UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF |
REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 1899 |
Dreyfus Growth Opportunity Fund, Inc. |
(Exact name of registrant as specified in charter) |
c/o The Dreyfus Corporation |
200 Park Avenue |
New York, New York 10166 |
(Address of principal executive offices) (Zip code) |
Mark N. Jacobs, Esq. |
200 Park Avenue |
New York, New York 10166 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 |
Date of fiscal year end: 2/28(9) |
Date of reporting period: July 1, 2005-June 30, 2006 |
Item 1. Proxy Voting Record
==================== DREYFUS GROWTH OPPORTUNITY FUND, INC. =====================
3M CO | ||||||||||
Ticker: MMM | Security ID: | 88579Y101 | ||||||||
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Linda G. Alvarado | For | For | Management | ||||||
1.2 | Elect Director Edward M. Liddy | For | For | Management | ||||||
1.3 | Elect Director Robert S. Morrison | For | For | Management | ||||||
1.4 | Elect Director Aulana L. Peters | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Performance-Based | Against | For | Shareholder | ||||||
5 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||||
6 | Implement China Principles | Against | Against | Shareholder |
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ABBOTT LABORATORIES | ||||||||||
Ticker: ABT | Security ID: | 002824100 | ||||||||
Meeting Date: APR 28, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Roxanne S. Austin | For | For | Management | ||||||
1.2 | Elect Director William M. Daley | For | For | Management | ||||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||||
1.4 | Elect Director H. Laurance Fuller | For | For | Management | ||||||
1.5 | Elect Director Richard A. Gonzalez | For | For | Management | ||||||
1.6 | Elect Director Jack M. Greenberg | For | For | Management | ||||||
1.7 | Elect Director Lord Owen | For | For | Management | ||||||
1.8 | Elect Director Boone Powell, Jr. | For | For | Management | ||||||
1.9 | Elect Director W. Ann Reynolds, Ph.D. | For | For | Management | ||||||
1.10 | Elect Director Roy S. Roberts | For | For | Management | ||||||
1.11 | Elect Director William D. Smithburg | For | For | Management | ||||||
1.12 | Elect Director John R. Walter | For | For | Management | ||||||
1.13 | Elect Director Miles D. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Performance-Based Equity Awards | Against | For | Shareholder | ||||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
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ADOBE SYSTEMS INC. | ||
Ticker: ADBE | Security ID: 00724F101 | |
Meeting Date: MAR 28, 2006 | Meeting Type: Annual | |
Record Date: FEB 13, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Michael R. Cannon | For | For | Management | ||||
1.3 | Elect Director Bruce R. Chizen | For | For | Management | ||||
1.4 | Elect Director James E. Daley | For | For | Management | ||||
1.5 | Elect Director Charles M. Geschke | For | For | Management | ||||
1.6 | Elect Director Delbert W. Yocam | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
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ADVANCE AUTO PARTS INC | ||||||||||
Ticker: AAP | Security ID: | 00751Y106 | ||||||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John C. Brouillard | For | For | Management | ||||||
1.2 | Elect Director Lawrence P. Castellani | For | For | Management | ||||||
1.3 | Elect Director Michael N. Coppola | For | For | Management | ||||||
1.4 | Elect Director Darren R. Jackson | For | For | Management | ||||||
1.5 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||||
1.6 | Elect Director William S. Oglesby | For | For | Management | ||||||
1.7 | Elect Director Gilbert T. Ray | For | For | Management | ||||||
1.8 | Elect Director Carlos A. Saladrigas | For | For | Management | ||||||
1.9 | Elect Director William L. Salter | For | For | Management | ||||||
1.10 | Elect Director Francesca M. Spinelli | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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ADVANCED MEDICAL OPTICS, INC. | ||||||||||
Ticker: EYE | Security ID: | 00763M108 | ||||||||
Meeting Date: MAY 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 31, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William J. Link, Ph.D. | For | For | Management | ||||||
1.2 | Elect Director Michael A. Mussallem | For | For | Management | ||||||
1.3 | Elect Director Deborah J. Neff | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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ADVANCED MICRO DEVICES, INC. | ||
Ticker: AMD | Security ID: 007903107 | |
Meeting Date: MAY 5, 2006 | Meeting Type: Annual | |
Record Date: MAR 6, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hector de J. Ruiz | For | For | Management | ||||
1.2 | Elect Director W. Michael Barnes | For | For | Management | ||||
1.3 | Elect Director Bruce L. Claflin | For | For | Management | ||||
1.4 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
1.5 | Elect Director Robert B. Palmer | For | For | Management | ||||
1.6 | Elect Director Leonard M. Silverman | For | For | Management | ||||
1.7 | Elect Director Morton L. Topfer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||
Plan | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
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AIRTRAN HOLDINGS, INC. | ||||||||||
Ticker: AAI | Security ID: | 00949P108 | ||||||||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 31, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Joseph B. Leonard | For | For | Management | ||||||
1.2 | Elect Director Lewis H. Jordan | For | For | Management | ||||||
1.3 | Elect Director Don L. Chapman | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management |
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ALCON INC. | ||||||||||
Ticker: ACL | Security ID: H01301102 | |||||||||
Meeting Date: MAY 2, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF THE 2005 ANNUAL REPORT AND | For | For | Management | ||||||
ACCOUNTS OF ALCON, INC. AND THE 2005 | ||||||||||
CONSOLIDATED FINANCIAL STATEMENTS OF | ||||||||||
ALCON, INC. AND SUBSIDIARIES | ||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AND | For | For | Management | ||||||
PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE | ||||||||||
FINANCIAL YEAR 2005 | ||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF | For | For | Management | ||||||
DIRECTORS FOR THE FINANCIAL YEAR 2005 | ||||||||||
4 | ELECTION OF KPMG KLYNVELD PEAT MARWICK | For | For | Management | ||||||
GOERDELER SA, ZURICH, AS GROUP AND PARENT | ||||||||||
COMPANY AUDITORS | ||||||||||
5 | ELECTION OF ZENSOR REVISIONS AG, ZUG, AS | For | For | Management | ||||||
SPECIAL AUDITORS | ||||||||||
6 | ELECTION TO THE BOARD OF DIRECTORS OF | For | For | Management | ||||||
PHIL GEIER | ||||||||||
7 | ELECTION TO THE BOARD OF DIRECTORS OF | For | Against | Management |
PAUL POLMAN | ||||||||
8 | ELECTION TO THE BOARD OF DIRECTORS OF JOE For | For | Management | |||||
WELLER | ||||||||
9 | APPROVAL OF SHARE CANCELLATION | For | For | Management |
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ALTRIA GROUP, INC. | ||||||||||
Ticker: MO | Security ID: 02209S103 | |||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||||
1.2 | Elect Director Harold Brown | For | For | Management | ||||||
1.3 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||||
1.4 | Elect Director Louis C. Camilleri | For | For | Management | ||||||
1.5 | Elect Director J. Dudley Fishburn | For | For | Management | ||||||
1.6 | Elect Director Robert E. R. Huntley | For | For | Management | ||||||
1.7 | Elect Director Thomas W. Jones | For | For | Management | ||||||
1.8 | Elect Director George Munoz | For | For | Management | ||||||
1.9 | Elect Director Lucio A. Noto | For | For | Management | ||||||
1.10 | Elect Director John S. Reed | For | For | Management | ||||||
1.11 | Elect Director Stephen M. Wolf | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
4 | Adopt ILO Standards | Against | Against | Shareholder | ||||||
5 | Inform African Americans of Health Risks | Against | Against | Shareholder | ||||||
Associated with Menthol Cigarettes | ||||||||||
6 | Establish Fire Safety Standards for | Against | Against | Shareholder | ||||||
Cigarettes | ||||||||||
7 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||||
8 | Support Legislation to Reduce Smoking | Against | Against | Shareholder | ||||||
9 | Provide Information on Second Hand Smoke | Against | Against | Shareholder |
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AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||
Ticker: AIG | Security ID: | 026874107 | ||||||||
Meeting Date: AUG 11, 2005 | Meeting Type: Annual | |||||||||
Record Date: JUN 24, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director M. Aidinoff | For | For | Management | ||||||
1.2 | Elect Director P. Chia | For | For | Management | ||||||
1.3 | Elect Director M. Cohen | For | Withhold | Management | ||||||
1.4 | Elect Director W. Cohen | For | For | Management | ||||||
1.5 | Elect Director M. Feldstein | For | For | Management | ||||||
1.6 | Elect Director E. Futter | For | For | Management | ||||||
1.7 | Elect Director S. Hammerman | For | For | Management | ||||||
1.8 | Elect Director C. Hills | For | For | Management | ||||||
1.9 | Elect Director R. Holbrooke | For | For | Management | ||||||
1.10 | Elect Director D. Kanak | For | For | Management |
1.11 | Elect Director G. Miles, Jr | For | For | Management | ||||
1.12 | Elect Director M. Offit | For | For | Management | ||||
1.13 | Elect Director M. Sullivan | For | For | Management | ||||
1.14 | Elect Director E. Tse | For | For | Management | ||||
1.15 | Elect Director F. Zarb | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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AMERICAN STANDARD COMPANIES INC. | ||||||||||
Ticker: ASD | Security ID: | 029712106 | ||||||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Steven F. Goldstone | For | For | Management | ||||||
1.2 | Elect Director Kirk S. Hachigian | For | For | Management | ||||||
1.3 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||||
1.4 | Elect Director Dale F. Morrison | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AMGEN, INC. | ||||||||||
Ticker: AMGN | Security ID: 031162100 | |||||||||
Meeting Date: MAY 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 13, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frederick W. Gluck | For | For | Management | ||||||
1.2 | Elect Director J. Paul Reason | For | For | Management | ||||||
1.3 | Elect Director Donald B. Rice | For | For | Management | ||||||
1.4 | Elect Director Leonard D. Schaeffer | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Stock Retention | Against | Against | Shareholder | ||||||
4 | Link Executive Compensation to Social | Against | Against | Shareholder | ||||||
Issues | ||||||||||
5 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote | ||||||||||
6 | Develop an Animal Welfare Policy | Against | Against | Shareholder | ||||||
7 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
8 | Report on Political Contributions | For | Against | Shareholder |
