FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrant’s telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/22
Date of reporting period: 7/1/21 - 6/30/22
Dodge & Cox Global Stock Fund
AEGON NV
| | | | | | |
Ticker: | | AGN | | Security ID: | | N00927298 |
Meeting Date: | | MAY 31, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 03, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Open Meeting (Non-Voting) | | None | | None | | Management |
2.1 | | Receive Report of Executive Board (Non-Voting) | | None | | None | | Management |
2.2 | | Approve Remuneration Report | | For | | For | | Management |
2.3 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
2.4 | | Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B | | For | | For | | Management |
3.1 | | Approve Discharge of Executive Board | | For | | For | | Management |
3.2 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
4.1 | | Discuss Supervisory Board Profile (Non-Voting) | | None | | None | | Management |
4.2 | | Re-elect Corien Wortmann-Kool to Supervisory Board | | For | | For | | Management |
4.3 | | Elect Karen Fawcett to Supervisory Board | | For | | For | | Management |
5.1 | | Approve Cancellation of Common Shares and Common Shares B | | For | | For | | Management |
5.2 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | For | | For | | Management |
5.3 | | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | | For | | For | | Management |
5.4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
6 | | Other Business (Non-Voting) | | None | | None | | Management |
7 | | Close Meeting (Non-Voting) | | None | | None | | Management |
ALIBABA GROUP HOLDING, LTD.
| | | | | | |
Ticker: | | 9988 | | Security ID: | | 01609W102 |
Meeting Date: | | SEP 17, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 04, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Joseph C. Tsai | | For | | For | | Management |
1.2 | | Elect Director J. Michael Evans | | For | | For | | Management |
1.3 | | Elect Director E. Borje Ekholm | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
Page 1
ALNYLAM PHARMACEUTICALS, INC.
| | | | | | |
Ticker: | | ALNY | | Security ID: | | 02043Q107 |
Meeting Date: | | MAY 18, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Margaret A. Hamburg | | For | | For | | Management |
1b | | Elect Director Colleen F. Reitan | | For | | For | | Management |
1c | | Elect Director Amy W. Schulman | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
ANHEUSER-BUSCH INBEV SA/NV
| | | | | | |
Ticker: | | ABI | | Security ID: | | B639CJ108 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
A.1.a | | Receive Special Board Report Re: | | None | | None | | Management |
| | Authorized Capital (Non-Voting) | | | | | | |
A.1.b | | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | | For | | For | | Management |
B.2 | | Receive Directors’ Reports (Non-Voting) | | None | | None | | Management |
B.3 | | Receive Auditors’ Reports (Non-Voting) | | None | | None | | Management |
B.4 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
B.5 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | | For | | For | | Management |
B.6 | | Approve Discharge of Directors | | For | | For | | Management |
B.7 | | Approve Discharge of Auditors | | For | | For | | Management |
B.8.a | | Re-elect Martin J. Barrington as Director | | For | | For | | Management |
B.8.b | | Re-elect William F. Gifford, Jr. as Director | | For | | For | | Management |
B.8.c | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Management |
B.8.d | | Elect Nitin Nohria as Director | | For | | For | | Management |
B.9 | | Ratify PwC as Auditors and Approve Auditors’ Remuneration | | For | | For | | Management |
B.10 | | Approve Remuneration Policy | | For | | Against | | Management |
B.11 | | Approve Remuneration Report | | For | | For | | Management |
C.12 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Management |
Page 2
AVIVA PLC
| | | | | | |
Ticker: | | AV | | Security ID: | | G0683Q109 |
Meeting Date: | | MAY 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 05, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Climate-Related Financial Disclosure | | For | | For | | Management |
4 | | Approve Final Dividend | | For | | For | | Management |
5 | | Elect Andrea Blance as Director | | For | | For | | Management |
6 | | Elect Shonaid Jemmett-Page as Director | | For | | For | | Management |
7 | | Elect Martin Strobel as Director | | For | | For | | Management |
8 | | Re-elect Amanda Blanc as Director | | For | | For | | Management |
9 | | Re-elect George Culmer as Director | | For | | For | | Management |
10 | | Re-elect Patrick Flynn as Director | | For | | For | | Management |
11 | | Re-elect Mohit Joshi as Director | | For | | For | | Management |
12 | | Re-elect Pippa Lambert as Director | | For | | For | | Management |
13 | | Re-elect Jim McConville as Director | | For | | For | | Management |
14 | | Re-elect Michael Mire as Director | | For | | For | | Management |
15 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For | | Management |
16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
18 | | Authorise Issue of Equity | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
21 | | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Authorise Market Purchase of 8 3/4 % Preference Shares | | For | | For | | Management |
25 | | Authorise Market Purchase of 8 3/8 % Preference Shares | | For | | For | | Management |
26 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
AVIVA PLC
| | | | | | |
Ticker: | | AV | | Security ID: | | G0683Q109 |
Meeting Date: | | MAY 09, 2022 | | Meeting Type: | | Special |
Record Date: | | MAY 05, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Adopt New Articles of Association | | For | | For | | Management |
2 | | Approve Issue of B Shares | | For | | For | | Management |
3 | | Approve Share Consolidation | | For | | For | | Management |
4 | | Authorise Issue of Equity | | For | | For | | Management |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
6 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
7 | | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
8 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
9 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
Page 3
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | JUL 30, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 23, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Re-elect Rajiv Anand as Director | | For | | For | | Management |
3 | | Approve M P Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
4 | | Approve C N K & Associates LLP, Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Elect Vasantha Govindan as Director | | For | | For | | Management |
6 | | Elect S. Mahendra Dev as Director | | For | | For | | Management |
7 | | Approve Revision in Remuneration to Rakesh Makhija as Non-Executive (Part-Time) Chairman | | For | | For | | Management |
8 | | Approve Revision in Remuneration to Amitabh Chaudhry as Managing Director & CEO | | For | | For | | Management |
9 | | Approve Reappointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO | | For | | For | | Management |
10 | | Approve Revision in Remuneration to Rajiv Anand as Executive Director (Wholesale Banking) | | For | | For | | Management |
11 | | Approve Revision in Remuneration to Rajesh Dahiya as Executive Director (Corporate Centre) | | For | | For | | Management |
12 | | Approve Payment of Compensation to Non-Executive Director (Excluding the Non-Executive (Part-time) Chairperson) | | For | | For | | Management |
13 | | Authorize Issuance of Debt Securities | | For | | For | | Management |
14 | | Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of the Company | | For | | For | | Management |
15 | | Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of Present and Future Subsidiary Companies | | For | | For | | Management |
16 | | Approve Reclassification of United India Insurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
17 | | Approve Reclassification of National Insurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
18 | | Approve Reclassification of The New India Assurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
19 | | Approve Reclassification of General Insurance Corporation of India from Promoter Group to Public Category | | For | | For | | Management |
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | MAR 06, 2022 | | Meeting Type: | | Special |
Record Date: | | JAN 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Reappointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | | For | | For | | Management |
2 | | Elect Ashish Kotecha as Director | | For | | For | | Management |
3 | | Approve Re-Designation of Rajiv Anand as Deputy Managing Director | | For | | For | | Management |
4 | | Approve Revision in the Remuneration Payable to Rajiv Anand as Whole-Time Director | | For | | For | | Management |
5 | | Approve Reappointment and Remuneration of Rajiv Anand as Deputy Managing Director | | For | | For | | Management |
Page 4
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | APR 08, 2022 | | Meeting Type: | | Special |
Record Date: | | MAR 04, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Material Related Party Transactions for Acceptance of Deposits in Current/Savings Account or Any Other Similar Accounts | | For | | For | | Management |
2 | | Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties | | For | | For | | Management |
3 | | Approve Material Related Party Transactions for Sale of Securities to Related Parties | | For | | For | | Management |
4 | | Approve Material Related Party Transactions for Issue of Securities of the Bank to Related Parties, Payment of Interest and Redemption Amount thereof | | For | | For | | Management |
5 | | Approve Material Related Party Transactions for Receipt of Fees/Commission for Distribution of Insurance Products and Other Related Business | | For | | For | | Management |
6 | | Approve Material Related Party Transactions for Fund Based or Non-Fund Based Credit Facilities | | For | | For | | Management |
7 | | Approve Material Related Party Transactions for Money Market Instruments/Term Borrowing/Term Lending (including Repo/Reverse Repo) | | For | | For | | Management |
8 | | Approve Material Related Party Transactions Pertaining to Forex and Derivative Contracts | | For | | For | | Management |
BAIDU, INC.
| | | | | | |
Ticker: | | 9888 | | Security ID: | | 056752108 |
Meeting Date: | | DEC 07, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | NOV 05, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Adoption of the Company’s Dual Foreign Name | | For | | For | | Management |
2 | | Adopt Amended and Restated Memorandum and Articles of Association | | For | | For | | Management |
3 | | Authorize Board to Deal With All Matters in Relation to the Change of Company Name and the Proposed Amendments | | For | | For | | Management |
Page 5
BANCO SANTANDER SA
| | | | | | |
Ticker: | | SAN | | Security ID: | | E19790109 |
Meeting Date: | | MAR 31, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.A | | Approve Consolidated and Standalone Financial Statements | | For | | For | | Management |
1.B | | Approve Non-Financial Information Statement | | For | | For | | Management |
1.C | | Approve Discharge of Board | | For | | For | | Management |
2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
3.A | | Fix Number of Directors at 15 | | For | | For | | Management |
3.B | | Elect German de la Fuente as Director | | For | | For | | Management |
3.C | | Re-elect Henrique de Castro as Director | | For | | For | | Management |
3.D | | Re-elect Jose Antonio Alvarez as Director | | For | | For | | Management |
3.E | | Re-elect Belen Romana as Director | | For | | For | | Management |
3.F | | Re-elect Luis Isasi as Director | | For | | For | | Management |
3.G | | Re-elect Sergio Rial as Director | | For | | For | | Management |
4 | | Ratify Appointment of PricewaterhouseCoopers as Auditor | | For | | For | | Management |
5.A | | Amend Articles Re: Form of Shares and Transfer of Shares | | For | | For | | Management |
5.B | | Amend Article 16 Re: Capital Reduction | | For | | For | | Management |
5.C | | Amend Article 19 Re: Issuance of Other Securities | | For | | For | | Management |
5.D | | Amend Article 26 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | For | | Management |
5.E | | Amend Articles Re: Board Secretary and Presiding Committee of the General Shareholders’ Meeting | | For | | For | | Management |
5.F | | Amend Article 48 Re: Executive Chair | | For | | For | | Management |
5.G | | Amend Article 52 Re: Audit Committee | | For | | For | | Management |
5.H | | Amend Articles Re: Director Remuneration | | For | | For | | Management |
5.I | | Add Article 64 bis Re: Prior Authorization for the Payment of Dividends | | For | | For | | Management |
6.A | | Amend Article 6 of General Meeting Regulations Re: Information Available as of the Date of the Call to Meeting | | For | | For | | Management |
6.B | | Amend Article 13 of General Meeting Regulations Re: Presiding Committee of the General Shareholders’ Meeting | | For | | For | | Management |
6.C | | Add New Article 15 bis and Amend Article 19 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | Against | | Management |
6.D | | Amend Article 17 of General Meeting Regulations Re: Presentations | | For | | For | | Management |
7.A | | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Pre-emptive Rights of up to 10 Percent | | For | | For | | Management |
7.B | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
7.C | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
7.D | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
8.A | | Approve Remuneration Policy | | For | | For | | Management |
8.B | | Approve Remuneration of Directors | | For | | For | | Management |
8.C | | Fix Maximum Variable Compensation Ratio | | For | | For | | Management |
8.D | | Approve Deferred Multiyear Objectives Variable Remuneration Plan | | For | | For | | Management |
8.E | | Approve Buy-out Policy | | For | | For | | Management |
8.F | | Advisory Vote on Remuneration Report | | For | | For | | Management |
9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
BARCLAYS PLC
| | | | | | |
Ticker: | | BARC | | Security ID: | | G08036124 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Elect Coimbatore Venkatakrishnan as Director | | For | | For | | Management |
4 | | Elect Robert Berry as Director | | For | | For | | Management |
5 | | Elect Anna Cross as Director | | For | | For | | Management |
6 | | Re-elect Mike Ashley as Director | | For | | For | | Management |
7 | | Re-elect Tim Breedon as Director | | For | | For | | Management |
8 | | Re-elect Mohamed A. El-Erian as Director | | For | | For | | Management |
9 | | Re-elect Dawn Fitzpatrick as Director | | For | | For | | Management |
10 | | Re-elect Mary Francis as Director | | For | | For | | Management |
11 | | Re-elect Crawford Gillies as Director | | For | | For | | Management |
12 | | Re-elect Brian Gilvary as Director | | For | | For | | Management |
13 | | Re-elect Nigel Higgins as Director | | For | | For | | Management |
14 | | Re-elect Diane Schueneman as Director | | For | | For | | Management |
15 | | Re-elect Julia Wilson as Director | | For | | For | | Management |
16 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
17 | | Authorise the Board Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
18 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
19 | | Authorise Issue of Equity | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
22 | | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes. | | For | | For | | Management |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes. | | For | | For | | Management |
24 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
26 | | Approve Barclays’ Climate Strategy, Targets and Progress 2022 | | For | | For | | Management |
Page 6
BAYER AG
| | | | | | |
Ticker: | | BAYN | | Security ID: | | D0712D163 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2021 | | For | | For | | Management |
2 | | Approve Discharge of Management Board for Fiscal Year 2021 | | For | | Against | | Management |
3 | | Approve Discharge of Supervisory Board for Fiscal Year 2021 | | For | | For | | Management |
4.1 | | Re-elect Paul Achleitner to the Supervisory Board | | For | | For | | Management |
4.2 | | Re-elect Norbert Bischofberger to the Supervisory Board | | For | | For | | Management |
4.3 | | Re-elect Colleen Goggins to the Supervisory Board | | For | | For | | Management |
5 | | Approve Remuneration Report | | For | | Against | | Management |
6 | | Approve Affiliation Agreement with Bayer Chemicals GmbH | | For | | For | | Management |
7 | | Ratify Deloitte GmbH as Auditors for Fiscal Year 2022 | | For | | For | | Management |
BIOMARIN PHARMACEUTICAL, INC.
