UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF |
REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 0523 |
The Dreyfus Fund Incorporated |
(Exact name of registrant as specified in charter) |
c/o The Dreyfus Corporation |
200 Park Avenue |
New York, New York 10166 |
|
(Address of principal executive offices) (Zip code) |
Michael A. Rosenberg, Esq. |
200 Park Avenue |
New York, New York 10166 |
|
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 |
Date of fiscal year end: 12/31 |
Date of reporting period: July 1, 2006-June 30, 2007 |
Item 1. Proxy Voting Record
|
======================== THE DREYFUS FUND INCORPORATED =========================
ABBOTT LABORATORIES | | | | | | | | |
|
Ticker: ABT | | Security ID: 002824100 | | | | |
Meeting Date: APR 27, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 28, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R.S. Austin | | For | | For | | Management |
1.2 | | Elect Director W.M. Daley | | For | | For | | Management |
1.3 | | Elect Director W.J. Farrell | | For | | For | | Management |
1.4 | | Elect Director H.L. Fuller | | For | | For | | Management |
1.5 | | Elect Director R.A. Gonzalez | | For | | For | | Management |
1.6 | | Elect Director D.A.L. Owen | | For | | For | | Management |
1.7 | | Elect Director B. Powell Jr. | | For | | For | | Management |
1.8 | | Elect Director W.A. Reynolds | | For | | For | | Management |
1.9 | | Elect Director R.S. Roberts | | For | | For | | Management |
1.10 | | Elect Director S.C. Scott III | | For | | For | | Management |
1.11 | | Elect Director W.D. Smithburg | | For | | For | | Management |
1.12 | | Elect Director G.F. Tilton | | For | | For | | Management |
1.13 | | Elect Director M.D. White | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
4 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
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ACCENTURE LTD BERMUDA | | | | | | | | |
|
Ticker: ACN | | Security ID: G1150G111 | | | | |
Meeting Date: FEB 7, 2007 | | Meeting Type: Annual | | | | |
Record Date: DEC 11, 2006 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | For | | Management |
| | THE BOARD OF DIRECTORS: NOBUYUKI IDEI. | | | | | | |
2 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | For | | Management |
| | THE BOARD OF DIRECTORS: MARJORIE MAGNER. | | | | |
3 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | For | | Management |
| | THE BOARD OF DIRECTORS: DENNIS F. | | | | | | |
| | HIGHTOWER. | | | | | | | | |
4 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | For | | Management |
| | THE BOARD OF DIRECTORS: WILLIAM L. | | | | | | |
| | KIMSEY. | | | | | | | | |
5 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | For | | Management |
| | THE BOARD OF DIRECTORS: ROBERT I. LIPP. | | | | | | |
6 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO | | For | | Abstain | | Management |
| | THE BOARD OF DIRECTORS: WULF VON | | | | | | |
| | SCHIMMELMANN. | | | | | | | | |
7 | | Ratify Auditors | | | | For | | For | | Management |
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AIR PRODUCTS & CHEMICALS, INC. | | | | | | |
|
Ticker: APD | | Security ID: | | 009158106 | | | | |
Meeting Date: JAN 25, 2007 | | Meeting Type: Annual | | | | |
Record Date: NOV 30, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William L. Davis III | | For | | For | | Management |
1.2 | | Elect Director W. Douglas Ford | | For | | For | | Management |
1.3 | | Elect Director Evert Henkes | | For | | For | | Management |
1.4 | | Elect Director Margaret G. Mcglynn | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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ALLEGHENY TECHNOLOGIES, INC. | | | | | | |
|
Ticker: ATI | | Security ID: | | 01741R102 | | | | |
Meeting Date: MAY 2, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director H. Kent Bowen | | For | | For | | Management |
1.2 | | Elect Director L. Patrick Hassey | | For | | For | | Management |
1.3 | | Elect Director John D. Turner | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Prepare a Sustainability Report | | Against | | Against | | Shareholder |
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ALTRIA GROUP, INC. | | | | | | | | |
|
Ticker: MO | | Security ID: 02209S103 | | | | |
Meeting Date: APR 26, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Elizabeth E. Bailey | | For | | For | | Management |
1.2 | | Elect Director Harold Brown | | For | | For | | Management |
1.3 | | Elect Director Mathis Cabiallavetta | | For | | For | | Management |
1.4 | | Elect Director Louis C. Camilleri | | For | | For | | Management |
1.5 | | Elect Director J. Dudley Fishburn | | For | | For | | Management |
1.6 | | Elect Director Robert E. R. Huntley | | For | | For | | Management |
1.7 | | Elect Director Thomas W. Jones | | For | | For | | Management |
1.8 | | Elect Director George Munoz | | For | | For | | Management |
1.9 | | Elect Director Lucio A. Noto | | For | | For | | Management |
1.10 | | Elect Director John S. Reed | | For | | For | | Management |
1.11 | | Elect Director Stephen M. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Provide for Cumulative Voting | | Against | | Against | | Shareholder |
4 | | Disclose Information on Secondhand Smoke | | Against | | Against | | Shareholder |
5 | | Cease Add Campaigns Oriented to Prevent | | Against | | Against | | Shareholder |
| | Youth Smoking | | | | | | | | |
6 | | Cease Production, Promotion, and | | Against | | Against | | Shareholder |
| | Marketing of Tobacco Products | | | | | | |
7 | | Adopt Animal Welfare Policy | | Against | | Against | | Shareholder |
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AMERICAN INTERNATIONAL GROUP, INC. | | | | | | |
|
Ticker: AIG | | Security ID: | | 026874107 | | | | |
Meeting Date: MAY 16, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 23, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marshall A. Cohen | | For | | For | | Management |
1.2 | | Elect Director Martin S. Feldstein | | For | | For | | Management |
1.3 | | Elect Director Ellen V. Futter | | For | | For | | Management |
1.4 | | Elect Director Stephen L. Hammerman | | For | | For | | Management |
1.5 | | Elect Director Richard C. Holbrooke | | For | | For | | Management |
1.6 | | Elect Director Fred H. Langhammer | | For | | For | | Management |
1.7 | | Elect Director George L. Miles, Jr. | | For | | For | | Management |
1.8 | | Elect Director Morris W. Offit | | For | | For | | Management |
1.9 | | Elect Director James F. Orr, III | | For | | For | | Management |
1.10 | | Elect Director Virginia M. Rometty | | For | | For | | Management |
1.11 | | Elect Director Martin J. Sullivan | | For | | For | | Management |
1.12 | | Elect Director Michael H. Sutton | | For | | For | | Management |
1.13 | | Elect Director Edmund S.W. Tse | | For | | For | | Management |
1.14 | | Elect Director Robert B. Willumstad | | For | | For | | Management |
1.15 | | Elect Director Frank G. Zarb | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | | | |
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AMERICREDIT CORP. | | | | | | | | |
|
Ticker: ACF | | Security ID: | | 03060R101 | | | | |
Meeting Date: OCT 25, 2006 | | Meeting Type: Annual | | | | |
Record Date: SEP 1, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Daniel E. Berce | | For | | For | | Management |
1.2 | | Elect Director James H. Greer | | For | | For | | Management |
2 | | Require a Majority Vote for the Election Against | | For | | Shareholder |
| | of Directors | | | | | | | | |
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AMERISOURCEBERGEN CORP | | |
|
Ticker: ABC | | Security ID: 03073E105 |
Meeting Date: FEB 16, 2007 | | Meeting Type: Annual |
Record Date: DEC 20, 2006 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edward E. Hagenlocker | | For | | For | | Management |
1.2 | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1.3 | | Elect Director Henry W. McGee | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
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AMGEN, INC. | | | | | | | | |
|
Ticker: AMGN | | Security ID: | | 031162100 | | | | |
Meeting Date: MAY 9, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 12, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
2 | | Elect Director Jerry D. Choate | | For | | For | | Management |
3 | | Elect Director Frank C. Herringer | | For | | For | | Management |
4 | | Elect Director Gilbert S. Omenn | | For | | For | | Management |
5 | | Ratify Auditors | | | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
7 | | Declassify the Board of Directors | | For | | For | | Management |
8 | | Develop an Animal Welfare Policy | | Against | | Against | | Shareholder |
9 | | Prepare a Sustainability Report | | Against | | Against | | Shareholder |
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APPLE, INC. | | | | | | | | |
|
Ticker: AAPL | | Security ID: 037833100 | | | | |
Meeting Date: MAY 10, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 20, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William V. Campbell | | For | | Withhold | | Management |
1.2 | | Elect Director Millard S. Drexler | | For | | Withhold | | Management |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | Withhold | | Management |
1.4 | | Elect Director Steven P. Jobs | | For | | For | | Management |
1.5 | | Elect Director Arthur D. Levinson, Ph.D. | | For | | Withhold | | Management |
1.6 | | Elect Director Eric E. Schmidt, Ph.D. | | For | | For | | Management |
1.7 | | Elect Director Jerome B. York | | For | | Withhold | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase | | For | | For | | Management |
| | Plan | | | | | | | | |
4 | | Amend Non-Employee Director Stock Option | | For | | For | | Management |
| | Plan | | | | | | | | |
5 | | Ratify Auditors | | | | For | | For | | Management |
6 | | Compensation Specific--Option Dating | | Against | | For | | Shareholder |
| | Policy | | | | | | | | |
7 | | Pay For Superior Performance | | Against | | For | | Shareholder |
8 | | Report on Feasibility of Adopting a Toxic Against | | Against | | Shareholder |
| | Chemical Elimination Policy | | | | | | |
9 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
10 | | Report on Computer Recycling Policy | | Against | | Against | | Shareholder |
11 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
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BANK OF AMERICA CORP. | | | | | | | | |
|
Ticker: BAC | | Security ID: | | 060505104 | | | | |
Meeting Date: APR 25, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 2, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director William Barnet, III | | For | | For | | Management |
2 | | Elect Director Frank P. Bramble, Sr. | | For | | For | | Management |
3 | | Elect Director John T. Collins | | For | | For | | Management |
4 | | Elect Director Gary L. Countryman | | For | | For | | Management |
5 | | Elect Director Tommy R. Franks | | For | | For | | Management |
6 | | Elect Director Charles K. Gifford | | For | | For | | Management |
7 | | Elect Director W. Steven Jones | | For | | For | | Management |
8 | | Elect Director Kenneth D. Lewis | | For | | For | | Management |
9 | | Elect Director Monica C. Lozano | | For | | For | | Management |
10 | | Elect Director Walter E. Massey | | For | | For | | Management |
11 | | Elect Director Thomas J. May | | For | | For | | Management |
12 | | Elect Director Patricia E. Mitchell | | For | | For | | Management |
13 | | Elect Director Thomas M. Ryan | | For | | For | | Management |
14 | | Elect Director O. Temple Sloan, Jr. | | For | | For | | Management |
