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| Item 1. Proxy Voting Record | | | | |
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| ********************************* FORM N-PX REPORT ************************************* | | |
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| ==================== Burnham Fund ==================== | | | | |
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| Amazon.com, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| AMZN | CUSIP 023135106 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jeffrey Bezos | Mgmt | For | For | For |
| 2 | Elect Tom Alberg | Mgmt | For | For | For |
| 3 | Elect John Seely Brown | Mgmt | For | For | For |
| 4 | Elect William Gordon | Mgmt | For | For | For |
| 5 | Elect Jamie Gorelick | Mgmt | For | For | For |
| 6 | Elect Blake Krikorian | Mgmt | For | For | For |
| 7 | Elect Alain Monie | Mgmt | For | For | For |
| 8 | Elect Jonathan Rubinstein | Mgmt | For | For | For |
| 9 | Elect Thomas Ryder | Mgmt | For | Against | Against |
| 10 | Elect Patricia Stonesifer | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| | | | | | |
| American Express Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| AXP | CUSIP 025816109 | 04/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against |
| 1.2 | Elect Ursula Burns | Mgmt | For | For | For |
| 1.3 | Elect Kenneth Chenault | Mgmt | For | For | For |
| 1.4 | Elect Peter Chernin | Mgmt | For | For | For |
| 1.5 | Elect Theodore Leonsis | Mgmt | For | Withhold | Against |
| 1.6 | Elect Jan Leschly | Mgmt | For | For | For |
| 1.7 | Elect Richard Levin | Mgmt | For | For | For |
| 1.8 | Elect Richard McGinn | Mgmt | For | For | For |
| 1.9 | Elect Edward Miller | Mgmt | For | For | For |
| 1.10 | Elect Steven Reinemund | Mgmt | For | For | For |
| 1.11 | Elect Robert Walter | Mgmt | For | For | For |
| 1.12 | Elect Ronald Williams | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| 6 | Shareholder Proposal Regarding Cumulative Voting Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
| | | | | | |
| Apple Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | | |
| AAPL | CUSIP 037833100 | 02/23/2012 | | Meeting Status | |
| Meeting Type | | Country of Trade | | Voted | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | Mgmt |
| 1.1 | Elect William Campbell | Mgmt | For | For | For |
| 1.2 | Elect Timothy Cook | Mgmt | For | For | For |
| 1.3 | Elect Millard Drexler | Mgmt | For | Withhold | Against |
| 1.4 | Elect Albert Gore,Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect Robert Iger | Mgmt | For | For | For |
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For |
| 1.7 | Elect Arthur Levinson | Mgmt | For | Withhold | Against |
| 1.8 | Elect Ronald Sugar | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For |
| 5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For |
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| | | | | | |
| Arcos Dorados Holdings Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ARCO | CUSIP G0457F107 | 04/09/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
| 3 | Elect Woods Staton | Mgmt | For | Against | Against |
| 4 | Elect German Lemonnier | Mgmt | For | Against | Against |
| 5 | Election of Third Director Nominee | Mgmt | For | Abstain | Against |
| | | | | | |
| BlackRock, Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BLK | CUSIP 09247X101 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect William Demchak | Mgmt | For | For | For |
| 2 | Elect Laurence Fink | Mgmt | For | For | For |
| 3 | Elect Robert Kapito | Mgmt | For | For | For |
| 4 | Elect Thomas O'Brien | Mgmt | For | For | For |
| 5 | Elect Ivan Seidenberg | Mgmt | For | For | For |
| 6 | Amendment to Certificate of Incorporation to Declassify Board | Mgmt | For | For | For |
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 8 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| BreitBurn Energy Partners L.P. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BBEP | CUSIP 106776107 | 06/21/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect John Butler, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Gregory Moroney | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Caterpillar Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CAT | CUSIP 149123101 | 06/13/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect David Calhoun | Mgmt | For | For | For |
| 1.2 | Elect Daniel Dickinson | Mgmt | For | For | For |
| 1.3 | Elect Eugene Fife | Mgmt | For | For | For |
| 1.4 | Elect Juan Gallardo | Mgmt | For | For | For |
| 1.5 | Elect David Goode | Mgmt | For | For | For |
| 1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Peter Magowan | Mgmt | For | For | For |
| 1.9 | Elect Dennis Muilenburg | Mgmt | For | For | For |
| 1.10 | Elect Douglas Oberhelman | Mgmt | For | For | For |
| 1.11 | Elect William Osborn | Mgmt | For | For | For |
| 1.12 | Elect Charles Powell | Mgmt | For | For | For |
| 1.13 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
| 1.14 | Elect Susan Schwab | Mgmt | For | For | For |
| 1.15 | Elect Joshua Smith | Mgmt | For | For | For |
| 1.16 | Elect Miles White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Right to Call a Special Meeting | Mgmt | For | For | For |
| 5 | Amendment to Advance Notice Requirement | Mgmt | For | Against | Against |
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| 8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
| 9 | Shareholder Proposal Regarding Right to Act by written consent | ShrHoldr | Against | For | Against |
| | | | | | |
| CenturyLink, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CTL | CUSIP 156700106 | 05/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Repeal of Classified Board | Mgmt | For | For | For |
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| 3.1 | Elect Fred Nichols | Mgmt | For | For | For |
| 3.2 | Elect Harvey Perry | Mgmt | For | For | For |
| 3.3 | Elect Laurie Siegel | Mgmt | For | For | For |
| 3.4 | Elect Joseph Zimmel | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | Against | Against |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHoldr | Against | Against | For |
| 7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For |
| 8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| | | | | | |
| Chevron Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CVX | CUSIP 166764100 | 05/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| 1 | Elect Linnet Deily | Mgmt | For | For | For |
| 2 | Elect Robert Denham | Mgmt | For | For | For |
| 3 | Elect Chuck Hagel | Mgmt | For | For | For |
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 5 | Elect George Kirkland | Mgmt | For | For | For |
| 6 | Elect Charles Moorman, IV | Mgmt | For | For | For |
| 7 | Elect Kevin Sharer | Mgmt | For | For | For |
| 8 | Elect John Stumpf | Mgmt | For | For | For |
| 9 | Elect Ronald Sugar | Mgmt | For | For | For |
| 10 | Elect Carl Ware | Mgmt | For | For | For |
| 11 | Elect John Watson | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | For | Against |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For |
| 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
| 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
| | | | | | |
| Chicago Bridge & Iron Company N.V. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CBI | CUSIP 167250109 | 5/2/2012 | | Votes | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect James Bolch | Mgmt | For | For | For |
| 2 | Elect Philip Asherman | Mgmt | For | For | For |
| 3 | Elect L. Richard Flury | Mgmt | For | For | For |
| 4 | Elect W. Craig Kissel | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 7 | Accounts and Reports | Mgmt | For | For | For |
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 9 | Ratification of Management Acts | Mgmt | For | For | For |
| 10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
| 11 | Appointment of Auditor | Mgmt | For | For | For |
| 12 | Authority to Repurchase Sales | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o or w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against |
| 15 | Supervisory Board Fees | Mgmt | For | For | For |
| | | | | | |
| Chipotle Mexican Grill, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CMG | CUSIP 1696561055 | 05/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Steve Ells | Mgmt | For | For | For |
| 1.2 | Elect Patrick Flynn | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding the Declassification of the Board | ShrHoldr | Against | For | Against |
| | | | | | |
| Citigroup Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| C | CUSIP 172967424 | 04/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Franz Humer | Mgmt | For | For | For |
| 2 | Elect Robert Joss | Mgmt | For | Against | Against |
| 3 | Elect Michael O'Neill | Mgmt | For | For | For |
| 4 | Elect Vikram Pandit | Mgmt | For | For | For |
| 5 | Elect Lawrence Ricciardi Mgmt | For | For | For | For |
| 6 | Elect Judith Rodin | Mgmt | For | Against | Against |
| 7 | Elect Robert Ryan | Mgmt | For | For | For |
| 8 | Elect Anthony Santomero | Mgmt | For | For | For |
| 9 | Elect Joan Spero | Mgmt | For | For | For |
| 10 | Elect Diana Taylor | Mgmt | For | Against | Against |
| 11 | Elect William Thompson,Jr. | Mgmt | For | Against | Against |
| 12 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Reggarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding the Retention of Shares after Retirement | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Ind Review of Controls Related to Loans, and Foreclosures and Securitizations | ShrHoldr | Against | For | Against |
| | | | | | |
| Coeur d'Alene Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CDE | CUSIP 192108504 | 05/08/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect L.Michael Bogert | Mgmt | For | For | For |
| 1.2 | Elect James Curran | Mgmt | For | For | For |
| 1.3 | Elect Sebastian Edwards | Mgmt | For | For | For |
| 1.4 | Elect Mitchell Krebs | Mgmt | For | For | For |
| 1.5 | Elect Andrew Lundquist | Mgmt | For | Withhold | Against |
| 1.6 | Elect Robert Mellor | Mgmt | For | For | For |
| 1.7 | Elect John Robinson | Mgmt | For | For | For |
| 1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For |
| 1.9 | Elect Timothy Winterer | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Deere & Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| DE | CUSIP 244199105 | 02/29/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Crandall Bowles | Mgmt | For | For | For |
| 2 | Elect Vance Coffman | Mgmt | For | For | For |
| 3 | Elect Charles Holliday,Jr. | Mgmt | For | For | For |
| 4 | Elect Dipak Jain | Mgmt | For | For | For |
| 5 | Elect Clayton Jones | Mgmt | For | For | For |
| 6 | Elect Joachim Milberg | Mgmt | For | For | For |
| 7 | Elect Richard Myers | Mgmt | For | For | For |
| 8 | Elect Thomas Patrick | Mgmt | For | For | For |
| 9 | Elect Sherry Smith | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 11 | Non-Employee Director Stock Ownership Plan | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Devon Energy Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| DVN | CUSIP 25179M103 | 06/06/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Robert Henry | Mgmt | For | Withhold | Against |
| 1.2 | Elect John Hill | Mgmt | For | For | For |
| 1.3 | Elect Michael Kanovsky | Mgmt | For | For | For |
| 1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect J. Larry Nichols | Mgmt | For | For | For |
| 1.6 | Elect Duane Radtke | Mgmt | For | For | For |
| 1.7 | Elect Mary Ricciardello | Mgmt | For | For | For |
| 1.8 | Elect John Richels | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Right to Call a Special Meeting | Mgmt | For | For | For |
| 5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For |
| 6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | | | | | |
| Dow Chemical Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| DOW | CUSIP 260543103 | 05/10/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Arnold Allemang | Mgmt | For | For | For |