| | | | | | |
Ticker: | | BMRN | | Security ID: | | 09061G101 |
Meeting Date: | | MAY 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Mark J. Alles | | For | | For | | Management |
1.2 | | Elect Director Elizabeth McKee Anderson | | For | | For | | Management |
1.3 | | Elect Director Jean-Jacques Bienaime | | For | | For | | Management |
1.4 | | Elect Director Willard Dere | | For | | For | | Management |
1.5 | | Elect Director Elaine J. Heron | | For | | For | | Management |
1.6 | | Elect Director Maykin Ho | | For | | For | | Management |
1.7 | | Elect Director Robert J. Hombach | | For | | For | | Management |
1.8 | | Elect Director V. Bryan Lawlis | | For | | For | | Management |
1.9 | | Elect Director Richard A. Meier | | For | | For | | Management |
1.10 | | Elect Director David E.I. Pyott | | For | | For | | Management |
1.11 | | Elect Director Dennis J. Slamon | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 7
BNP PARIBAS SA
| | | | | | |
Ticker: | | BNP | | Security ID: | | F1058Q238 |
Meeting Date: | | SEP 24, 2021 | | Meeting Type: | | Ordinary Shareholders |
Record Date: | | SEP 22, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income and Additional Dividend of EUR 1.55 per Share | | For | | For | | Management |
2 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
BNP PARIBAS SA
| | | | | | |
Ticker: | | BNP | | Security ID: | | F1058Q238 |
Meeting Date: | | MAY 17, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 3.67 per Share | | For | | For | | Management |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For | | Management |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
6 | | Re-elect Jean Laurent Bonnafe as Director | | For | | For | | Management |
7 | | Re-elect Marion Guillou as Director | | For | | For | | Management |
8 | | Re-elect Michel Tilmant as Director | | For | | For | | Management |
9 | | Elect Lieve Logghe as Director | | For | | For | | Management |
10 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
11 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Management |
12 | | Approve Remuneration Policy of CEO and Vice-CEOs | | For | | For | | Management |
13 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
14 | | Approve Compensation of Jean Lemierre, Chairman of the Board | | For | | For | | Management |
15 | | Approve Compensation of Jean-Laurent Bonnafe, CEO | | For | | For | | Management |
16 | | Approve Compensation of Philippe Bordenave, Vice-CEO Until 18 May 2021 | | For | | For | | Management |
17 | | Approve Compensation of Yann Gerardin, Vice-CEO Since 18 May 2021 | | For | | For | | Management |
18 | | Approve Compensation of Thierry Laborde, Vice-CEO Since 18 May 2021 | | For | | For | | Management |
19 | | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | For | | For | | Management |
20 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.54 Million | | For | | For | | Management |
21 | | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 985 Million | | For | | For | | Management |
22 | | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | | For | | For | | Management |
23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Management |
24 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22 and 23 at EUR 240 Million | | For | | For | | Management |
25 | | Authorize Capitalization of Reserves of Up to EUR 985 Million for Bonus Issue or Increase in Par Value | | For | | For | | Management |
26 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21 and 23 at EUR 985 Million | | For | | For | | Management |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Management |
28 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
29 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 8
BOOKING HOLDINGS, INC.
| | | | | | |
Ticker: | | BKNG | | Security ID: | | 09857L108 |
Meeting Date: | | JUN 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Timothy Armstrong | | For | | For | | Management |
1.2 | | Elect Director Glenn D. Fogel | | For | | For | | Management |
1.3 | | Elect Director Mirian M. Graddick-Weir | | For | | For | | Management |
1.4 | | Elect Director Wei Hopeman | | For | | For | | Management |
1.5 | | Elect Director Robert J. Mylod, Jr. | | For | | For | | Management |
1.6 | | Elect Director Charles H. Noski | | For | | For | | Management |
1.7 | | Elect Director Nicholas J. Read | | For | | For | | Management |
1.8 | | Elect Director Thomas E. Rothman | | For | | For | | Management |
1.9 | | Elect Director Sumit Singh | | For | | For | | Management |
1.10 | | Elect Director Lynn Vojvodich Radakovich | | For | | For | | Management |
1.11 | | Elect Director Vanessa A. Wittman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
5 | | Report on Climate Change Performance Metrics Into Executive Compensation Program | | Against | | Against | | Shareholder |
CAPITAL ONE FINANCIAL CORP.
| | | | | | |
Ticker: | | COF | | Security ID: | | 14040H105 |
Meeting Date: | | MAY 05, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 09, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Richard D. Fairbank | | For | | For | | Management |
1b | | Elect Director Ime Archibong | | For | | For | | Management |
1c | | Elect Director Christine Detrick | | For | | For | | Management |
1d | | Elect Director Ann Fritz Hackett | | For | | For | | Management |
1e | | Elect Director Peter Thomas Killalea | | For | | For | | Management |
1f | | Elect Director Cornelis “Eli” Leenaars | | For | | For | | Management |
1g | | Elect Director Francois Locoh-Donou | | For | | For | | Management |
1h | | Elect Director Peter E. Raskind | | For | | For | | Management |
1i | | Elect Director Eileen Serra | | For | | For | | Management |
1j | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1k | | Elect Director Bradford H. Warner | | For | | For | | Management |
1l | | Elect Director Catherine G. West | | For | | For | | Management |
1m | | Elect Director Craig Anthony Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
Page 9
CARRIER GLOBAL CORP.
| | | | | | |
Ticker: | | CARR | | Security ID: | | 14448C104 |
Meeting Date: | | APR 14, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 22, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Jean-Pierre Garnier | | For | | For | | Management |
1b | | Elect Director David L. Gitlin | | For | | For | | Management |
1c | | Elect Director John J. Greisch | | For | | For | | Management |
1d | | Elect Director Charles M. Holley, Jr. | | For | | For | | Management |
1e | | Elect Director Michael M. McNamara | | For | | For | | Management |
1f | | Elect Director Michael A. Todman | | For | | For | | Management |
1g | | Elect Director Virginia M. Wilson | | For | | For | | Management |
1h | | Elect Director Beth A. Wozniak | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
CELANESE CORP.
| | | | | | |
Ticker: | | CE | | Security ID: | | 150870103 |
Meeting Date: | | APR 20, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 22, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Jean S. Blackwell | | For | | For | | Management |
1b | | Elect Director William M. Brown | | For | | For | | Management |
1c | | Elect Director Edward G. Galante | | For | | For | | Management |
1d | | Elect Director Rahul Ghai | | For | | For | | Management |
1e | | Elect Director Kathryn M. Hill | | For | | For | | Management |
1f | | Elect Director David F. Hoffmeister | | For | | For | | Management |
1g | | Elect Director Jay V. Ihlenfeld | | For | | For | | Management |
1h | | Elect Director Deborah J. Kissire | | For | | For | | Management |
1i | | Elect Director Michael Koenig | | For | | For | | Management |
1j | | Elect Director Kim K.W. Rucker | | For | | For | | Management |
1k | | Elect Director Lori J. Ryerkerk | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 10
CHARTER COMMUNICATIONS, INC.
| | | | | | |
Ticker: | | CHTR | | Security ID: | | 16119P108 |
Meeting Date: | | APR 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director W. Lance Conn | | For | | For | | Management |
1b | | Elect Director Kim C. Goodman | | For | | For | | Management |
1c | | Elect Director Craig A. Jacobson | | For | | For | | Management |
1d | | Elect Director Gregory B. Maffei | | For | | For | | Management |
1e | | Elect Director John D. Markley, Jr. | | For | | For | | Management |
1f | | Elect Director David C. Merritt | | For | | For | | Management |
1g | | Elect Director James E. Meyer | | For | | For | | Management |
1h | | Elect Director Steven A. Miron | | For | | For | | Management |
1i | | Elect Director Balan Nair | | For | | For | | Management |
1j | | Elect Director Michael A. Newhouse | | For | | For | | Management |
1k | | Elect Director Mauricio Ramos | | For | | For | | Management |
1l | | Elect Director Thomas M. Rutledge | | For | | For | | Management |
1m | | Elect Director Eric L. Zinterhofer | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
4 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
5 | | Report on Congruency of Political Spending with Company Values and Priorities | | Against | | Against | | Shareholder |
6 | | Disclose Climate Action Plan and GHG Emissions Reduction Targets | | Against | | For | | Shareholder |
7 | | Adopt Policy to Annually Disclose EEO-1 Data | | Against | | For | | Shareholder |
8 | | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | | Against | | For | | Shareholder |
CIGNA CORP.
| | | | | | |
Ticker: | | CI | | Security ID: | | 125523100 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 08, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director David M. Cordani | | For | | For | | Management |
1b | | Elect Director William J. DeLaney | | For | | For | | Management |
1c | | Elect Director Eric J. Foss | | For | | For | | Management |
1d | | Elect Director Elder Granger | | For | | For | | Management |
1e | | Elect Director Neesha Hathi | | For | | For | | Management |
1f | | Elect Director George Kurian | | For | | For | | Management |
1g | | Elect Director Kathleen M. Mazzarella | | For | | For | | Management |
1h | | Elect Director Mark B. McClellan | | For | | For | | Management |
1i | | Elect Director Kimberly A. Ross | | For | | For | | Management |
1j | | Elect Director Eric C. Wiseman | | For | | For | | Management |
1k | | Elect Director Donna F. Zarcone | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
5 | | Report on Gender Pay Gap | | Against | | For | | Shareholder |
6 | | Report on Congruency of Political Spending with Company Values and Priorities | | Against | | Against | | Shareholder |
Page 11
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | DEC 13, 2021 | | Meeting Type: | | Annual |
Record Date: | | OCT 15, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director M. Michele Burns | | For | | For | | Management |
1b | | Elect Director Wesley G. Bush | | For | | For | | Management |
1c | | Elect Director Michael D. Capellas | | For | | For | | Management |
1d | | Elect Director Mark Garrett | | For | | For | | Management |
1e | | Elect Director John D. Harris, II | | For | | For | | Management |
1f | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1g | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1h | | Elect Director Charles H. Robbins | | For | | For | | Management |
1i | | Elect Director Brenton L. Saunders | | For | | For | | Management |
1j | | Elect Director Lisa T. Su | | For | | For | | Management |
1k | | Elect Director Marianna Tessel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Amend Proxy Access Right | | Against | | For | | Shareholder |
CK ASSET HOLDINGS, LTD.