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ANALOG DEVICES, INC. | ||
Ticker: ADI | Security ID: 032654105 | |
Meeting Date: MAR 14, 2006 | Meeting Type: Annual | |
Record Date: JAN 13, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James A. Champy | For | For | Management | ||||
1.2 | Elect Director Kenton J. Sicchitano | For | For | Management | ||||
1.3 | Elect Director Lester C. Thurow | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
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AON CORP. | ||||||||||
Ticker: AOC | Security ID: 037389103 | |||||||||
Meeting Date: MAY 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 22, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Patrick G. Ryan | For | For | Management | ||||||
1.2 | Elect Director Gregory C. Case | For | For | Management | ||||||
1.3 | Elect Director Edgar D. Jannotta | For | For | Management | ||||||
1.4 | Elect Director Jan Kalff | For | For | Management | ||||||
1.5 | Elect Director Lester B. Knight | For | For | Management | ||||||
1.6 | Elect Director J. Michael Losh | For | For | Management | ||||||
1.7 | Elect Director R. Eden Martin | For | For | Management | ||||||
1.8 | Elect Director Andrew J. McKenna | For | For | Management | ||||||
1.9 | Elect Director Robert S. Morrison | For | For | Management | ||||||
1.10 | Elect Director Richard B. Myers | For | For | Management | ||||||
1.11 | Elect Director Richard C. Notebaert | For | For | Management | ||||||
1.12 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||||
1.13 | Elect Director Gloria Santona | For | For | Management | ||||||
1.14 | Elect Director Carolyn Y. Woo | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
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APPLE COMPUTER, INC. | ||||||||||||
Ticker: AAPL | Security ID: | 037833100 | ||||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||||
Record Date: FEB 28, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Fred D. Anderson | For | For | Management | ||||||||
1.2 | Elect Director William V. Campbell | For | For | Management | ||||||||
1.3 | Elect Director Millard S. Drexler | For | For | Management | ||||||||
1.4 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||||||
1.5 | Elect Director Steven P. Jobs | For | For | Management | ||||||||
1.6 | Elect Director Arthur D. Levinson, Ph.D. | For | For | Management | ||||||||
1.7 | Elect Director Jerome B. York | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Computer Recycling Policy | Against | Against | Shareholder |
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AUTOMATIC DATA PROCESSING, INC. | ||||||||||
Ticker: ADP | Security ID: | 053015103 | ||||||||
Meeting Date: NOV 8, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 9, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||||
1.4 | Elect Director Leon G. Cooperman | For | For | Management | ||||||
1.5 | Elect Director R. Glenn Hubbard | For | For | Management | ||||||
1.6 | Elect Director John P. Jones | For | For | Management | ||||||
1.7 | Elect Director Ann Dibble Jordan | For | For | Management | ||||||
1.8 | Elect Director Harvey M. Krueger | For | For | Management | ||||||
1.9 | Elect Director Frederic V. Malek | For | For | Management | ||||||
1.10 | Elect Director Henry Taub | For | For | Management | ||||||
1.11 | Elect Director Arthur F. Weinbach | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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BHP BILLITON LIMITED (FORMERLY BHP LTD.) | ||||||||||||
Ticker: | BHP | Security ID: 088606108 | ||||||||||
Meeting Date: NOV 25, 2005 | Meeting Type: Annual | |||||||||||
Record Date: | SEP 15, 2005 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS AND | For | For | Management | ||||||||
REPORTS OF BHP BILLITON PLC. | ||||||||||||
2 | TO RECEIVE THE FINANCIAL STATEMENTS AND | For | For | Management | ||||||||
REPORTS OF BHP BILLITON LIMITED. | ||||||||||||
3.1 | Elect | Director Mr C A S Cordeiro | For | For | Management | |||||||
3.2 | Elect | Director Mr C A S Cordeiro | For | For | Management | |||||||
3.3 | Elect | Director Hon. E G De Planque | For | For | Management | |||||||
3.4 | Elect | Director Hon. E G De Planque | For | For | Management | |||||||
3.5 | Elect | Director Mr D A Crawford | For | For | Management | |||||||
3.6 | Elect | Director Mr D A Crawford | For | For | Management | |||||||
3.7 | Elect | Director Dr D A L Jenkins | For | For | Management | |||||||
3.8 | Elect | Director Dr D A L Jenkins | For | For | Management | |||||||
3.9 | Elect | Director Mr M Salamon | For | For | Management | |||||||
3.10 | Elect | Director Mr M Salamon | For | For | Management | |||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | TO RENEW THE GENERAL AUTHORITY TO ALLOT | For | For | Management | ||||||||
SHARES IN BHP BILLITON PLC. | ||||||||||||
6 | TO RENEW THE DISAPPLICATION OF | For | For | Management | ||||||||
PRE-EMPTION RIGHTS IN BHP BILLITON PLC. | ||||||||||||
7 | TO APPROVE THE RE-PURCHASE OF SHARES IN | For | For | Management | ||||||||
BHP BILLITON PLC. | ||||||||||||
8 | TO APPROVE THE REMUNERATION REPORT. | For | For | Management | ||||||||
9 | TO APPROVE THE GRANT OF AWARDS OF MR C W | For | For | Management | ||||||||
GOODYEAR UNDER THE GIS AND THE LTIP. |
10 | TO APPROVE THE GRANT OF AWARDS TO MR M | For | For | Management | ||||
SALAMON UNDER THE GIS AND THE LTIP. | ||||||||
11 | TO APPROVE THE AMENDMENTS TO THE ARTICLES For | For | Management | |||||
OF ASSOCIATION OF BHP BILLITON PLC. | ||||||||
12 | TO APPROVE THE AMENDMENTS TO THE | For | For | Management | ||||
CONSTITUTION OF BHP BILLITON LIMITED. |
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CADBURY SCHWEPPES PLC | ||||||||||||
Ticker: | CSG | Security ID: 127209302 | ||||||||||
Meeting Date: MAY 18, 2006 | Meeting Type: Annual | |||||||||||
Record Date: | APR 6, 2006 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | FINANCIAL STATEMENTS | For | For | Management | ||||||||
2 | DECLARATION OF FINAL DIVIDEND 2005 | For | For | Management | ||||||||
3 | DIRECTORS REMUNERATION REPORT | For | For | Management | ||||||||
4.1 | Elect | Director Roger Carr | For | For | Management | |||||||
4.2 | Elect | Director Ken Hanna | For | For | Management | |||||||
4.3 | Elect | Director Todd Stitzer | For | For | Management | |||||||
4.4 | Elect | Director Lord Patten | For | For | Management | |||||||
4.5 | Elect | Director Baroness Wilcox | For | For | Management | |||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | REMUNERATION OF AUDITORS | For | For | Management | ||||||||
7 | APPROVE PROPOSED AMENDMENTS TO THE | For | For | Management | ||||||||
INTERNATIONAL SHARE AWARD PLAN | ||||||||||||
8 | APPROVE PROPOSED AMENDMENTS TO THE 2004 | For | For | Management | ||||||||
LONG TERM INCENTIVE PLAN | ||||||||||||
9 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | For | Management | ||||||||
10 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | For | For | Management | ||||||||
11 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES For | For | Management |
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CAPITAL ONE FINANCIAL CORP. | ||||||||||||
Ticker: COF | Security ID: | 14040H105 | ||||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||||
Record Date: FEB 28, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Richard D. Fairbank | For | For | Management | ||||||||
1.2 | Elect Director E.R. Campbell | For | For | Management | ||||||||
1.3 | Elect Director Stanley Westreich | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||
of Directors |
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CAPITALSOURCE, INC |
Ticker: CSE | Security ID: | 14055X102 | ||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William G. Byrnes | For | For | Management | ||||||
1.2 | Elect Director John K. Delaney | For | For | Management | ||||||
1.3 | Elect Director Sara L. Grootwassink | For | For | Management | ||||||
1.4 | Elect Director Thomas F. Steyer | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||
4 | Amend Stock Ownership Limitations | For | For | Management |
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CARDINAL HEALTH, INC. | ||||||||||
Ticker: CAH | Security ID: 14149Y108 | |||||||||
Meeting Date: NOV 2, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 9, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director J. Michael Losh | For | For | Management | ||||||
1.2 | Elect Director John B. McCoy | For | For | Management | ||||||
1.3 | Elect Director Michael D. O'Halleran | For | For | Management | ||||||
1.4 | Elect Director Jean G. Spaulding, M.D. | For | For | Management | ||||||
1.5 | Elect Director Matthew D. Walter | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management |
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CATERPILLAR INC. | ||||||||||
Ticker: CAT | Security ID: 149123101 | |||||||||
Meeting Date: JUN 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David R. Goode | For | For | Management | ||||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||||
1.3 | Elect Director Charles D. Powell | For | For | Management | ||||||
1.4 | Elect Director Joshua I. Smith | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||||||
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
8 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
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CHICOS FAS INC. | ||||||||||
Ticker: CHS | Security ID: | 168615102 | ||||||||
Meeting Date: JUN 20, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Scott A. Edmonds | For | For | Management | ||||||
1.2 | Elect Director Charles J. Kleman | For | For | Management | ||||||
1.3 | Elect Director Ross E. Roeder | For | For | Management | ||||||
1.4 | Elect Director Michael A. Weiss | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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CISCO SYSTEMS, INC. | ||||||||||||
Ticker: | CSCO | Security ID: | 17275R102 | |||||||||
Meeting Date: NOV 15, 2005 | Meeting Type: Annual | |||||||||||
Record Date: | SEP 16, 2005 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Carol A. Bartz | For | For | Management | |||||||
1.2 | Elect | Director M. Michele Burns | For | For | Management | |||||||
1.3 | Elect | Director Larry R. Carter | For | For | Management | |||||||
1.4 | Elect | Director John T. Chambers | For | For | Management | |||||||
1.5 | Elect | Director Dr. John L. Hennessy | For | For | Management | |||||||
1.6 | Elect | Director Richard M. Kovacevich | For | For | Management | |||||||
1.7 | Elect | Director Roderick C. McGeary | For | For | Management | |||||||
1.8 | Elect | Director James C. Morgan | For | For | Management | |||||||
1.9 | Elect | Director John P. Morgridge | For | For | Management | |||||||
1.10 | Elect | Director Steven M. West | For | For | Management | |||||||
1.11 | Elect | Director Jerry Yang | For | For | Management | |||||||
2 | Approve Stock Option Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Review/Limit Executive Compensation | Against | Against | Shareholder | ||||||||
5 | Report on Pay Disparity | Against | Against | Shareholder | ||||||||
6 | Report on Human Rights Policy | Against | Against | Shareholder |
