UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 1899 Dreyfus Research Growth Fund, Inc. |
(Exact name of registrant as specified in charter) c/o The Dreyfus Corporation 200 Park Avenue New York, New York 10166 |
(Address of principal executive offices) (Zip code) Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 Date of fiscal year end: 2/28(9) Date of reporting period: July 1, 2008-June 30, 2009 |
Item 1. Proxy Voting Record |
====================== DREYFUS RESEARCH GROWTH FUND, INC. ======================
ACCENTURE LTD | ||||||
Ticker: | ACN | Security ID: G1150G111 | ||||
Meeting Date: FEB 12, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: CHARLES H. GIANCARLO | ||||||
2 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: DINA DUBLON | ||||||
3 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: WILLIAM D. GREEN | ||||||
4 | RE-APPOINTMENT TO THE BOARD OF | For | Against | Management | ||
DIRECTORS: NOBUYUKI IDEI | ||||||
5 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: MARJORIE MAGNER | ||||||
6 | RATIFY AUDITORS | For | For | Management |
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ACE LTD. | ||||||
Ticker: | ACE | Security ID: G0070K103 | ||||
Meeting Date: JUL 14, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 27, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH | For | For | Management | ||
TO TERM EXPIRING IN 2009. | ||||||
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO | For | For | Management | ||
TO TERM EXPIRING IN 2009. | ||||||
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT For | For | Management | |||
TO TERM EXPIRING IN 2009. | ||||||
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO For | For | Management | |||
TERM EXPIRING IN 2009. | ||||||
5 | ELECTION OF DIRECTOR: GARY M. STUART TO For | For | Management | |||
TERM EXPIRING IN 2009. | ||||||
6 | ELECTION OF DIRECTOR: ROBERT M. | For | For | Management | ||
HERNANDEZ TO TERM EXPIRING IN 2010. | ||||||
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO For | For | Management | |||
TERM EXPIRING IN 2010. | ||||||
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO | For | For | Management | ||
TERM EXPIRING IN 2010. | ||||||
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT For | For | Management | |||
TO TERM EXPIRING IN 2010. | ||||||
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG For | For | Management | |||
TO TERM EXPIRING IN | ||||||
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO | For | For | Management | ||
TERM EXPIRING IN 2011. | ||||||
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO | For | For | Management |
TERM EXPIRING IN 2011. | ||||
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER | For | For | Management |
TO TERM EXPIRING IN 2011. | ||||
14 | APPROVAL OF THE AMENDMENT (THE | For | For | Management |
DE-REGISTRATION AMENDMENT ) TO THE | ||||
COMPANY S MEMORANDUM OF ASSOCIATION AND | ||||
ARTICLES OF ASSOCIATION TO PERMIT THE | ||||
DEREGISTRATION OF THE COMPANY FROM THE | ||||
CAYMAN ISLANDS | ||||
15 | APPROVAL OF THE AMENDMENT (THE | For | For | Management |
FINANCIAL STATEMENT AMENDMENT ) TO THE | ||||
COMPANY S ARTICLES OF ASSOCIATION TO | ||||
REQUIRE THE COMPANY TO PREPARE AND | ||||
PROVIDE TO SHAREHOLDERS NOT LESS THAN | ||||
ANNUALLY AN UNCONSOLIDATED BALANCE | ||||
SHEET OF THE COMPANY | ||||
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES | For | For | Management |
OF ASSOCIATION WHICH WILL HAVE THE | ||||
EFFECT OF INCREASING THE PAR VALUE OF | ||||
THE ORDINARY SHARES FROM $0.041666667 | ||||
TO AN AMOUNT IN SWISS FRANCS EQUAL TO | ||||
$11,000,000,000 DIVIDED BY THE NUMBER | ||||
OF OUR ORDINARY SHARES | ||||
17 | APPROVAL OF THE COMPANY S | For | For | Management |
DE-REGISTRATION FROM THE CAYMAN ISLANDS | ||||
AND CONTINUATION IN SWITZERLAND (THE | ||||
CONTINUATION ) | ||||
18 | APPROVAL OF THE NAME OF THE COMPANY | For | For | Management |
19 | APPROVAL OF THE CHANGE OF THE PURPOSE | For | For | Management |
OF THE COMPANY | ||||
20 | APPROVAL OF THE REARRANGEMENT OF THE | For | For | Management |
COMPANY S EXISTING SHARE CAPITAL | ||||
21 | APPROVAL OF THE COMPANY S ARTICLES OF | For | For | Management |
ASSOCIATION | ||||
22 | CONFIRMATION OF SWISS LAW AS THE | For | For | Management |
AUTHORITATIVE LEGISLATION GOVERNING THE | ||||
COMPANY | ||||
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF | For | For | Management |
BUSINESS OF THE COMPANY AS ZURICH, | ||||
SWITZERLAND | ||||
24 | RATIFY AUDITORS | For | For | Management |
25 | APPROVAL OF THE COMPANY S 2004 | For | For | Management |
LONG-TERM INCENTIVE PLAN AS AMENDED | ||||
THROUGH THE FOURTH AMENDMENT | ||||
26 | RATIFY AUDITORS | For | For | Management |
27 | APPROVAL OF PAYMENT OF A DIVIDEND | For | For | Management |
THROUGH A REDUCTION OF THE PAR VALUE OF | ||||
OUR SHARES IN AN AMOUNT EQUAL TO THE | ||||
SWISS FRANC EQUIVALENT OF $0.87, | ||||
CONVERTED INTO SWISS FRANCS |
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ADOBE SYSTEMS INC. | ||
Ticker: | ADBE | Security ID: 00724F101 |
Meeting Date: APR 1, 2009 | Meeting Type: Annual | ||||
Record Date: FEB 9, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect Director Robert K. Burgess | For | For | Management | |
2 | Elect Director Carol Mills | For | For | Management | |
3 | Elect Director Daniel Rosensweig | For | For | Management | |
4 | Elect Director Robert Sedgewick | For | For | Management | |
5 | Elect Director John E. Warnock | For | For | Management | |
6 | Amend Omnibus Stock Plan | For | For | Management | |
7 | Ratify Auditors | For | For | Management |
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AFLAC INCORPORATED | ||||||
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel P. Amos | For | For | Management | ||
1.2 | Elect Director John Shelby Amos, II | For | For | Management | ||
1.3 | Elect Director Paul S. Amos, II | For | For | Management | ||
1.4 | Elect Director Yoshiro Aoki | For | For | Management | ||
1.5 | Elect Director Michael H. Armacost | For | For | Management | ||
1.6 | Elect Director Kriss Cloninger, III | For | For | Management | ||
1.7 | Elect Director Joe Frank Harris | For | For | Management | ||
1.8 | Elect Director Elizabeth J. Hudson | For | For | Management | ||
1.9 | Elect Director Kenneth S. Janke, Sr. | For | For | Management | ||
1.10 | Elect Director Douglas W. Johnson | For | For | Management | ||
1.11 | Elect Director Robert B. Johnson | For | For | Management | ||
1.12 | Elect Director Charles B. Knapp | For | For | Management | ||
1.13 | Elect Director E. Stephen Purdom | For | For | Management | ||
1.14 | Elect Director Barbara K. Rimer | For | For | Management | ||
1.15 | Elect Director Marvin R. Schuster | For | For | Management | ||
1.16 | Elect Director David Gary Thompson | For | For | Management | ||
1.17 | Elect Director Robert L. Wright | For | For | Management | ||
2 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
3 | Ratify Auditors | For | For | Management |
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AKAMAI TECHNOLOGIES, INC. | ||||||
Ticker: | AKAM | Security ID: | 00971T101 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director George H. Conrades | For | For | Management | ||
1.2 | Elect Director Martin M. Coyne II | For | For | Management | ||
1.3 | Elect Director Jill A. Greenthal | For | For | Management | ||
1.4 | Elect Director Geoffrey A. Moore | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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ALEXION PHARMACEUTICALS, INC. | ||||||
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Leonard Bell | For | For | Management | ||
1.2 | Elect Director Max Link | For | For | Management | ||
1.3 | Elect Director Joseph A. Madri | For | For | Management | ||
1.4 | Elect Director Larry L. Mathis | For | For | Management | ||
1.5 | Elect Director R. Douglas Norby | For | For | Management | ||
1.6 | Elect Director Alvin S. Parven | For | For | Management | ||
1.7 | Elect Director Ruedi E. Waeger | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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AMERICAN EAGLE OUTFITTERS, INC. | ||||||
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: JUN 16, 2009 | Meeting Type: Annual | |||||
Record Date: APR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Janice E. Page | For | For | Management | ||
2 | Elect Director J. Thomas Presby | For | For | Management | ||
3 | Elect Director Gerald E. Wedren | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Ratify Auditors | For | For | Management |
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AMGEN, INC. | ||||||
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David Baltimore | For | For | Management | ||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||
3 | Elect Director Francois de Carbonnel | For | For | Management | ||
4 | Elect Director Jerry D. Choate | For | For | Management | ||
5 | Elect Director Vance D. Coffman | For | For | Management | ||
6 | Elect Director Frederick W. Gluck | For | For | Management | ||
7 | Elect Director Frank C. Herringer | For | For | Management | ||
8 | Elect Director Gilbert S. Omenn | For | For | Management | ||
9 | Elect Director Judith C. Pelham | For | For | Management |
10 | Elect Director J. Paul Reason | For | For | Management |
11 | Elect Director Leonard D. Schaeffer | For | For | Management |
12 | Elect Director Kevin W. Sharer | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Approve Omnibus Stock Plan | For | Against | Management |
15 | Reduce Supermajority Vote Requirement | For | For | Management |
16 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
17 | Reincorporate in Another State [from | Against | Against | Shareholder |
Delaware to North Dakota ] |
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AMPHENOL CORP. | |||||||
Ticker: | APH | Security ID: | 032095101 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 23, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Edward G. Jepsen | For | For | Management | |||
