UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-00994
Burnham Investors Trust
(Exact name of registrant as specified in charter)
1325 Avenue of the Americas, 26th Floor
New York, NY 10019
(Address of principal executive offices) (Zip code)
Jon M. Burnham
1325 Avenue of the Americas, 26th Floor
New York, NY 10019
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 874-3863
Date of fiscal year end: December 31
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************:
Fund Name : Burnham Fund Main Account
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Bayless, Mgmt For For For
Jr.
1.2 Elect R.D. Burck Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect Cydney Donnell Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect Oliver Luck Mgmt For For For
1.7 Elect Winston Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charlene Mgmt For Withhold Against
Barshefsky
1.2 Elect Ursula M. Burns Mgmt For For For
1.3 Elect Kenneth I. Mgmt For For For
Chenault
1.4 Elect Peter Chernin Mgmt For For For
1.5 Elect Anne Lauvergeon Mgmt For For For
1.6 Elect Theodore J. Mgmt For For For
Leonsis
1.7 Elect Richard C. Levin Mgmt For For For
1.8 Elect Richard A. McGinn Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Daniel L. Vasella Mgmt For For For
1.12 Elect Robert D. Walter Mgmt For For For
1.13 Elect Ronald A. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Annie's Inc.
Ticker Security ID: Meeting Date Meeting Status
BNNY CUSIP 03600T104 09/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Behnke Mgmt For For For
1.2 Elect Julie Klapstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Amendments to Articles Mgmt For For For
of ncorporation
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights Committee
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Gilbert F. Amelio Mgmt For For For
3 Elect Reuben V. Anderson Mgmt For For For
4 Elect James H. Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect Scott T. Ford Mgmt For For For
7 Elect James P. Kelly Mgmt For For For
8 Elect Jon C. Madonna Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect John B. McCoy Mgmt For For For
11 Elect Joyce M. Roche Mgmt For For For
12 Elect Matthew K. Rose Mgmt For For For
13 Elect Laura D'Andrea Mgmt For For For
Tyson
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Amendment to the Stock Mgmt For For For
Purchase and Deferral
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lead
Batteries
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Allen Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Jack Bovender, Jr. Mgmt For For For
4 Elect Frank Bramble, Sr. Mgmt For For For
5 Elect Arnold Donald Mgmt For For For
6 Elect Charles Gifford Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Linda Hudson Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Thomas May Mgmt For For For
11 Elect Brian Moynihan Mgmt For For For
12 Elect Lionel Nowell, III Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board Service
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political Spending
20 Regarding ShrHoldr Against Against For
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 05/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren Buffett Mgmt For For For
1.2 Elect Charles Munger Mgmt For For For
1.3 Elect Howard Buffett Mgmt For For For
1.4 Elect Stephen Burke Mgmt For For For
1.5 Elect Susan Decker Mgmt For For For
1.6 Elect William Gates III Mgmt For For For
1.7 Elect David Gottesman Mgmt For For For
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Donald Keough Mgmt For For For
1.10 Elect Thomas Murphy Mgmt For Withhold Against
1.11 Elect Ronald Olson Mgmt For For For
1.12 Elect Walter Scott, Jr. Mgmt For For For
1.13 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
BreitBurn Energy Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
BBEP CUSIP 106776107 06/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Halbert S. Mgmt For For For
Washburn
1.2 Elect Charles S. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brown-Forman Corporation
Ticker Security ID: Meeting Date Meeting Status
BF.A CUSIP 115637209 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Class B Common
Stock
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez, Jr.
5 Elect George L. Kirkland Mgmt For For For
6 Elect Charles W. Mgmt For For For
Moorman, IV
7 Elect Kevin W. Sharer Mgmt For For For
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Offshore
Drilling Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate Change
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political Spending
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection Guidelines
________________________________________________________________________________
Chicago Bridge & Iron Company N.V.
Ticker Security ID: Meeting Date Meeting Status
CBI CUSIP 167250109 12/18/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Mgmt For For For
Baldocchi
1.2 Elect Neil W. Flanzraich Mgmt For For For
1.3 Elect Darlene J. Mgmt For For For
Friedman
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 2014 Cash Incentive Plan Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
________________________________________________________________________________
Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zoe Baird Budinger Mgmt For For For
2 Elect Sheila P. Burke Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect John D. Finnegan Mgmt For For For
5 Elect Lawrence W. Mgmt For For For
Kellner
6 Elect Martin G. McGuinn Mgmt For For For
7 Elect Lawrence M. Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel E. Somers Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect James M. Zimmerman Mgmt For For For
12 Elect Alfred W. Zollar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For Withhold Against
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Joseph J. Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Eduardo G. Mestre Mgmt For For For
1.8 Elect Brian L. Roberts Mgmt For For For
1.9 Elect Ralph J. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
4 Sharheolder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For Withhold Against
1.3 Elect David L. Boren Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
_______________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Carson, Mgmt For For For
Sr.
1.2 Elect William Gates Mgmt For For For
1.3 Elect Hamilton James Mgmt For For For
1.4 Elect W. Craig Jelinek Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
________________________________________________________________________________
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. David Brown II Mgmt For For For
2 Elect David W. Dorman Mgmt For For For
3 Elect Anne M. Finucane Mgmt For For For
4 Elect Kristen E. Gibney Mgmt For For For
Williams
5 Elect Larry J. Merlo Mgmt For For For
6 Elect Jean-Pierre Millon Mgmt For For For
7 Elect Richard J. Swift Mgmt For For For
8 Elect William C. Weldon Mgmt For For For
9 Elect Tony L. White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase Plan
13 Reduction of Voting Mgmt For For For
Thresholds in the Fair
Price Provision
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday, Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Re-approval of Mid-Term Mgmt For For For
Incentive Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Henry Mgmt For Withhold Against
1.2 Elect John A. Hill Mgmt For For For
1.3 Elect Michael M. Mgmt For For For
Kanovsky
1.4 Elect Robert A. Mgmt For For For
Mosbacher, Jr.
1.5 Elect J. Larry Nichols Mgmt For For For
1.6 Elect Duane C. Radtke Mgmt For For For
1.7 Elect Mary P. Mgmt For For For
Ricciardello
1.8 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
________________________________________________________________________________
Dick's Sporting Goods Inc
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuel Chirico Mgmt For For For
1.2 Elect Allen R. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
________________________________________________________________________________
Eagle Rock Energy Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
EROC CUSIP 26985R104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy A. Heeg Mgmt For For For
1.2 Elect Philip B. Smith Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Moffett Mgmt For For For
2 Elect Richard T. Mgmt For For For
Schlosberg, III
3 Elect Thomas J. Tierney Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Privacy and
Data Security
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Benanav Mgmt For Against Against
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For Against Against
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect William Roper Mgmt For For For
11 Elect Samuel Skinner Mgmt For For For
12 Elect Seymour Sternberg Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Andreessen Mgmt For Withhold Against
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Donald E. Graham Mgmt For Withhold Against
1.5 Elect Reed Hastings Mgmt For For For
1.6 Elect Sheryl K. Sandberg Mgmt For For For
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect John Edwardson Mgmt For For For
3 Elect Shirley Jackson Mgmt For For For
4 Elect Steven Loranger Mgmt For For For
5 Elect Gary Loveman Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua Ramo Mgmt For For For
8 Elect Susan Schwab Mgmt For For For
9 Elect Frederick Smith Mgmt For For For
10 Elect Joshua Smith Mgmt For For For
11 Elect David Steiner Mgmt For For For
12 Elect Paul Walsh Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposals ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen G. Butler Mgmt For For For
2 Elect Kimberly A. Mgmt For For For
Casiano
3 Elect Anthony F. Mgmt For Against Against
Earley, Jr.
