FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/ADRIEN E. DEBERGHES*
ADRIEN E. DEBERGHES, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Borer | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Lester J. Kaplan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACCELERON PHARMA INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: XLRN SECURITY ID: 00434H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean M. George | Management | For | For |
1.2 | Elect Director George Golumbeski | Management | For | For |
1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACELRX PHARMACEUTICALS INC. MEETING DATE: SEP 12, 2013 | ||||
TICKER: ACRX SECURITY ID: 00444T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Hoffman | Management | For | For |
1.2 | Elect Director Richard A. King | Management | For | For |
1.3 | Elect Director Pamela P. Palmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTELION LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
6.1e | Reelect Carl Feldbaum as Director | Management | For | Did Not Vote |
6.1f | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
6.1g | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
6.1h | Reelect Werner Henrich as Director | Management | For | Did Not Vote |
6.1i | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.1j | Reelect Jean Malo as Director | Management | For | Did Not Vote |
6.2 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
6.3.1 | Appoint Werner Henrich as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.3 | Appoint John Greisch as Member and Chairman of the Compensation Committee | Management | For | Did Not Vote |
7 | Designate Marc Schaffner as Independent Proxy | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation) | Management | For | Did Not Vote |
9.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Further Amendments) | Management | For | Did Not Vote |
10 | Approve Creation of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ADMA BIOLOGICS, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: ADMA SECURITY ID: 000899104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dov A. Goldstein | Management | For | For |
1.2 | Elect Director Bryant E. Fong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGENUS INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: AGEN SECURITY ID: 00847G705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garo H. Armen | Management | For | For |
1.2 | Elect Director Tom Dechaene | Management | For | For |
1.3 | Elect Director Shahzad Malik | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AGIOS PHARMACEUTICALS, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: AGIO SECURITY ID: 00847X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis C. Cantley | Management | For | For |
1.2 | Elect Director Perry Karsen | Management | For | For |
1.3 | Elect Director Paul J. Clancy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ALKERMES PLC MEETING DATE: AUG 01, 2013 | ||||
TICKER: ALKS SECURITY ID: G01767105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Robert A. Breyer | Management | For | For |
1.3 | Elect Director Wendy L. Dixon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Location of Annual Meeting | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALKERMES PLC MEETING DATE: MAY 28, 2014 | ||||
TICKER: ALKS SECURITY ID: G01767105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Mitchell | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Heiden | Management | For | For |
1.2 | Elect Director Barbara Deptula | Management | For | For |
1.3 | Elect Director Robert J. Perez | Management | For | For |
1.4 | Elect Director Lesley Russell | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Davey S. Scoon | Management | For | For |
1.7 | Elect Director James R. Sulat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMBIT BIOSCIENCES CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: AMBI SECURITY ID: 02318X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bonita | Management | For | For |
1.2 | Elect Director Steven A. Elms | Management | For | For |
1.3 | Elect Director Mark G. Foletta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AMGEN INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
ANACOR PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: ANAC SECURITY ID: 032420101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Anders D. Hove | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARADIGM CORPORATION MEETING DATE: JUL 15, 2013 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
ARADIGM CORPORATION MEETING DATE: APR 18, 2014 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bell | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director Frederick M. Hudson | Management | For | For |
1.4 | Elect Director Lafmin Morgan | Management | For | For |
1.5 | Elect Director John M. Siebert | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARADIGM CORPORATION MEETING DATE: APR 18, 2014 | ||||
TICKER: ARDM SECURITY ID: 038505921 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bell | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director Frederick M. Hudson | Management | For | For |
1.4 | Elect Director Lafmin Morgan | Management | For | For |
1.5 | Elect Director John M. Siebert | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay R. LaMarche | Management | For | Against |
1b | Elect Director Norbert G. Riedel | Management | For | Against |
1c | Elect Director Robert M. Whelan, Jr. | Management | For | Against |
2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ARQULE, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
AVANIR PHARMACEUTICALS, INC. MEETING DATE: FEB 12, 2014 | ||||
TICKER: AVNR SECURITY ID: 05348P401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
BG MEDICINE, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: BGMD SECURITY ID: 08861T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephane Bancel | Management | For | For |
1b | Elect Director Paul R. Sohmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: BCRX SECURITY ID: 09058V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Stanley C. Erck | Management | For | For |
1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIOTIME, INC. MEETING DATE: OCT 28, 2013 | ||||
TICKER: BTX SECURITY ID: 09066L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin M. Berger | Management | For | For |
1.2 | Elect Director Neal C. Bradsher | Management | For | For |
1.3 | Elect Director Stephen C. Farrell | Management | For | For |
1.4 | Elect Director Alfred D. Kingsley | Management | For | For |
1.5 | Elect Director Pedro Lichtinger | Management | For | For |
1.6 | Elect Director Henry L. Nordhoff | Management | For | For |
1.7 | Elect Director Judith Segall | Management | For | For |
1.8 | Elect Director Andrew C. von Eschenbach | Management | For | For |
1.9 | Elect Director Michael D. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLUEBIRD BIO, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: BLUE SECURITY ID: 09609G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Gillis | Management | For | For |
1.2 | Elect Director Nick Leschly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 18, 2014 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CELL THERAPEUTICS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CTIC SECURITY ID: 150934883 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director James A. Bianco | Management | For | Withhold |
2.2 | Elect Director Karen Ignagni | Management | For | For |
2.3 | Elect Director Frederick W. Telling | Management | For | Withhold |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Adjourn Meeting | Management | For | Against |
CELLDEX THERAPEUTICS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELLECTAR BIOSCIENCES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CLRB SECURITY ID: 15117F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon C. Pedder | Management | For | For |
1.2 | Elect Director Jamey P. Weichert | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
CEPHEID MEETING DATE: APR 22, 2014 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Easton | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIMERIX, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: CMRX SECURITY ID: 16934W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Michelle Berrey | Management | For | For |
1.2 | Elect Director Rodman L. Drake | Management | For | For |
1.3 | Elect Director Lisa Ricciardi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: CLVS SECURITY ID: 189464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Flaherty | Management | For | For |
1.2 | Elect Director Ginger Graham | Management | For | For |
1.3 | Elect Director Edward J. McKinley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORONADO BIOSCIENCES, INC. MEETING DATE: SEP 30, 2013 | ||||
TICKER: CNDO SECURITY ID: 21976U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Jane Henney | Management | For | For |
1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
CURIS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: CRIS SECURITY ID: 231269101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martyn D. Greenacre | Management | For | For |
1.2 | Elect Director Kenneth I. Kaitin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CYTOKINETICS, INCORPORATED MEETING DATE: MAY 21, 2014 | ||||
TICKER: CYTK SECURITY ID: 23282W605 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Patrick Gage | Management | For | For |
1.2 | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENDREON CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David C. Stump | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
DICERNA PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: DRNA SECURITY ID: 253031108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
1b | Elect Director Brian K. Halak | Management | For | For |
1c | Elect Director Stephen J. Hoffman | Management | For | For |
1d | Elect Director Peter Kolchinsky | Management | For | For |
1e | Elect Director Dennis H. Langer | Management | For | For |
1f | Elect Director David M. Madden | Management | For | For |
1g | Elect Director Vincent J. Miles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYAX CORP. MEETING DATE: MAY 08, 2014 | ||||
TICKER: DYAX SECURITY ID: 26746E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Fordyce | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Thomas L. Kempner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel L. Kisner | Management | For | For |
1.2 | Elect Director Stanley A. Plotkin | Management | For | For |
1.3 | Elect Director Natale ('Nat') Ricciardi | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
EGALET CORPORATION MEETING DATE: JUN 09, 2014 | ||||
TICKER: EGLT SECURITY ID: 28226B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert Radie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: NOV 18, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Cancellation of Elan Shares Pursuant to the Scheme | Management | For | For |
3 | Approve Issuance of Shares to New Perrigo Pursuant to the Scheme | Management | For | For |
4 | Amend Memorandum and Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves of New Perrigo Pursuant to the Scheme | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: NOV 18, 2013 | ||||
TICKER: DRX SECURITY ID: 284131A01 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: EBS SECURITY ID: 29089Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zsolt Harsanyi | Management | For | For |
1.2 | Elect Director George Joulwan | Management | For | For |
1.3 | Elect Director Louis W. Sullivan | Management | For | For |
1.4 | Elect Director Marvin L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENANTA PHARMACEUTICALS, INC. MEETING DATE: FEB 06, 2014 | ||||
TICKER: ENTA SECURITY ID: 29251M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. A. Carter | Management | For | For |
1.2 | Elect Director Jay R. Luly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPIZYME, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: EPZM SECURITY ID: 29428V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew R. Allen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ESPERION THERAPEUTICS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: ESPR SECURITY ID: 29664W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel Janney | Management | For | For |
1b | Elect Director Tim M. Mayleben | Management | For | For |
1c | Elect Director Mark E. McGovern | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXACT SCIENCES CORPORATION MEETING DATE: JUL 25, 2013 | ||||
TICKER: EXAS SECURITY ID: 30063P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Conroy | Management | For | For |
1.2 | Elect Director Katherine S. Napier | Management | For | For |
1.3 | Elect Director David A. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M. Morrissey | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FATE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: FATE SECURITY ID: 31189P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Epstein | Management | For | For |
1.2 | Elect Director John D. Mendlein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIBROCELL SCIENCE, INC. MEETING DATE: JUL 19, 2013 | ||||
TICKER: FCSC SECURITY ID: 315721209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Mazur | Management | For | For |
1.2 | Elect Director Christine St.Clare | Management | For | For |
1.3 | Elect Director Douglas J. Swirsky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Reduce Authorized Common Stock | Management | For | For |
FIBROCELL SCIENCE, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: FCSC SECURITY ID: 315721209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcus Smith | Management | For | For |
1.2 | Elect Director Julian P. Kirk | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
GENMAB AS MEETING DATE: APR 09, 2014 | ||||
TICKER: GEN SECURITY ID: K3967W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
4d | Reelect Hans Munch-Jensen as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6a | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6c | Approve Remuneration of Directors in the Amounts of DKK 780,000 to the Chairman, DKK 520,000 to the Deputy Chairman, and DKK 260,000 to the Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
6d | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6e | Amend Articles Re: Election Period | Management | For | Did Not Vote |
6f | Approve Preparation of Annual Report in English Only | Management | For | Did Not Vote |
7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
GENOMIC HEALTH, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Henry J. Fuchs | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GERON CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: GERN SECURITY ID: 374163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karin Eastham | Management | For | For |
1.2 | Elect Director V. Bryan Lawlis | Management | For | For |
1.3 | Elect Director Susan M. Molineaux | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
1.3 | Elect Director Matthew L. Posard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HERON THERAPEUTICS, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: HRTX SECURITY ID: 427746102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Stephen R. Davis | Management | For | For |
1.3 | Elect Director Barry D. Quart | Management | For | For |
1.4 | Elect Director Robert H. Rosen | Management | For | For |
1.5 | Elect Director Craig A. Johnson | Management | For | For |
1.6 | Elect Director Kimberly J. Manhard | Management | For | For |
1.7 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HORIZON PHARMA, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: HZNP SECURITY ID: 44047T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gino Santini | Management | For | For |
1.2 | Elect Director Timothy P. Walbert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYPERION THERAPEUTICS, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: HPTX SECURITY ID: 44915N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Jake R. Nunn | Management | For | For |
1.3 | Elect Director Lota S. Zoth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IDENIX PHARMACEUTICALS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: IDIX SECURITY ID: 45166R204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
1.2 | Elect Director Thomas R. Hodgson | Management | For | For |
1.3 | Elect Director Tamar D. Howson | Management | For | For |
1.4 | Elect Director Denise Pollard-Knight | Management | For | For |
1.5 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
1.6 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
1.7 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IGNYTA, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: RXDX SECURITY ID: 451731103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan E. Lim | Management | For | For |
1.2 | Elect Director James Bristol | Management | For | For |
1.3 | Elect Director Alexander Casdin | Management | For | For |
1.4 | Elect Director Heinrich Dreismann | Management | For | For |
1.5 | Elect Director James Freddo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change State of Incorporation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 12, 2013 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
2.2 | Elect Director Nicole Onetto | Management | For | For |
2.3 | Elect Director Stephen C. McCluski | Management | For | For |
2.4 | Elect Director Richard J. Wallace | Management | For | For |
2.5 | Elect Director Daniel M. Junius | Management | For | For |
2.6 | Elect Director Howard H. Pien | Management | For | For |
2.7 | Elect Director Mark Goldberg | Management | For | For |
2.8 | Elect Director Dean J. Mitchell | Management | For | For |
2.9 | Elect Director Kristine Peterson | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMMUNOMEDICS, INC. MEETING DATE: DEC 04, 2013 | ||||
TICKER: IMMU SECURITY ID: 452907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Goldenberg | Management | For | For |
1.2 | Elect Director Cynthia L. Sullivan | Management | For | For |
1.3 | Elect Director Brian A. Markison | Management | For | For |
1.4 | Elect Director Mary E. Paetzold | Management | For | For |
1.5 | Elect Director Richard L. Sherman | Management | For | For |
1.6 | Elect Director Don C. Stark | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: INFI SECURITY ID: 45665G303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Baselga | Management | For | For |
1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
1.5 | Elect Director Eric S. Lander | Management | For | For |
1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
1.7 | Elect Director Norman C. Selby | Management | For | For |
1.8 | Elect Director Ian F. Smith | Management | For | For |
1.9 | Elect Director Michael C. Venuti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INSYS THERAPEUTICS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: INSY SECURITY ID: 45824V209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Meyer | Management | For | For |
1.2 | Elect Director Brian Tambi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjust Par Value of Common Stock | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
1.3 | Elect Director Frank Verwiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTRA-CELLULAR THERAPIES, INC. MEETING DATE: JUN 30, 2014 | ||||
TICKER: ITCI SECURITY ID: 46116X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Lerner | Management | For | Withhold |
1.2 | Elect Director Michael Rawlins | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INTREXON CORPORATION MEETING DATE: JUN 09, 2014 | ||||
TICKER: XON SECURITY ID: 46122T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Randal J. Kirk | Management | For | For |
1b | Elect Director Cesar L. Alvarez | Management | For | For |
1c | Elect Director Steven Frank | Management | For | For |
1d | Elect Director Larry D. Horner | Management | For | For |
1e | Elect Director Jeffrey B. Kindler | Management | For | For |
1f | Elect Director Dean J. Mitchell | Management | For | For |
1g | Elect Director Robert B. Shapiro | Management | For | For |
1h | Elect Director James S. Turley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: IRWD SECURITY ID: 46333X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan E. Roberts | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
1.3 | Elect Director Peter M. Hecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 01, 2013 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KALOBIOS PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: KBIO SECURITY ID: 48344T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pritchard | Management | For | For |
1.2 | Elect Director James I. Healy (RESIGNED) | Management | None | None |
1.3 | Elect Director Denise Gilbert | Management | For | For |
1.4 | Elect Director Laurie Smaldone Alsup | Management | For | For |
1.5 | Elect Director Ted W. Love | Management | For | For |
1.6 | Elect Director Gary Lyons | Management | For | For |
1.7 | Elect Director V. Bryan Lawlis, Jr. | Management | For | For |
1.8 | Elect Director Raymond M. Withy | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KARYOPHARM THERAPEUTICS INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: KPTI SECURITY ID: 48576U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KYTHERA BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: KYTH SECURITY ID: 501570105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Michael Ball | Management | For | For |
1.2 | Elect Director Nathaniel David | Management | For | For |
1.3 | Elect Director Robert T. Nelsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Barker | Management | For | For |
1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
1.3 | Elect Director Judith L. Swain | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 04, 2014 | ||||
TICKER: LGND SECURITY ID: 53220K504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason M. Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Spin-off Agreement | Shareholder | Against | For |
MACROGENICS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: MGNX SECURITY ID: 556099109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Koenig | Management | For | For |
1.2 | Elect Director Matthew Fust | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MANNKIND CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: MNKD SECURITY ID: 56400P201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred E. Mann | Management | For | For |
1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
1.3 | Elect Director Ronald Consiglio | Management | For | For |
1.4 | Elect Director Michael A. Friedman | Management | For | For |
1.5 | Elect Director Kent Kresa | Management | For | For |
1.6 | Elect Director David H. MacCallum | Management | For | For |
1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: MACK SECURITY ID: 590328100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Mulroy | Management | For | For |
1.2 | Elect Director Gary L. Crocker | Management | For | For |
1.3 | Elect Director James van B. Dresser | Management | For | For |
1.4 | Elect Director Gordon J. Fehr | Management | For | For |
1.5 | Elect Director John Mendelsohn | Management | For | For |
1.6 | Elect Director Sarah E. Nash | Management | For | For |
1.7 | Elect Director Michael E. Porter | Management | For | For |
1.8 | Elect Director James H. Quigley | Management | For | For |
1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MRTX SECURITY ID: 60468T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Henry J. Fuchs | Management | For | Withhold |
1.3 | Elect Director Craig Johnson | Management | For | For |
1.4 | Elect Director Rodney W. Lappe | Management | For | For |
1.5 | Elect Director William R. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Downey | Management | For | For |
1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
1.3 | Elect Director Peter Barton Hutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MYOS CORPORATION MEETING DATE: DEC 16, 2013 | ||||
TICKER: MYOS SECURITY ID: 554051102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hariri | Management | For | For |
1.2 | Elect Director Louis J. Aronne | Management | For | For |
1.3 | Elect Director Peter Diamandis | Management | For | For |
1.4 | Elect Director Buzz Aldrin | Management | For | For |
1.5 | Elect Director Sapna Srivastava | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Meldrum | Management | For | For |
1.2 | Elect Director Heiner Dreismann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEWLINK GENETICS CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: NLNK SECURITY ID: 651511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Raffin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NOVAVAX, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: NVAX SECURITY ID: 670002104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Rajiv I. Modi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NOVELOS THERAPEUTICS, INC. MEETING DATE: DEC 12, 2013 | ||||
TICKER: NVLT SECURITY ID: 67000M209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ONCOMED PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: OMED SECURITY ID: 68234X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elisha P. ('Terry') Gould, III | Management | For | Withhold |
1.2 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONCONOVA THERAPEUTICS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: ONTX SECURITY ID: 68232V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry S. Bienen | Management | For | For |
1.2 | Elect Director Jerome E. Groopman | Management | For | For |
1.3 | Elect Director Michael B. Hoffman | Management | For | For |
1.4 | Elect Director Ramesh Kumar | Management | For | For |
1.5 | Elect Director Viren Mehta | Management | For | For |
1.6 | Elect Director E. Premkumar Reddy | Management | For | For |
1.7 | Elect Director Anne M. VanLent | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPHTHOTECH CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: OPHT SECURITY ID: 683745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Galakatos | Management | For | For |
1.2 | Elect Director Michael Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPKO HEALTH, INC. MEETING DATE: AUG 28, 2013 | ||||
TICKER: OPK SECURITY ID: 68375N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Jane H. Hsiao | Management | For | Withhold |
1.3 | Elect Director Steven D. Rubin | Management | For | For |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | For |
1.6 | Elect Director Dmitry Kolosov | Management | For | For |
1.7 | Elect Director Richard A. Lerner | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | For |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Issue Shares in Connection with Acquisition | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
OPKO HEALTH, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: OPK SECURITY ID: 68375N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Jane H. Hsiao | Management | For | For |
1.3 | Elect Director Steven D. Rubin | Management | For | For |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | For |
1.6 | Elect Director Dmitry Kolosov | Management | For | For |
1.7 | Elect Director Richard A. Lerner | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | For |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORAGENICS, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: OGEN SECURITY ID: 684023203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Telling | Management | For | For |
1.2 | Elect Director John N. Bonfiglio | Management | For | For |
1.3 | Elect Director Christine L. Koski | Management | For | For |
1.4 | Elect Director Robert C. Koski | Management | For | For |
1.5 | Elect Director Charles L. Pope | Management | For | For |
1.6 | Elect Director Alan Dunton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ORAGENICS, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: OGEN SECURITY ID: 684023922 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Telling | Management | For | For |
1.2 | Elect Director John N. Bonfiglio | Management | For | For |
1.3 | Elect Director Christine L. Koski | Management | For | For |
1.4 | Elect Director Robert C. Koski | Management | For | For |
1.5 | Elect Director Charles L. Pope | Management | For | For |
1.6 | Elect Director Alan Dunton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OREXIGEN THERAPEUTICS, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: OREX SECURITY ID: 686164104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eckard Weber | Management | For | For |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
1.3 | Elect Director Michael A. Narachi | Management | For | For |
2 | Approve Flexible Settlement Feature for the Potential Conversion of the Notes | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
OSIRIS THERAPEUTICS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: OSIR SECURITY ID: 68827R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lode Debrabandere | Management | For | For |
1.2 | Elect Director Felix Gutzwiller | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OVASCIENCE, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: OVAS SECURITY ID: 69014Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Aldrich | Management | For | For |
1.2 | Elect Director Stephen Kraus | Management | For | For |
1.3 | Elect Director Mary Fisher | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
1.2 | Elect Director Gary Pace | Management | For | For |
1.3 | Elect Director David Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Gryska | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PORTOLA PHARMACEUTICALS, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: PTLA SECURITY ID: 737010108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director John H. Johnson | Management | For | For |
1.3 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Crowley | Management | For | For |
1.2 | Elect Director Paul J. Maddon | Management | For | For |
1.3 | Elect Director Mark R. Baker | Management | For | For |
1.4 | Elect Director Karen J. Ferrante | Management | For | For |
1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
1.6 | Elect Director David A. Scheinberg | Management | For | For |
1.7 | Elect Director Nicole S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROQR THERAPEUTICS BV MEETING DATE: JUN 03, 2014 | ||||
TICKER: SECURITY ID: 69E998237 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Allocation of Income | Management | For | For |
6 | Approve Discharge of Daniel Anton de Boer | Management | For | For |
7 | Approve Discharge of Gerardus Jogannes Platenburg | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
PROSENSA HOLDING NV MEETING DATE: JAN 23, 2014 | ||||
TICKER: RNA SECURITY ID: N71546100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Georges Gemayel to Supervisory Board | Management | For | Did Not Vote |
3 | Other Business (Non-Voting) | Management | None | None |
4 | Close Meeting | Management | None | None |
PROSENSA HOLDING NV MEETING DATE: JUN 17, 2014 | ||||
TICKER: RNA SECURITY ID: N71546100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.2 | Discuss Remuneration Report | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
8 | Elect Michael Wyzga to Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10.1 | Authorize Repurchase of Ordinary Shares Up to 50 Percent of Issued Share Capital | Management | For | For |
10.2 | Authorize Repurchase of Preferred Shares | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 07, 2013 | ||||
TICKER: PLX SECURITY ID: 74365A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Aviezer | Management | For | For |
1.2 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.3 | Elect Director Zeev Bronfeld | Management | For | For |
1.4 | Elect Director Amos Bar Shalev | Management | For | For |
1.5 | Elect Director Yodfat Harel Buchris | Management | For | For |
1.6 | Elect Director Roger D. Komberg | Management | For | Withhold |
1.7 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PROTHENA CORPORATION PLC MEETING DATE: MAY 21, 2014 | ||||
TICKER: PRTA SECURITY ID: G72800108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dale B. Schenk | Management | For | For |
1b | Elect Director Dennis J. Selkoe | Management | For | For |
1c | Elect Director Richard T. Collier | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PTC THERAPEUTICS, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: PTCT SECURITY ID: 69366J200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart W. Peltz | Management | For | For |
1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RAPTOR PHARMACEUTICAL CORP. MEETING DATE: JUL 23, 2013 | ||||
TICKER: RPTP SECURITY ID: 75382F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Starr | Management | For | For |
1.2 | Elect Director Raymond W. (Bill) Anderson | Management | For | For |
1.3 | Elect Director Suzanne L. Bruhn | Management | For | For |
1.4 | Elect Director Richard L. Franklin | Management | For | For |
1.5 | Elect Director Llew Keltner | Management | For | For |
1.6 | Elect Director Erich Sager | Management | For | For |
1.7 | Elect Director Vijay B. Samant | Management | For | For |
1.8 | Elect Director Timothy P. Walbert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
RECEPTOS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: RCPT SECURITY ID: 756207106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Faheem Hasnain | Management | For | Withhold |
1.2 | Elect Director Erle T. Mast | Management | For | Withhold |
1.3 | Elect Director Mary Lynne Hedley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Christine A. Poon | Management | For | For |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
REGULUS THERAPEUTICS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: RGLS SECURITY ID: 75915K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Mark G. Foletta | Management | For | For |
1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
1.5 | Elect Director B. Lynne Parshall | Management | For | For |
1.6 | Elect Director William H. Rastetter | Management | For | For |
1.7 | Elect Director Douglas Williams | Management | For | For |
1.8 | Elect Director Kleanthis G. Xanthopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RELYPSA, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: RLYP SECURITY ID: 759531106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
1.2 | Elect Director Daniel K. Spiegelman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REPROS THERAPEUTICS INC. MEETING DATE: JUN 16, 2014 | ||||
TICKER: RPRX SECURITY ID: 76028H209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph S. Podolski | Management | For | For |
1.2 | Elect Director Daniel F. Cain | Management | For | For |
1.3 | Elect Director Nola E. Masterson | Management | For | For |
1.4 | Elect Director Saira Ramasastry | Management | For | For |
1.5 | Elect Director Michael Suesserman | Management | For | For |
1.6 | Elect Director Michael G. Wyllie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Moos | Management | For | For |
1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC. MEETING DATE: APR 21, 2014 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director Saira Ramasastry | Management | For | For |
1.7 | Elect Director William R. Ringo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: SRPT SECURITY ID: 803607100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Garabedian | Management | For | For |
1.2 | Elect Director William Goolsbee | Management | For | For |
1.3 | Elect Director Gil Price | Management | For | For |
1.4 | Elect Director Hans Wigzell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Orwin | Management | For | For |
1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
1.3 | Elect Director David W. Gryska | Management | For | For |