1.2 | Elect Director John R. Lord | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Approve Omnibus Stock Plan | For | For | Management |
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ANALOG DEVICES, INC. | ||||||
Ticker: | ADI | Security ID: | 032654105 | |||
Meeting Date: MAR 10, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James A. Champy | For | For | Management | ||
1.2 | Elect Director Yves-Andre Istel | For | For | Management | ||
1.3 | Elect Director Neil Novich | For | For | Management | ||
1.4 | Elect Director Kenton J. Sicchitano | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | Against | For | Shareholder |
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APPLE INC. | ||||||
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: FEB 25, 2009 | Meeting Type: Annual | |||||
Record Date: | DEC 29, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William V. Campbell | For | For | Management | ||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management |
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Andrea Jung | For | For | Management |
1.6 | Elect Director A.D. Levinson | For | For | Management |
1.7 | Elect Director Eric E. Schmidt | For | For | Management |
1.8 | Elect Director Jerome B. York | For | For | Management |
2 | Report on Political Contributions | Against | Against | Shareholder |
3 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |
4 | Prepare Sustainability Report | Against | Against | Shareholder |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
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BAXTER INTERNATIONAL INC. | ||||||
Ticker: | BAX | Security ID: | 071813109 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Walter E. Boomer | For | For | Management | ||
1.2 | Elect Director James R. Gavin III | For | For | Management | ||
1.3 | Elect Director Peter S. Hellman | For | For | Management | ||
1.4 | Elect Director K. J. Storm | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Report on Animal Testing | Against | Against | Shareholder |
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BIOGEN IDEC INC. | ||||||
Ticker: | BIIB | Security ID: 09062X103 | ||||
Meeting Date: JUN 3, 2009 | Meeting Type: Proxy Contest | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
Management Proxy (White Card) | ||||||
1.1 | Elect Director Lawrence C. Best | For | None | Management | ||
1.2 | Elect Director Alan B. Glassberg | For | None | Management | ||
1.3 | Elect Director Robert W. Pangia | For | None | Management | ||
1.4 | Elect Director William D. Young | For | None | Management | ||
2 | Ratify Auditors | For | None | Management | ||
3 | Adopt Majority Voting for Uncontested | For | None | Management | ||
Election of Directors | ||||||
4 | Fix Size of Board at 13 and Remove the | Against | None | Shareholder | ||
Board's Ability to Change the Size of | ||||||
the Board | ||||||
5 | Reincorporate in Another State [North | Against | None | Shareholder | ||
Dakota] | ||||||
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||
Dissident Proxy (Gold Card) | ||||||
1.1 | Elect Director Alexander J. Denner | For | For | Shareholder | ||
1.2 | Elect Director Richard C. Mulligan | For | For | Shareholder | ||
1.3 | Elect Director Thomas F. Deuel | For | Withhold | Shareholder |
1.4 | Elect Director David Sidransky | For | Withhold | Shareholder |
2 | Fix Size of Board at 13 and Remove the | For | For | Shareholder |
Board's Ability to Change the Size of | ||||
the Board | ||||
3 | Reincorporate in Another State [North | For | Against | Shareholder |
Dakota] | ||||
4 | Ratify Auditors | For | For | Management |
5 | Adopt Majority Voting for Uncontested | For | For | Management |
Election of Directors |
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BMC SOFTWARE, INC. | ||||||
Ticker: | BMC | Security ID: | 055921100 | |||
Meeting Date: JUL 22, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 27, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director B. Garland Cupp | For | For | Management | ||
1.2 | Elect Director Robert E. Beauchamp | For | For | Management | ||
1.3 | Elect Director Jon E. Barfield | For | For | Management | ||
1.4 | Elect Director Gary Bloom | For | For | Management | ||
1.5 | Elect Director Meldon K. Gafner | For | For | Management | ||
1.6 | Elect Director P. Thomas Jenkins | For | For | Management | ||
1.7 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||
1.8 | Elect Director Kathleen A. O'Neil | For | For | Management | ||
1.9 | Elect Director Tom C. Tinsley | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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BROADCOM CORP. | ||||||
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director George L. Farinsky | For | For | Management | ||
1.2 | Elect Director Nancy H. Handel | For | For | Management | ||
1.3 | Elect Director Eddy W. Hartenstein | For | Withhold | Management | ||
1.4 | Elect Director John Major | For | Withhold | Management | ||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||
1.6 | Elect Director William T. Morrow | For | For | Management | ||
1.7 | Elect Director Robert E. Switz | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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CAMERON INTERNATIONAL CORP | ||
Ticker: | CAM | Security ID: 13342B105 |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual |
Record Date: MAR 16, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Baker Cunningham | For | Withhold | Management |
1.2 | Elect Director Sheldon R. Erikson | For | Withhold | Management |
1.3 | Elect Director Douglas L. Foshee | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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CARNIVAL CORP. | ||||||
Ticker: | CCL | Security ID: 143658300 | ||||
Meeting Date: APR 15, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | DIRECTOR MICKY ARISON | For | For | Management | ||
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | For | For | Management | ||
1.3 | DIRECTOR ROBERT H. DICKINSON | For | For | Management | ||
1.4 | DIRECTOR ARNOLD W. DONALD | For | For | Management | ||
1.5 | DIRECTOR PIER LUIGI FOSCHI | For | For | Management | ||
1.6 | DIRECTOR HOWARD S. FRANK | For | For | Management | ||
1.7 | DIRECTOR RICHARD J. GLASIER | For | For | Management | ||
1.8 | DIRECTOR MODESTO A. MAIDIQUE | For | For | Management | ||
1.9 | DIRECTOR SIR JOHN PARKER | For | For | Management | ||
1.10 | DIRECTOR PETER G. RATCLIFFE | For | For | Management | ||
1.11 | DIRECTOR STUART SUBOTNICK | For | For | Management | ||
1.12 | DIRECTOR LAURA WEIL | For | For | Management | ||
1.13 | DIRECTOR RANDALL J. WEISENBURGER | For | For | Management | ||
1.14 | DIRECTOR UZI ZUCKER | For | For | Management | ||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS | For | For | Management | ||
LLP AS INDEPENDENTAUDITORS FOR CARNIVAL | ||||||
PLC. | ||||||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF | For | For | Management | ||
CARNIVAL PLC TO AGREE TO THE | ||||||
REMUNERATION OF THE INDEPENDENT | ||||||
AUDITORS. | ||||||
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS | For | For | Management | ||
OF THE DIRECTORS AND AUDITORS OF | ||||||
CARNIVAL PLC FOR THE FINANCIAL YEAR | ||||||
ENDED NOVEMBER 30, 2008. | ||||||
5 | TO APPROVE THE DIRECTORS REMUNERATION | For | Against | Management | ||
REPORT OF CARNIVAL PLC FOR THE | ||||||
FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | ||||||
6 | TO INCREASE THE AMOUNT OF THE | For | For | Management | ||
AUTHORIZED BUT UNISSUED SHARE CAPITAL | ||||||
OF CARNIVAL PLC. | ||||||
7 | TO ADOPT THE AMENDED AND RESTATED | For | For | Management | ||
ARTICLES OF ASSOCIATION OF CARNIVAL | ||||||
PLC. | ||||||
8 | TO APPROVE CERTAIN AMENDMENTS TO THE | For | For | Management | ||
ARTICLES OF ASSOCIATION OF CARNIVAL | ||||||
PLC, TO TAKE EFFECT FROM OCTOBER 1, | ||||||
2009. |
9 | TO APPROVE THE GIVING OF AUTHORITY FOR | For | For | Management |
THE ALLOTMENT OF NEW SHARES BY CARNIVAL | ||||
PLC. | ||||
10 | TO APPROVE THE DISAPPLICATION OF | For | For | Management |
PRE-EMPTION RIGHTS IN RELATION TO THE | ||||
ALLOTMENT OF NEW SHARES BY CARNIVAL | ||||
PLC. | ||||
11 | TO APPROVE A GENERAL AUTHORITY FOR | For | For | Management |
CARNIVAL PLC TO BUY BACK CARNIVAL PLC | ||||
ORDINARY SHARES IN THE OPEN MARKET. |
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CELGENE CORP. | ||||||
Ticker: | CELG | Security ID: | 151020104 | |||
Meeting Date: JUN 17, 2009 | Meeting Type: Annual | |||||
Record Date: APR 21, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Sol J. Barer | For | For | Management | ||
1.2 | Elect Director Robert J. Hugin | For | For | Management | ||
1.3 | Elect Director Michael D. Casey | For | For | Management | ||
1.4 | Elect Director Rodman L. Drake | For | For | Management | ||
1.5 | Elect Director A. Hull Hayes, Jr. | For | For | Management | ||
1.6 | Elect Director Gilla Kaplan | For | For | Management | ||
1.7 | Elect Director James J. Loughlin | For | For | Management | ||
1.8 | Elect Director Ernest Mario | For | For | Management | ||
1.9 | Elect Director Walter L. Robb | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
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CEPHALON, INC. | |||||||
Ticker: | CEPH | Security ID: | 156708109 | ||||
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 17, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Frank Baldino, Jr., | For | For | Management | |||
Ph.D. | |||||||
1.2 | Elect Director William P. Egan | For | For | Management | |||
1.3 | Elect Director Martyn D. Greenacre | For | For | Management | |||
1.4 | Elect Director Vaughn M. Kailian | For | For | Management | |||
1.5 | Elect Director Kevin E. Moley | For | For | Management | |||
1.6 | Elect Director Charles A. Sanders, M.D. For | For | Management | ||||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management | |||
1.8 | Elect Director Dennis L. Winger | For | For | Management | |||
2 | Amend Stock Option Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management |
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||||