4 Elect Edsel B. Ford II Mgmt For Against Against
5 Elect William C. Ford, Mgmt For For For
Jr.
6 Elect Richard A. Mgmt For For For
Gephardt
7 Elect James H. Hance, Mgmt For For For
Jr.
8 Elect William W. Helman Mgmt For For For
IV
9 Elect Jon M. Huntsman, Mgmt For For For
Jr.
10 Elect Richard A. Mgmt For Against Against
Manoogian
11 Elect Ellen R. Marram Mgmt For For For
12 Elect Alan Mulally Mgmt For For For
13 Elect Homer A. Neal Mgmt For For For
14 Elect Gerald L. Shaheen Mgmt For For For
15 Elect John L. Thornton Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive Compensation
18 Reapproval of the Mgmt For For For
Annual Incentive
Compensation Plan
19 Reapproval of the 2008 Mgmt For For For
Long-Term Incentive
Compensation Plan
20 Approval of the Tax Mgmt For For For
Benefit Preservation
Plan
21 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Ralph S. Larsen Mgmt For For For
12 Elect Rochelle B. Mgmt For Against Against
Lazarus
13 Elect James J. Mulva Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For For For
17 Elect Douglas A. Warner Mgmt For For For
III
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Term
Limits
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Double Board
Nominees
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Lead
Batteries
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO
Succession Planning
________________________________________________________________________________
Hain Celestial Group
Ticker Security ID: Meeting Date Meeting Status
HAIN CUSIP 405217100 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irwin Simon Mgmt For For For
1.2 Elect Richard Berke Mgmt For For For
1.3 Elect Jack Futterman Mgmt For For For
1.4 Elect Marina Hahn Mgmt For For For
1.5 Elect Andrew Heyer Mgmt For For For
1.6 Elect Brett Icahn Mgmt For For For
1.7 Elect Roger Meltzer Mgmt For Withhold Against
1.8 Elect Scott O'Neil Mgmt For For For
1.9 Elect David Schechter Mgmt For For For
1.10 Elect Lawrence Zilavy Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2002 Mgmt For For For
Long Term Incentive
and Stock Award Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan W. Ayers Mgmt For For For
1.2 Elect Robert J. Murray Mgmt For For For
1.3 Elect M. Anne Szostak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney, Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H Zambrano Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amal M. Johnson Mgmt For For For
2 Elect Eric H. Halvorson Mgmt For For For
3 Elect Alan J. Levy Mgmt For Against Against
4 Amendment to the 2010 Mgmt For Against Against
Incentive Award Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For Against Against
2 Elect Crandall C. Bowles Mgmt For Against Against
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For Against Against
5 Elect James S. Crown Mgmt For Against Against
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For Against Against
9 Elect Laban P. Jackson, Mgmt For Against Against
Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written Consent
15 Key Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect C. Park Shaper Mgmt For For For
1.3 Elect Steven J. Kean Mgmt For For For
1.4 Elect Anthony W. Hall, Mgmt For For For
Jr.
1.5 Elect Deborah A. Mgmt For For For
Macdonald
1.6 Elect Michael Miller Mgmt For For For
1.7 Elect Michael C. Morgan Mgmt For For For
1.8 Elect Fayez S. Sarofim Mgmt For For For
1.9 Elect Joel V. Staff Mgmt For For For
1.10 Elect John Stokes Mgmt For For For
1.11 Elect Robert F. Vagt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Adelson Mgmt For For For
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Victor Chaltiel Mgmt For For For
1.4 Elect Charles A. Mgmt For For For
Koppelman
2 Amendment to the 2004 Mgmt For For For
Equity Award Plan
3 Approval of Mgmt For For For
Performance-Based
Provisions of the
Executive Cash
Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057302 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect Theron I. Gilliam Mgmt For For For
1.4 Elect Sherrill W. Hudson Mgmt For For For
1.5 Elect R. Kirk Landon Mgmt For For For
1.6 Elect Sidney Lapidus Mgmt For For For
1.7 Elect Stuart A. Miller Mgmt For For For
1.8 Elect Jeffrey A. Mgmt For For For
Sonnenfeld
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MarkWest Energy Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
MWE CUSIP 570759100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank M. Semple Mgmt For For For
1.2 Elect Donald D. Wolf Mgmt For For For
1.3 Elect Keith E. Bailey Mgmt For For For
1.4 Elect Michael L. Beatty Mgmt For Withhold Against
1.5 Elect Charles K. Mgmt For For For
Dempster
1.6 Elect Donald C. Mgmt For For For
Heppermann
1.7 Elect Randall J. Larson Mgmt For For For
1.8 Elect Anne E. Fox Mgmt For For For
Mounsey
1.9 Elect William P. Mgmt For For For
Nicoletti
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John W. Marriott Mgmt For For For
III
3 Elect Mary K. Bush Mgmt For For For
4 Elect Frederick A. Mgmt For For For
Henderson
5 Elect Lawrence W. Mgmt For For For
Kellner
6 Elect Debra L. Lee Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Harry J. Pearce Mgmt For For For
9 Elect Steven S. Mgmt For For For
Reinemund
10 Elect W. Mitt Romney Mgmt For For For
11 Elect Lawrence M. Small Mgmt For For For
12 Elect Arne M. Sorenson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter E. Massey Mgmt For For For
2 Elect John W. Rogers, Mgmt For For For
Jr.
3 Elect Roger W. Stone Mgmt For For For
4 Elect Miles D. White Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee Pay
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights Policies
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood Obesity
________________________________________________________________________________
Melco Crown Entertainment Ltd.
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John P. B. Wang Mgmt For For For
3 Elect Rowen B. Craigie Mgmt For For For
4 Elect Yiu Wa Alec Tsui Mgmt For Against Against
5 Elect Robert W. Mactier Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Issuance of Common Stock Mgmt For Against Against
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased Shares
________________________________________________________________________________
Melco Crown Entertainment Ltd.
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 06/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Glenn Hubbard Mgmt For For For
2 Elect Steven A. Mgmt For For For
Kandarian
3 Elect John M. Keane Mgmt For For For
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect James M. Kilts Mgmt For For For
6 Elect Catherine R. Mgmt For For For
Kinney
7 Elect Hugh B. Price Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Maria Klawe Mgmt For For For
5 Elect Stephen Luczo Mgmt For For For
6 Elect David Marquardt Mgmt For For For
7 Elect Charles Noski Mgmt For For For
8 Elect Helmut Panke Mgmt For For For
9 Elect John Thompson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
Monster Beverage Corporation
Ticker Security ID: Meeting Date Meeting Status
MNST CUSIP 611740101 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Sacks Mgmt For For For
1.2 Elect Hilton H. Mgmt For Withhold Against
Schlosberg
1.3 Elect Norman C. Epstein Mgmt For For For
1.4 Elect Benjamin M. Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For For For
1.6 Elect Harold C. Taber, Mgmt For Withhold Against
Jr.
1.7 Elect Mark S. Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For Withhold Against
1.5 Elect Bruce Chizen Mgmt For Withhold Against
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 1993 Mgmt For Against Against
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Ausiello Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect William H. Gray, Mgmt For For For
III
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Constance J. Mgmt For For For
Horner
8 Elect James M. Kilts Mgmt For For For
9 Elect George A. Lorch Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect Marc Mgmt For For For
Tessier-Lavigne
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian P. Anderson Mgmt For For For
1.2 Elect Bryce Blair Mgmt For For For
1.3 Elect Richard J. Dugas, Mgmt For For For
Jr.
