FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-00248
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ADAMS DIVERSIFIED EQUITY FUND, INC.
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(Exact name of registrant as specified in charter)
500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202
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(Address of principal executive offices)
Lawrence L. Hooper, Jr.
Adams Diversified Equity Fund, Inc.
500 East Pratt Street, Suite 1300
Baltimore, Maryland 21202
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(Name and address of agent for service)
Registrant's telephone number, including area code: (410) 752-5900
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 - June 30, 2017
Item 1. Proxy Voting Record
ABBVIE INC. | |||||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ABBV | Meeting Date | 05-May-2017 | ||||||||||
ISIN | US00287Y1091 | Agenda | 934548821 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | ROBERT J. ALPERN | For | For | ||||||||||
2 | EDWARD M. LIDDY | For | For | ||||||||||
3 | MELODY B. MEYER | For | For | ||||||||||
4 | FREDERICK H. WADDELL | For | For | ||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | |||||||||
5. | STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING | Shareholder | Against | For | |||||||||
6. | STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO | Shareholder | Against | For | |||||||||
ADAMS NATURAL RESOURCES FUND, INC | |||||||||||||
Security | 00548F105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PEO | Meeting Date | 21-Apr-2017 | ||||||||||
ISIN | US00548F1057 | Agenda | 934532385 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | ENRIQUE R. ARZAC | For | For | ||||||||||
2 | PHYLLIS O. BONANNO | For | For | ||||||||||
3 | KENNETH J. DALE | For | For | ||||||||||
4 | FREDERIC A. ESCHERICH | For | For | ||||||||||
5 | ROGER W. GALE | For | For | ||||||||||
6 | KATHLEEN T. MCGAHRAN | For | For | ||||||||||
7 | CRAIG R. SMITH | For | For | ||||||||||
8 | MARK E. STOECKLE | For | For | ||||||||||
2. | THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC AUDITORS. | Management | For | For | |||||||||
ADOBE SYSTEMS INCORPORATED | |||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ADBE | Meeting Date | 12-Apr-2017 | ||||||||||
ISIN | US00724F1012 | Agenda | 934534581 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: EDWARD BARNHOLT | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ROBERT BURGESS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: FRANK CALDERONI | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JAMES DALEY | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: LAURA DESMOND | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: CHARLES GESCHKE | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN WARNOCK | Management | For | For | |||||||||
2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | Management | Against | Against | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||||
4. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
5. | APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
AETNA INC. | |||||||||||||
Security | 00817Y108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AET | Meeting Date | 19-May-2017 | ||||||||||
ISIN | US00817Y1082 | Agenda | 934574698 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | |||||||||
2. | COMPANY PROPOSAL - APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||
3. | COMPANY PROPOSAL - APPROVAL OF AMENDMENT TO AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF SHARES AUTHORIZED TO BE ISSUED | Management | For | For | |||||||||
4. | COMPANY PROPOSAL - APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | For | For | |||||||||
5. | COMPANY PROPOSAL - NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 3 Years | ||||||||||
6A. | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON DIRECT AND INDIRECT LOBBYING | Shareholder | Against | For | |||||||||
6B. | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON GENDER PAY GAP | Shareholder | Against | For | |||||||||
ALLERGAN PLC | |||||||||||||
Security | G0177J108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AGN | Meeting Date | 04-May-2017 | ||||||||||
ISIN | IE00BY9D5467 | Agenda | 934551537 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES H. BLOEM | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: CATHERINE M. KLEMA | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | For | For | |||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 3 Years | Against | |||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION. | Management | For | For | |||||||||
5. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE PURPOSES OF SECTION 162(M) UNDER THE ALLERGAN PLC 2017 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||
6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
ALPHABET INC | |||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | ||||||||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | LARRY PAGE | For | For | ||||||||||
2 | SERGEY BRIN | For | For | ||||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||||
4 | L. JOHN DOERR | For | For | ||||||||||
5 | ROGER W. FERGUSON, JR. | For | For | ||||||||||
6 | DIANE B. GREENE | For | For | ||||||||||
7 | JOHN L. HENNESSY | For | For | ||||||||||
8 | ANN MATHER | For | For | ||||||||||
9 | ALAN R. MULALLY | For | For | ||||||||||
10 | PAUL S. OTELLINI | For | For | ||||||||||
11 | K. RAM SHRIRAM | For | For | ||||||||||
12 | SHIRLEY M. TILGHMAN | For | For | ||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | Against | Against | |||||||||
4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | |||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||
AMAZON.COM, INC. | |||||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | ||||||||||
ISIN | US0231351067 | Agenda | 934583596 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | For | |||||||||
5. | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | Against | For | |||||||||
7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Against | For | |||||||||
8. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For | |||||||||
AMERICAN EXPRESS COMPANY | |||||||||||||
Security | 025816109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AXP | Meeting Date | 01-May-2017 | ||||||||||
ISIN | US0258161092 | Agenda | 934545231 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: RALPH DE LA VEGA | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: ANNE L. LAUVERGEON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: THEODORE J. LEONSIS | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: RICHARD C. LEVIN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: SAMUEL J. PALMISANO | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DANIEL L. VASELLA | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. | Shareholder | Against | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||||
Security | 026874784 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AIG | Meeting Date | 28-Jun-2017 | ||||||||||
ISIN | US0268747849 | Agenda | 934630117 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | For | For | |||||||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | For | For | |||||||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
AMERICAN TOWER CORPORATION | |||||||||||||
Security | 03027X100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AMT | Meeting Date | 31-May-2017 | ||||||||||
ISIN | US03027X1000 | Agenda | 934590945 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ROBERT D. HORMATS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: CRAIG MACNAB | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
