UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-00994
RMB Investors Trust
(Exact name of registrant as specified in charter)
115 South LaSalle Street, 34th Floor,
Chicago, IL 60603
(Address of principal executive offices) (Zip code)
Walter H. Clark
115 South LaSalle Street, 34th Floor,
Chicago, IL 60603
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 462-2392
Date of fiscal year end: December 31
Date of reporting period: June 30, 2016
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
Fund Name : RMB Fund
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Jeffrey E. Garten Mgmt For For For
8 Elect Ellen M. Hancock Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harrington
10 Elect Edward J. Ludwig Mgmt For For For
11 Elect Joseph P. Mgmt For For For
Newhouse
12 Elect Olympia J. Snowe Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Indirect Political
Spending
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 10/19/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 10/19/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Alan R. Mulally Mgmt For For For
1.9 Elect Paul S. Otellini Mgmt For For For
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Stock
Plan
4 Amendment to Google Mgmt For For For
Inc.'s Certificate of
Incorporation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Judith A McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Robert A. Eckert Mgmt For For For
6 Elect Greg C. Garland Mgmt For For For
7 Elect Fred Hassan Mgmt For For For
8 Elect Rebecca M. Mgmt For For For
Henderson
9 Elect Frank C. Mgmt For For For
Herringer
10 Elect Tyler Jacks Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of Amended Mgmt For For For
and Restated 2014
Employee Stock
Plan
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 04/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
Of Climate Change
Risks
________________________________________________________________________________
Calumet Specialty Products Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
CLMT CUSIP 131476103 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Long Mgmt For For For
Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Joseph J. Collins Mgmt For Withhold Against
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amend 2002 Restricted Mgmt For For For
Stock
Plan
4 Amend 2003 Stock Mgmt For For For
Option
Plan
5 Amend 2002 Employee Mgmt For For For
Stock Purchase
Plan
6 Amend 2011 Employee Mgmt For For For
Stock Purchase
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Class A Mgmt For For For
Special Common Stock
Into Class A Common
Stock
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hamilton E. James Mgmt For Withhold Against
1.2 Elect W. Craig Jelinek Mgmt For Withhold Against
1.3 Elect John W. Stanton Mgmt For For For
1.4 Elect Maggie Mgmt For For For
Wilderotter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Richard J. Swift Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect Tony L. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporating Values
in Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Mussallem
2 Elect John T. Cardis Mgmt For For For
3 Elect Kieran T. Mgmt For For For
Gallahue
4 Elect William J. Link Mgmt For For For
5 Elect Steven R. Mgmt For For For
Loranger
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Wesley W. von Mgmt For For For
Schack
8 Elect Nicholas J. Mgmt For For For
Valeriani
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the Mgmt For For For
Long-Term Stock
Incentive
Compensation
Program
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maura C. Breen Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Elder Granger Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mgmt For For For
Mergenthaler
7 Elect Woodrow A. Mgmt For For For
Myers,
Jr.
8 Elect Roderick A. Mgmt For For For
Palmore
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Timothy Wentworth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Mgmt For For For
Frazier
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect Samuel J. Mgmt For For For
Palmisano
1.11 Elect Steven S Mgmt For For For
Reinemund
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of
Company
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy and
Commitment
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of 2013 Mgmt For For For
Grants to
Non-Employee
Directors
5 Ratification of 2014 Mgmt For For For
and 2015 Grants to
Non-Employee
Directors
6 Annual Compensation Mgmt For For For
Program for
Non-Employee
Directors
7 Approve Establishment Mgmt For Against Against
of Class C Stock and
Associated
Rights
8 Increase the Number of Mgmt For Against Against
Class A Stock from
5,000,000,000 to
20,000,000,000
9 Provide Equal Mgmt For For For
Treatment of Stock
Classes in
Transactions and
Dividends
10 Provide for Conversion Mgmt For For For
Events of Class B
Stock
11 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
13 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of International
Public Policy
Committee
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect W. Geoffrey Mgmt For For For
Beattie
3 Elect John J. Brennan Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Peter B. Henry Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Rochelle B. Mgmt For For For
Lazarus
12 Elect Lowell C. McAdam Mgmt For For For
13 Elect James J. Mulva Mgmt For For For
14 Elect James E. Rohr Mgmt For For For
15 Elect Mary L. Schapiro Mgmt For For For
16 Elect James S. Tisch Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
23 Shareholder Proposal ShrHoldr Against Against For
Regarding
Performance-Based
Equity
Compensation
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Review
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kevin E. Lofton Mgmt For For For
3 Elect John W. Madigan Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Code Mgmt For For For
Section 162(m) Bonus
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hain Celestial Group
Ticker Security ID: Meeting Date Meeting Status
HAIN CUSIP 405217100 11/19/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irwin D. Simon Mgmt For For For
1.2 Elect Richard C. Berke Mgmt For Withhold Against
1.3 Elect Andrew R. Heyer Mgmt For For For
1.4 Elect Raymond W. Kelly Mgmt For For For
1.5 Elect Roger Meltzer Mgmt For Withhold Against
1.6 Elect Scott M. O'Neil Mgmt For Withhold Against
1.7 Elect Adrianne Shapira Mgmt For Withhold Against
1.8 Elect Lawrence S. Mgmt For For For
Zilavy
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr For For For
Regarding Proxy
Access
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Mgmt For For For
Jackson,
Jr.
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Social
Factors
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr For For For
Regarding Board
Diversity
________________________________________________________________________________
Markwest Energy Partners LP
Ticker Security ID: Meeting Date Meeting Status
MWE CUSIP 570759100 12/01/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Medtronic, plc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Randall J. Hogan Mgmt For For For
5 Elect Omar Ishrak Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Elizabeth G. Mgmt For For For
Nabel
10 Elect Denise M. O'Leary Mgmt For For For
11 Elect Kendall J. Powell Mgmt For Against Against
12 Elect Robert C. Pozen Mgmt For For For
13 Elect Preetha Reddy Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect R. Glenn Hubbard Mgmt For For For
4 Elect Steven A. Mgmt For For For
Kandarian
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect William E. Mgmt For For For
Kennard
8 Elect James M. Kilts Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Denise M. Mgmt For For For
Morrison
11 Elect Kenton J. Mgmt For For For
Sicchitano
12 Elect Lulu C. Wang Mgmt For For For
13 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Palo Alto Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Donovan Mgmt For Abstain Against
2 Elect Stanley J. Mgmt For For For
Meresman
3 Elect Nir Zuk Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Brown Mgmt For For For
2 Elect Leonard S. Mgmt For For For
Schleifer
3 Elect George D. Mgmt For For For
Yancopoulos
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Ben Van Beurden Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Euleen GOH Yiu Mgmt For For For
Kiang
6 Elect Simon Henry Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Gerard Mgmt For Against Against
Kleisterlee
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Hans Wijers Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Shareholder Resolution ShrHoldr Against Against For
Regarding Company
Business
Strategy
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Mary N. Dillon Mgmt For For For
4 Elect Robert M. Gates Mgmt For For For
5 Elect Mellody Hobson Mgmt For For For
6 Elect Kevin R. Johnson Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Mgmt For For For
Shennan,
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Mgmt For For For
Weatherup
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Executive Management
Bonus
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Acess
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Review
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Under Armour, Inc.
Ticker Security ID: Meeting Date Meeting Status
UA CUSIP 904311107 08/26/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Class B Mgmt For For For
Stock if CEO Plank
Sells In Excess of
Certain
Limit
2 Conversion of Class B Mgmt For For For
Stock if CEO Plank
Resigns or is
Terminated
3 Equal Treatment of Mgmt For For For
Class A and B Common
Stock in Certain
Transactions
4 Enhance Board Mgmt For For For
Independence
Requirements
5 Requirements to Amend Mgmt For For For
Equal Treatment
Provision and Board
Independence
Provision
6 Amendment to the 2005 Mgmt For Against Against
Omnibus Long-Term
Incentive
Plan
7 2015 Class C Employee Mgmt For Against Against
Stock Purchase
Plan
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For For For
4 Elect Robert J. Mgmt For For For
Darretta
5 Elect Stephen J. Mgmt For For For
Hemsley
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect Kenneth I. Shine Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Richard L. Mgmt For For For
Carrion
4 Elect Melanie L. Healey Mgmt For For For
5 Elect M. Frances Keeth Mgmt For For For
6 Elect Karl-Ludwig Kley Mgmt For For For
7 Elect Lowell C. McAdam Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Clarence Otis, Mgmt For For For
Jr.