1.4 Elect Thomas J. Folliard Mgmt For For For
1.5 Elect Cheryl W. Grise Mgmt For For For
1.6 Elect Andre J. Hawaux Mgmt For For For
1.7 Elect Debra J. Mgmt For For For
Kelly-Ennis
1.8 Elect Patrick J. O'Leary Mgmt For For For
1.9 Elect James J. Postl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Senior Management Mgmt For For For
Incentive
Plan
5 2013 Stock Incentive Mgmt For Against Against
Plan
6 Amendment to NOL Mgmt For Against Against
Preservation
Shareholder Rights
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Performance-Based
Equity
Compensation
________________________________________________________________________________
PVR Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
PVR CUSIP 693665101 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hall Mgmt For For For
1.2 Elect Marsha R. Perelman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Brown Mgmt For For For
1.2 Elect Leonard S. Mgmt For For For
Schleifer
1.3 Elect Eric M. Shooter Mgmt For For For
1.4 Elect George D. Mgmt For For For
Yancopoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For For For
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2005 Mgmt For For For
Long-Term Equity
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Bonnie G. Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Mark Vadon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Material Terms under
the Management
Incentive
Plan
14 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING STORMWATER
MANAGEMENT
POLICY
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Joseph R. Mgmt For For For
Cleveland
3 Elect Kathleen B. Cooper Mgmt For For For
4 Elect John A. Hagg Mgmt For For For
5 Elect Juanita H. Hinshaw Mgmt For For For
6 Elect Ralph Izzo Mgmt For For For
7 Elect Frank T. MacInnis Mgmt For For For
8 Elect Steven W. Nance Mgmt For For For
9 Elect Murray D. Smith Mgmt For For For
10 Elect Janice D. Stoney Mgmt For For For
11 Elect Laura A. Sugg Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas C. Mgmt For For For
Yearley,
Jr.
1.2 Elect Robert S. Blank Mgmt For For For
1.3 Elect Edward G. Boehne Mgmt For For For
1.4 Elect Richard J. Braemer Mgmt For Withhold Against
1.5 Elect Carl B. Marbach Mgmt For For For
1.6 Elect Stephen Novick Mgmt For For For
1.7 Elect Paul E. Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Re-approval of the Mgmt For For For
Material Terms of the
Performance Goals
Under the 2007 Stock
Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Under Armour, Inc.
Ticker Security ID: Meeting Date Meeting Status
UA CUSIP 904311107 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin A. Plank Mgmt For For For
1.2 Elect Byron K. Adams, Mgmt For For For
Jr.
1.3 Elect Douglas E. Mgmt For For For
Coltharp
1.4 Elect Anthony W. Deering Mgmt For For For
1.5 Elect Alvin B. Krongard Mgmt For For For
1.6 Elect William R. Mgmt For For For
McDermott
1.7 Elect Eric T. Olson Mgmt For For For
1.8 Elect Brenda Piper Mgmt For For For
1.9 Elect Harvey L. Sanders Mgmt For For For
1.10 Elect Thomas J. Sippel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Executive Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For Against Against
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For Against Against
4 Elect Robert J. Darretta Mgmt For For For
5 Elect Stephen J. Hemsley Mgmt For For For
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Douglas W. Mgmt For Against Against
Leatherdale
9 Elect Glenn M. Renwick Mgmt For For For
10 Elect Kenneth I. Shine Mgmt For For For
11 Elect Gail R. Wilensky Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Carrion Mgmt For For For
2 Elect Melanie L. Healey Mgmt For For For
3 Elect M. Frances Keeth Mgmt For For For
4 Elect Robert W. Lane Mgmt For For For
5 Elect Lowell C. McAdam Mgmt For For For
6 Elect Sandra O. Moose Mgmt For For For
7 Elect Joseph Neubauer Mgmt For Against Against
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Clarence Otis, Jr. Mgmt For For For
10 Elect Hugh B. Price Mgmt For For For
11 Elect Rodney E. Slater Mgmt For For For
12 Elect Kathryn A. Tesija Mgmt For For For
13 Elect Gregory D. Wasson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Network
Neutrality
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Severance
Agreements
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Weingarten Realty Investors
Ticker Security ID: Meeting Date Meeting Status
WRI CUSIP 948741103 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew M. Mgmt For For For
Alexander
1.2 Elect Stanford Alexander Mgmt For For For
1.3 Elect Shelaghmichael Mgmt For For For
Brown
1.4 Elect James W. Crownover Mgmt For For For
1.5 Elect Robert J. Mgmt For For For
Cruikshank
1.6 Elect Melvin A. Dow Mgmt For For For
1.7 Elect Stephen A. Lasher Mgmt For For For
1.8 Elect Thomas L. Ryan Mgmt For For For
1.9 Elect Douglas W. Mgmt For For For
Schnitzer
1.10 Elect C. Park Shaper Mgmt For For For
1.11 Elect Marc J. Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For Against Against
8 Elect Cynthia H. Mgmt For Against Against
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 03/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Extended
Producer
Responsibility
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ray R. Irani Mgmt For For For
1.2 Elect Alvin V. Shoemaker Mgmt For For For
1.3 Elect D. Boone Wayson Mgmt For For For
1.4 Elect Stephen A. Wynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zynga Inc.
Ticker Security ID: Meeting Date Meeting Status
ZNGA CUSIP 98986T108 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Pincus Mgmt For For For
1.2 Elect L. John Doerr Mgmt For For For
1.3 Elect William B. Gordon Mgmt For For For
1.4 Elect Reid Hoffman Mgmt For Withhold Against
1.5 Elect Jeffrey Katzenberg Mgmt For Withhold Against
1.6 Elect Stanley J. Mgmt For For For
Meresman
1.7 Elect Sunil Paul Mgmt For Withhold Against
1.8 Elect Ellen F. Siminoff Mgmt For For For
1.9 Elect Owen Van Natta Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For Against Against
******************************* FORM N-Px REPORT *******************************:
Fund Name : Burnham Financial Services Fund Main Account
________________________________________________________________________________
1st United Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FUBC CUSIP 33740N105 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paula Berliner Mgmt For For For
1.2 Elect Derek C. Burke Mgmt For For For
1.3 Elect Jeffery L. Carrier Mgmt For For For
1.4 Elect Ronald A. David Mgmt For For For
1.5 Elect James Evans Mgmt For For For
1.6 Elect Arthur S. Loring Mgmt For For For
1.7 Elect Thomas E. Lynch Mgmt For For For
1.8 Elect John Marino Mgmt For For For
1.9 Elect Carlos G. Morrison Mgmt For For For
1.10 Elect Warren S. Orlando Mgmt For For For
1.11 Elect Rudy E. Schupp Mgmt For For For
1.12 Elect Joseph W. Veccia, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ALNC CUSIP 019205103 03/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Ameris Bancorp
Ticker Security ID: Meeting Date Meeting Status
ABCB CUSIP 03076K108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin W. Hortman, Mgmt For For For
Jr.
