For | For | ||||||||
7 | ANN MATHER | For | For | ||||||||
8 | PAUL S. OTELLINI | For | For | ||||||||
9 | K. RAM SHRIRAM | For | For | ||||||||
10 | SHIRLEY M. TILGHMAN | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
HALLIBURTON COMPANY | |||||||||||
Security | 406216101 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAL | Meeting Date | 21-May-2014 | ||||||||
ISIN | US4062161017 | Agenda | 933970786 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | |||||||
2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For | |||||||
HANESBRANDS INC. | |||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HBI | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US4103451021 | Agenda | 933930617 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BOBBY J. GRIFFIN | For | For | ||||||||
2 | JAMES C. JOHNSON | For | For | ||||||||
3 | JESSICA T. MATHEWS | For | For | ||||||||
4 | ROBERT F. MORAN | For | For | ||||||||
5 | J. PATRICK MULCAHY | For | For | ||||||||
6 | RONALD L. NELSON | For | For | ||||||||
7 | RICHARD A. NOLL | For | For | ||||||||
8 | ANDREW J. SCHINDLER | For | For | ||||||||
9 | ANN E. ZIEGLER | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2014 FISCAL YEAR | Management | For | For | |||||||
HONEYWELL INTERNATIONAL INC. | |||||||||||
Security | 438516106 | Meeting Type | Annual | ||||||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US4385161066 | Agenda | 933934526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||
INTEL CORPORATION | |||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4581401001 | Agenda | 933962854 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBM | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US4592001014 | Agenda | 933935237 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | |||||||
4. | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE (PAGE 73) | Management | For | For | |||||||
5. | ADOPTION OF THE IBM 2014 EMPLOYEES STOCK PURCHASE PLAN (PAGE 76) | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 78) | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 79) | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY (PAGE 80) | Shareholder | Against | For | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US46625H1005 | Agenda | 933970089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | |||||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | |||||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For | |||||||
LINCOLN NATIONAL CORPORATION | |||||||||||
Security | 534187109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US5341871094 | Agenda | 933967727 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: DENNIS R. GLASS | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MICHAEL F. MEE | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | THE APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
4. | THE APPROVAL OF THE LINCOLN NATIONAL CORPORATION 2014 INCENTIVE COMPENSATION PLAN | Management | Against | Against | |||||||
LOWE'S COMPANIES, INC. | |||||||||||
Security | 548661107 | Meeting Type | Annual | ||||||||
Ticker Symbol | LOW | Meeting Date | 30-May-2014 | ||||||||
ISIN | US5486611073 | Agenda | 933978059 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RAUL ALVAREZ | For | For | ||||||||
2 | DAVID W. BERNAUER | For | For | ||||||||
3 | LEONARD L. BERRY | For | For | ||||||||
4 | ANGELA F. BRALY | For | For | ||||||||
5 | RICHARD W. DREILING | For | For | ||||||||
6 | DAWN E. HUDSON | For | For | ||||||||
7 | ROBERT L. JOHNSON | For | For | ||||||||
8 | MARSHALL O. LARSEN | For | For | ||||||||
9 | RICHARD K. LOCHRIDGE | For | For | ||||||||
10 | ROBERT A. NIBLOCK | For | For | ||||||||
11 | ERIC C. WISEMAN | For | For | ||||||||
2. | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED 2006 LONG TERM INCENTIVE PLAN. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING REPORT ON IMPACT OF SUSTAINABILITY POLICY. | Shareholder | Against | For | |||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||
Ticker Symbol | LYB | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | NL0009434992 | Agenda | 933954287 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | TO ELECT JAGJEET S. BINDRA, CLASS I DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2017 | Management | For | For | |||||||
1B. | TO ELECT MILTON CARROLL, CLASS I DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2017 | Management | For | For | |||||||
1C. | TO ELECT CLAIRE S. FARLEY, CLASS I DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2017 | Management | For | For | |||||||
1D. | TO ELECT RUDY VAN DER MEER, CLASS I DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2017 | Management | For | For | |||||||
1E. | TO ELECT ISABELLA D. GOREN, CLASS II DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2015 | Management | For | For | |||||||
1F. | TO ELECT NANCE K. DICCIANI, CLASS III DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2016 | Management | For | For | |||||||
2A. | TO ELECT MANAGING DIRECTOR TO SERVE A FOUR-YEAR TERM: KARYN F. OVELMEN | Management | For | For | |||||||
2B. | TO ELECT MANAGING DIRECTOR TO SERVE A FOUR-YEAR TERM: CRAIG B. GLIDDEN | Management | For | For | |||||||
2C. | TO ELECT MANAGING DIRECTOR TO SERVE A FOUR-YEAR TERM: BHAVESH V. PATEL | Management | For | For | |||||||
2D. | TO ELECT MANAGING DIRECTOR TO SERVE A FOUR-YEAR TERM: PATRICK D. QUARLES | Management | For | For | |||||||
2E. | TO ELECT MANAGING DIRECTOR TO SERVE A FOUR-YEAR TERM: TIMOTHY D. ROBERTS | Management | For | For | |||||||
3. | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Management | For | For | |||||||
4. | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||
5. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
7. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH ANNUAL ACCOUNTS | Management | For | For | |||||||
8. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2013 FISCAL YEAR | Management | For | For | |||||||
9. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | |||||||
10. | APPROVAL TO REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL | Management | For | For | |||||||
11. | APPROVAL TO CANCEL UP TO 10% OF ISSUED SHARE CAPITAL HELD IN TREASURY | Management | For | For | |||||||
MAGNA INTERNATIONAL INC. | |||||||||||
Security | 559222401 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGA | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA5592224011 | Agenda | 933971170 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | SCOTT B. BONHAM | For | For | ||||||||
2 | PETER G. BOWIE | For | For | ||||||||
3 | HON. J. TREVOR EYTON | For | For | ||||||||
4 | V. PETER HARDER | For | For | ||||||||
5 | LADY BARBARA JUDGE | For | For | ||||||||
6 | DR. KURT J. LAUK | For | For | ||||||||
7 | CYNTHIA A. NIEKAMP | For | For | ||||||||
8 | DR.I.V. SAMARASEKERA | For | For | ||||||||
9 | DONALD J. WALKER | For | For | ||||||||
10 | LAWRENCE D. WORRALL | For | For | ||||||||
11 | WILLIAM L. YOUNG | For | For | ||||||||
02 | APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Management | For | For | |||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/ PROXY STATEMENT. | Management | For | For | |||||||
MASTERCARD INCORPORATED | |||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US57636Q1040 | Agenda | 933987351 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
MCDONALD'S CORPORATION | |||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US5801351017 | Agenda | 933967854 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROGER W. STONE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | APPROVAL OF PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2009 CASH INCENTIVE PLAN. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
5. | ADVISORY VOTE REQUESTING THE ABILITY FOR SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. | Shareholder | Against | For | |||||||
MCKESSON CORPORATION | |||||||||||
Security | 58155Q103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCK | Meeting Date | 31-Jul-2013 | ||||||||
ISIN | US58155Q1031 | Agenda | 933853738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVAL OF 2013 STOCK PLAN. | Management | Against | Against | |||||||
5. | APPROVAL OF AMENDMENT TO 2000 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
6. | APPROVAL OF AMENDMENTS TO BY-LAWS TO PROVIDE FOR A STOCKHOLDER RIGHT TO CALL SPECIAL MEETINGS. | Management | For | For | |||||||
7. | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF STOCKHOLDERS. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | |||||||
9. | STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION UNTIL REACHING NORMAL RETIREMENT AGE OR TERMINATING EMPLOYMENT. | Shareholder | Against | For | |||||||
10. | STOCKHOLDER PROPOSAL ON COMPENSATION CLAWBACK POLICY. | Shareholder | Against | For | |||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 27-May-2014 | ||||||||
ISIN | US58933Y1055 | Agenda | 933975180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | |||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | |||||||
NEXTERA ENERGY, INC. | |||||||||||
Security | 65339F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEE | Meeting Date | 22-May-2014 | ||||||||
ISIN | US65339F1012 | Agenda | 933956611 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL - ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES OF INCORPORATION AND BYLAWS. | Shareholder | Against | For | |||||||
NRG ENERGY, INC. | |||||||||||
Security | 629377508 | Meeting Type | Annual | ||||||||
Ticker Symbol | NRG | Meeting Date | 08-May-2014 | ||||||||
ISIN | US6293775085 | Agenda | 933950241 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: LAWRENCE S. COBEN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID CRANE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TERRY G. DALLAS | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PAUL W. HOBBY | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: WALTER R. YOUNG | Management | For | For | |||||||
2. | TO APPROVE NRG'S EXECUTIVE COMPENSATION (SAY ON PAY PROPOSAL). | Management | For | For | |||||||
3. | TO ADOPT THE NRG ENERGY, INC. AMENDED & RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
ORACLE CORPORATION | |||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | ||||||||
ISIN | US68389X1054 | Agenda | 933878300 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | JEFFREY S. BERG | For | For | ||||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||||
4 | SAFRA A. CATZ | For | For | ||||||||
5 | BRUCE R. CHIZEN | For | For | ||||||||
6 | GEORGE H. CONRADES | For | For | ||||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||||
9 | JEFFREY O. HENLEY | For | For | ||||||||
10 | MARK V. HURD | For | For | ||||||||
11 | NAOMI O. SELIGMAN | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | For | For | |||||||
3 | APPROVAL OF AMENDMENT TO THE LONG- TERM EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | |||||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | Against | For | |||||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For | |||||||
PEPSICO, INC. | |||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | |||||||
PETROLEUM & RESOURCES CORPORATION | |||||||||||
Security | 716549100 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEO | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US7165491009 | Agenda | 933925604 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ENRIQUE R. ARZAC | For | For | ||||||||
2 | PHYLLIS O. BONANNO | For | For | ||||||||
3 | KENNETH J. DALE | For | For | ||||||||
4 | FREDERIC A. ESCHERICH | For | For | ||||||||
5 | ROGER W. GALE | For | For | ||||||||
6 | KATHLEEN T. MCGAHRAN | For | For | ||||||||