AMGEN INC. | |||||||||||||
Security | 031162100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AMGN | Meeting Date | 19-May-2017 | ||||||||||
ISIN | US0311621009 | Agenda | 934569039 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | Against | For | |||||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | APC | Meeting Date | 10-May-2017 | ||||||||||
ISIN | US0325111070 | Agenda | 934553769 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: DAVID E. CONSTABLE | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SEAN GOURLEY | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: R. A. WALKER | Management | For | For | |||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | Against | |||||||||
APPLE INC. | |||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | For | |||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | |||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | For | |||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | For | |||||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | |||||||||
AVALONBAY COMMUNITIES, INC. | |||||||||||||
Security | 053484101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AVB | Meeting Date | 18-May-2017 | ||||||||||
ISIN | US0534841012 | Agenda | 934584106 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: TERRY S. BROWN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ALAN B. BUCKELEW | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: RONALD L. HAVNER, JR. | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: RICHARD J. LIEB | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: PETER S. RUMMELL | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: H. JAY SARLES | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SUSAN SWANEZY | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED 2009 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||||
4. | TO ADOPT A RESOLUTION APPROVING, ON A NON- BINDING ADVISORY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||||
5. | TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY OF FUTURE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | 3 Years | Against | |||||||||
BANK OF AMERICA CORPORATION | |||||||||||||
Security | 060505104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BAC | Meeting Date | 26-Apr-2017 | ||||||||||
ISIN | US0605051046 | Agenda | 934543453 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | For | For | |||||||||
3. | A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION) | Management | 3 Years | Against | |||||||||
4. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
5. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | For | |||||||||
6. | STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS | Shareholder | Against | For | |||||||||
7. | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||
8. | STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY | Shareholder | Against | For | |||||||||
BIOGEN INC. | |||||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BIIB | Meeting Date | 07-Jun-2017 | ||||||||||
ISIN | US09062X1037 | Agenda | 934600568 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: MICHEL VOUNATSOS | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN. | Management | Against | Against | |||||||||
BLACKROCK, INC. | |||||||||||||
Security | 09247X101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BLK | Meeting Date | 25-May-2017 | ||||||||||
ISIN | US09247X1019 | Agenda | 934585603 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL- HAMAD | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: LAURENCE D. FINK | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. KAPITO | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | |||||||||
1O. | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | For | For | |||||||||
1P. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT | Management | For | For | |||||||||
1Q. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | |||||||||
1R. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | |||||||||
2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | For | For | |||||||||
5. | A SHAREHOLDER PROPOSAL REGARDING PROXY VOTING RECORD ON EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING PRODUCTION OF AN ANNUAL REPORT ON CERTAIN TRADE ASSOCIATION AND LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||||
BROADCOM LIMITED | |||||||||||||
Security | Y09827109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AVGO | Meeting Date | 05-Apr-2017 | ||||||||||
ISIN | SG9999014823 | Agenda | 934531977 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: MR. HOCK E. TAN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MR. JAMES V. DILLER | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MR. LEWIS C. EGGEBRECHT | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MR. KENNETH Y. HAO | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MR. EDDY W. HARTENSTEIN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: MR. CHECK KIAN LOW | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: MR. DONALD MACLEOD | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MR. PETER J. MARKS | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: DR. HENRY SAMUELI | Management | For | For | |||||||||
2. | TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. | Management | For | For | |||||||||
3. | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES IN OUR CAPITAL, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. | Management | For | For | |||||||||
4. | TO APPROVE THE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN BROADCOM'S PROXY STATEMENT RELATING TO ITS 2017 ANNUAL GENERAL MEETING. | Management | For | For | |||||||||
5. | TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. | Management | 3 Years | Against | |||||||||
CENTERPOINT ENERGY, INC. | |||||||||||||
Security | 15189T107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CNP | Meeting Date | 27-Apr-2017 | ||||||||||
ISIN | US15189T1079 | Agenda | 934543946 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: MILTON CARROLL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL P. JOHNSON | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JANIECE M. LONGORIA | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: SCOTT J. MCLEAN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: THEODORE F. POUND | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SUSAN O. RHENEY | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: PHILLIP R. SMITH | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. SOMERHALDER II | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: PETER S. WAREING | Management | For | For | |||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2017. | Management | For | For | |||||||||
3. | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
CHUBB LIMITED | |||||||||||||
Security | H1467J104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CB | Meeting Date | 18-May-2017 | ||||||||||
ISIN | CH0044328745 | Agenda | 934577872 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1 | APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | |||||||||
2A | ALLOCATION OF DISPOSABLE PROFIT | Management | For | For | |||||||||
2B | DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND RESERVE) | Management | For | For | |||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||
4A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR | Management | For | For | |||||||||
4B | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF U.S. SECURITIES LAW REPORTING | Management | For | For | |||||||||
