UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 0523
The Dreyfus Fund Incorporated
(Exact name of registrant as specified in charter)
c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
(Address of principal executive offices) (Zip code)
Michael A. Rosenberg, Esq.
200 Park Avenue
New York, New York 10166
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 922-6000
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2009-June 30, 2010
Item 1. Proxy Voting Record
================== The Dreyfus Fund Incorporated ================
| | | | | | | | |
| ALEXION PHARMACEUTICALS, INC. | | | | |
|
| Ticker: | ALXN | Security ID: | 015351109 | | | |
| Meeting Date: MAY 12, 2010 | Meeting Type: Annual | | | |
| Record Date: MAR 17, 2010 | | | | | |
|
| # | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
| 1.1 | Elect Director Leonard Bell | For | | For | Management |
| 1.2 | Elect Director Max Link | For | | For | Management |
| 1.3 | Elect Director William R. Keller | For | | For | Management |
| 1.4 | Elect Director Joseph A. Madri | For | | For | Management |
| 1.5 | Elect Director Larry L. Mathis | For | | For | Management |
| 1.6 | Elect Director R. Douglas Norby | For | | For | Management |
| 1.7 | Elect Director Alvin S. Parven | For | | For | Management |
| 1.8 | Elect Director Andreas Rummelt | For | | For | Management |
| 2 | Amend Omnibus Stock Plan | For | | For | Management |
| 3 | Ratify Auditors | | For | | For | Management |
|
|
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| ALPHA NATURAL RESOURCES, INC. | | | | |
|
| Ticker: | ANR | Security ID: | 02076 | X102 | | |
| Meeting Date: MAY 19, 2010 | Meeting Type: Annual | | | |
| Record Date: MAR 29, 2010 | | | | | |
|
| # | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
| 1.1 | Elect Director Michael J. Quillen | For | | For | Management |
| 1.2 | Elect Director William J. Crowley Jr. | For | | For | Management |
| 1.3 | Elect Director Kevin S. Crutchfield | For | | For | Management |
| 1.4 | Elect Director E. Linn Draper, Jr. | For | | For | Management |
| 1.5 | Elect Director Glenn A. Eisenberg | For | | For | Management |
| 1.6 | Elect Director John W. Fox, Jr. | For | | For | Management |
| 1.7 | Elect Director P. Michael Giftos | For | | For | Management |
| 1.8 | Elect Director Joel Richards, III | For | | For | Management |
| 1.9 | Elect Director James F. Roberts | For | | For | Management |
| 1.10 | Elect Director Ted G. Wood | For | | For | Management |
| 2 | Approve Omnibus Stock Plan | For | | Against | Management |
| 3 | Ratify Auditors | | For | | For | Management |
|
|
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| AMERICAN ELECTRIC POWER COMPANY, INC. | | | | |
|
| Ticker: | AEP | Security ID: | 025537101 | | | |
| Meeting Date: APR 27, 2010 | Meeting Type: Annual | | | |
| | | | | | | |
| Record Date: MAR 1, 2010 | | | | |
|
| # | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director E. R. Brooks | For | For | Management |
| 1.2 | Elect Director Donald M. Carlton | For | For | Management |
| 1.3 | Elect Director James F. Cordes | For | For | Management |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | For | For | Management |
| 1.5 | Elect Director Linda A. Goodspeed | For | For | Management |
| 1.6 | Elect Director Thomas E. Hoaglin | For | For | Management |
| 1.7 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
| 1.8 | Elect Director Michael G. Morris | For | For | Management |
| 1.9 | Elect Director Lionel L. Nowell III | For | For | Management |
| 1.10 | Elect Director Richard L. Sandor | For | For | Management |
| 1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
| 1.12 | Elect Director Sara Martinez Tucker | For | For | Management |
| 1.13 | Elect Director John F. Turner | For | For | Management |
| 2 | Amend Omnibus Stock Plan | For | For | Management |
| 3 | Ratify Auditors | | For | For | Management |
|
|
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|
| AMERICAN EXPRESS COMPANY | | | | |
|
| Ticker: | AXP | Security ID: | 025816109 | | |
| Meeting Date: APR 26, 2010 | Meeting Type: Annual | | |
| Record Date: FEB 26, 2010 | | | | |
|
| # | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Daniel F. Akerson | For | For | Management |
| 1.2 | Elect Director Charlene Barshefsky | For | For | Management |
| 1.3 | Elect Director Ursula M. Burns | For | For | Management |
| 1.4 | Elect Director Kenneth I. Chenault | For | For | Management |
| 1.5 | Elect Director Peter Chernin | For | For | Management |
| 1.6 | Elect Director Jan Leschly | For | For | Management |
| 1.7 | Elect Director Richard C. Levin | For | For | Management |
| 1.8 | Elect Director Richard A. McGinn | For | For | Management |
| 1.9 | Elect Director Edward .D. Miller | For | For | Management |
| 1.10 | Elect Director Steven S. Reinemund | For | For | Management |
| 1.11 | Elect Director Robert D. Walter | For | For | Management |
| 1.12 | Elect Director Ronald A. Williams | For | For | Management |
| 2 | Ratify Auditors | | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive For | Against | Management |
| | Officers' Compensation | | | | |
| 4 | Provide for Cumulative Voting | Against | Against | |
| Shareholder | | | | | |
| 5 | Amend Articles/Bylaws/Charter -- Call | Against | For | |
| Shareholder | | | | | |
| | Special Meetings | | | | |
| 6 | Stock Retention/Holding Period | Against | Against | |
| Shareholder | | | | | |
| | | | | | | | |
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|
| AMERISOURCEBERGEN CORP | | | | | |
|
| Ticker: | ABC | Security ID: | 03073 | E105 | | |
| Meeting Date: MAR 4, 2010 | Meeting Type: Annual | | | |
| Record Date: JAN 4, 2010 | | | | | |
|
| # | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
| 1.1 | Elect Director Richard W. Gochnauer | For | | For | Management |
| 1.2 | Elect Director Edward E. Hagenlocker | For | | For | Management |
| 1.3 | Elect Director Henry W. McGee | For | | For | Management |
| 2 | Reduce Supermajority Vote Requirement | For | | For | Management |
| 3 | Ratify Auditors | | For | | For | Management |
|
|
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| AMGEN, INC. | | | | | | |
|
| Ticker: | AMGN | Security ID: | 031162100 | | | |
| Meeting Date: MAY 12, 2010 | Meeting Type: Annual | | | |
| Record Date: MAR 15, 2010 | | | | | |
|
| # | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
| 1 | Elect Director Dr. David Baltimore | For | | For | Management |
| 2 | Elect Director Frank J. Biondi, Jr. | For | | For | Management |
| 3 | Elect Director Francois De Carbonnel | For | | For | Management |
| 4 | Elect Director Jerry D. Choate | For | | For | Management |
| 5 | Elect Director Dr. Vance D. Coffman | For | | For | Management |
| 6 | Elect Director Frederick W. Gluck | For | | For | Management |
| 7 | Elect Director Dr. Rebecca M. Henderson For | | For | Management |
| 8 | Elect Director Frank C. Herringer | For | | For | Management |
| 9 | Elect Director Dr. Gilbert S. Omenn | For | | For | Management |
| 10 | Elect Director Judith C. Pelham | For | | For | Management |
| 11 | Elect Director Adm. J. Paul Reason, USN For | | For | Management |
| | (Retired) | | | | | |
| 12 | Elect Director Leonard D. Schaeffer | For | | For | Management |
| 13 | Elect Director Kevin W. Sharer | For | | For | Management |
| 14 | Ratify Auditors | | For | | For | Management |
| 15 | Provide Right to Act by Written Consent Against | | For | |
| Shareholder | | | | | |
| 16 | Stock Retention/Holding Period | Against | | Against | |
| Shareholder | | | | | | |
|
|
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| AMR CORPORATION | | | | | |
|
| Ticker: | AMR | Security ID: | 001765106 | | | |
| | | | | |
Meeting Date: MAY 19, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard J. Arpey | For | For | Management |
1.2 | Elect Director John W. Bachmann | For | For | Management |
1.3 | Elect Director David L. Boren | For | For | Management |
1.4 | Elect Director Armando M. Codina | For | For | Management |
1.5 | Elect Director Rajat K. Gupta | For | For | Management |
1.6 | Elect Director Alberto Ibarguen | For | For | Management |
1.7 | Elect Director Ann M. Korologos | For | For | Management |
1.8 | Elect Director Michael A. Miles | For | For | Management |
1.9 | Elect Director Philip J. Purcell | For | For | Management |
1.10 | Elect Director Ray M. Robinson | For | Withhold | Management |
1.11 | Elect Director Judith Rodin | For | For | Management |
1.12 | Elect Director Matthew K. Rose | For | For | Management |
1.13 | Elect Director Roger T. Staubach | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | | |
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| | | | | | | |
| AMYLIN PHARMACEUTICALS, INC. | | | | |
|
| Ticker: | AMLN | Security ID: | 032346108 | | |
| Meeting Date: APR 29, 2010 | Meeting Type: Annual | | |
| Record Date: MAR 5, 2010 | | | | |
|
| # | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Adrian Adams | For | For | Management |
| 1.2 | Elect Director Teresa Beck | For | For | Management |
| 1.3 | Elect Director M. Kathleen Behrens, | For | For | Management |
| | Ph.D. | | | | | |
| 1.4 | Elect Director Daniel M. Bradbury | For | For | Management |
| 1.5 | Elect Director Paul N. Clark | For | For | Management |
| 1.6 | Elect Director Paulo F. Costa | For | For | Management |
| 1.7 | Elect Director Alexander Denner, Ph.D. For | For | Management |
| 1.8 | Elect Director Karin Eastham | For | For | Management |
| 1.9 | Elect Director James R. Gavin III, | For | For | Management |
| | M.D., Ph.D. | | | | |
| 1.10 | Elect Director Jay S. Skyler, M.D. | For | For | Management |
| 1.11 | Elect Director Joseph P. Sullivan | For | For | Management |
| 2 | Ratify Auditors | | For | For | Management |
|
|
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|
| APPLE INC. | | | | | |
|
| Ticker: | AAPL | Security ID: | 037833100 | | |
| | | | | |
Meeting Date: FEB 25, 2010 | Meeting Type: Annual | | |
Record Date: DEC 28, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William V. Campbell | For | For | Management |
1.2 | Elect Director Millard S. Drexler | For | For | Management |
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management |
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Andrea Jung | For | For | Management |
1.6 | Elect Director Arthur D. Levinson | For | For | Management |
1.7 | Elect Director Jerome B. York | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Omnibus | For | For | Management |
| Stock Plan | | | | |
4 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | |
5 | Ratify Auditors | | For | For | Management |
6 | Prepare Sustainability Report | Against | Against | |
Shareholder | | | | |
7 | Establish Other Board Committee | Against | Against | |
Shareholder | | | | |
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| | | | | | |
AT&T INC. | | | | | |
|
Ticker: | T | Security ID: 00206R102 | | |
Meeting Date: APR 30, 2010 | Meeting Type: Annual | | |
Record Date: MAR 2, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Randall L. Stephenson | For | For | Management |
2 | Elect Director Gilbert F. Amelio | For | For | Management |
3 | Elect Director Reuben V. Anderson | For | For | Management |
4 | Elect Director James H. Blanchard | For | For | Management |
5 | Elect Director Jaime Chico Pardo | For | For | Management |
6 | Elect Director James P. Kelly | For | For | Management |
7 | Elect Director Jon C. Madonna | For | For | Management |
8 | Elect Director Lynn M. Martin | For | For | Management |
9 | Elect Director John B. McCoy | For | For | Management |
10 | Elect Director Joyce M. Roche | For | For | Management |
11 | Elect Director Laura D Andrea Tyson | For | For | Management |
12 | Elect Director Patricia P. Upton | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | | |
15 | Exclude Pension Credits from | Against | For | |
Shareholder | | | | |
| Calculations of Performance-Based Pay | | | |
16 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
| | | | | | | |
| 17 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
| Shareholder | | | | | |
| | Special Meetings | | | | |
|
|
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|
| AUTOLIV INC. | | | | |
|
| Ticker: | ALV | Security ID: | 052800109 | | |
