Dodge & Cox Funds N-PX Annual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-173

Dodge & Cox Funds

(Exact name of registrant as specified in charter)

555 California Street

40^th Floor

San Francisco, CA 94104

(Address of principal executive offices)

Roberta R.W. Kameda

Secretary

555 California Street

40^th Floor

San Francisco, CA 94104

(Name and address of agent for service)

Registrant’s telephone number, including area code: (415) 981-1710

Date of Fiscal year-end: 12/31/21

Date of reporting period: 7/1/20 - 6/30/21

Dodge & Cox Global Stock Fund

AEGON NV

Ticker:	AGN	Security ID:	N00927298
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	MAY 06, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
3.3	Approve Remuneration Report	For	For	Management
3.4	Adopt Financial Statements and Statutory Reports	For	For	Management
3.5	Approve Dividends of EUR 0.06 Per Common Share and EUR 0.0015 Per Common Share B	For	For	Management
4	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	For	For	Management
5.1	Approve Discharge of Executive Board	For	For	Management
5.2	Approve Discharge of Supervisory Board	For	For	Management
6.1	Re-elect Dona Young to Supervisory Board	For	For	Management
6.2	Re-elect William Connelly to Supervisory Board	For	For	Management
6.3	Re-elect Mark Ellman to Supervisory Board	For	For	Management
6.4	Elect Jack McGarry to Supervisory Board	For	For	Management
7.1	Re-elect Matthew Rider to Management Board	For	For	Management
8.1	Approve Cancellation of Repurchased Shares	For	For	Management
8.2	Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights	For	For	Management
8.3	Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue	For	For	Management
8.4	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management

ALIBABA GROUP HOLDING, LTD.

Ticker:	9988	Security ID:	01609W102
Meeting Date:	SEP 30, 2020	Meeting Type:	Annual
Record Date:	AUG 17, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Amend Articles of Association	For	Against	Management
2.1	Elect Maggie Wei Wu as Director	For	For	Management
2.2	Elect Kabir Misra as Director	For	For	Management
2.3	Elect Walter Teh Ming Kwauk as Director	For	For	Management
3	Ratify PricewaterhouseCoopers as Auditors	For	For	Management

Page 1

ALNYLAM PHARMACEUTICALS, INC.

Ticker:	ALNY	Security ID:	02043Q107
Meeting Date:	MAY 18, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Dennis A. Ausiello	For	For	Management
1b	Elect Director Olivier Brandicourt	For	For	Management
1c	Elect Director Marsha H. Fanucci	For	For	Management
1d	Elect Director David E.I. Pyott	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

ANHEUSER-BUSCH INBEV SA/NV

Ticker:	ABI	Security ID:	B639CJ108
Meeting Date:	APR 28, 2021	Meeting Type:	Annual/Special
Record Date:	APR 14, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
A1	Authorize Repurchase of Up to 20 Percent of Issued Share Capital	For	For	Management
B2	Receive Directors’ Reports (Non-Voting)	None	None	Management
B3	Receive Auditors’ Reports (Non-Voting)	None	None	Management
B4	Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)	None	None	Management
B5	Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share	For	For	Management
B6	Approve Discharge of Directors	For	For	Management
B7	Approve Discharge of Auditors	For	For	Management
B8a	Re-elect Martin J. Barrington as Director	For	For	Management
B8b	Re-elect William F. Gifford, Jr. as Director	For	For	Management
B8c	Re-elect Alejandro Santo Domingo Davila as Director	For	For	Management
B9	Approve Remuneration policy	For	For	Management
B10	Approve Remuneration Report	For	For	Management
B11	Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement	For	For	Management
C12	Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry	For	For	Management

Page 2

APA CORP.

Ticker:	APA	Security ID:	03743Q108
Meeting Date:	MAY 27, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Elect Director Annell R. Bay	For	For	Management
2	Elect Director John J. Christmann, IV	For	For	Management
3	Elect Director Juliet S. Ellis	For	For	Management
4	Elect Director Chansoo Joung	For	For	Management
5	Elect Director John E. Lowe	For	For	Management
6	Elect Director H. Lamar McKay	For	For	Management
7	Elect Director William C. Montgomery	For	For	Management
8	Elect Director Amy H. Nelson	For	For	Management
9	Elect Director Daniel W. Rabun	For	For	Management
10	Elect Director Peter A. Ragauss	For	For	Management
11	Ratify Ernst & Young LLP as Auditor	For	For	Management
12	Advisory Vote to Ratify Named	For	For	Management
	Executive Officers’ Compensation
13	Amend Charter to Remove the	For	For	Management
	Pass-Through Voting Provision

ASTRAZENECA PLC

Ticker:	AZN	Security ID:	G0593M107
Meeting Date:	MAY 11, 2021	Meeting Type:	Special
Record Date:	MAY 07, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Acquisition of Alexion Pharmaceuticals, Inc.	For	For	Management

Page 3

ASTRAZENECA PLC

Ticker:	AZN	Security ID:	G0593M107
Meeting Date:	MAY 11, 2021	Meeting Type:	Annual
Record Date:	MAY 07, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Dividends	For	For	Management
3	Reappoint PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Authorise Board to Fix Remuneration of Auditors	For	For	Management
5a	Re-elect Leif Johansson as Director	For	For	Management
5b	Re-elect Pascal Soriot as Director	For	For	Management
5c	Re-elect Marc Dunoyer as Director	For	For	Management
5d	Re-elect Philip Broadley as Director	For	For	Management
5e	Elect Euan Ashley as Director	For	For	Management
5f	Re-elect Michel Demare as Director	For	For	Management
5g	Re-elect Deborah DiSanzo as Director	For	For	Management
5h	Elect Diana Layfield as Director	For	For	Management
5i	Re-elect Sheri McCoy as Director	For	For	Management
5j	Re-elect Tony Mok as Director	For	For	Management
5k	Re-elect Nazneen Rahman as Director	For	For	Management
5l	Re-elect Marcus Wallenberg as Director	For	For	Management
6	Approve Remuneration Report	For	For	Management
7	Approve Remuneration Policy	For	For	Management
8	Authorise UK Political Donations and Expenditure	For	For	Management
9	Authorise Issue of Equity	For	For	Management
10	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
11	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
12	Authorise Market Purchase of Ordinary Shares	For	For	Management
13	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management
14	Amend Performance Share Plan	For	For	Management

AVIVA PLC

Ticker:	AV	Security ID:	G0683Q109
Meeting Date:	MAY 06, 2021	Meeting Type:	Annual
Record Date:	MAY 04, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Remuneration Report	For	For	Management
3	Approve Remuneration Policy	For	For	Management
4	Approve Climate-Related Financial Disclosure	For	For	Management
5	Approve Final Dividend	For	For	Management
6	Elect Mohit Joshi as Director	For	For	Management
7	Elect Pippa Lambert as Director	For	For	Management
8	Elect Jim McConville as Director	For	For	Management
9	Re-elect Amanda Blanc as Director	For	For	Management
10	Re-elect Patricia Cross as Director	For	For	Management
11	Re-elect George Culmer as Director	For	For	Management
12	Re-elect Patrick Flynn as Director	For	For	Management
13	Re-elect Belen Romana Garcia as Director	For	For	Management
14	Re-elect Michael Mire as Director	For	For	Management
15	Re-elect Jason Windsor as Director	For	For	Management
16	Reappoint PricewaterhouseCoopers LLP as Auditors	For	For	Management
17	Authorise the Audit Committee to Fix Remuneration of Auditors	For	For	Management
18	Authorise UK Political Donations and Expenditure	For	For	Management
19	Authorise Issue of Equity	For	For	Management
20	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
21	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
22	Authorise Issue of Equity in Relation to Any Issuance of SII Instruments	For	For	Management
23	Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments	For	For	Management
24	Approve Annual Bonus Plan	For	For	Management
25	Approve Long Term Incentive Plan	For	For	Management
26	Approve All-Employee Share Plan	For	For	Management
27	Authorise Market Purchase of Ordinary Shares	For	For	Management
28	Authorise Market Purchase of 8 3/4 % Preference Shares	For	For	Management
29	Authorise Market Purchase of 8 3/8 % Preference Shares	For	For	Management
30	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

Page 4

AXIS BANK, LTD.

Ticker:	532215	Security ID:	Y0487S137
Meeting Date:	JUL 31, 2020	Meeting Type:	Annual
Record Date:	JUL 24, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Re-elect B. Baburao as Director	For	For	Management
3	Re-elect Rakesh Makhija as Director	For	For	Management
4	Elect T.C. Suseel Kumar as Director	For	For	Management
5	Authorize Issuance of Debt Securities on Private Placement Basis	For	For	Management
6	Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights	For	For	Management

AXIS BANK, LTD.

Ticker:	532215	Security ID:	Y0487S137
Meeting Date:	DEC 09, 2020	Meeting Type:	Special
Record Date:	OCT 30, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Re-elect Ketaki Bhagwati as Director	For	For	Management
2	Elect Meena Ganesh as Director	For	For	Management
3	Elect Gopalaraman Padmanabhan as Director	For	For	Management

Page 5

BAIDU, INC.

Ticker:	BIDU	Security ID:	056752108
Meeting Date:	MAR 01, 2021	Meeting Type:	Special
Record Date:	JAN 28, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve One-to-Eighty Stock Split	For	For	Management

BANCO SANTANDER SA

Ticker:	SAN	Security ID:	E19790109
Meeting Date:	OCT 26, 2020	Meeting Type:	Special
Record Date:	OCT 21, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Allocation of Income and Dividends	For	For	Management
2.A	Fix Number of Directors at 15	For	For	Management
2.B	Elect Ramon Martin Chavez Marquez as Director	For	For	Management
3.A	Approve Company’s Balance Sheet as of June 30, 2020	For	For	Management
3.B	Approve Bonus Share Issue	For	For	Management
4	Approve Distribution of Share Issuance Premium	For	For	Management
5	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management

Page 6

BANCO SANTANDER SA

Ticker:	SAN	Security ID:	E19790109
Meeting Date:	MAR 25, 2021	Meeting Type:	Annual
Record Date:	MAR 19, 2021

#	Proposal	Mgt Rec	Vote Cast		Sponsor
1.A	Approve Consolidated and Standalone Financial Statements	For	For		Management
1.B	Approve Non-Financial Information Statement	For	For		Management
1.C	Approve Discharge of Board	For	For		Management
2	Approve Treatment of Net Loss	For	For		Management
3.A	Fix Number of Directors at 15	For	For		Management
3.B	Ratify Appointment of and Elect Gina Lorenza Diez Barroso as Director	For	For		Management
3.C	Re-elect Homaira Akbari as Director	For	For		Management
3.D	Re-elect Alvaro Antonio Cardoso de Souza as Director	For	For		Management
3.E	Re-elect Javier Botin-Sanz de Sautuolay O’Shea as Director	For	For		Management
3.F	Re-elect Ramiro Mato Garcia-Ansorena as Director	For	For		Management
3.G	Re-elect Bruce Carnegie-Brown as Director	For	For		Management
4	Ratify Appointment of PricewaterhouseCoopers as Auditor	For	For		Management
5.A	Amend Articles Re: Non-Convertible Debentures	For	For		Management
5.B	Amend Article 20 Re: Competences of General Meetings	For	For		Management
5.C	Amend Articles Re: Shareholders’ Participation at General Meetings	For	For		Management
5.D	Amend Articles Re: Remote Voting	For	Against		Management
6.A	Amend Article 2 of General Meeting Regulations Re: Issuance of Debentures	For	For		Management
6.B	Amend Article 2 of General Meeting Regulations Re: Share-Based Compensation	For	For		Management
6.C	Amend Article 8 of General Meeting Regulations Re: Proxy Representation	For	For		Management
6.D	Amend Article 20 of General Meeting Regulations Re: Remote Voting	For	For		Management
6.E	Amend Article 26 of General Meeting Regulations Re: Publication of Resolutions	For	For		Management
7	Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion	For	For		Management
8	Approve Remuneration Policy	For	For		Management
9	Approve Remuneration of Directors	For	For		Management
10	Fix Maximum Variable Compensation Ratio	For	For		Management
11.A	Approve Deferred Multiyear Objectives Variable Remuneration Plan	For	For		Management
11.B	Approve Deferred and Conditional Variable Remuneration Plan	For	For		Management
11.C	Approve Digital Transformation Award	For	For	��	Management
11.D	Approve Buy-out Policy	For	For		Management
11.E	Approve Employee Stock Purchase Plan	For	For		Management
12	Authorize Board to Ratify and Execute Approved Resolutions	For	For		Management
13	Advisory Vote on Remuneration Report	For	For		Management

BANK OF AMERICA CORP.