4C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM | Management | For | For | |||||||||
5A | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||||
5B | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | |||||||||
5C | ELECTION OF DIRECTOR: MICHAEL G. ATIEH | Management | For | For | |||||||||
5D | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | |||||||||
5E | ELECTION OF DIRECTOR: JAMES I. CASH | Management | For | For | |||||||||
5F | ELECTION OF DIRECTOR: MARY CIRILLO | Management | For | For | |||||||||
5G | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | |||||||||
5H | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | |||||||||
5I | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | |||||||||
5J | ELECTION OF DIRECTOR: KIMBERLY A. ROSS | Management | For | For | |||||||||
5K | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | |||||||||
5L | ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. | Management | For | For | |||||||||
5M | ELECTION OF DIRECTOR: THEODORE E. SHASTA | Management | For | For | |||||||||
5N | ELECTION OF DIRECTOR: DAVID H. SIDWELL | Management | For | For | |||||||||
5O | ELECTION OF DIRECTOR: OLIVIER STEIMER | Management | For | For | |||||||||
5P | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | |||||||||
6 | ELECTION OF EVAN G. GREENBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||
7A | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS | Management | For | For | |||||||||
7B | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MARY CIRILLO | Management | For | For | |||||||||
7C | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ | Management | For | For | |||||||||
7D | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT W. SCULLY | Management | For | For | |||||||||
7E | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN | Management | For | For | |||||||||
8 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Management | For | For | |||||||||
9 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | |||||||||
10A | COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||||
10B | COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR | Management | For | For | |||||||||
11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | Management | For | For | |||||||||
12 | ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | Management | 3 Years | Against | |||||||||
13 | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR " TO VOTE IN ACCORDANCE WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE AGAINST NEW ITEMS AND PROPOSALS, MARK "ABSTAIN" TO ABSTAIN. | Management | Abstain | Against | |||||||||
CISCO SYSTEMS | |||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2016 | ||||||||||
ISIN | US17275R1023 | Agenda | 934494357 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: AMY L. CHANG | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||
4. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shareholder | Against | For | |||||||||
5. | APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS. | Shareholder | Against | For | |||||||||
6. | APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS. | Shareholder | Against | For | |||||||||
COMCAST CORPORATION | |||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 | ||||||||||
ISIN | US20030N1019 | Agenda | 934601572 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | KENNETH J. BACON | For | For | ||||||||||
2 | MADELINE S. BELL | For | For | ||||||||||
3 | SHELDON M. BONOVITZ | For | For | ||||||||||
4 | EDWARD D. BREEN | For | For | ||||||||||
5 | GERALD L. HASSELL | For | For | ||||||||||
6 | JEFFREY A. HONICKMAN | For | For | ||||||||||
7 | ASUKA NAKAHARA | For | For | ||||||||||
8 | DAVID C. NOVAK | For | For | ||||||||||
9 | BRIAN L. ROBERTS | For | For | ||||||||||
10 | JOHNATHAN A. RODGERS | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | |||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
5. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | |||||||||
6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | Against | For | |||||||||
CONCHO RESOURCES INC | |||||||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CXO | Meeting Date | 17-May-2017 | ||||||||||
ISIN | US20605P1012 | Agenda | 934559177 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1.1 | ELECTION OF DIRECTOR: TIMOTHY A. LEACH | Management | For | For | |||||||||
1.2 | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | |||||||||
1.3 | ELECTION OF DIRECTOR: JOHN P. SURMA | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATON ("SAY-ON-PAY"). | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | |||||||||
CVS HEALTH CORPORATION | |||||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CVS | Meeting Date | 10-May-2017 | ||||||||||
ISIN | US1266501006 | Agenda | 934558707 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||||||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | Against | |||||||||
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Against | For | |||||||||
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | |||||||||
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | For | |||||||||
DELTA AIR LINES, INC. | |||||||||||||
Security | 247361702 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DAL | Meeting Date | 30-Jun-2017 | ||||||||||
ISIN | US2473617023 | Agenda | 934626461 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | For | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
DOLLAR GENERAL CORPORATION | |||||||||||||
Security | 256677105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DG | Meeting Date | 31-May-2017 | ||||||||||
ISIN | US2566771059 | Agenda | 934590755 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: WARREN F. BRYANT | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL M. CALBERT | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: SANDRA B. COCHRAN | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: PATRICIA D. FILI- KRUSHEL | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: PAULA A. PRICE | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: TODD J. VASOS | Management | For | For | |||||||||
2. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER DOLLAR GENERAL CORPORATION'S AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER INTERNAL REVENUE CODE SECTION 162(M) AND THE LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION SET FORTH IN SUCH PLAN. | Management | For | For | |||||||||
3. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER DOLLAR GENERAL CORPORATION'S AMENDED AND RESTATED ANNUAL INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER INTERNAL REVENUE CODE SECTION 162(M). | Management | For | For | |||||||||
4. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF DOLLAR GENERAL CORPORATION'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||
5. | TO RECOMMEND, ON AN ADVISORY (NON-BINDING) BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON DOLLAR GENERAL CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | For | |||||||||
6. | TO RATIFY ERNST AND YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||
DOVER CORPORATION | |||||||||||||
Security | 260003108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DOV | Meeting Date | 05-May-2017 | ||||||||||
ISIN | US2600031080 | Agenda | 934548302 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: E.A. SPIEGEL | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: R.J. TOBIN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: K.E. WANDELL | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR 2012 EQUITY AND CASH INCENTIVE PLAN. | Management | For | For | |||||||||
6. | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT. | Management | For | For | |||||||||
8. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT. | Management | For | For | |||||||||
EDISON INTERNATIONAL | |||||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | EIX | Meeting Date | 27-Apr-2017 | ||||||||||
ISIN | US2810201077 | Agenda | 934542665 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1.1 | ELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | |||||||||
1.2 | ELECTION OF DIRECTOR: LOUIS HERNANDEZ, JR. | Management | For | For | |||||||||
1.3 | ELECTION OF DIRECTOR: JAMES T. MORRIS | Management | For | For | |||||||||
1.4 | ELECTION OF DIRECTOR: PEDRO J. PIZARRO | Management | For | For | |||||||||
1.5 | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN | Management | For | For | |||||||||
1.7 | ELECTION OF DIRECTOR: ELLEN O. TAUSCHER | Management | For | For | |||||||||
1.8 | ELECTION OF DIRECTOR: PETER J. TAYLOR | Management | For | For | |||||||||
1.9 | ELECTION OF DIRECTOR: BRETT WHITE | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SAY-ON- PAY VOTES | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS REFORM | Shareholder | Against | For | |||||||||
EXXON MOBIL CORPORATION | |||||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | XOM | Meeting Date | 31-May-2017 | ||||||||||
ISIN | US30231G1022 | Agenda | 934588673 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | SUSAN K. AVERY | For | For | ||||||||||
2 | MICHAEL J. BOSKIN | For | For | ||||||||||
3 | ANGELA F. BRALY | For | For | ||||||||||
4 | URSULA M. BURNS | For | For | ||||||||||
5 | HENRIETTA H. FORE | For | For | ||||||||||
6 | KENNETH C. FRAZIER | For | For | ||||||||||
7 | DOUGLAS R. OBERHELMAN | For | For | ||||||||||
8 | SAMUEL J. PALMISANO | For | For | ||||||||||
9 | STEVEN S REINEMUND | For | For | ||||||||||
10 | WILLIAM C. WELDON | For | For | ||||||||||
11 | DARREN W. WOODS | For | For | ||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 25) | Management | For | For | |||||||||
4. | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 25) | Management | 3 Years | Against | |||||||||
5. | INDEPENDENT CHAIRMAN (PAGE 53) | Shareholder | Against | For | |||||||||
6. | MAJORITY VOTE FOR DIRECTORS (PAGE 54) | Shareholder | Against | For | |||||||||
7. | SPECIAL SHAREHOLDER MEETINGS (PAGE 55) | Shareholder | Against | For | |||||||||
8. | RESTRICT PRECATORY PROPOSALS (PAGE 56) | Shareholder | Against | For | |||||||||
9. | REPORT ON COMPENSATION FOR WOMEN (PAGE 57) | Shareholder | Against | For | |||||||||
10. | REPORT ON LOBBYING (PAGE 59) | Shareholder | Against | For | |||||||||
11. | INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT (PAGE 60) | Shareholder | Against | For | |||||||||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62) | Shareholder | Against | For | |||||||||
13. | REPORT ON METHANE EMISSIONS (PAGE 64) | Shareholder | Against | For | |||||||||
FACEBOOK INC. | |||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | FB | Meeting Date | 01-Jun-2017 | ||||||||||
ISIN | US30303M1027 | Agenda | 934590870 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | MARC L. ANDREESSEN | For | For | ||||||||||
2 | ERSKINE B. BOWLES | For | For | ||||||||||
3 | S.D.DESMOND-HELLMANN | For | For | ||||||||||
4 | REED HASTINGS | For | For | ||||||||||
5 | JAN KOUM | For | For | ||||||||||
6 | SHERYL K. SANDBERG | For | For | ||||||||||
7 | PETER A. THIEL | For | For | ||||||||||
8 | MARK ZUCKERBERG | For | For | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | |||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | For | |||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Against | For | |||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For | |||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | For | |||||||||
FEDEX CORPORATION | |||||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | FDX | Meeting Date | 26-Sep-2016 | ||||||||||
ISIN | US31428X1063 | Agenda | 934470218 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. | Shareholder | Against | For | |||||||||
5. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. | Shareholder | Against | For | |||||||||
6. | STOCKHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | For | |||||||||
7. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | Against | For | |||||||||
FORTIVE CORPORATION | |||||||||||||
Security | 34959J108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | FTV | Meeting Date | 06-Jun-2017 | ||||||||||
ISIN | US34959J1088 | Agenda | 934595666 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF CLASS I DIRECTOR: KATE MITCHELL | Management | For | For | |||||||||
1B. | ELECTION OF CLASS I DIRECTOR: ISRAEL RUIZ | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST AND YOUNG LLP AS FORTIVE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | TO APPROVE ON AN ADVISORY BASIS FORTIVE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
4. | TO HOLD AN ADVISORY VOTE RELATING TO THE FREQUENCY OF FUTURE SHAREHOLDER(S) ADVISORY VOTES ON FORTIVE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | TO APPROVE AN AMENDMENT TO FORTIVE'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | |||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | ||||||||||
ISIN | US3696041033 | Agenda | 934541916 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | |||||||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | |||||||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||||||||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | |||||||||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | Management | Against | Against | |||||||||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | |||||||||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | |||||||||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||||
C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT | Shareholder | Against | For | |||||||||
C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS | Shareholder | Against | For | |||||||||
C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | |||||||||
HALLIBURTON COMPANY | |||||||||||||
Security | 406216101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | HAL | Meeting Date | 17-May-2017 | ||||||||||
ISIN | US4062161017 | Agenda | 934568304 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ABDULAZIZ F. AL KHAYYAL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JAMES R. BOYD | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MILTON CARROLL | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JOSE C. GRUBISICH | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: DAVID J. LESAR | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT A. MALONE | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: JEFFREY A. MILLER | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: DEBRA L. REED | Management | For | For | |||||||||
2. | RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | |||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | Management | For | For | |||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | |||||||||||||
Security | 42824C109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | HPE | Meeting Date | 22-Mar-2017 | ||||||||||
ISIN | US42824C1099 | Agenda | 934528502 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: DANIEL AMMANN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: RAYMOND J. LANE | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: RAYMOND E. OZZIE | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017 | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | APPROVAL OF THE 162(M)-RELATED PROVISIONS OF 2015 COMPANY STOCK INCENTIVE PLAN | Management | For | For | |||||||||