Ticker: | CHKP | Security ID: M22465104 | ||||||
Meeting Date: SEP 4, 2008 | Meeting Type: Annual | |||||||
Record Date: JUL 28, 2008 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | ELECTION OF DIRECTORS: GIL SHWED, | For | Did Not Vote Management | |||||
MARIUS NACHT, JERRY UNGERMAN, DAN | ||||||||
PROPPER, DAVID RUBNER, TAL SHAVIT NOTE: | ||||||||
DIRECTORS ARE ELECTED AS A GROUP, NOT | ||||||||
INDIVIDUALLY | ||||||||
2 | REELECTION OF OUTSIDE DIRECTOR: IRWIN | For | Did Not Vote Management | |||||
FEDERMAN | ||||||||
3 | REELECTION OF OUTSIDE DIRECTOR: RAY | For | Did Not Vote Management | |||||
ROTHROCK | ||||||||
4 | TO RATIFY THE APPOINTMENT AND | For | Did Not Vote Management | |||||
COMPENSATION OF CHECK POINT S | ||||||||
INDEPENDENT PUBLIC ACCOUNTANTS. | ||||||||
5 | TO APPROVE COMPENSATION TO CHECK POINT | For | Did Not Vote Management | |||||
S CHIEF EXECUTIVE OFFICER WHO IS ALSO | ||||||||
THE CHAIRMAN OF THE BOARD OF DIRECTORS. | ||||||||
6 | I AM A CONTROLLING SHAREHOLDER OF THE None | Did Not Vote Management | ||||||
COMPANY. MARK FOR = YES OR | AGAINST | |||||||
= NO. | ||||||||
7 | I HAVE A | PERSONAL INTEREST | IN ITEM 5. None | Did Not Vote Management | ||||
MARK FOR | = YES OR | AGAINST | = NO. |
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CHEVRON CORPORATION | ||||||
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: APR 1, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director S. H. Armacost | For | For | Management | ||
1.2 | Elect Director L. F. Deily | For | For | Management | ||
1.3 | Elect Director R. E. Denham | For | For | Management | ||
1.4 | Elect Director R. J. Eaton | For | For | Management | ||
1.5 | Elect Director E. Hernandez | For | For | Management | ||
1.6 | Elect Director F. G. Jenifer | For | For | Management | ||
1.7 | Elect Director S. Nunn | For | For | Management | ||
1.8 | Elect Director D. J. O'Reilly | For | For | Management | ||
1.9 | Elect Director D. B. Rice | For | For | Management | ||
1.10 | Elect Director K. W. Sharer | For | For | Management | ||
1.11 | Elect Director C. R. Shoemate | For | For | Management | ||
1.12 | Elect Director R. D. Sugar | For | For | Management | ||
1.13 | Elect Director C. Ware | For | For | Management | ||
1.14 | Elect Director J. S. Watson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder |
Products and Operations | ||||
8 | Adopt Guidelines for Country Selection | Against | Against | Shareholder |
9 | Adopt Human Rights Policy | Against | Against | Shareholder |
10 | Report on Market Specific Environmental Against | Against | Shareholder | |
Laws |
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CISCO SYSTEMS, INC. | ||||||
Ticker: | CSCO | Security ID: 17275R102 | ||||
Meeting Date: NOV 13, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Carol A. Bartz | For | For | Management | ||
2 | Elect Director M. Michele Burns | For | For | Management | ||
3 | Elect Director Michael D. Capellas | For | For | Management | ||
4 | Elect Director Larry R. Carter | For | For | Management | ||
5 | Elect Director John T. Chambers | For | For | Management | ||
6 | Elect Director Brian L. Halla | For | For | Management | ||
7 | Elect Director John L. Hennessy | For | For | Management | ||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||
10 | Elect Director Michael K. Powell | For | For | Management | ||
11 | Elect Director Steven M. West | For | For | Management | ||
12 | Elect Director Jerry Yang | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
15 | Report on Internet Fragmentation | Against | Against | Shareholder |
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COLGATE-PALMOLIVE CO. | ||||||
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John T. Cahill | For | For | Management | ||
1.2 | Elect Director Jill K. Conway | For | For | Management | ||
1.3 | Elect Director Ian Cook | For | For | Management | ||
1.4 | Elect Director Ellen M. Hancock | For | For | Management | ||
1.5 | Elect Director David W. Johnson | For | For | Management | ||
1.6 | Elect Director Richard J. Kogan | For | For | Management | ||
1.7 | Elect Director Delano E. Lewis | For | For | Management | ||
1.8 | Elect Director J. Pedro Reinhard | For | For | Management |
1.9 | Elect Director Stephen I. Sadove | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
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COVIDIEN LTD. | ||||||
Ticker: | COV | Security ID: G2552X108 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1a | Elect Craig Arnold as Director | For | For | Management | ||
1b | Elect Robert H. Brust as Director | For | For | Management | ||
1c | Elect John M. Connors, Jr. as Director | For | For | Management | ||
1d | Elect Christopher J. Coughlin as | For | For | Management | ||
Director | ||||||
1e | Elect Timothy M. Donahue as Director | For | For | Management | ||
1f | Elect Kathy J. Herbert as Director | For | For | Management | ||
1g | Elect Randall J. Hogan, III as | For | For | Management | ||
Director | ||||||
1h | Elect Richard J. Meelia as Director | For | For | Management | ||
1i | Elect Dennis H. Reilley as Director | For | For | Management | ||
1j | Elect Tadataka Yamada as Director | For | For | Management | ||
1k | Elect Joseph A. Zaccagnino as Director | For | For | Management | ||
2 | Approve Amended and Restated 2007 Stock For | For | Management | |||
and Incentive Plan | ||||||
3 | Approve Auditors and Authorize Board to For | For | Management | |||
Fix Their Remuneration |
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COVIDIEN LTD. | ||||||
Ticker: | COV | Security ID: | G2552X108 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Court | |||||
Record Date: APR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Reincorporation from Bermuda to For | For | Management | |||
Ireland through Scheme of Arrangement | ||||||
2 | Approve the Creation of Distributable | For | For | Management | ||
Reserves of Covidien plc |
3 | Adjourn Meeting | For | For | Management |
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CUMMINS , INC. | ||
Ticker: | CMI | Security ID: 231021106 |
Meeting Date: MAY 12, 2009 | Meeting Type: Annual |
Record Date: MAR 16, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Robert J. Bernhard | For | For | Management |
2 | Elect Director Robert J. Darnall | For | For | Management |
3 | Elect Director Robert K. Herdman | For | For | Management |
4 | Elect Director Alexis M. Herman | For | For | Management |
5 | Elect Director N. Thomas Linebarger | For | For | Management |
6 | Elect Director William I. Miller | For | For | Management |
7 | Elect Director Georgia R. Nelson | For | For | Management |
8 | Elect Director Theodore M. Solso | For | For | Management |
9 | Elect Director Carl Ware | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Amend Omnibus Stock Plan | For | For | Management |
12 | Approve Executive Incentive Bonus Plan | For | For | Management |
13 | Adopt and Implement ILO-based Human | Against | Against | Shareholder |
Rights Policy |
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CVS CAREMARK CORP | ||||||
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Edwin M. Banks | For | For | Management | ||
1.2 | Elect Director C. David Brown II | For | For | Management | ||
1.3 | Elect Director David W. Dorman | For | For | Management | ||
1.4 | Elect Director Kristen E. Gibney | For | For | Management | ||
Williams | ||||||
1.5 | Elect Director Marian L. Heard | For | For | Management | ||
1.6 | Elect Director William H. Joyce | For | For | Management | ||
1.7 | Elect Director Jean-Pierre Million | For | For | Management | ||
1.8 | Elect Director Terrence Murray | For | For | Management | ||
1.9 | Elect Director C.A. Lance Piccolo | For | For | Management | ||
1.10 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||
1.11 | Elect Director Thomas M. Ryan | For | For | Management | ||
1.12 | Elect Director Richard J. Swift | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
4 | Require Independent Board Chairman | Against | Against | Shareholder | ||
5 | Report on Political Contributions | Against | Against | Shareholder | ||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
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DANAHER CORP. | ||
Ticker: | DHR | Security ID: 235851102 |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |
Record Date: | MAR 9, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mortimer M. Caplin | For | For | Management |
1.2 | Elect Director Donald J. Ehrlich | For | For | Management |
1.3 | Elect Director Walter G. Lohr, Jr. | For | For | Management |
1.4 | Elect Director Linda P. Hefner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Adopt Employment Contract | Against | Against | Shareholder |
5 | Stock Retention/Holding Period | Against | Against | Shareholder |
6 | Report on Mercury Product Policies | Against | Against | Shareholder |
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DARDEN RESTAURANTS, INC. | |||||||
Ticker: | DRI | Security ID: | 237194105 | ||||
Meeting Date: SEP 12, 2008 | Meeting Type: Annual | ||||||
Record Date: JUL 21, 2008 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Leonard L. Berry | For | For | Management | |||
1.2 | Elect Director Odie C. Donald | For | For | Management | |||
1.3 | Elect Director David H. Hughes | For | For | Management | |||
1.4 | Elect Director Charles A Ledsinger, Jr. For | For | Management | ||||
1.5 | Elect Director William M. Lewis, Jr. | For | For | Management | |||
1.6 | Elect Director Connie Mack, III | For | For | Management | |||
1.7 | Elect Director Andrew H. (Drew) Madsen | For | For | Management | |||
1.8 | Elect Director Clarence Otis, Jr. | For | For | Management | |||
1.9 | Elect Director Michael D. Rose | For | For | Management | |||
1.10 | Elect Director Maria A. Sastre | For | For | Management | |||
1.11 | Elect Director Jack A. Smith | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management |
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DIAMOND OFFSHORE DRILLING, INC.