Ticker:	BAC	Security ID:	060505104
Meeting Date:	APR 20, 2021	Meeting Type:	Annual
Record Date:	MAR 01, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Sharon L. Allen	For	For	Management
1b	Elect Director Susan S. Bies	For	For	Management
1c	Elect Director Frank P. Bramble, Sr.	For	For	Management
1d	Elect Director Pierre J.P. de Weck	For	For	Management
1e	Elect Director Arnold W. Donald	For	For	Management
1f	Elect Director Linda P. Hudson	For	For	Management
1g	Elect Director Monica C. Lozano	For	For	Management
1h	Elect Director Thomas J. May	For	For	Management
1i	Elect Director Brian T. Moynihan	For	For	Management
1j	Elect Director Lionel L. Nowell, III	For	For	Management
1k	Elect Director Denise L. Ramos	For	For	Management
1l	Elect Director Clayton S. Rose	For	For	Management
1m	Elect Director Michael D. White	For	For	Management
1n	Elect Director Thomas D. Woods	For	For	Management
1o	Elect Director R. David Yost	For	For	Management
1p	Elect Director Maria T. Zuber	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management
5	Amend Proxy Access Right	Against	For	Shareholder
6	Provide Right to Act by Written Consent	Against	For	Shareholder
7	Approve Change in Organizational Form	Against	Against	Shareholder
8	Request on Racial Equity Audit	Against	Against	Shareholder

Page 7

BARCLAYS PLC

Ticker:	BARC	Security ID:	G08036124
Meeting Date:	MAY 05, 2021	Meeting Type:	Annual
Record Date:	APR 30, 2021

#		Proposal	Mgt Rec	Vote Cast	Sponsor
1		Accept Financial Statements and Statutory Reports	For	For	Management
2		Approve Remuneration Report	For	For	Management
3		Elect Julia Wilson as Director	For	For	Management
4		Re-elect Mike Ashley as Director	For	For	Management
5		Re-elect Tim Breedon as Director	For	For	Management
6		Re-elect Mohamed A. El-Erian as Director	For	For	Management
7		Re-elect Dawn Fitzpatrick as Director	For	For	Management
8		Re-elect Mary Francis as Director	For	For	Management
9		Re-elect Crawford Gillies as Director	For	For	Management
10		Re-elect Brian Gilvary as Director	For	For	Management
11		Re-elect Nigel Higgins as Director	For	For	Management
12		Re-elect Tushar Morzaria as Director	For	For	Management
13		Re-elect Diane Schueneman as Director	For	For	Management
14	��	Re-elect James Staley as Director	For	For	Management
15		Reappoint KPMG LLP as Auditors	For	For	Management
16		Authorise the Board Audit Committee to Fix Remuneration of Auditors	For	For	Management
17		Authorise UK Political Donations and Expenditure	For	For	Management
18		Authorise Issue of Equity	For	For	Management
19		Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
20		Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
21		Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes	For	For	Management
22		Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes	For	For	Management
23		Authorise Market Purchase of Ordinary Shares	For	For	Management
24		Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management
25		Approve Long Term Incentive Plan	For	For	Management
26		Amend Share Value Plan	For	For	Management
27		Approve Scrip Dividend Program	For	For	Management
28		Adopt New Articles of Association	For	For	Management
29		Approve Market Forces Requisitioned Resolution	Against	Against	Shareholder

BAYER AG

Ticker:	BAYN	Security ID:	D0712D163
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020	For	For	Management
2	Approve Discharge of Management Board for Fiscal Year 2020	For	For	Management
3	Approve Discharge of Supervisory Board for Fiscal Year 2020	For	For	Management
4.1	Elect Fei-Fei Li to the Supervisory Board	For	For	Management
4.2	Elect Alberto Weisser to the Supervisory Board	For	For	Management
5	Approve Remuneration of Supervisory Board	For	For	Management
6	Ratify Deloitte GmbH as Auditors for Fiscal Year 2021	For	For	Management

Page 8

BAYERISCHE MOTOREN WERKE AG

Ticker:	BMW	Security ID:	D12096109
Meeting Date:	MAY 12, 2021	Meeting Type:	Annual
Record Date:	APR 20, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)	None	None	Management
2	Approve Allocation of Income and Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share	For	For	Management
3	Approve Discharge of Management Board for Fiscal Year 2020	For	For	Management
4	Approve Discharge of Supervisory Board for Fiscal Year 2020	For	For	Management
5	Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021	For	For	Management
6.1	Elect Marc Bitzer to the Supervisory Board	For	For	Management
6.2	Elect Rachel Empey to the Supervisory Board	For	For	Management
6.3	Elect Christoph Schmidt to the Supervisory Board	For	For	Management
7	Approve Remuneration Policy	For	For	Management
8	Approve Remuneration of Supervisory Board	For	For	Management
9.1	Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission	For	For	Management
9.2	Amend Articles Re: Proof of Entitlement	For	For	Management
9.3	Amend Articles Re: Participation and Voting Rights	For	For	Management
10	Amend Affiliation Agreement with BMW Bank GmbH	For	For	Management

BIOMARIN PHARMACEUTICAL, INC.

Ticker:	BMRN	Security ID:	09061G101
Meeting Date:	MAY 25, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Jean-Jacques Bienaime	For	For	Management
1.2	Elect Director Elizabeth McKee Anderson	For	For	Management
1.3	Elect Director Willard Dere	For	For	Management
1.4	Elect Director Michael Grey	For	For	Management
1.5	Elect Director Elaine J. Heron	For	For	Management
1.6	Elect Director Maykin Ho	For	For	Management
1.7	Elect Director Robert J. Hombach	For	For	Management
1.8	Elect Director V. Bryan Lawlis	For	For	Management
1.9	Elect Director Richard A. Meier	For	For	Management
1.10	Elect Director David E.I. Pyott	For	For	Management
1.11	Elect Director Dennis J. Slamon	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management

Page 9

BNP PARIBAS SA

Ticker:	BNP	Security ID:	F1058Q238
Meeting Date:	MAY 18, 2021	Meeting Type:	Annual/Special
Record Date:	MAY 16, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Financial Statements and Statutory Reports	For	For	Management
2	Approve Consolidated Financial Statements and Statutory Reports	For	For	Management
3	Approve Allocation of Income and Dividends of EUR 1.11 per Share	For	For	Management
4	Approve Auditors’ Special Report on Related-Party Transactions	For	For	Management
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management
6	Re-elect Pierre Andre de Chalendar as Director	For	For	Management
7	Re-elect Rajna Gibson Brandon as Director	For	For	Management
8	Elect Christian Noyer as Director	For	For	Management
9	Elect Juliette Brisac as Representative of Employee Shareholders to the Board	For	For	Management
A	Elect Isabelle Coron as Representative of Employee Shareholders to the Board	Against	Against	Management
B	Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board	Against	Against	Management
C	Elect Dominique Potier as Representative of Employee Shareholders to the Board	Against	Against	Management
10	Approve Remuneration Policy of Directors	For	For	Management
11	Approve Remuneration Policy of Chairman of the Board	For	For	Management
12	Approve Remuneration Policy of CEO and Vice-CEO	For	For	Management
13	Approve Compensation of Corporate Officers	For	For	Management
14	Approve Compensation of Jean Lemierre, Chairman of the Board	For	For	Management
15	Approve Compensation of Jean-Laurent Bonnafe, CEO	For	For	Management
16	Approve Compensation of Philippe Bordenave, Vice-CEO	For	For	Management
17	Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers	For	For	Management
18	Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million	For	For	Management
19	Set Limit for the Variable Remuneration of Executives and Specific Employees	For	For	Management
20	Authorize Decrease in Share Capital via Cancellation of Repurchased Shares	For	For	Management
21	Authorize Filing of Required Documents/Other Formalities	For	For	Management

BOOKING HOLDINGS, INC.

Ticker:	BKNG	Security ID:	09857L108
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	APR 08, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Timothy M. Armstrong	For	For	Management
1.2	Elect Director Glenn D. Fogel	For	For	Management
1.3	Elect Director Mirian M. Graddick-Weir	For	For	Management
1.4	Elect Director Wei Hopeman	For	For	Management
1.5	Elect Director Robert J. Mylod, Jr.	For	For	Management
1.6	Elect Director Charles H. Noski	For	For	Management
1.7	Elect Director Nicholas J. Read	For	For	Management
1.8	Elect Director Thomas E. Rothman	For	For	Management
1.9	Elect Director Bob van Dijk	For	For	Management
1.10	Elect Director Lynn M. Vojvodich	For	For	Management
1.11	Elect Director Vanessa A. Wittman	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
5	Provide Right to Act by Written Consent	For	For	Management
6	Provide Right to Act by Written Consent	Against	For	Shareholder
7	Report on Annual Climate Transition	Against	For	Shareholder
8	Annual Investor Advisory Vote on Climate Plan	Against	Abstain	Shareholder

Page 10

BRISTOL-MYERS SQUIBB CO.

Ticker:	BMY	Security ID:	110122108
Meeting Date:	MAY 04, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1A	Elect Director Peter J. Arduini	For	For	Management
1B	Elect Director Michael W. Bonney	For	For	Management
1C	Elect Director Giovanni Caforio	For	For	Management
1D	Elect Director Julia A. Haller	For	For	Management
1E	Elect Director Paula A. Price	For	For	Management
1F	Elect Director Derica W. Rice	For	For	Management
1G	Elect Director Theodore R. Samuels	For	For	Management
1H	Elect Director Gerald L. Storch	For	For	Management
1I	Elect Director Karen H. Vousden	For	For	Management
1J	Elect Director Phyllis R. Yale	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Approve Omnibus Stock Plan	For	For	Management
4	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
5	Reduce Ownership Threshold for Special Shareholder Meetings to 15%	For	For	Management
6	Require Independent Board Chair	Against	Against	Shareholder
7	Provide Right to Act by Written Consent	Against	For	Shareholder
8	Reduce Ownership Threshold for Special Shareholder Meetings to 10%	Against	For	Shareholder

CAPITAL ONE FINANCIAL CORP.

Ticker:	COF	Security ID:	14040H105
Meeting Date:	MAY 06, 2021	Meeting Type:	Annual
Record Date:	MAR 10, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Richard D. Fairbank	For	For	Management
1b	Elect Director Ime Archibong	For	For	Management
1c	Elect Director Ann Fritz Hackett	For	For	Management
1d	Elect Director Peter Thomas Killalea	For	For	Management
1e	Elect Director Cornelis “Eli” Leenaars	For	For	Management
1f	Elect Director Francois Locoh-Donou	For	For	Management
1g	Elect Director Peter E. Raskind	For	For	Management
1h	Elect Director Eileen Serra	For	For	Management
1i	Elect Director Mayo A. Shattuck, III	For	For	Management
1j	Elect Director Bradford H. Warner	For	For	Management
1k	Elect Director Catherine G. West	For	For	Management
1l	Elect Director Craig Anthony Williams	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management

Page 11

CARRIER GLOBAL CORP.

