Dodge & Cox Funds NPX Annual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-173

Dodge & Cox Funds

(Exact name of registrant as specified in charter)

555 California Street

40^th Floor

San Francisco, CA 94104

(Address of principal executive offices)

Roberta R.W. Kameda

Secretary

555 California Street

40^th Floor

San Francisco, CA 94104

(Name and address of agent for service)

Registrant’s telephone number, including area code: (415) 981-1710

Date of Fiscal year-end: 12/31/21

Date of reporting period: 7/1/20 - 6/30/21

Dodge & Cox Balanced Fund

AEGON NV


Ticker:	AGN	Security ID:	007924103
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	MAY 06, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
3.3	Approve Remuneration Report	For	For	Management
3.4	Adopt Financial Statements and Statutory Reports	For	For	Management
3.5	Approve Dividends of EUR 0.06 Per Common Share and EUR 0.0015 Per Common Share B	For	For	Management
4	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	For	For	Management
5.1	Approve Discharge of Executive Board	For	For	Management
5.2	Approve Discharge of Supervisory Board	For	For	Management
6.1	Re-elect Dona Young to Supervisory Board	For	For	Management
6.2	Re-elect William Connelly to Supervisory Board	For	For	Management
6.3	Re-elect Mark Ellman to Supervisory Board	For	For	Management
6.4	Elect Jack McGarry to Supervisory Board	For	For	Management
7.1	Re-elect Matthew Rider to Management Board	For	For	Management
8.1	Approve Cancellation of Repurchased Shares	For	For	Management
8.2	Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights	For	For	Management
8.3	Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue	For	For	Management
8.4	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management

ALNYLAM PHARMACEUTICALS, INC.


Ticker:	ALNY	Security ID:	02043Q107
Meeting Date:	MAY 18, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Dennis A. Ausiello	For	For	Management
1b	Elect Director Olivier Brandicourt	For	For	Management
1c	Elect Director Marsha H. Fanucci	For	For	Management
1d	Elect Director David E.I. Pyott	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

Page 1

ALPHABET, INC.


Ticker:	GOOGL	Security ID:	02079K305
Meeting Date:	JUN 02, 2021	Meeting Type:	Annual
Record Date:	APR 06, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Larry Page	For	For	Management
1b	Elect Director Sergey Brin	For	For	Management
1c	Elect Director Sundar Pichai	For	For	Management
1d	Elect Director John L. Hennessy	For	For	Management
1e	Elect Director Frances H. Arnold	For	For	Management
1f	Elect Director L. John Doerr	For	For	Management
1g	Elect Director Roger W. Ferguson, Jr.	For	For	Management
1h	Elect Director Ann Mather	For	Against	Management
1h	Elect Director Ann Mather	For	Abstain	Management
1h	Elect Director Ann Mather	For	For	Management
1i	Elect Director Alan R. Mulally	For	For	Management
1j	Elect Director K. Ram Shriram	For	For	Management
1k	Elect Director Robin L. Washington	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Approve Omnibus Stock Plan	For	For	Management
4	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Against	Against	Shareholder
5	Require Independent Director Nominee with Human and/or Civil Rights Experience	Against	Against	Shareholder
6	Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation	Against	Against	Shareholder
7	Report on Takedown Requests	Against	Against	Shareholder
8	Report on Whistleblower Policies and Practices	Against	Against	Shareholder
9	Report on Charitable Contributions	Against	Against	Shareholder
10	Report on Risks Related to Anticompetitive Practices	Against	Against	Shareholder
11	Amend Certificate of Incorporation to Become a Public Benefit Corporation	Against	Against	Shareholder

AMERICAN EXPRESS CO.


Ticker:	AXP	Security ID:	025816109
Meeting Date:	MAY 04, 2021	Meeting Type:	Annual
Record Date:	MAR 08, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Thomas J. Baltimore	For	For	Management
1b	Elect Director Charlene Barshefsky	For	For	Management
1c	Elect Director John J. Brennan	For	For	Management
1d	Elect Director Peter Chernin	For	For	Management
1e	Elect Director Ralph de la Vega	For	For	Management
1f	Elect Director Michael O. Leavitt	For	For	Management
1g	Elect Director Theodore J. Leonsis	For	For	Management
1h	Elect Director Karen L. Parkhill	For	For	Management
1i	Elect Director Charles E. Phillips	For	For	Management
1j	Elect Director Lynn A. Pike	For	For	Management
1k	Elect Director Stephen J. Squeri	For	For	Management
1l	Elect Director Daniel L. Vasella	For	For	Management
1m	Elect Director Lisa W. Wardell	For	For	Management
1n	Elect Director Ronald A. Williams	For	For	Management
1o	Elect Director Christopher D. Young	For	For	Management
2	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Provide Right to Act by Written Consent	Against	For	Shareholder
5	Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts	Against	For	Shareholder

Page 2

APA CORP.


Ticker:	APA	Security ID:	03743Q108
Meeting Date:	MAY 27, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Elect Director Annell R. Bay	For	For	Management
2	Elect Director John J. Christmann, IV	For	For	Management
3	Elect Director Juliet S. Ellis	For	For	Management
4	Elect Director Chansoo Joung	For	For	Management
5	Elect Director John E. Lowe	For	For	Management
6	Elect Director H. Lamar McKay	For	For	Management
7	Elect Director William C. Montgomery	For	For	Management
8	Elect Director Amy H. Nelson	For	For	Management
9	Elect Director Daniel W. Rabun	For	For	Management
10	Elect Director Peter A. Ragauss	For	For	Management
11	Ratify Ernst & Young LLP as Auditor	For	For	Management
12	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
13	Amend Charter to Remove the Pass-Through Voting Provision	For	For	Management

BAKER HUGHES CO.


Ticker:	BKR	Security ID:	05722G100
Meeting Date:	MAY 14, 2021	Meeting Type:	Annual
Record Date:	MAR 18, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director W. Geoffrey Beattie	For	For	Management
1.2	Elect Director Gregory D. Brenneman	For	For	Management
1.3	Elect Director Cynthia B. Carroll	For	For	Management
1.4	Elect Director Clarence P. Cazalot, Jr.	For	For	Management
1.5	Elect Director Nelda J. Connors	For	For	Management
1.6	Elect Director Gregory L. Ebel	For	For	Management
1.7	Elect Director Lynn L. Elsenhans	For	For	Management
1.8	Elect Director John G. Rice	For	For	Management
1.9	Elect Director Lorenzo Simonelli	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management
4	Amend Non-qualified Employee Stock Purchase Plan	For	For	Management
5	Approve Omnibus Stock Plan	For	For	Management

Page 3

BANK OF AMERICA CORP.


Ticker:	BAC	Security ID:	060505104
Meeting Date:	APR 20, 2021	Meeting Type:	Annual
Record Date:	MAR 01, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Sharon L. Allen	For	For	Management
1b	Elect Director Susan S. Bies	For	For	Management
1c	Elect Director Frank P. Bramble, Sr.	For	For	Management
1d	Elect Director Pierre J.P. de Weck	For	For	Management
1e	Elect Director Arnold W. Donald	For	For	Management
1f	Elect Director Linda P. Hudson	For	For	Management
1g	Elect Director Monica C. Lozano	For	For	Management
1h	Elect Director Thomas J. May	For	For	Management
1i	Elect Director Brian T. Moynihan	For	For	Management
1j	Elect Director Lionel L. Nowell, III	For	For	Management
1k	Elect Director Denise L. Ramos	For	For	Management
1l	Elect Director Clayton S. Rose	For	For	Management
1m	Elect Director Michael D. White	For	For	Management
1n	Elect Director Thomas D. Woods	For	For	Management
1o	Elect Director R. David Yost	For	For	Management
1p	Elect Director Maria T. Zuber	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management
5	Amend Proxy Access Right	Against	For	Shareholder
6	Provide Right to Act by Written Consent	Against	For	Shareholder
7	Approve Change in Organizational Form	Against	Against	Shareholder
8	Request on Racial Equity Audit	Against	Against	Shareholder

BIOMARIN PHARMACEUTICAL, INC.


