UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 1899
Dreyfus Research Growth Fund, Inc.
(Exact name of registrant as specified in charter)
c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
(Address of principal executive offices) (Zip code)
Michael A. Rosenberg, Esq.
200 Park Avenue
New York, New York 10166
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 922-6000
Date of fiscal year end: 2/28(9)
Date of reporting period: July 1, 2009-June 30, 2010
Item 1. Proxy Voting Record
=============== Dreyfus Research Growth Fund, Inc. ======================
ABERCROMBIE & FITCH CO. | ||||||
Ticker: | ANF | Security ID: | 002896207 | |||
Meeting Date: JUN 9, 2010 | Meeting Type: Annual | |||||
Record Date: APR 13, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Edward F. Limato | For | Against | Management | ||
2 | Elect Director Robert A. Rosholt | For | Against | Management | ||
3 | Elect Director Craig R. Stapleton | For | Against | Management | ||
4 | Elect Director Elizabeth M. Lee | For | Against | Management | ||
5 | Ratify Auditors | For | For | Management | ||
6 | Approve Omnibus Stock Plan | For | For | Management | ||
7 | Require Independent Board Chairman | Against | Against | Shareholder | ||
8 | Declassify the Board of Directors | Against | For | Shareholder | ||
9 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
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ACTIVISION BLIZZARD, INC. | |||||||
Ticker: | ATVI | Security ID: | 00507 | V109 | |||
Meeting Date: DEC 17, 2009 | Meeting Type: Special | ||||||
Record Date: NOV 5, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Amend Omnibus Stock Plan | For | For | Management |
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AGILENT TECHNOLOGIES, INC. | ||||||||
Ticker: | A | Security ID: | 00846 | U101 | ||||
Meeting Date: MAR 2, 2010 | Meeting Type: Annual | |||||||
Record Date: JAN 6, 2010 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul N. Clark | For | For | Management | ||||
2 | Elect Director James G. Cullen | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
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ALBEMARLE CORPORATION
Ticker: | ALB | Security ID: 012653101 | ||||
Meeting Date: APR 20, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 16, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||
1.2 | Elect Director R. William Ide, III | For | For | Management | ||
1.3 | Elect Director Richard L. Morrill | For | For | Management | ||
1.4 | Elect Director Jim W. Nokes | For | For | Management | ||
1.5 | Elect Director Berry W. Perry | For | For | Management | ||
1.6 | Elect Director Mark C. Rohr | For | For | Management | ||
1.7 | Elect Director John Sherman, Jr. | For | For | Management | ||
1.8 | Elect Director Charles E. Stewart | For | For | Management | ||
1.9 | Elect Director Harriett Tee Taggart | For | For | Management | ||
1.10 | Elect Director Anne Marie Whittemore | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Amend Non-Employee Director Restricted | For | For | Management | ||
Stock Plan | ||||||
4 | Ratify Auditors | For | For | Management |
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ALCOA INC. | ||||||
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: APR 23, 2010 | Meeting Type: Annual | |||||
Record Date: JAN 27, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Arthur D. Collins, Jr | For | For | Management | ||
1.2 | Elect Director Carlos Ghosn | For | For | Management | ||
1.3 | Elect Director Michael G. Morris | For | For | Management | ||
1.4 | Elect Director E. Stanley O'Neal | For | For | Management | ||
2 | Ratify Auditor | For | For | Management | ||
3 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors | ||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||
Relating to Fair Price Protection | ||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||
Relating to Director Elections | ||||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||
Relating to the Removal of Directors | ||||||
7 | Adopt Simple Majority Vote | Against | For | Shareholder |
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ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 |
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | ||
Record Date: | MAR 17, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leonard Bell | For | For | Management |
1.2 | Elect Director Max Link | For | For | Management |
1.3 | Elect Director William R. Keller | For | For | Management |
1.4 | Elect Director Joseph A. Madri | For | For | Management |
1.5 | Elect Director Larry L. Mathis | For | For | Management |
1.6 | Elect Director R. Douglas Norby | For | For | Management |
1.7 | Elect Director Alvin S. Parven | For | For | Management |
1.8 | Elect Director Andreas Rummelt | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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AMERICAN EXPRESS COMPANY | ||||||
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: APR 26, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 26, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||
1.4 | Elect Director Kenneth I. Chenault | For | For | Management | ||
1.5 | Elect Director Peter Chernin | For | For | Management | ||
1.6 | Elect Director Jan Leschly | For | For | Management | ||
1.7 | Elect Director Richard C. Levin | For | For | Management | ||
1.8 | Elect Director Richard A. McGinn | For | For | Management | ||
1.9 | Elect Director Edward .D. Miller | For | For | Management | ||
1.10 | Elect Director Steven S. Reinemund | For | For | Management | ||
1.11 | Elect Director Robert D. Walter | For | For | Management | ||
1.12 | Elect Director Ronald A. Williams | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
4 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
6 | Stock Retention/Holding Period | Against | Against | Shareholder |
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AMGEN, INC. | ||||||
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | |||||
Record Date: | MAR 15, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Dr. David Baltimore | For | For | Management | ||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
3 | Elect Director Francois De Carbonnel | For | For | Management |
4 | Elect Director Jerry D. Choate | For | For | Management |
5 | Elect Director Dr. Vance D. Coffman | For | For | Management |
6 | Elect Director Frederick W. Gluck | For | For | Management |
7 | Elect Director Dr. Rebecca M. Henderson For | For | Management | |
8 | Elect Director Frank C. Herringer | For | For | Management |
9 | Elect Director Dr. Gilbert S. Omenn | For | For | Management |
10 | Elect Director Judith C. Pelham | For | For | Management |
11 | Elect Director Adm. J. Paul Reason, USN For | For | Management | |
(Retired) | ||||
12 | Elect Director Leonard D. Schaeffer | For | For | Management |
13 | Elect Director Kevin W. Sharer | For | For | Management |
14 | Ratify Auditors | For | For | Management |
15 | Provide Right to Act by Written Consent Against | For | Shareholder | |
16 | Stock Retention/Holding Period | Against | Against | Shareholder |
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AMYLIN PHARMACEUTICALS, INC. | |||||||
Ticker: | AMLN | Security ID: | 032346108 | ||||
Meeting Date: APR 29, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 5, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Adrian Adams | For | For | Management | |||
1.2 | Elect Director Teresa Beck | For | For | Management | |||
1.3 | Elect Director M. Kathleen Behrens, | For | For | Management | |||
Ph.D. | |||||||
1.4 | Elect Director Daniel M. Bradbury | For | For | Management | |||
1.5 | Elect Director Paul N. Clark | For | For | Management | |||
1.6 | Elect Director Paulo F. Costa | For | For | Management | |||
1.7 | Elect Director Alexander Denner, Ph.D. | For | For | Management | |||
1.8 | Elect Director Karin Eastham | For | For | Management | |||
1.9 | Elect Director James R. Gavin III, | For | For | Management | |||
M.D., Ph.D. | |||||||
1.10 | Elect Director Jay S. Skyler, M.D. | For | For | Management | |||
1.11 | Elect Director Joseph P. Sullivan | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
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APPLE INC. | ||||||
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: FEB 25, 2010 | Meeting Type: Annual | |||||
Record Date: | DEC 28, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William V. Campbell | For | For | Management | ||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management |
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Andrea Jung | For | For | Management |
1.6 | Elect Director Arthur D. Levinson | For | For | Management |
1.7 | Elect Director Jerome B. York | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Omnibus | For | For | Management |
Stock Plan | ||||
4 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
5 | Ratify Auditors | For | For | Management |
6 | Prepare Sustainability Report | Against | Against | Shareholder |
7 | Establish Other Board Committee | Against | Against | Shareholder |
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AUTOLIV INC. | ||||||
Ticker: | ALV | Security ID: | 052800109 | |||
Meeting Date: MAY 6, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert W. Alspaugh | For | For | Management | ||
1.2 | Elect Director Walter Kunerth | For | For | Management | ||
1.3 | Elect Director Lars Nyberg | For | For | Management | ||
1.4 | Elect Director Lars Westerberg | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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BROADCOM CORPORATION | ||||||
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 22, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Joan L. Amble | For | For | Management | ||
1.2 | Elect Director Nancy H. Handel | For | For | Management | ||
1.3 | Elect Director Eddy W. Hartenstein | For | For | Management | ||
1.4 | Elect Director John E. Major | For | For | Management | ||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||
1.6 | Elect Director William T. Morrow | For | For | Management | ||
1.7 | Elect Director Robert E. Switz | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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CAMERON INTERNATIONAL CORPORATION | ||
Ticker: | CAM | Security ID: 13342B105 |
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | ||||