Ticker:	CARR	Security ID:	14448C104
Meeting Date:	APR 19, 2021	Meeting Type:	Annual
Record Date:	FEB 22, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director John V. Faraci	For	For	Management
1b	Elect Director Jean-Pierre Garnier	For	For	Management
1c	Elect Director David Gitlin	For	For	Management
1d	Elect Director John J. Greisch	For	For	Management
1e	Elect Director Charles M. Holley, Jr.	For	For	Management
1f	Elect Director Michael M. McNamara	For	For	Management
1g	Elect Director Michael A. Todman	For	For	Management
1h	Elect Director Virginia M. Wilson	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Advisory Vote on Say on Pay Frequency	One Year	One Year	Management

CELANESE CORP.

Ticker:	CE	Security ID:	150870103
Meeting Date:	APR 15, 2021	Meeting Type:	Annual
Record Date:	FEB 18, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jean S. Blackwell	For	For	Management
1b	Elect Director William M. Brown	For	For	Management
1c	Elect Director Edward G. Galante	For	For	Management
1d	Elect Director Kathryn M. Hill	For	For	Management
1e	Elect Director David F. Hoffmeister	For	For	Management
1f	Elect Director Jay V. Ihlenfeld	For	For	Management
1g	Elect Director Deborah J. Kissire	For	For	Management
1h	Elect Director Kim K. W. Rucker	For	For	Management
1i	Elect Director Lori J. Ryerkerk	For	For	Management
1j	Elect Director John K. Wulff	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 12

CHARTER COMMUNICATIONS, INC.

Ticker:	CHTR	Security ID:	16119P108
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	FEB 26, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director W. Lance Conn	For	For	Management
1b	Elect Director Kim C. Goodman	For	For	Management
1c	Elect Director Craig A. Jacobson	For	For	Management
1d	Elect Director Gregory B. Maffei	For	For	Management
1e	Elect Director John D. Markley, Jr.	For	For	Management
1f	Elect Director David C. Merritt	For	For	Management
1g	Elect Director James E. Meyer	For	For	Management
1h	Elect Director Steven A. Miron	For	For	Management
1i	Elect Director Balan Nair	For	For	Management
1j	Elect Director Michael A. Newhouse	For	For	Management
1k	Elect Director Mauricio Ramos	For	For	Management
1l	Elect Director Thomas M. Rutledge	For	For	Management
1m	Elect Director Eric L. Zinterhofer	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Report on Lobbying Payments and Policy	Against	Against	Shareholder
4	Require Independent Board Chair	Against	Against	Shareholder
5	Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts	Against	For	Shareholder
6	Report on Greenhouse Gas Emissions Disclosure	Against	Abstain	Shareholder
7	Adopt Policy to Annually Disclose EEO-1 Data	Against	For	Shareholder

CIGNA CORP.

Ticker:	CI	Security ID:	125523100
Meeting Date:	APR 28, 2021	Meeting Type:	Annual
Record Date:	MAR 08, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director David M. Cordani	For	For	Management
1b	Elect Director William J. DeLaney	For	For	Management
1c	Elect Director Eric J. Foss	For	For	Management
1d	Elect Director Elder Granger	For	For	Management
1e	Elect Director Isaiah Harris, Jr.	For	For	Management
1f	Elect Director George Kurian	For	For	Management
1g	Elect Director Kathleen M. Mazzarella	For	For	Management
1h	Elect Director Mark B. McClellan	For	For	Management
1i	Elect Director John M. Partridge	For	For	Management
1j	Elect Director Kimberly A. Ross	For	For	Management
1k	Elect Director Eric C. Wiseman	For	For	Management
1l	Elect Director Donna F. Zarcone	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Provide Right to Act by Written Consent	Against	For	Shareholder
6	Report on Gender Pay Gap	Against	For	Shareholder
7	Disclose Board Matrix Including Ideological Perspectives	Against	Against	Shareholder

Page 13

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Ticker:	CTSH	Security ID:	192446102
Meeting Date:	JUN 01, 2021	Meeting Type:	Annual
Record Date:	APR 05, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Zein Abdalla	For	For	Management
1b	Elect Director Vinita Bali	For	For	Management
1c	Elect Director Maureen Breakiron-Evans	For	For	Management
1d	Elect Director Archana Deskus	For	For	Management
1e	Elect Director John M. Dineen	For	For	Management
1f	Elect Director Brian Humphries	For	For	Management
1g	Elect Director Leo S. Mackay, Jr.	For	For	Management
1h	Elect Director Michael Patsalos-Fox	For	For	Management
1i	Elect Director Joseph M. Velli	For	For	Management
1j	Elect Director Sandra S. Wijnberg	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Provide Right to Act by Written Consent	Against	For	Shareholder

COMCAST CORP.

Ticker:	CMCSA	Security ID:	20030N101
Meeting Date:	JUN 02, 2021	Meeting Type:	Annual
Record Date:	APR 05, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Kenneth J. Bacon	For	For	Management
1.2	Elect Director Madeline S. Bell	For	For	Management
1.3	Elect Director Naomi M. Bergman	For	For	Management
1.4	Elect Director Edward D. Breen	For	For	Management
1.5	Elect Director Gerald L. Hassell	For	For	Management
1.6	Elect Director Jeffrey A. Honickman	For	For	Management
1.7	Elect Director Maritza G. Montiel	For	For	Management
1.8	Elect Director Asuka Nakahara	For	For	Management
1.9	Elect Director David C. Novak	For	For	Management
1.10	Elect Director Brian L. Roberts	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment	Against	Against	Shareholder

Page 14

CONCHO RESOURCES, INC.

Ticker:	CXO	Security ID:	20605P101
Meeting Date:	JAN 15, 2021	Meeting Type:	Special
Record Date:	DEC 11, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Merger Agreement	For	For	Management
2	Advisory Vote on Golden Parachutes	For	For	Management

CONOCOPHILLIPS

Ticker:	COP	Security ID:	20825C104
Meeting Date:	MAY 11, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Charles E. Bunch	For	For	Management
1b	Elect Director Caroline Maury Devine	For	For	Management
1c	Elect Director John V. Faraci	For	For	Management
1d	Elect Director Jody Freeman	For	For	Management
1e	Elect Director Gay Huey Evans	For	For	Management
1f	Elect Director Jeffrey A. Joerres	For	For	Management
1g	Elect Director Ryan M. Lance	For	For	Management
1h	Elect Director Timothy A. Leach	For	For	Management
1i	Elect Director William H. McRaven	For	For	Management
1j	Elect Director Sharmila Mulligan	For	For	Management
1k	Elect Director Eric D. Mullins	For	For	Management
1l	Elect Director Arjun N. Murti	For	For	Management
1m	Elect Director Robert A. Niblock	For	For	Management
1n	Elect Director David T. Seaton	For	For	Management
1o	Elect Director R.A. Walker	For	For	Management
2	Ratify Ernst & Young LLP as Auditor	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Adopt Simple Majority Vote	For	For	Shareholder
5	Emission Reduction Targets	Against	Against	Shareholder

Page 15

CREDICORP, LTD.

Ticker:	BAP	Security ID:	G2519Y108
Meeting Date:	OCT 16, 2020	Meeting Type:	Special
Record Date:	SEP 08, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Elect Leslie Pierce Diez Canseco as Director	For	For	Management

CREDICORP, LTD.

Ticker:	BAP	Security ID:	G2519Y108
Meeting Date:	MAR 31, 2021	Meeting Type:	Annual
Record Date:	FEB 10, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Present 2020 Annual Report (Non-Voting)	None	None	Management
2	Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2020, Including External Auditors’ Report (Non-Voting)	None	None	Management
3	Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration	For	For	Management

Page 16

CREDIT SUISSE GROUP AG

Ticker:	CSGN	Security ID:	H3698D419
Meeting Date:	NOV 27, 2020	Meeting Type:	Special
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Allocation of Income and Dividends of CHF 0.14 per Share	For	For	Management
2.1	Additional Voting Instructions - Shareholder Proposals (Voting)	Against	Against	Management
2.2	Additional Voting Instructions - Board of Directors Proposals (Voting)	For	Against	Management

CREDIT SUISSE GROUP AG

Ticker:	CSGN	Security ID:	H3698D419
Meeting Date:	APR 30, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Approve Remuneration Report	For	For	Management
1.2	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Discharge of Board and Senior Management [Item Withdrawn]	None	Abstain	Management
3	Approve Allocation of Income and Dividends of CHF 0.10 per Share	For	For	Management
4	Approve Creation of CHF 5 Million Pool of Capital without Pre-emptive Rights	For	For	Management
5.1.a	Elect Antonio Horta-Osorio as Director and Board Chairman	For	For	Management
5.1.b	Re-elect Iris Bohnet as Director	For	For	Management
5.1.c	Re-elect Christian Gellerstad as Director	For	For	Management
5.1.d	Re-elect Andreas Gottschling as Director	For	Against	Management
5.1.e	Re-elect Michael Klein as Director	For	For	Management
5.1.f	Re-elect Shan Li as Director	For	For	Management
5.1.g	Re-elect Seraina Macia as Director	For	For	Management
5.1.h	Re-elect Richard Meddings as Director	For	For	Management
5.1.i	Re-elect Kai Nargolwala as Director	For	For	Management
5.1.j	Re-elect Ana Pessoa as Director	For	For	Management
5.1.k	Re-elect Severin Schwan as Director	For	For	Management
5.1.l	Elect Clare Brady as Director	For	For	Management
5.1.m	Elect Blythe Masters as Director	For	For	Management
5.2.1	Reappoint Iris Bohnet as Member of the Compensation Committee	For	For	Management
5.2.2	Reappoint Christian Gellerstad as Member of the Compensation Committee	For	For	Management
5.2.3	Reappoint Michael Klein as Member of the Compensation Committee	For	For	Management
5.2.4	Reappoint Kai Nargolwala as Member of the Compensation Committee	For	For	Management
5.2.5	Appoint Blythe Masters as Member of the Compensation Committee	For	For	Management
6.1	Approve Remuneration of Directors in the Amount of CHF 12 Million	For	For	Management
6.2.1	Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn]	None	Abstain	Management
6.2.2	Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million	For	For	Management
6.2.3	Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn]	None	Abstain	Management
7.1	Ratify PricewaterhouseCoopers AG as Auditors	For	For	Management
7.2	Ratify BDO AG as Special Auditors	For	For	Management
7.3	Designate Keller KLG as Independent Proxy	For	For	Management
8.1	Additional Voting Instructions - Shareholder Proposals (Voting)	Against	Against	Management
8.2	Additional Voting Instructions - Board of Directors Proposals (Voting)	For	Against	Management

Page 17

CVS HEALTH CORP.

Ticker:	CVS	Security ID:	126650100
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 17, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Fernando Aguirre	For	For	Management
1b	Elect Director C. David Brown, II	For	For	Management
1c	Elect Director Alecia A. DeCoudreaux	For	For	Management
1d	Elect Director Nancy-Ann M. DeParle	For	For	Management
1e	Elect Director David W. Dorman	For	For	Management
1f	Elect Director Roger N. Farah	For	For	Management
1g	Elect Director Anne M. Finucane	For	For	Management
1h	Elect Director Edward J. Ludwig	For	For	Management
1i	Elect Director Karen S. Lynch	For	For	Management
1j	Elect Director Jean-Pierre Millon	For	For	Management
1k	Elect Director Mary L. Schapiro	For	For	Management
1l	Elect Director William C. Weldon	For	For	Management
1m	Elect Director Tony L. White	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Reduce Ownership Threshold for Shareholders to Request Action by Written Consent	Against	For	Shareholder
5	Require Independent Board Chair	Against	Against	Shareholder

DAITO TRUST CONSTRUCTION CO., LTD.