Ticker:	BMRN	Security ID:	09061G101
Meeting Date:	MAY 25, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Jean-Jacques Bienaime	For	For	Management
1.2	Elect Director Elizabeth McKee Anderson	For	For	Management
1.3	Elect Director Willard Dere	For	For	Management
1.4	Elect Director Michael Grey	For	For	Management
1.5	Elect Director Elaine J. Heron	For	For	Management
1.6	Elect Director Maykin Ho	For	For	Management
1.7	Elect Director Robert J. Hombach	For	For	Management
1.8	Elect Director V. Bryan Lawlis	For	For	Management
1.9	Elect Director Richard A. Meier	For	For	Management
1.10	Elect Director David E.I. Pyott	For	For	Management
1.11	Elect Director Dennis J. Slamon	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management

Page 4

BOOKING HOLDINGS, INC.


Ticker:	BKNG	Security ID:	09857L108
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	APR 08, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Timothy M. Armstrong	For	For	Management
1.2	Elect Director Glenn D. Fogel	For	For	Management
1.3	Elect Director Mirian M. Graddick-Weir	For	For	Management
1.4	Elect Director Wei Hopeman	For	For	Management
1.5	Elect Director Robert J. Mylod, Jr.	For	For	Management
1.6	Elect Director Charles H. Noski	For	For	Management
1.7	Elect Director Nicholas J. Read	For	For	Management
1.8	Elect Director Thomas E. Rothman	For	For	Management
1.9	Elect Director Bob van Dijk	For	For	Management
1.10	Elect Director Lynn M. Vojvodich	For	For	Management
1.11	Elect Director Vanessa A. Wittman	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
5	Provide Right to Act by Written Consent	For	For	Management
6	Provide Right to Act by Written Consent	Against	For	Shareholder
7	Report on Annual Climate Transition	Against	For	Shareholder
8	Annual Investor Advisory Vote on Climate Plan	Against	Abstain	Shareholder

BRIGHTHOUSE FINANCIAL, INC.


Ticker:	BHF	Security ID:	10922N103
Meeting Date:	JUN 10, 2021	Meeting Type:	Annual
Record Date:	APR 13, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Irene Chang Britt	For	For	Management
1b	Elect Director C. Edward (Chuck) Chaplin	For	For	Management
1c	Elect Director Stephen C. (Steve) Hooley	For	For	Management
1d	Elect Director Eileen A. Mallesch	For	For	Management
1e	Elect Director Diane E. Offereins	For	For	Management
1f	Elect Director Patrick J. (Pat) Shouvlin	For	For	Management
1g	Elect Director Eric T. Steigerwalt	For	For	Management
1h	Elect Director Paul M. Wetzel	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 5

BRISTOL-MYERS SQUIBB CO.


Ticker:	BMY	Security ID:	110122108
Meeting Date:	MAY 04, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1A	Elect Director Peter J. Arduini	For	For	Management
1B	Elect Director Michael W. Bonney	For	For	Management
1C	Elect Director Giovanni Caforio	For	For	Management
1D	Elect Director Julia A. Haller	For	For	Management
1E	Elect Director Paula A. Price	For	For	Management
1F	Elect Director Derica W. Rice	For	For	Management
1G	Elect Director Theodore R. Samuels	For	For	Management
1H	Elect Director Gerald L. Storch	For	For	Management
1I	Elect Director Karen H. Vousden	For	For	Management
1J	Elect Director Phyllis R. Yale	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Approve Omnibus Stock Plan	For	For	Management
4	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
5	Reduce Ownership Threshold for Special Shareholder Meetings to 15%	For	For	Management
6	Require Independent Board Chair	Against	Against	Shareholder
7	Provide Right to Act by Written Consent	Against	For	Shareholder
8	Reduce Ownership Threshold for Special Shareholder Meetings to 10%	Against	For	Shareholder

CAPITAL ONE FINANCIAL CORP.


Ticker:	COF	Security ID:	14040H105
Meeting Date:	MAY 06, 2021	Meeting Type:	Annual
Record Date:	MAR 10, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Richard D. Fairbank	For	For	Management
1b	Elect Director Ime Archibong	For	For	Management
1c	Elect Director Ann Fritz Hackett	For	For	Management
1d	Elect Director Peter Thomas Killalea	For	For	Management
1e	Elect Director Cornelis “Eli” Leenaars	For	For	Management
1f	Elect Director Francois Locoh-Donou	For	For	Management
1g	Elect Director Peter E. Raskind	For	For	Management
1h	Elect Director Eileen Serra	For	For	Management
1i	Elect Director Mayo A. Shattuck, III	For	For	Management
1j	Elect Director Bradford H. Warner	For	For	Management
1k	Elect Director Catherine G. West	For	For	Management
1l	Elect Director Craig Anthony Williams	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management

Page 6

CARRIER GLOBAL CORP.


Ticker:	CARR	Security ID:	14448C104
Meeting Date:	APR 19, 2021	Meeting Type:	Annual
Record Date:	FEB 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director John V. Faraci	For	For	Management
1b	Elect Director Jean-Pierre Garnier	For	For	Management
1c	Elect Director David Gitlin	For	For	Management
1d	Elect Director John J. Greisch	For	For	Management
1e	Elect Director Charles M. Holley, Jr.	For	For	Management
1f	Elect Director Michael M. McNamara	For	For	Management
1g	Elect Director Michael A. Todman	For	For	Management
1h	Elect Director Virginia M. Wilson	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Advisory Vote on Say on Pay Frequency	One Year	One Year	Management

CELANESE CORP.


Ticker:	CE	Security ID:	150870103
Meeting Date:	APR 15, 2021	Meeting Type:	Annual
Record Date:	FEB 18, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jean S. Blackwell	For	For	Management
1b	Elect Director William M. Brown	For	For	Management
1c	Elect Director Edward G. Galante	For	For	Management
1d	Elect Director Kathryn M. Hill	For	For	Management
1e	Elect Director David F. Hoffmeister	For	For	Management
1f	Elect Director Jay V. Ihlenfeld	For	For	Management
1g	Elect Director Deborah J. Kissire	For	For	Management
1h	Elect Director Kim K. W. Rucker	For	For	Management
1i	Elect Director Lori J. Ryerkerk	For	For	Management
1j	Elect Director John K. Wulff	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 7

CHARTER COMMUNICATIONS, INC.


Ticker:	CHTR	Security ID:	16119P108
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	FEB 26, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director W. Lance Conn	For	For	Management
1b	Elect Director Kim C. Goodman	For	For	Management
1c	Elect Director Craig A. Jacobson	For	For	Management
1d	Elect Director Gregory B. Maffei	For	For	Management
1e	Elect Director John D. Markley, Jr.	For	For	Management
1f	Elect Director David C. Merritt	For	For	Management
1g	Elect Director James E. Meyer	For	For	Management
1h	Elect Director Steven A. Miron	For	For	Management
1i	Elect Director Balan Nair	For	For	Management
1j	Elect Director Michael A. Newhouse	For	For	Management
1k	Elect Director Mauricio Ramos	For	For	Management
1l	Elect Director Thomas M. Rutledge	For	For	Management
1m	Elect Director Eric L. Zinterhofer	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Report on Lobbying Payments and Policy	Against	Against	Shareholder
4	Require Independent Board Chair	Against	Against	Shareholder
5	Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts	Against	For	Shareholder
6	Report on Greenhouse Gas Emissions Disclosure	Against	Abstain	Shareholder
7	Adopt Policy to Annually Disclose EEO-1 Data	Against	For	Shareholder

CIGNA CORP.


Ticker:	CI	Security ID:	125523100
Meeting Date:	APR 28, 2021	Meeting Type:	Annual
Record Date:	MAR 08, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director David M. Cordani	For	For	Management
1b	Elect Director William J. DeLaney	For	For	Management
1c	Elect Director Eric J. Foss	For	For	Management
1d	Elect Director Elder Granger	For	For	Management
1e	Elect Director Isaiah Harris, Jr.	For	For	Management
1f	Elect Director George Kurian	For	For	Management
1g	Elect Director Kathleen M. Mazzarella	For	For	Management
1h	Elect Director Mark B. McClellan	For	For	Management
1i	Elect Director John M. Partridge	For	For	Management
1j	Elect Director Kimberly A. Ross	For	For	Management
1k	Elect Director Eric C. Wiseman	For	For	Management
1l	Elect Director Donna F. Zarcone	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Provide Right to Act by Written Consent	Against	For	Shareholder
6	Report on Gender Pay Gap	Against	For	Shareholder
7	Disclose Board Matrix Including Ideological Perspectives	Against	Against	Shareholder

Page 8

CISCO SYSTEMS, INC.