Record Date: MAR 15, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Michael E. Patrick | For | For | Management | |
1.2 | Elect Director Jon Erik Reinhardsen | For | For | Management | |
1.3 | Elect Director Bruce W. Wilkinson | For | For | Management | |
2 | Ratify Auditors | For | For | Management |
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CARNIVAL CORP. | ||||||
Ticker: | CCL | Security ID: 143658300 | ||||
Meeting Date: APR 13, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Reelect Micky Arison As A Director Of | For | For | Management | ||
Carnival Corporation And As A Director | ||||||
Of Carnival Plc. | ||||||
2 | Elect Sir Jonathon Band As A Director | For | For | Management | ||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
3 | Reelect Robert H. Dickinson As A | For | For | Management | ||
Director Of Carnival Corporation And As | ||||||
A Director Of Carnival Plc. | ||||||
4 | Reelect Arnold W. Donald As A Director | For | For | Management | ||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
5 | Reelect Pier Luigi Foschi As A Director For | For | Management | |||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
6 | Reelect Howard S. Frank As A Director | For | For | Management | ||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
7 | Reelect Richard J. Glasier As A | For | For | Management | ||
Director Of Carnival Corporation And As | ||||||
A Director Of Carnival Plc. | ||||||
8 | Reelect Modesto A. Maidique As A | For | For | Management | ||
Director Of Carnival Corporation And As | ||||||
A Director Of Carnival Plc. | ||||||
9 | Reelect Sir John Parker As A Director | For | For | Management | ||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
10 | Reelect Peter G. Ratcliffe As A | For | For | Management | ||
Director Of Carnival Corporation And As | ||||||
A Director Of Carnival Plc. | ||||||
11 | Reelect Stuart Subotnick As A Director | For | For | Management | ||
Of Carnival Corporation And As A | ||||||
Director Of Carnival Plc. | ||||||
12 | Reelect Laura Weil As A Director Of | For | For | Management | ||
Carnival Corporation And As A Director |
Of Carnival Plc. | ||||
13 | Reelect Randall J. Weisenburger As A | For | For | Management |
Director Of Carnival Corporation And As | ||||
A Director Of Carnival Plc. | ||||
14 | Reelect Uzi Zucker As A Director Of | For | For | Management |
Carnival Corporation And As A Director | ||||
Of Carnival Plc. | ||||
15 | Reappoint The UK Firm Of | For | For | Management |
PricewaterhouseCoopers LLP As | ||||
Independent Auditors For Carnival Plc | ||||
And Ratify The U.S. Firm Of | ||||
PricewaterhouseCoopers LLP As The | ||||
Independent Auditor For Carnival | ||||
Corporation. | ||||
16 | Authorize The Audit Committee Of | For | For | Management |
Carnival Plc To Fix Remuneration Of The | ||||
Independent Auditors Of Carnival Plc. | ||||
17 | Receive The UK Accounts And Reports Of | For | For | Management |
The Directors And Auditors Of Carnival | ||||
Plc For The Year Ended November 30, | ||||
2009 | ||||
18 | Approve The Directors Remuneration | For | For | Management |
Report Of Carnival Plc For The Year | ||||
Ended November 30, 2009 | ||||
19 | Authorize Issue of Equity with | For | For | Management |
Pre-emptive Rights | ||||
20 | Authorize Issue of Equity without | For | For | Management |
Pre-emptive Rights | ||||
21 | Authorise Shares for Market Purchase | For | For | Management |
22 | Stock Retention/Holding Period | Against | For | Shareholder |
23 | Transact Other Business (Non-Voting) | None | None | Management |
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CATERPILLAR INC. | ||||||
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: JUN 9, 2010 | Meeting Type: Annual | |||||
Record Date: APR 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John T. Dillon | For | For | Management | ||
1.2 | Elect Director Juan Gallardo | For | For | Management | ||
1.3 | Elect Director William A. Osborn | For | For | Management | ||
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||
1.5 | Elect Director Susan C. Schwab | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Declassify the Board of Directors | For | For | Management | ||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||
7 | Amend Human Rights Policy | Against | Against | Shareholder | ||
8 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings
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CELANESE CORPORATION | ||||||
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: APR 22, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David N. Weidman | For | For | Management | ||
2 | Elect Director Mark C. Rohr | For | For | Management | ||
3 | Elect Director Farah M. Walters | For | For | Management | ||
4 | Ratify Auditors | For | For | Management |
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CELGENE CORPORATION | ||||||
Ticker: | CELG | Security ID: | 151020104 | |||
Meeting Date: JUN 16, 2010 | Meeting Type: Annual | |||||
Record Date: APR 20, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Sol J. Barer | For | For | Management | ||
1.2 | Elect Director Robert J. Hugin | For | For | Management | ||
1.3 | Elect Director Michael D. Casey | For | For | Management | ||
1.4 | Elect Director Carrie S. Cox | For | For | Management | ||
1.5 | Elect Director Rodman L. Drake | For | For | Management | ||
1.6 | Elect Director Gilla Kaplan | For | For | Management | ||
1.7 | Elect Director James J. Loughlin | For | For | Management | ||
1.8 | Elect Director Ernest Mario | For | For | Management | ||
1.9 | Elect Director Walter L. Robb | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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CERNER CORPORATION | ||||||
Ticker: | CERN | Security ID: | 156782104 | |||
Meeting Date: MAY 28, 2010 | Meeting Type: Annual | |||||
Record Date: APR 1, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gerald E Bisbee Jr. | For | For | Management | ||
1.2 | Elect Director Linda M. Dillman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
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CF INDUSTRIES HOLDINGS, INC. | ||||||
Ticker: | CF | Security ID: | 125269100 | |||
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | |||||
Record Date: | MAR 30, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert C. Arzbaecher | For | For | Management | ||
1.2 | Elect Director Edward A. Schmitt | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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CISCO SYSTEMS, INC. | ||||||
Ticker: | CSCO | Security ID: 17275R102 | ||||
Meeting Date: NOV 12, 2009 | Meeting Type: Annual | |||||
Record Date: SEP 14, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Carol A. Bartz | For | For | Management | ||
2 | Elect Director M. Michele Burns | For | For | Management | ||
3 | Elect Director Michael D. Capellas | For | For | Management | ||
4 | Elect Director Larry R. Carter | For | For | Management | ||
5 | Elect Director John T. Chambers | For | For | Management | ||
6 | Elect Director Brian L. Halla | For | For | Management | ||
7 | Elect Director John L. Hennessy | For | For | Management | ||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||
10 | Elect Director Michael K. Powell | For | For | Management | ||
11 | Elect Director Arun Sarin | For | For | Management | ||
12 | Elect Director Steven M. West | For | For | Management | ||
13 | Elect Director Jerry Yang | For | For | Management | ||
14 | Amend Omnibus Stock Plan | For | Against | Management | ||
15 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
16 | Ratify Auditors | For | For | Management | ||
17 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
18 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
19 | Report on Internet Fragmentation | Against | Against | Shareholder |
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COCA-COLA ENTERPRISES INC. | ||
Ticker: | CCE | Security ID: 191219104 |
Meeting Date: APR 23, 2010 | Meeting Type: Annual | |
Record Date: FEB 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L. Phillip Humann | For | For | Management |
1.2 | Elect Director Suzanne B. Labarge | For | For | Management |
1.3 | Elect Director Veronique Morali | For | For | Management |
1.4 | Elect Director Phoebe A. Wood | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Severance Agreement | Against | For | Shareholder |
(Change-in-Control) to Shareholder Vote |
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COLGATE-PALMOLIVE COMPANY | ||||||
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 8, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director John T. Cahill | For | For | Management | ||
2 | Elect Director Ian Cook | For | For | Management | ||
3 | Elect Director Helene D. Gayle | For | For | Management | ||
4 | Elect Director Ellen M. Hancock | For | For | Management | ||
5 | Elect Director Joseph Jimenez | For | For | Management | ||
6 | Elect Director David W. Johnson | For | For | Management | ||
7 | Elect Director Richard J. Kogan | For | For | Management | ||
8 | Elect Director Delano E. Lewis | For | For | Management | ||
9 | Elect Director J. Pedro Reinhard | For | For | Management | ||
10 | Elect Director Stephen I. Sadove | For | For | Management | ||
11 | Ratify Auditors | For | For | Management | ||
12 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
13 | Report on Charitable Contributions | Against | Against | Shareholder | ||
14 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings |
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CONSOL ENERGY INC. | |||||||
Ticker: | CNX | Security ID: | 20854 | P109 | |||
Meeting Date: MAY 4, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 11, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John Whitmire | For | For | Management | |||
1.2 | Elect Director J. Brett Harvey | For | For | Management | |||
1.3 | Elect Director James E. Altmeyer, Sr. | For | For | Management | |||
1.4 | Elect Director Philip W. Baxter | For | For | Management | |||
1.5 | Elect Director William E. Davis | For | For | Management | |||
1.6 | Elect Director Raj K. Gupta | For | For | Management |
1.7 | Elect Director Patricia A. Hammick | For | For | Management |
1.8 | Elect Director David C. Hardesty, Jr. | For | For | Management |
1.9 | Elect Director John T. Mills | For | For | Management |
1.10 | Elect Director William P. Powell | For | For | Management |