10 Elect Rodney E. Slater Mgmt For For For
11 Elect Kathryn A. Tesija Mgmt For For For
12 Elect Gregory D. Wasson Mgmt For For For
13 Elect Gregory G. Weaver Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
targets
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Indirect Political
Spending
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect Robert W. Mgmt For For For
Matschullat
6 Elect Cathy E. Minehan Mgmt For For For
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect David J. Pang Mgmt For For For
9 Elect Charles W. Scharf Mgmt For For For
10 Elect John A.C. Mgmt For For For
Swainson
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2007 Mgmt For For For
Equity Incentive
Compensation Plan as
Amended and
Restated
14 Amendment to the Visa Mgmt For For For
Inc. Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo and Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Elizabeth A. Duke Mgmt For For For
6 Elect Susan E. Engel Mgmt For For For
7 Elect Enrique Mgmt For For For
Hernandez,
Jr.
8 Elect Donald M. James Mgmt For For For
9 Elect Cynthia H. Mgmt For For For
Milligan
10 Elect Federico F. Pena Mgmt For For For
11 Elect James H. Quigley Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 06/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For Against Against
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YDKN CUSIP 984305102 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Adam Abram Mgmt For For For
2 Elect Michael S. Albert Mgmt For For For
3 Elect David S. Brody Mgmt For For For
4 Elect Scott M. Custer Mgmt For For For
5 Elect Harry M. Davis Mgmt For For For
6 Elect Barry Z. Dodson Mgmt For For For
7 Elect Thomas J. Hall Mgmt For For For
8 Elect Thierry Ho Mgmt For For For
9 Elect Steven J. Lerner Mgmt For For For
10 Elect Michael S. Mgmt For For For
Patterson
11 Elect Mary E. Rittling Mgmt For For For
12 Elect Harry C. Spell Mgmt For For For
13 Elect Joseph H. Towell Mgmt For For For
14 Elect Richard A. Mgmt For For For
Urquhart,
III
15 Elect Nicolas D. Zerbib Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
******************************* FORM N-Px REPORT *******************************
Fund Name : RMB Mendon Financial Services Fund
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daryl D. Bohls Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect James J. Kearney Mgmt For For For
1.4 Elect P. Michael Mann Mgmt For For For
1.5 Elect Umesh (Mike) Jain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Equity Investment Life Holding Company
Ticker Security ID: Meeting Date Meeting Status
AEL CUSIP 025676206 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander M. Mgmt For For For
Clark
1.2 Elect John M. Matovina Mgmt For For For
1.3 Elect Alan D. Matula Mgmt For For For
1.4 Elect Gerard D. Neugent Mgmt For For For
2 2016 Employee Mgmt For For For
Incentive
Plan
3 2014 Independent Mgmt For For For
Insurance Agent
Restricted Stock and
RSU
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ameris Bancorp
Ticker Security ID: Meeting Date Meeting Status
ABCB CUSIP 03076K108 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin W. Mgmt For For For
Hortman,
Jr.
1.2 Elect Daniel B. Jeter Mgmt For For For
1.3 Elect William H. Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ares Commercial Real Estate Corp.
Ticker Security ID: Meeting Date Meeting Status
ACRE CUSIP 04013V108 06/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Browning Mgmt For For For
1.2 Elect John B. Jardine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ASB Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
ASBB CUSIP 00213T109 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Suzanne S. Mgmt For For For
DeFerie
1.2 Elect Leslie D. Green Mgmt For For For
1.3 Elect Lawrence B. Mgmt For For For
Seidman
1.4 Elect Wyatt S. Stevens Mgmt For For For
1.5 Elect Kenneth J. Wrench Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Astoria Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AF CUSIP 046265104 04/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Atlantic Cap Bancshares Inc
Ticker Security ID: Meeting Date Meeting Status
ACBI CUSIP 048269203 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Deriso,
Jr.
1.2 Elect Henchy R. Enden Mgmt For For For
1.3 Elect John N. Foy Mgmt For For For
1.4 Elect Douglas J. Hertz Mgmt For For For
1.5 Elect Adam G. Hurwich Mgmt For For For
1.6 Elect Brian D. Jones Mgmt For For For
1.7 Elect D. Michael Kramer Mgmt For For For
1.8 Elect Stephen A. Levey Mgmt For For For
1.9 Elect Larry D. Mauldin Mgmt For For For
1.10 Elect R. Charles Mgmt For For For
Shufeldt
1.11 Elect Lizanne Thomas Mgmt For For For
1.12 Elect Douglas L. Mgmt For For For
Williams
1.13 Elect Marietta Edmunds Mgmt For For For
Zakas
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atlantic Coast Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ACFC CUSIP 048426100 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dave Bhasin Mgmt For For For
1.2 Elect John J. Dolan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avenue Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
AVNU CUSIP 05358K102 06/21/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Beneficial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BNCL CUSIP 08171T102 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward G. Boehne Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Donahue
1.3 Elect Donald F. Mgmt For For For
Gayhardt,
Jr.
1.4 Elect Karen D. Buchholz Mgmt For For For
1.5 Elect Roy D. Yates Mgmt For For For
2 2016 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BNC Bancorp
Ticker Security ID: Meeting Date Meeting Status
BNCN CUSIP 05566T101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lenin J. Peters Mgmt For For For
1.2 Elect John S. Ramsey, Mgmt For For For
Jr.
1.3 Elect Thomas R. Smith Mgmt For For For
1.4 Elect D. Vann Williford Mgmt For For For
1.5 Elect Thomas R. Sloan Mgmt For For For
1.6 Elect Abney S. Boxley, Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton G. Mgmt For For For
Deutsch
1.2 Elect Deborah F. Mgmt For For For
Kuenstner
1.3 Elect Gloria C. Larson Mgmt For For For
1.4 Elect John Morton III Mgmt For For For
1.5 Elect Daniel P. Nolan Mgmt For For For
1.6 Elect Kimberly S. Mgmt For For For
Stevenson
1.7 Elect Stephen M. Waters Mgmt For For For
1.8 Elect Donna C. Wells Mgmt For For For
1.9 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Annual Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C1 Financial Inc
Ticker Security ID: Meeting Date Meeting Status
BNK CUSIP 12591N109 03/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
CAI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 12477X106 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Masaaki Nishibori Mgmt For For For
1.2 Elect David G Remington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Camden National Corporation
Ticker Security ID: Meeting Date Meeting Status
CAC CUSIP 133034108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Flanagan Mgmt For For For
2 Elect James H. Page Mgmt For For For
3 Elect Robin A. Sawyer Mgmt For For For
4 Elect Karen W. Stanley Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carolina Financial Corp
Ticker Security ID: Meeting Date Meeting Status
CARO CUSIP 143873107 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Scott Brandon Mgmt For For For
1.2 Elect Jefferey L. Deal Mgmt For For For
1.3 Elect Daniel H. Isaac, Mgmt For For For
Jr.