1.4 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOPHIRIS BIO INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: SPHS SECURITY ID: 83578Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lars Ekman | Management | For | For |
2.2 | Elect Director John (Jack) Geltosky | Management | For | For |
2.3 | Elect Director Jim Heppell | Management | For | For |
2.4 | Elect Director Gerald T. Proehl | Management | For | For |
2.5 | Elect Director Joseph L. Turner | Management | For | For |
2.6 | Elect Director Randall E. Woods | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SORRENTO THERAPEUTICS, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: SRNE SECURITY ID: 83587F202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry Ji | Management | For | Withhold |
1.2 | Elect Director William S. Marth | Management | For | For |
1.3 | Elect Director Vuong Trieu | Management | For | For |
1.4 | Elect Director Kim D. Janda | Management | For | Withhold |
1.5 | Elect Director Cam Gallagher | Management | For | Withhold |
1.6 | Elect Director Jaisim Shah | Management | For | For |
1.7 | Elect Director Mark Durand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SORRENTO THERAPEUTICS, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: SRNE SECURITY ID: 83587F921 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry Ji | Management | For | Withhold |
1.2 | Elect Director William S. Marth | Management | For | For |
1.3 | Elect Director Vuong Trieu | Management | For | For |
1.4 | Elect Director Kim D. Janda | Management | For | Withhold |
1.5 | Elect Director Cam Gallagher | Management | For | Withhold |
1.6 | Elect Director Jaisim Shah | Management | For | For |
1.7 | Elect Director Mark Durand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: SPPI SECURITY ID: 84763A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Cohen | Management | For | For |
1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
1.3 | Elect Director Stuart M. Krassner | Management | For | Withhold |
1.4 | Elect Director Luigi Lenaz | Management | For | Withhold |
1.5 | Elect Director Anthony E. Maida | Management | For | Withhold |
1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
1.7 | Elect Director Dolatrai Vyas | Management | For | Withhold |
2 | Amend Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STEMLINE THERAPEUTICS, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: STML SECURITY ID: 85858C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNESIS PHARMACEUTICALS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: SNSS SECURITY ID: 867328601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. Fust | Management | For | For |
1.2 | Elect Director David C. Stump | Management | For | For |
1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNAGEVA BIOPHARMA CORP. MEETING DATE: JUN 04, 2014 | ||||
TICKER: GEVA SECURITY ID: 87159A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SYNERGY PHARMACEUTICALS INC. MEETING DATE: SEP 30, 2013 | ||||
TICKER: SGYP SECURITY ID: 871639308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Jacob | Management | For | For |
1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
1.5 | Elect Director Christopher McGuigan | Management | For | For |
1.6 | Elect Director Alan F. Joslyn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNTA PHARMACEUTICALS CORP. MEETING DATE: JUN 12, 2014 | ||||
TICKER: SNTA SECURITY ID: 87162T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Kufe | Management | For | For |
1.2 | Elect Director William S. Reardon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYNTHETIC BIOLOGICS, INC. MEETING DATE: OCT 22, 2013 | ||||
TICKER: SYN SECURITY ID: 87164U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve H. Kanzer | Management | For | For |
1.2 | Elect Director Jeffrey J. Kraws | Management | For | For |
1.3 | Elect Director Jeffrey Riley | Management | For | For |
1.4 | Elect Director Scott L. Tarriff | Management | For | For |
1.5 | Elect Director Jeffrey Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SYNTHETIC BIOLOGICS, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: SYN SECURITY ID: 87164U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey J. Kraws | Management | For | For |
1.2 | Elect Director Jeffrey Riley | Management | For | For |
1.3 | Elect Director Scott L. Tarriff | Management | For | For |
1.4 | Elect Director Jeffrey Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESARO, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
1.3 | Elect Director David M. Mott | Management | For | For |
1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
1.5 | Elect Director James O. Armitage | Management | For | For |
1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1.7 | Elect Director Arnold L. Oronsky | Management | For | For |
1.8 | Elect Director Beth Seidenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THERAPEUTICSMD, INC. MEETING DATE: AUG 22, 2013 | ||||
TICKER: TXMD SECURITY ID: 88338N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director Cooper C. Collins | Management | For | For |
1.6 | Elect Director Samuel A. Greco | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Nicholas Segal | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERAPEUTICSMD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: TXMD SECURITY ID: 88338N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director Cooper C. Collins | Management | For | For |
1.6 | Elect Director Randall Stanicky | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERAVANCE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta H. Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Burton G. Malkiel | Management | For | For |
1.5 | Elect Director Peter S. Ringrose | Management | For | For |
1.6 | Elect Director William H. Waltrip | Management | For | For |
1.7 | Elect Director George M. Whitesides | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: THLD SECURITY ID: 885807206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TRANSGENOMIC, INC. MEETING DATE: JAN 14, 2014 | ||||
TICKER: TBIO SECURITY ID: 89365K206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
TRANSGENOMIC, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: TBIO SECURITY ID: 89365K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRANSGENOMIC, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: TBIO SECURITY ID: 89365K925 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIQURE NV MEETING DATE: JUN 11, 2014 | ||||
TICKER: QURE SECURITY ID: N90064101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Elect Will Lewis to Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
12 | Close Meeting | Management | None | None |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERASTEM, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: VSTM SECURITY ID: 92337C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison Lawton | Management | For | Withhold |
1.2 | Elect Director Stephen A. Sherwin | Management | For | Withhold |
1.3 | Elect Director Timothy Barberich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 07, 2014 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
1.2 | Elect Director Wayne J. Riley | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VICAL INCORPORATED MEETING DATE: MAY 22, 2014 | ||||
TICKER: VICL SECURITY ID: 925602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Merton | Management | For | For |
1.2 | Elect Director Vijay B. Samant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XENCOR, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: XNCR SECURITY ID: 98401F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
1.4 | Elect Director Jonathan Fleming | Management | For | For |
1.5 | Elect Director John S. Stafford, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XOMA CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: XOMA SECURITY ID: 98419J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Varian | Management | For | For |
1.2 | Elect Director Patrick J. Scannon | Management | For | For |
1.3 | Elect Director W. Denman Van Ness | Management | For | For |
1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
1.5 | Elect Director Peter Barton Hutt | Management | For | For |
1.6 | Elect Director Joseph M. Limber | Management | For | For |
1.7 | Elect Director Kelvin Neu | Management | For | For |
1.8 | Elect Director Timothy P. Walbert | Management | For | For |
1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Murray Brennan | Management | For | Withhold |
1.3 | Elect Director James A. Cannon | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Randal J. Kirk | Management | For | For |
1.6 | Elect Director Timothy McInerney | Management | For | Withhold |
1.7 | Elect Director Michael Weiser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ZOGENIX, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: ZGNX SECURITY ID: 98978L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Cam L. Garner | Management | For | For |
1.3 | Elect Director Mark Wiggins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVA OPTICAL NETWORKING SE MEETING DATE: JUN 05, 2014 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Approve Creation of EUR 24 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 3 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 28, 2014 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Elect Veronique Morali as Director | Management | For | For |
5 | Elect Francesco Caio as Director | Management | For | For |
6 | Reelect Kim Crawford as Director | Management | For | For |
7 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
8 | Advisory Vote on Compensation of Michel Combes | Management | For | For |
9 | Advisory Vote on Compensation of Philippe Camus | Management | For | For |
10 | Ratify Change of Registered Office to 148/152, Route de la Reine, 92100 Boulogne-Billancourt and Amend Article 4 of Bylaws Accordingly | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 46.5 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28.25 Million, and up to Aggregate Nominal Amount of EUR 14.1 Million without a Binding Priority Right | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 14.1 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
20 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
24 | Amendments or new resolutions proposed at the meeting | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: AUG 07, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting | Management | For | For |
2 | Approve Bonus to Rami Hadar, President and CEO | Management | For | For |
3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
4 | Grant Shraga Katz Options to Purchase Shares | Management | For | For |
5 | Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO. | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Company Business for 2012 | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALTERA CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Krish A. Prabhu | Management | For | For |
1g | Elect Director Shane V. Robison | Management | For | For |
1h | Elect Director John Shoemaker | Management | For | For |
1i | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMDOCS LIMITED MEETING DATE: JAN 30, 2014 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | For |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ANAREN, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: ANEN SECURITY ID: 032744104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Robison | Management | For | For |
1.2 | Elect Director John L. Smucker | Management | For | For |
1.3 | Elect Director Patricia T. Civil | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | Against | For |
4 | Ratify Auditors | Management | For | For |
ANAREN, INC. MEETING DATE: FEB 06, 2014 | ||||
TICKER: ANEN SECURITY ID: 032744104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
11 | Proxy Access | Shareholder | Against | Against |
ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACKBERRY LIMITED MEETING DATE: JUN 19, 2014 | ||||
TICKER: BB SECURITY ID: 09228F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Chen | Management | For | For |
1.2 | Elect Director Timothy Dattels | Management | For | For |
1.3 | Elect Director Claudia Kotchka | Management | For | For |
1.4 | Elect Director Richard Lynch | Management | For | For |
1.5 | Elect Director Barbara Stymiest | Management | For | For |
1.6 | Elect Director Prem Watsa | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Approve Deferred Share Unit Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
BROADCOM CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | For |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 08, 2014 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director Dave House | Management | For | For |
1.7 | Elect Director L. William Krause | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CALIX, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: CALX SECURITY ID: 13100M509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin DeNuccio | Management | For | For |
1.2 | Elect Director Michael Matthews | Management | For | For |
1.3 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert D. Daleo | Management | For | For |
1b | Elect Director Murray J. Demo | Management | For | For |
1c | Elect Director Asiff S. Hirji | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 10, 2013 | ||||
TICKER: CMTL SECURITY ID: 205826209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Kornberg | Management | For | For |
1.2 | Elect Director Edwin Kantor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
EQUINIX, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Gary Hromadko | Management | For | For |
1.3 | Elect Director Scott Kriens | Management | For | For |
1.4 | Elect Director William Luby | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Christopher Paisley | Management | For | For |
1.7 | Elect Director Stephen Smith | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 13, 2014 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FINISAR CORPORATION MEETING DATE: SEP 03, 2013 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 29, 2013 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect H. Raymond Bingham as Director | Management | For | For |
1b | Reelect Willy C. Shih as Director | Management | For | For |
2 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
GIGAMON INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: GIMO SECURITY ID: 37518B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Ruettgers | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GSI TECHNOLOGY, INC. MEETING DATE: AUG 22, 2013 | ||||
TICKER: GSIT SECURITY ID: 36241U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Haydn Hsieh | Management | For | For |
1.2 | Elect Director Ruey L. Lu | Management | For | For |
1.3 | Elect Director Lee-Lean Shu | Management | For | For |
1.4 | Elect Director Arthur O. Whipple | Management | For | For |
1.5 | Elect Director Robert Yau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
INFINERA CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
INTERDIGITAL, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: IDCC SECURITY ID: 45867G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gilbert F. Amelio | Management | For | For |
1b | Elect Director Jeffrey K. Belk | Management | For | For |
1c | Elect Director Steven T. Clontz | Management | For | For |
1d | Elect Director Edward B. Kamins | Management | For | For |
1e | Elect Director John A. Kritzmacher | Management | For | For |
1f | Elect Director William J. Merritt | Management | For | For |
1g | Elect Director Jean F. Rankin | Management | For | For |
1h | Elect Director Robert S. Roath | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
1c | Elect Director David W. Dorman | Management | For | For |
1d | Elect Director Michael V. Hayden | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Anne R. Pramaggiore | Management | For | For |
1g | Elect Director Samuel C. Scott, III | Management | For | For |
1h | Elect Director Bradley E. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
NETGEAR, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: NTGR SECURITY ID: 64111Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C. S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
NOKIA CORP. MEETING DATE: NOV 19, 2013 | ||||
TICKER: NOK1V SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Approve Sale of the Devices & Services Business | Management | For | Did Not Vote |
7 | Close Meeting | Management | None | None |
NOKIA CORP. MEETING DATE: JUN 17, 2014 | ||||
TICKER: NOK1V SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and an Ordinary Dividend of EUR 0.11 Per Share and a Special Dividend of EUR 0.26 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for the Vice Chairman, and EUR 130,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Nine | Management | For | Did Not Vote |
12.1 | Elect Vivek Badrinath as Director | Management | For | Did Not Vote |
12.2 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
12.3 | Elect Elizabeth Doherty as Director | Management | For | Did Not Vote |
12.4 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.5 | Elect Marten Mickos as Director | Management | For | Did Not Vote |
12.6 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
12.7 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.8 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
12.9 | Elect Dennis Strigl as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
16 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
OCLARO, INC. MEETING DATE: JAN 14, 2014 | ||||
TICKER: OCLR SECURITY ID: 67555N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kendall Cowan | Management | For | For |
1.2 | Elect Director Joel A. Smith, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Limit Executive Compensation | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
PALO ALTO NETWORKS, INC. MEETING DATE: DEC 11, 2013 | ||||
TICKER: PANW SECURITY ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Asheem Chandna | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Mark D. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLANTRONICS, INC. MEETING DATE: AUG 01, 2013 | ||||
TICKER: PLT SECURITY ID: 727493108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marv Tseu | Management | For | For |
1.2 | Elect Director Ken Kannappan | Management | For | For |
1.3 | Elect Director Brian Dexheimer | Management | For | For |
1.4 | Elect Director Robert Hagerty | Management | For | For |
1.5 | Elect Director Gregg Hammann | Management | For | For |
1.6 | Elect Director John Hart | Management | For | For |
1.7 | Elect Director Marshall Mohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POLYCOM, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Leav | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director Martha H. Bejar | Management | For | For |
1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROCERA NETWORKS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: PKT SECURITY ID: 74269U203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott McClendon | Management | For | For |
1.2 | Elect Director James F. Brear | Management | For | For |
1.3 | Elect Director Staffan Hillberg | Management | For | For |
1.4 | Elect Director Alan B. Lefkof | Management | For | For |
1.5 | Elect Director Mary Losty | Management | For | For |
1.6 | Elect Director Douglas Miller | Management | For | For |
1.7 | Elect Director Thomas Saponas | Management | For | For |
1.8 | Elect Director William Slavin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 04, 2014 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis J. Moorman | Management | For | For |
1.2 | Elect Director Graham Weston | Management | For | For |
1.3 | Elect Director Ossa Fisher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
RADWARE LTD. MEETING DATE: OCT 03, 2013 | ||||
TICKER: RDWR SECURITY ID: M81873107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
2 | Reelect Yair Tauman as External Director | Management | For | For |
3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
RESEARCH IN MOTION LIMITED MEETING DATE: JUL 09, 2013 | ||||
TICKER: BB SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Dattels | Management | For | For |
1.2 | Elect Director Thorsten Heins | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Richard Lynch | Management | For | For |
1.6 | Elect Director Roger Martin | Management | For | For |
1.7 | Elect Director Bert Nordberg | Management | For | For |
1.8 | Elect Director Barbara Stymiest | Management | For | For |
1.9 | Elect Director Prem Watsa | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Company Name to Blackberry Limited | Management | For | For |
4 | Amend Bylaws | Management | For | For |
5 | Approve Equity Incentive Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Lewis | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
ROVI CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Carson | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SEMTECH CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | Withhold |
1.2 | Elect Director Matthew W. Bross | Management | For | For |
1.3 | Elect Director John P. Cunningham | Management | For | Withhold |
1.4 | Elect Director Raymond P. Dolan | Management | For | Withhold |
1.5 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.6 | Elect Director Howard E. Janzen | Management | For | Withhold |
1.7 | Elect Director Richard J. Lynch | Management | For | For |
1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.9 | Elect Director John A. Schofield | Management | For | Withhold |
1.10 | Elect Director Scott E. Schubert | Management | For | Withhold |
1.11 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SPIRENT COMMUNICATIONS PLC MEETING DATE: APR 23, 2014 | ||||
TICKER: SPT SECURITY ID: G83562101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Rachel Whiting as Director | Management | For | For |
6 | Re-elect Eric Hutchinson as Director | Management | For | For |
7 | Re-elect Duncan Lewis as Director | Management | For | For |
8 | Re-elect Tom Maxwell as Director | Management | For | For |
9 | Re-elect Ian Brindle as Director | Management | For | For |
10 | Re-elect Sue Swenson as Director | Management | For | For |
11 | Re-elect Alex Walker as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SUPER MICRO COMPUTER, INC. MEETING DATE: FEB 13, 2014 | ||||
TICKER: SMCI SECURITY ID: 86800U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Liang | Management | For | For |
1.2 | Elect Director Sherman Tuan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYMMETRICOM, INC. MEETING DATE: OCT 25, 2013 | ||||
TICKER: SYMM SECURITY ID: 871543104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director Robert T. Clarkson | Management | For | For |
1.3 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.4 | Elect Director Robert M. Neumeister, Jr. | Management | For | For |
1.5 | Elect Director Richard N. Snyder | Management | For | For |
1.6 | Elect Director Robert J. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: APR 11, 2014 | ||||
TICKER: ERIC B SECURITY ID: 294821608 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
9 | Presentation of Nominating Committee's Proposals | Management | None | None |
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Did Not Vote |
9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.5 | Fix Number of Auditors at One | Management | For | Did Not Vote |
9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2014 Stock Purchase Plan | Management | For | Did Not Vote |
11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | Did Not Vote |
11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | Did Not Vote |
11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | Did Not Vote |
14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
17 | Close Meeting | Management | None | None |
VOCERA COMMUNICATIONS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: VCRA SECURITY ID: 92857F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian D. Ascher | Management | For | For |
1.2 | Elect Director John B. Grotting | Management | For | For |
1.3 | Elect Director Howard E. Janzen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WI-LAN INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: WIN SECURITY ID: 928972108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Douglas Skippen | Management | For | For |
1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
1.3 | Elect Director John Kendall Gillberry | Management | For | For |
1.4 | Elect Director William Keith Jenkins | Management | For | For |
1.5 | Elect Director W. Paul McCarten | Management | For | For |
1.6 | Elect Director Richard J. Shorkey | Management | For | For |
1.7 | Elect Director Robert S. Bramson | Management | For | For |
1.8 | Elect Director Jim Roche | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
5 | Amend By-Law No. 1 and Approve Advance Notice Policy | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 19, 2014 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James B. Bachmann | Management | For | For |
1b | Elect Director Bonnie R. Brooks | Management | For | For |
1c | Elect Director Terry L. Burman | Management | For | For |
1d | Elect Director Sarah M. Gallagher | Management | For | For |
1e | Elect Director Michael E. Greenlees | Management | For | For |
1f | Elect Director Archie M. Griffin | Management | For | For |
1g | Elect Director Michael S. Jeffries | Management | For | For |
1h | Elect Director Arthur C. Martinez | Management | For | For |
1i | Elect Director Diane L. Neal | Management | For | For |
1j | Elect Director Charles R. Perrin | Management | For | For |
1k | Elect Director Stephanie M. Shern | Management | For | For |
1l | Elect Director Craig R. Stapleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
AUTOZONE, INC. MEETING DATE: DEC 18, 2013 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLOOMIN' BRANDS, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: BLMN SECURITY ID: 094235108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Craigie | Management | For | For |
1.2 | Elect Director Mindy Grossman | Management | For | For |
1.3 | Elect Director Mark E. Nunnelly | Management | For | For |
1.4 | Elect Director Chris T. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BURGER KING WORLDWIDE, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: BKW SECURITY ID: 121220107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandre Behring | Management | For | For |
1.2 | Elect Director Martin E. Franklin | Management | For | For |
1.3 | Elect Director Paul J. Fribourg | Management | For | For |
1.4 | Elect Director Bernardo Hees | Management | For | For |
1.5 | Elect Director Alan C. Parker | Management | For | For |
1.6 | Elect Director Carlos Alberto R. Sicupira | Management | For | For |
1.7 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
1.8 | Elect Director Alexandre Van Damme | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: JUN 04, 2014 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director John Gottschalk | Management | For | For |
1.5 | Elect Director Dennis Highby | Management | For | For |
1.6 | Elect Director Reuben Mark | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Thomas L. Millner | Management | For | For |
1.9 | Elect Director Donna M. Milrod | Management | For | For |
1.10 | Elect Director Beth M. Pritchard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 03, 2014 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DICK'S SPORTING GOODS, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.2 | Elect Director Lawrence J. Schorr | Management | For | For |
1.3 | Elect Director Edward W. Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: APR 29, 2014 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Anthony Vinciquerra | Management | For | For |
1l | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | For |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOLLAR TREE, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director H. Ray Compton | Management | For | For |
1.5 | Elect Director Conrad M. Hall | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director J. Douglas Perry | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
DSW INC. MEETING DATE: OCT 14, 2013 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Stock Split | Management | For | For |
EBAY INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FOOT LOCKER, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicholas DiPaolo | Management | For | For |
1b | Elect Director Matthew M. McKenna | Management | For | For |
1c | Elect Director Steven Oakland | Management | For | For |
1d | Elect Director Cheryl Nido Turpin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOSSIL GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: FOSL SECURITY ID: 34988V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine B. Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director William B. Chiasson | Management | For | For |
1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.5 | Elect Director Diane L. Neal | Management | For | For |
1.6 | Elect Director Thomas M. Nealon | Management | For | For |
1.7 | Elect Director Mark D. Quick | Management | For | For |
1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.9 | Elect Director Jal S. Shroff | Management | For | For |
1.10 | Elect Director James E. Skinner | Management | For | For |
1.11 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIBBETT SPORTS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: HIBB SECURITY ID: 428567101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Crudele | Management | For | For |
1.2 | Elect Director Albert C. Johnson | Management | For | For |
1.3 | Elect Director Ralph T. Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JARDEN CORPORATION MEETING DATE: JUN 12, 2014 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Heckmann | Management | For | For |
1.2 | Elect Director Irwin D. Simon | Management | For | For |
1.3 | Elect Director William J. Grant | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAR AUCTION SERVICES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: KAR SECURITY ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
1.2 | Elect Director Brian T. Clingen | Management | For | For |
1.3 | Elect Director Donna R. Ecton | Management | For | For |
1.4 | Elect Director Peter R. Formanek | Management | For | For |
1.5 | Elect Director James P. Hallett | Management | For | For |
1.6 | Elect Director Mark E. Hill | Management | For | For |
1.7 | Elect Director Lynn Jolliffe | Management | For | For |
1.8 | Elect Director Michael T. Kestner | Management | For | For |
1.9 | Elect Director John P. Larson | Management | For | For |
1.10 | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY GLOBAL PLC MEETING DATE: JAN 30, 2014 | ||||
TICKER: LBTYA SECURITY ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
LIBERTY GLOBAL PLC MEETING DATE: JUN 26, 2014 | ||||
TICKER: LBTYK SECURITY ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Miranda Curtis | Management | For | Against |
2 | Elect Director John W. Dick | Management | For | Against |
3 | Elect Director J.C. Sparkman | Management | For | Against |
4 | Elect Director J. David Wargo | Management | For | Against |
5 | Approve Remuneration Policy | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Remuneration Report | Management | For | Against |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | For |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | ElectionElect Director Richard H. Lenny | Management | For | For |
1c | Elect Director Walter E. Massey | Management | For | For |
1d | Elect Director Cary D. McMillan | Management | For | For |
1e | Elect Director Sheila A. Penrose | Management | For | For |
1f | Elect Director John W. Rogers, Jr. | Management | For | For |
1g | Elect Director Roger W. Stone | Management | For | For |
1h | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
NIKE, INC. MEETING DATE: SEP 19, 2013 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
NVR, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. E. Andrews | Management | For | For |
1.2 | Elect Director Robert C. Butler | Management | For | For |
1.3 | Elect Director Timothy M. Donahue | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director Alfred E. Festa | Management | For | For |
1.6 | Elect Director Ed Grier | Management | For | For |
1.7 | Elect Director Manuel H. Johnson | Management | For | For |
1.8 | Elect Director Mel Martinez | Management | For | For |
1.9 | Elect Director William A. Moran | Management | For | For |
1.10 | Elect Director David A. Preiser | Management | For | For |
1.11 | Elect Director W. Grady Rosier | Management | For | For |
1.12 | Elect Director Dwight C. Schar | Management | For | For |
1.13 | Elect Director Paul W. Whetsell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director Paul R. Lederer | Management | For | For |
2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PANERA BREAD COMPANY MEETING DATE: JUN 05, 2014 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred K. Foulkes | Management | For | For |
1.2 | Elect Director Ronald M. Shaich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director David K. Lenhardt | Management | For | For |
1g | Elect Director Richard K. Lochridge | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Elizabeth A. Nickels | Management | For | For |
1j | Elect Director Thomas G. Stemberg | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PVH CORP. MEETING DATE: JUN 19, 2014 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Brent Callinicos | Management | For | For |
1.3 | Elect Director Emanuel Chirico | Management | For | For |
1.4 | Elect Director Juan R. Figuereo | Management | For | For |
1.5 | Elect Director Joseph B. Fuller | Management | For | For |
1.6 | Elect Director Fred Gehring | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Henry Nasella | Management | For | For |
1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | For |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director George P. Orban | Management | For | For |
1g | Elect Director Lawrence S. Peiros | Management | For | For |
1h | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 30, 2014 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director John R. Golliher | Management | For | For |
2.2 | Elect Director Edward W. Rabin | Management | For | For |
2.3 | Elect Director Gary G. Winterhalter | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SWATCH GROUP AG MEETING DATE: MAY 14, 2014 | ||||
TICKER: UHR SECURITY ID: H83949133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share | Management | For | Did Not Vote |
4.1 | Elect Nayla Hayek as Director | Management | For | Did Not Vote |
4.2 | Elect Esther Grether as Director | Management | For | Did Not Vote |
4.3 | Elect Ernst Tanner as Director | Management | For | Did Not Vote |
4.4 | Elect Georges N. Hayek as Director | Management | For | Did Not Vote |
4.5 | Elect Claude Nicollier as Director | Management | For | Did Not Vote |
4.6 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.7 | Elect Nayla Hayek as Board Chairman | Management | For | Did Not Vote |
5.1 | Appoint Nayla Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
5.2 | Appoint Esther Grether as Member of the Compensation Committee | Management | For | Did Not Vote |
5.3 | Appoint Ernst Tanner as Member of the Compensation Committee | Management | For | Did Not Vote |
5.4 | Appoint Georges N. Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
5.5 | Appoint Claude Nicollier as Member of the Compensation Committee | Management | For | Did Not Vote |
5.6 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
6 | Designate Bernhard Lehmann as Independent Proxy | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers Ltd as Auditors | Management | For | Did Not Vote |
TARGET CORPORATION MEETING DATE: JUN 11, 2014 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | For |
1d | Elect Director Henrique De Castro | Management | For | For |