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CITRIX SYSTEMS, INC. | ||||||||||
Ticker: CTXS | Security ID: | 177376100 | ||||||||
Meeting Date: MAY 18, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas F. Bogan | For | For | Management | ||||||
1.2 | Elect Director Gary E. Morin | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
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COACH, INC. | ||||||||||
Ticker: COH | Security ID: | 189754104 | ||||||||
Meeting Date: NOV 2, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 14, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Joseph Ellis | For | For | Management | ||||||
1.2 | Elect Director Lew Frankfort | For | For | Management | ||||||
1.3 | Elect Director Gary Loveman | For | For | Management | ||||||
1.4 | Elect Director Ivan Menezes | For | For | Management | ||||||
1.5 | Elect Director Irene Miller | For | For | Management | ||||||
1.6 | Elect Director Keith Monda | For | For | Management | ||||||
1.7 | Elect Director Michael Murphy | For | For | Management | ||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
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COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Ticker: CTSH | Security ID: | 192446102 | ||||||||
Meeting Date: JUN 13, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Venetia Kontogouris | For | For | Management | ||||||
1.2 | Elect Director Thomas M. Wendel | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
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COLGATE-PALMOLIVE CO. | ||||||||||
Ticker: CL | Security ID: | 194162103 | ||||||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John T. Cahill | For | For | Management | ||||||
1.2 | Elect Director Jill K. Conway | For | For | Management | ||||||
1.3 | Elect Director Ellen M. Hancock | For | For | Management | ||||||
1.4 | Elect Director David W. Johnson | For | For | Management | ||||||
1.5 | Elect Director Richard J. Kogan | For | For | Management | ||||||
1.6 | Elect Director Delano E. Lewis | For | For | Management | ||||||
1.7 | Elect Director Reuben Mark | For | For | Management | ||||||
1.8 | Elect Director J. Pedro Reinhard | For | For | Management | ||||||
1.9 | Elect Director Howard B. Wentz, Jr. | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Non-Employee Director Stock | For | For | Management | ||||||
Option Plan | ||||||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
5 | Performance-Based Equity Awards | Against | For | Shareholder |
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CORNING INC. | ||||||||||
Ticker: GLW | Security ID: 219350105 | |||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James B. Flaws | For | For | Management | ||||||
1.2 | Elect Director James R. Houghton | For | For | Management | ||||||
1.3 | Elect Director James J. O'Connor | For | For | Management | ||||||
1.4 | Elect Director Deborah D. Rieman | For | For | Management | ||||||
1.5 | Elect Director Peter F. Volanakis | For | For | Management | ||||||
1.6 | Elect Director Padmasree Warrior | For | For | Management | ||||||
2 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Approve Non-Employee Director Omnibus | For | For | Management | ||||||
Stock Plan | ||||||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
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COSTCO WHOLESALE CORPORATION | ||||||||||
Ticker: COST | Security ID: | 22160K105 | ||||||||
Meeting Date: JAN 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: DEC 2, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James D. Sinegal | For | For | Management | ||||||
1.2 | Elect Director Jeffrey H. Brotman | For | For | Management | ||||||
1.3 | Elect Director Richard A. Galanti | For | For | Management | ||||||
1.4 | Elect Director Daniel J. Evans | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||
4 | Adopt Vendor Standards | Against | Against | Shareholder | ||||||
5 | Ratify Auditors | For | For | Management |
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COUNTRYWIDE FINANCIAL CORP. | ||||||||||
Ticker: CFC | Security ID: | 222372104 | ||||||||
Meeting Date: JUN 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Kathleen Brown | For | For | Management | ||||||
1.2 | Elect Director Jeffrey M. Cunningham | For | For | Management |
1.3 | Elect Director Martin R. Melone | For | For | Management | ||||
1.4 | Elect Director Robert T. Parry | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Report of the Compensation | Against | For | Shareholder | ||||
Committee |
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CVS CORPORATION | ||||||||||
Ticker: CVS | Security ID: 126650100 | |||||||||
Meeting Date: MAY 11, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W. Don Cornwell | For | For | Management | ||||||
1.2 | Elect Director David W. Dorman | For | For | Management | ||||||
1.3 | Elect Director Thomas P. Gerrity | For | For | Management | ||||||
1.4 | Elect Director Marian L. Heard | For | For | Management | ||||||
1.5 | Elect Director William H. Joyce | For | For | Management | ||||||
1.6 | Elect Director Terrence Murray | For | For | Management | ||||||
1.7 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||||
1.8 | Elect Director Thomas M. Ryan | For | For | Management | ||||||
1.9 | Elect Director Alfred J. Verrecchia | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote | ||||||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
6 | Report on Feasibility of Product | Against | Against | Shareholder | ||||||
Reformulation |
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CYTYC CORPORATION | ||||||||||
Ticker: CYTC | Security ID: | 232946103 | ||||||||
Meeting Date: MAY 2, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Sally W. Crawford | For | For | Management | ||||||
1.2 | Elect Director Patrick J. Sullivan | For | For | Management | ||||||
1.3 | Elect Director Wayne Wilson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
DANAHER CORP. | ||||||||||
Ticker: DHR | Security ID: | 235851102 | ||||||||
Meeting Date: MAY 2, 2006 | Meeting Type: Annual |
Record Date: MAR 6, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mortimer M. Caplin | For | For | Management | ||||
1.2 | Elect Director Donald J. Ehrlich | For | For | Management | ||||
1.3 | Elect Director Linda P. Hefner | For | For | Management | ||||
1.4 | Elect Director Walter G. Lohr, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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DAVITA INC. | ||||||||||
Ticker: DVA | Security ID: | 23918K108 | ||||||||
Meeting Date: MAY 15, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Nancy-Ann DeParle | For | For | Management | ||||||
1.2 | Elect Director Richard B. Fontaine | For | For | Management | ||||||
1.3 | Elect Director Peter T. Grauer | For | For | Management | ||||||
1.4 | Elect Director C. Raymond Larkin, Jr. | For | For | Management | ||||||
1.5 | Elect Director John M. Nehra | For | For | Management | ||||||
1.6 | Elect Director William L. Roper, M.D. | For | For | Management | ||||||
1.7 | Elect Director Kent J. Thiry | For | For | Management | ||||||
1.8 | Elect Director Richard C. Vaughan | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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DEAN FOODS COMPANY | ||||||||||
Ticker: DF | Security ID: | 242370104 | ||||||||
Meeting Date: MAY 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Lewis M. Collens | For | For | Management | ||||||
1.2 | Elect Director Janet Hill | For | For | Management | ||||||
1.3 | Elect Director Hector M. Nevares | For | For | Management | ||||||
1.4 | Elect Director Pete Schenkel | For | For | Management | ||||||
1.5 | Elect Director Jim L. Turner | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Prepare a Sustainability Report | Against | Against | Shareholder |
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DELL INC. | ||||||||
Ticker: | DELL | Security ID: 24702R101 | ||||||
Meeting Date: JUL 15, 2005 | Meeting Type: Annual | |||||||
Record Date: | MAY 20, 2005 | |||||||
# Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald J. Carty | For | For | Management | ||||
1.2 | Elect Director Michael S. Dell | For | For | Management | ||||
1.3 | Elect Director William H. Gray, III | For | For | Management | ||||
1.4 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.5 | Elect Director Thomas W. Luce, III | For | For | Management | ||||
1.6 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.7 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.8 | Elect Director Michael A. Miles | For | For | Management | ||||
1.9 | Elect Director Samuel A. Nunn, Jr. | For | For | Management | ||||
1.10 | Elect Director Kevin B. Rollins | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
4 | Expense Stock Options | Against | For | Shareholder |
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DIAMOND OFFSHORE DRILLING, INC. | ||||||||||
Ticker: DO | Security ID: | 25271C102 | ||||||||
Meeting Date: MAY 23, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 27, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James S. Tisch | For | For | Management | ||||||
1.2 | Elect Director Lawrence R. Dickerson | For | For | Management | ||||||
1.3 | Elect Director Alan R. Batkin | For | For | Management | ||||||
1.4 | Elect Director Charles L. Fabrikant | For | For | Management | ||||||
1.5 | Elect Director Paul G. Gaffney, II | For | For | Management | ||||||
1.6 | Elect Director Herbert C. Hofmann | For | For | Management | ||||||
1.7 | Elect Director Arthur L. Rebell | For | For | Management | ||||||
1.8 | Elect Director Raymond S. Troubh | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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E*TRADE FINANCIAL CORP. | ||||||||||
Ticker: ET | Security ID: | 269246104 | ||||||||
Meeting Date: MAY 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 3, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael K. Parks | For | For | Management | ||||||
1.2 | Elect Director Lewis E. Randall | For | For | Management | ||||||
1.3 | Elect Director Stephen H. Willard | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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EBAY INC. | ||||
Ticker: | EBAY | Security ID: 278642103 | ||
Meeting Date: JUN 13, 2006 | Meeting Type: Annual |
Record Date: APR 17, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Ford, Jr. | For | For | Management | ||||
1.2 | Elect Director Dawn G. Lepore | For | For | Management | ||||
1.3 | Elect Director Pierre M. Omidyar | For | For | Management | ||||
1.4 | Elect Director Richard T. Sclosberg, III | For | For | Management | ||||
2 | Amend Stock Option Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
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EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA | ||||||||||
Ticker: ERJ | Security ID: 29081M102 | |||||||||
Meeting Date: MAR 31, 2006 | Meeting Type: Special | |||||||||
Record Date: MAR 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPOINTMENT OF THE COMPANIES RESPONSIBLE | For | For | Management | ||||||
FOR THE PREPARATION OF THE VALUATION | ||||||||||
REPORTS OF THE COMPANY AND OF RIO HAN TO | ||||||||||
WIT: I) VALUATION OF THE SHAREHOLDERS | ||||||||||