15 | | Elect Director Meredith R. Spangler | | For | | For | | Management |
16 | | Elect Director Robert L. Tillman | | For | | For | | Management |
17 | | Elect Director Jackie M. Ward | | For | | For | | Management |
18 | | Ratify Auditors | | | | For | | For | | Management |
19 | | Prohibit Executive Stock-Based Awards | | Against | | Against | | Shareholder |
20 | | Change Size of Board of Directors | | Against | | Against | | Shareholder |
21 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
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BAXTER INTERNATIONAL INC. | | | | | | | | |
|
Ticker: BAX | | Security ID: | | 071813109 | | | | |
Meeting Date: MAY 1, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 2, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Blake E. Devitt | | For | | For | | Management |
2 | | Elect Director John D. Forsyth | | For | | For | | Management |
3 | | Elect Director Gail D. Fosler | | For | | For | | Management |
4 | | Elect Director Carole J. Shapazian | | For | | For | | Management |
5 | | Ratify Auditors | | | | For | | For | | Management |
6 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
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Ticker: BRCM | | Security ID: 111320107 | | | | |
Meeting Date: MAY 2, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 6, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director George L. Farinsky | | For | | For | | Management |
1.2 | | Elect Director Maureen E. Grzelakowski | | For | | Withhold | | Management |
1.3 | | Elect Director Nancy H. Handel | | For | | For | | Management |
1.4 | | Elect Director John Major | | For | | Withhold | | Management |
1.5 | | Elect Director Scott A. McGregor | | For | | For | | Management |
1.6 | | Elect Director Alan E. Ross | | For | | Withhold | | Management |
1.7 | | Elect Director Henry Samueli, Ph.D. | | For | | Withhold | | Management |
1.8 | | Elect Director Robert E. Switz | | For | | For | | Management |
1.9 | | Elect Director Werner F. Wolfen | | For | | Withhold | | Management |
2 | | Amend Qualified Employee Stock Purchase | | For | | For | | Management |
| | Plan | | | | | | | | |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Ratify Auditors | | | | For | | For | | Management |
6 | | Compensation Specific-Adopt Policy | | Against | | Against | | Shareholder |
| | Concerning Backdating Controversy | | | | | | |
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CADBURY SCHWEPPES PLC | | | | | | | | |
|
Ticker: CSG | | Security ID: 127209302 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 2, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | FINANCIAL STATEMENTS | | | | For | | For | | Management |
2 | | DECLARATION OF FINAL DIVIDEND 2006 | | For | | For | | Management |
3 | | DIRECTORS REMUNERATION REPORT | | For | | For | | Management |
4 | | RE-APPOINTMENT OF SIR JOHN SUNDERLAND | | For | | For | | Management |
5 | | RE-APPOINTMENT OF ROSEMARY THORNE | | For | | For | | Management |
6 | | RE-APPOINTMENT OF DAVID THOMPSON | | For | | For | | Management |
7 | | RE-APPOINTMENT OF SANJIV AHUJA | | For | | For | | Management |
8 | | RE-APPOINTMENT OF RAYMOND VIAULT | | For | | For | | Management |
9 | | Ratify Auditors | | | | For | | For | | Management |
10 | | REMUNERATION OF AUDITORS | | For | | For | | Management |
11 | | APPROVE PROPOSED AMENDMENTS TO THE GROUP | | For | | For | | Management |
| | SHARE PLANS | | | | | | | | |
12 | | AUTHORITY TO ALLOT RELEVANT SECURITIES | | For | | For | | Management |
13 | | AUTHORITY TO SERVE COMMUNICATIONS BY | | For | | For | | Management |
| | ELECTRONIC MEANS | | | | | | | | |
14 | | AUTHORITY TO ALLOT EQUITY SECURITIES | | For | | For | | Management |
15 | | AUTHORITY TO MAKE MARKET PURCHASES | | For | | For | | Management |
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CAPITAL ONE FINANCIAL CORP. | | |
|
Ticker: COF | | Security ID: 14040H105 |
Meeting Date: AUG 22, 2006 | | Meeting Type: Special |
Record Date: JUL 7, 2006 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | Against | | Management |
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CAPITAL ONE FINANCIAL CORP. | | | | | | |
|
Ticker: COF | | Security ID: 14040H105 | | | | |
Meeting Date: APR 26, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 28, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director W. Ronald Dietz | | For | | For | | Management |
1.2 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.3 | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Amend Articles of Incorporation - Remove | | For | | For | | Management |
| | Provision of Plurality Voting for the | | | | | | |
| | Election of Directors | | | | | | |
4 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
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CAPITALSOURCE, INC | | | | | | | | |
|
Ticker: CSE | | Security ID: | | 14055X102 | | | | |
Meeting Date: MAY 3, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 15, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew B. Fremder | | For | | For | | Management |
1.2 | | Elect Director Lawrence C. Nussdrof | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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CENDANT CORPORATION | | | | | | | | |
|
Ticker: CD | | Security ID: | | 151313103 | | | | |
Meeting Date: AUG 29, 2006 | | Meeting Type: Annual | | | | |
Record Date: JUL 20, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Henry R. Silverman | | For | | For | | Management |
1.2 | | Elect Director Myra J. Biblowit | | For | | For | | Management |
1.3 | | Elect Director James E. Buckman | | For | | For | | Management |
1.4 | | Elect Director Leonard S. Coleman | | For | | For | | Management |
1.5 | | Elect Director Martin L. Edelman | | For | | For | | Management |
1.6 | | Elect Director George Herrera | | For | | For | | Management |
1.7 | | Elect Director Stephen P. Holmes | | For | | For | | Management |
1.8 | | Elect Director Louise T. Blouin MacBain | | For | | For | | Management |
1.9 | | Elect Director Cheryl D. Mills | | For | | For | | Management |
1.10 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.11 | | Elect Director Robert E. Nederlander | | For | | For | | Management |
1.12 | | Elect Director Ronald L. Nelson | | For | | For | | Management |
1.13 | | Elect Director Robert W. Pittman | | For | | For | | Management |
1.14 | | Elect Director Pauline D.E. Richards | | For | | For | | Management |
1.15 | | Elect Director Sheli Z. Rosenberg | | For | | For | | Management |
1.16 | | Elect Director Robert F. Smith | | For | | For | | Management |
1.17 | | Elect Director Ronald L. Nelson | | For | | For | | Management |
1.18 | | Elect Director Leonard S. Coleman | | For | | For | | Management |
1.19 | | Elect Director Martin L. Edelman | | For | | For | | Management |
1.20 | | Elect Director Sheli Z. Rosenberg | | For | | For | | Management |
1.21 | | Elect Director F. Robert Salerno | | For | | For | | Management |
1.22 | | Elect Director Stender E. Sweeney | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Reverse Stock Split | | For | | For | | Management |
4 | | Change Company Name | | For | | For | | Management |
5 | | Company Specific-Redesignation of Common | | For | | For | | Management |
| | Stock | | | | | | |
6 | | Reduce Authorized Common Stock | | For | | For | | Management |
7 | | Non-Employee Director Compensation | | Against | | Against | | Shareholder |
8 | | Submit Severance Agreement (Change in | | Against | | For | | Shareholder |
| | Control) to shareholder Vote | | | | | | |
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CHEVRON CORPORATION | | | | | | | | |
|
Ticker: CVX | | Security ID: 166764100 | | | | |
Meeting Date: APR 25, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 12, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Samuel H. Armacost | | For | | For | | Management |
2 | | Elect Director Linnet F. Deily | | For | | For | | Management |
3 | | Elect Director Robert E. Denham | | For | | For | | Management |
4 | | Elect Director Robert J. Eaton | | For | | For | | Management |
5 | | Elect Director Sam Ginn | | For | | For | | Management |
6 | | Elect Director Franklyn G. Jenifer | | For | | For | | Management |
7 | | Elect Director Sam Nunn | | For | | For | | Management |
8 | | Elect Director David J. O'Reilly | | For | | For | | Management |
9 | | Elect Director Donald B. Rice | | For | | For | | Management |
10 | | Elect Director Peter J. Robertson | | For | | For | | Management |
11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
12 | | Elect Director Charles R. Shoemate | | For | | For | | Management |
13 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
14 | | Elect Director Carl Ware | | For | | For | | Management |
15 | | Ratify Auditors | | | | For | | For | | Management |
16 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
17 | | Adopt Human Rights Policy | | Against | | Against | | Shareholder |
18 | | Adopt Greenhouse Gas Emission Reduction | | Against | | Against | | Shareholder |
| | Goals | | | | | | | | |
19 | | Adopt Animal Welfare Policy | | Against | | Against | | Shareholder |
20 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
21 | | Approve/Amend Terms of Existing Poison | | Against | | Against | | Shareholder |
| | Pill | | | | | | |
22 | | Report on Market Specific Environmental | | Against | | Against | | Shareholder |
| | Laws | | | | | | |
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CISCO SYSTEMS, INC. | | | | | | | | |
|
Ticker: CSCO | | Security ID: | | 17275R102 | | | | |
Meeting Date: NOV 15, 2006 | | Meeting Type: Annual | | | | |
Record Date: SEP 18, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Carol A. Bartz | | For | | For | | Management |
1.2 | | Elect Director M. Michele Burns | | For | | For | | Management |
1.3 | | Elect Director Michael D. Capellas | | For | | For | | Management |
1.4 | | Elect Director Larry R. Carter | | For | | For | | Management |
1.5 | | Elect Director John T. Chambers | | For | | For | | Management |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | For | | Management |
1.7 | | Elect Director Richard M. Kovacevich | | For | | For | | Management |
1.8 | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1.9 | | Elect Director Steven M. West | | For | | For | | Management |
1.10 | | Elect Director Jerry Yang | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | | | |
4 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
5 | | Report on Internet Fragmentation | | Against | | Against | | Shareholder |
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CIT GROUP INC | | | | | | | | |
|
Ticker: CIT | | Security ID: | | 125581108 | | | | |
Meeting Date: MAY 8, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 19, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey M. Peek | | For | | For | | Management |
1.2 | | Elect Director Gary C. Butler | | For | | For | | Management |
1.3 | | Elect Director William M. Freeman | | For | | For | | Management |
1.4 | | Elect Director Susan Lyne | | For | | For | | Management |
1.5 | | Elect Director Marianne Miller Parrs | | For | | For | | Management |
1.6 | | Elect Director Timothy M. Ring | | For | | For | | Management |
1.7 | | Elect Director John R. Ryan | | For | | For | | Management |
1.8 | | Elect Director Seymour Sternberg | | For | | For | | Management |
1.9 | | Elect Director Peter J. Tobin | | For | | For | | Management |
1.10 | | Elect Director Lois M. Van Deusen | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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CITIGROUP INC.