1.11 | Elect Director Joseph T. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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COVIDIEN PLC | |||||||
Ticker: | COV | Security ID: G2554F105 | |||||
Meeting Date: MAR 16, 2010 | Meeting Type: Annual | ||||||
Record Date: JAN 13, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Accept Financial Statements and | For | For | Management | |||
Statutory Reports | |||||||
2 | a | Elect Craig Arnold as Director | For | For | Management | ||
2 | b | Elect Robert H. Brust as Director | For | For | Management | ||
2 | c | Elect John M. Connors, Jr. as Director | For | For | Management | ||
2 | d | Elect Christopher J. Coughlin as | For | For | Management | ||
Director | |||||||
2 | e | Elect Timothy M. Donahue as Director | For | For | Management | ||
2 | f | Elect Kathy J. Herbert as Director | For | For | Management | ||
2 | g | Elect Randall J. Hogan, III as Director For | For | Management | |||
2 | h | Elect Richard J. Meelia as Director | For | Abstain | Management | ||
2 | i | Elect Dennis H. Reilley as Director | For | For | Management | ||
2 | j | Elect Tadataka Yamada as Director | For | For | Management | ||
2 | k | Elect Joseph A. Zaccagnino as Director | For | For | Management | ||
3 | Approve Deloitte & Touche LLP as | For | For | Management | |||
Auditors and Authorize Board to Fix | |||||||
Their Remuneration Auditors | |||||||
4 | Authorize Share Repurchase Program | For | For | Management | |||
5 | Authorize Reissuance of Treasury Shares For | For | Management |
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CUMMINS INC. | ||||||
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: MAY 11, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Robert J. Bernhard | For | For | Management | ||
2 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||
3 | Elect Director Robert K. Herdman | For | For | Management | ||
4 | Elect Director Alexis M. Herman | For | For | Management | ||
5 | Elect Director N. Thomas Linebarger | For | For | Management | ||
6 | Elect Director William I. Miller | For | For | Management | ||
7 | Elect Director Georgia R. Nelson | For | For | Management |
8 | Elect Director Theodore M. Solso | For | For | Management |
9 | Elect Director Carl Ware | For | For | Management |
10 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. | ||||||
Ticker: | DKS | Security ID: | 253393102 | |||
Meeting Date: JUN 2, 2010 | Meeting Type: Annual | |||||
Record Date: APR 5, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Emanuel Chirico | For | For | Management | ||
1.2 | Elect Director Brian J. Dunn | For | For | Management | ||
1.3 | Elect Director Walter Rossi | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. | ||||||||
Ticker: | DLB | Security ID: | 25659 | T107 | ||||
Meeting Date: FEB 9, 2010 | Meeting Type: Annual | |||||||
Record Date: DEC 11, 2009 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ray Dolby | For | For | Management | ||||
1.2 | Elect Director Kevin Yeaman | For | For | Management | ||||
1.3 | Elect Director Peter Gotcher | For | For | Management | ||||
1.4 | Elect Director Nicholas Donatiello, Jr | For | For | Management | ||||
1.5 | Elect Director Ted W. Hall | For | For | Management | ||||
1.6 | Elect Director Bill Jasper | For | For | Management | ||||
1.7 | Elect Director Sanford Robertson | For | For | Management | ||||
1.8 | Elect Director Roger Siboni | For | For | Management | ||||
1.9 | Elect Director Avadis Tevanian, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DOVER CORPORATION | ||||||
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: MAY 6, 2010 | Meeting Type: Annual | |||||
Record Date: | MAR 9, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David H. Benson | For | For | Management | ||
2 | Elect Director Robert W. Cremin | For | For | Management | ||
3 | Elect Director Jean-Pierre M. Ergas | For | For | Management |
4 | Elect Director Peter T. Francis | For | For | Management |
5 | Elect Director Kristiane C. Graham | For | For | Management |
6 | Elect Directors James L. Koley | For | For | Management |
7 | Elect Director Robert A. Livingston | For | For | Management |
8 | Elect Director Richard K. Lochridge | For | For | Management |
9 | Elect Director Bernard G. Rethore | For | For | Management |
10 | Elect Director Michael B. Stubbs | For | For | Management |
11 | Elect Director Mary A. Winston | For | For | Management |
12 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC. | |||||||
Ticker: | DPS | Security ID: | 26138 | E109 | |||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 22, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director John L. Adams | For | For | Management | |||
2 | Elect Director Terence D. Martin | For | For | Management | |||
3 | Elect Director Ronald G. Rogers | For | Against | Management | |||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERED MONEY MARKET FUNDS
Ticker: | Security ID: | 26200 | T208 | |||
Meeting Date: DEC 28, 2009 | Meeting Type: Special | |||||
Record Date: SEP 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Change of Fundamental | For | For | Management | ||
Investment Policy - Lending |
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: | EW | Security ID: | 28176 | E108 | ||||
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | |||||||
Record Date: MAR 15, 2010 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director Robert A. Ingram | For | Against | Management | ||||
2 | Election Director William J. Link, | For | For | Management | ||||
Ph.d. | ||||||||
3 | Election Director Wesley W. Von Schack | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Non-Employee Director Omnibus | For | For | Management |
Stock Plan | ||||
6 | Approve/Amend Executive Incentive Bonus For | For | Management | |
Plan | ||||
7 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC. | ||||||
Ticker: | ERTS | Security ID: | 285512109 | |||
Meeting Date: JUL 29, 2009 | Meeting Type: Annual | |||||
Record Date: JUN 8, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leonard S. Coleman | For | For | Management | ||
2 | Elect Director Jeffrey T. Huber | For | For | Management | ||
3 | Elect Director Gary M. Kusin | For | For | Management | ||
4 | Elect Director Geraldine B. Laybourne | For | For | Management | ||
5 | Elect Director Gregory B. Maffei | For | For | Management | ||
6 | Elect Director Vivek Paul | For | For | Management | ||
7 | Elect Director Lawrence F. Probst III | For | For | Management | ||
8 | Elect Director John S. Riccitiello | For | For | Management | ||
9 | Elect Director Richard A. Simonson | For | For | Management | ||
10 | Elect Director Linda J. Srere | For | For | Management | ||
11 | Approve Stock Option Exchange Program | For | For | Management | ||
12 | Amend Omnibus Stock Plan | For | For | Management | ||
13 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan |
14 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EMC CORPORATION | ||||||
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: APR 29, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Michael W. Brown | For | For | Management | ||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||
3 | Elect Director Michael J. Cronin | For | For | Management | ||
4 | Elect Director Gail Deegan | For | For | Management | ||
5 | Elect Director James S. DiStasio | For | For | Management | ||
6 | Elect Director John R. Egan | For | For | Management | ||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||
8 | Elect Director Windle B. Priem | For | For | Management | ||
9 | Elect Director Paul Sagan | For | For | Management | ||
10 | Elect Director David N. Strohm | For | For | Management | ||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | |||
14 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
Officers' Compensation |
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. | |||||||
Ticker: | ENR | Security ID: | 29266 | R108 | |||
Meeting Date: JAN 25, 2010 | Meeting Type: Annual | ||||||
Record Date: NOV 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director R. David Hoover | For | For | Management | |||
1.2 | Elect Director John C. Hunter | For | For | Management | |||
1.3 | Elect Director John E. Klein | For | For | Management | |||
1.4 | Elect Director John R. Roberts | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EOG RESOURCES, INC. | ||||||
Ticker: | EOG | Security ID: 26875P101 | ||||
Meeting Date: APR 28, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 1, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director George A. Alcorn | For | For | Management | ||
2 | Elect Director Charles R. Crisp | For | For | Management | ||
3 | Elect Director James C. Day | For | For | Management | ||
4 | Elect Director Mark G. Papa | For | For | Management | ||
5 | Elect Director H. Leighton Steward | For | For | Management | ||
6 | Elect Director Donald F. Textor | For | For | Management | ||
7 | Elect Director Frank G. Wisner | For | For | Management | ||
8 | Ratify Auditors | For | For | Management | ||
9 | Amend Omnibus Stock Plan | For | Against | Management | ||
10 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
11 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
12 | Report on Environmental Impacts of | Against | Against | Shareholder | ||
Natural Gas Fracturing | ||||||
13 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
14 | Double Trigger on Equity Plans | Against | For | Shareholder |
--------------------------------------------------------------------------------
EQUINIX, INC. | ||||
Ticker: | EQIX | Security ID: | 29444 | U502 |
Meeting Date: JUN 10, 2010 | Meeting Type: Annual |
Record Date: APR 20, 2010 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven T. Clontz | For | For | Management |
1.2 | Elect Director Gary F. Hromadko | For | For | Management |
1.3 | Elect Director Scott G. Kriens | For | For | Management |
1.4 | Elect Director William K. Luby | For | For | Management |
1.5 | Elect Director Irving F. Lyons, III | For | For | Management |
1.6 | Elect Director Christopher B. Paisley | For | For | Management |
1.7 | Elect Director Stephen M. Smith | For | For | Management |
1.8 | Elect Director Peter F. Van Camp | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ESTEE LAUDER COMPANIES INC., THE | |||||||
Ticker: | EL | Security ID: | 518439104 | ||||
Meeting Date: NOV 13, 2009 | Meeting Type: Annual | ||||||
