FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrant’s telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/22
Date of reporting period: 7/1/21 - 6/30/22
Dodge & Cox International Stock Fund
AEGON NV
| | | | | | |
Ticker: | | AGN | | Security ID: | | N00927298 |
Meeting Date: | | MAY 31, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 03, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Open Meeting (Non-Voting) | | None | | None | | Management |
2.1 | | Receive Report of Executive Board (Non-Voting) | | None | | None | | Management |
2.2 | | Approve Remuneration Report | | For | | For | | Management |
2.3 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
2.4 | | Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B | | For | | For | | Management |
3.1 | | Approve Discharge of Executive Board | | For | | For | | Management |
3.2 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
4.1 | | Discuss Supervisory Board Profile (Non-Voting) | | None | | None | | Management |
4.2 | | Re-elect Corien Wortmann-Kool to Supervisory Board | | For | | For | | Management |
4.3 | | Elect Karen Fawcett to Supervisory Board | | For | | For | | Management |
5.1 | | Approve Cancellation of Common Shares and Common Shares B | | For | | For | | Management |
5.2 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | For | | For | | Management |
5.3 | | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | | For | | For | | Management |
5.4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
6 | | Other Business (Non-Voting) | | None | | None | | Management |
7 | | Close Meeting (Non-Voting) | | None | | None | | Management |
AKZO NOBEL NV
| | | | | | |
Ticker: | | AKZA | | Security ID: | | N01803308 |
Meeting Date: | | APR 22, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Open Meeting (Non-Voting) | | None | | None | | Management |
2.a | | Receive Report of Management Board (Non-Voting) | | None | | None | | Management |
3.a | | Adopt Financial Statements | | For | | For | | Management |
3.b | | Discuss on the Company’s Dividend Policy (Non-Voting) | | None | | None | | Management |
3.c | | Approve Allocation of Income and Dividends | | For | | For | | Management |
3.d | | Approve Remuneration Report | | For | | For | | Management |
4.a | | Approve Discharge of Management Board | | For | | For | | Management |
4.b | | Approve Discharge of Supervisory Board | | For | | For | | Management |
5.a | | Amend Remuneration Policy for Management Board | | For | | For | | Management |
6.a | | Re-elect M.J. de Vries to Management Board | | For | | For | | Management |
7.a | | Elect E. Baiget to Supervisory Board | | For | | For | | Management |
7.b | | Elect H. van Bylen to Supervisory Board | | For | | For | | Management |
7.c | | Re-elect N.S. Andersen to Supervisory Board | | For | | For | | Management |
7.d | | Re-elect B.E. Grote to Supervisory Board | | For | | For | | Management |
8.a | | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | | For | | For | | Management |
8.b | | Authorize Board to Exclude Pre-emptive Rights from Share Issuances | | For | | For | | Management |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
10 | | Authorize Cancellation of Repurchased Shares | | For | | For | | Management |
11 | | Close Meeting (Non-Voting) | | None | | None | | Management |
Page 1
ALIBABA GROUP HOLDING, LTD.
| | | | | | |
Ticker: | | 9988 | | Security ID: | | 01609W102 |
Meeting Date: | | SEP 17, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 04, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Joseph C. Tsai | | For | | For | | Management |
1.2 | | Elect Director J. Michael Evans | | For | | For | | Management |
1.3 | | Elect Director E. Borje Ekholm | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
ANHEUSER-BUSCH INBEV SA/NV
| | | | | | |
Ticker: | | ABI | | Security ID: | | B639CJ108 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
A.1.a | | Receive Special Board Report Re: Authorized Capital (Non-Voting) | | None | | None | | Management |
A.1.b | | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | | For | | For | | Management |
B.2 | | Receive Directors’ Reports (Non-Voting) | | None | | None | | Management |
B.3 | | Receive Auditors’ Reports (Non-Voting) | | None | | None | | Management |
B.4 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
B.5 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | | For | | For | | Management |
B.6 | | Approve Discharge of Directors | | For | | For | | Management |
B.7 | | Approve Discharge of Auditors | | For | | For | | Management |
B.8.a | | Re-elect Martin J. Barrington as Director | | For | | For | | Management |
B.8.b | | Re-elect William F. Gifford, Jr. as Director | | For | | For | | Management |
B.8.c | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Management |
B.8.d | | Elect Nitin Nohria as Director | | For | | For | | Management |
B.9 | | Ratify PwC as Auditors and Approve Auditors’ Remuneration | | For | | For | | Management |
B.10 | | Approve Remuneration Policy | | For | | Against | | Management |
B.11 | | Approve Remuneration Report | | For | | For | | Management |
C.12 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Management |
Page 2
AVIVA PLC
| | | | | | |
Ticker: | | AV | | Security ID: | | G0683Q109 |
Meeting Date: | | MAY 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 05, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Climate-Related Financial Disclosure | | For | | For | | Management |
4 | | Approve Final Dividend | | For | | For | | Management |
5 | | Elect Andrea Blance as Director | | For | | For | | Management |
6 | | Elect Shonaid Jemmett-Page as Director | | For | | For | | Management |
7 | | Elect Martin Strobel as Director | | For | | For | | Management |
8 | | Re-elect Amanda Blanc as Director | | For | | For | | Management |
9 | | Re-elect George Culmer as Director | | For | | For | | Management |
10 | | Re-elect Patrick Flynn as Director | | For | | For | | Management |
11 | | Re-elect Mohit Joshi as Director | | For | | For | | Management |
12 | | Re-elect Pippa Lambert as Director | | For | | For | | Management |
13 | | Re-elect Jim McConville as Director | | For | | For | | Management |
14 | | Re-elect Michael Mire as Director | | For | | For | | Management |
15 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For | | Management |
16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
18 | | Authorise Issue of Equity | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
21 | | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Authorise Market Purchase of 8 3/4 % Preference Shares | | For | | For | | Management |
25 | | Authorise Market Purchase of 8 3/8 % Preference Shares | | For | | For | | Management |
26 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
AVIVA PLC
| | | | | | |
Ticker: | | AV | | Security ID: | | G0683Q109 |
Meeting Date: | | MAY 09, 2022 | | Meeting Type: | | Special |
Record Date: | | MAY 05, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Adopt New Articles of Association | | For | | For | | Management |
2 | | Approve Issue of B Shares | | For | | For | | Management |
3 | | Approve Share Consolidation | | For | | For | | Management |
4 | | Authorise Issue of Equity | | For | | For | | Management |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
6 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
7 | | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
8 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | | For | | For | | Management |
9 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
Page 3
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | JUL 30, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 23, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Re-elect Rajiv Anand as Director | | For | | For | | Management |
3 | | Approve M P Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
4 | | Approve C N K & Associates LLP, Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Elect Vasantha Govindan as Director | | For | | For | | Management |
6 | | Elect S. Mahendra Dev as Director | | For | | For | | Management |
7 | | Approve Revision in Remuneration to Rakesh Makhija as Non-Executive (Part-Time) Chairman | | For | | For | | Management |
8 | | Approve Revision in Remuneration to Amitabh Chaudhry as Managing Director & CEO | | For | | For | | Management |
9 | | Approve Reappointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO | | For | | For | | Management |
10 | | Approve Revision in Remuneration to Rajiv Anand as Executive Director (Wholesale Banking) | | For | | For | | Management |
11 | | Approve Revision in Remuneration to Rajesh Dahiya as Executive Director (Corporate Centre) | | For | | For | | Management |
12 | | Approve Payment of Compensation to Non-Executive Director (Excluding the Non-Executive (Part-time) Chairperson) | | For | | For | | Management |
13 | | Authorize Issuance of Debt Securities | | For | | For | | Management |
14 | | Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of the Company | | For | | For | | Management |
15 | | Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of Present and Future Subsidiary Companies | | For | | For | | Management |
16 | | Approve Reclassification of United India Insurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
17 | | Approve Reclassification of National Insurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
18 | | Approve Reclassification of The New India Assurance Company Limited from Promoter Group to Public Category | | For | | For | | Management |
19 | | Approve Reclassification of General Insurance Corporation of India from Promoter Group to Public Category | | For | | For | | Management |
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | MAR 06, 2022 | | Meeting Type: | | Special |
Record Date: | | JAN 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Reappointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | | For | | For | | Management |
2 | | Elect Ashish Kotecha as Director | | For | | For | | Management |
3 | | Approve Re-Designation of Rajiv Anand as Deputy Managing Director | | For | | For | | Management |
4 | | Approve Revision in the Remuneration Payable to Rajiv Anand as Whole-Time Director | | For | | For | | Management |
5 | | Approve Reappointment and Remuneration of Rajiv Anand as Deputy Managing Director | | For | | For | | Management |
Page 4
AXIS BANK, LTD.
| | | | | | |
Ticker: | | 532215 | | Security ID: | | Y0487S137 |
Meeting Date: | | APR 08, 2022 | | Meeting Type: | | Special |
Record Date: | | MAR 04, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Material Related Party Transactions for Acceptance of Deposits in Current/Savings Account or Any Other Similar Accounts | | For | | For | | Management |
2 | | Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties | | For | | For | | Management |
3 | | Approve Material Related Party Transactions for Sale of Securities to Related Parties | | For | | For | | Management |
4 | | Approve Material Related Party Transactions for Issue of Securities of the Bank to Related Parties, Payment of Interest and Redemption Amount thereof | | For | | For | | Management |
5 | | Approve Material Related Party Transactions for Receipt of Fees/Commission for Distribution of Insurance Products and Other Related Business | | For | | For | | Management |
6 | | Approve Material Related Party Transactions for Fund Based or Non-Fund Based Credit Facilities | | For | | For | | Management |
7 | | Approve Material Related Party Transactions for Money Market Instruments/Term Borrowing/Term Lending (including Repo/Reverse Repo) | | For | | For | | Management |
8 | | Approve Material Related Party Transactions Pertaining to Forex and Derivative Contracts | | For | | For | | Management |
BAIDU, INC.