Ticker:	1878	Security ID:	J11151107
Meeting Date:	JUN 25, 2021	Meeting Type:	Annual
Record Date:	MAR 31, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Allocation of Income, with a Final Dividend of JPY 251	For	For	Management
2.1	Elect Director Kobayashi, Katsuma	For	For	Management
2.2	Elect Director Kawai, Shuji	For	For	Management
2.3	Elect Director Takeuchi, Kei	For	For	Management
2.4	Elect Director Sato, Koji	For	For	Management
2.5	Elect Director Uchida, Kanitsu	For	For	Management
2.6	Elect Director Tate, Masafumi	For	For	Management
2.7	Elect Director Mori, Yoshihiro	For	For	Management
2.8	Elect Director Yamaguchi, Toshiaki	For	For	Management
2.9	Elect Director Sasaki, Mami	For	For	Management
2.10	Elect Director Shoda, Takashi	For	For	Management
2.11	Elect Director Iritani, Atsushi	For	For	Management
3.1	Appoint Statutory Auditor Uno, Masayasu	For	For	Management
3.2	Appoint Statutory Auditor Matsushita, Masa	For	For	Management
3.3	Appoint Statutory Auditor Kobayashi, Kenji	For	For	Management
4	Appoint Ernst & Young ShinNihon LLC as New External Audit Firm	For	For	Management

Page 18

DELL TECHNOLOGIES, INC.

Ticker:	DELL	Security ID:	24703L202
Meeting Date:	JUN 22, 2021	Meeting Type:	Annual
Record Date:	APR 26, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Michael S. Dell	For	For	Management
1.2	Elect Director David W. Dorman	For	For	Management
1.3	Elect Director Egon Durban	For	For	Management
1.4	Elect Director William D. Green	For	For	Management
1.5	Elect Director Simon Patterson	For	For	Management
1.6	Elect Director Lynn M. Vojvodich	For	For	Management
1.7	Elect Director Ellen J. Kullman	For	For	Management
2	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named	For	For	Management
	Executive Officers’ Compensation

DISH NETWORK CORP.

Ticker:	DISH	Security ID:	25470M109
Meeting Date:	APR 30, 2021	Meeting Type:	Annual
Record Date:	MAR 09, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Kathleen Q. Abernathy	For	For	Management
1.2	Elect Director George R. Brokaw	For	For	Management
1.3	Elect Director James DeFranco	For	For	Management
1.4	Elect Director Cantey M. Ergen	For	For	Management
1.5	Elect Director Charles W. Ergen	For	For	Management
1.6	Elect Director Afshin Mohebbi	For	For	Management
1.7	Elect Director Tom A. Ortolf	For	For	Management
1.8	Elect Director Joseph T. Proietti	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Amend Non-Employee Director Stock Option Plan	For	For	Management

Page 19

FACEBOOK, INC.

Ticker:	FB	Security ID:	30303M102
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	APR 01, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Peggy Alford	For	For	Management
1.2	Elect Director Marc L. Andreessen	For	For	Management
1.3	Elect Director Andrew W. Houston	For	For	Management
1.4	Elect Director Nancy Killefer	For	For	Management
1.5	Elect Director Robert M. Kimmitt	For	For	Management
1.6	Elect Director Sheryl K. Sandberg	For	For	Management
1.7	Elect Director Peter A. Thiel	For	For	Management
1.8	Elect Director Tracey T. Travis	For	For	Management
1.9	Elect Director Mark Zuckerberg	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Amend Non-Employee Director Compensation Policy	For	For	Management
4	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Against	Against	Shareholder
5	Require Independent Board Chair	Against	Against	Shareholder
6	Report on Online Child Sexual Exploitation	Against	Against	Shareholder
7	Require Independent Director Nominee with Human and/or Civil Rights Experience	Against	Against	Shareholder
8	Report on Platform Misuse	Against	Against	Shareholder
9	Amend Certificate of Incorporation to Become a Public Benefit Corporation	Against	Against	Shareholder

FEDEX CORP.

Ticker:	FDX	Security ID:	31428X106
Meeting Date:	SEP 21, 2020	Meeting Type:	Annual
Record Date:	JUL 27, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Marvin R. Ellison	For	For	Management
1b	Elect Director Susan Patricia Griffith	For	For	Management
1c	Elect Director John C. (Chris) Inglis	For	For	Management
1d	Elect Director Kimberly A. Jabal	For	For	Management
1e	Elect Director Shirley Ann Jackson	For	For	Management
1f	Elect Director R. Brad Martin	For	For	Management
1g	Elect Director Joshua Cooper Ramo	For	For	Management
1h	Elect Director Susan C. Schwab	For	For	Management
1i	Elect Director Frederick W. Smith	For	For	Management
1j	Elect Director David P. Steiner	For	For	Management
1k	Elect Director Rajesh Subramaniam	For	For	Management
1l	Elect Director Paul S. Walsh	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Ernst &Young LLP as Auditors	For	For	Management
4	Report on Lobbying Payments and Policy	Against	Against	Shareholder
5	Report on Political Contributions Disclosure	Against	Against	Shareholder
6	Report on Employee Representation on the Board of Directors	Against	Against	Shareholder
7	Provide Right to Act by Written Consent	Against	For	Shareholder
8	Report on Integrating ESG Metrics Into Executive Compensation Program	Against	Against	Shareholder

Page 20

GLAXOSMITHKLINE PLC

Ticker:	GSK	Security ID:	G3910J112
Meeting Date:	MAY 05, 2021	Meeting Type:	Annual
Record Date:	APR 30, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Remuneration Report	For	For	Management
3	Re-elect Sir Jonathan Symonds as Director	For	For	Management
4	Re-elect Dame Emma Walmsley as Director	For	For	Management
5	Re-elect Charles Bancroft as Director	For	For	Management
6	Re-elect Vindi Banga as Director	For	For	Management
7	Re-elect Dr Hal Barron as Director	For	For	Management
8	Re-elect Dr Vivienne Cox as Director	For	For	Management
9	Re-elect Lynn Elsenhans as Director	For	For	Management
10	Re-elect Dr Laurie Glimcher as Director	For	For	Management
11	Re-elect Dr Jesse Goodman as Director	For	For	Management
12	Re-elect Iain Mackay as Director	For	For	Management
13	Re-elect Urs Rohner as Director	For	For	Management
14	Reappoint Deloitte LLP as Auditors	For	For	Management
15	Authorise Board to Fix Remuneration of Auditors	For	For	Management
16	Authorise UK Political Donations and Expenditure	For	For	Management
17	Authorise Issue of Equity	For	For	Management
18	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
19	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
20	Authorise Market Purchase of Ordinary Shares	For	For	Management
21	Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports	For	For	Management
22	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

GLENCORE PLC

Ticker:	GLEN	Security ID:	G39420107
Meeting Date:	APR 29, 2021	Meeting Type:	Annual
Record Date:	APR 27, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Reduction of Capital Contribution Reserves	For	For	Management
3	Re-elect Anthony Hayward as Director	For	For	Management
4	Re-elect Ivan Glasenberg as Director	For	For	Management
5	Re-elect Peter Coates as Director	For	For	Management
6	Re-elect Martin Gilbert as Director	For	For	Management
7	Re-elect Gill Marcus as Director	For	For	Management
8	Re-elect Patrice Merrin as Director	For	For	Management
9	Re-elect Kalidas Madhavpeddi as Director	For	For	Management
10	Elect Cynthia Carroll as Director	For	For	Management
11	Reappoint Deloitte LLP as Auditors	For	For	Management
12	Authorise the Audit Committee to Fix Remuneration of Auditors	For	For	Management
13	Approve Incentive Plan	For	For	Management
14	Approve Company’s Climate Action Transition Plan	For	Abstain	Management
15	Approve Remuneration Policy	For	For	Management
16	Approve Remuneration Report	For	For	Management
17	Authorise Issue of Equity	For	For	Management
18	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
19	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
20	Authorise Market Purchase of Ordinary Shares	For	For	Management

Page 21

GRUPO TELEVISA SAB

Ticker:	TLEVISACPO	Security ID:	40049J206
Meeting Date:	APR 28, 2021	Meeting Type:	Annual/Special
Record Date:	APR 09, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders	For	For	Management
1.2	Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders	For	For	Management
1.3	Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series L Shareholders	For	For	Management
2	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management
1.1	Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders	For	For	Management
1.2	Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders	For	For	Management
1.3	Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series D Shareholders	For	For	Management
1.4	Elect or Ratify Herbert Allen III as Alternate Director Representing Series D Shareholders	For	For	Management
2	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management
1	Present Financial Statements and Statutory Reports	For	For	Management
2	Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information	For	For	Management
3	Present Report on Activities and Operations Undertaken by Board	For	For	Management
4	Present Report of Audit Committee	For	For	Management
5	Present Report of Corporate Practices Committee	For	For	Management
6	Present Report on Compliance with Fiscal Obligations	For	For	Management
7	Approve Allocation of Income and Dividends	For	For	Management
8	Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares	For	For	Management
9.1	Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders	For	For	Management
9.2	Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders	For	For	Management
9.3	Elect or Ratify Alberto Bailleres Gonzalez as Director Representing Series A Shareholders	For	For	Management
9.4	Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders	For	For	Management
9.5	Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders	For	For	Management
9.6	Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders	For	For	Management
9.7	Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders	For	For	Management
9.8	Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders	For	For	Management
9.9	Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders	For	For	Management
9.10	Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders	For	For	Management
9.11	Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders	For	For	Management
9.12	Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders	For	For	Management
9.13	Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders	For	For	Management
9.14	Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders	For	For	Management
9.15	Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders	For	For	Management
9.16	Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders	For	For	Management
9.17	Elect or Ratify Julio Barba Hurtado as Alternate Director	For	For	Management
9.18	Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director	For	For	Management
9.19	Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director	For	For	Management
9.20	Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director	For	For	Management
9.21	Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director	For	For	Management
10	Elect or Ratify Members of Executive Committee; Discharge them	For	For	Management
11	Elect or Ratify Chairman of Audit Committee; Discharge them	For	For	Management
12	Elect or Ratify Chairman of Corporate Practices Committee; Discharge them	For	For	Management
13	Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries	For	For	Management
14	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management
1	Approve Cancellation of Shares and Consequently Reduction in Share Capital; Amend Article 6	For	For	Management
2	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management

GRUPO TELEVISA SAB

Ticker:	TLEVISACPO	Security ID:	40049J206
Meeting Date:	MAY 24, 2021	Meeting Type:	Special
Record Date:	APR 30, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Related-Party Transaction Re: Corporate Restructuring with Univision Holdings, Inc.	For	For	Management
2	Authorize Board to Ratify and Execute Approved Resolutions	For	For	Management

Page 22

HANG LUNG GROUP, LTD.

Ticker:	10	Security ID:	Y30148111
Meeting Date:	APR 30, 2021	Meeting Type:	Annual
Record Date:	APR 26, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Final Dividend	For	For	Management
3a	Elect Pak Wai Liu as Director	For	For	Management
3b	Elect George Ka Ki Chang as Director	For	For	Management
3c	Elect Roy Yang Chung Chen as Director	For	For	Management
3d	Elect Hau Cheong Ho as Director	For	For	Management
3e	Authorize Board to Fix Remuneration of Directors	For	For	Management
4	Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration	For	For	Management
5	Authorize Repurchase of Issued Share Capital	For	For	Management
6	Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights	For	For	Management
7	Authorize Reissuance of Repurchased Shares	For	For	Management

HEWLETT PACKARD ENTERPRISE CO.

Ticker:	HPE	Security ID:	42824C109
Meeting Date:	APR 14, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Daniel Ammann	For	For	Management
1b	Elect Director Pamela L. Carter	For	For	Management
1c	Elect Director Jean M. Hobby	For	For	Management
1d	Elect Director George R. Kurtz	For	For	Management
1e	Elect Director Raymond J. Lane	For	Against	Management
1f	Elect Director Ann M. Livermore	For	For	Management
1g	Elect Director Antonio F. Neri	For	For	Management
1h	Elect Director Charles H. Noski	For	For	Management
1i	Elect Director Raymond E. Ozzie	For	For	Management
1j	Elect Director Gary M. Reiner	For	For	Management
1k	Elect Director Patricia F. Russo	For	For	Management
1l	Elect Director Mary Agnes Wilderotter	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Approve Omnibus Stock Plan	For	For	Management
4	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
5	Advisory Vote on Say on Pay Frequency	One Year	One Year	Management

Page 23

HONDA MOTOR CO., LTD.