| Meeting Date: MAY 6, 2010 | Meeting Type: Annual | | |
| Record Date: MAR 9, 2010 | | | | |
|
| # | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Robert W. Alspaugh | For | For | Management |
| 1.2 | Elect Director Walter Kunerth | For | For | Management |
| 1.3 | Elect Director Lars Nyberg | For | For | Management |
| 1.4 | Elect Director Lars Westerberg | For | For | Management |
| 2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
BANK OF AMERICA CORP. | | | | |
|
Ticker: | BAC | Security ID: | 060505104 | | |
Meeting Date: FEB 23, 2010 | Meeting Type: Special | | |
Record Date: JAN 7, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
2 | Adjourn Meeting | | For | For | Management |
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| | | | | | |
BANK OF AMERICA CORPORATION | | | | |
|
Ticker: | BAC | Security ID: | 060505104 | | |
Meeting Date: APR 28, 2010 | Meeting Type: Annual | | |
Record Date: MAR 3, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Susan S. Bies | For | For | Management |
2 | Elect Director William P. Boardman | For | Against | Management |
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management |
4 | Elect Director Virgis W. Colbert | For | For | Management |
5 | Elect Director Charles K. Gifford | For | For | Management |
6 | Elect Director Charles O. Holliday, Jr. For | For | Management |
7 | Elect Director D. Paul Jones, Jr. | For | For | Management |
8 | Elect Director Monica C. Lozano | For | For | Management |
| | | | |
9 | Elect Director Thomas J. May | For | For | Management |
10 | Elect Director Brian T. Moynihan | For | For | Management |
11 | Elect Director Donald E. Powell | For | Against | Management |
12 | Elect Director Charles O. Rossotti | For | Against | Management |
13 | Elect Director Robert W. Scully | For | Against | Management |
14 | Ratify Auditors | For | For | Management |
15 | Increase Authorized Common Stock | For | For | Management |
16 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | |
17 | Amend Omnibus Stock Plan | For | Against | Management |
18 | Report on Government Service of | Against | Against | |
Shareholder | | | |
| Employees | | | |
19 | TARP Related Compensation | Against | For | |
Shareholder | | | |
20 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | |
| Special Meetings | | | |
21 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
22 | Adopt Policy on Succession Planning | Against | Against | |
Shareholder | | | |
23 | Report on Collateral in Derivatives | Against | Against | |
Shareholder | | | |
| Trading | | | |
24 | Claw-back of Payments under | Against | Against | |
Shareholder | | | |
| Restatements | | | |
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| | | | | | |
BROADCOM CORPORATION | | | | |
|
Ticker: | BRCM | Security ID: | 111320107 | | |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan L. Amble | For | For | Management |
1.2 | Elect Director Nancy H. Handel | For | For | Management |
1.3 | Elect Director Eddy W. Hartenstein | For | For | Management |
1.4 | Elect Director John E. Major | For | For | Management |
1.5 | Elect Director Scott A. McGregor | For | For | Management |
1.6 | Elect Director William T. Morrow | For | For | Management |
1.7 | Elect Director Robert E. Switz | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | | |
CAPITAL ONE FINANCIAL CORPORATION | | | | |
|
Ticker: | COF | Security ID: | 14040 | H105 | | |
Meeting Date: APR 29, 2010 | Meeting Type: Annual | | | |
Record Date: MAR 1, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Elect Director W. Ronald Dietz | For | | For | Management |
2 | Elect Director Lewis Hay, III | For | | Against | Management |
3 | Elect Director Mayo A. Shattuck III | For | | Against | Management |
4 | Ratify Auditors | | For | | For | Management |
5 | Advisory Vote to Ratify Named Executive For | | Against | Management |
| Officers' Compensation | | | | | |
6 | Stock Retention/Holding Period | Against | | Against | |
Shareholder | | | | | |
7 | Declassify the Board of Directors | Against | | For | |
Shareholder | | | | | |
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| | | | | | |
CARNIVAL CORP. | | | | |
|
Ticker: | CCL | Security ID: | 143658300 | | |
Meeting Date: APR 13, 2010 | Meeting Type: Annual | | |
Record Date: FEB 12, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Reelect Micky Arison As A Director Of | For | For | Management |
| Carnival Corporation And As A Director | | |
| Of Carnival Plc. | | | | |
2 | Elect Sir Jonathon Band As A Director | For | For | Management |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
3 | Reelect Robert H. Dickinson As A | For | For | Management |
| Director Of Carnival Corporation And As | | |
| A Director Of Carnival Plc. | | | |
4 | Reelect Arnold W. Donald As A Director For | For | Management |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
5 | Reelect Pier Luigi Foschi As A Director For | For | Management |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
6 | Reelect Howard S. Frank As A Director | For | For | Management |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
7 | Reelect Richard J. Glasier As A | For | For | Management |
| Director Of Carnival Corporation And As | | |
| A Director Of Carnival Plc. | | | |
8 | Reelect Modesto A. Maidique As A | For | For | Management |
| Director Of Carnival Corporation And As | | |
| A Director Of Carnival Plc. | | | |
9 | Reelect Sir John Parker As A Director | For | For | Management |
| | | | |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
10 | Reelect Peter G. Ratcliffe As A | For | For | Management |
| Director Of Carnival Corporation And As | | | |
| A Director Of Carnival Plc. | | | |
11 | Reelect Stuart Subotnick As A Director | For | For | Management |
| Of Carnival Corporation And As A | | | |
| Director Of Carnival Plc. | | | |
12 | Reelect Laura Weil As A Director Of | For | For | Management |
| Carnival Corporation And As A Director | | | |
| Of Carnival Plc. | | | |
13 | Reelect Randall J. Weisenburger As A | For | For | Management |
| Director Of Carnival Corporation And As | | | |
| A Director Of Carnival Plc. | | | |
14 | Reelect Uzi Zucker As A Director Of | For | For | Management |
| Carnival Corporation And As A Director | | | |
| Of Carnival Plc. | | | |
15 | Reappoint The UK Firm Of | For | For | Management |
| PricewaterhouseCoopers LLP As | | | |
| Independent Auditors For Carnival Plc | | | |
| And Ratify The U.S. Firm Of | | | |
| PricewaterhouseCoopers LLP As The | | | |
| Independent Auditor For Carnival | | | |
| Corporation. | | | |
16 | Authorize The Audit Committee Of | For | For | Management |
| Carnival Plc To Fix Remuneration Of The | | | |
| Independent Auditors Of Carnival Plc. | | | |
17 | Receive The UK Accounts And Reports Of | For | For | Management |
| The Directors And Auditors Of Carnival | | | |
| Plc For The Year Ended November 30, | | | |
| 2009 | | | |
18 | Approve The Directors Remuneration | For | For | Management |
| Report Of Carnival Plc For The Year | | | |
| Ended November 30, 2009 | | | |
19 | Authorize Issue of Equity with | For | For | Management |
| Pre-emptive Rights | | | |
20 | Authorize Issue of Equity without | For | For | Management |
| Pre-emptive Rights | | | |
21 | Authorise Shares for Market Purchase | For | For | Management |
22 | Stock Retention/Holding Period | Against | For | |
Shareholder | | | |
23 | Transact Other Business (Non-Voting) | None | None | Management |
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| | | | | |
CHEVRON CORPORATION | | | |
|
Ticker: | CVX | Security ID: 166764100 | | |
Meeting Date: MAY 26, 2010 | Meeting Type: Annual | | |
Record Date: APR 1, 2010 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| | | | |
1 | Elect Director S.H. Armacost | For | For | Management |
2 | Elect Director L.F. Deily | For | For | Management |
3 | Elect Director R.E. Denham | For | For | Management |
4 | Elect Director R.J. Eaton | For | For | Management |
5 | Elect Director C. Hagel | For | For | Management |
6 | Elect Director E. Hernandez | For | For | Management |
7 | Elect Director F.G. Jenifer | For | For | Management |
8 | Elect Director G.L. Kirkland | For | For | Management |
9 | Elect Director S. Nunn | For | For | Management |
10 | Elect Director D.B. Rice | For | For | Management |
11 | Elect Director K.W. Sharer | For | For | Management |
12 | Elect Director C.R. Shoemate | For | For | Management |
13 | Elect Director J.G. Stumpf | For | For | Management |
14 | Elect Director R.D. Sugar | For | For | Management |
15 | Elect Director C. Ware | For | For | Management |
16 | Elect Director J.S. Watson | For | For | Management |
17 | Ratify Auditors | For | For | Management |
18 | Provide Right to Call Special Meeting | For | For | Management |
19 | Request Director Nominee with | Against | Against | |
Shareholder | | | |
| Environmental Qualifications | | | |
20 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | |
21 | Disclose Payments To Host Governments | Against | Against | |
Shareholder | | | |
22 | Adopt Guidelines for Country Selection | Against | Against | |
Shareholder | | | |
23 | Report on Financial Risks From Climate | Against | Against | |
Shareholder | | | |
| Change | | | |
24 | Amend Bylaws to Establish a Board | Against | Against | |
Shareholder | | | |
| Committee on Human Rights | | | |
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| | | | | | |
CIGNA CORPORATION | | | | |
|
Ticker: | CI | Security ID: | 125509109 | | |
Meeting Date: APR 28, 2010 | Meeting Type: Annual | | |
Record Date: MAR 1, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director David M. Cordani | For | For | Management |
2 | Elect Director Isaiah Harris, Jr. | For | For | Management |
3 | Elect Director Jane E. Henney, M.D. | For | For | Management |
4 | Elect Director Donna F. Zarcone | For | For | Management |
5 | Ratify Auditors | | For | For | Management |
6 | Amend Omnibus Stock Plan | For | For | Management |
7 | Approve Non-Employee Director Omnibus | For | For | Management |
| Stock Plan | | | | |
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| | | | | | |
CISCO SYSTEMS, INC. | | | | |
|
Ticker: | CSCO | Security ID: 17275R102 | | |
Meeting Date: NOV 12, 2009 | Meeting Type: Annual | | |
Record Date: SEP 14, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Carol A. Bartz | For | For | Management |
2 | Elect Director M. Michele Burns | For | For | Management |
3 | Elect Director Michael D. Capellas | For | For | Management |
4 | Elect Director Larry R. Carter | For | For | Management |
5 | Elect Director John T. Chambers | For | For | Management |
6 | Elect Director Brian L. Halla | For | For | Management |
7 | Elect Director John L. Hennessy | For | For | Management |
8 | Elect Director Richard M. Kovacevich | For | For | Management |
9 | Elect Director Roderick C. McGeary | For | For | Management |
10 | Elect Director Michael K. Powell | For | For | Management |
11 | Elect Director Arun Sarin | For | For | Management |
12 | Elect Director Steven M. West | For | For | Management |
13 | Elect Director Jerry Yang | For | For | Management |
14 | Amend Omnibus Stock Plan | For | Against | Management |
15 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
16 | Ratify Auditors | | For | For | Management |
17 | Amend Bylaws to Establish a Board | Against | Against | |
Shareholder | | | | | |
| Committee on Human Rights | | | |
18 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | |
19 | Report on Internet Fragmentation | Against | Against | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
| | | | | | |
COCA-COLA ENTERPRISES INC. | | | | |
|
Ticker: | CCE | Security ID: | 191219104 | | |
Meeting Date: APR 23, 2010 | Meeting Type: Annual | | |
Record Date: FEB 25, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L. Phillip Humann | For | For | Management |
1.2 | Elect Director Suzanne B. Labarge | For | For | Management |
1.3 | Elect Director Veronique Morali | For | For | Management |
1.4 | Elect Director Phoebe A. Wood | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | | For | For | Management |
| | | |
4 | Submit Severance Agreement | Against | For |
Shareholder | | |
| (Change-in-Control) to Shareholder Vote | | |
--------------------------------------------------------------------------------