| | | | | | |
Ticker: | | 9888 | | Security ID: | | 056752108 |
Meeting Date: | | DEC 07, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | NOV 05, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Adoption of the Company’s Dual Foreign Name | | For | | For | | Management |
2 | | Adopt Amended and Restated Memorandum and Articles of Association | | For | | For | | Management |
3 | | Authorize Board to Deal With All Matters in Relation to the Change of Company Name and the Proposed Amendments | | For | | For | | Management |
Page 5
BANCO SANTANDER SA
| | | | | | |
Ticker: | | SAN | | Security ID: | | E19790109 |
Meeting Date: | | MAR 31, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.A | | Approve Consolidated and Standalone Financial Statements | | For | | For | | Management |
1.B | | Approve Non-Financial Information Statement | | For | | For | | Management |
1.C | | Approve Discharge of Board | | For | | For | | Management |
2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
3.A | | Fix Number of Directors at 15 | | For | | For | | Management |
3.B | | Elect German de la Fuente as Director | | For | | For | | Management |
3.C | | Re-elect Henrique de Castro as Director | | For | | For | | Management |
3.D | | Re-elect Jose Antonio Alvarez as Director | | For | | For | | Management |
3.E | | Re-elect Belen Romana as Director | | For | | For | | Management |
3.F | | Re-elect Luis Isasi as Director | | For | | For | | Management |
3.G | | Re-elect Sergio Rial as Director | | For | | For | | Management |
4 | | Ratify Appointment of PricewaterhouseCoopers as Auditor | | For | | For | | Management |
5.A | | Amend Articles Re: Form of Shares and Transfer of Shares | | For | | For | | Management |
5.B | | Amend Article 16 Re: Capital Reduction | | For | | For | | Management |
5.C | | Amend Article 19 Re: Issuance of Other Securities | | For | | For | | Management |
5.D | | Amend Article 26 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | For | | Management |
5.E | | Amend Articles Re: Board Secretary and Presiding Committee of the General Shareholders’ Meeting | | For | | For | | Management |
5.F | | Amend Article 48 Re: Executive Chair | | For | | For | | Management |
5.G | | Amend Article 52 Re: Audit Committee | | For | | For | | Management |
5.H | | Amend Articles Re: Director Remuneration | | For | | For | | Management |
5.I | | Add Article 64 bis Re: Prior Authorization for the Payment of Dividends | | For | | For | | Management |
6.A | | Amend Article 6 of General Meeting Regulations Re: Information Available as of the Date of the Call to Meeting | | For | | For | | Management |
6.B | | Amend Article 13 of General Meeting Regulations Re: Presiding Committee of the General Shareholders’ Meeting | | For | | For | | Management |
6.C | | Add New Article 15 bis and Amend Article 19 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | Against | | Management |
6.D | | Amend Article 17 of General Meeting Regulations Re: Presentations | | For | | For | | Management |
7.A | | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Pre-emptive Rights of up to 10 Percent | | For | | For | | Management |
7.B | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
7.C | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
7.D | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Management |
8.A | | Approve Remuneration Policy | | For | | For | | Management |
8.B | | Approve Remuneration of Directors | | For | | For | | Management |
8.C | | Fix Maximum Variable Compensation Ratio | | For | | For | | Management |
8.D | | Approve Deferred Multiyear Objectives Variable Remuneration Plan | | For | | For | | Management |
8.E | | Approve Buy-out Policy | | For | | For | | Management |
8.F | | Advisory Vote on Remuneration Report | | For | | For | | Management |
9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
BARCLAYS PLC
| | | | | | |
Ticker: | | BARC | | Security ID: | | G08036124 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Elect Coimbatore Venkatakrishnan as Director | | For | | For | | Management |
4 | | Elect Robert Berry as Director | | For | | For | | Management |
5 | | Elect Anna Cross as Director | | For | | For | | Management |
6 | | Re-elect Mike Ashley as Director | | For | | For | | Management |
7 | | Re-elect Tim Breedon as Director | | For | | For | | Management |
8 | | Re-elect Mohamed A. El-Erian as Director | | For | | For | | Management |
9 | | Re-elect Dawn Fitzpatrick as Director | | For | | For | | Management |
10 | | Re-elect Mary Francis as Director | | For | | For | | Management |
11 | | Re-elect Crawford Gillies as Director | | For | | For | | Management |
12 | | Re-elect Brian Gilvary as Director | | For | | For | | Management |
13 | | Re-elect Nigel Higgins as Director | | For | | For | | Management |
14 | | Re-elect Diane Schueneman as Director | | For | | For | | Management |
15 | | Re-elect Julia Wilson as Director | | For | | For | | Management |
16 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
17 | | Authorise the Board Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
18 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
19 | | Authorise Issue of Equity | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
22 | | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | | For | | For | | Management |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | | For | | For | | Management |
24 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
26 | | Approve Barclays’ Climate Strategy, Targets and Progress 2022 | | For | | For | | Management |
Page 6
BAYER AG
| | | | | | |
Ticker: | | BAYN | | Security ID: | | D0712D163 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2021 | | For | | For | | Management |
2 | | Approve Discharge of Management Board for Fiscal Year 2021 | | For | | Against | | Management |
3 | | Approve Discharge of Supervisory Board for Fiscal Year 2021 | | For | | For | | Management |
4.1 | | Re-elect Paul Achleitner to the Supervisory Board | | For | | For | | Management |
4.2 | | Re-elect Norbert Bischofberger to the Supervisory Board | | For | | For | | Management |
4.3 | | Re-elect Colleen Goggins to the Supervisory Board | | For | | For | | Management |
5 | | Approve Remuneration Report | | For | | Against | | Management |
6 | | Approve Affiliation Agreement with Bayer Chemicals GmbH | | For | | For | | Management |
7 | | Ratify Deloitte GmbH as Auditors for Fiscal Year 2022 | | For | | For | | Management |
BEIERSDORF AG
| | | | | | |
Ticker: | | BEI | | Security ID: | | D08792109 |
Meeting Date: | | APR 14, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 23, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | | None | | None | | Management |
2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For | | Management |
3 | | Approve Discharge of Management Board for Fiscal Year 2021 | | For | | For | | Management |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2021 | | For | | For | | Management |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022 | | For | | For | | Management |
6 | | Approve Remuneration Report | | For | | For | | Management |
Page 7
BNP PARIBAS SA
| | | | | | |
Ticker: | | BNP | | Security ID: | | F1058Q238 |
Meeting Date: | | SEP 24, 2021 | | Meeting Type: | | Ordinary Shareholders |
Record Date: | | SEP 22, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income and Additional Dividend of EUR 1.55 per Share | | For | | For | | Management |
2 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
BNP PARIBAS SA
| | | | | | |
Ticker: | | BNP | | Security ID: | | F1058Q238 |
Meeting Date: | | MAY 17, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 3.67 per Share | | For | | For | | Management |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For | | Management |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
6 | | Re-elect Jean Laurent Bonnafe as Director | | For | | For | | Management |
7 | | Re-elect Marion Guillou as Director | | For | | For | | Management |
8 | | Re-elect Michel Tilmant as Director | | For | | For | | Management |
9 | | Elect Lieve Logghe as Director | | For | | For | | Management |
10 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
11 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Management |
12 | | Approve Remuneration Policy of CEO and Vice-CEOs | | For | | For | | Management |
13 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
14 | | Approve Compensation of Jean Lemierre, Chairman of the Board | | For | | For | | Management |
15 | | Approve Compensation of Jean-Laurent Bonnafe, CEO | | For | | For | | Management |
16 | | Approve Compensation of Philippe Bordenave, Vice-CEO Until 18 May 2021 | | For | | For | | Management |
17 | | Approve Compensation of Yann Gerardin, Vice-CEO Since 18 May 2021 | | For | | For | | Management |
18 | | Approve Compensation of Thierry Laborde, Vice-CEO Since 18 May 2021 | | For | | For | | Management |
19 | | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | For | | For | | Management |
20 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.54 Million | | For | | For | | Management |
21 | | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 985 Million | | For | | For | | Management |
22 | | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | | For | | For | | Management |
23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Management |
24 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22 and 23 at EUR 240 Million | | For | | For | | Management |
25 | | Authorize Capitalization of Reserves of Up to EUR 985 Million for Bonus Issue or Increase in Par Value | | For | | For | | Management |
26 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21 and 23 at EUR 985 Million | | For | | For | | Management |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Management |
28 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
29 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 8
BOOKING HOLDINGS, INC.
| | | | | | |
Ticker: | | BKNG | | Security ID: | | 09857L108 |
Meeting Date: | | JUN 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Timothy Armstrong | | For | | For | | Management |
1.2 | | Elect Director Glenn D. Fogel | | For | | For | | Management |
1.3 | | Elect Director Mirian M. Graddick-Weir | | For | | For | | Management |
1.4 | | Elect Director Wei Hopeman | | For | | For | | Management |
1.5 | | Elect Director Robert J. Mylod, Jr. | | For | | For | | Management |
1.6 | | Elect Director Charles H. Noski | | For | | For | | Management |
1.7 | | Elect Director Nicholas J. Read | | For | | For | | Management |
1.8 | | Elect Director Thomas E. Rothman | | For | | For | | Management |
1.9 | | Elect Director Sumit Singh | | For | | For | | Management |
1.10 | | Elect Director Lynn Vojvodich Radakovich | | For | | For | | Management |
1.11 | | Elect Director Vanessa A. Wittman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
5 | | Report on Climate Change Performance Metrics Into Executive Compensation Program | | Against | | Against | | Shareholder |
BROTHER INDUSTRIES, LTD.
| | | | | | |
Ticker: | | 6448 | | Security ID: | | 114813108 |
Meeting Date: | | JUN 20, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet - Amend Provisions on Director Titles | | For | | For | | Management |
2.1 | | Elect Director Koike, Toshikazu | | For | | For | | Management |
2.2 | | Elect Director Sasaki, Ichiro | | For | | For | | Management |
2.3 | | Elect Director Ishiguro, Tadashi | | For | | For | | Management |
2.4 | | Elect Director Ikeda, Kazufumi | | For | | For | | Management |
2.5 | | Elect Director Kuwabara, Satoru | | For | | For | | Management |
2.6 | | Elect Director Murakami, Taizo | | For | | For | | Management |
2.7 | | Elect Director Takeuchi, Keisuke | | For | | For | | Management |
2.8 | | Elect Director Shirai, Aya | | For | | For | | Management |
2.9 | | Elect Director Uchida, Kazunari | | For | | For | | Management |
2.10 | | Elect Director Hidaka, Naoki | | For | | For | | Management |
2.11 | | Elect Director Miyaki, Masahiko | | For | | For | | Management |
3.1 | | Appoint Statutory Auditor Ogawa, Kazuyuki | | For | | For | | Management |
3.2 | | Appoint Statutory Auditor Yamada, Akira | | For | | For | | Management |
4 | | Approve Annual Bonus | | For | | For | | Management |
5 | | Approve Annual Bonus Ceiling for Directors | | For | | For | | Management |
6 | | Approve Trust-Type Equity Compensation Plan | | For | | For | | Management |
Page 9
CK ASSET HOLDINGS, LTD.
| | | | | | |
Ticker: | | 1113 | | Security ID: | | G2177B101 |
Meeting Date: | | MAY 19, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 13, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3.1 | | Elect Kam Hing Lam as Director | | For | | For | | Management |
3.2 | | Elect Chung Sun Keung, Davy as Director | | For | | For | | Management |
3.3 | | Elect Pau Yee Wan, Ezra as Director | | For | | For | | Management |
3.4 | | Elect Hung Siu-lin, Katherine as Director | | For | | For | | Management |
3.5 | | Elect Colin Stevens Russel as Director | | For | | For | | Management |
4 | | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5.1 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | For | | Management |
5.2 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
CREDICORP, LTD.
| | | | | | |
Ticker: | | BAP | | Security ID: | | G2519Y108 |
Meeting Date: | | MAR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 11, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Present Board Chairman Report of the Annual and Sustainability Report (Non-Voting) | | None | | None | | Management |
2 | | Present Board Chairman Report of the Sustainability Strategy (Non-Voting) | | None | | None | | Management |
3 | | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2021, Including External Auditors’ Report (Non-Voting) | | None | | None | | Management |
4 | | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
Page 10
CREDIT SUISSE GROUP AG
| | | | | | |
Ticker: | | CSGN | | Security ID: | | H3698D419 |
Meeting Date: | | OCT 01, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Axel Lehmann as Director | | For | | For | | Management |
1.2 | | Elect Juan Colombas as Director | | For | | For | | Management |
1.3 | | Appoint Juan Colombas as Member of the Compensation Committee | | For | | For | | Management |
2 | | Additional Voting Instructions - Shareholder Proposals (Voting) | | Against | | Against | | Management |
3 | | Additional Voting Instructions - Board of Directors Proposals (Voting) | | For | | Against | | Management |
CREDIT SUISSE GROUP AG
| | | | | | |
Ticker: | | CSGN | | Security ID: | | H3698D419 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Approve Remuneration Report | | For | | For | | Management |
1.2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2.1 | | Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding the Supply Chain Finance Matter | | For | | For | | Management |
2.2 | | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding the Supply Chain Finance Matter | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of CHF 0.10 per Share | | For | | For | | Management |
4 | | Approve Creation of CHF 5 Million Pool of Authorized Capital with or without Exclusion of Pre-emptive Rights | | For | | For | | Management |
5.1.a | | Elect Axel Lehmann as Director and Board Chair | | For | | For | | Management |
5.1.b | | Re-elect Iris Bohnet as Director | | For | | For | | Management |
5.1.c | | Re-elect Clare Brady as Director | | For | | For | | Management |
5.1.d | | Re-elect Christian Gellerstad as Director | | For | | For | | Management |
5.1.e | | Re-elect Michael Klein as Director | | For | | For | | Management |
5.1.f | | Re-elect Shan Li as Director | | For | | For | | Management |
5.1.g | | Re-elect Seraina Macia as Director | | For | | For | | Management |
5.1.h | | Re-elect Blythe Masters as Director | | For | | For | | Management |
5.1.i | | Re-elect Richard Meddings as Director | | For | | For | | Management |
5.1.j | | Re-elect Ana Pessoa as Director | | For | | For | | Management |
5.1.k | | Elect Mirko Bianchi as Director | | For | | For | | Management |
5.1.l | | Elect Keyu Jin as Director | | For | | For | | Management |
5.1.m | | Elect Amanda Norton as Director | | For | | For | | Management |
5.2.1 | | Reappoint Iris Bohnet as Member of the Compensation Committee | | For | | For | | Management |
5.2.2 | | Reappoint Christian Gellerstad as Member of the Compensation Committee | | For | | For | | Management |
5.2.3 | | Reappoint Michael Klein as Member of the Compensation Committee | | For | | For | | Management |
5.2.4 | | Appoint Shan Li as Member of the Compensation Committee | | For | | For | | Management |
5.2.5 | | Appoint Amanda Norton as Member of the Compensation Committee | | For | | For | | Management |
6.1 | | Approve Remuneration of Directors in the Amount of CHF 13 Million | | For | | For | | Management |
6.2.1 | | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 8.6 Million | | For | | For | | Management |
6.2.2 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 34 Million | | For | | For | | Management |
6.2.3 | | Approve Share-Based Replacement Awards for New Members of the Executive Committee in the Amount of CHF 12.1 Million | | For | | For | | Management |
7.1 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
7.2 | | Ratify BDO AG as Special Auditors | | For | | For | | Management |
7.3 | | Designate Keller KLG as Independent Proxy | | For | | For | | Management |
8 | | Approve Special Audit | | Against | | Against | | Shareholder |
9 | | Amend Articles Re: Climate Change Strategy and Disclosures | | Against | | Against | | Shareholder |
10.1 | | Additional Voting Instructions - Shareholder Proposals (Voting) | | Against | | Against | | Management |
10.2 | | Additional Voting Instructions - Board of Directors Proposals (Voting) | | For | | Against | | Management |
Page 11
DAITO TRUST CONSTRUCTION CO., LTD.