Ticker:	CSCO	Security ID:	17275R102
Meeting Date:	DEC 10, 2020	Meeting Type:	Annual
Record Date:	OCT 12, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director M. Michele Burns	For	For	Management
1b	Elect Director Wesley G. Bush	For	For	Management
1c	Elect Director Michael D. Capellas	For	For	Management
1d	Elect Director Mark Garrett	For	For	Management
1e	Elect Director Kristina M. Johnson	For	For	Management
1f	Elect Director Roderick C. McGeary	For	For	Management
1g	Elect Director Charles H. Robbins	For	For	Management
1h	Elect Director Arun Sarin - Withdrawn (Non-Voting)	None	None	Management
1i	Elect Director Brenton L. Saunders	For	For	Management
1j	Elect Director Lisa T. Su	For	For	Management
2	Change State of Incorporation from California to Delaware	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
5	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
6	Require Independent Board Chair	Against	Against	Shareholder

COGNIZANT TECHNOLOGY SOLUTIONS CORP.


Ticker:	CTSH	Security ID:	192446102
Meeting Date:	JUN 01, 2021	Meeting Type:	Annual
Record Date:	APR 05, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Zein Abdalla	For	For	Management
1b	Elect Director Vinita Bali	For	For	Management
1c	Elect Director Maureen Breakiron-Evans	For	For	Management
1d	Elect Director Archana Deskus	For	For	Management
1e	Elect Director John M. Dineen	For	For	Management
1f	Elect Director Brian Humphries	For	For	Management
1g	Elect Director Leo S. Mackay, Jr.	For	For	Management
1h	Elect Director Michael Patsalos-Fox	For	For	Management
1i	Elect Director Joseph M. Velli	For	For	Management
1j	Elect Director Sandra S. Wijnberg	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Provide Right to Act by Written Consent	Against	For	Shareholder

Page 9

COMCAST CORP.


Ticker:	CMCSA	Security ID:	20030N101
Meeting Date:	JUN 02, 2021	Meeting Type:	Annual
Record Date:	APR 05, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Kenneth J. Bacon	For	For	Management
1.2	Elect Director Madeline S. Bell	For	For	Management
1.3	Elect Director Naomi M. Bergman	For	For	Management
1.4	Elect Director Edward D. Breen	For	For	Management
1.5	Elect Director Gerald L. Hassell	For	For	Management
1.6	Elect Director Jeffrey A. Honickman	For	For	Management
1.7	Elect Director Maritza G. Montiel	For	For	Management
1.8	Elect Director Asuka Nakahara	For	For	Management
1.9	Elect Director David C. Novak	For	For	Management
1.10	Elect Director Brian L. Roberts	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment	Against	Against	Shareholder

CONCHO RESOURCES, INC.


Ticker:	CXO	Security ID:	20605P101
Meeting Date:	JAN 15, 2021	Meeting Type:	Special
Record Date:	DEC 11, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Merger Agreement	For	For	Management
2	Advisory Vote on Golden Parachutes	For	For	Management

Page 10

CONOCOPHILLIPS


Ticker:	COP	Security ID:	20825C104
Meeting Date:	MAY 11, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Charles E. Bunch	For	For	Management
1b	Elect Director Caroline Maury Devine	For	For	Management
1c	Elect Director John V. Faraci	For	For	Management
1d	Elect Director Jody Freeman	For	For	Management
1e	Elect Director Gay Huey Evans	For	For	Management
1f	Elect Director Jeffrey A. Joerres	For	For	Management
1g	Elect Director Ryan M. Lance	For	For	Management
1h	Elect Director Timothy A. Leach	For	For	Management
1i	Elect Director William H. McRaven	For	For	Management
1j	Elect Director Sharmila Mulligan	For	For	Management
1k	Elect Director Eric D. Mullins	For	For	Management
1l	Elect Director Arjun N. Murti	For	For	Management
1m	Elect Director Robert A. Niblock	For	For	Management
1n	Elect Director David T. Seaton	For	For	Management
1o	Elect Director R.A. Walker	For	For	Management
2	Ratify Ernst & Young LLP as Auditor	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Adopt Simple Majority Vote	For	For	Shareholder
5	Emission Reduction Targets	Against	Against	Shareholder

CVS HEALTH CORP.


Ticker:	CVS	Security ID:	126650100
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 17, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Fernando Aguirre	For	For	Management
1b	Elect Director C. David Brown, II	For	For	Management
1c	Elect Director Alecia A. DeCoudreaux	For	For	Management
1d	Elect Director Nancy-Ann M. DeParle	For	For	Management
1e	Elect Director David W. Dorman	For	For	Management
1f	Elect Director Roger N. Farah	For	For	Management
1g	Elect Director Anne M. Finucane	For	For	Management
1h	Elect Director Edward J. Ludwig	For	For	Management
1i	Elect Director Karen S. Lynch	For	For	Management
1j	Elect Director Jean-Pierre Millon	For	For	Management
1k	Elect Director Mary L. Schapiro	For	For	Management
1l	Elect Director William C. Weldon	For	For	Management
1m	Elect Director Tony L. White	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Reduce Ownership Threshold for Shareholders to Request Action by Written Consent	Against	For	Shareholder
5	Require Independent Board Chair	Against	Against	Shareholder

Page 11

DELL TECHNOLOGIES, INC.


Ticker:	DELL	Security ID:	24703L202
Meeting Date:	JUN 22, 2021	Meeting Type:	Annual
Record Date:	APR 26, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Michael S. Dell	For	For	Management
1.2	Elect Director David W. Dorman	For	For	Management
1.3	Elect Director Egon Durban	For	For	Management
1.4	Elect Director William D. Green	For	For	Management
1.5	Elect Director Simon Patterson	For	For	Management
1.6	Elect Director Lynn M. Vojvodich	For	For	Management
1.7	Elect Director Ellen J. Kullman	For	For	Management
2	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

DISH NETWORK CORP.


Ticker:	DISH	Security ID:	25470M109
Meeting Date:	APR 30, 2021	Meeting Type:	Annual
Record Date:	MAR 09, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Kathleen Q. Abernathy	For	For	Management
1.2	Elect Director George R. Brokaw	For	For	Management
1.3	Elect Director James DeFranco	For	For	Management
1.4	Elect Director Cantey M. Ergen	For	For	Management
1.5	Elect Director Charles W. Ergen	For	For	Management
1.6	Elect Director Afshin Mohebbi	For	For	Management
1.7	Elect Director Tom A. Ortolf	For	For	Management
1.8	Elect Director Joseph T. Proietti	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management
3	Amend Non-Employee Director Stock Option Plan	For	For	Management

Page 12

FEDEX CORP.


Ticker:	FDX	Security ID:	31428X106
Meeting Date:	SEP 21, 2020	Meeting Type:	Annual
Record Date:	JUL 27, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Marvin R. Ellison	For	For	Management
1b	Elect Director Susan Patricia Griffith	For	For	Management
1c	Elect Director John C. (Chris) Inglis	For	For	Management
1d	Elect Director Kimberly A. Jabal	For	For	Management
1e	Elect Director Shirley Ann Jackson	For	For	Management
1f	Elect Director R. Brad Martin	For	For	Management
1g	Elect Director Joshua Cooper Ramo	For	For	Management
1h	Elect Director Susan C. Schwab	For	For	Management
1i	Elect Director Frederick W. Smith	For	For	Management
1j	Elect Director David P. Steiner	For	For	Management
1k	Elect Director Rajesh Subramaniam	For	For	Management
1l	Elect Director Paul S. Walsh	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Ernst &Young LLP as Auditors	For	For	Management
4	Report on Lobbying Payments and Policy	Against	Against	Shareholder
5	Report on Political Contributions Disclosure	Against	Against	Shareholder
6	Report on Employee Representation on the Board of Directors	Against	Against	Shareholder
7	Provide Right to Act by Written Consent	Against	For	Shareholder
8	Report on Integrating ESG Metrics Into Executive Compensation Program	Against	Against	Shareholder

FISERV, INC.


Ticker:	FISV	Security ID:	337738108
Meeting Date:	MAY 19, 2021	Meeting Type:	Annual
Record Date:	MAR 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Frank J. Bisignano	For	For	Management
1.2	Elect Director Alison Davis	For	For	Management
1.3	Elect Director Henrique de Castro	For	For	Management
1.4	Elect Director Harry F. DiSimone	For	For	Management
1.5	Elect Director Dennis F. Lynch	For	For	Management
1.6	Elect Director Heidi G. Miller	For	For	Management
1.7	Elect Director Scott C. Nuttall	For	For	Management
1.8	Elect Director Denis J. O’Leary	For	For	Management
1.9	Elect Director Doyle R. Simons	For	For	Management
1.10	Elect Director Kevin M. Warren	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management

Page 13

FOX CORP.