Ticker: C | | Security ID: 172967101 | | | | |
Meeting Date: APR 17, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 21, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director C. Michael Armstrong | | For | | For | | Management |
2 | | Elect Director Alain J.P. Belda | | For | | For | | Management |
3 | | Elect Director George David | | For | | For | | Management |
4 | | Elect Director Kenneth T. Derr | | For | | For | | Management |
5 | | Elect Director John M. Deutch | | For | | For | | Management |
6 | | Elect Director Roberto Hernandez Ramirez | | For | | For | | Management |
7 | | Elect Director Klaus Kleinfeld | | For | | For | | Management |
8 | | Elect Director Andrew N. Liveris | | For | | For | | Management |
9 | | Elect Director Anne Mulcahy | | For | | For | | Management |
10 | | Elect Director Richard D. Parsons | | For | | For | | Management |
11 | | Elect Director Charles Prince | | For | | For | | Management |
12 | | Elect Director Judith Rodin | | For | | For | | Management |
13 | | Elect Director Robert E. Rubin | | For | | For | | Management |
14 | | Elect Director Franklin A. Thomas | | For | | For | | Management |
15 | | Ratify Auditors | | | | For | | For | | Management |
16 | | Report on Government Service of Employees Against | | Against | | Shareholder |
17 | | Report on Political Contributions | | Against | | Against | | Shareholder |
18 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
19 | | Approve Report of the Compensation | | Against | | For | | Shareholder |
| | Committee | | | | | | | | |
20 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
21 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
22 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
23 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
24 | | Amend Bylaws to Permit Shareholders to | | Against | | For | | Shareholder |
| | Call Special Meetings | | | | | | |
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. | | | | | | | | |
|
Ticker: CCE | | Security ID: | | 191219104 | | | | |
Meeting Date: APR 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 1, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gary P. Fayard | | For | | For | | Management |
1.2 | | Elect Director Marvin J. Herb | | For | | For | | Management |
1.3 | | Elect Director L. Phillip Humann | | For | | For | | Management |
1.4 | | Elect Director Paula R. Reynolds | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Submit Severance Agreement (Change in | | Against | | For | | Shareholder |
| | Control) to shareholder Vote | | | | | | |
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CONSOLIDATED EDISON, INC. | | | | |
Ticker: ED | | Security ID: | | 209115104 |
Meeting Date: MAY 21, 2007 Meeting Type: Annual | | | | |
Record Date: APR 5, 2007 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kevin Burke | | For | | For | | Management |
1.2 | | Elect Director Vincent A. Calarco | | For | | For | | Management |
1.3 | | Elect Director George Campbell, Jr. | | For | | For | | Management |
1.4 | | Elect Director Gordon J. Davis | | For | | For | | Management |
1.5 | | Elect Director Michael J. Del Giudice | | For | | For | | Management |
1.6 | | Elect Director Ellen V. Futter | | For | | For | | Management |
1.7 | | Elect Director Sally Hernandez | | For | | For | | Management |
1.8 | | Elect Director Peter W. Likins | | For | | For | | Management |
1.9 | | Elect Director Eugene R. McGrath | | For | | For | | Management |
1.10 | | Elect Director L. Frederick Sutherland | | For | | For | | Management |
1.11 | | Elect Director Stephen R. Volk | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Increase Disclosure of Executive | | Against | | Against | | Shareholder |
| | Compensation | | | | | | |
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COUNTRYWIDE FINANCIAL CORP. | | | | | | |
|
Ticker: CFC | | Security ID: 222372104 | | | | |
Meeting Date: JUN 13, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 16, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Henry G. Cisneros | | For | | For | | Management |
1.2 | | Elect Director Robert J. Donato | | For | | For | | Management |
1.3 | | Elect Director Harley W. Snyder | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
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DEAN FOODS COMPANY | | | | | | | | |
|
Ticker: DF | | Security ID: | | 242370104 | | | | |
Meeting Date: MAY 18, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 23, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan J. Bernon | | For | | For | | Management |
1.2 | | Elect Director Gregg L. Engles | | For | | For | | Management |
1.3 | | Elect Director Ronald Kirk | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
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DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO | | Security ID: 25271C102 | | | | |
Meeting Date: MAY 15, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 20, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James S. Tisch | | For | | For | | Management |
1.2 | | Elect Director Lawrence R. Dickerson | | For | | For | | Management |
1.3 | | Elect Director Alan R. Batkin | | For | | For | | Management |
1.4 | | Elect Director John R. Bolton | | For | | For | | Management |
1.5 | | Elect Director Charles L. Fabrikant | | For | | For | | Management |
1.6 | | Elect Director Paul G. Gaffney, II | | For | | For | | Management |
1.7 | | Elect Director Herbert C. Hofmann | | For | | For | | Management |
1.8 | | Elect Director Arthur L. Rebell | | For | | For | | Management |
1.9 | | Elect Director Raymond S. Troubh | | For | | For | | Management |
2 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
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DOMINION RESOURCES, INC. | | | | | | | | |
|
Ticker: D | | Security ID: 25746U109 | | | | |
Meeting Date: APR 27, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 23, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter W. Brown | | For | | For | | Management |
1.2 | | Elect Director George A. Davidson, Jr. | | For | | For | | Management |
1.3 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.4 | | Elect Director John W. Harris | | For | | For | | Management |
1.5 | | Elect Director Robert S. Jepson, Jr. | | For | | For | | Management |
1.6 | | Elect Director Mark J. Kington | | For | | For | | Management |
1.7 | | Elect Director Benjamin J. Lambert, III | | For | | For | | Management |
1.8 | | Elect Director Margaret A. McKenna | | For | | For | | Management |
1.9 | | Elect Director Frank S. Royal, M.D. | | For | | For | | Management |
1.10 | | Elect Director David A. Wollard | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Report on Greenhouse Gas Emissions | | Against | | Against | | Shareholder |
4 | | Report on Impact of Utilizing National | | Against | | Against | | Shareholder |
| | Interest Electric Transmission Corridor | | | | | | |
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EATON CORPORATION | | | | | | | | |
|
Ticker: ETN | | Security ID: | | 278058102 | | | | |
Meeting Date: APR 25, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher M. Connor | | For | | For | | Management |
1.2 | | Elect Director Michael J. Critelli | | For | | For | | Management |
1.3 | | Elect Director Charles E. Golden | | For | | For | | Management |
1.4 | | Elect Director Ernie Green | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
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EMERSON ELECTRIC CO. | | | | | | | | |
|
Ticker: EMR | | Security ID: | | 291011104 | | | | |
Meeting Date: FEB 6, 2007 | | Meeting Type: Annual | | | | |
Record Date: NOV 28, 2006 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director C. Fernandez G | | For | | For | | Management |
1.2 | | Elect Director W. J. Galvin | | For | | For | | Management |
1.3 | | Elect Director R. L. Ridgway | | For | | For | | Management |
1.4 | | Elect Director R. L. Stephenson | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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ENSCO INTERNATIONAL, INC. | | | | | | | | |
|
Ticker: ESV | | Security ID: | | 26874Q100 | | | | |
Meeting Date: MAY 22, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director David M. Carmichael | | For | | For | | Management |
2 | | Elect Director Thomas L. Kelly II | | For | | For | | Management |
3 | | Elect Director Rita M. Rodriguez | | For | | For | | Management |
4 | | Ratify Auditors | | | | For | | For | | Management |
5 | | Other Business | | | | For | | Against | | Management |
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EXXON MOBIL CORP. | | | | | | | | |
|
Ticker: XOM | | Security ID: | | 30231G102 | | | | |
Meeting Date: MAY 30, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.2 | | Elect Director William W. George | | For | | For | | Management |
1.3 | | Elect Director James R. Houghton | | For | | For | | Management |
1.4 | | Elect Director William R. Howell | | For | | For | | Management |
1.5 | | Elect Director Reatha Clark King | | For | | For | | Management |
1.6 | | Elect Director Philip E. Lippincott | | For | | For | | Management |
1.7 | | Elect Director Marilyn Carlson Nelson | | For | | For | | Management |
1.8 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.9 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.10 | | Elect Director Walter V. Shipley | | For | | For | | Management |
1.11 | | Elect Director J. Stephen Simon | | For | | For | | Management |
1.12 | | Elect Director Rex W. Tillerson | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
4 | | Amend Articles/Bylaws/Charter -- Call | | Against | | For | | Shareholder |
| | Special Meetings | | | | | | |
5 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
6 | | Initiate Payment of Cash Dividend | | Against | | Against | | Shareholder |
7 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
8 | | Company-Specific- Amend Article IX of the Against | | Against | | Shareholder |
| | Corporation's by-laws | | | | | | |
9 | | Review Executive Compensation | | Against | | Against | | Shareholder |
10 | | Limit Executive Compensation | | Against | | Against | | Shareholder |
11 | | Claw-back of Payments under Restatements | | Against | | For | | Shareholder |
12 | | Report on Political Contributions | | Against | | Against | | Shareholder |
13 | | Amend Equal Employment Opportunity Policy Against | | Against | | Shareholder |
| | to Prohibit Discrimination Based on | | | | | | |
| | Sexual Orientation | | | | | | |
14 | | Report on Environmental Accountability | | Against | | Against | | Shareholder |
15 | | Report on Emission Reduction Goals | | Against | | Against | | Shareholder |
16 | | Report on Carbon Dioxide Emissions | | Against | | Against | | Shareholder |
| | Information at Gas Stations | | | | | | |
17 | | Adopt Policy to Increase Renewable Energy Against | | Against | | Shareholder |
| | Portfolio | | | | | | |
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FIDELITY NATIONAL FINANCIAL, INC. | | | | | | |
|
Ticker: FNF | | Security ID: | | 31620R105 | | | | |
Meeting Date: MAY 23, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 16, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cary H. Thompson | | For | | For | | Management |
1.2 | | Elect Director Daniel D. (Ron) Lane | | For | | For | | Management |
1.3 | | Elect Director General William Lyon | | For | | For | | Management |
1.4 | | Elect Director Richard N. Massey | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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FISHER SCIENTIFIC INTERNATIONAL INC. | | | | | | |
|
Ticker: FSH | | Security ID: | | 338032204 | | | | |
Meeting Date: AUG 30, 2006 | | Meeting Type: Special | | | | |
Record Date: JUL 24, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Adjourn Meeting | | | | For | | Against | | Management |
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Ticker: FPL | | Security ID: | | 302571104 | | | | |
Meeting Date: DEC 15, 2006 | | Meeting Type: Annual | | | | |
Record Date: OCT 25, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sherry S. Barrat | | For | | For | | Management |
1.2 | | Elect Director Robert M. Beall, II | | For | | For | | Management |
1.3 | | Elect Director J. Hyatt Brown | | For | | For | | Management |
1.4 | | Elect Director James L. Camaren | | For | | For | | Management |
1.5 | | Elect Director J. Brian Ferguson | | For | | For | | Management |
1.6 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.7 | | Elect Director Rudy E. Schupp | | For | | For | | Management |
1.8 | | Elect Director Michael H. Thaman | | For | | For | | Management |
1.9 | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
1.10 | | Elect Director Paul R. Tregurtha | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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FREDDIE MAC | | | | | | | | |
|
Ticker: FRE | | Security ID: | | 313400301 | | | | |
Meeting Date: SEP 8, 2006 | | Meeting Type: Annual | | | | |