Record Date: SEP 16, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Rose Marie Bravo | For | For | Management | |||
1.2 | Elect Director Paul J. Fribourg | For | For | Management | |||
1.3 | Elect Director Mellody Hobson | For | For | Management | |||
1.4 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | |||
1.5 | Elect Director Barry S. Sternlicht | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
GENZYME CORPORATION | ||||||
Ticker: | GENZ | Security ID: | 372917104 | |||
Meeting Date: JUN 16, 2010 | Meeting Type: Proxy Contest | |||||
Record Date: APR 9, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
Management Proxy (White Card) | None | None | ||||
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management | ||
1.2 | Elect Director Robert J. Bertolini | For | For | Management | ||
1.3 | Elect Director Gail K. Boudreaux | For | For | Management | ||
1.4 | Elect Director Robert J. Carpenter | For | For | Management | ||
1.5 | Elect Director Charles L. Cooney | For | For | Management | ||
1.6 | Elect Director Victor J. Dzau | For | For | Management | ||
1.7 | Elect Director Connie Mack, III | For | For | Management | ||
1.8 | Elect Director Richard F. Syron | For | For | Management | ||
1.9 | Elect Director Henri A. Termeer | For | For | Management | ||
1.10 | Elect Director Ralph V. Whitworth | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan |
4 | Amend Non-Employee Director Omnibus | For | For | Management |
Stock Plan | ||||
5 | Provide Right to Call Special Meeting | For | For | Management |
6 | Ratify Auditors | For | For | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
Dissident Proxy (Gold Card) | None | None | ||
1.1 | Elect Director Steven Burakoff | For | Did Not Vote Shareholder | |
1.2 | Elect Director Alexander J. Denner | For | Did Not Vote Shareholder | |
1.3 | Elect Director Carl C. Icahn | For | Did Not Vote Shareholder | |
1.4 | Elect Director Richard Mulligan | For | Did Not Vote Shareholder | |
1.5 | Management Nominee - Douglas A. | For | Did Not Vote Shareholder | |
Berthiaume | ||||
1.6 | Management Nominee - Robert J. | For | Did Not Vote Shareholder | |
Bertolini | ||||
1.7 | Management Nominee - Gail K. Boudreaux | For | Did Not Vote Shareholder | |
1.8 | Management Nominee - Robert J. | For | Did Not Vote Shareholder | |
Carpenter | ||||
1.9 | Management Nominee - Victor J. Dzau | For | Did Not Vote Shareholder | |
1.10 | Management Nominee - Ralph V. Whitworth For | Did Not Vote Shareholder | ||
2 | Amend Omnibus Stock Plan | For | Did Not Vote Management | |
3 | Amend Qualified Employee Stock Purchase For | Did Not Vote Management | ||
Plan | ||||
4 | Amend Non-Employee Director Omnibus | Against | Did Not Vote Management | |
Stock Plan | ||||
5 | Provide Right to Call Special Meeting | For | Did Not Vote Management | |
6 | Ratify Auditors | For | Did Not Vote Management |
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC. | ||||||
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: MAY 11, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Paul Berg | For | For | Management | ||
1.2 | Elect Director John F. Cogan | For | For | Management | ||
1.3 | Elect Director Etienne F. Davignon | For | For | Management | ||
1.4 | Elect Director James M. Denny | For | For | Management | ||
1.5 | Elect Director Carla A. Hills | For | For | Management | ||
1.6 | Elect Director Kevin E. Lofton | For | For | Management | ||
1.7 | Elect Director John W. Madigan | For | For | Management | ||
1.8 | Elect Director John C. Martin | For | For | Management | ||
1.9 | Elect Director Gordon E. Moore | For | For | Management | ||
1.10 | Elect Director Nicholas G. Moore | For | For | Management | ||
1.11 | Elect Director Richard J. Whitley | For | For | Management | ||
1.12 | Elect Director Gayle E. Wilson | For | For | Management | ||
1.13 | Elect Director Per Wold-Olsen | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
--------------------------------------------------------------------------------
GOOGLE INC. | ||||||
Ticker: | GOOG | Security ID: 38259P508 | ||||
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Eric Schmidt | For | For | Management | ||
1.2 | Elect Director Sergey Brin | For | For | Management | ||
1.3 | Elect Director Larry Page | For | For | Management | ||
1.4 | Elect Director L. John Doerr | For | For | Management | ||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||
1.6 | Elect Director Ann Mather | For | For | Management | ||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Prepare Sustainability Report | Against | Against | Shareholder | ||
5 | Adopt Principles for Online Advertising Against | Against | Shareholder | |||
6 | Amend Human Rights Policies Regarding | Against | Against | Shareholder | ||
Chinese Operations |
--------------------------------------------------------------------------------
HALLIBURTON COMPANY | ||||||
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: MAY 19, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 22, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director A.M. Bennett | For | For | Management | ||
2 | Elect Director J.R. Boyd | For | For | Management | ||
3 | Elect Director M. Carroll | For | For | Management | ||
4 | Elect Director N.K. Dicciani | For | For | Management | ||
5 | Elect Director S.M. Gillis | For | For | Management | ||
6 | Elect Director J.T. Hackett | For | For | Management | ||
7 | Elect Director D.J. Lesar | For | For | Management | ||
8 | Elect Director R.A. Malone | For | For | Management | ||
9 | Elect Director J.L. Martin | For | For | Management | ||
10 | Elect Director D.L. Reed | For | For | Management | ||
11 | Ratify Auditors | For | For | Management | ||
12 | Review and Assess Human Rights Policies Against | Against | Shareholder | |||
13 | Report on Political Contributions | Against | Against | Shareholder | ||
14 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
15 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY | |||||||
Ticker: | HPQ | Security ID: | 428236103 | ||||
Meeting Date: MAR 17, 2010 | Meeting Type: Annual | ||||||
Record Date: JAN 19, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Marc L. Andreessen | For | For | Management | |||
1.2 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | |||
1.3 | Elect Director Sari M. Baldauf | For | For | Management | |||
1.4 | Elect Director Rajiv L. Gupta | For | For | Management | |||
1.5 | Elect Director John H. Hammergren | For | For | Management | |||
1.6 | Elect Director Mark V. Hurd | For | For | Management | |||
1.7 | Elect Director Joel Z. Hyatt | For | For | Management | |||
1.8 | Elect Director John R. Joyce | For | For | Management | |||
1.9 | Elect Director Robert L. Ryan | For | For | Management | |||
1.10 | Elect Director Lucille S. Salhany | For | For | Management | |||
1.11 | Elect Director G. Kennedy Thompson | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Omnibus Stock Plan | For | Against | Management | |||
4 | Company Request on Advisory Vote on | For | For | Management | |||
Executive Compensation |
- | ------------------------------------------------------------------------------- | ||||||
HOME DEPOT, INC., THE | |||||||
Ticker: | HD | Security ID: | 437076102 | ||||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 22, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director F. Duane Ackerman | For | For | Management | |||
2 | Elect Director David H. Batchelder | For | For | Management | |||
3 | Elect Director Francis S. Blake | For | For | Management | |||
4 | Elect Director Ari Bousbib | For | For | Management | |||
5 | Elect Director Gregory D. Brenneman | For | For | Management | |||
6 | Elect Director Albert P. Carey | For | For | Management | |||
7 | Elect Director Armando Codina | For | For | Management | |||
8 | Elect Director Bonnie G. Hill | For | For | Management | |||
9 | Elect Director Karen L. Katen | For | For | Management | |||
10 | Ratify Auditors | For | For | Management | |||
11 | Amend Omnibus Stock Plan | For | For | Management | |||
12 | Provide for Cumulative Voting | Against | Against | Shareholder | |||
13 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | ||||
Officers' Compensation | |||||||
14 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | |||
Special Meetings | |||||||
15 | Provide Right to Act by Written Consent Against | For | Shareholder | ||||
16 | Require Independent Board Chairman | Against | Against | Shareholder |
17 | Prepare Employment Diversity Report | Against | Against | Shareholder |
18 | Reincorporate in Another State [from | Against | Against | Shareholder |
Delaware to North Dakota] |
--------------------------------------------------------------------------------
HOSPIRA, INC. | ||||||
Ticker: | HSP | Security ID: | 441060100 | |||
Meeting Date: MAY 11, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Connie R. Curran | For | For | Management | ||
2 | Elect Director Heino von Prondzynski | For | For | Management | ||
3 | Elect Director Mark F. Wheeler | For | For | Management | ||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC. | |||||||
Ticker: | HGSI | Security ID: | 444903108 | ||||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 26, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Richard J. Danzig | For | For | Management | |||
1.2 | Elect Director Jurgen Drews | For | For | Management | |||
1.3 | Elect Director Maxine Gowen | For | For | Management | |||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | Management | |||
1.5 | Elect Director A. N. 'Jerry' Karabelas | For | For | Management | |||
1.6 | Elect Director John L. LaMattina | For | For | Management | |||
1.7 | Elect Director Augustine Lawlor | For | For | Management | |||
1.8 | Elect Director H. Thomas Watkins | For | For | Management | |||
1.9 | Elect Director Robert C. Young | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
INFORMATICA CORPORATION | |||||||
Ticker: | INFA | Security ID: | 45666 | Q102 | |||
Meeting Date: JUN 15, 2010 | Meeting Type: Annual | ||||||
Record Date: APR 22, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Mark Garrett | For | For | Management | |||
1.2 | Elect Director Gerald Held | For | For | Management | |||
1.3 | Elect Director Charles J. Robel | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE | ||||||
Ticker: | IPG | Security ID: | 460690100 | |||
Meeting Date: MAY 27, 2010 | Meeting Type: Annual | |||||
Record Date: APR 5, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Reginald K. Brack | For | For | Management | ||