| | | | | | |
Ticker: | | 1113 | | Security ID: | | G2177B101 |
Meeting Date: | | MAY 19, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3.1 | | Elect Kam Hing Lam as Director | | For | | For | | Management |
3.2 | | Elect Chung Sun Keung, Davy as Director | | For | | For | | Management |
3.3 | | Elect Pau Yee Wan, Ezra as Director | | For | | For | | Management |
3.4 | | Elect Hung Siu-lin, Katherine as Director | | For | | For | | Management |
3.5 | | Elect Colin Stevens Russel as Director | | For | | For | | Management |
4 | | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5.1 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | For | | Management |
5.2 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
Page 12
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
| | | | | | |
Ticker: | | CTSH | | Security ID: | | 192446102 |
Meeting Date: | | JUN 07, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Zein Abdalla | | For | | For | | Management |
1b | | Elect Director Vinita Bali | | For | | For | | Management |
1c | | Elect Director Maureen Breakiron-Evans | | For | | For | | Management |
1d | | Elect Director Archana Deskus | | For | | For | | Management |
1e | | Elect Director John M. Dineen | | For | | For | | Management |
1f | | Elect Director Brian Humphries | | For | | For | | Management |
1g | | Elect Director Leo S. Mackay, Jr. | | For | | For | | Management |
1h | | Elect Director Michael Patsalos-Fox | | For | | For | | Management |
1i | | Elect Director Stephen J. Rohleder | | For | | For | | Management |
1j | | Elect Director Joseph M. Velli | | For | | For | | Management |
1k | | Elect Director Sandra S. Wijnberg | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Amend Governing Documents Regarding Requirements to Call for a Special Meeting | | Against | | Against | | Shareholder |
COMCAST CORP.
| | | | | | |
Ticker: | | CMCSA | | Security ID: | | 20030N101 |
Meeting Date: | | JUN 01, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Kenneth J. Bacon | | For | | For | | Management |
1.2 | | Elect Director Madeline S. Bell | | For | | For | | Management |
1.3 | | Elect Director Edward D. Breen | | For | | For | | Management |
1.4 | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1.5 | | Elect Director Jeffrey A. Honickman | | For | | For | | Management |
1.6 | | Elect Director Maritza G. Montiel | | For | | For | | Management |
1.7 | | Elect Director Asuka Nakahara | | For | | For | | Management |
1.8 | | Elect Director David C. Novak | | For | | For | | Management |
1.9 | | Elect Director Brian L. Roberts | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
5 | | Oversee and Report a Racial Equity Audit | | Against | | Against | | Shareholder |
6 | | Report on Omitting Viewpoint and Ideology from EEO Policy | | Against | | Against | | Shareholder |
7 | | Conduct Audit and Report on Effectiveness of Sexual Harassment Policies | | Against | | Against | | Shareholder |
8 | | Report on Retirement Plan Options Aligned with Company Climate Goals | | Against | | Against | | Shareholder |
Page 13
CREDICORP, LTD.
| | | | | | |
Ticker: | | BAP | | Security ID: | | G2519Y108 |
Meeting Date: | | MAR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 11, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Present Board Chairman Report of the Annual and Sustainability Report (Non-Voting) | | None | | None | | Management |
2 | | Present Board Chairman Report of the Sustainability Strategy (Non-Voting) | | None | | None | | Management |
3 | | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2021, Including External Auditors’ Report (Non-Voting) | | None | | None | | Management |
4 | | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
CREDIT SUISSE GROUP AG
| | | | | | |
Ticker: | | CSGN | | Security ID: | | H3698D419 |
Meeting Date: | | OCT 01, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Axel Lehmann as Director | | For | | For | | Management |
1.2 | | Elect Juan Colombas as Director | | For | | For | | Management |
1.3 | | Appoint Juan Colombas as Member of the Compensation Committee | | For | | For | | Management |
2 | | Additional Voting Instructions - Shareholder Proposals (Voting) | | Against | | Against | | Management |
3 | | Additional Voting Instructions - Board of Directors Proposals (Voting) | | For | | Against | | Management |
Page 14
CREDIT SUISSE GROUP AG
| | | | | | |
Ticker: | | CSGN | | Security ID: | | H3698D419 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Approve Remuneration Report | | For | | For | | Management |
1.2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2.1 | | Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding the Supply Chain Finance Matter | | For | | For | | Management |
2.2 | | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding the Supply Chain Finance Matter | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of CHF 0.10 per Share | | For | | For | | Management |
4 | | Approve Creation of CHF 5 Million Pool of Authorized Capital with or without Exclusion of Pre-emptive Rights | | For | | For | | Management |
5.1.a | | Elect Axel Lehmann as Director and Board Chair | | For | | For | | Management |
5.1.b | | Re-elect Iris Bohnet as Director | | For | | For | | Management |
5.1.c | | Re-elect Clare Brady as Director | | For | | For | | Management |
5.1.d | | Re-elect Christian Gellerstad as Director | | For | | For | | Management |
5.1.e | | Re-elect Michael Klein as Director | | For | | For | | Management |
5.1.f | | Re-elect Shan Li as Director | | For | | For | | Management |
5.1.g | | Re-elect Seraina Macia as Director | | For | | For | | Management |
5.1.h | | Re-elect Blythe Masters as Director | | For | | For | | Management |
5.1.i | | Re-elect Richard Meddings as Director | | For | | For | | Management |
5.1.j | | Re-elect Ana Pessoa as Director | | For | | For | | Management |
5.1.k | | Elect Mirko Bianchi as Director | | For | | For | | Management |
5.1.l | | Elect Keyu Jin as Director | | For | | For | | Management |
5.1.m | | Elect Amanda Norton as Director | | For | | For | | Management |
5.2.1 | | Reappoint Iris Bohnet as Member of the Compensation Committee | | For | | For | | Management |
5.2.2 | | Reappoint Christian Gellerstad as Member of the Compensation Committee | | For | | For | | Management |
5.2.3 | | Reappoint Michael Klein as Member of the Compensation Committee | | For | | For | | Management |
5.2.4 | | Appoint Shan Li as Member of the Compensation Committee | | For | | For | | Management |
5.2.5 | | Appoint Amanda Norton as Member of the Compensation Committee | | For | | For | | Management |
6.1 | | Approve Remuneration of Directors in the Amount of CHF 13 Million | | For | | For | | Management |
6.2.1 | | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 8.6 Million | | For | | For | | Management |
6.2.2 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 34 Million | | For | | For | | Management |
6.2.3 | | Approve Share-Based Replacement Awards for New Members of the Executive Committee in the Amount of CHF 12.1 Million | | For | | For | | Management |
7.1 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
7.2 | | Ratify BDO AG as Special Auditors | | For | | For | | Management |
7.3 | | Designate Keller KLG as Independent Proxy | | For | | For | | Management |
8 | | Approve Special Audit | | Against | | Against | | Shareholder |
9 | | Amend Articles Re: Climate Change Strategy and Disclosures | | Against | | Against | | Shareholder |
10.1 | | Additional Voting Instructions - Shareholder Proposals (Voting) | | Against | | Against | | Management |
10.2 | | Additional Voting Instructions - Board of Directors Proposals (Voting) | | For | | Against | | Management |
CVS HEALTH CORP.
| | | | | | |
Ticker: | | CVS | | Security ID: | | 126650100 |
Meeting Date: | | MAY 11, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Fernando Aguirre | | For | | For | | Management |
1b | | Elect Director C. David Brown, II | | For | | For | | Management |
1c | | Elect Director Alecia A. DeCoudreaux | | For | | For | | Management |
1d | | Elect Director Nancy-Ann M. DeParle | | For | | For | | Management |
1e | | Elect Director Roger N. Farah | | For | | For | | Management |
1f | | Elect Director Anne M. Finucane | | For | | For | | Management |
1g | | Elect Director Edward J. Ludwig | | For | | For | | Management |
1h | | Elect Director Karen S. Lynch | | For | | For | | Management |
1i | | Elect Director Jean-Pierre Millon | | For | | For | | Management |
1j | | Elect Director Mary L. Schapiro | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
5 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
6 | | Commission a Workplace Non-Discrimination Audit | | Against | | Against | | Shareholder |
7 | | Adopt a Policy on Paid Sick Leave for All Employees | | Against | | Against | | Shareholder |
8 | | Report on External Public Health Costs and Impact on Diversified Shareholders | | Against | | Against | | Shareholder |
Page 15
DAITO TRUST CONSTRUCTION CO., LTD.
| | | | | | |
Ticker: | | 1878 | | Security ID: | | J11151107 |
Meeting Date: | | JUN 28, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 275 | | For | | For | | Management |
2 | | Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
DELL TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | DELL | | Security ID: | | 24703L202 |
Meeting Date: | | JUN 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Michael S. Dell | | For | | For | | Management |
1.2 | | Elect Director David W. Dorman | | For | | For | | Management |
1.3 | | Elect Director Egon Durban | | For | | For | | Management |
1.4 | | Elect Director David Grain | | For | | For | | Management |
1.5 | | Elect Director William D. Green | | For | | For | | Management |
1.6 | | Elect Director Simon Patterson | | For | | For | | Management |
1.7 | | Elect Director Lynn Vojvodich Radakovich | | For | | For | | Management |
1.8 | | Elect Director Ellen J. Kullman | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Certificate of Incorporation | | For | | For | | Management |
Page 16
DISH NETWORK CORP.
| | | | | | |
Ticker: | | DISH | | Security ID: | | 25470M109 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 08, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Kathleen Q. Abernathy | | For | | For | | Management |
1.2 | | Elect Director George R. Brokaw | | For | | For | | Management |
1.3 | | Elect Director W. Erik Carlson | | For | | For | | Management |
1.4 | | Elect Director James DeFranco | | For | | For | | Management |
1.5 | | Elect Director Cantey M. Ergen | | For | | For | | Management |
1.6 | | Elect Director Charles W. Ergen | | For | | For | | Management |
1.7 | | Elect Director Tom A. Ortolf | | For | | For | | Management |
1.8 | | Elect Director Joseph T. Proietti | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Report on Political Contributions | | Against | | Against | | Shareholder |
ENTAIN PLC
| | | | | | |
Ticker: | | ENT | | Security ID: | | G3167C109 |
Meeting Date: | | JUN 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | JUN 22, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
5 | | Re-elect David Satz as Director | | For | | For | | Management |
6 | | Re-elect Robert Hoskin as Director | | For | | For | | Management |
7 | | Re-elect Stella David as Director | | For | | For | | Management |
8 | | Re-elect Vicky Jarman as Director | | For | | For | | Management |
9 | | Re-elect Mark Gregory as Director | | For | | For | | Management |
10 | | Re-elect Rob Wood as Director | | For | | For | | Management |
11 | | Re-elect Jette Nygaard-Andersen as Director | | For | | For | | Management |
12 | | Re-elect Barry Gibson as Director | | For | | For | | Management |
13 | | Re-elect Pierre Bouchut as Director | | For | | For | | Management |
14 | | Re-elect Virginia McDowell as Director | | For | | For | | Management |
15 | | Approve Free Share Plan | | For | | For | | Management |
16 | | Approve Employee Share Purchase Plan | | For | | For | | Management |
17 | | Authorise Issue of Equity | | For | | For | | Management |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
Page 17
FEDEX CORP.