1.4 Elect Michael P. Leddy Mgmt For Withhold Against
1.5 Elect Thompson E. Mgmt For For For
Penney
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CoBiz Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
COBZ CUSIP 190897108 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Bangert Mgmt For For For
2 Elect Michael B. Mgmt For For For
Burgamy
3 Elect Evan Makovsky Mgmt For Against Against
4 Elect Richard L. Mgmt For For For
Monfort
5 Elect Douglas L. Polson Mgmt For For For
6 Elect Mary K. Rhinehart Mgmt For For For
7 Elect Noel N. Rothman Mgmt For For For
8 Elect Bruce H. Mgmt For For For
Schroffel
9 Elect Timothy J. Travis Mgmt For For For
10 Elect Mary Beth Vitale Mgmt For For For
11 Elect Mary M. White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Community Healthcare Trust Inc
Ticker Security ID: Meeting Date Meeting Status
CHCT CUSIP 20369C106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Gardner Mgmt For For For
1.2 Elect Robert Z. Hensley Mgmt For For For
1.3 Elect Alfred Lumsdaine Mgmt For For For
1.4 Elect R. Lawrence Van Mgmt For For For
Horn
1.5 Elect Timothy G. Mgmt For For For
Wallace
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Alexander A. Bol Mgmt For For For
1.4 Elect Stephen Boswell Mgmt For For For
1.5 Elect Frederick S. Fish Mgmt For For For
1.6 Elect Frank Huttle III Mgmt For For For
1.7 Elect Michael Kempner Mgmt For For For
1.8 Elect Nicholas Minoia Mgmt For For For
1.9 Elect Joseph Parisi Jr. Mgmt For For For
1.10 Elect Harold Schechter Mgmt For For For
1.11 Elect William A. Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Cohen Mgmt For For For
1.2 Elect Katherine Mgmt For For For
Elizabeth
Dietze
1.3 Elect Steven Kotler Mgmt For For For
1.4 Elect Jerome S. Mgmt For For For
Markowitz
1.5 Elect Jack H. Nusbaum Mgmt For For For
1.6 Elect Douglas A. Mgmt For For For
Rediker
1.7 Elect Jeffrey M. Mgmt For For For
Solomon
1.8 Elect Joseph R. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Equity Bancshares Inc
Ticker Security ID: Meeting Date Meeting Status
EQBK CUSIP 29460X109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L Berglund Mgmt For For For
2 Elect Roger A. Buller Mgmt For For For
3 Elect Michael R. Mgmt For For For
Downing
4 Elect David B. Moore Mgmt For For For
5 Elect Shawn D. Penner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Change in Board Size Mgmt For For For
8 2013 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Evans Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVBN CUSIP 29911Q208 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Nasca Mgmt For For For
1.2 Elect David R. Mgmt For For For
Pfalzgraf,
Jr.
1.3 Elect Thomas H. Mgmt For For For
Waring,
Jr.
1.4 Elect Lee C. Wortham Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
LION CUSIP 316394105 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James B. Miller, Mgmt For For For
Jr.
2 Elect David R. Bockel Mgmt For For For
3 Elect Wm. Millard Mgmt For For For
Choate
4 Elect Donald A. Harp, Mgmt For For For
Jr.
5 Elect Kevin S. King Mgmt For For For
6 Elect William C. Mgmt For For For
Lankford,
Jr.
7 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
8 Elect W. Clyde Mgmt For For For
Shepherd
III
9 Elect Rankin M. Smith, Mgmt For For For
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Bancorp
Ticker Security ID: Meeting Date Meeting Status
FBNC CUSIP 318910106 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel T. Blue, Mgmt For For For
Jr.
1.2 Elect Mary Clara Capel Mgmt For For For
1.3 Elect James C. Mgmt For For For
Crawford,
III
1.4 Elect Richard H. Moore Mgmt For For For
1.5 Elect Thomas F. Mgmt For For For
Phillips
1.6 Elect O. Temple Sloan, Mgmt For For For
III
1.7 Elect Frederick L. Mgmt For For For
Taylor,
II
1.8 Elect Virginia C. Mgmt For For For
Thomasson
1.9 Elect Dennis A. Wicker Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Community Corporation
Ticker Security ID: Meeting Date Meeting Status
FCCO CUSIP 319835104 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard K. Bogan Mgmt For For For
1.2 Elect Michael C. Crapps Mgmt For For For
1.3 Elect Anita B. Easter Mgmt For For For
1.4 Elect George H. Fann, Mgmt For For For
Jr.
1.5 Elect J Randolph Potter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Connecticut Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
FBNK CUSIP 319850103 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Bucchi Mgmt For For For
1.2 Elect John J. Carson Mgmt For For For
1.3 Elect Kevin S. Ray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2016 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 10/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.2 Elect Scott F. Mgmt For For For
Kavanaugh
1.3 Elect James G. Brakke Mgmt For For For
1.4 Elect Max A. Briggs Mgmt For For For
1.5 Elect Victoria Collins Mgmt For For For
1.6 Elect Warren D. Fix Mgmt For For For
1.7 Elect John Hakopian Mgmt For For For
1.8 Elect Gerald Larsen Mgmt For For For
1.9 Elect Mitchell M. Mgmt For For For
Rosenberg
1.10 Elect Jacob Sonenshine Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Reincorporation from Mgmt For For For
California to
Delaware
4 2015 Equity Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Security Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSGI CUSIP 336312202 10/21/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Franklin Financial Network Inc
Ticker Security ID: Meeting Date Meeting Status
FSB CUSIP 35352P104 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy E. Allen Mgmt For For For
1.2 Elect Henry W. Mgmt For For For
Brockman,
Jr.
1.3 Elect Richard E. Mgmt For For For
Herrington
1.4 Elect David H. Kemp Mgmt For For For
1.5 Elect Pamela J. Mgmt For For For
Stephens
1.6 Elect Melody J. Mgmt For For For
Sullivan
1.7 Elect Gregory E. Mgmt For For For
Waldron
1.8 Elect Benjamin P. Wynd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guaranty Bancorp
Ticker Security ID: Meeting Date Meeting Status
GBNK CUSIP 40075T607 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward B. Cordes Mgmt For For For
2 Elect John M. Mgmt For For For
Eggemeyer,
III
3 Elect Keith R. Finger Mgmt For For For
4 Elect Stephen D. Joyce Mgmt For For For
5 Elect Gail H. Klapper Mgmt For For For
6 Elect Stephen G. Mgmt For For For
McConahey
7 Elect Paul W. Taylor Mgmt For For For
8 Elect W. Kirk Wycoff Mgmt For For For
9 Elect Albert C. Yates Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Hancock Holding Company
Ticker Security ID: Meeting Date Meeting Status
HBHC CUSIP 410120109 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James B. Mgmt For For For
Estabrook,
Jr.
1.2 Elect Hardy B. Fowler Mgmt For For For
1.3 Elect Randall W. Hanna Mgmt For For For
1.4 Elect Sonya C. Little Mgmt For For For
1.5 Elect Eric J. Nickelsen Mgmt For For For
1.6 Elect Robert W. Mgmt For For For
Roseberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Technology Growth Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 07/07/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allyn C. Mgmt For For For
Woodward,
Jr.
1.2 Elect Thomas J. Fallon Mgmt For For For
1.3 Elect Joseph A. Hoffman Mgmt For For For
1.4 Elect Susanne D. Lyons Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Heritage Commerce Corp
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julianne M. Mgmt For For For
Biagini-Komas
1.2 Elect Frank G. Mgmt For For For
Bisceglia
1.3 Elect Jack W. Conner Mgmt For For For
1.4 Elect J. Philip Mgmt For For For
DiNapoli
1.5 Elect John M. Eggemeyer Mgmt For For For
1.6 Elect Steven L. Mgmt For For For
Hallgrimson
1.7 Elect Walter T. Mgmt For For For
Kaczmarek
1.8 Elect Robert T. Moles Mgmt For For For
1.9 Elect Laura Roden Mgmt For For For
1.10 Elect Ranson W. Webster Mgmt For For For
1.11 Elect W. Kirk Wycoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Commerce Corp.
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 08/11/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Heritage Oaks Bancorp
Ticker Security ID: Meeting Date Meeting Status
HEOP CUSIP 42724R107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Behrman
1.2 Elect Mark C. Fugate Mgmt For For For
1.3 Elect Howard N. Gould Mgmt For For For
1.4 Elect Dolores T. Lacey Mgmt For For For
1.5 Elect Simone F. Mgmt For For For
Lagomarsino
1.6 Elect James J. Lynch Mgmt For For For
1.7 Elect Michael J. Morris Mgmt For For For
1.8 Elect Daniel J. O'Hare Mgmt For For For
1.9 Elect Michael E. Pfau Mgmt For For For
1.10 Elect Alexander F. Mgmt For For For
Simas
1.11 Elect Stephen P. Yost Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Allison Mgmt For For For
1.2 Elect C. Randall Sims Mgmt For For For
1.3 Elect Brian S. Davis Mgmt For For For
1.4 Elect Milburn Adams Mgmt For For For
1.5 Elect Robert H. Mgmt For For For
Adcock,
Jr.
1.6 Elect Richard H. Ashley Mgmt For For For
1.7 Elect Dale A. Bruns Mgmt For For For
1.8 Elect Jack E. Engelkes Mgmt For For For
1.9 Elect Tracy M. French Mgmt For For For
1.10 Elect James G. Hinkle Mgmt For For For
1.11 Elect Alex R. Lieblong Mgmt For For For
1.12 Elect Thomas J. Longe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2006 Mgmt For For For
Stock Option and
Performance Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeTrust Bancshares Inc
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sidney A. Mgmt For Withhold Against
Biesecker
1.2 Elect Robert G. Mgmt For For For
Dinsmore,
Jr.