| | | | | | |
Ticker: | | 1878 | | Security ID: | | J11151107 |
Meeting Date: | | JUN 28, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 275 | | For | | For | | Management |
2 | | Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
ENGIE SA
| | | | | | |
Ticker: | | ENGI | | Security ID: | | F3R09R118 |
Meeting Date: | | APR 21, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 19, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 0.85 per Share | | For | | For | | Management |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For | | Management |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
6 | | Re-elect Jean-Pierre Clamadieu as Director | | For | | For | | Management |
7 | | Re-elect Ross McInnes as Director | | For | | For | | Management |
8 | | Elect Marie-Claire Daveu as Director | | For | | For | | Management |
9 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
10 | | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | | For | | For | | Management |
11 | | Approve Compensation of Catherine MacGregor, CEO | | For | | For | | Management |
12 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
13 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Management |
14 | | Approve Remuneration Policy of CEO | | For | | For | | Management |
15 | | Approve Company’s Climate Transition Plan | | For | | For | | Management |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 225 Million | | For | | For | | Management |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 225 Million | | For | | For | | Management |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 225 Million | | For | | For | | Management |
19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 15, 16 and 17 | | For | | For | | Management |
20 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Management |
21 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15-19 and 23-24 at EUR 265 Million | | For | | For | | Management |
22 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For | | Management |
23 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
24 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Management |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | For | | For | | Management |
26 | | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees, Corporate Officers and Employees of International Subsidiaries from Groupe Engie | | For | | For | | Management |
27 | | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | For | | Management |
28 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
A | | Approve Allocation of Income and Dividends of EUR 0.45 per Share | | Against | | Against | | Shareholder |
B | | Subject to Approval of Item 3, Approve Allocation of Income 2023 and 2024 | | Against | | Against | | Shareholder |
Page 12
ENTAIN PLC
| | | | | | |
Ticker: | | ENT | | Security ID: | | G3167C109 |
Meeting Date: | | JUN 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | JUN 22, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
5 | | Re-elect David Satz as Director | | For | | For | | Management |
6 | | Re-elect Robert Hoskin as Director | | For | | For | | Management |
7 | | Re-elect Stella David as Director | | For | | For | | Management |
8 | | Re-elect Vicky Jarman as Director | | For | | For | | Management |
9 | | Re-elect Mark Gregory as Director | | For | | For | | Management |
10 | | Re-elect Rob Wood as Director | | For | | For | | Management |
11 | | Re-elect Jette Nygaard-Andersen as Director | | For | | For | | Management |
12 | | Re-elect Barry Gibson as Director | | For | | For | | Management |
13 | | Re-elect Pierre Bouchut as Director | | For | | For | | Management |
14 | | Re-elect Virginia McDowell as Director | | For | | For | | Management |
15 | | Approve Free Share Plan | | For | | For | | Management |
16 | | Approve Employee Share Purchase Plan | | For | | For | | Management |
17 | | Authorise Issue of Equity | | For | | For | | Management |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
EQUINOR ASA
| | | | | | |
Ticker: | | EQNR | | Security ID: | | R2R90P103 |
Meeting Date: | | MAY 11, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Open Meeting (Non-Voting) | | None | | None | | Management |
2 | | Registration of Attending Shareholders and Proxies (Non-Voting) | | None | | None | | Management |
3 | | Elect Chairman of Meeting | | For | | For | | Management |
4 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For | | Management |
6 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.20 Per Share, Approve Extraordinary Dividends of USD 0.20 Per Share | | For | | For | | Management |
7 | | Authorize Board to Distribute Dividends | | For | | For | | Management |
8 | | Approve NOK 205.5 Million Reduction in Share Capital via Share Cancellation | | For | | For | | Management |
9 | | Amend Corporate Purpose | | For | | For | | Management |
10 | | Approve Company’s Energy Transition Plan (Advisory Vote) | | For | | For | | Management |
11 | | Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products | | Against | | Against | | Shareholder |
12 | | Introduce a Climate Target Agenda and Emission Reduction Plan | | Against | | Against | | Shareholder |
13 | | Establish a State Restructuring Fund for Employees who Working in the Oil Sector | | Against | | Against | | Shareholder |
14 | | Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea | | Against | | Against | | Shareholder |
15 | | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources | | Against | | Against | | Shareholder |
16 | | Increase Investments in Renewable Energy, Stop New Exploration in Barents Sea, Discontinue International Activities and Develop a Plan for Gradual Closure of the Oil Industry | | Against | | Against | | Shareholder |
17 | | Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production | | Against | | Against | | Shareholder |
18 | | Instruct Company to Divest all International Operations, First Within Renewable Energy, then Within Petroleum Production | | Against | | Against | | Shareholder |
19 | | Action Plan For Quality Assurance and Anti-Corruption | | Against | | Against | | Shareholder |
20 | | Approve Company’s Corporate Governance Statement | | For | | For | | Management |
21 | | Approve Remuneration Statement (Advisory) | | For | | For | | Management |
22 | | Approve Remuneration of Auditors | | For | | For | | Management |
23 | | Elect Members and Deputy Members of Corporate Assembly | | For | | For | | Management |
23.1 | | Re-elect Jarle Roth (Chair) as Member of Corporate Assembly | | For | | For | | Management |
23.2 | | Re-elect Nils Bastiansen (Deputy Chair) as Member of Corporate Assembly | | For | | For | | Management |
23.3 | | Re-elect Finn Kinserdal as Member of Corporate Assembly | | For | | For | | Management |
23.4 | | Re-elect Kari Skeidsvoll Moe as Member of Corporate Assembly | | For | | For | | Management |
23.5 | | Re-elect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | | For | | For | | Management |
23.6 | | Re-elect Kjerstin Fyllingen as Member of Corporate Assembly | | For | | For | | Management |
23.7 | | Re-elect Mari Rege as Member of Corporate Assembly | | For | | For | | Management |
23.8 | | Re-elect Trond Straume as Member of Corporate Assembly | | For | | For | | Management |
23.9 | | Elect Martin Wien Fjell as New Member of Corporate Assembly | | For | | For | | Management |
23.10 | | Elect Merete Hverven as New Member of Corporate Assembly | | For | | For | | Management |
23.11 | | Elect Helge Aasen as New Member of Corporate Assembly | | For | | For | | Management |
23.12 | | Elect Liv B. Ulriksen as New Member of Corporate Assembly | | For | | For | | Management |
23.13 | | Elect Per Axel Koch as New Deputy Member of Corporate Assembly | | For | | For | | Management |
23.14 | | Elect Catrine Kristiseter Marti as New Deputy Member of Corporate Assembly | | For | | For | | Management |
23.15 | | Elect Nils Morten Huseby as New Deputy Member of Corporate Assembly | | For | | For | | Management |
23.16 | | Re-elect Nina Kivijervi Jonassen as Deputy Member of Corporate Assembly | | For | | For | | Management |
24 | | Approve Remuneration of Directors in the Amount of NOK 137,600 for Chairman, NOK 72,600 for Deputy Chairman and NOK 51,000 for Other Directors; Approve Remuneration for Deputy Directors | | For | | For | | Management |
25 | | Elect Members of Nominating Committee | | For | | For | | Management |
25.1 | | Re-elect Jarle Roth as Member of Nominating Committee | | For | | For | | Management |
25.2 | | Re-elect Berit L. Henriksen as Member of Nominating Committee | | For | | For | | Management |
25.3 | | Elect Merete Hverven as New Member of Nominating Committee | | For | | For | | Management |
25.4 | | Elect Jan Tore Fosund as New Member of Nominating Committee | | For | | For | | Management |
26 | | Approve Remuneration of Nominating Committee | | For | | For | | Management |
27 | | Approve Equity Plan Financing | | For | | For | | Management |
28 | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | For | | Management |
29 | | Adjust Marketing Instructions for EQUINOR ASA | | For | | For | | Management |
Page 13
FRESENIUS MEDICAL CARE AG & CO., KGAA
| | | | | | |
Ticker: | | FME | | Security ID: | | D2734Z107 |
Meeting Date: | | MAY 12, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 20, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2021 | | For | | For | | Management |
2 | | Approve Allocation of Income and Dividends of EUR 1.35 per Share | | For | | For | | Management |
3 | | Approve Discharge of Personally Liable Partner for Fiscal Year 2021 | | For | | For | | Management |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2021 | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for Fiscal Year 2022 | | For | | For | | Management |
6 | | Approve Remuneration Report | | For | | For | | Management |
GLAXOSMITHKLINE PLC
| | | | | | |
Ticker: | | GSK | | Security ID: | | G3910J112 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Remuneration Policy | | For | | For | | Management |
4 | | Elect Anne Beal as Director | | For | | For | | Management |
5 | | Elect Harry Dietz as Director | | For | | For | | Management |
6 | | Re-elect Sir Jonathan Symonds as Director | | For | | For | | Management |
7 | | Re-elect Dame Emma Walmsley as Director | | For | | For | | Management |
8 | | Re-elect Charles Bancroft as Director | | For | | For | | Management |
9 | | Re-elect Vindi Banga as Director | | For | | For | | Management |
10 | | Re-elect Hal Barron as Director | | For | | For | | Management |
11 | | Re-elect Dame Vivienne Cox as Director | | For | | For | | Management |
12 | | Re-elect Lynn Elsenhans as Director | | For | | For | | Management |
13 | | Re-elect Laurie Glimcher as Director | | For | | For | | Management |
14 | | Re-elect Jesse Goodman as Director | | For | | For | | Management |
15 | | Re-elect Iain Mackay as Director | | For | | For | | Management |
16 | | Re-elect Urs Rohner as Director | | For | | For | | Management |
17 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
18 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
19 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
20 | | Authorise Issue of Equity | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For | | Management |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
26 | | Approve Share Save Plan | | For | | For | | Management |
27 | | Approve Share Reward Plan | | For | | For | | Management |
28 | | Adopt New Articles of Association | | For | | For | | Management |
Page 14
GLENCORE PLC
| | | | | | |
Ticker: | | GLEN | | Security ID: | | G39420107 |
Meeting Date: | | APR 28, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 26, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Reduction of Capital Contribution Reserves | | For | | For | | Management |
3 | | Re-elect Kalidas Madhavpeddi as Director | | For | | For | | Management |
4 | | Re-elect Peter Coates as Director | | For | | For | | Management |
5 | | Re-elect Martin Gilbert as Director | | For | | For | | Management |
6 | | Re-elect Gill Marcus as Director | | For | | For | | Management |
7 | | Re-elect Patrice Merrin as Director | | For | | For | | Management |
8 | | Re-elect Cynthia Carroll as Director | | For | | For | | Management |
9 | | Elect Gary Nagle as Director | | For | | For | | Management |
10 | | Elect David Wormsley as Director | | For | | For | | Management |
11 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
12 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
13 | | Approve Climate Progress Report | | For | | For | | Management |
14 | | Approve Remuneration Report | | For | | For | | Management |
15 | | Authorise Issue of Equity | | For | | For | | Management |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
GRUPO TELEVISA SAB
| | | | | | |
Ticker: | | TLEVISACPO | | Security ID: | | 40049J206 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 08, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Elect Directors Representing Series L Shareholders | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Elect Directors Representing Series D Shareholders | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Present Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | | For | | For | | Management |
3 | | Present Report on Activities and Operations Undertaken by Board | | For | | For | | Management |
4 | | Present Report of Audit Committee | | For | | For | | Management |
5 | | Present Report of Corporate Practices Committee | | For | | For | | Management |
6 | | Present Report on Compliance with Fiscal Obligations | | For | | For | | Management |
7 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