| | | | | | |
Ticker: | | FDX | | Security ID: | | 31428X106 |
Meeting Date: | | SEP 27, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 02, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1b | | Elect Director Susan Patricia Griffith | | For | | For | | Management |
1c | | Elect Director Kimberly A. Jabal | | For | | For | | Management |
1d | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1e | | Elect Director R. Brad Martin | | For | | For | | Management |
1f | | Elect Director Joshua Cooper Ramo | | For | | For | | Management |
1g | | Elect Director Susan C. Schwab | | For | | For | | Management |
1h | | Elect Director Frederick W. Smith | | For | | For | | Management |
1i | | Elect Director David P. Steiner | | For | | For | | Management |
1j | | Elect Director Rajesh Subramaniam | | For | | For | | Management |
1k | | Elect Director Paul S. Walsh | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
4 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
5 | | Report on Alignment Between Company Values and Electioneering Contributions | | Against | | Against | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
7 | | Report on Racism in Corporate Culture | | Against | | For | | Shareholder |
8 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
FISERV, INC.
| | | | | | |
Ticker: | | FISV | | Security ID: | | 337738108 |
Meeting Date: | | MAY 18, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Frank J. Bisignano | | For | | For | | Management |
1.2 | | Elect Director Alison Davis | | For | | For | | Management |
1.3 | | Elect Director Henrique de Castro | | For | | For | | Management |
1.4 | | Elect Director Harry F. DiSimone | | For | | For | | Management |
1.5 | | Elect Director Dylan G. Haggart | | For | | For | | Management |
1.6 | | Elect Director Wafaa Mamilli | | For | | For | | Management |
1.7 | | Elect Director Heidi G. Miller | | For | | For | | Management |
1.8 | | Elect Director Doyle R. Simons | | For | | For | | Management |
1.9 | | Elect Director Kevin M. Warren | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
Page 18
FRESENIUS MEDICAL CARE AG & CO., KGAA
| | | | | | |
Ticker: | | FME | | Security ID: | | D2734Z107 |
Meeting Date: | | MAY 12, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 20, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2021 | | For | | For | | Management |
2 | | Approve Allocation of Income and Dividends of EUR 1.35 per Share | | For | | For | | Management |
3 | | Approve Discharge of Personally Liable Partner for Fiscal Year 2021 | | For | | For | | Management |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2021 | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for Fiscal Year 2022 | | For | | For | | Management |
6 | | Approve Remuneration Report | | For | | For | | Management |
GLAXOSMITHKLINE PLC
| | | | | | |
Ticker: | | GSK | | Security ID: | | G3910J112 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Remuneration Policy | | For | | For | | Management |
4 | | Elect Anne Beal as Director | | For | | For | | Management |
5 | | Elect Harry Dietz as Director | | For | | For | | Management |
6 | | Re-elect Sir Jonathan Symonds as Director | | For | | For | | Management |
7 | | Re-elect Dame Emma Walmsley as Director | | For | | For | | Management |
8 | | Re-elect Charles Bancroft as Director | | For | | For | | Management |
9 | | Re-elect Vindi Banga as Director | | For | | For | | Management |
10 | | Re-elect Hal Barron as Director | | For | | For | | Management |
11 | | Re-elect Dame Vivienne Cox as Director | | For | | For | | Management |
12 | | Re-elect Lynn Elsenhans as Director | | For | | For | | Management |
13 | | Re-elect Laurie Glimcher as Director | | For | | For | | Management |
14 | | Re-elect Jesse Goodman as Director | | For | | For | | Management |
15 | | Re-elect Iain Mackay as Director | | For | | For | | Management |
16 | | Re-elect Urs Rohner as Director | | For | | For | | Management |
17 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
18 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
19 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
20 | | Authorise Issue of Equity | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For | | Management |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
26 | | Approve Share Save Plan | | For | | For | | Management |
27 | | Approve Share Reward Plan | | For | | For | | Management |
28 | | Adopt New Articles of Association | | For | | For | | Management |
Page 19
GLENCORE PLC
| | | | | | |
Ticker: | | GLEN | | Security ID: | | G39420107 |
Meeting Date: | | APR 28, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 26, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Reduction of Capital Contribution Reserves | | For | | For | | Management |
3 | | Re-elect Kalidas Madhavpeddi as Director | | For | | For | | Management |
4 | | Re-elect Peter Coates as Director | | For | | For | | Management |
5 | | Re-elect Martin Gilbert as Director | | For | | For | | Management |
6 | | Re-elect Gill Marcus as Director | | For | | For | | Management |
7 | | Re-elect Patrice Merrin as Director | | For | | For | | Management |
8 | | Re-elect Cynthia Carroll as Director | | For | | For | | Management |
9 | | Elect Gary Nagle as Director | | For | | For | | Management |
10 | | Elect David Wormsley as Director | | For | | For | | Management |
11 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
12 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
13 | | Approve Climate Progress Report | | For | | For | | Management |
14 | | Approve Remuneration Report | | For | | For | | Management |
15 | | Authorise Issue of Equity | | For | | For | | Management |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
GRUPO TELEVISA SAB
| | | | | | |
Ticker: | | TLEVISACPO | | Security ID: | | 40049J206 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 08, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Elect Directors Representing Series L Shareholders | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Elect Directors Representing Series D Shareholders | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Present Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | | For | | For | | Management |
3 | | Present Report on Activities and Operations Undertaken by Board | | For | | For | | Management |
4 | | Present Report of Audit Committee | | For | | For | | Management |
5 | | Present Report of Corporate Practices Committee | | For | | For | | Management |
6 | | Present Report on Compliance with Fiscal Obligations | | For | | For | | Management |
7 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
8 | | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares | | For | | For | | Management |
9.1 | | Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders | | For | | For | | Management |
9.2 | | Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders | | For | | For | | Management |
9.3 | | Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders | | For | | For | | Management |
9.4 | | Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders | | For | | For | | Management |
9.5 | | Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders | | For | | For | | Management |
9.6 | | Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders | | For | | For | | Management |
9.7 | | Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders | | For | | For | | Management |
9.8 | | Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders | | For | | For | | Management |
9.9 | | Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders | | For | | For | | Management |
9.10 | | Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders | | For | | For | | Management |
9.11 | | Elect or Ratify Denise Maerker Salmon as Director Representing Series A Shareholders | | For | | For | | Management |
9.12 | | Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders | | For | | For | | Management |
9.13 | | Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders | | For | | For | | Management |
9.14 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders | | For | | For | | Management |
9.15 | | Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders | | For | | For | | Management |
9.16 | | Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders | | For | | For | | Management |
9.17 | | Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders | | For | | For | | Management |
9.18 | | Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders | | For | | For | | Management |
9.19 | | Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders | | For | | For | | Management |
9.20 | | Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders | | For | | For | | Management |
9.21 | | Elect or Ratify Julio Barba Hurtado as Alternate Director | | For | | For | | Management |
9.22 | | Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director | | For | | For | | Management |
9.23 | | Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director | | For | | For | | Management |
9.24 | | Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director | | For | | For | | Management |
9.25 | | Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director | | For | | For | | Management |
9.26 | | Elect or Ratify Raul Morales Medrano as Alternate Director | | For | | For | | Management |
9.27 | | Elect or Ratify Herbert Allen, III (Alternate of Enrique Francisco Jose Senior Hernandez) as Alternate Director | | For | | For | | Management |
9.28 | | Elect or Ratify Emilio F. Azcarraga Jean as Board Chairman | | For | | For | | Management |
9.29 | | Elect or Ratify Ricardo Maldonado Yanez as Secretary | | For | | For | | Management |
10.1 | | Elect or Ratify Emilio F. Azcarraga Jean as Chairman of Executive Committee | | For | | For | | Management |
10.2 | | Elect or Ratify Alfonso de Angoitia Noriega of Executive Committee | | For | | For | | Management |
10.3 | | Elect or Ratify Bernando Gomez Martinez of Executive Committee | | For | | For | | Management |
10.4 | | Elect or Ratify Ricardo Maldonado Yanez as Secretary (Non-Member) of Executive Committee | | For | | For | | Management |
11.1 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Chairman of Audit Committee | | For | | For | | Management |
11.2 | | Elect or Ratify Jose Luis Fernandez Fernandez as Member of Audit Committee | | For | | For | | Management |
11.3 | | Elect or Ratify Francisco Jose Chevez Robelo as Member of Audit Committee | | For | | For | | Management |
12.1 | | Elect or Ratify Jose Luis Fernandez Fernandez as Chairman of Corporate Practices Committee | | For | | For | | Management |
12.2 | | Elect or Ratify Eduardo Tricio Haro as Member of Corporate Practices Committee | | For | | For | | Management |
12.3 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Member of Corporate Practices Committee | | For | | For | | Management |
13 | | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | | For | | Against | | Management |
14 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Amend Article 4 Re: Corporate Purpose | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute | | For | | For | | Management |
| | Approved Resolutions | | | | | | |
Page 20
HANG LUNG GROUP, LTD.
| | | | | | |
Ticker: | | 10 | | Security ID: | | Y30148111 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3a | | Elect Simon Sik On Ip as Director | | For | | For | | Management |
3b | | Elect Ronnie Chichung Chan as Director | | For | | For | | Management |
3c | | Elect Weber Wai Pak Lo as Director | | For | | For | | Management |
3d | | Elect Kenneth Ka Kui Chiu as Director | | For | | For | | Management |
3e | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Management |
4 | | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | For | | Management |
7 | | Authorize Reissuance of Repurchased Shares | | For | | For | | Management |
8 | | Adopt New Share Option Scheme | | For | | For | | Management |
9 | | Adopt New Articles of Association | | For | | For | | Management |
HOLCIM, LTD.
| | | | | | |
Ticker: | | HOLN | | Security ID: | | H3816Q102 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
1.2 | | Approve Remuneration Report | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3.1 | | Approve Allocation of Income | | For | | For | | Management |
3.2 | | Approve Dividends of CHF 2.20 per Share from Capital Contribution Reserves | | For | | For | | Management |
4.1.1 | | Re-elect Beat Hess as Director and Board Chair | | For | | For | | Management |
4.1.2 | | Re-elect Philippe Block as Director | | For | | For | | Management |
4.1.3 | | Re-elect Kim Fausing as Director | | For | | For | | Management |
4.1.4 | | Re-elect Jan Jenisch as Director | | For | | For | | Management |
4.1.5 | | Re-elect Naina Kidwai as Director | | For | | For | | Management |
4.1.6 | | Re-elect Patrick Kron as Director | | For | | For | | Management |
4.1.7 | | Re-elect Juerg Oleas as Director | | For | | For | | Management |
4.1.8 | | Re-elect Claudia Ramirez as Director | | For | | For | | Management |
4.1.9 | | Re-elect Hanne Sorensen as Director | | For | | For | | Management |
4.2.1 | | Elect Leanne Geale as Director | | For | | For | | Management |
4.2.2 | | Elect Ilias Laeber as Director | | For | | For | | Management |
4.3.1 | | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.3.2 | | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.4.1 | | Appoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.4.2 | | Appoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.5.1 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
4.5.2 | | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | | For | | For | | Management |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 5 Million | | For | | For | | Management |
5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | | For | | For | | Management |
6 | | Approve Climate Report | | For | | For | | Management |
7 | | Transact Other Business (Voting) | | For | | Against | | Management |
Page 21
HONDA MOTOR CO., LTD.
| | | | | | |
Ticker: | | 7267 | | Security ID: | | J22302111 |
Meeting Date: | | JUN 22, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Kuraishi, Seiji | | For | | For | | Management |
1.2 | | Elect Director Mibe, Toshihiro | | For | | For | | Management |
1.3 | | Elect Director Takeuchi, Kohei | | For | | For | | Management |
1.4 | | Elect Director Aoyama, Shinji | | For | | For | | Management |
1.5 | | Elect Director Suzuki, Asako | | For | | For | | Management |
1.6 | | Elect Director Suzuki, Masafumi | | For | | For | | Management |
1.7 | | Elect Director Sakai, Kunihiko | | For | | For | | Management |
1.8 | | Elect Director Kokubu, Fumiya | | For | | For | | Management |
1.9 | | Elect Director Ogawa, Yoichiro | | For | | For | | Management |
1.10 | | Elect Director Higashi, Kazuhiro | | For | | For | | Management |
1.11 | | Elect Director Nagata, Ryoko | | For | | For | | Management |
HP, INC.