1.3 Elect Larry S. McDevitt Mgmt For Withhold Against
1.4 Elect Peggy C. Melville Mgmt For For For
2 Amendment to Tax Mgmt For For For
Benefit Preservation
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jacksonville Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
JAXB CUSIP 469249205 03/11/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendment to Articles Mgmt For For For
Regarding Rights of
Non-Voting
Shareholders
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 03/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Preferred Mgmt For For For
Shareholders' Right
to Call Special
Meetings
3 Require Preferred Mgmt For For For
Shareholders'
Approval for Certain
Amendments
4 Require Preferred Mgmt For For For
Shareholders'
Approval for Certain
Transactions
5 Change in Board Size Mgmt For For For
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Joseph A. Mgmt For For For
Carrabba
3 Elect Charles P. Cooley Mgmt For For For
4 Elect Alexander M. Mgmt For For For
Cutler
5 Elect H. James Dallas Mgmt For For For
6 Elect Elizabeth R. Gile Mgmt For For For
7 Elect Ruth Ann M. Mgmt For For For
Gillis
8 Elect William G. Mgmt For For For
Gisel,
Jr.
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Kristen L. Manos Mgmt For For For
11 Elect Beth E. Mooney Mgmt For For For
12 Elect Demos Parneros Mgmt For For For
13 Elect Barbara R. Snyder Mgmt For For For
14 Elect David K. Wilson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Approval of the 2016 Mgmt For For For
Annual Performance
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Donald W. Jackson Mgmt For For For
1.5 Elect Howard K. Landis Mgmt For For For
III
1.6 Elect David G. Lucht Mgmt For For For
1.7 Elect James S. Mahan Mgmt For For For
III
1.8 Elect Miltom E. Petty Mgmt For For For
1.9 Elect Jerald L. Pullins Mgmt For For For
1.10 Elect Neil L. Underwood Mgmt For For For
1.11 Elect William L. Mgmt For For For
Williams
III
2 Amendment to the 2015 Mgmt For For For
Omnibus Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Manning & Napier, Inc.
Ticker Security ID: Meeting Date Meeting Status
MN CUSIP 56382Q102 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Manning Mgmt For For For
1.2 Elect Richard Goldberg Mgmt For For For
1.3 Elect Barbara Goodstein Mgmt For For For
1.4 Elect Edward J. Mgmt For For For
Pettinella
1.5 Elect Richard Mgmt For For For
Barrington
1.6 Elect Geoffrey Mgmt For For For
Rosenberg
1.7 Elect Michael E. Jones Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meta Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASH CUSIP 59100U108 01/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Tyler Haahr Mgmt For For For
1.2 Elect Bradley C. Hanson Mgmt For For For
1.3 Elect Elizabeth G. Mgmt For For For
Hoople
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Authorization of Mgmt For For For
Non-Voting Common
Stock
________________________________________________________________________________
National Bank Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NBHC CUSIP 633707104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph W. Clermont Mgmt For For For
1.2 Elect Robert E. Dean Mgmt For For For
1.3 Elect Fred J. Joseph Mgmt For For For
1.4 Elect G. Timothy Laney Mgmt For For For
1.5 Elect Micho F. Spring Mgmt For For For
1.6 Elect Burney S. Mgmt For For For
Warren,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia T. Civil Mgmt For For For
1.2 Elect Timothy E. Mgmt For For For
Delaney
1.3 Elect Martin A. Mgmt For For For
Dietrich
1.4 Elect James H. Douglas Mgmt For For For
1.5 Elect John C. Mitchell Mgmt For For For
1.6 Elect Michael M. Murphy Mgmt For For For
1.7 Elect Joseph A. Mgmt For For For
Santangelo
1.8 Elect Lowell A. Seifter Mgmt For For For
1.9 Elect Robert A. Mgmt For For For
Wadsworth
1.10 Elect Jack H. Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 07/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin A. Mgmt For For For
Dietrich
1.2 Elect John C. Mitchell Mgmt For For For
1.3 Elect Michael M. Murphy Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 04/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Levine Mgmt For For For
2 Elect Ronald A Mgmt For For For
Rosenfeld
3 Elect Lawrence J. Mgmt For For For
Savarese
4 Elect John M. Tsimbinos Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
NewBridge Bancorp
Ticker Security ID: Meeting Date Meeting Status
NBBC CUSIP 65080T102 02/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
OceanFirst Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
OCFC CUSIP 675234108 04/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
OceanFirst Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
OCFC CUSIP 675234108 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher D. Mgmt For For For
Maher
1.2 Elect Donald E. Mgmt For For For
McLaughlin
1.3 Elect John E. Walsh Mgmt For For For
2 Approval of Mgmt For For For
Performance Goals of
the 2011 Cash
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Old Line Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLBK CUSIP 67984M100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Mgmt For For For
Cornelsen
1.2 Elect James F. Dent Mgmt For For For
1.3 Elect Thomas H. Graham Mgmt For For For
1.4 Elect Carla Hargrove Mgmt For For For
McGill
1.5 Elect Jeffrey A. Rivest Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Old Second Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSBC CUSIP 680277100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Bonifas Mgmt For Withhold Against
1.2 Elect William B. Mgmt For For For
Skoglund
1.3 Elect Duane Suits Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Opus Bank
Ticker Security ID: Meeting Date Meeting Status
OPB CUSIP 684000102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Allison
1.2 Elect Michael L. Meyer Mgmt For For For
1.3 Elect Norman B. Rice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Palmetto Bancshares Inc.
Ticker Security ID: Meeting Date Meeting Status
PLMT CUSIP 697062206 08/12/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Park Sterling Corporation
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie M. Baker, Mgmt For For For
Jr.
1.2 Elect Larry W. Carroll Mgmt For For For
1.3 Elect Grant S. Grayson Mgmt For For For
1.4 Elect Ben R. Rudisill Mgmt For For For
II
1.5 Elect Robert G. Whitten Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Performant Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
PFMT CUSIP 71377E105 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd R. Ford Mgmt For For For
1.2 Elect Brian P. Golson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renasant Corporation
Ticker Security ID: Meeting Date Meeting Status
RNST CUSIP 75970E107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred F. Sharpe Mgmt For For For
1.2 Elect John M. Creekmore Mgmt For For For
1.3 Elect Jill V. Deer Mgmt For For For
1.4 Elect Neal A. Holland, Mgmt For For For
Jr.
1.5 Elect E. Robinson Mgmt For For For
McGraw
1.6 Elect Hollis C. Cheek Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Approval of Section Mgmt For For For
162(m) performance
measures
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic First Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRBK CUSIP 760416107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Theodore J. Mgmt For For For
Flocco,
Jr.
1.2 Elect Barry L. Spevak Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seacoast Banking Corporation of Florida
Ticker Security ID: Meeting Date Meeting Status
SBCF CUSIP 811707801 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis J. Mgmt For For For
Arczynski
1.2 Elect Maryann B. Goebel Mgmt For For For
1.3 Elect Roger O. Goldman Mgmt For For For
1.4 Elect Dennis S. Mgmt For For For
Hudson,
Jr.
1.5 Elect Thomas E. Rossin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Select Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
SLCT CUSIP 81617L108 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Gary Ciccone Mgmt For For For
1.2 Elect Ronald V. Jackson Mgmt For For For
1.3 Elect V. Parker Overton Mgmt For For For
1.4 Elect K. Clark Mgmt For For For
Stallings
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shore Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHBI CUSIP 825107105 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank E. Mason Mgmt For For For
III
2 Elect Christopher F. Mgmt For For For
Spurry
3 Elect John H. Wilson Mgmt For For For
4 Elect Jeffrey E. Mgmt For For For
Thompson
5 Elect David A. Fike Mgmt For For For
6 Elect Clyde V. Kelly Mgmt For For For
III
7 Elect R. Michael Mgmt For For For
Clemmer
Jr.
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 2016 Stock and Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Silvercrest Asset Management Group Inc
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Messina Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southern First Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFST CUSIP 842873101 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leighton M. Mgmt For For For
Cubbage
1.2 Elect David G. Ellison Mgmt For For For
1.3 Elect James B. Orders, Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2016 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southern National Bancorp Of Virginia, Inc.