HONEYWELL INTERNATIONAL INC. | |||||||||||||
Security | 438516106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | ||||||||||
ISIN | US4385161066 | Agenda | 934539567 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||||||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||||
6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||
Security | 45866F104 | Meeting Type | Special | ||||||||||
Ticker Symbol | ICE | Meeting Date | 12-Oct-2016 | ||||||||||
ISIN | US45866F1049 | Agenda | 934475422 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | TO APPROVE THE ADOPTION OF THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH INCREASES THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, FROM 500,000,000 TO 1,500,000,000, AND CORRESPONDINGLY INCREASES THE TOTAL NUMBER OF SHARES OF CAPITAL STOCK THAT ICE IS AUTHORIZED TO ISSUE FROM 600,000,000 TO 1,600,000,000. | Management | For | For | |||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||
Security | 45866F104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ICE | Meeting Date | 19-May-2017 | ||||||||||
ISIN | US45866F1049 | Agenda | 934566261 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ANN M. CAIRNS | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: DURIYA M. FAROOQUI | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: FRED W. HATFIELD | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: THOMAS E. NOONAN | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: VINCENT TESE | Management | For | For | |||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | TO APPROVE THE INTERCONTINENTAL EXCHANGE, INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN. | Management | Against | Against | |||||||||
5. | TO APPROVE AN AMENDMENT TO THE INTERCONTINENTAL EXCHANGE, INC. 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO ADD AN AGGREGATE ANNUAL COMPENSATION LIMIT. | Management | For | For | |||||||||
6. | TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO UPDATE AND STREAMLINE REFERENCES TO OUR NATIONAL SECURITIES EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND THE HOLDING COMPANIES THAT CONTROL SUCH EXCHANGES, AND DELETE REFERENCES TO CERTAIN OTHER SUBSIDIARIES. | Management | For | For | |||||||||
7. | TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AN OBSOLETE PROVISO CROSS-REFERENCING A SECTION OF OUR BYLAWS THAT WAS DELETED AFTER THE SALE OF THE EURONEXT BUSINESS IN 2014. | Management | For | For | |||||||||
8. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
9. | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A REPORT ASSESSING ESG MARKET DISCLOSURE EXPECTATIONS. | Shareholder | Against | For | |||||||||
JOHNSON & JOHNSON | |||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | ||||||||||
ISIN | US4781601046 | Agenda | 934537284 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 3 Years | Against | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||
JPMORGAN CHASE & CO. | |||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2017 | ||||||||||
ISIN | US46625H1005 | Agenda | 934561665 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||
6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | Against | For | |||||||||
7. | CLAWBACK AMENDMENT | Shareholder | Against | For | |||||||||
8. | GENDER PAY EQUITY | Shareholder | Against | For | |||||||||
9. | HOW VOTES ARE COUNTED | Shareholder | Against | For | |||||||||
10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||
LAM RESEARCH CORPORATION | |||||||||||||
Security | 512807108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | LRCX | Meeting Date | 09-Nov-2016 | ||||||||||
ISIN | US5128071082 | Agenda | 934482845 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | MARTIN B. ANSTICE | For | For | ||||||||||
2 | ERIC K. BRANDT | For | For | ||||||||||
3 | MICHAEL R. CANNON | For | For | ||||||||||
4 | YOUSSEF A. EL-MANSY | For | For | ||||||||||
5 | CHRISTINE A. HECKART | For | For | ||||||||||
6 | CATHERINE P. LEGO | For | For | ||||||||||
7 | STEPHEN G. NEWBERRY | For | For | ||||||||||
8 | ABHIJIT Y. TALWALKAR | For | For | ||||||||||
9 | RICK L. TSAI | For | For | ||||||||||
10 | JOHN T. DICKSON | For | For | ||||||||||
11 | GARY B. MOORE | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." | Management | For | For | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | |||||||||
LOWE'S COMPANIES, INC. | |||||||||||||
Security | 548661107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | LOW | Meeting Date | 02-Jun-2017 | ||||||||||
ISIN | US5486611073 | Agenda | 934594412 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | RAUL ALVAREZ | For | For | ||||||||||
2 | ANGELA F. BRALY | For | For | ||||||||||
3 | SANDRA B. COCHRAN | For | For | ||||||||||
4 | LAURIE Z. DOUGLAS | For | For | ||||||||||
5 | RICHARD W. DREILING | For | For | ||||||||||
6 | ROBERT L. JOHNSON | For | For | ||||||||||
7 | MARSHALL O. LARSEN | For | For | ||||||||||
8 | JAMES H. MORGAN | For | For | ||||||||||
9 | ROBERT A. NIBLOCK | For | For | ||||||||||
10 | BERTRAM L. SCOTT | For | For | ||||||||||
11 | ERIC C. WISEMAN | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||
5. | PROPOSAL REGARDING THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS. | Shareholder | Against | For | |||||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | LYB | Meeting Date | 24-May-2017 | ||||||||||
ISIN | NL0009434992 | Agenda | 934615002 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JACQUES AIGRAIN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: LINCOLN BENET | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ROBIN BUCHANAN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN F. COOPER | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: BRUCE A. SMITH | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: RUDY VAN DER MEER | Management | For | For | |||||||||
2. | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | Management | For | For | |||||||||
3. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | Management | For | For | |||||||||
4. | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | Management | For | For | |||||||||
5. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | Management | For | For | |||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||
7. | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | Management | For | For | |||||||||
8. | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
9. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | Management | 3 Years | Against | |||||||||
10. | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | Management | For | For | |||||||||
11. | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | Management | For | For | |||||||||
MAGNA INTERNATIONAL INC. | |||||||||||||
Security | 559222401 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MGA | Meeting Date | 11-May-2017 | ||||||||||
ISIN | CA5592224011 | Agenda | 934575397 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
01 | DIRECTOR | Management | |||||||||||
1 | SCOTT B. BONHAM | For | For | ||||||||||
2 | PETER G. BOWIE | For | For | ||||||||||
3 | LADY BARBARA JUDGE | For | For | ||||||||||
4 | DR. KURT J. LAUK | For | For | ||||||||||
5 | CYNTHIA A. NIEKAMP | For | For | ||||||||||
6 | WILLIAM A. RUH | For | For | ||||||||||
7 | DR. I.V. SAMARASEKERA | For | For | ||||||||||
8 | DONALD J. WALKER | For | For | ||||||||||
9 | LAWRENCE D. WORRALL | For | For | ||||||||||
10 | WILLIAM L. YOUNG | For | For | ||||||||||
02 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Management | For | For | |||||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT. | Management | For | For | |||||||||