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 40434L105 |
Meeting Date: | | APR 19, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Aida M. Alvarez | | For | | For | | Management |
1b | | Elect Director Shumeet Banerji | | For | | For | | Management |
1c | | Elect Director Robert R. Bennett | | For | | For | | Management |
1d | | Elect Director Charles “Chip” V. Bergh | | For | | For | | Management |
1e | | Elect Director Bruce Broussard | | For | | For | | Management |
1f | | Elect Director Stacy Brown-Philpot | | For | | For | | Management |
1g | | Elect Director Stephanie A. Burns | | For | | For | | Management |
1h | | Elect Director Mary Anne Citrino | | For | | For | | Management |
1i | | Elect Director Richard L. Clemmer | | For | | For | | Management |
1j | | Elect Director Enrique J. Lores | | For | | For | | Management |
1k | | Elect Director Judith “Jami” Miscik | | For | | For | | Management |
1l | | Elect Director Kim K.W. Rucker | | For | | For | | Management |
1m | | Elect Director Subra Suresh | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
Page 22
ICICI BANK, LTD.
| | | | | | |
Ticker: | | 532174 | | Security ID: | | Y3860Z132 |
Meeting Date: | | AUG 20, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 13, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Dividend | | For | | For | | Management |
3 | | Re-elect Sandeep Bakhshi as Director | | For | | For | | Management |
4 | | Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Approve Khimji Kunverji & Co LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
6 | | Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director and Chief Executive Officer | | For | | For | | Management |
7 | | Approve Revision in the Remuneration of Vishakha Mulye as Executive Director | | For | | For | | Management |
8 | | Approve Revision in the Remuneration of Sandeep Batra as Executive Director | | For | | For | | Management |
9 | | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | | For | | For | | Management |
10 | | Approve Reappointment and Remuneration of Anup Bagchi as Whole Time Director Designated as Executive Director | | For | | For | | Management |
11 | | Approve Payment of Remuneration to Non-Executive Directors (other than Part-Time Chairman and the Director Nominated by the Government of India) | | For | | For | | Management |
ICICI BANK, LTD.
| | | | | | |
Ticker: | | 532174 | | Security ID: | | Y3860Z132 |
Meeting Date: | | MAR 27, 2022 | | Meeting Type: | | Special |
Record Date: | | FEB 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Elect Vibha Paul Rishi as Director | | For | | For | | Management |
2 | | Approve Material Related Party Transactions for Current Account Deposits | | For | | For | | Management |
3 | | Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties | | For | | For | | Management |
4 | | Approve Material Related Party Transactions for Sale of Securities to Related Parties | | For | | For | | Management |
5 | | Approve Material Related Party Transactions or Fund Based or Non-Fund Based Credit Facilities | | For | | For | | Management |
6 | | Approve Material Related Party Transactions for Undertaking Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions | | For | | For | | Management |
7 | | Approve Material Related Party Transactions of Reverse Repurchase and Other Permitted Short-Term Lending Transactions | | For | | For | | Management |
8 | | Approve Material Related Party Transactions for Availing Manpower Services for Certain Functions/Activities of the Bank from Related Party | | For | | For | | Management |
Page 23
INCYTE CORP.
| | | | | | |
Ticker: | | INCY | | Security ID: | | 45337C102 |
Meeting Date: | | JUN 15, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Julian C. Baker | | For | | For | | Management |
1.2 | | Elect Director Jean-Jacques Bienaime | | For | | For | | Management |
1.3 | | Elect Director Otis W. Brawley | | For | | For | | Management |
1.4 | | Elect Director Paul J. Clancy | | For | | For | | Management |
1.5 | | Elect Director Jacqualyn A. Fouse | | For | | For | | Management |
1.6 | | Elect Director Edmund P. Harrigan | | For | | For | | Management |
1.7 | | Elect Director Katherine A. High | | For | | For | | Management |
1.8 | | Elect Director Herve Hoppenot | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
ITAU UNIBANCO HOLDING SA
| | | | | | |
Ticker: | | ITUB4 | | Security ID: | | P5968U113 |
Meeting Date: | | APR 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | None | | Against | | Management |
2 | | Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder | | None | | For | | Shareholder |
Page 24
JACKSON FINANCIAL, INC.
| | | | | | |
Ticker: | | JXN | | Security ID: | | 46817M107 |
Meeting Date: | | JUN 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Lily Fu Claffee | | For | | For | | Management |
1.2 | | Elect Director Gregory T. Durant | | For | | For | | Management |
1.3 | | Elect Director Steven A. Kandarian | | For | | For | | Management |
1.4 | | Elect Director Derek G. Kirkland | | For | | For | | Management |
1.5 | | Elect Director Drew E. Lawton | | For | | For | | Management |
1.6 | | Elect Director Martin J. Lippert | | For | | For | | Management |
1.7 | | Elect Director Russell G. Noles | | For | | For | | Management |
1.8 | | Elect Director Laura L. Prieskorn | | For | | For | | Management |
1.9 | | Elect Director Esta E. Stecher | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Class B Common Stock | | For | | For | | Management |
JOHNSON CONTROLS INTERNATIONAL PLC
| | | | | | |
Ticker: | | JCI | | Security ID: | | G51502105 |
Meeting Date: | | MAR 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Jean Blackwell | | For | | For | | Management |
1b | | Elect Director Pierre Cohade | | For | | For | | Management |
1c | | Elect Director Michael E. Daniels | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director Gretchen R. Haggerty | | For | | For | | Management |
1f | | Elect Director Simone Menne | | For | | For | | Management |
1g | | Elect Director George R. Oliver | | For | | For | | Management |
1h | | Elect Director Jurgen Tinggren | | For | | For | | Management |
1i | | Elect Director Mark Vergnano | | For | | For | | Management |
1j | | Elect Director R. David Yost | | For | | For | | Management |
1k | | Elect Director John D. Young | | For | | For | | Management |
2a | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
2b | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
3 | | Authorize Market Purchases of Company Shares | | For | | For | | Management |
4 | | Determine Price Range for Reissuance of Treasury Shares | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Approve the Directors’ Authority to Allot Shares | | For | | For | | Management |
7 | | Approve the Disapplication of Statutory Pre-Emption Rights | | For | | For | | Management |
Page 25
JUNIPER NETWORKS, INC.
| | | | | | |
Ticker: | | JNPR | | Security ID: | | 48203R104 |
Meeting Date: | | MAY 11, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Gary Daichendt | | For | | For | | Management |
1b | | Elect Director Anne DelSanto | | For | | For | | Management |
1c | | Elect Director Kevin DeNuccio | | For | | For | | Management |
1d | | Elect Director James Dolce | | For | | For | | Management |
1e | | Elect Director Christine Gorjanc | | For | | For | | Management |
1f | | Elect Director Janet Haugen | | For | | For | | Management |
1g | | Elect Director Scott Kriens | | For | | For | | Management |
1h | | Elect Director Rahul Merchant | | For | | For | | Management |
1i | | Elect Director Rami Rahim | | For | | For | | Management |
1j | | Elect Director William Stensrud | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
LYONDELLBASELL INDUSTRIES NV
| | | | | | |
Ticker: | | LYB | | Security ID: | | N53745100 |
Meeting Date: | | MAY 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Jacques Aigrain | | For | | For | | Management |
1b | | Elect Director Lincoln Benet | | For | | For | | Management |
1c | | Elect Director Jagjeet (Jeet) Bindra | | For | | For | | Management |
1d | | Elect Director Robin Buchanan | | For | | For | | Management |
1e | | Elect Director Anthony (Tony) Chase | | For | | For | | Management |
1f | | Elect Director Nance Dicciani | | For | | For | | Management |
1g | | Elect Director Robert (Bob) Dudley | | For | | For | | Management |
1h | | Elect Director Claire Farley | | For | | For | | Management |
1i | | Elect Director Michael Hanley | | For | | For | | Management |
1j | | Elect Director Virginia Kamsky | | For | | For | | Management |
1k | | Elect Director Albert Manifold | | For | | For | | Management |
1l | | Elect Director Peter Vanacker | | For | | For | | Management |
2 | | Approve Discharge of Directors | | For | | For | | Management |
3 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
8 | | Approve Cancellation of Shares | | For | | For | | Management |
Page 26
MAGNIT PJSC
| | | | | | |
Ticker: | | MGNT | | Security ID: | | X51729105 |
Meeting Date: | | SEP 09, 2021 | | Meeting Type: | | Special |
Record Date: | | JUL 19, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Early Termination of Powers of Board of Directors | | For | | For | | Management |
2.1 | | Elect Naira Adamian as Director | | None | | For | | Management |
2.2 | | Elect Pierre-Laurent Wetli as Director | | None | | For | | Management |
2.3 | | Elect Aleksandr Vinokurov as Director | | None | | Against | | Management |
2.4 | | Elect Timothy Demchenko as Director | | None | | Against | | Management |
2.5 | | Elect Dmitrii Dorofeev as Director | | None | | For | | Management |
2.6 | | Elect Jan Gezinus Dunning as Director | | None | | Against | | Management |
2.7 | | Elect Sergei Zakharov as Director | | None | | Against | | Management |
2.8 | | Elect Hans Walter Koch as Director | | None | | For | | Management |
2.9 | | Elect Karina Audrey Litvack as Director | | None | | For | | Management |
2.10 | | Elect Aleksei Makhnev as Director | | None | | Against | | Management |
2.11 | | Elect Gregor William Mowat as Director | | None | | For | | Management |
2.12 | | Elect Charles Emmitt Ryan as Director | | None | | For | | Management |
2.13 | | Elect Vsevolod Rozanov as Director | | None | | For | | Management |
2.14 | | Elect James Pat Simmons as Director | | None | | For | | Management |
MAGNIT PJSC
| | | | | | |
Ticker: | | MGNT | | Security ID: | | X51729105 |
Meeting Date: | | DEC 16, 2021 | | Meeting Type: | | Special |
Record Date: | | NOV 22, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Interim Dividends of RUB 294. 37 per Share for First Nine Months of Fiscal 2021 | | For | | For | | Management |
Page 27
META PLATFORMS, INC.
| | | | | | |
Ticker: | | FB | | Security ID: | | 30303M102 |
Meeting Date: | | MAY 25, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Peggy Alford | | For | | For | | Management |
1.2 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.3 | | Elect Director Andrew W. Houston | | For | | For | | Management |
1.4 | | Elect Director Nancy Killefer | | For | | For | | Management |
1.5 | | Elect Director Robert M. Kimmitt | | For | | For | | Management |
1.6 | | Elect Director Sheryl K. Sandberg | | For | | For | | Management |
1.7 | | Elect Director Tracey T. Travis | | For | | For | | Management |
1.8 | | Elect Director Tony Xu | | For | | For | | Management |
1.9 | | Elect Director Mark Zuckerberg | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | Against | | Shareholder |
5 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
6 | | Report on Risks Associated with Use of Concealment Clauses | | Against | | Against | | Shareholder |
7 | | Report on External Costs of Misinformation and Impact on Diversified Shareholders | | Against | | Against | | Shareholder |
8 | | Report on Community Standards Enforcement | | Against | | Against | | Shareholder |
9 | | Report on User Risk and Advisory Vote on Metaverse Project | | Against | | Against | | Shareholder |
10 | | Publish Third Party Human Rights Impact Assessment | | Against | | Against | | Shareholder |
11 | | Report on Child Sexual Exploitation Online | | Against | | Against | | Shareholder |
12 | | Commission a Workplace Non-Discrimination Audit | | Against | | Against | | Shareholder |
13 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
14 | | Commission Assessment of Audit and Risk Oversight Committee | | Against | | Against | | Shareholder |
15 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
METLIFE, INC.