Record Date: JUN 30, 2006 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barbara T. Alexander | | For | | For | | Management |
1.2 | | Elect Director Geoffrey T. Boisi | | For | | For | | Management |
1.3 | | Elect Director Michelle Engler | | For | | For | | Management |
1.4 | | Elect Director Robert R. Glauber | | For | | For | | Management |
1.5 | | Elect Director Richard Karl Goeltz | | For | | For | | Management |
1.6 | | Elect Director Thomas S. Johnson | | For | | For | | Management |
1.7 | | Elect Director William M. Lewis, Jr. | | For | | For | | Management |
1.8 | | Elect Director Eugene M. McQuade | | For | | For | | Management |
1.9 | | Elect Director Shaun F. O'Malley | | For | | For | | Management |
1.10 | | Elect Director Jeffrey M. Peek | | For | | For | | Management |
1.11 | | Elect Director Ronald F. Poe | | For | | For | | Management |
1.12 | | Elect Director Stephen A. Ross | | For | | For | | Management |
1.13 | | Elect Director Richard F. Syron | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
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FREDDIE MAC | | | | | | | | |
|
Ticker: FRE | | Security ID: | | 313400301 | | | | |
Meeting Date: JUN 8, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 30, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Barbara T. Alexander | | For | | For | | Management |
2 | | Elect Director Geoffrey T. Boisi | | For | | For | | Management |
3 | | Elect Director Michelle Engler | | For | | For | | Management |
4 | | Elect Director Robert R. Glauber | | For | | For | | Management |
5 | | Elect Director Richard Karl Goeltz | | For | | For | | Management |
6 | | Elect Director Thomas S. Johnson | | For | | For | | Management |
7 | | Elect Director William M. Lewis, Jr | | For | | For | | Management |
8 | | Elect Director Eugene M. McQuade | | For | | For | | Management |
9 | | Elect Director Shaud F. O Malley | | For | | For | | Management |
10 | | Elect Director Jeffrey M. Peek | | For | | For | | Management |
11 | | Elect Director Nicolas P. Retsinas | | For | | For | | Management |
12 | | Elect Director Stephen A. Ross | | For | | For | | Management |
13 | | Elect Director Richard F. Syron | | For | | For | | Management |
14 | | Ratify Auditors | | For | | For | | Management |
15 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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GENERAL ELECTRIC CO. | | | | | | | | |
|
Ticker: GE | | Security ID: 369604103 | | | | |
Meeting Date: APR 25, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
1.2 | | Elect Director William M. Castell | | For | | For | | Management |
1.3 | | Elect Director Ann M. Fudge | | For | | For | | Management |
1.4 | | Elect Director Claudio X. Gonzalez | | For | | For | | Management |
1.5 | | Elect Director Susan Hockfield | | For | | For | | Management |
1.6 | | Elect Director Jerry R. Immelt | | For | | For | | Management |
1.7 | | Elect Director Andrea Jung | | For | | For | | Management |
1.8 | | Elect Director Alan G. Lafley | | For | | For | | Management |
1.9 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.10 | | Elect Director Ralph S. Larsen | | For | | For | | Management |
1.11 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
1.12 | | Elect Director Sam Nunn | | For | | For | | Management |
1.13 | | Elect Director Roger S. Penske | | For | | For | | Management |
1.14 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
1.15 | | Elect Director Douglas A. Warner III | | For | | For | | Management |
1.16 | | Elect Director Robert C. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Adopt Majority Vote Standard in Director | | For | | For | | Management |
| | Elections | | | | | | | | |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Company-Specific-Approve Material Terms | | For | | For | | Management |
| | of Senior Officer Performance Goals | | | | | | |
6 | | Provide for Cumulative Voting | | Against | | Against | | Shareholder |
7 | | Company-Specific -- Adopt Policy on | | Against | | Against | | Shareholder |
| | Overboarded Directors | | | | | | |
8 | | Company-Specific -- One Director from the Against | | Against | | Shareholder |
| | Ranks of Retirees | | | | | | | | |
9 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
10 | | Limit Dividend and Dividend Equivalent | | Against | | Against | | Shareholder |
| | Payments to Executives | | | | | | |
11 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
12 | | Report on Global Warming | | Against | | Against | | Shareholder |
13 | | Adopt Ethical Criteria for Military | | Against | | Against | | Shareholder |
| | Contracts | | | | | | | | |
14 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
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GOLDEN WEST FINANCIAL CORP. | | | | | | | | |
|
Ticker: GDW | | Security ID: | | 381317106 | | | | |
Meeting Date: AUG 31, 2006 | | Meeting Type: Special | | | | |
Record Date: JUL 11, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
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GOOGLE INC | | | | | | | | |
|
Ticker: GOOG | | Security ID: 38259P508 | | | | |
Meeting Date: MAY 10, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 22, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Eric Schmidt | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | For | | Management |
1.3 | | Elect Director Larry Page | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.6 | | Elect Director Arthur D. Levinson | | For | | For | | Management |
1.7 | | Elect Director Ann Mather | | For | | For | | Management |
1.8 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.9 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.10 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Adopt Policies to Protect Freedom of | | Against | | Against | | Shareholder |
| | Access to the Internet | | | | | | |
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H&R | | BLOCK, INC. | | | | | | | | |
|
Ticker: HRB | | Security ID: 093671105 | | | | |
Meeting Date: SEP 7, 2006 | | Meeting Type: Annual | | | | |
Record Date: JUL 5, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jerry D. Choate | | For | | For | | Management |
1.2 | | Elect Director Henry F. Frigon | | For | | For | | Management |
1.3 | | Elect Director Roger W. Hale | | For | | For | | Management |
1.4 | | Elect Director Len J. Lauer | | For | | For | | Management |
2 | | Approve Stock Option Plan | | For | | Against | | Management |
3 | | Approve/Amend Executive Incentive Bonus | | For | | For | | Management |
| | Plan | | | | | | | | |
4 | | Ratify Auditors | | | | For | | For | | Management |
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HALLIBURTON CO. | | | | | | | | |
|
Ticker: HAL | | Security ID: | | 406216101 | | | | |
Meeting Date: MAY 16, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 19, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Kathleen M. Bader | | For | | For | | Management |
2 | | Elect Director Alan M. Bennett | | For | | For | | Management |
3 | | Elect Director James R. Boyd | | For | | For | | Management |
4 | | Elect Director Milton Carroll | | For | | For | | Management |
5 | | Elect Director Robert L. Crandall | | For | | For | | Management |
6 | | Elect Director Kenneth T. Derr | | For | | For | | Management |
7 | | Elect Director S. Malcolm Gillis | | For | | For | | Management |
8 | | Elect Director W. R. Howell | | For | | For | | Management |
9 | | Elect Director David J. Lesar | | For | | For | | Management |
10 | | Elect Director J. Landis Martin | | For | | For | | Management |
11 | | Elect Director Jay A. Precourt | | For | | For | | Management |
12 | | Elect Director Debra L. Reed | | For | | For | | Management |
13 | | Ratify Auditors | | | | For | | For | | Management |
14 | | Review Human Rights Policies | | Against | | Against | | Shareholder |
15 | | Report on Political Contributions | | Against | | Against | | Shareholder |
16 | | Amend Terms of Existing Poison Pill | | Against | | Against | | Shareholder |
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HARTFORD FINANCIAL SERVICES GROUP, INC., THE | | | | |
|
Ticker: HIG | | Security ID: | | 416515104 | | | | |
Meeting Date: MAY 16, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 20, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ramani Ayer | | For | | For | | Management |
1.2 | | Elect Director Ramon De Oliveira | | For | | For | | Management |
1.3 | | Elect Director Trevor Fetter | | For | | For | | Management |
1.4 | | Elect Director Edward J. Kelly, III | | For | | For | | Management |
1.5 | | Elect Director Paul G. Kirk, Jr. | | For | | For | | Management |
1.6 | | Elect Director Thomas M. Marra | | For | | For | | Management |
1.7 | | Elect Director Gail J. Mcgovern | | For | | For | | Management |
1.8 | | Elect Director Michael G. Morris | | For | | For | | Management |
1.9 | | Elect Director Robert W. Selander | | For | | For | | Management |
1.10 | | Elect Director Charles B. Strauss | | For | | For | | Management |
1.11 | | Elect Director H. Patrick Swygert | | For | | For | | Management |
1.12 | | Elect Director David K. Zwiener | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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HEWLETT-PACKARD CO.
Ticker: HPQ | | Security ID: 428236103 | | | | |
Meeting Date: MAR 14, 2007 | | Meeting Type: Annual | | | | |
Record Date: JAN 16, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director L.T. Babbio, Jr. | | For | | For | | Management |
2 | | Elect Director S.M. Baldauf | | For | | For | | Management |
3 | | Elect Director R.A. Hackborn | | For | | For | | Management |
4 | | Elect Director J.H. Hammergren | | For | | For | | Management |
5 | | Elect Director M.V. Hurd | | For | | For | | Management |
6 | | Elect Director R.L. Ryan | | For | | For | | Management |
7 | | Elect Director L.S. Salhany | | For | | For | | Management |
8 | | Elect Director G.K.Thompson | | For | | For | | Management |
9 | | Ratify Auditors | | | | For | | For | | Management |
10 | | Require Director Nominee Qualifications | | Against | | Against | | Shareholder |
11 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
12 | | Submit Shareholder Rights Plan (Poison | | Against | | For | | Shareholder |
| | Pill) to Shareholder Vote | | | | | | |
13 | | Performance-Based Equity Awards | | Against | | For | | Shareholder |
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HILTON HOTELS CORP. | | | | | | | | |
|
Ticker: HLT | | Security ID: | | 432848109 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 29, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director A. Steven Crown | | For | | For | | Management |
2 | | Elect Director John H. Myers | | For | | For | | Management |
3 | | Elect Director Donna F. Tuttle | | For | | For | | Management |
4 | | Ratify Auditors | | | | For | | For | | Management |
5 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
--------------------------------------------------------------------------------
HOSPIRA, INC. | | | | | | | | |
|
Ticker: HSP | | Security ID: | | 441060100 | | | | |
Meeting Date: MAY 15, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 19, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Connie R. Curran | | For | | For | | Management |
1.2 | | Elect Director Mark F. Wheeler, M.D. | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
|
Ticker: IBM | | Security ID: 459200101 |
Meeting Date: APR 24, 2007 | | Meeting Type: Annual |
Record Date: FEB 23, 2007 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cathleen Black | | For | | For | | Management |
1.2 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.3 | | Elect Director Juergen Dormann | | For | | For | | Management |
1.4 | | Elect Director Michael L. Eskew | | For | | For | | Management |
1.5 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.6 | | Elect Director Minoru Makihara | | For | | For | | Management |
1.7 | | Elect Director Lucio A. Noto | | For | | For | | Management |
1.8 | | Elect Director James W. Owens | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Joan E. Spero | | For | | For | | Management |
1.11 | | Elect Director Sidney Taurel | | For | | For | | Management |
1.12 | | Elect Director Lorenzo H. Zambrano | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
7 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
8 | | Evaluate Age Discrimination in Retirement Against | | Against | | Shareholder |
| | Plans | | | | | | |
9 | | Review Executive Compensation | | Against | | Against | | Shareholder |
10 | | Report on Outsourcing | | Against | | Against | | Shareholder |
11 | | Require a Majority Vote for the Election | | Against | | For | | Shareholder |
| | of Directors | | | | | | |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. | | | | | | | | |
|
Ticker: JPM | | Security ID: 46625H100 | | | | |
Meeting Date: MAY 15, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 16, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1.2 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.3 | | Elect Director James S. Crown | | For | | For | | Management |