Ticker Security ID: Meeting Date Meeting Status
SONA CUSIP 843395104 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Roderick Mgmt For For For
Porter
1.2 Elect W. Bruce Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
State Bank Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STBZ CUSIP 856190103 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Balkcom,
Jr.
2 Elect Archie L. Mgmt For For For
Bransford,
Jr.
3 Elect Kim M. Childers Mgmt For For For
4 Elect Ann Q. Curry Mgmt For For For
5 Elect Joseph W. Evans Mgmt For For For
6 Elect Virginia A. Mgmt For For For
Hepner
7 Elect John D. Houser Mgmt For For For
8 Elect Willam D. Mgmt For For For
McKnight
9 Elect Robert H. McMahon Mgmt For For For
10 Elect J. Thomas Wiley, Mgmt For For For
Jr.
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stonegate Bank
Ticker Security ID: Meeting Date Meeting Status
SGBK CUSIP 861811107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Gallo Mgmt For For For
1.2 Elect Jeffrey Holding Mgmt For Withhold Against
1.3 Elect Bruce Keir Mgmt For For For
1.4 Elect Jeff Nudelman Mgmt For For For
1.5 Elect Lawrence B. Mgmt For For For
Seidman
1.6 Elect David Seleski Mgmt For For For
1.7 Elect Glenn Straub Mgmt For Withhold Against
1.8 Elect John Tomlinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sun Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNBC CUSIP 86663B201 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Brown Mgmt For For For
1.2 Elect Sidney R. Brown Mgmt For For For
1.3 Elect Anthony R. Coscia Mgmt For For For
1.4 Elect Frank Clay Mgmt For For For
Creasey,
Jr.
1.5 Elect Peter Galetto, Mgmt For For For
Jr.
1.6 Elect Eli Kramer Mgmt For For For
1.7 Elect William J. Marino Mgmt For For For
1.8 Elect Thomas M. O'Brien Mgmt For For For
1.9 Elect Wilbur L. Ross, Mgmt For For For
Jr.
1.10 Elect Keith Stock Mgmt For For For
1.11 Elect Grace C. Torres Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Arthur W. Mgmt For For For
Coviello,
Jr.
4 Elect William W. Mgmt For For For
Graylin
5 Elect Roy A. Guthrie Mgmt For For For
6 Elect Richard C. Mgmt For For For
Hartnack
7 Elect Jeffrey G. Naylor Mgmt For For For
8 Elect Laurel J. Richie Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine A. Mgmt For For For
Allen
2 Elect Tim E. Bentsen Mgmt For For For
3 Elect Stephen T. Butler Mgmt For For For
4 Elect Elizabeth W. Camp Mgmt For For For
5 Elect T. Michael Mgmt For For For
Goodrich
6 Elect Jerry W. Nix Mgmt For For For
7 Elect Harris Pastides Mgmt For For For
8 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
9 Elect Kessel D. Mgmt For For For
Stelling
10 Elect Melvin T. Stith Mgmt For For For
11 Elect Barry L. Storey Mgmt For For For
12 Elect Philip W. Mgmt For For For
Tomlinson
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The First Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBMS CUSIP 318916103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Bomboy Mgmt For For For
2 Elect E. Ricky Gibson Mgmt For For For
3 Elect M. Ray Cole Mgmt For For For
4 Elect Fred A. McMurry Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Triumph Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
TBK CUSIP 89679E300 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas M Kratz Mgmt For For For
1.2 Elect Richard Davis Mgmt For For For
1.3 Elect Michael P Mgmt For For For
Rafferty
1.4 Elect C Todd Sparks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Community Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCBI CUSIP 90984P303 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Blalock Mgmt For For For
1.2 Elect L. Cathy Cox Mgmt For For For
1.3 Elect Kenneth L. Mgmt For For For
Daniels
1.4 Elect H. Lynn Harton Mgmt For For For
1.5 Elect W. C. Nelson, Jr. Mgmt For For For
1.6 Elect Thomas A. Mgmt For For For
Richlovsky
1.7 Elect Jimmy C. Tallent Mgmt For For For
1.8 Elect Tim R. Wallis Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2000 Mgmt For For For
Key Employee Stock
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 910304104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Stewart,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 910304104 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Omnibus Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Univest Corporation of Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
UVSP CUSIP 915271100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Morral Mgmt For For For
1.2 Elect Glenn E. Moyer Mgmt For For For
1.3 Elect Jeffrey M. Mgmt For For For
Schweitzer
1.4 Elect Michael L. Turner Mgmt For For For
1.5 Elect Margaret K. Zook Mgmt For For For
1.6 Elect Charles H. Mgmt For For For
Zimmerman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Univest Corporation of Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
UVSP CUSIP 915271100 06/14/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Voya Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VOYA CUSIP 929089100 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynne Biggar Mgmt For For For
2 Elect Jane P. Chwick Mgmt For For For
3 Elect Ruth Ann M. Mgmt For For For
Gillis
4 Elect J. Barry Griswell Mgmt For For For
5 Elect Frederick S. Mgmt For For For
Hubbell
6 Elect Rodney O. Mgmt For For For
Martin,
Jr.
7 Elect Byron H. Mgmt For For For
Pollitt,
Jr.
8 Elect Joseph V. Tripodi Mgmt For For For
9 Elect Deborah C. Wright Mgmt For For For
10 Elect David K. Zwiener Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2017 Mgmt For For For
Annual Cash Incentive
Plan
13 Approval of Employee Mgmt For For For
Stock Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
________________________________________________________________________________
WashingtonFirst Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFBI CUSIP 940730104 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shaza L. Andersen Mgmt For For For
1.2 Elect Charles E. Mgmt For Withhold Against
Andrews
1.3 Elect Stephen M. Cumbie Mgmt For For For
1.4 Elect Donald W. Fisher Mgmt For Withhold Against
1.5 Elect Kenneth Mgmt For For For
Morrissette
1.6 Elect Randall S. Peyton Mgmt For For For
1.7 Elect William G. Reilly Mgmt For For For
1.8 Elect Caren D. Merrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YDKN CUSIP 984305102 02/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YDKN CUSIP 984305102 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Adam Abram Mgmt For For For
2 Elect Michael S. Albert Mgmt For For For
3 Elect David S. Brody Mgmt For For For
4 Elect Scott M. Custer Mgmt For For For
5 Elect Harry M. Davis Mgmt For For For
6 Elect Barry Z. Dodson Mgmt For For For
7 Elect Thomas J. Hall Mgmt For For For
8 Elect Thierry Ho Mgmt For For For
9 Elect Steven J. Lerner Mgmt For For For
10 Elect Michael S. Mgmt For For For
Patterson
11 Elect Mary E. Rittling Mgmt For For For
12 Elect Harry C. Spell Mgmt For For For
13 Elect Joseph H. Towell Mgmt For For For
14 Elect Richard A. Mgmt For For For
Urquhart,
III
15 Elect Nicolas D. Zerbib Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
******************************* FORM N-Px REPORT *******************************
Fund Name : RMB Mendon Financial Long Short Fund
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daryl D. Bohls Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect James J. Kearney Mgmt For For For
1.4 Elect P. Michael Mann Mgmt For For For
1.5 Elect Umesh (Mike) Jain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameris Bancorp
Ticker Security ID: Meeting Date Meeting Status
ABCB CUSIP 03076K108 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin W. Mgmt For For For
Hortman,
Jr.
1.2 Elect Daniel B. Jeter Mgmt For For For
1.3 Elect William H. Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ares Commercial Real Estate Corp.
Ticker Security ID: Meeting Date Meeting Status
ACRE CUSIP 04013V108 06/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Browning Mgmt For For For
1.2 Elect John B. Jardine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Astoria Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AF CUSIP 046265104 04/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Atlantic Cap Bancshares Inc
Ticker Security ID: Meeting Date Meeting Status
ACBI CUSIP 048269203 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Deriso,
Jr.