Ticker:	FOXA	Security ID:	35137L204
Meeting Date:	NOV 12, 2020	Meeting Type:	Annual
Record Date:	SEP 14, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director K. Rupert Murdoch	For	For	Management
1b	Elect Director Lachlan K. Murdoch	For	For	Management
1c	Elect Director Chase Carey	For	For	Management
1d	Elect Director Anne Dias	For	For	Management
1e	Elect Director Roland A. Hernandez	For	For	Management
1f	Elect Director Jacques Nasser	For	For	Management
1g	Elect Director Paul D. Ryan	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

GILEAD SCIENCES, INC.


Ticker:	GILD	Security ID:	375558103
Meeting Date:	MAY 12, 2021	Meeting Type:	Annual
Record Date:	MAR 19, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jacqueline K. Barton	For	For	Management
1b	Elect Director Jeffrey A. Bluestone	For	For	Management
1c	Elect Director Sandra J. Horning	For	For	Management
1d	Elect Director Kelly A. Kramer	For	For	Management
1e	Elect Director Kevin E. Lofton	For	For	Management
1f	Elect Director Harish Manwani	For	For	Management
1g	Elect Director Daniel P. O’Day	For	For	Management
1h	Elect Director Javier J. Rodriguez	For	For	Management
1i	Elect Director Anthony Welters	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Require Independent Board Chair	Against	Against	Shareholder

Page 14

GLAXOSMITHKLINE PLC


Ticker:	GSK	Security ID:	37733W105
Meeting Date:	MAY 05, 2021	Meeting Type:	Annual
Record Date:	MAR 18, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Remuneration Report	For	For	Management
3	Re-elect Sir Jonathan Symonds as Director	For	For	Management
4	Re-elect Dame Emma Walmsley as Director	For	For	Management
5	Re-elect Charles Bancroft as Director	For	For	Management
6	Re-elect Vindi Banga as Director	For	For	Management
7	Re-elect Dr Hal Barron as Director	For	For	Management
8	Re-elect Dr Vivienne Cox as Director	For	For	Management
9	Re-elect Lynn Elsenhans as Director	For	For	Management
10	Re-elect Dr Laurie Glimcher as Director	For	For	Management
11	Re-elect Dr Jesse Goodman as Director	For	For	Management
12	Re-elect Iain Mackay as Director	For	For	Management
13	Re-elect Urs Rohner as Director	For	For	Management
14	Reappoint Deloitte LLP as Auditors	For	For	Management
15	Authorise Board to Fix Remuneration of Auditors	For	For	Management
16	Authorise UK Political Donations and Expenditure	For	For	Management
17	Authorise Issue of Equity	For	For	Management
18	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
19	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
20	Authorise Market Purchase of Ordinary Shares	For	For	Management
21	Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports	For	For	Management
22	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

HALLIBURTON CO.


Ticker:	HAL	Security ID:	406216101
Meeting Date:	MAY 19, 2021	Meeting Type:	Annual
Record Date:	MAR 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Abdulaziz F. Al Khayyal	For	For	Management
1b	Elect Director William E. Albrecht	For	For	Management
1c	Elect Director M. Katherine Banks	For	For	Management
1d	Elect Director Alan M. Bennett	For	For	Management
1e	Elect Director Milton Carroll	For	For	Management
1f	Elect Director Murry S. Gerber	For	For	Management
1g	Elect Director Patricia Hemingway Hall	For	For	Management
1h	Elect Director Robert A. Malone	For	For	Management
1i	Elect Director Jeffrey A. Miller	For	For	Management
1j	Elect Director Bhavesh V. (Bob) Patel	For	For	Management
2	Ratify KPMG LLP as Auditor	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management
5	Amend Qualified Employee Stock Purchase Plan	For	For	Management

Page 15

HESS CORP.


Ticker:	HES	Security ID:	42809H107
Meeting Date:	JUN 02, 2021	Meeting Type:	Annual
Record Date:	APR 12, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Terrence J. Checki	For	For	Management
1b	Elect Director Leonard S. Coleman, Jr.	For	For	Management
1c	Elect Director Joaquin Duato	For	For	Management
1d	Elect Director John B. Hess	For	For	Management
1e	Elect Director Edith E. Holiday	For	For	Management
1f	Elect Director Marc S. Lipschultz	For	For	Management
1g	Elect Director David McManus	For	For	Management
1h	Elect Director Kevin O. Meyers	For	For	Management
1i	Elect Director Karyn F. Ovelmen	For	For	Management
1j	Elect Director James H. Quigley	For	For	Management
1k	Elect Director William G. Schrader	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Ernst & Young LLP as Auditors	For	For	Management
4	Amend Omnibus Stock Plan	For	For	Management

HEWLETT PACKARD ENTERPRISE CO.


Ticker:	HPE	Security ID:	42824C109
Meeting Date:	APR 14, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Daniel Ammann	For	For	Management
1b	Elect Director Pamela L. Carter	For	For	Management
1c	Elect Director Jean M. Hobby	For	For	Management
1d	Elect Director George R. Kurtz	For	For	Management
1e	Elect Director Raymond J. Lane	For	Against	Management
1f	Elect Director Ann M. Livermore	For	For	Management
1g	Elect Director Antonio F. Neri	For	For	Management
1h	Elect Director Charles H. Noski	For	For	Management
1i	Elect Director Raymond E. Ozzie	For	For	Management
1j	Elect Director Gary M. Reiner	For	For	Management
1k	Elect Director Patricia F. Russo	For	For	Management
1l	Elect Director Mary Agnes Wilderotter	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Approve Omnibus Stock Plan	For	For	Management
4	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
5	Advisory Vote on Say on Pay Frequency	One Year	One Year	Management

Page 16

HONDA MOTOR CO., LTD.


Ticker:	7267	Security ID:	438128308
Meeting Date:	JUN 23, 2021	Meeting Type:	Annual
Record Date:	MAR 30, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles	For	For	Management
2.1	Elect Director Mikoshiba, Toshiaki	For	For	Management
2.2	Elect Director Mibe, Toshihiro	For	For	Management
2.3	Elect Director Kuraishi, Seiji	For	For	Management
2.4	Elect Director Takeuchi, Kohei	For	For	Management
2.5	Elect Director Suzuki, Asako	For	For	Management
2.6	Elect Director Suzuki, Masafumi	For	For	Management
2.7	Elect Director Sakai, Kunihiko	For	For	Management
2.8	Elect Director Kokubu, Fumiya	For	For	Management
2.9	Elect Director Ogawa, Yoichiro	For	For	Management
2.10	Elect Director Higashi, Kazuhiro	For	For	Management
2.11	Elect Director Nagata, Ryoko	For	For	Management

HP, INC.


Ticker:	HPQ	Security ID:	40434L105
Meeting Date:	APR 13, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Aida M. Alvarez	For	For	Management
1b	Elect Director Shumeet Banerji	For	For	Management
1c	Elect Director Robert R. Bennett	For	For	Management
1d	Elect Director Charles “Chip” V. Bergh	For	For	Management
1e	Elect Director Stacy Brown-Philpot	For	For	Management
1f	Elect Director Stephanie A. Burns	For	For	Management
1g	Elect Director Mary Anne Citrino	For	For	Management
1h	Elect Director Richard L. Clemmer	For	For	Management
1i	Elect Director Enrique J. Lores	For	For	Management
1j	Elect Director Judith “Jami” Miscik	For	For	Management
1k	Elect Director Subra Suresh	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Provide Right to Act by Written Consent	Against	For	Shareholder

Page 17

INCYTE CORP.