EQUITY VALUE; II) VALUATION BASED ON THE | ||||||||||
COMPANY S AND RIO HAN S RESPECTIVE | ||||||||||
SHAREHOLDERS EQUITY; | ||||||||||
2 | APPROVAL OF THE VALUATION REPORTS | For | For | Management | ||||||
PREPARED BY THE COMPANIES REFERRED TO IN | ||||||||||
ITEM 1 ABOVE. | ||||||||||
3 | APPROVAL OF THE PROTOCOL AND | For | For | Management | ||||||
JUSTIFICATION OF MERGER OF EMBRAER WITH | ||||||||||
AND INTO RIO HAN AND ALL EXHIBITS THERETO | ||||||||||
( MERGER AGREEMENT ), WHICH WAS PREPARED | ||||||||||
AS SET FORTH IN ARTICLES 224 AND 225 OF | ||||||||||
LAW NO. 6,404/76 AND OF INSTRUCTION CVM | ||||||||||
NO. 319/99 AND WHICH C | ||||||||||
4 | APPROVAL OF THE MERGER OF THE COMPANY | For | For | Management | ||||||
WITH AND INTO RIO HAN, PURSUANT TO THE | ||||||||||
TERMS OF THE PROTOCOL AND OTHER RELATED | ||||||||||
DOCUMENTS. |
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EMC CORP. | ||||||||||
Ticker: EMC | Security ID: | 268648102 | ||||||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gail Deegan | For | For | Management | ||||||
1.2 | Elect Director Olli-Pekka Kallasvuo | For | For | Management | ||||||
1.3 | Elect Director Windle B. Priem | For | For | Management | ||||||
1.4 | Elect Director Alfred M. Zeien | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards | ||||||||
5 | Declassify the Board of Directors | Against | For | Shareholder | ||||
6 | Limit Composition of Committee(s) to | Against | Against | Shareholder | ||||
Independent Directors |
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EMERSON ELECTRIC CO. | ||||||||||
Ticker: EMR | Security ID: | 291011104 | ||||||||
Meeting Date: FEB 7, 2006 | Meeting Type: Annual | |||||||||
Record Date: NOV 29, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director A. A. Busch,III | For | For | Management | ||||||
1.2 | Elect Director A. F. Golden | For | For | Management | ||||||
1.3 | Elect Director V. R. Loucks, Jr | For | For | Management | ||||||
1.4 | Elect Director J. B. Menzer | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Submit Severance Agreement | Against | For | Shareholder | ||||||
(Change-in-Control) to Shareholder Vote |
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ESTEE LAUDER COMPANIES INC., THE | ||||||||||
Ticker: EL | Security ID: | 518439104 | ||||||||
Meeting Date: NOV 10, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 16, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Charlene Barshefsky | For | For | Management | ||||||
1.2 | Elect Director Leonard A. Lauder | For | For | Management | ||||||
1.3 | Elect Director Ronald S. Lauder | For | For | Management | ||||||
1.4 | Elect Director Marshall Rose | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Ratify Auditors | For | For | Management |
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FISHER SCIENTIFIC INTERNATIONAL INC. | ||||||||||
Ticker: FSH | Security ID: | 338032204 | ||||||||
Meeting Date: MAY 5, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Paul M. Montrone | For | For | Management | ||||||
1.2 | Elect Director Simon B. Rich | For | For | Management | ||||||
1.3 | Elect Director Scott M. Sterling | For | For | Management |
2 | Approve Qualified Employee Stock Purchase For | For | Management | |||||
Plan | ||||||||
3 | Ratify Auditors | For | For | Management |
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FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||
Ticker: FCX | Security ID: | 35671D857 | ||||||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||||
1.2 | Elect Director Robert A. Day | For | For | Management | ||||||
1.3 | Elect Director Gerald J. Ford | For | For | Management | ||||||
1.4 | Elect Director H.Devon Graham, Jr. | For | For | Management | ||||||
1.5 | Elect Director J. Bennett Johnston | For | For | Management | ||||||
1.6 | Elect Director Bobby Lee Lackey | For | For | Management | ||||||
1.7 | Elect Director Gabrielle K. McDonald | For | For | Management | ||||||
1.8 | Elect Director James R. Moffet | For | For | Management | ||||||
1.9 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||||
1.10 | Elect Director J. Stapleton Roy | For | For | Management | ||||||
1.11 | Elect Director J. Taylor Wharton | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Review Payment Policy to Indonesian | Against | Against | Shareholder | ||||||
Military |
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GENENTECH, INC. | ||||||||||
Ticker: DNA | Security ID: | 368710406 | ||||||||
Meeting Date: APR 20, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 22, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Herbert W. Boyer | For | For | Management | ||||||
1.2 | Elect Director William M. Burns | For | For | Management | ||||||
1.3 | Elect Director Erich Hunziker | For | For | Management | ||||||
1.4 | Elect Director Jonathan K.C. Knowles | For | For | Management | ||||||
1.5 | Elect Director Arthur D. Levinson | For | For | Management | ||||||
1.6 | Elect Director Debra L. Reed | For | For | Management | ||||||
1.7 | Elect Director Charles A. Sanders | For | For | Management | ||||||
2 | Amend Qualified Employee Stock Purchase For | For | Management | |||||||
Plan | ||||||||||
3 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
GENERAL ELECTRIC CO. | ||||||||||
Ticker: GE | Security ID: | 369604103 |
Meeting Date: APR 26, 2006 Meeting Type: Annual | ||||||||
Record Date: FEB 27, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1.2 | Elect Director Sir William M. Castell | For | For | Management | ||||
1.3 | Elect Director Ann M. Fudge | For | For | Management | ||||
1.4 | Elect Director Claudio X. Gonzalez | For | Withhold | Management | ||||
1.5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
1.6 | Elect Director Andrea Jung | For | For | Management | ||||
1.7 | Elect Director Alan G. Lafley | For | For | Management | ||||
1.8 | Elect Director Robert W. Lane | For | For | Management | ||||
1.9 | Elect Director Ralph S. Larsen | For | For | Management | ||||
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1.11 | Elect Director Sam Nunn | For | For | Management | ||||
1.12 | Elect Director Roger S. Penske | For | For | Management | ||||
1.13 | Elect Director Robert J. Swieringa | For | For | Management | ||||
1.14 | Elect Director Douglas A. Warner, III | For | For | Management | ||||
1.15 | Elect Director Robert C. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Adopt Policy on Overboarded Directors | Against | Against | Shareholder | ||||
5 | Company-Specific -- One Director from the Against | Against | Shareholder | |||||
Ranks of the Retirees | ||||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
8 | Report on Environmental Policies | Against | Against | Shareholder |
--------------------------------------------------------------------------------
GENZYME CORP. | ||||||||||
Ticker: GENZ | Security ID: 372917104 | |||||||||
Meeting Date: MAY 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 31, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Victor J. Dzau, M.D. | For | For | Management | ||||||
1.2 | Elect Director Connie Mack, III | For | For | Management | ||||||
1.3 | Elect Director Henri A. Termeer | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Amend Non-Employee Director Stock Option | For | For | Management | ||||||
Plan | ||||||||||
4 | Declassify the Board of Directors | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||||
Control) to shareholder Vote |
--------------------------------------------------------------------------------
GILLETTE CO., THE | ||
Ticker: G | Security ID: 375766102 | |
Meeting Date: JUL 12, 2005 | Meeting Type: Special |
Record Date: MAY 19, 2005 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
GOOGLE INC | ||||||||||
Ticker: GOOG | Security ID: 38259P508 | |||||||||
Meeting Date: MAY 11, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Eric Schmidt | For | For | Management | ||||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||||
1.3 | Elect Director Larry Page | For | For | Management | ||||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||||
1.7 | Elect Director Ann Mather | For | For | Management | ||||||
1.8 | Elect Director Michael Moritz | For | For | Management | ||||||
1.9 | Elect Director Paul S. Otellini | For | For | Management | ||||||
1.10 | Elect Director K. Ram Shriram | For | For | Management | ||||||
1.11 | Elect Director Shirley M. Tilghman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
4 | Company-Specific-Recapitalization Plan | Against | For | Shareholder |
--------------------------------------------------------------------------------
GRANT PRIDECO INC | ||||||||||
Ticker: GRP | Security ID: 38821G101 | |||||||||
Meeting Date: MAY 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David J. Butters | For | For | Management | ||||||
1.2 | Elect Director Eliot M. Fried | For | For | Management | ||||||
1.3 | Elect Director Dennis R. Hendrix | For | For | Management | ||||||
1.4 | Elect Director Harold E. Layman | For | For | Management | ||||||
1.5 | Elect Director Sheldon B. Lubar | For | For | Management | ||||||
1.6 | Elect Director Michael McShane | For | For | Management | ||||||
1.7 | Elect Director Robert K. Moses, Jr. | For | For | Management | ||||||
1.8 | Elect Director Joseph E. Reid | For | For | Management | ||||||
1.9 | Elect Director David A. Trice | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL | Security ID: 406216101 | |||||||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alan M. Bennett | For | For | Management | ||||||
1.2 | Elect Director James R. Boyd | For | For | Management | ||||||
1.3 | Elect Director Robert | L. Crandall | For | For | Management | |||||
1.4 | Elect Director Kenneth T. Derr | For | For | Management | ||||||
1.5 | Elect Director S.Malcolm Gillis | For | For | Management | ||||||
1.6 | Elect Director W.R. Howell | For | For | Management | ||||||
1.7 | Elect Director Ray L. Hunt | For | For | Management | ||||||
1.8 | Elect Director David J. Lesar | For | For | Management | ||||||
1.9 | Elect Director J.Landis Martin | For | For | Management | ||||||
1.10 | Elect Director Jay A. Precourt | For | For | Management | ||||||
1.11 | Elect Director Debra L. Reed | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||
4 | Amend Terms of Severance Payments to | For | For | Management | ||||||
Executives | ||||||||||
5 | Review Human Rights Standards | Against | Against | Shareholder | ||||||
6 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
7 | Amend Terms of Existing Poison Pill | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HILTON HOTELS CORP. | ||||||||||
Ticker: HLT | Security ID: 432848109 | |||||||||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Christine Garvey | For | For | Management | ||||||
1.2 | Elect Director Peter M. George | For | For | Management | ||||||
1.3 | Elect Director Barron Hilton | For | For | Management | ||||||
1.4 | Elect Director John L. Notter | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote |
--------------------------------------------------------------------------------
HOME DEPOT, INC. (THE) | ||||||||||
Ticker: HD | Security ID: | 437076102 | ||||||||