1e | Elect Director James A. Johnson | Management | For | For |
1f | Elect Director Mary E. Minnick | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Derica W. Rice | Management | For | For |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ramsey | Management | For | For |
1.2 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
THE PRICELINE GROUP INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
TIME WARNER INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Paul D. Wachter | Management | For | For |
1.12 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary N. Dillon | Management | For | For |
1.2 | Elect Director Dennis K. Eck | Management | For | For |
1.3 | Elect Director Charles J. Philippin | Management | For | For |
1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VF CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.5 | Elect Director George Fellows | Management | For | For |
1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.7 | Elect Director Matthew J. Shattock | Management | For | For |
1.8 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura J. Alber | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Rose Marie Bravo | Management | For | For |
1.4 | Elect Director Patrick J. Connolly | Management | For | For |
1.5 | Elect Director Adrian T. Dillon | Management | For | For |
1.6 | Elect Director Anthony A. Greener | Management | For | For |
1.7 | Elect Director Ted W. Hall | Management | For | For |
1.8 | Elect Director Michael R. Lynch | Management | For | For |
1.9 | Elect Director Lorraine Twohill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOLVERINE WORLD WIDE, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: WWW SECURITY ID: 978097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Gerber | Management | For | For |
1.2 | Elect Director Blake W. Krueger | Management | For | For |
1.3 | Elect Director Nicholas T. Long | Management | For | For |
1.4 | Elect Director Michael A. Volkema | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
1.3 | Elect Director Brian Mulroney | Management | For | For |
1.4 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director Bonnie G. Hill | Management | For | For |
1f | Elect Director Jonathan S. Linen | Management | For | For |
1g | Elect Director Thomas C. Nelson | Management | For | For |
1h | Elect Director David C. Novak | Management | For | For |
1i | Elect Director Thomas M. Ryan | Management | For | For |
1j | Elect Director Jing-Shyh S. Su | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ELECTRONICS FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director W. Michael Barnes | Management | For | For |
1c | Elect Director John E. Caldwell | Management | For | For |
1d | Elect Director Henry WK Chow | Management | For | For |
1e | Elect Director Nora M. Denzel | Management | For | For |
1f | Elect Director Nicholas M. Donofrio | Management | For | For |
1g | Elect Director Martin L. Edelman | Management | For | For |
1h | Elect Director John R. Harding | Management | For | For |
1i | Elect Director Michael J. Inglis | Management | For | For |
1j | Elect Director Rory P. Read | Management | For | For |
1k | Elect Director Ahmed Yahia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AEROFLEX HOLDING CORP. MEETING DATE: NOV 15, 2013 | ||||
TICKER: ARX SECURITY ID: 007767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh Evans | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Bradley J. Gross | Management | For | For |
1.7 | Elect Director John D. Knoll | Management | For | For |
1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
1.10 | Elect Director Benjamin M. Polk | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: AUG 07, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting | Management | For | For |
2 | Approve Bonus to Rami Hadar, President and CEO | Management | For | For |
3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
4 | Grant Shraga Katz Options to Purchase Shares | Management | For | For |
5 | Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO. | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Company Business for 2012 | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALTERA CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Krish A. Prabhu | Management | For | For |
1g | Elect Director Shane V. Robison | Management | For | For |
1h | Elect Director John Shoemaker | Management | For | For |
1i | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Stephen D. Kelley | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Robert R. Morse | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent T. Roche | Management | For | For |
1c | Elect Director Richard M. Beyer | Management | For | For |
1d | Elect Director James A. Champy | Management | For | For |
1e | Elect Director John C. Hodgson | Management | For | For |
1f | Elect Director Yves-Andre Istel | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director F. Grant Saviers | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
11 | Proxy Access | Shareholder | Against | Against |
ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUDIENCE, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: ADNC SECURITY ID: 05070J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Santos | Management | For | For |
1.2 | Elect Director Marvin D. Burkett | Management | For | For |
1.3 | Elect Director Barry L. Cox | Management | For | For |
1.4 | Elect Director Rich Geruson | Management | For | For |
1.5 | Elect Director Mohan S. Gyani | Management | For | For |
1.6 | Elect Director George A. Pavlov | Management | For | For |
1.7 | Elect Director Patrick Scaglia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Bruno Guilmart | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director Justine F. Lien | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
AVNET, INC. MEETING DATE: NOV 08, 2013 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CAVIUM, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: CAVM SECURITY ID: 14964U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert D. Daleo | Management | For | For |
1b | Elect Director Murray J. Demo | Management | For | For |
1c | Elect Director Asiff S. Hirji | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 29, 2014 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephanie A. Burns | Management | For | For |
1.2 | Elect Director John A. Canning, Jr. | Management | For | For |
1.3 | Elect Director Richard T. Clark | Management | For | For |
1.4 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.5 | Elect Director James B. Flaws | Management | For | For |
1.6 | Elect Director Deborah A. Henretta | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director James R. Long | Management | For | For |
1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
1.6 | Elect Director J. D. Sherman | Management | For | For |
1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEMAND MEDIA, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: DMD SECURITY ID: 24802N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hawkins | Management | For | For |
1.2 | Elect Director Joshua G. James | Management | For | Withhold |
1.3 | Elect Director Victor E. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Approve Reverse Stock Split | Management | For | For |
6 | Approve Repricing of Options | Management | For | Against |
DIALOG SEMICONDUCTOR PLC MEETING DATE: MAY 01, 2014 | ||||
TICKER: DLG SECURITY ID: G5821P111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Policy | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Reappoint Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
6 | Re-elect Chris Burke as Director | Management | For | Did Not Vote |
7 | Re-elect Russell Shaw as Director | Management | For | Did Not Vote |
8 | Re-elect Aidan Hughes as Director | Management | For | Did Not Vote |
9 | Re-elect John McMonigall as Director | Management | For | Did Not Vote |
10 | Elect Eamonn O'Hare as Director | Management | For | Did Not Vote |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Did Not Vote |
12 | Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue | Management | For | Did Not Vote |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Did Not Vote |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
DIODES INCORPORATED MEETING DATE: MAY 27, 2014 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Raymond Soong | Management | For | For |
1.6 | Elect Director John M. Stich | Management | For | For |
1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
ENTROPIC COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Henry | Management | For | Withhold |
1.2 | Elect Director William Bock | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EZCHIP SEMICONDUCTORS LTD. MEETING DATE: SEP 10, 2013 | ||||
TICKER: EZCH SECURITY ID: M4146Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
3 | Grant Restricted Share Units to Directors | Management | For | For |
4 | Amend Stock 2007 U.S. Equity Incentive Plan | Management | For | For |
5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
F5 NETWORKS, INC. MEETING DATE: MAR 13, 2014 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Terry A. Klebe | Management | For | For |
1.4 | Elect Director Anthony Lear | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Kevin J. McGarity | Management | For | For |
1.7 | Elect Director Bryan R. Roub | Management | For | For |
1.8 | Elect Director Ronald W. Shelly | Management | For | For |
1.9 | Elect Director Mark S. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 29, 2013 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect H. Raymond Bingham as Director | Management | For | For |
1b | Reelect Willy C. Shih as Director | Management | For | For |
2 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director Gregg A. Lowe | Management | For | For |
1.6 | Elect Director Joanne M. Maguire | Management | For | For |
1.7 | Elect Director John W. Marren | Management | For | For |
1.8 | Elect Director James A. Quella | Management | For | For |
1.9 | Elect Director Peter Smitham | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
GIGAMON INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: GIMO SECURITY ID: 37518B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Ruettgers | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GT ADVANCED TECHNOLOGIES INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: GTAT SECURITY ID: 36191U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michal Conaway | Management | For | For |
1.2 | Elect Director Kathleen A. Cote | Management | For | For |
1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
1.4 | Elect Director Thomas Gutierrez | Management | For | For |
1.5 | Elect Director Matthew E. Massengill | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
1.7 | Elect Director Noel G. Watson | Management | For | For |
1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory R. Beecher | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Steve Sanghi | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INPHI CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.2 | Elect Director David Liddle | Management | For | For |
1.3 | Elect Director Bruce McWilliams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERMOLECULAR, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: IMI SECURITY ID: 45882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Baruch | Management | For | For |
1.2 | Elect Director Bruce M. McWilliams | Management | For | For |
1.3 | Elect Director George M. Scalise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JABIL CIRCUIT, INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
LAM RESEARCH CORPORATION MEETING DATE: NOV 07, 2013 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 10, 2013 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Ain | Management | For | For |
1.2 | Elect Director David G. Tacelli | Management | For | For |
1.3 | Elect Director Jorge L. Titinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICREL, INCORPORATED MEETING DATE: MAY 22, 2014 | ||||
TICKER: MCRL SECURITY ID: 594793101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond D. Zinn | Management | For | For |
1.2 | Elect Director John E. Bourgoin | Management | For | For |
1.3 | Elect Director Michael J. Callahan | Management | For | For |
1.4 | Elect Director Daniel Heneghan | Management | For | For |
1.5 | Elect Director Neil J. Miotto | Management | For | For |
1.6 | Elect Director Frank W. Schneider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 16, 2013 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Patrick J. Byrne | Management | For | For |
1.4 | Elect Director D. Mark Durcan | Management | For | For |
1.5 | Elect Director Warren East | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
1.8 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Approve 2014 Issuance of Restricted Stocks | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Repesentatives | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
MULTI-FINELINE ELECTRONIX, INC. MEETING DATE: MAR 05, 2014 | ||||
TICKER: MFLX SECURITY ID: 62541B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
1.2 | Elect Director James McCluney | Management | For | For |
1.3 | Elect Director Sam Yau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
NETGEAR, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: NTGR SECURITY ID: 64111Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C. S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
NUANCE COMMUNICATIONS, INC. MEETING DATE: FEB 03, 2014 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | Against |
1b | Elect Director Robert J. Frankenberg | Management | For | Against |
1c | Elect Director Patrick T. Hackett | Management | For | Against |
1d | Elect Director Brett Icahn | Management | For | For |
1e | Elect Director William H. Janeway | Management | For | Against |
1f | Elect Director Mark R. Laret | Management | For | Against |
1g | Elect Director Katharine A. Martin | Management | For | Against |
1h | Elect Director Mark B. Myers | Management | For | Against |
1i | Elect Director Philip J. Quigley | Management | For | Against |
1j | Elect Director David S. Schechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 23, 2014 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director James C. Gaither | Management | For | For |
1d | Elect Director Jen-Hsun Huang | Management | For | For |
1e | Elect Director Dawn Hudson | Management | For | For |
1f | Elect Director Harvey C. Jones | Management | For | For |
1g | Elect Director William J. Miller | Management | For | For |
1h | Elect Director Mark L. Perry | Management | For | For |
1i | Elect Director A. Brooke Seawell | Management | For | For |
1j | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: OCT 10, 2013 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
2b | Elect J. Southern as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV MEETING DATE: MAR 28, 2014 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV MEETING DATE: MAY 20, 2014 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 26, 2013 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shaw Hong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Bernard L. Han | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Against |
PEREGRINE SEMICONDUCTOR CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: PSMI SECURITY ID: 71366R703 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Allen | Management | For | For |
1.2 | Elect Director Robert D. Pavey | Management | For | For |
1.3 | Elect Director Carl P. Schlachte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Michael R. Farese | Management | For | For |
1.3 | Elect Director Jonathan J. Judge | Management | For | For |
1.4 | Elect Director Kirt P. Karros | Management | For | For |
1.5 | Elect Director Michael A. Klayko | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 04, 2014 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis J. Moorman | Management | For | For |
1.2 | Elect Director Graham Weston | Management | For | For |
1.3 | Elect Director Ossa Fisher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
RADWARE LTD. MEETING DATE: OCT 03, 2013 | ||||
TICKER: RDWR SECURITY ID: M81873107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
2 | Reelect Yair Tauman as External Director | Management | For | For |
3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
RESEARCH IN MOTION LIMITED MEETING DATE: JUL 09, 2013 | ||||
TICKER: BB SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Dattels | Management | For | For |
1.2 | Elect Director Thorsten Heins | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Richard Lynch | Management | For | For |
1.6 | Elect Director Roger Martin | Management | For | For |
1.7 | Elect Director Bert Nordberg | Management | For | For |
1.8 | Elect Director Barbara Stymiest | Management | For | For |
1.9 | Elect Director Prem Watsa | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Company Name to Blackberry Limited | Management | For | For |
4 | Amend Bylaws | Management | For | For |
5 | Approve Equity Incentive Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 14, 2014 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SEMTECH CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Christine King | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPANSION INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Barnes | Management | For | For |
1.2 | Elect Director William E. Mitchell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SPREADTRUM COMMUNICATIONS INC. MEETING DATE: JUL 26, 2013 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Datong Chen as a Director | Management | For | For |
2 | Approve to Reelect Scott Sandell as a Director | Management | For | For |
3 | Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Daniel W. Christman | Management | For | For |
1c | Elect Director Edwin J. Gillis | Management | For | For |
1d | Elect Director Timothy E. Guertin | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Paul J. Tufano | Management | For | For |
1g | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Christopher A. Seams | Management | For | For |
1.3 | Elect Director Donald E. Stout | Management | For | For |
1.4 | Elect Director George Cwynar | Management | For | For |
1.5 | Elect Director George A. Riedel | Management | For | For |
1.6 | Elect Director John Chenault | Management | For | For |
1.7 | Elect Director Peter A. Feld | Management | For | For |
1.8 | Elect Director Timothy J. Stultz | Management | For | For |
1.9 | Elect Director Thomas Lacey | Management | For | For |
1.10 | Elect Director Tudor Brown | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 17, 2014 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
TTM TECHNOLOGIES, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenton K. Alder | Management | For | For |
1.2 | Elect Director Philip G. Franklin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VELTI PLC MEETING DATE: JUL 31, 2013 | ||||
TICKER: VELT SECURITY ID: G93285107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect David Mann as Director | Management | For | For |
3 | Reelect David Hobley as Director | Management | For | For |
4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Increase in Authorised Share Capital | Management | For | For |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | For |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Dominic J. Pileggi | Management | For | For |
1.10 | Elect Director David M. Sindelar | Management | For | For |
1.11 | Elect Director Christopher J. Steffen | Management | For | For |
1.12 | Elect Director David D. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEST CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: WSTC SECURITY ID: 952355204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Barker | Management | For | For |
1.2 | Elect Director Anthony J. DiNovi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
WOLFSON MICROELECTRONICS PLC MEETING DATE: APR 29, 2014 | ||||
TICKER: WLF SECURITY ID: G97272101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Michael Ruettgers as Director | Management | For | For |
5 | Re-elect Joseph Hickey as Director | Management | For | Against |
6 | Re-elect Mark Cubitt as Director | Management | For | Against |
7 | Re-elect Ross Graham as Director | Management | For | Against |
8 | Re-elect Robert Eckelmann as Director | Management | For | Against |
9 | Re-elect Glenn Collinson as Director | Management | For | For |
10 | Re-elect John Grant as Director | Management | For | For |
11 | Elect Charlotta Ginman as Director | Management | For | For |
12 | Appoint KPMG LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Approve Employee Share Purchase Plan | Management | For | For |
16 | Amend the Performance Share Plan and Unapproved Share Option Scheme | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2013 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
1.5 | Elect Director J. Michael Patterson | Management | For | For |
1.6 | Elect Director Albert A. Pimentel | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
BAKER HUGHES INCORPORATED MEETING DATE: APR 24, 2014 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director James W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BANKERS PETROLEUM LTD. MEETING DATE: MAY 21, 2014 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2a | Elect Director David French | Management | For | For |
2b | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2c | Elect Director Eric Brown | Management | For | Withhold |
2d | Elect Director Wesley Clark | Management | For | For |
2e | Elect Director Robert Cross | Management | For | Withhold |
2f | Elect Director Jonathan Harris | Management | For | Withhold |
2g | Elect Director Phillip Knoll | Management | For | For |
2h | Elect Director Ian B. McMurtrie | Management | For | For |
2i | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Restricted Share Unit Plan | Management | For | Against |
6 | Adopt By-Law No. 1 | Management | For | For |
BONANZA CREEK ENERGY, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: BCEI SECURITY ID: 097793103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin A. Neveu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BPZ RESOURCES, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: BPZ SECURITY ID: 055639108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen C. Beasley | Management | For | For |
1.2 | Elect Director Jerelyn Eagan | Management | For | For |
1.3 | Elect Director Richard Spies | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dan O. Dinges | Management | For | For |
1b | Elect Director James R. Gibbs | Management | For | For |
1c | Elect Director Robert L. Keiser | Management | For | For |
1d | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 13, 2014 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Vincent J. Intrieri | Management | For | For |
1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
1d | Elect Director Frederic M. Poses | Management | For | For |
1e | Elect Director Archie W. Dunham | Management | For | For |
1f | Elect Director R. Brad Martin | Management | For | For |
1g | Elect Director Louis A. Raspino | Management | For | For |
1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
1i | Elect Director Thomas L. Ryan | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CIMAREX ENERGY CO. MEETING DATE: MAY 15, 2014 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Hentschel | Management | For | For |
1.2 | Elect Director Thomas E. Jorden | Management | For | For |
1.3 | Elect Director Floyd R. Price | Management | For | For |
1.4 | Elect Director L. Paul Teague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2014 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director Jody L. Freeman | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 23, 2014 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Boren | Management | For | For |
1.2 | Elect Director William B. Berry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORE LABORATORIES N.V. MEETING DATE: MAY 13, 2014 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Demshur | Management | For | For |
1b | Elect Director Michael C. Kearney | Management | For | For |
1c | Elect Director Jan Willem Sodderland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Issuance | Management | For | For |
9 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: FANG SECURITY ID: 25278X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Michael P. Cross | Management | For | For |
1.3 | Elect Director Travis D. Stice | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENERGEN CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: EGN SECURITY ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth W. Dewey | Management | For | For |
1.2 | Elect Director M. James Gorrie | Management | For | For |
1.3 | Elect Director James T. McManus, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
EOG RESOURCES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director Mark G. Papa | Management | For | For |
1e | Elect Director H. Leighton Steward | Management | For | For |
1f | Elect Director Donald F. Textor | Management | For | For |
1g | Elect Director William R. Thomas | Management | For | For |
1h | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
EQT CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret K. Dorman | Management | For | For |
1.2 | Elect Director David L. Porges | Management | For | For |
1.3 | Elect Director James E. Rohr | Management | For | For |
1.4 | Elect Director David S. Shapira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve the Material Terms of Performance Goals for Purposes of Internal Revenue Code Section 162(m) | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director C. Maury Devine | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director John T. Gremp | Management | For | For |
1f | Elect Director Thomas M. Hamilton | Management | For | For |
1g | Elect Director Peter Mellbye | Management | For | For |
1h | Elect Director Joseph H. Netherland | Management | For | For |
1i | Elect Director Richard A. Pattarozzi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: FET SECURITY ID: 34984V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn M. Angelle | Management | For | For |
1.2 | Elect Director John A. Carrig | Management | For | For |
1.3 | Elect Director Andrew L. Waite | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GEOSPACE TECHNOLOGIES CORPORATION MEETING DATE: AUG 20, 2013 | ||||
TICKER: GEOS SECURITY ID: 37364X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
2 | Ratify Options Granted Under the 1997 Key Employees Stock Option Plan | Management | For | For |
GULFPORT ENERGY CORPORATION MEETING DATE: JUL 18, 2013 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 12, 2014 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Moore | Management | For | For |
1.2 | Elect Director Donald L. Dillingham | Management | For | For |
1.3 | Elect Director Craig Groeschel | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Michael S. Reddin | Management | For | For |
1.6 | Elect Director Scott E. Streller | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HALCON RESOURCES CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: HK SECURITY ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director Thomas R. Fuller | Management | For | For |
1.3 | Elect Director David B. Miller | Management | For | Withhold |
1.4 | Elect Director Michael A. Vlasic | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
HESS CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence J. Checki | Management | For | For |
1.2 | Elect Director Edith E. Holiday | Management | For | For |
1.3 | Elect Director John H. Mullin, III | Management | For | For |
1.4 | Elect Director James H. Quigley | Management | For | For |
1.5 | Elect Director Robert N. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
IMPERIAL OIL LIMITED MEETING DATE: APR 24, 2014 | ||||
TICKER: IMO SECURITY ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
2.2 | Elect Director Richard M. Kruger | Management | For | For |
2.3 | Elect Director Jack M. Mintz | Management | For | For |
2.4 | Elect Director David S. Sutherland | Management | For | For |
2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
2.6 | Elect Director Darren W. Woods | Management | For | For |
2.7 | Elect Director Victor L. Young | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 19, 2014 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn A. Peterson | Management | For | For |
1.2 | Elect Director James E. Catlin | Management | For | For |
1.3 | Elect Director Rodney D. Knutson | Management | For | For |
1.4 | Elect Director Herrick K. Lidstone, Jr. | Management | For | For |
1.5 | Elect Director William J. Krysiak | Management | For | For |
2 | Approve Ernst & Young LLP asAuditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAREDO PETROLEUM, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: LPI SECURITY ID: 516806106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy A. Foutch | Management | For | Withhold |
1.2 | Elect Director Peter R. Kagan | Management | For | Withhold |
1.3 | Elect Director Edmund P. Segner, III | Management | For | Withhold |
1.4 | Elect Director Myles W. Scoggins | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 24, 2014 | ||||
TICKER: MMP SECURITY ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Kempner | Management | For | For |
1.2 | Elect Director Michael N. Mears | Management | For | For |
1.3 | Elect Director James R. Montague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: JUN 06, 2014 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director William A. Bruckmann, III | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director Randall J. Larson | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 11, 2013 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Reger | Management | For | For |
1.2 | Elect Director Robert Grabb | Management | For | For |
1.3 | Elect Director Delos Cy Jamison | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley | Management | For | For |
1.6 | Elect Director Richard Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ODFJELL DRILLING LTD. MEETING DATE: JUN 18, 2014 | ||||
TICKER: ODL SECURITY ID: G67180102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening the Meeting by the Chairman of the Company | Management | None | None |
2 | Confirmation of Notice and Quorum | Management | None | None |
3 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Receive the Board of Directors' Guidelines for the Remuneration of the Executive Personnel | Management | None | None |
5 | Approve the remuneration of the Company?s Board of Directors up to a total amount of fees not to exceed $250,000 for the year ended December 31, 2014. | Management | For | For |
6 | Elect Bengt Lie Hansen as Chairman of the Nomination Committee | Management | For | For |
7 | Elect Helene Odfjell as Member of the Nomination Committee | Management | For | For |
8 | Appoint PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | For |
ONEOK, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.11 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
PACIFIC DRILLING S.A. MEETING DATE: MAY 12, 2014 | ||||
TICKER: PDSA SECURITY ID: L7257P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5.1 | Reelect Ron Moskovitz as Director | Management | For | For |
5.2 | Reelect Christian J. Beckett as Director | Management | For | For |
5.3 | Reelect Laurence N. Charney as Director | Management | For | For |
5.4 | Reelect Jeremy Asher as Director | Management | For | For |
5.5 | Reelect Paul Wolff as Director | Management | For | For |
5.6 | Reelect Elias Sakellis as Director | Management | For | For |
5.7 | Reelect Cyril Ducau as Director | Management | For | For |
5.8 | Reelect Robert A. Schwed as Director | Management | For | For |
5.9 | Reelect Sami Iskander as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Payment of Cash Distributions up to USD 152 Million via Reduction in Share Capital or in Share Premium Account | Management | For | For |
8 | Renew Appointment of KPMG as Auditor | Management | For | For |
PDC ENERGY, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: PDCE SECURITY ID: 69327R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. Casabona | Management | For | For |
1.2 | Elect Director David C. Parke | Management | For | For |
1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
1.12 | Elect Director Heather A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEYTO EXPLORATION & DEVELOPMENT CORP. MEETING DATE: MAY 27, 2014 | ||||
TICKER: PEY SECURITY ID: 717046106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Donald Gray | Management | For | For |
2.2 | Elect Director Michael MacBean | Management | For | For |
2.3 | Elect Director Brian Davis | Management | For | For |
2.4 | Elect Director Darren Gee | Management | For | For |
2.5 | Elect Director Gregory Fletcher | Management | For | For |
2.6 | Elect Director Stephen Chetner | Management | For | For |
2.7 | Elect Director Scott Robinson | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 07, 2014 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 28, 2014 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.4 | Elect Director Frank A. Risch | Management | For | For |
1.5 | Elect Director Edison C. Buchanan | Management | For | For |
1.6 | Elect Director Larry R. Grillot | Management | For | For |
1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
1.8 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PRECISION DRILLING CORP. MEETING DATE: MAY 14, 2014 | ||||
TICKER: PD SECURITY ID: 74022D308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Donovan | Management | For | For |
1.2 | Elect Director Brian J. Gibson | Management | For | For |
1.3 | Elect Director Allen R. Hagerman | Management | For | For |
1.4 | Elect Director Catherine J. Hughes | Management | For | For |
1.5 | Elect Director Stephen J.J. Letwin | Management | For | For |
1.6 | Elect Director Kevin O. Meyers | Management | For | For |
1.7 | Elect Director Patrick M. Murray | Management | For | For |
1.8 | Elect Director Kevin A. Neveu | Management | For | For |
1.9 | Elect Director Robert L. Phillips | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
REX ENERGY CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: REXX SECURITY ID: 761565100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lance T. Shaner | Management | For | For |
1.2 | Elect Director Thomas C. Stabley | Management | For | For |
1.3 | Elect Director John W. Higbee | Management | For | For |
1.4 | Elect Director John A. Lombardi | Management | For | For |
1.5 | Elect Director Eric L. Mattson | Management | For | For |
1.6 | Elect Director Todd N. Tipton | Management | For | For |
1.7 | Elect Director John J. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANCHEZ ENERGY CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: SN SECURITY ID: 79970Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Jackson | Management | For | For |
1.2 | Elect Director Greg Colvin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEMGROUP CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: SEMG SECURITY ID: 81663A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
1.3 | Elect Director John F. Chlebowski | Management | For | For |
1.4 | Elect Director Carlin G. Conner | Management | For | For |
1.5 | Elect Director Karl F. Kurz | Management | For | For |
1.6 | Elect Director James H. Lytal | Management | For | For |
1.7 | Elect Director Thomas R. McDaniel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SM ENERGY COMPANY MEETING DATE: MAY 20, 2014 | ||||
TICKER: SM SECURITY ID: 78454L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Best | Management | For | For |
1.2 | Elect Director Larry W. Bickle | Management | For | For |
1.3 | Elect Director Stephen R. Brand | Management | For | For |