Ticker:	INCY	Security ID:	45337C102
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Julian C. Baker	For	For	Management
1.2	Elect Director Jean-Jacques Bienaime	For	For	Management
1.3	Elect Director Paul J. Clancy	For	For	Management
1.4	Elect Director Wendy L. Dixon	For	For	Management
1.5	Elect Director Jacqualyn A. Fouse	For	For	Management
1.6	Elect Director Edmund P. Harrigan	For	For	Management
1.7	Elect Director Katherine A. High	For	For	Management
1.8	Elect Director Herve Hoppenot	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify Ernst & Young LLP as Auditors	For	For	Management

JOHNSON CONTROLS INTERNATIONAL PLC


Ticker:	JCI	Security ID:	G51502105
Meeting Date:	MAR 10, 2021	Meeting Type:	Annual
Record Date:	JAN 07, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jean Blackwell	For	For	Management
1b	Elect Director Pierre Cohade	For	For	Management
1c	Elect Director Michael E. Daniels	For	For	Management
1d	Elect Director Juan Pablo del Valle Perochena	For	For	Management
1e	Elect Director W. Roy Dunbar	For	For	Management
1f	Elect Director Gretchen R. Haggerty	For	For	Management
1g	Elect Director Simone Menne	For	For	Management
1h	Elect Director George R. Oliver	For	For	Management
1i	Elect Director Jurgen Tinggren	For	For	Management
1j	Elect Director Mark Vergnano	For	For	Management
1k	Elect Director R. David Yost	For	For	Management
1l	Elect Director John D. Young	For	For	Management
2a	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
2b	Authorize Board to Fix Remuneration of Auditors	For	For	Management
3	Authorize Market Purchases of Company Shares	For	For	Management
4	Determine Price Range for Reissuance of Treasury Shares	For	For	Management
5	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
6	Approve Omnibus Stock Plan	For	For	Management
7	Approve the Directors’ Authority to Allot Shares	For	For	Management
8	Approve the Disapplication of Statutory Pre-Emption Rights	For	For	Management

Page 18

JPMORGAN CHASE & CO.


Ticker:	JPM	Security ID:	46625H100
Meeting Date:	MAY 18, 2021	Meeting Type:	Annual
Record Date:	MAR 19, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Linda B. Bammann	For	For	Management
1b	Elect Director Stephen B. Burke	For	For	Management
1c	Elect Director Todd A. Combs	For	For	Management
1d	Elect Director James S. Crown	For	For	Management
1e	Elect Director James Dimon	For	For	Management
1f	Elect Director Timothy P. Flynn	For	For	Management
1g	Elect Director Mellody Hobson	For	For	Management
1h	Elect Director Michael A. Neal	For	For	Management
1i	Elect Director Phebe N. Novakovic	For	For	Management
1j	Elect Director Virginia M. Rometty	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Reduce Ownership Threshold for Shareholders to Request Action by Written Consent	Against	For	Shareholder
6	Report on Racial Equity Audit	Against	Against	Shareholder
7	Require Independent Board Chair	Against	Against	Shareholder
8	Report on Congruency Political Analysis and Electioneering Expenditures	Against	Against	Shareholder

JUNIPER NETWORKS, INC.


Ticker:	JNPR	Security ID:	48203R104
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 19, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Gary Daichendt	For	For	Management
1b	Elect Director Anne DelSanto	For	For	Management
1c	Elect Director Kevin DeNuccio	For	For	Management
1d	Elect Director James Dolce	For	For	Management
1e	Elect Director Christine Gorjanc	For	For	Management
1f	Elect Director Janet Haugen	For	For	Management
1g	Elect Director Scott Kriens	For	For	Management
1h	Elect Director Rahul Merchant	For	For	Management
1i	Elect Director Rami Rahim	For	For	Management
1j	Elect Director William Stensrud	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 19

LINCOLN NATIONAL CORP.


Ticker:	LNC	Security ID:	534187109
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Deirdre P. Connelly	For	For	Management
1.2	Elect Director William H. Cunningham	For	For	Management
1.3	Elect Director Reginald E. Davis	For	For	Management
1.4	Elect Director Dennis R. Glass	For	For	Management
1.5	Elect Director George W. Henderson, III	For	For	Management
1.6	Elect Director Eric G. Johnson	For	For	Management
1.7	Elect Director Gary C. Kelly	For	For	Management
1.8	Elect Director M. Leanne Lachman	For	For	Management
1.9	Elect Director Michael F. Mee	For	For	Management
1.10	Elect Director Patrick S. Pittard	For	For	Management
1.11	Elect Director Lynn M. Utter	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Special Meeting Right Provisions	Against	Against	Shareholder
5	Amend Proxy Access Right	Against	For	Shareholder

LYONDELLBASELL INDUSTRIES NV


Ticker:	LYB	Security ID:	N53745100
Meeting Date:	MAY 28, 2021	Meeting Type:	Annual
Record Date:	APR 30, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jacques Aigrain	For	For	Management
1b	Elect Director Lincoln Benet	For	For	Management
1c	Elect Director Jagjeet (Jeet) Bindra	For	For	Management
1d	Elect Director Robin Buchanan	For	For	Management
1e	Elect Director Anthony (Tony) Chase	For	For	Management
1f	Elect Director Stephen Cooper	For	For	Management
1g	Elect Director Nance Dicciani	For	For	Management
1h	Elect Director Robert (Bob) Dudley	For	For	Management
1i	Elect Director Claire Farley	For	For	Management
1j	Elect Director Michael Hanley	For	For	Management
1k	Elect Director Albert Manifold	For	For	Management
1l	Elect Director Bhavesh (Bob) Patel	For	For	Management
2	Approve Discharge of Directors	For	For	Management
3	Adopt Financial Statements and Statutory Reports	For	For	Management
4	Ratify PricewaterhouseCoopers Accountants N.V. as Auditors	For	For	Management
5	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
6	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management
8	Approve Cancellation of Shares	For	For	Management
9	Amend Omnibus Stock Plan	For	For	Management
10	Amend Qualified Employee Stock Purchase Plan	For	For	Management

Page 20

MEDTRONIC PLC


Ticker:	MDT	Security ID:	G5960L103
Meeting Date:	DEC 11, 2020	Meeting Type:	Annual
Record Date:	OCT 15, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Richard H. Anderson	For	For	Management
1b	Elect Director Craig Arnold	For	For	Management
1c	Elect Director Scott C. Donnelly	For	For	Management
1d	Elect Director Andrea J. Goldsmith	For	For	Management
1e	Elect Director Randall J. Hogan, III	For	For	Management
1f	Elect Director Michael O. Leavitt	For	For	Management
1g	Elect Director James T. Lenehan	For	For	Management
1h	Elect Director Kevin E. Lofton	For	For	Management
1i	Elect Director Geoffrey S. Martha	For	For	Management
1j	Elect Director Elizabeth G. Nabel	For	For	Management
1k	Elect Director Denise M. O’Leary	For	For	Management
1l	Elect Director Kendall J. Powell	For	For	Management
2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Renew the Board’s Authority to Issue Shares Under Irish Law	For	For	Management
5	Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law	For	For	Management
6	Authorize Overseas Market Purchases of Ordinary Shares	For	For	Management

METLIFE, INC.


Ticker:	MET	Security ID:	59156R108
Meeting Date:	JUN 15, 2021	Meeting Type:	Annual
Record Date:	APR 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Cheryl W. Grise	For	For	Management
1b	Elect Director Carlos M. Gutierrez	For	For	Management
1c	Elect Director Gerald L. Hassell	For	For	Management
1d	Elect Director David L. Herzog	For	For	Management
1e	Elect Director R. Glenn Hubbard	For	For	Management
1f	Elect Director Edward J. Kelly, III	For	For	Management
1g	Elect Director William E. Kennard	For	For	Management
1h	Elect Director Michel A. Khalaf	For	For	Management
1i	Elect Director Catherine R. Kinney	For	For	Management
1j	Elect Director Diana L. McKenzie	For	For	Management
1k	Elect Director Denise M. Morrison	For	For	Management
1l	Elect Director Mark A. Weinberger	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 21

MICRO FOCUS INTERNATIONAL PLC


Ticker:	MCRO	Security ID:	594837403
Meeting Date:	MAR 25, 2021	Meeting Type:	Annual
Record Date:	FEB 11, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Final Dividend	For	For	Management
3	Approve Remuneration Report	For	For	Management
4	Re-elect Greg Lock as Director	For	For	Management
5	Re-elect Stephen Murdoch as Director	For	For	Management
6	Re-elect Brian McArthur-Muscroft as Director	For	For	Management
7	Re-elect Karen Slatford as Director	For	For	Management
8	Re-elect Richard Atkins as Director	For	For	Management
9	Re-elect Amanda Brown as Director	For	For	Management
10	Re-elect Lawton Fitt as Director	For	For	Management
11	Elect Robert Youngjohns as Director	For	For	Management
12	Elect Sander van ‘t Noordende as Director	For	For	Management
13	Reappoint KPMG LLP as Auditors	For	For	Management
14	Authorise Board to Fix Remuneration of Auditors	For	For	Management
15	Authorise Issue of Equity	For	For	Management
16	Authorise Issue of Equity without Pre-emptive Rights	For	For	Management
17	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	For	For	Management
18	Authorise Market Purchase of Ordinary Shares	For	For	Management
19	Authorise the Company to Call General Meeting with Two Weeks’ Notice	For	For	Management

MICROCHIP TECHNOLOGY, INC.