Meeting Date: MAY 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gregory D. Brenneman | For | Withhold | Management |
1.2 | Elect Director John L. Clendenin | For | Withhold | Management | ||||
1.3 | Elect Director Claudio X. Gonzalez | For | Withhold | Management | ||||
1.4 | Elect Director Milledge A. Hart, III | For | Withhold | Management | ||||
1.5 | Elect Director Bonnie G. Hill | For | Withhold | Management | ||||
1.6 | Elect Director Laban P. Jackson, Jr. | For | Withhold | Management | ||||
1.7 | Elect Director Lawrence R. Johnston | For | Withhold | Management | ||||
1.8 | Elect Director Kenneth G. Langone | For | Withhold | Management | ||||
1.9 | Elect Director Angelo R. Mozilo | For | For | Management | ||||
1.10 | Elect Director Robert L. Nardelli | For | Withhold | Management | ||||
1.11 | Elect Director Thomas J. Ridge | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||
Compensation | ||||||||
4 | Report on EEOC-Related Activities | Against | Against | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
7 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||
Plans to Shareholder vote | ||||||||
8 | Report on Political Contributions | Against | Against | Shareholder | ||||
9 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||
Compensation | ||||||||
10 | Affirm Political Non-partisanship | Against | Against | Shareholder |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Ticker: IBM | Security ID: | 459200101 | ||||||||
Meeting Date: APR 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Cathleen Black | For | For | Management | ||||||
1.2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||||
1.3 | Elect Director Juergen Dormann | For | For | Management | ||||||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||||||
1.5 | Elect Director Shirley Ann Jackson | For | For | Management | ||||||
1.6 | Elect Director Minoru Makihara | For | For | Management | ||||||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||||||
1.8 | Elect Director James W. Owens | For | For | Management | ||||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||||
1.10 | Elect Director Joan E. Spero | For | For | Management | ||||||
1.11 | Elect Director Sidney Taurel | For | For | Management | ||||||
1.12 | Elect Director Charles M. Vest | For | For | Management | ||||||
1.13 | Elect Director Lorenzo H. Zambrano | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Evaluate Age Discrimination in Retirement Against | Against | Shareholder | |||||||
Plans | ||||||||||
5 | Time-Based Equity Awards | Against | For | Shareholder | ||||||
6 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||||
Compensation | ||||||||||
7 | Report on Outsourcing | Against | Against | Shareholder | ||||||
8 | Implement/ Increase Activity on the China Against | Against | Shareholder | |||||||
Principles |
9 | Report on Political Contributions | Against | Against | Shareholder | ||||
10 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
11 | Adopt Simple Majority Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO) | ||||||||||
Ticker: JCP | Security ID: | 708160106 | ||||||||
Meeting Date: MAY 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Vernon E. Jordan, Jr. | For | For | Management | ||||||
1.2 | Elect Director Burl Osborne | For | For | Management | ||||||
1.3 | Elect Director Mary Beth Stone West | For | For | Management | ||||||
1.4 | Elect Director R. Gerald Turner | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Performance-Based Equity Awards | Against | Against | Shareholder |
--------------------------------------------------------------------------------
JOHNSON & JOHNSON | ||||||||||
Ticker: JNJ | Security ID: 478160104 | |||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mary S. Coleman | For | For | Management | ||||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||||
1.3 | Elect Director Robert J. Darretta | For | For | Management | ||||||
1.4 | Elect Director Michael M. E. Johns | For | For | Management | ||||||
1.5 | Elect Director Ann D. Jordan | For | For | Management | ||||||
1.6 | Elect Director Arnold G. Langbo | For | For | Management | ||||||
1.7 | Elect Director Susan L. Lindquist | For | For | Management | ||||||
1.8 | Elect Director Leo F. Mullin | For | For | Management | ||||||
1.9 | Elect Director Christine A. Poon | For | For | Management | ||||||
1.10 | Elect Director Charles Prince | For | For | Management | ||||||
1.11 | Elect Director Steven S. Reinemund | For | For | Management | ||||||
1.12 | Elect Director David Satcher | For | For | Management | ||||||
1.13 | Elect Director William C. Weldon | For | For | Management | ||||||
2 | Amend Articles to Remove Antitakeover | For | For | Management | ||||||
Provision | ||||||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Disclose Charitable Contributions | Against | Against | Shareholder | ||||||
5 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. |
Ticker: JPM | Security ID: 46625H100 | |||||||||
Meeting Date: MAY 16, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John H. Biggs | For | For | Management | ||||||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||||||
1.3 | Elect Director James S. Crown | For | For | Management | ||||||
1.4 | Elect Director James Dimon | For | For | Management | ||||||
1.5 | Elect Director Ellen V. Futter | For | For | Management | ||||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.7 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||||
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||||
1.9 | Elect Director John W. Kessler | For | For | Management | ||||||
1.10 | Elect Director Robert I. Lipp | For | For | Management | ||||||
1.11 | Elect Director Richard A. Manoogian | For | For | Management | ||||||
1.12 | Elect Director David C. Novak | For | For | Management | ||||||
1.13 | Elect Director Lee R. Raymond | For | For | Management | ||||||
1.14 | Elect Director William C. Weldon | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||||
Shareholder Vote | ||||||||||
4 | Performance-Based Equity Awards | Against | For | Shareholder | ||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
6 | Remove Reference to Sexual Orientation | Against | Against | Shareholder | ||||||
from EEO Statement | ||||||||||
7 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
8 | Report on Lobbying Activities | Against | Against | Shareholder | ||||||
9 | Report on Political Contributions | Against | Against | Shareholder | ||||||
10 | Approve Terms of Existing Poison Pill | Against | For | Shareholder | ||||||
11 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
12 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||
13 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
KLA-TENCOR CORP. | ||||||||||
Ticker: KLAC | Security ID: 482480100 | |||||||||
Meeting Date: NOV 4, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 6, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Kenneth Levy | For | For | Management | ||||||
1.2 | Elect Director Jon D. Tompkins | For | For | Management | ||||||
1.3 | Elect Director Lida Urbanek | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
MARATHON OIL CORP | ||||||||||
Ticker: MRO | Security ID: 565849106 | |||||||||
Meeting Date: APR 26, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Clarence P. Cazalot | For | For | Management | ||||||
1.2 | Elect Director David A. Daberko | For | For | Management | ||||||
1.3 | Elect Director William L. Davis | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Eliminate Class of Preferred Stock | For | For | Management | ||||||
5 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
6 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC. | ||||||||||
Ticker: MAR | Security ID: 571903202 | |||||||||
Meeting Date: APR 28, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard S. Braddock | For | For | Management | ||||||
1.2 | Elect Director Floretta Dukes McKenzie | For | For | Management | ||||||
1.3 | Elect Director Lawrence M. Small | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Require a Majority Vote for the Election | For | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
MBNA CORP. | ||||||||||
Ticker: KRB | Security ID: | 55262L100 | ||||||||
Meeting Date: NOV 3, 2005 | Meeting Type: Special | |||||||||
Record Date: SEP 2, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | ||
Ticker: MCD | Security ID: 580135101 | |
Meeting Date: MAY 25, 2006 | Meeting Type: Annual | |
Record Date: MAR 27, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert A. Eckert | For | For | Management | ||||
1.2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
1.4 | Elect Director Richard H. Lenny | For | For | Management | ||||
1.5 | Elect Director Andrew J. McKenna | For | For | Management | ||||
1.6 | Elect Director Sheila A. Penrose | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||
Control) to shareholder Vote | ||||||||
4 | Identify Food Products Manufactured or | Against | Against | Shareholder | ||||
Sold that Contain Genetically Engineered | ||||||||
Ingredients |
--------------------------------------------------------------------------------
MEDTRONIC, INC. | ||||||||||
Ticker: MDT | Security ID: | 585055106 | ||||||||
Meeting Date: AUG 25, 2005 | Meeting Type: Annual | |||||||||
Record Date: JUL 1, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Shirley Ann Jackson, Ph.D. For | For | Management | |||||||
1.2 | Elect Director Denise M. O'Leary | For | For | Management | ||||||
1.3 | Elect Director Jean-Pierre Rosso | For | For | Management | ||||||
1.4 | Elect Director Jack W. Schuler | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Qualified Employee Stock Purchase For | For | Management | |||||||
Plan | ||||||||||
4 | Amend Non-Employee Director Stock Option For | For | Management | |||||||
Plan |
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. | ||||||||||||
Ticker: MER | Security ID: | 590188108 | ||||||||||
Meeting Date: APR 28, 2006 | Meeting Type: Annual | |||||||||||
Record Date: FEB 27, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Alberto Cribiore | For | For | Management | ||||||||
1.2 | Elect Director Aulana L. Peters | For | For | Management | ||||||||
1.3 | Elect Director Charles O. Rossotti | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||||
4 | Compensation- Director Compensation | Against | Against | Shareholder | ||||||||
5 | Review Executive Compensation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC. |
Ticker: | MCHP | Security ID: 595017104 | ||||||||||
Meeting Date: AUG 15, 2005 | Meeting Type: Annual | |||||||||||
Record Date: | JUN 16, 2005 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Steve Sanghi | For | For | Management | |||||||
1.2 | Elect | Director Albert J. Hugo-Martinez | For | For | Management | |||||||
1.3 | Elect | Director L.B. Day | For | For | Management | |||||||
1.4 | Elect | Director Matthew W. Chapman | For | For | Management | |||||||
1.5 | Elect | Director Wade F. Meyercord | For | For | Management | |||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||||||
Ticker: MSFT | Security ID: 594918104 | |||||||||
Meeting Date: NOV 9, 2005 | Meeting Type: Annual | |||||||||
Record Date: SEP 9, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William H. Gates, III | For | For | Management | ||||||