Ticker: | DO | Security ID: | 25271C102 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James S. Tisch | For | For | Management | ||
1.2 | Elect Director Lawrence R. Dickerson | For | For | Management | ||
1.3 | Elect Director John R. Bolton | For | For | Management | ||
1.4 | Elect Director Charles L. Fabrikant | For | For | Management | ||
1.5 | Elect Director Paul G. Gaffney II | For | For | Management | ||
1.6 | Elect Director Edward Grebow | For | For | Management | ||
1.7 | Elect Director Herbert C. Hofmann | For | For | Management | ||
1.8 | Elect Director Arthur L. Rebell | For | For | Management | ||
1.9 | Elect Director Raymond S. Troubh | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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DOVER CORPORATION | ||||||
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director D. H. Benson | For | For | Management | ||
1.2 | Elect Director R. W. Cremin | For | For | Management | ||
1.3 | Elect Director T. J. Derosa | For | For | Management | ||
1.4 | Elect Director J-P. M. Ergas | For | For | Management | ||
1.5 | Elect Director P. T. Francis | For | For | Management | ||
1.6 | Elect Directors K. C. Graham | For | For | Management | ||
1.7 | Elect Director J. L. Koley | For | For | Management | ||
1.8 | Elect Director R. A. Livingston | For | For | Management | ||
1.9 | Elect Director R. K. Lochridge | For | For | Management | ||
1.10 | Elect Director B. G. Rethore | For | For | Management | ||
1.11 | Elect Director M. B. Stubbs | For | For | Management | ||
1.12 | Elect Director M. A. Winston | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
4 | Report on Climate Change | Against | Against | Shareholder | ||
5 | Ratify Auditors | For | For | Management |
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EATON CORPORATION | ||||||
Ticker: | ETN | Security ID: | 278058102 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alexander M. Cutler | For | For | Management | ||
1.2 | Elect Director Arthur E. Johnson | For | For | Management | ||
1.3 | Elect Director Deborah L. McCoy | For | For | Management | ||
1.4 | Elect Director Gary L. Tooker | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
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EMERSON ELECTRIC CO. | ||||||
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: FEB 3, 2009 | Meeting Type: Annual | |||||
Record Date: | NOV 25, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director A.A. Busch III | For | For | Management | ||
1.2 | Elect Director A.F. Golden | For | For | Management | ||
1.3 | Elect Director H. Green | For | For | Management |
1.4 | Elect Director W.R. Johnson | For | For | Management |
1.5 | Elect Director J.B. Menzer | For | For | Management |
1.6 | Elect Director V.R. Loucks, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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ESTEE LAUDER COMPANIES INC., THE | |||||||
Ticker: | EL | Security ID: | 518439104 | ||||
Meeting Date: NOV 7, 2008 | Meeting Type: Annual | ||||||
Record Date: SEP 16, 2008 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Charlene Barshefsky | For | For | Management | |||
1.2 | Elect Director Leonard A. Lauder | For | For | Management | |||
1.3 | Elect Director Ronald S. Lauder | For | For | Management | |||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management |
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FAMILY DOLLAR STORES, INC. | ||||||
Ticker: | FDO | Security ID: | 307000109 | |||
Meeting Date: JAN 15, 2009 | Meeting Type: Annual | |||||
Record Date: NOV 28, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mark R. Bernstein | For | For | Management | ||
1.2 | Elect Director Pamela L. Davies | For | For | Management | ||
1.3 | Elect Director Sharon Allred Decker | For | For | Management | ||
1.4 | Elect Director Edward C. Dolby | For | For | Management | ||
1.5 | Elect Director Glenn A. Eisenberg | For | For | Management | ||
1.6 | Elect Director Howard R. Levine | For | For | Management | ||
1.7 | Elect Director George R. Mahoney, Jr. | For | For | Management | ||
1.8 | Elect Director James G. Martin | For | For | Management | ||
1.9 | Elect Director Harvey Morgan | For | For | Management | ||
1.10 | Elect Director Dale C. Pond | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 14, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||
1.3 | Elect Director Robert A. Day | For | For | Management | ||
1.4 | Elect Director Gerald J. Ford | For | For | Management |
1.5 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management |
1.6 | Elect Director J. Bennett Johnston | For | For | Management |
1.7 | Elect Director Charles C. Krulak | For | Withhold | Management |
1.8 | Elect Director Bobby Lee Lackey | For | Withhold | Management |
1.9 | Elect Director Jon C. Madonna | For | For | Management |
1.10 | Elect Director Dustan E. McCoy | For | For | Management |
1.11 | Elect Director Gabrielle K. McDonald | For | For | Management |
1.12 | Elect Director James R. Moffett | For | For | Management |
1.13 | Elect Director B.M. Rankin, Jr. | For | For | Management |
1.14 | Elect Director J. Stapleton Roy | For | For | Management |
1.15 | Elect Director Stephen H. Siegele | For | For | Management |
1.16 | Elect Director J. Taylor Wharton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Request Director Nominee Environmental | Against | Against | Shareholder |
Qualifications |
--------------------------------------------------------------------------------
GENZYME CORP. | ||||||
Ticker: | GENZ | Security ID: | 372917104 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Douglas A. Berthiaume | For | For | Management | ||
2 | Elect Director Gail K. Boudreaux | For | For | Management | ||
3 | Elect Director Robert J. Carpenter | For | For | Management | ||
4 | Elect Director Charles L. Cooney | For | For | Management | ||
5 | Elect Director Victor J. Dzau | For | For | Management | ||
6 | Elect Director Connie Mack III | For | For | Management | ||
7 | Elect Director Richard F. Syron | For | For | Management | ||
8 | Elect Director Henri A. Termeer | For | For | Management | ||
9 | Amend Omnibus Stock Plan | For | Against | Management | ||
10 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
11 | Ratify Auditors | For | For | Management |
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GILEAD SCIENCES, INC. | ||||||
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Paul Berg | For | For | Management | ||
1.2 | Elect Director John F. Cogan | For | For | Management | ||
1.3 | Elect Director Etienne F. Davignon | For | For | Management | ||
1.4 | Elect Director James M. Denny | For | For | Management | ||
1.5 | Elect Director Carla A. Hills | For | For | Management | ||
1.6 | Elect Director John W. Madigan | For | For | Management | ||
1.7 | Elect Director John C. Martin | For | For | Management |
1.8 | Elect Director Gordon E. Moore | For | For | Management |
1.9 | Elect Director Nicholas G. Moore | For | For | Management |
1.10 | Elect Director Richard J. Whitley | For | For | Management |
1.11 | Elect Director Gayle E. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
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GOODRICH CORPORATION | ||||||
Ticker: | GR | Security ID: 382388106 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Diane C. Creel | For | For | Management | ||
1.2 | Elect Director George A. Davidson, Jr. | For | For | Management | ||
1.3 | Elect Director Harris E. DeLoach, Jr. | For | For | Management | ||
1.4 | Elect Director James W. Griffith | For | For | Management | ||
1.5 | Elect Director William R. Holland | For | For | Management | ||
1.6 | Elect Director John P. Jumper | For | For | Management | ||
1.7 | Elect Director Marshall O. Larsen | For | For | Management | ||
1.8 | Elect Director Lloyd W. Newton | For | For | Management | ||
1.9 | Elect Director Douglas E. Olesen | For | For | Management | ||
1.10 | Elect Director Alfred M. Rankin, Jr. | For | For | Management | ||
1.11 | Elect Director A. Thomas Young | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
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GOOGLE INC | ||||||
Ticker: | GOOG | Security ID: 38259P508 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Eric Schmidt | For | Withhold | Management | ||
1.2 | Elect Director Sergey Brin | For | Withhold | Management | ||
1.3 | Elect Director Larry Page | For | Withhold | Management | ||
1.4 | Elect Director L. John Doerr | For | Withhold | Management | ||
1.5 | Elect Director John L. Hennessy | For | Withhold | Management | ||
1.6 | Elect Director Arthur D. Levinson | For | Withhold | Management | ||
1.7 | Elect Director Ann Mather | For | Withhold | Management | ||
1.8 | Elect Director Paul S. Otellini | For | Withhold | Management | ||
1.9 | Elect Director K. Ram Shriram | For | Withhold | Management | ||
1.10 | Elect Director Shirley M. Tilghman | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Report on Political Contributions | For | Against | Shareholder | ||
5 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||
Access to the Internet |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
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HESS CORPORATION | ||||||
Ticker: | HES | Security ID: 42809H107 | ||||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director J.B. Hess | For | For | Management | ||
1.2 | Elect Director S.W. Bodman | For | For | Management | ||
1.3 | Elect Director R. Lavizzo-Mourey | For | For | Management | ||
1.4 | Elect Director C.G. Matthews | For | For | Management | ||
1.5 | Elect Director E.H. von Metzsch | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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HEWLETT-PACKARD COMPANY | |||||||
Ticker: | HPQ | Security ID: | 428236103 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | ||||||
Record Date: JAN 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | |||
2 | Elect Director Sari M. Baldauf | For | For | Management | |||
3 | Elect Director Rajiv L. Gupta | For | For | Management | |||
4 | Elect Director John H. Hammergren | For | For | Management�� | |||
5 | Elect Director Mark V. Hurd | For | For | Management | |||
6 | Elect Director Joel Z. Hyatt | For | For | Management | |||
7 | Elect Director John R. Joyce | For | For | Management | |||
8 | Elect Director Robert L. Ryan | For | For | Management | |||
9 | Elect Director Lucille S. Salhany | For | For | Management | |||
10 | Elect Director G. Kennedy Thompson | For | For | Management | |||
11 | Ratify Auditors | For | For | Management |
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HOME DEPOT, INC. | ||||||
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||
2 | Elect Director David H. Batchelder | For | For | Management | ||
3 | Elect Director Francis S. Blake | For | For | Management | ||
4 | Elect Director Ari Bousbib | For | For | Management | ||
5 | Elect Director Gregory D. Brenneman | For | For | Management | ||
6 | Elect Director Albert P. Carey | For | For | Management |
7 | Elect Director Armando Codina | For | For | Management |
8 | Elect Director Bonnie G. Hill | For | For | Management |
9 | Elect Director Karen L. Katen | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Approve Right to Call Special Meetings | For | For | Management |
12 | Provide for Cumulative Voting | Against | Against | Shareholder |
13 | Call Special Meetings | Against | Against | Shareholder |
14 | Prepare Employment Diversity Report | Against | Against | Shareholder |
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
16 | Assess Energy Use and Establish | Against | Against | Shareholder |
Reduction Targets |
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HONEYWELL INTERNATIONAL, INC. | ||||||
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: APR 27, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gordon M. Bethune | For | Against | Management | ||
1.2 | Elect Director Jaime Chico Pardo | For | For | Management | ||
1.3 | Elect Director David M. Cote | For | For | Management | ||