Ticker:	MCHP	Security ID:	595017104
Meeting Date:	AUG 18, 2020	Meeting Type:	Annual
Record Date:	JUN 24, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Steve Sanghi	For	For	Management
1.2	Elect Director Matthew W. Chapman	For	For	Management
1.3	Elect Director L.B. Day	For	For	Management
1.4	Elect Director Esther L. Johnson	For	For	Management
1.5	Elect Director Wade F. Meyercord	For	For	Management
2	Ratify Ernst & Young LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 22

MICROSOFT CORP.


Ticker:	MSFT	Security ID:	594918104
Meeting Date:	DEC 02, 2020	Meeting Type:	Annual
Record Date:	OCT 08, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Reid G. Hoffman	For	For	Management
1.2	Elect Director Hugh F. Johnston	For	For	Management
1.3	Elect Director Teri L. List-Stoll	For	For	Management
1.4	Elect Director Satya Nadella	For	For	Management
1.5	Elect Director Sandra E. Peterson	For	For	Management
1.6	Elect Director Penny S. Pritzker	For	For	Management
1.7	Elect Director Charles W. Scharf	For	For	Management
1.8	Elect Director Arne M. Sorenson	For	For	Management
1.9	Elect Director John W. Stanton	For	For	Management
1.10	Elect Director John W. Thompson	For	For	Management
1.11	Elect Director Emma N. Walmsley	For	For	Management
1.12	Elect Director Padmasree Warrior	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Report on Employee Representation on the Board of Directors	Against	Against	Shareholder

MOLSON COORS BEVERAGE CO.


Ticker:	TAP	Security ID:	60871R209
Meeting Date:	MAY 26, 2021	Meeting Type:	Annual
Record Date:	APR 01, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Roger G. Eaton	For	For	Management
1.2	Elect Director Charles M. Herington	For	For	Management
1.3	Elect Director H. Sanford Riley	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 23

NOVARTIS AG


Ticker:	NOVN	Security ID:	66987V109
Meeting Date:	MAR 02, 2021	Meeting Type:	Annual
Record Date:	JAN 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Accept Financial Statements and Statutory Reports	For	For	Management
2	Approve Discharge of Board and Senior Management	For	For	Management
3	Approve Allocation of Income and Dividends of CHF 3.00 per Share	For	For	Management
4	Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares	For	For	Management
5	Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital	For	For	Management
6.1	Approve Remuneration of Directors in the Amount of CHF 8.6 Million	For	For	Management
6.2	Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million	For	For	Management
6.3	Approve Remuneration Report	For	For	Management
7.1	Re-elect Joerg Reinhardt as Director and Board Chairman	For	For	Management
7.2	Re-elect Nancy Andrews as Director	For	For	Management
7.3	Re-elect Ton Buechner as Director	For	For	Management
7.4	Re-elect Patrice Bula as Director	For	For	Management
7.5	Re-elect Elizabeth Doherty as Director	For	For	Management
7.6	Re-elect Ann Fudge as Director	For	For	Management
7.7	Re-elect Bridgette Heller as Director	For	For	Management
7.8	Re-elect Frans van Houten as Director	For	For	Management
7.9	Re-elect Simon Moroney as Director	For	For	Management
7.10	Re-elect Andreas von Planta as Director	For	For	Management
7.11	Re-elect Charles Sawyers as Director	For	For	Management
7.12	Elect Enrico Vanni as Director	For	For	Management
7.13	Re-elect William Winters as Director	For	For	Management
8.1	Reappoint Patrice Bula as Member of the Compensation Committee	For	For	Management
8.2	Reappoint Bridgette Heller as Member of the Compensation Committee	For	For	Management
8.3	Reappoint Enrico Vanni as Member of the Compensation Committee	For	For	Management
8.4	Reappoint William Winters as Member of the Compensation Committee	For	For	Management
8.5	Appoint Simon Moroney as Member of the Compensation Committee	For	For	Management
9	Ratify PricewaterhouseCoopers AG as Auditors	For	For	Management
10	Designate Peter Zahn as Independent Proxy	For	For	Management
11	Amend Articles Re: Board of Directors Tenure	For	For	Management
12	Transact Other Business (Voting)	For	Against	Management

OCCIDENTAL PETROLEUM CORP.


Ticker:	OXY	Security ID:	674599105
Meeting Date:	MAY 07, 2021	Meeting Type:	Annual
Record Date:	MAR 12, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Stephen I. Chazen	For	For	Management
1b	Elect Director Andrew Gould	For	For	Management
1c	Elect Director Carlos M. Gutierrez	For	For	Management
1d	Elect Director Vicki Hollub	For	For	Management
1e	Elect Director Gary Hu	For	For	Management
1f	Elect Director William R. Klesse	For	For	Management
1g	Elect Director Andrew N. Langham	For	For	Management
1h	Elect Director Jack B. Moore	For	For	Management
1i	Elect Director Margarita Palau-Hernandez	For	For	Management
1j	Elect Director Avedick B. Poladian	For	For	Management
1k	Elect Director Robert M. Shearer	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management

Page 24

OTIS WORLDWIDE CORP.


Ticker:	OTIS	Security ID:	68902V107
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	MAR 03, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jeffrey H. Black	For	For	Management
1b	Elect Director Kathy Hopinkah Hannan	For	For	Management
1c	Elect Director Shailesh G. Jejurikar	For	For	Management
1d	Elect Director Christopher J. Kearney	For	For	Management
1e	Elect Director Judith F. Marks	For	For	Management
1f	Elect Director Harold W. McGraw, III	For	For	Management
1g	Elect Director Margaret M. V. Preston	For	For	Management
1h	Elect Director Shelley Stewart, Jr.	For	For	Management
1i	Elect Director John H. Walker	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Advisory Vote on Say on Pay Frequency	One Year	One Year	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

QURATE RETAIL, INC.


Ticker:	QRTEA	Security ID:	74915M100
Meeting Date:	MAY 25, 2021	Meeting Type:	Annual
Record Date:	MAR 31, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Richard N. Barton	For	For	Management
1.2	Elect Director Michael A. George	For	For	Management
1.3	Elect Director Gregory B. Maffei	For	For	Management
2	Ratify KPMG LLP as Auditors	For	For	Management

Page 25

RAYTHEON TECHNOLOGIES CORP.


Ticker:	RTX	Security ID:	75513E101
Meeting Date:	APR 26, 2021	Meeting Type:	Annual
Record Date:	MAR 02, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Tracy A. Atkinson	For	For	Management
1b	Elect Director Gregory J. Hayes	For	For	Management
1c	Elect Director Thomas A. Kennedy	For	For	Management
1d	Elect Director Marshall O. Larsen	For	For	Management
1e	Elect Director George R. Oliver	For	For	Management
1f	Elect Director Robert K. (Kelly) Ortberg	For	For	Management
1g	Elect Director Margaret L. O’Sullivan	For	For	Management
1h	Elect Director Dinesh C. Paliwal	For	For	Management
1i	Elect Director Ellen M. Pawlikowski	For	For	Management
1j	Elect Director Denise L. Ramos	For	For	Management
1k	Elect Director Fredric G. Reynolds	For	For	Management
1l	Elect Director Brian C. Rogers	For	For	Management
1m	Elect Director James A. Winnefeld, Jr.	For	For	Management
1n	Elect Director Robert O. Work	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
4	Approve Executive Incentive Bonus Plan	For	For	Management
5	Amend Omnibus Stock Plan	For	For	Management
6	Amend Proxy Access Right	Against	For	Shareholder