1.4 | Elect Director William J. Gardiner | Management | For | For |
1.5 | Elect Director Loren M. Leiker | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director John M. Seidl | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 20, 2014 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
SPECTRA ENERGY CORP MEETING DATE: APR 15, 2014 | ||||
TICKER: SE SECURITY ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory L. Ebel | Management | For | For |
1b | Elect Director Austin A. Adams | Management | For | For |
1c | Elect Director Joseph Alvarado | Management | For | For |
1d | Elect Director Pamela L. Carter | Management | For | For |
1e | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Michael McShane | Management | For | For |
1i | Elect Director Michael G. Morris | Management | For | For |
1j | Elect Director Michael E. J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Report on Methane Emissions | Shareholder | Against | Abstain |
SUNCOR ENERGY INC MEETING DATE: APR 29, 2014 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director W. Douglas Ford | Management | For | For |
1.4 | Elect Director John D. Gass | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
1.13 | Elect Director Michael M. Wilson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SYNERGY RESOURCES CORPORATION MEETING DATE: APR 16, 2014 | ||||
TICKER: SYRG SECURITY ID: 87164P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Rick A. Wilber | Management | For | For |
1.4 | Elect Director Raymond E. McElhaney | Management | For | For |
1.5 | Elect Director Bill M. Conrad | Management | For | For |
1.6 | Elect Director George Seward | Management | For | For |
1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TAG OIL LTD. MEETING DATE: DEC 12, 2013 | ||||
TICKER: TAO SECURITY ID: 87377N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director Garth Johnson | Management | For | For |
2.2 | Elect Director Alex Guidi | Management | For | Withhold |
2.3 | Elect Director Keith Hill | Management | For | For |
2.4 | Elect Director Ronald Bertuzzi | Management | For | For |
2.5 | Elect Director Ken Vidalin | Management | For | For |
3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
TARGA RESOURCES CORP. MEETING DATE: MAY 29, 2014 | ||||
TICKER: TRGP SECURITY ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Crisp | Management | For | For |
1.2 | Elect Director Laura C. Fulton | Management | For | For |
1.3 | Elect Director James W. Whalen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
1.9 | Elect Director Steven W. Nance | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director Janice D. Stoney | Management | For | For |
1.12 | Elect Director Laura A. Sugg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TOT SECURITY ID: 89154B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Fletcher | Management | For | For |
2 | Elect Director Daniel K. Halyk | Management | For | For |
3 | Elect Director Randy S. Kwasnicia | Management | For | For |
4 | Elect Director Bruce L. Pachkowski | Management | For | For |
5 | Elect Director Gregory Melchin | Management | For | For |
6 | Elect Director Andrew B. Wiswell | Management | For | For |
7 | Ratify KPMG as Auditors | Management | For | For |
URS CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane C. Creel | Management | For | For |
1b | Elect Director Mickey P. Foret | Management | For | Against |
1c | Elect Director William H. Frist | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | Against |
1g | Elect Director Joseph W. Ralston | Management | For | Against |
1h | Elect Director John D. Roach | Management | For | Against |
1i | Elect Director William H. Schumann, III | Management | For | For |
1j | Elect Director David N. Siegel | Management | For | For |
1k | Elect Director Douglas W. Stotlar | Management | For | For |
1l | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: JUN 16, 2014 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Creation of Distributable Profits | Management | For | For |
3 | Additional and/or Counter-proposals Presented at the Meeting | Management | For | Against |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Philip E. Doty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: INT SECURITY ID: 981475106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kasbar | Management | For | For |
1.2 | Elect Director Paul H. Stebbins | Management | For | For |
1.3 | Elect Director Ken Bakshi | Management | For | For |
1.4 | Elect Director Richard A. Kassar | Management | For | For |
1.5 | Elect Director Myles Klein | Management | For | For |
1.6 | Elect Director John L. Manley | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: APR 16, 2014 | ||||
TICKER: XDC SECURITY ID: 98419V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Elect Director Randolph M. Charron | Management | For | For |
3 | Elect Director Douglas A. Dafoe | Management | For | For |
4 | Elect Director J. William Franklin, Jr. | Management | For | For |
5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
6 | Elect Director Peter J. Sharpe | Management | For | For |
7 | Elect Director David W. Wehlmann | Management | For | For |
8 | Elect Director Thomas D. Wood | Management | For | For |
9 | Fix Number of Directors at Seven | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED MEETING DATE: JAN 10, 2014 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 16, 2014 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: OCT 17, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eric S. Schwartz | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 01, 2014 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
2.3 | Elect James F. Duffy as Director | Management | For | For |
2.4 | Elect Bart Friedman as Director | Management | For | For |
2.5 | Elect Scott Hunter as Director | Management | For | For |
2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
3 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Retention of Disposable Profits | Management | For | For |
9 | Approve Dividends | Management | For | For |
10 | Approve Reduction in Share Capital | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
12 | Approve 3:1 Stock Split | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
16 | Approve Discharge of Board and Senior Management | Management | For | For |
17 | Transact Other Business (Voting) | Management | For | Against |
ALTISOURCE PORTFOLIO SOLUTIONS S.A. MEETING DATE: FEB 28, 2014 | ||||
TICKER: ASPS SECURITY ID: L0175J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
ALTISOURCE PORTFOLIO SOLUTIONS S.A. MEETING DATE: MAY 21, 2014 | ||||
TICKER: ASPS SECURITY ID: L0175J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director William B. Shepro | Management | For | For |
1.3 | Elect Director W. Michael Linn | Management | For | For |
1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
1.5 | Elect Director Timo Vatto | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
5 | Approve Financial Statements and Allocation of Income | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
8 | Approve Discharge of Directors | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director W. Walker Lewis | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director Jeffrey Noddle | Management | For | For |
1h | Elect Director H. Jay Sarles | Management | For | For |
1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1j | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
BB&T CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director Ronald E. Deal | Management | For | For |
1.5 | Elect Director James A. Faulkner | Management | For | For |
1.6 | Elect Director I. Patricia Henry | Management | For | For |
1.7 | Elect Director John P. Howe, III | Management | For | For |
1.8 | Elect Director Erick C. Kendrick | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Louis B. Lynn | Management | For | For |
1.11 | Elect Director Edward C. Milligan | Management | For | For |
1.12 | Elect Director Charles A. Patton | Management | For | For |
1.13 | Elect Director Nido R. Qubein | Management | For | For |
1.14 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.15 | Elect Director Thomas E. Skains | Management | For | For |
1.16 | Elect Director Thomas N. Thompson | Management | For | For |
1.17 | Elect Director Edwin H. Welch | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 03, 2014 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BIG YELLOW GROUP PLC MEETING DATE: JUL 19, 2013 | ||||
TICKER: BYG SECURITY ID: G1093E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Richard Cotton as Director | Management | For | For |
5 | Elect Georgina Harvey as Director | Management | For | For |
6 | Re-elect Tim Clark as Director | Management | For | For |
7 | Re-elect James Gibson as Director | Management | For | For |
8 | Re-elect Steve Johnson as Director | Management | For | For |
9 | Re-elect Adrian Lee as Director | Management | For | For |
10 | Re-elect Mark Richardson as Director | Management | For | For |
11 | Re-elect John Trotman as Director | Management | For | For |
12 | Re-elect Nicholas Vetch as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director James Grosfeld | Management | For | For |
1h | Elect Director David H. Komansky | Management | For | For |
1i | Elect Director Deryck Maughan | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
1l | Elect Director John S. Varley | Management | For | For |
1m | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BLACKSTONE MORTGAGE TRUST, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: BXMT SECURITY ID: 09257W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael B. Nash | Management | For | For |
1.2 | Elect Director Stephen D. Plavin | Management | For | For |
1.3 | Elect Director Leonard W. Cotton | Management | For | For |
1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
1.5 | Elect Director Martin L. Edelman | Management | For | For |
1.6 | Elect Director Henry N. Nassau | Management | For | For |
1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.8 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROWN & BROWN, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: BRO SECURITY ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.3 | Elect Director Gary L. Bryenton | Management | For | For |
1.4 | Elect Director A. Larry Chapman | Management | For | For |
1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
1.6 | Elect Director Matthew S. Dominski | Management | For | For |
1.7 | Elect Director Gary J. Nay | Management | For | For |
1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CBRE GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Robert E. Sulentic | Management | For | For |
1.8 | Elect Director Laura D. Tyson | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
COBIZ FINANCIAL INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
1.9 | Elect Director Timothy J. Travis | Management | For | For |
1.10 | Elect Director Mary Beth Vitale | Management | For | For |
1.11 | Elect Director Mary M. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
COMMERCE BANCSHARES, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: CBSH SECURITY ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: ETFC SECURITY ID: 269246401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Carbone | Management | For | For |
1b | Elect Director Mohsen Z. Fahmi | Management | For | For |
1c | Elect Director Christopher M. Flink | Management | For | For |
1d | Elect Director Paul T. Idzik | Management | For | For |
1e | Elect Director Frederick W. Kanner | Management | For | For |
1f | Elect Director James Lam | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Rebecca Saeger | Management | For | For |
1i | Elect Director Joseph L. Sclafani | Management | For | For |
1j | Elect Director Joseph M. Velli | Management | For | For |
1k | Elect Director Donna L. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAR 28, 2014 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 14, 2014 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | Withhold |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director William F. Galtney, Jr. | Management | For | Withhold |
1.5 | Elect Director Roger M. Singer | Management | For | Withhold |
1.6 | Elect Director Joseph V. Taranto | Management | For | For |
1.7 | Elect Director John A. Weber | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EVERTEC, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: EVTC SECURITY ID: 30040P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank G. D'Angelo | Management | For | For |
1b | Elect Director Peter Harrington | Management | For | For |
1c | Elect Director Jorge Junquera | Management | For | For |
1d | Elect Director Teresita Loubriel | Management | For | For |
1e | Elect Director Nestor O. Rivera | Management | For | For |
1f | Elect Director Alan H. Schumacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | For |
2 | Approve the Reclassification Proposal | Management | For | For |
3 | Approve the Optional Conversion Proposal | Management | For | For |
4 | Approve the Group Disposition Proposal | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director William P. Foley, II | Management | For | For |
6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director Kevin T. Kabat | Management | For | For |
1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
1.10 | Elect Director Michael B. McCallister | Management | For | For |
1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FISERV, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Denis J. O'Leary | Management | For | For |
1.4 | Elect Director Glenn M. Renwick | Management | For | For |
1.5 | Elect Director Kim M. Robak | Management | For | For |
1.6 | Elect Director Doyle R. Simons | Management | For | For |
1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Mark A. Johnson | Management | For | For |
1.3 | Elect Director Steven T. Stull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
FXCM INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: FXCM SECURITY ID: 302693106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James G. Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GLOBAL LOGISTIC PROPERTIES LTD. MEETING DATE: APR 24, 2014 | ||||
TICKER: MC0 SECURITY ID: Y27187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Issuance of Shares | Management | For | Against |
H&R BLOCK, INC. MEETING DATE: SEP 12, 2013 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Brown | Management | For | For |
1b | Elect Director William C. Cobb | Management | For | For |
1c | Elect Director Marvin R. Ellison | Management | For | For |
1d | Elect Director Robert A. Gerard | Management | For | For |
1e | Elect Director David Baker Lewis | Management | For | For |
1f | Elect Director Victoria J. Reich | Management | For | For |
1g | Elect Director Bruce C. Rohde | Management | For | For |
1h | Elect Director Tom D. Seip | Management | For | For |
1i | Elect Director Christianna Wood | Management | For | For |
1j | Elect Director James F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
INTERCONTINENTALEXCHANGE GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: ICE SECURITY ID: 45866F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Fred W. Hatfield | Management | For | For |
1d | Elect Director Sylvain Hefes | Management | For | For |
1e | Elect Director Jan-Michiel Hessels | Management | For | For |
1f | Elect Director Terrence F. Martell | Management | For | For |
1g | Elect Director Callum McCarthy | Management | For | For |
1h | Elect Director James J. McNulty | Management | For | For |
1i | Elect Director Robert Reid | Management | For | For |
1j | Elect Director Frederic V. Salerno | Management | For | For |
1k | Elect Director Robert G. Scott | Management | For | For |
1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
1m | Elect Director Judith A. Sprieser | Management | For | For |
1n | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 15, 2014 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Denis Kessler | Management | For | For |
2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 20, 2014 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
LEGG MASON, INC. MEETING DATE: JUL 23, 2013 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis M. Kass | Management | For | Withhold |
1.2 | Elect Director John V. Murphy | Management | For | Withhold |
1.3 | Elect Director John H. Myers | Management | For | Withhold |
1.4 | Elect Director Nelson Peltz | Management | For | Withhold |
1.5 | Elect Director W. Allen Reed | Management | For | Withhold |
1.6 | Elect Director Joseph A. Sullivan | Management | For | Withhold |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
M&T BANK CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Harold McGraw, III | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
METLIFE, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MGIC INVESTMENT CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
1.2 | Elect Director Cassandra C. Carr | Management | For | For |
1.3 | Elect Director C. Edward Chaplin | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Timothy A. Holt | Management | For | For |
1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.7 | Elect Director Michael E. Lehman | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Gary A. Poliner | Management | For | For |
1.10 | Elect Director Mark M. Zandi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MPG OFFICE TRUST, INC. MEETING DATE: JUL 17, 2013 | ||||
TICKER: MPG SECURITY ID: 553274101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
MSCI INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Benjamin F. duPont | Management | For | For |
1d | Elect Director Alice W. Handy | Management | For | For |
1e | Elect Director Catherine R. Kinney | Management | For | For |
1f | Elect Director Linda H. Riefier | Management | For | For |
1g | Elect Director George W. Siguler | Management | For | For |
1h | Elect Director Patrick Tierney | Management | For | For |
1i | Elect Director Rodolphe M. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POPULAR, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: BPOP SECURITY ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maria Luisa Ferre | Management | For | For |
1b | Elect Director C. Kim Goodwin | Management | For | For |
1c | Elect Director William J. Teuber, Jr. | Management | For | For |
1d | Elect Director John W. Diercksen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRUDENTIAL PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: PRU SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
6 | Elect Jacqueline Hunt as Director | Management | For | For |
7 | Elect Anthony Nightingale as Director | Management | For | For |
8 | Elect Alice Schroeder as Director | Management | For | For |
9 | Re-elect Sir Howard Davies as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Alexander Johnston as Director | Management | For | For |
12 | Re-elect Paul Manduca as Director | Management | For | For |
13 | Re-elect Michael McLintock as Director | Management | For | For |
14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
16 | Re-elect Philip Remnant as Director | Management | For | For |
17 | Re-elect Barry Stowe as Director | Management | For | For |
18 | Re-elect Tidjane Thiam as Director | Management | For | For |
19 | Re-elect Lord Turnbull as Director | Management | For | For |
20 | Re-elect Michael Wells as Director | Management | For | For |
21 | Appoint KPMG LLP as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
26 | Authorise Issue of Preference Shares | Management | For | For |
27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RADIAN GROUP INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Sanford A. Ibrahim | Management | For | For |
1g | Elect Director Brian D. Montgomery | Management | For | For |
1h | Elect Director Gaetano Muzio | Management | For | For |
1i | Elect Director Jan Nicholson | Management | For | For |
1j | Elect Director Gregory V. Serio | Management | For | For |
1k | Elect Director Noel J. Spiegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 20, 2014 | ||||
TICKER: RJF SECURITY ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley G. Broader | Management | For | For |
1.2 | Elect Director Jeffrey N. Edwards | Management | For | For |
1.3 | Elect Director Benjamin C. Esty | Management | For | For |
1.4 | Elect Director Francis S. Godbold | Management | For | For |
1.5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director Thomas A. James | Management | For | For |
1.7 | Elect Director Gordon L. Johnson | Management | For | For |
1.8 | Elect Director Paul C. Reilly | Management | For | For |
1.9 | Elect Director Robert P. Saltzman | Management | For | For |
1.10 | Elect Director Hardwick Simmons | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REDWOOD TRUST, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: RWT SECURITY ID: 758075402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Baum | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Douglas B. Hansen | Management | For | For |
1.4 | Elect Director Martin S. Hughes | Management | For | For |
1.5 | Elect Director Greg H. Kubicek | Management | For | For |
1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RETAIL PROPERTIES OF AMERICA, INC. MEETING DATE: OCT 08, 2013 | ||||
TICKER: RPAI SECURITY ID: 76131V202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Beard | Management | For | For |
1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
1.4 | Elect Director Gerald M. Gorski | Management | For | For |
1.5 | Elect Director Steven P. Grimes | Management | For | For |
1.6 | Elect Director Richard P. Imperiale | Management | For | For |
1.7 | Elect Director Kenneth E. Masick | Management | For | For |
1.8 | Elect Director Barbara A. Murphy | Management | For | For |
1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
1.2 | Elect Director Larry C. Glasscock | Management | For | For |
1.3 | Elect Director Karen N. Horn | Management | For | For |
1.4 | Elect Director Allan Hubbard | Management | For | For |
1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
1.6 | Elect Director Daniel C. Smith | Management | For | For |
1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: JUN 25, 2014 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul G. Child | Management | For | For |
1b | Elect Director Joseph A. DePaulo | Management | For | For |
1c | Elect Director Carter Warren Franke | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Marianne Keler | Management | For | For |
1g | Elect Director Jed H. Pitcher | Management | For | For |
1h | Elect Director Frank C. Puleo | Management | For | For |
1i | Elect Director Raymond J. Quinlan | Management | For | For |
1j | Elect Director William N. Shiebler | Management | For | For |
1k | Elect Director Robert S. Strong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve an Amendment to the LLC Agreement of Navient, LLC | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | None | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
SPRINGLEAF HOLDINGS INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: LEAF SECURITY ID: 85172J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay N. Levine | Management | For | For |
1.2 | Elect Director Roy A. Guthrie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
STARWOOD PROPERTY TRUST, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: STWD SECURITY ID: 85571B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | For |
1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.4 | Elect Director Camille J. Douglas | Management | For | For |
1.5 | Elect Director Boyd W. Fellows | Management | For | For |
1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
1.7 | Elect Director Strauss Zelnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE ALLSTATE CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WESTERN UNION COMPANY MEETING DATE: MAY 16, 2014 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinyar S. Devitre | Management | For | For |
1b | Elect Director Hikmet Ersek | Management | For | For |
1c | Elect Director Jack M. Greenberg | Management | For | For |
1d | Elect Director Betsy D. Holden | Management | For | For |
1e | Elect Director Linda Fayne Levinson | Management | For | For |
1f | Elect Director Frances Fragos Townsend | Management | For | For |
1g | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
TORCHMARK CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Darren M. Rebelez | Management | For | For |
1.10 | Elect Director Lamar C. Smith | Management | For | For |
1.11 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TPG SPECIALTY LENDING, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TSLX SECURITY ID: 87265K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Easterly | Management | For | For |
1.2 | Elect Director Michael Fishman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
VISA INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
XL GROUP PLC MEETING DATE: APR 25, 2014 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Michael S. McGavick as Director | Management | For | For |
2.2 | Elect Anne Stevens as Director | Management | For | For |
2.3 | Elect John M. Vereker as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Renew Director's Authority to Issue Shares | Management | For | For |
6 | Renew Director's Authority to Issue Shares for Cash | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBVIE INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACCURAY INCORPORATED MEETING DATE: NOV 21, 2013 | ||||
TICKER: ARAY SECURITY ID: 004397105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Weiss | Management | For | For |
1.2 | Elect Director Richard Pettingill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACTAVIS PLC MEETING DATE: MAY 09, 2014 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ACTAVIS PLC MEETING DATE: JUN 17, 2014 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS, INC. MEETING DATE: SEP 10, 2013 | ||||
TICKER: ACT SECURITY ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
ACTELION LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
6.1e | Reelect Carl Feldbaum as Director | Management | For | Did Not Vote |
6.1f | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
6.1g | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
6.1h | Reelect Werner Henrich as Director | Management | For | Did Not Vote |
6.1i | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.1j | Reelect Jean Malo as Director | Management | For | Did Not Vote |
6.2 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
6.3.1 | Appoint Werner Henrich as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.3 | Appoint John Greisch as Member and Chairman of the Compensation Committee | Management | For | Did Not Vote |
7 | Designate Marc Schaffner as Independent Proxy | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation) | Management | For | Did Not Vote |
9.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Further Amendments) | Management | For | Did Not Vote |
10 | Approve Creation of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 19, 2014 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIR METHODS CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: AIRM SECURITY ID: 009128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Connolly | Management | For | For |
1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
1.3 | Elect Director Morad Tahbaz | Management | For | For |
1.4 | Elect Director Aaron D. Todd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
AMGEN INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
AMPLIFON S.P.A. MEETING DATE: APR 16, 2014 | ||||
TICKER: AMP SECURITY ID: T0388E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Performance Stock Plan 2014-2021 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
1 | Approve Capital Increase to Service Performance Stock Plan | Management | For | For |
ARATANA THERAPEUTICS, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: PETX SECURITY ID: 03874P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura A. Brege | Management | For | For |
1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: BCRX SECURITY ID: 09058V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Stanley C. Erck | Management | For | For |
1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Byrnes | Management | For | For |
1b | Elect Director Nelda J. Connors | Management | For | For |
1c | Elect Director Kristina M. Johnson | Management | For | For |
1d | Elect Director Edward J. Ludwig | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director David J. Roux | Management | For | For |
1k | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 06, 2014 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
BRUKER CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Fesik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARDIOVASCULAR SYSTEMS, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: CSII SECURITY ID: 141619106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent G. Blackey | Management | For | For |
1.2 | Elect Director Scott Ward | Management | For | For |
1.3 | Elect Director Leslie L. Trigg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. DeCarlo | Management | For | Withhold |
1.2 | Elect Director Donald D. Patteson, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 18, 2014 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CELLDEX THERAPEUTICS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 23, 2014 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Danforth | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Foss | Management | For | For |
1.2 | Elect Director Roman Martinez IV | Management | For | For |
1.3 | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 19, 2014 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Randall J. Hogan, III | Management | For | For |
1g | Elect Director Martin D. Madaus | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director Stephen H. Rusckowski | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Market Purchases of Ordinary Shares | Management | For | For |
5 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
6 | Renew Director's Authority to Issue Shares | Management | For | For |
7 | Renew Director's Authority to Issue Shares for Cash | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Jane Henney | Management | For | For |
1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Linda Hefner Filler | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DERMA SCIENCES, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: DSCI SECURITY ID: 249827502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Quilty | Management | For | For |
1.2 | Elect Director Srini Conjeevaram | Management | For | For |
1.3 | Elect Director Stephen T. Wills | Management | For | For |
1.4 | Elect Director C. Richard Stafford | Management | For | For |
1.5 | Elect Director Robert G. Moussa | Management | For | For |
1.6 | Elect Director Bruce F. Wesson | Management | For | For |
1.7 | Elect Director Brett D. Hewlett | Management | For | For |
1.8 | Elect Director Amy Paul | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Other Business | Management | For | Against |
DISCOVERY LABORATORIES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: DSCO SECURITY ID: 254668403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Leone | Management | For | For |
1.2 | Elect Director John G. Cooper | Management | For | For |
1.3 | Elect Director Joseph M. Mahady | Management | For | For |
1.4 | Elect Director Bruce A. Peacock | Management | For | For |
1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DYAX CORP. MEETING DATE: MAY 08, 2014 | ||||
TICKER: DYAX SECURITY ID: 26746E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Fordyce | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Thomas L. Kempner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Cardis | Management | For | For |
1b | Elect Director David E.I. Pyott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ENDOLOGIX, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: ELGX SECURITY ID: 29266S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Lemaitre | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
GENOMIC HEALTH, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Henry J. Fuchs | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
GRIFOLS SA MEETING DATE: MAY 29, 2014 | ||||
TICKER: GRF SECURITY ID: 398438408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
6.A | Elect Marla E. Salmon as Director | Management | For | For |
6.B | Fix Number of Directors at 13 | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
9 | Approve 2:1 Stock Split | Management | For | For |
10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HEALTHSTREAM, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: HSTM SECURITY ID: 42222N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Mclaren | Management | For | For |
1.2 | Elect Director Linda Rebrovick | Management | For | For |
1.3 | Elect Director Michael Shmerling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | For |
1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HMS HOLDINGS CORP. MEETING DATE: JUL 10, 2013 | ||||
TICKER: HMSY SECURITY ID: 40425J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | For |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
ILLUMINA, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
IMPAX LABORATORIES, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: IPXL SECURITY ID: 45256B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
1.5 | Elect Director Larry Hsu | Management | For | For |
1.6 | Elect Director Michael Markbreiter | Management | For | For |
1.7 | Elect Director Mary K. Pendergast | Management | For | For |
1.8 | Elect Director Peter R. Terreri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INNATE PHARMA MEETING DATE: MAR 27, 2014 | ||||
TICKER: IPH SECURITY ID: F5277D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board Members, and of Auditors | Management | For | For |
4 | Approve Treatment of Losses | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Appoint Deloitte et Associes as Auditor | Management | For | For |
7 | Appoint BEAS as Alternate Auditor | Management | For | For |
8 | Appoint Bpifrance Participations as Censor | Management | For | For |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Management | For | For |
10 | Advisory Vote on Compensation of Herve Brailly | Management | For | For |
11 | Advisory Vote on Compensation of Catherine Moukheibir | Management | For | Against |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Novo Nordisk A/S, up to Aggregate Nominal Amount of EUR 30,000 | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 571,700 | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 571,700 | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 571,700 | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 Above | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Authorize Capital Increase of Up to EUR 571,700 for Future Exchange Offers | Management | For | For |
21 | Authorize up to 100,000 Shares for Use in Restricted Stock Plans | Management | For | Abstain |
22 | Authorize Issuance of Warrants (BSA) up to Aggregate Nominal Amount of EUR 7,500 Reserved for Supervisory Board Members and Consultants | Management | For | For |
23 | Authorize Issuance of Warrants (BSAAR) without Preemptive Rights up to an Aggregate Nominal Amount of EUR 50,000 Reserved for Corporate Officers and Employees | Management | For | Against |
24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 664,200 | Management | For | For |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INSMED INCORPORATED MEETING DATE: MAY 29, 2014 | ||||
TICKER: INSM SECURITY ID: 457669307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
1.2 | Elect Director David W.J. McGirr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