| 2 | Elect Jacqueline Barton | Mgmt | For | For | For |
| 3 | Elect James Bell | Mgmt | For | For | For |
| 4 | Elect Jeff Fettig | Mgmt | For | For | For |
| 5 | Elect John Hess | Mgmt | For | For | For |
| 6 | Elect Andrew Liveris | Mgmt | For | For | For |
| 7 | Elect Paul Polman | Mgmt | For | For | For |
| 8 | Elect Dennis Reilley | Mgmt | For | For | For |
| 9 | Elect James Ringler | Mgmt | For | For | For |
| 10 | Elect Ruth Shaw | Mgmt | For | Against | Against |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 13 | 2012 Stock Incentive Plan | Mgmt | For | For | For |
| 14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
| | | | | | |
| E.I. du Pont de Nemours and Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| DD | 263534109 | 04/25/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
| 2 | Elect Richard Brown | Mgmt | For | For | For |
| 3 | Elect Robert Brown | Mgmt | For | For | For |
| 4 | Elect Bertrand Collomb | Mgmt | For | For | For |
| 5 | Elect Curtis Crawford | Mgmt | For | For | For |
| 6 | Elect Alexander Cutler | Mgmt | For | For | For |
| 7 | Elect Eleuthere Du Pont | Mgmt | For | For | For |
| 8 | Elect Marillyn Hewson | Mgmt | For | For | For |
| 9 | Elect Lois Juliber | Mgmt | For | For | For |
| 10 | Elect Ellen Kullman | Mgmt | For | For | For |
| 11 | Elect Lee Thomas | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| 15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For |
| | | | | | |
| Eagle Rock Energy Partners, L.P. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| EROC | CUSIP 26985R104 | 06/08/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect William Smith | Mgmt | For | For | For |
| 1.2 | Elect Herbert Williamson, III | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| EMC Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| EMC | CUSIP 268648102 | 05/01/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Michael Brown | Mgmt | For | For | For |
| 2 | Elect Randolph Cowen | Mgmt | For | For | For |
| 3 | Elect Gail Deegan | Mgmt | For | For | For |
| 4 | Elect James DiStasio | Mgmt | For | For | For |
| 5 | Elect John Egan | Mgmt | For | For | For |
| 6 | Elect Edmund Kelly | Mgmt | For | For | For |
| 7 | Elect Windle Priem | Mgmt | For | For | For |
| 8 | Elect Paul Sagan | Mgmt | For | For | For |
| 9 | Elect David Strohm | Mgmt | For | For | For |
| 10 | Elect Joseph Tucci | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Fifth Third Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FITB | CUSIP 316773100 | 04/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Darryl Allen | Mgmt | For | For | For |
| 1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For |
| 1.3 | Elect Ulysses Bridgemen, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Emerson Brumback | Mgmt | For | For | For |
| 1.5 | Elect James Hackett | Mgmt | For | For | For |
| 1.6 | Elect Gary Heminger | Mgmt | For | For | For |
| 1.7 | Elect Jewell Hoover | Mgmt | For | For | For |
| 1.8 | Elect William Isaac | Mgmt | For | For | For |
| 1.9 | Elect Kevin Kabat | Mgmt | For | For | For |
| 1.10 | Elect Mitchel Livingston | Mgmt | For | For | For |
| 1.11 | Elect Michael McCallister | Mgmt | For | For | For |
| 1.12 | Elect Hendrick Meijer | Mgmt | For | For | For |
| 1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For |
| 1.14 | Elect Marsha Williams | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Fluor Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FLR | CUSIP 343412102 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Peter Barker | Mgmt | For | For | For |
| 2 | Elect Alan Bennett | Mgmt | For | For | For |
| 3 | Elect Dean O'Hare | Mgmt | For | Against | Against |
| 4 | Elect David Seaton | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compesation | Mgmt | For | Against | Against |
| 6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Ford Motor Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| F | CUSIP 345370860 | 05/10/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Stephen Butler | Mgmt | For | For | For |
| 2 | Elect Kimberly Casiano | Mgmt | For | For | For |
| 3 | Elect Anthony Earley, Jr. | Mgmt | For | Against | Against |
| 4 | Elect Edsel Ford II | Mgmt | For | Against | Against |
| 5 | Elect William Ford, Jr. | Mgmt | For | For | For |
| 6 | Elect Richard Gephardt | Mgmt | For | For | For |
| 7 | Elect James Hance, Jr. | Mgmt | For | For | For |
| 8 | Elect William Helman IV | Mgmt | For | For | For |
| 9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For |
| 10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For |
| 11 | Elect Richard Manoogian | Mgmt | For | Against | Against |
| 12 | Elect Ellen Marram | Mgmt | For | For | For |
| 13 | Elect Alan Mulally | Mgmt | For | For | For |
| 14 | Elect Homer Neal | Mgmt | For | For | For |
| 15 | Elect Gerald Shaheen | Mgmt | For | For | For |
| 16 | Elect John Thornton | Mgmt | For | For | For |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| 20 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| 21 | Shareholder Proposal Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| | | | | | |
| Freeport-McMoran Copper & Gold Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FCX | CUSIP 35671D857 | 06/14/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| 1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
| 1.3 | Elect Robert Day | Mgmt | For | For | For |
| 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Charles Krulak | Mgmt | For | For | For |
| 1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
| 1.8 | Elect Jon Madonna | Mgmt | For | For | For |
| 1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
| 1.10 | Elect James Moffett | Mgmt | For | For | For |
| 1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
| 1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
| | | | | | |
| General Electric Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GE | CUSIP 369604103 | 04/25/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| 2 | Elect James Cash, Jr. | Mgmt | For | For | For |
| 3 | Elect Ann Fudge | Mgmt | For | For | For |
| 4 | Elect Susan Hockfield | Mgmt | For | For | For |
| 5 | Elect Jeffrey Immelt | Mgmt | For | For | For |
| 6 | Elect Andrea Jung | Mgmt | For | For | For |
| 7 | Elect Alan Lafley | Mgmt | For | For | For |
| 8 | Elect Robert Lane | Mgmt | For | For | For |
| 9 | Elect Ralph Larsen | Mgmt | For | For | For |
| 10 | Elect Rochelle Lazarus | Mgmt | For | Against | Against |
| 11 | Elect James Mulva | Mgmt | For | For | For |
| 12 | Elect Sam Nunn | Mgmt | For | For | For |
| 13 | Elect Roger Penske | Mgmt | For | Against | Against |
| 14 | Elect Robert Swieringa | Mgmt | For | For | For |
| 15 | Elect James Tisch | Mgmt | For | For | For |
| 16 | Elect Douglas Warner III | Mgmt | For | For | For |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For |
| 20 | Approval of Material Terms of Senior Office Performance Goals | Mgmt | For | For | For |
| 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| 22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For |
| 23 | Shareholder Proposal Regardomg Independent Board Chair | ShrHoldr | Against | For | Against |
| 24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | | | | | |
| Google Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GOOG | CUSIP 38259P508 | 06/21/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Larry Page | Mgmt | For | For | For |
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| 1.3 | Elect Eric Schmidt | Mgmt | For | For | For |
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For |
| 1.5 | Elect Diane Greene | Mgmt | For | For | For |
| 1.6 | Elect John Hennessy | Mgmt | For | Withhold | Against |
| 1.7 | Elect Ann Mather | Mgmt | For | For | For |
| 1.8 | Elect Paul Otellini | Mgmt | For | For | For |
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For |
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Establish Class C Capital Stock | Mgmt | For | Against | Against |
| 4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against |
| 5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against |
| 6 | 2012 Stock Plan | Mgmt | For | Against | Against |
| 7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against |
| 8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For |
| 9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For |
| 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| | | | | | |
| Hain Celestial Group | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| HAIN | CUSIP 405217100 | 11/17/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Irwin Simon | Mgmt | For | For | For |
| 1.2 | Elect Barry Alperin | Mgmt | For | For | For |
| 1.3 | Elect Richard Berke | Mgmt | For | For | For |
| 1.4 | Elect Jack Futterman | Mgmt | For | For | For |
| 1.5 | Elect Marina Hahn | Mgmt | For | For | For |
| 1.6 | Elect Brett Icahn | Mgmt | For | For | For |
| 1.7 | Elect Roger Meltzer | Mgmt | For | Withhold | Against |
| 1.8 | Elect David Schechter | Mgmt | For | For | For |
| 1.9 | Elect Lewis Schiliro | Mgmt | For | For | For |
| 1.10 | Elect Lawrence Zilavy | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 4 | Amendment to the Long Term Incentive Plan | Mgmt | For | Against | Against |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| International Business Machines Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| IBM | CUSIP 459200101 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Alain Belda | Mgmt | For | Against | Against |
| 2 | Elect William Brody | Mgmt | For | For | For |
| 3 | Elect Kenneth Chenault | Mgmt | For | For | For |
| 4 | Elect Michael Eskew | Mgmt | For | Against | Against |
| 5 | Elect David Farr | Mgmt | For | For | For |
| 6 | Elect Shirley Jackson | Mgmt | For | For | For |
| 7 | Elect Andrew Liveris | Mgmt | For | Against | Against |
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| 9 | Elect James Owens | Mgmt | For | For | For |
| 10 | Elect Samuel Palmisano | Mgmt | For | For | For |
| 11 | Elect Virginia Rometty | Mgmt | For | For | For |
| 12 | Elect Joan Spero | Mgmt | For | For | For |
| 13 | Elect Sidney Taurel | Mgmt | For | For | For |
| 14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | Against | Against |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Cumulative voting | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | | | | | |
| Intuitive Surgical, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ISRG | CUSIP 46120E602 | 04/19/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Gary Guthart | Mgmt | For | For | For |
| 2 | Elect Mark Rubash | Mgmt | For | For | For |
| 3 | Elect Lonnie Smith | Mgmt | For | For | For |
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 6 | Repeal of Classified Board | Mgmt | For | For | For |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| J.C. Penney Company, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| JCP | CUSIP 708160106 | 05/18/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect William Ackman | Mgmt | For | For | For |
| 2 | Elect Colleen Barrett | Mgmt | For | Against | Against |
| 3 | Elect Thomas Engibous | Mgmt | For | For | For |
| 4 | Elect Kent Foster | Mgmt | For | For | For |
| 5 | Elect Ronald Johnson | Mgmt | For | For | For |
| 6 | Elect Geraldine Laybourne | Mgmt | For | Against | Against |
| 7 | Elect Burl Osborne | Mgmt | For | Against | Against |
| 8 | Elect Leonard Roberts | Mgmt | For | For | For |
| 9 | Elect Steven Roth | Mgmt | For | For | For |
| 10 | Elect Javier Teruel | Mgmt | For | For | For |
| 11 | Elect R. Gerald Turner | Mgmt | For | Against | Against |
| 12 | Elect Mary Beth West | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against |
| 15 | Management Incentive Compensation Program | Mgmt | For | Against | Against |
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | | | | | |
| JPMorgan Chase & Co. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| JPM | CUSIP 46625H100 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect James Bell | Mgmt | For | For | For |
| 2 | Elect Crandall Bowles | Mgmt | For | For | For |