SANOFI


Ticker:	SAN	Security ID:	80105N105
Meeting Date:	APR 30, 2021	Meeting Type:	Annual/Special
Record Date:	MAR 29, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1	Approve Financial Statements and Statutory Reports	For	For	Management
2	Approve Consolidated Financial Statements and Statutory Reports	For	For	Management
3	Approve Treatment of Losses and Dividends of EUR 3.20 per Share	For	For	Management
4	Ratify Appointment of Gilles Schnepp as Director	For	For	Management
5	Re-elect Fabienne Lecorvaisier as Director	For	For	Management
6	Re-elect Melanie Lee as Director	For	For	Management
7	Elect Barbara Lavernos as Director	For	For	Management
8	Approve Compensation Report of Corporate Officers	For	For	Management
9	Approve Compensation of Serge Weinberg, Chairman of the Board	For	For	Management
10	Approve Compensation of Paul Hudson, CEO	For	For	Management
11	Approve Remuneration Policy of Directors	For	For	Management
12	Approve Remuneration Policy of Chairman of the Board	For	For	Management
13	Approve Remuneration Policy of CEO	For	For	Management
14	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For	Management
15	Authorize Decrease in Share Capital via Cancellation of Repurchased Shares	For	For	Management
16	Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million	For	For	Management
17	Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million	For	For	Management
18	Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million	For	For	Management
19	Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion	For	For	Management
20	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above	For	For	Management
21	Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind	For	For	Management
22	Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value	For	For	Management
23	Authorize Capital Issuances for Use in Employee Stock Purchase Plans	For	For	Management
24	Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans	For	For	Management
25	Amend Article 13 of Bylaws Re: Written Consultation	For	For	Management
26	Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors	For	For	Management
27	Authorize Filing of Required Documents/Other Formalities	For	For	Management

Page 26

SCHLUMBERGER NV


Ticker:	SLB	Security ID:	806857108
Meeting Date:	APR 07, 2021	Meeting Type:	Annual
Record Date:	FEB 17, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Patrick de La	For	For	Management
	Chevardiere
1.2	Elect Director Miguel M. Galuccio	For	For	Management
1.3	Elect Director Olivier Le Peuch	For	For	Management
1.4	Elect Director Tatiana A. Mitrova	For	For	Management
1.5	Elect Director Maria Moraeus Hanssen	For	For	Management
1.6	Elect Director Mark G. Papa	For	For	Management
1.7	Elect Director Henri Seydoux	For	For	Management
1.8	Elect Director Jeff W. Sheets	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Adopt and Approve Financials and Dividends	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Amend Omnibus Stock Plan	For	For	Management
6	Amend Qualified Employee Stock Purchase Plan	For	For	Management
7	Amend Non-Employee Director Restricted Stock Plan	For	For	Management

STATE STREET CORP.


Ticker:	STT	Security ID:	857477103
Meeting Date:	MAY 19, 2021	Meeting Type:	Annual
Record Date:	MAR 22, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Patrick de Saint-Aignan	For	For	Management
1b	Elect Director Marie A. Chandoha	For	For	Management
1c	Elect Director Amelia C. Fawcett	For	For	Management
1d	Elect Director William C. Freda	For	For	Management
1e	Elect Director Sara Mathew	For	For	Management
1f	Elect Director William L. Meaney	For	For	Management
1g	Elect Director Ronald P. O’Hanley	For	For	Management
1h	Elect Director Sean O’Sullivan	For	For	Management
1i	Elect Director Julio A. Portalatin	For	For	Management
1j	Elect Director John B. Rhea	For	For	Management
1k	Elect Director Richard P. Sergel	For	For	Management
1l	Elect Director Gregory L. Summe	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Ernst & Young LLP as Auditors	For	For	Management
4	Report on Racial Equity Audit	Against	Against	Shareholder

Page 27

T-MOBILE US, INC.


Ticker:	TMUS	Security ID:	872590104
Meeting Date:	JUN 03, 2021	Meeting Type:	Annual
Record Date:	APR 07, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Marcelo Claure	For	For	Management
1.2	Elect Director Srikant M. Datar	For	For	Management
1.3	Elect Director Bavan M. Holloway	For	For	Management
1.4	Elect Director Timotheus Hottges	For	For	Management
1.5	Elect Director Christian P. Illek	For	For	Management
1.6	Elect Director Raphael Kubler	For	For	Management
1.7	Elect Director Thorsten Langheim	For	For	Management
1.8	Elect Director Dominique Leroy	For	For	Management
1.9	Elect Director G. Michael (Mike) Sievert	For	For	Management
1.10	Elect Director Teresa A. Taylor	For	For	Management
1.11	Elect Director Omar Tazi	For	For	Management
1.12	Elect Director Kelvin R. Westbrook	For	For	Management
1.13	Elect Director Michael Wilkens	For	For	Management
2	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

TE CONNECTIVITY, LTD.


Ticker:	TEL	Security ID:	H84989104
Meeting Date:	MAR 10, 2021	Meeting Type:	Annual
Record Date:	FEB 18, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Pierre R. Brondeau	For	For	Management
1b	Elect Director Terrence R. Curtin	For	For	Management
1c	Elect Director Carol A. (John) Davidson	For	For	Management
1d	Elect Director Lynn A. Dugle	For	For	Management
1e	Elect Director William A. Jeffrey	For	For	Management
1f	Elect Director David M. Kerko Withdrawn Resolution (Non-Voting)	None	None	Management
1g	Elect Director Thomas J. Lynch	For	For	Management
1h	Elect Director Heath A. Mitts	For	For	Management
1i	Elect Director Yong Nam	For	For	Management
1j	Elect Director Daniel J. Phelan	For	For	Management
1k	Elect Director Abhijit Y. Talwalkar	For	For	Management
1l	Elect Director Mark C. Trudeau	For	For	Management
1m	Elect Director Dawn C. Willoughby	For	For	Management
1n	Elect Director Laura H. Wright	For	For	Management
2	Elect Board Chairman Thomas J. Lynch	For	For	Management
3a	Elect Daniel J. Phelan as Member of Management Development and Compensation Committee	For	For	Management
3b	Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee	For	For	Management
3c	Elect Mark C. Trudeau as Member of Management Development and Compensation Committee	For	For	Management
3d	Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee	For	For	Management
4	Designate Rene Schwarzenbach as Independent Proxy	For	For	Management
5.1	Accept Annual Report for Fiscal Year Ended September 25, 2020	For	For	Management
5.2	Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020	For	For	Management
5.3	Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020	For	For	Management
6	Approve Discharge of Board and Senior Management	For	For	Management
7.1	Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021	For	For	Management
7.2	Ratify Deloitte AG as Swiss Registered Auditors	For	For	Management
7.3	Ratify PricewaterhouseCoopers AG as Special Auditors	For	For	Management
8	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
9	Approve the Increase in Maximum Aggregate Remuneration of Executive Management	For	For	Management
10	Approve Maximum Aggregate Remuneration of Board of Directors	For	For	Management
11	Approve Allocation of Available Earnings at September 25, 2020	For	For	Management
12	Approve Declaration of Dividend	For	For	Management
13	Approve Reduction in Share Capital via Cancelation of Shares	For	For	Management
14	Amend Non-Qualified Employee Stock Purchase Plan	For	For	Management
15	Amend Omnibus Stock Plan	For	For	Management
16	Adjourn Meeting	For	For	Management

Page 28

THE BANK OF NEW YORK MELLON CORP.


Ticker:	BK	Security ID:	064058100
Meeting Date:	APR 13, 2021	Meeting Type:	Annual
Record Date:	FEB 16, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Linda Z. Cook	For	For	Management
1b	Elect Director Joseph J. Echevarria	For	For	Management
1c	Elect Director Thomas P. “Todd” Gibbons	For	For	Management
1d	Elect Director M. Amy Gilliland	For	For	Management
1e	Elect Director Jeffrey A. Goldstein	For	For	Management
1f	Elect Director K. Guru Gowrappan	For	For	Management
1g	Elect Director Ralph Izzo	For	For	Management
1h	Elect Director Edmund F. “Ted” Kelly	For	For	Management
1i	Elect Director Elizabeth E. Robinson	For	For	Management
1j	Elect Director Samuel C. Scott, III	For	For	Management
1k	Elect Director Frederick O. Terrell	For	For	Management
1l	Elect Director Alfred W. “AI” Zollar	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management
4	Reduce Ownership Threshold for Shareholders to Request Action by Written Consent	Against	For	Shareholder

THE CHARLES SCHWAB CORP.