1.2 | Elect Director Steven A. Ballmer | For | For | Management | ||||||
1.3 | Elect Director James I. Cash Jr. | For | For | Management | ||||||
1.4 | Elect Director Dina Dublon | For | For | Management | ||||||
1.5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||
1.6 | Elect Director A. Mclaughlin Korologos | For | For | Management | ||||||
1.7 | Elect Director David F. Marquardt | For | For | Management | ||||||
1.8 | Elect Director Charles H. Noski | For | For | Management | ||||||
1.9 | Elect Director Helmut Panke | For | For | Management | ||||||
1.10 | Elect Director Jon A. Shirley | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO INC. | ||||||||||||
Ticker: | NOV | Security ID: | 637071101 | |||||||||
Meeting Date: JUL 22, 2005 | Meeting Type: Annual | |||||||||||
Record Date: | JUN 8, 2005 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Robert E. Beauchamp | For | For | Management | |||||||
1.2 | Elect | Director Jeffery A. Smisek | For | For | Management | |||||||
1.3 | Elect | Director James D. Woods | For | For | Management | |||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP. | ||
Ticker: NSM | Security ID: 637640103 | |
Meeting Date: SEP 30, 2005 | Meeting Type: Annual | |
Record Date: AUG 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian L. Halla | For | For | Management | ||||
1.2 | Elect Director Steven R. Appleton | For | For | Management | ||||
1.3 | Elect Director Gary P. Arnold | For | For | Management | ||||
1.4 | Elect Director Richard J. Danzig | For | For | Management | ||||
1.5 | Elect Director Robert J. Frankenberg | For | For | Management | ||||
1.6 | Elect Director E. Floyd Kvamme | For | For | Management | ||||
1.7 | Elect Director Modesto A. Maidique | For | For | Management | ||||
1.8 | Elect Director Edward R. McCracken | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Stock Option Plan | For | Against | Management |
--------------------------------------------------------------------------------
NETWORK APPLIANCE, INC. | ||||||||||
Ticker: NTAP | Security ID: 64120L104 | |||||||||
Meeting Date: AUG 31, 2005 | Meeting Type: Annual | |||||||||
Record Date: JUL 5, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Daniel J. Warmenhoven | For | For | Management | ||||||
1.2 | Elect Director Donald T. Valentine | For | For | Management | ||||||
1.3 | Elect Director Jeffry R. Allen | For | For | Management | ||||||
1.4 | Elect Director Carol A. Bartz | For | For | Management | ||||||
1.5 | Elect Director Alan L. Earhart | For | For | Management | ||||||
1.6 | Elect Director Mark Leslie | For | For | Management | ||||||
1.7 | Elect Director Nicholas C. Moore | For | For | Management | ||||||
1.8 | Elect Director Sachio Semmoto | For | For | Management | ||||||
1.9 | Elect Director George T. Sheheen | For | For | Management | ||||||
1.10 | Elect Director Robert T. Wall | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan | ||||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC. | ||||||||||
Ticker: NXTL | Security ID: | 65332V103 | ||||||||
Meeting Date: JUL 13, 2005 | Meeting Type: Annual | |||||||||
Record Date: MAY 20, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management | ||||||
3.1 | Elect Director Timothy M. Donahue | For | For | Management | ||||||
3.2 | Elect Director Frank M. Drendel | For | For | Management | ||||||
3.3 | Elect Director William E. Kennard | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Approve Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
NIKE, INC. | ||||||||||||
Ticker: | NKE | Security ID: 654106103 | ||||||||||
Meeting Date: SEP 20, 2005 | Meeting Type: Annual | |||||||||||
Record Date: | JUL 25, 2005 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Jill K. Conway | For | For | Management | |||||||
1.2 | Elect | Director Alan B. Graf, Jr. | For | For | Management | |||||||
1.3 | Elect | Director Jeanne P. Jackson | For | For | Management | |||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP. | ||||||||||
Ticker: NSC | Security ID: | 655844108 | ||||||||
Meeting Date: MAY 11, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Daniel A. Carp | For | For | Management | ||||||
1.2 | Elect Director Steven F. Leer | For | For | Management | ||||||
1.3 | Elect Director Charles W. Moorman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NOVARTIS AG | ||||||||||
Ticker: NVS | Security ID: 66987V109 | |||||||||
Meeting Date: FEB 28, 2006 | Meeting Type: Annual | |||||||||
Record Date: JAN 31, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE | For | For | Management | ||||||
FINANCIAL STATEMENTS OF NOVARTIS AG AND | ||||||||||
THE GROUP CONSOLIDATED FINANCIAL | ||||||||||
STATEMENTS FOR THE YEAR 2005. | ||||||||||
2 | APPROVAL OF THE ACTIVITIES OF THE BOARD | For | For | Management | ||||||
OF DIRECTORS. | ||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF | For | For | Management | ||||||
NOVARTIS AG AS PER BALANCE SHEET AND | ||||||||||
DECLARATION OF DIVIDEND. | ||||||||||
4 | REDUCTION OF SHARE CAPITAL. | For | For | Management | ||||||
5 | AMENDMENT TO THE ARTICLES OF | For | For | Management | ||||||
INCORPORATION. | ||||||||||
6 | RE-ELECTION OF PROF. SRIKANT M. DATAR | For | For | Management | ||||||
PH.D. FOR A THREE-YEAR TERM. | ||||||||||
7 | RE-ELECTION OF WILLIAM W. GEORGE FOR A | For | For | Management |
THREE-YEAR TERM. | ||||||||
8 | RE-ELECTION OF DR.-ING. WENDELIN | For | For | Management | ||||
WIEDEKING FOR A THREE-YEAR TERM. | ||||||||
9 | RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL | For | For | Management | ||||
M.D. FOR A THREE-YEAR TERM. | ||||||||
10 | THE ELECTION OF ANDREAS VON PLANTA PH.D. | For | For | Management | ||||
FOR A THREE-YEAR TERM. | ||||||||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
OMNICOM GROUP INC. | ||||||||||
Ticker: OMC | Security ID: | 681919106 | ||||||||
Meeting Date: MAY 23, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John D. Wren | For | For | Management | ||||||
1.2 | Elect Director Bruce Crawford | For | For | Management | ||||||
1.3 | Elect Director Robert Charles Clark | For | For | Management | ||||||
1.4 | Elect Director Leonard S. Coleman, Jr | For | For | Management | ||||||
1.5 | Elect Director Errol M. Cook | For | For | Management | ||||||
1.6 | Elect Director Susan S. Denison | For | For | Management | ||||||
1.7 | Elect Director Michael A. Henning | For | For | Management | ||||||
1.8 | Elect Director John R. Murphy | For | For | Management | ||||||
1.9 | Elect Director John R. Purcell | For | For | Management | ||||||
1.10 | Elect Director Linda Johnson Rice | For | For | Management | ||||||
1.11 | Elect Director Gary L. Roubos | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ORACLE CORP. | ||||||||||
Ticker: ORCL | Security ID: 68389X105 | |||||||||
Meeting Date: OCT 10, 2005 | Meeting Type: Annual | |||||||||
Record Date: AUG 15, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jeffrey O. Henley | For | For | Management | ||||||
1.2 | Elect Director Lawrence J. Ellison | For | For | Management | ||||||
1.3 | Elect Director Donald L. Lucas | For | For | Management | ||||||
1.4 | Elect Director Michael J. Boskin | For | For | Management | ||||||
1.5 | Elect Director Jack F. Kemp | For | For | Management | ||||||
1.6 | Elect Director Jeffrey S. Berg | For | For | Management | ||||||
1.7 | Elect Director Safra A. Catz | For | For | Management | ||||||
1.8 | Elect Director Hector Garcia-Molina | For | For | Management | ||||||
1.9 | Elect Director Joseph A. Grundfest | For | For | Management | ||||||
1.10 | Elect Director H. Raymond Bingham | For | For | Management | ||||||
1.11 | Elect Director Charles E. Phillips, Jr. | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC. | ||||||||||
Ticker: PHS | Security ID: | 695112102 | ||||||||
Meeting Date: NOV 17, 2005 | Meeting Type: Special | |||||||||
Record Date: OCT 11, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. | ||||||||||
Ticker: PAA. | Security ID: 697900108 | |||||||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual/Special | |||||||||
Record Date: MAR 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Ross Beaty as Director | For | For | Management | ||||||
1.2 | Elect Geoffrey Burns as Director | For | For | Management | ||||||
1.3 | Elect William Fleckenstein as Director | For | For | Management | ||||||
1.4 | Elect Michael Larson as Directors | For | For | Management | ||||||
1.5 | Elect Michael Maloney as Director | For | For | Management | ||||||
1.6 | Elect Paul Sweeney as Director | For | For | Management | ||||||
1.7 | Elect John Willson as Director | For | For | Management | ||||||
1.8 | Elect John Wright as Director | For | For | Management | ||||||
2 | Ratify Deloitte & Touche as Auditors | For | For | Management | ||||||
3 | Authorize Board to Fix Remuneration of | For | For | Management | ||||||
Auditors | ||||||||||
4 | Amend Articles | For | For | Management |
--------------------------------------------------------------------------------
PEPSICO, INC. | ||||||||||
Ticker: PEP | Security ID: 713448108 | |||||||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John F. Akers | For | For | Management | ||||||
1.2 | Elect Director Robert E. Allen | For | For | Management | ||||||
1.3 | Elect Director Dina Dublon | For | For | Management | ||||||
1.4 | Elect Director Victor J. Dzau, M.D. | For | For | Management | ||||||
1.5 | Elect Director Ray L. Hunt | For | For | Management | ||||||
1.6 | Elect Director Alberto Ibarguen | For | For | Management | ||||||
1.7 | Elect Director Arthur C. Martinez | For | For | Management | ||||||
1.8 | Elect Director Indra K. Nooyi | For | For | Management | ||||||
1.9 | Elect Director Steven S. Reinemund | For | For | Management | ||||||
1.10 | Elect Director Sharon Percy Rockefeller | For | For | Management | ||||||
1.11 | Elect Director James J. Schiro | For | For | Management | ||||||
1.12 | Elect Director Franklin A. Thomas | For | For | Management |
1.13 | Elect Director Cynthia M. Trudell | For | For | Management | ||||
1.14 | Elect Director Daniel Vasella | For | For | Management | ||||
1.15 | Elect Director Michael D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Publish Political Contributions | Against | Against | Shareholder | ||||
4 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PRAXAIR, INC. | ||||||||||
Ticker: PX | Security ID: 74005P104 | |||||||||
Meeting Date: APR 25, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Stephen F. Angel | For | For | Management | ||||||
1.2 | Elect Director Claire W. Gargalli | For | For | Management | ||||||
1.3 | Elect Director G. Jackson Ratcliffe, Jr. | For | For | Management | ||||||
1.4 | Elect Director Dennis H. Reilley | For | For | Management | ||||||
2 | Declassify the Board of Directors | None | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE | ||||||||||
Ticker: PG | Security ID: | 742718109 | ||||||||
Meeting Date: JUL 12, 2005 | Meeting Type: Special | |||||||||
Record Date: MAY 19, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE | ||||||||||
Ticker: PG | Security ID: | 742718109 | ||||||||
Meeting Date: OCT 11, 2005 | Meeting Type: Annual | |||||||||