| | | | | | | |
COVIDIEN PLC | | | | |
|
Ticker: | COV | Security ID: G2554F105 | | |
Meeting Date: MAR 16, 2010 | Meeting Type: Annual | | |
Record Date: JAN 13, 2010 | | | | |
|
# | | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | | Accept Financial Statements and | For | For | Management |
| | Statutory Reports | | | | |
2 | a | Elect Craig Arnold as Director | For | For | Management |
2 | b | Elect Robert H. Brust as Director | For | For | Management |
2 | c | Elect John M. Connors, Jr. as Director | For | For | Management |
2 | d | Elect Christopher J. Coughlin as | For | For | Management |
| | Director | | | | |
2 | e | Elect Timothy M. Donahue as Director | For | For | Management |
2 | f | Elect Kathy J. Herbert as Director | For | For | Management |
2 | g | Elect Randall J. Hogan, III as Director For | For | Management |
2 | h | Elect Richard J. Meelia as Director | For | Abstain | Management |
2 | i | Elect Dennis H. Reilley as Director | For | For | Management |
2 | j | Elect Tadataka Yamada as Director | For | For | Management |
2 | k | Elect Joseph A. Zaccagnino as Director | For | For | Management |
3 | | Approve Deloitte & Touche LLP as | For | For | Management |
| | Auditors and Authorize Board to Fix | | | |
| | Their Remuneration Auditors | | | |
4 | | Authorize Share Repurchase Program | For | For | Management |
5 | | Authorize Reissuance of Treasury Shares For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
CUMMINS INC. | | | | |
|
Ticker: | CMI | Security ID: | 231021106 | | |
Meeting Date: MAY 11, 2010 | Meeting Type: Annual | | |
Record Date: MAR 15, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Robert J. Bernhard | For | For | Management |
2 | Elect Director Franklin R. Chang-Diaz | For | For | Management |
3 | Elect Director Robert K. Herdman | For | For | Management |
4 | Elect Director Alexis M. Herman | For | For | Management |
5 | Elect Director N. Thomas Linebarger | For | For | Management |
6 | Elect Director William I. Miller | For | For | Management |
7 | Elect Director Georgia R. Nelson | For | For | Management |
8 | Elect Director Theodore M. Solso | For | For | Management |
| | | | |
9 | Elect Director Carl Ware | For | For | Management |
10 | Ratify Auditors | For | For | Management |
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| | | | | | |
DOMINION RESOURCES, INC. | | | | |
|
Ticker: | D | Security ID: 25746U109 | | |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | | |
Record Date: MAR 12, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William P. Barr | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.4 | Elect Director Thomas F. Farrell II | For | For | Management |
1.5 | Elect Director John W. Harris | For | For | Management |
1.6 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.7 | Elect Director Mark J. Kington | For | For | Management |
1.8 | Elect Director Margaret A. McKenna | For | For | Management |
1.9 | Elect Director Frank S. Royal | For | For | Management |
1.10 | Elect Director Robert H. Spilman, Jr. | For | For | Management |
1.11 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Reduce Supermajority Vote Requirement | For | For | Management |
6 | Reduce Supermajority Vote Requirement | For | For | Management |
7 | Amend Quorum Requirements | For | For | Management |
8 | Adopt Renewable Energy Production Goal | Against | Against | |
Shareholder | | | | | |
9 | Stop Construction of Nuclear Reactor at Against | Against | |
Shareholder | | | | | |
| North Anna Facility | | | | |
10 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
DOVER CORPORATION | | | | |
|
Ticker: | DOV | Security ID: | 260003108 | | |
Meeting Date: MAY 6, 2010 | Meeting Type: Annual | | |
Record Date: | MAR 9, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director David H. Benson | For | For | Management |
2 | Elect Director Robert W. Cremin | For | For | Management |
3 | Elect Director Jean-Pierre M. Ergas | For | For | Management |
| | | | |
4 | Elect Director Peter T. Francis | For | For | Management |
5 | Elect Director Kristiane C. Graham | For | For | Management |
6 | Elect Directors James L. Koley | For | For | Management |
7 | Elect Director Robert A. Livingston | For | For | Management |
8 | Elect Director Richard K. Lochridge | For | For | Management |
9 | Elect Director Bernard G. Rethore | For | For | Management |
10 | Elect Director Michael B. Stubbs | For | For | Management |
11 | Elect Director Mary A. Winston | For | For | Management |
12 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
DOW CHEMICAL COMPANY, THE | | | | |
|
Ticker: | DOW | Security ID: 260543103 | | |
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | | |
Record Date: MAR 15, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Arnold A. Allemang | For | For | Management |
2 | Elect Director Jacqueline K. Barton | For | For | Management |
3 | Elect Director James A. Bell | For | For | Management |
4 | Elect Director Jeff M. Fettig | For | For | Management |
5 | Elect Director Barbara H. Franklin | For | For | Management |
6 | Elect Director John B. Hess | For | For | Management |
7 | Elect Director Andrew N. Liveris | For | For | Management |
8 | Elect Director Paul Polman | For | For | Management |
9 | Elect Director Dennis H. Reilley | For | For | Management |
10 | Elect Director James M. Ringler | For | Against | Management |
11 | Elect Director Ruth G. Shaw | For | For | Management |
12 | Elect Director Paul G. Stern | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Provide Right to Call Special Meeting | For | For | Management |
15 | Report on Environmental Remediation in | Against | Against | |
Shareholder | | | | | |
| Midland Area | | | | |
16 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | | | |
17 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | |
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
| | | | |
Ticker: | DPS | Security ID: | 26138 | E109 |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | |
Record Date: | MAR 22, 2010 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director John L. Adams | For | For | Management |
2 | Elect Director Terence D. Martin | For | For | Management |
3 | Elect Director Ronald G. Rogers | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERED MONEY MARKET FUNDS
| | | | | | |
Ticker: | Security ID: | 26200 | T208 | | |
Meeting Date: DEC 28, 2009 | Meeting Type: Special | | | |
Record Date: SEP 4, 2009 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Approve Change of Fundamental | For | | For | Management |
| Investment Policy - Lending | | | | |
--------------------------------------------------------------------------------
E. | I. DU PONT DE NEMOURS AND COMPANY |
| | | | | | |
Ticker: | DD | Security ID: | 263534109 | | |
Meeting Date: APR 28, 2010 | Meeting Type: Annual | | |
Record Date: MAR 3, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Samuel W. Bodman | For | For | Management |
2 | Elect Director Richard H. Brown | For | For | Management |
3 | Elect Director Robert A. Brown | For | For | Management |
4 | Elect Director Bertrand P. Collomb | For | For | Management |
5 | Elect Director Curtis J. Crawford | For | For | Management |
6 | Elect Director Alexander M. Cutler | For | For | Management |
7 | Elect Director John T. Dillon | For | For | Management |
8 | Elect Director Eleuthere I. Du Pont | For | For | Management |
9 | Elect Director Marillyn A. Hewson | For | For | Management |
10 | Elect Director Lois D. Juliber | For | For | Management |
11 | Elect Director Ellen J. Kullman | For | For | Management |
12 | Elect Director William K. Reilly | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
15 | Amend Human Rights Policy to Address | Against | Against | |
Shareholder | | | | | |
| Seed Saving | | | | |
--------------------------------------------------------------------------------
| | | | | | |
EMC CORPORATION | | | | |
|
Ticker: | EMC | Security ID: | 268648102 | | |
Meeting Date: APR 29, 2010 | Meeting Type: Annual | | |
Record Date: FEB 23, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Michael W. Brown | For | For | Management |
2 | Elect Director Randolph L. Cowen | For | For | Management |
3 | Elect Director Michael J. Cronin | For | For | Management |
4 | Elect Director Gail Deegan | For | For | Management |
5 | Elect Director James S. DiStasio | For | For | Management |
6 | Elect Director John R. Egan | For | For | Management |
7 | Elect Director Edmund F. Kelly | For | For | Management |
8 | Elect Director Windle B. Priem | For | For | Management |
9 | Elect Director Paul Sagan | For | For | Management |
10 | Elect Director David N. Strohm | For | For | Management |
11 | Elect Director Joseph M. Tucci | For | For | Management |
12 | Ratify Auditors | | For | For | Management |
13 | Amend Articles/Bylaws/Charter -- Call | Against | For | |
Shareholder | | | | | |
| Special Meetings | | | | |
14 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
ENERGIZER HOLDINGS, INC. | | | | | |
|
Ticker: | ENR | Security ID: | 29266 | R108 | | |
Meeting Date: JAN 25, 2010 | Meeting Type: Annual | | | |
Record Date: NOV 20, 2009 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1.1 | Elect Director R. David Hoover | For | | For | Management |
1.2 | Elect Director John C. Hunter | For | | For | Management |
1.3 | Elect Director John E. Klein | For | | For | Management |
1.4 | Elect Director John R. Roberts | For | | For | Management |
2 | Ratify Auditors | | For | | For | Management |
--------------------------------------------------------------------------------
| | |
ENSCO INTERNATIONAL PLC | |
|
Ticker: | ESV | Security ID: 26874Q100 |
Meeting Date: DEC 22, 2009 | Meeting Type: Special |
Record Date: NOV 16, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Change State of Incorporation [from | For | For | Management |
| Delaware to England] | | | |
2 | Adjourn Meeting | For | For | Management |
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| | | | | | | |
ENSCO PLC | | | | | | |
|
Ticker: | ESV | Security ID: | 29358 | Q109 | | |
Meeting Date: MAY 25, 2010 | Meeting Type: Annual | | | |
Record Date: APR 1, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Elect Thomas Kelly II as Class II | For | | For | Management |
| Director | | | | | |
2 | Elect Rita Rodriguez as Class II | For | | For | Management |
| Director | | | | | |
3 | Appoint KPMG LLP as US Independent | For | | For | Management |
| Registered Public Accounting Firm for | | | | |
| 2010 | | | | | | |
4 | Appoint KPMG Audit plc as Auditors and For | | For | Management |
| Authorise Their Remuneration | | | | |
5 | Re-approve the Ensco 2005 Cash | For | | For | Management |
| Incentive Plan | | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
ESTEE LAUDER COMPANIES INC., THE | | | | |
|
Ticker: | EL | Security ID: | 518439104 | | |
Meeting Date: NOV 13, 2009 | Meeting Type: Annual | | |
Record Date: SEP 16, 2009 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rose Marie Bravo | | For | For | Management |
1.2 | Elect Director Paul J. Fribourg | | For | For | Management |
1.3 | Elect Director Mellody Hobson | | For | For | Management |
1.4 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management |
1.5 | Elect Director Barry S. Sternlicht | | For | For | Management |
2 | Ratify Auditors | | | For | For | Management |
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| | | | |
FEDEX CORPORATION | | | |
|
Ticker: | FDX | Security ID: | 31428 | X106 |
Meeting Date: SEP 28, 2009 | Meeting Type: Annual | |
| | | | |
Record Date: AUG 3, 2009 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director John A. Edwardson | For | For | Management |
1.3 | Elect DirectorJudith L. Estrin | For | For | Management |
1.4 | Elect Director J.R. Hyde, III | For | For | Management |
1.5 | Elect Director Shirley A. Jackson | For | Against | Management |
1.6 | Elect Director Steven R. Loranger | For | Against | Management |
1.7 | Elect Director Gary W. Loveman | For | For | Management |
1.8 | Elect Director Susan C. Schwab | For | For | Management |
1.9 | Elect Director Frederick W. Smith | For | For | Management |
1.10 | Elect Director Joshua I. Smith | For | For | Management |
1.11 | Elect Director David P. Steiner | For | For | Management |