| 3 | Elect Stephen Burke | Mgmt | For | For | For |
| 4 | Elect David Cote | Mgmt | For | For | For |
| 5 | Elect James Crown | Mgmt | For | For | For |
| 6 | Elect James Dimon | Mgmt | For | For | For |
| 7 | Elect Timothy Flynn | Mgmt | For | For | For |
| 8 | Elect Ellen Futter | Mgmt | For | Against | Against |
| 9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
| 10 | Elect Lee Raymond | Mgmt | For | For | For |
| 11 | Elect William Weldon | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartianship | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Independent Board | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Right to Act by written Consent | ShrHoldr | Against | For | Against |
| 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
| | | | | | |
| Las Vegas Sands Corp. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| LVS | CUSIP 517834107 | 06/07/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Jason Ader | Mgmt | For | For | For |
| 1.2 | Elect Michael Leven | Mgmt | For | For | For |
| 1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| LinkedIn Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| LNKD | CUSIP 53578A108 | 06/14/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | Mgmt |
| 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| MarkWest Energy Partners, L.P. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MWE | CUSIP 570759100 | 06/01/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | |
| 1.1 | Elect Frank Semple | Mgmt | For | For | For |
| 1.2 | Elect Donald Wolf | Mgmt | For | For | For |
| 1.3 | Elect Keith Bailey | Mgmt | For | For | For |
| 1.4 | Elect Michael Beatty | Mgmt | For | Withhold | Against |
| 1.5 | Elect Charles Dempster | Mgmt | For | For | For |
| 1.6 | Elect Donald Heppermann | Mgmt | For | For | For |
| 1.7 | Elect Randall Larson | Mgmt | For | For | For |
| 1.8 | Elect Anne Fox Mounsey | Mgmt | For | For | For |
| 1.9 | Elect William Nicoletti Mgmt | For | For | For | For |
| 2 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Marriott International, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MAR | CUSIP 571903202 | 05/04/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For |
| 2 | Elect John Marriott III | Mgmt | For | For | For |
| 3 | Elect Mary Bush | Mgmt | For | For | For |
| 4 | Elect Lawrence Kellner | Mgmt | For | For | For |
| 5 | Elect Debra Lee | Mgmt | For | For | For |
| 6 | Elect George Munoz | Mgmt | For | For | For |
| 7 | Elect Harry Pearce | Mgmt | For | For | For |
| 8 | Elect Steven Reinemund | Mgmt | For | For | For |
| 9 | Elect Lawrence Small | Mgmt | For | For | For |
| 10 | Elect Arne Sorenson | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| McDonald's Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MCD | CUSIP 580135101 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Robert Eckert | Mgmt | For | For | For |
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 3 | Elect Jeanne Jackson | Mgmt | For | For | For |
| 4 | Elect Andrew McKenna | Mgmt | For | For | For |
| 5 | Elect Donald Thompson | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For |
| 8 | Declassification of the Board of Directors | Mgmt | For | For | For |
| 9 | Right to Call Special Meetings | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For |
| | | | | | |
| Melco Crown Entertainment Limited | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MPEL | CUSIP 585464100 | 05/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Ratification of the Audited Financial Statements for Fiscal Year 2011 Fees | Mgmt | For | For | For |
| 2 | Appointment of Auditor and Authority to set Fees | Mgmt | For | For | For |
| 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 4 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 5 | Authority to Repurchased Shares | Mgmt | For | For | For |
| 6 | Elect Lawrence Ho | Mgmt | For | For | For |
| 7 | Elect James Packer | Mgmt | For | For | For |
| 8 | Elect John Wang | Mgmt | For | For | For |
| 9 | Elect Yuk Chung | Mgmt | For | For | For |
| 10 | Elect William Nisbet | Mgmt | For | For | For |
| 11 | Elect Rowen Craigie | Mgmt | For | For | For |
| 12 | Elect James MacKenzie | Mgmt | For | For | For |
| 13 | Elect Thomas Wu | Mgmt | For | For | For |
| 14 | Elect Yiu Tsui | Mgmt | For | Against | Against |
| 15 | Elect Robert Mactier | Mgmt | For | For | For |
| 16 | Directors' Fees | Mgmt | For | Against | Against |
| 17 | Adoption of Chinese Name | Mgmt | For | For | For |
| 18 | Amendments to Articles | Mgmt | For | For | For |
| | | | | | |
| MetLife, Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MET | CUSIP 59156R108 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect John Keane | Mgmt | For | For | For |
| 1.2 | Elect Catherine Kinney | Mgmt | For | For | For |
| 1.3 | Elect Hugh Price | Mgmt | For | For | For |
| 1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| NiSource Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| NI | CUSIP 65473P105 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Richard Abdoo | Mgmt | For | For | For |
| 2 | Elect Aristides Candris | Mgmt | For | For | For |
| 3 | Elect Sigmund Cornelius | Mgmt | For | For | For |
| 4 | Elect Mike Jesanis | Mgmt | For | For | For |
| 5 | Elect Marty Kittrell | Mgmt | For | Against | Against |
| 6 | Elect W. Lee Nutter | Mgmt | For | For | For |
| 7 | Elect Deborah Parker | Mgmt | For | For | For |
| 8 | Elect Ian Rolland | Mgmt | For | Against | Against |
| 9 | Elect Robert Skaggs, Jr. | Mgmt | For | For | For |
| 10 | Elect Teresa Taylor | Mgmt | For | For | For |
| 11 | Elect Richard Thompson | Mgmt | For | For | For |
| 12 | Elect Carolyn Woo | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 15 | Amendment to the Employee Purchase Plan | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| | | | | | |
| Oracle Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ORCL | CUSIP 68389X105 | 10/12/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Jeffrey Berg | Mgmt | For | For | For |
| 1.2 | Elect H. Raymond Bingham Mgmt | Mgmt | For | Withhold | Against |
| 1.3 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.4 | Elect Safra Catz | Mgmt | For | Withhold | Against |
| 1.5 | Elect Bruce Chizen | Mgmt | For | For | For |
| 1.6 | Elect George Conrades | Mgmt | For | For | For |
| 1.7 | Elect Lawrence Ellison | Mgmt | For | For | For |
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey Henley | Mgmt | For | For | For |
| 1.10 | Elect Mark Hurd | Mgmt | For | For | For |
| 1.11 | Elect Donald Lucas | Mgmt | For | For | For |
| 1.12 | Elect Naomi Seligman | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
| | | | | | |
| PulteGroup, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| PHM | CUSIP 745867101 | 05/09/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Brian Anderson | Mgmt | For | For | For |
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For |
| 1.3 | Elect Cheryl Grise | Mgmt | For | For | For |
| 1.4 | Elect Debra Kelly-Ennis | Mgmt | For | For | For |
| 1.5 | Elect Patrick O'Leary | Mgmt | For | For | For |
| 1.6 | Elect Bernard Reznicek | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| 5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | For | Against |
| | | | | | |
| Royal Dutch Shell plc | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| RDSB | CUSIP 780259107 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| 3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For |
| 4 | Elect Josef Ackermann | Mgmt | For | Against | Against |
| 5 | Elect Guy Elliott | Mgmt | For | For | For |
| 6 | Elect Simon Henry | Mgmt | For | For | For |
| 7 | Elect Charles Holliday,Jr. | Mgmt | For | For | For |
| 8 | Elect Gerard Kleisterlee | Mgmt | For | For | For |
| 9 | Elect Christine Morin-Postel | Mgmt | For | For | For |
| 10 | Elect Jorma Ollila | Mgmt | For | For | For |
| 11 | Elect Linda Stuntz | Mgmt | For | For | For |
| 12 | Elect Jeroen van der veer | Mgmt | For | For | For |
| 13 | Elect Peter Voser | Mgmt | For | For | For |
| 14 | Elect Hans Wijers | Mgmt | For | For | For |
| 15 | Appointment of Auditor | Mgmt | For | For | For |
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| 17 | Authority to Issue Shares w/Preemptive Rights | Mgmt | For | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 20 | Authorisation of Political Donations | Mgmt | For | For | For |
| | | | | | |
| Seadrill Limited | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SDRL | CUSIP G7945E105 | 09/23/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | |
| 1 | Elect John Fredriksen | Mgmt | For | For | For |
| 2 | Elect Tor Olav Troim | Mgmt | For | Against | Against |
| 3 | Elect Kate Blankenship | Mgmt | For | Against | Against |
| 4 | Elect Kathrine Fredricksen | Mgmt | For | For | For |
| 5 | Elect Carl Erik Steen | Mgmt | For | For | For |
| 6 | Appointment of Auditor and Authority to set Fees | Mgmt | For | For | For |
| 7 | Directors' Fees | Mgmt | For | For | For |
| | | | | | |
| Starbucks Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SBUX | CUSIP 855244109 | 03/21/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Howard Schultz | Mgmt | For | For | For |
| 2 | Elect William Bradley | Mgmt | For | For | For |
| 3 | Elect Mellody Hobson | Mgmt | For | For | For |
| 4 | Elect Kevin Johnson | Mgmt | For | For | For |
| 5 | Elect Olden Lee | Mgmt | For | For | For |
| 6 | Elect Joshua Ramo | Mgmt | For | For | For |
| 7 | Elect James Shennan, Jr. | Mgmt | For | For | For |
| 8 | Elect Clara Shih | Mgmt | For | For | For |
| 9 | Elect Javier Teruel | Mgmt | For | For | For |
| 10 | Elect Myron Ullman III | Mgmt | For | For | For |
| 11 | Elect Craig Weatherup | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For |
| | | | | | |
| Starwood Hotels & Resorts Worldwide, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| HOT | CUSIP 85590A401 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Frits van Passchen | Mgmt | For | For | For |
| 1.2 | Elect Bruce Duncan | Mgmt | For | For | For |
| 1.3 | Elect Adam Aron | Mgmt | For | For | For |
| 1.4 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| 1.5 | Elect Thomas Clarke | Mgmt | For | For | For |
| 1.6 | Elect Clayton Daley, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Lizanne Galbreath | Mgmt | For | For | For |
| 1.8 | Elect Eric Hippeau | Mgmt | For | For | For |
| 1.9 | Elect Stephen Quazzo | Mgmt | For | For | For |
| 1.10 | Elect Thomas Ryder | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Stericycle, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SRCL | CUSIP 858912108 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Mark Miller | Mgmt | For | For | For |
| 2 | Elect Jack Schuler | Mgmt | For | For | For |
| 3 | Elect Thomas Brown | Mgmt | For | For | For |
| 4 | Elect Rod Dammeyer | Mgmt | For | For | For |
| 5 | Elect William Hall | Mgmt | For | For | For |
| 6 | Elect Jonathan Lord | Mgmt | For | For | For |
| 7 | Elect John Patience | Mgmt | For | For | For |
| 8 | Elect James Reid-Anderson | Mgmt | For | For | For |
| 9 | Elect Ronald Spaeth | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Retention of Shares until Retirement | ShrHoldr | Against | Against | For |
| | | | | | |
| The Boeing Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BA | CUSIP 097023105 | 04/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect David Calhoun | Mgmt | For | For | For |
| 2 | Elect Arthur Collins,Jr. | Mgmt | For | For | For |
| 3 | Elect Linda Cook | Mgmt | For | For | For |
| 4 | Elect Kenneth Duberstein | Mgmt | For | Against | Against |
| 5 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For |
| 6 | Elect Lawrence Kellner | Mgmt | For | For | For |
| 7 | Elect Edward Liddy | Mgmt | For | For | For |
| 8 | Elect W. James McNerney,Jr. | Mgmt | For | For | For |
| 9 | Elect Susan Schwab | Mgmt | For | For | For |
| 10 | Elect Ronald Williams | Mgmt | For | For | For |
| 11 | Elect Mike Zafirovski | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Retention of Shares after Retirement | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For |