8 | | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares | | For | | For | | Management |
9.1 | | Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders | | For | | For | | Management |
9.2 | | Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders | | For | | For | | Management |
9.3 | | Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders | | For | | For | | Management |
9.4 | | Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders | | For | | For | | Management |
9.5 | | Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders | | For | | For | | Management |
9.6 | | Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders | | For | | For | | Management |
9.7 | | Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders | | For | | For | | Management |
9.8 | | Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders | | For | | For | | Management |
9.9 | | Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders | | For | | For | | Management |
9.10 | | Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders | | For | | For | | Management |
9.11 | | Elect or Ratify Denise Maerker Salmon as Director Representing Series A Shareholders | | For | | For | | Management |
9.12 | | Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders | | For | | For | | Management |
9.13 | | Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders | | For | | For | | Management |
9.14 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders | | For | | For | | Management |
9.15 | | Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders | | For | | For | | Management |
9.16 | | Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders | | For | | For | | Management |
9.17 | | Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders | | For | | For | | Management |
9.18 | | Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders | | For | | For | | Management |
9.19 | | Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders | | For | | For | | Management |
9.20 | | Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders | | For | | For | | Management |
9.21 | | Elect or Ratify Julio Barba Hurtado as Alternate Director | | For | | For | | Management |
9.22 | | Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director | | For | | For | | Management |
9.23 | | Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director | | For | | For | | Management |
9.24 | | Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director | | For | | For | | Management |
9.25 | | Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director | | For | | For | | Management |
9.26 | | Elect or Ratify Raul Morales Medrano as Alternate Director | | For | | For | | Management |
9.27 | | Elect or Ratify Herbert Allen, III (Alternate of Enrique Francisco Jose Senior Hernandez) as Alternate Director | | For | | For | | Management |
9.28 | | Elect or Ratify Emilio F. Azcarraga Jean as Board Chairman | | For | | For | | Management |
9.29 | | Elect or Ratify Ricardo Maldonado Yanez as Secretary | | For | | For | | Management |
10.1 | | Elect or Ratify Emilio F. Azcarraga Jean as Chairman of Executive Committee | | For | | For | | Management |
10.2 | | Elect or Ratify Alfonso de Angoitia Noriega of Executive Committee | | For | | For | | Management |
10.3 | | Elect or Ratify Bernando Gomez Martinez of Executive Committee | | For | | For | | Management |
10.4 | | Elect or Ratify Ricardo Maldonado Yanez as Secretary (Non-Member) of Executive Committee | | For | | For | | Management |
11.1 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Chairman of Audit Committee | | For | | For | | Management |
11.2 | | Elect or Ratify Jose Luis Fernandez Fernandez as Member of Audit Committee | | For | | For | | Management |
11.3 | | Elect or Ratify Francisco Jose Chevez Robelo as Member of Audit Committee | | For | | For | | Management |
12.1 | | Elect or Ratify Jose Luis Fernandez Fernandez as Chairman of Corporate Practices Committee | | For | | For | | Management |
12.2 | | Elect or Ratify Eduardo Tricio Haro as Member of Corporate Practices Committee | | For | | For | | Management |
12.3 | | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Member of Corporate Practices Committee | | For | | For | | Management |
13 | | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | | For | | Against | | Management |
14 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
1 | | Amend Article 4 Re: Corporate Purpose | | For | | For | | Management |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 15
HANG LUNG GROUP, LTD.
| | | | | | |
Ticker: | | 10 | | Security ID: | | Y30148111 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3a | | Elect Simon Sik On Ip as Director | | For | | For | | Management |
3b | | Elect Ronnie Chichung Chan as Director | | For | | For | | Management |
3c | | Elect Weber Wai Pak Lo as Director | | For | | For | | Management |
3d | | Elect Kenneth Ka Kui Chiu as Director | | For | | For | | Management |
3e | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Management |
4 | | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | For | | Management |
7 | | Authorize Reissuance of Repurchased Shares | | For | | For | | Management |
8 | | Adopt New Share Option Scheme | | For | | For | | Management |
9 | | Adopt New Articles of Association | | For | | For | | Management |
HOLCIM, LTD.
| | | | | | |
Ticker: | | HOLN | | Security ID: | | H3816Q102 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
1.2 | | Approve Remuneration Report | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3.1 | | Approve Allocation of Income | | For | | For | | Management |
3.2 | | Approve Dividends of CHF 2.20 per Share from Capital Contribution Reserves | | For | | For | | Management |
4.1.1 | | Re-elect Beat Hess as Director and Board Chair | | For | | For | | Management |
4.1.2 | | Re-elect Philippe Block as Director | | For | | For | | Management |
4.1.3 | | Re-elect Kim Fausing as Director | | For | | For | | Management |
4.1.4 | | Re-elect Jan Jenisch as Director | | For | | For | | Management |
4.1.5 | | Re-elect Naina Kidwai as Director | | For | | For | | Management |
4.1.6 | | Re-elect Patrick Kron as Director | | For | | For | | Management |
4.1.7 | | Re-elect Juerg Oleas as Director | | For | | For | | Management |
4.1.8 | | Re-elect Claudia Ramirez as Director | | For | | For | | Management |
4.1.9 | | Re-elect Hanne Sorensen as Director | | For | | For | | Management |
4.2.1 | | Elect Leanne Geale as Director | | For | | For | | Management |
4.2.2 | | Elect Ilias Laeber as Director | | For | | For | | Management |
4.3.1 | | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.3.2 | | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.4.1 | | Appoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.4.2 | | Appoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee | | For | | For | | Management |
4.5.1 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
4.5.2 | | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | | For | | For | | Management |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 5 Million | | For | | For | | Management |
5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | | For | | For | | Management |
6 | | Approve Climate Report | | For | | For | | Management |
7 | | Transact Other Business (Voting) | | For | | Against | | Management |
Page 16
HONDA MOTOR CO., LTD.
| | | | | | |
Ticker: | | 7267 | | Security ID: | | J22302111 |
Meeting Date: | | JUN 22, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Kuraishi, Seiji | | For | | For | | Management |
1.2 | | Elect Director Mibe, Toshihiro | | For | | For | | Management |
1.3 | | Elect Director Takeuchi, Kohei | | For | | For | | Management |
1.4 | | Elect Director Aoyama, Shinji | | For | | For | | Management |
1.5 | | Elect Director Suzuki, Asako | | For | | For | | Management |
1.6 | | Elect Director Suzuki, Masafumi | | For | | For | | Management |
1.7 | | Elect Director Sakai, Kunihiko | | For | | For | | Management |
1.8 | | Elect Director Kokubu, Fumiya | | For | | For | | Management |
1.9 | | Elect Director Ogawa, Yoichiro | | For | | For | | Management |
1.10 | | Elect Director Higashi, Kazuhiro | | For | | For | | Management |
1.11 | | Elect Director Nagata, Ryoko | | For | | For | | Management |
ICICI BANK, LTD.
| | | | | | |
Ticker: | | 532174 | | Security ID: | | Y3860Z132 |
Meeting Date: | | AUG 20, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 13, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Dividend | | For | | For | | Management |
3 | | Re-elect Sandeep Bakhshi as Director | | For | | For | | Management |
4 | | Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
5 | | Approve Khimji Kunverji & Co LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
6 | | Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director and Chief Executive Officer | | For | | For | | Management |
7 | | Approve Revision in the Remuneration of Vishakha Mulye as Executive Director | | For | | For | | Management |
8 | | Approve Revision in the Remuneration of Sandeep Batra as Executive Director | | For | | For | | Management |
9 | | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | | For | | For | | Management |
10 | | Approve Reappointment and Remuneration of Anup Bagchi as Whole Time Director Designated as Executive Director | | For | | For | | Management |
11 | | Approve Payment of Remuneration to Non-Executive Directors (other than Part-Time Chairman and the Director Nominated by the Government of India) | | For | | For | | Management |
Page 17
ICICI BANK, LTD.
| | | | | | |
Ticker: | | 532174 | | Security ID: | | Y3860Z132 |
Meeting Date: | | MAR 27, 2022 | | Meeting Type: | | Special |
Record Date: | | FEB 18, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Elect Vibha Paul Rishi as Director | | For | | For | | Management |
2 | | Approve Material Related Party Transactions for Current Account Deposits | | For | | For | | Management |
3 | | Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties | | For | | For | | Management |
4 | | Approve Material Related Party Transactions for Sale of Securities to Related Parties | | For | | For | | Management |
5 | | Approve Material Related Party Transactions or Fund Based or Non-Fund Based Credit Facilities | | For | | For | | Management |
6 | | Approve Material Related Party Transactions for Undertaking Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions | | For | | For | | Management |
7 | | Approve Material Related Party Transactions of Reverse Repurchase and Other Permitted Short-Term Lending Transactions | | For | | For | | Management |
8 | | Approve Material Related Party Transactions for Availing Manpower Services for Certain Functions/Activities of the Bank from Related Party | | For | | For | | Management |
IMPERIAL BRANDS PLC
| | | | | | |
Ticker: | | IMB | | Security ID: | | G4720C107 |
Meeting Date: | | FEB 02, 2022 | | Meeting Type: | | Annual |
Record Date: | | JAN 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Final Dividend | | For | | For | | Management |
4 | | Re-elect Stefan Bomhard as Director | | For | | For | | Management |
5 | | Re-elect Susan Clark as Director | | For | | For | | Management |
6 | | Elect Ngozi Edozien as Director | | For | | For | | Management |
7 | | Re-elect Therese Esperdy as Director | | For | | For | | Management |
8 | | Re-elect Alan Johnson as Director | | For | | For | | Management |
9 | | Re-elect Robert Kunze-Concewitz as Director | | For | | For | | Management |
10 | | Re-elect Simon Langelier as Director | | For | | For | | Management |
11 | | Elect Lukas Paravicini as Director | | For | | For | | Management |
12 | | Elect Diane de Saint Victor as Director | | For | | For | | Management |
13 | | Re-elect Jonathan Stanton as Director | | For | | For | | Management |
14 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Management |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
16 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
17 | | Authorise Issue of Equity | | For | | For | | Management |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
Page 18
ITAU UNIBANCO HOLDING SA
| | | | | | |
Ticker: | | ITUB4 | | Security ID: | | P5968U113 |
Meeting Date: | | APR 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | None | | Against | | Management |
2 | | Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder | | None | | For | | Shareholder |
JOHNSON CONTROLS INTERNATIONAL PLC
| | | | | | |
Ticker: | | JCI | | Security ID: | | G51502105 |
Meeting Date: | | MAR 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Jean Blackwell | | For | | For | | Management |
1b | | Elect Director Pierre Cohade | | For | | For | | Management |
1c | | Elect Director Michael E. Daniels | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director Gretchen R. Haggerty | | For | | For | | Management |
1f | | Elect Director Simone Menne | | For | | For | | Management |
1g | | Elect Director George R. Oliver | | For | | For | | Management |
1h | | Elect Director Jurgen Tinggren | | For | | For | | Management |
1i | | Elect Director Mark Vergnano | | For | | For | | Management |
1j | | Elect Director R. David Yost | | For | | For | | Management |
1k | | Elect Director John D. Young | | For | | For | | Management |
2a | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
2b | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
3 | | Authorize Market Purchases of Company Shares | | For | | For | | Management |
4 | | Determine Price Range for Reissuance of Treasury Shares | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Approve the Directors’ Authority to Allot Shares | | For | | For | | Management |
7 | | Approve the Disapplication of Statutory Pre-Emption Rights | | For | | For | | Management |
Page 19
KYOCERA CORP.