1.3 | Elect Director Frank Verwiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTUITIVE SURGICAL, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: ISRG SECURITY ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | For |
1.4 | Elect Director Craig H. Barratt | Management | For | For |
1.5 | Elect Director Floyd D. Loop | Management | For | For |
1.6 | Elect Director George Stalk, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 01, 2013 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASIMO CORPORATION MEETING DATE: JUN 05, 2014 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | For |
1.2 | Elect Director Sanford Fitch | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MAXIMUS, INC. MEETING DATE: MAR 19, 2014 | ||||
TICKER: MMS SECURITY ID: 577933104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell A. Beliveau | Management | For | For |
1.2 | Elect Director John J. Haley | Management | For | For |
1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 31, 2013 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | For |
1e | Elect Director M. Christine Jacobs | Management | For | For |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | For |
1h | Elect Director Edward A. Mueller | Management | For | For |
1i | Elect Director Jane E. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | Against |
MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: MDSO SECURITY ID: 58471A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tarek A. Sherif | Management | For | For |
1.2 | Elect Director Glen M. de Vries | Management | For | For |
1.3 | Elect Director Carlos Dominguez | Management | For | For |
1.4 | Elect Director Neil M. Kurtz | Management | For | For |
1.5 | Elect Director George W. McCulloch | Management | For | For |
1.6 | Elect Director Lee A. Shapiro | Management | For | For |
1.7 | Elect Director Robert B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MEDNAX, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
MYLAN INC. MEETING DATE: APR 11, 2014 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Bresch | Management | For | For |
1.2 | Elect Director Wendy Cameron | Management | For | For |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Robert J. Coury | Management | For | For |
1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
1.6 | Elect Director Neil Dimick | Management | For | For |
1.7 | Elect Director Melina Higgins | Management | For | For |
1.8 | Elect Director Douglas J. Leech | Management | For | For |
1.9 | Elect Director Rajiv Malik | Management | For | For |
1.10 | Elect Director Joseph C. Maroon | Management | For | For |
1.11 | Elect Director Mark W. Parrish | Management | For | For |
1.12 | Elect Director Rodney L. Piatt | Management | For | For |
1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEWLINK GENETICS CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: NLNK SECURITY ID: 651511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Raffin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NMC HEALTH PLC MEETING DATE: JUN 26, 2014 | ||||
TICKER: NMC SECURITY ID: G65836101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Mark Tompkins as Director | Management | For | For |
8 | Re-elect Dr Bavaguthu Shetty as Director | Management | For | For |
9 | Re-elect Lord Clanwilliam as Director | Management | For | For |
10 | Re-elect Heather Lawrence as Director | Management | For | For |
11 | Elect Jonathan Bomford as Director | Management | For | For |
12 | Elect Abdulrahman Basaddiq as Director | Management | For | For |
13 | Elect Salma Hareb as Director | Management | For | For |
14 | Elect Dr Ayesha Abdullah as Director | Management | For | For |
15 | Elect Dr Nandini Tandon as Director | Management | For | For |
16 | Elect Binay Shetty as Director | Management | For | For |
17 | Elect Prasanth Manghat as Director | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association Re: Number of Directors | Management | For | For |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NXSTAGE MEDICAL, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NXTM SECURITY ID: 67072V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
1.2 | Elect Director Robert G. Funari | Management | For | For |
1.3 | Elect Director Daniel A. Giannini | Management | For | For |
1.4 | Elect Director Earl R. Lewis | Management | For | For |
1.5 | Elect Director Jean K. Mixer | Management | For | For |
1.6 | Elect Director Craig W. Moore | Management | For | For |
1.7 | Elect Director Reid S. Perper | Management | For | For |
1.8 | Elect Director Barry M. Straube | Management | For | For |
1.9 | Elect Director Jay W. Shreiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
OPTIMER PHARMACEUTICALS, INC. MEETING DATE: OCT 23, 2013 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
OREXO AB MEETING DATE: APR 15, 2014 | ||||
TICKER: ORX SECURITY ID: W6827A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Receive Board's Report | Management | None | None |
10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Determine Number of Members (5) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 600,000 for Chairman and SEK 150,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Raymond Hill, Staffan Lindstrand, Martin Nicklasson, Kristina Schauman, and Michael Shalmi as Directors; Raitfy PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18 | Approve Issuance of up to 10 Percent of Share Capital Without Preemptive Rights | Management | For | Did Not Vote |
19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
1.2 | Elect Director Gary Pace | Management | For | For |
1.3 | Elect Director David Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
PERRIGO COMPANY MEETING DATE: NOV 18, 2013 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRESTIGE BRANDS HOLDINGS, INC. MEETING DATE: JUL 29, 2013 | ||||
TICKER: PBH SECURITY ID: 74112D101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
1.5 | Elect Director Carl J. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PTC THERAPEUTICS, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: PTCT SECURITY ID: 69366J200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart W. Peltz | Management | For | For |
1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RAMSAY HEALTH CARE LTD. MEETING DATE: NOV 14, 2013 | ||||
TICKER: RHC SECURITY ID: Q7982Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3.1 | Elect Anthony James Clark as Director | Management | For | For |
3.2 | Elect Peter John Evans as Director | Management | For | For |
3.3 | Elect Bruce Roger Soden as Director | Management | For | Against |
4.1 | Approve the Grant of 220,000 Performance Rights to Christopher Paul Rex, Managing Director of the Company | Management | For | Against |
4.2 | Approve the Grant of 95,000 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company | Management | For | Against |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Moos | Management | For | For |
1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SHIRE PLC MEETING DATE: APR 29, 2014 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Dominic Blakemore as Director | Management | For | For |
5 | Re-elect William Burns as Director | Management | For | For |
6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
8 | Re-elect David Kappler as Director | Management | For | For |
9 | Re-elect Susan Kilsby as Director | Management | For | For |
10 | Re-elect Anne Minto as Director | Management | For | For |
11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
12 | Re-elect David Stout as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in Borrowing Powers | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SMITH & NEPHEW PLC MEETING DATE: APR 10, 2014 | ||||
TICKER: SN. SECURITY ID: 83175M205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Ian Barlow as Director | Management | For | For |
6 | Re-elect Olivier Bohuon as Director | Management | For | For |
7 | Re-elect Baroness Virginia Bottomley as Director | Management | For | For |
8 | Re-elect Julie Brown as Director | Management | For | For |
9 | Re-elect Michael Friedman as Director | Management | For | For |
10 | Re-elect Pamela Kirby as Director | Management | For | For |
11 | Re-elect Brian Larcombe as Director | Management | For | For |
12 | Re-elect Joseph Papa as Director | Management | For | For |
13 | Elect Roberto Quarta as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STRYKER CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SURGICAL CARE AFFILIATES, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: SCAI SECURITY ID: 86881L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd B. Sisitsky | Management | For | For |
1.2 | Elect Director Sharad Mansukani | Management | For | For |
1.3 | Elect Director Jeffrey K. Rhodes | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: FEB 24, 2014 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 17, 2014 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MEDICINES COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Clive A. Meanwell | Management | For | For |
1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THERAPEUTICSMD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: TXMD SECURITY ID: 88338N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director Cooper C. Collins | Management | For | For |
1.6 | Elect Director Randall Stanicky | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 15, 2013 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UCB SA MEETING DATE: APR 24, 2014 | ||||
TICKER: UCB SECURITY ID: B93562120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Receive Directors' Report (Non-Voting) | Management | None | None |
A.2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
A.3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
A.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
A.5 | Approve Remuneration Report | Management | For | For |
A.6 | Approve Discharge of Directors | Management | For | For |
A.7 | Approve Discharge of Auditors | Management | For | For |
A8.1a | Elect Kay Davies as Director | Management | For | For |
A8.1b | Indicate Davies as Independent Board Member | Management | For | For |
A.8.2 | Elect Cedric van Rijckevorsel as Director | Management | For | For |
A.8.3 | Elect Jean-Christophe Tellier as Director | Management | For | For |
A.9 | Approve Restricted Stock Plan | Management | For | For |
A10.1 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
A10.2 | Approve Change-of-Control Clause Re: Retail Bond | Management | For | For |
A10.3 | Approve Change-of-Control Clause Re: Facility Agreement | Management | For | For |
A10.4 | Approve Change-of-Control Clause Re: EIB Co-Development Agreement | Management | For | For |
A10.5 | Approve Change-of-Control Clause Re: EIB Loan | Management | For | For |
E.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
E.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
E.3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
E.4 | Amend Articles Re: Eliminate the Repurchase Authority that Allows for Repurchases to Avoid Serious and Imminent Prejudice to the Company | Management | For | For |
E.5 | Amend Articles Re: Dematerialization of Shares | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 02, 2014 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VANDA PHARMACEUTICALS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: VNDA SECURITY ID: 921659108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Dugan | Management | For | For |
1.2 | Elect Director Vincent J. Milano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 07, 2014 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
1.2 | Elect Director Wayne J. Riley | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOLCANO CORPORATION MEETING DATE: JUN 03, 2014 | ||||
TICKER: VOLC SECURITY ID: 928645100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siddhartha Kadia | Management | For | For |
1.2 | Elect Director Leslie V. Norwalk | Management | For | For |
1.3 | Elect Director Daniel J. Wolterman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WAGEWORKS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: WAGE SECURITY ID: 930427109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Larson | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Edward C. Nafus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: SEP 10, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Capital Authorization | Management | For | For |
3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | Against |
ZELTIQ AESTHETICS, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Foley | Management | For | For |
1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Murray Brennan | Management | For | Withhold |
1.3 | Elect Director James A. Cannon | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Randal J. Kirk | Management | For | For |
1.6 | Elect Director Timothy McInerney | Management | For | Withhold |
1.7 | Elect Director Michael Weiser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. O. SMITH CORPORATION MEETING DATE: APR 07, 2014 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: AAL SECURITY ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | For |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLIED INDUSTRIAL TECHNOLOGIES, INC. MEETING DATE: OCT 29, 2013 | ||||
TICKER: AIT SECURITY ID: 03820C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Thomas Hiltz | Management | For | For |
1.2 | Elect Director Edith Kelly-Green | Management | For | For |
1.3 | Elect Director Dan P. Komnenovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.6 | Elect Director Peter A. Magowan | Management | For | For |
1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Susan C. Schwab | Management | For | For |
1.12 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
CUMMINS INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Robert K. Herdman | Management | For | For |
6 | Elect Director Robert J. Bernhard | Management | For | For |
7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
8 | Elect Director Stephen B. Dobbs | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
CURTISS-WRIGHT CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: CW SECURITY ID: 231561101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Adams | Management | For | For |
1.2 | Elect Director Martin R. Benante | Management | For | For |
1.3 | Elect Director Dean M. Flatt | Management | For | For |
1.4 | Elect Director S. Marce Fuller | Management | For | For |
1.5 | Elect Director Allen A. Kozinski | Management | For | For |
1.6 | Elect Director John R. Myers | Management | For | For |
1.7 | Elect Director John B. Nathman | Management | For | For |
1.8 | Elect Director Robert J. Rivet | Management | For | For |
1.9 | Elect Director William W. Sihler | Management | For | For |
1.10 | Elect Director Albert E. Smith | Management | For | For |
1.11 | Elect Director Stuart W. Thorn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Linda Hefner Filler | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DEERE & COMPANY MEETING DATE: FEB 26, 2014 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Thomas H. Patrick | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Roy J. Bostock | Management | For | For |
1d | Elect Director John S. Brinzo | Management | For | For |
1e | Elect Director Daniel A. Carp | Management | For | For |
1f | Elect Director David G. DeWalt | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director David R. Goode | Management | For | For |
1k | Elect Director George N. Mattson | Management | For | For |
1l | Elect Director Paula Rosput Reynolds | Management | For | For |
1m | Elect Director Kenneth C. Rogers | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Increase in Size of Board | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DONALDSON COMPANY, INC. MEETING DATE: NOV 22, 2013 | ||||
TICKER: DCI SECURITY ID: 257651109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Hoffman | Management | For | For |
1.2 | Elect Director Willard D. Oberton | Management | For | For |
1.3 | Elect Director John P. Wiehoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Cremin | Management | For | For |
1b | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1c | Elect Director Peter T. Francis | Management | For | For |
1d | Elect Director Kristiane C. Graham | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director Robert A. Livingston | Management | For | For |
1g | Elect Director Richard K. Lochridge | Management | For | For |
1h | Elect Director Bernard G. Rethore | Management | For | For |
1i | Elect Director Michael B. Stubbs | Management | For | For |
1j | Elect Director Stephen M. Todd | Management | For | For |
1k | Elect Director Stephen K. Wagner | Management | For | For |
1l | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Provide Right to Call Special Meeting | Management | For | For |
EATON CORPORATION PLC MEETING DATE: APR 23, 2014 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Anthony J. Guzzi | Management | For | For |
1.5 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.6 | Elect Director David H. Laidley | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Jerry E. Ryan | Management | For | For |
1.9 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELIS INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: XLS SECURITY ID: 30162A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Kern | Management | For | For |
1b | Elect Director Mark L. Reuss | Management | For | For |
1c | Elect Director Billie I. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
GEA GROUP AG MEETING DATE: APR 16, 2014 | ||||
TICKER: G1A SECURITY ID: D28304109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0,60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Approve Creation of EUR 99 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
8 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
GENERAC HOLDINGS INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: GNRC SECURITY ID: 368736104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bennett Morgan | Management | For | For |
1.2 | Elect Director Todd A. Adams | Management | For | For |
1.3 | Elect Director Ralph W. Castner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GLOBAL BRASS AND COPPER HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: BRSS SECURITY ID: 37953G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin E. Welch, III | Management | For | For |
1.2 | Elect Director Ronald C. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARSCO CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Earl | Management | For | For |
1.2 | Elect Director Kathy G. Eddy | Management | For | For |
1.3 | Elect Director David C. Everitt | Management | For | For |
1.4 | Elect Director Stuart E. Graham | Management | For | For |
1.5 | Elect Director Terry D. Growcock | Management | For | For |
1.6 | Elect Director Henry W. Knueppel | Management | For | For |
1.7 | Elect Director Elaine La Roche | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 28, 2014 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
HOUSTON WIRE & CABLE COMPANY MEETING DATE: MAY 06, 2014 | ||||
TICKER: HWCC SECURITY ID: 44244K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Pokluda, III | Management | For | For |
1.2 | Elect Director Michael T. Campbell | Management | For | For |
1.3 | Elect Director I. Stewart Farwell | Management | For | For |
1.4 | Elect Director Mark A. Ruelle | Management | For | For |
1.5 | Elect Director Wilson B. Sexton | Management | For | For |
1.6 | Elect Director William H. Sheffield | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HUBBELL INCORPORATED MEETING DATE: MAY 06, 2014 | ||||
TICKER: HUB.B SECURITY ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director John G. Russell | Management | For | For |
1.11 | Elect Director Steven R. Shawley | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HURON CONSULTING GROUP INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: HURN SECURITY ID: 447462102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
1.2 | Elect Director George E. Massaro | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IDEX CORPORATION MEETING DATE: APR 08, 2014 | ||||
TICKER: IEX SECURITY ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Gregory F. Milzcik | Management | For | For |
1.3 | Elect Director Andrew K. Silvernail | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: MAY 29, 2014 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ted R. Antenucci | Management | For | Against |
1b | Elect Director Pamela M. Arway | Management | For | For |
1c | Elect Director Clarke H. Bailey | Management | For | Against |
1d | Elect Director Kent P. Dauten | Management | For | Against |
1e | Elect Director Paul F. Deninger | Management | For | Against |
1f | Elect Director Per-Kristian Halvorsen | Management | For | Against |
1g | Elect Director Michael W. Lamach | Management | For | Against |
1h | Elect Director William L. Meaney | Management | For | Against |
1i | Elect Director Walter C. Rakowich | Management | For | Against |
1j | Elect Director Vincent J. Ryan | Management | For | Against |
1k | Elect Director Alfred J. Verrecchia | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ITT CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: ITT SECURITY ID: 450911201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Orlando D. Ashford | Management | For | For |
1b | Elect Director G. Peter D. Aloia | Management | For | For |
1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
1d | Elect Director Christina A. Gold | Management | For | For |
1e | Elect Director Rebecca A. McDonald | Management | For | For |
1f | Elect Director Richard P. Lavin | Management | For | For |
1g | Elect Director Frank T. MacInnis | Management | For | For |
1h | Elect Director Denise L. Ramos | Management | For | For |
1i | Elect Director Donald J. Stebbins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | For |
1.10 | Elect Director Kirk Thompson | Management | For | For |
1.11 | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Raymond L. Conner | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAR AUCTION SERVICES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: KAR SECURITY ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
1.2 | Elect Director Brian T. Clingen | Management | For | For |
1.3 | Elect Director Donna R. Ecton | Management | For | For |
1.4 | Elect Director Peter R. Formanek | Management | For | For |
1.5 | Elect Director James P. Hallett | Management | For | For |
1.6 | Elect Director Mark E. Hill | Management | For | For |
1.7 | Elect Director Lynn Jolliffe | Management | For | For |
1.8 | Elect Director Michael T. Kestner | Management | For | For |
1.9 | Elect Director John P. Larson | Management | For | For |
1.10 | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director John W. Norris, III | Management | For | For |
1.3 | Elect Director Paul W. Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
1.3 | Elect Director Jorge Mas | Management | For | Withhold |
1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MUELLER INDUSTRIES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: MLI SECURITY ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
NIELSEN HOLDINGS N.V. MEETING DATE: MAY 06, 2014 | ||||
TICKER: NLSN SECURITY ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director James A. Attwood, Jr. | Management | For | For |
3b | Elect Director David L. Calhoun | Management | For | For |
3c | Elect Director Karen M. Hoguet | Management | For | For |
3d | Elect Director James M. Kilts | Management | For | For |
3e | Elect Director Alexander Navab | Management | For | For |
3f | Elect Director Robert Pozen | Management | For | For |
3g | Elect Director Vivek Ranadive | Management | For | For |
3h | Elect Director Ganesh Rao | Management | For | For |
3i | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Change Company Name | Management | For | For |
9 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
OSHKOSH CORPORATION MEETING DATE: FEB 04, 2014 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Peter B. Hamilton | Management | For | For |
1.3 | Elect Director Kathleen J. Hempel | Management | For | For |
1.4 | Elect Director Leslie F. Kenne | Management | For | For |
1.5 | Elect Director Stephen D. Newlin | Management | For | For |
1.6 | Elect Director Craig P. Omtvedt | Management | For | For |
1.7 | Elect Director Duncan J. Palmer | Management | For | For |
1.8 | Elect Director John S. Shiely | Management | For | For |
1.9 | Elect Director Richard G. Sim | Management | For | For |
1.10 | Elect Director Charles L. Szews | Management | For | For |
1.11 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
PALL CORPORATION MEETING DATE: DEC 11, 2013 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 23, 2013 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Kevin A. Lobo | Management | For | For |
1.6 | Elect Director Klaus-Peter Muller | Management | For | Withhold |
1.7 | Elect Director Candy M. Obourn | Management | For | For |
1.8 | Elect Director Joseph M. Scaminace | Management | For | For |
1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.10 | Elect Director Ake Svensson | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 13, 2013 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Daniel J. Murphy | Management | For | For |
1.3 | Elect Director Vernon E. Oechsle | Management | For | For |
1.4 | Elect Director Ulrich Schmidt | Management | For | For |
1.5 | Elect Director Richard L. Wambold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 04, 2014 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | Withhold |
A2 | Elect Director James P. Keane | Management | For | Withhold |
A3 | Elect Director Donald R. Parfet | Management | For | Withhold |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | Against |
SCORPIO TANKERS INC MEETING DATE: MAY 29, 2014 | ||||
TICKER: STNG SECURITY ID: Y7542C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuele A. Lauro | Management | For | For |
1.2 | Elect Director Ademaro Lanzara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 23, 2014 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Ruth E. Bruch | Management | For | For |
1.3 | Elect Director Frank V. Cahouet | Management | For | For |
1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: APR 28, 2014 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: DNB SECURITY ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director Robert P. Carrigan | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Anastassia Lauterbach | Management | For | For |
1g | Elect Director Thomas J. Manning | Management | For | For |
1h | Elect Director Sandra E. Peterson | Management | For | For |
1i | Elect Director Judith A. Reinsdorf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE MANITOWOC COMPANY, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon | Management | For | For |
1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
1.3 | Elect Director Glen E. Tellock | Management | For | For |
1.4 | Elect Director Robert G. Bohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 13, 2014 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip R. Cox | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Richard G. Kyle | Management | For | For |
1.4 | Elect Director John A. Luke, Jr. | Management | For | For |
1.5 | Elect Director Christopher L. Mapes | Management | For | For |
1.6 | Elect Director Joseph W. Ralston | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE TORO COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.2 | Elect Director Katherine J. Harless | Management | For | For |
1.3 | Elect Director Michael J. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 15, 2013 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIMAS CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: TRS SECURITY ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Eugene A. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TUTOR PERINI CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: TPC SECURITY ID: 901109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald N. Tutor | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director Peter Arkley | Management | For | Withhold |
1.4 | Elect Director Robert Band | Management | For | For |
1.5 | Elect Director Sidney J. Feltenstein | Management | For | For |
1.6 | Elect Director Michael R. Klein | Management | For | Withhold |
1.7 | Elect Director Raymond R. Oneglia | Management | For | For |
1.8 | Elect Director Dale Anne Reiss | Management | For | For |
1.9 | Elect Director Donald D. Snyder | Management | For | Withhold |
1.10 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
UNION PACIFIC CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 28, 2014 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URS CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane C. Creel | Management | For | For |
1b | Elect Director Mickey P. Foret | Management | For | Against |
1c | Elect Director William H. Frist | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | Against |
1g | Elect Director Joseph W. Ralston | Management | For | Against |
1h | Elect Director John D. Roach | Management | For | Against |
1i | Elect Director William H. Schumann, III | Management | For | For |
1j | Elect Director David N. Siegel | Management | For | For |
1k | Elect Director Douglas W. Stotlar | Management | For | For |
1l | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALMONT INDUSTRIES, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: VMI SECURITY ID: 920253101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Walter Scott, Jr. | Management | For | For |
1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
W.W. GRAINGER, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director Neil S. Novich | Management | For | For |
1.6 | Elect Director Michael J. Roberts | Management | For | For |
1.7 | Elect Director Gary L. Rogers | Management | For | For |
1.8 | Elect Director James T. Ryan | Management | For | For |
1.9 | Elect Director E. Scott Santi | Management | For | For |
1.10 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WASTE CONNECTIONS, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: WCN SECURITY ID: 941053100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Davis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Morgan | Management | For | For |
1.2 | Elect Director James L. Singleton | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emilio A. Fernandez | Management | For | For |
1.2 | Elect Director Lee B. Foster, II | Management | For | For |
1.3 | Elect Director Gary C. Valade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Steven R. Hash | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Einiger | Management | For | For |
1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
1.3 | Elect Director Joel I. Klein | Management | For | For |
1.4 | Elect Director Douglas T. Linde | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Alan J. Patricof | Management | For | For |
1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
CEDAR REALTY TRUST, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: CDR SECURITY ID: 150602209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Burns | Management | For | For |
1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
1.4 | Elect Director Everett B. Miller, III | Management | For | For |
1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
1.6 | Elect Director Roger M. Widmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COUSINS PROPERTIES INCORPORATED MEETING DATE: MAY 06, 2014 | ||||
TICKER: CUZ SECURITY ID: 222795106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
1.2 | Elect Director James D. Edwards | Management | For | For |
1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
1.5 | Elect Director S. Taylor Glover | Management | For | For |
1.6 | Elect Director James H. Hance | Management | For | For |
1.7 | Elect Director Donna W. Hyland | Management | For | For |
1.8 | Elect Director R. Dary Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST, INC. MEETING DATE: APR 28, 2014 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Laurence A. Chapman | Management | For | For |
1C | Elect Director Kathleen Earley | Management | For | For |
1D | Elect Director Ruann F. Ernst | Management | For | For |
1E | Elect Director Kevin J. Kennedy | Management | For | For |
1F | Elect Director William G. LaPerch | Management | For | For |
1G | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DUPONT FABROS TECHNOLOGY, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: DFT SECURITY ID: 26613Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Coke | Management | For | For |
1.2 | Elect Director Lammot J. du Pont | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Hossein Fateh | Management | For | For |
1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
1.8 | Elect Director John H. Toole | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: NOV 25, 2013 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Stock Award Plan Grants | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
EQUITY ONE, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: EQY SECURITY ID: 294752100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia R. Cohen | Management | For | For |
1.2 | Elect Director Neil Flanzraich | Management | For | For |
1.3 | Elect Director Jordan Heller | Management | For | For |
1.4 | Elect Director Chaim Katzman | Management | For | For |
1.5 | Elect Director Peter Linneman | Management | For | For |
1.6 | Elect Director Galia Maor | Management | For | For |
1.7 | Elect Director Jeffrey S. Olson | Management | For | For |
1.8 | Elect Director Dori Segal | Management | For | For |
1.9 | Elect Director David Fischel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 12, 2014 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAR 28, 2014 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXCEL TRUST, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: EXL SECURITY ID: 30068C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary B. Sabin | Management | For | For |
1.2 | Elect Director Spencer G. Plumb | Management | For | For |
1.3 | Elect Director Mark T. Burton | Management | For | For |
1.4 | Elect Director Bruce G. Blakley | Management | For | For |
1.5 | Elect Director Burland B. East, III | Management | For | For |
1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Director Warren R. Staley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
FEDERAL REALTY INVESTMENT TRUST MEETING DATE: MAY 07, 2014 | ||||
TICKER: FRT SECURITY ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
1.4 | Elect Director Gail P. Steinel | Management | For | For |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FELCOR LODGING TRUST INCORPORATED MEETING DATE: MAY 19, 2014 | ||||
TICKER: FCH SECURITY ID: 31430F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Corcoran, Jr. | Management | For | For |
1.2 | Elect Director Robert F. Cotter | Management | For | For |
1.3 | Elect Director Thomas C. Hendrick | Management | For | For |
1.4 | Elect Director Mark D. Rozells | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLIMCHER REALTY TRUST MEETING DATE: MAY 07, 2014 | ||||
TICKER: GRT SECURITY ID: 379302102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Glimcher | Management | For | For |
1.2 | Elect Director Yvette McGee Brown | Management | For | For |
1.3 | Elect Director Nancy J. Kramer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HCP, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian G. Cartwright | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HEALTH CARE REIT, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director George L. Chapman | Management | For | For |
1c | Elect Director Thomas J. DeRosa | Management | For | For |
1d | Elect Director Jeffrey H. Donahue | Management | For | For |
1e | Elect Director Peter J. Grua | Management | For | For |