2 | Elect Director Jocelyn Carter-Miller | For | For | Management | ||
3 | Elect Director Jill M. Considine | For | For | Management | ||
4 | Elect Director Richard A. Goldstein | For | For | Management | ||
5 | Elect Director Mary J. Steele Guilfoile For | For | Management | |||
6 | Elect Director H. John Greeniaus | For | For | Management | ||
7 | Elect Director William T. Kerr | For | For | Management | ||
8 | Elect Director Michael I. Roth | For | For | Management | ||
9 | Elect Director David M. Thomas | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
KRAFT FOODS INC | ||||||
Ticker: | KFT | Security ID: 50075N104 | ||||
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Ajaypal S. Banga | For | For | Management | ||
2 | Elect Director Myra M. Hart | For | For | Management | ||
3 | Elect Director Lois D. Juliber | For | For | Management | ||
4 | Elect Director Mark D. Ketchum | For | For | Management | ||
5 | Elect Director Richard A. Lerner | For | For | Management | ||
6 | Elect Director Mackey J. McDonald | For | For | Management | ||
7 | Elect Director John C. Pope | For | For | Management | ||
8 | Elect Director Fredric G. Reynolds | For | For | Management | ||
9 | Elect Director Irene B. Rosenfeld | For | For | Management | ||
10 | Elect Director J.F. Van Boxmeer | For | For | Management | ||
11 | Elect Director Deborah C. Wright | For | For | Management | ||
12 | Elect Director Frank G. Zarb | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Provide Right to Act by Written Consent Against | For | Shareholder |
--------------------------------------------------------------------------------
KROGER CO., THE
Ticker: | KR | Security ID: | 501044101 | |||
Meeting Date: JUN 24, 2010 | Meeting Type: Annual | |||||
Record Date: APR 26, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Reuben V. Anderson | For | For | Management | ||
2 | Elect Director Robert D. Beyer | For | For | Management | ||
3 | Elect Director David B. Dillon | For | For | Management | ||
4 | Elect Director Susan J. Kropf | For | For | Management | ||
5 | Elect Director John T. LaMacchia | For | For | Management | ||
6 | Elect Director David B. Lewis | For | For | Management | ||
7 | Elect Director W. Rodney McMullen | For | For | Management | ||
8 | Elect Director Jorge P. Montoya | For | For | Management | ||
9 | Elect Director Clyde R. Moore | For | For | Management | ||
10 | Elect Director Susan M. Phillips | For | For | Management | ||
11 | Elect Director Steven R. Rogel | For | For | Management | ||
12 | Elect Director James A. Runde | For | For | Management | ||
13 | Elect Director Ronald L. Sargent | For | For | Management | ||
14 | Elect Director Bobby S. Shackouls | For | For | Management | ||
15 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors | ||||||
16 | Ratify Auditors | For | For | Management | ||
17 | Report on Climate Change | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MACY'S, INC. | |||||||
Ticker: | M | Security ID: | 55616 | P104 | |||
Meeting Date: MAY 14, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 19, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Stephen F. Bollenbach | For | For | Management | |||
1.2 | Elect Director Deirdre P. Connelly | For | For | Management | |||
1.3 | Elect Director Meyer Feldberg | For | For | Management | |||
1.4 | Elect Director Sara Levinson | For | For | Management | |||
1.5 | Elect Director Terry J. Lundgren | For | For | Management | |||
1.6 | Elect Director Joseph Neubauer | For | For | Management | |||
1.7 | Elect Director Joseph A. Pichler | For | For | Management | |||
1.8 | Elect Director Joyce M. Roche | For | For | Management | |||
1.9 | Elect Director Craig E. Weatherup | For | For | Management | |||
1.10 | Elect Director Marna C. Whittington | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Certificate of Incorporation to | For | For | Management | |||
Reduce Supermajority Vote Requirements | |||||||
and Eliminate Certain Provisions | |||||||
4 | Require a Majority Vote for the | Against | For | Shareholder | |||
Election of Directors |
--------------------------------------------------------------------------------
MCKESSON CORPORATION | |||||||
Ticker: | MCK | Security ID: | 58155 | Q103 | |||
Meeting Date: JUL 22, 2009 | Meeting Type: Annual | ||||||
Record Date: MAY 29, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Andy D. Bryant | For | For | Management | |||
1.2 | Elect Director Wayne A. Budd | For | For | Management | |||
1.3 | Elect Director John H. Hammergren | For | For | Management | |||
1.4 | Elect Director Alton F. Irby, III | For | Against | Management | |||
1.5 | Elect Director M. Christine Jacobs | For | Against | Management | |||
1.6 | Elect Director Marie L. Knowles | For | For | Management | |||
1.7 | Elect Director David M. Lawrence | For | Against | Management | |||
1.8 | Elect Director Edward A. Mueller | For | Against | Management | |||
1.9 | Elect Director Jane E. Shaw | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | Against | Management | |||
3 | Ratify Auditors | For | For | Management | |||
4 | Stock Retention/Holding Period | Against | Against | Shareholder | |||
5 | Adopt a Policy in which the Company | Against | Against | Shareholder | |||
will not Make or Promise to Make Any | |||||||
Death Benefit Payments to Senior | |||||||
Executives |
--------------------------------------------------------------------------------
MEDNAX, INC. | ||||||
Ticker: | MD | Security ID: 58502B106 | ||||
Meeting Date: MAY 6, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Cesar L. Alvarez | For | Withhold | Management | ||
1.2 | Elect Director Waldemar A. Carlo, M.D. | For | Withhold | Management | ||
1.3 | Elect Director Michael B. Fernandez | For | Withhold | Management | ||
1.4 | Elect Director Roger K. Freeman, M.D. | For | Withhold | Management | ||
1.5 | Elect Director Paul G. Gabos | For | Withhold | Management | ||
1.6 | Elect Director Dany Garcia | For | Withhold | Management | ||
1.7 | Elect Director Pascal J. Goldschmidt, | For | Withhold | Management | ||
M.D. | ||||||
1.8 | Elect Director Manuel Kadre | For | Withhold | Management | ||
1.9 | Elect Director Roger J. Medel, M.D. | For | Withhold | Management | ||
1.10 | Elect Director Donna E. Shalala, Ph.D. | For | For | Management | ||
1.11 | Elect Director Enrique J. Sosa, Ph.D. | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | ||
MERCK & CO., INC. | ||
Ticker: | MRK | Security ID: 589331107 |
Meeting Date: AUG 7, 2009 | Meeting Type: Special | |||
Record Date: JUN 22, 2009 | �� | |||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition | For | For | Management |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: 58933Y105 | ||||
Meeting Date: MAY 25, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 26, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director C. Robert Kidder | For | For | Management | ||
10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
11 | Elect Director Carlos E. Represas | For | For | Management | ||
12 | Elect Director Patricia F. Russo | For | For | Management | ||
13 | Elect Director Thomas E. Shenk | For | For | Management | ||
14 | Elect Director Anne M. Tatlock | For | For | Management | ||
15 | Elect Director Craig B. Thompson | For | For | Management | ||
16 | Elect Director Wendell P. Weeks | For | For | Management | ||
17 | Elect Director Peter C. Wendell | For | For | Management | ||
18 | Ratify Auditors | For | For | Management | ||
19 | Approve Omnibus Stock Plan | For | Against | Management | ||
20 | Approve Non-Employee Director Omnibus | For | For | Management | ||
Stock Plan |
--------------------------------------------------------------------------------
MICROSOFT CORPORATION | ||||||
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: NOV 19, 2009 | Meeting Type: Annual | |||||
Record Date: SEP 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director William H. Gates, III | For | For | Management | ||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||
3 | Elect Director Dina Dublon | For | For | Management | ||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||
5 | Elect Director Reed Hastings | For | For | Management | ||
6 | Elect Director Maria Klawe | For | For | Management |
7 | Elect Director David F. Marquardt | For | For | Management |
8 | Elect Director Charles H. Noski | For | For | Management |
9 | Elect Director Helmut Panke | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Permit Right to Call Special Meeting | For | For | Management |
12 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
13 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |
14 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY | ||||||
Ticker: | NFX | Security ID: | 651290108 | |||
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Lee K. Boothby | For | For | Management | ||
1.2 | Elect Director Philip J. Burguieres | For | For | Management | ||
1.3 | Elect Director Pamela J. Gardner | For | For | Management | ||
1.4 | Elect Director John Randolph Kemp III | For | For | Management | ||
1.5 | Elect Director J. Michael Lacey | For | For | Management | ||
1.6 | Elect Director Joseph H. Netherland | For | For | Management | ||
1.7 | Elect Director Howard H. Newman | For | For | Management | ||
1.8 | Elect Director Thomas G. Ricks | For | For | Management | ||
1.9 | Elect Director Juanita F. Romans | For | For | Management | ||
1.10 | Elect Director C. E. (Chuck) Shultz | For | For | Management | ||
1.11 | Elect Director J. Terry Strange | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NOBLE ENERGY, INC. | ||||||
Ticker: | NBL | Security ID: | 655044105 | |||
Meeting Date: APR 27, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Jeffrey L. Berenson | For | Against | Management | ||
2 | Elect Director Michael A. Cawley | For | For | Management | ||
3 | Elect Director Edward F. Cox | For | Against | Management | ||
4 | Elect Director Charles D. Davidson | For | For | Management | ||
5 | Elect Director Thomas J. Edelman | For | For | Management | ||
6 | Elect Director Eric P. Grubman | For | For | Management | ||
7 | Elect Director Kirby L. Hedrick | For | Against | Management | ||
8 | Elect Director Scott D. Urban | For | For | Management | ||
9 | Elect Director William T. Van Kleef | For | For | Management |
10 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORDSTROM, INC. | ||||||