1.2 Elect Henchy R. Enden Mgmt For For For
1.3 Elect John N. Foy Mgmt For For For
1.4 Elect Douglas J. Hertz Mgmt For For For
1.5 Elect Adam G. Hurwich Mgmt For For For
1.6 Elect Brian D. Jones Mgmt For For For
1.7 Elect D. Michael Kramer Mgmt For For For
1.8 Elect Stephen A. Levey Mgmt For For For
1.9 Elect Larry D. Mauldin Mgmt For For For
1.10 Elect R. Charles Mgmt For For For
Shufeldt
1.11 Elect Lizanne Thomas Mgmt For For For
1.12 Elect Douglas L. Mgmt For For For
Williams
1.13 Elect Marietta Edmunds Mgmt For For For
Zakas
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Bylaw Mgmt For For For
Permitting Board to
Appoint a
Non-Independent
Chairman
________________________________________________________________________________
Beneficial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BNCL CUSIP 08171T102 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward G. Boehne Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Donahue
1.3 Elect Donald F. Mgmt For For For
Gayhardt,
Jr.
1.4 Elect Karen D. Buchholz Mgmt For For For
1.5 Elect Roy D. Yates Mgmt For For For
2 2016 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BNC Bancorp
Ticker Security ID: Meeting Date Meeting Status
BNCN CUSIP 05566T101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lenin J. Peters Mgmt For For For
1.2 Elect John S. Ramsey, Mgmt For For For
Jr.
1.3 Elect Thomas R. Smith Mgmt For For For
1.4 Elect D. Vann Williford Mgmt For For For
1.5 Elect Thomas R. Sloan Mgmt For For For
1.6 Elect Abney S. Boxley, Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton G. Mgmt For For For
Deutsch
1.2 Elect Deborah F. Mgmt For For For
Kuenstner
1.3 Elect Gloria C. Larson Mgmt For For For
1.4 Elect John Morton III Mgmt For For For
1.5 Elect Daniel P. Nolan Mgmt For For For
1.6 Elect Kimberly S. Mgmt For For For
Stevenson
1.7 Elect Stephen M. Waters Mgmt For For For
1.8 Elect Donna C. Wells Mgmt For For For
1.9 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Annual Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C1 Financial Inc
Ticker Security ID: Meeting Date Meeting Status
BNK CUSIP 12591N109 03/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
CAI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 12477X106 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Masaaki Nishibori Mgmt For For For
1.2 Elect David G Remington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Duncan P. Hennes Mgmt For For For
4 Elect Peter B. Henry Mgmt For For For
5 Elect Franz B. Humer Mgmt For For For
6 Elect Renee J. James Mgmt For For For
7 Elect Eugene M. McQuade Mgmt For For For
8 Elect Michael E. Mgmt For For For
O'Neill
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Judith Rodin Mgmt For For For
11 Elect Anthony M. Mgmt For For For
Santomero
12 Elect Joan E. Spero Mgmt For For For
13 Elect Diana L. Taylor Mgmt For For For
14 Elect William S. Mgmt For For For
Thompson,
Jr.
15 Elect James S. Turley Mgmt For For For
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
20 Amendment to the 2011 Mgmt For For For
Executive Performance
Plan
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
Citizens Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFG CUSIP 174610105 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Van Saun Mgmt For For For
1.2 Elect Mark S. Casady Mgmt For For For
1.3 Elect Christine M. Mgmt For For For
Cumming
1.4 Elect Anthony Di Iorio Mgmt For For For
1.5 Elect William P. Mgmt For For For
Hankowsky
1.6 Elect Howard W. Hanna Mgmt For For For
III
1.7 Elect Leo I. Higdon, Mgmt For For For
Jr.
1.8 Elect Charles J. Koch Mgmt For For For
1.9 Elect Arthur F. Ryan Mgmt For For For
1.10 Elect Shivan S. Mgmt For For For
Subramaniam
1.11 Elect Wendy A. Watson Mgmt For For For
1.12 Elect Marita Zuraitis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Community Healthcare Trust Inc
Ticker Security ID: Meeting Date Meeting Status
CHCT CUSIP 20369C106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Gardner Mgmt For For For
1.2 Elect Robert Z. Hensley Mgmt For For For
1.3 Elect Alfred Lumsdaine Mgmt For For For
1.4 Elect R. Lawrence Van Mgmt For For For
Horn
1.5 Elect Timothy G. Mgmt For For For
Wallace
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Alexander A. Bol Mgmt For For For
1.4 Elect Stephen Boswell Mgmt For For For
1.5 Elect Frederick S. Fish Mgmt For For For
1.6 Elect Frank Huttle III Mgmt For For For
1.7 Elect Michael Kempner Mgmt For For For
1.8 Elect Nicholas Minoia Mgmt For For For
1.9 Elect Joseph Parisi Jr. Mgmt For For For
1.10 Elect Harold Schechter Mgmt For For For
1.11 Elect William A. Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Cohen Mgmt For For For
1.2 Elect Katherine Mgmt For For For
Elizabeth
Dietze
1.3 Elect Steven Kotler Mgmt For For For
1.4 Elect Jerome S. Mgmt For For For
Markowitz
1.5 Elect Jack H. Nusbaum Mgmt For For For
1.6 Elect Douglas A. Mgmt For For For
Rediker
1.7 Elect Jeffrey M. Mgmt For For For
Solomon
1.8 Elect Joseph R. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For Against Against
Weinbach
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect James P. Healy Mgmt For For For
3 Elect Paul T. Idzik Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Kanner
5 Elect James Lam Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Shelley B. Mgmt For For For
Leibowitz
8 Elect Rebecca Saeger Mgmt For For For
9 Elect Joseph L. Mgmt For For For
Sclafani
10 Elect Gary H. Stern Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
LION CUSIP 316394105 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James B. Miller, Mgmt For For For
Jr.
2 Elect David R. Bockel Mgmt For For For
3 Elect Wm. Millard Mgmt For For For
Choate
4 Elect Donald A. Harp, Mgmt For For For
Jr.
5 Elect Kevin S. King Mgmt For For For
6 Elect William C. Mgmt For For For
Lankford,
Jr.
7 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
8 Elect W. Clyde Mgmt For For For
Shepherd
III
9 Elect Rankin M. Smith, Mgmt For For For
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 10/27/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.2 Elect Scott F. Mgmt For For For
Kavanaugh
1.3 Elect James G. Brakke Mgmt For For For
1.4 Elect Max A. Briggs Mgmt For For For
1.5 Elect Victoria Collins Mgmt For For For
1.6 Elect Warren D. Fix Mgmt For For For
1.7 Elect John Hakopian Mgmt For For For
1.8 Elect Gerald Larsen Mgmt For For For
1.9 Elect Mitchell M. Mgmt For For For
Rosenberg
1.10 Elect Jacob Sonenshine Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Reincorporation from Mgmt For For For
California to
Delaware
4 2015 Equity Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John C. Compton Mgmt For For For
2 Elect Mark A. Emkes Mgmt For For For
3 Elect Corydon J. Mgmt For For For
Gilchrist
4 Elect D. Bryan Jordan Mgmt For For For
5 Elect R. Brad Martin Mgmt For For For
6 Elect Scott M. Mgmt For For For
Niswonger
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Luke Yancy III Mgmt For For For
11 Amendment to the Mgmt For For For
Equity Compensation
Plan
12 Amendment to the Mgmt For For For
Management Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Security Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSGI CUSIP 336312202 10/21/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Franklin Financial Network Inc
Ticker Security ID: Meeting Date Meeting Status
FSB CUSIP 35352P104 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy E. Allen Mgmt For For For
1.2 Elect Henry W. Mgmt For For For
Brockman,
Jr.
1.3 Elect Richard E. Mgmt For For For
Herrington
1.4 Elect David H. Kemp Mgmt For For For
1.5 Elect Pamela J. Mgmt For For For
Stephens
1.6 Elect Melody J. Mgmt For For For
Sullivan
1.7 Elect Gregory E. Mgmt For For For
Waldron
1.8 Elect Benjamin P. Wynd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hancock Holding Company
Ticker Security ID: Meeting Date Meeting Status
HBHC CUSIP 410120109 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James B. Mgmt For For For
Estabrook,
Jr.