1f | Elect Director Fred S. Klipsch | Management | For | For |
1g | Elect Director Timothy J. Naughton | Management | For | For |
1h | Elect Director Sharon M. Oster | Management | For | For |
1i | Elect Director Judith C. Pelham | Management | For | For |
1j | Elect Director R. Scott Trumbull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann M. Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KILROY REALTY CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: KRC SECURITY ID: 49427F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
1.2 | Elect Director Edward F. Brennan | Management | For | For |
1.3 | Elect Director Scott S. Ingraham | Management | For | For |
1.4 | Elect Director Dale F. Kinsella | Management | For | For |
1.5 | Elect Director Peter B. Stoneberg | Management | For | For |
1.6 | Elect Director Gary R. Stevenson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
KITE REALTY GROUP TRUST MEETING DATE: MAY 07, 2014 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kite | Management | For | For |
1.2 | Elect Director William E. Bindley | Management | For | For |
1.3 | Elect Director Victor J. Coleman | Management | For | For |
1.4 | Elect Director Richard A. Cosier | Management | For | For |
1.5 | Elect Director Christie B. Kelly | Management | For | For |
1.6 | Elect Director Gerald L. Moss | Management | For | For |
1.7 | Elect Director David R. O'Reilly | Management | For | For |
1.8 | Elect Director Barton R. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: JUN 24, 2014 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LASALLE HOTEL PROPERTIES MEETING DATE: MAY 07, 2014 | ||||
TICKER: LHO SECURITY ID: 517942108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnello | Management | For | For |
1.2 | Elect Director Donald A. Washburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
LIBERTY PROPERTY TRUST MEETING DATE: MAY 08, 2014 | ||||
TICKER: LPT SECURITY ID: 531172104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
1.4 | Elect Director Daniel P. Garton | Management | For | For |
1.5 | Elect Director William P. Hankowsky | Management | For | For |
1.6 | Elect Director M. Leanne Lachman | Management | For | For |
1.7 | Elect Director David L. Lingerfelt | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MACK-CALI REALTY CORPORATION MEETING DATE: MAY 12, 2014 | ||||
TICKER: CLI SECURITY ID: 554489104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nathan Gantcher | Management | For | Withhold |
1.2 | Elect Director David S. Mack | Management | For | Withhold |
1.3 | Elect Director William L. Mack | Management | For | Withhold |
1.4 | Elect Director Alan G. Philibosian | Management | For | Withhold |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: SEP 27, 2013 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director Ralph Horn | Management | For | For |
1d | Elect Director James K. Lowder | Management | For | For |
1e | Elect Director Thomas H. Lowder | Management | For | For |
1f | Elect Director Claude B. Nielsen | Management | For | For |
1g | Elect Director Philip W. Norwood | Management | For | For |
1h | Elect Director Harold W. Ripps | Management | For | For |
1i | Elect Director W. Reid Sanders | Management | For | For |
1j | Elect Director William B. Sansom | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: PDM SECURITY ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POST PROPERTIES, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: PPS SECURITY ID: 737464107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Toni Jennings | Management | For | For |
1.7 | Elect Director Ronald de Waal | Management | For | For |
1.8 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROLOGIS, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons, III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 01, 2014 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RETAIL PROPERTIES OF AMERICA, INC. MEETING DATE: OCT 08, 2013 | ||||
TICKER: RPAI SECURITY ID: 76131V202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Beard | Management | For | For |
1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
1.4 | Elect Director Gerald M. Gorski | Management | For | For |
1.5 | Elect Director Steven P. Grimes | Management | For | For |
1.6 | Elect Director Richard P. Imperiale | Management | For | For |
1.7 | Elect Director Kenneth E. Masick | Management | For | For |
1.8 | Elect Director Barbara A. Murphy | Management | For | For |
1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SENIOR HOUSING PROPERTIES TRUST MEETING DATE: JUN 05, 2014 | ||||
TICKER: SNH SECURITY ID: 81721M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
1.2 | Elect Director Larry C. Glasscock | Management | For | For |
1.3 | Elect Director Karen N. Horn | Management | For | For |
1.4 | Elect Director Allan Hubbard | Management | For | For |
1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
1.6 | Elect Director Daniel C. Smith | Management | For | For |
1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 02, 2014 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUN COMMUNITIES, INC. MEETING DATE: JUL 23, 2013 | ||||
TICKER: SUI SECURITY ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie W. Bergeron | Management | For | For |
1b | Elect Director Clunet R. Lewis | Management | For | For |
1c | Elect Director Arthur A. Weiss | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TAUBMAN CENTERS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TCO SECURITY ID: 876664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Taubman | Management | For | For |
1.2 | Elect Director Lisa A. Payne | Management | For | For |
1.3 | Elect Director William U. Parfet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TERRENO REALTY CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: TRNO SECURITY ID: 88146M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael A. Coke | Management | For | For |
1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
1.4 | Elect Director Peter J. Merlone | Management | For | For |
1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
1.6 | Elect Director Dennis Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UDR, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert A. McNamara | Management | For | For |
1.7 | Elect Director Mark R. Patterson | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Glenn J. Rufrano | Management | For | For |
1j | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 22, 2014 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Lynne | Management | For | For |
1.2 | Elect Director David Mandelbaum | Management | For | For |
1.3 | Elect Director Daniel R. Tisch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 10, 2014 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director John I. Kieckhefer | Management | For | For |
1.4 | Elect Director Wayne W. Murdy | Management | For | For |
1.5 | Elect Director Nicole W. Piasecki | Management | For | For |
1.6 | Elect Director Doyle R. Simons | Management | For | For |
1.7 | Elect Director Richard H. Sinkfield | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director Kim Williams | Management | For | For |
1.10 | Elect Director Charles R. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
51JOB, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: JOBS SECURITY ID: 316827104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to be Granted All Powers to Repurchase Up to an Additional $75 Million of the Company's Shares Under the Share Repurchase Program Approved by the Company on September 30, 2008 | Management | For | For |
2 | Amend Article 22(b) of the Company's Articles of Association | Management | For | For |
ACCENTURE PLC MEETING DATE: JAN 30, 2014 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Director Jaime Ardila | Management | For | For |
2b | Elect Director Charles H. Giancarlo | Management | For | For |
2c | Elect Director William L. Kimsey | Management | For | For |
2d | Elect Director Blythe J. McGarvie | Management | For | For |
2e | Elect Director Mark Moody-Stuart | Management | For | For |
2f | Elect Director Pierre Nanterme | Management | For | For |
2g | Elect Director Gilles C. Pelisson | Management | For | For |
2h | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Corti | Management | For | For |
1.2 | Elect Director Brian G. Kelly | Management | For | For |
1.3 | Elect Director Robert A. Kotick | Management | For | For |
1.4 | Elect Director Barry Meyer | Management | For | For |
1.5 | Elect Director Robert J. Morgado | Management | For | For |
1.6 | Elect Director Peter Nolan | Management | For | For |
1.7 | Elect Director Richard Sarnoff | Management | For | For |
1.8 | Elect Director Elaine Wynn | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADDCN TECHNOLOGY CO., LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: 5287 SECURITY ID: Y00118102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 10, 2014 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVA OPTICAL NETWORKING SE MEETING DATE: JUN 05, 2014 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Approve Creation of EUR 24 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 3 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: JUL 12, 2013 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director W. Michael Barnes | Management | For | For |
1c | Elect Director John E. Caldwell | Management | For | For |
1d | Elect Director Henry WK Chow | Management | For | For |
1e | Elect Director Nicholas M. Donofrio | Management | For | For |
1f | Elect Director H. Paulett Eberhart | Management | For | For |
1g | Elect Director Martin L. Edelman | Management | For | For |
1h | Elect Director John R. Harding | Management | For | For |
1i | Elect Director Rory P. Read | Management | For | For |
1j | Elect Director Ahmed Yahia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEROFLEX HOLDING CORP. MEETING DATE: NOV 15, 2013 | ||||
TICKER: ARX SECURITY ID: 007767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh Evans | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Bradley J. Gross | Management | For | For |
1.7 | Elect Director John D. Knoll | Management | For | For |
1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
1.10 | Elect Director Benjamin M. Polk | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AIC INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 3693 SECURITY ID: Y90143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
5 | Elect Chiou Shi Rung, with ID No. T10095xxxx, as Independent Director | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: AUG 07, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting | Management | For | For |
2 | Approve Bonus to Rami Hadar, President and CEO | Management | For | For |
3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
4 | Grant Shraga Katz Options to Purchase Shares | Management | For | For |
5 | Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO. | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Company Business for 2012 | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALPHA & OMEGA SEMICONDUCTOR LTD. MEETING DATE: NOV 12, 2013 | ||||
TICKER: AOSL SECURITY ID: G6331P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike F. Chang | Management | For | For |
1.2 | Elect Director Yueh-Se Ho | Management | For | For |
1.3 | Elect Director Howard M. Bailey | Management | For | For |
1.4 | Elect Director Robert I. Chen | Management | For | For |
1.5 | Elect Director King Owyang | Management | For | For |
1.6 | Elect Director Michael J. Salameh | Management | For | For |
1.7 | Elect Director Thomas W. Steipp | Management | For | For |
2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Krish A. Prabhu | Management | For | For |
1g | Elect Director Shane V. Robison | Management | For | For |
1h | Elect Director John Shoemaker | Management | For | For |
1i | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent T. Roche | Management | For | For |
1c | Elect Director Richard M. Beyer | Management | For | For |
1d | Elect Director James A. Champy | Management | For | For |
1e | Elect Director John C. Hodgson | Management | For | For |
1f | Elect Director Yves-Andre Istel | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director F. Grant Saviers | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ANGIE'S LIST, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: ANGI SECURITY ID: 034754101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Britto | Management | For | For |
1.2 | Elect Director Michael S. Maurer | Management | For | For |
1.3 | Elect Director Susan E. Thronson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman, III | Management | For | For |
1.2 | Elect Director Ajei S. Gopal | Management | For | For |
1.3 | Elect Director William R. McDermott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
11 | Proxy Access | Shareholder | Against | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 04, 2014 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 27, 2013 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Cesaratto | Management | For | For |
1b | Elect Director H.K. Desai | Management | For | For |
1c | Elect Director Paramesh Gopi | Management | For | For |
1d | Elect Director Paul R. Gray | Management | For | For |
1e | Elect Director Fred Shlapak | Management | For | For |
1f | Elect Director Robert F. Sproull | Management | For | For |
1g | Elect Director Duston Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASM PACIFIC TECHNOLOGY LTD. MEETING DATE: APR 25, 2014 | ||||
TICKER: 00522 SECURITY ID: G0535Q133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Arthur H. del Prado as Director | Management | For | Against |
4 | Elect Lee Wai Kwong as Director | Management | For | Against |
5 | Elect Chow Chuen, James as Director | Management | For | Against |
6 | Elect Robin Gerard Ng Cher Tat as Director | Management | For | Against |
7 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
8 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
1.2 | Elect Director Donald P. Casey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Abernethy | Management | For | For |
1.2 | Elect Director Jonathan Bush | Management | For | For |
1.3 | Elect Director Brandon Hull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTODESK, INC. MEETING DATE: JAN 14, 2014 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 12, 2013 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Bruno Guilmart | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director Justine F. Lien | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
BAZAARVOICE, INC. MEETING DATE: OCT 22, 2013 | ||||
TICKER: BV SECURITY ID: 073271108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dev C. Ittycheria | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Kenneth T. Lamneck | Management | For | For |
1.6 | Elect Director David W. Scheible | Management | For | For |
1.7 | Elect Director Bernee D.L. Strom | Management | For | For |
1.8 | Elect Director Clay C. Williams | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIOSENSORS INTERNATIONAL GROUP LTD. MEETING DATE: JUL 25, 2013 | ||||
TICKER: B20 SECURITY ID: G11325100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Vincent Ong as Director | Management | For | Against |
4 | Elect Adrian Chan Pengee as Director | Management | For | Against |
5 | Elect Bing Yuan as Director | Management | For | Against |
6 | Elect Phyllis Chan Yuk Ying as Director | Management | For | Against |
7 | Approve Directors' Fees | Management | For | For |
8 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
BIT-ISLE INC. MEETING DATE: OCT 29, 2013 | ||||
TICKER: 3811 SECURITY ID: J04579108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
BLACKBERRY LIMITED MEETING DATE: JUN 19, 2014 | ||||
TICKER: BB SECURITY ID: 09228F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Chen | Management | For | For |
1.2 | Elect Director Timothy Dattels | Management | For | For |
1.3 | Elect Director Claudia Kotchka | Management | For | For |
1.4 | Elect Director Richard Lynch | Management | For | For |
1.5 | Elect Director Barbara Stymiest | Management | For | For |
1.6 | Elect Director Prem Watsa | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Approve Deferred Share Unit Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
BMC SOFTWARE, INC. MEETING DATE: JUL 24, 2013 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | For |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 08, 2014 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director Dave House | Management | For | For |
1.7 | Elect Director L. William Krause | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CAMELOT INFORMATION SYSTEMS INC MEETING DATE: MAR 25, 2014 | ||||
TICKER: CIS SECURITY ID: 13322V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Plan and Agreement | Management | For | For |
2 | Approve Authorization of Chairman of the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Pass Proposal One | Management | For | For |
CAVIUM, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: CAVM SECURITY ID: 14964U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIPMOS TECHNOLOGIES BERMUDA LTD. MEETING DATE: AUG 30, 2013 | ||||
TICKER: IMOS SECURITY ID: G2110R114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2.1 | Reelect John Yee Woon Seto as Director | Management | For | For |
2.2 | Reelect Chao-Jung Tsai as Director | Management | For | For |
2.3 | Reelect Rong Hsu as Director | Management | For | For |
3 | Reappoint Moore Stephens, Hong Kong as Auditors | Management | For | For |
4 | Transact Other Business (Voting) | Management | For | Against |
CHROMA ATE INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
5.1 | Elect Leo Huang, with Shareholder No. 1, as Non-independent Director | Shareholder | None | Against |
5.2 | Elect Chung-Ju Chang, a Representative of Fer Mo Investment Co., Ltd. with Shareholder No. 12723, as Non-independent Director | Shareholder | None | Against |
5.3 | Elect I-Shih Tseng, a Representative of CHROMA INVESTMENT CO., LTD. with Shareholder No. 12744, as Non-independent Director | Shareholder | None | Against |
5.4 | Elect Tsung-Ming Chung, with ID No. J102535596, as Independent Director | Management | For | For |
5.5 | Elect Quincy Lin, with ID No. D100511842, as Independent Director | Management | For | For |
5.6 | Elect Chi-Jen Chou, with ID No. T100113241, as Supervisor | Shareholder | None | Abstain |
5.7 | Elect Tsun I Wang, a Representative of Case Investment Co., Ltd. with Shareholder No. 319, as Supervisor | Shareholder | None | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
CIENA CORPORATION MEETING DATE: APR 10, 2014 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Harvey B. Cash | Management | For | For |
1b | Elect Director Judith M. O'Brien | Management | For | For |
1c | Elect Director Gary B. Smith | Management | For | For |
1d | Elect Director T. Michael Nevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 30, 2013 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert D. Daleo | Management | For | For |
1b | Elect Director Murray J. Demo | Management | For | For |
1c | Elect Director Asiff S. Hirji | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CJ E&M CORP. MEETING DATE: JUN 30, 2014 | ||||
TICKER: 130960 SECURITY ID: Y6422E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 03, 2014 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Patsalos-Fox | Management | For | For |
1b | Elect Director Robert E. Weissman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: COMM SECURITY ID: 20337X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Drendel | Management | For | Withhold |
1.2 | Elect Director Marco De Benedetti | Management | For | Withhold |
1.3 | Elect Director Peter J. Clare | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2013 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armando Geday | Management | For | For |
1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
1.3 | Elect Director David F. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Gilligan | Management | For | For |
1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam L. Miller | Management | For | For |
1.2 | Elect Director R. C. Mark Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CRAY INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: CRAY SECURITY ID: 225223304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
1.2 | Elect Director Stephen C. Kiely | Management | For | For |
1.3 | Elect Director Frank L. Lederman | Management | For | For |
1.4 | Elect Director Sally G. Narodick | Management | For | For |
1.5 | Elect Director Daniel C. Regis | Management | For | For |
1.6 | Elect Director Stephen C. Richards | Management | For | For |
1.7 | Elect Director Peter J. Ungaro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CREE, INC. MEETING DATE: OCT 29, 2013 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CRYSTALWISE TECHNOLOGY INC MEETING DATE: JUN 23, 2014 | ||||
TICKER: 4944 SECURITY ID: Y1835S100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
2 | Approve 2013 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Issuance of Restricted Stocks | Management | For | For |
6 | Approve Plan to Raise Funds Either By Public Issuance of Shares, Issuance of Share via Private Placement or Issuance of Convertible Bonds via Private Placement | Management | For | For |
7 | Elect a Representative of SINO-AMERICAN SILICON PRODUCTS INC., with Shareholder No.14561 as Non-Independent Director | Shareholder | None | Against |
8 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
CVENT, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: CVT SECURITY ID: 23247G109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reggie Aggarwal | Management | For | For |
1.2 | Elect Director Kevin Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director James R. Long | Management | For | For |
1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
1.6 | Elect Director J. D. Sherman | Management | For | For |
1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA ELECTRONICS INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: 2308 SECURITY ID: Y20263102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
DEMANDWARE, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: DWRE SECURITY ID: 24802Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Kane | Management | For | For |
1.2 | Elect Director Stephan Schambach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: AUG 19, 2013 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Yan Guorong as Director | Management | For | Against |
3b | Elect Andrew Y. Yan as Director | Management | For | Against |
3c | Elect Hu Zhaoguang as Director | Management | For | For |
3d | Elect Ni Hong (Hope) as Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: MAY 26, 2014 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Lin Yang as Director | Management | For | Against |
3b | Elect Wong Man Chung, Francis as Director | Management | For | For |
3c | Elect Ong Ka Lueng, Peter as Director | Management | For | For |
3d | Elect Liu Yun, John asDirector | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
1.2 | Elect Director John W. Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | None | For |
DYNACOLOR CO LTD MEETING DATE: JUN 06, 2014 | ||||
TICKER: 5489 SECURITY ID: Y2185H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
E2OPEN, INC. MEETING DATE: AUG 07, 2013 | ||||
TICKER: EOPN SECURITY ID: 29788A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Johnston Evans | Management | For | For |
1.2 | Elect Director Bernard Mathaisel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: SEP 26, 2013 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect J. Prakash as Director | Management | For | Against |
3 | Reelect S. Srivastava as Director | Management | For | For |
4 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Waiver of Excess Remuneration Paid to S. Prakash as Chairman & Managing Director | Management | For | For |
6 | Approve Waiver of Excess Remuneration Paid to J. Prakash as Executive Director | Management | For | For |
7 | Approve Payment of Existing Remuneration of S. Prakash as Chairman & Managing Director | Management | For | Against |
8 | Approve Payment of Existing Remuneration of J. Prakash as Executive Director | Management | For | Against |
9 | Elect R.E. Campbell II as Director | Management | For | For |
10 | Elect V.S. Valluri as Director | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: MAR 24, 2014 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reappointment and Remuneration of S. Prakash as Managing Director | Management | For | For |
2 | Approve Increase in Investment Limit in Educomp Infrastructure & School Management Ltd., Subsidiary | Management | For | For |
3 | Approve Appointment and Remuneration of V.K. Dandona as Executive Director | Management | For | For |
EGAIN CORPORATION MEETING DATE: NOV 08, 2013 | ||||
TICKER: EGAN SECURITY ID: 28225C806 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ashutosh Roy | Management | For | For |
1.2 | Elect Director Gunjan Sinha | Management | For | For |
1.3 | Elect Director David S. Scott | Management | For | For |
1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
EPAM SYSTEMS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: EPAM SECURITY ID: 29414B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald P. Vargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPISTAR CORP. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 2448 SECURITY ID: Y2298F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Elect Liang Jiyan, with ID No.N12xxxxxxx, as Independent Director | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrzej Olechowski | Management | For | For |
1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVERTEC, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: EVTC SECURITY ID: 30040P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank G. D'Angelo | Management | For | For |
1b | Elect Director Peter Harrington | Management | For | For |
1c | Elect Director Jorge Junquera | Management | For | For |
1d | Elect Director Teresita Loubriel | Management | For | For |
1e | Elect Director Nestor O. Rivera | Management | For | For |
1f | Elect Director Alan H. Schumacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EZCHIP SEMICONDUCTORS LTD. MEETING DATE: SEP 10, 2013 | ||||
TICKER: EZCH SECURITY ID: M4146Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
2 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
3 | Grant Restricted Share Units to Directors | Management | For | For |
4 | Amend Stock 2007 U.S. Equity Incentive Plan | Management | For | For |
5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
F5 NETWORKS, INC. MEETING DATE: MAR 13, 2014 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FABRINET MEETING DATE: DEC 19, 2013 | ||||
TICKER: FN SECURITY ID: G3323L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Homa Bahrami as Director | Management | For | For |
1.2 | Elect Rollance E. Olson as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers ABAS Ltd as Auditors | Management | For | For |
FACEBOOK, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
7 | Report on Sustainability | Shareholder | Against | Abstain |
FEI COMPANY MEETING DATE: MAY 08, 2014 | ||||
TICKER: FEIC SECURITY ID: 30241L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Homa Bahrami | Management | For | For |
1.2 | Elect Director Arie Huijser | Management | For | For |
1.3 | Elect Director Don R. Kania | Management | For | For |
1.4 | Elect Director Thomas F. Kelly | Management | For | For |
1.5 | Elect Director Jan C. Lobbezoo | Management | For | For |
1.6 | Elect Director Jami K. Nachtsheim | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director James T. Richardson | Management | For | For |
1.9 | Elect Director Richard H. Wills | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David K. Hunt | Management | For | For |
1b | Elect Director Richard N. Massey | Management | For | For |
1c | Elect Director Leslie M. Muma | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
FINISAR CORPORATION MEETING DATE: SEP 03, 2013 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FISERV, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Denis J. O'Leary | Management | For | For |
1.4 | Elect Director Glenn M. Renwick | Management | For | For |
1.5 | Elect Director Kim M. Robak | Management | For | For |
1.6 | Elect Director Doyle R. Simons | Management | For | For |
1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director Gregg A. Lowe | Management | For | For |
1.6 | Elect Director Joanne M. Maguire | Management | For | For |
1.7 | Elect Director John W. Marren | Management | For | For |
1.8 | Elect Director James A. Quella | Management | For | For |
1.9 | Elect Director Peter Smitham | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
FUJI MEDIA HOLDINGS, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 4676 SECURITY ID: J15477102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | For |
2.1 | Elect Director Hieda, Hisashi | Management | For | For |
2.2 | Elect Director Toyoda, Ko | Management | For | For |
2.3 | Elect Director Ota, Hideaki | Management | For | For |
2.4 | Elect Director Kano, Shuuji | Management | For | For |
2.5 | Elect Director Wagai, Takashi | Management | For | For |
2.6 | Elect Director Kanemitsu, Osamu | Management | For | For |
2.7 | Elect Director Kameyama, Chihiro | Management | For | For |
2.8 | Elect Director Endo, Ryuunosuke | Management | For | For |
2.9 | Elect Director Ota, Toru | Management | For | For |
2.10 | Elect Director Matsuoka, Isao | Management | For | Against |
2.11 | Elect Director Miki, Akihiro | Management | For | For |
2.12 | Elect Director Ishiguro, Taizan | Management | For | For |
2.13 | Elect Director Yokota, Masafumi | Management | For | For |
2.14 | Elect Director Terasaki, Kazuo | Management | For | For |
2.15 | Elect Director Kiyohara, Takehiko | Management | For | For |
2.16 | Elect Director Inaki, Koji | Management | For | For |
3 | Appoint Statutory Auditor Minami, Nobuya | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Amend Articles to Set Appropriate Price when Taking Subsidiaries Private | Shareholder | Against | Against |
6 | Amend Articles to Emphasize Discussion with Labor Unions | Shareholder | Against | Against |
7 | Amend Articles to Treat Foreign Countries Equally and Fairly in Performing the Broadcasting Business | Shareholder | Against | Against |
8 | Amend Articles to Discuss with and Gain Agreement from Employees in the Newspaper Business when Making Decisions on Sale of Newspaper Business | Shareholder | Against | Against |
9 | Amend Articles to Prohibit Directors or Employees from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against |
10 | Amend Articles to Set Mandatory Retirement Age for Directors and Statutory Auditors at 75 | Shareholder | Against | Against |
11 | Amend Articles to Refrain from Negative Campaigns against Individuals in Official Positions | Shareholder | Against | Against |
12 | Amend Articles to Increase Shareholder Special Benefit Plan | Shareholder | Against | Against |
13 | Amend Articles to Require Company to Hold AGM on a Day Other Than Peak Meeting Date | Shareholder | Against | Against |
14.1 | Appoint Shareholder Director Nominee Hamada, Masaharu | Shareholder | Against | Against |
14.2 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Shareholder | Against | Against |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: MAY 23, 2014 | ||||
TICKER: 03800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Zhu Gongshan as Director | Management | For | Against |
2b | Elect Ji Jun as Director | Management | For | Against |
2c | Elect Sun Wei as Director | Management | For | Against |
2d | Approve Remuneration of Directors | Management | For | Abstain |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GENESIS PHOTONICS INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: 3383 SECURITY ID: Y26927106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt via Private Placement | Management | For | For |
6 | Approve Issuance of Shares via a Private Placement | Management | For | For |
7.1 | Elect Non-Independent Director No.1 | Shareholder | None | Abstain |
7.2 | Elect Non-Independent Director No.2 | Shareholder | None | Abstain |
7.3 | Elect Non-Independent Director No.3 | Shareholder | None | Abstain |
7.4 | Elect Non-Independent Director No.4 | Shareholder | None | Abstain |
7.5 | Elect Wei Zhehe as Independent Director | Management | For | For |
7.6 | Elect Tao Jidong as Independent Director | Management | For | For |
7.7 | Elect Xiao Enxin as Independent Director | Management | For | For |
7.8 | Elect Supevrisor No.1 | Shareholder | None | Abstain |
7.9 | Elect Supevrisor No.2 | Shareholder | None | Abstain |
7.10 | Elect Supevrisor No.3 | Shareholder | None | Abstain |
8 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
GIGA SOLAR MATERIALS CORP. MEETING DATE: JUN 06, 2014 | ||||
TICKER: 3691 SECURITY ID: Y270AA108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
GLOBAL LOGISTIC PROPERTIES LTD. MEETING DATE: APR 24, 2014 | ||||
TICKER: MC0 SECURITY ID: Y27187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Issuance of Shares | Management | For | Against |
GLOBAL PAYMENTS INC. MEETING DATE: NOV 20, 2013 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth Ann Marshall | Management | For | For |
1.2 | Elect Director John M. Partridge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GT ADVANCED TECHNOLOGIES INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: GTAT SECURITY ID: 36191U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michal Conaway | Management | For | For |
1.2 | Elect Director Kathleen A. Cote | Management | For | For |
1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
1.4 | Elect Director Thomas Gutierrez | Management | For | For |
1.5 | Elect Director Matthew E. Massengill | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
1.7 | Elect Director Noel G. Watson | Management | For | For |
1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GUIDEWIRE SOFTWARE, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: GWRE SECURITY ID: 40171V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Cavoores | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 19, 2014 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
1.8 | Elect Director Gary M. Reiner | Management | For | For |
1.9 | Elect Director Patricia F. Russo | Management | For | For |
1.10 | Elect Director James A. Skinner | Management | For | For |
1.11 | Elect Director Margaret C. Whitman | Management | For | For |
1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
HIMAX TECHNOLOGIES INC. MEETING DATE: SEP 04, 2013 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Adopt Audited Financial Reports of the Company for the Fiscal Year Ended December 31, 2012 | Management | For | For |
2 | Other Business (Voting) | Management | For | Against |
HOMEAWAY, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: AWAY SECURITY ID: 43739Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
1.3 | Elect Director Kevin Krone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ICD CO. LTD. MEETING DATE: DEC 19, 2013 | ||||
TICKER: 040910 SECURITY ID: Y4089S107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Against |
2 | Reelect Choi Ji-Gwang as Outside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
ICF INTERNATIONAL, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: ICFI SECURITY ID: 44925C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Bersoff | Management | For | For |
1.2 | Elect Director Sudhakar Kesavan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMAX CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: IMAX SECURITY ID: 45245E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | For |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director Garth M. Girvan | Management | For | For |