| | | | | | |
Ticker: | | MET | | Security ID: | | 59156R108 |
Meeting Date: | | JUN 21, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 22, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Cheryl W. Grise | | For | | For | | Management |
1b | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1c | | Elect Director Carla A. Harris | | For | | For | | Management |
1d | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1e | | Elect Director David L. Herzog | | For | | For | | Management |
1f | | Elect Director R. Glenn Hubbard | | For | | For | | Management |
1g | | Elect Director Edward J. Kelly, III | | For | | For | | Management |
1h | | Elect Director William E. Kennard | | For | | For | | Management |
1i | | Elect Director Michel A. Khalaf | | For | | For | | Management |
1j | | Elect Director Catherine R. Kinney | | For | | For | | Management |
1k | | Elect Director Diana L. McKenzie | | For | | For | | Management |
1l | | Elect Director Denise M. Morrison | | For | | For | | Management |
1m | | Elect Director Mark A. Weinberger | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 28
MICRO FOCUS INTERNATIONAL PLC
| | | | | | |
Ticker: | | MCRO | | Security ID: | | G6117L194 |
Meeting Date: | | MAR 30, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3 | | Approve Remuneration Report | | For | | For | | Management |
4 | | Elect Matt Ashley as Director | | For | | For | | Management |
5 | | Elect Pauline Campbell as Director | | For | | For | | Management |
6 | | Re-elect Greg Lock as Director | | For | | For | | Management |
7 | | Re-elect Stephen Murdoch as Director | | For | | For | | Management |
8 | | Re-elect Richard Atkins as Director | | For | | For | | Management |
9 | | Re-elect Amanda Brown as Director | | For | | For | | Management |
10 | | Re-elect Lawton Fitt as Director | | For | | For | | Management |
11 | | Re-elect Robert Youngjohns as Director | | For | | For | | Management |
12 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
14 | | Authorise Issue of Equity | | For | | For | | Management |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
16 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
17 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
18 | | Adopt New Articles of Association | | For | | For | | Management |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
MICROCHIP TECHNOLOGY, INC.
| | | | | | |
Ticker: | | MCHP | | Security ID: | | 595017104 |
Meeting Date: | | AUG 24, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUN 28, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Matthew W. Chapman | | For | | For | | Management |
1.2 | | Elect Director Esther L. Johnson | | For | | For | | Management |
1.3 | | Elect Director Karlton D. Johnson | | For | | For | | Management |
1.4 | | Elect Director Wade F. Meyercord | | For | | For | | Management |
1.5 | | Elect Director Ganesh Moorthy | | For | | For | | Management |
1.6 | | Elect Director Karen M. Rapp | | For | | For | | Management |
1.7 | | Elect Director Steve Sanghi | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 29
MICROSOFT CORP.
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 30, 2021 | | Meeting Type: | | Annual |
Record Date: | | SEP 30, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Reid G. Hoffman | | For | | For | | Management |
1.2 | | Elect Director Hugh F. Johnston | | For | | For | | Management |
1.3 | | Elect Director Teri L. List | | For | | For | | Management |
1.4 | | Elect Director Satya Nadella | | For | | For | | Management |
1.5 | | Elect Director Sandra E. Peterson | | For | | For | | Management |
1.6 | | Elect Director Penny S. Pritzker | | For | | For | | Management |
1.7 | | Elect Director Carlos A. Rodriguez | | For | | For | | Management |
1.8 | | Elect Director Charles W. Scharf | | For | | For | | Management |
1.9 | | Elect Director John W. Stanton | | For | | For | | Management |
1.10 | | Elect Director John W. Thompson | | For | | For | | Management |
1.11 | | Elect Director Emma N. Walmsley | | For | | For | | Management |
1.12 | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
5 | | Report on Gender/Racial Pay Gap | | Against | | For | | Shareholder |
6 | | Report on Effectiveness of Workplace Sexual Harassment Policies | | Against | | For | | Shareholder |
7 | | Prohibit Sales of Facial Recognition Technology to All Government Entities | | Against | | Against | | Shareholder |
8 | | Report on Implementation of the Fair Chance Business Pledge | | Against | | For | | Shareholder |
9 | | Report on Lobbying Activities Alignment with Company Policies | | Against | | Against | | Shareholder |
MITSUBISHI CHEMICAL HOLDINGS CORP.
| | | | | | |
Ticker: | | 4188 | | Security ID: | | J44046100 |
Meeting Date: | | JUN 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Change Company Name - Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Jean-Marc Gilson | | For | | For | | Management |
2.2 | | Elect Director Fujiwara, Ken | | For | | For | | Management |
2.3 | | Elect Director Glenn H. Fredrickson | | For | | For | | Management |
2.4 | | Elect Director Katayama, Hiroshi | | For | | For | | Management |
2.5 | | Elect Director Hashimoto, Takayuki | | For | | For | | Management |
2.6 | | Elect Director Hodo, Chikatomo | | For | | For | | Management |
2.7 | | Elect Director Kikuchi, Kiyomi | | For | | For | | Management |
2.8 | | Elect Director Yamada, Tatsumi | | For | | For | | Management |
2.9 | | Elect Director Masai, Takako | | For | | For | | Management |
Page 30
MITSUBISHI ELECTRIC CORP.
| | | | | | |
Ticker: | | 6503 | | Security ID: | | J43873116 |
Meeting Date: | | JUN 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Yabunaka, Mitoji | | For | | For | | Management |
2.2 | | Elect Director Obayashi, Hiroshi | | For | | For | | Management |
2.3 | | Elect Director Watanabe, Kazunori | | For | | For | | Management |
2.4 | | Elect Director Koide, Hiroko | | For | | For | | Management |
2.5 | | Elect Director Oyamada, Takashi | | For | | For | | Management |
2.6 | | Elect Director Kosaka, Tatsuro | | For | | For | | Management |
2.7 | | Elect Director Yanagi, Hiroyuki | | For | | For | | Management |
2.8 | | Elect Director Uruma, Kei | | For | | For | | Management |
2.9 | | Elect Director Kawagoishi, Tadashi | | For | | For | | Management |
2.10 | | Elect Director Masuda, Kuniaki | | For | | For | | Management |
2.11 | | Elect Director Nagasawa, Jun | | For | | For | | Management |
2.12 | | Elect Director Kaga, Kunihiko | | For | | For | | Management |
MOLSON COORS BEVERAGE CO.
| | | | | | |
Ticker: | | TAP | | Security ID: | | 60871R209 |
Meeting Date: | | MAY 18, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Roger G. Eaton | | For | | For | | Management |
1.2 | | Elect Director Charles M. Herington | | For | | For | | Management |
1.3 | | Elect Director H. Sanford Riley | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 31
NASPERS, LTD.
| | | | | | |
Ticker: | | NPN | | Security ID: | | S53435103 |
Meeting Date: | | AUG 25, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 13, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2021 | | For | | For | | Management |
2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Management |
3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | | For | | For | | Management |
4 | | Elect Angelien Kemna as Director | | For | | For | | Management |
5.1 | | Re-elect Hendrik du Toit as Director | | For | | For | | Management |
5.2 | | Re-elect Craig Enenstein as Director | | For | | For | | Management |
5.3 | | Re-elect Nolo Letele as Director | | For | | For | | Management |
5.4 | | Re-elect Roberto Oliveira de Lima as Director | | For | | For | | Management |
5.5 | | Re-elect Ben van der Ross as Director | | For | | For | | Management |
6.1 | | Re-elect Manisha Girotra as Member of the Audit Committee | | For | | For | | Management |
6.2 | | Elect Angelien Kemna as Member of the Audit Committee | | For | | For | | Management |
6.3 | | Re-elect Steve Pacak as Member of the Audit Committee | | For | | For | | Management |
7 | | Approve Remuneration Policy | | For | | For | | Management |
8 | | Approve Implementation of the Remuneration Policy | | For | | For | | Management |
9 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Management |
10 | | Authorise Board to Issue Shares for Cash | | For | | For | | Management |
11 | | Authorise Ratification of Approved Resolutions | | For | | For | | Management |
1.1 | | Approve Fees of the Board Chairman | | For | | For | | Management |
1.2 | | Approve Fees of the Board Member | | For | | For | | Management |
1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Management |
1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Management |
1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Management |
1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Management |
1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Management |
1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Management |
1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Management |
1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Management |
1.11 | | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | | For | | For | | Management |
1.12 | | Approve Fees of the Social, Ethics and Sustainability Committee Member | | For | | For | | Management |
1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Management |
2 | | Approve Financial Assistance in Terms of Section 44 of the Companies Act | | For | | For | | Management |
3 | | Approve Financial Assistance in Terms of Section 45 of the Companies Act | | For | | For | | Management |
4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Management |
5 | | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | | For | | For | | Management |
6 | | Authorise Repurchase of A Ordinary Shares | | For | | For | | Management |
NETEASE, INC.
| | | | | | |
Ticker: | | 9999 | | Security ID: | | 64110W102 |
Meeting Date: | | JUN 16, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 17, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect William Lei Ding as Director | | For | | For | | Management |
1b | | Elect Alice Yu-Fen Cheng as Director | | For | | For | | Management |
1c | | Elect Joseph Tze Kay Tong as Director | | For | | For | | Management |
1d | | Elect Lun Feng as Director | | For | | For | | Management |
1e | | Elect Michael Man Kit Leung as Director | | For | | For | | Management |
2 | | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | | For | | For | | Management |
Page 32
NOVARTIS AG
| | | | | | |
Ticker: | | NOVN | | Security ID: | | H5820Q150 |
Meeting Date: | | MAR 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of CHF 3.10 per Share | | For | | For | | Management |
4 | | Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
5 | | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | For | | For | | Management |
6.1 | | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | | For | | For | | Management |
6.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | | For | | For | | Management |
6.3 | | Approve Remuneration Report | | For | | For | | Management |
7.1 | | Re-elect Joerg Reinhardt as Director and Board Chairman | | For | | For | | Management |
7.2 | | Re-elect Nancy Andrews as Director | | For | | For | | Management |
7.3 | | Re-elect Ton Buechner as Director | | For | | For | | Management |
7.4 | | Re-elect Patrice Bula as Director | | For | | For | | Management |
7.5 | | Re-elect Elizabeth Doherty as Director | | For | | For | | Management |
7.6 | | Re-elect Bridgette Heller as Director | | For | | For | | Management |
7.7 | | Re-elect Frans van Houten as Director | | For | | For | | Management |
7.8 | | Re-elect Simon Moroney as Director | | For | | For | | Management |
7.9 | | Re-elect Andreas von Planta as Director | | For | | For | | Management |
7.10 | | Re-elect Charles Sawyers as Director | | For | | For | | Management |
7.11 | | Re-elect William Winters as Director | | For | | For | | Management |
7.12 | | Elect Ana de Pro Gonzalo as Director | | For | | For | | Management |
7.13 | | Elect Daniel Hochstrasser as Director | | For | | For | | Management |
8.1 | | Reappoint Patrice Bula as Member of the Compensation Committee | | For | | For | | Management |
8.2 | | Reappoint Bridgette Heller as Member of the Compensation Committee | | For | | For | | Management |
8.3 | | Reappoint Simon Moroney as Member of the Compensation Committee | | For | | For | | Management |
8.4 | | Reappoint William Winters as Member of the Compensation Committee | | For | | For | | Management |
9 | | Ratify KPMG AG as Auditors | | For | | For | | Management |
10 | | Designate Peter Zahn as Independent Proxy | | For | | For | | Management |
11 | | Transact Other Business (Voting) | | For | | Against | | Management |
NUTRIEN, LTD.
| | | | | | |
Ticker: | | NTR | | Security ID: | | 67077M108 |
Meeting Date: | | MAY 17, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Christopher M. Burley | | For | | For | | Management |
1.2 | | Elect Director Maura J. Clark | | For | | For | | Management |
1.3 | | Elect Director Russell K. Girling | | For | | For | | Management |
1.4 | | Elect Director Michael J. Hennigan | | For | | For | | Management |
1.5 | | Elect Director Miranda C. Hubbs | | For | | For | | Management |
1.6 | | Elect Director Raj S. Kushwaha | | For | | For | | Management |
1.7 | | Elect Director Alice D. Laberge | | For | | For | | Management |
1.8 | | Elect Director Consuelo E. Madere | | For | | For | | Management |
1.9 | | Elect Director Keith G. Martell | | For | | For | | Management |
1.10 | | Elect Director Aaron W. Regent | | For | | For | | Management |
1.11 | | Elect Director Nelson L. C. Silva | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
Page 33
OCCIDENTAL PETROLEUM CORP.