1.4 | Elect Director D. Scott Davis | For | For | Management | ||
1.5 | Elect Director Linnet F. Deily | For | For | Management | ||
1.6 | Elect Director Clive R. Hollick | For | Against | Management | ||
1.7 | Elect Director George Paz | For | For | Management | ||
1.8 | Elect Director Bradley T. Sheares | For | Against | Management | ||
1.9 | Elect Director John R. Stafford | For | Against | Management | ||
1.10 | Elect Director Michael W. Wright | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Adopt Anti Gross-up Policy | Against | For | Shareholder | ||
7 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder |
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ILLINOIS TOOL WORKS INC. | ||||||
Ticker: | ITW | Security ID: | 452308109 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William F. Aldinger | For | For | Management | ||
1.2 | Elect Director Marvin D. Brailsford | For | For | Management | ||
1.3 | Elect Director Susan Crown | For | For | Management | ||
1.4 | Elect Director Don H. Davis, Jr. | For | For | Management | ||
1.5 | Elect Director Robert C. McCormack | For | For | Management | ||
1.6 | Elect Director Robert S. Morrison | For | For | Management |
1.7 | Elect Director James A. Skinner | For | For | Management |
1.8 | Elect Director Harold B. Smith | For | For | Management |
1.9 | Elect Director David B. Speer | For | For | Management |
1.10 | Elect Director Pamela B. Strobel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||
Ticker: | IBM | Security ID: | 459200101 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | ||||||
Record Date: FEB 27, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director A. J. P. Belda | For | For | Management | |||
1.2 | Elect Director C. Black | For | For | Management | |||
1.3 | Elect Director W. R. Brody | For | For | Management | |||
1.4 | Elect Director K. I. Chenault | For | For | Management | |||
1.5 | Elect Director M. L. Eskew | For | For | Management | |||
1.6 | Elect Director S. A. Jackson | For | Against | Management | |||
1.7 | Elect Director T. Nishimuro | For | For | Management | |||
1.8 | Elect Director J. W. Owens | For | For | Management | |||
1.9 | Elect Director S. J. Palmisano | For | For | Management | |||
1.10 | Elect Director J. E. Spero | For | For | Management | |||
1.11 | Elect Director S. Taurel | For | For | Management | |||
1.12 | Elect Director L. H. Zambrano | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Provide for Cumulative Voting | Against | Against | Shareholder | |||
5 | Review Executive Compensation | Against | For | Shareholder | |||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | ||||
Officers' Compensation |
--------------------------------------------------------------------------------
INVITROGEN CORP. | ||||||
Ticker: | IVGN | Security ID: | 46185R100 | |||
Meeting Date: OCT 28, 2008 | Meeting Type: Special | |||||
Record Date: SEP 5, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Issue Shares in Connection with | For | For | Management | ||
Acquisition | ||||||
2 | Increase Authorized Common Stock | For | For | Management | ||
3 | Adjourn Meeting | For | For | Management |
-------------------------------------------------------------------------------- | ||
JOHNSON CONTROLS, INC. | ||
Ticker: | JCI | Security ID: 478366107 |
Meeting Date: JAN 21, 2009 Meeting Type: Annual | ||||
Record Date: NOV 20, 2008 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis W. Archer | For | For | Management |
1.2 | Elect Director Richard Goodman | For | For | Management |
1.3 | Elect Director Southwood J. Morcott | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt Policy to Obtain Shareholder | Against | Against | Shareholder |
Approval of Survivor Benefits |
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. | ||||||
Ticker: | JNPR | Security ID: | 48203R104 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Scott Kriens | For | For | Management | ||
1.2 | Elect Director Stratton Sclavos | For | For | Management | ||
1.3 | Elect Director William R. Stensrud | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
KOHL'S CORP. | ||||||
Ticker: | KSS | Security ID: | 500255104 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Peter Boneparth | For | For | Management | ||
2 | Elect Director Steven A. Burd | For | For | Management | ||
3 | Elect Director John F. Herma | For | For | Management | ||
4 | Elect Director Dale E. Jones | For | For | Management | ||
5 | Elect Director William S. Kellogg | For | For | Management | ||
6 | Elect Director Kevin Mansell | For | For | Management | ||
7 | Elect Director R. Lawrence Montgomery | For | For | Management | ||
8 | Elect Director Frank V. Sica | For | For | Management | ||
9 | Elect Director Peter M. Sommerhauser | For | For | Management | ||
10 | Elect Director Stephanie A. Streeter | For | For | Management | ||
11 | Elect Director Stephen E. Watson | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
--------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: | KFT | Security ID: 50075N104 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ajay Banga | For | For | Management | ||
1.2 | Elect Director Myra M. Hart | For | For | Management | ||
1.3 | Elect Director Lois D. Juliber | For | For | Management | ||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||
1.5 | Elect Director Richard A. Lerner | For | For | Management | ||
1.6 | Elect Director John C. Pope | For | For | Management | ||
1.7 | Elect Director Fredric G. Reynolds | For | For | Management | ||
1.8 | Elect Director Irene B. Rosenfeld | For | For | Management | ||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||
1.10 | Elect Director Frank G. Zarb | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORP | ||||||
Ticker: | LIFE | Security ID: 53217V109 | ||||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Donald W. Grimm | For | For | Management | ||
1.2 | Elect Director Gregory T. Lucier | For | For | Management | ||
1.3 | Elect Director Per A. Peterson, Ph. D. | For | For | Management | ||
1.4 | Elect Director William S. Shanahan | For | For | Management | ||
1.5 | Elect Director Arnold J. Levine, Ph. D. For | For | Management | |||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
5 | Approve Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORP. | ||||||
Ticker: | LMT | Security ID: | 539830109 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director E. C. "Pete" Aldrige, | For | Against | Management | ||
Jr. | ||||||
1.2 | Elect Director Nolan D. Archibald | For | Against | Management | ||
1.3 | Elect Director David B. Burritt | For | For | Management | ||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management |
1.5 | Elect Director Gwendolyn S. King | For | For | Management |
1.6 | Elect Director James M. Loy | For | For | Management |
1.7 | Elect Director Douglas H. McCorkindale | For | Against | Management |
1.8 | Elect Director Joseph W. Ralston | For | For | Management |
1.9 | Elect Director Frank Savage | For | For | Management |
1.10 | Elect Director James Schneider | For | Against | Management |
1.11 | Elect Director Anne Stevens | For | Against | Management |
1.12 | Elect Director Robert J. Stevens | For | For | Management |
1.13 | Elect Director James R. Ukropina | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
4 | Report on Space-based Weapons Program | Against | Against | Shareholder |
5 | Adopt a Policy in which the Company | Against | Against | Shareholder |
will not Make or Promise to Make Any | ||||
Death Benefit Payments to Senior | ||||
Executives | ||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA | ||||||
Ticker: | LOGI | Security ID: H50430232 | ||||
Meeting Date: SEP 10, 2008 | Meeting Type: Annual | |||||
Record Date: JUL 23, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | APPROVAL OF THE ANNUAL REPORT, THE | For | For | Management | ||
COMPENSATION REPORT, THE CONSOLIDATED | ||||||
FINANCIAL STATEMENTS AND THE STATUTORY | ||||||
FINANCIAL STATEMENTS OF LOGITECH | ||||||
INTERNATIONAL S.A. FOR FISCAL YEAR 2008 | ||||||
2 | APPROPRIATION OF RETAINED EARNINGS | For | For | Management | ||
WITHOUT PAYMENT OF A DIVIDEND FOR | ||||||
FISCAL YEAR 2008 | ||||||
3 | DECREASE OF CONDITIONAL CAPITAL FOR | For | For | Management | ||
EMPLOYEE EQUITY INCENTIVE PLANS | ||||||
4 | INCREASE OF SHARES AVAILABLE FOR | For | For | Management | ||
ISSUANCE UNDER EMPLOYEE SHARE PURCHASE | ||||||
PLANS | ||||||
5 | AUTHORIZATION OF CONDITIONAL CAPITAL | For | For | Management | ||
FOR FUTURE CONVERTIBLE BOND ISSUANCE | ||||||
6 | APPROVAL OF LOGITECH MANAGEMENT | For | Against | Management | ||
PERFORMANCE BONUS PLAN | ||||||
7 | RELEASE OF THE BOARD OF DIRECTORS FOR | For | For | Management | ||
LIABILITY FOR ACTIVITIES DURING FISCAL | ||||||
YEAR 2008 | ||||||
8 | ELECTION OF DIRECTOR: GERALD QUINDLEN | For | For | Management | ||
9 | ELECTION OF DIRECTOR: RICHARD LAUBE | For | For | Management | ||
10 | RE-ELECTION OF DIRECTOR: MATTHEW | For | For | Management | ||
BOUSQUETTE | ||||||
11 | RE-ELECTION OF PRICEWATERHOUSECOOPERS | For | For | Management | ||
SA AS AUDITORS |
--------------------------------------------------------------------------------
LORILLARD, INC. | ||||||
Ticker: | LO | Security ID: | 544147101 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert C. Almon | For | Withhold | Management | ||
1.2 | Elect Director Kit D. Dietz | For | Withhold | Management | ||
1.3 | Elect Director Nigel Travis | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MACY'S INC | ||||||
Ticker: | M | Security ID: 55616P104 | ||||
Meeting Date: MAY 15, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Stephen F. Bollenbach | For | For | Management | ||
1.2 | Elect Director Deirdre P. Connelly | For | For | Management | ||
1.3 | Elect Director Meyer Feldberg | For | For | Management | ||
1.4 | Elect Director Sara Levinson | For | For | Management | ||
1.5 | Elect Director Terry J. Lundgren | For | For | Management | ||
1.6 | Elect Director Joseph Neubauer | For | For | Management | ||
1.7 | Elect Director Joseph A. Pichler | For | For | Management | ||
1.8 | Elect Director Joyce M. Roche | For | For | Management | ||
1.9 | Elect Director Karl M. von der Heyden | For | For | Management | ||
1.10 | Elect Director Craig E. Weatherup | For | For | Management | ||
1.11 | Elect Director Marna C. Whittington | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||
5 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MCAFEE, INC. | ||||||
Ticker: | MFE | Security ID: | 579064106 | |||
Meeting Date: JUL 28, 2008 | Meeting Type: Annual | |||||
Record Date: JUN 18, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mr. Thomas E. Darcy | For | For | Management | ||
1.2 | Elect Director Mr. Denis J. O'Leary | For | For | Management | ||
1.3 | Elect Director Mr. Robert W. Pangia | For | Withhold | Management | ||
1.4 | Elect Director Mr. Carl Bass | For | For | Management | ||
1.5 | Elect Director Mr. Jeffrey A. Miller | For | For | Management | ||
1.6 | Elect Director Mr. Anthony Zingale | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. | ||||||
Ticker: | MHS | Security ID: 58405U102 | ||||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 26, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Charles M. Lillis, Ph.D. For | For | Management | |||
2 | Elect Director William L. Roper, M.D. | For | For | Management | ||
3 | Elect Director David D. Stevens | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | �� For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
10 | Elect Director Carlos E. Represas | For | For | Management | ||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||
13 | Elect Director Samuel O. Thier | For | For | Management | ||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||
15 | Elect Director Peter C. Wendell | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Fix Number of Directors | For | For | Management | ||
18 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
19 | Require Independent Lead Director | Against | Against | Shareholder | ||
20 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC.