| | | | | | |
| The Williams Companies, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WMB | CUSIP 969457100 | 05/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Alan Armstrong | Mgmt | For | For | For |
| 2 | Elect Joseph Cleveland | Mgmt | For | For | For |
| 3 | Elect Irl Engelhardt | Mgmt | For | For | For |
| 4 | Elect John Hagg | Mgmt | For | For | For |
| 5 | Elect Juanita Hinshaw | Mgmt | For | For | For |
| 6 | Elect Frank MacInnis | Mgmt | For | For | For |
| 7 | Elect Steven Nance | Mgmt | For | For | For |
| 8 | Elect Murray Smith | Mgmt | For | For | For |
| 9 | Elect Janice Stoney | Mgmt | For | For | For |
| 10 | Elect Laura Sugg | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Advisory Vote on Exective Compensation | Mgmt | For | For | For |
| | | | | | |
| Toyota Motor Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| 7203 | CUSIP 892331307 | 06/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 2 | Elect Fujio Choh | Mgmt | For | Against | Against |
| 3 | Elect Akio Toyoda | Mgmt | For | For | For |
| 4 | Elect Takeshi Uchiyamada | Mgmt | For | For | For |
| 5 | Elect Yukitoshi Funo | Mgmt | For | For | For |
| 6 | Elect Atsushi Niimi | Mgmt | For | For | For |
| 7 | Elect Shinichi Sasaki | Mgmt | For | For | For |
| 8 | Elect Satoshi Ozawa | Mgmt | For | For | For |
| 9 | Elect Nobuyori Kodaira | Mgmt | For | For | For |
| 10 | Elect Mamoru Furuhashi | Mgmt | For | For | For |
| 11 | Elect Takahiko Ijichi | Mgmt | For | For | For |
| 12 | Elect Yasumori Ihara | Mgmt | For | For | For |
| 13 | Elect Masamoto Maekawa | Mgmt | For | For | For |
| 14 | Elect Mitsuhisa Katoh | Mgmt | For | For | For |
| 15 | Bonus | Mgmt | For | For | For |
| | | | | | |
| | United Parcel Service, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| UPS | CUSIP 911312106 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect F. Duane Ackerman | Mgmt | For | Against | Against |
| 2 | Elect Michael Burns | Mgmt | For | For | For |
| 3 | Elect D. Scott Davis | Mgmt | For | For | For |
| 4 | Elect Stuart Eizenstat | Mgmt | For | For | For |
| 5 | Elect Michael Eskew | Mgmt | For | For | For |
| 6 | Elect William Johnson | Mgmt | For | For | For |
| 7 | Elect Candace Kendle | Mgmt | For | For | For |
| 8 | Elect Ann Livermore | Mgmt | For | For | For |
| 9 | Elect Rudy Markham | Mgmt | For | For | For |
| 10 | Elect Clark Randt, Jr. | Mgmt | For | For | For |
| 11 | Elect John Thompson | Mgmt | For | For | For |
| 12 | Elect Carol Tome | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For |
| 15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | | | | | |
| Verizon Communications Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| VZ | CUSIP 92343V104 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Richard Carrion | Mgmt | For | For | For |
| 2 | Elect Melanie Healey | Mgmt | For | For | For |
| 3 | Elect M. Frances Keeth | Mgmt | For | For | For |
| 4 | Elect Robert Lane | Mgmt | For | For | For |
| 5 | Elect Lowell McAdam | Mgmt | For | For | For |
| 6 | Elect Sandra Moose | Mgmt | For | For | For |
| 7 | Elect Joseph Neubauer | Mgmt | For | Against | Against |
| 8 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| 9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| 10 | Elect Hugh Price | Mgmt | For | For | For |
| 11 | Elect Rodney Slater | Mgmt | For | Against | Against |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For |
| | | | | | |
| Wells Fargo & Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WFC | CUSIP 949746101 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | Mgmt |
| 1 | Elect John Baker II | Mgmt | For | Against | Against |
| 2 | Elect Elaine Chao | Mgmt | For | For | For |
| 3 | Elect John Chen | Mgmt | For | For | For |
| 4 | Elect Lloyd Dean | Mgmt | For | For | For |
| 5 | Elect Susan Engel | Mgmt | For | For | For |
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 7 | Elect Donald James | Mgmt | For | Against | Against |
| 8 | Elect Cynthia Milligan | Mgmt | For | Against | Against |
| 9 | Elect Nicholas Moore | Mgmt | For | For | For |
| 10 | Elect Federico Pena | Mgmt | For | For | For |
| 11 | Elect Philip Quigley | Mgmt | For | Against | Against |
| 12 | Elect Judith Runstad | Mgmt | For | For | For |
| 13 | Elect Stephen Sanger | Mgmt | For | For | For |
| 14 | Elect John Stumpf | Mgmt | For | For | For |
| 15 | Elect Susan Swenson | Mgmt | For | For | For |
| 16 | Advisory Vote on Exerutive Compensation | Mgmt | For | For | For |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
| 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against |
| 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| 21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For |
| | | | | | |
| Whole Foods Market, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WFM | CUSIP 966837106 | 03/09/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect John Elstrott | Mgmt | For | For | For |
| 1.2 | Elect Gabrielle Greene | Mgmt | For | For | For |
| 1.3 | Elect Hass Hassan | Mgmt | For | For | For |
| 1.4 | Elect Stephanie Kugelman Mgmt | Mgmt | For | Withhold | Against |
| 1.5 | Elect John Mackey | Mgmt | For | For | For |
| 1.6 | Elect Walter Robb | Mgmt | For | For | For |
| 1.7 | Elect Jonathan Seiffer | Mgmt | For | Withhold | Against |
| 1.8 | Elect Morris Siegel | Mgmt | For | For | For |
| 1.9 | Elect Jonathan Sokoloff | Mgmt | For | For | For |
| 1.10 | Elect Ralph Sorenson | Mgmt | For | Withhold | Against |
| 1.11 | Elect William Tindell | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | For | Against |
| 6 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Against | Against | For |
| | | | | | |
| Yum Brands, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| YUM | CUSIP 988498101 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect David Dorman | Mgmt | For | For | For |
| 2 | Elect Massimo Ferragamo | Mgmt | For | For | For |
| 3 | Elect Mirian Graddick-Weir | Mgmt | For | For | For |
| 4 | Elect J. David Grissom | Mgmt | For | For | For |
| 5 | Elect Bonnie Hill | Mgmt | For | For | For |
| 6 | Elect Jonathan Linen | Mgmt | For | For | For |
| 7 | Elect Thomas Nelson | Mgmt | For | For | For |
| 8 | Elect David Novak | Mgmt | For | For | For |
| 9 | Elect Thomas Ryan | Mgmt | For | For | For |
| 10 | Elect Jing-Shyh Su | Mgmt | For | For | For |
| 11 | Elect Robert Walter | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| 15 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHoldr | Against | Against | For |
| | | | | | |
| | | | | | |
| | | | | | |
| ********************************* FORM N-PX REPORT ************************************* | | |
| | | | | | |
| ==================== Burnham Financial Services Fund ==================== | | | |
| | | | | | |
| 1st United Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FUBC | CUSIP 33740N105 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Paula Berliner | Mgmt | For | For | For |
| 1.2 | Elect Derek Burke | Mgmt | For | For | For |
| 1.3 | Elect Jeffery Carrier | Mgmt | For | For | For |
| 1.4 | Elect Ronald David | Mgmt | For | For | For |
| 1.5 | Elect James Evans | Mgmt | For | For | For |
| 1.6 | Elect Arthur Loring | Mgmt | For | For | For |
| 1.7 | Elect Thomas Lynch | Mgmt | For | Withhold | Against |
| 1.8 | Elect John Marino | Mgmt | For | Withhold | Against |
| 1.9 | Elect Carlos Morrison | Mgmt | For | Withhold | Against |
| 1.10 | Elect Warren Orlando | Mgmt | For | For | For |
| 1.11 | Elect Rudy Schupp | Mgmt | For | For | For |
| 1.12 | Elect Joseph Veccia, Jr. | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Alliance Bancorp, Inc. of Pennsylvania | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ALLB | CUSIP 01890A108 | 04/25/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect J. William Cotter, Jr. | Mgmt | For | For | For |
| 1.2 | Elect William Hecht | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Alliance Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ALNC | CUSIP 019205103 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Donald Dew | Mgmt | For | For | For |
| 1.2 | Elect Charles Shafer | Mgmt | For | Withold | Against |
| 1.3 | Elect Charles Spaulding | Mgmt | For | For | For |
| 1.4 | Elect Deborah Stanley | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| American International Group Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| AIG | CUSIP 026874784 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Robert Benmosche | Mgmt | For | For | For |
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For |
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For |
| 4 | Elect Laurette Koellner | Mgmt | For | For | For |
| 5 | Elect Donald Layton | Mgmt | For | For | For |
| 6 | Elect Christopher Lynch | Mgmt | For | For | For |
| 7 | Elect Arthur Martinez | Mgmt | For | For | For |
| 8 | Elect George Miles, Jr. | Mgmt | For | Against | Against |
| 9 | Elect Henry Miller | Mgmt | For | For | For |
| 10 | Elect Robert Miller | Mgmt | For | For | For |
| 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| 12 | Elect Ronald Rittenmeyer | Mgmt | For | For | For |
| 13 | Elect Douglas Steenland | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Ameris Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ABCB | CUSIP 03076K108 | 05/31/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect R. Dale Ezzell | Mgmt | For | For | For |
| 1.2 | Elect Jimmy Veal | Mgmt | For | For | For |
| 1.3 | Elect V. Wayne Williford | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| | | | | | |
| ARMOUR Residential REIT Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ARR | CUSIP 042315101 | 05/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Scott Ulm | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey Zimmer | Mgmt | For | Withhold | Against |
| 1.3 | Elect Daniel Staton | Mgmt | For | For | For |
| 1.4 | Elect Marc Bell | Mgmt | For | For | For |
| 1.5 | Elect Thomas Guba | Mgmt | For | For | For |
| 1.6 | Elect John Hollihan III | Mgmt | For | For | For |
| 1.7 | Elect Stewart Paperin | Mgmt | For | For | For |
| 1.8 | Elect Jordan Zimmerman | Mgmt | For | For | For |
| 1.9 | Elect Robert Hain | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| | | | | | |
| ASB Bancorp Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ASBB | CUSIP 00213T109 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect John Dickson | Mgmt | For | Withold | Against |
| 1.2 | Elect John Gould | Mgmt | For | For | For |
| 1.3 | Elect Kenneth Hornowski | Mgmt | For | For | For |
| 2 | 2012 Equity Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | | | | | |
| Atlantic Coast Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ACFCD | CUSIP 048426100 | 05/11/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect John Linfante | Mgmt | For | For | For |
| 1.2 | Elect Charles Carey | Mgmt | For | For | For |
| 1.3 | Elect Bhanu Choudhrie | Mgmt | For | For | For |
| 1.4 | Elect H. Dennis Woods | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Beacon Federal Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BFED | CUSIP 073582108 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect John Altmeyer | Mgmt | For | For | For |
| 1.2 | Elect Thomas Driscoll | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Beneficial Mutual Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BNCL | CUSIP 08173R104 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Elizabeth Gemmill | Mgmt | For | For | For |
| 1.2 | Elect Joseph McLaughlin | Mgmt | For | For | For |
| 1.3 | Elect Marcy Panzer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Cape Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CBNJ | CUSIP 139209100 | 04/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Mark Benevento | Mgmt | For | For | For |
| 1.2 | Elect Michael Devlin | Mgmt | For | For | For |
| 1.3 | Elect Matthew Reynolds | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| CenterState Banks, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CSFL | CUSIP 15201P109 | 04/26/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect James Bingham | Mgmt | For | Withhold | Against |