1.12 | Elect Director Paul S. Walsh | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require Independent Board Chairman | Against | For | |
Shareholder | | | |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | |
Shareholder | | | |
| Special Meetings | | | |
5 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
6 | Adopt Principles for Health Care Reform Against | Against | |
Shareholder | | | |
--------------------------------------------------------------------------------
| | | | | | |
FRANKLIN RESOURCES, INC. | | | | |
|
Ticker: | BEN | Security ID: | 354613101 | | |
Meeting Date: MAR 16, 2010 | Meeting Type: Annual | | |
Record Date: JAN 19, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel H. Armacost | For | For | Management |
1.2 | Elect Director Charles Crocker | For | For | Management |
1.3 | Elect Director Joseph R. Hardiman | For | For | Management |
1.4 | Elect Director Robert D. Joffe | For | For | Management |
1.5 | Elect Director Charles B. Johnson | For | For | Management |
1.6 | Elect Director Gregory E. Johnson | For | For | Management |
1.7 | Elect Director Rupert H. Johnson, Jr. | For | For | Management |
1.8 | Elect Director Thomas H. Kean | For | For | Management |
1.9 | Elect Director Chutta Ratnathicam | For | For | Management |
1.10 | Elect Director Peter M. Sacerdote | For | For | Management |
1.11 | Elect Director Laura Stein | For | For | Management |
1.12 | Elect Director Anne M. Tatlock | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
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| | | | | | |
GENERAL ELECTRIC COMPANY | | | | |
|
Ticker: | GE | Security ID: | 369604103 | | |
Meeting Date: APR 28, 2010 | Meeting Type: Annual | | |
Record Date: MAR 1, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W. Geoffrey Beattie | For | For | Management |
2 | Elect Director James I. Cash, Jr. | For | For | Management |
3 | Elect Director William M. Castell | For | For | Management |
4 | Elect Director Ann M. Fudge | For | For | Management |
5 | Elect Director Susan Hockfield | For | For | Management |
6 | Elect Director Jeffrey R. Immelt | For | For | Management |
7 | Elect Director Andrea Jung | For | For | Management |
8 | Elect Director Alan G. (A.G.) Lafley | For | For | Management |
9 | Elect Director Robert W. Lane | For | For | Management |
10 | Elect Director Ralph S. Larsen | For | For | Management |
11 | Elect Director Rochelle B. Lazarus | For | For | Management |
12 | Elect Director James J. Mulva | For | For | Management |
13 | Elect Director Sam Nunn | For | For | Management |
14 | Elect Director Roger S. Penske | For | For | Management |
15 | Elect Director Robert J. Swieringa | For | For | Management |
16 | Elect Director Douglas A. Warner III | For | For | Management |
17 | Ratify Auditors | | For | For | Management |
18 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | | | |
19 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | | | |
| Special Meetings | | | | |
20 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | | | |
21 | Report on Pay Disparity | Against | Against | |
Shareholder | | | | | |
22 | Adopt Policy Prohibiting Certain | Against | Against | |
Shareholder | | | | | |
| Directors from Serving on Key Board | | | |
| Committees | | | | |
23 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | |
GENWORTH FINANCIAL, INC. | |
|
Ticker: | GNW | Security ID: 37247D106 |
Meeting Date: MAY 12, 2010 | Meeting Type: Annual |
Record Date: MAR 19, 2010 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven W. Alesio | For | For | Management |
2 | Elect Director Michael D. Fraizer | For | For | Management |
3 | Elect Director Nancy J. Karch | For | For | Management |
4 | Elect Director J. Robert "Bob" Kerrey | For | For | Management |
5 | Elect Director Risa J. Lavizzo-Mourey | For | For | Management |
6 | Elect Director Christine B. Mead | For | For | Management |
7 | Elect Director Thomas E. Moloney | For | For | Management |
8 | Elect Director James A. Parke | For | For | Management |
9 | Elect Director James S. Riepe | For | For | Management |
10 | Amend Omnibus Stock Plan | For | For | Management |
11 | Ratify Auditors | For | For | Management |
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| | | | | | |
GOLDMAN SACHS GROUP, INC., THE | | | |
|
Ticker: | GS | Security ID: 38141G104 | | |
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | | |
Record Date: MAR 8, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lloyd C. Blankfein | For | For | Management |
1.2 | Elect Director John H. Bryan | For | For | Management |
1.3 | Elect Director Gary D. Cohn | For | For | Management |
1.4 | Elect Director Claes Dahlback | For | For | Management |
1.5 | Elect Director Stephen Friedman | For | For | Management |
1.6 | Elect Director William W. George | For | For | Management |
1.7 | Elect Director James A. Johnson | For | For | Management |
1.8 | Elect Director Lois D. Juliber | For | For | Management |
1.9 | Elect Director Lakshmi N. Mittal | For | For | Management |
1.10 | Elect Director James J. Schiro | For | For | Management |
1.11 | Elect Director H. Lee Scott, Jr. | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Provide Right to Call Special Meeting | For | For | Management |
6 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | | | |
7 | Report on Collateral in Derivatives | Against | Against | |
Shareholder | | | | | |
| Trading | | | | |
8 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | | | |
9 | Report on Political Contributions | Against | For | |
Shareholder | | | | | |
10 | Report on Global Warming Science | Against | Against | |
Shareholder | | | | | |
11 | Report on Pay Disparity | | Against | Against | |
Shareholder | | | | | |
| | | |
12 | Stock Retention/Holding Period | Against | Against |
Shareholder | | |
--------------------------------------------------------------------------------
| | | | | | |
GOOGLE INC. | | | | | |
|
Ticker: | GOOG | Security ID: 38259P508 | | |
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | | |
Record Date: MAR 15, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eric Schmidt | For | For | Management |
1.2 | Elect Director Sergey Brin | For | For | Management |
1.3 | Elect Director Larry Page | For | For | Management |
1.4 | Elect Director L. John Doerr | For | For | Management |
1.5 | Elect Director John L. Hennessy | For | For | Management |
1.6 | Elect Director Ann Mather | For | For | Management |
1.7 | Elect Director Paul S. Otellini | For | For | Management |
1.8 | Elect Director K. Ram Shriram | For | For | Management |
1.9 | Elect Director Shirley M. Tilghman | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Prepare Sustainability Report | Against | Against | |
Shareholder | | | | | |
5 | Adopt Principles for Online Advertising Against | Against | |
Shareholder | | | | | |
6 | Amend Human Rights Policies Regarding | Against | Against | |
Shareholder | | | | | |
| Chinese Operations | | | | |
--------------------------------------------------------------------------------
| | | | | | |
HALLIBURTON COMPANY | | | | |
|
Ticker: | HAL | Security ID: | 406216101 | | |
Meeting Date: MAY 19, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director A.M. Bennett | For | For | Management |
2 | Elect Director J.R. Boyd | For | For | Management |
3 | Elect Director M. Carroll | For | For | Management |
4 | Elect Director N.K. Dicciani | For | For | Management |
5 | Elect Director S.M. Gillis | For | For | Management |
6 | Elect Director J.T. Hackett | For | For | Management |
7 | Elect Director D.J. Lesar | For | For | Management |
8 | Elect Director R.A. Malone | For | For | Management |
9 | Elect Director J.L. Martin | For | For | Management |
10 | Elect Director D.L. Reed | For | For | Management |
| | | | |
11 | Ratify Auditors | For | For | Management |
12 | Review and Assess Human Rights Policies Against | Against | |
Shareholder | | | |
13 | Report on Political Contributions | Against | Against | |
Shareholder | | | |
14 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
15 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | |
| Special Meetings | | | |
--------------------------------------------------------------------------------
| | | | | | | |
HESS CORPORATION | | | | | |
|
Ticker: | HES | Security ID: | 42809 | H107 | | |
Meeting Date: MAY 5, 2010 | Meeting Type: Annual | | | |
Record Date: MAR 15, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1.1 | Elect Director N.F. Brady | For | | Withhold | Management |
1.2 | Elect Director G.P. Hill | For | | For | Management |
1.3 | Elect Director T.H. Kean | For | | Withhold | Management |
1.4 | Elect Director F.A. Olson | For | | Withhold | Management |
2 | Ratify Auditors | | For | | For | Management |
3 | Amend Omnibus Stock Plan | For | | Against | Management |
4 | Report on Political Contributions | Against | | Against | |
Shareholder | | | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
HEWLETT-PACKARD COMPANY | | | | | |
|
Ticker: | HPQ | Security ID: | 428236103 | | |
Meeting Date: MAR 17, 2010 | Meeting Type: Annual | | |
Record Date: JAN 19, 2010 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marc L. Andreessen | | For | For | Management |
1.2 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management |
1.3 | Elect Director Sari M. Baldauf | | For | For | Management |
1.4 | Elect Director Rajiv L. Gupta | | For | For | Management |
1.5 | Elect Director John H. Hammergren | | For | For | Management |
1.6 | Elect Director Mark V. Hurd | | For | For | Management |
1.7 | Elect Director Joel Z. Hyatt | | For | For | Management |
1.8 | Elect Director John R. Joyce | | For | For | Management |
1.9 | Elect Director Robert L. Ryan | | For | For | Management |
1.10 | Elect Director Lucille S. Salhany | | For | For | Management |
1.11 | Elect Director G. Kennedy Thompson | | For | For | Management |
| | | | |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Company Request on Advisory Vote on | For | For | Management |
| Executive Compensation | | | |
--------------------------------------------------------------------------------
| | | | | | |
HOME DEPOT, INC., THE | | | | |
|
Ticker: | HD | Security ID: | 437076102 | | |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director F. Duane Ackerman | For | For | Management |
2 | Elect Director David H. Batchelder | For | For | Management |
3 | Elect Director Francis S. Blake | For | For | Management |
4 | Elect Director Ari Bousbib | For | For | Management |
5 | Elect Director Gregory D. Brenneman | For | For | Management |
6 | Elect Director Albert P. Carey | For | For | Management |
7 | Elect Director Armando Codina | For | For | Management |
8 | Elect Director Bonnie G. Hill | For | For | Management |
9 | Elect Director Karen L. Katen | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Amend Omnibus Stock Plan | For | For | Management |
12 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | | | |
13 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
14 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | | | |
| Special Meetings | | | | |
15 | Provide Right to Act by Written Consent Against | For | |
Shareholder | | | | | |
16 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | | | |
17 | Prepare Employment Diversity Report | Against | Against | |
Shareholder | | | | | |
18 | Reincorporate in Another State [from | Against | Against | |
Shareholder | | | | | |
| Delaware to North Dakota] | | | |
--------------------------------------------------------------------------------
| | |
HOSPIRA, INC. | | |
|
Ticker: | HSP | Security ID: 441060100 |
Meeting Date: MAY 11, 2010 | Meeting Type: Annual |
Record Date: | MAR 15, 2010 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Connie R. Curran | For | For | Management |
2 | Elect Director Heino von Prondzynski | For | For | Management |
3 | Elect Director Mark F. Wheeler | For | For | Management |
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | | |
HUMAN GENOME SCIENCES, INC. | | | | | |
|
Ticker: | HGSI | Security ID: | 444903108 | | |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | | |
Record Date: MAR 26, 2010 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Danzig | | For | For | Management |
1.2 | Elect Director Jurgen Drews | | For | For | Management |