1.2 Elect Daniel B. Jeter Mgmt For For For
1.3 Elect Leo J. Hill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ASB Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
ASBB CUSIP 00213T109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Suzanne S. DeFerie Mgmt For For For
1.2 Elect Leslie D. Green Mgmt For For For
1.3 Elect Wyatt S. Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Astoria Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AF CUSIP 046265104 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Chrin Mgmt For Withhold Against
1.2 Elect John J. Corrado Mgmt For For For
1.3 Elect Brian M. Leeney Mgmt For For For
1.4 Elect Patricia M. Mgmt For For For
Nazemetz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank Mutual Corporation
Ticker Security ID: Meeting Date Meeting Status
BKMU CUSIP 063750103 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Brown Mgmt For For For
1.2 Elect Mark C. Herr Mgmt For For For
1.3 Elect J. Gus Swoboda Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Beacon Federal Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFED CUSIP 073582108 09/20/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
BNC Bancorp
Ticker Security ID: Meeting Date Meeting Status
BNCN CUSIP 05566T101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lenin J. Peters Mgmt For For For
1.2 Elect Thomas R. Smith Mgmt For For For
1.3 Elect D. Vann Williford Mgmt For For For
1.4 Elect Thomas R. Sloan Mgmt For For For
1.5 Elect John S. Ramsey, Mgmt For For For
Jr.
1.6 Elect James T. Bolt, Jr. Mgmt For For For
1.7 Elect Elaine M. Lyerly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 2013 Omnibus Stock Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bridge Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDGE CUSIP 108035106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcia Z. Hefter Mgmt For For For
1.2 Elect Emanuel Arturi Mgmt For For For
1.3 Elect Rudolph J. Santoro Mgmt For For For
1.4 Elect Howard H. Nolan Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cape Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBNJ CUSIP 139209100 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Glaser Mgmt For For For
1.2 Elect David C. Mgmt For For For
Ingersoll,
Jr.
1.3 Elect Thomas K. Ritter Mgmt For For For
1.4 Elect Althea L.A. Skeels Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CenterState Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Bingham Mgmt For For For
1.2 Elect G. Robert Mgmt For For For
Blanchard,
Jr.
1.3 Elect C. Dennis Carlton Mgmt For For For
1.4 Elect John C. Corbett Mgmt For For For
1.5 Elect Griffin A. Greene Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
McPherson
1.7 Elect George T. Nunez II Mgmt For For For
1.8 Elect Thomas E. Oakley Mgmt For Withhold Against
1.9 Elect Ernest S. Pinner Mgmt For For For
1.10 Elect William Knox Pou Mgmt For For For
Jr.
1.11 Elect Joshua A. Snively Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Equity Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CFS Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CITZ CUSIP 12525D102 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Palmer Mgmt For For For
1.2 Elect Daryl D. Pomranke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charter Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHFN CUSIP 16122M100 02/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Curti Johnson Mgmt For For For
1.2 Elect Edward Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Charter Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHFN CUSIP 16122M100 04/02/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Holding Company Mgmt For For For
Conversion
2 Right to Adjourn Meeting Mgmt For For For
3 Adoption of Mgmt For For For
Supermajority
Requirement to Amend
Articles of
Incorporation
4 Adoption of Mgmt For For For
Supermajority
Requirement to Approve
Stockholder Proposed
Amendments to
Bylaws
5 Provision Limiting the Mgmt For For For
Voting Rights of
Shares Beneficially
Owned in Excess of 10%
Of Outstanding
Shares
________________________________________________________________________________
Cheviot Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CHEV CUSIP 16677X105 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Kleemeier
1.2 Elect James E. Mgmt For For For
Williamson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2013 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Citizens South Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
CSBC CUSIP 176682102 09/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
CoBiz Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
COBZ CUSIP 190897108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Bangert Mgmt For For For
1.2 Elect Michael B. Burgamy Mgmt For Withhold Against
1.3 Elect Morgan Gust Mgmt For For For
1.4 Elect Evan Makovsky Mgmt For Withhold Against
1.5 Elect Douglas L. Polson Mgmt For For For
1.6 Elect Mary K. Rhinehart Mgmt For For For
1.7 Elect Noel N. Rothman Mgmt For Withhold Against
1.8 Elect Bruce H. Schroffel Mgmt For For For
1.9 Elect Timothy J. Travis Mgmt For Withhold Against
1.10 Elect Mary Beth Vitale Mgmt For For For
1.11 Elect Mary White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
ConnectOne Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786U101 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Steven M. Goldman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Cohen Mgmt For For For
1.2 Elect Katherine Mgmt For For For
Elizabeth
Dietze
1.3 Elect Steven Kotler Mgmt For For For
1.4 Elect Jerome S. Mgmt For For For
Markowitz
1.5 Elect Jack H. Nusbaum Mgmt For Withhold Against
1.6 Elect Jeffrey M. Solomon Mgmt For For For
1.7 Elect Thomas W. Strauss Mgmt For For For
1.8 Elect John E. Toffolon, Mgmt For For For
Jr.
1.9 Elect Joseph R. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crescent Financial Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRFN CUSIP 225743103 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Adam Abram Mgmt For For For
1.2 Elect David S. Brody Mgmt For For For
1.3 Elect Alan N. Colner Mgmt For For For
1.4 Elect Scott M. Custer Mgmt For For For
1.5 Elect George T. Davis, Mgmt For For For
Jr.
1.6 Elect Thierry Ho Mgmt For For For
1.7 Elect J. Bryant Mgmt For For For
Kittrell,
III
1.8 Elect Joseph T. Lamb, Mgmt For For For
Jr.
1.9 Elect Steven J. Lerner Mgmt For For For
1.10 Elect James A. Lucas, Mgmt For Withhold Against
Jr.
1.11 Elect Charles A. Paul Mgmt For For For
III
1.12 Elect A. Wellford Tabor Mgmt For For For
1.13 Elect Nicolas D. Zerbib Mgmt For For For
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First California Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCAL CUSIP 319395109 03/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with PacWest Mgmt For For For
Bancorp
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect James W. Newill Mgmt For For For
1.11 Elect T. Michael Price Mgmt For For For
1.12 Elect Laurie Stern Mgmt For For For
Singer
1.13 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Defiance Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
FDEF CUSIP 32006W106 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John L. Bookmyer Mgmt For For For
1.2 Elect Stephen L. Boomer Mgmt For For For
1.3 Elect Peter A. Diehl Mgmt For For For
1.4 Elect William J. Small Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fox Chase Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FXCB CUSIP 35137T108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Mgmt For For For
Eisenstaedt
1.2 Elect Anthony A. Mgmt For For For
Nichols,
Sr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franklin Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FRNK CUSIP 35353C102 02/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren Mackey Mgmt For For For
1.2 Elect Richard Mgmt For For For
Wiltshire,
Jr.
1.3 Elect Percy Wooton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gleacher & Company Inc.
Ticker Security ID: Meeting Date Meeting Status
GLCH CUSIP 377341102 05/23/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For TNA N/A
2 Amendment to Mgmt For TNA N/A
Proportionally Reduce
Authorized
Shares
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Ratification of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Gleacher & Company Inc.