1.5 | Elect Director David W. Leebron | Management | For | For |
1.6 | Elect Director Michael Lynne | Management | For | For |
1.7 | Elect Director Michael MacMillan | Management | For | For |
1.8 | Elect Director I. Martin Pompadur | Management | For | For |
1.9 | Elect Director Marc A. Utay | Management | For | For |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 13, 2014 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
6 | Approve Affiliation Agreement with Infineon Technologies Finance GmbH | Management | For | Did Not Vote |
7 | Approve Cancellation of Conditional Capital 1999/I | Management | For | Did Not Vote |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
INFINERA CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: JUL 18, 2013 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reelect A. Duggal as Director | Management | For | For |
4 | Reelect A. Gupta as Director | Management | For | For |
5 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INFOBLOX INC. MEETING DATE: DEC 18, 2013 | ||||
TICKER: BLOX SECURITY ID: 45672H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Daniel J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: FEB 13, 2014 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository | Management | For | For |
2 | Approve to Change the Usage of Privately Raised Funds in 2012 | Management | For | For |
3 | Approve to Change the Usage of Privately Raised Funds in 2013 | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
INPHI CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.2 | Elect Director David Liddle | Management | For | For |
1.3 | Elect Director Bruce McWilliams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTAI TECHNOLOGY CORP MEETING DATE: JUN 18, 2014 | ||||
TICKER: 4163 SECURITY ID: Y4109G109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4.1 | Elect Non-independent Director No. 1 | Shareholder | None | Abstain |
4.2 | Elect Non-independent Director No. 2 | Shareholder | None | Abstain |
4.3 | Elect Non-independent Director No. 3 | Shareholder | None | Abstain |
4.4 | Elect Non-independent Director No. 4 | Shareholder | None | Abstain |
4.5 | Elect Non-independent Director No. 5 | Shareholder | None | Abstain |
4.6 | Elect SONG,QING-GUO, with ID No. R102XXXXXX, as Independent Director | Management | For | For |
4.7 | Elect TONG,RUI-LONG, with ID No. L101XXXXXX, as Independent Director | Management | For | For |
4.8 | Elect Supervisor No. 1 | Shareholder | None | Abstain |
4.9 | Elect Supervisor No. 2 | Shareholder | None | Abstain |
5 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
INTERACTIVE INTELLIGENCE GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: ININ SECURITY ID: 45841V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald E. Brown | Management | For | For |
1.2 | Elect Director Richard A. Reck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERMOLECULAR, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: IMI SECURITY ID: 45882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Baruch | Management | For | For |
1.2 | Elect Director Bruce M. McWilliams | Management | For | For |
1.3 | Elect Director George M. Scalise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 04, 2013 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Richard J. Dahl | Management | For | For |
1.4 | Elect Director Dwight W. Decker | Management | For | For |
1.5 | Elect Director Didier Hirsch | Management | For | For |
1.6 | Elect Director Oleg Khaykin | Management | For | For |
1.7 | Elect Director Thomas A. Lacey | Management | For | For |
1.8 | Elect Director James D. Plummer | Management | For | For |
1.9 | Elect Director Barbara L. Rambo | Management | For | For |
1.10 | Elect Director Rochus E. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTRALINKS HOLDINGS, INC. MEETING DATE: AUG 09, 2013 | ||||
TICKER: IL SECURITY ID: 46118H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
1.2 | Elect Director Brian J. Conway | Management | For | For |
1.3 | Elect Director Peter Gyenes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTUIT INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVENSENSE, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: INVN SECURITY ID: 46123D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Douglas Norby | Management | For | For |
1.2 | Elect Director Tim Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director Wesley A. Brown | Management | For | For |
1.3 | Elect Director Marla K. Shepard | Management | For | For |
1.4 | Elect Director John F. Prim | Management | For | For |
1.5 | Elect Director Thomas H. Wilson | Management | For | For |
1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
1.8 | Elect Director Laura G. Kelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORPORATION MEETING DATE: NOV 13, 2013 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Barnes | Management | For | For |
1.2 | Elect Director Martin A. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JIVE SOFTWARE, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: JIVE SECURITY ID: 47760A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Reilly | Management | For | For |
1.2 | Elect Director Charles (Chuck) J. Robel | Management | For | For |
1.3 | Elect Director Anthony Zingale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEMET CORPORATION MEETING DATE: JUL 25, 2013 | ||||
TICKER: KEM SECURITY ID: 488360207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jacob Kotzubei | Management | For | For |
2 | Elect Director Robert G. Paul | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYNOTE SYSTEMS, INC. MEETING DATE: AUG 21, 2013 | ||||
TICKER: KEYN SECURITY ID: 493308100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KING SLIDE WORKS CO., LTD. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 2059 SECURITY ID: Y4771C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Elect WU,MING-ZHENG, with ID No. E10111XXXX, as Supervisor | Shareholder | None | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Elect Yang Jian as Director | Management | For | Against |
2b | Elect Gary Clark Biddle as Director | Management | For | For |
2c | Elect Ho Ching Hua as Director | Management | For | For |
2d | Elect Liu Chia Yung as Director | Management | For | For |
3 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KINGSOFT CORPORATION LTD. MEETING DATE: JAN 02, 2014 | ||||
TICKER: 03888 SECURITY ID: G5264Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Equity Incentive Scheme of Kingsoft Internet Software Holdings Limited | Management | For | For |
2 | Approve Share Option Scheme of Kingsoft Japan Inc. | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 07, 2013 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEDLINK OPTICS INC MEETING DATE: SEP 14, 2013 | ||||
TICKER: 5230 SECURITY ID: Y52236109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
LEDLINK OPTICS INC MEETING DATE: JUN 04, 2014 | ||||
TICKER: 5230 SECURITY ID: Y52236109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5.1 | Elect TANG, TE-LUNG, with ID No. K12039XXXX, as Non-independent Director | Shareholder | None | Against |
5.2 | Elect YAO, TER-CHANG, with ID No. A12129XXXX, as Non-independent Director | Shareholder | None | Against |
5.3 | Elect Wang, Bing-Lung, with ID No. A10271XXXX, as Non-independent Director | Shareholder | None | Against |
5.4 | Elect Representative of Xin-di Investment Inc. with Shareholder No. 53210547 as Non-independent Director | Shareholder | None | Against |
5.5 | Elect Chen, Zhao-zhang, with ID No. T12047XXXX, as Independent Director | Management | For | For |
5.6 | Elect Lin,Zi-Zhi, with ID No. F12178XXXX, as Independent Director | Management | For | For |
5.7 | Elect Cheng ,Yu-Da, with ID No. K12055XXXX, as Independent Director | Management | For | For |
5.8 | Elect CHENG, SEN-KUEN, with ID No. A10139XXXX, as Supervisor | Shareholder | None | Against |
5.9 | Elect Tasi,Xing-Juan, with ID No. U22018XXXX, as Supervisor | Shareholder | None | Against |
5.10 | Elect Lee, Zhi-Ho, a Representative of ASUSTeK Computer Inc with Shareholder No. 23638777 as Supervisor | Shareholder | None | Against |
6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
LENOVO GROUP LIMITED MEETING DATE: JUL 16, 2013 | ||||
TICKER: 00992 SECURITY ID: Y5257Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect William Tudor Brown as Director | Management | For | For |
3b | Elect Yang Yuanqing as Director | Management | For | For |
3c | Elect Tian Suning as Director | Management | For | For |
3d | Elect Nicholas C. Allen as Director | Management | For | For |
3e | Resolve Not to Fill Up Vacancy Resulted From the Retirement of Wu Yibing as Director | Management | For | For |
3f | Authorize Board to Fix Directors' Fees | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LENOVO GROUP LIMITED MEETING DATE: MAR 18, 2014 | ||||
TICKER: 00992 SECURITY ID: Y5257Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Supply Annual Caps and Revised Royalty Annual Caps | Management | For | For |
LEXTAR ELECTRONICS CORP. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 3698 SECURITY ID: Y5240P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Amendments to Trading Procedures Governing Derivatives Products and Amendments to Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | For |
LIFELOCK, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: LOCK SECURITY ID: 53224V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert A. (Rocky) Pimentel | Management | For | Withhold |
1.2 | Elect Director Thomas J. Ridge | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 06, 2013 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINX SA MEETING DATE: DEC 11, 2013 | ||||
TICKER: LINX3 SECURITY ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Amend Articles to Reflect Changes in Capital | Management | For | For |
1.b | Amend Article 16 | Management | For | Against |
1.c | Amend Article 23 | Management | For | Against |
1.d | Amend Article 23 | Management | For | For |
1.e | Amend Article 25 | Management | For | For |
1.f | Amend Article 26 | Management | For | For |
1.g | Amend Article 27 | Management | For | For |
2 | Consolidate Bylaws | Management | For | Against |
3 | Approve Absorption of LZT Solucoes em Informatica by Company Subsidiary Linx Sistemas e Consultoria Ltda. | Management | For | For |
LINX SA MEETING DATE: APR 03, 2014 | ||||
TICKER: LINX3 SECURITY ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Elect Directors | Management | For | Against |
LINX SA MEETING DATE: APR 03, 2014 | ||||
TICKER: LINX3 SECURITY ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
LIVESENSE INC. MEETING DATE: MAR 27, 2014 | ||||
TICKER: 6054 SECURITY ID: J3911P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Increase Maximum Board Size | Management | For | For |
2.1 | Elect Director Shibasaki, Tomoya | Management | For | For |
2.2 | Elect Director Nakajima, Shin | Management | For | For |
2.3 | Elect Director Honda, Hiroyuki | Management | For | For |
3 | Appoint Alternate Statutory Auditor Katayama, Noriyuki | Management | For | For |
LSI CORPORATION MEETING DATE: APR 09, 2014 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
M3 INC MEETING DATE: JUN 18, 2014 | ||||
TICKER: 2413 SECURITY ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1300 | Management | For | For |
2 | Amend Articles To Limit Rights of Odd-Lot Holders - Reduce Directors' Term - Authorize Board to Determine Income Allocation | Management | For | Against |
3.1 | Elect Director Tanimura, Itaru | Management | For | For |
3.2 | Elect Director Nagata, Tomoyuki | Management | For | For |
3.3 | Elect Director Chuujo, Osamu | Management | For | For |
3.4 | Elect Director Yokoi, Satoshi | Management | For | For |
3.5 | Elect Director Yoshida, Yasuhiko | Management | For | For |
3.6 | Elect Director Tsuji, Takahiro | Management | For | For |
3.7 | Elect Director Tomaru, Akihiko | Management | For | For |
3.8 | Elect Director Urae, Akinori | Management | For | For |
3.9 | Elect Director Yoshida, Kenichiro | Management | For | For |
4 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Cassidy | Management | For | For |
1.2 | Elect Director Eddie Capel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
MARKETO, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: MKTO SECURITY ID: 57063L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Bostrom | Management | For | For |
1.2 | Elect Director Roger S. Siboni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 03, 2014 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MELEXIS MEETING DATE: APR 22, 2014 | ||||
TICKER: MELE SECURITY ID: B59283109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Approve Discharge of Auditors | Management | For | For |
8 | Receive Information Re: End of Mandates of Directors | Management | None | None |
9a | Reelect Roland Duchatelet as Director | Management | For | For |
9b | Reelect Francoise Chombar as Director | Management | For | For |
9c | Reelect Rudi De Winter as Director | Management | For | For |
MELEXIS MEETING DATE: APR 22, 2014 | ||||
TICKER: MELE SECURITY ID: B59283109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
2 | Authorize Reissuance of Repurchased Shares | Management | For | For |
3.1 | Amend Articles Re: Cancel Exisiting Repurchase Authorities | Management | For | For |
3.2 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | For | Against |
3.3 | Authorize Board to Reissue Repurchased Shares in the Event of a Public Tender Offer or Share Exchange Offer Re: Item 3.2 | Management | For | Against |
3.4 | Amend Article 45 Re: Repurchase and Reissuance of Shares, Including in the Event of a Serious and Imminend Harm under Items 3.2-3.3 | Management | For | Against |
MELLANOX TECHNOLOGIES, LTD. MEETING DATE: JAN 07, 2014 | ||||
TICKER: MLNX SECURITY ID: M51363113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Company's Compensation Philosophy Statement | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
MELLANOX TECHNOLOGIES, LTD. MEETING DATE: MAY 19, 2014 | ||||
TICKER: MLNX SECURITY ID: M51363113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eyal Waldman as Director | Management | For | For |
1.2 | Elect Irwin Federman as Director | Management | For | For |
1.3 | Elect Dov Baharav as Director | Management | For | For |
1.4 | Elect Glenda Dorchak as Director | Management | For | For |
1.5 | Elect Thomas Weatherford as Director | Management | For | For |
2 | Elect David Perlmutter as Director | Management | For | For |
3 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
4 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Compensation of Irwin Federman | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Patrick J. Byrne | Management | For | For |
1.4 | Elect Director D. Mark Durcan | Management | For | For |
1.5 | Elect Director Warren East | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
1.8 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 11, 2014 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director William L. Healey | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
1.8 | Elect Director James V. Mazzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2013 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MICROSTRATEGY INCORPORATED MEETING DATE: APR 23, 2014 | ||||
TICKER: MSTR SECURITY ID: 594972408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Robert H. Epstein | Management | For | For |
1.3 | Elect Director Stephen X. Graham | Management | For | For |
1.4 | Elect Director Jarrod M. Patten | Management | For | For |
1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MILLENNIAL MEDIA, INC. MEETING DATE: NOV 04, 2013 | ||||
TICKER: MM SECURITY ID: 60040N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor K. Lee | Management | For | For |
1.2 | Elect Director James C. Moyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOVE, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: MOVE SECURITY ID: 62458M207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Hanauer | Management | For | For |
1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
1.3 | Elect Director Jennifer Dulski | Management | For | For |
1.4 | Elect Director Kenneth K. Klein | Management | For | For |
1.5 | Elect Director V. Paul Unruh | Management | For | For |
1.6 | Elect Director Bruce G. Willison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NANOMETRICS INCORPORATED MEETING DATE: MAY 20, 2014 | ||||
TICKER: NANO SECURITY ID: 630077105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Stephen G. Newberry | Management | For | For |
1.4 | Elect Director Bruce C. Rhine | Management | For | For |
1.5 | Elect Director Timothy J. Stultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL INSTRUMENTS CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: NATI SECURITY ID: 636518102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director Michael E. McGrath | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NAVER CORP. MEETING DATE: MAR 21, 2014 | ||||
TICKER: 035420 SECURITY ID: Y62579100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Kim Sang-Hun as Inside Director | Management | For | For |
3.2 | Reelect Hwang In-Joon as Inside Director | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NCR CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Clemmer | Management | For | For |
1.2 | Elect Director Kurt P. Kuehn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
NETSUITE INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEXT CO LTD MEETING DATE: JUN 26, 2014 | ||||
TICKER: 2120 SECURITY ID: J4914W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4.74 | Management | For | For |
2.1 | Elect Director Yamada, Takashi | Management | For | For |
2.2 | Elect Director Hisamatsu, Yosuke | Management | For | For |
NHN ENTERTAINMENT CORP. MEETING DATE: JAN 29, 2014 | ||||
TICKER: 181710 SECURITY ID: Y6347N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jung, Woo-Jin as Inside Director | Management | For | Against |
2 | Approve Spin-Off Agreement | Management | For | For |
NHN ENTERTAINMENT CORP. MEETING DATE: MAR 28, 2014 | ||||
TICKER: 181710 SECURITY ID: Y6347N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
4 | Amend Terms of Severance Payments to Executives | Management | For | For |
NIC INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: EGOV SECURITY ID: 62914B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry H. Herington | Management | For | For |
1.2 | Elect Director Art N. Burtscher | Management | For | For |
1.3 | Elect Director Daniel J. Evans | Management | For | For |
1.4 | Elect Director Karen S. Evans | Management | For | For |
1.5 | Elect Director Ross C. Hartley | Management | For | For |
1.6 | Elect Director C. Brad Henry | Management | For | For |
1.7 | Elect Director Alexander C. Kemper | Management | For | For |
1.8 | Elect Director William M. Lyons | Management | For | For |
1.9 | Elect Director Pete Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Iwata, Satoru | Management | For | For |
3.2 | Elect Director Takeda, Genyo | Management | For | For |
3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
3.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
3.5 | Elect Director Takahashi, Shigeyuki | Management | For | For |
3.6 | Elect Director Yamato, Satoshi | Management | For | For |
3.7 | Elect Director Tanaka, Susumu | Management | For | For |
3.8 | Elect Director Takahashi, Shinya | Management | For | For |
3.9 | Elect Director Shinshi, Hirokazu | Management | For | For |
3.10 | Elect Director Mizutani, Naoki | Management | For | For |
NOKIA CORP. MEETING DATE: NOV 19, 2013 | ||||
TICKER: NOK1V SECURITY ID: X61873133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Approve Sale of the Devices & Services Business | Management | For | Did Not Vote |
7 | Close Meeting | Management | None | None |
NXP SEMICONDUCTORS NV MEETING DATE: OCT 10, 2013 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
2b | Elect J. Southern as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV MEETING DATE: MAR 28, 2014 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV MEETING DATE: MAY 20, 2014 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
OCI COMPANY LTD MEETING DATE: MAR 26, 2014 | ||||
TICKER: 010060 SECURITY ID: Y6435J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Financial Statements and Disposition of Loss | Management | For | For |
1.2 | Approve Consolidated Financial Statements and Disposition of Loss | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Kim Sang-Yul as Inside Director | Management | For | For |
3.2 | Reelect Kim Yong-Hwan as Outside Director | Management | For | For |
3.3 | Elect Ban Jang-Sik as Outside Director | Management | For | For |
4.1 | Reelect Kim Yong-Hwan as Member of Audit Committee | Management | For | For |
4.2 | Elect Ban Jang-Sik as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Amend Terms of Severance Payments to Executives | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 26, 2013 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shaw Hong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMRON CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
2.1 | Elect Director Tateishi, Fumio | Management | For | For |
2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
2.3 | Elect Director Suzuki, Yoshinori | Management | For | For |
2.4 | Elect Director Sakumiya, Akio | Management | For | For |
2.5 | Elect Director Nitto, Koji | Management | For | For |
2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
3 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Ceiling for Performance-Based Cash Compensation for Directors for 2014-2017 | Management | For | For |
ON-BRIGHT ELECTRONICS INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 4947 SECURITY ID: G67529100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
OPEN TEXT CORPORATION MEETING DATE: SEP 26, 2013 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director Mark Barrenechea | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail E. Hamilton | Management | For | For |
1.5 | Elect Director Brian J. Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Bylaws | Management | For | For |
OPTIMAL PAYMENTS PLC MEETING DATE: MAY 21, 2014 | ||||
TICKER: OPAY SECURITY ID: G6770D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Brahm Gelfand as a Director | Management | For | For |
4 | Reelect Jonathan Comerford as a Director | Management | For | For |
5 | Reelect Steve Shaper as a Director | Management | For | For |
6 | Ratify KPMG Audit LLC as Auditors | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Share Repurchase Program | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 31, 2013 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
PACTERA TECHNOLOGY INTERNATIONAL LTD. MEETING DATE: DEC 23, 2013 | ||||
TICKER: PACT SECURITY ID: 695255109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Ruby Rong Lu as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
2 | Reelect Venkatachalam Krishnakumar as Director and Authorize the Board to Fix the Director's Remuneration | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PACTERA TECHNOLOGY INTERNATIONAL LTD. MEETING DATE: MAR 06, 2014 | ||||
TICKER: PACT SECURITY ID: 695255109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
PALO ALTO NETWORKS, INC. MEETING DATE: DEC 11, 2013 | ||||
TICKER: PANW SECURITY ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Asheem Chandna | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Mark D. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAX GLOBAL TECHNOLOGY LTD. MEETING DATE: APR 15, 2014 | ||||
TICKER: 00327 SECURITY ID: G6955J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Nie Guoming as Director | Management | For | Against |
3 | Elect Li Wenjin as Director | Management | For | Against |
4 | Elect Lu Jie as Director | Management | For | Against |
5 | Approve Remuneration of Directors | Management | For | Abstain |
6 | Reappoint PricewaterhouseCoopers as the Auditors of the Company and to Authorize the Board to Fix Their remuneration. | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 16, 2013 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: NOV 22, 2013 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Ratify the 2013 Share Incentive Plan | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
PROS HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: PRO SECURITY ID: 74346Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg B. Petersen | Management | For | For |
1.2 | Elect Director Timothy V. Williams | Management | For | For |
1.3 | Elect Director Mariette M. Woestemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PTC INC. MEETING DATE: MAR 05, 2014 | ||||
TICKER: PTC SECURITY ID: 69370C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice D. Chaffin | Management | For | For |
1.2 | Elect Director James E. Heppelmann | Management | For | For |
1.3 | Elect Director Paul A. Lacy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
PW MEDTECH GROUP LTD. MEETING DATE: MAY 28, 2014 | ||||
TICKER: 01358 SECURITY ID: G7306W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements, Reports of Directors, and Statutory Reports | Management | For | For |
2 | Elect Jiang Liwei as Director | Management | For | Against |
3 | Elect Lin Junshan as Director | Management | For | Against |
4 | Elect Yue'e Zhang as Director | Management | For | Against |
5 | Elect Feng Dai as Director | Management | For | Against |
6 | Elect Zhang Xingdong as Director | Management | For | For |
7 | Elect Chen Geng as Director | Management | For | For |
8 | Elect Wang Xiaogang as Director | Management | For | For |
9 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
10 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
QIWI PLC MEETING DATE: AUG 22, 2013 | ||||
TICKER: QIWI SECURITY ID: 74735M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Elect Director | Management | For | For |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Golden | Management | For | For |
1.2 | Elect Director Lars Bjork | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUINDELL PLC MEETING DATE: JUN 19, 2014 | ||||
TICKER: QPP SECURITY ID: G6196Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
3 | Elect Robert Bright as Director | Management | For | For |
4 | Elect Robert Cooling as Director | Management | For | For |
5 | Re-elect Robert Terry as Director | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Approve Share Consolidation | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis J. Moorman | Management | For | For |
1.2 | Elect Director Graham Weston | Management | For | For |
1.3 | Elect Director Ossa Fisher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: JUN 12, 2014 | ||||
TICKER: 6176 SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
RADWARE LTD. MEETING DATE: OCT 03, 2013 | ||||
TICKER: RDWR SECURITY ID: M81873107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
2 | Reelect Yair Tauman as External Director | Management | For | For |
3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
RAKUTEN INC. MEETING DATE: MAR 28, 2014 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Expand Board Eligibility | Management | For | For |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
2.3 | Elect Director Yamada, Yoshihisa | Management | For | For |
2.4 | Elect Director Kobayashi, Masatada | Management | For | For |
2.5 | Elect Director Shimada, Toru | Management | For | For |
2.6 | Elect Director Sugihara, Akio | Management | For | For |
2.7 | Elect Director Takeda, Kazunori | Management | For | For |
2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
2.10 | Elect Director Charles B. Baxter | Management | For | For |
2.11 | Elect Director Kusano, Koichi | Management | For | For |
2.12 | Elect Director Kutaragi, Ken | Management | For | For |
2.13 | Elect Director Joshua G. James | Management | For | Against |
2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
2.15 | Elect Director Murai, Jun | Management | For | For |
2.16 | Elect Director Hosaka, Masayuki | Management | For | For |
3 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
RDA MICROELECTRONICS INC. MEETING DATE: DEC 27, 2013 | ||||
TICKER: RDA SECURITY ID: 749394102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REALD INC. MEETING DATE: AUG 08, 2013 | ||||
TICKER: RLD SECURITY ID: 75604L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael V. Lewis | Management | For | For |
1.2 | Elect Director P. Gordon Hodge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 08, 2013 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
REDINGTON (INDIA) LIMITED MEETING DATE: AUG 02, 2013 | ||||
TICKER: 532805 SECURITY ID: Y72020111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.40 Per Share | Management | For | For |
3 | Reelect N. Srinivasan as Director | Management | For | Against |
4 | Reelect Tu, Shu-Chyuan as Director | Management | For | Against |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect V.S. Hariharan as Director | Management | For | For |
7 | Elect K.W.F. Bradley as Director | Management | For | For |
8 | Approve Reappointment and Remuneration of M. Raghunandan as Executive Director | Management | For | For |
9 | Amend Employee Share Purchase Scheme 2006 | Management | For | Abstain |
REDINGTON (INDIA) LIMITED MEETING DATE: DEC 26, 2013 | ||||
TICKER: 532805 SECURITY ID: Y72020111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Equity Shares Held by the Company in Easyaccess Financial Services Ltd. to Harrow Investment Holding Ltd., Promoter | Management | For | For |
2 | Approve Transfer of Company's Support Services Business to Ensure Support Services (India) Ltd., a Wholly-Owned Subsidiary of the Company | Management | For | For |
3 | Approve Investment/Loan or Guarantee/Security | Management | For | For |
RESEARCH IN MOTION LIMITED MEETING DATE: JUL 09, 2013 | ||||
TICKER: BB SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Dattels | Management | For | For |
1.2 | Elect Director Thorsten Heins | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Richard Lynch | Management | For | For |
1.6 | Elect Director Roger Martin | Management | For | For |
1.7 | Elect Director Bert Nordberg | Management | For | For |
1.8 | Elect Director Barbara Stymiest | Management | For | For |
1.9 | Elect Director Prem Watsa | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Company Name to Blackberry Limited | Management | For | For |
4 | Amend Bylaws | Management | For | For |
5 | Approve Equity Incentive Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: AUG 14, 2013 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Lewis | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
RUBICON TECHNOLOGY, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: RBCN SECURITY ID: 78112T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raja M. Parvez | Management | For | For |
1.2 | Elect Director Raymond J. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 02, 2014 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Keith Block | Management | For | For |
1.3 | Elect Director Craig Conway | Management | For | For |
1.4 | Elect Director Alan Hassenfeld | Management | For | For |
1.5 | Elect Director Colin Powell | Management | For | For |
1.6 | Elect Director John V. Roos | Management | For | For |
1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
1.8 | Elect Director Robin Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 14, 2014 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 10, 2014 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Kenneth Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director Dermot O'Carroll | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SAPPHIRE TECHNOLOGY CO., LTD. MEETING DATE: MAR 21, 2014 | ||||
TICKER: 123260 SECURITY ID: Y7T137114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Disposition of Loss | Management | For | For |
2.1 | Reelect Lee Hee-Choon as Inside Director | Management | For | Against |
2.2 | Reelect Choi Yi-Sik as Inside Director | Management | For | Against |
2.3 | Elect Kim Ho-Sung as Non-independent Non-executive Director | Management | For | Against |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
SCIQUEST, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: SQI SECURITY ID: 80908T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. Buckley | Management | For | For |
1.2 | Elect Director Daniel F. Gillis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SEGA SAMMY HOLDINGS INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: 6460 SECURITY ID: J7028D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Amend Business Lines | Management | For | For |
2.1 | Elect Director Satomi, Hajime | Management | For | For |
2.2 | Elect Director Tsurumi, Naoya | Management | For | For |
2.3 | Elect Director Sugano, Akira | Management | For | For |
2.4 | Elect Director Satomi, Haruki | Management | For | For |
2.5 | Elect Director Aoki, Shigeru | Management | For | For |
2.6 | Elect Director Okamura, Hideki | Management | For | For |
2.7 | Elect Director Oguchi, Hisao | Management | For | For |
2.8 | Elect Director Iwanaga, Yuji | Management | For | For |
2.9 | Elect Director Natsuno, Takeshi | Management | For | For |
3 | Appoint Statutory Auditor Sakaue, Yukito | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: JUN 27, 2014 | ||||
TICKER: 00981 SECURITY ID: 81663N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Zhang Wenyi as Director | Management | For | Against |
2b | Elect Tzu-Yin Chiu as Director | Management | For | Against |
2c | Elect Gao Yonggang as Director | Management | For | Against |
2d | Elect William Tudor Brown as Director | Management | For | For |
2e | Elect Sean Maloney as Director | Management | For | For |
2f | Authorize Board to Fix Directors' Remuneration | Management | For | Against |
3 | Appoint PricewaterhouseCoopers as Auditors for Hong Kong Financial Reporting and PricewaterhouseCoopers Zhong Tian LLP as Auditors for U.S. Financial Reporting and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Authorize Grant of Restriced Share Units Pursuant to the 2014 Equity Incentive Plan | Management | For | For |
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: JUN 27, 2014 | ||||
TICKER: 00981 SECURITY ID: G8020E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Zhang Wenyi as Director | Management | For | Against |
2b | Elect Tzu-Yin Chiu as Director | Management | For | Against |
2c | Elect Gao Yonggang as Director | Management | For | Against |
2d | Elect William Tudor Brown as Director | Management | For | For |
2e | Elect Sean Maloney as Director | Management | For | For |
2f | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
3 | Appoint PricewaterhouseCoopers as Auditors for Hong Kong Financial Reporting and PricewaterhouseCoopers Zhong Tian LLP as Auditors for U.S. Financial Reporting and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Authorize Grant of Restriced Share Units Pursuant to the 2014 Equity Incentive Plan | Management | For | For |
SEOUL SEMICONDUCTOR CO LTD MEETING DATE: MAR 21, 2014 | ||||
TICKER: 046890 SECURITY ID: Y7666J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 146 per Share | Management | For | For |
2.1 | Elect Kwon Hyuk-Won as Inside Director | Management | For | Against |
2.2 | Reelect Shin Se-Gil as Inside Director | Management | For | Against |
2.3 | Reelect Jang Dae-Ryun as Outside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
5 | Amend Articles of Incorporation | Management | For | For |
6 | Approve Stock Option Grants | Management | For | For |
7 | Amend Terms of Severance Payments to Executives | Management | For | For |
SILERGY CORP MEETING DATE: JUN 24, 2014 | ||||
TICKER: 6415 SECURITY ID: G8190F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Elect TSAI YUNG SUNG as Independent Director | Management | For | For |
8 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors | Management | For | For |
SILICON GRAPHICS INTERNATIONAL CORP. MEETING DATE: DEC 09, 2013 | ||||