Ticker: | JWN | Security ID: | 655664100 | |||
Meeting Date: MAY 18, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Phyllis J. Campbell | For | For | Management | ||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||
3 | Elect Director Robert G. Miller | For | For | Management | ||
4 | Elect Director Blake W. Nordstrom | For | For | Management | ||
5 | Elect Director Erik B. Nordstrom | For | For | Management | ||
6 | Elect Director Peter E. Nordstrom | For | For | Management | ||
7 | Elect Director Philip G. Satre | For | For | Management | ||
8 | Elect Director Robert D. Walter | For | For | Management | ||
9 | Elect Director Alison A. Winter | For | For | Management | ||
10 | Approve Omnibus Stock Plan | For | Against | Management | ||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION | ||||||
Ticker: | NSC | Security ID: | 655844108 | |||
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 5, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Thomas D. Bell, Jr. | For | For | Management | ||
2 | Elect Director Alston D. Correll | For | For | Management | ||
3 | Elect Director Landon Hilliard | For | For | Management | ||
4 | Elect Director Burton M. Joyce | For | For | Management | ||
5 | Ratify Auditors | For | For | Management | ||
6 | Declassify the Board of Directors | For | For | Management | ||
7 | Amend Omnibus Stock Plan | For | For | Management | ||
8 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
9 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: 674599105 | |||
Meeting Date: MAY 7, 2010 | Meeting Type: Annual | ||||
Record Date: MAR 15, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Spencer Abraham | For | Against | Management |
2 | Elect Director John S. Chalsty | For | Against | Management |
3 | Elect Director Stephen I. Chazen | For | For | Management |
4 | Elect Director Edward P. Djerejian | For | Against | Management |
5 | Elect Director John E. Feick | For | Against | Management |
6 | Elect Director Carlos M. Gutierrez | For | Against | Management |
7 | Elect Director Ray R. Irani | For | Against | Management |
8 | Elect Director Irvin W. Maloney | For | Against | Management |
9 | Elect Director Avedick B. Poladian | For | Against | Management |
10 | Elect Director Rodolfo Segovia | For | Against | Management |
11 | Elect Director Aziz D. Syriani | For | Against | Management |
12 | Elect Director Rosemary Tomich | For | Against | Management |
13 | Elect Director Walter L. Weisman | For | Against | Management |
14 | Ratify Auditors | For | For | Management |
15 | Amend Omnibus Stock Plan | For | For | Management |
16 | Advisory Vote to Ratify Named Executive For | Against | Management | |
Officers' Compensation | ||||
17 | Limit Executive Compensation | Against | Against | Shareholder |
18 | Require Independent Board Chairman | Against | Against | Shareholder |
19 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
20 | Report on Host Country Social and | Against | Against | Shareholder |
Environmental Laws | ||||
21 | Require a Majority Vote for the | Against | For | Shareholder |
Election of Directors | ||||
22 | Report on Policy for Increasing Safety | Against | Against | Shareholder |
by Reducing Hazardous Substance Usage | ||||
and Re-locating Facilities | ||||
23 | Double Trigger on Equity Plans | Against | For | Shareholder |
--------------------------------------------------------------------------------
ORACLE CORP. | ||||||
Ticker: | ORCL | Security ID: 68389X105 | ||||
Meeting Date: OCT 7, 2009 | Meeting Type: Annual | |||||
Record Date: AUG 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | ||
1.2 | Elect Director H. Raymond Bingham | For | For | Management | ||
1.3 | Elect Director Michael J. Boskin | For | For | Management | ||
1.4 | Elect Director Safra A. Catz | For | For | Management | ||
1.5 | Elect Director Bruce R. Chizen | For | For | Management | ||
1.6 | Elect Director George H. Conrades | For | For | Management | ||
1.7 | Elect Director Lawrence J. Ellison | For | For | Management | ||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | ||
1.9 | Elect Director Jeffrey O. Henley | For | For | Management | ||
1.10 | Elect Director Donald L. Lucas | For | Withhold | Management | ||
1.11 | Elect Director Charles E. Phillips, Jr. For | For | Management | |||
1.12 | Elect Director Naomi O. Seligman | For | Withhold | Management | ||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
4 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
6 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PACTIV CORPORATION | ||||||
Ticker: | PTV | Security ID: | 695257105 | |||
Meeting Date: MAY 14, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Larry D. Brady | For | For | Management | ||
2 | Elect Director K. Dane Brooksher | For | For | Management | ||
3 | Elect Director Robert J. Darnall | For | For | Management | ||
4 | Elect Director Mary R. Henderson | For | For | Management | ||
5 | Elect Director N. Thomas Linebarger | For | For | Management | ||
6 | Elect Director Roger B. Porter | For | For | Management | ||
7 | Elect Director Richard L. Wambold | For | For | Management | ||
8 | Elect Director Norman H. Wesley | For | For | Management | ||
9 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION | ||||||
Ticker: | PH | Security ID: | 701094104 | |||
Meeting Date: OCT 28, 2009 | Meeting Type: Annual | |||||
Record Date: AUG 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William E. Kassling | For | For | Management | ||
1.2 | Elect Director Robert J. Kohlhepp | For | For | Management | ||
1.3 | Elect Director Giulio Mazzalupi | For | For | Management | ||
1.4 | Elect Director Klaus-Peter Muller | For | For | Management | ||
1.5 | Elect Director Joseph M. Scaminace | For | For | Management | ||
1.6 | Elect Director Wolfgang R. Schmitt | For | For | Management | ||
1.7 | Elect Director Markos I. Tambakeras | For | For | Management | ||
1.8 | Elect Director James L. Wainscott | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
-------------------------------------------------------------------------------- | ||
PEPSICO, INC. | ||
Ticker: | PEP | Security ID: 713448108 |
Meeting Date: MAY 5, 2010 | Meeting Type: Annual | ||||
Record Date: MAR 5, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect Director Shona L. Brown | For | For | Management | |
2 | Elect Director Ian M. Cook | For | For | Management | |
3 | Elect Director Dina Dublon | For | For | Management | |
4 | Elect Director Victor J. Dzau | For | For | Management | |
5 | Elect Director Ray L. Hunt | For | For | Management | |
6 | Elect Director Alberto Ibarguen | For | For | Management | |
7 | Elect Director Arthur C. Martinez | For | Against | Management | |
8 | Elect Director Indra K. Nooyi | For | For | Management | |
9 | Elect Director Sharon P. Rockefeller | For | For | Management | |
10 | Elect Director James J. Schiro | For | For | Management | |
11 | Elect Director Lloyd G. Trotter | For | For | Management | |
12 | Elect Director Daniel Vasella | For | For | Management | |
13 | Ratify Auditors | For | For | Management | |
14 | Amend Omnibus Stock Plan | For | For | Management | |
15 | Report on Charitable Contributions | Against | Against | Shareholder | |
16 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | |
Special Meetings | |||||
17 | Report on Public Policy Advocacy | Against | Against | Shareholder | |
Process |
--------------------------------------------------------------------------------
PFIZER INC. | ||||||
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: APR 22, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||
2 | Elect Director Michael S. Brown | For | For | Management | ||
3 | Elect Director M. Anthony Burns | For | For | Management | ||
4 | Elect Director Robert N. Burt | For | For | Management | ||
5 | Elect Director W. Don Cornwell | For | For | Management | ||
6 | Elect Director Frances D. Fergusson | For | For | Management | ||
7 | Elect Director William H. Gray III | For | For | Management | ||
8 | Elect Director Constance J. Horner | For | For | Management | ||
9 | Elect Director James M. Kilts | For | For | Management | ||
10 | Elect Director Jeffrey B. Kindler | For | For | Management | ||
11 | Elect Director George A. Lorch | For | For | Management | ||
12 | Elect Director John P. Mascotte | For | For | Management | ||
13 | Elect Director Suzanne Nora Johnson | For | For | Management | ||
14 | Elect Director Stephen W. Sanger | For | For | Management | ||
15 | Elect Director William C. Steere, Jr. | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
18 | Provide Right to Call Special Meeting | For | For | Management | ||
19 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: MAY 12, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Harold Brown | For | For | Management | ||
2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||
3 | Elect Director Louis C. Camilleri | For | For | Management | ||
4 | Elect Director J. Dudley Fishburn | For | For | Management | ||
5 | Elect Director Jennifer Li | For | For | Management | ||
6 | Elect Director Graham Mackay | For | For | Management | ||
7 | Elect Director Sergio Marchionne | For | For | Management | ||
8 | Elect Director Lucio A. Noto | For | For | Management | ||
9 | Elect Director Carlos Slim Helu | For | For | Management | ||
10 | Elect Director Stephen M. Wolf | For | For | Management | ||
11 | Ratify Auditors | For | For | Management | ||
12 | Report on Effect of Marketing Practices Against | Against | Shareholder | |||
on the Poor | ||||||
13 | Establish Supplier Human Rights | Against | Against | Shareholder | ||
Purchasing Protocols |
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. | ||||||
Ticker: | PRU | Security ID: | 744320102 | |||
Meeting Date: MAY 11, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Thomas J. Baltimore, Jr. For | For | Management | |||
2 | Elect Director Gordon M. Bethune | For | For | Management | ||
3 | Elect Director Gaston Caperton | For | For | Management | ||
4 | Elect Director Gilbert F. Casellas | For | For | Management | ||
5 | Elect Director James G. Cullen | For | For | Management | ||
6 | Elect Director William H. Gray, III | For | For | Management | ||
7 | Elect Director Mark B. Grier | For | For | Management | ||
8 | Elect Director Jon F. Hanson | For | For | Management | ||
9 | Elect Director Constance J. Horner | For | For | Management | ||