| | | | | | |
Ticker: | | 6971 | | Security ID: | | J37479110 |
Meeting Date: | | JUN 28, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For | | Management |
2 | | Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet - Allow Virtual Only Shareholder Meetings | | For | | For | | Management |
3 | | Appoint Statutory Auditor Nishimura, Yushi | | For | | For | | Management |
4 | | Appoint Alternate Statutory Auditor Kida, Minoru | | For | | For | | Management |
LIBERTY GLOBAL PLC
| | | | | | |
Ticker: | | LBTYA | | Security ID: | | G5480U104 |
Meeting Date: | | JUN 15, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Elect Director Andrew J. Cole | | For | | For | | Management |
2 | | Elect Director Marisa D. Drew | | For | | For | | Management |
3 | | Elect Director Richard R. Green | | For | | For | | Management |
4 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
5 | | Approve Remuneration Report | | For | | For | | Management |
6 | | Ratify KPMG LLP (U.S.) as Auditors | | For | | For | | Management |
7 | | Ratify KPMG LLP (U.K.) as Auditors | | For | | For | | Management |
8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
10 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
11 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
Page 20
LINDE PLC
| | | | | | |
Ticker: | | LIN | | Security ID: | | G5494J103 |
Meeting Date: | | JUL 26, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 24, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Wolfgang H. Reitzle | | For | | For | | Management |
1b | | Elect Director Stephen F. Angel | | For | | For | | Management |
1c | | Elect Director Ann-Kristin Achleitner | | For | | For | | Management |
1d | | Elect Director Clemens A. H. Borsig | | For | | For | | Management |
1e | | Elect Director Nance K. Dicciani | | For | | For | | Management |
1f | | Elect Director Thomas Enders | | For | | For | | Management |
1g | | Elect Director Franz Fehrenbach | | For | | For | | Management |
1h | | Elect Director Edward G. Galante | | For | | For | | Management |
1i | | Elect Director Larry D. McVay | | For | | For | | Management |
1j | | Elect Director Victoria E. Ossadnik | | For | | For | | Management |
1k | | Elect Director Martin H. Richenhagen | | For | | For | | Management |
1l | | Elect Director Robert L. Wood | | For | | For | | Management |
2a | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
2b | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Remuneration Policy | | For | | For | | Management |
5 | | Approve Remuneration Report | | For | | For | | Management |
6 | | Approve Omnibus Stock Plan | | For | | For | | Management |
7 | | Determine Price Range for Reissuance of Treasury Shares | | For | | For | | Management |
MAGNIT PJSC
| | | | | | |
Ticker: | | MGNT | | Security ID: | | X51729105 |
Meeting Date: | | SEP 09, 2021 | | Meeting Type: | | Special |
Record Date: | | JUL 19, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Early Termination of Powers of Board of Directors | | For | | For | | Management |
2.1 | | Elect Naira Adamian as Director | | None | | For | | Management |
2.2 | | Elect Pierre-Laurent Wetli as Director | | None | | For | | Management |
2.3 | | Elect Aleksandr Vinokurov as Director | | None | | Against | | Management |
2.4 | | Elect Timothy Demchenko as Director | | None | | Against | | Management |
2.5 | | Elect Dmitrii Dorofeev as Director | | None | | For | | Management |
2.6 | | Elect Jan Gezinus Dunning as Director | | None | | Against | | Management |
2.7 | | Elect Sergei Zakharov as Director | | None | | Against | | Management |
2.8 | | Elect Hans Walter Koch as Director | | None | | For | | Management |
2.9 | | Elect Karina Audrey Litvack as Director | | None | | For | | Management |
2.10 | | Elect Aleksei Makhnev as Director | | None | | Against | | Management |
2.11 | | Elect Gregor William Mowat as Director | | None | | For | | Management |
2.12 | | Elect Charles Emmitt Ryan as Director | | None | | For | | Management |
2.13 | | Elect Vsevolod Rozanov as Director | | None | | For | | Management |
2.14 | | Elect James Pat Simmons as Director | | None | | For | | Management |
Page 21
MAGNIT PJSC
| | | | | | |
Ticker: | | MGNT | | Security ID: | | X51729105 |
Meeting Date: | | DEC 16, 2021 | | Meeting Type: | | Special |
Record Date: | | NOV 22, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Interim Dividends of RUB 294. 37 per Share for First Nine Months of Fiscal 2021 | | For | | For | | Management |
MICRO FOCUS INTERNATIONAL PLC
| | | | | | |
Ticker: | | MCRO | | Security ID: | | G6117L194 |
Meeting Date: | | MAR 30, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3 | | Approve Remuneration Report | | For | | For | | Management |
4 | | Elect Matt Ashley as Director | | For | | For | | Management |
5 | | Elect Pauline Campbell as Director | | For | | For | | Management |
6 | | Re-elect Greg Lock as Director | | For | | For | | Management |
7 | | Re-elect Stephen Murdoch as Director | | For | | For | | Management |
8 | | Re-elect Richard Atkins as Director | | For | | For | | Management |
9 | | Re-elect Amanda Brown as Director | | For | | For | | Management |
10 | | Re-elect Lawton Fitt as Director | | For | | For | | Management |
11 | | Re-elect Robert Youngjohns as Director | | For | | For | | Management |
12 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
14 | | Authorise Issue of Equity | | For | | For | | Management |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
16 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
17 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
18 | | Adopt New Articles of Association | | For | | For | | Management |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
Page 22
MILLICOM INTERNATIONAL CELLULAR SA
| | | | | | |
Ticker: | | TIGO | | Security ID: | | L6388F128 |
Meeting Date: | | FEB 28, 2022 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | FEB 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Appoint Chairman, Scrutineer and Secretary of Meeting | | For | | For | | Management |
2 | | Increase Authorized Share Capital and Amend Articles of Association | | For | | For | | Management |
3 | | Receive and Approve Directors’ Special Report Re: Authorized Share Capital Increase | | For | | For | | Management |
MILLICOM INTERNATIONAL CELLULAR SA
| | | | | | |
Ticker: | | TIGO | | Security ID: | | L6388F128 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 20, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | | For | | For | | Management |
2 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Discharge of Directors | | For | | For | | Management |
6 | | Fix Number of Directors at Nine | | For | | For | | Management |
7 | | Re-elect Jose Antonio Rios Garcia as Director | | For | | For | | Management |
8 | | Re-elect Pernille Erenbjerg as Director | | For | | For | | Management |
9 | | Re-elect Odilon Almeida as Director | | For | | For | | Management |
10 | | Re-elect Bruce Churchill as Director | | For | | For | | Management |
11 | | Re-elect Mauricio Ramos as Director | | For | | For | | Management |
12 | | Re-elect James Thompson as Director | | For | | For | | Management |
13 | | Re-elect Mercedes Johnson as Director | | For | | For | | Management |
14 | | Re-elect Lars-Johan Jarnheimer as Director | | For | | For | | Management |
15 | | Elect Tomas Eliasson as Director | | For | | For | | Management |
16 | | Re-elect Jose Antonio Rios Garcia as Board Chairman | | For | | For | | Management |
17 | | Approve Remuneration of Directors | | For | | For | | Management |
18 | | Approve Ernst & Young S.A., Luxembourg as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
19 | | Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee | | For | | For | | Management |
20 | | Approve Share Repurchase Plan | | For | | For | | Management |
21 | | Approve Remuneration Report | | For | | For | | Management |
22 | | Approve Senior Management Remuneration Policy | | For | | For | | Management |
23 | | Approve Share-Based Incentive Plans | | For | | For | | Management |
Page 23
MITSUBISHI CHEMICAL HOLDINGS CORP.
| | | | | | |
Ticker: | | 4188 | | Security ID: | | J44046100 |
Meeting Date: | | JUN 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Change Company Name - Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Jean-Marc Gilson | | For | | For | | Management |
2.2 | | Elect Director Fujiwara, Ken | | For | | For | | Management |
2.3 | | Elect Director Glenn H. Fredrickson | | For | | For | | Management |
2.4 | | Elect Director Katayama, Hiroshi | | For | | For | | Management |
2.5 | | Elect Director Hashimoto, Takayuki | | For | | For | | Management |
2.6 | | Elect Director Hodo, Chikatomo | | For | | For | | Management |
2.7 | | Elect Director Kikuchi, Kiyomi | | For | | For | | Management |
2.8 | | Elect Director Yamada, Tatsumi | | For | | For | | Management |
2.9 | | Elect Director Masai, Takako | | For | | For | | Management |
MITSUBISHI ELECTRIC CORP.
| | | | | | |
Ticker: | | 6503 | | Security ID: | | J43873116 |
Meeting Date: | | JUN 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Yabunaka, Mitoji | | For | | For | | Management |
2.2 | | Elect Director Obayashi, Hiroshi | | For | | For | | Management |
2.3 | | Elect Director Watanabe, Kazunori | | For | | For | | Management |
2.4 | | Elect Director Koide, Hiroko | | For | | For | | Management |
2.5 | | Elect Director Oyamada, Takashi | | For | | For | | Management |
2.6 | | Elect Director Kosaka, Tatsuro | | For | | For | | Management |
2.7 | | Elect Director Yanagi, Hiroyuki | | For | | For | | Management |
2.8 | | Elect Director Uruma, Kei | | For | | For | | Management |
2.9 | | Elect Director Kawagoishi, Tadashi | | For | | For | | Management |
2.10 | | Elect Director Masuda, Kuniaki | | For | | For | | Management |
2.11 | | Elect Director Nagasawa, Jun | | For | | For | | Management |
2.12 | | Elect Director Kaga, Kunihiko | | For | | For | | Management |
Page 24
MITSUBISHI UFJ FINANCIAL GROUP, INC.
| | | | | | |
Ticker: | | 8306 | | Security ID: | | J44497105 |
Meeting Date: | | JUN 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 14.5 | | For | | For | | Management |
2 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
3.1 | | Elect Director Fujii, Mariko | | For | | For | | Management |
3.2 | | Elect Director Honda, Keiko | | For | | For | | Management |
3.3 | | Elect Director Kato, Kaoru | | For | | For | | Management |
3.4 | | Elect Director Kuwabara, Satoko | | For | | For | | Management |
3.5 | | Elect Director Toby S. Myerson | | For | | For | | Management |
3.6 | | Elect Director Nomoto, Hirofumi | | For | | For | | Management |
3.7 | | Elect Director Shingai, Yasushi | | For | | For | | Management |
3.8 | | Elect Director Tsuji, Koichi | | For | | For | | Management |
3.9 | | Elect Director Tarisa Watanagase | | For | | For | | Management |
3.10 | | Elect Director Ogura, Ritsuo | | For | | For | | Management |
3.11 | | Elect Director Miyanaga, Kenichi | | For | | For | | Management |
3.12 | | Elect Director Mike, Kanetsugu | | For | | For | | Management |
3.13 | | Elect Director Kamezawa, Hironori | | For | | For | | Management |
3.14 | | Elect Director Nagashima, Iwao | | For | | For | | Management |
3.15 | | Elect Director Hanzawa, Junichi | | For | | For | | Management |
3.16 | | Elect Director Kobayashi, Makoto | | For | | For | | Management |
4 | | Amend Articles to Prohibit Loans to Companies Which Show Disregard for Personal Information | | Against | | Against | | Shareholder |
5 | | Amend Articles to Prohibit Loans to Companies Involved in Defamation | | Against | | Against | | Shareholder |
6 | | Amend Articles to Introduce Provision Concerning Learning from System Failures at Mizuho Financial Group | | Against | | Against | | Shareholder |
MURATA MANUFACTURING CO., LTD.