Ticker:	7267	Security ID:	J22302111
Meeting Date:	JUN 23, 2021	Meeting Type:	Annual
Record Date:	MAR 31, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles	For	For	Management
2.1	Elect Director Mikoshiba, Toshiaki	For	For	Management
2.2	Elect Director Mibe, Toshihiro	For	For	Management
2.3	Elect Director Kuraishi, Seiji	For	For	Management
2.4	Elect Director Takeuchi, Kohei	For	For	Management
2.5	Elect Director Suzuki, Asako	For	For	Management
2.6	Elect Director Suzuki, Masafumi	For	For	Management
2.7	Elect Director Sakai, Kunihiko	For	For	Management
2.8	Elect Director Kokubu, Fumiya	For	For	Management
2.9	Elect Director Ogawa, Yoichiro	For	For	Management
2.10	Elect Director Higashi, Kazuhiro	For	For	Management
2.11	Elect Director Nagata, Ryoko	For	For	Management

HP, INC.

Ticker:	HPQ	Security ID:	40434L105
Meeting Date:	APR 13, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Aida M. Alvarez	For	For	Management
1b	Elect Director Shumeet Banerji	For	For	Management
1c	Elect Director Robert R. Bennett	For	For	Management
1d	Elect Director Charles “Chip” V. Bergh	For	For	Management
1e	Elect Director Stacy Brown-Philpot	For	For	Management
1f	Elect Director Stephanie A. Burns	For	For	Management
1g	Elect Director Mary Anne Citrino	For	For	Management
1h	Elect Director Richard L. Clemmer	For	For	Management
1i	Elect Director Enrique J. Lores	For	For	Management
1j	Elect Director Judith “Jami” Miscik	For	For	Management
1k	Elect Director Subra Suresh	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Provide Right to Act by Written Consent	Against	For	Shareholder

Page 24

ICICI BANK, LTD.

Ticker:	532174	Security ID:	Y3860Z132
Meeting Date:	AUG 09, 2020	Meeting Type:	Special
Record Date:	JUL 03, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights	For	For	Management

ICICI BANK, LTD.

Ticker:	532174	Security ID:	Y3860Z132
Meeting Date:	AUG 14, 2020	Meeting Type:	Annual
Record Date:	AUG 07, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Re-elect Vishakha Mulye as Director	For	For	Management
3	Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration	For	For	Management
4	Approve Branch Auditors and Authorize Board to Fix Their Remuneration	For	For	Management
5	Approve Reappointment and Remuneration of Vishakha Mulye as Wholetime Director (Designated as Executive Director)	For	For	Management
6	Re-elect Girish Chandra Chaturvedi as Independent Director	For	For	Management
7	Approve Reappointment and Remuneration of Girish Chandra Chaturvedi as Non-Executive (part-time) Chairman	For	For	Management
8	Approve Shifting of Registered Office of the Company and Amend Memorandum of Association	For	For	Management

Page 25

INCYTE CORP.

Ticker:	INCY	Security ID:	45337C102
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Julian C. Baker	For	For	Management
1.2	Elect Director Jean-Jacques Bienaime	For	For	Management
1.3	Elect Director Paul J. Clancy	For	For	Management
1.4	Elect Director Wendy L. Dixon	For	For	Management
1.5	Elect Director Jacqualyn A. Fouse	For	For	Management
1.6	Elect Director Edmund P. Harrigan	For	For	Management
1.7	Elect Director Katherine A. High	For	For	Management
1.8	Elect Director Herve Hoppenot	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify Ernst & Young LLP as Auditors	For	For	Management

ITAU UNIBANCO HOLDING SA

Ticker:	ITUB4	Security ID:	P5968U113
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?	None	Against	Management
2	In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?	None	Against	Management
3	Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder	None	For	Shareholder

Page 26

JD.COM, INC.

Ticker:	9618	Security ID:	47215P106
Meeting Date:	JUN 23, 2021	Meeting Type:	Annual
Record Date:	MAY 20, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Adopt Chinese Name as Dual Foreign Name of the Company	For	For	Management
2	Amend Memorandum of Association and Articles of Association	For	For	Management

JOHNSON CONTROLS INTERNATIONAL PLC

Ticker:	JCI	Security ID:	G51502105
Meeting Date:	MAR 10, 2021	Meeting Type:	Annual
Record Date:	JAN 07, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jean Blackwell	For	For	Management
1b	Elect Director Pierre Cohade	For	For	Management
1c	Elect Director Michael E. Daniels	For	For	Management
1d	Elect Director Juan Pablo del Valle Perochena	For	For	Management
1e	Elect Director W. Roy Dunbar	For	For	Management
1f	Elect Director Gretchen R. Haggerty	For	For	Management
1g	Elect Director Simone Menne	For	For	Management
1h	Elect Director George R. Oliver	For	For	Management
1i	Elect Director Jurgen Tinggren	For	For	Management
1j	Elect Director Mark Vergnano	For	For	Management
1k	Elect Director R. David Yost	For	For	Management
1l	Elect Director John D. Young	For	For	Management
2a	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
2b	Authorize Board to Fix Remuneration of Auditors	For	For	Management
3	Authorize Market Purchases of Company Shares	For	For	Management
4	Determine Price Range for Reissuance of Treasury Shares	For	For	Management
5	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
6	Approve Omnibus Stock Plan	For	For	Management
7	Approve the Directors’ Authority to Allot Shares	For	For	Management
8	Approve the Disapplication of Statutory Pre-Emption Rights	For	For	Management

Page 27

JUNIPER NETWORKS, INC.

Ticker:	JNPR	Security ID:	48203R104
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 19, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Gary Daichendt	For	For	Management
1b	Elect Director Anne DelSanto	For	For	Management
1c	Elect Director Kevin DeNuccio	For	For	Management
1d	Elect Director James Dolce	For	For	Management
1e	Elect Director Christine Gorjanc	For	For	Management
1f	Elect Director Janet Haugen	For	For	Management
1g	Elect Director Scott Kriens	For	For	Management
1h	Elect Director Rahul Merchant	For	For	Management
1i	Elect Director Rami Rahim	For	For	Management
1j	Elect Director William Stensrud	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

LAFARGEHOLCIM, LTD.

Ticker:	LHN	Security ID:	H4768E105
Meeting Date:	MAY 04, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Accept Financial Statements and Statutory Reports	For	For	Management
1.2	Approve Remuneration Report	For	For	Management
2	Approve Discharge of Board and Senior Management	For	For	Management
3.1	Approve Allocation of Income	For	For	Management
3.2	Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves	For	For	Management
4.1	Change Company Name to Holcim Ltd	For	For	Management
4.2	Change Location of Registered Office/Headquarters to Zug, Switzerland	For	For	Management
5.1a	Re-elect Beat Hess as Director and Board Chairman	For	For	Management
5.1b	Re-elect Philippe Block as Director	For	For	Management
5.1c	Re-elect Kim Fausing as Director	For	For	Management
5.1d	Re-elect Colin Hall as Director	For	For	Management
5.1e	Re-elect Naina Kidwai as Director	For	For	Management
5.1f	Re-elect Patrick Kron as Director	For	For	Management
5.1g	Re-elect Adrian Loader as Director	For	For	Management
5.1h	Re-elect Juerg Oleas as Director	For	For	Management
5.1i	Re-elect Claudia Ramirez as Director	For	For	Management
5.1j	Re-elect Hanne Sorensen as Director	For	For	Management
5.1k	Re-elect Dieter Spaelti as Director	For	For	Management
5.2	Elect Jan Jenisch as Director	For	For	Management
5.3.1	Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee	For	For	Management
5.3.2	Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee	For	For	Management
5.3.3	Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee	For	For	Management
5.3.4	Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee	For	For	Management
5.4	Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee	For	For	Management
5.5.1	Ratify Deloitte AG as Auditors	For	For	Management
5.5.2	Designate Sabine Burkhalter Kaimakliotis as Independent Proxy	For	For	Management
6.1	Approve Remuneration of Directors in the Amount of CHF 5.2 Million	For	For	Management
6.2	Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million	For	For	Management
7	Transact Other Business (Voting)	For	Against	Management

Page 28

LINDE PLC

Ticker:	LIN	Security ID:	G5494J103
Meeting Date:	JUL 27, 2020	Meeting Type:	Annual
Record Date:	JUL 25, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Wolfgang H. Reitzle	For	For	Management
1b	Elect Director Stephen F. Angel	For	For	Management
1c	Elect Director Ann-Kristin Achleitner	For	For	Management
1d	Elect Director Clemens A. H. Borsig	For	For	Management
1e	Elect Director Nance K. Dicciani	For	For	Management
1f	Elect Director Thomas Enders	For	For	Management
1g	Elect Director Franz Fehrenbach	For	For	Management
1h	Elect Director Edward G. Galante	For	For	Management
1i	Elect Director Larry D. McVay	For	For	Management
1j	Elect Director Victoria E. Ossadnik	For	For	Management
1k	Elect Director Martin H. Richenhagen	For	For	Management
1l	Elect Director Robert L. Wood	For	For	Management
2a	Ratify PricewaterhouseCoopers as Auditors	For	For	Management
2b	Authorize Board to Fix Remuneration of Auditors	For	For	Management
3	Determine Price Range for Reissuance of Treasury Shares	For	For	Management
4	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

LYONDELLBASELL INDUSTRIES NV

Ticker:	LYB	Security ID:	N53745100
Meeting Date:	MAY 28, 2021	Meeting Type:	Annual
Record Date:	APR 30, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jacques Aigrain	For	For	Management
1b	Elect Director Lincoln Benet	For	For	Management
1c	Elect Director Jagjeet (Jeet) Bindra	For	For	Management
1d	Elect Director Robin Buchanan	For	For	Management
1e	Elect Director Anthony (Tony) Chase	For	For	Management
1f	Elect Director Stephen Cooper	For	For	Management
1g	Elect Director Nance Dicciani	For	For	Management
1h	Elect Director Robert (Bob) Dudley	For	For	Management
1i	Elect Director Claire Farley	For	For	Management
1j	Elect Director Michael Hanley	For	For	Management
1k	Elect Director Albert Manifold	For	For	Management
1l	Elect Director Bhavesh (Bob) Patel	For	For	Management
2	Approve Discharge of Directors	For	For	Management
3	Adopt Financial Statements and Statutory Reports	For	For	Management
4	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	For	For	Management
5	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
6	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management
8	Approve Cancellation of Shares	For	For	Management
9	Amend Omnibus Stock Plan	For	For	Management
10	Amend Qualified Employee Stock Purchase Plan	For	For	Management

Page 29

MAGNIT PJSC

Ticker:	MGNT	Security ID:	X51729105
Meeting Date:	DEC 24, 2020	Meeting Type:	Special
Record Date:	DEC 01, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Interim Dividends of RUB 245. 31 per Share for First Nine Months of Fiscal 2020	For	For	Management
2	Approve New Edition of Charter	For	For	Management
3	Approve New Edition of Regulations on Management	For	For	Management

MAGNIT PJSC

Ticker:	MGNT	Security ID:	X51729105
Meeting Date:	JUN 10, 2021	Meeting Type:	Annual
Record Date:	MAY 17, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Annual Report	For	For	Management
2	Approve Financial Statements	For	For	Management
3	Approve Allocation of Income and Dividends of RUB 245.31 per Share	For	For	Management
4.1	Elect Aleksandr Vinokurov as Director	None	Against	Management
4.2	Elect Timothy Demchenko as Director	None	Against	Management
4.3	Elect Jan Dunning as Director	None	Against	Management
4.4	Elect Sergei Zakharov as Director	None	Against	Management
4.5	Elect Hans Koch as Director	None	For	Management
4.6	Elect Evgenii Kuznetsov as Director	None	For	Management
4.7	Elect Aleksei Makhnev as Director	None	Against	Management
4.8	Elect Gregor Mowat as Director	None	For	Management
4.9	Elect Charles Ryan as Director	None	For	Management
4.10	Elect James Simmons as Director	None	For	Management
5	Ratify RAS Auditor	For	For	Management
6	Ratify IFRS Auditor	For	For	Management
7	Approve New Edition of Charter	For	For	Management
8	Approve New Edition of Regulations on General Meetings	For	For	Management
9	Approve New Edition of Regulations on Board of Directors	For	For	Management

Page 30

METLIFE, INC.