| 1.2 | Elect G. Robert Blanchard Jr. | Mgmt | For | Withhold | Against |
| 1.3 | Elect C. Dennis Carlton | Mgmt | For | Withhold | Against |
| 1.4 | Elect John Corbett | Mgmt | For | For | For |
| 1.5 | Elect Griffin Greene | Mgmt | For | For | For |
| 1.6 | Elect Charles McPherson | Mgmt | For | For | For |
| 1.7 | Elect George Nunez II | Mgmt | For | Withhold | Against |
| 1.8 | Elect Thomas Oakley | Mgmt | For | Withhold | Against |
| 1.9 | Elect Ernest Pinner | Mgmt | For | Withhold | Against |
| 1.10 | Elect William Pou Jr. | Mgmt | For | For | For |
| 1.11 | Elect J. Thomas Rocker | Mgmt | For | Withhold | Against |
| 1.12 | Elect Joshua Snively | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor Charter Financial Corporation | Mgmt | For | For | For |
| | | | | | |
| Charter Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CHFN | CUSIP 16122M100 | 02/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Jane Darden | Mgmt | For | For | For |
| 1.2 | Elect Thomas Lane | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Cheviot Financial Corp. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CHEV | CUSIP 16677X105 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Steven Hausfeld | Mgmt | For | For | For |
| 1.2 | Elect Thomas Linneman | Mgmt | For | Withold | Against |
| 2 | Ratification of Auditor | Mgmt | For | Against | Against |
| | | | | | |
| Citizens Republic Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CRBC | CUSIP 174420307 | 04/25/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Lizabeth Ardisana | Mgmt | For | Withhold | Against |
| 1.2 | Elect George Butvilas | Mgmt | For | Withhold | Against |
| 1.3 | Elect Robert Cubbin | Mgmt | For | Withhold | Against |
| 1.4 | Elect Gary Hurand | Mgmt | For | Withhold | Against |
| 1.5 | Elect Benjamin Laird | Mgmt | For | Withhold | Against |
| 1.6 | Elect Stephen Lazaroff | Mgmt | For | Withhold | Against |
| 1.7 | Elect Cathleen Nash | Mgmt | For | Withhold | Against |
| 1.8 | Elect Kendall Williams | Mgmt | For | Withhold | Against |
| 1.9 | Elect James Wolohan | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Citizens South Banking Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CSBC | CUSIP 176682102 | 05/14/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Ben Rudisill II | Mgmt | For | Withold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Cowen Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| COWN | CUSIP 223622101 | 06/12/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Peter Cohen | Mgmt | For | For | For |
| 1.2 | Elect Katherinen Elizabeth Dietze | Mgmt | For | For | For |
| 1.3 | Elect Steven Kotler | Mgmt | For | For | For |
| 1.4 | Elect Jerome Markowitz | Mgmt | For | For | For |
| 1.5 | Elect Jack Nusbaum | Mgmt | For | For | For |
| 1.6 | Elect Jeffrey Solomon | Mgmt | For | For | For |
| 1.7 | Elect Thomas Strauss | Mgmt | For | For | For |
| 1.8 | Elect John Toffolon, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Joseph Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Cowen Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| COWN | CUSIP 223621103 | 08/31/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Peter Cohen | Mgmt | For | For | For |
| 1.2 | Elect Katherine Dietze | Mgmt | For | For | For |
| 1.3 | Elect Steven Kotler | Mgmt | For | For | For |
| 1.4 | Elect George LaBranche | Mgmt | For | For | For |
| 1.5 | Elect Jerome Markowitz | Mgmt | For | For | For |
| 1.6 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against |
| 1.7 | Elect John Toffolon, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Joseph Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| | | | | | |
| FedFirst Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FFCO | CUSIP 31429C101 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Patrick O'Brien | Mgmt | For | For | For |
| 1.2 | Elect John Swiatek | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Financial Institutions, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FISI | CUSIP 317585404 | 05/09/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Karl Anderson, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Erland Kailbourne | Mgmt | For | For | For |
| 1.3 | Elect Robert Latella | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| First California Financial Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FCAL | CUSIP 319395109 | 05/07/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Richard Aldridge | Mgmt | For | For | For |
| 1.2 | Elect Donald Benson | Mgmt | For | For | For |
| 1.3 | Elect John Birchfield | Mgmt | For | For | For |
| 1.4 | Elect Joseph Cohen | Mgmt | For | For | For |
| 1.5 | Elect Robert Gipson | Mgmt | For | For | For |
| 1.6 | Elect Antoinette Hubenette | Mgmt | For | For | For |
| 1.7 | Elect C.G. Kum | Mgmt | For | For | For |
| 1.8 | Elect Thomas Tignino | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| First Commonwealth Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FCF | CUSIP 319829107 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Julie Caponi | Mgmt | For | For | For |
| 1.2 | Elect Ray Charley | Mgmt | For | For | For |
| 1.3 | Elect Gary Claus | Mgmt | For | For | For |
| 1.4 | Elect David Dahlmann | Mgmt | For | For | For |
| 1.5 | Elect Johnston Glass | Mgmt | For | For | For |
| 1.6 | Elect David Greenfield | Mgmt | For | For | For |
| 1.7 | Elect Luke Latimer | Mgmt | For | For | For |
| 1.8 | Elect James Newill | Mgmt | For | For | For |
| 1.9 | Elect T. Michael Price | Mgmt | For | For | For |
| 1.10 | Elect Laurie Stern Singer | Mgmt | For | For | For |
| 1.11 | Elect Robert Ventura | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| First Midwest Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FMBI | CUSIP 320867104 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Barbara Boigegrain | Mgmt | For | For | For |
| 2 | Elect Robert O'Meara | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Frequency of Advisory Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Fox Chase Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FXCB | CUSIP 35137T108 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Roger Ballou | Mgmt | For | For | For |
| 1.2 | Elect Richard Bauer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Fox Chase Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FXCB | CUSIP 35137T108 | 08/04/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Todd Benning | Mgmt | For | For | For |
| 1.2 | Elect Thomas Petro | Mgmt | For | For | For |
| 1.3 | Elect RoseAnn Rosenthal | Mgmt | For | For | For |
| 2 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Franklin Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FRNK | CUSIP 35353C102 | 02/21/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Hugh Harrison II | Mgmt | For | For | For |
| 1.2 | Elect Elizabeth Robertson | Mgmt | For | For | For |
| 1.3 | Elect George Scott | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2012 Equity Incentive Plan | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Gleacher & Company Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GLCH | CUSIP 377341102 | 05/24/2012 | | Voted | |
| Meeting Type | | | Country of Trade | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Eric Gleacher | Mgmt | For | For | For |
| 2 | Elect Thomas Hughes | Mgmt | For | For | For |
| 3 | Elect Henry Bienen | Mgmt | For | For | For |
| 4 | Elect Marshall Cohen | Mgmt | For | For | For |
| 5 | Elect Robert Gerard | Mgmt | For | For | For |
| 6 | Elect Mark Patterson | Mgmt | For | For | For |
| 7 | Elect Christopher Pechock | Mgmt | For | For | For |
| 8 | Elect Bruce Rohde | Mgmt | For | For | For |
| 9 | Elect Robert Yingling | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Guaranty Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GBNK | CUSIP 40075T102 | 05/08/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Edward Cordes | Mgmt | For | For | For |
| 2 | Elect John Eggemeyer, III | Mgmt | For | Against | Against |
| 3 | Elect Keith Finger | Mgmt | For | For | For |
| 4 | Elect Stephen Joyce | Mgmt | For | For | For |
| 5 | Elect Gail Klapper | Mgmt | For | Against | Against |
| 6 | Elect Stephen G. McConahey | Mgmt | For | For | For |
| 7 | Elect Paul Taylor | Mgmt | For | For | For |
| 8 | Elect W. Kirk Wycoff | Mgmt | For | For | For |
| 9 | Elect Albert Yates | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Guaranty Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GBNK | CUSIP 40075T102 | 09/29/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Special | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Conversion of Series A Perferred Shares into Common Stock | Mgmt | For | For | For |
| 2 | Amendment to Certificate of Designations of Series A Preferred Stock to Allow a Payment-In-Kind Dividend of Preferred Stock | Mgmt | For | For | For |
| 3 | Amendment to Provisions of Debt Instruments | Mgmt | For | For | For |
| 4 | Amendment to Terms of Non-Voting Common Stock | Mgmt | For | For | For |
| 5 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| Heritage Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| HFWA | CUSIP 42722X106 | 05/02/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Gary Christensen | Mgmt | For | For | For |
| 1.2 | Elect John Clees | Mgmt | For | For | For |
| 1.3 | Elect Kimberly Ellwanger | Mgmt | For | For | For |
| 1.4 | Elect Philip Weigand | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Heritage Financial Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| HBOS | CUSIP 42726X102 | 05/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect O. Leonard Dorminey | Mgmt | For | For | For |
| 1.2 | Elect Antone Lehr | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Investors Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ISBC | CUSIP 46146P102 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Robert Cashill | Mgmt | For | For | For |
| 1.2 | Elect Brian Dittenhafer | Mgmt | For | For | For |
| 1.3 | Elect Kevin Cummings | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Jacksonville Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| JAXB | CUSIP 469249106 | 05/01/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Donald F. Glisson, Jr. | Mgmt | For | For | For |
| 1.2 | James M. Healey | Mgmt | For | For | For |
| 1.3 | John C. Kowkabany | Mgmt | For | For | For |
| 1.4 | John P. Sullivan | Mgmt | For | For | For |
| 2 | To ratify the appointment of Crow Hortwath LLP as the companys independent registered public accounting firm for 2012 | Mgmt | For | For | For |
| | | | | | |
| Meridian Interstate Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| EBSB | CUSIP 58964Q104 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Marilyn Censullo | Mgmt | For | For | For |
| 1.2 | Elect Richard Gavegnano | Mgmt | For | For | For |
| 1.3 | Elect Edward Lynch | Mgmt | For | Withold | Against |
| 1.4 | Elect Gregory Natalucci | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| MFA Financial, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MFA | CUSIP 55272X102 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Michael Dahir | Mgmt | For | For | For |
| 1.2 | Elect Robin Josephs | Mgmt | For | For | For |
| 1.3 | Elect George Krauss | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| OceanFirst Financial Corp. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| OCFC | CUSIP 675234108 | 05/10/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect John Chadwick | Mgmt | For | For | For |
| 1.2 | Elect Diane Rhine | Mgmt | For | For | For |
| 1.3 | Elect Mark Solow | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| OmniAmerican Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| OABC | CUSIP 68216R107 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Wayne Burchfield,Jr. | Mgmt | For | For | For |
| 1.2 | Elect Patti Callan | Mgmt | For | For | For |
| 1.3 | Elect John Sammons, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Oritani Financial Corp. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ORIT | CUSIP 68633D103 | 07/26/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Special | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against |