Ticker Security ID: Meeting Date Meeting Status
GLCH CUSIP 377341102 05/23/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Patterson Mgmt N/A For N/A
1.2 Elect Christopher R. Mgmt N/A For N/A
Pechock
1.3 Elect Keith B. Hall Mgmt N/A For N/A
1.4 Elect Jaime Lifton Mgmt N/A For N/A
1.5 Elect Marshall A. Cohen Mgmt N/A For N/A
2 Elect Edwin M. Banks Mgmt N/A For N/A
3 Elect Nasir A. Hasan Mgmt N/A For N/A
4 Elect Carl W. McKinzie Mgmt N/A For N/A
5 Reverse Stock Split Mgmt N/A For N/A
6 Amendment to Mgmt N/A For N/A
Proportionally Reduce
Authorized
Shares
7 Advisory Vote on Mgmt N/A Against N/A
Executive
Compensation
8 Ratification of Auditor Mgmt N/A For N/A
________________________________________________________________________________
Guaranty Bancorp
Ticker Security ID: Meeting Date Meeting Status
GBNK CUSIP 40075T102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward B. Cordes Mgmt For For For
2 Elect John M. Mgmt For Against Against
Eggemeyer,
III
3 Elect Keith R. Finger Mgmt For For For
4 Elect Stephen D. Joyce Mgmt For For For
5 Elect Gail H. Klapper Mgmt For Against Against
6 Elect Stephen G. Mgmt For For For
McConahey
7 Elect Paul W. Taylor Mgmt For For For
8 Elect W. Kirk Wycoff Mgmt For For For
9 Elect Albert C. Yates Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Reverse Stock Split Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Heritage Oaks Bancorp
Ticker Security ID: Meeting Date Meeting Status
HEOP CUSIP 42724R107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Morris Mgmt For For For
1.2 Elect Donald H. Campbell Mgmt For For For
1.3 Elect Michael J. Behrman Mgmt For For For
1.4 Elect Mark C. Fugate Mgmt For For For
1.5 Elect Daniel J. O'Hare Mgmt For For For
1.6 Elect Dee T. Lacey Mgmt For For For
1.7 Elect James J. Lynch Mgmt For For For
1.8 Elect Michael E. Pfau Mgmt For For For
1.9 Elect Alexander F. Simas Mgmt For For For
1.10 Elect Lawrence P. Ward Mgmt For For For
1.11 Elect Simone Lagomarsino Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hilltop Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 09/20/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 2012 Equity Incentive Mgmt For For For
Plan
3 2012 Annual Incentive Mgmt For For For
Plan
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
HomeTrust Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sidney Biesecker Mgmt For For For
1.2 Elect Robert Dinsmore, Mgmt For For For
Jr.
1.3 Elect Larry McDevitt Mgmt For For For
1.4 Elect Peggy Melville Mgmt For For For
2 2013 Omnibus Incentive Mgmt For For For
Plan
3 Adoption of Tax Mgmt For For For
Benefits Preservation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Mark Armour Mgmt For Against Against
2 Elect James S. Balloun Mgmt For For For
3 Elect John S. Day Mgmt For For For
4 Elect Karen D. Kelley Mgmt For For For
5 Elect James R. Lientz, Mgmt For For For
Jr.
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investors Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISBC CUSIP 46146P102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan of Merger Mgmt For For For
2.1 Elect Domenick A. Cama Mgmt For For For
2.2 Elect James J. Garibaldi Mgmt For For For
2.3 Elect Vincent D. Mgmt For For For
Manahan
III
2.4 Elect James H. Ward III Mgmt For For For
3 Approval of the Mgmt For For For
Executive Officer
Annual Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jacksonville Bancorp Inc (FL)
Ticker Security ID: Meeting Date Meeting Status
JAXB CUSIP 469249106 02/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Authorization of Mgmt For For For
Nonvoting Common
Stock
3 Issuance of Common Stock Mgmt For For For
4 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
5 Reverse Stock Split Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Jacksonville Bancorp Inc (FL)
Ticker Security ID: Meeting Date Meeting Status
JAXB CUSIP 469249106 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Rose Mgmt For For For
2 Elect Price W. Schwenck Mgmt For For For
3 Elect Gary L. Winfield Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MetroCorp Bancshares, Inc
Ticker Security ID: Meeting Date Meeting Status
MCBI CUSIP 591650106 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Krishnan Mgmt For For For
Balasubramanian
1.2 Elect Saishi Frank Li Mgmt For For For
1.3 Elect Charles L. Roff Mgmt For For For
1.4 Elect Joe Ting Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Daryl R. Forsythe Mgmt For For For
2.2 Elect Patricia T. Civil Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
Wadsworth
2.4 Elect Jack H. Webb Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New England Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEBS CUSIP 643863202 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4.1 Elect Lucien Bolduc Mgmt For For For
4.2 Elect Myron Marek Mgmt For For For
4.3 Elect Kathryn Reinhard Mgmt For For For
4.4 Elect Thomas O'Brien Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OBA Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
OBAF CUSIP 67424G101 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Belew, Jr. Mgmt For For For
1.2 Elect Evelyn Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OmniAmerican Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
OABC CUSIP 68216R107 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Anderson Mgmt For For For
1.2 Elect James Herring Mgmt For For For
1.3 Elect Wesley R. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pacific Premier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPBI CUSIP 69478X105 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth A. Mgmt For For For
Boudreau
1.2 Elect John J Carona Mgmt For For For
1.3 Elect Steven R. Gardner Mgmt For For For
1.4 Elect Joseph L Garrett Mgmt For For For
1.5 Elect John D. Goddard Mgmt For For For
1.6 Elect Jeff C. Jones Mgmt For For For
1.7 Elect Michael L. Mgmt For For For
McKennon
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Sterling Bank
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 09/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Park Sterling Corp.
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie M. Baker, Mgmt For For For
Jr.
1.2 Elect Larry W. Carroll Mgmt For For For
1.3 Elect Kim S. Price Mgmt For For For
1.4 Elect Ben R. Rudisill II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Porter Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBIB CUSIP 736233107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria L. Bouvette Mgmt For For For
1.2 Elect David L. Hawkins Mgmt For Withhold Against
1.3 Elect W. Glenn Hogan Mgmt For For For
1.4 Elect Sidney L. Monroe Mgmt For For For
1.5 Elect William G. Porter Mgmt For Withhold Against
1.6 Elect John T. Taylor Mgmt For For For
1.7 Elect Stephen A. Mgmt For For For
Williams
1.8 Elect W. Kirk Wycoff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
4 Amendment to the 2006 Mgmt For For For
Non-Employee Directors
Stock Ownership
Incentive
Plan
________________________________________________________________________________
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bryan Mgmt For For For
2 Elect Carolyn H. Byrd Mgmt For For For
3 Elect David J. Cooper, Mgmt For For For
Sr.
4 Elect Don DeFosset Mgmt For For For
5 Elect Eric C. Fast Mgmt For For For
6 Elect O. B. Grayson Mgmt For For For
Hall,
Jr.
7 Elect John D. Johns Mgmt For For For
8 Elect Charles D. McCrary Mgmt For For For
9 Elect James R. Malone Mgmt For For For
10 Elect Ruth Ann Marshall Mgmt For For For
11 Elect Susan W. Matlock Mgmt For For For
12 Elect John E. Maupin, Mgmt For For For
Jr.
13 Elect John R. Roberts Mgmt For For For
14 Elect Lee J. Styslinger Mgmt For For For
III
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Executive Incentive Plan Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Seacoast Banking Corporation of Florida
Ticker Security ID: Meeting Date Meeting Status
SBCF CUSIP 811707306 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Crane Mgmt For For For
1.2 Elect Roger O Goldman Mgmt For For For
1.3 Elect Dennis S. Hudson, Mgmt For For For
Jr.
1.4 Elect Thomas E. Rossin Mgmt For For For
2 2013 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Reverse Stock Split Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Silver Bay Realty Trust Corp.
Ticker Security ID: Meeting Date Meeting Status
SBY CUSIP 82735Q102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas W. Brock Mgmt For For For
1.2 Elect Tanuja M. Dehne Mgmt For For For
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For For For
1.5 Elect Irvin R. Kessler Mgmt For For For
1.6 Elect David N. Miller Mgmt For For For
1.7 Elect Thomas Siering Mgmt For For For
1.8 Elect Brian C. Taylor Mgmt For For For
1.9 Elect Ronald N. Weiser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
State Bank Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STBZ CUSIP 856190103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Balkcom, Mgmt For For For
Jr.