| | | | | | |
Ticker: | | 6981 | | Security ID: | | J46840104 |
Meeting Date: | | JUN 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 70 | | For | | For | | Management |
2 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet - Amend Provisions on Number of Directors | | For | | For | | Management |
3.1 | | Elect Director Murata, Tsuneo | | For | | For | | Management |
3.2 | | Elect Director Nakajima, Norio | | For | | For | | Management |
3.3 | | Elect Director Iwatsubo, Hiroshi | | For | | For | | Management |
3.4 | | Elect Director Minamide, Masanori | | For | | For | | Management |
3.5 | | Elect Director Yasuda, Yuko | | For | | For | | Management |
3.6 | | Elect Director Nishijima, Takashi | | For | | For | | Management |
4.1 | | Elect Director and Audit Committee Member Ozawa, Yoshiro | | For | | For | | Management |
4.2 | | Elect Director and Audit Committee Member Kambayashi, Hiyo | | For | | For | | Management |
4.3 | | Elect Director and Audit Committee Member Yamamoto, Takatoshi | | For | | For | | Management |
4.4 | | Elect Director and Audit Committee Member Munakata, Naoko | | For | | For | | Management |
Page 25
NASPERS, LTD.
| | | | | | |
Ticker: | | NPN | | Security ID: | | S53435103 |
Meeting Date: | | AUG 25, 2021 | | Meeting Type: | | Annual |
Record Date: | | AUG 13, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2021 | | For | | For | | Management |
2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Management |
3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | | For | | For | | Management |
4 | | Elect Angelien Kemna as Director | | For | | For | | Management |
5.1 | | Re-elect Hendrik du Toit as Director | | For | | For | | Management |
5.2 | | Re-elect Craig Enenstein as Director | | For | | For | | Management |
5.3 | | Re-elect Nolo Letele as Director | | For | | For | | Management |
5.4 | | Re-elect Roberto Oliveira de Lima as Director | | For | | For | | Management |
5.5 | | Re-elect Ben van der Ross as Director | | For | | For | | Management |
6.1 | | Re-elect Manisha Girotra as Member of the Audit Committee | | For | | For | | Management |
6.2 | | Elect Angelien Kemna as Member of the Audit Committee | | For | | For | | Management |
6.3 | | Re-elect Steve Pacak as Member of the Audit Committee | | For | | For | | Management |
7 | | Approve Remuneration Policy | | For | | For | | Management |
8 | | Approve Implementation of the Remuneration Policy | | For | | For | | Management |
9 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Management |
10 | | Authorise Board to Issue Shares for Cash | | For | | For | | Management |
11 | | Authorise Ratification of Approved Resolutions | | For | | For | | Management |
1.1 | | Approve Fees of the Board Chairman | | For | | For | | Management |
1.2 | | Approve Fees of the Board Member | | For | | For | | Management |
1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Management |
1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Management |
1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Management |
1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Management |
1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Management |
1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Management |
1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Management |
1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Management |
1.11 | | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | | For | | For | | Management |
1.12 | | Approve Fees of the Social, Ethics and Sustainability Committee Member | | For | | For | | Management |
1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Management |
2 | | Approve Financial Assistance in Terms of Section 44 of the Companies Act | | For | | For | | Management |
3 | | Approve Financial Assistance in Terms of Section 45 of the Companies Act | | For | | For | | Management |
4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Management |
5 | | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | | For | | For | | Management |
6 | | Authorise Repurchase of A Ordinary Shares | | For | | For | | Management |
NETEASE, INC.
| | | | | | |
Ticker: | | 9999 | | Security ID: | | 64110W102 |
Meeting Date: | | JUN 16, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 17, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect William Lei Ding as Director | | For | | For | | Management |
1b | | Elect Alice Yu-Fen Cheng as Director | | For | | For | | Management |
1c | | Elect Joseph Tze Kay Tong as Director | | For | | For | | Management |
1d | | Elect Lun Feng as Director | | For | | For | | Management |
1e | | Elect Michael Man Kit Leung as Director | | For | | For | | Management |
2 | | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | | For | | For | | Management |
Page 26
NIDEC CORP.
| | | | | | |
Ticker: | | 6594 | | Security ID: | | J52968104 |
Meeting Date: | | JUN 17, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Change Company Name - Clarify Director Authority on Shareholder Meetings - Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Nagamori, Shigenobu | | For | | For | | Management |
2.2 | | Elect Director Kobe, Hiroshi | | For | | For | | Management |
2.3 | | Elect Director Seki, Jun | | For | | For | | Management |
2.4 | | Elect Director Sato, Shinichi | | For | | For | | Management |
2.5 | | Elect Director Komatsu, Yayoi | | For | | For | | Management |
2.6 | | Elect Director Sakai, Takako | | For | | For | | Management |
3.1 | | Elect Director and Audit Committee Member Murakami, Kazuya | | For | | For | | Management |
3.2 | | Elect Director and Audit Committee Member Ochiai, Hiroyuki | | For | | For | | Management |
3.3 | | Elect Director and Audit Committee Member Nakane, Takeshi | | For | | For | | Management |
3.4 | | Elect Director and Audit Committee Member Yamada, Aya | | For | | For | | Management |
3.5 | | Elect Director and Audit Committee Member Akamatsu, Tamame | | For | | For | | Management |
4 | | Elect Alternate Director and Audit Committee Member Watanabe, Junko | | For | | For | | Management |
NOVARTIS AG
| | | | | | |
Ticker: | | NOVN | | Security ID: | | H5820Q150 |
Meeting Date: | | MAR 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of CHF 3.10 per Share | | For | | For | | Management |
4 | | Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
5 | | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | For | | For | | Management |
6.1 | | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | | For | | For | | Management |
6.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | | For | | For | | Management |
6.3 | | Approve Remuneration Report | | For | | For | | Management |
7.1 | | Re-elect Joerg Reinhardt as Director and Board Chairman | | For | | For | | Management |
7.2 | | Re-elect Nancy Andrews as Director | | For | | For | | Management |
7.3 | | Re-elect Ton Buechner as Director | | For | | For | | Management |
7.4 | | Re-elect Patrice Bula as Director | | For | | For | | Management |
7.5 | | Re-elect Elizabeth Doherty as Director | | For | | For | | Management |
7.6 | | Re-elect Bridgette Heller as Director | | For | | For | | Management |
7.7 | | Re-elect Frans van Houten as Director | | For | | For | | Management |
7.8 | | Re-elect Simon Moroney as Director | | For | | For | | Management |
7.9 | | Re-elect Andreas von Planta as Director | | For | | For | | Management |
7.10 | | Re-elect Charles Sawyers as Director | | For | | For | | Management |
7.11 | | Re-elect William Winters as Director | | For | | For | | Management |
7.12 | | Elect Ana de Pro Gonzalo as Director | | For | | For | | Management |
7.13 | | Elect Daniel Hochstrasser as Director | | For | | For | | Management |
8.1 | | Reappoint Patrice Bula as Member of the Compensation Committee | | For | | For | | Management |
8.2 | | Reappoint Bridgette Heller as Member of the Compensation Committee | | For | | For | | Management |
8.3 | | Reappoint Simon Moroney as Member of the Compensation Committee | | For | | For | | Management |
8.4 | | Reappoint William Winters as Member of the Compensation Committee | | For | | For | | Management |
9 | | Ratify KPMG AG as Auditors | | For | | For | | Management |
10 | | Designate Peter Zahn as Independent Proxy | | For | | For | | Management |
11 | | Transact Other Business (Voting) | | For | | Against | | Management |
Page 27
NUTRIEN, LTD.
| | | | | | |
Ticker: | | NTR | | Security ID: | | 67077M108 |
Meeting Date: | | MAY 17, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Christopher M. Burley | | For | | For | | Management |
1.2 | | Elect Director Maura J. Clark | | For | | For | | Management |
1.3 | | Elect Director Russell K. Girling | | For | | For | | Management |
1.4 | | Elect Director Michael J. Hennigan | | For | | For | | Management |
1.5 | | Elect Director Miranda C. Hubbs | | For | | For | | Management |
1.6 | | Elect Director Raj S. Kushwaha | | For | | For | | Management |
1.7 | | Elect Director Alice D. Laberge | | For | | For | | Management |
1.8 | | Elect Director Consuelo E. Madere | | For | | For | | Management |
1.9 | | Elect Director Keith G. Martell | | For | | For | | Management |
1.10 | | Elect Director Aaron W. Regent | | For | | For | | Management |
1.11 | | Elect Director Nelson L. C. Silva | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
OLYMPUS CORP.
| | | | | | |
Ticker: | | 7733 | | Security ID: | | J61240107 |
Meeting Date: | | JUN 24, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
2.1 | | Elect Director Takeuchi, Yasuo | | For | | For | | Management |
2.2 | | Elect Director Fujita, Sumitaka | | For | | For | | Management |
2.3 | | Elect Director Iwamura, Tetsuo | | For | | For | | Management |
2.4 | | Elect Director Masuda, Yasumasa | | For | | For | | Management |
2.5 | | Elect Director David Robert Hale | | For | | For | | Management |
2.6 | | Elect Director Jimmy C. Beasley | | For | | For | | Management |
2.7 | | Elect Director Ichikawa, Sachiko | | For | | For | | Management |
2.8 | | Elect Director Shingai, Yasushi | | For | | For | | Management |
2.9 | | Elect Director Kan Kohei | | For | | For | | Management |
2.10 | | Elect Director Gary John Pruden | | For | | For | | Management |
2.11 | | Elect Director Stefan Kaufmann | | For | | For | | Management |
2.12 | | Elect Director Koga, Nobuyuki | | For | | For | | Management |
Page 28
OVINTIV, INC.