| 2 | Transaction of Other Business | Mgmt | For | Against | Against |
| | | | | | |
| Park Sterling Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| PSTB | CUSIP 70086Y105 | 05/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect James Cherry | Mgmt | For | For | For |
| 1.2 | Elect Patricia Hartung | Mgmt | For | For | For |
| 1.3 | Elect Thomas Henson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Popular Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BPOP | CUSIP 733174106 | 04/27/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Alejandro Ballester | Mgmt | For | For | For |
| 2 | Elect Richard Carrion | Mgmt | For | Against | Against |
| 3 | Elect Carlos Unanue | Mgmt | For | For | For |
| 4 | Elect David Goel | Mgmt | For | For | For |
| 5 | Reverse Stock Split | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| 8 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| Porter Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| PBIB | CUSIP 736233107 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Maria Bouvette | Mgmt | For | Withhold | Against |
| 1.2 | Elect David Hawkins | Mgmt | For | Withhold | Against |
| 1.3 | Elect W. Glenn Hogan | Mgmt | For | Withhold | Against |
| 1.4 | Elect Sidney Monroe | Mgmt | For | Withhold | Against |
| 1.5 | Elect William Porter | Mgmt | For | Withhold | Against |
| 1.6 | Elect Stephen Williams | Mgmt | For | Withhold | Against |
| 1.7 | Elect W. Kirk Wycoff | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| 4 | Amendment to the 2006 Non-Employee Director Stock Ownership Incentive Plan | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr Against | Against | For | Against |
| | | | | | |
| Regions Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| RF | CUSIP 7591EP100 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | Against | Against |
| 2 | Elect George Bryan | Mgmt | For | For | For |
| 3 | Elect Carolyn Byrd | Mgmt | For | For | For |
| 4 | Elect David Cooper,Sr. | Mgmt | For | Against | Against |
| 5 | Elect Earnest Deavenport, Jr. | Mgmt | For | Against | Against |
| 6 | Elect Don DeFosset | Mgmt | For | For | For |
| 7 | Elect Eric Fast | Mgmt | For | For | For |
| 8 | Elect O. B. Grayson Hall,Jr. | Mgmt | For | For | For |
| 9 | Elect John Johns | Mgmt | For | Against | Against |
| 10 | Elect Charles McCrary | Mgmt | For | For | For |
| 11 | Elect James Malone | Mgmt | For | For | For |
| 12 | Elect Ruth Marshall | Mgmt | For | For | For |
| 13 | Elect Susan Matlock | Mgmt | For | For | For |
| 14 | Elect John Maupin, Jr. | Mgmt | For | For | For |
| 15 | Elect John Roberts | Mgmt | For | For | For |
| 16 | Elect Lee Styslinger III | Mgmt | For | For | For |
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 19 | Ratification of Auditor | Mgmt | For | For | For |
| 20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr Against | For | Against |
| | | | | | |
| Seacoast Banking Corporation of Florida | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SBCF | CUSIP 811707306 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect H. Gilbert Culbreth | Mgmt | For | For | For |
| 1.2 | Elect Christopher Fogal | Mgmt | For | For | For |
| 1.3 | Elect Robert Goldstein | Mgmt | For | For | For |
| 1.4 | Elect Dale Hudson | Mgmt | For | For | For |
| 1.5 | Elect Roger Goldman | Mgmt | For | For | For |
| 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Reverse Stock Split | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 6 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| Solar Senior Capital Ltd. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUNS | CUSIP 83416M105 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect David Wachter | Mgmt | For | For | For |
| 2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| | | | | | |
| Southern National Bancorp Of Virginia, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SONA | CUSIP 843395104 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Georgia Derrico | Mgmt | For | For | For |
| 1.2 | Elect Charles Kabbash | Mgmt | For | For | For |
| 1.3 | Elect W. Bruce Jennings | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| State Bank Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| STBZ | CUSIP 856190103 | 05/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Elect James Balkcom, Jr. | Mgmt | For | For | For |
| 2 | Elect Kelly Barrett | Mgmt | For | For | For |
| 3 | Elect Archie Bransford,Jr. | Mgmt | For | For | For |
| 4 | Elect Kim Childers | Mgmt | For | For | For |
| 5 | Elect Joseph Evans | Mgmt | For | For | For |
| 6 | Elect Virginia Hepner | Mgmt | For | For | For |
| 7 | Elect J. Daniel Speight | Mgmt | For | Against | Against |
| 8 | Elect J. Thomas Wiley,Jr. | Mgmt | For | Against | Against |
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Sterling Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| STL | CUSIP 859158107 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Robert Abrams | Mgmt | For | For | For |
| 1.2 | Elect Joseph Adamko | Mgmt | For | For | For |
| 1.3 | Elect Louis Cappelli | Mgmt | For | For | For |
| 1.4 | Elect Fernando Ferrer | Mgmt | For | For | For |
| 1.5 | Elect Allan Hershfield | Mgmt | For | For | For |
| 1.6 | Elect Henry Humphreys | Mgmt | For | For | For |
| 1.7 | Elect Robert Lazar | Mgmt | For | For | For |
| 1.8 | Elect Carolyn Joy Lee | Mgmt | For | For | For |
| 1.9 | Elect John Millman | Mgmt | For | For | For |
| 1.10 | Elect Eugene Rossides | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 5 | Shareholder Proposal Independent Board Chair | ShrHoldr Against | Against | For | Against |
| | | | | | |
| Susquehanna Bancshares, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUSQ | CUSIP 869099101 | 05/04/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Anthony Agnone, Sr. | Mgmt | For | For | For |
| 1.2 | Elect Wayne Alter, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Eddie Dunklebarger | Mgmt | For | For | For |
| 1.4 | Elect Henry Gibbel | Mgmt | For | For | For |
| 1.5 | Elect Bruce Hepburn | Mgmt | For | For | For |
| 1.6 | Elect Donald Hoffman | Mgmt | For | For | For |
| 1.7 | Elect Sara Kirkland | Mgmt | For | For | For |
| 1.8 | Elect Jeffrey Lehman | Mgmt | For | For | For |
| 1.9 | Elect Michael Morello | Mgmt | For | For | For |
| 1.10 | Elect Scott Newkam | Mgmt | For | For | For |
| 1.11 | Elect Robert Poole, Jr. | Mgmt | For | For | For |
| 1.12 | Elect William Reuter | Mgmt | For | For | For |
| 1.13 | Elect Andrew Samuel | Mgmt | For | For | For |
| 1.14 | Elect Christine Sears | Mgmt | For | For | For |
| 1.15 | Elect James Ulsh | Mgmt | For | For | For |
| 1.16 | Elect Robert White | Mgmt | For | For | For |
| 1.17 | Elect Roger Wiest, Sr. | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Susquehanna Bancshares, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUSQ | CUSIP 869099101 | 11/16/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Special | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Acquisition | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| TFS Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| TFSL | CUSIP 87240R107 | 02/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Anthony Asher | Mgmt | For | For | For |
| 1.2 | Elect Robert Heisler, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Bernard Kobak | Mgmt | For | For | For |
| 1.4 | Elect Terrence Ozan | Mgmt | For | For | For |
| 1.5 | Elect Marianne Piterans | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Tower Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| TOBC | CUSIP 891709107 | 11/16/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Special | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1 | Acquisition | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | | |
| United Financial Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status | |
| UBNK | CUSIP 91030T109 | 04/19/2012 | Voted | | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Kevin Ross | Mgmt | For | For | For |
| 1.2 | Elect Robert Stewart,Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Washington Banking Company | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WBCO | CUSIP 937303105 | 05/03/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Mark Crawford | Mgmt | For | For | For |
| 1.2 | Elect Jay T. Lien | Mgmt | For | For | For |
| 1.3 | Elect Gragg Miller | Mgmt | For | For | For |
| 1.4 | Elect Anthony Pickering | Mgmt | For | For | For |
| 1.5 | Elect Robert Severns | Mgmt | For | For | For |
| 1.6 | Elect John Wagner | Mgmt | For | For | For |
| 1.7 | Elect Edward Wallgren | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Webster Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WBS | CUSIP 947890109 | 04/26/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For |
| 1.2 | Elect Laurence Morse | Mgmt | For | For | For |
| 1.3 | Elect Mark Pettie | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Repeal of Classified Board | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Western Liberty Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WLBC | CUSIP 961443108 | 06/20/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. Description | Proponent | Mgmt Rec | Vote Cast | For Against/Mgmt |
| | | | | | |
| 1.1 | Elect Jason Ader | Mgmt | For | For | For |
| 1.2 | Elect Curtis Anderson | Mgmt | For | For | For |
| 1.3 | Elect Richard Coles | Mgmt | For | For | For |
| 1.4 | Elect Michael Frankel | Mgmt | For | Withhold | Against |
| 1.5 | Elect William Martin | Mgmt | For | For | For |
| 1.6 | Elect Terrence Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | | | | | |
| ********************************* FORM N-PX REPORT ************************************* | | |
| | | | | | |
| ==================== Burnham Financial Industries Fund ==================== | | | |
| | | | | | |
| 1st United Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FUBC | CUSIP 33740N105 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Paula Berliner | Mgmt | For | For | For |
| 1.2 | Elect Derek Burke | Mgmt | For | For | For |
| 1.3 | Elect Jeffery Carrier | Mgmt | For | For | For |
| 1.4 | Elect Ronald David | Mgmt | For | For | For |
| 1.5 | Elect James Evans | Mgmt | For | For | For |
| 1.6 | Elect Arthur Loring | Mgmt | For | For | For |
| 1.7 | Elect Thomas Lynch | Mgmt | For | Withhold | Against |
| 1.8 | Elect John Marino | Mgmt | For | Withhold | Against |
| 1.9 | Elect Carlos Morrison | Mgmt | For | Withhold | Against |
| 1.10 | Elect Warren Orlando | Mgmt | For | For | For |
| 1.11 | Elect Rudy Schupp | Mgmt | For | For | For |
| 1.12 | Elect Joseph Veccia, Jr. | Mgmt | For | For | For |
| 2 | Advisory Vote on Compensation | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Alliance Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ALNC | CUSIP 019205103 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Donald Dew | Mgmt | For | For | For |
| 1.2 | Elect Charles Shafer | Mgmt | For | Withhold | Against |
| 1.3 | Elect Charles Spaulding | Mgmt | For | For | For |
| 1.4 | Elect Deborah Stanley | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| American International Group Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| AIG | CUSIP 026874784 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Robert Benmosche | Mgmt | For | For | For |
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For |
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For |
| 4 | Elect Laurette Koellner | Mgmt | For | For | For |
| 5 | Elect Donald Layton | Mgmt | For | For | For |
| 6 | Elect Christopher Lynch | Mgmt | For | For | For |
| 7 | Elect Arthur Martinez | Mgmt | For | For | For |
| 8 | Elect George Miles, Jr. | Mgmt | For | Against | Against |
| 9 | Elect Henry Miller | Mgmt | For | For | For |
| 10 | Elect Robert Miller | Mgmt | For | For | For |
| 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| 12 | Elect Ronald Rittenmeyer | Mgmt | For | For | For |