10 | Elect Director Karl J. Krapek | For | For | Management | ||
11 | Elect Director Christine A. Poon | For | For | Management | ||
12 | Elect Director John R. Strangfield | For | For | Management | ||
13 | Elect Director James A. Unruh | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation |
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. | ||||||
Ticker: | COL | Security ID: | 774341101 | |||
Meeting Date: FEB 9, 2010 | Meeting Type: Annual | |||||
Record Date: DEC 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Donald R. Beall | For | For | Management | ||
1.2 | Elect Director Mark Donegan | For | For | Management | ||
1.3 | Elect Director Andrew J. Policano | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
SALESFORCE.COM, INC. | |||||||
Ticker: | CRM | Security ID: | 79466 | L302 | |||
Meeting Date: JUN 10, 2010 | Meeting Type: Annual | ||||||
Record Date: APR 20, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Stratton Sclavos | For | For | Management | |||
1.2 | Elect Director Lawrence Tomlinson | For | For | Management | |||
1.3 | Elect Director Shirley Young | For | For | Management | |||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SHIRE PLC | |||||||
Ticker: | SHP | Security ID: | 82481 | R106 | |||
Meeting Date: APR 27, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 23, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Accept Financial Statements and | For | For | Management | |||
Statutory Reports | |||||||
2 | Approve Remuneration Report | For | For | Management | |||
3 | Elect David Stout as Director | For | For | Management | |||
4 | Elect William Burns as Director | For | For | Management | |||
5 | Reappoint Deloitte LLP as Auditors | For | For | Management | |||
6 | Authorise the Audit Committee to Fix | For | For | Management | |||
Remuneration of Auditors | |||||||
7 | Authorise Issue of Equity with | For | For | Management | |||
Pre-emptive Rights | |||||||
8 | Amend the Portfolio Share Plan | For | For | Management |
9 | Authorise Issue of Equity without | For | For | Management |
Pre-emptive Rights | ||||
10 | Authorise Market Purchase | For | For | Management |
--------------------------------------------------------------------------------
STAPLES, INC. | |||||||
Ticker: | SPLS | Security ID: | 855030102 | ||||
Meeting Date: JUN 7, 2010 | Meeting Type: Annual | ||||||
Record Date: APR 12, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Basil L. Anderson | For | For | Management | |||
2 | Elect Director Arthur M. Blank | For | For | Management | |||
3 | Elect Director Mary Elizabeth Burton | For | For | Management | |||
4 | Elect Director Justin King | For | For | Management | |||
5 | Elect Director Carol Meyrowitz | For | For | Management | |||
6 | Elect Director Rowland T. Moriarty | For | For | Management | |||
7 | Elect Director Robert C. Nakasone | For | For | Management | |||
8 | Elect Director Ronald L. Sargent | For | For | Management | |||
9 | Elect Director Elizabeth A. Smith | For | For | Management | |||
10 | Elect Director Robert E. Sulentic | For | For | Management | |||
11 | Elect Director Vijay Vishwanath | For | For | Management | |||
12 | Elect Director Paul F. Walsh | For | For | Management | |||
13 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
14 | Amend Omnibus Stock Plan | For | For | Management | |||
15 | Ratify Auditors | For | For | Management | |||
16 | Provide Right to Act by Written Consent Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | |||
Special Meetings |
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC. | ||||||
Ticker: | STLD | Security ID: | 858119100 | |||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 22, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Keith E. Busse | For | For | Management | ||
1.2 | Elect Director Mark D. Millett | For | For | Management | ||
1.3 | Elect Director Ricahrd P. Teets, Jr. | For | For | Management | ||
1.4 | Elect Director John C. Bates | For | For | Management | ||
1.5 | Elect Director Frank D. Byrne | For | For | Management | ||
1.6 | Elect Director Paul B. Edgerley | For | For | Management | ||
1.7 | Elect Director Richard J. Freeland | For | For | Management | ||
1.8 | Elect Director Dr. Jurgen Kolb | For | For | Management | ||
1.9 | Elect Director James C. Marcuccilli | For | For | Management | ||
1.10 | Elect Director Joseph D. Ruffolo | For | For | Management | ||
1.11 | Elect Director Gabriel L. Shaheen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
SUPERVALU INC. | ||||||
Ticker: | SVU | Security ID: | 868536103 | |||
Meeting Date: JUN 24, 2010 | Meeting Type: Annual | |||||
Record Date: APR 27, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Donald R. Chappel | For | For | Management | ||
2 | Elect Director Irwin S. Cohen | For | For | Management | ||
3 | Elect Director Ronald E. Daly | For | For | Management | ||
4 | Elect Director Susan E. Engel | For | For | Management | ||
5 | Elect Director Craig R. Herkert | For | For | Management | ||
6 | Elect Director Charles M. Lillis | For | For | Management | ||
7 | Elect Director Steven S. Rogers | For | For | Management | ||
8 | Elect Director Matthew E. Rubel | For | For | Management | ||
9 | Elect Director Wayne C. Sales | For | For | Management | ||
10 | Elect Director Kathi P. Seifert | For | For | Management | ||
11 | Ratify Auditors | For | For | Management | ||
12 | Company Request on Advisory Vote on | For | For | Management | ||
Executive Compensation |
--------------------------------------------------------------------------------
SYBASE, INC. | ||||||
Ticker: | SY | Security ID: | 871130100 | |||
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John S. Chen | For | For | Management | ||
1.2 | Elect Director Richard C. Alberding | For | For | Management | ||
1.3 | Elect Director Cecilia Claudio | For | For | Management | ||
1.4 | Elect Director Michael A. Daniels | For | For | Management | ||
1.5 | Elect Director L. William Krause | For | For | Management | ||
1.6 | Elect Director Alan B. Salisbury | For | For | Management | ||
1.7 | Elect Director Jack E. Sum | For | For | Management | ||
1.8 | Elect Director Robert P. Wayman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
-------------------------------------------------------------------------------- | ||
SYMANTEC CORPORATION | ||
Ticker: | SYMC | Security ID: 871503108 |
Meeting Date: SEP 23, 2009 | Meeting Type: Annual | ||||
Record Date: JUL 27, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Michael A. Brown | For | For | Management | |
1.2 | Elect Director William T. Coleman | For | For | Management | |
1.3 | Elect Director Frank E. Dangeard | For | For | Management | |
1.4 | Elect Director Geraldine B. Laybourne | For | For | Management | |
1.5 | Elect Director David L. Mahoney | For | For | Management | |
1.6 | Elect Director Robert S. Miller | For | For | Management | |
1.7 | Elect Director Enrique Salem | For | For | Management | |
1.8 | Elect Director Daniel H. Schulman | For | For | Management | |
1.9 | Elect Director John W. Thompson | For | For | Management | |
1.10 | Elect Director V. Paul Unruh | For | For | Management | |
2 | Ratify Auditors | For | For | Management | |
3 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | |
Special Meetings |
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T. | ROWE PRICE GROUP, INC. |
Ticker: | TROW | Security ID: 74144T108 | ||||
Meeting Date: APR 14, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Edward C. Bernard | For | For | Management | ||
2 | Elect Director James T. Brady | For | For | Management | ||
3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||
4 | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||
5 | Elect Director James A.C. Kennedy | For | For | Management | ||
6 | Elect Director Brian C. Rogers | For | For | Management | ||
7 | Elect Director Alfred Sommer, PHD | For | For | Management | ||
8 | Elect Director Dwight S. Taylor | For | For | Management | ||
9 | Elect Director Anne Marie Whittemore | For | For | Management | ||
10 | Ratify Auditors | For | For | Management |
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TARGET CORPORATION | |||||||
Ticker: | TGT | Security ID: | 87612 | E106 | |||
Meeting Date: JUN 9, 2010 | Meeting Type: Annual | ||||||
Record Date: APR 12, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Calvin Darden | For | For | Management | |||
2 | Elect Director Anne M. Mulcahy | For | For | Management | |||
3 | Elect Director Stephen W. Sanger | For | For | Management | |||
4 | Elect Director Gregg W. Steinhafel | For | For | Management | |||
5 | Ratify Auditors | For | For | Management |
6 | Declassify the Board of Directors | For | For | Management |
7 | Reduce Supermajority Vote Requirement | For | For | Management |
8 | Amend Articles of Incorporation | For | For | Management |
9 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
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TERADATA CORPORATION | |||||||
Ticker: | TDC | Security ID: | 88076 | W103 | |||
Meeting Date: APR 27, 2010 | Meeting Type: Annual | ||||||
Record Date: FEB 26, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Edward P. Boykin | For | For | Management | |||
2 | Elect Director Cary T. Fu | For | For | Management | |||
3 | Elect Director Victor L. Lund | For | For | Management | |||
4 | Ratify Auditors | For | For | Management |
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THERMO FISHER SCIENTIFIC INC. | ||||||
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: MAY 26, 2010 | Meeting Type: Annual | |||||
Record Date: | MAR 29, 2010 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Marc N. Casper | For | For | Management | ||
2 | Elect Director Tyler Jacks | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
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TIFFANY & CO. | ||||||
Ticker: | TIF | Security ID: | 886547108 | |||
Meeting Date: MAY 20, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Michael J. Kowalski | For | For | Management | ||
2 | Elect Director Rose Marie Bravo | For | For | Management | ||
3 | Elect Director Gary E. Costley | For | For | Management | ||
4 | Elect Director Lawrence K. Fish | For | For | Management | ||
5 | Elect Director Abby F. Kohnstamm | For | For | Management | ||
6 | Elect Director Charles K. Marquis | For | For | Management | ||
7 | Elect Director Peter W. May | For | For | Management | ||
8 | Elect Director J. Thomas Presby | For | For | Management | ||