Ticker: | PCS | Security ID: | 591708102 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 8, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director W. Michael Barnes | For | For | Management | ||
1.2 | Elect Director Jack F. Callahan, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED | |||||||
Ticker: | MCHP | Security ID: | 595017104 | ||||
Meeting Date: AUG 15, 2008 | Meeting Type: Annual | ||||||
Record Date: JUN 19, 2008 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Steve Sanghi | For | For | Management | |||
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Management | |||
1.3 | Elect Director L.B. Day | For | For | Management | |||
1.4 | Elect Director Matthew W. Chapman | For | For | Management | |||
1.5 | Elect Director Wade F. Meyercord | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||
Ticker: | MSFT | Security ID: 594918104 | ||||
Meeting Date: NOV 19, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 5, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||
3 | Elect Director Dina Dublon | For | For | Management | ||
4 | Elect Director William H. Gates, III | For | For | Management | ||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||
6 | Elect Director Reed Hastings | For | For | Management | ||
7 | Elect Director David F. Marquardt | For | For | Management | ||
8 | Elect Director Charles H. Noski | For | For | Management | ||
9 | Elect Director Helmut Panke | For | For | Management | ||
10 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
11 | Amend Non-Employee Director Omnibus | For | Against | Management | ||
Stock Plan | ||||||
12 | Ratify Auditors | For | For | Management | ||
13 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||
Access to the Internet | ||||||
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
15 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MONSANTO CO. | ||||||
Ticker: | MON | Security ID: | 61166W101 | |||
Meeting Date: JAN 14, 2009 | Meeting Type: Annual | |||||
Record Date: NOV 17, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Janice L. Fields | For | For | Management | ||
2 | Elect Director Hugh Grant | For | For | Management | ||
3 | Elect Director C. Steven McMillan | For | For | Management | ||
4 | Elect Director Robert J. Stevens | For | For | Management | ||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MOODY'S CORPORATION | |||||||
Ticker: | MCO | Security ID: | 615369105 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 2, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Ewald Kist | For | For | Management | |||
1.2 | Elect Director Henry A. McKinnell, Jr. | For | For | Management | |||
1.3 | Elect Director John K. Wulff | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Require Independent Board Chairman | Against | Against | Shareholder | |||
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MOTOROLA, INC. | ||||||
Ticker: | MOT | Security ID: | 620076109 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director G. Brown | For | For | Management | ||
1.2 | Elect Director D. Dorman | For | For | Management | ||
1.3 | Elect Director W. Hambrecht | For | Against | Management | ||
1.4 | Elect Director S. Jha | For | For | Management | ||
1.5 | Elect Director J. Lewent | For | Against | Management | ||
1.6 | Elect Director K. Meister | For | For | Management | ||
1.7 | Elect Director T. Meredith | For | For | Management | ||
1.8 | Elect Director S. Scott III | For | Against | Management | ||
1.9 | Elect Director R. Sommer | For | For | Management | ||
1.10 | Elect Director J. Stengel | For | Against | Management | ||
1.11 | Elect Director A. Vinciquerra | For | For | Management | ||
1.12 | Elect Director D. Warner III | For | For | Management | ||
1.13 | Elect Director J. White | For | For | Management | ||
2 | Adjust Par Value of Common Stock | For | For | Management | ||
3 | Approve Repricing of Options | For | For | Management | ||
4 | Amend Qualified Employee Stock Purchase For | For | Management |
Plan | ||||
5 | Advisory Vote to Ratify Named Executive For | Against | Management | |
Officers' Compensation | ||||
6 | Ratify Auditors | For | For | Management |
7 | Provide for Cumulative Voting | Against | Against | Shareholder |
8 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder |
9 | Amend Human Rights Policies | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. | ||||||
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Merrill A. Miller, Jr. | For | For | Management | ||
1.2 | Elect Director Greg L. Armstrong | For | For | Management | ||
1.3 | Elect Director David D. Harrison | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
NOBLE CORPORATION | ||||||
Ticker: | NE | Security ID: | G65422100 | |||
Meeting Date: MAR 17, 2009 | Meeting Type: Special | |||||
Record Date: FEB 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Change Country of Incorporation to | For | For | Management | ||
Switzerland Through a Scheme of | ||||||
Arrangement | ||||||
2 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
NOBLE ENERGY, INC. | ||||||
Ticker: | NBL | Security ID: | 655044105 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jeffrey L. Berenson | For | For | Management | ||
1.2 | Elect Director Michael A. Cawley | For | For | Management | ||
1.3 | Elect Director Edward F. Cox | For | For | Management | ||
1.4 | Elect Director Charles D. Davidson | For | For | Management | ||
1.5 | Elect Director Thomas J. Edelman | For | For | Management | ||
1.6 | Elect Director Eric P. Grubman | For | For | Management | ||
1.7 | Elect Director Kirby L. Hedrick | For | For | Management | ||
1.8 | Elect Director Scott D. Urban | For | For | Management |
1.9 | Elect Director William T. Van Kleef | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
NOKIA CORP. | ||||||
Ticker: | NOK | Security ID: | 654902204 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Calling the Meeting to Order | None | None | Management | ||
3 | Designate Inspector or Shareholder | None | None | Management | ||
Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting None | None | Management | |||
5 | Prepare and Approve List of | None | None | Management | ||
Shareholders | ||||||
6 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
8 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.40 Per Share | ||||||
9 | Approve Discharge of Board and | For | For | Management | ||
President | ||||||
10 | Approve Remuneration of Directors in | For | For | Management | ||
the Amount of EUR 440,000 for Chairman, | ||||||
EUR 150,000 for Vice Chairman, and EUR | ||||||
130,000 for Other Directors; Approve | ||||||
Remuneration for Committee Work | ||||||
11 | Fix Number of Directors at 11 | For | For | Management | ||
12.1 | Reelect Georg Ehrnrooth as Director | For | For | Management | ||
12.2 | Reelect Lalita D. Gupte as Director | For | For | Management | ||
12.3 | Reelect Bengt Holmstrom as Director | For | For | Management | ||
12.4 | Reelect Henning Kagermann as Director | For | For | Management | ||
12.5 | Reelect Olli-Pekka Kallasvuo as | For | For | Management | ||
Director | ||||||
12.6 | Reelect Per Karlsson as Director | For | For | Management | ||
12.7 | Reelect Jorma Ollila as Director | For | For | Management | ||
12.8 | Reelect Marjorie Scardino as Director | For | For | Management | ||
12.9 | Reelect Risto Siilasmaa as Director | For | For | Management | ||
12.10 Reelect Keijo Suila as Directors as | For | For | Management | |||
Director | ||||||
12.11 Elect Isabel Marey-Semper as New | For | For | Management | |||
Director | ||||||
13 | Approve Remuneration of Auditors | For | For | Management | ||
14 | Ratify PricewaterhouseCoopers Oy as | For | For | Management | ||
Auditors | ||||||
15 | Authorize Repurchase of up to 360 | For | For | Management | ||
Million Nokia Shares | ||||||
16 | Close Meeting | None | None | Management | ||
17 | MARK THE FOR BOX IF YOU WISH TO | None | Against | Management | ||
INSTRUCT THE DEPOSITARY TO GIVE A PROXY |
TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. |
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP. | ||||||
Ticker: | NSC | Security ID: | 655844108 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel A. Carp | For | For | Management | ||
1.2 | Elect Director Steven F. Leer | For | For | Management | ||
1.3 | Elect Director Michael D. Lockhart | For | For | Management | ||
1.4 | Elect Director Charles W. Moorman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NORTHERN TRUST CORP. | |||||||
Ticker: | NTRS | Security ID: | 665859104 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 2, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Linda Walker Bynoe | For | For | Management | |||
1.2 | Elect Director Nicholas D. Chabraja | For | Withhold | Management | |||
1.3 | Elect Director Susan Crown | For | Withhold | Management | |||
1.4 | Elect Director Dipak C. Jain | For | For | Management | |||
1.5 | Elect Director Arthur L. Kelly | For | For | Management | |||
1.6 | Elect Director Robert C. McCormack | For | For | Management | |||
1.7 | Elect Director Edward J. Mooney | For | Withhold | Management | |||
1.8 | Elect Director William A. Osborn | For | For | Management | |||
1.9 | Elect Director John W. Rowe | For | For | Management | |||
1.10 | Elect Director Harold B. Smith | For | For | Management | |||
1.11 | Elect Director William D. Smithburg | For | Withhold | Management | |||
1.12 | Elect Director Enrique J. Sosa | For | For | Management | |||
1.13 | Elect Director Charles A. Tribbett III | For | Withhold | Management | |||
1.14 | Elect Director Frederick H. Waddell | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | ||||
Officers' Compensation |
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. | ||
Ticker: | ORLY | Security ID: 686091109 |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual |
Record Date: FEB 27, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles H. O'Reilly, Jr | For | For | Management |
1.2 | Elect Director John Murphy | For | For | Management |
1.3 | Elect Director Ronald Rashkow | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Nonqualified Employee Stock | For | For | Management |
Purchase Plan | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP. | ||||||
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Spencer Abraham | For | Against | Management | ||
1.2 | Elect Director Ronald W. Burkle | For | Against | Management | ||
1.3 | Elect Director John S. Chalsty | For | Against | Management | ||
1.4 | Elect Director Edward P. Djerejian | For | Against | Management | ||
1.5 | Elect Director John E. Feick | For | Against | Management | ||
1.6 | Elect Director Ray R. Irani | For | Against | Management | ||
1.7 | Elect Director Irvin W. Maloney | For | Against | Management | ||
1.8 | Elect Director Avedick B. Poladian | For | Against | Management | ||
1.9 | Elect Director Rodolfo Segovia | For | Against | Management | ||
1.10 | Elect Director Aziz D. Syriani | For | Against | Management | ||
1.11 | Elect Director Rosemary Tomich | For | Against | Management | ||
1.12 | Elect Director Walter L. Weisman | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide Right to Call Special Meeting | For | Against | Management | ||
4 | Report on Host Country Social and | Against | Against | Shareholder | ||
Environmental Laws |
--------------------------------------------------------------------------------
OMNICOM GROUP INC. | |||||||
Ticker: | OMC | Security ID: | 681919106 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 30, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John D. Wren | For | For | Management | |||
1.2 | Elect Director Bruce Crawford | For | For | Management | |||
1.3 | Elect Director Alan R. Batkin | For | Withhold | Management | |||
1.4 | Elect Director Robert Charles Clark | For | For | Management | |||
1.5 | Elect Director Leonard S. Coleman, Jr. | For | Withhold | Management | |||
1.6 | Elect Director Errol M. Cook | For | For | Management | |||
1.7 | Elect Director Susan S. Denison | For | Withhold | Management | |||
1.8 | Elect Director Michael A. Henning | For | Withhold | Management | |||