| | | | | | |
Ticker: | | OVV | | Security ID: | | 69047Q102 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Peter A. Dea | | For | | For | | Management |
1b | | Elect Director Meg A. Gentle | | For | | For | | Management |
1c | | Elect Director Howard J. Mayson | | For | | For | | Management |
1d | | Elect Director Brendan M. McCracken | | For | | For | | Management |
1e | | Elect Director Lee A. McIntire | | For | | For | | Management |
1f | | Elect Director Katherine L. Minyard | | For | | For | | Management |
1g | | Elect Director Steven W. Nance | | For | | For | | Management |
1h | | Elect Director Suzanne P. Nimocks | | For | | For | | Management |
1i | | Elect Director George L. Pita | | For | | For | | Management |
1j | | Elect Director Thomas G. Ricks | | For | | For | | Management |
1k | | Elect Director Brian G. Shaw | | For | | For | | Management |
1l | | Elect Director Bruce G. Waterman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
PROSUS NV
| | | | | | |
Ticker: | | PRX | | Security ID: | | N7163R103 |
Meeting Date: | | JUL 09, 2021 | | Meeting Type: | | Special |
Record Date: | | JUN 11, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Proposed Transaction | | For | | For | | Management |
2 | | Close Meeting (Non-Voting) | | None | | None | | Management |
Page 29
PROSUS NV
| | | | | | |
Ticker: | | PRX | | Security ID: | | N7163R103 |
Meeting Date: | | AUG 24, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 27, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Receive Report of Management Board (Non-Voting) | | None | | None | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Adopt Financial Statements | | For | | For | | Management |
4 | | Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2021 | | For | | For | | Management |
5 | | Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2022 and Onwards | | For | | For | | Management |
6 | | Approve Discharge of Executive Directors | | For | | For | | Management |
7 | | Approve Discharge of Non-Executive Directors | | For | | For | | Management |
8 | | Approve Remuneration Policy for Executive and Non-Executive Directors | | For | | For | | Management |
9 | | Elect Angelien Kemna as Non-Executive Director | | For | | For | | Management |
10.1 | | Re-elect Hendrik du Toit as Non-Executive Director | | For | | For | | Management |
10.2 | | Re-elect Craig Enenstein as Non-Executive Director | | For | | For | | Management |
10.3 | | Re-elect Nolo Letele as Non-Executive Director | | For | | For | | Management |
10.4 | | Re-elect Roberto Oliveira de Lima as Non-Executive Director | | For | | For | | Management |
11 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For | | Management |
12 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights | | For | | For | | Management |
13 | | Authorize Repurchase of Shares | | For | | For | | Management |
14 | | Approve Reduction in Share Capital through Cancellation of Shares | | For | | For | | Management |
15 | | Close Meeting (Non-Voting) | | None | | None | | Management |
PRUDENTIAL PLC
| | | | | | |
Ticker: | | PRU | | Security ID: | | G72899100 |
Meeting Date: | | AUG 27, 2021 | | Meeting Type: | | Special |
Record Date: | | AUG 25, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Matters Relating to the Demerger of the Jackson Group from the Prudential Group | | For | | For | | Management |
Page 30
PRUDENTIAL PLC
| | | | | | |
Ticker: | | PRU | | Security ID: | | G72899100 |
Meeting Date: | | MAY 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 24, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Elect George Sartorel as Director | | For | | For | | Management |
4 | | Re-elect Shriti Vadera as Director | | For | | For | | Management |
5 | | Re-elect Jeremy Anderson as Director | | For | | For | | Management |
6 | | Re-elect Mark Fitzpatrick as Director | | For | | For | | Management |
7 | | Re-elect Chua Sock Koong as Director | | For | | For | | Management |
8 | | Re-elect David Law as Director | | For | | For | | Management |
9 | | Re-elect Ming Lu as Director | | For | | For | | Management |
10 | | Re-elect Philip Remnant as Director | | For | | For | | Management |
11 | | Re-elect James Turner as Director | | For | | For | | Management |
12 | | Re-elect Thomas Watjen as Director | | For | | For | | Management |
13 | | Re-elect Jeanette Wong as Director | | For | | For | | Management |
14 | | Re-elect Amy Yip as Director | | For | | For | | Management |
15 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
18 | | Authorise Issue of Equity | | For | | For | | Management |
19 | | Authorise Issue of Equity to Include Repurchased Shares | | For | | For | | Management |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
21 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
22 | | Approve International Savings-Related Share Option Scheme for Non-Employees | | For | | For | | Management |
23 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
SANOFI
| | | | | | |
Ticker: | | SAN | | Security ID: | | F5548N101 |
Meeting Date: | | MAY 03, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | APR 29, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 3.33 per Share | | For | | For | | Management |
4 | | Re-elect Paul Hudson as Director | | For | | For | | Management |
5 | | Re-elect Christophe Babule as Director | | For | | For | | Management |
6 | | Re-elect Patrick Kron as Director | | For | | For | | Management |
7 | | Re-elect Gilles Schnepp as Director | | For | | For | | Management |
8 | | Elect Carole Ferrand as Director | | For | | For | | Management |
9 | | Elect Emile Voest as Director | | For | | For | | Management |
10 | | Elect Antoine Yver as Director | | For | | For | | Management |
11 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
12 | | Approve Compensation of Serge Weinberg, Chairman of the Board | | For | | For | | Management |
13 | | Approve Compensation of Paul Hudson, CEO | | For | | For | | Management |
14 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
15 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Management |
16 | | Approve Remuneration Policy of CEO | | For | | For | | Management |
17 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
18 | | Amend Article 25 of Bylaws Re: Dividends | | For | | For | | Management |
19 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 31
SCHLUMBERGER NV
| | | | | | |
Ticker: | | SLB | | Security ID: | | 806857108 |
Meeting Date: | | APR 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 09, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Peter Coleman | | For | | For | | Management |
1.2 | | Elect Director Patrick de La Chevardiere | | For | | For | | Management |
1.3 | | Elect Director Miguel Galuccio | | For | | For | | Management |
1.4 | | Elect Director Olivier Le Peuch | | For | | For | | Management |
1.5 | | Elect Director Samuel Leupold | | For | | For | | Management |
1.6 | | Elect Director Tatiana Mitrova | | For | | For | | Management |
1.7 | | Elect Director Maria Moraeus Hanssen | | For | | For | | Management |
1.8 | | Elect Director Vanitha Narayanan | | For | | For | | Management |
1.9 | | Elect Director Mark Papa | | For | | For | | Management |
1.10 | | Elect Director Jeff Sheets | | For | | For | | Management |
1.11 | | Elect Director Ulrich Spiesshofer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Adopt and Approve Financials and Dividends | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
SCHNEIDER ELECTRIC SE
| | | | | | |
Ticker: | | SU | | Security ID: | | F86921107 |
Meeting Date: | | MAY 05, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 03, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 2.90 per Share | | For | | For | | Management |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For | | Management |
5 | | Renew Appointment of Mazars as Auditor | | For | | For | | Management |
6 | | Appoint PricewaterhouseCoopers Audit as Auditor | | For | | For | | Management |
7 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
8 | | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | For | | For | | Management |
9 | | Approve Remuneration Policy of Chairman and CEO | | For | | For | | Management |
10 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
11 | | Re-elect Linda Knoll as Director | | For | | For | | Management |
12 | | Re-elect Anders Runevad as Director | | For | | For | | Management |
13 | | Elect Nivedita Krishnamurthy (Nive) Bhagat as Director | | For | | For | | Management |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
15 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | For | | Management |
16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Management |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | For | | For | | Management |
18 | | Approve Merger by Absorption of IGE+XAO by Schneider | | For | | For | | Management |
19 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 32
SEVEN & I HOLDINGS CO., LTD.
| | | | | | |
Ticker: | | 3382 | | Security ID: | | J7165H108 |
Meeting Date: | | MAY 26, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 52 | | For | | For | | Management |
2 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
3.1 | | Elect Director Isaka, Ryuichi | | For | | For | | Management |
3.2 | | Elect Director Goto, Katsuhiro | | For | | For | | Management |
3.3 | | Elect Director Ito, Junro | | For | | For | | Management |
3.4 | | Elect Director Maruyama, Yoshimichi | | For | | For | | Management |
3.5 | | Elect Director Nagamatsu, Fumihiko | | For | | For | | Management |
3.6 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
3.7 | | Elect Director Ito, Kunio | | For | | For | | Management |
3.8 | | Elect Director Yonemura, Toshiro | | For | | For | | Management |
3.9 | | Elect Director Higashi, Tetsuro | | For | | For | | Management |
3.10 | | Elect Director Izawa, Yoshiyuki | | For | | For | | Management |
3.11 | | Elect Director Yamada, Meyumi | | For | | For | | Management |
3.12 | | Elect Director Jenifer Simms Rogers | | For | | For | | Management |
3.13 | | Elect Director Paul Yonamine | | For | | For | | Management |
3.14 | | Elect Director Stephen Hayes Dacus | | For | | For | | Management |
3.15 | | Elect Director Elizabeth Miin Meyerdirk | | For | | For | | Management |
4.1 | | Appoint Statutory Auditor Teshima, Nobutomo | | For | | For | | Management |
4.2 | | Appoint Statutory Auditor Hara, Kazuhiro | | For | | For | | Management |
4.3 | | Appoint Statutory Auditor Inamasu, Mitsuko | | For | | For | | Management |
5 | | Approve Trust-Type Equity Compensation Plan | | For | | For | | Management |
SMITHS GROUP PLC
| | | | | | |
Ticker: | | SMIN | | Security ID: | | G82401111 |
Meeting Date: | | SEP 17, 2021 | | Meeting Type: | | Special |
Record Date: | | SEP 15, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve the Sale of Smiths Medical 2020 Limited to Trulli Bidco Limited Pursuant to the Sale and Purchase Agreement | | For | | For | | Management |
2 | | Approve Share Buyback Programme | | For | | For | | Management |
Page 33
SMITHS GROUP PLC
| | | | | | |
Ticker: | | SMIN | | Security ID: | | G82401111 |
Meeting Date: | | NOV 17, 2021 | | Meeting Type: | | Special |
Record Date: | | NOV 15, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Sale of Smiths Medical 2020 Limited | | For | | For | | Management |
2 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
SMITHS GROUP PLC
| | | | | | |
Ticker: | | SMIN | | Security ID: | | G82401111 |
Meeting Date: | | NOV 17, 2021 | | Meeting Type: | | Annual |
Record Date: | | NOV 15, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Policy | | For | | For | | Management |
3 | | Approve Remuneration Report | | For | | For | | Management |
4 | | Approve Final Dividend | | For | | For | | Management |
5 | | Elect Paul Keel as Director | | For | | For | | Management |
6 | | Re-elect Sir George Buckley as Director | | For | | For | | Management |
7 | | Re-elect Pam Cheng as Director | | For | | For | | Management |
8 | | Re-elect Dame Ann Dowling as Director | | For | | For | | Management |
9 | | Re-elect Tanya Fratto as Director | | For | | For | | Management |
10 | | Re-elect Karin Hoeing as Director | | For | | For | | Management |
11 | | Re-elect William Seeger as Director | | For | | For | | Management |
12 | | Re-elect Mark Seligman as Director | | For | | For | | Management |
13 | | Re-elect John Shipsey as Director | | For | | For | | Management |
14 | | Re-elect Noel Tata as Director | | For | | For | | Management |
15 | | Reappoint KPMG LLP as Auditors | | For | | For | | Management |
16 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise Issue of Equity | | For | | For | | Management |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
22 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
Page 34
STANDARD CHARTERED PLC
| | | | | | |
Ticker: | | STAN | | Security ID: | | G84228157 |
Meeting Date: | | MAY 04, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Final Dividend | | For | | For | | Management |
3 | | Approve Remuneration Report | | For | | For | | Management |
4 | | Approve Remuneration Policy | | For | | For | | Management |
5 | | Elect Shirish Apte as Director | | For | | For | | Management |
6 | | Elect Robin Lawther as Director | | For | | For | | Management |
7 | | Re-elect David Conner as Director | | For | | For | | Management |
8 | | Re-elect Byron Grote as Director | | For | | For | | Management |
9 | | Re-elect Andy Halford as Director | | For | | For | | Management |
10 | | Re-elect Christine Hodgson as Director | | For | | For | | Management |
11 | | Re-elect Gay Huey Evans as Director | | For | | For | | Management |
12 | | Re-elect Maria Ramos as Director | | For | | For | | Management |
13 | | Re-elect Phil Rivett as Director | | For | | For | | Management |
14 | | Re-elect David Tang as Director | | For | | For | | Management |
15 | | Re-elect Carlson Tong as Director | | For | | For | | Management |
16 | | Re-elect Jose Vinals as Director | | For | | For | | Management |
17 | | Re-elect Jasmine Whitbread as Director | | For | | For | | Management |
18 | | Re-elect Bill Winters as Director | | For | | For | | Management |
19 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Management |
20 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
21 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
22 | | Authorise Issue of Equity | | For | | For | | Management |
23 | | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 28 | | For | | For | | Management |
24 | | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | | For | | For | | Management |
25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
26 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
27 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | | For | | For | | Management |
28 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
29 | | Authorise Market Purchase of Preference Shares | | For | | For | | Management |
30 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
31 | | Approve Net Zero Pathway | | For | | For | | Management |
32 | | Approve Shareholder Requisition Resolution | | Against | | Against | | Shareholder |
SUNCOR ENERGY, INC.
| | | | | | |
Ticker: | | SU | | Security ID: | | 867224107 |
Meeting Date: | | MAY 10, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Patricia M. Bedient | | For | | For | | Management |
1.2 | | Elect Director John D. Gass | | For | | For | | Management |
1.3 | | Elect Director Russell K. Girling | | For | | For | | Management |
1.4 | | Elect Director Jean Paul (JP) Gladu | | For | | For | | Management |
1.5 | | Elect Director Dennis M. Houston | | For | | For | | Management |
1.6 | | Elect Director Mark S. Little | | For | | For | | Management |
1.7 | | Elect Director Brian P. MacDonald | | For | | For | | Management |
1.8 | | Elect Director Maureen McCaw | | For | | For | | Management |
1.9 | | Elect Director Lorraine Mitchelmore | | For | | For | | Management |
1.10 | | Elect Director Eira M. Thomas | | For | | For | | Management |
1.11 | | Elect Director Michael M. Wilson | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
Page 35
TC ENERGY CORP.