1.4 | | Elect Director James Dimon | | For | | For | | Management |
1.5 | | Elect Director Ellen V. Futter | | For | | For | | Management |
1.6 | | Elect Director William H. Gray, III | | For | | For | | Management |
1.7 | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1.8 | | Elect Director Robert I. Lipp | | For | | For | | Management |
1.9 | | Elect Director David C. Novak | | For | | For | | Management |
1.10 | | Elect Director Lee R. Raymond | | For | | For | | Management |
1.11 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Put Repricing of Stock Options to | | Against | | Against | | Shareholder |
| | Shareholder Vote | | | | | | | | |
4 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | | | |
5 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
6 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
7 | | Provide for Cumulative Voting | | Against | | Against | | Shareholder |
8 | | Require a Majority Vote for the Election | | Against | | For | | Shareholder |
| | of Directors | | | | | | |
9 | | Report on Political Contributions | | Against | | Against | | Shareholder |
10 | | Report on Management Initiatives to | | Against | | Against | | Shareholder |
| | Address Links to Slavery and Human Rights | | | | |
| | Abuse | | | | | | |
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. | | | | | | |
|
Ticker: LLL | | Security ID: | | 502424104 | | | | |
Meeting Date: APR 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 16, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael T. Strianese | | For | | For | | Management |
1.2 | | Elect Director Claude R. Canizares | | For | | For | | Management |
1.3 | | Elect Director Thomas A. Corcoran | | For | | For | | Management |
1.4 | | Elect Director Alan H. Washkowitz | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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LEHMAN BROTHERS HOLDINGS INC. | | | | | | |
|
Ticker: LEH | | Security ID: | | 524908100 | | | | |
Meeting Date: APR 12, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 12, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Michael L. Ainslie | | For | | For | | Management |
2 | | Elect Director John F. Akers | | For | | For | | Management |
3 | | Elect Director Roger S. Berlind | | For | | For | | Management |
4 | | Elect Director Thomas H. Cruikshank | | For | | For | | Management |
5 | | Elect Director Marsha Johnson Evans | | For | | For | | Management |
6 | | Elect Director Richard S. Fuld, Jr. | | For | | For | | Management |
7 | | Elect Director Christopher Gent | | For | | For | | Management |
8 | | Elect Director Roland A. Hernandez | | For | | For | | Management |
9 | | Elect Director Henry Kaufman | | For | | For | | Management |
10 | | Elect Director John D. Macomber | | For | | For | | Management |
11 | | Ratify Auditors | | | | For | | For | | Management |
12 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
13 | | Publish Political Contributions | | Against | | Against | | Shareholder |
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MARATHON OIL CORP | | |
|
Ticker: MRO | | Security ID: 565849106 |
Meeting Date: APR 25, 2007 | | Meeting Type: Annual |
Record Date: FEB 26, 2007 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Charles F. Bolden, Jr. | | For | | For | | Management |
2 | | Elect Director Charles R. Lee | | For | | For | | Management |
3 | | Elect Director Dennis H. Reilley | | For | | For | | Management |
4 | | Elect Director John W. Snow | | For | | For | | Management |
5 | | Elect Director Thomas J. Usher | | For | | For | | Management |
6 | | Ratify Auditors | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
9 | | Increase Authorized Common Stock | | For | | Against | | Management |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | | | | | | | | |
|
Ticker: MCD | | Security ID: | | 580135101 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Edward A. Brennan | | For | | For | | Management |
2 | | Elect Director Walter E. Massey | | For | | For | | Management |
3 | | Elect Director John W. Rogers, Jr. | | For | | For | | Management |
4 | | Elect Director Roger W. Stone | | For | | For | | Management |
5 | | Ratify Auditors | | | | For | | For | | Management |
6 | | Label Genetically Modified Organisms | | Against | | Against | | Shareholder |
7 | | Adopt and Implement ILO Based Code of | | Against | | Against | | Shareholder |
| | Conduct | | | | | | | | |
--------------------------------------------------------------------------------
MEDTRONIC, INC. | | | | | | | | |
|
Ticker: MDT | | Security ID: 585055106 | | | | |
Meeting Date: AUG 24, 2006 | | Meeting Type: Annual | | | | |
Record Date: JUN 26, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard H. Anderson | | For | | For | | Management |
1.2 | | Elect Director Michael R. Bonsignore | | For | | For | | Management |
1.3 | | Elect Director Robert C. Pozen | | For | | For | | Management |
1.4 | | Elect Director Gordon M. Sprenger | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Require a Majority Vote for the Election | | Against | | For | | Shareholder |
| | of Directors | | | | | | | | |
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. | | |
|
Ticker: MER | | Security ID: 590188108 |
Meeting Date: APR 27, 2007 | | Meeting Type: Annual |
Record Date: FEB 28, 2007 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Finnegan | | For | | For | | Management |
1.2 | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1.3 | | Elect Director Ann N. Reese | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
4 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
5 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | |
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC. | | | | | | | | |
|
Ticker: MCHP | | Security ID: 595017104 | | | | |
Meeting Date: AUG 18, 2006 | | Meeting Type: Annual | | | | |
Record Date: JUN 22, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steve Sanghi | | For | | For | | Management |
1.2 | | Elect Director Albert J. Hugo-Martinez | | For | | For | | Management |
1.3 | | Elect Director L.B. Day | | For | | For | | Management |
1.4 | | Elect Director Matthew W. Chapman | | For | | For | | Management |
1.5 | | Elect Director Wade F. Meyercord | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | | | For | | For | | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | | | | | | | | |
|
Ticker: MSFT | | Security ID: 594918104 | | | | |
Meeting Date: NOV 14, 2006 | | Meeting Type: Annual | | | | |
Record Date: SEP 8, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director William H. Gates, III | | For | | For | | Management |
2 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr., Ph.D. | | For | | For | | Management |
4 | | Elect Director Dina Dublon | | For | | For | | Management |
5 | | Elect Director Raymond V. Gilmartin | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director Jon A. Shirley | | For | | For | | Management |
10 | | Ratify Auditors | | | | For | | For | | Management |
11 | | Cease Product Sales that Can Be Used to | | Against | | Against | | Shareholder |
| | Violate Human Rights | | | | | | | | |
12 | | Amend EEO Statement to Not Reference | | Against | | Against | | Shareholder |
| | Sexual Orientation | | | | | | | | |
13 | | Establish Shareholder Advisory Committee | | Against | | Against | | Shareholder |
--------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP. | | | | | | |
|
Ticker: NSM | | Security ID: | | 637640103 | | | | |
Meeting Date: OCT 6, 2006 | | Meeting Type: Annual | | | | |
Record Date: AUG 18, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Brian L. Halla | | For | | For | | Management |
2 | | Elect Director Steven R. Appleton | | For | | For | | Management |
3 | | Elect Director Gary P. Arnold | | For | | For | | Management |
4 | | Elect Director Richard J. Danzig | | For | | For | | Management |
5 | | Elect Director John T. Dickson | | For | | For | | Management |
6 | | Elect Director Robert J. Frankenberg | | For | | For | | Management |
7 | | Elect Director E. Floyd Kvamme | | For | | For | | Management |
8 | | Elect Director Modesto A. Maidique | | For | | For | | Management |
9 | | Elect Director Edward McCracken | | For | | For | | Management |
10 | | Ratify Auditors | | | | For | | For | | Management |
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NORTHERN TRUST CORP. | | | | | | | | |
|
Ticker: NTRS | | Security ID: 665859104 | | | | |
Meeting Date: APR 17, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Linda Walker Bynoe | | For | | For | | Management |
1.2 | | Elect Director Nicholas D. Chabraja | | For | | For | | Management |
1.3 | | Elect Director Susan Crown | | For | | For | | Management |
1.4 | | Elect Director Dipak C. Jain | | For | | For | | Management |
1.5 | | Elect Director Arthur L. Kelly | | For | | For | | Management |
1.6 | | Elect Director Robert C. Mccormack | | For | | For | | Management |
1.7 | | Elect Director Edward J. Mooney | | For | | For | | Management |
1.8 | | Elect Director William A. Osborn | | For | | For | | Management |
1.9 | | Elect Director John W. Rowe | | For | | For | | Management |
1.10 | | Elect Director Harold B. Smith | | For | | For | | Management |
1.11 | | Elect Director William D. Smithburg | | For | | For | | Management |
1.12 | | Elect Director Enrique J. Sosa | | For | | For | | Management |
1.13 | | Elect Director Charles A. Tribbett III | | For | | For | | Management |
1.14 | | Elect Director Frederick H. Waddell | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
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OCCIDENTAL PETROLEUM CORP. | | | | | | |
|
Ticker: OXY | | Security ID: 674599105 | | | | |
Meeting Date: MAY 4, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 15, 2007 | | | | | | |
|
# Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Spencer Abraham | | For | | Against | | Management |
2 | | Elect Director Ronald W. Burkle | | For | | For | | Management |
3 | | Elect Director John S. Chalsty | | For | | Against | | Management |
4 | | Elect Director Edward P. Djerejian | | For | | For | | Management |
5 | | Elect Director R. Chad Dreier | | For | | Against | | Management |
6 | | Elect Director John E. Feick | | For | | For | | Management |
7 | | Elect Director Ray R. Irani | | For | | For | | Management |
8 | | Elect Director Irvin W. Maloney | | For | | Against | | Management |
9 | | Elect Director Rodolfo Segovia | | For | | Against | | Management |
10 | | Elect Director Aziz D. Syriani | | For | | For | | Management |
11 | | Elect Director Rosemary Tomich | | For | | Against | | Management |
12 | | Elect Director Walter L. Weisman | | For | | For | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
14 | | Amend Omnibus Stock Plan | | For | | For | | Management |
15 | | Publish a Scientific Global Warming | | Against | | Against | | Shareholder |
| | Report | | | | | | |
16 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers Compensation | | | | | | |
17 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | |
--------------------------------------------------------------------------------
ORACLE CORP. | | | | | | | | |
|
Ticker: ORCL | | Security ID: 68389X105 | | | | |
Meeting Date: OCT 9, 2006 | | Meeting Type: Annual | | | | |
Record Date: AUG 14, 2006 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey O. Henley | | For | | For | | Management |
1.2 | | Elect Director Lawrence J. Ellison | | For | | For | | Management |
1.3 | | Elect Director Donald L. Lucas | | For | | For | | Management |
1.4 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.5 | | Elect Director Jack F. Kemp | | For | | Withhold | | Management |
1.6 | | Elect Director Jeffrey S. Berg | | For | | For | | Management |
1.7 | | Elect Director Safra A. Catz | | For | | For | | Management |
1.8 | | Elect Director Hector Garcia-Molina | | For | | For | | Management |
1.9 | | Elect Director H. Raymond Bingham | | For | | For | | Management |
1.10 | | Elect Director Charles E Phillips, Jr. | | For | | For | | Management |
1.11 | | Elect Director Naomi O. Seligman | | For | | For | | Management |
2 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Amend Non-Employee Director Omnibus Stock For | | For | | Management |
| | Plan | | | | | | | | |
--------------------------------------------------------------------------------
PEPSICO, INC. | | | | | | |
|
Ticker: PEP | | Security ID: 713448108 | | | | |
Meeting Date: MAY 2, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 9, 2007 | | | | | | |
|
# Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Dina Dublon | | For | | For | | Management |
2 | | Elect Director Victor J. Dzau, M.D. | | For | | For | | Management |
3 | | Elect Director Ray L. Hunt | | For | | For | | Management |
4 | | Elect Director Alberto Ibarguen | | For | | For | | Management |
5 | | Elect Director Arthur C. Martinez | | For | | For | | Management |
6 | | Elect Director Indra K. Nooyi | | For | | For | | Management |