Record Date: AUG 12, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Bruce L. Byrnes | For | For | Management | ||||||
1.2 | Elect Director Scott D. Cook | For | For | Management | ||||||
1.3 | Elect Director Charles R. Lee | For | For | Management | ||||||
1.4 | Elect Director W. James McNerney, Jr. | For | For | Management | ||||||
1.5 | Elect Director Ernesto Zedillo | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Articles | For | For | Management | ||||||
4 | Declassify the Board of Directors | For | For | Management | ||||||
5 | Report on Animal Welfare Policy | Against | Against | Shareholder |
6 | Seek Sale of Company/Assets | Against | Against | Shareholder | ||||
7 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC | ||||||||||
Ticker: PRU | Security ID: | 744320102 | ||||||||
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frederic K. Becker | For | For | Management | ||||||
1.2 | Elect Director Gordon M. Bethune | For | For | Management | ||||||
1.3 | Elect Director James G. Cullen | For | For | Management | ||||||
1.4 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.5 | Elect Director Jon F. Hanson | For | For | Management | ||||||
1.6 | Elect Director Constance J. Homer | For | For | Management | ||||||
1.7 | Elect Director James A. Unruh | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Eliminate or Restrict Severance | Against | For | Shareholder | ||||||
Agreements (Change-in-Control) |
--------------------------------------------------------------------------------
QUALCOMM INC. | ||||||||||
Ticker: QCOM | Security ID: | 747525103 | ||||||||
Meeting Date: MAR 7, 2006 | Meeting Type: Annual | |||||||||
Record Date: JAN 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard C. Atkinson | For | For | Management | ||||||
1.2 | Elect Director Diana Lady Dougan | For | For | Management | ||||||
1.3 | Elect Director Peter M. Sacerdote | For | For | Management | ||||||
1.4 | Elect Director Marc I. Stern | For | For | Management | ||||||
2 | Declassify the Board and Eliminate | For | For | Management | ||||||
Cumulative Voting | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC) | ||||||||
Ticker: RTP | Security ID: 767204100 | |||||||
Meeting Date: APR 12, 2006 | Meeting Type: Annual | |||||||
Record Date: MAR 14, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | AUTHORITY TO ALLOT RELEVANT SECURITIES For | For | Management | |||||
UNDER SECTION 80 OF THE COMPANIES ACT | ||||||||
1985 |
2 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR | For | For | Management | ||||
CASH UNDER SECTION 89 OF THE COMPANIES | ||||||||
ACT 1985 | ||||||||
3 | AUTHORITY TO PURCHASE RIO TINTO PLC | For | For | Management | ||||
SHARES BY THE COMPANY OR RIO TINTO | ||||||||
LIMITED | ||||||||
4 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | For | For | Management | ||||
OF RIO TINTO PLC AND AMENDMENTS TO | ||||||||
CONSTITUTION OF RIO TINTO LIMITED | ||||||||
5 | ELECTION OF TOM ALBANESE | For | For | Management | ||||
6 | ELECTION OF SIR ROD EDDINGTON | For | For | Management | ||||
7 | RE-ELECTION OF SIR DAVID CLEMENTI | For | For | Management | ||||
8 | RE-ELECTION OF LEIGH CLIFFORD | For | For | Management | ||||
9 | RE-ELECTION OF ANDREW GOULD | For | For | Management | ||||
10 | RE-ELECTION OF DAVID MAYHEW | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | APPROVAL OF THE REMUNERATION REPORT | For | For | Management | ||||
13 | RECEIVE THE ANNUAL REPORT AND FINANCIAL | For | For | Management | ||||
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER | ||||||||
2005 * |
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. | ||||||||||
Ticker: COL | Security ID: 774341101 | |||||||||
Meeting Date: FEB 7, 2006 | Meeting Type: Annual | |||||||||
Record Date: DEC 9, 2005 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director A.J. Carbone | For | For | Management | ||||||
1.2 | Elect Director C.M. Jones | For | For | Management | ||||||
1.3 | Elect Director C.L. Shavers | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
SAP AG | ||||||||||
Ticker: SAP | Security ID: 803054204 | |||||||||
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | RESOLUTION ON THE APPROPRIATION OF THE | For | For | Management | ||||||
RETAINED EARNINGS OF THE FISCAL YEAR 2005 | ||||||||||
2 | RESOLUTION ON THE FORMAL APPROVAL OF THE | For | For | Management | ||||||
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL | ||||||||||
YEAR 2005 | ||||||||||
3 | RESOLUTION ON THE FORMAL APPROVAL OF THE | For | For | Management | ||||||
ACTS OF THE SUPERVISORY BOARD IN THE | ||||||||||
FISCAL YEAR 2005 | ||||||||||
4 | Ratify Auditors | For | For | Management |
5 | RESOLUTION ON A CAPITAL INCREASE FROM | For | For | Management | ||||
COMPANY FUNDS BY THREE TIMES THE AMOUNT | ||||||||
OF THE EXISTING CAPITAL STOCK BY | ||||||||
CONVERTING PARTIAL AMOUNTS OF THE CAPITAL | ||||||||
RESERVES | ||||||||
6 | RESOLUTION ON THE IMPLEMENTATION OF THE | For | For | Management | ||||
CAPITAL INCREASE FROM COMPANY FUNDS BY | ||||||||
THREE TIMES THE AMOUNT OF THE EXISTING | ||||||||
CAPITAL STOCK BY CONVERTING PARTIAL | ||||||||
AMOUNTS OF THE CAPITAL RESERVES | ||||||||
7 | RESOLUTION ON A CHANGE IN THE | For | For | Management | ||||
REMUNERATION OF THE MEMBERS OF THE | ||||||||
SUPERVISORY BOARD AND ON A CORRESPONDING | ||||||||
AMENDMENT OF THE ARTICLES OF ASSOCIATION | ||||||||
8 | RESOLUTION ON THE CREATION OF A NEW | For | For | Management | ||||
AUTHORIZED CAPITAL LA AGAINST | ||||||||
CONTRIBUTIONS IN CASH WITH THE OPTION TO | ||||||||
EXCLUDE THE SHAREHOLDERS SUBSCRIPTION | ||||||||
RIGHTS | ||||||||
9 | RESOLUTION ON THE CREATION OF A NEW | For | For | Management | ||||
AUTHORIZED CAPITAL LLA AGAINST | ||||||||
CONTRIBUTIONS IN CASH OR IN KIND WITH THE | ||||||||
OPTION TO EXCLUDE THE SHAREHOLDERS | ||||||||
SUBSCRIPTION RIGHTS | ||||||||
10 | RESOLUTION ON THE AUTHORIZATION TO USE | For | For | Management | ||||
TREASURY SHARES WITH A PRO RATA AMOUNT OF | ||||||||
CAPITAL STOCK REPRESENTED BY SUCH SHARES | ||||||||
OF UP TO EUR 30 MILLION IN AGGREGATE | ||||||||
11 | RESOLUTION ON AN AUTHORIZATION TO ACQUIRE For | For | Management | |||||
ADDITIONAL TREASURY SHARES WITH A PRO | ||||||||
RATE AMOUNT OF CAPITAL STOCK REPRESENTED | ||||||||
BY SUCH SHARES OF UP TO EUR 90 MILLION IN | ||||||||
AGGREGATE | ||||||||
12 | RESOLUTION ON THE AUTHORIZATION TO USE | For | Against | Management | ||||
EQUITY DERIVATIVES IN CONNECTION WITH THE | ||||||||
ACQUISITION OF TREASURY SHARES | ||||||||
13 | RESOLUTION ON THE AUTHORIZATION TO ISSUE | For | For | Management | ||||
CONVERTIBLE AND/OR WARRANT-LINKED BONDS, | ||||||||
ON THE CANCELLATION OF THE EXISTING | ||||||||
CONTINGENT CAPITAL IV, ON THE CREATION OF | ||||||||
A NEW CONTINGENT CAPITAL IV | ||||||||
14 | RESOLUTION ON AN ADDITIONAL AUTHORIZATION For | For | Management | |||||
TO ISSUE CONVERTIBLE AND/OR | ||||||||
WARRANT-LINKED BONDS, ON THE CREATION OF | ||||||||
A NEW CONTINGENT CAPITAL IVA | ||||||||
15 | RESOLUTION ON THE APPROVAL OF THE CONTROL For | For | Management | |||||
AND PROFIT AND LOSS TRANSFER AGREEMENT | ||||||||
BETWEEN SAP AG AND SAP ERSTE | ||||||||
BETEILIGUNGS- UND VERMOGENSVERWALTUNGS | ||||||||
GMBH | ||||||||
16 | RESOLUTION ON THE APPROVAL OF THE CONTROL For | For | Management | |||||
AND PROFIT AND LOSS TRANSFER AGREEMENT | ||||||||
BETWEEN SAP AG AND SAP ZWEITE | ||||||||
BETEILIGUNGS- UND VERMOGENSVERWALTUNGS | ||||||||
GMBH |
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP. | ||||||||||
Ticker: SGP | Security ID: 806605101 | |||||||||
Meeting Date: MAY 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas J. Colligan | For | For | Management | ||||||
1.2 | Elect Director C. Robert Kidder | For | For | Management | ||||||
1.3 | Elect Director Carl E. Mundy, Jr. | For | For | Management | ||||||
1.4 | Elect Director Patricia F. Russo | For | For | Management | ||||||
1.5 | Elect Director Arthur F. Weinbach | For | For | Management | ||||||
2 | Ratify Auditor | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Approve Outside Director Stock | For | For | Management | ||||||
Awards/Options in Lieu of Cash | ||||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||||
6 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
7 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
--------------------------------------------------------------------------------
STAPLES, INC. | ||||||||||
Ticker: SPLS | Security ID: 855030102 | |||||||||
Meeting Date: JUN 6, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||||||
1.2 | Elect Director Robert C. Nakasone | For | For | Management | ||||||
1.3 | Elect Director Ronald L. Sargent | For | For | Management | ||||||
1.4 | Elect Director Stephen F. Schuckenbrock | For | For | Management | ||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
STATION CASINOS, INC. | ||||||||||
Ticker: STN | Security ID: 857689103 | |||||||||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||||||
Record Date: APR 13, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Lowell H Lebermann, Jr. | For | For | Management | ||||||
1.2 | Elect Director Robert E. Lewis | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote |
--------------------------------------------------------------------------------
STRYKER CORP. | ||||||||||
Ticker: SYK | Security ID: | 863667101 | ||||||||
Meeting Date: APR 26, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John W. Brown | For | For | Management | ||||||
1.2 | Elect Director Howard E. Cox, Jr. | For | For | Management | ||||||
1.3 | Elect Director Donald M. Engelman | For | For | Management | ||||||
1.4 | Elect Director Jerome H. Grossman | For | For | Management | ||||||
1.5 | Elect Director Stephen P. Macmillan | For | For | Management | ||||||
1.6 | Elect Director William U. Parfet | For | For | Management | ||||||
1.7 | Elect Director Ronda E. Stryker | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TARGET CORPORATION | ||||||||||
Ticker: TGT | Security ID: | 87612E106 | ||||||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||
1.2 | Elect Director George W. Tamke | For | For | Management | ||||||
1.3 | Elect Director Solomon D. Trujillo | For | For | Management | ||||||
1.4 | Elect Director Robert J. Ulrich | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Report Political Contributions/Activities Against | Against | Shareholder |
--------------------------------------------------------------------------------
THERMO ELECTRON CORP. | ||||||||||||
Ticker: TMO | Security ID: | 883556102 | ||||||||||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||||||||
Record Date: MAR 29, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Peter J. Manning | For | For | Management | ||||||||
1.2 | Elect Director Jim P. Manzi | For | For | Management | ||||||||
1.3 | Elect Director Elaine S. Ullian | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||
of Directors |
--------------------------------------------------------------------------------
TIME WARNER INC | ||||||||||
Ticker: TWX | Security ID: 887317105 | |||||||||
Meeting Date: MAY 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James L. Barksdale | For | For | Management | ||||||
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||||