Ticker:	MET	Security ID:	59156R108
Meeting Date:	JUN 15, 2021	Meeting Type:	Annual
Record Date:	APR 22, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Cheryl W. Grise	For	For	Management
1b	Elect Director Carlos M. Gutierrez	For	For	Management
1c	Elect Director Gerald L. Hassell	For	For	Management
1d	Elect Director David L. Herzog	For	For	Management
1e	Elect Director R. Glenn Hubbard	For	For	Management
1f	Elect Director Edward J. Kelly, III	For	For	Management
1g	Elect Director William E. Kennard	For	For	Management
1h	Elect Director Michel A. Khalaf	For	For	Management
1i	Elect Director Catherine R. Kinney	For	For	Management
1j	Elect Director Diana L. McKenzie	For	For	Management
1k	Elect Director Denise M. Morrison	For	For	Management
1l	Elect Director Mark A. Weinberger	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

MICRO FOCUS INTERNATIONAL PLC

Ticker:	MCRO	Security ID:	G6117L194
Meeting Date:	MAR 25, 2021	Meeting Type:	Annual
Record Date:	MAR 23, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Final Dividend	For	For	Management
3	Approve Remuneration Report	For	For	Management
4	Re-elect Greg Lock as Director	For	For	Management
5	Re-elect Stephen Murdoch as Director	For	For	Management
6	Re-elect Brian McArthur-Muscroft as Director	For	For	Management
7	Re-elect Karen Slatford as Director	For	For	Management
8	Re-elect Richard Atkins as Director	For	For	Management
9	Re-elect Amanda Brown as Director	For	For	Management
10	Re-elect Lawton Fitt as Director	For	For	Management
11	Elect Robert Youngjohns as Director	For	For	Management
12	Elect Sander van ‘t Noordende as Director	For	For	Management
13	Reappoint KPMG LLP as Auditors	For	For	Management
14	Authorise Board to Fix Remuneration of Auditors	For	For	Management
15	Authorise Issue of Equity	For	For	Management
16	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
17	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
18	Authorise Market Purchase of Ordinary Shares	For	For	Management
19	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

Page 31

MICROCHIP TECHNOLOGY, INC.

Ticker:	MCHP	Security ID:	595017104
Meeting Date:	AUG 18, 2020	Meeting Type:	Annual
Record Date:	JUN 24, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Steve Sanghi	For	For	Management
1.2	Elect Director Matthew W. Chapman	For	For	Management
1.3	Elect Director L.B. Day	For	For	Management
1.4	Elect Director Esther L. Johnson	For	For	Management
1.5	Elect Director Wade F. Meyercord	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

MICROSOFT CORP.

Ticker:	MSFT	Security ID:	594918104
Meeting Date:	DEC 02, 2020	Meeting Type:	Annual
Record Date:	OCT 08, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Reid G. Hoffman	For	For	Management
1.2	Elect Director Hugh F. Johnston	For	For	Management
1.3	Elect Director Teri L. List-Stoll	For	For	Management
1.4	Elect Director Satya Nadella	For	For	Management
1.5	Elect Director Sandra E. Peterson	For	For	Management
1.6	Elect Director Penny S. Pritzker	For	For	Management
1.7	Elect Director Charles W. Scharf	For	For	Management
1.8	Elect Director Arne M. Sorenson	For	For	Management
1.9	Elect Director John W. Stanton	For	For	Management
1.10	Elect Director John W. Thompson	For	For	Management
1.11	Elect Director Emma N. Walmsley	For	For	Management
1.12	Elect Director Padmasree Warrior	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Report on Employee Representation on the Board of Directors	Against	Against	Shareholder

Page 32

MITSUBISHI ELECTRIC CORP.

Ticker:	6503	Security ID:	J43873116
Meeting Date:	JUN 29, 2021	Meeting Type:	Annual
Record Date:	MAR 31, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Sakuyama, Masaki	For	For	Management
1.2	Elect Director Sugiyama, Takeshi	For	For	Management
1.3	Elect Director Sagawa, Masahiko	For	For	Management
1.4	Elect Director Kawagoishi, Tadashi	For	For	Management
1.5	Elect Director Sakamoto, Takashi	For	For	Management
1.6	Elect Director Uruma, Kei	For	For	Management
1.7	Elect Director Masuda, Kuniaki	For	For	Management
1.8	Elect Director Yabunaka, Mitoji	For	For	Management
1.9	Elect Director Obayashi, Hiroshi	For	For	Management
1.10	Elect Director Watanabe, Kazunori	For	For	Management
1.11	Elect Director Koide, Hiroko	For	For	Management
1.12	Elect Director Oyamada, Takashi	For	For	Management

MOLSON COORS BEVERAGE CO.

Ticker:	TAP	Security ID:	60871R209
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	APR 01, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Roger G. Eaton	For	For	Management
1.2	Elect Director Charles M. Herington	For	For	Management
1.3	Elect Director H. Sanford Riley	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 33

MULTICHOICE GROUP, LTD.

Ticker:	MCG	Security ID:	S8039U101
Meeting Date:	AUG 27, 2020	Meeting Type:	Annual
Record Date:	AUG 21, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020	For	For	Management
2.1	Re-elect Nolo Letele as Director	For	For	Management
2.2	Re-elect Jabu Mabuza as Director	For	For	Management
2.3	Re-elect Kgomotso Moroka as Director	For	For	Management
3	Reappoint PricewaterhouseCoopers Inc as Auditors with Brett Humphreys as Designated Individual Registered Auditor	For	For	Management
4.1	Re-elect Louisa Stephens as Chair of the Audit Committee	For	For	Management
4.2	Re-elect Christine Sabwa as Member of the Audit Committee	For	For	Management
4.3	Elect Elias Masilela as Member of the Audit Committee	For	For	Management
5	Authorise Board to Issue Shares for Cash	For	For	Management
6	Approve Amendments to the Trust Deed of the Restricted Share Plan Trust and the Share Scheme Envisaged by Such Trust Deed	For	For	Management
1	Approve Remuneration Policy	For	For	Management
2	Approve Implementation of the Remuneration Policy	For	For	Management
1.1	Approve Remuneration of Non-executive Director	For	For	Management
1.2	Approve Remuneration of Lead Independent Non-executive Director	For	For	Management
1.3	Approve Remuneration of Audit Committee Chair	For	For	Management
1.4	Approve Remuneration of Audit Committee Member	For	For	Management
1.5	Approve Remuneration of Risk Committee Chair	For	For	Management
1.6	Approve Remuneration of Risk Committee Member	For	For	Management
1.7	Approve Remuneration of Remuneration Committee Chair	For	For	Management
1.8	Approve Remuneration of Remuneration Committee Member	For	For	Management
1.9	Approve Remuneration of Nomination Committee Chair	For	For	Management
1.10	Approve Remuneration of Nomination Committee Member	For	For	Management
1.11	Approve Remuneration of Social and Ethics Committee Chair	For	For	Management
1.12	Approve Remuneration of Social and Ethics Committee Member	For	For	Management
2	Authorise Repurchase of Issued Share Capital	For	For	Management
3	Approve Financial Assistance in Terms of Section 44 of the Companies Act	For	For	Management
4	Approve Financial Assistance in Terms of Section 45 of the Companies Act	For	For	Management
7	Authorise Ratification of Approved Resolutions	For	For	Management

NASPERS, LTD.

Ticker:	NPN	Security ID:	S53435103
Meeting Date:	AUG 21, 2020	Meeting Type:	Annual
Record Date:	AUG 14, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020	For	For	Management
2	Approve Dividends for N Ordinary and A Ordinary Shares	For	For	Management
3	Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor	For	For	Management
4.1	Elect Manisha Girotra as Director	For	For	Management
4.2	Elect Ying Xu as Director	For	For	Management
5.1	Re-elect Don Eriksson as Director	For	For	Management
5.2	Re-elect Mark Sorour as Director	For	For	Management
5.3	Re-elect Emilie Choi as Director	For	For	Management
5.4	Re-elect Rachel Jafta as Director	For	For	Management
6.1	Re-elect Don Eriksson as Member of the Audit Committee	For	For	Management
6.2	Re-elect Rachel Jafta as Member of the Audit Committee	For	For	Management
6.3	Elect Manisha Girotra as Member of the Audit Committee	For	For	Management
6.4	Elect Steve Pacak as Member of the Audit Committee	For	For	Management
7	Approve Remuneration Policy	For	For	Management
8	Approve Implementation of the Remuneration Policy	For	For	Management
9	Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed	For	For	Management
10	Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed	For	For	Management
11	Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed	For	For	Management
12	Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed	For	For	Management
13	Place Authorised but Unissued Shares under Control of Directors	For	For	Management
14	Authorise Board to Issue Shares for Cash	For	For	Management
15	Authorise Ratification of Approved Resolutions	For	For	Management
1.1	Approve Fees of the Board Chairman	For	For	Management
1.2	Approve Fees of the Board Member	For	For	Management
1.3	Approve Fees of the Audit Committee Chairman	For	For	Management
1.4	Approve Fees of the Audit Committee Member	For	For	Management
1.5	Approve Fees of the Risk Committee Chairman	For	For	Management
1.6	Approve Fees of the Risk Committee Member	For	For	Management
1.7	Approve Fees of the Human Resources and Remuneration Committee Chairman	For	For	Management
1.8	Approve Fees of the Human Resources and Remuneration Committee Member	For	For	Management
1.9	Approve Fees of the Nomination Committee Chairman	For	For	Management
1.10	Approve Fees of the Nomination Committee Member	For	For	Management
1.11	Approve Fees of the Social, Ethics and Sustainability Committee Chairman	For	For	Management
1.12	Approve Fees of the Social, Ethics and Sustainability Committee Member	For	For	Management
1.13	Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds	For	For	Management
2	Approve Financial Assistance in Terms of Section 44 of the Companies Act	For	For	Management
3	Approve Financial Assistance in Terms of Section 45 of the Companies Act	For	For	Management
4	Authorise Repurchase of N Ordinary Shares	For	For	Management
5	Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares	For	For	Management
6	Authorise Repurchase of A Ordinary Shares	For	For	Management

Page 34

NOVARTIS AG

Ticker:	NOVN	Security ID:	H5820Q150
Meeting Date:	MAR 02, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Discharge of Board and Senior Management	For	For	Management
3	Approve Allocation of Income and Dividends of CHF 3.00 per Share	For	For	Management
4	Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares	For	For	Management
5	Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital	For	For	Management
6.1	Approve Remuneration of Directors in the Amount of CHF 8.6 Million	For	For	Management
6.2	Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million	For	For	Management
6.3	Approve Remuneration Report	For	For	Management
7.1	Re-elect Joerg Reinhardt as Director and Board Chairman	For	For	Management
7.2	Re-elect Nancy Andrews as Director	For	For	Management
7.3	Re-elect Ton Buechner as Director	For	For	Management
7.4	Re-elect Patrice Bula as Director	For	For	Management
7.5	Re-elect Elizabeth Doherty as Director	For	For	Management
7.6	Re-elect Ann Fudge as Director	For	For	Management
7.7	Re-elect Bridgette Heller as Director	For	For	Management
7.8	Re-elect Frans van Houten as Director	For	For	Management
7.9	Re-elect Simon Moroney as Director	For	For	Management
7.10	Re-elect Andreas von Planta as Director	For	For	Management
7.11	Re-elect Charles Sawyers as Director	For	For	Management
7.12	Elect Enrico Vanni as Director	For	For	Management
7.13	Re-elect William Winters as Director	For	For	Management
8.1	Reappoint Patrice Bula as Member of the Compensation Committee	For	For	Management
8.2	Reappoint Bridgette Heller as Member of the Compensation Committee	For	For	Management
8.3	Reappoint Enrico Vanni as Member of the Compensation Committee	For	For	Management
8.4	Reappoint William Winters as Member of the Compensation Committee	For	For	Management
8.5	Appoint Simon Moroney as Member of the Compensation Committee	For	For	Management
9	Ratify PricewaterhouseCoopers AG as Auditors	For	For	Management
10	Designate Peter Zahn as Independent Proxy	For	For	Management
11	Amend Articles Re: Board of Directors Tenure	For	For	Management
12	Transact Other Business (Voting)	For	Against	Management

NUTRIEN, LTD.