7 | | Elect Director Sharon Percy Rockefeller | | For | | For | | Management |
8 | | Elect Director James J. Schiro | | For | | For | | Management |
9 | | Elect Director Daniel Vasella | | For | | For | | Management |
10 | | Elect Director Michael D. White | | For | | For | | Management |
11 | | Ratify Auditors | | For | | For | | Management |
12 | | Approve Omnibus Stock Plan | | For | | For | | Management |
13 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO | | | | | | | | |
|
Ticker: PBR.A | | Security ID: 71654V408 | | | | |
Meeting Date: APR 2, 2007 | | Meeting Type: Annual/Special | | |
Record Date: MAR 8, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | MANAGEMENT REPORT, FINANCIAL STATEMENTS | | For | | For | | Management |
| | AND AUDIT COMMITTEE S OPINION FOR THE | | | | | | |
| | FISCAL YEAR 2006 | | | | | | | | |
2 | | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL For | | For | | Management |
| | YEAR 2007 | | | | | | | | |
3 | | DISTRIBUTION OF RESULTS FOR THE FISCAL | | For | | For | | Management |
| | YEAR 2006 | | | | | | | | |
4 | | ELECTION OF MEMBERS OF THE BOARD OF | | For | | For | | Management |
| | DIRECTORS | | | | | | | | |
5 | | ELECTION OF CHAIRMAN OF THE BOARD OF | | For | | For | | Management |
| | DIRECTORS | | | | | | | | |
6 | | ELECTION OF MEMBERS OF THE FISCAL COUNCIL For | | For | | Management |
| | AND THEIR RESPECTIVE SUBSTITUTES | | | | | | |
7 | | ESTABLISHMENT OF THE MANAGEMENT | | For | | For | | Management |
| | COMPENSATION, AS WELL AS THEIR | | | | | | |
| | PARTICIPATION IN THE PROFITS PURSUANT TO | | | | |
| | ARTICLES 41 AND 56 OF THE COMPANY S | | | | | | |
| | BYLAWS, AS WELL AS OF MEMBERS OF THE | | | | | | |
| | FISCAL COUNCIL | | | | | | | | |
8 | | INCREASE IN THE CAPITAL STOCK THROUGH THE For | | For | | Management |
| | INCORPORATION OF PART OF THE REVENUE | | | | | | |
| | RESERVES CONSTITUTED IN PREVIOUS FISCAL | | | | | | |
| | YEARS AMOUNTING TO R$ 4.380 MILLION, | | | | | | |
| | INCREASING THE CAPITAL STOCK FROM R$ | | | | | | |
| | 48.264 MILLION TO R$ 52.644 MILLION | | | | | | |
| | WITHOUT ANY CHANGE TO THE | | | | | | |
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PFIZER INC. | | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: APR 26, 2007 Meeting Type: Annual | | | | |
Record Date: MAR 1, 2007 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director Michael S. Brown | | For | | For | | Management |
1.3 | | Elect Director M. Anthony Burns | | For | | For | | Management |
1.4 | | Elect Director Robert N. Burt | | For | | For | | Management |
1.5 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.6 | | Elect Director William H. Gray, III | | For | | For | | Management |
1.7 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.8 | | Elect Director William R. Howell | | For | | For | | Management |
1.9 | | Elect Director Jeffrey B. Kindler | | For | | For | | Management |
1.10 | | Elect Director George A. Lorch | | For | | For | | Management |
1.11 | | Elect Director Dana G. Mead | | For | | For | | Management |
1.12 | | Elect Director William C. Steere, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
4 | | Report on Animal Testing Policies | | Against | | Against | | Shareholder |
5 | | Amend Animal Welfare Policy | | Against | | Against | | Shareholder |
6 | | Require Director Nominee Qualifications | | Against | | Against | | Shareholder |
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PROCTER & GAMBLE COMPANY, THE | | | | | | |
|
Ticker: PG | | Security ID: | | 742718109 | | | | |
Meeting Date: OCT 10, 2006 | | Meeting Type: Annual | | | | |
Record Date: AUG 11, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Norman R. Augustine | | For | | For | | Management |
1.2 | | Elect Director A.G. Lafley | | For | | For | | Management |
1.3 | | Elect Director Johnathan A. Rodgers | | For | | For | | Management |
1.4 | | Elect Director John F. Smith, Jr. | | For | | For | | Management |
1.5 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
2 | | Approve Decrease in Size of Board | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Put Repricing of Stock Options to | | Against | | Against | | Shareholder |
| | Shareholder Vote | | | | | | | | |
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QUALCOMM INC. | | | | | | | | |
|
Ticker: QCOM | | Security ID: | | 747525103 | | | | |
Meeting Date: MAR 13, 2007 | | Meeting Type: Annual | | | | |
Record Date: JAN 12, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barbara T. Alexander | | For | | For | | Management |
1.2 | | Elect Director Raymond V. Dittamore | | For | | For | | Management |
1.3 | | Elect Director Irwin Mark Jacobs | | For | | For | | Management |
1.4 | | Elect Director Sherry Lansing | | For | | For | | Management |
1.5 | | Elect Director Peter M. Sacerdote | | For | | For | | Management |
1.6 | | Elect Director Marc I. Stern | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
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RADIAN GROUP INC. | | | | | | | | |
|
Ticker: RDN | | Security ID: | | 750236101 | | | | |
Meeting Date: MAY 9, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 19, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2.1 | | Elect Directors Herbert Wender | | For | | For | | Management |
2.2 | | Elect Directors David C. Carney | | For | | For | | Management |
2.3 | | Elect Directors Howard B. Culang | | For | | For | | Management |
2.4 | | Elect Directors Stephen T. Hopkins | | For | | For | | Management |
2.5 | | Elect Directors Sanford A. Ibrahim | | For | | For | | Management |
2.6 | | Elect Directors James W. Jennings | | For | | For | | Management |
2.7 | | Elect Directors Ronald W. Moore | | For | | For | | Management |
2.8 | | Elect Directors Jan Nicholson | | For | | For | | Management |
2.9 | | Elect Directors Robert W. Richards | | For | | For | | Management |
2.10 | | Elect Directors Anthony W. Schweiger | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Adjourn Meeting | | | | For | | Against | | Management |
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RENAISSANCERE HOLDINGS LTD. | | | | | | |
|
Ticker: | | RNR | | Security ID: G7496G103 | | | | |
Meeting Date: MAY 31, 2007 | | Meeting Type: Annual | | | | |
Record Date: | | APR 20, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect | | Director William F. Hecht | | For | | For | | Management |
1.2 | | Elect | | Director Henry Klehm III | | For | | For | | Management |
1.3 | | Elect | | Director Nicholas L. Trivisonno | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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RIO TINTO PLC | | | | | | | | |
|
Ticker: RTP | | Security ID: 767204100 | | | | |
Meeting Date: APR 13, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 1, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | AUTHORITY TO ALLOT RELEVANT SECURITIES | | For | | For | | Management |
| | UNDER SECTION 80 OF THE COMPANIES ACT | | | | | | |
| | 1985 | | | | | | | | |
2 | | AUTHORITY TO ALLOT EQUITY SECURITIES FOR | | For | | For | | Management |
| | CASH UNDER SECTION 89 OF THE COMPANIES | | | | | | |
| | ACT 1985 | | | | | | |
3 | | AUTHORITY TO PURCHASE RIO TINTO PLC | | For | | For | | Management |
| | SHARES BY THE COMPANY OR RIO TINTO | | | | | | |
| | LIMITED | | | | | | |
4 | | TO APPROVE AMENDMENTS TO THE ARTICLES OF | | For | | For | | Management |
| | ASSOCIATION OF THE COMPANY AND THE | | | | | | |
| | CONSTITUTION OF RIO TINTO LIMITED | | | | | | |
5 | | ELECTION OF MICHAEL FITZPATRICK | | For | | For | | Management |
6 | | RE-ELECTION OF ASHTON CALVERT | | For | | For | | Management |
7 | | RE-ELECTION OF GUY ELLIOTT | | For | | For | | Management |
8 | | RE-ELECTION OF LORD KERR | | For | | For | | Management |
9 | | RE-ELECTION OF SIR RICHARD SYKES | | For | | For | | Management |
10 | | Ratify Auditors | | For | | For | | Management |
11 | | APPROVAL OF THE REMUNERATION REPORT | | For | | For | | Management |
12 | | TO RECEIVE THE FINANCIAL STATEMENTS AND | | For | | For | | Management |
| | THE REPORTS OF THE DIRECTORS AND AUDITORS | | | | |
| | FOR THE YEAR ENDED 31 DECEMBER 2006 | | | | | | |
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ROSS STORES, INC. | | | | | | | | |
|
Ticker: ROST | | Security ID: | | 778296103 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 30, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Bush | | For | | For | | Management |
1.2 | | Elect Director Norman A. Ferber | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO) | | | | | | |
|
Ticker: SNY | | Security ID: 80105N105 | | | | |
Meeting Date: MAY 31, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 24, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | APPROVAL OF THE INDIVIDUAL COMPANY | | For | | For | | Management |
| | FINANCIAL STATEMENTS FOR THE YEAR ENDED | | | | | | |
| | DECEMBER 31, 2006 | | | | | | | | |
2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL | | For | | For | | Management |
| | STATEMENTS FOR THE YEAR ENDED DECEMBER | | | | | | |
| | 31, 2006 | | | | | | | | |
3 | | APPROPRIATION OF PROFITS; DECLARATION OF | | For | | For | | Management |
| | DIVIDEND | | | | | | | | |
4 | | APPROVAL OF TRANSACTIONS COVERED BY THE | | For | | Against | | Management |
| | STATUTORY AUDITORS SPECIAL REPORT | | | | | | |
| | PREPARED IN ACCORDANCE WITH ARTICLE | | | | | | |
| | L.225-40 OF THE COMMERCIAL CODE | | | | | | |
5 | | RE-APPOINTMENT OF A DIRECTOR | | For | | For | | Management |
6 | | AUTHORIZATION TO THE BOARD OF DIRECTORS | | For | | Against | | Management |
| | TO CARRY OUT TRANSACTIONS IN SHARES | | | | | | |
| | ISSUED BY THE COMPANY | | | | | | |
7 | | DELEGATION TO THE BOARD OF DIRECTORS OF | | For | | For | | Management |
| | AUTHORITY TO DECIDE TO CARRY OUT | | | | | | |
| | INCREASES IN THE SHARE CAPITAL BY | | | | | | |
| | ISSUANCE, WITH PREEMPTIVE RIGHTS | | | | | | |
| | MAINTAINED, OF SHARES AND/OR SECURITIES | | | | | | |
| | GIVING ACCESS TO THE COMPANY S CAPITAL | | | | | | |
| | AND/OR SECURITIES GIVING ENTITLEMEN | | | | | | |
8 | | DELEGATION TO THE BOARD OF DIRECTORS OF | | For | | Against | | Management |
| | AUTHORITY TO DECIDE TO CARRY OUT | | | | | | |
| | INCREASES IN THE SHARE CAPITAL BY | | | | | | |
| | ISSUANCE, WITH PREEMPTIVE RIGHTS WAIVED, | | | | |
| | OF SHARES AND/OR SECURITIES GIVING ACCESS | | | | |
| | TO THE COMPANY S CAPITAL AND/OR | | | | | | |
| | SECURITIES GIVING ENTITLEMENT TO | | | | | | |
9 | | DELEGATION TO THE BOARD OF DIRECTORS OF | | For | | For | | Management |
| | AUTHORITY TO DECIDE TO CARRY OUT | | | | | | |
| | INCREASES IN THE SHARE CAPITAL BY | | | | | | |
| | INCORPORATION OF SHARE PREMIUM, RESERVES, | | | | |
| | PROFITS OR OTHER ITEMS | | | | | | |
10 | | POSSIBILITY OF ISSUING WITHOUT PREEMPTIVE For | | For | | Management |
| | RIGHTS, SHARES OR SECURITIES GIVING | | | | | | |
| | ACCESS TO THE COMPANY S CAPITAL OR TO | | | | | | |
| | SECURITIES GIVING ENTITLEMENT TO THE | | | | | | |
| | ALLOTMENT OF DEBT SECURITIES AS | | | | | | |
| | CONSIDERATION FOR ASSETS TRANSFERRED TO | | | | | | |
| | THE COMPANY AS A CAPITAL CONT | | | | | | |
11 | | DELEGATION TO THE BOARD OF DIRECTORS OF | | For | | For | | Management |
| | AUTHORITY TO DECIDE TO CARRY OUT | | | | | | |
| | INCREASES IN THE SHARE CAPITAL BY | | | | | | |
| | ISSUANCE OF SHARES RESERVED FOR EMPLOYEES | | | | |
| | WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR | | | | |
| | FAVOR | | | | | | |
12 | | AUTHORIZATION TO THE BOARD OF DIRECTORS | | For | | For | | Management |
| | TO GRANT OPTIONS TO SUBSCRIBE FOR OR | | | | | | |
| | PURCHASE SHARES | | | | | | |
13 | | AUTHORIZATION TO THE BOARD OF DIRECTORS | | For | | Against | | Management |
| | TO ALLOT EXISTING OR NEW CONSIDERATION | | | | | | |
| | FREE SHARES TO SALARIED EMPLOYEES OF THE | | | | |
| | GROUP AND CORPORATE OFFICERS OF THE | | | | | | |
| | COMPANY OR COMPANIES OF THE GROUP | | | | | | |
14 | | AUTHORIZATION TO THE BOARD OF DIRECTORS | | For | | For | | Management |
| | TO REDUCE THE SHARE CAPITAL BY | | | | | | |
| | CANCELLATION OF TREASURY SHARES | | | | | | |
15 | | AUTHORIZATION TO THE BOARD OF DIRECTORS | | For | | Against | | Management |
| | IN THE EVENT OF A PUBLIC TENDER OFFER FOR | | | | |
| | THE SHARES OF THE COMPANY, IN CASES WHERE | | | | |
| | THE LEGAL RECIPROCITY CLAUSE APPLIES | | | | | | |
16 | | AMENDMENT TO THE BYLAWS TO BRING THEM | | For | | For | | Management |
| | INTO COMPLIANCE WITH DECREE NO. 2006-1566 | | | | |
| | OF DECEMBER 11, 2006 AMENDING DECREE NO. | | | | |
| | 67-236 OF MARCH 23, 1967 ON COMMERCIAL | | | | | | |
| | COMPANIES: (AMENDMENTS TO ARTICLE 19, | | | | | | |
| | PARAGRAPHS 1 AND 3 OF THE BYLAWS) | | | | | | |
17 | | POWERS FOR FORMALITIES | | For | | For | | Management |
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SCHERING-PLOUGH CORP. | | | | | | | | |
|
Ticker: SGP | | Security ID: 806605101 | | | | |
Meeting Date: MAY 18, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 28, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Hans W. Becherer | | For | | For | | Management |