7 | CRAIG R. SMITH | For | For | ||||||||
8 | MARK E. STOECKLE | For | For | ||||||||
2. | THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC AUDITORS. | Management | For | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US7170811035 | Agenda | 933933738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | For | |||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | Against | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7181721090 | Agenda | 933946444 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING | Shareholder | Against | For | |||||||
PINNACLE WEST CAPITAL CORPORATION | |||||||||||
Security | 723484101 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNW | Meeting Date | 21-May-2014 | ||||||||
ISIN | US7234841010 | Agenda | 933944060 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DONALD E. BRANDT | For | For | ||||||||
2 | SUSAN CLARK-JOHNSON | For | For | ||||||||
3 | DENIS A. CORTESE, M.D. | For | For | ||||||||
4 | RICHARD P. FOX | For | For | ||||||||
5 | MICHAEL L. GALLAGHER | For | For | ||||||||
6 | R.A. HERBERGER, JR, PHD | For | For | ||||||||
7 | DALE E. KLEIN, PH.D. | For | For | ||||||||
8 | HUMBERTO S. LOPEZ | For | For | ||||||||
9 | KATHRYN L. MUNRO | For | For | ||||||||
10 | BRUCE J. NORDSTROM | For | For | ||||||||
11 | DAVID P. WAGENER | For | For | ||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2014 PROXY STATEMENT. | Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
PRAXAIR, INC. | |||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | PX | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US74005P1049 | Agenda | 933933803 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | |||||||
PRUDENTIAL FINANCIAL, INC. | |||||||||||
Security | 744320102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PRU | Meeting Date | 13-May-2014 | ||||||||
ISIN | US7443201022 | Agenda | 933961383 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARTINA HUND- MEJEAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK OWNERSHIP. | Shareholder | Against | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | US7475251036 | Agenda | 933916150 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||
SBA COMMUNICATIONS CORPORATION | |||||||||||
Security | 78388J106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBAC | Meeting Date | 08-May-2014 | ||||||||
ISIN | US78388J1060 | Agenda | 933950378 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: STEVEN E. BERNSTEIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: DUNCAN H. COCROFT | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
SIMON PROPERTY GROUP, INC. | |||||||||||
Security | 828806109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8288061091 | Agenda | 933983199 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ALLAN HUBBARD | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Management | For | For | |||||||
2. | ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION AND APPROVAL OF THE AMENDED AND RESTATED 1998 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
SLM CORPORATION | |||||||||||
Security | 78442P106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLM | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US78442P1066 | Agenda | 934011797 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL G. CHILD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSEPH A. DEPAULO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CARTER WARREN FRANKE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EARL A. GOODE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RONALD F. HUNT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARIANNE KELER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JED H. PITCHER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK C. PULEO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RAYMOND J. QUINLAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. STRONG | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF SLM CORPORATION'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS SLM CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT TO THE LIMITED LIABILITY COMPANY AGREEMENT OF NAVIENT, LLC TO ELIMINATE THE PROVISION REQUIRING SLM CORPORATION STOCKHOLDERS TO APPROVE CERTAIN ACTIONS. | Management | For | For | |||||||
5. | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF SLM CORPORATION, AS AMENDED, TO ELIMINATE CUMULATIVE VOTING. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | ||||||||
7. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF LOBBYING EXPENDITURES AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||
THE ALLSTATE CORPORATION | |||||||||||
Security | 020002101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALL | Meeting Date | 20-May-2014 | ||||||||
ISIN | US0200021014 | Agenda | 933962878 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN MATERIAL TERMS. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL EXPENDITURES. | Shareholder | Against | For | |||||||
THE BOEING COMPANY | |||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||
Ticker Symbol | BA | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US0970231058 | Agenda | 933932368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | |||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | Management | Against | Against | |||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For | |||||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US1912161007 | Agenda | 933928256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
THE NASDAQ OMX GROUP, INC. | |||||||||||
Security | 631103108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NDAQ | Meeting Date | 07-May-2014 | ||||||||