2 Elect Kelly H. Barrett Mgmt For For For
3 Elect Archie L. Mgmt For For For
Bransford,
Jr.
4 Elect Kim M. Childers Mgmt For For For
5 Elect Joseph W. Evans Mgmt For For For
6 Elect Virginia A. Hepner Mgmt For For For
7 Elect John D. Houser Mgmt For For For
8 Elect Robert H. McMahon Mgmt For For For
9 Elect J. Daniel Speight Mgmt For For For
10 Elect J. Thomas Wiley, Mgmt For Against Against
Jr.
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suffolk Bancorp
Ticker Security ID: Meeting Date Meeting Status
SUBK CUSIP 864739107 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edgar F. Goodale Mgmt For For For
1.2 Elect David A. Kandell Mgmt For For For
1.3 Elect Ramesh N. Shah Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TFSL CUSIP 87240R107 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert Fiala Mgmt For Against Against
3 Elect Ben Stefanski III Mgmt For For For
4 Elect Marc Stefanski Mgmt For For For
5 Reapproval of Mgmt For For For
Management Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tompkins Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TMP CUSIP 890110109 07/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2.1 Elect John Alexander Mgmt For For For
2.2 Elect Paul Battaglia Mgmt For For For
2.3 Elect James Byrnes Mgmt For For For
2.4 Elect Daniel Fessenden Mgmt For For For
2.5 Elect James Fulmer Mgmt For For For
2.6 Elect Reeder Gates Mgmt For For For
2.7 Elect James Hardie Mgmt For For For
2.8 Elect Carl Haynes Mgmt For For For
2.9 Elect Susan Henry Mgmt For For For
2.10 Elect Patricia Johnson Mgmt For For For
2.11 Elect Sandra Parker Mgmt For For For
2.12 Elect Thomas Rochon Mgmt For For For
2.13 Elect Stephen Romaine Mgmt For For For
2.14 Elect Michael Spain Mgmt For For For
2.15 Elect William Spain, Jr. Mgmt For For For
2.16 Elect Craig Yunker Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Bender Mgmt For For For
1.2 Elect Mark D. Ein Mgmt For For For
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For For For
1.5 Elect W. Reid Sanders Mgmt For For For
1.6 Elect Thomas Siering Mgmt For For For
1.7 Elect Brian C. Taylor Mgmt For For For
1.8 Elect Hope D. Woodhouse Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 91030T109 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Crowley Mgmt For Withhold Against
1.2 Elect Carol Moore Mgmt For Withhold Against
Cutting
1.3 Elect Carol A. Leary Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 91030T109 11/01/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
ViewPoint Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
VPFG CUSIP 92672A101 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce W. Hunt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Washington Banking Company
Ticker Security ID: Meeting Date Meeting Status
WBCO CUSIP 937303105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhoda L. Altom Mgmt For For For
1.2 Elect Mark D. Crawford Mgmt For For For
1.3 Elect Deborah J. Gavin Mgmt For For For
1.4 Elect Jay T. Lien Mgmt For For For
1.5 Elect Gragg E. Miller Mgmt For For For
1.6 Elect Anthony B. Mgmt For For For
Pickering
1.7 Elect Robert T. Severns Mgmt For For For
1.8 Elect John L. Wagner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Liberty Bancorp
Ticker Security ID: Meeting Date Meeting Status
WLBC CUSIP 961443108 10/17/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Wisdomtree Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
WETF CUSIP 97717P104 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Steinhardt Mgmt For For For
1.2 Elect Anthony Bossone Mgmt For For For
1.3 Elect Bruce Lavine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YAVY CUSIP 984314104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan G. Brown Mgmt For For For
1.2 Elect Harry M. Davis Mgmt For For For
1.3 Elect Thomas J. Hall Mgmt For For For
1.4 Elect James A. Harrell, Mgmt For For For
Jr.
1.5 Elect Larry S. Helms Mgmt For For For
1.6 Elect Dan W. Hill III Mgmt For For For
1.7 Elect James L. Mgmt For For For
Poindexter
1.8 Elect Alison J. Smith Mgmt For For For
1.9 Elect James N. Smoak Mgmt For For For
1.10 Elect Harry C. Spell Mgmt For For For
1.11 Elect Joseph H. Towell Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Reverse Stock Split Mgmt For For For
4 Ratification of Auditor Mgmt For For For
******************************* FORM N-Px REPORT *******************************:
Fund Name : Burnham Financial Industries Fund Main Account
________________________________________________________________________________
1st United Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FUBC CUSIP 33740N105 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paula Berliner Mgmt For For For
1.2 Elect Derek C. Burke Mgmt For For For
1.3 Elect Jeffery L. Carrier Mgmt For For For
1.4 Elect Ronald A. David Mgmt For For For
1.5 Elect James Evans Mgmt For For For
1.6 Elect Arthur S. Loring Mgmt For For For
1.7 Elect Thomas E. Lynch Mgmt For For For
1.8 Elect John Marino Mgmt For For For
1.9 Elect Carlos G. Morrison Mgmt For For For
1.10 Elect Warren S. Orlando Mgmt For For For
1.11 Elect Rudy E. Schupp Mgmt For For For
1.12 Elect Joseph W. Veccia, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ALNC CUSIP 019205103 03/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Allen Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Jack Bovender, Jr. Mgmt For For For
4 Elect Frank Bramble, Sr. Mgmt For For For
5 Elect Arnold Donald Mgmt For For For
6 Elect Charles Gifford Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Linda Hudson Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Thomas May Mgmt For For For
11 Elect Brian Moynihan Mgmt For For For
12 Elect Lionel Nowell, III Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board
Service
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
20 Regarding ShrHoldr Against Against For
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Bridge Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDGE CUSIP 108035106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcia Z. Hefter Mgmt For For For
1.2 Elect Emanuel Arturi Mgmt For For For
1.3 Elect Rudolph J. Santoro Mgmt For For For
1.4 Elect Howard H. Nolan Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect W. Ronald Dietz Mgmt For For For
3 Elect Lewis Hay, III Mgmt For For For
4 Elect Benjamin P. Mgmt For For For
Jenkins,
III
5 Elect Peter E. Raskind Mgmt For For For
6 Elect Mayo A. Shattuck Mgmt For For For
III
7 Elect Bradford H. Warner Mgmt For For For
8 Elect Catherine G. West Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirements for
Future Amendments to
the Bylaws and the
Certificate
12 Elimination of Mgmt For For For
Supermajority
Requirement for the
Removal of
Directors
13 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Business
Combinations
________________________________________________________________________________
CenterState Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Bingham Mgmt For For For
1.2 Elect G. Robert Mgmt For For For
Blanchard,
Jr.
1.3 Elect C. Dennis Carlton Mgmt For For For
1.4 Elect John C. Corbett Mgmt For For For
1.5 Elect Griffin A. Greene Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
McPherson
1.7 Elect George T. Nunez II Mgmt For For For
1.8 Elect Thomas E. Oakley Mgmt For Withhold Against
1.9 Elect Ernest S. Pinner Mgmt For For For
1.10 Elect William Knox Pou Mgmt For For For
Jr.