1.2 | | Elect Director Thomas J. Colligan | | For | | For | | Management |
1.3 | | Elect Director Fred Hassan | | For | | For | | Management |
1.4 | | Elect Director C. Robert Kidder | | For | | For | | Management |
1.5 | | Elect Director Philip Leder, M.D. | | For | | For | | Management |
1.6 | | Elect Director Eugene R. McGrath | | For | | For | | Management |
1.7 | | Elect Director Carl E. Mundy, Jr. | | For | | For | | Management |
1.8 | | Elect Director Antonio M. Perez | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.11 | | Elect Director Kathryn C. Turner | | For | | For | | Management |
1.12 | | Elect Director Robert F.W. van Oordt | | For | | For | | Management |
1.13 | | Elect Director Arthur F. Weinbach | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Company Specific--Adopt Majority Voting | | For | | For | | Management |
5 | | Performance-Based and/or Time-Based | | Against | | For | | Shareholder |
| | Equity Awards | | | | | | | | |
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SEMPRA ENERGY | | | | | | | | |
|
Ticker: SRE | | Security ID: 816851109 | | | | |
Meeting Date: APR 26, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 2, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wilford D. Godbold, Jr. | | For | | For | | Management |
1.2 | | Elect Director Richard G. Newman | | For | | For | | Management |
1.3 | | Elect Director Neal E. Schmale | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Amend Vote Requirements to Amend | | Against | | For | | Shareholder |
| | Articles/Bylaws/Charter | | | | | | |
4 | | Require a Majority Vote for the Election | | Against | | For | | Shareholder |
| | of Directors | | | | | | | | |
5 | | Establish SERP Policy | | Against | | For | | Shareholder |
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SLM CORP. | | | | |
|
Ticker: | | SLM | | Security ID: 78442P106 |
Meeting Date: MAY 17, 2007 | | Meeting Type: Annual |
Record Date: | | MAR 19, 2007 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ann Torre Bates | | For | | For | | Management |
1.2 | | Elect Director Charles L. Daley | | For | | For | | Management |
1.3 | | Elect Director W.M. Diefenderfer III | | For | | For | | Management |
1.4 | | Elect Director Thomas J. Fitzpatrick | | For | | For | | Management |
1.5 | | Elect Director Diane Suitt Gilleland | | For | | For | | Management |
1.6 | | Elect Director Earl A. Goode | | For | | For | | Management |
1.7 | | Elect Director Ronald F. Hunt | | For | | For | | Management |
1.8 | | Elect Director Benjamin J. Lambert III | | For | | For | | Management |
1.9 | | Elect Director Albert L. Lord | | For | | For | | Management |
1.10 | | Elect Director Barry A. Munitz | | For | | For | | Management |
1.11 | | Elect Director A. Alexander Porter, Jr | | For | | For | | Management |
1.12 | | Elect Director Wolfgang Schoellkopf | | For | | For | | Management |
1.13 | | Elect Director Steven L. Shapiro | | For | | For | | Management |
1.14 | | Elect Director Barry L. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
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SOUTHERN COMPANY | | | | | | | | |
|
Ticker: SO | | Security ID: 842587107 | | | | |
Meeting Date: MAY 23, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Juanita Powell Baranco | | For | | For | | Management |
1.2 | | Elect Director Dorrit J. Bern | | For | | For | | Management |
1.3 | | Elect Director Francis S. Blake | | For | | For | | Management |
1.4 | | Elect Director Thomas F. Chapman | | For | | For | | Management |
1.5 | | Elect Director H.William Habermeyer, Jr. | | For | | For | | Management |
1.6 | | Elect Director Donald M. James | | For | | For | | Management |
1.7 | | Elect Director J.Neal Purcell | | For | | For | | Management |
1.8 | | Elect Director David M. Ratcliffe | | For | | For | | Management |
1.9 | | Elect Director William G. Smith, Jr. | | For | | For | | Management |
1.10 | | Elect Director Gerald J. St. Pe | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Report on Emission Reduction Goals | | Against | | Against | | Shareholder |
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STAPLES, INC. | | | | | | | | |
|
Ticker: SPLS | | Security ID: | | 855030102 | | | | |
Meeting Date: JUN 11, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 17, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Arthur M. Blank | | For | | Withhold | | Management |
1.3 | | Elect Director Mary Elizabeth Burton | | For | | For | | Management |
1.4 | | Elect Director Gary L. Crittenden | | For | | For | | Management |
1.5 | | Elect Director Rowland T. Moriarty | | For | | For | | Management |
1.6 | | Elect Director Robert C. Nakasone | | For | | For | | Management |
1.7 | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1.8 | | Elect Director Martin Trust | | For | | For | | Management |
1.9 | | Elect Director Vijay Vishwanath | | For | | For | | Management |
1.10 | | Elect Director Paul F. Walsh | | For | | For | | Management |
2 | | Company Specific- Majority Vote for the | | For | | For | | Management |
| | Uncontested Election of Directors | | | | | | |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Company Specific- Adopt Simple Majority | | Against | | For | | Shareholder |
| | Vote | | | | | | |
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SUPERVALU INC. | | | | | | | | |
|
Ticker: SVU | | Security ID: | | 868536103 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director A. Gary Ames | | For | | For | | Management |
2 | | Elect Director Charles M. Lillis | | For | | For | | Management |
3 | | Elect Director Jeffrey Noddle | | For | | For | | Management |
4 | | Elect Director Steven S. Rogers | | For | | For | | Management |
5 | | Elect Director Wayne C. Sales | | For | | For | | Management |
6 | | Elect Director Kathi P. Seifert | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | | | For | | For | | Management |
9 | | Report on Feasibility of Improving Animal Against | | Against | | Shareholder |
| | Welfare Standards | | | | | | | | |
10 | | Other Business | | | | For | | Against | | Management |
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TARGET CORPORATION | | | | | | | | |
|
Ticker: TGT | | Security ID: 87612E106 | | | | |
Meeting Date: MAY 24, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 26, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Calvin Darden | | For | | For | | Management |
1.2 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.3 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.4 | | Elect Director Gregg W. Steinhafel | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Company Specific- Require Majority Vote | | For | | For | | Management |
| | for the Election of Directors | | | | | | |
5 | | Report on Political Contributions | | Against | | Against | | Shareholder |
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TEXAS INSTRUMENTS INC.
Ticker: TXN | | Security ID: | | 882508104 | | | | |
Meeting Date: APR 19, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 20, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director James R. Adams | | For | | For | | Management |
2 | | Elect Director David L. Boren | | For | | For | | Management |
3 | | Elect Director Daniel A. Carp | | For | | For | | Management |
4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
5 | | Elect Director Thomas J. Engibous | | For | | For | | Management |
6 | | Elect Director David R. Goode | | For | | For | | Management |
7 | | Elect Director Pamela H. Patsley | | For | | For | | Management |
8 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
9 | | Elect Director Ruth J. Simmons | | For | | For | | Management |
10 | | Elect Director Richard K. Templeton | | For | | For | | Management |
11 | | Elect Director Christine Todd Whitman | | For | | For | | Management |
12 | | Ratify Auditors | | | | For | | For | | Management |
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THERMO FISHER SCIENTIFIC INC. | | | | |
|
Ticker: TMO | | Security ID: 883556102 | | | | |
Meeting Date: MAY 15, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 29, 2007 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Marijn E. Dekkers For | | For | | Management |
2 | | Approve Qualified Employee Stock Purchase For | | For | | Management |
| | Plan | | | | | | |
3 | | Ratify Auditors | | For | | For | | Management |
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TJX COMPANIES, INC., THE | | | | | | | | |
|
Ticker: TJX | | Security ID: 872540109 | | | | |
Meeting Date: JUN 5, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 16, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David A. Brandon | | For | | For | | Management |
1.2 | | Elect Director Bernard Cammarata | | For | | For | | Management |
1.3 | | Elect Director David T. Ching | | For | | For | | Management |
1.4 | | Elect Director Michael F. Hines | | For | | For | | Management |
1.5 | | Elect Director Amy B. Lane | | For | | For | | Management |
1.6 | | Elect Director Carol Meyrowitz | | For | | For | | Management |
1.7 | | Elect Director John F. O'Brien | | For | | For | | Management |
1.8 | | Elect Director Robert F. Shapiro | | For | | For | | Management |
1.9 | | Elect Director Willow B. Shire | | For | | For | | Management |
1.10 | | Elect Director Fletcher H. Wiley | | For | | For | | Management |
2 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Require a Majority Vote for the Election | | Against | | For | | Shareholder |
| | of Directors | | | | | | | | |
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TRAVELERS COMPANIES, INC., THE | | | | | | |
|
Ticker: TRV | | Security ID: 89417E109 | | | | |
Meeting Date: MAY 1, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Beller | | For | | For | | Management |
1.2 | | Elect Director John H. Dasburg | | For | | For | | Management |
1.3 | | Elect Director Janet M. Dolan | | For | | For | | Management |
1.4 | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1.5 | | Elect Director Jay S. Fishman | | For | | For | | Management |
1.6 | | Elect Director Lawrence G. Graev | | For | | For | | Management |
1.7 | | Elect Director Patricia L. Higgins | | For | | For | | Management |
1.8 | | Elect Director Thomas R. Hodgson | | For | | For | | Management |
1.9 | | Elect Director Cleve L. Killingsworth, | | For | | For | | Management |
| | Jr. | | | | | | | | |
1.10 | | Elect Director Robert I. Lipp | | For | | For | | Management |
1.11 | | Elect Director Blythe J. McGarvie | | For | | For | | Management |
1.12 | | Elect Director Glen D. Nelson, M.D. | | For | | For | | Management |
1.13 | | Elect Director Laurie J. Thomsen | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Company Specific- Majority Vote for the | | For | | For | | Management |
| | Election of Directors | | | | | | |
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TYCO INTERNATIONAL LTD. | | | | | | | | |
|
Ticker: TYC | | Security ID: 902124106 | | | | |
Meeting Date: MAR 8, 2007 | | Meeting Type: Annual | | | | |
Record Date: JAN 12, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis C. Blair | | For | | For | | Management |
1.2 | | Elect Director Edward D. Breen | | For | | For | | Management |
1.3 | | Elect Director Brian Duperreault | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.6 | | Elect Director John A. Krol | | For | | For | | Management |
1.7 | | Elect Director H. Carl Mccall | | For | | For | | Management |
1.8 | | Elect Director Brendan R. O'Neill | | For | | For | | Management |
1.9 | | Elect Director William S. Stavropoulous | | For | | For | | Management |
1.10 | | Elect Director Sandra S. Wijnberg | | For | | For | | Management |
1.11 | | Elect Director Jerome B. York | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC | | Security ID: 902124106 | | | | |
Meeting Date: MAR 8, 2007 | | Meeting Type: Special | | | | |
Record Date: JAN 12, 2007 | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | APPROVAL OF REVERSE STOCK SPLIT OF THE | | For | | For | | Management |
| | COMPANYS COMMON SHARES AT A SPLIT RATIO | | | | |
| | OF 1 FOR 4 | | | | | | | | |
2 | | APPROVAL OF CONSEQUENTIAL AMENDMENT TO | | For | | For | | Management |
| | THE COMPANY S AMENDED AND RESTATED | | | | | | |
| | BYE-LAWS. | | | | | | | | |
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UNITED TECHNOLOGIES CORP. | | | | | | | | |
|
Ticker: UTX | | Security ID: 913017109 | | | | |
Meeting Date: APR 11, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 13, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Louis R. Chenevert | | For | | For | | Management |
1.2 | | Elect Director George David | | For | | For | | Management |
1.3 | | Elect Director John V. Faraci | | For | | For | | Management |
1.4 | | Elect Director Jean-Pierre Garnier | | For | | For | | Management |
1.5 | | Elect Director Jamie S. Gorelick | | For | | For | | Management |
1.6 | | Elect Director Charles R. Lee | | For | | For | | Management |