| | | | | | |
Ticker: | | TRP | | Security ID: | | 87807B107 |
Meeting Date: | | APR 29, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Michael R. Culbert | | For | | For | | Management |
1.2 | | Elect Director William D. Johnson | | For | | For | | Management |
1.3 | | Elect Director Susan C. Jones | | For | | For | | Management |
1.4 | | Elect Director John E. Lowe | | For | | For | | Management |
1.5 | | Elect Director David MacNaughton | | For | | For | | Management |
1.6 | | Elect Director Francois L. Poirier | | For | | For | | Management |
1.7 | | Elect Director Una Power | | For | | For | | Management |
1.8 | | Elect Director Mary Pat Salomone | | For | | For | | Management |
1.9 | | Elect Director Indira V. Samarasekera | | For | | For | | Management |
1.10 | | Elect Director Siim A. Vanaselja | | For | | For | | Management |
1.11 | | Elect Director Thierry Vandal | | For | | For | | Management |
1.12 | | Elect Director Dheeraj “D” Verma | | For | | For | | Management |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
4 | | Approve Shareholder Rights Plan | | For | | For | | Management |
TE CONNECTIVITY, LTD.
| | | | | | |
Ticker: | | TEL | | Security ID: | | H84989104 |
Meeting Date: | | MAR 09, 2022 | | Meeting Type: | | Annual |
Record Date: | | FEB 17, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1a | | Elect Director Terrence R. Curtin | | For | | For | | Management |
1b | | Elect Director Carol A. (John) Davidson | | For | | For | | Management |
1c | | Elect Director Lynn A. Dugle | | For | | For | | Management |
1d | | Elect Director William A. Jeffrey | | For | | For | | Management |
1e | | Elect Director Syaru Shirley Lin | | For | | For | | Management |
1f | | Elect Director Thomas J. Lynch | | For | | For | | Management |
1g | | Elect Director Heath A. Mitts | | For | | For | | Management |
1h | | Elect Director Yong Nam | | For | | For | | Management |
1i | | Elect Director Abhijit Y. Talwalkar | | For | | For | | Management |
1j | | Elect Director Mark C. Trudeau | | For | | For | | Management |
1k | | Elect Director Dawn C. Willoughby | | For | | For | | Management |
1l | | Elect Director Laura H. Wright | | For | | For | | Management |
2 | | Elect Board Chairman Thomas J. Lynch | | For | | For | | Management |
3a | | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | | For | | For | | Management |
3b | | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | | For | | For | | Management |
3c | | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | | For | | For | | Management |
4 | | Designate Rene Schwarzenbach as Independent Proxy | | For | | For | | Management |
5.1 | | Accept Annual Report for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021 | | For | | For | | Management |
6 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | | For | | For | | Management |
7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | For | | For | | Management |
7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For | | Management |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
9 | | Approve Remuneration of Executive Management in the Amount of USD 49.9 Million | | For | | For | | Management |
10 | | Approve Remuneration of Board of Directors in the Amount of USD 4 Million | | For | | For | | Management |
11 | | Approve Allocation of Available Earnings at September 24, 2021 | | For | | For | | Management |
12 | | Approve Declaration of Dividend | | For | | For | | Management |
13 | | Authorize Share Repurchase Program | | For | | For | | Management |
14 | | Approve Renewal of Authorized Capital | | For | | For | | Management |
15 | | Approve Reduction in Share Capital via Cancelation of Shares | | For | | For | | Management |
16 | | Adjourn Meeting | | For | | For | | Management |
Page 36
TECK RESOURCES, LTD.
| | | | | | |
Ticker: | | TECK.B | | Security ID: | | 878742204 |
Meeting Date: | | APR 27, 2022 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1.1 | | Elect Director Mayank M. Ashar | | For | | For | | Management |
1.2 | | Elect Director Quan Chong | | For | | For | | Management |
1.3 | | Elect Director Edward C. Dowling | | For | | For | | Management |
1.4 | | Elect Director Toru Higo | | For | | For | | Management |
1.5 | | Elect Director Norman B. Keevil, III | | For | | For | | Management |
1.6 | | Elect Director Donald R. Lindsay | | For | | For | | Management |
1.7 | | Elect Director Sheila A. Murray | | For | | For | | Management |
1.8 | | Elect Director Tracey L. McVicar | | For | | For | | Management |
1.9 | | Elect Director Kenneth W. Pickering | | For | | For | | Management |
1.10 | | Elect Director Una M. Power | | For | | For | | Management |
1.11 | | Elect Director Paul G. Schiodtz | | For | | For | | Management |
1.12 | | Elect Director Timothy R. Snider | | For | | For | | Management |
1.13 | | Elect Director Sarah A. Strunk | | For | | For | | Management |
1.14 | | Elect Director Masaru Tani | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
TELEVISION BROADCASTS, LTD.
| | | | | | |
Ticker: | | 511 | | Security ID: | | Y85830126 |
Meeting Date: | | MAY 25, 2022 | | Meeting Type: | | Annual |
Record Date: | | APR 26, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | Against | | Management |
4 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Management |
5 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
6 | | Approve Extension of Book Close Period from 30 Days to 60 Days | | For | | Against | | Management |
Page 37
TOTALENERGIES SE
| | | | | | |
Ticker: | | TTE | | Security ID: | | F92124100 |
Meeting Date: | | MAY 25, 2022 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 23, 2022 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of EUR 2.64 per Share | | For | | For | | Management |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
5 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For | | Management |
6 | | Re-elect Lise Croteau as Director | | For | | For | | Management |
7 | | Re-elect Maria van der Hoeven as Director | | For | | For | | Management |
8 | | Re-elect Jean Lemierre as Director | | For | | For | | Management |
9 | | Elect Emma De Jonge as Representative of Employee Shareholders to the Board | | For | | For | | Management |
A | | Elect Marina Delendik as Representative of Employee Shareholders to the Board | | Against | | Against | | Management |
B | | Elect Alexandre Garrot as Representative of Employee Shareholders to the Board | | Against | | Against | | Management |
C | | Elect Agueda Marin as Representative of Employee Shareholders to the Board | | Against | | Against | | Management |
10 | | Approve Compensation Report of Corporate Officers | | For | | For | | Management |
11 | | Approve Remuneration Policy of Directors | | For | | For | | Management |
12 | | Approve Compensation of Patrick Pouyanne, Chairman and CEO | | For | | For | | Management |
13 | | Approve Remuneration Policy of Chairman and CEO | | For | | For | | Management |
14 | | Renew Appointment of Ernst & Young Audit as Auditor | | For | | For | | Management |
15 | | Appoint Cabinet PricewaterhouseCoopers Audit as Auditor | | For | | For | | Management |
16 | | Approve Company’s Sustainability and Climate Transition Plan | | For | | For | | Management |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | | For | | For | | Management |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 650 Million | | For | | For | | Management |
19 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | | For | | For | | Management |
20 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18 and 19 | | For | | For | | Management |
21 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Management |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Management |
23 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
UBS GROUP AG
| | | | | | |
Ticker: | | UBSG | | Security ID: | | H42097107 |
Meeting Date: | | APR 06, 2022 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Climate Action Plan | | For | | For | | Management |
4 | | Approve Allocation of Income and Dividends of USD 0.50 per Share | | For | | For | | Management |
5 | | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter | | For | | For | | Management |
6.1 | | Re-elect Jeremy Anderson as Director | | For | | For | | Management |
6.2 | | Re-elect Claudia Boeckstiegel as Director | | For | | For | | Management |
6.3 | | Re-elect William Dudley as Director | | For | | For | | Management |
6.4 | | Re-elect Patrick Firmenich as Director | | For | | For | | Management |
6.5 | | Re-elect Fred Hu as Director | | For | | For | | Management |
6.6 | | Re-elect Mark Hughes as Director | | For | | For | | Management |
6.7 | | Re-elect Nathalie Rachou as Director | | For | | For | | Management |
6.8 | | Re-elect Julie Richardson as Director | | For | | For | | Management |
6.9 | | Re-elect Dieter Wemmer as Director | | For | | For | | Management |
6.10 | | Re-elect Jeanette Wong as Director | | For | | For | | Management |
7.1 | | Elect Lukas Gaehwiler as Director | | For | | For | | Management |
7.2 | | Elect Colm Kelleher as Director and Board Chairman | | For | | For | | Management |
8.1 | | Reappoint Julie Richardson as Member of the Compensation Committee | | For | | For | | Management |
8.2 | | Reappoint Dieter Wemmer as Member of the Compensation Committee | | For | | For | | Management |
8.3 | | Reappoint Jeanette Wong as Member of the Compensation Committee | | For | | For | | Management |
9.1 | | Approve Remuneration of Directors in the Amount of CHF 13 Million | | For | | For | | Management |
9.2 | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million | | For | | For | | Management |
9.3 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | | For | | For | | Management |
10.1 | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For | | Management |
10.2 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
11 | | Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | For | | For | | Management |
12 | | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | | For | | For | | Management |
13 | | Transact Other Business (Voting) | | None | | Against | | Management |
Page 38
VODAFONE GROUP PLC
| | | | | | |
Ticker: | | VOD | | Security ID: | | G93882192 |
Meeting Date: | | JUL 27, 2021 | | Meeting Type: | | Annual |
Record Date: | | JUL 23, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Elect Olaf Swantee as Director | | For | | For | | Management |
3 | | Re-elect Jean-Francois van Boxmeer as Director | | For | | For | | Management |
4 | | Re-elect Nick Read as Director | | For | | For | | Management |
5 | | Re-elect Margherita Della Valle as Director | | For | | For | | Management |
6 | | Re-elect Sir Crispin Davis as Director | | For | | For | | Management |
7 | | Re-elect Michel Demare as Director | | For | | For | | Management |
8 | | Re-elect Dame Clara Furse as Director | | For | | For | | Management |
9 | | Re-elect Valerie Gooding as Director | | For | | For | | Management |
10 | | Re-elect Maria Amparo Moraleda Martinez as Director | | For | | For | | Management |
11 | | Re-elect Sanjiv Ahuja as Director | | For | | For | | Management |
12 | | Re-elect David Nish as Director | | For | | For | | Management |
13 | | Approve Final Dividend | | For | | For | | Management |
14 | | Approve Remuneration Report | | For | | For | | Management |
15 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Management |
16 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
17 | | Authorise Issue of Equity | | For | | For | | Management |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Management |
20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
21 | | Adopt New Articles of Association | | For | | For | | Management |
22 | | Authorise UK Political Donations and Expenditure | | For | | For | | Management |
23 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Management |
XPART SA
| | | | | | |
Ticker: | | | | Security ID: | | P5968U113 |
Meeting Date: | | OCT 01, 2021 | | Meeting Type: | | Extraordinary Shareholders |
Record Date: | | | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Merger Agreement between the Company and XP Inc. | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers Auditores Independentes (PwC) as Independent Firm to Appraise Proposed Transaction | | For | | For | | Management |
3 | | Approve Independent Firm’s Appraisal | | For | | For | | Management |
4 | | Approve Merger between the Company and XP Inc. | | For | | For | | Management |
5 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 39
YAMAHA MOTOR CO., LTD.
| | | | | | |
Ticker: | | 7272 | | Security ID: | | J95776126 |
Meeting Date: | | MAR 23, 2022 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2021 | | | | |
| | | | | | | | |
#
| | Proposal
| | Mgt Rec
| | Vote Cast
| | Sponsor
|
1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For | | Management |
2 | | Amend Articles to Disclose Shareholder Meeting Materials on Internet | | For | | For | | Management |
3.1 | | Elect Director Watanabe, Katsuaki | | For | | For | | Management |
3.2 | | Elect Director Hidaka, Yoshihiro | | For | | For | | Management |
3.3 | | Elect Director Maruyama, Heiji | | For | | For | | Management |
3.4 | | Elect Director Matsuyama, Satohiko | | For | | For | | Management |
3.5 | | Elect Director Shitara, Motofumi | | For | | For | | Management |
3.6 | | Elect Director Nakata, Takuya | | For | | For | | Management |
3.7 | | Elect Director Kamigama, Takehiro | | For | | For | | Management |
3.8 | | Elect Director Tashiro, Yuko | | For | | For | | Management |
3.9 | | Elect Director Ohashi, Tetsuji | | For | | For | | Management |
3.10 | | Elect Director Jin Song Montesano | | For | | For | | Management |
4 | | Appoint Alternate Statutory Auditor Fujita, Ko | | For | | For | | Management |
5 | | Approve Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
6 | | Approve Performance Share Plan | | For | | For | | Management |
Page 40
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
Dodge & Cox Funds |
(Registrant) |
| |
By | | /s/ Dana M. Emery |
| | Chair and President, Dodge & Cox Funds |
| |
Date | | 8/30/22 |