1.2 Elect Hardy B. Fowler Mgmt For For For
1.3 Elect Randall W. Hanna Mgmt For For For
1.4 Elect Sonya C. Little Mgmt For For For
1.5 Elect Eric J. Nickelsen Mgmt For For For
1.6 Elect Robert W. Mgmt For For For
Roseberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hartford Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Mgmt For For For
Allardice,
III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Kathryn A. Mgmt For For For
Mikells
4 Elect Michael G. Morris Mgmt For For For
5 Elect Thomas A. Renyi Mgmt For For For
6 Elect Julie G. Mgmt For For For
Richardson
7 Elect Teresa W. Mgmt For For For
Roseborough
8 Elect Virginia P. Mgmt For For For
Ruesterholz
9 Elect Charles B. Mgmt For For For
Strauss
10 Elect Christopher J. Mgmt For For For
Swift
11 Elect H. Patrick Mgmt For Against Against
Swygert
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hercules Technology Growth Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 07/07/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allyn C. Mgmt For For For
Woodward,
Jr.
1.2 Elect Thomas J. Fallon Mgmt For For For
1.3 Elect Joseph A. Hoffman Mgmt For For For
1.4 Elect Susanne D. Lyons Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Heritage Commerce Corp.
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 08/11/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Heritage Oaks Bancorp
Ticker Security ID: Meeting Date Meeting Status
HEOP CUSIP 42724R107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Behrman
1.2 Elect Mark C. Fugate Mgmt For For For
1.3 Elect Howard N. Gould Mgmt For For For
1.4 Elect Dolores T. Lacey Mgmt For For For
1.5 Elect Simone F. Mgmt For For For
Lagomarsino
1.6 Elect James J. Lynch Mgmt For For For
1.7 Elect Michael J. Morris Mgmt For For For
1.8 Elect Daniel J. O'Hare Mgmt For For For
1.9 Elect Michael E. Pfau Mgmt For For For
1.10 Elect Alexander F. Mgmt For For For
Simas
1.11 Elect Stephen P. Yost Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Allison Mgmt For For For
1.2 Elect C. Randall Sims Mgmt For For For
1.3 Elect Brian S. Davis Mgmt For For For
1.4 Elect Milburn Adams Mgmt For For For
1.5 Elect Robert H. Mgmt For For For
Adcock,
Jr.
1.6 Elect Richard H. Ashley Mgmt For For For
1.7 Elect Dale A. Bruns Mgmt For For For
1.8 Elect Jack E. Engelkes Mgmt For For For
1.9 Elect Tracy M. French Mgmt For For For
1.10 Elect James G. Hinkle Mgmt For For For
1.11 Elect Alex R. Lieblong Mgmt For For For
1.12 Elect Thomas J. Longe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2006 Mgmt For For For
Stock Option and
Performance Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeTrust Bancshares Inc
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sidney A. Mgmt For Withhold Against
Biesecker
1.2 Elect Robert G. Mgmt For For For
Dinsmore,
Jr.
1.3 Elect Larry S. McDevitt Mgmt For Withhold Against
1.4 Elect Peggy C. Melville Mgmt For For For
2 Amendment to Tax Mgmt For For For
Benefit Preservation
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IBERIABANK Corporation
Ticker Security ID: Meeting Date Meeting Status
IBKC CUSIP 450828108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine D. Abell Mgmt For For For
1.2 Elect Angus R. Cooper Mgmt For For For
II
1.3 Elect William H. Mgmt For For For
Fenstermaker
1.4 Elect Rick E. Maples Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 03/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Preferred Mgmt For For For
Shareholders' Right
to Call Special
Meetings
3 Require Preferred Mgmt For For For
Shareholders'
Approval for Certain
Amendments
4 Require Preferred Mgmt For For For
Shareholders'
Approval for Certain
Transactions
5 Change in Board Size Mgmt For For For
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Joseph A. Mgmt For For For
Carrabba
3 Elect Charles P. Cooley Mgmt For For For
4 Elect Alexander M. Mgmt For For For
Cutler
5 Elect H. James Dallas Mgmt For For For
6 Elect Elizabeth R. Gile Mgmt For For For
7 Elect Ruth Ann M. Mgmt For For For
Gillis
8 Elect William G. Mgmt For For For
Gisel,
Jr.
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Kristen L. Manos Mgmt For For For
11 Elect Beth E. Mooney Mgmt For For For
12 Elect Demos Parneros Mgmt For For For
13 Elect Barbara R. Snyder Mgmt For For For
14 Elect David K. Wilson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Approval of the 2016 Mgmt For For For
Annual Performance
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Donald W. Jackson Mgmt For For For
1.5 Elect Howard K. Landis Mgmt For For For
III
1.6 Elect David G. Lucht Mgmt For For For
1.7 Elect James S. Mahan Mgmt For For For
III
1.8 Elect Miltom E. Petty Mgmt For For For
1.9 Elect Jerald L. Pullins Mgmt For For For
1.10 Elect Neil L. Underwood Mgmt For For For
1.11 Elect William L. Mgmt For For For
Williams
III
2 Amendment to the 2015 Mgmt For For For
Omnibus Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Manning & Napier, Inc.
Ticker Security ID: Meeting Date Meeting Status
MN CUSIP 56382Q102 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Manning Mgmt For For For
1.2 Elect Richard Goldberg Mgmt For For For
1.3 Elect Barbara Goodstein Mgmt For For For
1.4 Elect Edward J. Mgmt For For For
Pettinella
1.5 Elect Richard Mgmt For For For
Barrington
1.6 Elect Geoffrey Mgmt For For For
Rosenberg
1.7 Elect Michael E. Jones Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Donald T. Mgmt For For For
Nicolaisen
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
National Bank Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NBHC CUSIP 633707104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph W. Clermont Mgmt For For For
1.2 Elect Robert E. Dean Mgmt For For For
1.3 Elect Fred J. Joseph Mgmt For For For
1.4 Elect G. Timothy Laney Mgmt For For For
1.5 Elect Micho F. Spring Mgmt For For For
1.6 Elect Burney S. Mgmt For For For
Warren,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia T. Civil Mgmt For For For
1.2 Elect Timothy E. Mgmt For For For
Delaney
1.3 Elect Martin A. Mgmt For For For
Dietrich
1.4 Elect James H. Douglas Mgmt For For For
1.5 Elect John C. Mitchell Mgmt For For For
1.6 Elect Michael M. Murphy Mgmt For For For
1.7 Elect Joseph A. Mgmt For For For
Santangelo
1.8 Elect Lowell A. Seifter Mgmt For For For
1.9 Elect Robert A. Mgmt For For For
Wadsworth
1.10 Elect Jack H. Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 07/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin A. Mgmt For For For
Dietrich
1.2 Elect John C. Mitchell Mgmt For For For
1.3 Elect Michael M. Murphy Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 04/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Levine Mgmt For For For
2 Elect Ronald A Mgmt For For For
Rosenfeld
3 Elect Lawrence J. Mgmt For For For
Savarese
4 Elect John M. Tsimbinos Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
NewBridge Bancorp
Ticker Security ID: Meeting Date Meeting Status
NBBC CUSIP 65080T102 02/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
OceanFirst Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
OCFC CUSIP 675234108 04/25/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
OceanFirst Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
OCFC CUSIP 675234108 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher D. Mgmt For For For
Maher
1.2 Elect Donald E. Mgmt For For For
McLaughlin
1.3 Elect John E. Walsh Mgmt For For For
2 Approval of Mgmt For For For
Performance Goals of
the 2011 Cash
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Opus Bank
Ticker Security ID: Meeting Date Meeting Status
OPB CUSIP 684000102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Allison
1.2 Elect Michael L. Meyer Mgmt For For For
1.3 Elect Norman B. Rice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Palmetto Bancshares Inc.
Ticker Security ID: Meeting Date Meeting Status
PLMT CUSIP 697062206 08/12/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Park Sterling Corporation
Ticker Security ID: Meeting Date Meeting Status
PSTB CUSIP 70086Y105 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie M. Baker, Mgmt For For For
Jr.
1.2 Elect Larry W. Carroll Mgmt For For For
1.3 Elect Grant S. Grayson Mgmt For For For
1.4 Elect Ben R. Rudisill Mgmt For For For
II
1.5 Elect Robert G. Whitten Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PB CUSIP 743606105 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leah Henderson Mgmt For For For
1.2 Elect Ned S. Holmes Mgmt For For For
1.3 Elect Jack Lord Mgmt For For For
1.4 Elect David Zalman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn H. Byrd Mgmt For For For
2 Elect David J. Cooper, Mgmt For For For
Sr.