1.11 Elect Joshua A. Snively Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Equity Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Franz B. Humer Mgmt For For For
3 Elect Robert L. Joss Mgmt For Against Against
4 Elect Michael E. O'Neill Mgmt For For For
5 Elect Judith Rodin Mgmt For Against Against
6 Elect Robert L. Ryan Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Santomero
8 Elect Joan E. Spero Mgmt For For For
9 Elect Diana L. Taylor Mgmt For For For
10 Elect William S. Mgmt For For For
Thompson,
Jr.
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Indemnification
________________________________________________________________________________
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Cohen Mgmt For For For
1.2 Elect Katherine Mgmt For For For
Elizabeth
Dietze
1.3 Elect Steven Kotler Mgmt For For For
1.4 Elect Jerome S. Mgmt For For For
Markowitz
1.5 Elect Jack H. Nusbaum Mgmt For Withhold Against
1.6 Elect Jeffrey M. Solomon Mgmt For For For
1.7 Elect Thomas W. Strauss Mgmt For For For
1.8 Elect John E. Toffolon, Mgmt For For For
Jr.
1.9 Elect Joseph R. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Cynthia A. Mgmt For For For
Glassman
5 Elect Richard H. Lenny Mgmt For For For
6 Elect Thomas G. Maheras Mgmt For For For
7 Elect Michael H. Moskow Mgmt For For For
8 Elect David W. Nelms Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773209 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darryl F. Allen Mgmt For For For
2 Elect Evan Bayh Mgmt For For For
3 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
4 Elect Emerson L. Mgmt For For For
Brumback
5 Elect James P. Hackett Mgmt For For For
6 Elect Gary R. Heminger Mgmt For For For
7 Elect Jewell D. Hoover Mgmt For For For
8 Elect William M. Isaac Mgmt For For For
9 Elect Kevin T. Kabat Mgmt For For For
10 Elect Mitchel D. Mgmt For For For
Livingston
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Hendrick G. Meijer Mgmt For For For
13 Elect John J. Schiff, Mgmt For For For
Jr.
14 Elect Marsha C. Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Carter Mgmt For For For
2 Elect John C. Compton Mgmt For For For
3 Elect Mark A. Emkes Mgmt For For For
4 Elect Corydon J. Mgmt For For For
Gilchrist
5 Elect Vicky B. Gregg Mgmt For For For
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Scott M. Niswonger Mgmt For For For
9 Elect Vicki R. Palmer Mgmt For For For
10 Elect Colin V. Reed Mgmt For For For
11 Elect Luke Yancy III Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
First Niagara Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne J. Coady Mgmt For For For
1.2 Elect Carl A. Florio Mgmt For For For
1.3 Elect Nathaniel D. Mgmt For For For
Woodson
1.4 Elect Carlton L. Mgmt For For For
Highsmith
1.5 Elect John R. Koelmel Mgmt For For For
1.6 Elect George M. Philip Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gleacher & Company Inc.
Ticker Security ID: Meeting Date Meeting Status
GLCH CUSIP 377341102 05/23/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For TNA N/A
2 Amendment to Mgmt For TNA N/A
Proportionally Reduce
Authorized
Shares
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Ratification of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Gleacher & Company Inc.
Ticker Security ID: Meeting Date Meeting Status
GLCH CUSIP 377341102 05/23/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Patterson Mgmt N/A For N/A
1.2 Elect Christopher R. Mgmt N/A For N/A
Pechock
1.3 Elect Keith B. Hall Mgmt N/A For N/A
1.4 Elect Jaime Lifton Mgmt N/A For N/A
1.5 Elect Marshall A. Cohen Mgmt N/A For N/A
2 Elect Edwin M. Banks Mgmt N/A For N/A
3 Elect Nasir A. Hasan Mgmt N/A For N/A
4 Elect Carl W. McKinzie Mgmt N/A For N/A
5 Reverse Stock Split Mgmt N/A For N/A
6 Amendment to Mgmt N/A For N/A
Proportionally Reduce
Authorized
Shares
7 Advisory Vote on Mgmt N/A Against N/A
Executive
Compensation
8 Ratification of Auditor Mgmt N/A For N/A
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Mark Armour Mgmt For Against Against
2 Elect James S. Balloun Mgmt For For For
3 Elect John S. Day Mgmt For For For
4 Elect Karen D. Kelley Mgmt For For For
5 Elect James R. Lientz, Mgmt For For For
Jr.
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investors Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISBC CUSIP 46146P102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan of Merger Mgmt For For For
2.1 Elect Domenick A. Cama Mgmt For For For
2.2 Elect James J. Garibaldi Mgmt For For For
2.3 Elect Vincent D. Mgmt For For For
Manahan
III
2.4 Elect James H. Ward III Mgmt For For For
3 Approval of the Mgmt For For For
Executive Officer
Annual Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jacksonville Bancorp Inc (FL)
Ticker Security ID: Meeting Date Meeting Status
JAXB CUSIP 469249106 02/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Authorization of Mgmt For For For
Nonvoting Common
Stock
3 Issuance of Common Stock Mgmt For For For
4 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
5 Reverse Stock Split Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Jacksonville Bancorp Inc (FL)
Ticker Security ID: Meeting Date Meeting Status
JAXB CUSIP 469249106 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Rose Mgmt For For For
2 Elect Price W. Schwenck Mgmt For For For
3 Elect Gary L. Winfield Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For Against Against
2 Elect Crandall C. Bowles Mgmt For Against Against
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For Against Against
5 Elect James S. Crown Mgmt For Against Against
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For Against Against
9 Elect Laban P. Jackson, Mgmt For Against Against
Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written
Consent
15 Key Executive Mgmt For For For
Performance
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward P. Campbell Mgmt For For For
1.2 Elect Joseph A. Carrabba Mgmt For For For
1.3 Elect Charles P. Cooley Mgmt For For For
1.4 Elect Alexander M. Mgmt For Withhold Against
Cutler
1.5 Elect H. James Dallas Mgmt For For For
1.6 Elect Elizabeth R. Gile Mgmt For For For
1.7 Elect Ruth Ann M. Gillis Mgmt For For For
1.8 Elect William G. Gisel, Mgmt For For For
Jr.
1.9 Elect Richard J. Hipple Mgmt For For For
1.10 Elect Kristen L. Manos Mgmt For For For
1.11 Elect Beth E. Mooney Mgmt For For For
1.12 Elect Barbara R. Snyder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Equity Mgmt For Against Against
Compensation
Plan
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendment to Terms of Mgmt For For For
Series A Preferred
Stock
3 Amendment to Terms of Mgmt For For For
Series C Preferred
Stock
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect C. Angela Bontempo Mgmt For For For
1.3 Elect Robert Brady Mgmt For Withhold Against
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Mark Czarnecki Mgmt For For For
1.6 Elect Gary Geisel Mgmt For For For
1.7 Elect John Hawke Mgmt For For For
1.8 Elect Patrick Hodgson Mgmt For For For
1.9 Elect Richard King Mgmt For Withhold Against
1.10 Elect Jorge Pereira Mgmt For For For
1.11 Elect Michael Pinto Mgmt For For For
1.12 Elect Melinda Rich Mgmt For For For
1.13 Elect Robert Sadler, Jr. Mgmt For For For
1.14 Elect Herbert Washington Mgmt For For For
1.15 Elect Robert Wilmers Mgmt For For For
2 Employee Stock Purchase Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Howard J. Davies Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Klaus Kleinfield Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For Against Against
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Masaaki Tanaka Mgmt For For For
14 Elect Laura D'Andrea Mgmt For For For
Tyson
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
18 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation Plan
Pursuant to Section
162(m) of the Tax
Code
19 Amendment to the Annual Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Daryl R. Forsythe Mgmt For For For
2.2 Elect Patricia T. Civil Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
Wadsworth
2.4 Elect Jack H. Webb Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northfield Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFBK CUSIP 66611T108 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bowen Mgmt For For For
1.2 Elect Gil Chapman Mgmt For For For
1.3 Elect John J. DePierro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
OmniAmerican Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
OABC CUSIP 68216R107 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Anderson Mgmt For For For
1.2 Elect James Herring Mgmt For For For
1.3 Elect Wesley R. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Park Sterling Bank
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 09/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Park Sterling Corp.