ISIN | US6311031081 | Agenda | 933951445 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEVEN D. BLACK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BORJE E. EKHOLM | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT GREIFELD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ESSA KAZIM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN D. MARKESE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THOMAS F. O'NEILL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LARS R. WEDENBORN | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS NASDAQ OMX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Management | For | For | |||||||
4. | TO APPROVE THE NASDAQ OMX EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | |||||||
5. | TO APPROVE AN AMENDMENT OF NASDAQ OMX'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CONFORM A PROVISION TO AN ANALOGOUS PROVISION IN NASDAQ OMX'S BY-LAWS. | Management | For | For | |||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2013 | ||||||||
ISIN | US7427181091 | Agenda | 933868525 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | AMEND THE COMPANY'S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | |||||||
4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK PLAN | Management | For | For | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | For | For | |||||||
THE WALT DISNEY COMPANY | |||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||
Ticker Symbol | DIS | Meeting Date | 18-Mar-2014 | ||||||||
ISIN | US2546871060 | Agenda | 933918736 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. | Shareholder | Against | For | |||||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS. | Shareholder | Against | For | |||||||
UNILEVER PLC | |||||||||||
Security | 904767704 | Meeting Type | Annual | ||||||||
Ticker Symbol | UL | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9047677045 | Agenda | 933969416 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | |||||||
4. | TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR | Management | For | For | |||||||
5. | TO RE-ELECT MR R J-M S HUET AS A DIRECTOR | Management | For | For | |||||||
6. | TO RE-ELECT MRS L M CHA AS A DIRECTOR | Management | For | For | |||||||
7. | TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR | Management | For | For | |||||||
8. | TO RE-ELECT MS A M FUDGE AS A DIRECTOR | Management | For | For | |||||||
9. | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For | |||||||
10. | TO RE-ELECT MS M MA AS A DIRECTOR | Management | For | For | |||||||
11. | TO RE-ELECT MS H NYASULU AS A DIRECTOR | Management | For | For | |||||||
12. | TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP AS A DIRECTOR | Management | For | For | |||||||
13. | TO RE-ELECT MR J RISHTON AS A DIRECTOR | Management | For | For | |||||||
14. | TO RE-ELECT MR K J STORM AS A DIRECTOR | Management | For | For | |||||||
15. | TO RE-ELECT MR M TRESCHOW AS A DIRECTOR | Management | For | For | |||||||
16. | TO RE-ELECT MR P S WALSH AS A DIRECTOR | Management | For | For | |||||||
17. | TO ELECT MR F SIJBESMA AS A DIRECTOR | Management | For | For | |||||||
18. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | |||||||
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
20. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | |||||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||
22. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
23. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
24. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||
UNION PACIFIC CORPORATION | |||||||||||
Security | 907818108 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9078181081 | Agenda | 933969012 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | |||||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||||
Security | 913017109 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTX | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US9130171096 | Agenda | 933936378 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | |||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
3. | APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS | Management | Against | Against | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Special | ||||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | |||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
WELLS FARGO & COMPANY | |||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US9497461015 | Agenda | 933937089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | |||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | |||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | |||||||
WHIRLPOOL CORPORATION | |||||||||||
Security | 963320106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WHR | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US9633201069 | Agenda | 933927672 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GARY T. DICAMILLO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DIANE M. DIETZ | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM T. KERR | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN D. LIU | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE WHIRLPOOL CORPORATION 2014 EXECUTIVE PERFORMANCE EXCELLENCE PLAN. | Management | For | For | |||||||
ZIMMER HOLDINGS, INC. | |||||||||||
Security | 98956P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZMH | Meeting Date | 06-May-2014 | ||||||||
ISIN | US98956P1021 | Agenda | 933947600 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BETSY J. BERNARD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GAIL K. BOUDREAUX | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID C. DVORAK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE ADAMS EXPRESS COMPANY
-------------------------------------------------------------------------
(Registrant)
BY: | /s/ Mark E. Stoeckle |
--------------------------------------------------- | |
Mark E. Stoeckle | |
Chief Executive Officer | |
(Principal Executive Officer) | |
DATE: | July 18, 2014 |