1.9 | Elect Director John R. Murphy | For | For | Management |
1.10 | Elect Director John R. Purcell | For | For | Management |
1.11 | Elect Director Linda Johnson Rice | For | Withhold | Management |
1.12 | Elect Director Gary L. Roubos | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management | |
Plan |
--------------------------------------------------------------------------------
ORACLE CORP. | ||||||
Ticker: | ORCL | Security ID: 68389X105 | ||||
Meeting Date: OCT 10, 2008 | Meeting Type: Annual | |||||
Record Date: AUG 12, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jeffrey O. Henley | For | For | Management | ||
1.2 | Elect Director Lawrence J. Ellison | For | For | Management | ||
1.3 | Elect Director Donald L. Lucas | For | For | Management | ||
1.4 | Elect Director Michael J. Boskin | For | For | Management | ||
1.5 | Elect Director Jack F. Kemp | For | For | Management | ||
1.6 | Elect Director Jeffrey S. Berg | For | Withhold | Management | ||
1.7 | Elect Director Safra A. Catz | For | For | Management | ||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | ||
1.9 | Elect Director H. Raymond Bingham | For | For | Management | ||
1.10 | Elect Director Charles E. Phillips, Jr. For | For | Management | |||
1.11 | Elect Director Naomi O. Seligman | For | Withhold | Management | ||
1.12 | Elect Director George H. Conrades | For | For | Management | ||
1.13 | Elect Director Bruce R. Chizen | For | For | Management | ||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PACCAR INC. | ||||||
Ticker: | PCAR | Security ID: | 693718108 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mark C. Pigott | For | For | Management | ||
1.2 | Elect Director William G. Reed, Jr. | For | For | Management | ||
1.3 | Elect Director Warren R. Staley | For | For | Management | ||
1.4 | Elect Director Charles R. Williamson | For | For | Management | ||
2 | Declassify the Board of Directors | Against | For | Shareholder | ||
3 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director S.L. Brown | For | For | Management | ||
2 | Elect Director I.M. Cook | For | For | Management | ||
3 | Elect Director D. Dublon | For | For | Management | ||
4 | Elect Director V.J. Dzau | For | For | Management | ||
5 | Elect Director R.L. Hunt | For | For | Management | ||
6 | Elect Director A. Ibarguen | For | For | Management | ||
7 | Elect Director A.C. Martinez | For | For | Management | ||
8 | Elect Director I.K. Nooyi | For | For | Management | ||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||
10 | Elect Director J.J. Schiro | For | For | Management | ||
11 | Elect Director L.G. Trotter | For | For | Management | ||
12 | Elect Director D.Vasella | For | For | Management | ||
13 | Elect Director M.D. White | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
16 | Report on Recycling | Against | Against | Shareholder | ||
17 | Report on Genetically Engineered | Against | Against | Shareholder | ||
Products | ||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PG&E CORP. | ||||||
Ticker: | PCG | Security ID: 69331C108 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David R. Andrews | For | For | Management | ||
2 | Elect Director C. Lee Cox | For | For | Management | ||
3 | Elect Director Peter A. Darbee | For | For | Management | ||
4 | Elect Director Maryellen C. Herringer | For | For | Management | ||
5 | Elect Director Roger H. Kimmel | For | For | Management | ||
6 | Elect Director Richard A. Meserve | For | For | Management | ||
7 | Elect Director Forrest E. Miller | For | For | Management | ||
8 | Elect Director Barbara L. Rambo | For | For | Management | ||
9 | Elect Director Barry Lawson Williams | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
12 | Reincorporate in Another State | Against | Against | Shareholder | ||
[California to North Dakota ] |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harold Brown | For | For | Management | ||
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||
1.4 | Elect Director J. Dudley Fishburn | For | For | Management | ||
1.5 | Elect Director Graham Mackay | For | For | Management | ||
1.6 | Elect Director Sergio Marchionne | For | For | Management | ||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||
1.8 | Elect Director Carlos Slim Helu | For | For | Management | ||
1.9 | Elect Director Stephen M. Wolf | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual/Special | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director C. M. Burley | For | For | Management | ||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||
1.3 | Elect Director J. W. Estey | For | For | Management | ||
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||
1.5 | Elect Director D. J. Howe | For | For | Management | ||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||
1.7 | Elect Director K. G. Martell | For | For | Management | ||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||
1.9 | Elect Director M. Mogford | For | For | Management | ||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||
2 | Approve Deloitte & Touche LLP as | For | For | Management | ||
Auditors and Authorize Board to Fix | ||||||
Their Remuneration | ||||||
3 | Approve 2009 Performance Option Plan | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PRAXAIR, INC. | |||||
Ticker: | PX | Security ID: 74005P104 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | ||||
Record Date: MAR 2, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen F. Angel | For | For | Management |
1.2 | Elect Director Nance K. Dicciani | For | For | Management |
1.3 | Elect Director Edward G. Galante | For | For | Management |
1.4 | Elect Director Claire W. Gargalli | For | For | Management |
1.5 | Elect Director Ira D. Hall | For | For | Management |
1.6 | Elect Director Raymond W. LeBoeuf | For | For | Management |
1.7 | Elect Director Larry D. McVay | For | For | Management |
1.8 | Elect Director Wayne T. Smith | For | For | Management |
1.9 | Elect Director H. Mitchell Watson, Jr. | For | For | Management |
1.10 | Elect Director Robert L. Wood | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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QUALCOMM INC | ||||||
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: MAR 3, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||
1.11 | Elect Director Marc I. Stern | For | For | Management | ||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUESTAR CORP. | ||||||
Ticker: | STR | Security ID: | 748356102 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Keith O. Rattie | For | For | Management | ||
1.2 | Elect Director Harris H. Simmons | For | For | Management | ||
1.3 | Elect Director M. W. Scoggins | For | For | Management | ||
1.4 | Elect Director James A. Harmon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend Director/Officer Liability and | For | For | Management | ||
Indemnification | ||||||
5 | Increase Authorized Common Stock | For | For | Management | ||
6 | Eliminate a Provision Imposing Limits | For | For | Management |
on Issuance of Preferred Stock | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management |
8 | Require a Majority Vote for the | None | For | Shareholder |
Election of Directors | ||||
9 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. | |||||||
Ticker: | RSG | Security ID: | 760759100 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 16, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director James E. O'Connor | For | For | Management | |||
1.2 | Elect Director John W. Croghan | For | For | Management | |||
1.3 | Elect Director James W. Crownover | For | For | Management | |||
1.4 | Elect Director William J. Flynn | For | For | Management | |||
1.5 | Elect Director David I. Foley | For | Withhold | Management | |||
1.6 | Elect Director Nolan Lehmann | For | Withhold | Management | |||
1.7 | Elect Director W. Lee Nutter | For | For | Management | |||
1.8 | Elect Director Ramon A. Rodriguez | For | Withhold | Management | |||
1.9 | Elect Director Allan C. Sorensen | For | Withhold | Management | |||
1.10 | Elect Director John M. Trani | For | For | Management | |||
1.11 | Elect Director Michael W. Wickham | For | Withhold | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Approve Qualified Employee Stock | For | For | Management | |||
Purchase Plan |
--------------------------------------------------------------------------------
RESEARCH IN MOTION LTD | ||||||
Ticker: | RIM | Security ID: 760975102 | ||||
Meeting Date: JUL 15, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 27, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect James Balsillie, Mike Lazaridis, | For | For | Management | ||
James Estill, David Kerr, Roger Martin, | ||||||
John Richardson, Barbara Stymiest and | ||||||
John Wetmore as Directors | ||||||
2 | Approve Ernst & Young LLP as Auditors | For | For | Management | ||
and Authorize Board to Fix Their | ||||||
Remuneration |
-------------------------------------------------------------------------------- | ||
ROSS STORES, INC. | ||
Ticker: | ROST | Security ID: 778296103 |
Meeting Date: MAY 20, 2009 Meeting Type: Annual | ||||
Record Date: MAR 27, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael Balmuth | For | For | Management |
1.2 | Elect Director K. Gunnar Bjorklund | For | For | Management |
1.3 | Elect Director Sharon D. Garrett | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP. | ||||||
Ticker: | SGP | Security ID: | 806605101 | |||
Meeting Date: MAY 18, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas J. Colligan | For | For | Management | ||
1.2 | Elect Director Fred Hassan | For | For | Management | ||
1.3 | Elect Director C. Robert Kidder | For | For | Management | ||
1.4 | Elect Director Eugene R. McGrath | For | For | Management | ||
1.5 | Elect Director Antonio M. Perez | For | For | Management | ||
1.6 | Elect Director Patricia F. Russo | For | For | Management | ||
1.7 | Elect Director Jack L. Stahl | For | For | Management | ||
1.8 | Elect Director Craig B. Thompson | For | For | Management | ||
1.9 | Elect Director Kathryn C. Turner | For | For | Management | ||
1.10 | Elect Director Robert F.W. van Oordt | For | For | Management | ||
1.11 | Elect Director Arthur F. Weinbach | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO. | ||||||
Ticker: | SWN | Security ID: | 845467109 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Lewis E. Epley, Jr. | For | For | Management | ||
1.2 | Elect Director Robert L. Howard | For | Withhold | Management | ||
1.3 | Elect Director Harold M. Korell | For | For | Management | ||
1.4 | Elect Director Vello A. Kuuskraa | For | Withhold | Management | ||
1.5 | Elect Director Kenneth R. Mourton | For | Withhold | Management | ||
1.6 | Elect Director Charles E. Scharlau | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: 790849103 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John W. Brown | For | For | Management | ||
1.2 | Elect Director Daniel J. Starks | For | For | Management | ||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
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STAPLES, INC. | ||||||
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: JUN 9, 2009 | Meeting Type: Annual | |||||
Record Date: APR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||
1.2 | Elect Director Arthur M. Blank | For | For | Management | ||
1.3 | Elect Director Mary Elizabeth Burton | For | For | Management | ||
1.4 | Elect Director Justin King | For | For | Management | ||
1.5 | Elect Director Carol Meyrowitz | For | For | Management | ||
1.6 | Elect Director Rowland T. Moriarty | For | For | Management | ||
1.7 | Elect Director Robert C. Nakasone | For | For | Management | ||
1.8 | Elect Director Ronald L. Sargent | For | For | Management | ||
1.9 | Elect Director Elizabeth A. Smith | For | For | Management | ||
1.10 | Elect Director Robert E. Sulentic | For | For | Management | ||
1.11 | Elect Director Vijay Vishwanath | For | For | Management | ||
1.12 | Elect Director Paul F. Walsh | For | For | Management | ||