TICKER: SGI SECURITY ID: 82706L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jorge L. Titinger | Management | For | For |
1.2 | Elect Director Michael W. Hagee | Management | For | For |
1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
1.4 | Elect Director Gary A. Griffiths | Management | For | For |
1.5 | Elect Director Hagi Schwartz | Management | For | For |
1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
1.7 | Elect Director Douglas R. King | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 15, 2014 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SILICON MOTION TECHNOLOGY CORPORATION MEETING DATE: SEP 25, 2013 | ||||
TICKER: SIMO SECURITY ID: 82706C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ms. Lien-Chun Liu as Director | Management | For | For |
2 | Approve to Appoint Deloitte & Touche as the Audit Firm and Authorize the Board to Fix the Audit Fee | Management | For | For |
SINA CORPORATION MEETING DATE: NOV 18, 2013 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
SK HYNIX INC. MEETING DATE: MAR 21, 2014 | ||||
TICKER: 000660 SECURITY ID: Y8085F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Lim Hyung-Gyu as Inside Director | Management | For | For |
2.2 | Elect Choi Jong-Won as Outside Director | Management | For | For |
3 | Elect Choi Jong-Won as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Amend Terms of Severance Payments to Executives | Management | For | For |
SKYWORTH DIGITAL HOLDINGS LTD MEETING DATE: AUG 20, 2013 | ||||
TICKER: 00751 SECURITY ID: G8181C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend with Scrip Option | Management | For | For |
3a | Reelect Lin Wei Ping as Executive Director | Management | For | Against |
3b | Reelect Leung Chi Ching, Frederick as Executive Director | Management | For | Against |
3c | Reelect Chan Wai Kay, Katherine as Independent Non-Executive Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SMA SOLAR TECHNOLOGY AG MEETING DATE: MAY 27, 2014 | ||||
TICKER: S92 SECURITY ID: D7008K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3a | Approve Discharge of Management Board Member Juergen Dolle for Fiscal 2013 | Management | For | For |
3b | Approve Discharge of Management Board Member Roland Grebe for Fiscal 2013 | Management | For | For |
3c | Approve Discharge of Management Board Member Lydia Sommer for Fiscal 2013 | Management | For | For |
3d | Approve Discharge of Management Board Member Pierre-Pascal Urbon for Fiscal 2013 | Management | For | For |
3e | Approve Discharge of Management Board Member Marko Werner for Fiscal 2013 | Management | For | For |
4a | Approve Discharge of Supervisory Board Member Guenther Cramer for Fiscal 2013 | Management | For | For |
4b | Approve Discharge of Supervisory Board Member Oliver Dietzel for Fiscal 2013 | Management | For | For |
4c | Approve Discharge of Supervisory Board Member Peter Drews for Fiscal 2013 | Management | For | For |
4d | Approve Discharge of Supervisory Board Member Eric Ehrentraut for Fiscal 2013 | Management | For | For |
4e | Approve Discharge of Supervisory Board Member Guenther Haeckl for Fiscal 2013 | Management | For | For |
4f | Approve Discharge of Supervisory Board Member Johannes Haede for Fiscal 2013 | Management | For | For |
4g | Approve Discharge of Supervisory Board Member Winfried Hoffmann for Fiscal 2013 | Management | For | For |
4h | Approve Discharge of Supervisory Board Member Werner Kleinkauf for Fiscal 2013 | Management | For | For |
4i | Approve Discharge of Supervisory Board Member Ullrich Messmer for Fiscal 2013 | Management | For | For |
4j | Approve Discharge of Supervisory Board Member Alexander Naujoks for Fiscal 2013 | Management | For | For |
4k | Approve Discharge of Supervisory Board Member Joachim Schlosser for Fiscal 2013 | Management | For | For |
4l | Approve Discharge of Supervisory Board Member Reiner Wettlaufer for Fiscal 2013 | Management | For | For |
4m | Approve Discharge of Supervisory Board Member Mirko Zeidler for Fiscal 2013 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2014 and for First Half of Fiscal 2014 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Cakebread | Management | For | For |
1.2 | Elect Director Roger J. Sippl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 08, 2013 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Thomas A. Dattilo | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Kurt J. Lauk | Management | For | For |
1.5 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.6 | Elect Director Thomas C. Wajnert | Management | For | For |
1.7 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | Withhold |
1.2 | Elect Director Matthew W. Bross | Management | For | For |
1.3 | Elect Director John P. Cunningham | Management | For | Withhold |
1.4 | Elect Director Raymond P. Dolan | Management | For | Withhold |
1.5 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.6 | Elect Director Howard E. Janzen | Management | For | Withhold |
1.7 | Elect Director Richard J. Lynch | Management | For | For |
1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.9 | Elect Director John A. Schofield | Management | For | Withhold |
1.10 | Elect Director Scott E. Schubert | Management | For | Withhold |
1.11 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SPIRENT COMMUNICATIONS PLC MEETING DATE: APR 23, 2014 | ||||
TICKER: SPT SECURITY ID: G83562101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Rachel Whiting as Director | Management | For | For |
6 | Re-elect Eric Hutchinson as Director | Management | For | For |
7 | Re-elect Duncan Lewis as Director | Management | For | For |
8 | Re-elect Tom Maxwell as Director | Management | For | For |
9 | Re-elect Ian Brindle as Director | Management | For | For |
10 | Re-elect Sue Swenson as Director | Management | For | For |
11 | Re-elect Alex Walker as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SPLUNK INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: SPLK SECURITY ID: 848637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Connors | Management | For | For |
1.2 | Elect Director Patricia B. Morrison | Management | For | For |
1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SPREADTRUM COMMUNICATIONS INC. MEETING DATE: JUL 26, 2013 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Datong Chen as a Director | Management | For | For |
2 | Approve to Reelect Scott Sandell as a Director | Management | For | For |
3 | Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor | Management | For | For |
SPREADTRUM COMMUNICATIONS INC. MEETING DATE: SEP 04, 2013 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement and Plan of Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
STMICROELECTRONICS NV MEETING DATE: DEC 02, 2013 | ||||
TICKER: STM SECURITY ID: 861012102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Granting of Quarterly Dividends of USD 0.10 per Share | Management | For | For |
3 | Authorize Supervisory Board to Decide on Dividend Payments In Addition to Shareholders | Management | For | For |
4 | Close Meeting | Management | None | None |
STRATASYS LTD. MEETING DATE: SEP 12, 2013 | ||||
TICKER: SSYS SECURITY ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: 02382 SECURITY ID: G8586D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Wang Wenjie as Director | Management | For | Against |
3b | Elect Ye Liaoning as Director | Management | For | Against |
3c | Elect Zhang Yuqing as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: OCT 22, 2013 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Geraldine B. Laybourne | Management | For | For |
1e | Elect Director David L. Mahoney | Management | For | For |
1f | Elect Director Robert S. Miller | Management | For | For |
1g | Elect Director Anita M. Sands | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 22, 2013 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Bergman | Management | For | For |
1.2 | Elect Director Russell J. Knittel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: SEP 18, 2013 | ||||
TICKER: TTWO SECURITY ID: 874054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Strauss Zelnick | Management | For | For |
1.2 | Elect Director Robert A. Bowman | Management | For | For |
1.3 | Elect Director SungHwan Cho | Management | For | For |
1.4 | Elect Director Michael Dornemann | Management | For | For |
1.5 | Elect Director Brett Icahn | Management | For | For |
1.6 | Elect Director J. Moses | Management | For | For |
1.7 | Elect Director James L. Nelson | Management | For | For |
1.8 | Elect Director Michael Sheresky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD MEETING DATE: APR 28, 2014 | ||||
TICKER: 01070 SECURITY ID: G8701T138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Elect Hao Yi as Director | Management | For | For |
3b | Elect Yan Xiaolin as Director | Management | For | For |
3c | Elect Shi Wanwen as Director | Management | For | For |
4a | Elect Li Dongsheng as Director | Management | For | Against |
4b | Elect Albert Thomas Da Rosa, Junior as Director | Management | For | For |
4c | Elect Tseng Shieng-chang Carter as Director | Management | For | For |
5 | Elect Tang Guliang as Director | Management | For | For |
6 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD MEETING DATE: JUN 16, 2014 | ||||
TICKER: 01070 SECURITY ID: G8701T138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Non-Competition Arrangement | Management | For | For |
2 | Approve Master After Sale Service Agreement and Relevant Annual Caps | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: MAR 04, 2014 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | For |
TECO ELECTRIC & MACHINERY CO. LTD. MEETING DATE: JUN 23, 2014 | ||||
TICKER: 1504 SECURITY ID: Y8563V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Change in Usage of Funds of 2013 First Unsecured Corporate Bonds Issuance | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
6 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
TELECITY GROUP PLC MEETING DATE: APR 08, 2014 | ||||
TICKER: TCY SECURITY ID: G87403112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect John Hughes as Director | Management | For | For |
6 | Re-elect Michael Tobin as Director | Management | For | For |
7 | Re-elect Claudia Arney as Director | Management | For | For |
8 | Re-elect Simon Batey as Director | Management | For | For |
9 | Re-elect Maurizio Carli as Director | Management | For | For |
10 | Re-elect Nancy Cruickshank as Director | Management | For | For |
11 | Re-elect John O'Reilly as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 14, 2014 | ||||
TICKER: 00700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Lau Chi Ping Martin as Director | Management | For | Against |
3a2 | Elect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Share Subdivision | Management | For | For |
9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
TESLA MOTORS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Christopher A. Seams | Management | For | For |
1.3 | Elect Director Donald E. Stout | Management | For | For |
1.4 | Elect Director George Cwynar | Management | For | For |
1.5 | Elect Director George A. Riedel | Management | For | For |
1.6 | Elect Director John Chenault | Management | For | For |
1.7 | Elect Director Peter A. Feld | Management | For | For |
1.8 | Elect Director Timothy J. Stultz | Management | For | For |
1.9 | Elect Director Thomas Lacey | Management | For | For |
1.10 | Elect Director Tudor Brown | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 17, 2014 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
TEXTURA CORPORATION MEETING DATE: FEB 03, 2014 | ||||
TICKER: TXTR SECURITY ID: 883211104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward K. Chandler | Management | For | Withhold |
1.2 | Elect Director David Habiger | Management | For | Withhold |
1.3 | Elect Director Peter Pace | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: DSG SECURITY ID: 249906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Eric Demirian | Management | For | For |
1.4 | Elect Director Chris Hewat | Management | For | For |
1.5 | Elect Director Jane O'Hagan | Management | For | For |
1.6 | Elect Director Edward J. Ryan | Management | For | For |
1.7 | Elect Director John J. Walker | Management | For | For |
1.8 | Elect Director Stephen Watt | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
THE PRICELINE GROUP INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 19, 2014 | ||||
TICKER: ULTI SECURITY ID: 90385D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director LeRoy A. Vander Putten | Management | For | For |
1.2 | Elect Director Robert A. Yanover | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIBCO SOFTWARE INC. MEETING DATE: APR 03, 2014 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Peter J. Job | Management | For | For |
1.5 | Elect Director David J. West | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIVO INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: TIVO SECURITY ID: 888706108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Cella | Management | For | Against |
1.2 | Elect Director Jeffrey T. Hinson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TONLY ELECTRONICS HOLDINGS LTD. MEETING DATE: DEC 13, 2013 | ||||
TICKER: 01249 SECURITY ID: G8918Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Financial Services (Renewal) Agreement and Related Annual Caps | Management | For | For |
2 | Approve Revision of Annual Caps under the Master Sale and Purchase Agreement for the Two Financial Years Ending Dec. 31, 2015 | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Kriss Cloninger III | Management | For | For |
1.3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.4 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.5 | Elect Director Sidney E. Harris | Management | For | For |
1.6 | Elect Director William M. Isaac | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director Connie D. McDaniel | Management | For | For |
1.9 | Elect Director H. Lynn Page | Management | For | For |
1.10 | Elect Director Philip W. Tomlinson | Management | For | For |
1.11 | Elect Director John T. Turner | Management | For | For |
1.12 | Elect Director Richard W. Ussery | Management | For | For |
1.13 | Elect Director M. Troy Woods | Management | For | For |
1.14 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TPK HOLDING CO., LTD. MEETING DATE: MAY 29, 2014 | ||||
TICKER: 3673 SECURITY ID: G89843109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 08, 2014 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director Merit E. Janow | Management | For | For |
1.4 | Elect Director Ulf J. Johansson | Management | For | For |
1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
1.6 | Elect Director Mark S. Peek | Management | For | For |
1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRINA SOLAR LTD. MEETING DATE: SEP 03, 2013 | ||||
TICKER: TSL SECURITY ID: 89628E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Re-Election of Mr. Qian ZHAO as Director | Management | For | For |
2 | Approve Re-Election of Mr. Kwok On YEUNG as Director | Management | For | For |
3 | Approve to Appoint KPMG as Auditor and Authorize Board to Fix the Remuneration | Management | For | For |
TRIPADVISOR, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: TRIP SECURITY ID: 896945201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Stephen Kaufer | Management | For | For |
1.3 | Elect Director Jonathan F. Miller | Management | For | For |
1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
1.5 | Elect Director Jeremy Philips | Management | For | For |
1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
1.7 | Elect Director Christopher W. Shean | Management | For | For |
1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ULTRATECH, INC. MEETING DATE: JUL 16, 2013 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
1.2 | Elect Director Michael Child | Management | For | For |
1.3 | Elect Director Joel F. Gemunder | Management | For | For |
1.4 | Elect Director Nicholas Konidaris | Management | For | For |
1.5 | Elect Director Dennis R. Raney | Management | For | For |
1.6 | Elect Director Henri Richard | Management | For | For |
1.7 | Elect Director Rick Timmins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL CEMENT CORP. MEETING DATE: JUN 11, 2014 | ||||
TICKER: 1104 SECURITY ID: Y92879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7.1 | Elect Hou, Boyi, with Shareholder No. 28, as Non-independent Director | Shareholder | None | Against |
7.2 | Elect Hou, Chih Sheng, a Representative of Sheng Yuan Investment Co., Ltd. with Shareholder No. 182814, as Non-independent Director | Shareholder | None | Against |
7.3 | Elect Hou, Chih Yuan, a Representative of Sheng Yuan Investment Co., Ltd. with Shareholder No. 182814, as Non-independent Director | Shareholder | None | Against |
7.4 | Elect Wu, Jiun Shin, a Representative of Sheng Yuan Investment Co., Ltd. with Shareholder No. 182814, as Non-independent Director | Shareholder | None | Against |
7.5 | Elect Yang, Jin Sung, a Representative of Ya Bao Shin Investment Co., Ltd. with Shareholder No. 182804, as Non-independent Director | Shareholder | None | Against |
7.6 | Elect Song, Wei Ru, a Representative of Nobel International Investment Co., Ltd. with Shareholder No. 182812, as Non-independent Director | Shareholder | None | Against |
7.7 | Elect Yan Shan Shiung, a Representative of Bo Chih Investment Co., Ltd. with Shareholder No. 1833777, as Non-independent Director | Shareholder | None | Against |
7.8 | Elect Wu Ming Sung, a Representative of Yu Sheng Investment Co., Ltd. with Shareholder No. 183432, as Supervisor | Shareholder | None | For |
7.9 | Elect Hou Su Ching Chien, a Representative of Yu Sheng Investment Co., Ltd. with Shareholder No. 183432, as Supervisor | Shareholder | None | For |
7.10 | Elect Chen Jing-Shing, with Shareholder No. 186, as Supervisor | Shareholder | None | For |
8 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
VEECO INSTRUMENTS INC. MEETING DATE: DEC 10, 2013 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger D. McDaniel | Management | For | For |
1.2 | Elect Director John R. Peeler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VEECO INSTRUMENTS INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Hunter | Management | For | For |
1.2 | Elect Director Peter J. Simone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VELTI PLC MEETING DATE: JUL 31, 2013 | ||||
TICKER: VELT SECURITY ID: G93285107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect David Mann as Director | Management | For | For |
3 | Reelect David Hobley as Director | Management | For | For |
4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Increase in Authorised Share Capital | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRTUSA CORPORATION MEETING DATE: SEP 05, 2013 | ||||
TICKER: VRTU SECURITY ID: 92827P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kris Canekeratne | Management | For | For |
1.2 | Elect Director Ronald T. Maheu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: WWWW SECURITY ID: 94733A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Brown | Management | For | For |
1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEMADE ENTERTAINMENT CO. LTD. MEETING DATE: MAR 28, 2014 | ||||
TICKER: 112040 SECURITY ID: Y9534D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Approve Stock Option Grants | Management | For | For |
3 | Elect Jang Hyun-Gook as Inside Director | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
WEX INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: WEX SECURITY ID: 96208T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Dubyak | Management | For | For |
1.2 | Elect Director Eric Duprat | Management | For | For |
1.3 | Elect Director Ronald T. Maheu | Management | For | For |
1.4 | Elect Director Rowland T. Moriarty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WORKDAY, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: NOV 07, 2013 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Re-elect Ge Li as Director | Management | For | For |
2 | Approve to Re-elect Stewart Hen as Director | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2013 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
1.5 | Elect Director J. Michael Patterson | Management | For | For |
1.6 | Elect Director Albert A. Pimentel | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
YAHOO! INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
YASKAWA ELECTRIC CORP. MEETING DATE: JUN 18, 2014 | ||||
TICKER: 6506 SECURITY ID: J9690T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2 | Amend Articles to Amend Business Lines | Management | For | For |
3.1 | Elect Director Tsuda, Junji | Management | For | For |
3.2 | Elect Director Usami, Noboru | Management | For | For |
3.3 | Elect Director Sawa, Toshihiro | Management | For | For |
3.4 | Elect Director Ogasawara, Hiroshi | Management | For | For |
3.5 | Elect Director Murakami, Shuuji | Management | For | For |
3.6 | Elect Director Nakayama, Yuuji | Management | For | For |
3.7 | Elect Director Akita, Yoshiki | Management | For | For |
4 | Appoint Statutory Auditor Oda, Masahiko | Management | For | For |
5 | Appoint Alternate Statutory Auditor Tanaka, Yasuto | Management | For | Against |
YELP INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: YELP SECURITY ID: 985817105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Max Levchin | Management | For | For |
1.3 | Elect Director Mariam Naficy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 11, 2014 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
ZTE CORPORATION MEETING DATE: OCT 15, 2013 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Basis for Determining the Participants and Scope of Participants of the Scheme | Management | For | For |
1b | Approve Source and Number of Subject Shares Under the Scheme | Management | For | For |
1c | Approve Validity Period, Date of Grant, Vesting Period, Exercise Arrangements and Lock-Up Period for Subject Shares Under the Scheme | Management | For | For |
1d | Approve Exercise Price of Share Options and Basis of Determination Under the Scheme | Management | For | For |
1e | Approve Conditions of Grant and Exercise of Share Options Under the Scheme | Management | For | For |
1f | Approve Methods and Procedures for Adjustment of the Scheme | Management | For | For |
1g | Approve Accounting Treatment of Share Options Under the Scheme | Management | For | For |
1h | Approve Procedures for the Grant by the Company and the Exercise by the Participants of Share Options Under the Scheme | Management | For | For |
1i | Approve Respective Rights and Obligations of the Company and the Participants Under the Scheme | Management | For | For |
1j | Approve Handling of Special Cases Under the Scheme | Management | For | For |
1k | Approve Amendment and Termination Under the Scheme | Management | For | For |
2 | Approve ZTE Corporation Share Option Incentive Scheme Performance Appraisal System | Management | For | For |
3a | Authorize Board to Confirm the Qualifications of Participants, List of Participants and Number of Options to Be Granted and Grant Price Under the Scheme | Management | For | For |
3b | Authorize Board to Grant Shares to Participants Upon Fulfillment of Relevant Conditions | Management | For | For |
3c | Authorize Board to Adjust the Number of Shares Under the Scheme | Management | For | For |
3d | Authorize Board to Formulate or Modify Provisions for the Administration and Implementation of the Scheme | Management | For | For |
3e | Authorize Board to Sign, Execute, Modify and Terminate Any Agreements Relating to the Scheme and Other Relevant Agreements | Management | For | For |
3f | Authorize Board to Appoint Receiving Banks, Accountants, Legal Advisers and Other Intermediaries for the Implementation of the Scheme | Management | For | For |
3g | Authorize Board to Conduct Other Necessary Matters Required for the Implementation of the Scheme | Management | For | For |
3h | Authorize Board to Process Certain Procedures with Relevant Governments and Authorities, to Process Documents Submitted to Relevant Governments, Authorities, Organizations and Individuals, and to Do All Acts Necessary Under the Scheme | Management | For | For |
3i | Approve Term of the Mandate Granted to the Board Under the Scheme | Management | For | For |
4 | Approve Waiver by the Company of the First Right of Refusal | Shareholder | For | For |
5 | Approve Provision of Performance Guarantee in Respect of P.T. ZTE Indonesia | Shareholder | For | For |
ZTE CORPORATION MEETING DATE: OCT 15, 2013 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Basis for Determining the Participants and Scope of Participants of the Scheme | Management | For | For |
1b | Approve Source and Number of Subject Shares Under the Scheme | Management | For | For |
1c | Approve Validity Period, Date of Grant, Vesting Period, Exercise Arrangements and Lock-Up Period for Subject Shares Under the Scheme | Management | For | For |
1d | Approve Exercise Price of Share Options and Basis of Determination Under the Scheme | Management | For | For |
1e | Approve Conditions of Grant and Exercise of Share Options Under the Scheme | Management | For | For |
1f | Approve Methods annd Procedures for Adjustment of the Scheme | Management | For | For |
1g | Approve Accounting Treatment of Share Options Under the Scheme | Management | For | For |
1h | Approve Procedures for the Grant by the Company and the Exercise by the Participants of Share Options Under the Scheme | Management | For | For |
1i | Approve Respective Rights and Obligations of the Company and the Participants Under the Scheme | Management | For | For |
1j | Approve Handling of Special Cases Under the Scheme | Management | For | For |
1k | Approve Amendment and Termination Under the Scheme | Management | For | For |
2 | Approve ZTE Corporation Share Option Incentive Scheme Performance Appraisal System | Management | For | For |
3a | Authorize Board to Confirm the Qualifications of Participants, List of Participants and Number of Options to Be Granted and Grant Price Under the Scheme | Management | For | For |
3b | Authorize Board to Grant Shares to Participants Upon Fulfillment of Relevant Conditions | Management | For | For |
3c | Authorize Board to Adjust the Number of Shares Under the Scheme | Management | For | For |
3d | Authorize Board to Formulate or Modify Provisions for the Administration and Implementation of the Scheme | Management | For | For |
3e | Authorize Board to Sign, Execute, Modify and Terminate Any Agreements Relating to the Scheme and Other Relevant Agreements | Management | For | For |
3f | Authorize Board to Appoint Receiving Banks, Accountants, Legal Advisers and Other Intermediaries for the Implementation of the Scheme | Management | For | For |
3g | Authorize Board to Conduct Other Necessary Matters Required for the Implementation of the Scheme | Management | For | For |
3h | Authorize Board to Process Certain Procedures with Relevant Governments and Authorities, to Process Documents Submitted to Relevant Governments, Authorities, Organizations and Individuals, and to Do All Acts Necessary Under the Scheme | Management | For | For |
3i | Approve Term of the Mandate Granted to the Board Under the Scheme | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMEREN CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Richard J. Harshman | Management | For | For |
1.6 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.7 | Elect Director James C. Johnson | Management | For | For |
1.8 | Elect Director Steven H. Lipstein | Management | For | For |
1.9 | Elect Director Patrick T. Stokes | Management | For | For |
1.10 | Elect Director Thomas R. Voss | Management | For | For |
1.11 | Elect Director Stephen R. Wilson | Management | For | For |
1.12 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Adoption of Policies to Meet National GHG Reduction Goal | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATLAS ENERGY, L.P. MEETING DATE: APR 23, 2014 | ||||
TICKER: ATLS SECURITY ID: 04930A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward E. Cohen | Management | For | For |
1.2 | Elect Director Ellen F. Warren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director John B. (Thad) Hill | Management | For | For |
1.4 | Elect Director Robert C. Hinckley | Management | For | For |
1.5 | Elect Director Michael W. Hofmann | Management | For | For |
1.6 | Elect Director David C. Merritt | Management | For | For |
1.7 | Elect Director W. Benjamin Moreland | Management | For | For |
1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Director Denise M. O'Leary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director Scott J. McLean | Management | For | For |
1e | Elect Director Scott M. Prochazka | Management | For | For |
1f | Elect Director Susan O. Rheney | Management | For | For |
1g | Elect Director Phillip R. Smith | Management | For | For |
1h | Elect Director R. A. Walker | Management | For | For |
1i | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOMINION RESOURCES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Mark J. Kington | Management | For | For |
1.8 | Elect Director Pamela J. Royal | Management | For | For |
1.9 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.10 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.11 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
7 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Report on Environmental Impacts of Biomass and Assess Risks | Shareholder | Against | Abstain |
10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.2 | Elect Director Michael G. Browning | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director William E. Kennard | Management | For | For |
1.12 | Elect Director E. Marie McKee | Management | For | For |
1.13 | Elect Director E. James Reinsch | Management | For | For |
1.14 | Elect Director James T. Rhodes | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
EDISON INTERNATIONAL MEETING DATE: APR 24, 2014 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.8 | Elect Director Linda G. Stuntz | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
1.11 | Elect Director Peter J. Taylor | Management | For | For |
1.12 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ENBRIDGE INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director J. Herb England | Management | For | For |
1.5 | Elect Director Charles W. Fischer | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director David A. Leslie | Management | For | For |
1.8 | Elect Director Al Monaco | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ENERGEN CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: EGN SECURITY ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth W. Dewey | Management | For | For |
1.2 | Elect Director M. James Gorrie | Management | For | For |
1.3 | Elect Director James T. McManus, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
EXELON CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director John W. Rogers, Jr. | Management | For | For |
1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
1o | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Limit Executive Compensation | Shareholder | Against | Against |
FIDELITY REVERE STREET TRUST MEETING DATE: JUL 17, 2013 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
INTER PIPELINE LTD. MEETING DATE: MAY 12, 2014 | ||||
TICKER: IPL SECURITY ID: 45833V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Richard Shaw | Management | For | For |
2.2 | Elect Director David Fesyk | Management | For | For |
2.3 | Elect Director Lorne Brown | Management | For | For |
2.4 | Elect Director Duane Keinick | Management | For | For |
2.5 | Elect Director William Robertson | Management | For | For |
2.6 | Elect Director Brant Sangster | Management | For | For |
2.7 | Elect Director Alison Taylor Love | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize New Class of Preferred Stock (Class A) | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 21, 2014 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Thomas G. Stephens | Management | For | For |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
NEXTERA ENERGY, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
NISOURCE INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
NRG ENERGY, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Lawrence S. Coben | Management | For | For |
1.3 | Elect Director David Crane | Management | For | For |
1.4 | Elect Director Terry G. Dallas | Management | For | For |
1.5 | Elect Director Paul W. Hobby | Management | For | For |
1.6 | Elect Director Edward R. Muller | Management | For | For |
1.7 | Elect Director Evan J. Silverstein | Management | For | For |
1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.9 | Elect Director Walter R. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 15, 2014 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Brandi | Management | For | For |
1.2 | Elect Director Wayne H. Brunetti | Management | For | For |
1.3 | Elect Director Luke R. Corbett | Management | For | For |
1.4 | Elect Director Peter B. Delaney | Management | For | For |
1.5 | Elect Director John D. Groendyke | Management | For | For |
1.6 | Elect Director Kirk Humphreys | Management | For | For |
1.7 | Elect Director Robert Kelley | Management | For | For |
1.8 | Elect Director Robert O. Lorenz | Management | For | For |
1.9 | Elect Director Judy R. McReynolds | Management | For | For |
1.10 | Elect Director Sheila G. Talton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ONEOK, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.11 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 12, 2014 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 15, 2014 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3a | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
3b | Reduce Supermajority Vote Requirement to Remove a Director Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 09, 2014 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director Kathleen L. Brown | Management | For | For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
1.5 | Elect Director William D. Jones | Management | For | For |
1.6 | Elect Director William G. Ouchi | Management | For | For |
1.7 | Elect Director Debra L. Reed | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director William P. Rutledge | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Jack T. Taylor | Management | For | For |
1.12 | Elect Director Luis M. Tellez | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 17, 2014 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | For |
1.3 | Elect Director Charles L. Harrington | Management | For | For |
1.4 | Elect Director Kristina M. Johnson | Management | For | For |
1.5 | Elect Director Tarun Khanna | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Sandra O. Moose | Management | For | For |
1.9 | Elect Director John B. Morse, Jr. | Management | For | For |
1.10 | Elect Director Moises Naim | Management | For | For |
1.11 | Elect Director Charles O. Rossotti | Management | For | For |
1.12 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. SILICA HOLDINGS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: SLCA SECURITY ID: 90346E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Avramovich | Management | For | For |
1.2 | Elect Director Peter Bernard | Management | For | For |
1.3 | Elect Director William J. Kacal | Management | For | For |
1.4 | Elect Director Charles Shaver | Management | For | For |
1.5 | Elect Director Bryan A. Shinn | Management | For | For |
1.6 | Elect Director J. Michael Stice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Report on Net Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series VII Fidelity Covington Trust | Fidelity Select Portfolios Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity SelectCo, LLC or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Adrien E. Deberghes
Adrien E. Deberghes
Treasurer