1.3 | Elect Director Maxine Gowen | | For | For | Management |
1.4 | Elect Director Tuan Ha-Ngoc | | For | For | Management |
1.5 | Elect Director A. N. 'Jerry' Karabelas | For | For | Management |
1.6 | Elect Director John L. LaMattina | | For | For | Management |
1.7 | Elect Director Augustine Lawlor | | For | For | Management |
1.8 | Elect Director H. Thomas Watkins | | For | For | Management |
1.9 | Elect Director Robert C. Young | | For | For | Management |
2 | Ratify Auditors | | | For | For | Management |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
| | | | | | |
Ticker: | IBM | Security ID: | 459200101 | | |
Meeting Date: APR 27, 2010 | Meeting Type: Annual | | |
Record Date: FEB 26, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director A. J. P. Belda | For | For | Management |
2 | Elect Director C. Black | | For | For | Management |
3 | Elect Director W. R. Brody | For | For | Management |
4 | Elect Director K. I. Chenault | For | For | Management |
5 | Elect Director M. L. Eskew | For | For | Management |
6 | Elect Director S. A. Jackson | For | Against | Management |
7 | Elect Director A. N. Liveris | For | For | Management |
8 | Elect Director W. J. McNerney, Jr. | For | For | Management |
9 | Elect Director T. Nishimuro | For | For | Management |
10 | Elect Director J. W. Owens | For | For | Management |
11 | Elect Director S. J. Palmisano | For | For | Management |
12 | Elect Director J. E. Spero | For | For | Management |
13 | Elect Director S. Taurel | For | For | Management |
14 | Elect Director L. H. Zambrano | For | For | Management |
| | | | |
15 | Ratify Auditors | For | For | Management |
16 | Adopt Policy on Bonus Banking | Against | Against | |
Shareholder | | | |
17 | Provide for Cumulative Voting | Against | Against | |
Shareholder | | | |
18 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | |
| Special Meetings | | | |
19 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
--------------------------------------------------------------------------------
| | | | | | |
JPMORGAN CHASE & CO. | | | | |
|
Ticker: | JPM | Security ID: 46625H100 | | |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | | |
Record Date: MAR 19, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Crandall C. Bowles | For | For | Management |
1.2 | Elect Director Stephen B. Burke | For | For | Management |
1.3 | Elect Director David M. Cote | For | For | Management |
1.4 | Elect Director James S. Crown | For | For | Management |
1.5 | Elect Director James Dimon | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director William H. Gray, III | For | For | Management |
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management |
1.9 | Elect Director David C. Novak | For | For | Management |
1.10 | Elect Director Lee R. Raymond | For | For | Management |
1.11 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
4 | Affirm Political Non-Partisanship | Against | Against | |
Shareholder | | | | | |
5 | Amend Bylaws-- Call Special Meetings | Against | Against | |
Shareholder | | | | | |
6 | Report on Collateral in Derivatives | Against | Against | |
Shareholder | | | | | |
| Trading | | | | |
7 | Provide Right to Act by Written Consent Against | For | |
Shareholder | | | | | |
8 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | | | |
9 | Report on Pay Disparity | Against | Against | |
Shareholder | | | | | |
10 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
KBR, INC. | | | | | | |
|
Ticker: | KBR | Security ID: | 48242 | W106 | | |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | | | |
Record Date: MAR 22, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey E. Curtiss | For | | For | Management |
1.2 | Elect Director William P. Utt | For | | For | Management |
2 | Ratify Auditors | | For | | For | Management |
3 | Review and Assess Human Rights Policies Against | | Against | |
Shareholder | | | | | | |
4 | Amend EEO Policy to Prohibit | Against | | Against | |
Shareholder | | | | | | |
| Discrimination based on Sexual | | | | |
| Orientation and Gender Identity | | | | |
--------------------------------------------------------------------------------
| | | | | | |
KING PHARMACEUTICALS, INC. | | | | |
|
Ticker: | KG | Security ID: | 495582108 | | |
Meeting Date: MAY 26, 2010 | Meeting Type: Annual | | |
Record Date: MAR 30, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin S. Crutchfield | For | For | Management |
1.2 | Elect Director E.W. Deavenport Jr. | For | For | Management |
1.3 | Elect Director Elizabeth M. Greetham | For | For | Management |
1.4 | Elect Director Philip A. Incarnati | For | For | Management |
1.5 | Elect Director Gregory D. Jordan | For | For | Management |
1.6 | Elect Director Brian A. Markison | For | For | Management |
1.7 | Elect Director R. Charles Moyer | For | For | Management |
1.8 | Elect Director D. Greg Rooker | For | For | Management |
1.9 | Elect Director Derace L. Schaffer | For | For | Management |
1.10 | Elect Director Ted G. Wood | For | For | Management |
2 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
5 | Reduce Supermajority Vote Requirement | Against | For | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
KRAFT FOODS INC
| | | | | | |
Ticker: | KFT | Security ID: 50075N104 | | |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | | |
Record Date: MAR 11, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Ajaypal S. Banga | For | For | Management |
2 | Elect Director Myra M. Hart | For | For | Management |
3 | Elect Director Lois D. Juliber | For | For | Management |
4 | Elect Director Mark D. Ketchum | For | For | Management |
5 | Elect Director Richard A. Lerner | For | For | Management |
6 | Elect Director Mackey J. McDonald | For | For | Management |
7 | Elect Director John C. Pope | For | For | Management |
8 | Elect Director Fredric G. Reynolds | For | For | Management |
9 | Elect Director Irene B. Rosenfeld | For | For | Management |
10 | Elect Director J.F. Van Boxmeer | For | For | Management |
11 | Elect Director Deborah C. Wright | For | For | Management |
12 | Elect Director Frank G. Zarb | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Provide Right to Act by Written Consent Against | For | |
Shareholder | | | | | |
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| | | | | | |
KROGER CO., THE | | | | |
|
Ticker: | KR | Security ID: | 501044101 | | |
Meeting Date: JUN 24, 2010 | Meeting Type: Annual | | |
Record Date: APR 26, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Reuben V. Anderson | For | For | Management |
2 | Elect Director Robert D. Beyer | For | For | Management |
3 | Elect Director David B. Dillon | For | For | Management |
4 | Elect Director Susan J. Kropf | For | For | Management |
5 | Elect Director John T. LaMacchia | For | For | Management |
6 | Elect Director David B. Lewis | For | For | Management |
7 | Elect Director W. Rodney McMullen | For | For | Management |
8 | Elect Director Jorge P. Montoya | For | For | Management |
9 | Elect Director Clyde R. Moore | For | For | Management |
10 | Elect Director Susan M. Phillips | For | For | Management |
11 | Elect Director Steven R. Rogel | For | For | Management |
12 | Elect Director James A. Runde | For | For | Management |
13 | Elect Director Ronald L. Sargent | For | For | Management |
14 | Elect Director Bobby S. Shackouls | For | For | Management |
15 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
16 | Ratify Auditors | | For | For | Management |
17 | Report on Climate Change | Against | Against | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
| | | | | | |
LINCOLN NATIONAL CORP. | | | | |
|
Ticker: | LNC | Security ID: | 534187109 | | |
Meeting Date: MAY 27, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Avery | For | For | Management |
1.2 | Elect Director William H. Cunningham | For | For | Management |
1.3 | Elect Director William Porter Payne | For | For | Management |
1.4 | Elect Director Patrick S. Pittard | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
4 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
MEDNAX, INC. | | | | |
|
Ticker: | MD | Security ID: 58502B106 | | |
Meeting Date: MAY 6, 2010 | Meeting Type: Annual | | |
Record Date: MAR 9, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cesar L. Alvarez | For | Withhold | Management |
1.2 | Elect Director Waldemar A. Carlo, M.D. | For | Withhold | Management |
1.3 | Elect Director Michael B. Fernandez | For | Withhold | Management |
1.4 | Elect Director Roger K. Freeman, M.D. | For | Withhold | Management |
1.5 | Elect Director Paul G. Gabos | For | Withhold | Management |
1.6 | Elect Director Dany Garcia | For | Withhold | Management |
1.7 | Elect Director Pascal J. Goldschmidt, | For | Withhold | Management |
| M.D. | | | | | |
1.8 | Elect Director Manuel Kadre | For | Withhold | Management |
1.9 | Elect Director Roger J. Medel, M.D. | For | Withhold | Management |
1.10 | Elect Director Donna E. Shalala, Ph.D. | For | For | Management |
1.11 | Elect Director Enrique J. Sosa, Ph.D. | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | |
MERCK & CO., INC. | |
|
Ticker: | MRK | Security ID: 589331107 |
Meeting Date: AUG 7, 2009 | Meeting Type: Special |
Record Date: | JUN 22, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
MERCK & CO., INC. | | | | |
|
Ticker: | MRK | Security ID: 58933Y105 | | |
Meeting Date: MAY 25, 2010 | Meeting Type: Annual | | |
Record Date: MAR 26, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Leslie A. Brun | For | For | Management |
2 | Elect Director Thomas R. Cech | For | For | Management |
3 | Elect Director Richard T. Clark | For | For | Management |
4 | Elect Director Thomas H. Glocer | For | For | Management |
5 | Elect Director Steven F. Goldstone | For | For | Management |
6 | Elect Director William B. Harrison, Jr. For | For | Management |
7 | Elect Director Harry R. Jacobson | For | For | Management |
8 | Elect Director William N. Kelley | For | For | Management |
9 | Elect Director C. Robert Kidder | For | For | Management |
10 | Elect Director Rochelle B. Lazarus | For | For | Management |
11 | Elect Director Carlos E. Represas | For | For | Management |
12 | Elect Director Patricia F. Russo | For | For | Management |
13 | Elect Director Thomas E. Shenk | For | For | Management |
14 | Elect Director Anne M. Tatlock | For | For | Management |
15 | Elect Director Craig B. Thompson | For | For | Management |
16 | Elect Director Wendell P. Weeks | For | For | Management |
17 | Elect Director Peter C. Wendell | For | For | Management |
18 | Ratify Auditors | | For | For | Management |
19 | Approve Omnibus Stock Plan | For | Against | Management |
20 | Approve Non-Employee Director Omnibus | For | For | Management |
| Stock Plan | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
METLIFE, INC. | | | | | |
|
Ticker: | MET | Security ID: | 59156 | R108 | | |
Meeting Date: APR 27, 2010 | Meeting Type: Annual | | | |
Record Date: MAR 1, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1.1 | Elect Director R. Glenn Hubbard, Ph.D | For | | For | Management |
1.2 | Elect Director Alfred F. Kelly, Jr. | For | | For | Management |
1.3 | Elect Director James M. Kilts | For | | For | Management |
1.4 | Elect Director David Satcher, M.D., | For | | For | Management |
| Ph.D. | | | | | | |
2 | Ratify Auditors | | For | | For | Management |
| | | |
3 | Provide for Cumulative Voting | Against | Against |
Shareholder | | |
--------------------------------------------------------------------------------
| | | | | | |
MICROSOFT CORPORATION | | | | |
|
Ticker: | MSFT | Security ID: | 594918104 | | |
Meeting Date: NOV 19, 2009 | Meeting Type: Annual | | |
Record Date: SEP 4, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director William H. Gates, III | For | For | Management |
2 | Elect Director Steven A. Ballmer | For | For | Management |
3 | Elect Director Dina Dublon | For | For | Management |
4 | Elect Director Raymond V. Gilmartin | For | For | Management |
5 | Elect Director Reed Hastings | For | For | Management |
6 | Elect Director Maria Klawe | For | For | Management |
7 | Elect Director David F. Marquardt | For | For | Management |
8 | Elect Director Charles H. Noski | For | For | Management |