Ticker:	NTR	Security ID:	67077M108
Meeting Date:	MAY 17, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Christopher M. Burley	For	For	Management
1.2	Elect Director Maura J. Clark	For	For	Management
1.3	Elect Director Russell K. Girling	For	For	Management
1.4	Elect Director Miranda C. Hubbs	For	For	Management
1.5	Elect Director Raj S. Kushwaha	For	For	Management
1.6	Elect Director Alice D. Laberge	For	For	Management
1.7	Elect Director Consuelo E. Madere	For	For	Management
1.8	Elect Director Charles V. Magro - Withdrawn Resolution (Non-Voting)	None	None	Management
1.9	Elect Director Keith G. Martell	For	For	Management
1.10	Elect Director Aaron W. Regent	For	For	Management
1.11	Elect Director Mayo M. Schmidt	For	For	Management
1.12	Elect Director Nelson Luiz Costa Silva	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Advisory Vote on Executive Compensation Approach	For	For	Management

Page 35

OCCIDENTAL PETROLEUM CORP.

Ticker:	OXY	Security ID:	674599105
Meeting Date:	MAY 07, 2021	Meeting Type:	Annual
Record Date:	MAR 12, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Stephen I. Chazen	For	For	Management
1b	Elect Director Andrew Gould	For	For	Management
1c	Elect Director Carlos M. Gutierrez	For	For	Management
1d	Elect Director Vicki Hollub	For	For	Management
1e	Elect Director Gary Hu	For	For	Management
1f	Elect Director William R. Klesse	For	For	Management
1g	Elect Director Andrew N. Langham	For	For	Management
1h	Elect Director Jack B. Moore	For	For	Management
1i	Elect Director Margarita Palau-Hernandez	For	For	Management
1j	Elect Director Avedick B. Poladian	For	For	Management
1k	Elect Director Robert M. Shearer	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management

OVINTIV, INC.

Ticker:	OVV	Security ID:	69047Q102
Meeting Date:	APR 28, 2021	Meeting Type:	Annual
Record Date:	MAR 04, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Peter A. Dea	For	For	Management
1b	Elect Director Meg A. Gentle	For	For	Management
1c	Elect Director Howard J. Mayson	For	For	Management
1d	Elect Director Lee A. McIntire	For	For	Management
1e	Elect Director Katherine L. Minyard	For	For	Management
1f	Elect Director Steven W. Nance	For	For	Management
1g	Elect Director Suzanne P. Nimocks	For	For	Management
1h	Elect Director Thomas G. Ricks	For	For	Management
1i	Elect Director Brian G. Shaw	For	For	Management
1j	Elect Director Douglas J. Suttles	For	For	Management
1k	Elect Director Bruce G. Waterman	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

Page 36

PROSUS NV

Ticker:	PRX	Security ID:	N7163R103
Meeting Date:	AUG 18, 2020	Meeting Type:	Annual
Record Date:	JUL 21, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Receive Report of Management Board (Non-Voting)	None	None	Management
2	Approve Remuneration Report	For	For	Management
3	Adopt Financial Statements	For	For	Management
4.a	Approve Dividends of EUR 0.602 Per Share	For	For	Management
4.b	Approve Capital Increase and Capital Reduction	For	For	Management
5	Approve Remuneration Policy for Executive Directors	For	For	Management
6	Approve Remuneration Policy for Non-Executive Directors	For	For	Management
7	Approve Discharge of Executive Directors	For	For	Management
8	Approve Discharge of Non-Executive Directors	For	For	Management
9	Elect Y Xu as Non-Executive Director	For	For	Management
10.1	Re-elect D G Eriksson as Non-Executive Director	For	For	Management
10.2	Re-elect M R Sorour as Non-Executive Director	For	For	Management
10.3	Re-elect E M Choi as Non-Executive Director	For	For	Management
10.4	Re-elect M Girotra as Non-Executive Director	For	For	Management
10.5	Re-elect R C C Jafta as Non-Executive Director	For	For	Management
11	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	For	For	Management
12	Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights	For	For	Management
13	Authorize Repurchase of Shares	For	For	Management
14	Amend Prosus Share Award Plan	For	For	Management
15	Other Business (Non-Voting)	None	None	Management
16	Voting Results (Non-Voting)	None	None	Management

PRUDENTIAL PLC

Ticker:	PRU	Security ID:	G72899100
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAY 11, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Remuneration Report	For	For	Management
3	Elect Chua Sock Koong as Director	For	For	Management
4	Elect Ming Lu as Director	For	For	Management
5	Elect Jeanette Wong as Director	For	For	Management
6	Re-elect Shriti Vadera as Director	For	For	Management
7	Re-elect Jeremy Anderson as Director	For	For	Management
8	Re-elect Mark Fitzpatrick as Director	For	For	Management
9	Re-elect David Law as Director	For	For	Management
10	Re-elect Anthony Nightingale as Director	For	For	Management
11	Re-elect Philip Remnant as Director	For	For	Management
12	Re-elect Alice Schroeder as Director	For	For	Management
13	Re-elect James Turner as Director	For	For	Management
14	Re-elect Thomas Watjen as Director	For	For	Management
15	Re-elect Michael Wells as Director	For	For	Management
16	Re-elect Fields Wicker-Miurin as Director	For	For	Management
17	Re-elect Amy Yip as Director	For	For	Management
18	Reappoint KPMG LLP as Auditors	For	For	Management
19	Authorise the Audit Committee to Fix Remuneration of Auditors	For	For	Management
20	Authorise UK Political Donations and Expenditure	For	For	Management
21	Authorise Issue of Equity	For	For	Management
22	Authorise Issue of Equity to Include Repurchased Shares	For	For	Management
23	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
24	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
25	Authorise Market Purchase of Ordinary Shares	For	For	Management
26	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

Page 37

QURATE RETAIL, INC.

Ticker:	QRTEA	Security ID:	74915M100
Meeting Date:	MAY 25, 2021	Meeting Type:	Annual
Record Date:	MAR 31, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Richard N. Barton	For	For	Management
1.2	Elect Director Michael A. George	For	For	Management
1.3	Elect Director Gregory B. Maffei	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management

RAYTHEON TECHNOLOGIES CORP.

Ticker:	RTX	Security ID:	75513E101
Meeting Date:	APR 26, 2021	Meeting Type:	Annual
Record Date:	MAR 02, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Tracy A. Atkinson	For	For	Management
1b	Elect Director Gregory J. Hayes	For	For	Management
1c	Elect Director Thomas A. Kennedy	For	For	Management
1d	Elect Director Marshall O. Larsen	For	For	Management
1e	Elect Director George R. Oliver	For	For	Management
1f	Elect Director Robert K. (Kelly) Ortberg	For	For	Management
1g	Elect Director Margaret L. O’Sullivan	For	For	Management
1h	Elect Director Dinesh C. Paliwal	For	For	Management
1i	Elect Director Ellen M. Pawlikowski	For	For	Management
1j	Elect Director Denise L. Ramos	For	For	Management
1k	Elect Director Fredric G. Reynolds	For	For	Management
1l	Elect Director Brian C. Rogers	For	For	Management
1m	Elect Director James A. Winnefeld, Jr.	For	For	Management
1n	Elect Director Robert O. Work	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Approve Executive Incentive Bonus Plan	For	For	Management
5	Amend Omnibus Stock Plan	For	For	Management
6	Amend Proxy Access Right	Against	For	Shareholder

Page 38

SAMSUNG ELECTRONICS CO., LTD.

Ticker:	005930	Security ID:	Y74718100
Meeting Date:	MAR 17, 2021	Meeting Type:	Annual
Record Date:	DEC 31, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Financial Statements and Allocation of Income	For	For	Management
2.1.1	Elect Park Byung-gook as Outside Director	For	For	Management
2.1.2	Elect Kim Jeong as Outside Director	For	For	Management
2.2.1	Elect Kim Kinam as Inside Director	For	For	Management
2.2.2	Elect Kim Hyun-suk as Inside Director	For	For	Management
2.2.3	Elect Koh Dong-jin as Inside Director	For	For	Management
3	Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member	For	For	Management
4	Approve Total Remuneration of Inside Directors and Outside Directors	For	For	Management

SANOFI

Ticker:	SAN	Security ID:	F5548N101
Meeting Date:	APR 30, 2021	Meeting Type:	Annual/Special
Record Date:	APR 28, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Financial Statements and Statutory Reports	For	For	Management
2	Approve Consolidated Financial Statements and Statutory Reports	For	For	Management
3	Approve Treatment of Losses and Dividends of EUR 3.20 per Share	For	For	Management
4	Ratify Appointment of Gilles Schnepp as Director	For	For	Management
5	Re-elect Fabienne Lecorvaisier as Director	For	For	Management
6	Re-elect Melanie Lee as Director	For	For	Management
7	Elect Barbara Lavernos as Director	For	For	Management
8	Approve Compensation Report of Corporate Officers	For	For	Management
9	Approve Compensation of Serge Weinberg, Chairman of the Board	For	For	Management
10	Approve Compensation of Paul Hudson, CEO	For	For	Management
11	Approve Remuneration Policy of Directors	For	For	Management
12	Approve Remuneration Policy of Chairman of the Board	For	For	Management
13	Approve Remuneration Policy of CEO	For	For	Management
14	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management
15	Authorize Decrease in Share Capital via Cancellation of Repurchased Shares	For	For	Management
16	Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million	For	For	Management
17	Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million	For	For	Management
18	Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million	For	For	Management
19	Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion	For	For	Management
20	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above	For	For	Management
21	Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind	For	For	Management
22	Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value	For	For	Management
23	Authorize Capital Issuances for Use in Employee Stock Purchase Plans	For	For	Management
24	Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans	For	For	Management
25	Amend Article 13 of Bylaws Re: Written Consultation	For	For	Management
26	Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors	For	For	Management
27	Authorize Filing of Required Documents/Other Formalities	For	For	Management

Page 39

SCHLUMBERGER NV

Ticker:	SLB	Security ID:	806857108
Meeting Date:	APR 07, 2021	Meeting Type:	Annual
Record Date:	FEB 17, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Patrick de La Chevardiere	For	For	Management
1.2	Elect Director Miguel M. Galuccio	For	For	Management
1.3	Elect Director Olivier Le Peuch	For	For	Management
1.4	Elect Director Tatiana A. Mitrova	For	For	Management
1.5	Elect Director Maria Moraeus Hanssen	For	For	Management
1.6	Elect Director Mark G. Papa	For	For	Management
1.7	Elect Director Henri Seydoux	For	For	Management
1.8	Elect Director Jeff W. Sheets	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Adopt and Approve Financials and Dividends	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Amend Omnibus Stock Plan	For	For	Management
6	Amend Qualified Employee Stock Purchase Plan	For	For	Management
7	Amend Non-Employee Director Restricted Stock Plan	For	For	Management

STANDARD CHARTERED PLC

Ticker:	STAN	Security ID:	G84228157
Meeting Date:	MAY 12, 2021	Meeting Type:	Annual
Record Date:	MAY 10, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Final Dividend	For	For	Management
3	Approve Remuneration Report	For	For	Management
4	Elect Maria Ramos as Director	For	For	Management
5	Re-elect David Conner as Director	For	For	Management
6	Re-elect Byron Grote as Director	For	For	Management
7	Re-elect Andy Halford as Director	For	For	Management
8	Re-elect Christine Hodgson as Director	For	For	Management
9	Re-elect Gay Huey Evans as Director	For	For	Management
10	Re-elect Naguib Kheraj as Director	For	For	Management
11	Re-elect Phil Rivett as Director	For	For	Management
12	Re-elect David Tang as Director	For	For	Management
13	Re-elect Carlson Tong as Director	For	For	Management
14	Re-elect Jose Vinals as Director	For	For	Management
15	Re-elect Jasmine Whitbread as Director	For	For	Management
16	Re-elect Bill Winters as Director	For	For	Management
17	Reappoint Ernst & Young LLP as Auditors	For	For	Management
18	Authorise the Audit Committee to Fix Remuneration of Auditors	For	For	Management
19	Authorise UK Political Donations and Expenditure	For	For	Management
20	Approve Standard Chartered Share Plan	For	For	Management
21	Authorise Issue of Equity	For	For	Management
22	Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27	For	For	Management
23	Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities	For	For	Management
24	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
25	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
26	Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities	For	For	Management
27	Authorise Market Purchase of Ordinary Shares	For	For	Management
28	Authorise Market Purchase of Preference Shares	For	For	Management
29	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

Page 40

SUNCOR ENERGY, INC.