| 13 | Elect Douglas Steenland | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| ARMOUR Residential REIT Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ARR | CUSIP 042315101 | 05/30/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Scott Ulm | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey Zimmer | Mgmt | For | Withhold | Against |
| 1.3 | Elect Daniel Staton | Mgmt | For | For | For |
| 1.4 | Elect Marc Bell | Mgmt | For | For | For |
| 1.5 | Elect Thomas Guba | Mgmt | For | For | For |
| 1.6 | Elect John Hollihan III | Mgmt | For | For | For |
| 1.7 | Elect Stewart Paperin | Mgmt | For | For | For |
| 1.8 | Elect Jordan Zimmerman | Mgmt | For | For | For |
| 1.9 | Elect Robert Hain | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| | | | | | |
| Bank of America Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BAC | CUSIP 060505559 | 05/09/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Mukesh Ambani | Mgmt | For | For | For |
| 2 | Elect Susan Bies | Mgmt | For | For | For |
| 3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
| 4 | Elect Virgis Colbert | Mgmt | For | Against | Against |
| 5 | Elect Charles Gifford | Mgmt | For | For | For |
| 6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
| 7 | Elect Monica Lozano | Mgmt | For | For | For |
| 8 | Elect Thomas May | Mgmt | For | For | For |
| 9 | Elect Brian Moynihan | Mgmt | For | For | For |
| 10 | Elect Donald Powell | Mgmt | For | For | For |
| 11 | Elect Charles Rossotti | Mgmt | For | Against | Against |
| 12 | Elect Robert Scully | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding Disclosure of Prior Government Services | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| 17 | Shareholder Proposal Regarding Retention of Shares after Retirement | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For |
| | | | | | |
| BB&T Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BBT | CUSIP 054937107 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect John Allison IV | Mgmt | For | For | For |
| 1.2 | Elect Jennifer Banner | Mgmt | For | For | For |
| 1.3 | Elect K. David Boyer,Jr. | Mgmt | For | For | For |
| 1.4 | Elect Anna Cablik | Mgmt | For | For | For |
| 1.5 | Elect Ronald Deal | Mgmt | For | Withhold | Against |
| 1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | Withhold | Against |
| 1.7 | Elect Jane Helm | Mgmt | For | For | For |
| 1.8 | Elect John Howe III | Mgmt | For | For | For |
| 1.9 | Elect Kelly King | Mgmt | For | For | For |
| 1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For |
| 1.11 | Elect Nido Qubein | Mgmt | For | Withhold | Against |
| 1.12 | Elect Thomas Skains | Mgmt | For | For | For |
| 1.13 | Elect Thomas Thompson | Mgmt | For | For | For |
| 1.14 | Elect Edwin Welch Ph.D | Mgmt | For | For | For |
| 1.15 | Elect Stephen Williams | Mgmt | For | Withhold | Against |
| 2 | 2012 Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| | | | | | |
| Beacon Federal Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| BFED | CUSIP 073582108 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect John Altmeyer | Mgmt | For | For | For |
| 1.2 | Elect Thomas Driscoll | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| Capital One Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| COF | CUSIP 14040H105 | 05/08/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Richard Fairbank | Mgmt | For | For | For |
| 2 | Elect Peter Raskind | Mgmt | For | For | For |
| 3 | Elect Bradford Warner | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For |
| | | | | | |
| CenterState Banks, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CSFL | CUSIP 15201P109 | 04/26/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect James Bingham | Mgmt | For | Withhold | Against |
| 1.2 | Elect G. Robert Blanchard, Jr. | Mgmt | For | Withhold | Against |
| 1.3 | Elect C. Dennis Carlton | Mgmt | For | Withhold | Against |
| 1.4 | Elect John Corbett | Mgmt | For | For | For |
| 1.5 | Elect Griffin Greene | Mgmt | For | For | For |
| 1.6 | Elect Charles McPherson | Mgmt | For | For | For |
| 1.7 | Elect George Nunez II | Mgmt | For | Withhold | Against |
| 1.8 | Elect Thomas Oakley | Mgmt | For | Withhold | Against |
| 1.9 | Elect Ernest Pinner | Mgmt | For | Withhold | Against |
| 1.10 | Elect William Pou Jr. | Mgmt | For | For | For |
| 1.11 | Elect J. Thomas Rocker | Mgmt | For | Withhold | Against |
| 1.12 | Elect Joshua Snively | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Charter Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CHFN | CuSIP 16122M100 | 02/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Jane Darden | Mgmt | For | For | For |
| 1.2 | Elect Thomas Lane | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Citigroup Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| C | CUSIP 172967424 | 04/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Franz Humer | Mgmt | For | For | For |
| 2 | Elect Robert Joss | Mgmt | For | Against | Against |
| 3 | Elect Michael O'Neill | Mgmt | For | For | For |
| 4 | Elect Vikram Pandit | Mgmt | For | For | For |
| 5 | Elect Lawrence Ricciardi | Mgmt | For | For | For |
| 6 | Elect Judith Rodin | Mgmt | For | Against | Against |
| 7 | Elect Robert Ryan | Mgmt | For | For | For |
| 8 | Elect Anthony Santomero | Mgmt | For | For | For |
| 9 | Elect Joan Spero | Mgmt | For | For | For |
| 10 | Elect Diana Taylor | Mgmt | For | Against | Against |
| 11 | Elect William Thompson, Jr. | Mgmt | For | Against | Against |
| 12 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| 16 | Shareholder Proposal Regarding Disclosure of Prior Government Services | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Retention of Share Retirement | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | For | Against |
| | | | | | |
| Citizens South Banking Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CSBC | CUSIP 176682102 | 05/14/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Ben Rudisill II | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Comerica Incorporated | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| CMA | CUSIP 200340107 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | Mgmt |
| 1 | Elect Richard Lindner | Mgmt | For | For | For |
| 2 | Elect Robert Taubman | Mgmt | For | For | For |
| 3 | Elect Reginald Turner | Mgmt | For | For | For |
| 4 | Elect Roger Cregg | Mgmt | For | For | For |
| 5 | Elect T. Kevin DeNicola | Mgmt | For | For | For |
| 6 | Elect Alfred Piergallini | Mgmt | For | For | For |
| 7 | Elect Nina Vaca | Mgmt | For | For | For |
| 8 | Ratification of Auditor | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Cowen Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| COWN | CUSIP 223622101 | 06/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Peter Cohen | Mgmt | For | For | For |
| 1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | For | For |
| 1.3 | Elect Steven Kotler | Mgmt | For | For | For |
| 1.4 | Elect Jerome Markowitz | Mgmt | For | For | For |
| 1.5 | Elect Jack Nusbaum | Mgmt | For | For | For |
| 1.6 | Elect Jeffrey Solomon | Mgmt | For | For | For |
| 1.7 | Elect Thomas Strauss | Mgmt | For | For | For |
| 1.8 | Elect John Toffolon, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Joseph Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Cowen Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| COWN | CUSIP 223621103 | 08/31/2011 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Peter Cohen | Mgmt | For | For | For |
| 1.2 | Elect Katherine Dietze | Mgmt | For | For | For |
| 1.3 | Elect Steven Kotler | Mgmt | For | For | For |
| 1.4 | Elect George LaBranche IV | Mgmt | For | For | For |
| 1.5 | Elect Jerome Markowitz | Mgmt | For | For | For |
| 1.6 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against |
| 1.7 | Elect John Toffolon,Jr. | Mgmt | For | For | For |
| 1.8 | Elect Joseph Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| | | | | | |
| E TRADE Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ETFC | CUSIP 269246401 | 05/10/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Repeal of Classified Board | Mgmt | For | For | For |
| 2 | Elect Rodger Lawson | Mgmt | For | For | For |
| 3 | Elect Frank Petrilli | Mgmt | For | For | For |
| 4 | Elect Rebecca Saeger | Mgmt | For | For | For |
| 5 | Elect Joseph Sclafani | Mgmt | For | For | For |
| 6 | Elect Stephen Willard | Mgmt | For | For | For |
| 7 | Advisory Vote on Ececutive Compensation | Mgmt | For | Against | Against |
| 8 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Fifth Third Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FITB | CUSIP 316773100 | 04/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Darryl Allen | Mgmt | For | For | For |
| 1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For |
| 1.3 | Elect Ulysses Bridgeman,Jr. | Mgmt | For | For | For |
| 1.4 | Elect Emerson Brumback | Mgmt | For | For | For |
| 1.5 | Elect James Hackett | Mgmt | For | For | For |
| 1.6 | Elect Gary Heminger | Mgmt | For | For | For |
| 1.7 | Elect Jewell Hoover | Mgmt | For | For | For |
| 1.8 | Elect William Isaac | Mgmt | For | For | For |
| 1.9 | Elect Kevin Kabat | Mgmt | For | For | For |
| 1.10 | Elect Mitchel Livingston | Mgmt | For | For | For |
| 1.11 | Elect Michael McCallister | Mgmt | For | For | For |
| 1.12 | Elect Hendrick Meijer | Mgmt | For | For | For |
| 1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For |
| 1.14 | Elect Marsha Williams | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | | | | | |
| First Commonwealth Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FCF | CUSIP 319829107 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Julie Caponi | Mgmt | For | For | For |
| 1.2 | Elect Ray Charley | Mgmt | For | For | For |
| 1.3 | Elect Gary Claus | Mgmt | For | For | For |
| 1.4 | Elect David Dahlmann | Mgmt | For | For | For |
| 1.5 | Elect Johnston Glass | Mgmt | For | For | For |
| 1.6 | Elect David Greenfield | Mgmt | For | For | For |
| 1.7 | Elect Luke Latimer | Mgmt | For | For | For |
| 1.8 | Elect James Newill | Mgmt | For | For | For |
| 1.9 | Elect T. Michael Price | Mgmt | For | For | For |
| 1.10 | Elect Laurie Stern Singer | Mgmt | For | For | For |
| 1.11 | Elect Robert Ventura | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Fox Chase Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| FXCB | CUSIP 35137T108 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Roger Ballou | Mgmt | For | For | For |
| 1.2 | Elect Richard Bauer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Gleacher & Company Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GLCH | CUSIP 377341102 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Eric Gleacher | Mgmt | For | For | For |
| 2 | Elect Thomas Hughes | Mgmt | For | For | For |
| 3 | Elect Henry Bienen | Mgmt | For | For | For |
| 4 | Elect Marshall Cohen | Mgmt | For | For | For |
| 5 | Elect Robert Gerard | Mgmt | For | For | For |
| 6 | Elect Mark Patterson | Mgmt | For | For | For |
| 7 | Elect Christopher Pechock | Mgmt | For | For | For |
| 8 | Elect Bruce Rohde | Mgmt | For | For | For |
| 9 | Elect Robert Yingling | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Huntington Bancshares Incorporated | | | | |
| Ticker | Security ID: | Meeting Date | | | Meeting Status |
| HBAN | CUSIP 446150104 | 04/19/2012 | | | Voted |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Don Casto III | Mgmt | For | For | For |
| 1.2 | Elect Ann Crane | Mgmt | For | For | For |
| 1.3 | Elect Steven Elliott | Mgmt | For | For | For |
| 1.4 | Elect Michael Endres | Mgmt | For | For | For |
| 1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For |
| 1.6 | Elect David Lauer | Mgmt | For | For | For |
| 1.7 | Elect Jonathan Levy | Mgmt | For | For | For |
| 1.8 | Elect Richard Neu | Mgmt | For | For | For |
| 1.9 | Elect David Porteous | Mgmt | For | For | For |
| 1.10 | Elect Kathleen Ransier | Mgmt | For | For | For |
| 1.11 | Elect Stephen Steinour | Mgmt | For | For | For |
| 2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | | | | | |
| Investors Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| ISBC | CUSIP 46146P102 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Robert Cashill | Mgmt | For | For | For |
| 1.2 | Elect Brian Dittenhafer | Mgmt | For | For | For |
| 1.3 | Elect Kevin Cummings | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Jacksonville Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| JAXB | CUSIP 469249106 | 05/01/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Donald F. Glisson, Jr. | Mgmt | For | For | For |
| 1.2 | James M. Healey | Mgmt | For | For | For |
| 1.3 | John C. Kowkabany | Mgmt | For | For | For |
| 1.4 | John P. Sullivan | Mgmt | For | For | For |
| 2 | To ratify the appointment of Crowe Hortwath LLP as the companys independent registered public accounting firm for 2012 | Mgmt | For | For | For |
| | | | | | |
| JPMorgan Chase & Co. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| JPM | CUSIP 46625H100 | 05/15/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect James Bell | Mgmt | For | For | For |
| 2 | Elect Crandall Bowles | Mgmt | For | For | For |
| 3 | Elect Stephen Burke | Mgmt | For | For | For |
| 4 | Elect David Cote | Mgmt | For | For | For |
| 5 | Elect James Crown | Mgmt | For | For | For |
| 6 | Elect James Dimon | Mgmt | For | For | For |
| 7 | Elect Timothy Flynn | Mgmt | For | For | For |
| 8 | Elect Ellen Futter | Mgmt | For | Against | Against |
| 9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
| 10 | Elect Lee Raymond | Mgmt | For | For | For |
| 11 | Elect William Weldon | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartnership | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| 16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
| | | | | | |
| Keycorp | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| KEY | 493267108 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Edward Campbell | Mgmt | For | For | For |
| 1.2 | Elect Joseph Carrabba | Mgmt | For | For | For |
| 1.3 | Elect Charles Cooley | Mgmt | For | For | For |
| 1.4 | Elect Alexander Cutler | Mgmt | For | Withhold | Against |
| 1.5 | Elect H. James Dallas | Mgmt | For | For | For |
| 1.6 | Elect Elizabeth Gile | Mgmt | For | For | For |
| 1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For |
| 1.8 | Elect William Gisel, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Richard Hipple | Mgmt | For | For | For |
| 1.10 | Elect Kristen Manos | Mgmt | For | For | For |
| 1.11 | Elect Beth Mooney | Mgmt | For | For | For |
| 1.12 | Elect Bill Sanford | Mgmt | For | For | For |
| 1.13 | Elect Barbara Snyder | Mgmt | For | For | For |
| 1.14 | Elect Thomas Stevens | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| | | | | | |
| MFA Financial, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| MFA | CUSIP 55272X102 | 05/22/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Michael Dahir | Mgmt | For | For | For |
| 1.2 | Elect Robin Josephs | Mgmt | For | For | For |
| 1.3 | Elect George Krauss | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| PNC Financial Services Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| PNC | CUSIP 693475105 | 04/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Richard Berndt | Mgmt | For | For | For |
| 2 | Elect Charles Bunch | Mgmt | For | For | For |
| 3 | Elect Paul Chellgren | Mgmt | For | For | For |
| 4 | Elect Kay James | Mgmt | For | For | For |
| 5 | Elect Richard Kelson | Mgmt | For | For | For |
| 6 | Elect Bruce Lindsay | Mgmt | For | For | For |
| 7 | Elect Anthony Massaro | Mgmt | For | For | For |
| 8 | Elect Jane Pepper | Mgmt | For | For | For |
| 9 | Elect James Rohr | Mgmt | For | Against | Against |
| 10 | Elect Donald Shepard | Mgmt | For | For | For |
| 11 | Elect Lorene Steffes | Mgmt | For | For | For |
| 12 | Elect Dennis Strigl | Mgmt | For | For | For |
| 13 | Elect Thomas Usher | Mgmt | For | For | For |
| 14 | Elect George Walls, Jr. | Mgmt | For | For | For |
| 15 | Elect Helge Wehmeier | Mgmt | For | For | For |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Porter Bancorp, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| PBIB | CUSIP 736233107 | 05/16/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against |
| | | | | | |
| 1.1 | Elect Maria Bouvette | Mgmt | For | Withhold | Against |
| 1.2 | Elect David Hawkins | Mgmt | For | Withhold | Against |
| 1.3 | Elect W. Glenn Hogan | Mgmt | For | Withhold | Against |
| 1.4 | Elect Sidney Monroe | Mgmt | For | Withhold | Against |
| 1.5 | Elect William Porter | Mgmt | For | Withhold | Against |
| 1.6 | Elect Stephen Williams | Mgmt | For | Withhold | Against |
| 1.7 | Elect W. Kirk Wycoff | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| 4 | Amendment to the 2006 Non-Employee Director Stock Ownership Incentive Plan | Mgmt | For | For | For |
| 5 | Shareholder Proposal | ShrHoldr | Against | For | Against |
| | | | | | |
| Regions Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| RF | CUSIP 7591EP100 | 05/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Samuel Bartholomew,Jr. | Mgmt | For | Against | Against |
| 2 | Elect George Bryan | Mgmt | For | For | For |
| 3 | Elect Carolyn Byrd | Mgmt | For | For | For |
| 4 | Elect David Cooper, Sr. | Mgmt | For | Against | Against |
| 5 | Elect Earnest Davenport,Jr. | Mgmt | For | Against | Against |
| 6 | Elect Don DeFosset | Mgmt | For | For | For |
| 7 | Elect Eric Fast | Mgmt | For | For | For |
| 8 | Elect O. B. Grayson Hall,Jr. | Mgmt | For | For | For |
| 9 | Elect John Johns | Mgmt | For | Against | Against |
| 10 | Elect Charles McCrary | Mgmt | For | For | For |
| 11 | Elect James Malone | Mgmt | For | For | For |
| 12 | Elect Ruth Marshall | Mgmt | For | For | For |
| 13 | Elect Susan Matlock | Mgmt | For | For | For |
| 14 | Elect John Maupin, Jr. | Mgmt | For | For | For |
| 15 | Elect John Roberts | Mgmt | For | For | For |
| 16 | Elect Lee Styslinger III | Mgmt | For | For | For |
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| 19 | Ratification of Auditor | Mgmt | For | For | For |
| 20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| | | | | | |
| Seacoast Banking Corporation of Florida | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SBCF | CUSIP 811707306 | 05/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect H. Gilbert Culbreth | Mgmt | For | For | For |
| 1.2 | Elect Christopher Fogal | Mgmt | For | For | For |
| 1.3 | Elect Robert Goldstein | Mgmt | For | For | For |
| 1.4 | Elect Dale Hudson | Mgmt | For | For | For |
| 1.5 | Elect Roger Goldman | Mgmt | For | For | For |
| 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Reverse Stock Split | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 6 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| Solar Senior Capital Ltd. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUNS | 83416M105 | 05/03/2012 | | Voted | |
| | Meeting Type | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect David Wachter | Mgmt | For | For | For |
| 2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| | | | | | |
| State Bank Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| STBZ | CUSIP 856190103 | 05/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect James Balkcom, Jr. | Mgmt | For | For | For |
| 2 | Elect Kelly Barrett | Mgmt | For | For | For |
| 3 | Elect Archie Bransford,Jr. | Mgmt | For | For | For |
| 4 | Elect Kim Childers | Mgmt | For | For | For |
| 5 | Elect Joseph Evans | Mgmt | For | For | For |
| 6 | Elect Virginia Hepner | Mgmt | For | For | For |
| 7 | Elect J. Daniel Speight | Mgmt | For | Against | Against |
| 8 | Elect J. Thomas Wiley,Jr. | Mgmt | For | Against | Against |
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Susquehanna Bancshares, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUSQ | CUSIP 869099101 | 05/04/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Anthony Agnone,Sr. | Mgmt | For | For | For |
| 1.2 | Elect Wayne Alter, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Eddie Dunklebarger | Mgmt | For | For | For |
| 1.4 | Elect Henry Gibbel | Mgmt | For | For | For |
| 1.5 | Elect Bruce Hepburn | Mgmt | For | For | For |
| 1.6 | Elect Donald Hoffman | Mgmt | For | For | For |
| 1.7 | Elect Sara Kirkland | Mgmt | For | For | For |
| 1.8 | Elect Jeffrey Lehman | Mgmt | For | For | For |
| 1.9 | Elect Michael Morello | Mgmt | For | For | For |
| 1.10 | Elect Scott Newkam | Mgmt | For | For | For |
| 1.11 | Elect Robert Poole,Jr. | Mgmt | For | For | For |
| 1.12 | Elect William Reuter | Mgmt | For | For | For |
| 1.13 | Elect Andrew Samuel | Mgmt | For | For | For |
| 1.14 | Elect Christine Sears | Mgmt | For | For | For |
| 1.15 | Elect James Ulsh | Mgmt | For | For | For |
| 1.16 | Elect Robert White | Mgmt | For | For | For |
| 1.17 | Elect Roger Wiest,Sr. | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Susquehanna Bancshares, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| SUSQ | CUSIP 869099101 | 11/16/2011 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Special | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Acquisition | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
| TFS Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| TFSL | CUSIP 87240R107 | 02/23/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Anthony Asher | Mgmt | For | For | For |
| 1.2 | Elect Robert Heisler,Jr. | Mgmt | For | For | For |
| 1.3 | Elect Bernard Kobak | Mgmt | For | For | For |
| 1.4 | Elect Terrence Ozan | Mgmt | For | For | For |
| 1.5 | Elect Marianne Piterans | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| The Goldman Sachs Group, Inc. | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| GS | CUSIP 38141G104 | 05/24/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| 3 | Elect Gary Cohn | Mgmt | For | For | For |
| 4 | Elect Claes Dahlback | Mgmt | For | For | For |
| 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| 6 | Elect William George | Mgmt | For | For | For |
| 7 | Elect James Johnson | Mgmt | For | Against | Against |
| 8 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| 9 | Elect James Schiro | Mgmt | For | For | For |
| 10 | Elect Debran Spar | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | | | | | |
| U.S. Bancorp | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| USB | CUSIP 902973304 | 04/17/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For |
| 2 | Elect Y. Marc Belton | Mgmt | For | For | For |
| 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For |
| 4 | Elect Arthur Collins,Jr. | Mgmt | For | Against | Against |
| 5 | Elect Richard Davis | Mgmt | For | For | For |
| 6 | Elect Roland Hernandez | Mgmt | For | For | For |
| 7 | Elect Joel Johnson | Mgmt | For | For | For |
| 8 | Elect Olivia Kirtley | Mgmt | For | For | For |
| 9 | Elect Jerry Levin | Mgmt | For | For | For |
| 10 | Elect David O'Maley | Mgmt | For | For | For |
| 11 | Elect O'Dell Owens | Mgmt | For | For | For |
| 12 | Elect Craig Schnuck | Mgmt | For | For | For |
| 13 | Elect Patrick Stokes | Mgmt | For | For | For |
| 14 | Elect Doreen Woo Hoo | Mgmt | For | For | For |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | |
| Webster Financial Corporation | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WBS | CUSIP 947890109 | 04/26/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For |
| 1.2 | Elect Laurence Morse | Mgmt | For | For | For |
| 1.3 | Elect Mark Pettie | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3 | Repeal of Classified Board | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Western Liberty Bancorp | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status | |
| WLBC | CUSIP 961443108 | 06/20/2012 | | Voted | |
| Meeting Type | | Country of Trade | | | |
| Annual | | United States | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt |
| | | | | | |
| 1.1 | Elect Jason Ader | Mgmt | For | For | For |
| 1.2 | Elect Curtis Anderson | Mgmt | For | For | For |
| 1.3 | Elect Richard Coles | Mgmt | For | For | For |
| 1.4 | Elect Michael Frankel | Mgmt | For | Withhold | Against |
| 1.5 | Elect William Martin | Mgmt | For | For | For |
| 1.6 | Elect Terrence Wright | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