9 | Elect Director Helmut Panke | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Permit Right to Call Special Meeting | For | For | Management |
12 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
13 | Adopt Principles for Health Care Reform Against | Against | |
Shareholder | | | | | |
14 | Report on Charitable Contributions | Against | Against | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
| | | | | | |
MORGAN STANLEY | | | | |
|
Ticker: | MS | Security ID: | 617446448 | | |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | | |
Record Date: MAR 22, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Roy J. Bostock | For | For | Management |
2 | Elect Director Erskine B. Bowles | For | For | Management |
3 | Elect Director Howard J. Davies | For | For | Management |
4 | Elect Director James P. Gorman | For | For | Management |
5 | Elect Director James H. Hance, Jr. | For | For | Management |
6 | Elect Director Nobuyuki Hirano | For | For | Management |
7 | Elect Director C. Robert Kidder | For | For | Management |
8 | Elect Director John J. Mack | For | For | Management |
9 | Elect Director Donald T. Nicolaisen | For | For | Management |
10 | Elect Director Charles H. Noski | For | For | Management |
11 | Elect Director Hutham S. Olayan | For | For | Management |
| | | | |
12 | Elect Director O. Griffith Sexton | For | For | Management |
13 | Elect Director Laura D. Tyson | For | For | Management |
14 | Ratify Auditors | For | For | Management |
15 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | |
16 | Amend Omnibus Stock Plan | For | Against | Management |
17 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | |
| Special Meetings | | | |
18 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | |
19 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | |
20 | Report on Pay Disparity | Against | Against | |
Shareholder | | | |
21 | Claw-back of Payments under | Against | Against | |
Shareholder | | | |
| Restatements | | | |
--------------------------------------------------------------------------------
| | | | | | |
NEWFIELD EXPLORATION COMPANY | | | | |
|
Ticker: | NFX | Security ID: | 651290108 | | |
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | | |
Record Date: MAR 9, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lee K. Boothby | For | For | Management |
1.2 | Elect Director Philip J. Burguieres | For | For | Management |
1.3 | Elect Director Pamela J. Gardner | For | For | Management |
1.4 | Elect Director John Randolph Kemp III | For | For | Management |
1.5 | Elect Director J. Michael Lacey | For | For | Management |
1.6 | Elect Director Joseph H. Netherland | For | For | Management |
1.7 | Elect Director Howard H. Newman | For | For | Management |
1.8 | Elect Director Thomas G. Ricks | For | For | Management |
1.9 | Elect Director Juanita F. Romans | For | For | Management |
1.10 | Elect Director C. E. (Chuck) Shultz | For | For | Management |
1.11 | Elect Director J. Terry Strange | For | For | Management |
2 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
3 | Ratify Auditors | | For | For | Management |
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| | |
NORDSTROM, INC. | |
|
Ticker: | JWN | Security ID: 655664100 |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual |
Record Date: MAR 12, 2010 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Phyllis J. Campbell | For | For | Management |
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
3 | Elect Director Robert G. Miller | For | For | Management |
4 | Elect Director Blake W. Nordstrom | For | For | Management |
5 | Elect Director Erik B. Nordstrom | For | For | Management |
6 | Elect Director Peter E. Nordstrom | For | For | Management |
7 | Elect Director Philip G. Satre | For | For | Management |
8 | Elect Director Robert D. Walter | For | For | Management |
9 | Elect Director Alison A. Winter | For | For | Management |
10 | Approve Omnibus Stock Plan | For | Against | Management |
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
NORFOLK SOUTHERN CORPORATION | | | |
|
Ticker: | NSC | Security ID: | 655844108 | | |
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | | |
Record Date: MAR 5, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Thomas D. Bell, Jr. | For | For | Management |
2 | Elect Director Alston D. Correll | For | For | Management |
3 | Elect Director Landon Hilliard | For | For | Management |
4 | Elect Director Burton M. Joyce | For | For | Management |
5 | Ratify Auditors | | For | For | Management |
6 | Declassify the Board of Directors | For | For | Management |
7 | Amend Omnibus Stock Plan | For | For | Management |
8 | Amend Executive Incentive Bonus Plan | For | For | Management |
9 | Report on Political Contributions | Against | Against | |
Shareholder | | | | | |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Ticker: | OXY | Security ID: | 674599105 | | |
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | | |
Record Date: MAR 15, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Spencer Abraham | For | Against | Management |
2 | Elect Director John S. Chalsty | For | Against | Management |
3 | Elect Director Stephen I. Chazen | For | For | Management |
4 | Elect Director Edward P. Djerejian | For | Against | Management |
5 | Elect Director John E. Feick | For | Against | Management |
6 | Elect Director Carlos M. Gutierrez | For | Against | Management |
7 | Elect Director Ray R. Irani | For | Against | Management |
| | | | |
8 | Elect Director Irvin W. Maloney | For | Against | Management |
9 | Elect Director Avedick B. Poladian | For | Against | Management |
10 | Elect Director Rodolfo Segovia | For | Against | Management |
11 | Elect Director Aziz D. Syriani | For | Against | Management |
12 | Elect Director Rosemary Tomich | For | Against | Management |
13 | Elect Director Walter L. Weisman | For | Against | Management |
14 | Ratify Auditors | For | For | Management |
15 | Amend Omnibus Stock Plan | For | For | Management |
16 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | |
17 | Limit Executive Compensation | Against | Against | |
Shareholder | | | |
18 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | |
19 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | |
| Special Meetings | | | |
20 | Report on Host Country Social and | Against | Against | |
Shareholder | | | |
| Environmental Laws | | | |
21 | Require a Majority Vote for the | Against | For | |
Shareholder | | | |
| Election of Directors | | | |
22 | Report on Policy for Increasing Safety | Against | Against | |
Shareholder | | | |
| by Reducing Hazardous Substance Usage | | | |
| and Re-locating Facilities | | | |
23 | Double Trigger on Equity Plans | Against | For | |
Shareholder | | | |
--------------------------------------------------------------------------------
| | | | | | | |
OMNICOM GROUP INC. | | | | | |
|
Ticker: | OMC | Security ID: | 681919106 | | |
Meeting Date: MAY 25, 2010 | Meeting Type: Annual | | |
Record Date: APR 5, 2010 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Wren | | For | For | Management |
1.2 | Elect Director Bruce Crawford | | For | For | Management |
1.3 | Elect Director Alan R. Batkin | | For | For | Management |
1.4 | Elect Director Robert Charles Clark | | For | For | Management |
1.5 | Elect Director Leonard S. Coleman, Jr. | For | For | Management |
1.6 | Elect Director Errol M. Cook | | For | For | Management |
1.7 | Elect Director Susan S. Denison | | For | For | Management |
1.8 | Elect Director Michael A. Henning | | For | For | Management |
1.9 | Elect Director John R. Murphy | | For | For | Management |
1.10 | Elect Director John R. Purcell | | For | For | Management |
1.11 | Elect Director Linda Johnson Rice | | For | For | Management |
1.12 | Elect Director Gary L. Roubos | | For | For | Management |
2 | Ratify Auditors | | | For | For | Management |
| | | | | | | | |
| 3 | Amend Omnibus Stock Plan | For | | For | Management |
| 4 | Adopt Majority Voting for Uncontested | For | | For | Management |
| | Election of Directors | | | | | |
| 5 | Reimburse Proxy Contest Expenses | Against | | For | |
| Shareholder | | | | | | |
| 6 | Adopt a Policy in which the Company | Against | | Against | |
| Shareholder | | | | | | |
| | will not Make or Promise to Make Any | | | | |
| | Death Benefit Payments to Senior | | | | |
| | Executives | | | | | |
| 7 | Reduce Supermajority Vote Requirement | Against | | For | |
| Shareholder | | | | | | |
|
|
- | ------------------------------------------------------------------------------ |
| - | | | | | | | |
|
| ORACLE CORP. | | | | | |
|
| Ticker: | ORCL | Security ID: | 68389 | X105 | | |
| Meeting Date: OCT 7, 2009 | Meeting Type: Annual | | | |
| Record Date: AUG 10, 2009 | | | | | |
|
| # | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
| 1.1 | Elect Director Jeffrey S. Berg | For | | Withhold | Management |
| 1.2 | Elect Director H. Raymond Bingham | For | | For | Management |
| 1.3 | Elect Director Michael J. Boskin | For | | For | Management |
| 1.4 | Elect Director Safra A. Catz | For | | For | Management |
| 1.5 | Elect Director Bruce R. Chizen | For | | For | Management |
| 1.6 | Elect Director George H. Conrades | For | | For | Management |
| 1.7 | Elect Director Lawrence J. Ellison | For | | For | Management |
| 1.8 | Elect Director Hector Garcia-Molina | For | | Withhold | Management |
| 1.9 | Elect Director Jeffrey O. Henley | For | | For | Management |
| 1.10 | Elect Director Donald L. Lucas | For | | Withhold | Management |
| 1.11 | Elect Director Charles E. Phillips, Jr. For | | For | Management |
| 1.12 | Elect Director Naomi O. Seligman | For | | Withhold | Management |
| 2 | Approve Executive Incentive Bonus Plan For | | For | Management |
| 3 | Ratify Auditors | | For | | For | Management |
| 4 | Amend Articles/Bylaws/Charter -- Call | Against | | Against | |
| Shareholder | | | | | | |
| | Special Meetings | | | | | |
| 5 | Advisory Vote to Ratify Named Executive Against | | For | |
| Shareholder | | | | | | |
| | Officers' Compensation | | | | | |
| 6 | Stock Retention/Holding Period | Against | | Against | |
| Shareholder | | | | | | |
|
|
- | ------------------------------------------------------------------------------ |
| - | | | | | | | |
|
| PARKER-HANNIFIN CORPORATION | | | | | |
|
| Ticker: | PH | Security ID: | 701094104 | | | |
| | | | | |
Meeting Date: OCT 28, 2009 | Meeting Type: Annual | | |
Record Date: AUG 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Kassling | For | For | Management |
1.2 | Elect Director Robert J. Kohlhepp | For | For | Management |
1.3 | Elect Director Giulio Mazzalupi | For | For | Management |
1.4 | Elect Director Klaus-Peter Muller | For | For | Management |
1.5 | Elect Director Joseph M. Scaminace | For | For | Management |
1.6 | Elect Director Wolfgang R. Schmitt | For | For | Management |
1.7 | Elect Director Markos I. Tambakeras | For | For | Management |
1.8 | Elect Director James L. Wainscott | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | | |
--------------------------------------------------------------------------------
| | | | | | |
PEPSICO, INC. | | | | |
|
Ticker: | PEP | Security ID: | 713448108 | | |
Meeting Date: MAY 5, 2010 | Meeting Type: Annual | | |
Record Date: MAR 5, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Shona L. Brown | For | For | Management |
2 | Elect Director Ian M. Cook | For | For | Management |
3 | Elect Director Dina Dublon | For | For | Management |
4 | Elect Director Victor J. Dzau | For | For | Management |
5 | Elect Director Ray L. Hunt | For | For | Management |
6 | Elect Director Alberto Ibarguen | For | For | Management |
7 | Elect Director Arthur C. Martinez | For | Against | Management |
8 | Elect Director Indra K. Nooyi | For | For | Management |
9 | Elect Director Sharon P. Rockefeller | For | For | Management |
10 | Elect Director James J. Schiro | For | For | Management |
11 | Elect Director Lloyd G. Trotter | For | For | Management |
12 | Elect Director Daniel Vasella | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Amend Omnibus Stock Plan | For | For | Management |
15 | Report on Charitable Contributions | Against | Against | |
Shareholder | | | | | |
16 | Amend Articles/Bylaws/Charter -- Call | Against | Against | |
Shareholder | | | | | |
| Special Meetings | | | | |