Ticker:	SCHW	Security ID:	808513105
Meeting Date:	MAY 13, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Walter W. Bettinger, II	For	For	Management
1b	Elect Director Joan T. Dea	For	For	Management
1c	Elect Director Christopher V. Dodds	For	For	Management
1d	Elect Director Mark A. Goldfarb	For	For	Management
1e	Elect Director Bharat B. Masrani	For	For	Management
1f	Elect Director Charles A. Ruffel	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Report on Lobbying Payments and Policy	Against	Against	Shareholder
5	Declassify the Board of Directors	Against	For	Shareholder

Page 29

THE GAP, INC.


Ticker:	GPS	Security ID:	364760108
Meeting Date:	MAY 11, 2021	Meeting Type:	Annual
Record Date:	MAR 15, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director John J. Fisher	For	For	Management
1b	Elect Director Robert J. Fisher	For	For	Management
1c	Elect Director William S. Fisher	For	For	Management
1d	Elect Director Tracy Gardner	For	For	Management
1e	Elect Director Isabella D. Goren	For	For	Management
1f	Elect Director Bob L. Martin	For	For	Management
1g	Elect Director Amy Miles	For	For	Management
1h	Elect Director Jorge P. Montoya	For	For	Management
1i	Elect Director Chris O’Neill	For	For	Management
1j	Elect Director Mayo A. Shattuck, III	For	For	Management
1k	Elect Director Elizabeth A. Smith	For	For	Management
1l	Elect Director Salaam Coleman Smith	For	For	Management
1m	Elect Director Sonia Syngal	For	For	Management
2	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
4	Amend Qualified Employee Stock Purchase Plan	For	For	Management
5	Amend Omnibus Stock Plan	For	For	Management

THE GOLDMAN SACHS GROUP, INC.


Ticker:	GS	Security ID:	38141G104
Meeting Date:	APR 29, 2021	Meeting Type:	Annual
Record Date:	MAR 01, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director M. Michele Burns	For	For	Management
1b	Elect Director Drew G. Faust	For	For	Management
1c	Elect Director Mark A. Flaherty	For	For	Management
1d	Elect Director Ellen J. Kullman	For	For	Management
1e	Elect Director Lakshmi N. Mittal	For	For	Management
1f	Elect Director Adebayo O. Ogunlesi	For	For	Management
1g	Elect Director Peter Oppenheimer	For	For	Management
1h	Elect Director David M. Solomon	For	For	Management
1i	Elect Director Jan E. Tighe	For	For	Management
1j	Elect Director Jessica R. Uhl	For	For	Management
1k	Elect Director David A. Viniar	For	For	Management
1l	Elect Director Mark O. Winkelman	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Amend Omnibus Stock Plan	For	For	Management
4	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
5	Provide Right to Act by Written Consent	Against	For	Shareholder
6	Report on the Impacts of Using Mandatory Arbitration	Against	Against	Shareholder
7	Amend Certificate of Incorporation to Become a Public Benefit Corporation	Against	Against	Shareholder
8	Report on Racial Equity Audit	Against	Against	Shareholder

Page 30

THE WILLIAMS COMPANIES, INC.


Ticker:	WMB	Security ID:	969457100
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	MAR 01, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1.1	Elect Director Alan S. Armstrong	For	For	Management
1.2	Elect Director Stephen W. Bergstrom	For	For	Management
1.3	Elect Director Nancy K. Buese	For	For	Management
1.4	Elect Director Stephen I. Chazen	For	For	Management
1.5	Elect Director Charles I. Cogut	For	For	Management
1.6	Elect Director Michael A. Creel	For	For	Management
1.7	Elect Director Stacey H. Dore	For	For	Management
1.8	Elect Director Vicki L. Fuller	For	For	Management
1.9	Elect Director Peter A. Ragauss	For	For	Management
1.10	Elect Director Rose M. Robeson	For	For	Management
1.11	Elect Director Scott D. Sheffield	For	For	Management
1.12	Elect Director Murray D. Smith	For	For	Management
1.13	Elect Director William H. Spence	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Ernst & Young LLP as Auditors	For	For	Management

TRUIST FINANCIAL CORP.


Ticker:	TFC	Security ID:	89832Q109
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	FEB 18, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Jennifer S. Banner	For	For	Management
1b	Elect Director K. David Boyer, Jr.	For	For	Management
1c	Elect Director Agnes Bundy Scanlan	For	For	Management
1d	Elect Director Anna R. Cablik	For	For	Management
1e	Elect Director Dallas S. Clement	For	For	Management
1f	Elect Director Paul D. Donahue	For	For	Management
1g	Elect Director Paul R. Garcia	For	For	Management
1h	Elect Director Patrick C. Graney, III	For	For	Management
1i	Elect Director Linnie M. Haynesworth	For	For	Management
1j	Elect Director Kelly S. King	For	For	Management
1k	Elect Director Easter A. Maynard	For	For	Management
1l	Elect Director Donna S. Morea	For	For	Management
1m	Elect Director Charles A. Patton	For	For	Management
1n	Elect Director Nido R. Qubein	For	For	Management
1o	Elect Director David M. Ratcliffe	For	For	Management
1p	Elect Director William H. Rogers, Jr.	For	For	Management
1q	Elect Director Frank P. Scruggs, Jr.	For	For	Management
1r	Elect Director Christine Sears	For	For	Management
1s	Elect Director Thomas E. Skains	For	For	Management
1t	Elect Director Bruce L. Tanner	For	For	Management
1u	Elect Director Thomas N. Thompson	For	For	Management
1v	Elect Director Steven C. Voorhees	For	For	Management
2	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management

Page 31

UNITEDHEALTH GROUP, INC.


Ticker:	UNH	Security ID:	91324P102
Meeting Date:	JUN 07, 2021	Meeting Type:	Annual
Record Date:	APR 09, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Richard T. Burke	For	For	Management
1b	Elect Director Timothy P. Flynn	For	For	Management
1c	Elect Director Stephen J. Hemsley	For	For	Management
1d	Elect Director Michele J. Hooper	For	For	Management
1e	Elect Director F. William McNabb, III	For	For	Management
1f	Elect Director Valerie C. Montgomery Rice	For	For	Management
1g	Elect Director John H. Noseworthy	For	For	Management
1h	Elect Director Gail R. Wilensky	For	For	Management
1i	Elect Director Andrew Witty	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify Deloitte & Touche LLP as Auditors	For	For	Management
4	Amend Qualified Employee Stock Purchase Plan	For	For	Management
5	Reduce Ownership Threshold for Shareholders to Call Special Meeting	Against	For	Shareholder

VMWARE, INC.


Ticker:	VMW	Security ID:	928563402
Meeting Date:	JUL 15, 2020	Meeting Type:	Annual
Record Date:	MAY 18, 2020


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Anthony Bates	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify PricewaterhouseCoopers LLP as Auditors	For	For	Management

Page 32

WELLS FARGO & CO.


Ticker:	WFC	Security ID:	949746101
Meeting Date:	APR 27, 2021	Meeting Type:	Annual
Record Date:	FEB 26, 2021


#	Proposal	Mgt Rec	Vote Cast	Sponsor
1a	Elect Director Steven D. Black	For	For	Management
1b	Elect Director Mark A. Chancy	For	For	Management
1c	Elect Director Celeste A. Clark	For	For	Management
1d	Elect Director Theodore F. Craver, Jr.	For	For	Management
1e	Elect Director Wayne M. Hewett	For	For	Management
1f	Elect Director Maria R. Morris	For	For	Management
1g	Elect Director Charles H. Noski	For	For	Management
1h	Elect Director Richard B. Payne, Jr.	For	For	Management
1i	Elect Director Juan A. Pujadas	For	For	Management
1j	Elect Director Ronald L. Sargent	For	For	Management
1k	Elect Director Charles W. Scharf	For	For	Management
1l	Elect Director Suzanne M. Vautrinot	For	For	Management
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For	Management
3	Ratify KPMG LLP as Auditors	For	For	Management
4	Amend Proxy Access Right	Against	For	Shareholder
5	Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation	Against	Against	Shareholder
6	Report on Incentive-Based Compensation and Risks of Material Losses	Against	Against	Shareholder
7	Report on Racial Equity Audit	Against	Against	Shareholder

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SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Dodge & Cox Funds
(Registrant)

By		/s/ Charles F. Pohl
		Chairman

Date		8/25/21

Dodge & Cox Funds N-PXAnnual report of proxy voting record