2 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
3 | Amend Nonqualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
4 | Ratify Auditors | For | For | Management | ||
5 | Reincorporate in Another State [from | Against | Against | Shareholder | ||
Delaware to North Dakota] |
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM | Security ID: | 874039100 | |||
Meeting Date: JUN 10, 2009 | Meeting Type: Annual | |||||
Record Date: APR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve 2008 Business Operations | For | For | Management | ||
Report, Financial Statements, and | ||||||
Statutory Reports | ||||||
2 | Approve 2008 Allocation of Income and | For | For | Management | ||
Dividends | ||||||
3 | Approve Capitalization of 2008 | For | For | Management |
Dividends and Employee Profit Sharing | ||||
4 | Approve Amendment on the Procedures for For | For | Management | |
Loans to Other Parties and Procedures | ||||
for Endorsement and Guarantee | ||||
5.1 | Director Morris Chang | For | For | Management |
5.2 | Director F.c. Tseng | For | For | Management |
5.3 | Director Rick Tsai | For | For | Management |
5.4 | Director Tain-jy Chen | For | For | Management |
5.5 | Director P. Leahy Bonfield | For | For | Management |
5.6 | Director Stan Shih | For | For | Management |
5.7 | Director Ms. Carly Fiorina | For | For | Management |
5.8 | Director Thomas J Engibous | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER CABLE INC. | ||||||
Ticker: | TWC | Security ID: 88732J207 | ||||
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | |||||
Record Date: APR 8, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Carole Black | For | For | Management | ||
2 | Elect Director Glenn A. Britt | For | For | Management | ||
3 | Elect Director Thomas H. Castro | For | For | Management | ||
4 | Elect Director David C. Chang | For | For | Management | ||
5 | Elect Director James E. Copeland, Jr. | For | For | Management | ||
6 | Elect Director Peter R. Haje | For | For | Management | ||
7 | Elect Director Donna A. James | For | For | Management | ||
8 | Elect Director Don Logan | For | For | Management | ||
9 | Elect Director N.J. Nicholas, Jr. | For | For | Management | ||
10 | Elect Director Wayne H. Pace | For | For | Management | ||
11 | Elect Director Edward D. Shirley | For | For | Management | ||
12 | Elect Director John E. Sununu | For | For | Management | ||
13 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER INC | ||||||
Ticker: | TWX | Security ID: | 887317105 | |||
Meeting Date: JAN 16, 2009 | Meeting Type: Special | |||||
Record Date: NOV 20, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Reverse Stock Split | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER INC | ||
Ticker: | TWX | Security ID: 887317303 |
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |
Record Date: | APR 3, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert M. Allison, Jr. | For | For | Management |
1.2 | Elect Director James L. Barksdale | For | For | Management |
1.3 | Elect Director Jeffrey L. Bewkes | For | For | Management |
1.4 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.5 | Elect Director Frank J. Caufield | For | Against | Management |
1.6 | Elect Director Robert C. Clark | For | For | Management |
1.7 | Elect Director Mathias Dopfner | For | Against | Management |
1.8 | Elect Director Jessica P. Einhorn | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | Against | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Deborah C. Wright | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
TRANSOCEAN INC. | ||||||
Ticker: | RIG | Security ID: G90073100 | ||||
Meeting Date: DEC 8, 2008 | Meeting Type: Special | |||||
Record Date: OCT 27, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | APPROVAL OF THE MERGER TRANSACTION TO | For | For | Management | ||
BE EFFECTED BY THE SCHEMES OF | ||||||
ARRANGEMENT, ATTACHED TO THE | ||||||
ACCOMPANYING PROXY STATEMENT AS ANNEX | ||||||
B. | ||||||
2 | APPROVAL OF THE MOTION TO ADJOURN THE | For | For | Management | ||
MEETING TO A LATER DATE TO SOLICIT | ||||||
ADDITIONAL PROXIES IF THERE ARE | ||||||
INSUFFICIENT VOTES AT THE TIME OF THE | ||||||
MEETING TO APPROVE THE MERGER | ||||||
TRANSACTION. |
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TRANSOCEAN LTD. | |||||
Ticker: | RIG | Security ID: H8817H100 | |||
Meeting Date: MAY 15, 2009 | Meeting Type: Annual | ||||
Record Date: MAR 18, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE For | For | Management | ||
CONSOLIDATED FINANCIALSTATEMENTS OF | |||||
TRANSOCEAN LTD. FOR FISCAL YEAR 2008 | |||||
AND THESTATUTORY FINANCIAL STATEMENTS |
OF TRANSOCEAN LTD. | ||||
2 | DISCHARGE OF THE MEMBERS OF THE BOARD | For | For | Management |
OF DIRECTORS AND THEEXECUTIVE OFFICERS | ||||
FOR FISCAL YEAR 2008 | ||||
3 | APPROPRIATION OF THE AVAILABLE RETAINED For | For | Management | |
EARNINGS WITHOUT PAYMENTOF A DIVIDEND | ||||
TO SHAREHOLDERS FOR FISCAL YEAR 2008 | ||||
AND RELEASEOF CHF 3.5 BILLION OF LEGAL | ||||
RESERVES TO OTHER RESERVES. | ||||
4 | AUTHORIZATION OF A SHARE REPURCHASE | For | For | Management |
PROGRAM | ||||
5 | APPROVAL OF THE LONG-TERM INCENTIVE | For | For | Management |
PLAN OF TRANSOCEAN LTD. INTHE FORM AS | ||||
AMENDED AND RESTATED EFFECTIVE AS OF | ||||
2/12/09 | ||||
6 | REELECTION OF CLASS I DIRECTOR FOR A | For | For | Management |
THREE YEAR TERM:W. RICHARD ANDERSON | ||||
7 | REELECTION OF CLASS I DIRECTOR FOR A | For | For | Management |
THREE YEAR TERM:RICHARD L. GEORGE | ||||
8 | REELECTION OF CLASS I DIRECTOR FOR A | For | For | Management |
THREE YEAR TERM:ROBERT L. LONG | ||||
9 | REELECTION OF CLASS I DIRECTOR FOR A | For | For | Management |
THREE YEAR TERM:EDWARD R. MULLER | ||||
10 | REELECTION OF CLASS III DIRECTOR FOR A | For | For | Management |
TWO-YEAR TERM:VICTOR E. GRIJALVA | ||||
11 | APPOINTMENT OF ERNST & YOUNG LLP AS | For | For | Management |
TRANSOCEAN LTD. SINDEPENDENT REGISTERED | ||||
PUBLIC ACCOUNTING FIRM FOR FISCAL | ||||
YEAR2009 AND REELECTION OF ERNST & | ||||
YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S | ||||
AUDITOR PURSUANT TO THE SWISS CODE OF | ||||
OBLIGATIONS FOR AFURTHER ONE-YEA |
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UNION PACIFIC CORP. | ||||||
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||
1.12 | Elect Director James R. Young | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Report on Political Contributions | Against | Against | Shareholder |
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VERTEX PHARMACEUTICALS INC. | ||||||
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Roger W. Brimblecombe | For | For | Management | ||
1.2 | Elect Director Bruce I. Sachs | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
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VISA INC. | ||||||
Ticker: | V | Security ID: 92826C839 | ||||
Meeting Date: DEC 16, 2008 | Meeting Type: Special | |||||
Record Date: NOV 12, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Amend Certificate of Incorporation | For | For | Management |
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VISA INC. | ||||||
Ticker: | V | Security ID: 92826C839 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 26, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Hani Al-Qadi | For | For | Management | ||
1.2 | Elect Director Charles T. Doyle | For | For | Management | ||
1.3 | Elect Director Peter Hawkins | For | For | Management | ||
1.4 | Elect Director David I. McKay | For | For | Management | ||
1.5 | Elect Director Charles W. Scharf | For | For | Management | ||
1.6 | Elect Director Segismundo | For | For | Management | ||
Schulin-Zeuthen | ||||||
2.1 | Elect Director Thomas J. Campbell | For | For | Management | ||
2.2 | Elect Director Gary P. Coughlan | For | For | Management | ||
2.3 | Elect Director Mary B. Cranston | For | For | Management | ||
2.4 | Elect Director Francisco Javier | For | For | Management | ||
Fernandez-Carbajal | ||||||
2.5 | Elect Director Suzanne Nora Johnson | For | For | Management | ||
2.6 | Elect Director Joseph. W. Saunders | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
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WAL-MART STORES, INC. | ||||||
Ticker: | WMT | Security ID: 931142103 | ||||
Meeting Date: JUN 5, 2009 | Meeting Type: Annual | |||||
Record Date: APR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||
2 | Elect Director James W. Breyer | For | For | Management | ||
3 | Elect Director M. Michele Burns | For | For | Management | ||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||
5 | Elect Director Roger C. Corbett | For | For | Management | ||
6 | Elect Director Douglas N. Daft | For | For | Management | ||
7 | Elect Director Michael T. Duke | For | For | Management | ||
8 | Elect Director Gregory B. Penner | For | For | Management | ||
9 | Elect Director Allen I. Questrom | For | For | Management | ||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||
11 | Elect Director Arne M. Sorenson | For | For | Management | ||
12 | Elect Director Jim C. Walton | For | For | Management | ||
13 | Elect Director S. Robson Walton | For | For | Management | ||
14 | Elect Director Christopher J. Williams | For | For | Management | ||
15 | Elect Director Linda S. Wolf | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity | ||||||
18 | Pay For Superior Performance | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||
21 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder |
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WMS INDUSTRIES INC. | ||||||
Ticker: | WMS | Security ID: | 929297109 | |||
Meeting Date: DEC 11, 2008 | Meeting Type: Annual | |||||
Record Date: OCT 16, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harold H. Bach, Jr. | For | For | Management | ||
1.2 | Elect Director Robert J. Bahash | For | For | Management | ||
1.3 | Elect Director Brian R. Gamache | For | For | Management | ||
1.4 | Elect Director Patricia M. Nazemetz | For | For | Management | ||
1.5 | Elect Director Louis J. Nicastro | For | For | Management | ||
1.6 | Elect Director Neil D. Nicastro | For | For | Management | ||
1.7 | Elect Director Edward W. Rabin, Jr. | For | For | Management | ||
1.8 | Elect Director Ira S. Sheinfeld | For | For | Management | ||
1.9 | Elect Director Bobby L. Siller | For | For | Management | ||
1.10 | Elect Director W.J. Vareschi, Jr. | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Ratify Auditors | For | For | Management |
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XTO ENERGY INC | ||||||
Ticker: | XTO | Security ID: 98385X106 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Declassify the Board of Directors | For | For | Management | ||
2.1 | Elect Director Phillip R. Kevil | For | For | Management | ||
2.2 | Elect Director Herbert D. Simons | For | Against | Management | ||
2.3 | Elect Director Vaughn O. Vennerberg II | For | For | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives |
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ZIMMER HOLDINGS INC | ||||||
Ticker: | ZMH | Security ID: 98956P102 | ||||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 5, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Betsy J. Bernard | For | For | Management | ||
2 | Elect Director Marc N. Casper | For | For | Management | ||
3 | Elect Director David C. Dvorak | For | For | Management | ||
4 | Elect Director Robert A. Hagemann | For | For | Management | ||
5 | Elect Director Arthur J. Higgins | For | For | Management | ||
6 | Elect Director Cecil B. Pickett | For | For | Management | ||
7 | Elect Director Augustus A. White, III | For | For | Management | ||
8 | Ratify Auditors | For | For | Management | ||
9 | Approve Omnibus Stock Plan | For | For | Management | ||
10 | Amend Non-Employee Director Omnibus | For | For | Management | ||
Stock Plan | ||||||
11 | Amend Deferred Compensation Plan | For | For | Management |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Research Growth Fund, Inc. |
By: | /s/ J. David Officer |
J. David Officer | |
President | |
Date: | August 12, 2009 |