MARATHON PETROLEUM CORPORATION | |||||||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MPC | Meeting Date | 26-Apr-2017 | ||||||||||
ISIN | US56585A1025 | Agenda | 934543186 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF CLASS III DIRECTOR: STEVEN A. DAVIS | Management | For | For | |||||||||
1B. | ELECTION OF CLASS III DIRECTOR: GARY R. HEMINGER | Management | For | For | |||||||||
1C. | ELECTION OF CLASS III DIRECTOR: J. MICHAEL STICE | Management | For | For | |||||||||
1D. | ELECTION OF CLASS III DIRECTOR: JOHN P. SURMA | Management | For | For | |||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017. | Management | For | For | |||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
4. | APPROVAL OF 162(M)-RELATED PROVISIONS OF THE AMENDED AND RESTATED MARATHON PETROLEUM CORPORATION 2012 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||
5. | SHAREHOLDER PROPOSAL SEEKING VARIOUS DISCLOSURES RESPECTING ENVIRONMENTAL AND HUMAN RIGHTS DUE DILIGENCE. | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROPOSAL SEEKING CLIMATE- RELATED TWO-DEGREE TRANSITION PLAN. | Shareholder | Against | For | |||||||||
7. | SHAREHOLDER PROPOSAL SEEKING SIMPLE MAJORITY VOTE PROVISIONS. | Shareholder | Against | For | |||||||||
MASTERCARD INCORPORATED | |||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MA | Meeting Date | 27-Jun-2017 | ||||||||||
ISIN | US57636Q1040 | Agenda | 934614935 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | |||||||||
2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES | Management | For | For | |||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 | Management | For | For | |||||||||
6. | CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY | Shareholder | Against | For | |||||||||
MERCK & CO., INC. | |||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | ||||||||||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | For | |||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. | Shareholder | Against | For | |||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | Against | For | |||||||||
MICROSOFT CORPORATION | |||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | ||||||||||
ISIN | US5949181045 | Agenda | 934491224 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | |||||||||
4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | |||||||||
5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | |||||||||
6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | For | |||||||||
NEXTERA ENERGY, INC. | |||||||||||||
Security | 65339F101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | NEE | Meeting Date | 18-May-2017 | ||||||||||
ISIN | US65339F1012 | Agenda | 934566867 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: NAREN K. GURSAHANEY | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | |||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | |||||||||
4. | NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION TO ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS | Management | 3 Years | Against | |||||||||
5. | APPROVAL OF THE NEXTERA ENERGY, INC. 2017 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | For | |||||||||
6. | A PROPOSAL BY THE COMPTROLLER OF THE STATE OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED "POLITICAL CONTRIBUTIONS DISCLOSURE" TO REQUEST SEMIANNUAL REPORTS DISCLOSING POLITICAL CONTRIBUTION POLICIES AND EXPENDITURES. | Shareholder | Against | For | |||||||||
ORACLE CORPORATION | |||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ORCL | Meeting Date | 16-Nov-2016 | ||||||||||
ISIN | US68389X1054 | Agenda | 934483556 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | JEFFREY S. BERG | For | For | ||||||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||||||
4 | SAFRA A. CATZ | For | For | ||||||||||
5 | BRUCE R. CHIZEN | For | For | ||||||||||
6 | GEORGE H. CONRADES | For | For | ||||||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||||||
9 | JEFFREY O. HENLEY | For | For | ||||||||||
10 | MARK V. HURD | For | For | ||||||||||
11 | RENEE J. JAMES | For | For | ||||||||||
12 | LEON E. PANETTA | For | For | ||||||||||
13 | NAOMI O. SELIGMAN | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | |||||||||
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | Against | For | |||||||||
PEPSICO, INC. | |||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PEP | Meeting Date | 03-May-2017 | ||||||||||
ISIN | US7134481081 | Agenda | 934545419 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | |||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | Against | For | |||||||||
6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | For | |||||||||
PFIZER INC. | |||||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | ||||||||||
ISIN | US7170811035 | Agenda | 934540798 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | |||||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | Against | For | |||||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PM | Meeting Date | 03-May-2017 | ||||||||||
ISIN | US7181721090 | Agenda | 934549859 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: WERNER GEISSLER | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JUN MAKIHARA | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: FREDERIK PAULSEN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | |||||||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | |||||||||
3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
4. | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Management | For | For | |||||||||
5. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | |||||||||
6. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||
7. | SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY | Shareholder | Against | For | |||||||||
8. | SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | |||||||||
PINNACLE WEST CAPITAL CORPORATION | |||||||||||||
Security | 723484101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PNW | Meeting Date | 17-May-2017 | ||||||||||
ISIN | US7234841010 | Agenda | 934560954 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | DONALD E. BRANDT | For | For | ||||||||||
2 | DENIS A. CORTESE, M.D. | For | For | ||||||||||
3 | RICHARD P. FOX | For | For | ||||||||||
4 | MICHAEL L. GALLAGHER | For | For | ||||||||||
5 | R.A. HERBERGER, JR. PHD | For | For | ||||||||||
6 | DALE E. KLEIN, PH.D. | For | For | ||||||||||
7 | HUMBERTO S. LOPEZ | For | For | ||||||||||
8 | KATHRYN L. MUNRO | For | For | ||||||||||
9 | BRUCE J. NORDSTROM | For | For | ||||||||||
10 | PAULA J. SIMS | For | For | ||||||||||
11 | DAVID P. WAGENER | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2017 PROXY STATEMENT. | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | VOTE ON RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER, AND APPROVAL OF AN AMENDMENT TO, THE 2012 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||
5. | RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
PPG INDUSTRIES, INC. | |||||||||||||
Security | 693506107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PPG | Meeting Date | 20-Apr-2017 | ||||||||||
ISIN | US6935061076 | Agenda | 934533147 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | |||||||||
2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
PRUDENTIAL FINANCIAL, INC. | |||||||||||||
Security | 744320102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PRU | Meeting Date | 09-May-2017 | ||||||||||
ISIN | US7443201022 | Agenda | 934568479 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: PETER R. LIGHTE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY VOTE ON FREQUENCY. | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||||