3 Elect Don DeFosset Mgmt For For For
4 Elect Eric C. Fast Mgmt For For For
5 Elect O. B. Grayson Mgmt For For For
Hall,
Jr.
6 Elect John D. Johns Mgmt For For For
7 Elect Ruth Ann Marshall Mgmt For For For
8 Elect Susan W. Matlock Mgmt For For For
9 Elect John E. Maupin, Mgmt For For For
Jr.
10 Elect Charles D. Mgmt For For For
McCrary
11 Elect Lee J. Mgmt For For For
Styslinger
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Renasant Corporation
Ticker Security ID: Meeting Date Meeting Status
RNST CUSIP 75970E107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred F. Sharpe Mgmt For For For
1.2 Elect John M. Creekmore Mgmt For For For
1.3 Elect Jill V. Deer Mgmt For For For
1.4 Elect Neal A. Holland, Mgmt For For For
Jr.
1.5 Elect E. Robinson Mgmt For For For
McGraw
1.6 Elect Hollis C. Cheek Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Approval of Section Mgmt For For For
162(m) performance
measures
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seacoast Banking Corporation of Florida
Ticker Security ID: Meeting Date Meeting Status
SBCF CUSIP 811707801 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis J. Mgmt For For For
Arczynski
1.2 Elect Maryann B. Goebel Mgmt For For For
1.3 Elect Roger O. Goldman Mgmt For For For
1.4 Elect Dennis S. Mgmt For For For
Hudson,
Jr.
1.5 Elect Thomas E. Rossin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Silvercrest Asset Management Group Inc
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Messina Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
South State Corp.
Ticker Security ID: Meeting Date Meeting Status
SSB CUSIP 840441109 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy E. Addison Mgmt For For For
1.2 Elect Robert H. Mgmt For For For
Demere,
Jr.
1.3 Elect Robert R. Horger Mgmt For For For
1.4 Elect James W. Mgmt For For For
Roquemore
1.5 Elect Richard W. Mgmt For For For
Salmons
1.6 Elect B. Ed Shelley, Mgmt For For For
Jr.
1.7 Elect John W. Mgmt For For For
Williamson,
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
State Bank Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STBZ CUSIP 856190103 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Balkcom,
Jr.
2 Elect Archie L. Mgmt For For For
Bransford,
Jr.
3 Elect Kim M. Childers Mgmt For For For
4 Elect Ann Q. Curry Mgmt For For For
5 Elect Joseph W. Evans Mgmt For For For
6 Elect Virginia A. Mgmt For For For
Hepner
7 Elect John D. Houser Mgmt For For For
8 Elect Willam D. Mgmt For For For
McKnight
9 Elect Robert H. McMahon Mgmt For For For
10 Elect J. Thomas Wiley, Mgmt For For For
Jr.
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Brown Mgmt For For For
1.2 Elect John P. Dubinsky Mgmt For For For
1.3 Elect Robert E. Grady Mgmt For For For
1.4 Elect Thomas B. Michaud Mgmt For Withhold Against
1.5 Elect James M. Oates Mgmt For For For
1.6 Elect Ben A. Plotkin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Declassification of Mgmt For For For
the
board
4 Amendment to the 2001 Mgmt For Against Against
Incentive Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sun Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNBC CUSIP 86663B201 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Brown Mgmt For For For
1.2 Elect Sidney R. Brown Mgmt For For For
1.3 Elect Anthony R. Coscia Mgmt For For For
1.4 Elect Frank Clay Mgmt For For For
Creasey,
Jr.
1.5 Elect Peter Galetto, Mgmt For For For
Jr.
1.6 Elect Eli Kramer Mgmt For For For
1.7 Elect William J. Marino Mgmt For For For
1.8 Elect Thomas M. O'Brien Mgmt For For For
1.9 Elect Wilbur L. Ross, Mgmt For For For
Jr.
1.10 Elect Keith Stock Mgmt For For For
1.11 Elect Grace C. Torres Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Arthur W. Mgmt For For For
Coviello,
Jr.
4 Elect William W. Mgmt For For For
Graylin
5 Elect Roy A. Guthrie Mgmt For For For
6 Elect Richard C. Mgmt For For For
Hartnack
7 Elect Jeffrey G. Naylor Mgmt For For For
8 Elect Laurel J. Richie Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine A. Mgmt For For For
Allen
2 Elect Tim E. Bentsen Mgmt For For For
3 Elect Stephen T. Butler Mgmt For For For
4 Elect Elizabeth W. Camp Mgmt For For For
5 Elect T. Michael Mgmt For For For
Goodrich
6 Elect Jerry W. Nix Mgmt For For For
7 Elect Harris Pastides Mgmt For For For
8 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
9 Elect Kessel D. Mgmt For For For
Stelling
10 Elect Melvin T. Stith Mgmt For For For
11 Elect Barry L. Storey Mgmt For For For
12 Elect Philip W. Mgmt For For For
Tomlinson
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TFSL CUSIP 87240R107 02/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin J. Cohen Mgmt For For For
2 Elect Robert A. Fiala Mgmt For Against Against
3 Elect John P. Mgmt For For For
Ringenbach
4 Elect Marc A. Stefanski Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triumph Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
TBK CUSIP 89679E300 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas M Kratz Mgmt For For For
1.2 Elect Richard Davis Mgmt For For For
1.3 Elect Michael P Mgmt For For For
Rafferty
1.4 Elect C Todd Sparks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 910304104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Stewart,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 910304104 10/29/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2015 Omnibus Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect Joel S. Becker Mgmt For For For
3 Elect John J. Crawford Mgmt For For For
4 Elect Elizabeth E. Mgmt For For For
Flynn
5 Elect C. Michael Jacobi Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Charles W. Mgmt For For For
Shivery
10 Elect James C. Smith Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 1992 Stock Option Plan Mgmt For For For
14 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Stephen J.O. Mgmt For For For
Catlin
3 Elect Dale R. Comey Mgmt For For For
4 Elect Claus-Michael Mgmt For For For
Dill
5 Elect Robert R. Glauber Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Suzanne B. Mgmt For For For
Labarge
8 Elect Joseph Mauriello Mgmt For For For
9 Elect Eugene M. McQuade Mgmt For For For
10 Elect Michael S. Mgmt For For For
McGavick
11 Elect Clayton S. Rose Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect John M. Vereker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Amendment to the 1991 Mgmt For For For
Performance Incentive
Program
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EGM Scheme of Mgmt For For For
Arrangement
Proposal
2 Capital Reduction Mgmt For For For
Proposal
3 Subsidiary Share Mgmt For For For
Acquisition
Proposal
4 Directors' Allotment Mgmt For For For
Authority
Proposal
5 Ireland Reserve Mgmt For For For
Application
Proposal
6 Ireland Memorandum Mgmt For For For
Amendment
Proposal
7 Ireland Articles Mgmt For For For
Amendment
Proposal
8 Bermuda Bye-Law Mgmt For For For
Amendment Threshold
Proposal
9 Bermuda Merger and Mgmt For For For
Amalgamation
Threshold
Proposal
10 Bermuda Repurchase Mgmt For For For
Right
Proposal
11 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290111 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Ireland to
Bermuda
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YDKN CUSIP 984305102 02/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Yadkin Valley Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
YDKN CUSIP 984305102 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Adam Abram Mgmt For For For
2 Elect Michael S. Albert Mgmt For For For
3 Elect David S. Brody Mgmt For For For
4 Elect Scott M. Custer Mgmt For For For
5 Elect Harry M. Davis Mgmt For For For
6 Elect Barry Z. Dodson Mgmt For For For
7 Elect Thomas J. Hall Mgmt For For For
8 Elect Thierry Ho Mgmt For For For
9 Elect Steven J. Lerner Mgmt For For For
10 Elect Michael S. Mgmt For For For
Patterson
11 Elect Mary E. Rittling Mgmt For For For
12 Elect Harry C. Spell Mgmt For For For
13 Elect Joseph H. Towell Mgmt For For For
14 Elect Richard A. Mgmt For For For
Urquhart,
III
15 Elect Nicolas D. Zerbib Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | | | RMB Investors Trust | | |
| | | | | | |
| By (Signatures and Title) | | | /s/ Walter H. Clark | | |
| | | | Walter H. Clark, | | |
| | | | President (Principal Executive Officer) | | |
| | | | | | |
| Date: August 23, 2016 | | | | | |