17 | Report on Public Policy Advocacy | Against | Against | |
Shareholder | | | | | |
| Process | | | | |
--------------------------------------------------------------------------------
| | | | | | |
PFIZER INC. | | | | | |
|
Ticker: | PFE | Security ID: | 717081103 | | |
Meeting Date: APR 22, 2010 | Meeting Type: Annual | | |
Record Date: FEB 23, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Dennis A. Ausiello | For | For | Management |
2 | Elect Director Michael S. Brown | For | For | Management |
3 | Elect Director M. Anthony Burns | For | For | Management |
4 | Elect Director Robert N. Burt | For | For | Management |
5 | Elect Director W. Don Cornwell | For | For | Management |
6 | Elect Director Frances D. Fergusson | For | For | Management |
7 | Elect Director William H. Gray III | For | For | Management |
8 | Elect Director Constance J. Horner | For | For | Management |
9 | Elect Director James M. Kilts | For | For | Management |
10 | Elect Director Jeffrey B. Kindler | For | For | Management |
11 | Elect Director George A. Lorch | For | For | Management |
12 | Elect Director John P. Mascotte | For | For | Management |
13 | Elect Director Suzanne Nora Johnson | For | For | Management |
14 | Elect Director Stephen W. Sanger | For | For | Management |
15 | Elect Director William C. Steere, Jr. | For | For | Management |
16 | Ratify Auditors | | For | For | Management |
17 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
18 | Provide Right to Call Special Meeting | For | For | Management |
19 | Prohibit Executive Stock-Based Awards | Against | Against | |
Shareholder | | | | |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
| | | | | | |
Ticker: | PM | Security ID: | 718172109 | | |
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | | |
Record Date: MAR 16, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Harold Brown | For | For | Management |
2 | Elect Director Mathis Cabiallavetta | For | For | Management |
3 | Elect Director Louis C. Camilleri | For | For | Management |
4 | Elect Director J. Dudley Fishburn | For | For | Management |
5 | Elect Director Jennifer Li | For | For | Management |
6 | Elect Director Graham Mackay | For | For | Management |
7 | Elect Director Sergio Marchionne | For | For | Management |
8 | Elect Director Lucio A. Noto | For | For | Management |
9 | Elect Director Carlos Slim Helu | For | For | Management |
10 | Elect Director Stephen M. Wolf | For | For | Management |
11 | Ratify Auditors | | For | For | Management |
12 | Report on Effect of Marketing Practices Against | Against | |
Shareholder | | | | | |
| | | |
| on the Poor | | |
13 | Establish Supplier Human Rights | Against | Against |
Shareholder | | |
| Purchasing Protocols | | |
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
| | | | | | |
Ticker: | PEG | Security ID: | 744573106 | | |
Meeting Date: APR 20, 2010 | Meeting Type: Annual | | |
Record Date: FEB 19, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Albert R. Gamper, Jr. | For | For | Management |
2 | Elect Director Conrad K. Harper | For | For | Management |
3 | Elect Director William V. Hickey | For | For | Management |
4 | Elect Director Ralph Izzo | For | For | Management |
5 | Elect Director Shirley Ann Jackson | For | Against | Management |
6 | Elect Director David Lilley | For | For | Management |
7 | Elect Director Thomas A. Renyi | For | For | Management |
8 | Elect Director Hak Cheol Shin | For | For | Management |
9 | Elect Director Richard J. Swift | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
RAYTHEON COMPANY | | | | |
|
Ticker: | RTN | Security ID: | 755111507 | | |
Meeting Date: MAY 27, 2010 | Meeting Type: Annual | | |
Record Date: APR 2, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Vernon E. Clark | For | For | Management |
2 | Elect Director John M. Deutch | For | For | Management |
3 | Elect Director Stephen J. Hadley | For | For | Management |
4 | Elect Director Frederic M. Poses | For | For | Management |
5 | Elect Director Michael C. Ruettgers | For | For | Management |
6 | Elect Director Ronald L. Skates | For | For | Management |
7 | Elect Director William R. Spivey | For | For | Management |
8 | Elect Director Linda G. Stuntz | For | For | Management |
9 | Elect Director William H. Swanson | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Provide Right to Call Special Meeting | For | For | Management |
12 | Approve Omnibus Stock Plan | For | For | Management |
13 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
| | | |
14 | Submit SERP to Shareholder Vote | Against | Against |
Shareholder | | |
15 | Provide Right to Act by Written Consent Against | For |
Shareholder | | |
--------------------------------------------------------------------------------
| | | | | | |
SCHERING-PLOUGH CORP. | | | | |
|
Ticker: | SGP | Security ID: | 806605101 | | |
Meeting Date: AUG 7, 2009 | Meeting Type: Special | | |
Record Date: JUN 22, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | | |
2 | Adjourn Meeting | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
STANLEY BLACK & DECKER, INC. | | | | |
|
Ticker: | SWK | Security ID: | 854502101 | | |
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | | |
Record Date: APR 15, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nolan D. Archibald | For | For | Management |
1.2 | Elect Director John G. Breen | For | Withhold | Management |
1.3 | Elect Director George W. Buckley | For | For | Management |
1.4 | Elect Director Virgis W. Colbert | For | Withhold | Management |
1.5 | Elect Director Manuel A. Fernandez | For | For | Management |
1.6 | Elect Director Benjamin H. Griswold, IV For | For | Management |
1.7 | Elect Director Anthony Luiso | For | For | Management |
1.8 | Elect Director John F. Lundgren | For | Withhold | Management |
1.9 | Elect Director Robert L. Ryan | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
STANLEY WORKS, THE | | | | |
|
Ticker: | SWK | Security ID: | 854616109 | | |
Meeting Date: MAR 12, 2010 | Meeting Type: Special | | |
Record Date: JAN 11, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| | | | |
| Acquisition | | | |
2 | Amend Certificate Of Incorporation | For | For | Management |
| Increasing Authorized Common Stock and | | | |
| Changing Company Name | | | |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
| | | | | | | |
STAPLES, INC. | | | | | |
|
Ticker: | SPLS | Security ID: | 855030102 | | |
Meeting Date: JUN 7, 2010 | Meeting Type: Annual | | |
Record Date: APR 12, 2010 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Basil L. Anderson | | For | For | Management |
2 | Elect Director Arthur M. Blank | | For | For | Management |
3 | Elect Director Mary Elizabeth Burton | | For | For | Management |
4 | Elect Director Justin King | | For | For | Management |
5 | Elect Director Carol Meyrowitz | | For | For | Management |
6 | Elect Director Rowland T. Moriarty | | For | For | Management |
7 | Elect Director Robert C. Nakasone | | For | For | Management |
8 | Elect Director Ronald L. Sargent | | For | For | Management |
9 | Elect Director Elizabeth A. Smith | | For | For | Management |
10 | Elect Director Robert E. Sulentic | | For | For | Management |
11 | Elect Director Vijay Vishwanath | | For | For | Management |
12 | Elect Director Paul F. Walsh | | For | For | Management |
13 | Approve Executive Incentive Bonus Plan | For | For | Management |
14 | Amend Omnibus Stock Plan | | For | For | Management |
15 | Ratify Auditors | | | For | For | Management |
16 | Provide Right to Act by Written Consent Against | For | |
Shareholder | | | | | | |
17 | Amend Articles/Bylaws/Charter -- Call | | Against | Against | |
Shareholder | | | | | | |
| Special Meetings | | | | | |
--------------------------------------------------------------------------------
| | | | | | | |
TARGET CORPORATION | | | | | |
|
Ticker: | TGT | Security ID: | 87612 | E106 | | |
Meeting Date: JUN 9, 2010 | Meeting Type: Annual | | | |
Record Date: APR 12, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Elect Director Calvin Darden | For | | For | Management |
2 | Elect Director Anne M. Mulcahy | For | | For | Management |
3 | Elect Director Stephen W. Sanger | For | | For | Management |
4 | Elect Director Gregg W. Steinhafel | For | | For | Management |
| | | | |
5 | Ratify Auditors | For | For | Management |
6 | Declassify the Board of Directors | For | For | Management |
7 | Reduce Supermajority Vote Requirement | For | For | Management |
8 | Amend Articles of Incorporation | For | For | Management |
9 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
--------------------------------------------------------------------------------
| | | | | | | |
TERADATA CORPORATION | | | | | |
|
Ticker: | TDC | Security ID: | 88076 | W103 | | |
Meeting Date: APR 27, 2010 | Meeting Type: Annual | | | |
Record Date: FEB 26, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Elect Director Edward P. Boykin | For | | For | Management |
2 | Elect Director Cary T. Fu | For | | For | Management |
3 | Elect Director Victor L. Lund | For | | For | Management |
4 | Ratify Auditors | | For | | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
TEVA PHARMACEUTICAL INDUSTRIES LTD. | | | |
|
Ticker: | TEVA | Security ID: 881624209 | | |
Meeting Date: JUN 29, 2010 | Meeting Type: Annual | | |
Record Date: MAY 24, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Final Dividend of NIS 2.50 (USD For | For | Management |
| 0.642) Per Share | | | | |
2 | Election Of Director: Mr. Abraham E. | For | For | Management |
| Cohen | | | | | |
3 | Election Of Director: Mr. Amir Elstein | For | For | Management |
4 | Election Of Director: Prof. Roger | For | For | Management |
| Kornberg | | | | |
5 | Election Of Director: Prof. Moshe Many | For | For | Management |
6 | Election Of Director: Mr. Dan Propper | For | For | Management |
7 | Approve Auditors and Authorize Board to For | For | Management |
| Fix Their Remuneration | | | |
8 | Approve Stock Option Plan | For | Against | Management |
9 | Approve Compensation of Board Chairman | For | For | Management |
10 | Approve Compensation of Director | For | For | Management |
11 | Approve Compensation of Director | For | For | Management |
12 | Increase Authorized Share Capital | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
TEXTRON INC. | | | | |
|
Ticker: | TXT | Security ID: | 883203101 | | |
Meeting Date: APR 28, 2010 | Meeting Type: Annual | | |
Record Date: MAR 5, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Kathleen M. Bader | For | For | Management |
2 | Elect Director R. Kerry Clark | For | Against | Management |
3 | Elect Director Ivor J. Evans | For | Against | Management |
4 | Elect Director Lord Powell of Bayswater For | Against | Management |
5 | Elect Director James L. Ziemer | For | For | Management |
6 | Approve Option Exchange Program | For | For | Management |
7 | Declassify the Board of Directors and | For | For | Management |
| Adjust Par Value of Preferred Stock | | | |
8 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
THERMO FISHER SCIENTIFIC INC. | | | | |
|
Ticker: | TMO | Security ID: | 883556102 | | |
Meeting Date: MAY 26, 2010 | Meeting Type: Annual | | |
Record Date: MAR 29, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Marc N. Casper | For | For | Management |
2 | Elect Director Tyler Jacks | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
TIME WARNER INC. | | | | |
|
Ticker: | TWX | Security ID: | 887317303 | | |
Meeting Date: MAY 21, 2010 | Meeting Type: Annual | | |
Record Date: MAR 26, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director James L. Barksdale | For | For | Management |
2 | Elect Director William P. Barr | For | For | Management |
3 | Elect Director Jeffrey L. Bewkes | For | For | Management |
4 | Elect Director Stephen F. Bollenbach | For | For | Management |
5 | Elect Director Frank J. Caufield | For | For | Management |
6 | Elect Director Robert C. Clark | For | For | Management |
7 | Elect Director Mathias Dopfner | For | For | Management |
8 | Elect Director Jessica P. Einhorn | For | For | Management |
| | | | |
9 | Elect Director Fred Hassan | For | For | Management |
10 | Elect Director Michael A. Miles | For | For | Management |
11 | Elect Director Kenneth J. Novack | For | For | Management |