| | | | | | |
Ticker: | | OXY | | Security ID: | | 674599105 |
Meeting Date: | | MAY 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Vicky A. Bailey | | For | | For | | Management |
1b | | Elect Director Stephen I. Chazen | | For | | For | | Management |
1c | | Elect Director Andrew Gould | | For | | For | | Management |
1d | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1e | | Elect Director Vicki Hollub | | For | | For | | Management |
1f | | Elect Director William R. Klesse | | For | | For | | Management |
1g | | Elect Director Jack B. Moore | | For | | For | | Management |
1h | | Elect Director Avedick B. Poladian | | For | | For | | Management |
1i | | Elect Director Robert M. Shearer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Report on Quantitative Short, Medium and Long-Term GHG Emissions Reduction Targets | | Against | | Against | | Shareholder |
OVINTIV, INC.
| | | | | | |
Ticker: | | OVV | | Security ID: | | 69047Q102 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Peter A. Dea | | For | | For | | Management |
1b | | Elect Director Meg A. Gentle | | For | | For | | Management |
1c | | Elect Director Howard J. Mayson | | For | | For | | Management |
1d | | Elect Director Brendan M. McCracken | | For | | For | | Management |
1e | | Elect Director Lee A. McIntire | | For | | For | | Management |
1f | | Elect Director Katherine L. Minyard | | For | | For | | Management |
1g | | Elect Director Steven W. Nance | | For | | For | | Management |
1h | | Elect Director Suzanne P. Nimocks | | For | | For | | Management |
1i | | Elect Director George L. Pita | | For | | For | | Management |
1j | | Elect Director Thomas G. Ricks | | For | | For | | Management |
1k | | Elect Director Brian G. Shaw | | For | | For | | Management |
1l | | Elect Director Bruce G. Waterman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
Page 34
PROSUS NV
| | | | | | |
Ticker: | | PRX | | Security ID: | | N7163R103 |
Meeting Date: | | JUL 09, 2021 | | Meeting Type: | | Special |
Record Date: | | JUN 11, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Proposed Transaction | | For | | For | | Management |
2 | | Close Meeting (Non-Voting) | | None | | None | | Management |
PROSUS NV
| | | | | | |
Ticker: | | PRX | | Security ID: | | N7163R103 |
Meeting Date: | | AUG 24, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 27, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Receive Report of Management Board (Non-Voting) | | None | | None | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Adopt Financial Statements | | For | | For | | Management |
4 | | Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2021 | | For | | For | | Management |
5 | | Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2022 and Onwards | | For | | For | | Management |
6 | | Approve Discharge of Executive Directors | | For | | For | | Management |
7 | | Approve Discharge of Non-Executive Directors | | For | | For | | Management |
8 | | Approve Remuneration Policy for Executive and Non-Executive Directors | | For | | For | | Management |
9 | | Elect Angelien Kemna as Non-Executive Director | | For | | For | | Management |
10.1 | | Re-elect Hendrik du Toit as Non-Executive Director | | For | | For | | Management |
10.2 | | Re-elect Craig Enenstein as Non-Executive Director | | For | | For | | Management |
10.3 | | Re-elect Nolo Letele as Non-Executive Director | | For | | For | | Management |
10.4 | | Re-elect Roberto Oliveira de Lima as Non-Executive Director | | For | | For | | Management |
11 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For | | Management |
12 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights | | For | | For | | Management |
13 | | Authorize Repurchase of Shares | | For | | For | | Management |
14 | | Approve Reduction in Share Capital through Cancellation of Shares | | For | | For | | Management |
15 | | Close Meeting (Non-Voting) | | None | | None | | Management |
Page 35
PRUDENTIAL PLC
| | | | | | |
Ticker: | | PRU | | Security ID: | | G72899100 |
Meeting Date: | | AUG 27, 2021 | | Meeting Type: | | Special |
Record Date: | | AUG 25, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Matters Relating to the Demerger of the Jackson Group from the Prudential Group | | For | | For | | Management |
PRUDENTIAL PLC
| | | | | | |
Ticker: | | PRU | | Security ID: | | G72899100 |
Meeting Date: | | MAY 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 24, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Elect George Sartorel as Director | | For | | For | | Management |
4 | | Re-elect Shriti Vadera as Director | | For | | For | | Management |
5 | | Re-elect Jeremy Anderson as Director | | For | | For | | Management |
6 | | Re-elect Mark Fitzpatrick as Director | | For | | For | | Management |
7 | | Re-elect Chua Sock Koong as Director | | For | | For | | Management |
8 | | Re-elect David Law as Director | | For | | For | | Management |
9 | | Re-elect Ming Lu as Director | | For | | For | | Management |
10 | | Re-elect Philip Remnant as Director | | For | | For | | Management |
11 | | Re-elect James Turner as Director | | For | | For | | Management |
12 | | Re-elect Thomas Watjen as Director | | For | | For | | Management |
13 | | Re-elect Jeanette Wong as Director | | For | | For | | Management |
14 | | Re-elect Amy Yip as Director | | For | | For | | Management |
15 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
18 | | Authorise Issue of Equity | | For | | For | | Management |
19 | | Authorise Issue of Equity to Include Repurchased Shares | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
22 | | Approve International Savings-Related Share Option Scheme for Non-Employees | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
Page 36
QURATE RETAIL, INC.
| | | | | | |
Ticker: | | QRTEA | | Security ID: | | 74915M100 |
Meeting Date: | | JUN 14, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director John C. Malone | | For | | For | | Management |
1.2 | | Elect Director M. Ian G. Gilchrist | | For | | For | | Management |
1.3 | | Elect Director Andrea L. Wong | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
RAYTHEON TECHNOLOGIES CORP.
| | | | | | |
Ticker: | | RTX | | Security ID: | | 75513E101 |
Meeting Date: | | APR 25, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Tracy A. Atkinson | | For | | For | | Management |
1b | | Elect Director Bernard A. Harris, Jr. | | For | | For | | Management |
1c | | Elect Director Gregory J. Hayes | | For | | For | | Management |
1d | | Elect Director George R. Oliver | | For | | For | | Management |
1e | | Elect Director Robert K. (Kelly) Ortberg | | For | | For | | Management |
1f | | Elect Director Margaret L. O’Sullivan | | For | | For | | Management |
1g | | Elect Director Dinesh C. Paliwal | | For | | For | | Management |
1h | | Elect Director Ellen M. Pawlikowski | | For | | For | | Management |
1i | | Elect Director Denise L. Ramos | | For | | For | | Management |
1j | | Elect Director Fredric G. Reynolds | | For | | For | | Management |
1k | | Elect Director Brian C. Rogers | | For | | For | | Management |
1l | | Elect Director James A. Winnefeld, Jr. | | For | | For | | Management |
1m | | Elect Director Robert O. Work | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
Page 37
REGENERON PHARMACEUTICALS, INC.
| | | | | | |
Ticker: | | REGN | | Security ID: | | 75886F107 |
Meeting Date: | | JUN 10, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Bonnie L. Bassler | | For | | For | | Management |
1b | | Elect Director Michael S. Brown | | For | | For | | Management |
1c | | Elect Director Leonard S. Schleifer | | For | | For | | Management |
1d | | Elect Director George D. Yancopoulos | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SANOFI
| | | | | | |
Ticker: | | SAN | | Security ID: | | F5548N101 |
Meeting Date: | | MAY 03, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 3.33 per Share | | For | | For | | Management |
4 | | Re-elect Paul Hudson as Director | | For | | For | | Management |
5 | | Re-elect Christophe Babule as Director | | For | | For | | Management |
6 | | Re-elect Patrick Kron as Director | | For | | For | | Management |
7 | | Re-elect Gilles Schnepp as Director | | For | | For | | Management |
8 | | Elect Carole Ferrand as Director | | For | | For | | Management |
9 | | Elect Emile Voest as Director | | For | | For | | Management |
10 | | Elect Antoine Yver as Director | | For | | For | | Management |
11 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
12 | | Approve Compensation of Serge Weinberg, Chairman of the Board | | For | | For | | Management |
13 | | Approve Compensation of Paul Hudson, CEO | | For | | For | | Management |
14 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
15 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Management |
16 | | Approve Remuneration Policy of CEO | | For | | For | | Management |
17 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
18 | | Amend Article 25 of Bylaws Re: Dividends | | For | | For | | Management |
19 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 38
SCHLUMBERGER NV
| | | | | | |
Ticker: | | SLB | | Security ID: | | 806857108 |
Meeting Date: | | APR 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 09, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Peter Coleman | | For | | For | | Management |
1.2 | | Elect Director Patrick de La Chevardiere | | For | | For | | Management |
1.3 | | Elect Director Miguel Galuccio | | For | | For | | Management |
1.4 | | Elect Director Olivier Le Peuch | | For | | For | | Management |
1.5 | | Elect Director Samuel Leupold | | For | | For | | Management |
1.6 | | Elect Director Tatiana Mitrova | | For | | For | | Management |
1.7 | | Elect Director Maria Moraeus Hanssen | | For | | For | | Management |
1.8 | | Elect Director Vanitha Narayanan | | For | | For | | Management |
1.9 | | Elect Director Mark Papa | | For | | For | | Management |
1.10 | | Elect Director Jeff Sheets | | For | | For | | Management |
1.11 | | Elect Director Ulrich Spiesshofer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Adopt and Approve Financials and Dividends | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
STANDARD CHARTERED PLC
| | | | | | |
Ticker: | | STAN | | Security ID: | | G84228157 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3 | | Approve Remuneration Report | | For | | For | | Management |
4 | | Approve Remuneration Policy | | For | | For | | Management |
5 | | Elect Shirish Apte as Director | | For | | For | | Management |
6 | | Elect Robin Lawther as Director | | For | | For | | Management |
7 | | Re-elect David Conner as Director | | For | | For | | Management |
8 | | Re-elect Byron Grote as Director | | For | | For | | Management |
9 | | Re-elect Andy Halford as Director | | For | | For | | Management |
10 | | Re-elect Christine Hodgson as Director | | For | | For | | Management |
11 | | Re-elect Gay Huey Evans as Director | | For | | For | | Management |
12 | | Re-elect Maria Ramos as Director | | For | | For | | Management |
13 | | Re-elect Phil Rivett as Director | | For | | For | | Management |
14 | | Re-elect David Tang as Director | | For | | For | | Management |
15 | | Re-elect Carlson Tong as Director | | For | | For | | Management |
16 | | Re-elect Jose Vinals as Director | | For | | For | | Management |
17 | | Re-elect Jasmine Whitbread as Director | | For | | For | | Management |
18 | | Re-elect Bill Winters as Director | | For | | For | | Management |
19 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Management |
20 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
21 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
22 | | Authorise Issue of Equity | | For | | For | | Management |
23 | | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 28 | | For | | For | | Management |
24 | | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | | For | | For | | Management |
25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
26 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
27 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | | For | | For | | Management |
28 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
29 | | Authorise Market Purchase of Preference Shares | | For | | For | | Management |
30 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
31 | | Approve Net Zero Pathway | | For | | For | | Management |
32 | | Approve Shareholder Requisition Resolution | | Against | | Against | | Shareholder |
Page 39
SUNCOR ENERGY, INC.
| | | | | | |
Ticker: | | SU | | Security ID: | | 867224107 |
Meeting Date: | | MAY 10, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Patricia M. Bedient | | For | | For | | Management |
1.2 | | Elect Director John D. Gass | | For | | For | | Management |
1.3 | | Elect Director Russell K. Girling | | For | | For | | Management |
1.4 | | Elect Director Jean Paul (JP) Gladu | | For | | For | | Management |
1.5 | | Elect Director Dennis M. Houston | | For | | For | | Management |
1.6 | | Elect Director Mark S. Little | | For | | For | | Management |
1.7 | | Elect Director Brian P. MacDonald | | For | | For | | Management |
1.8 | | Elect Director Maureen McCaw | | For | | For | | Management |
1.9 | | Elect Director Lorraine Mitchelmore | | For | | For | | Management |
1.10 | | Elect Director Eira M. Thomas | | For | | For | | Management |
1.11 | | Elect Director Michael M. Wilson | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
T-MOBILE US, INC.