RAYMOND JAMES FINANCIAL, INC. | |||||||||||||
Security | 754730109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | RJF | Meeting Date | 16-Feb-2017 | ||||||||||
ISIN | US7547301090 | Agenda | 934520784 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A | ELECTION OF DIRECTOR: CHARLES G.VON ARENTSCHILDT | Management | For | For | |||||||||
1B | ELECTION OF DIRECTOR: SHELLEY G. BROADER | Management | For | For | |||||||||
1C | ELECTION OF DIRECTOR: JEFFREY N. EDWARDS | Management | For | For | |||||||||
1D | ELECTION OF DIRECTOR: BENJAMIN C. ESTY | Management | For | For | |||||||||
1E | ELECTION OF DIRECTOR: FRANCIS S. GODBOLD | Management | For | For | |||||||||
1F | ELECTION OF DIRECTOR: THOMAS A. JAMES | Management | For | For | |||||||||
1G | ELECTION OF DIRECTOR: GORDON L. JOHNSON | Management | For | For | |||||||||
1H | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||||
1I | ELECTION OF DIRECTOR: PAUL C. REILLY | Management | For | For | |||||||||
1J | ELECTION OF DIRECTOR: ROBERT P. SALTZMAN | Management | For | For | |||||||||
1K | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | For | For | |||||||||
2 | ADVISORY VOTE TO APPROVE 2016 EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||
SALESFORCE.COM, INC. | |||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2017 | ||||||||||
ISIN | US79466L3024 | Agenda | 934606178 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | For | For | |||||||||
2. | APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR GRANT BY 37 MILLION SHARES. | Management | Against | Against | |||||||||
3. | APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR EMPLOYEE PURCHASE BY 8 MILLION SHARES. | Management | Against | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. | Management | For | For | |||||||||
5. | TO APPROVE, ON AN ADVISORY BASIS, THE FISCAL 2017 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
6. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | Against | |||||||||
7. | A STOCKHOLDER PROPOSAL REQUESTING, ON AN ADVISORY BASIS, ACTION TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Against | For | |||||||||
SBA COMMUNICATIONS CORPORATION | |||||||||||||
Security | 78388J106 | Meeting Type | Special | ||||||||||
Ticker Symbol | SBAC | Meeting Date | 12-Jan-2017 | ||||||||||
ISIN | US78388J1060 | Agenda | 934513575 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 10, 2016, BETWEEN SBA COMMUNICATIONS CORPORATION AND SBA COMMUNICATIONS REIT CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF SBA, WHICH IS BEING IMPLEMENTED IN CONNECTION WITH SBA'S ELECTION TO BE TAXED AS A REIT. ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||||
2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||||
SBA COMMUNICATIONS CORPORATION | |||||||||||||
Security | 78410G104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SBAC | Meeting Date | 18-May-2017 | ||||||||||
ISIN | US78410G1040 | Agenda | 934564712 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR FOR A THREE YEAR TERM: STEVEN E. BERNSTEIN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR FOR A THREE YEAR TERM: DUNCAN H. COCROFT | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | |||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | |||||||||
SIMON PROPERTY GROUP, INC. | |||||||||||||
Security | 828806109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SPG | Meeting Date | 10-May-2017 | ||||||||||
ISIN | US8288061091 | Agenda | 934555612 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ALLAN HUBBARD | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: GARY M. RODKIN | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Management | For | For | |||||||||
2. | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
SPECTRUM BRANDS HOLDINGS, INC. | |||||||||||||
Security | 84763R101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SPB | Meeting Date | 24-Jan-2017 | ||||||||||
ISIN | US84763R1014 | Agenda | 934518145 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | KENNETH C. AMBRECHT | For | For | ||||||||||
2 | ANDREAS ROUVE | For | For | ||||||||||
2. | TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | |||||||||
5. | TO APPROVE THE AMENDED & RESTATED SPECTRUM BRANDS HOLDINGS, INC. 2011 OMNIBUS EQUITY AWARD PLAN. | Management | For | For | |||||||||
STARBUCKS CORPORATION | |||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SBUX | Meeting Date | 22-Mar-2017 | ||||||||||
ISIN | US8552441094 | Agenda | 934524996 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||||||||
5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | For | |||||||||
SUNTRUST BANKS, INC. | |||||||||||||
Security | 867914103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | STI | Meeting Date | 25-Apr-2017 | ||||||||||
ISIN | US8679141031 | Agenda | 934537121 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: DALLAS S. CLEMENT | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: PAUL R. GARCIA | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DONNA S. MOREA | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: AGNES BUNDY SCANLAN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: BRUCE L. TANNER | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Management | For | For | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS. | Management | 3 Years | Against | |||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | Management | For | For | |||||||||
THE BOEING COMPANY | |||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BA | Meeting Date | 01-May-2017 | ||||||||||
ISIN | US0970231058 | Agenda | 934542689 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | |||||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | |||||||||
5. | ADDITIONAL REPORT ON LOBBYING ACTIVITIES. | Shareholder | Against | For | |||||||||
6. | REDUCE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS FROM 25% TO 15%. | Shareholder | Against | For | |||||||||
7. | REPORT ON ARMS SALES TO ISRAEL. | Shareholder | Against | For | |||||||||
8. | IMPLEMENT HOLY LAND PRINCIPLES. | Shareholder | Against | For | |||||||||
THE COCA-COLA COMPANY | |||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | KO | Meeting Date | 26-Apr-2017 | ||||||||||
ISIN | US1912161007 | Agenda | 934538589 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: JAMES QUINCEY | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: DAVID B. WEINBERG | Management | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||
5. | SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW | Shareholder | Against | For | |||||||||
THE DOW CHEMICAL COMPANY | |||||||||||||
Security | 260543103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DOW | Meeting Date | 11-May-2017 | ||||||||||
ISIN | US2605431038 | Agenda | 934561691 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: ROBERT S. (STEVE) MILLER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
THE GOLDMAN SACHS GROUP, INC. | |||||||||||||
Security | 38141G104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GS | Meeting Date | 28-Apr-2017 | ||||||||||
ISIN | US38141G1040 | Agenda | 934542805 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: MARK A. FLAHERTY | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: MARK O. WINKELMAN | Management | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||||||||
THE HOME DEPOT, INC. | |||||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | HD | Meeting Date | 18-May-2017 | ||||||||||
ISIN | US4370761029 | Agenda | 934559204 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | |||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||
7. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Shareholder | Against | For | |||||||||
THE PRICELINE GROUP INC. | |||||||||||||
Security | 741503403 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PCLN | Meeting Date | 08-Jun-2017 | ||||||||||
ISIN | US7415034039 | Agenda | 934603247 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | TIMOTHY M. ARMSTRONG | For | For | ||||||||||
2 | JEFFERY H. BOYD | For | For | ||||||||||
3 | JAN L. DOCTER | For | For | ||||||||||
4 | JEFFREY E. EPSTEIN | For | For | ||||||||||
5 | GLENN D. FOGEL | For | For | ||||||||||
6 | JAMES M. GUYETTE | For | For | ||||||||||
7 | ROBERT J. MYLOD, JR. | For | For | ||||||||||
8 | CHARLES H. NOSKI | For | For | ||||||||||
9 | NANCY B. PERETSMAN | For | For | ||||||||||
10 | THOMAS E. ROTHMAN | For | For | ||||||||||
11 | CRAIG W. RYDIN | For | For | ||||||||||
12 | LYNN M. VOJVODICH | For | For | ||||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
4. | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Against | |||||||||
5. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | Against | For | |||||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2016 | ||||||||||
ISIN | US7427181091 | Agenda | 934472616 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | For | |||||||||
4. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS | Shareholder | Against | For | |||||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | For | |||||||||
THE WALT DISNEY COMPANY | |||||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | ||||||||||
ISIN | US2546871060 | Agenda | 934523437 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | For | For | |||||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Management | 3 Years | Against | |||||||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Shareholder | Against | For | |||||||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Shareholder | Against | For | |||||||||
THERMO FISHER SCIENTIFIC INC. | |||||||||||||
Security | 883556102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | TMO | Meeting Date | 17-May-2017 | ||||||||||
ISIN | US8835561023 | Agenda | 934574559 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | |||||||||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||
3. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. | Management | For | For | |||||||||
UNION PACIFIC CORPORATION | |||||||||||||
Security | 907818108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | UNP | Meeting Date | 11-May-2017 | ||||||||||
ISIN | US9078181081 | Agenda | 934561172 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: ANDREW H. CARD JR. | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: LANCE M. FRITZ | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: DEBORAH C. HOPKINS | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: JANE H. LUTE | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: THOMAS F. MCLARTY III | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: JOSE H. VILLARREAL | Management | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | |||||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). | Management | 3 Years | Against | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||||
VERIZON COMMUNICATIONS INC. | |||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 | ||||||||||
ISIN | US92343V1044 | Agenda | 934546461 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | |||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | Against | |||||||||
5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||
6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | |||||||||
7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS | Shareholder | Against | For | |||||||||
8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||
9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | |||||||||
10. | STOCK RETENTION POLICY | Shareholder | Against | For | |||||||||
11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES | Shareholder | Against | For | |||||||||
VISA INC. | |||||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||||
Ticker Symbol | V | Meeting Date | 31-Jan-2017 | ||||||||||
ISIN | US92826C8394 | Agenda | 934512890 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | |||||||||
WAL-MART STORES, INC. | |||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | WMT | Meeting Date | 02-Jun-2017 | ||||||||||
ISIN | US9311421039 | Agenda | 934598713 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HARRIS | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: STEUART L. WALTON | Management | For | For | |||||||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 3 Years | Against | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||||
5. | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | |||||||||
6. | SHAREHOLDER PROXY ACCESS | Shareholder | Against | For | |||||||||
7. | REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |||||||||
WATERS CORPORATION | |||||||||||||
Security | 941848103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | WAT | Meeting Date | 09-May-2017 | ||||||||||
ISIN | US9418481035 | Agenda | 934561095 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | MICHAEL J. BERENDT PH.D | For | For | ||||||||||
2 | DOUGLAS A. BERTHIAUME | For | For | ||||||||||
3 | EDWARD CONARD | For | For | ||||||||||
4 | LAURIE H. GLIMCHER M.D. | For | For | ||||||||||
5 | CHRISTOPHER A. KUEBLER | For | For | ||||||||||
6 | WILLIAM J. MILLER | For | For | ||||||||||
7 | C.J. O'CONNELL | For | For | ||||||||||
8 | JOANN A. REED | For | For | ||||||||||
9 | THOMAS P. SALICE | For | For | ||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
4. | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | Against | |||||||||
5. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2012 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||
6. | IF PROPERLY PRESENTED AT THE MEETING, TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A PROXY ACCESS BYLAW. | Shareholder | Against | ||||||||||
WELLS FARGO & COMPANY | |||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2017 | ||||||||||
ISIN | US9497461015 | Agenda | 934543314 - Management | ||||||||||
Item | Proposal | Proposed | Vote | For/Against | |||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: KAREN B. PEETZ | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: TIMOTHY J. SLOAN | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||||||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | |||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | Against | |||||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||||||||
5. | STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES REPORT. | Shareholder | Against | For | |||||||||
6. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. | Shareholder | Against | For | |||||||||
7. | STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS REPORT. | Shareholder | Against | For | |||||||||
8. | STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT. | Shareholder | Against | For | |||||||||
9. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For | |||||||||
10. | STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' RIGHTS POLICY. | Shareholder | Against | For | |||||||||
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ADAMS DIVERSIFIED EQUITY FUND, INC.
-------------------------------------------------------------------------
(Registrant)
BY: | /s/ Mark E. Stoeckle |
--------------------------------------------------- | |
Mark E. Stoeckle | |
Chief Executive Officer & President | |
(Principal Executive Officer) | |
DATE: | July 21, 2017 |