12 | Elect Director Deborah C. Wright | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Approve Omnibus Stock Plan | For | For | Management |
15 | Provide Right to Call Special Meeting | For | Against | Management |
16 | Reduce Supermajority Vote Requirement | Against | For | |
Shareholder | | | |
17 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | |
18 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
--------------------------------------------------------------------------------
| | | | | | | |
TYCO ELECTRONICS LTD. | | | | | |
|
Ticker: | TEL | Security ID: | H8912 | P106 | | |
Meeting Date: OCT 8, 2009 | Meeting Type: Special | | | |
Record Date: AUG 24, 2009 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | To Approve Payment Of A Distribution To For | | For | Management |
| Shareholders Through Areduction Of The | | | |
| Par Value Of Our Shares, Such Payment | | | | |
| To Bemade In Two Installments On Or | | | | |
| Before March 26, 2010 (the End Ofthe | | | | |
| Second Fiscal Quarter Of 2010). | | | | |
2 | To Approve Any Adjournments Or | For | | Against | Management |
| Postponements Of Theextraordinary | | | | |
| General Meeting. | | | | | |
3 | Transact Other Business (Voting) | For | | Against | Management |
--------------------------------------------------------------------------------
| | | | | | |
TYCO INTERNATIONAL LTD. | | | | |
|
Ticker: | TYC | Security ID: | H89128104 | | |
Meeting Date: MAR 10, 2010 | Meeting Type: Annual | | |
Record Date: | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Management |
| Statutory Reports for Fiscal 2008/2009 | | |
2 | Approve Discharge of Board and Senior | For | For | Management |
| Management | | | | |
3.1 | Reelect Edward Breen as Director | For | For | Management |
3.2 | Elect Michael Daniels as Director | For | For | Management |
| | | | | |
3.3 | | Reelect Timothy Donahue as Director | For | For | Management |
3.4 | | Reelect Brian Duperreault as Director | For | For | Management |
3.5 | | Reelect Bruce Gordon as Director | For | For | Management |
3.6 | | Reelect Rajiv Gupta as Director | For | For | Management |
3.7 | | Reelect John Krol as Director | For | For | Management |
3.8 | | Reelect Brendan O'Neill as Director | For | For | Management |
3.9 | | Reelect William Stavropoulos as | For | For | Management |
| | Director | | | |
3.10 | | Reelect Sandra Wijnberg as Director | For | For | Management |
3.11 | | Reelect R. David Yost as Director | For | For | Management |
4 | a | Ratify Deloitte AG as Auditors | For | For | Management |
4 | b | Appoint Deloitte & Touche LLP as | For | For | Management |
| | Independent Registered Public | | | |
| | Accounting Firm for Fiscal 2009/2010 | | | |
4 | c | Ratify PricewaterhouseCoopers AG as | For | For | Management |
| | Special Auditor | | | |
5 | a | Approve Carrying Forward of Net Loss | For | For | Management |
5 | b | Approve CHF 407.4 Million Reduction in | For | For | Management |
| | Share Capital and Repayment of CHF 0.85 | | | |
| | per Share | | | |
6 | | Amend Articles Re: Plurality Voting | For | For | Management |
| | Standard for Board Elections When the | | | |
| | Number of Candidates Exceeds the Number | | | |
| | of Board Positions Available | | | |
7 | | Transact Other Business (Voting) | For | Against | Management |
--------------------------------------------------------------------------------
| | | | | | |
UNIVERSAL HEALTH SERVICES, INC. | | | |
|
Ticker: | UHS | Security ID: | 913903100 | | |
Meeting Date: MAY 19, 2010 | Meeting Type: Annual | | |
Record Date: MAR 31, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Hotz | For | Withhold | Management |
2 | Approve Restricted Stock Plan | For | Against | Management |
3 | Approve Executive Incentive Bonus Plan For | For | Management |
--------------------------------------------------------------------------------
| | | | | | | |
VALERO ENERGY CORPORATION | | | | | |
|
Ticker: | VLO | Security ID: | 91913 | Y100 | | |
Meeting Date: APR 29, 2010 | Meeting Type: Annual | | | |
Record Date: | MAR 1, 2010 | | | | | |
|
# | Proposal | | Mgt Rec | | Vote Cast | Sponsor |
1 | Elect Director Ruben M. Escobedo | For | | For | Management |
2 | Elect Director Bob Marbut | For | | Against | Management |
| | | | |
3 | Elect Director Robert A. Profusek | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
6 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | |
7 | Report on Rainforest Sustainability | Against | Against | |
Shareholder | | | |
8 | Report on Political Contributions | Against | Against | |
Shareholder | | | |
9 | Stock Retention/Holding Period | Against | Against | |
Shareholder | | | |
--------------------------------------------------------------------------------
| | | | | |
VMWARE, INC. | | | | |
|
Ticker: | VMW | Security ID: 928563402 | | |
Meeting Date: MAY 21, 2010 | Meeting Type: Annual | | |
Record Date: | MAR 24, 2010 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
WALT DISNEY COMPANY, THE | | | | |
|
Ticker: | DIS | Security ID: | 254687106 | | |
Meeting Date: MAR 10, 2010 | Meeting Type: Annual | | |
Record Date: JAN 11, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Susan E. Arnold | For | For | Management |
2 | Elect Director John E. Bryson | For | For | Management |
3 | Elect Director John S. Chen | For | For | Management |
4 | Elect Director Judith L. Estrin | For | For | Management |
5 | Elect Director Robert A. Iger | For | For | Management |
6 | Elect Director Steven P. Jobs | For | For | Management |
7 | Elect Director Fred H. Langhammer | For | For | Management |
8 | Elect Director Aylwin B. Lewis | For | For | Management |
9 | Elect Director Monica C. Lozano | For | For | Management |
10 | Elect Director Robert W. Matschullat | For | For | Management |
11 | Elect Director John E. Pepper, Jr. | For | For | Management |
12 | Elect Director Sheryl Sandberg | For | For | Management |
13 | Elect Director Orin C. Smith | For | For | Management |
14 | Ratify Auditors | | For | For | Management |
15 | Amend Omnibus Stock Plan | For | Against | Management |
16 | Reduce Supermajority Vote Requirement | For | For | Management |
17 | Reduce Supermajority Vote Requirement | For | For | Management |
18 | Amend Articles of Incorporation to | For | For | Management |
| | | | |
| Delete Certain Tracking Stock | | | |
| Provisions | | | |
19 | Amend Articles of Incorporation to | For | For | Management |
| Delete Classified Board Transition | | | |
| Provisions | | | |
20 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
21 | Amend EEO Policy to Prohibit | Against | Against | |
Shareholder | | | |
| Discrimination Based on Ex-Gay Status | | | |
--------------------------------------------------------------------------------
| | | | | | |
WELLPOINT, INC. | | | | |
|
Ticker: | WLP | Security ID: 94973V107 | | |
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | | |
Record Date: MAR 17, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Sheila P. Burke | For | For | Management |
2 | Elect Director George A. Schaefer, Jr. | For | For | Management |
3 | Elect Director Jackie M. Ward | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
5 | Report on Conversion to Non-Profit | Against | Against | |
Shareholder | | | | | |
| Status | | | | |
6 | Report on Lobbying Expenses | Against | Against | |
Shareholder | | | | | |
7 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | | | |
| Officers' Compensation | | | | |
8 | Reincorporate in Another State [from | Against | Against | |
Shareholder | | | | | |
| Indiana to Delaware] | | | | |
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| | | | | | |
WELLS FARGO & COMPANY | | | | |
|
Ticker: | WFC | Security ID: | 949746101 | | |
Meeting Date: APR 27, 2010 | Meeting Type: Annual | | |
Record Date: FEB 26, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Election Director John D. Baker II | For | For | Management |
2 | Election Director John S. Chen | For | Against | Management |
3 | Election Director Lloyd H. Dean | For | For | Management |
4 | Election Director Susan E. Engel | For | Against | Management |
| | | | |
5 | Election Director Enrique Hernandez, | For | For | Management |
| Jr. | | | |
6 | Election Director Donald M. James | For | Against | Management |
7 | Election Director Richard D. McCormick | For | Against | Management |
8 | Election Director Mackey J. McDonald | For | Against | Management |
9 | Election Director Cynthia H. Milligan | For | For | Management |
10 | Elect Director Nicholas G. Moore | For | For | Management |
11 | Elect Director Philip J. Quigley | For | For | Management |
12 | Elect Director Judith M. Runstad | For | For | Management |
13 | Elect Director Stephen W. Sanger | For | Against | Management |
14 | Elect Director Robert K. Steel | For | For | Management |
15 | Elect Director John G. Stumpf | For | For | Management |
16 | Elect Director an G. Swenson | For | For | Management |
17 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | |
18 | Increase Authorized Common Stock | For | For | Management |
19 | Ratify Auditors | For | For | Management |
20 | Advisory Vote to Ratify Named Executive Against | For | |
Shareholder | | | |
| Officers' Compensation | | | |
21 | Require Independent Board Chairman | Against | Against | |
Shareholder | | | |
22 | Report on Charitable Contributions | Against | Against | |
Shareholder | | | |
23 | Report on Political Contributions | Against | Against | |
Shareholder | | | |
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| | | | | | |
WHOLE FOODS MARKET, INC. | | | | |
|
Ticker: | WFMI | Security ID: 966837106 | | |
Meeting Date: MAR 8, 2010 | Meeting Type: Annual | | |
Record Date: JAN 12, 2010 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John B. Elstrott | For | For | Management |
1.2 | Elect Director Gabrielle E. Greene | For | For | Management |
1.3 | Elect Director Hass Hassan | For | For | Management |
1.4 | Elect Director Stephanie Kugelman | For | For | Management |
1.5 | Elect Director John P. Mackey | For | For | Management |
1.6 | Elect Director Jonathan A. Seiffer | For | For | Management |
1.7 | Elect Director Morris J. Siegel | For | For | Management |
1.8 | Elect Director Jonathan D. Sokoloff | For | For | Management |
1.9 | Elect Director Ralph Z. Sorenson | For | For | Management |
1.10 | Elect Director W.A. (Kip) Tindell, III | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Reduce Supermajority Vote Requirement | Against | For | |
Shareholder | | | | | |
4 | Amend Articles/Bylaws/Charter -- | Against | For | |
Shareholder | | | | | |
| Removal of Directors | | | | |
| | | |
5 | Adopt a Policy Establishing an | Against | Against |
Shareholder | | |
| Engagement Process with Proponents to | | |
| Shareholder Proposals | | |
6 | Adopt and Disclose Succession Planning | Against | Against |
Shareholder | | |
| Policy | | |
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| | | | | | |
WYETH | | | | | | |
|
Ticker: | WYE | Security ID: | 983024100 | | |
Meeting Date: JUL 20, 2009 | Meeting Type: Annual | | |
Record Date: JUN 5, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | | For | For | Management |
3.1 | Elect Director Robert M. Amen | For | Against | Management |
3.2 | Elect Director Michael J. Critelli | For | Against | Management |
3.3 | Elect Director Frances D. Fergusson | For | For | Management |
3.4 | Elect Director Victor F. Ganzi | For | Against | Management |
3.5 | Elect Director Robert Langer | For | For | Management |
3.6 | Elect Director John P. Mascotte | For | Against | Management |
3.7 | Elect Director Raymond J. McGuire | For | For | Management |
3.8 | Elect Director Mary Lake Polan | For | For | Management |
3.9 | Elect Director Bernard Poussot | For | For | Management |
3.10 | Elect Director Gary L. Rogers | For | Against | Management |
3.11 | Elect Director John R. Torell III | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
5 | Report on Political Contributions | Against | Against | |
Shareholder | | | | | |
6 | Amend Articles/Bylaws/Charter -- Call | Against | For | |
Shareholder | | | | | |
| Special Meetings | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Dreyfus Fund Incorporated
| |
By: | /s/ Bradley J. Skapyak |
| Bradley J. Skapyak |
| President |
|
Date: | August 23, 2010 |