| | | | | | |
Ticker: | | TMUS | | Security ID: | | 872590104 |
Meeting Date: | | JUN 15, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Marcelo Claure | | For | | For | | Management |
1.2 | | Elect Director Srikant M. Datar | | For | | For | | Management |
1.3 | | Elect Director Bavan M. Holloway | | For | | For | | Management |
1.4 | | Elect Director Timotheus Hottges | | For | | For | | Management |
1.5 | | Elect Director Christian P. Illek | | For | | For | | Management |
1.6 | | Elect Director Raphael Kubler | | For | | For | | Management |
1.7 | | Elect Director Thorsten Langheim | | For | | For | | Management |
1.8 | | Elect Director Dominique Leroy | | For | | For | | Management |
1.9 | | Elect Director Letitia A. Long | | For | | For | | Management |
1.10 | | Elect Director G. Michael (Mike) Sievert | | For | | For | | Management |
1.11 | | Elect Director Teresa A. Taylor | | For | | For | | Management |
1.12 | | Elect Director Omar Tazi | | For | | For | | Management |
1.13 | | Elect Director Kelvin R. Westbrook | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
Page 40
TE CONNECTIVITY, LTD.
| | | | | | |
Ticker: | | TEL | | Security ID: | | H84989104 |
Meeting Date: | | MAR 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 17, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Terrence R. Curtin | | For | | For | | Management |
1b | | Elect Director Carol A. (John) Davidson | | For | | For | | Management |
1c | | Elect Director Lynn A. Dugle | | For | | For | | Management |
1d | | Elect Director William A. Jeffrey | | For | | For | | Management |
1e | | Elect Director Syaru Shirley Lin | | For | | For | | Management |
1f | | Elect Director Thomas J. Lynch | | For | | For | | Management |
1g | | Elect Director Heath A. Mitts | | For | | For | | Management |
1h | | Elect Director Yong Nam | | For | | For | | Management |
1i | | Elect Director Abhijit Y. Talwalkar | | For | | For | | Management |
1j | | Elect Director Mark C. Trudeau | | For | | For | | Management |
1k | | Elect Director Dawn C. Willoughby | | For | | For | | Management |
1l | | Elect Director Laura H. Wright | | For | | For | | Management |
2 | | Elect Board Chairman Thomas J. Lynch | | For | | For | | Management |
3a | | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | | For | | For | | Management |
3b | | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | | For | | For | | Management |
3c | | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | | For | | For | | Management |
4 | | Designate Rene Schwarzenbach as Independent Proxy | | For | | For | | Management |
5.1 | | Accept Annual Report for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
6 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | | For | | For | | Management |
7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | For | | For | | Management |
7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For | | Management |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
9 | | Approve Remuneration of Executive Management in the Amount of USD 49.9 Million | | For | | For | | Management |
10 | | Approve Remuneration of Board of Directors in the Amount of USD 4 Million | | For | | For | | Management |
11 | | Approve Allocation of Available Earnings at September 24, 2021 | | For | | For | | Management |
12 | | Approve Declaration of Dividend | | For | | For | | Management |
13 | | Authorize Share Repurchase Program | | For | | For | | Management |
14 | | Approve Renewal of Authorized Capital | | For | | For | | Management |
15 | | Approve Reduction in Share Capital via Cancelation of Shares | | For | | For | | Management |
16 | | Adjourn Meeting | | For | | For | | Management |
TECK RESOURCES, LTD.
| | | | | | |
Ticker: | | TECK.B | | Security ID: | | 878742204 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Mayank M. Ashar | | For | | For | | Management |
1.2 | | Elect Director Quan Chong | | For | | For | | Management |
1.3 | | Elect Director Edward C. Dowling | | For | | For | | Management |
1.4 | | Elect Director Toru Higo | | For | | For | | Management |
1.5 | | Elect Director Norman B. Keevil, III | | For | | For | | Management |
1.6 | | Elect Director Donald R. Lindsay | | For | | For | | Management |
1.7 | | Elect Director Sheila A. Murray | | For | | For | | Management |
1.8 | | Elect Director Tracey L. McVicar | | For | | For | | Management |
1.9 | | Elect Director Kenneth W. Pickering | | For | | For | | Management |
1.10 | | Elect Director Una M. Power | | For | | For | | Management |
1.11 | | Elect Director Paul G. Schiodtz | | For | | For | | Management |
1.12 | | Elect Director Timothy R. Snider | | For | | For | | Management |
1.13 | | Elect Director Sarah A. Strunk | | For | | For | | Management |
1.14 | | Elect Director Masaru Tani | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
Page 41
TELEVISION BROADCASTS, LTD.
| | | | | | |
Ticker: | | 511 | | Security ID: | | Y85830126 |
Meeting Date: | | MAY 25, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 26, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | Against | | Management |
4 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
5 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
6 | | Approve Extension of Book Close Period from 30 Days to 60 Days | | For | | Against | | Management |
THE BANK OF NEW YORK MELLON CORP.
| | | | | | |
Ticker: | | BK | | Security ID: | | 064058100 |
Meeting Date: | | APR 12, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 16, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Linda Z. Cook | | For | | For | | Management |
1b | | Elect Director Joseph J. Echevarria | | For | | For | | Management |
1c | | Elect Director Thomas P. ‘Todd’ Gibbons | | For | | For | | Management |
1d | | Elect Director M. Amy Gilliland | | For | | For | | Management |
1e | | Elect Director Jeffrey A. Goldstein | | For | | For | | Management |
1f | | Elect Director K. Guru Gowrappan | | For | | For | | Management |
1g | | Elect Director Ralph Izzo | | For | | For | | Management |
1h | | Elect Director Sandra E. ‘Sandie’ O’Connor | | For | | For | | Management |
1i | | Elect Director Elizabeth E. Robinson | | For | | For | | Management |
1j | | Elect Director Frederick O. Terrell | | For | | For | | Management |
1k | | Elect Director Alfred W. “Al” Zollar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
Page 42
THE CHARLES SCHWAB CORP.
| | | | | | |
Ticker: | | SCHW | | Security ID: | | 808513105 |
Meeting Date: | | MAY 17, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director John K. Adams, Jr. | | For | | For | | Management |
1b | | Elect Director Stephen A. Ellis | | For | | For | | Management |
1c | | Elect Director Brian M. Levitt | | For | | For | | Management |
1d | | Elect Director Arun Sarin | | For | | For | | Management |
1e | | Elect Director Charles R. Schwab | | For | | For | | Management |
1f | | Elect Director Paula A. Sneed | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | For | | Management |
6 | | Provide Proxy Access Right | | For | | For | | Management |
7 | | Adopt Proxy Access Right | | Against | | For | | Shareholder |
8 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
UBS GROUP AG
| | | | | | |
Ticker: | | UBSG | | Security ID: | | H42097107 |
Meeting Date: | | APR 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Climate Action Plan | | For | | For | | Management |
4 | | Approve Allocation of Income and Dividends of USD 0.50 per Share | | For | | For | | Management |
5 | | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter | | For | | For | | Management |
6.1 | | Re-elect Jeremy Anderson as Director | | For | | For | | Management |
6.2 | | Re-elect Claudia Boeckstiegel as Director | | For | | For | | Management |
6.3 | | Re-elect William Dudley as Director | | For | | For | | Management |
6.4 | | Re-elect Patrick Firmenich as Director | | For | | For | | Management |
6.5 | | Re-elect Fred Hu as Director | | For | | For | | Management |
6.6 | | Re-elect Mark Hughes as Director | | For | | For | | Management |
6.7 | | Re-elect Nathalie Rachou as Director | | For | | For | | Management |
6.8 | | Re-elect Julie Richardson as Director | | For | | For | | Management |
6.9 | | Re-elect Dieter Wemmer as Director | | For | | For | | Management |
6.10 | | Re-elect Jeanette Wong as Director | | For | | For | | Management |
7.1 | | Elect Lukas Gaehwiler as Director | | For | | For | | Management |
7.2 | | Elect Colm Kelleher as Director and Board Chairman | | For | | For | | Management |
8.1 | | Reappoint Julie Richardson as Member of the Compensation Committee | | For | | For | | Management |
8.2 | | Reappoint Dieter Wemmer as Member of the Compensation Committee | | For | | For | | Management |
8.3 | | Reappoint Jeanette Wong as Member of the Compensation Committee | | For | | For | | Management |
9.1 | | Approve Remuneration of Directors in the Amount of CHF 13 Million | | For | | For | | Management |
9.2 | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million | | For | | For | | Management |
9.3 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | | For | | For | | Management |
10.1 | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For | | Management |
10.2 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
11 | | Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | For | | For | | Management |
12 | | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | | For | | For | | Management |
13 | | Transact Other Business (Voting) | | None | | Against | | Management |
Page 43
UNITEDHEALTH GROUP, INC.
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1b | | Elect Director Paul R. Garcia | | For | | For | | Management |
1c | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1d | | Elect Director Michele J. Hooper | | For | | For | | Management |
1e | | Elect Director F. William McNabb, III | | For | | For | | Management |
1f | | Elect Director Valerie C. Montgomery Rice | | For | | For | | Management |
1g | | Elect Director John H. Noseworthy | | For | | For | | Management |
1h | | Elect Director Andrew Witty | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
5 | | Report on Congruency of Political Spending with Company Values and Priorities | | Against | | Against | | Shareholder |
VMWARE, INC.
| | | | | | |
Ticker: | | VMW | | Security ID: | | 928563402 |
Meeting Date: | | JUL 23, 2021 | | Meeting Type: | | Annual |
Record Date: | | MAY 24, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Kenneth Denman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
Page 44
WELLS FARGO & CO.
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Steven D. Black | | For | | For | | Management |
1b | | Elect Director Mark A. Chancy | | For | | For | | Management |
1c | | Elect Director Celeste A. Clark | | For | | For | | Management |
1d | | Elect Director Theodore F. Craver, Jr. | | For | | For | | Management |
1e | | Elect Director Richard K. Davis | | For | | For | | Management |
1f | | Elect Director Wayne M. Hewett | | For | | For | | Management |
1g | | Elect Director CeCelia (“CeCe”) G. Morken | | For | | For | | Management |
1h | | Elect Director Maria R. Morris | | For | | For | | Management |
1i | | Elect Director Felicia F. Norwood | | For | | For | | Management |
1j | | Elect Director Richard B. Payne, Jr. | | For | | For | | Management |
1k | | Elect Director Juan A. Pujadas | | For | | For | | Management |
1l | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1m | | Elect Director Charles W. Scharf | | For | | For | | Management |
1n | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
5 | | Adopt Management Pay Clawback Authorization Policy | | Against | | Against | | Shareholder |
6 | | Report on Incentive-Based Compensation and Risks of Material Losses | | Against | | Against | | Shareholder |
7 | | Report on Board Diversity | | Against | | Against | | Shareholder |
8 | | Report on Respecting Indigenous Peoples’ Rights | | Against | | Against | | Shareholder |
9 | | Adopt a Financing Policy Consistent with IEA’s Net Zero Emissions by 2050 Scenario | | Against | | Against | | Shareholder |
10 | | Oversee and Report a Racial Equity Audit | | Against | | Against | | Shareholder |
11 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
XPART SA
| | | | | | |
Ticker: | | Security ID: | | P5968U113 | | |
Meeting Date: | | OCT 01, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Merger Agreement between the Company and XP Inc. | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers Auditores Independentes (PwC) as Independent Firm to Appraise Proposed Transaction | | For | | For | | Management |
3 | | Approve Independent Firm’s Appraisal | | For | | For | | Management |
4 | | Approve Merger between the Company and XP Inc. | | For | | For | | Management |
5 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 45
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
Dodge & Cox Funds |
(Registrant) |
| |
By | | /s/ Dana M. Emery |
| | Chair and President, Dodge & Cox Funds |
| |
Date | | 8/30/22 |