1.7 | | Elect Director Richard D. Mccormick | | For | | For | | Management |
1.8 | | Elect Director Harold Mcgraw III | | For | | For | | Management |
1.9 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.10 | | Elect Director Frank P. Popoff | | For | | For | | Management |
1.11 | | Elect Director H. Patrick Swygert | | For | | For | | Management |
1.12 | | Elect Director Andre Villeneuve | | For | | For | | Management |
1.13 | | Elect Director H.A. Wagner | | For | | For | | Management |
1.14 | | Elect Director Christine Todd Whitman | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
3 | | Establish Term Limits for Directors | | Against | | Against | | Shareholder |
4 | | Report on Foreign Military Sales | | Against | | Against | | Shareholder |
5 | | Report on Political Contributions | | Against | | Against | | Shareholder |
6 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
7 | | Pay For Superior Performance | | Against | | Against | | Shareholder |
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS | | | | | | | | |
|
Ticker: VZ | | Security ID: | | 92343V104 | | | | |
Meeting Date: MAY 3, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director James R. Barker | | For | | For | | Management |
2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
3 | | Elect Director M. Frances Keeth | | For | | For | | Management |
4 | | Elect Director Robert W. Lane | | For | | For | | Management |
5 | | Elect Director Sandra O. Moose | | For | | For | | Management |
6 | | Elect Director Joseph Neubauer | | For | | For | | Management |
7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
8 | | Elect Director Thomas H. O'Brien | | For | | For | | Management |
9 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
10 | | Elect Director Hugh B. Price | | For | | For | | Management |
11 | | Elect Director Ivan G. Seidenberg | | For | | For | | Management |
12 | | Elect Director Walter V. Shipley | | For | | For | | Management |
13 | | Elect Director John W. Snow | | For | | For | | Management |
14 | | Elect Director John R. Stafford | | For | | For | | Management |
15 | | Elect Director Robert D. Storey | | For | | For | | Management |
16 | | Ratify Auditors | | For | | For | | Management |
17 | | Limit Executive Compensation | | Against | | Against | | Shareholder |
18 | | Eliminate or Restrict Severance | | Against | | For | | Shareholder |
| | Agreements (Change-in-Control) | | | | | | |
19 | | Disclose Information on Compensation | | Against | | Against | | Shareholder |
| | Consultant | | | | | | |
20 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officer's Compensation | | | | | | |
21 | | Adopt Policy on Overboarded Director | | Against | | Against | | Shareholder |
22 | | Approve Terms of Existing Poison Pill | | Against | | Against | | Shareholder |
23 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
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WACHOVIA CORP. | | | | | | | | |
|
Ticker: WB | | Security ID: | | 929903102 | | | | |
Meeting Date: AUG 31, 2006 | | Meeting Type: Special | | | | |
Record Date: JUL 11, 2006 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with an | | For | | For | | Management |
| | Acquisition | | | | | | | | |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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WACHOVIA CORP. | | | | | | | | |
|
Ticker: WB | | Security ID: | | 929903102 | | | | |
Meeting Date: APR 17, 2007 | | Meeting Type: Annual | | | | |
Record Date: FEB 12, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ernest S. Rady | | For | | For | | Management |
1.2 | | Elect Director Jerry Gitt | | For | | For | | Management |
1.3 | | Elect Director John T. Casteen, III | | For | | For | | Management |
1.4 | | Elect Director Maryellen C. Herringer | | For | | For | | Management |
1.5 | | Elect Director Joseph Neubauer | | For | | For | | Management |
1.6 | | Elect Director Timothy D. Proctor | | For | | For | | Management |
1.7 | | Elect Director Van L. Richey | | For | | For | | Management |
1.8 | | Elect Director Dona Davis Young | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Company Specific--Provide for Majority | | For | | For | | Management |
| | Voting | | | | | | |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Report of the Compensation | | Against | | For | | Shareholder |
| | Committee | | | | | | |
6 | | Require Director Nominee Qualifications | | Against | | Against | | Shareholder |
7 | | Report on Political Contributions | | Against | | Against | | Shareholder |
8 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
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WAL-MART STORES, INC. | | | | | | | | |
|
Ticker: WMT | | Security ID: 931142103 | | | | |
Meeting Date: JUN 1, 2007 | | Meeting Type: Annual | | | | |
Record Date: APR 5, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Aida M. Alvarez | | For | | For | | Management |
2 | | Elect Director James W. Breyer | | For | | For | | Management |
3 | | Elect Director M. Michele Burns | | For | | For | | Management |
4 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
5 | | Elect Director Roger C. Corbett | | For | | For | | Management |
6 | | Elect Director Douglas N. Daft | | For | | For | | Management |
7 | | Elect Director David D. Glass | | For | | For | | Management |
8 | | Elect Director Roland A. Hernandez | | For | | For | | Management |
9 | | Elect Director Allen I. Questrom | | For | | For | | Management |
10 | | Elect Director H. Lee Scott, Jr. | | For | | For | | Management |
11 | | Elect Director Jack C. Shewmaker | | For | | For | | Management |
12 | | Elect Director Jim C. Walton | | For | | For | | Management |
13 | | Elect Director S. Robson Walton | | For | | For | | Management |
14 | | Elect Director Christopher J. Williams | | For | | For | | Management |
15 | | Elect Director Linda S. Wolf | | For | | For | | Management |
16 | | Ratify Auditors | | | | For | | For | | Management |
17 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
18 | | Report on Healthcare Policies | | Against | | Against | | Shareholder |
19 | | Pay For Superior Performance | | Against | | Against | | Shareholder |
20 | | Report on Equity Compensation by Race and Against | | Against | | Shareholder |
| | Gender | | | | | | | | |
21 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
22 | | Prepare Business Social Responsibility | | Against | | Against | | Shareholder |
| | Report | | | | | | | | |
23 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
24 | | Report on Political Contributions | | Against | | Against | | Shareholder |
25 | | Report on Social and Reputation Impact of Against | | Against | | Shareholder |
| | Failure to Comply with ILO Conventions | | | | | | |
26 | | Restore or Provide for Cumulative Voting | | Against | | Against | | Shareholder |
27 | | Require Director Nominee Qualifications | | Against | | Against | | Shareholder |
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WALT DISNEY COMPANY, THE | | | | |
Ticker: DIS | | Security ID: | | 254687106 |
Meeting Date: MAR 8, 2007 Meeting Type: Annual | | | | |
Record Date: JAN 8, 2007 | | | | | | |
|
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John E. Bryson | | For | | For | | Management |
1.2 | | Elect Director John S. Chen | | For | | For | | Management |
1.3 | | Elect Director Judith L. Estrin | | For | | For | | Management |
1.4 | | Elect Director Robert A. Iger | | For | | For | | Management |
1.5 | | Elect Director Steven P. Jobs | | For | | For | | Management |
1.6 | | Elect Director Fred H. Langhammer | | For | | For | | Management |
1.7 | | Elect Director Aylwin B. Lewis | | For | | For | | Management |
1.8 | | Elect Director Monica C. Lozano | | For | | For | | Management |
1.9 | | Elect Director Robert W. Matschullat | | For | | For | | Management |
1.10 | | Elect Director John E. Pepper, Jr. | | For | | For | | Management |
1.11 | | Elect Director Orin C. Smith | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Company-Specific--Governance-Related - No Against | | For | | Shareholder |
| | Greenmail payments | | | | | | |
6 | | Approve/Amend Terms of Existing Poison | | Against | | For | | Shareholder |
| | Pill | | | | | | |
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WELLPOINT INC | | | | | | | | |
|
Ticker: WLP | | Security ID: 94973V107 | | | | |
Meeting Date: MAY 16, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 15, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sheila P. Burke | | For | | For | | Management |
1.2 | | Elect Director Victor S. Liss | | For | | For | | Management |
1.3 | | Elect Director Jane G. Pisano, Ph.D. | | For | | For | | Management |
1.4 | | Elect Director George A. Schaefer, Jr. | | For | | For | | Management |
1.5 | | Elect Director Jackie M. Ward | | For | | For | | Management |
1.6 | | Elect Director John E. Zuccotti | | For | | For | | Management |
2 | | Company Specific--Approve Majority Voting For | | For | | Management |
| | for the Non- Contested Election of | | | | | | |
| | Directors | | | | | | | | |
3 | | Ratify Auditors | | | | For | | For | | Management |
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WYETH | | | | | | | | | | |
|
Ticker: WYE | | Security ID: | | 983024100 | | | | |
Meeting Date: APR 26, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 2, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Robert Essner | | For | | For | | Management |
2 | | Elect Director John D. Feerick | | For | | For | | Management |
3 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
4 | | Elect Director Victor F. Ganzi | | For | | For | | Management |
5 | | Elect Director Robert Langer | | For | | For | | Management |
6 | | Elect Director John P. Mascotte | | For | | For | | Management |
7 | | Elect Director Raymond J. McGuire | | For | | For | | Management |
8 | | Elect Director Mary Lake Polan | | For | | For | | Management |
9 | | Elect Director Bernard Poussot | | For | | For | | Management |
10 | | Elect Director Gary L. Rogers | | For | | For | | Management |
11 | | Elect Director Ivan G. Seidenberg | | For | | For | | Management |
12 | | Elect Director Walter V. Shipley | | For | | For | | Management |
13 | | Elect Director John R. Torell III | | For | | For | | Management |
14 | | Ratify Auditors | | For | | For | | Management |
15 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
16 | | Amend Omnibus Stock Plan | | For | | For | | Management |
17 | | Adopt Animal Welfare Policy | | Against | | Against | | Shareholder |
18 | | Report on Policy to Limit Drug Supply to | | Against | | Against | | Shareholder |
| | Canada | | | | | | |
19 | | Report on Political Contributions | | Against | | Against | | Shareholder |
20 | | Claw-back of Payments under Restatements | | Against | | For | | Shareholder |
21 | | Company-Specific - Interlocking | | Against | | Against | | Shareholder |
| | Directorship | | | | | | |
22 | | Disclose Information-Proposal Withdrawn. | | Against | | Abstain | | Shareholder |
| | No Vote Required | | | | | | |
23 | | Separate Chairman and CEO Positions | | Against | | Against | | Shareholder |
24 | | Advisory Vote to Ratify Named Executive | | Against | | For | | Shareholder |
| | Officers' Compensation | | | | | | |
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WYNDHAM WORLDWIDE CORP | | | | | | | | |
|
Ticker: WYN | | Security ID: | | 98310W108 | | | | |
Meeting Date: APR 26, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 7, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rt. Hon Brian Mulroney | | For | | For | | Management |
1.2 | | Elect Director Michael H. Wargotz | | For | | For | | Management |
2 | | Ratify Auditors | | | | For | | For | | Management |
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XTO ENERGY INC | | | | | | | | |
|
Ticker: XTO | | Security ID: | | 98385X106 | | | | |
Meeting Date: MAY 15, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 30, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Lane G. Collins | | For | | For | | Management |
2 | | Elect Director Scott G. Sherman | | For | | For | | Management |
3 | | Elect Director Bob R. Simpson | | For | | For | | Management |
4 | | Ratify Auditors | | | | For | | For | | Management |
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ZIMMER HOLDINGS INC | | | | | | | | |
|
Ticker: ZMH | | Security ID: | | 98956P102 | | | | |
Meeting Date: MAY 7, 2007 | | Meeting Type: Annual | | | | |
Record Date: MAR 8, 2007 | | | | | | | | |
|
# | | Proposal | | | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Larry C. Glasscock | | For | | For | | Management |
2 | | Elect Director John L. McGoldrick | | For | | For | | Management |
3 | | Ratify Auditors | | | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Adopt Simple Majority Vote | | Against | | For | | Shareholder |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| The Dreyfus Fund Incorporated
|
By: | | /s/ J. David Officer |
| | J. David Officer |
| | President |
|
|
Date: | | August 21, 2007 |