9 | Elect Director William A. Shutzer | For | For | Management |
10 | Ratify Auditors | For | For | Management |
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TRANSOCEAN LTD. | ||||||||
Ticker: | RIG | Security ID: | H8817 | H100 | ||||
Meeting Date: MAY 14, 2010 | Meeting Type: Annual | |||||||
Record Date: | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports | ||||||||
2 | Approve Discharge of Board and Senior | For | For | Management | ||||
Management | ||||||||
3 | Approve Allocation of Income and | For | For | Management | ||||
Omission of Dividends | ||||||||
4 | Change Location of Registered Office to For | For | Management | |||||
Steinhausen, Switzerland | ||||||||
5 | Approve Creation of CHF 2.5 Billion | For | Against | Management | ||||
Pool of Capital without Preemptive | ||||||||
Rights | ||||||||
6 | Approve Reduction in Share Capita and | For | For | Management | ||||
Repayment of $3.11 per Sharel | ||||||||
7 | Amend Articles Re: Share Certificates | For | For | Management | ||||
due to New Swiss Federal Act on | ||||||||
Intermediated Securities | ||||||||
8 | a | Elect Steven Newman as Director | For | For | Management | |||
8 | b | Reelect Thomas Carson as Director | For | For | Management | |||
8 | c | Reelect Robert Sprague as Director | For | For | Management | |||
8 | d | Reelect J. Michael Talbert as Director For | For | Management | ||||
8 | e | Reelect John Whitmire as Director | For | For | Management | |||
9 | Appointment Of Ernst & Young LLP as | For | For | Management | ||||
Independent Registered Public | ||||||||
Accounting Firm for Fiscal Year 2010 | ||||||||
10 | Transact Other Business (Voting) | For | Against | Management |
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TRIMBLE NAVIGATION LIMITED | ||||||
Ticker: | TRMB | Security ID: | 896239100 | |||
Meeting Date: MAY 19, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 22, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Steven W. Berglund | For | For | Management | ||
1.2 | Elect Director John B. Goodrich | For | For | Management | ||
1.3 | Elect Director William Hart | For | For | Management | ||
1.4 | Elect Director Merit E. Janow | For | For | Management | ||
1.5 | Elect Director Ulf J. Johansson | For | For | Management | ||
1.6 | Elect Director Bradford W. Parkinson | For | For | Management |
1.7 | Elect Director Mark S. Peek | For | For | Management |
1.8 | Elect Director Nickolas W. Vande Steeg | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | Against | Management |
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TYCO INTERNATIONAL LTD. | ||||||||
Ticker: | TYC | Security ID: | H89128104 | |||||
Meeting Date: MAR 10, 2010 | Meeting Type: Annual | |||||||
Record Date: | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports for Fiscal 2008/2009 | ||||||||
2 | Approve Discharge of Board and Senior | For | For | Management | ||||
Management | ||||||||
3.1 | Reelect Edward Breen as Director | For | For | Management | ||||
3.2 | Elect Michael Daniels as Director | For | For | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | For | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | For | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | For | Management | ||||
3.6 | Reelect Rajiv Gupta as Director | For | For | Management | ||||
3.7 | Reelect John Krol as Director | For | For | Management | ||||
3.8 | Reelect Brendan O'Neill as Director | For | For | Management | ||||
3.9 | Reelect William Stavropoulos as | For | For | Management | ||||
Director | ||||||||
3.10 | Reelect Sandra Wijnberg as Director | For | For | Management | ||||
3.11 | Reelect R. David Yost as Director | For | For | Management | ||||
4 | a | Ratify Deloitte AG as Auditors | For | For | Management | |||
4 | b | Appoint Deloitte & Touche LLP as | For | For | Management | |||
Independent Registered Public | ||||||||
Accounting Firm for Fiscal 2009/2010 | ||||||||
4 | c | Ratify PricewaterhouseCoopers AG as | For | For | Management | |||
Special Auditor | ||||||||
5 | a | Approve Carrying Forward of Net Loss | For | For | Management | |||
5 | b | Approve CHF 407.4 Million Reduction in | For | For | Management | |||
Share Capital and Repayment of CHF 0.85 | ||||||||
per Share | ||||||||
6 | Amend Articles Re: Plurality Voting | For | For | Management | ||||
Standard for Board Elections When the | ||||||||
Number of Candidates Exceeds the Number | ||||||||
of Board Positions Available | ||||||||
7 | Transact Other Business (Voting) | For | Against | Management |
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UNION PACIFIC CORPORATION | |||
Ticker: | UNP | Security ID: | 907818108 |
Meeting Date: MAY 6, 2010 | Meeting Type: Annual |
Record Date: FEB 26, 2010 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Andrew H. Card, Jr. | For | For | Management |
2 | Elect Director Erroll B. Davis, Jr. | For | For | Management |
3 | Elect Director Thomas J. Donohue | For | For | Management |
4 | Elect Director Archie W. Dunham | For | For | Management |
5 | Elect Director Judith Richards Hope | For | For | Management |
6 | Elect Director Charles C. Krulak | For | For | Management |
7 | Elect Director Michael R. McCarthy | For | For | Management |
8 | Elect Director Michael W. McConnell | For | For | Management |
9 | Elect Director Thomas F. McLarty III | For | For | Management |
10 | Elect Director Steven R. Rogel | For | For | Management |
11 | Elect Director Jose H. Villarreal | For | For | Management |
12 | Elect Director James R. Young | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Require Independent Board Chairman | Against | Against | Shareholder |
15 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
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UNITED TECHNOLOGIES CORPORATION | ||||||
Ticker: | UTX | Security ID: | 913017109 | |||
Meeting Date: APR 14, 2010 | Meeting Type: Annual | |||||
Record Date: FEB 16, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Louis R. Chenevert | For | For | Management | ||
1.2 | Elect Director John V. Faraci | For | For | Management | ||
1.3 | Elect Director Jean-Pierre Garnier, | For | For | Management | ||
Ph.D. | ||||||
1.4 | Elect Director Jamie S. Gorelick | For | For | Management | ||
1.5 | Elect Director Carlos M. Gutierrez | For | For | Management | ||
1.6 | Elect Director Edward A. Kangas | For | For | Management | ||
1.7 | Elect Director Charles R. Lee | For | For | Management | ||
1.8 | Elect Director Richard D. McCormick | For | For | Management | ||
1.9 | Elect Director Harold McGraw, III | For | For | Management | ||
1.10 | Elect Director Richard B. Myers | For | For | Management | ||
1.11 | Elect Director H. Patrick Swygert | For | For | Management | ||
1.12 | Elect Director Andre Villeneuve | For | For | Management | ||
1.13 | Elect Director Christine Todd Whitman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
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VMWARE, INC. | |||
Ticker: | VMW | Security ID: | 928563402 |
Meeting Date: MAY 21, 2010 | Meeting Type: Annual |
Record Date: | MAR 24, 2010 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WARNER CHILCOTT PLC | |||||||
Ticker: | WCRX | Security ID: | G94368100 | ||||
Meeting Date: MAY 13, 2010 | Meeting Type: Annual | ||||||
Record Date: MAR 16, 2010 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | A | Elect John Connaughton as Director | For | For | Management | ||
1 | B | Elect Stephen Murray as Director | For | For | Management | ||
2 | Approve PricewaterhouseCoopers LLP as | For | For | Management | |||
Auditors and Authorize Board to Fix | |||||||
Their Remuneration |
--------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE | ||||||
Ticker: | WU | Security ID: | 959802109 | |||
Meeting Date: MAY 14, 2010 | Meeting Type: Annual | |||||
Record Date: MAR 17, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Dinyar S. Devitre | For | For | Management | ||
2 | Elect Director Christina A. Gold | For | For | Management | ||
3 | Elect Director Betsy D. Holden | For | For | Management | ||
4 | Elect Director Wulf Von Schimmelmann | For | For | Management | ||
5 | Ratify Auditors | For | For | Management |
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WHOLE FOODS MARKET, INC. | ||||||
Ticker: | WFMI | Security ID: | 966837106 | |||
Meeting Date: MAR 8, 2010 | Meeting Type: Annual | |||||
Record Date: JAN 12, 2010 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John B. Elstrott | For | For | Management | ||
1.2 | Elect Director Gabrielle E. Greene | For | For | Management | ||
1.3 | Elect Director Hass Hassan | For | For | Management | ||
1.4 | Elect Director Stephanie Kugelman | For | For | Management | ||
1.5 | Elect Director John P. Mackey | For | For | Management | ||
1.6 | Elect Director Jonathan A. Seiffer | For | For | Management | ||
1.7 | Elect Director Morris J. Siegel | For | For | Management |
1.8 | Elect Director Jonathan D. Sokoloff | For | For | Management |
1.9 | Elect Director Ralph Z. Sorenson | For | For | Management |
1.10 | Elect Director W.A. (Kip) Tindell, III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
4 | Amend Articles/Bylaws/Charter -- | Against | For | Shareholder |
Removal of Directors | ||||
5 | Adopt a Policy Establishing an | Against | Against | Shareholder |
Engagement Process with Proponents to | ||||
Shareholder Proposals | ||||
6 | Adopt and Disclose Succession Planning | Against | Against | Shareholder |
Policy |
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ZIMMER HOLDINGS, INC. | ||||||||
Ticker: | ZMH | Security ID: | 98956 | P102 | ||||
Meeting Date: MAY 3, 2010 | Meeting Type: Annual | |||||||
Record Date: MAR 4, 2010 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Betsy J. Bernard | For | For | Management | ||||
2 | Elect Director Marc N. Casper | For | For | Management | ||||
3 | Elect Director David C. Dvorak | For | For | Management | ||||
4 | Elect Director Larry C. Glasscock | For | For | Management | ||||
5 | Elect Director Robert A. Hagemann | For | For | Management | ||||
6 | Elect Director Arthur J. Higgins | For | For | Management | ||||
7 | Elect Director John L. McGoldrick | For | For | Management | ||||
8 | Elect Director Cecil B. Pickett, Ph.D. | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Research Growth Fund, Inc.
By: | /s/ Bradley J. Skapyak |
Bradley J. Skapyak | |
President | |
Date: | August 23, 2010 |