1.3 | Elect Director Frank J Caufield | For | For | Management | ||||||
1.4 | Elect Director Robert C. Clark | For | For | Management | ||||||
1.5 | Elect Director Jessica P. Einhorn | For | For | Management | ||||||
1.6 | Elect Director Reuben Mark | For | For | Management | ||||||
1.7 | Elect Director Michael A. Miles | For | For | Management | ||||||
1.8 | Elect Director Kenneth J. Novack | For | For | Management | ||||||
1.9 | Elect Director Richard D. Parsons | For | For | Management | ||||||
1.10 | Elect Director Francis T. Vincent, Jr | For | For | Management | ||||||
1.11 | Elect Director Deborah C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder | ||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
6 | Develop a Code Vendor of Conduct | Against | Against | Shareholder |
--------------------------------------------------------------------------------
TODCO | ||||||||||
Ticker: THE | Security ID: 88889T107 | |||||||||
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 17, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas M Hamilton | For | For | Management | ||||||
1.2 | Elect Director Thomas R. Hix | For | For | Management | ||||||
2 | Amend Articles/Bylaws/Charter-Non-Routine For | For | Management | |||||||
3 | Amend Articles/Bylaws/Charter-Non-Routine For | For | Management | |||||||
4 | Company-Specific--Eliminate Supermajority For | For | Management | |||||||
Voting Requirements | ||||||||||
5 | Company-Specific--Eliminate Supermajority For | For | Management | |||||||
Voting Requirements | ||||||||||
6 | Eliminate Class of Common Stock | For | For | Management | ||||||
7 | Company Specific-Permit Issuance of Stock For | For | Management | |||||||
Dividends | ||||||||||
8 | Company Specific-Authority to Amend and | For | For | Management | ||||||
Restate the Charter |
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. | ||
Ticker: TYC | Security ID: 902124106 | |
Meeting Date: MAR 9, 2006 | Meeting Type: Annual | |
Record Date: JAN 9, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 For | For | Management | |||||||
2.1 | Elect | Director Dennis C. Blair | For | For | Management | |||||
2.2 | Elect | Director Edward D. Breen | For | For | Management | |||||
2.3 | Elect | Director Brian Duperreault | For | For | Management | |||||
2.4 | Elect | Director Bruce S. Gordon | For | For | Management | |||||
2.5 | Elect | Director Rajiv L. Gupta | For | For | Management | |||||
2.6 | Elect | Director John A. Krol | For | For | Management | |||||
2.7 | Elect | Director Mackey J. Mcdonald | For | Withhold | Management | |||||
2.8 | Elect | Director H. Carl Mccall | For | For | Management | |||||
2.9 | Elect | Director Brendan R. O'Neill | For | For | Management | |||||
2.10 | Elect | Director Sandra S. Wijnberg | For | For | Management | |||||
2.11 | Elect | Director Jerome B. York | For | For | Management | |||||
3 | AUTHORIZATION FOR THE BOARD OF DIRECTORS | For | For | Management | ||||||
TO APPOINT AN ADDITIONAL DIRECTOR TO FILL | ||||||||||
THE VACANCY PROPOSED TO BE CREATED ON THE | ||||||||||
BOARD | ||||||||||
4 | Ratify Auditors | For | For | Management |
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UNITED TECHNOLOGIES CORP. | ||||||||||
Ticker: UTX | Security ID: | 913017109 | ||||||||
Meeting Date: APR 12, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Louis R. Chenevert | For | For | Management | ||||||
1.2 | Elect Director George David | For | For | Management | ||||||
1.3 | Elect Director John V. Faraci | For | For | Management | ||||||
1.4 | Elect Director Jean-Pierre Garnier | For | For | Management | ||||||
1.5 | Elect Director Jamie S. Gorelick | For | For | Management | ||||||
1.6 | Elect Director Charles R. Lee | For | For | Management | ||||||
1.7 | Elect Director Richard D. McCormick | For | For | Management | ||||||
1.8 | Elect Director Harold McGraw, III | For | For | Management | ||||||
1.9 | Elect Director Frank P. Popoff, III | For | For | Management | ||||||
1.10 | Elect Director H. Patrick Swygert | For | For | Management | ||||||
1.11 | Elect Director Andre Villeneuve | For | For | Management | ||||||
1.12 | Elect Director H.A. Wagner | For | For | Management | ||||||
1.13 | Elect Director Christine Todd Whitman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Authorized Common Stock | For | Against | Management | ||||||
4 | Establish Term Limits for Directors | Against | Against | Shareholder | ||||||
5 | Report on Foreign Sales of Military | Against | Against | Shareholder | ||||||
Products |
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UNITEDHEALTH GROUP INCORPORATED |
Ticker: | UNH | Security ID: 91324P102 | ||
Meeting Date: MAY 2, 2006 | Meeting Type: Annual | |||
Record Date: | MAR 21, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James A. Johnson | For | For | Management | ||||
1.2 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
1.3 | Elect Director William W. McGuire, M.D. | For | For | Management | ||||
1.4 | Elect Director Mary O. Mundinger, Ph.D. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
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UNUMPROVIDENT CORPORATION | ||||||||||
Ticker: UNM | Security ID: | 91529Y106 | ||||||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Pamela H. Godwin | For | For | Management | ||||||
1.2 | Elect Director Thomas Kinser | For | For | Management | ||||||
1.3 | Elect Director A.S. (Pat) MacMillan, Jr. For | For | Management | |||||||
1.4 | Elect Director Edward J. Muhl | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Engagement With Proponents of Shareholder Against | Against | Shareholder | |||||||
Proposals Supported by a Majority Vote |
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URBAN OUTFITTERS, INC. | ||||||||||
Ticker: URBN | Security ID: | 917047102 | ||||||||
Meeting Date: MAY 23, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard A. Hayne | For | For | Management | ||||||
1.2 | Elect Director Scott A. Belair | For | For | Management | ||||||
1.3 | Elect Director Harry S. Cherken, Jr. | For | For | Management | ||||||
1.4 | Elect Director Joel S. Lawson, III | For | For | Management | ||||||
1.5 | Elect Director Glen T. Senk | For | For | Management | ||||||
1.6 | Elect Director Robert H. Strouse | For | For | Management |
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WACHOVIA CORP. | ||||||||||
Ticker: WB | Security ID: 929903102 | |||||||||
Meeting Date: APR 18, 2006 | Meeting Type: Annual | |||||||||
Record Date: FEB 22, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William H. Goodwin, Jr. | For | For | Management | ||||||
1.2 | Elect Director Robert A. Ingram | For | Withhold | Management |
1.3 | Elect Director Mackey J. McDonald | For | For | Management | ||||
1.4 | Elect Director Lanty L. Smith | For | For | Management | ||||
1.5 | Elect Director Ruth G. Shaw | For | For | Management | ||||
1.6 | Elect Director Ernest S. Rady | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||
Control) to shareholder Vote | ||||||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
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WALT DISNEY COMPANY, THE | ||||||||||
Ticker: DIS | Security ID: 254687106 | |||||||||
Meeting Date: MAR 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: JAN 9, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John E. Bryson | For | For | Management | ||||||
1.2 | Elect Director John S. Chen | For | For | Management | ||||||
1.3 | Elect Director Judith L. Estrin | For | For | Management | ||||||
1.4 | Elect Director Robert A. Iger | For | For | Management | ||||||
1.5 | Elect Director Fred H. Langhammer | For | For | Management | ||||||
1.6 | Elect Director Aylin B. Lewis | For | For | Management | ||||||
1.7 | Elect Director Monica C. Lozano | For | For | Management | ||||||
1.8 | Elect Director Robert W. Matschullat | For | For | Management | ||||||
1.9 | Elect Director George J. Mitchell | For | For | Management | ||||||
1.10 | Elect Director Leo J. O' Donovan, S.J. | For | For | Management | ||||||
1.11 | Elect Director John E. Pepper, Jr. | For | For | Management | ||||||
1.12 | Elect Director Orin C. Smith | For | For | Management | ||||||
1.13 | Elect Director Gary L. Wilson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Company-Specific -- Shareholder | Against | For | Shareholder | ||||||
Miscellaneous | ||||||||||
4 | Report on Vendor Standards in China | Against | Against | Shareholder |
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WELLPOINT INC | ||||||||||||
Ticker: WLP | Security ID: | 94973V107 | ||||||||||
Meeting Date: MAY 16, 2006 | Meeting Type: Annual | |||||||||||
Record Date: MAR 24, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Lenox D. Baker, Jr., M.D. | For | For | Management | ||||||||
1.2 | Elect Director Susan B. Bayh | For | For | Management | ||||||||
1.3 | Elect Director Larry C. Glasscock | For | For | Management | ||||||||
1.4 | Elect Director Julie A. Hill | For | For | Management | ||||||||
1.5 | Elect Director Ramiro G. Peru | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management |
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WYETH | ||||||||||
Ticker: WYE | Security ID: 983024100 | |||||||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 3, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert Essner | For | For | Management | ||||||
1.2 | Elect Director John D. Feerick | For | For | Management | ||||||
1.3 | Elect Director Frances D. Fergusson, | For | For | Management | ||||||
Ph.D. | ||||||||||
1.4 | Elect Director Victor F. Ganzi | For | For | Management | ||||||
1.5 | Elect Director Robert Langer | For | For | Management | ||||||
1.6 | Elect Director John P. Mascotte | For | For | Management | ||||||
1.7 | Elect Director Mary Lake Polan, M.D., | For | For | Management | ||||||
Ph.D. | ||||||||||
1.8 | Elect Director Gary L. Rogers | For | For | Management | ||||||
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||||
1.10 | Elect Director Walter V. Shipley | For | For | Management | ||||||
1.11 | Elect Director John R. Torell, III | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Non-Employee Director Omnibus | For | For | Management | ||||||
Stock Plan | ||||||||||
4 | Report on Product Availability in Canada | Against | Against | Shareholder | ||||||
5 | Report on Political Contributions | Against | Against | Shareholder | ||||||
6 | Report on Animal welfare Policy | Against | Against | Shareholder | ||||||
7 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
9 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
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ZIMMER HOLDINGS INC | ||||||||||
Ticker: ZMH | Security ID: 98956P102 | |||||||||
Meeting Date: MAY 1, 2006 | Meeting Type: Annual | |||||||||
Record Date: MAR 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Stuart M. Essig | For | For | Management | ||||||
1.2 | Elect Director Augustus A. White, III, | For | For | Management | ||||||
M.D., Ph.D. | ||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
-2- |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Growth Opportunity Fund, Inc. |
By: | /s/ Stephen E. Canter | |
Stephen E. Canter | ||
President | ||
Date: | August 16, 2006 |
-3- |