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie M. Baker, Mgmt For For For
Jr.
1.2 Elect Larry W. Carroll Mgmt For For For
1.3 Elect Kim S. Price Mgmt For For For
1.4 Elect Ben R. Rudisill II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Porter Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBIB CUSIP 736233107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria L. Bouvette Mgmt For For For
1.2 Elect David L. Hawkins Mgmt For Withhold Against
1.3 Elect W. Glenn Hogan Mgmt For For For
1.4 Elect Sidney L. Monroe Mgmt For For For
1.5 Elect William G. Porter Mgmt For Withhold Against
1.6 Elect John T. Taylor Mgmt For For For
1.7 Elect Stephen A. Mgmt For For For
Williams
1.8 Elect W. Kirk Wycoff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
4 Amendment to the 2006 Mgmt For For For
Non-Employee Directors
Stock Ownership
Incentive
Plan
________________________________________________________________________________
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bryan Mgmt For For For
2 Elect Carolyn H. Byrd Mgmt For For For
3 Elect David J. Cooper, Mgmt For For For
Sr.
4 Elect Don DeFosset Mgmt For For For
5 Elect Eric C. Fast Mgmt For For For
6 Elect O. B. Grayson Mgmt For For For
Hall,
Jr.
7 Elect John D. Johns Mgmt For For For
8 Elect Charles D. McCrary Mgmt For For For
9 Elect James R. Malone Mgmt For For For
10 Elect Ruth Ann Marshall Mgmt For For For
11 Elect Susan W. Matlock Mgmt For For For
12 Elect John E. Maupin, Mgmt For For For
Jr.
13 Elect John R. Roberts Mgmt For For For
14 Elect Lee J. Styslinger Mgmt For For For
III
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Executive Incentive Plan Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
SCBT Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
SCBT CUSIP 78401V102 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy E. Addison Mgmt For For For
1.2 Elect Robert H. Demere, Mgmt For For For
Jr.
1.3 Elect Robert R. Horger Mgmt For For For
1.4 Elect Harry M. Mims, Jr. Mgmt For For For
1.5 Elect John C. Pollok Mgmt For For For
1.6 Elect James W. Roquemore Mgmt For For For
1.7 Elect John W. Mgmt For For For
Williamson,
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silver Bay Realty Trust Corp.
Ticker Security ID: Meeting Date Meeting Status
SBY CUSIP 82735Q102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas W. Brock Mgmt For For For
1.2 Elect Tanuja M. Dehne Mgmt For For For
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For For For
1.5 Elect Irvin R. Kessler Mgmt For For For
1.6 Elect David N. Miller Mgmt For For For
1.7 Elect Thomas Siering Mgmt For For For
1.8 Elect Brian C. Taylor Mgmt For For For
1.9 Elect Ronald N. Weiser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suntrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Beall II Mgmt For For For
2 Elect Alston D. Correll Mgmt For For For
3 Elect Jeffrey C. Crowe Mgmt For For For
4 Elect David H. Hughes Mgmt For For For
5 Elect M. Douglas Ivester Mgmt For For For
6 Elect Kyle P. Legg Mgmt For For For
7 Elect William A. Mgmt For For For
Linnenbringer
8 Elect Donna S. Morea Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect William H. Mgmt For For For
Rogers,
Jr.
11 Elect Frank W. Scruggs Mgmt For For For
12 Elect Thomas R. Watjen Mgmt For For For
13 Elect Phail Wynn, Jr. Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine A. Allen Mgmt For For For
2 Elect Stephen T. Butler Mgmt For For For
3 Elect Elizabeth W. Camp Mgmt For For For
4 Elect T. Michael Mgmt For For For
Goodrich
5 Elect V. Nathaniel Mgmt For For For
Hansford
6 Elect Mason H. Lampton Mgmt For For For
7 Elect Jerry W. Nix Mgmt For For For
8 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
9 Elect J. Neal Purcell Mgmt For For For
10 Elect Kessel D. Stelling Mgmt For For For
11 Elect Melvin T. Stith Mgmt For For For
12 Elect Barry L. Storey Mgmt For For For
13 Elect Philip W. Mgmt For For For
Tomlinson
14 Elect James D. Yancey Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 2013 Omnibus Plan Mgmt For For For
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TFSL CUSIP 87240R107 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert Fiala Mgmt For Against Against
3 Elect Ben Stefanski III Mgmt For For For
4 Elect Marc Stefanski Mgmt For For For
5 Reapproval of Mgmt For For For
Management Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tompkins Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TMP CUSIP 890110109 07/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2.1 Elect John Alexander Mgmt For For For
2.2 Elect Paul Battaglia Mgmt For For For
2.3 Elect James Byrnes Mgmt For For For
2.4 Elect Daniel Fessenden Mgmt For For For
2.5 Elect James Fulmer Mgmt For For For
2.6 Elect Reeder Gates Mgmt For For For
2.7 Elect James Hardie Mgmt For For For
2.8 Elect Carl Haynes Mgmt For For For
2.9 Elect Susan Henry Mgmt For For For
2.10 Elect Patricia Johnson Mgmt For For For
2.11 Elect Sandra Parker Mgmt For For For
2.12 Elect Thomas Rochon Mgmt For For For
2.13 Elect Stephen Romaine Mgmt For For For
2.14 Elect Michael Spain Mgmt For For For
2.15 Elect William Spain, Jr. Mgmt For For For
2.16 Elect Craig Yunker Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
_______________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Bender Mgmt For For For
1.2 Elect Mark D. Ein Mgmt For For For
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For For For
1.5 Elect W. Reid Sanders Mgmt For For For
1.6 Elect Thomas Siering Mgmt For For For
1.7 Elect Brian C. Taylor Mgmt For For For
1.8 Elect Hope D. Woodhouse Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ViewPoint Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
VPFG CUSIP 92672A101 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce W. Hunt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Liberty Bancorp
Ticker Security ID: Meeting Date Meeting Status
WLBC CUSIP 961443108 10/17/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Wisdomtree Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
WETF CUSIP 97717P104 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Steinhardt Mgmt For For For
1.2 Elect Anthony Bossone Mgmt For For For
1.3 Elect Bruce Lavine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
________________________________________________________________________________
Zions Bancorporation
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry Atkin Mgmt For For For
2 Elect R. Cash Mgmt For For For
3 Elect Patricia Frobes Mgmt For For For
4 Elect J. David Heaney Mgmt For For For
5 Elect Roger Porter Mgmt For For For
6 Elect Stephen Quinn Mgmt For For For
7 Elect Harris Simmons Mgmt For For For
8 Elect L. Simmons Mgmt For For For
9 Elect Shelley Thomas Mgmt For For For
Williams
10 Elect Steven Wheelwright Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Burnham Investors Trust |
| | |
| By (Signatures and Title) | /s/ Pat A. Colletti |
| | Pat A. Colletti, |
| | Chief Financial Officer (Principal Financial Officer) |
Date: August 19, 2013