Ticker:	SU	Security ID:	867224107
Meeting Date:	MAY 04, 2021	Meeting Type:	Annual
Record Date:	MAR 08, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Patricia M. Bedient	For	For	Management
1.2	Elect Director John D. Gass	For	For	Management
1.3	Elect Director Russell (Russ) K. Girling	For	For	Management
1.4	Elect Director Jean Paul (JP) Gladu	For	For	Management
1.5	Elect Director Dennis M. Houston	For	For	Management
1.6	Elect Director Mark S. Little	For	For	Management
1.7	Elect Director Brian P. MacDonald	For	For	Management
1.8	Elect Director Maureen McCaw	For	For	Management
1.9	Elect Director Lorraine Mitchelmore	For	For	Management
1.10	Elect Director Eira M. Thomas	For	For	Management
1.11	Elect Director Michael M. Wilson	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Amend Stock Option Plan	For	For	Management
4	Advisory Vote on Executive Compensation Approach	For	For	Management

TE CONNECTIVITY, LTD.

Ticker:	TEL	Security ID:	H84989104
Meeting Date:	MAR 10, 2021	Meeting Type:	Annual
Record Date:	FEB 18, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Pierre R. Brondeau	For	For	Management
1b	Elect Director Terrence R. Curtin	For	For	Management
1c	Elect Director Carol A. (John) Davidson	For	For	Management
1d	Elect Director Lynn A. Dugle	For	For	Management
1e	Elect Director William A. Jeffrey	For	For	Management
1f	Elect Director David M. Kerko *Withdrawn Resolution* (Non-Voting)	None	None	Management
1g	Elect Director Thomas J. Lynch	For	For	Management
1h	Elect Director Heath A. Mitts	For	For	Management
1i	Elect Director Yong Nam	For	For	Management
1j	Elect Director Daniel J. Phelan	For	For	Management
1k	Elect Director Abhijit Y. Talwalkar	For	For	Management
1l	Elect Director Mark C. Trudeau	For	For	Management
1m	Elect Director Dawn C. Willoughby	For	For	Management
1n	Elect Director Laura H. Wright	For	For	Management
2	Elect Board Chairman Thomas J. Lynch	For	For	Management
3a	Elect Daniel J. Phelan as Member of Management Development and Compensation Committee	For	For	Management
3b	Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee	For	For	Management
3c	Elect Mark C. Trudeau as Member of Management Development and Compensation Committee	For	For	Management
3d	Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee	For	For	Management
4	Designate Rene Schwarzenbach as Independent Proxy	For	For	Management
5.1	Accept Annual Report for Fiscal Year Ended September 25, 2020	For	For	Management
5.2	Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020	For	For	Management
5.3	Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020	For	For	Management
6	Approve Discharge of Board and Senior Management	For	For	Management
7.1	Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021	For	For	Management
7.2	Ratify Deloitte AG as Swiss Registered Auditors	For	For	Management
7.3	Ratify PricewaterhouseCoopers AG as Special Auditors	For	For	Management
8	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
9	Approve the Increase in Maximum Aggregate Remuneration of Executive Management	For	For	Management
10	Approve Maximum Aggregate Remuneration of Board of Directors	For	For	Management
11	Approve Allocation of Available Earnings at September 25, 2020	For	For	Management
12	Approve Declaration of Dividend	For	For	Management
13	Approve Reduction in Share Capital via Cancelation of Shares	For	For	Management
14	Amend Non-Qualified Employee Stock Purchase Plan	For	For	Management
15	Amend Omnibus Stock Plan	For	For	Management
16	Adjourn Meeting	For	For	Management

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TELEVISION BROADCASTS, LTD.

Ticker:	511	Security ID:	Y85830126
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	APR 27, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Elect Kenneth Hsu Kin as Director	For	For	Management
3.1	Elect Thomas Hui To as Director	For	For	Management
3.2	Elect Anthony Lee Hsien Pin as Director	For	Against	Management
3.3	Elect William Lo Wing Yan as Director	For	Against	Management
3.4	Elect Allan Zeman as Director	For	Against	Management
4	Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration	For	For	Management
5	Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights	For	Against	Management
6	Authorize Repurchase of Issued Share Capital	For	For	Management
7	Authorize Reissuance of Repurchased Shares	For	Against	Management
8	Approve Extension of Book Close Period from 30 Days to 60 Days	For	Against	Management

THE BANK OF NEW YORK MELLON CORP.

Ticker:	BK	Security ID:	064058100
Meeting Date:	APR 13, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Linda Z. Cook	For	For	Management
1b	Elect Director Joseph J. Echevarria	For	For	Management
1c	Elect Director Thomas P. “Todd” Gibbons	For	For	Management
1d	Elect Director M. Amy Gilliland	For	For	Management
1e	Elect Director Jeffrey A. Goldstein	For	For	Management
1f	Elect Director K. Guru Gowrappan	For	For	Management
1g	Elect Director Ralph Izzo	For	For	Management
1h	Elect Director Edmund F. “Ted” Kelly	For	For	Management
1i	Elect Director Elizabeth E. Robinson	For	For	Management
1j	Elect Director Samuel C. Scott, III	For	For	Management
1k	Elect Director Frederick O. Terrell	For	For	Management
1l	Elect Director Alfred W. “AI” Zollar	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management
4	Reduce Ownership Threshold for Shareholders to Request Action by Written Consent	Against	For	Shareholder

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THE CHARLES SCHWAB CORP.

Ticker:	SCHW	Security ID:	808513105
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Walter W. Bettinger, II	For	For	Management
1b	Elect Director Joan T. Dea	For	For	Management
1c	Elect Director Christopher V. Dodds	For	For	Management
1d	Elect Director Mark A. Goldfarb	For	For	Management
1e	Elect Director Bharat B. Masrani	For	For	Management
1f	Elect Director Charles A. Ruffel	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Report on Lobbying Payments and Policy	Against	Against	Shareholder
5	Declassify the Board of Directors	Against	For	Shareholder

UBS GROUP AG

Ticker:	UBSG	Security ID:	H42097107
Meeting Date:	NOV 19, 2020	Meeting Type:	Special
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Extraordinary Dividend of USD 0.365 per Share	For	For	Management
2	Transact Other Business (Voting)	For	Against	Management

Page 43

UBS GROUP AG

Ticker:	UBSG	Security ID:	H42097107
Meeting Date:	APR 08, 2021	Meeting Type:	Annual
Record Date:

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Remuneration Report	For	For	Management
3	Approve Allocation of Income and Dividends of USD 0.37 per Share	For	For	Management
4	Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter	For	For	Management
5.1	Re-elect Axel Weber as Director and Board Chairman	For	For	Management
5.2	Re-elect Jeremy Anderson as Director	For	For	Management
5.3	Re-elect William Dudley as Director	For	For	Management
5.4	Re-elect Reto Francioni as Director	For	For	Management
5.5	Re-elect Fred Hu as Director	For	For	Management
5.6	Re-elect Mark Hughes as Director	For	For	Management
5.7	Re-elect Nathalie Rachou as Director	For	For	Management
5.8	Re-elect Julie Richardson as Director	For	For	Management
5.9	Re-elect Dieter Wemmer as Director	For	For	Management
5.10	Re-elect Jeanette Wong as Director	For	For	Management
6.1	Elect Claudia Boeckstiegel as Director	For	For	Management
6.2	Elect Patrick Firmenich as Director	For	For	Management
7.1	Reappoint Julie Richardson as Member of the Compensation Committee	For	For	Management
7.2	Reappoint Reto Francioni as Member of the Compensation Committee	For	For	Management
7.3	Reappoint Dieter Wemmer as Member of the Compensation Committee	For	For	Management
7.4	Reappoint Jeanette Wong as Member of the Compensation Committee	For	For	Management
8.1	Approve Remuneration of Directors in the Amount of CHF 13 Million	For	For	Management
8.2	Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million	For	For	Management
8.3	Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million	For	For	Management
9.1	Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy	For	For	Management
9.2	Ratify Ernst & Young AG as Auditors	For	For	Management
9.3	Ratify BDO AG as Special Auditors	For	For	Management
10	Amend Articles Re: Voting Majority for Board Resolutions	For	For	Management
11	Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares	For	For	Management
12	Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital	For	For	Management
13	Transact Other Business (Voting)	None	Against	Management

UNITEDHEALTH GROUP, INC.

Ticker:	UNH	Security ID:	91324P102
Meeting Date:	JUN 07, 2021	Meeting Type:	Annual
Record Date:	APR 09, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Richard T. Burke	For	For	Management
1b	Elect Director Timothy P. Flynn	For	For	Management
1c	Elect Director Stephen J. Hemsley	For	For	Management
1d	Elect Director Michele J. Hooper	For	For	Management
1e	Elect Director F. William McNabb, III	For	For	Management
1f	Elect Director Valerie C. Montgomery Rice	For	For	Management
1g	Elect Director John H. Noseworthy	For	For	Management
1h	Elect Director Gail R. Wilensky	For	For	Management
1i	Elect Director Andrew Witty	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Amend Qualified Employee Stock Purchase Plan	For	For	Management
5	Reduce Ownership Threshold for Shareholders to Call Special Meeting	Against	For	Shareholder

Page 44

VMWARE, INC.

Ticker:	VMW	Security ID:	928563402
Meeting Date:	JUL 15, 2020	Meeting Type:	Annual
Record Date:	MAY 18, 2020

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Anthony Bates	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

WELLS FARGO & CO.

Ticker:	WFC	Security ID:	949746101
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	FEB 26, 2021

#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Steven D. Black	For	For	Management
1b	Elect Director Mark A. Chancy	For	For	Management
1c	Elect Director Celeste A. Clark	For	For	Management
1d	Elect Director Theodore F. Craver, Jr.	For	For	Management
1e	Elect Director Wayne M. Hewett	For	For	Management
1f	Elect Director Maria R. Morris	For	For	Management
1g	Elect Director Charles H. Noski	For	For	Management
1h	Elect Director Richard B. Payne, Jr.	For	For	Management
1i	Elect Director Juan A. Pujadas	For	For	Management
1j	Elect Director Ronald L. Sargent	For	For	Management
1k	Elect Director Charles W. Scharf	For	For	Management
1l	Elect Director Suzanne M. Vautrinot	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management
4	Amend Proxy Access Right	Against	For	Shareholder
5	Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation	Against	Against	Shareholder
6	Report on Incentive-Based Compensation and Risks of Material Losses	Against	Against	Shareholder
7	Report on Racial Equity Audit	Against	Against	Shareholder

Page 45

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dodge & Cox Funds
(Registrant)
By	/s/ Charles F. Pohl
	Chairman
Date	8/25/21